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Development and realization of a new<br />

non-invasive method for tear film assessment<br />

using a corneal topographer<br />

Validation of new non-invasive<br />

methods for tear film assessment<br />

using a <strong>Keratograph</strong>


Imprint<br />

Publisher:<br />

<strong>OCULUS</strong> Optikgeräte GmbH<br />

Postfach • 35549 Wetzlar • GERMANY<br />

Tel. ++49-641-2005-0 • Fax +49-641-2005-295<br />

E-Mail: export@oculus.de • www.oculus.de<br />

Print:<br />

Bernecker Mediagruppe, Melsungen<br />

Layout:<br />

Grips Design GmbH, Wetzlar


Development and realization of a new<br />

non-invasive method for tear film assessment<br />

using a corneal topographer*<br />

B. Sc. Doreen Wiedemann [1],[2]<br />

A particularly suitable approach to tear film examination is found in methods that non-invasively analyze the optical<br />

radiation reflected by the tear film [2]. For this purpose a grid is projected onto the cornea and the precorneal tear<br />

film, respectively. The only non-invasive commercial device to date that is suitable for this, the Tearscope (Keeler),<br />

is currently neither available nor being produced. Alternative methods will therefore gain significance in future. The<br />

<strong>Keratograph</strong> is based on the same type of projection, qualifying it as as a non-contact, non-invasive method of inquiry.<br />

To date the <strong>Keratograph</strong> has primarily been used for measuring corneal topography. The purpose of the present<br />

study was to clarify to what extent it is also suited for tear film assessment and what modifications would be needed<br />

in order to make both qualitative and quantitative tear film measurements. The device chosen for this purpose was<br />

the <strong>Keratograph</strong> (Oculus), a modern, well-established model that is widely used in optometric and ophthalmic practices<br />

in Germany. After suitable modification the device was used in a clinical trial for determining tear meniscus<br />

height as well as non-invasive tear film break-up time. The newly developed method was also compared with selected<br />

well-established tests of high practical relevance. These tests involved use of the Tearscope<br />

(Keeler) for determining non-invasive tear film break-up time and a biomicroscope<br />

equipped with a measuring eyepiece for determining the height of the tear meniscus.<br />

Validation of new non-invasive<br />

methods for tear film assessment<br />

using a <strong>Keratograph</strong>*<br />

B. Sc. Doreen Wiedemann [1],[2] ; Dipl.-Ing. (FH) Martina Michel [1],[2] ;<br />

Prof. Dipl.-Ing. (FH) Wolfgang Sickenberger, MS. Optom. (USA) [1],[2] ;<br />

Dipl.-Ing. (FH) Sebastian Marx [1],[2]<br />

The majority of established tear film examination methods to date are based on observation of induced tear film<br />

reflections. Examples are the determination of tear meniscus height, assessment of interference phenomena, and<br />

the observation of non-invasive tear film break-up time. One limitation common to all these methods is the<br />

subjective nature of the observations made [1]. The fact that tear film data thus obtained contain indeterminable<br />

distortions that limit comparability poses a serious obstacle to their interpretation. Standardisation may serve to<br />

solve some such problems, but not to exclude them. In 2007 the Report of the Diagnostic Methodology Subcom-<br />

mittee of the International Dry Eye Workshop (RDEWS) was published, containing recommendations for standardisation<br />

in established tear film examination methods and clinical studies on dry eye disorders with a view to im-<br />

proving comparability [2]. The members of the subcommittee are nonetheless agreed that it would be of great<br />

importance to develop objective analysis methods that might supplement recommended test combinations for<br />

examining the precorneal tear film. [3]. Such was the situation that motivated the<br />

development of an automated, examinerindependent technique for detection of<br />

non-invasive tear film break-up time.<br />

[1] Fachhochschule Jena; [2] JENVIS Research Institute<br />

* First publication in “Die Kontaktlinse”, issue 7 and 8/2010<br />

weiterlesen auf<br />

Seite 4<br />

weiterlesen auf<br />

Seite 16


Development and realization of a new<br />

non-invasive method for tear film assessment<br />

using a corneal topographer<br />

A particularly suitable approach to tear film examination is found in methods that non-invasively analyze the optical<br />

radiation reflected by the tear film [2]. For this purpose a grid is projected onto the cornea and the precorneal tearfilm,<br />

respectively. The only non-invasive commercial device to date that is suitable for this, the Tearscope (Keeler), is<br />

currently neither available nor being produced. Alternative methods will therefore gain significance in future. The<br />

<strong>Keratograph</strong> is based on the same type of projection, qualifying it as as a non-contact, non-invasive method of inquiry.<br />

To date the <strong>Keratograph</strong> has primarily been used for measuring corneal topography. The purpose of the present study<br />

was to clarify to what extent it is also suited for tear film assessment and what modifications would be needed in<br />

order to make both qualitative and quantitative tear film measurements. The device chosen for this purpose was the<br />

<strong>Keratograph</strong> (Oculus), a modern, well-established model that is widely used in optometric and ophthalmic practices<br />

in Germany. After suitable modification the device was used in a clinical trial for determining tear meniscus height<br />

as well as non-invasive tear film break-up time. The newly developed method was also compared with selected<br />

well-established tests of high practical relevance. These tests involved use of the Tearscope (Keeler) for determining<br />

non-invasive tear film break-up time and a biomicroscope equipped with a measuring eyepiece for determining the<br />

height of the tear meniscus.<br />

1 Introduction<br />

A particularly suitable approach to tear film examination is found in methods that non-invasively analyze the optical<br />

radiation reflected by the tear film [2]. For this purpose a grid is projected onto the cornea and the precorneal tear film,<br />

respectively. The only non-invasive commercial device to date that is suitable for this, the Tearscope (Keeler), is currently<br />

neither available nor being produced. Alternative methods will therefore gain significance in future. The <strong>Keratograph</strong> is<br />

based on the same type of projection, qualifying it as as a non-contact, non-invasive method of inquiry. To date the<br />

<strong>Keratograph</strong> has primarily been used for measuring corneal topography. The purpose of the present study was to clarify<br />

to what extent it is also suited for tear film assessment and what modifications would be needed in order to make both<br />

qualitative and quantitative tear film measurements. The device chosen for this purpose was the <strong>Keratograph</strong> (Oculus),<br />

a modern, well-established model that is widely used in optometric and ophthalmic practices in Germany. After suitable<br />

modification the device was used in a clinical trial for determining tear meniscus height as well as non-invasive tear film<br />

break-up time. The newly developed method was also compared with selected well-established tests of high practical<br />

relevance. These tests involved use of the Tearscope (Keeler) for determining non-invasive tear film break-up time and<br />

a biomicroscope equipped with a measuring eyepiece for determining the height of the tear meniscus.<br />

2 Tear Film Analysis Methods<br />

Tear film analysis methods can be classified as either quantitative or qualitative or as either invasive or non-invasive.<br />

Quantitative methods yield information on the amount of tear fluid produced per unit of time as well as on the tear<br />

volume contained in the anterior eye segment. Tear film quantity depends on the production rate, distribution and drainage<br />

of tear fluid. Qualitative methods of tear film analysis yield information on the stability and composition of the tear<br />

film. These methods also give insights into the properties of the different tear fluid layers [3].<br />

Optometric examination methods are termed invasive when they injure the integrity of the eye. These include, for example,<br />

the application of fluorescein or the use of test strips which can come into direct contact with or irritate the eye [4]. The<br />

following table gives an overview of the most important methods of tear film analysis.<br />

– 4 –


Development and realization of a new non-invasive method for tear film assessment using a corneal topographer<br />

Invasive Minimally Invasive Non-Invasive<br />

Quantitative Schirmer‘s test I,<br />

Schirmer‘s test II (Jones test),<br />

dilution test<br />

Qualitative BUT<br />

(Break-Up Time)<br />

Further Tests LWE<br />

(Lid Wiper Epitheliopathy)<br />

ULMS<br />

(Upper Lid Margin Staining)<br />

Table 1: Overview of the most important tear film analysis methods<br />

Phenol red thread test<br />

according to Kurihashi,<br />

tear meniscus examination<br />

with slit lamp<br />

Tear meniscus examination<br />

with Tearscope (Keeler)<br />

Flow behavior NIBUT<br />

(non-invasive break-up time),<br />

interference test<br />

LIPCOF<br />

(lid parallel conjunctival folds)<br />

DEQ<br />

(dry eye questionnaire)<br />

The present study was dedicated to the examination of the tear meniscus and tear-film break-up time by means of the<br />

<strong>Keratograph</strong>. These methods are classified as non-invasive because the <strong>Keratograph</strong> neither comes into contact with the<br />

eye nor impairs its physiology in the process [5]. However, caution should also be exercised with non-invasive methods<br />

because swelling of the tear meniscus has been observed even under stable test conditions. These techniques therefore<br />

merit classification in the grey area between non-invasive and minimally invasive [2].<br />

3 Methods<br />

3.1 Reference Methods<br />

3.1.1 Tear meniscus height (TMH)<br />

The tear meniscus was assessed using a slit lamp with weak diffuse illumination or reduced direct focal illumination. For<br />

the latter a vertically or horizontally oriented light band of 0.5 to 1 mm width was used. Height measurements were performed<br />

using a monocular adjustable measuring eyepiece (see Figure 1) calibrated for 10x magnification. The eyepiece was<br />

equipped with a 10 mm graticule plate with 0.2 mm divisions. For larger magnification an appropriate scale factor must be<br />

used, since the magnification scale in the focal plane is then no longer 1.0 [6]. Table 2 shows the scale divisions for different<br />

magnifications and measuring eyepieces and the calculation of the scale factor.<br />

Figure 1<br />

1 graticule<br />

2 length scale<br />

3 Tabo angle scale<br />

4 cover glass<br />

5 measuring sphere<br />

6 insertion connecting piece<br />

– 5 –


Development and realization of a new non-invasive method for tear film assessment using a corneal topographer<br />

interval (target) x magnification (target) = interval<br />

magnification (actual) (actual)<br />

– 6 –<br />

Measuring eyepiece<br />

10x<br />

magnification (actual) interval (actual)<br />

in mm<br />

Measuring eyepiece<br />

10x<br />

interval (actual)<br />

in mm<br />

Measuring eyepiece<br />

12x<br />

interval (actual)<br />

in mm<br />

8x 0.125 0.250 0.300<br />

10x 0.100* 0.200* 0.240<br />

12x 0.083 0.167 0.200*<br />

16x 0.063 0.125 0.150<br />

20x 0.050 0.100 0.120<br />

24x 0.041 0.083 0.100<br />

32x 0.031 0.062 0.075<br />

40x 0.025 0.050 0.060<br />

* This value gives the scale division appropriate to the calibration of the magnification used. This is a necessary condition<br />

in order for measuring scale and measured object to be of the same scale. The values take no account of devicespecific<br />

measurement errors. [6]<br />

Table 2: Relationship between scale division and magnification used<br />

Disregard of the relationship between scale gradation and magnification can lead to significant errors in measuring the<br />

tear meniscus.<br />

3.1.2 Non-invasive tear film break-up time (NIBUT)<br />

It is generally known and has been variously demonstrated that tear film break-up consists in a destabilization or loss<br />

of integrity of the precorneal tear film. Non-invasive tear film break-up time was defined by Mengher et al. in 1985 as<br />

follows: NIBUT is defined as the time in seconds between the last complete blink and the first perturbation of a grid<br />

projected onto the surface of the cornea [7]. NIBUT is measured non-invasively and without application of fluorescein.<br />

NIBUT measurement methods thus differ significantly from the invasive BUT method.<br />

3.1.3 NIBUT measured with the Tearscope (Keeler)<br />

The Tearscope (Keeler) is the only commercial device available for non-invasive tear film analysis. A cold light source is<br />

used in general, the corneal microscope only serving for magnification. After 3 to 4 blinks the subject is asked to keep<br />

his or her eyes open. From this moment on the reflected projection surface is observed closely. Irregularities in the<br />

reflected image indicate places on the cornea where the tear film is losing stability or breaking up. If no grid is used,<br />

the full Tearscope (Keeler) illumination source is employed, producing a white reflection surface. This method permits<br />

continuous observation and identification of the type of tear film break-up, which may, for example, show as an areal<br />

expanse or as stripes or spots.<br />

Figure 2: Reflection image generated with the Tearscope (Keeler)


Development and realization of a new non-invasive method for tear film assessment using a corneal topographer<br />

Due to the high contrast of the reflected image, distortions and disturbances can be observed very well in a dark-coloured<br />

iris. Not so in the case of a light-coloured iris, where determination of tear film break-up time becomes more difficult and<br />

less accurate. Similar difficulties can occur when the tear film has a thin or low-reflecting lipid layer [8]. Figure 3 shows<br />

the poor contrast that results when these two factors coincide, illustrating the difference compared with the image obtained<br />

of the dark-coloured eyes (Figure 2, centre).<br />

Figure 3: Low-contrast reflection image resulting from a light-coloured iris in association with a low-reflecting lipid layer<br />

3.2 Tear Film Analysis Using the <strong>Keratograph</strong><br />

3.2.1 Tear meniscus height (NIK TMH)<br />

For the newly developed tear meniscus measurement method presented in this study, illumination was effected by means<br />

of four IR diodes. These IR diodes were mounted on the <strong>Keratograph</strong> in vertical orientation and arranged in two pairs located<br />

one above the other. The automatic red ring illumination otherwise used for corneal topography was deactivated.<br />

This ensured a dark background for the examination. The diodes were covered up in turn to determine the influence of<br />

each diode pair on the appearance of the reflected image and hence on measured tear meniscus height and the results<br />

obtained were compared with each other. The following combinations were tested:<br />

a) 3 images with both diode pairs;<br />

b) 3 images with the upper diode pair;<br />

c) 3 images with the lower diode pair.<br />

Figure 4: Illumination conditions obtained with the <strong>Keratograph</strong><br />

The measurement was performed over a predefined width centered 2 mm nasally from the pupil center, since the height<br />

of the tear meniscus varies along the length of the lower eyelid. Figure 5 shows the reflections occurring with NIK TMH<br />

as compared with the reference method. The yellow arrows show the meniscus height.<br />

– 7 –


Development and realization of a new non-invasive method for tear film assessment using a corneal topographer<br />

Figure 5: TMH (top); NIK TMH (bottom)<br />

3.2.2 Non-invasive tear film break-up time (NIK BUT).<br />

An illuminated ring pattern was projected onto the cornea using the <strong>Keratograph</strong>. In this case the Placido disk consisted<br />

of 22 rings. After three blinks the projected ring pattern was examined for signs of tear film break-up as described above.<br />

Attention was given in particular to distortions and gaps in individual rings and the time such deviations from the original<br />

ring pattern took to occur was measured.<br />

Figure 6: Graphic representation of wave-like distortions; these were also interpreted as a tear film destabilization, i.e. break-up.<br />

Figure 7: left: Ideal ring pattern; right: ring pattern with wave-like distortions<br />

– 8 –


Development and realization of a new non-invasive method for tear fi lm assessment using a corneal topographer<br />

Examinations were recorded on video. At the start of the recording the subject was asked to blink his or her eyes three<br />

times and then to keep them open. The recording was discontinued at the next eye blink. This procedure was repeated<br />

three times. Tear fi lm break-up time was measured according to the defi nition by Mengher et al. [7] both for the reference<br />

method and for the newly developed method. Figure 8 summarizes the measurement procedure.<br />

1. tear meniscus<br />

measurement<br />

1. tear meniscus<br />

measurement<br />

Figure 8: Overview of test procedure<br />

General preparations<br />

Information and informed consent<br />

2. NIBUT<br />

measurement<br />

Examination using a slit lamp<br />

30 minutes break<br />

3. Examination of<br />

anterior eye segment<br />

Examination using the <strong>Keratograph</strong><br />

2. NIBUT<br />

measurement<br />

Statistical evaluation<br />

3. Examination of<br />

anterior eye segment<br />

4. Documentation<br />

of results<br />

4. Documentation<br />

of results<br />

– 9 –


Development and realization of a new non-invasive method for tear film assessment using a corneal topographer<br />

3.3 Modifications on the <strong>Keratograph</strong><br />

Two software modifications were developed for the <strong>Keratograph</strong> to realize the measurements described above:<br />

<br />

<br />

tear meniscus measurement program<br />

tear film measurement program.<br />

Figure 9: Menu of the new measurement program incorporated in the <strong>Keratograph</strong> (<strong>OCULUS</strong>) software<br />

In single-shot mode the new software provides a measuring scale for determining tear meniscus height and a magnification<br />

function to facilitate measurement of reflection height. The accuracy of the measurement depends on the magnification<br />

function, being greater at higher than at lower magnification. A running digital clock is displayed in the top left-hand<br />

corner during the video recording. The time was measured manually with a stopwatch, since an automatic eye blink trigger<br />

function was not yet available at the time of the study.<br />

Figure 10: Single-shot mode with measuring scale, magnification function and saving option<br />

3.4 Subjects<br />

– 10 –<br />

Measuring scale<br />

Magnification function<br />

Save (including measured value)<br />

A total of 34 subjects participated in the study, 16 (47%) female and 18 (53%) male. The subjects’ age ranged from 19<br />

to 53 years with a mean value of 28.3 ± 7.2 years.<br />

The newly developed method is designed for use in contact lens fitting as well as for detection of pathological alterations<br />

of the eye in clinical screenings. The inclusion and exclusion criteria were determined on the basis of these designated<br />

application areas, with no resulting exclusions. The only inclusion criterion was that test persons had to be of age. The<br />

only exclusion criterion was the wearing of contact lenses within the last 24 hours preceding the examination. This was<br />

to minimize short-term contact-lens-induced fluctuations in tear film parameters.


4. Results<br />

Development and realization of a new non-invasive method for tear fi lm assessment using a corneal topographer<br />

4.1 Tear Meniscus Height<br />

4.1.1 Tear meniscus height measurements using a slit lamp<br />

In 22 out of the total of 34 subjects tear meniscus height was found to be lower, in four equal to and in eight greater than<br />

0.2 mm. The Shapiro-Wilk Test showed the measured data to be normally distributed within each series of measurements.<br />

(p=0.096). Figure 11 shows the frequency distribution within the classifi cation groups.<br />

4.1.2 Tear meniscus height measurement using the <strong>Keratograph</strong><br />

Measurements of tear meniscus height using the <strong>Keratograph</strong> were considered separately for each of the three illumination<br />

setups in order to determine the infl uence of each individual diode pair on refl ection height. As with the reference<br />

measurements, all measurement series performed with the <strong>Keratograph</strong> were found to have produced normally distributed<br />

data according to the Shapiro-Wilk test. Figure 11 shows the frequency distributions, along with the reference methods<br />

(shown grey) for comparison.<br />

Corneal microscope with measuring eyepiece<br />

<strong>Keratograph</strong> (upper diode pair)<br />

65%<br />

71%<br />

82%<br />

76%<br />

Figure 11: Percent distribution of results<br />

Frequency distribution of tear meniscus height<br />

n = 34<br />

12%<br />

6%<br />

3%<br />

<strong>Keratograph</strong> (both diode pairs)<br />

<strong>Keratograph</strong> (lower diode pair)<br />

9%<br />

24%<br />

24%<br />

15%<br />

TM < 0.20 mm TM = 0.20 mm TM > 0.20 mm<br />

The differences between means were analyzed using the t-test for paired samples. The null hypothesis was that the differences<br />

between means were entirely the product of chance.<br />

T Test pair 1* pair 2** pair 3***<br />

Paired differences (mean) 0.0035 0.0088 0.0144<br />

Standard deviation 0.0372 0.365 0.0404<br />

T value 0.553 1.410 2.081<br />

p value (signifi cance, 2-tailed 0.584 0.168 0.045<br />

Table 3: Differences between means and correlations (n=34)<br />

*pair 1: Corneal microscope with measuring eyepiece vs.<br />

<strong>Keratograph</strong> (both diode pairs)<br />

**pair 2: Corneal microscope with measuring eyepiece vs.<br />

<strong>Keratograph</strong> (upper diode pair)<br />

***pair 3: Corneal microscope with measuring eyepiece vs.<br />

<strong>Keratograph</strong> (lower diode pair)<br />

15%<br />

– 11 –


Development and realization of a new non-invasive method for tear fi lm assessment using a corneal topographer<br />

On considering the differences between the mean obtained with the reference method and the mean obtained with each<br />

of the three <strong>Keratograph</strong> versions (Table 10), it becomes clear that the smallest deviation from the reference method<br />

is achieved when both IR diode pairs are used. The p value for method pairs one and two indicates a signifi cance level<br />

higher than α = 0.05. Therefore the null hypothesis cannot be rejected, meaning that the difference between the means<br />

is possibly due to chance. For method pair three the null hypothesis is rejected, since the difference between the means is<br />

signifi cant. The results show that using only the lower diode pair for illumination is not a suitable setup for tear meniscus<br />

measurement.<br />

4.2 Non-invasive tear fi lm break-up time<br />

Not all of the 34 subjects showed tear fi lm break-up during measurement. Measurements that were terminated not by tear<br />

fi lm break-up but by a blink were excluded, in keeping with the defi nition of Mengher et al. [7].<br />

4.2.1 NIBUT measured using the Tearscope (Keeler)<br />

This sample had a median of 8.2 seconds and a range from 4.5 seconds to 29.9. seconds. The Shapiro-Wilk test showed no<br />

normal distribution (p=0.000). A statistical analysis was also performed of the horizontal width of the observed measurement<br />

range. Tearscope (Keeler) measurements showed the width to range from 3.5 to 4.9 mm with a mean value of 4.2<br />

±0.3 mm.<br />

4.2.2 NIK BUT measured with the <strong>Keratograph</strong><br />

In 17 of 34 subjects, measurements were in compliance with the defi nition of Mengher et al.. In fi ve out of these 17 subjects<br />

NIK BUT was shorter than 10 seconds, in 10 it ranged between 10 and 20 seconds and in two it was greater than 20<br />

seconds. Neither of the two methods indicated a normal distribution of this sample. The median of the results obtained with<br />

the <strong>Keratograph</strong> was 11.33 s, with a range from 5.70 s to 25.07 s.<br />

The horizontal width of the measurement range was analyzed as with the reference method, giving a range from 8.25 to<br />

10.46 mm and a mean of 9.37 ± 0.46 mm. The mean was rounded to 9.4 mm to facilitate a comparison of the two methods.<br />

– 12 –<br />

76%<br />

29%<br />

Figure 12: Distribution of results in per cent<br />

Frequency distribution of tear fi lm break-up time<br />

n = 17<br />

Tearscope <strong>Keratograph</strong><br />

18%<br />

59%<br />

6%<br />

12%<br />

NIBUT < 10 10ss 10 10 ss ≤ < NIBUT < 20 20 ss NIBUT > ≥ 20 20s s


Development and realization of a new non-invasive method for tear film assessment using a corneal topographer<br />

The median of the two methods differed by 2.5 s and the mean by 2.8 s. There was little deviation between the extremes<br />

obtained with the two methods. The standard deviation was 5.0 s for the results obtained with the reference method and<br />

5.24 s for those obtained with the <strong>Keratograph</strong>. Wilcoxon’s test was used to determine whether the differences found between<br />

the two methods might be attributable to chance. This yielded a p-value of 0.049, indicating a significant difference<br />

for α = 0.050 and hence rejection of the null hypothesis. Moreover, Spearman’s rank correlation coefficient was calculated<br />

as 0.088, indicating no appreciable correlation between the measurement results of the two methods.<br />

5 Discussion<br />

5.1 Tear Meniscus Height<br />

The reference method was performed with a measuring eyepiece mounted on the slit lamp. As already mentioned, this<br />

method requires appropriate magnification for accurate results. Since it is not being applied to an inanimate object, it also<br />

requires a certain degree of experience on the part of the examiner. The longer it takes the examiner to perform the measurement,<br />

the greater the influence of reflex secretion provoked by the examination and hence the probability of obtaining<br />

distorted results. This is where the advantage of the newly developed method lies. The use of IR diodes avoids exposure of<br />

the subject to glare, thus markedly reducing the risk of reflex secretion. Moreover, the examination takes less time, since<br />

only one shot of the tear meniscus is taken. When the measurement has been completed, the examiner can then take all<br />

the time he needs for the evaluation. For this purpose the software of the <strong>Keratograph</strong> was modified to include a segment<br />

magnification function and a measuring scale calibrated to the magnification being used. These modifications reduce the<br />

influence of measurement errors that have caused problems in the past. In addition, the picture material can be automatically<br />

incorporated in the patient file for later use in follow-up examinations.<br />

5.2 Non-invasive Tear Film Break-Up Time<br />

The illumination system of the <strong>Keratograph</strong> consists of 200 red LEDs with a wavelength of 653 nm. LEDs have the<br />

advantage of emitting very little heat radiation, minimizing the danger of thermally induced alterations of the tear film.<br />

The method of area illumination and projection differs from that of the Tearscope (Keeler) in the use of an additional grid.<br />

However, the Tearscope (Keeler) provides only poor contrast in the case of light-coloured eyes associated with a low-<br />

reflecting lipid layer, making it difficult to obtain accurate NIK-BUT measurements. Compared with the Tearscope (Keeler)<br />

the newly developed method permits very good observation of tear film break-up phenomena under constant contrast<br />

conditions, independent of eye colour or of interference effects related to the lipid layer. This provides ideal conditions<br />

for discriminating between disorders of the tear film, caused for example by air bubbles or mucin threads, and tear film<br />

break-up. The <strong>Keratograph</strong> provides a markedly larger field of observation so that peripheral tear break-ups are also<br />

considered.<br />

– 13 –


Development and realization of a new non-invasive method for tear film assessment using a corneal topographer<br />

6 Conclusion and Outlook<br />

Modern contact lens fitting as it is practised today would be unthinkable without the <strong>Keratograph</strong>. With around one in<br />

three contact lens wearers complaining of dryness problems or dry eye symptoms there is a practical interest in obtaining<br />

information on a person’s tear film quality and quantity when they have their corneal geometry measured in preparation<br />

of contact lens fitting. The present newly developed method is suited for non-invasive assessment of tear meniscus height<br />

as well as determination of non-invasive tear film break-up time. All results obtained with the method can be directly<br />

incorporated in the patient file. The highest priority of future development work should be to facilitate the generation of<br />

reproducible, objective data in the area of non-invasive tear film analysis. One important step towards this end will be to<br />

develop automatic examiner-independent methods. The results obtained in this study, and the modifications performed<br />

by the Oculus company on the <strong>Keratograph</strong> for this purpose - implemented in its TF Scan module - constitute important<br />

steps in this direction. This new objective method has in the meantime been validated by the JENVIS Research Institute.<br />

The validation included a comparison of NIK BUT with classical analysis methods, e.g. BUT, Schirmer‘s test, tear meniscus<br />

height and the results of a personal dry eye questionnaire.<br />

Figure 13: NIK-BUT validation study<br />

Current plans to continue development work on the <strong>Keratograph</strong> will open the field for numerous follow-on studies. Future<br />

development work on the TF Scan module could be aimed at an assessment of NIK DUT, i.e. non-invasive drying-up time.<br />

The present study has prepared the ground for this new avenue of research.<br />

– 14 –<br />

Follow-on study<br />

(n=101)<br />

Validation<br />

<br />

Classification<br />

Tear film &<br />

dry eye


Literature<br />

Development and realization of a new non-invasive method for tear film assessment using a corneal topographer<br />

[1] MARQUARDT, R.; LEMP, M. A.: Das trockene Auge in Klinik und Praxis.- 1. Aufl. - Heidelberg: Springer Verlag, 1991<br />

[2] The Ocular Surface, Report of the International Dry Eye WorkShop (DEWS):<br />

Methodologies to Diagnose and Monitor Dry Eye Disease: Report of the Diagnostic<br />

Methodology Subcommittee of the International Dry Eye WorkShop, 2007<br />

[3] SICKENBERGER, W.: Klassifikation von Spaltlampenbefunden. Großostheim:<br />

Bezug über Ciba Vision Vertriebs GmbH, 2001<br />

[4] MASTERS,B. R.: Noninvasive Diagnostic Techniques in Ophthalmology,Springer Verlag, 1990<br />

[5] KLYCE, S. D.; DINGELDEIN, S.A.: Corneal Topography, aus: Noninvasive Diagnostic Techniques in Ophthalmology,<br />

Springer Verlag, S. 61-77, 1990<br />

[6] Augenuntersuchungen mit der Spaltlampe. Ophthalmologische Geräte von Carl Zeiss,<br />

http://www.zeiss.com/C12567A10053133C/allBySubject/576876A46968B68AC125718600422005 (Stand 1.11.09)<br />

[7] MENGHER, L. S.; PANDHER, K. S.; BRON, A. J.: Non-invasive tear film break-up time: sensitivity and specificity.<br />

Acta Ophthalmologica, Vol.: 64: 441-444, 1986<br />

[8] GUILLON, J.P.: Non-invasive tearscope plus routine for contact lens fitting. Contact Lens and Anterior Eye,<br />

(Supplement) Vol.: 21: 31-40, 1998 Validation of new non-invasive methods for tear film assessment using<br />

a <strong>Keratograph</strong><br />

Author:<br />

Doreen Wiedemann, BSc, student of the Master Program in Optometry /Vision Science / Jena University of Applied Science,<br />

collaborator of the JENVIS Research Institute, Jena<br />

Email: wiedemann@jenvis-research.com<br />

Advisor:<br />

Prof. Dipl.-Ing. (FH) W. Sickenberger, MS. Optom. (USA), FH Jena<br />

Dipl.-Ing. (FH) M. Michel, JENVIS Research Institute, Jena<br />

– 15 –


Validation of new non-invasive<br />

methods for tear film assessment<br />

using a <strong>Keratograph</strong>*<br />

B. Sc. Doreen Wiedemann [1],[2] ; Dipl.-Ing. (FH) Martina Michel [1],[2] ;<br />

Prof. Dipl.-Ing. (FH) Wolfgang Sickenberger, MS. Optom. (USA) [1],[2] ;<br />

Dipl.-Ing. (FH) Sebastian Marx [1],[2]<br />

[1] [2] Fachhochschule Jena; JENVIS Research Institute<br />

* First – 16 publication – in “Die Kontaktlinse”, issue 8-2010


Validation of new non-invasive<br />

methods for tear film assessment<br />

using a <strong>Keratograph</strong><br />

The majority of established tear film examination methods to date are based on observation of induced tear film<br />

reflections. Examples are the determination of tear meniscus height, assessment of interference phenomena, and<br />

the observation of non-invasive tear film break-up time. One limitation common to all these methods is the sub-<br />

jective nature of the observations made [1]. The fact that tear film data thus obtained contain indeterminable distortions<br />

that limit comparability poses a serious obstacle to their interpretation. Standardisation may serve to solve<br />

some such problems, but not to exclude them. In 2007 the Report of the Diagnostic Methodology Subcommittee<br />

of the International Dry Eye Workshop (RDEWS) was published, containing recommendations for standardisation<br />

in established tear film examination methods and clinical studies on dry eye disorders with a view to improving<br />

comparability [2]. The members of the subcommittee are nonetheless agreed that it would be of great importance<br />

to develop objective analysis methods that might supplement recommended test combinations for examining the<br />

precorneal tear film. [3]. Such was the situation that motivated the development of an automated, examiner-<br />

independent technique for detection of non-invasive tear film break-up time.<br />

1 Introduction<br />

This study is based on the results of a development study entitled “Development and realization of a new non-invasive<br />

method for tear film assessment using a corneal topographer” which was published in the 7-8/2010 issue of this journal.<br />

The present follow-on study was dedicated to a validation of objective Non-Invasive <strong>Keratograph</strong> Break-Up Time<br />

(NIK-BUT), the aim being to delimitate normal from critical values. For this purpose a test battery was set up conforming<br />

to the RDEWS recommendations and covering the more established qualitative, quantitative and subjective tear film<br />

analysis methods. A further aim, motivated by substantial controversy over the correlation of results, was to determine<br />

comparability between the individual examination methods.<br />

Follow-on study<br />

(n=101)<br />

Validation<br />

Classification<br />

Figure 1: Overview of methods considered in the present validation study<br />

Tear film &<br />

dry eye<br />

– 17 –


Validation of new non-invasive methods for tear film assessment using a <strong>Keratograph</strong><br />

2 Materials and Methods<br />

2.1 Reference Methods<br />

2.1.1 Tear meniscus height (TMH and NIK-TMH)<br />

Tear meniscus height (TMH) was determined at reduced room lighting using a measuring eyepiece (10x, 0.2 mm scale division)<br />

mounted on a slit lamp. A horizontal light band was projected onto the test subject’s face such that it approached<br />

the lower eyelid from below, and the tear meniscus was measured three times over a defined central measuring range.<br />

Tear meniscus height (NIK-TMH) was measured with the <strong>Keratograph</strong> using the same two measurement tools described in<br />

the preceding article [5]. These were incorporated unchanged in the TF-Scan software, the only modification being the use<br />

of horizontally arranged white diodes in place of the previous red ring illumination. This modification was made purely for<br />

technical reasons related to the equipment. NIK-TMH was thus determined three times and the results were entered in a<br />

documentation form.<br />

2.1.2 Break-up time (BUT)<br />

BUT was measured at mid-range magnification. Measurements were performed in a darkened room under direct focal illumination<br />

with the blue and yellow filters interposed. The Dry Eye Test (DET) was performed for better reproducibility of the<br />

amount of fluorescein applied. Subjects were asked to blink three times after receiving fluorescein and then keep their eyes<br />

open. The time from the last blink until the first appearance of dark areas on the cornea was measured with a stopwatch.<br />

This was done three times and the resulting arithmetic mean was calculated. Table 1 gives a classification of invasive tear<br />

film break-up time.<br />

Classification BUT (in s) Interpretation<br />

Grade 0 ≥10 stable tear film<br />

Grade 1 6-9 tear film stability critical<br />

Grade 2 ≤ 5 dry eye disorder<br />

Table 1: Classification of BUT<br />

2.1.3 McMonnies DEQ<br />

Test subjects completed the McMonnies’ Dry Eye Questionnaire (McMonnies DEQ) for a subjective assessment of tear film.<br />

Answers were classified according to a scoring system with a total score range from 0 to 45 defining three grades of dryness.<br />

Classification Total score Interpretation<br />

Grade 0 0-9 no dry eye; asymptomatic<br />

Grade 1 10-20 slightly dry; critical<br />

Grade 2 >20 dry eye<br />

Table 2: Classification according to the McMonnies DEQ<br />

– 18 –


Validation of new non-invasive methods for tear film assessment using a <strong>Keratograph</strong><br />

2.1.4 Schirmer test (without anaesthetic)<br />

For the Schirmer test (without anaesthetic), a standardised 5 mm wide strip of filter paper was placed in the temporal<br />

third of the lower fornix as an indicator and left there for five minutes with the test subject’s eyes open. After this time<br />

the test strip was removed and the moistened length of strip was read in mm and entered in the documentation form.<br />

Figure 2: Schirmer test in progress<br />

Classification length (mm/5 min) Interpretation<br />

Grade 0 ≥ 15 normal<br />

Grade 1 6-14 slightly dry eye<br />

Grade 2 ≤ 5 dry eye<br />

Table 3: Classification according to the Schirmer test (without anaesthetic) [3][4]<br />

2.2 NIK-BUT method<br />

2.2.1 Technical modifications on the <strong>Keratograph</strong><br />

The TF-Scan software (Oculus) was reviewed in preparation of the validation study and modified in cooperation with the<br />

Oculus company. This software permits automatic determination of tear film break-up time, providing a graphic representation<br />

referred to as a Tear-Map, which shows the location and size the regions in question. The colour coding of the<br />

Tear-Map was modified (see Figure 3). In addition to the “first break-up time” (NIKf-BUT) the software now also gives the<br />

“average break-up time” (NIKav-BUT), i.e. the average of all tear film break-ups occurring over the entire cornea.<br />

Figure 3: Modified colour scale of the tear map<br />

red below 6s<br />

orange / yellow from 6s (previously 9s) on<br />

green from 12s (previously 16.5s) on<br />

The time reading shown against white background below the colour scale in Figure 3 gives the time between the first<br />

blink, which triggers the measurement, and the second blink, which terminates it.<br />

– 19 –


Validation of new non-invasive methods for tear film assessment using a <strong>Keratograph</strong><br />

2.2.2 NIK-BUT<br />

After creating a test subject in the patient file the option „New measurement (NIBUT)“ was selected from the control bar<br />

of the <strong>Keratograph</strong>. After the operator had centered the test subject’s eye a window appeared in the screen prompting<br />

the operator to have the test subject blink twice. The second blink automatically triggered the video recording and measurement.<br />

The measurement was terminated by either of two events: another blink or excessive blur or distortion of the<br />

reflected image of the Placido rings, making continued detection impossible. After measurement completion the following<br />

information was available for documentation: a video recording, a representation of tear film break-up over time including<br />

its graphic depiction in a tear map, the first break-up time (NIKf-BUT) and the average break-up time (NIKav-BUT)<br />

(see Figure 4).<br />

Figure 4: Output after a NIK-BUT measurement: left: video; top right: progress of tear film break-up over time; bottom<br />

right: Tear-Map and display of NIKf-BUT and NIKav-BUT.<br />

– 20 –


Validation of new non-invasive methods for tear fi lm assessment using a <strong>Keratograph</strong><br />

Results for NIKf-BUT and NIKav-BUT were entered in the documentation form. This measurement was performed three<br />

times per test subject. Figure 5 gives an overview of the test procedure.<br />

1. NIK-TMH<br />

measurement<br />

1. TMH<br />

measurement<br />

General preparations<br />

Information and informed consent<br />

Examination using the <strong>Keratograph</strong><br />

2. NIK-BUT<br />

measurement<br />

2. BUT<br />

measurement<br />

Figure 5: Schematic overview of test procedure<br />

Break<br />

Examination using a slit lamp<br />

McMonnies DEQ<br />

3. Subjective assessment<br />

of examination<br />

3. Subjective assessment<br />

of examination<br />

Schirmer test (without anaesthetic)<br />

1. Measurement (mm / 5 min) 2. Subjective assessment<br />

of examination<br />

Statistical evaluation<br />

4. Documentation<br />

of results<br />

4. Documentation<br />

of results<br />

3. Documentation of results<br />

– 21 –


Validation of new non-invasive methods for tear film assessment using a <strong>Keratograph</strong><br />

2.3 Subjects<br />

101 subjects participated in the validation study. Their age and sex distribution is shown in Table 4.<br />

N 101<br />

Mean age 41 ± 16 years<br />

Min. age 18 years<br />

Max. age 75 years<br />

Mean age of females (n=57) 40 ± 16 years<br />

Mean age of males (n=44) 40 ± 17 years<br />

Table 4: Demographics<br />

2.4 Statistical methods<br />

The results obtained with the various methods were first analysed descriptively and tested for normal distribution using<br />

the Shapiro-Wilk test. This led to rejection of the null hypothesis in each case, indicating absence of normal distribution<br />

for every method used.<br />

A cut-off value was determined for the boundary between normal and critical tear film quality in preparation of a classification<br />

of Non-Invasive <strong>Keratograph</strong> Break-Up Time (first break-up time and average break-up time). This was done by<br />

comparing the results of TMH, BUT, the McMonnies DEQ and Schirmer test with the corresponding NIK-BUT values using<br />

ROC (receiver operating characteristic) curves. This analysis method is used for gaining information on the sensitivity<br />

and specificity of diagnostic tests. It involves plotting sensitivity on the y-axis and 1 - specificity on the x-axis of a twodimensional<br />

coordinate system. Significant deviation of the resulting curve from the diagonal reference line indicates<br />

good discrimination by the test under consideration. The performance of the test is represented by the area under the<br />

ROC curve, also referred to as AUC (Area Under Curve). AUC can range between ca. 0.5 and ca. 1.0, with high values<br />

indicating a powerful test and low absolute values a test of low discriminatory power.<br />

Discriminatory power AUC<br />

Unacceptable 0.5 – 0.7<br />

Acceptable 0.7 – 0.8<br />

Very good 0.8 – 0.9<br />

Excellent 0.9 – 1.0<br />

Table 5: Interpretation of AUC values<br />

For this type of statistical evaluation it is first necessary to map all objective and subjective results to either of two test<br />

outcome levels. In the present study this information was obtained from the classification keys of the individual reference<br />

tests (Table 6).<br />

Discriminatory power Grade 0 Grade 1 Grade 2<br />

0 (normal) x<br />

1 (critical) x x<br />

Table 6: Definition of the two test outcome levels<br />

To determine the discriminatory power of the present newly developed method we analysed it firstly in comparison with<br />

all the other tests and secondly in comparison with the tests with the highest sensitivity and specificity for dry eye, namely<br />

with BUT and the McMonnies DEQ [1]. This appeared all the more appropriate as it is meaningful to combine objective and<br />

subjective methods [6].<br />

– 22 –


3 Measurement data and results<br />

Validation of new non-invasive methods for tear film assessment using a <strong>Keratograph</strong><br />

The purpose of the validation study was to establish a distinction between normal and critical NIK-BUT values. This is the<br />

primary focus in the following presentation of results, which gives the results obtained with the individual methods only in<br />

a brief overview.<br />

3.1 Reference methods<br />

3.1.1 Tear meniscus (TMH and NIK-TMH)<br />

In 15 of the 101 test subjects NIK-TMH measurement yielded values below 0.2 mm, in 16 equal to and in 70 greater than<br />

0.2 mm. TMH measurements deviated only slightly from this distribution.<br />

69% 62%<br />

Frequency distribution<br />

n = 101<br />

Grade 0 Grade 1 Grade 3<br />

Figure 6: Frequency distribution of NIK-TMH and TMH across the three groups<br />

Analysis of the relationship between the two methods yielded a correlation coefficient of 0.722 and a coefficient of determination<br />

of 0.568. This is confirmation of our finding in the development study that NIK-TMH and TMH produce comparable<br />

results, justifying their combined use for the present classification.<br />

3.1.2 Break-up time<br />

The results of invasive tear film break-up time (BUT) were likewise classified into three levels (see Figure 8). The entire<br />

sample had an arithmetic mean of 7.53 ± 3.73 s, a median of 6.90 s, and a range from 2.10 s to 19.40 s.<br />

26%<br />

NIK-TMH TMH<br />

16% 23%<br />

Frequency distribution<br />

n = 101<br />

Figure 7: Frequency distribution of BUT across the three groups<br />

BUT<br />

15% 15%<br />

37% 37%<br />

Grade 0 Grade 1 Grade 3<br />

– 23 –


Validation of new non-invasive methods for tear film assessment using a <strong>Keratograph</strong><br />

3.1.3 McMonnies DEQ<br />

In the McMonnies questionnaire the test subjects produced a mean overall score of 10.36 ± 6.83 and a median of 9.00. The<br />

lowest overall score was 1 point and the highest was 28.<br />

Figure 8: Frequency distribution for the McMonnies DEQ across the three groups<br />

3.1.4 Schirmer test (without anaesthetic)<br />

The results of the Schirmer test gave a mean of 18.58 ± 7.36 mm/5 min and a median of 22.00 mm/5 min for the entire<br />

sample (n=101). The maximum, limited by the length of the test strip, was 25 mm/5 min and the minimum in this study<br />

was 3 mm/5 min.<br />

Figure 9: Frequency distribution of the results of the Schirmer test across the three groups<br />

– 24 –<br />

58%<br />

Frequency distribution<br />

n = 101<br />

McMonnies DEQ<br />

30%<br />

12%<br />

Grade 0 Grade 1 Grade 3<br />

70%<br />

Frequency distribution<br />

n = 101<br />

Schimer I - Test<br />

19%<br />

11%<br />

Grade 0 Grade 1 Grade 3


3.2 Comparison of methods and statistical data<br />

Validation of new non-invasive methods for tear film assessment using a <strong>Keratograph</strong><br />

3.2.1 Frequency distributions for each of the reference methods<br />

The results obtained for the 101 subjects with the five reference methods were in each case classified into three groups.<br />

69% 62%<br />

Figure 10: Synopsis of frequency distributions of results across the three groups<br />

No confirmation of normal distribution was obtained when the results of all the reference methods were considered<br />

together.<br />

3.2.2 Correlation and comparability of reference methods<br />

The outcomes obtained with the individual reference methods were examined for correlations using Spearman’s rank correlation<br />

test. Strong and significant correlations were only found between NIK-TMH and TMH and between NIKf-BUT and NIKav-<br />

BUT. Weak correlations were found between BUT and NIKf-BUT and between BUT and NIKav-BUT. No correlations were found<br />

between any of the established reference methods. Table 7 gives the correlation coefficients for each method pair.<br />

NIK-TMH NIKf-BUT NIKav-BUT TMH BUT McMonnies Schirmer test I<br />

NIK-TMH 1,000 ,065 ,081 ,722(**) ,087 -,198(*) ,078<br />

NIKf-BUT ,065 1,000 ,868(**) ,062 ,505(**) -,280(**) ,132<br />

NIKav-BUT ,081 ,868(**) 1,000 ,070 ,454(**) -,246(*) ,090<br />

TMH ,722(**) ,062 ,070 1,000 ,127 -,207(*) ,056<br />

BUT ,087 ,505(**) ,454(**) ,127 1,000 -,182 ,258(**)<br />

McMonnies -,198(*) -,280(**) -,246(*) -,207(*) -,182 1,000 -,182<br />

Schirmer test I ,078 ,132 ,090 ,056 ,258(**) -,182 1,000<br />

** The correlation is significant at a level of 0.01 (two-tailed)<br />

* The correlation is significant at a level of 0.05 (two-tailed)<br />

Frequency distribution<br />

n = 101<br />

NIK-TMH TMH BUT McMonnies DEQ Schimer I - Test<br />

26%<br />

58%<br />

70%<br />

16% 23%<br />

37% 30%<br />

19%<br />

15% 15%<br />

Grade 0 Grade 1 Grade 3<br />

Table 7: Spearman’s nonparametric rank correlation coefficients for all reference methods studied (n = 101)<br />

37%<br />

12% 11%<br />

– 25 –


Validation of new non-invasive methods for tear film assessment using a <strong>Keratograph</strong><br />

The following diagrams illustrate the high degree of scatter and hence poor comparability of the results obtained with the<br />

various reference methods. Each diagram shows the results obtained for the entire sample (n=101).<br />

Figure 11: Representation of value pairs: Comparison of NIKav-BUT and NIKf-BUT with BUT and McMonnies DEQ (n=101)<br />

The diagrams in Figure 11 show that there is no linear relationship or indeed any correlation between the results of the<br />

method pairs chosen. The diagrams in Figure 12 show there to be a particularly large scatter among the data obtained for<br />

BUT vs. Schirmer test.<br />

Figure 12: Representation of value pairs: Comparison between BUT and TMH and between BUT and Schirmer test (n=101)<br />

3.2.3 ROC curves<br />

As already described, the output range of each tear film test was divided into an asymptomatic and a symptomatic subrange.<br />

This was done to facilitate a comparison of NIK-BUT with a combination of subjective and objective tear film tests,<br />

the McMonnies DEQ serving as a subjective and TMH, BUT and the Schirmer test as objective tests. Test subjects were<br />

classified as symptomatic if altogether at least three out of four tear film tests yielded results classified as critical or dry<br />

eye disorder (Grade 1 or 2). According to this combination of objective and subjective criteria, 82 of the total of 101 test<br />

subjects were asymptomatic and 19 were assessed as symptomatic. The predictive values of NIKf-BUT and NIKav-BUT were<br />

found to be significant (NIKf-BUT: AUC=0.679; p=0.016; NIKav-BUT: AUC=0.646; p=0.048).<br />

Figure 13: ROC curves for NIKf-BUT and NIKav-BUT (n=101; reference methods: TMH, BUT, Schirmer test and McMonnies DEQ)<br />

– 26 –<br />

NIKav-BUT<br />

TMH<br />

25,0<br />

20,0<br />

15,0<br />

10,0<br />

5,0<br />

0,0<br />

BUT/NIKav-BUT<br />

0,0 5,0 10,0 15,0 20,0 25,0<br />

0,50<br />

0,45<br />

0,40<br />

0,35<br />

0,30<br />

0,25<br />

0,20<br />

0,15<br />

0,10<br />

0,05<br />

BUT<br />

BUT/TMH<br />

0,00<br />

0,0 5,0 10,0 15,0 20,0 25,0<br />

BUT<br />

Sensitivity<br />

1,0<br />

,8<br />

,5<br />

,3<br />

0,0<br />

NIKav-BUT<br />

Schimer-Test I<br />

-5<br />

25<br />

20<br />

15<br />

10<br />

0,0 ,3 ,5 ,8 1,0<br />

1 - Specifity<br />

5<br />

McM. DEQ/NIKav-BUT<br />

5 15 25 35 15<br />

McMonnies DEQ<br />

BUT/Schimer-Test I<br />

0<br />

0,0 5,0 10,0 15,0<br />

BUT<br />

20,0 25,0<br />

Source of curve<br />

Reference line<br />

NIKav-BUT-MW<br />

NIKf-BUT-MW


Validation of new non-invasive methods for tear film assessment using a <strong>Keratograph</strong><br />

The value with the smallest difference between sensitivity and specificity represents the cut-off value. The smallest<br />

difference between the two for NIKf-BUT was 0.01, giving a cut-off value of 9s, and for NIKav-BUT the smallest difference<br />

was again 0.01, giving a cut-off value of 14s. Test subjects with lower NIK-BUT values should be considered as critical or<br />

symptomatic.<br />

Assessment of NIK-BUT on the basis of BUT and the McMonnies DEQ<br />

NIK-BUT was then assessed on the basis of one objective and one subjective test, both of which were selected for having<br />

the highest discriminatory power and performance with regard to dry eye within their class (BUT test and McMonnies DEQ<br />

[1]), and the results of these two tear film tests were considered anew. Test subjects were classified as symptomatic when<br />

the BUT test and the McMonnies DEQ both yielded values classifiable as critical or dry eye disorder (Grade 1 or 2). According<br />

to this classification 61 of the 101 test subjects were asymptomatic and 40 were symptomatic, i.e. seen as critical or as<br />

having dry eye disorder. When interpreted on the basis of these two tests NIK-BUT shows good and significant predictive<br />

power (NIKf-BUT: AUC=0.750; p=0.000; NIKav-BUT: AUC=0.735; p=0.000).<br />

Figure 14: ROC curves for NIKf-BUT and NIKav-BUT (n=101; reference methods: BUT and McMonnies DEQ)<br />

Again the cut-off value was determined by finding the value giving the smallest difference between sensitivity and specificity.<br />

The smallest difference was found to be 0.01, giving cut-off values of 14s for NIKav-BUT and 10s for NIKf-BUT. NIK-<br />

BUT values below the cut-off value merit interpretation as critical.<br />

Using the same two reference methods as an assessment basis an attempt was then made to distinguish between critical<br />

and dry eye tear film. This time test subjects were classified as symptomatic if both the BUT test and the McMonnies DEQ<br />

were indicative of Grade 2 dry eye disorder. 84 of 101 test subjects were found to be asymptomatic and 17 symptomatic<br />

under this interpretation. With AUC values of 0.763 and 0.751, respectively, this test has good discriminatory power, but<br />

our findings on it should be viewed as tentative because of the low number symptomatic cases (NIKf-BUT: AUC=0.763;<br />

p=0.001; NIKav-BUT: AUC=0.751; p=0.001).<br />

Sensitivity<br />

Sensitivity<br />

1,0<br />

,8<br />

,5<br />

,3<br />

0,0<br />

1,0<br />

,8<br />

,5<br />

,3<br />

0,0<br />

0,0 ,3 ,5 ,8 1,0<br />

1 - Specifity<br />

0,0 ,3 ,5 ,8 1,0<br />

Source of curve<br />

Reference line<br />

NIKav-BUT-MW<br />

NIKf-BUT-MW<br />

Source of curve<br />

Reference line<br />

NIKav-BUT-MW<br />

NIKf-BUT-MW<br />

Figure 15: ROC curves for classification as Grade 2 dry eye disorder according to NIKf-BUT and NIKav-BUT (n=101;<br />

reference methods: BUT and McMonnies DEQ)<br />

– 27 –


Validation of new non-invasive methods for tear film assessment using a <strong>Keratograph</strong><br />

The cut-off values for this test can be defined as 5s (NIKf-BUT) and 7s (NIKav-BUT). This gives the following three-level<br />

classification for NIKf-BUT and NIKav-BUT:<br />

Table 8: Classification of NIK-BUT results<br />

Classification NIKf-BUT (in s) NIKav-BUT (in s) Interpretation<br />

Grade 0 ≥10 ≥14 stable tear film<br />

Grade 1 6-9 8-13 critical tear film<br />

stability<br />

Grade 2 ≤ 5 ≤ 7 dry eye disorder<br />

Figure 16 gives the frequency distribution for this classification. Those for the reference methods have been calculated and<br />

are shown on the basis of the established classification keys.<br />

Figure 16: Frequency distribution for NIK-BUT, BUT and the McMonnies DEQ across the three groups<br />

4 Discussion<br />

4.1 Reference Methods<br />

The present study showed no correlation between established dry eye tests. For example, Spearman’s rank correlation coefficient<br />

between the Schirmer test and the BUT test was 0.258. On the other hand, there have been studies showing a good and<br />

significant correlation between these two tests when a local anaesthetic was used prior to the Schirmer test (n=44; Pearson’s<br />

correlation coefficient 0.653; p=0.000 [7]. Findings on the reliability of the Schirmer test in terms of its ability to classify tear<br />

film quantity have been contradictory and highly varied [8] whether performed with or without the use of an anaesthetic. By<br />

comparison, the correlations of NIK-BUT with other established methods such as TMH or BUT are markedly higher.<br />

Due to inconsistent findings on the relationships between different examination methods it has not been possible to date<br />

to a define generally applicable gold standard for tear film analysis and classification. For a classification of tear film quality<br />

and quantity it is therefore advisable to use not just one or two tests with an additional subjective questionnaire such<br />

as the McMonnies DEQ. Numerous studies have sought to find optimal test combinations, some comprising both objective<br />

and subjective tests.<br />

– 28 –<br />

60% 58%<br />

NIK-BUTav<br />

26%<br />

58%<br />

Frequency distribution<br />

n = 101<br />

NIK-BUTf BUT McMonnies<br />

37%<br />

33%<br />

28% 30%<br />

12% 9%<br />

37%<br />

Grade 0 Grade 1 Grade 3<br />

12%


Validation of new non-invasive methods for tear film assessment using a <strong>Keratograph</strong><br />

A further source of controversy is that the more established methods are operator-dependent, making it difficult to judge<br />

their objectivity. With NIK-BUT, by contrast, non-invasive tear film break-up time is measured automatically and thus<br />

objectively, without the operator influencing the outcome. Thus NIK-BUT circumvents two error sources involved in the<br />

BUT method. The latter requires fluorescein application, which can distort outcomes by affecting the composition of the<br />

tear film as well as through the difficulty of reproducible dosage. Mc Monnies DEQ and BUT have been suggested as a test<br />

combination for diagnosis of dry eye disorder, having together the highest sensitivity and specificity. This was the motivation<br />

for using these two methods for the determination of NIK-BUT cut-off values. The resulting classification is recommended<br />

by the authors for assessing tear film quality by NIK-BUT.<br />

4.2 NIK-BUT method<br />

In the present study NIK-BUT was no longer determined manually as in the development study but automatically. This<br />

eliminates any influence of the operator on individual measurement results, including the operator response time previously<br />

contained in time measurements. Detection occurs with computer assistance, capturing even the smallest tear film<br />

break-up. These factors have led to shorter break-up times than are measured manually. This was the reason for measuring<br />

both the first and the average break-up time in the present validation study. The results thus obtained show that both are<br />

suitable for assessing tear film quality and provide good and significant discriminatory power for distinguishing between<br />

normal and critical tear film break-up times. The present study was performed on a modified version of the TF-Scan software<br />

(Oculus) used in the development study. The modified version has lower rates of error resulting from pupillary response,<br />

shadowing from the nose or eyelashes or additional reflections at the upper tear meniscus. Further improvements<br />

relate to the colours used on the tear map and the adjusted classification of break-up times according to the cut-off values<br />

found.<br />

Some imprecision appears to remain in the central region. This can be seen in Figure 4 for example, which shows no breakup<br />

time, or rather no tear film break-up, in the central region. This occurred several times, leading us to assume that the<br />

altered contrast conditions have made detection against the dark pupil more difficult.<br />

5 Conclusion and preview<br />

The present validation study on NIK-BUT was successful in identifying significant cut-off values which permit discrimination<br />

between normal and critical NIK-BUT values.<br />

Measurement of NIK-BUT offers numerous advantages over conventional methods for both the examiner and the person<br />

being examined. The procedure can be learnt quickly and easily, making it suitable both as a screening method and as an<br />

objective, examiner-independent diagnostic test. The test outcome is presented in the form of an intuitively colour-coded<br />

tear map, making communication easier and facilitating the customer’s or patient’s understanding, i.e. whether in a clinical<br />

setting or in preparation of contact lens fitting. No auxiliary equipment is required, lowering the risk of skewed results<br />

as well as costs.<br />

The highest priority of further development work should be on extending the classification of NIK-BUT to permit a reliable<br />

diagnosis of dry eye disorder. To this end the authors have already carried out a study in which patients with a diagnosis<br />

of dry eye were examined with NIK-BUT. The tear map generated in the process allows to locate the break-up zones. This<br />

can now serve as a basis to examine whether the location and size of the break-up zones can contribute to the diagnosis.<br />

Another aspect of potential clinical interest might lie in using the method for examining the tear film after LASIK.<br />

– 29 –


Validation of new non-invasive methods for tear film assessment using a <strong>Keratograph</strong><br />

Literature<br />

[1] The Ocular Surface, Report of the International Dry Eye WorkShop (DEWS):<br />

Methodologies to Diagnose and Monitor Dry Eye Disease: Report of the Diagnostic<br />

Methodology Subcommittee of the International Dry Eye WorkShop, 2007<br />

[2] The Ocular Surface, Report of the International Dry Eye WorkShop (DEWS): Design and Conduct of Clinical Trials.:<br />

Report of the Diagnostic Methodology Subcommittee of the International Dry Eye WorkShop, 2007<br />

[3] The Ocular Surface, Report of the International Dry Eye WorkShop (DEWS): The Definition and Classification of<br />

Dry Eye Disease, Report of the Diagnostic Methodology Subcommittee of the International Dry Eye WorkShop, 2007<br />

[4] SICKENBERGER, W.: Klassifikation von Spaltlampenbefunden.3.Auflage, Großostheim: Ciba Vision Vertriebs GmbH, 2010<br />

[5] Wiedemann, D.: Entwicklung und Erprobung neuer nichtinvasiver Untersuchungsmethoden des Tränenfilms mittels<br />

Videokeratographen. Die Kontaktlinse, Nr.: 7-8, 2010<br />

[6] Michel, M.: Diplomarbeit: Bestimmung des kontaktlinsenrelevanten okulären Trockenheitsgrades anhand validierter<br />

und optimierter Patienten-Fragebögen und objektiven Tests.. Fachhochschule Jena, Fachbereich SciTec, Studiengang<br />

Augenoptik, Erscheinungsjahr 2008<br />

[7] ISREB, M.A.; GREINER, J.V.; KORB, D.R; GLONEK, T.; MODY, S.S; FINNEMORE, V.M.; REDDY, C.V.: Correlation of lipid layer<br />

thickness measurements with fluorescein tear film break-up time and Schirmer’s test; Nature Publishing Group: Eye<br />

(2003) Vol: 17: 79–83, 2003<br />

[8] CHO P.; YAP M.: Schirmer-Test I – A Rewiev. Optometry and Vision Science, Vol. 70 No. 2, 152-156, 1993<br />

Author:<br />

Doreen Wiedemann, student of the master program in optometry and vision science at FH Jena<br />

associate at the JENVIS Research Institute, Jena<br />

Email: wiedemann@jenvis-research.com<br />

– 30 –


Validation of new non-invasive methods for tear film assessment using a <strong>Keratograph</strong><br />

– 31 –


WWW.<strong>OCULUS</strong>.DE<br />

<strong>OCULUS</strong> is certifi ed by TÜV according to<br />

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Tel. ++49-641-2005-0 • Fax ++49-641-2005-295<br />

E-Mail: export@oculus.de • www.oculus.de

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