SSgA Managed Pension Fund Votes Against Management, Q3 2012
SSgA Managed Pension Fund Votes Against Management, Q3 2012
SSgA Managed Pension Fund Votes Against Management, Q3 2012
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<strong>Managed</strong> <strong>Pension</strong> <strong>Fund</strong><br />
Vote Summary<br />
Report of votes for the period 1 July – 30 September <strong>2012</strong>,<br />
in which MPF voted against management.
Table of Contents<br />
Report of votes for the period 1 July – 30 September <strong>2012</strong>,<br />
in which MPF voted against management.<br />
Section 1: <strong>SSgA</strong> MPF Emerging Markets <strong>Fund</strong>................................................................... 3<br />
Section 2: MPF European Equity <strong>Fund</strong>.............................................................................. 92<br />
Section 3: MPF Middle East & Africa <strong>Fund</strong>...................................................................... 132<br />
Section 4: MPF North America Equity <strong>Fund</strong> .................................................................... 136<br />
Section 5: MPF Pacific Basin ex-Japan Equity <strong>Fund</strong>....................................................... 190<br />
Section 6: MPF UK Equity <strong>Fund</strong> ...................................................................................... 229<br />
Section 7: MPF Japan Equity <strong>Fund</strong> ................................................................................. 267
Section 1<br />
<strong>SSgA</strong> MPF Emerging Markets <strong>Fund</strong>
Ticker Meeting Date Security ID<br />
PTTGC 02-Apr-12 Y7150W113<br />
PTT Global Chemical Public Co., Ltd.<br />
CUSIP: Y7135Z108 ISIN: TH0882010000 SEDOL: B0T9JT9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
TUPRS 04-Apr-12 M8966X108<br />
Tupras Turkiye Petrol Rafinerileri A.S.<br />
CUSIP: M8966X108 ISIN: TRATUPRS91E8 SEDOL: B03MYT9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Elect Directors Mgmt For <strong>Against</strong><br />
6 Appoint Internal Statutory Auditors and Approve Their Mgmt For <strong>Against</strong><br />
Remuneration<br />
7 Receive Information on Remuneration Policy Mgmt For <strong>Against</strong><br />
IRPC Public Company Limited (frmly Thai Petrochemical Industry PCL)<br />
Ticker Meeting Date Security ID<br />
IRPC 05-Apr-12 Y4177E101<br />
CUSIP: Y4177E101 ISIN: TH0471010Y04 SEDOL: 6905295<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Other Business Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 4
Ticker Meeting Date Security ID<br />
RDCD3 05-Apr-12 P79941103<br />
Redecard S.A<br />
CUSIP: P79941103 ISIN: BRRDCDACNOR3 SEDOL: B1Z8B68<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Directors Mgmt For <strong>Against</strong><br />
4 Approve Remuneration of Executive Officers, Non-Executive Mgmt For <strong>Against</strong><br />
Directors, and Audit Committee Members<br />
Ticker Meeting Date Security ID<br />
TOP 05-Apr-12 Y8620B101<br />
THAI OIL PUBLIC CO LTD<br />
CUSIP: Y8620B101 ISIN: TH0796010005 SEDOL: B0300P1<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
N/A 09-Apr-12 M0367N110<br />
Air Arabia PJSC<br />
CUSIP: M0367N110 ISIN: AEA003001012 SEDOL: B23DL40<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Amend Articles of Bylaws Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CGAS5 09-Apr-12 P3055H194<br />
Companhia de Gas de Sao Paulo (Comgas)<br />
CUSIP: P3055H194 ISIN: BRCGASACNPA3 SEDOL: 2039110<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Directors Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 5
Ticker Meeting Date Security ID<br />
ENBR3 10-Apr-12 P3769R108<br />
EDP- Energias Do Brasil S.A<br />
CUSIP: P3769R108 ISIN: BRENBRACNOR2 SEDOL: B0D7494<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Fix Board Size and Elect Directors Mgmt For <strong>Against</strong><br />
5 Approve Remuneration of Executive Officers, Non-Executive Mgmt For <strong>Against</strong><br />
Directors, and Fiscal Council Members<br />
Ticker Meeting Date Security ID<br />
KCHOL 10-Apr-12 M63751107<br />
Koc Holding AS<br />
CUSIP: M63751107 ISIN: TRAKCHOL91Q8 SEDOL: B03MVJ8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Appoint Internal Statutory Auditors Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
PTT 10-Apr-12 Y6883U105<br />
PTT PCL<br />
CUSIP: Y6883U105 ISIN: TH0646010007 SEDOL: 6420389<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Other Business Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 6
Ticker Meeting Date Security ID<br />
900949 10-Apr-12 Y9890J105<br />
Zhejiang Southeast Electric Power Co., Ltd.<br />
CUSIP: Y9890J105 ISIN: CNE000000T75 SEDOL: 6045641<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve the Daily Related Party Transaction Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CAP 11-Apr-12 P25625107<br />
CAP S.A.<br />
CUSIP: P25625107 ISIN: CLP256251073 SEDOL: 2174312<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Directors Mgmt For <strong>Against</strong><br />
9 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
500104 11-Apr-12 Y3224R123<br />
Hindustan Petroleum Corporation Ltd.<br />
CUSIP: Y3224R123 ISIN: INE094A01015 SEDOL: 6100476<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve Increase in Borrowing Powers and Pledging of Mgmt For <strong>Against</strong><br />
Assets for Debt<br />
Ticker Meeting Date Security ID<br />
KTB 11-Apr-12 Y49885190<br />
Krung Thai Bank PCL<br />
CUSIP: Y49885190 ISIN: TH0150010Z03 SEDOL: 6492827<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Other Business Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 7
Ticker Meeting Date Security ID<br />
LIGT3 11-Apr-12 P63529104<br />
Light S.A<br />
CUSIP: P63529104 ISIN: BRLIGTACNOR2 SEDOL: B0W1X34<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Directors Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
VIVT4 11-Apr-12 P90337166<br />
Telefonica Brasil SA.<br />
CUSIP: P90337117 ISIN: BRVIVTACNPR7 SEDOL: B3ZCNF7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Directors Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
TIMP3 11-Apr-12 P91536469<br />
Tim Participacoes S.A.<br />
CUSIP: P91536204 ISIN: BRTCSLACNPR7 SEDOL: 2292582<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Remuneration of Executive Officers and Non- Mgmt For <strong>Against</strong><br />
Executive Directors<br />
Ticker Meeting Date Security ID<br />
TMB 11-Apr-12 Y57710272<br />
TMB Bank PCL<br />
CUSIP: Y57710124 ISIN: TH0068010Z07 SEDOL: 6887876<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Other Business Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 8
Ticker Meeting Date Security ID<br />
BBL 12-Apr-12 Y0606R101<br />
Bangkok Bank Public Co. Ltd<br />
CUSIP: Y0606R101 ISIN: TH0001010006 SEDOL: 6077008<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6.2 Elect Amorn Chandarasomboon as Director Mgmt For <strong>Against</strong><br />
9 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CPFE3 12-Apr-12 P3179C105<br />
CPFL Energia S.A<br />
CUSIP: P3179C105 ISIN: BRCPFEACNOR0 SEDOL: B031NN3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Remuneration of Executive Officers and Non- Mgmt For <strong>Against</strong><br />
Executive Directors<br />
Ticker Meeting Date Security ID<br />
600295 12-Apr-12 Y40841127<br />
Inner Mongolia Eerduosi Resources Co., Ltd.<br />
CUSIP: Y40841127 ISIN: CNE0000017T6 SEDOL: 6338620<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve to Provide Loan Guarantee for the Affiliated Mgmt For <strong>Against</strong><br />
Subsidiaries<br />
Ticker Meeting Date Security ID<br />
GARAN 12-Apr-12 M4752S106<br />
T. Garanti Bankasi A.S.<br />
CUSIP: M4752S106 ISIN: TRAGARAN91N1 SEDOL: B03MYP5<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Elect Board of Directors and Internal Auditors Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 9
Ticker Meeting Date Security ID<br />
N/A 12-Apr-12 X6669J101<br />
Telekomunikacja Polska S A<br />
CUSIP: X6669J101 ISIN: PLTLKPL00017 SEDOL: 5552551<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Amend Sep. 21, 2006, EGM Resolution Re: Remuneration of Mgmt For <strong>Against</strong><br />
Supervisory Board<br />
Ticker Meeting Date Security ID<br />
CCRO3 13-Apr-12 P1413U105<br />
CCR S.A.<br />
CUSIP: P1413U105 ISIN: BRCCROACNOR2 SEDOL: 2840970<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Directors Mgmt For <strong>Against</strong><br />
5 Approve Remuneration of Executive Officers, Non-Executive Mgmt For <strong>Against</strong><br />
Directors, and Fiscal Council Members<br />
Ticker Meeting Date Security ID<br />
NATU3 13-Apr-12 P7088C106<br />
Natura Cosmeticos S.A<br />
CUSIP: P7088C106 ISIN: BRNATUACNOR6 SEDOL: B014K55<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Remuneration of Executive Officers, Non-Executive Mgmt For <strong>Against</strong><br />
Directors, and Fiscal Council Members<br />
Ticker Meeting Date Security ID<br />
TRPL4 16-Apr-12 P30576113<br />
CTEEP - Cia. de Transmissao de Energia Eletrica Paulista<br />
CUSIP: P30576113 ISIN: BRTRPLACNPR1 SEDOL: 2440972<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Directors Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 10
Ticker Meeting Date Security ID<br />
N/A 16-Apr-12 X3204U113<br />
Globe Trade Centre SA<br />
CUSIP: X3204U113 ISIN: PLGTC0000037 SEDOL: B1BFM59<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Approve Phantom Option Plan for Chairman of Supervisory Mgmt For <strong>Against</strong><br />
Board<br />
Shanghai Lujiazui Finance & Trade Zone Development Co. Ltd.<br />
Ticker Meeting Date Security ID<br />
900932 16-Apr-12 Y7686Q119<br />
CUSIP: Y7686Q119 ISIN: CNE000000HH6 SEDOL: 6798666<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Approve to Accept the Loan from the Controlling Shareholder Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
GLO 17-Apr-12 Y27257149<br />
Globe Telecom, Inc.<br />
CUSIP: Y27257149 ISIN: PHY272571498 SEDOL: 6284864<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ALI 18-Apr-12 Y0488F100<br />
Ayala Land, Inc.<br />
CUSIP: Y0488F100 ISIN: PHY0488F1004 SEDOL: 6055112<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Other Business Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 11
Ticker Meeting Date Security ID<br />
ENKAI 18-Apr-12 M4055T108<br />
Enka Insaat ve Sanayi A.S.<br />
CUSIP: M4055T108 ISIN: TREENKA00011 SEDOL: B03MS64<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Remuneration Policy Mgmt For <strong>Against</strong><br />
10 Appoint Internal Statutory Auditors and Approve Their Mgmt For <strong>Against</strong><br />
Remuneration<br />
Ticker Meeting Date Security ID<br />
BBNI 18-Apr-12 Y74568166<br />
PT Bank Negara Indonesia Tbk<br />
CUSIP: Y74568166 ISIN: ID1000096605 SEDOL: 6727121<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Elect Directors and Commissioners Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
HALKB 18-Apr-12 M9032A106<br />
Turkiye Halk Bankasi A.S.<br />
CUSIP: M9032A106 ISIN: TRETHAL00019 SEDOL: B1WTMP0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Ratify Director Appointments Made During the Year Mgmt For <strong>Against</strong><br />
7 Elect Board of Directors and Internal Auditors Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
VALE5 18-Apr-12 P9661Q148<br />
Vale S.A.<br />
CUSIP: P2605D109 ISIN: BRVALEACNPA3 SEDOL: 2257127<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.4 Approve Remuneration of Executive Officers, Non-Executive Mgmt For <strong>Against</strong><br />
Directors, and Fiscal Council Members<br />
Vote Summary Report: July – September <strong>2012</strong> Page 12
Ticker Meeting Date Security ID<br />
AMIL3 19-Apr-12 P0R997100<br />
Amil Participacoes S.A.<br />
CUSIP: P0R997100 ISIN: BRAMILACNOR0 SEDOL: B28T2K6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration of Executive Officers and Non- Mgmt For <strong>Against</strong><br />
Executive Directors<br />
Ticker Meeting Date Security ID<br />
EKGYO 19-Apr-12 M4030U105<br />
Emlak Konut Gayrimenkul Yatirim Ortakligi A.S.<br />
CUSIP: N/A ISIN: N/A SEDOL: N/A<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Elect Board of Directors and Internal Auditors Mgmt For <strong>Against</strong><br />
8 Approve Remuneration Policy; Approve Remuneration of Mgmt For <strong>Against</strong><br />
Directors and Internal Auditors<br />
Ticker Meeting Date Security ID<br />
BAATELEC 19-Apr-12 X89734101<br />
Telefonica Czech Republic AS<br />
CUSIP: X89734101 ISIN: CZ0009093209 SEDOL: 5272569<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Amend Articles of Association Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
AC 20-Apr-12 Y0486V115<br />
Ayala Corporation<br />
CUSIP: Y0486V115 ISIN: PHY0486V1154 SEDOL: B09JBT3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Other Business Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 13
Ticker Meeting Date Security ID<br />
BDO 20-Apr-12 Y07775102<br />
BDO Unibank Inc.<br />
CUSIP: Y0560W104 ISIN: PHY0560W1046 SEDOL: 6523341<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CIEL3 20-Apr-12 P2859E100<br />
Cielo SA<br />
CUSIP: P3063Y114 ISIN: BRCIELACNOR3 SEDOL: B614LY3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Directors and Approve Remuneration of Executive Mgmt For <strong>Against</strong><br />
Officers, Non-Executive Directors, and Fiscal Council Members<br />
Ticker Meeting Date Security ID<br />
ITUB4 20-Apr-12 P5968U113<br />
Itau Unibanco Holding SA<br />
CUSIP: P5968U113 ISIN: BRITUBACNPR1 SEDOL: B037HR3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Remuneration of Company's <strong>Management</strong> Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
GOAU4 20-Apr-12 P4834C118<br />
Metalurgica Gerdau S.A.<br />
CUSIP: P4834C118 ISIN: BRGOAUACNPR8 SEDOL: 2648862<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Directors and Approve Remuneration of Executive Mgmt For <strong>Against</strong><br />
Officers and Non-Executive Directors<br />
6 Amend Stock Option Plan Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 14
Ticker Meeting Date Security ID<br />
MFRISCOA-1 20-Apr-12 P6811U102<br />
Minera Frisco S.A.B. de C.V.<br />
CUSIP: N/A ISIN: MX01MF010000 SEDOL: B3QHKH2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Directors, Executives, Chairman and Members of Mgmt For <strong>Against</strong><br />
Corporate Practices and Audit Committees; Verify<br />
Independence Classification of Directors; Approve Their<br />
Remuneration<br />
Ticker Meeting Date Security ID<br />
SWDY 22-Apr-12 M398AL106<br />
Elsewedy Electric Co<br />
CUSIP: M398AL106 ISIN: EGS3G0Z1C014 SEDOL: B15Q010<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Accept Financial Statements and Statutory Reports Mgmt For <strong>Against</strong><br />
6 Approve Discharge of Chairman and Directors Mgmt For <strong>Against</strong><br />
9 Approve Charitable Donations Conducted in 2011 and to be Mgmt For <strong>Against</strong><br />
Conducted in <strong>2012</strong><br />
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP<br />
Ticker Meeting Date Security ID<br />
SBSP3 23-Apr-12 P8228H104<br />
CUSIP: P8228H104 ISIN: BRSBSPACNOR5 SEDOL: B1YCHL8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Directors and Fiscal Council Members, and Approve Mgmt For <strong>Against</strong><br />
Remuneration of Executive Officers, Non-Executive Directors,<br />
and Fiscal Council Members<br />
Ticker Meeting Date Security ID<br />
BMRI 23-Apr-12 Y7123S108<br />
PT Bank Mandiri (Persero) Tbk<br />
CUSIP: Y7123S108 ISIN: ID1000095003 SEDOL: 6651048<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Elect Commissioners Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 15
Ticker Meeting Date Security ID<br />
SCCC 23-Apr-12 Y7887N121<br />
Siam City Cement Public Co., Ltd.<br />
CUSIP: Y7887N121 ISIN: TH0021010Z06 SEDOL: 6806376<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
01171 23-Apr-12 Y97417102<br />
Yanzhou Coal Mining Company Limited<br />
CUSIP: Y97417102 ISIN: CNE1000004Q8 SEDOL: 6109893<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Amendments to the Articles of Association and Mgmt For <strong>Against</strong><br />
Rules of Procedure for the Board of Directors<br />
Ticker Meeting Date Security ID<br />
BSANTANDE 24-Apr-12 P1506A107<br />
Banco Santander Chile<br />
CUSIP: P1506A107 ISIN: CLP1506A1070 SEDOL: 2000257<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
BAY 24-Apr-12 Y0644Q107<br />
Bank of Ayudhya Public Co. Ltd.<br />
CUSIP: Y0644Q107 ISIN: TH0023010000 SEDOL: 6075938<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Other Business Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 16
Ticker Meeting Date Security ID<br />
BRFS3 24-Apr-12 P1905C100<br />
BRF - Brasil Foods SA<br />
CUSIP: P1905C100 ISIN: BRBRFSACNOR8 SEDOL: 2036995<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve Remuneration of Executive Officers, Non-Executive Mgmt For <strong>Against</strong><br />
Directors, and Fiscal Council Members<br />
Ticker Meeting Date Security ID<br />
CENCOSUD 24-Apr-12 P2205J100<br />
Cencosud S.A.<br />
CUSIP: P2205J100 ISIN: CL0000000100 SEDOL: B00R3L2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Directors Mgmt For <strong>Against</strong><br />
13 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CENCOSUD 24-Apr-12 P2205J100<br />
Cencosud S.A.<br />
CUSIP: P2205J100 ISIN: CL0000000100 SEDOL: B00R3L2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Directors Mgmt For <strong>Against</strong><br />
13 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 17
Ticker Meeting Date Security ID<br />
IAM 24-Apr-12 F6077E108<br />
Itissalat Al-Maghrib (Maroc Telecom)<br />
CUSIP: F6077E108 ISIN: MA0000011488 SEDOL: B04SJM4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Related Party Transactions Mgmt For <strong>Against</strong><br />
1 Approve Executive Share Option Plan Mgmt For <strong>Against</strong><br />
2 Approve Issuance of Equity or Equity-Linked Securities with Mgmt For <strong>Against</strong><br />
or without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
FALABELLA 24-Apr-12 P3880F108<br />
S.A.C.I. Falabella<br />
CUSIP: P3880F108 ISIN: CLP3880F1085 SEDOL: 2771672<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
SMPH 24-Apr-12 Y8076N112<br />
SM Prime Holdings, Inc.<br />
CUSIP: Y8076N112 ISIN: PHY8076N1120 SEDOL: 6818843<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
AMXL 25-Apr-12 P0280A101<br />
America Movil S.A.B. de C.V.<br />
CUSIP: P0280A101 ISIN: MXP001691213 SEDOL: 2667470<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Directors for Series L Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 18
Ticker Meeting Date Security ID<br />
SANB11 25-Apr-12 P1505Z160<br />
Banco Santander Brasil SA<br />
CUSIP: P1505Z137 ISIN: BRSANBACNPR5 SEDOL: 2835578<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration of Executive Officers, Non-Executive Mgmt For <strong>Against</strong><br />
Directors, and Audit Committee Members<br />
Ticker Meeting Date Security ID<br />
900909 25-Apr-12 Y2105F109<br />
Double Coin Holdings Ltd.<br />
CUSIP: Y2105F109 ISIN: CNE0000004L1 SEDOL: 6800817<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve to Provide Amount of External Guarantee Mgmt For <strong>Against</strong><br />
8 Approve to Provide Guarantee on Newly Added Working Mgmt For <strong>Against</strong><br />
Capital Financing for a Company<br />
9 Approve to Provide Guarantee on Newly Added Working Mgmt For <strong>Against</strong><br />
Capital Financing for a Second Company<br />
Ticker Meeting Date Security ID<br />
DTEX3 25-Apr-12 P3593G146<br />
Duratex S.A.<br />
CUSIP: P3593G146 ISIN: BRDTEXACNOR3 SEDOL: B27WY88<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Fix Board Size and Elect Directors Mgmt For <strong>Against</strong><br />
4 Approve Remuneration of Company's <strong>Management</strong> Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 19
Ticker Meeting Date Security ID<br />
ECOR3 25-Apr-12 P3661R107<br />
EcoRodovias Infraestrutura e Logistica SA<br />
CUSIP: N/A ISIN: BRECORACNOR8 SEDOL: B5720R0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Directors Mgmt For <strong>Against</strong><br />
4 Approve Remuneration of Company's <strong>Management</strong> Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
EGCO 25-Apr-12 Y22834108<br />
Electricity Generating PCL<br />
CUSIP: Y22834108 ISIN: TH0465010005 SEDOL: 6304632<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
COPEC 25-Apr-12 P7847L108<br />
Empresas Copec S.A.<br />
CUSIP: P7847L108 ISIN: CLP7847L1080 SEDOL: 2196026<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
KGH 25-Apr-12 X45213109<br />
KGHM Polska Miedz S.A.<br />
CUSIP: X45213109 ISIN: PLKGHM000017 SEDOL: 5263251<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5.1 Fix Number of Supervisory Board Members Mgmt For <strong>Against</strong><br />
5.2 Recall Supervisory Board Member(s) Mgmt For <strong>Against</strong><br />
5.3 Elect Supervisory Board Member Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 20
Ticker Meeting Date Security ID<br />
MBT 25-Apr-12 Y6028G136<br />
Metropolitan Bank & Trust Company<br />
CUSIP: Y6028G136 ISIN: PHY6028G1361 SEDOL: 6514442<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
INCO 25-Apr-12 Y7150Y101<br />
PT Vale Indonesia Tbk<br />
CUSIP: Y39128148 ISIN: ID1000109309 SEDOL: B0217K9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Elect Commissioners Mgmt For <strong>Against</strong><br />
6 Elect Directors Mgmt For <strong>Against</strong><br />
10 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
THAI 25-Apr-12 Y8615C122<br />
Thai Airways International PCL<br />
CUSIP: Y8615C122 ISIN: TH0245010002 SEDOL: 6888857<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Other Business Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 21
Ticker Meeting Date Security ID<br />
USIM5 25-Apr-12 P9632E117<br />
Usinas Siderurgicas De Minas Gerais S.A. - USIMINAS<br />
CUSIP: P9632E117 ISIN: BRUSIMACNPA6 SEDOL: 2386009<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration of Company's <strong>Management</strong> Mgmt For <strong>Against</strong><br />
4 Elect Directors Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
BEC 26-Apr-12 Y0769B141<br />
BEC World Public Company Limited<br />
CUSIP: Y0769B141 ISIN: TH0592010Z06 SEDOL: 6728328<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5.1 Elect Prachum Maleenont as Director Mgmt For <strong>Against</strong><br />
5.3 Elect Ratchanee Nipatakusol as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
COLBUN 26-Apr-12 P2867K130<br />
Colbun S.A.<br />
CUSIP: P2867K130 ISIN: CLP3615W1037 SEDOL: 2309255<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Elect Directors Mgmt For <strong>Against</strong><br />
12 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 22
Ticker Meeting Date Security ID<br />
CPALL 26-Apr-12 Y1772K151<br />
CP All PCL<br />
CUSIP: Y1772K151 ISIN: TH0737010Y08 SEDOL: B08YDG0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
N/A 26-Apr-12 P3700H201<br />
Embraer SA<br />
CUSIP: P3700H201 ISIN: BREMBRACNOR4 SEDOL: B16FPG6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Remuneration of Executive Officers, Non-Executive Mgmt For <strong>Against</strong><br />
Directors, and Committee Members<br />
Ticker Meeting Date Security ID<br />
ENDESA 26-Apr-12 P3710M109<br />
Empresa Nacional De Electricidad S.A. Endesa<br />
CUSIP: P3710M109 ISIN: CLP3710M1090 SEDOL: 2299356<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Elect Directors Mgmt For <strong>Against</strong><br />
12 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 23
Ticker Meeting Date Security ID<br />
ENDESA 26-Apr-12 P3710M109<br />
Empresa Nacional De Electricidad S.A. Endesa<br />
CUSIP: P3710M109 ISIN: CLP3710M1090 SEDOL: 2299356<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Elect Directors Mgmt For <strong>Against</strong><br />
12 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ENTEL 26-Apr-12 P37115105<br />
Empresa Nacional de Telecomunicaciones S.A. ENTEL<br />
CUSIP: P37115105 ISIN: CLP371151059 SEDOL: 2297628<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Elect Directors Mgmt For <strong>Against</strong><br />
12 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ENERSIS 26-Apr-12 P37186106<br />
Enersis S.A.<br />
CUSIP: P37186106 ISIN: CLP371861061 SEDOL: 2299453<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
13 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 24
Ticker Meeting Date Security ID<br />
GGBR4 26-Apr-12 P2867P113<br />
Gerdau S.A.<br />
CUSIP: P2867P113 ISIN: BRGGBRACNPR8 SEDOL: 2645517<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Directors and Approve Remuneration of Executive Mgmt For <strong>Against</strong><br />
Officers and Non-Executive Directors<br />
8 Amend Stock Option Plan Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
600221 26-Apr-12 Y2981E119<br />
Hainan Airlines Co., Ltd.<br />
CUSIP: Y2981E119 ISIN: CNE0000011C5 SEDOL: 6180809<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Proposal on the 2011 Distribution of Profit Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
600726 26-Apr-12 Y3120G114<br />
Huadian Energy Co., Ltd.<br />
CUSIP: Y3120G114 ISIN: CNE000000KX7 SEDOL: 6416786<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Daily Related-party Transaction Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 25
Ticker Meeting Date Security ID<br />
IVL 26-Apr-12 Y39742104<br />
Indorama Ventures PCL<br />
CUSIP: N/A ISIN: TH1027010004 SEDOL: B5VSK29<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
PE&OLES 26-Apr-12 P55409141<br />
Industrias Penoles S.A.B. de C.V.<br />
CUSIP: P55409141 ISIN: MXP554091415 SEDOL: 2448200<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect or Ratify Directors; Verify Director's Independence Mgmt For <strong>Against</strong><br />
Classification as Per Mexican Securities Law; Approve Their<br />
Respective Remuneration<br />
5 Elect or Ratify Chairman of Audit and Corporate Governance Mgmt For <strong>Against</strong><br />
Committee<br />
Ticker Meeting Date Security ID<br />
ITSA4 26-Apr-12 P58711105<br />
Itausa, Investimentos Itau S.A.<br />
CUSIP: P58711105 ISIN: BRITSAACNPR7 SEDOL: 2458771<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Remuneration of Company's <strong>Management</strong> Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 26
Ticker Meeting Date Security ID<br />
LAN 26-Apr-12 P61894104<br />
Lan Airlines S.A.<br />
CUSIP: P61894104 ISIN: CL0000000423 SEDOL: 2518932<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Directors Mgmt For <strong>Against</strong><br />
9 Other Business (Voting) Mgmt For <strong>Against</strong><br />
3 Elect Directors Mgmt For <strong>Against</strong><br />
9 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
LH 26-Apr-12 Y5172C180<br />
Land & Houses Public Co. Ltd.<br />
CUSIP: Y5172C180 ISIN: TH0143010Z08 SEDOL: 6581907<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
SM 26-Apr-12 Y80676102<br />
SM Investments Corporation<br />
CUSIP: Y80676102 ISIN: PHY806761029 SEDOL: B068DB9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Other Matters Mgmt For <strong>Against</strong><br />
Sociedad Quimica y Minera de Chile S.A. (SQM)<br />
Ticker Meeting Date Security ID<br />
SQM-B 26-Apr-12 P8716X108<br />
CUSIP: P8716X108 ISIN: CLP8716X1082 SEDOL: 2718301<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Receive Issues Related to Directors' and Audit Committees Mgmt For <strong>Against</strong><br />
9 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 27
Ticker Meeting Date Security ID<br />
SQM-B 26-Apr-12 P8716X108<br />
Sociedad Quimica y Minera de Chile S.A. (SQM)<br />
CUSIP: P8716X108 ISIN: CLP8716X1082 SEDOL: 2718301<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Receive Issues Related to Directors' and Audit Committees Mgmt For <strong>Against</strong><br />
9 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
N/A 27-Apr-12 P0607J140<br />
AES Gener S.A.<br />
CUSIP: P0607J140 ISIN: CLP469751018 SEDOL: 2193599<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Directors Mgmt For <strong>Against</strong><br />
8 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ALLL3 27-Apr-12 P01627242<br />
ALL America Latina Logistica S.A.<br />
CUSIP: 01643R606 ISIN: BRALLLACNOR6 SEDOL: B014710<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Allocation of Income and Dividends Mgmt For <strong>Against</strong><br />
1 Approve Remuneration of Company's <strong>Management</strong> Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
BRAP4 27-Apr-12 P1808W104<br />
Bradespar S.A<br />
CUSIP: P1808W104 ISIN: BRBRAPACNPR2 SEDOL: B01SCS4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Remuneration of Executive Officers, Non-Executive Mgmt For <strong>Against</strong><br />
Directors, and Fiscal Council Members<br />
Vote Summary Report: July – September <strong>2012</strong> Page 28
Ticker Meeting Date Security ID<br />
BRKM5 27-Apr-12 P18533110<br />
Braskem S.A<br />
CUSIP: P18533110 ISIN: BRBRKMACNPA4 SEDOL: B0774N4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Remuneration of Company's <strong>Management</strong> Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CMIG4 27-Apr-12 P2577R110<br />
Cemig, Companhia Energetica De Minas Gerais<br />
CUSIP: P2577R110 ISIN: BRCMIGACNPR3 SEDOL: B1YBRG0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Approve Remuneration of Executive Officers and Non- Mgmt For <strong>Against</strong><br />
Executive Directors<br />
Ticker Meeting Date Security ID<br />
CPN 27-Apr-12 Y1242U201<br />
Central Pattana PCL<br />
CUSIP: Y1242U201 ISIN: TH0481A10Z01 SEDOL: B013L93<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
PCAR4 27-Apr-12 P3055E464<br />
Companhia Brasileira de Distribuicao Grupo Pao de Acucar<br />
CUSIP: P3055E381 ISIN: BRPCARACNPR0 SEDOL: B5VGS74<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Remuneration of Company's <strong>Management</strong> Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 29
Ticker Meeting Date Security ID<br />
CSNA3 27-Apr-12 P8661X103<br />
Companhia Siderurgica Nacional - CSN<br />
CUSIP: P8661X103 ISIN: BRCSNAACNOR6 SEDOL: B019KX8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Remuneration of Company's <strong>Management</strong> Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CYRE3 27-Apr-12 P34085103<br />
Cyrela Brazil Realty S.A Empreendimentos E Participacoes<br />
CUSIP: P34085103 ISIN: BRCYREACNOR7 SEDOL: 2189855<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration of Company's <strong>Management</strong> Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ANDINA-B 27-Apr-12 P3697S103<br />
Embotelladora Andina S.A.<br />
CUSIP: P3697S103 ISIN: CLP3697S1034 SEDOL: 2311454<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Directors Mgmt For <strong>Against</strong><br />
9 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CMPC 27-Apr-12 P3712V107<br />
Empresas CMPC S.A.<br />
CUSIP: P3712V107 ISIN: CL0000001314 SEDOL: 2196015<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 30
Ticker Meeting Date Security ID<br />
FIBR3 27-Apr-12 P3997N101<br />
Fibria Celulose SA<br />
CUSIP: N/A ISIN: BRFIBRACNOR9 SEDOL: B04M7D3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Remuneration of Executive Officers, Non-Executive Mgmt For <strong>Against</strong><br />
Directors, and Fiscal Council Members<br />
Ticker Meeting Date Security ID<br />
GFNORTEO 27-Apr-12 P49501201<br />
Grupo Financiero Banorte S.A.B. de C.V.<br />
CUSIP: P49501201 ISIN: MXP370711014 SEDOL: 2421041<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Allocation of Income Mgmt For <strong>Against</strong><br />
3 Approve Cash Dividends of MXN 0.18 Per Share Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
HYPE3 27-Apr-12 P5230A101<br />
Hypermarcas S.A<br />
CUSIP: P5230A101 ISIN: BRHYPEACNOR0 SEDOL: B2QY968<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Remuneration of Company's <strong>Management</strong> Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
OSXB3 27-Apr-12 P7383A102<br />
OSX Brasil SA<br />
CUSIP: N/A ISIN: BROSXBACNOR8 SEDOL: B24C6X0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Amend Stock Option Plan Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 31
Ticker Meeting Date Security ID<br />
ASII 27-Apr-12 Y7117N149<br />
PT Astra International Tbk<br />
CUSIP: Y7117N149 ISIN: ID1000057607 SEDOL: 6291712<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Commissioners and Approve Remuneration of Directors Mgmt For <strong>Against</strong><br />
and Commissioners<br />
Ticker Meeting Date Security ID<br />
MAKRO 27-Apr-12 Y7923E101<br />
Siam Makro Public Co Ltd<br />
CUSIP: Y7923E101 ISIN: TH0429010000 SEDOL: 6807410<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4.2 Elect Loic Arthur Bernard Marie Driebeek as Director Mgmt For <strong>Against</strong><br />
9 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
SUZB5 27-Apr-12 P06768165<br />
Suzano Papel e Celulose S.A.<br />
CUSIP: P06768165 ISIN: BRSUZBACNPA3 SEDOL: B02GKF0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Remuneration of Company's <strong>Management</strong> Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
TAMM4 27-Apr-12 P8947T132<br />
Tam S.A<br />
CUSIP: P8947T132 ISIN: BRTAMMACNPR2 SEDOL: 2324496<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Directors Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 32
Ticker Meeting Date Security ID<br />
URBI 27-Apr-12 P9592Y103<br />
Urbi Desarrollos Urbanos S.A.B. de C.V.<br />
CUSIP: P9592Y103 ISIN: MX01UR000007 SEDOL: B0126X9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Allocation of Income Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ESRS 28-Apr-12 M07095108<br />
Ezz Steel Co JSC<br />
CUSIP: M07095108 ISIN: EGS3C251C013 SEDOL: 6162614<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Discharge of Chairman and Directors Mgmt For <strong>Against</strong><br />
10 Approve Charitable Donations Conducted in 2011 and to be Mgmt For <strong>Against</strong><br />
Conducted in <strong>2012</strong><br />
1 Amend Articles 21, 26 and 39 of the Articles of Association Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
MRFG3 28-Apr-12 P64389102<br />
Marfrig Alimentos SA<br />
CUSIP: P6459Z108 ISIN: BRMRFGACNOR0 SEDOL: B1YWHR4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration of Executive Officers, Non-Executive Mgmt For <strong>Against</strong><br />
Directors, and Fiscal Council Members<br />
Ticker Meeting Date Security ID<br />
BTOW3 30-Apr-12 P19055113<br />
B2W Companhia Global de Varejo<br />
CUSIP: P19055113 ISIN: BRBTOWACNOR8 SEDOL: B1LH3Y1<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration of Executive Officers, Non-Executive Mgmt For <strong>Against</strong><br />
Directors, and Fiscal Council Members<br />
Vote Summary Report: July – September <strong>2012</strong> Page 33
Ticker Meeting Date Security ID<br />
BIGC 30-Apr-12 Y08881107<br />
Big C Supercenter PCL<br />
CUSIP: Y08881107 ISIN: TH0280010008 SEDOL: 6777728<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4.1a Elect Rumpa Kumhomreun as Director Mgmt For <strong>Against</strong><br />
10 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
GMEXICOB 30-Apr-12 P49538112<br />
Grupo Mexico S.A.B. de C.V.<br />
CUSIP: P49538112 ISIN: MXP370841019 SEDOL: 2643674<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Elect or Ratify Directors; Verify Independence of Board Mgmt For <strong>Against</strong><br />
Members; Elect or Ratify Chairmen and Members of Board<br />
Committees<br />
Ticker Meeting Date Security ID<br />
LAME4 30-Apr-12 P6329M105<br />
Lojas Americanas S.A.<br />
CUSIP: P6329M105 ISIN: BRLAMEACNPR6 SEDOL: 2516710<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration of Executive Officers, Non-Executive Mgmt For <strong>Against</strong><br />
Directors, and Fiscal Council Members<br />
Ticker Meeting Date Security ID<br />
MEXCHEM 30-Apr-12 P57908132<br />
Mexichem S.A.B. de C.V.<br />
CUSIP: P57908132 ISIN: MX01ME050007 SEDOL: 2434760<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect or Ratify Directors and Alternates; Elect Secretary,<br />
Deputy Secretary; Elect Audit and Corporate Practices<br />
Committees Members and Secretaries<br />
Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 34
Ticker Meeting Date Security ID<br />
MPXE3 30-Apr-12 P6986Q100<br />
Mpx Energia S.A<br />
CUSIP: P6986Q100 ISIN: BRMPXEACNOR2 SEDOL: B29VWQ7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Amend Article 12 Re: Increase in Board Size Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
MRVE3 30-Apr-12 P6986W107<br />
MRV Engenharia Participacoes S.A<br />
CUSIP: P6986W107 ISIN: BRMRVEACNOR2 SEDOL: B235JN1<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Remuneration of Executive Officers and Non- Mgmt For <strong>Against</strong><br />
Executive Directors<br />
Oi S.A.<br />
Ticker Meeting Date Security ID<br />
OIBR4 30-Apr-12 P73531116<br />
CUSIP: P18445158 ISIN: BROIBRACNPR8 SEDOL: B7XL5Q9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Remuneration of Company's <strong>Management</strong> Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
PTBA 03-May-12 Y8520P101<br />
PT Tambang Batubara Bukit Asam Tbk<br />
CUSIP: Y8520P101 ISIN: ID1000094006 SEDOL: 6565127<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Elect Commissioners Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 35
Ticker Meeting Date Security ID<br />
01313 04-May-12 G2113L106<br />
China Resources Cement Holdings Ltd.<br />
CUSIP: G2113L106 ISIN: KYG2113L1068 SEDOL: B41XC98<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
02333 07-May-12 Y2882P106<br />
Great Wall Motor Co., Ltd.<br />
CUSIP: Y2882P106 ISIN: CNE100000338 SEDOL: 6718255<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
THYAO 07-May-12 M8926R100<br />
Turk Hava Yollari A.O.<br />
CUSIP: M8926R100 ISIN: TRATHYAO91M5 SEDOL: B03MYK0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
11 Appoint Internal Statutory Auditors Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
DIGI 08-May-12 Y2070F100<br />
Digi.com Berhad (formerly Digi Swisscom)<br />
CUSIP: Y2070F100 ISIN: MYL6947OO005 SEDOL: 6086242<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Elect Sigve Brekke as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 36
Ticker Meeting Date Security ID<br />
SAHOL 08-May-12 M8223R100<br />
Haci Omer Sabanci Holding A.S<br />
CUSIP: M8223R100 ISIN: TRASAHOL91Q5 SEDOL: B03N0C7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Appoint Internal Statutory Auditors Mgmt For <strong>Against</strong><br />
15 Approve Related Party Transactions Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
INTP 08-May-12 Y7127B135<br />
PT Indocement Tunggal Prakarsa Tbk<br />
CUSIP: Y7127B135 ISIN: ID1000061302 SEDOL: 6454861<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Directors and Commissioners Mgmt For <strong>Against</strong><br />
1 Amend Article 14.3 of the Articles of Association Re: Mgmt For <strong>Against</strong><br />
Authority of the Board of Directors<br />
Ranbaxy Laboratories<br />
Ticker Meeting Date Security ID<br />
500359 08-May-12 Y7187Y165<br />
CUSIP: Y7187Y165 ISIN: INE015A01028 SEDOL: B0CMCH4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Payment of Remuneration to A. Sawhney, CEO & Mgmt For <strong>Against</strong><br />
Managing Director, and Waiver of Recovery of Remuneration<br />
Paid to Him<br />
Ticker Meeting Date Security ID<br />
00165 11-May-12 Y1421G106<br />
China Everbright Limited<br />
CUSIP: Y1421G106 ISIN: HK0165000859 SEDOL: 6455143<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
8 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 37
Ticker Meeting Date Security ID<br />
601601 11-May-12 Y1505R119<br />
China Pacific Insurance (Group) Co., Ltd<br />
CUSIP: Y1505R119 ISIN: CNE1000008M8 SEDOL: B29WFR2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
00386 11-May-12 Y15010104<br />
China Petroleum & Chemical Corp.<br />
CUSIP: Y15010104 ISIN: CNE1000002Q2 SEDOL: 6291819<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
14 Authorize Board to Determine the Proposed Plan for Issuance Mgmt For <strong>Against</strong><br />
of Debt Financing Instruments<br />
15 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
INDF 11-May-12 Y7128X128<br />
PT Indofood Sukses Makmur Tbk<br />
CUSIP: Y7128X128 ISIN: ID1000057003 SEDOL: 6283979<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Directors and Commissioners Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 38
Ticker Meeting Date Security ID<br />
TLKM 11-May-12 Y71474137<br />
PT Telekomunikasi Indonesia Tbk<br />
CUSIP: Y71474137 ISIN: ID1000099104 SEDOL: B02ZK79<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Report on the Use of Proceeds from the IPO Bond II Mgmt For <strong>Against</strong><br />
TELKOM in 2010<br />
7 Amend Articles of Association Mgmt For <strong>Against</strong><br />
8 Elect Directors and Commissioners Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
03377 11-May-12 Y8002N103<br />
Sino-Ocean Land Holdings Ltd.<br />
CUSIP: Y8002N103 ISIN: HK3377040226 SEDOL: B24CVP7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3b Reelect Liu Hui as Non-Executive Director and Authorize Mgmt For <strong>Against</strong><br />
Board to Fix Her Remuneration<br />
5a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ISAT 14-May-12 Y7127S120<br />
PT Indosat Tbk<br />
CUSIP: Y7130D110 ISIN: ID1000097405 SEDOL: B00FYK2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Elect Commissioners and/or Directors Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 39
Ticker Meeting Date Security ID<br />
01893 15-May-12 Y15048104<br />
China National Materials Co., Ltd.<br />
CUSIP: Y15048104 ISIN: CNE100000874 SEDOL: B29MX56<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
PETGAS 15-May-12 Y6885J116<br />
Petronas Gas Bhd<br />
CUSIP: Y6885J116 ISIN: MYL6033OO004 SEDOL: 6703972<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
13 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ACL 16-May-12 S05944111<br />
ArcelorMittal South Africa Ltd<br />
CUSIP: S05944111 ISIN: ZAE000134961 SEDOL: 6182117<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3.4 Re-elect Davinder Chugh as Director Mgmt For <strong>Against</strong><br />
6 Approve Long-Term Incentive Plan <strong>2012</strong> Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 40
Ticker Meeting Date Security ID<br />
00941 16-May-12 Y14965100<br />
China Mobile Limited<br />
CUSIP: Y14965100 ISIN: HK0941009539 SEDOL: 6073556<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3b Reelect Sha Yuejia as Director Mgmt For <strong>Against</strong><br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00135 16-May-12 G5320C108<br />
Kunlun Energy Company Ltd<br />
CUSIP: G2237F126 ISIN: BMG5320C1082 SEDOL: 6340078<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
BBCA 16-May-12 Y7123P138<br />
PT Bank Central Asia TBK<br />
CUSIP: Y7123P138 ISIN: ID1000109507 SEDOL: B01C1P6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Amend Articles of Association Re: Term of Commissioners Mgmt For <strong>Against</strong><br />
and Directors<br />
Vote Summary Report: July – September <strong>2012</strong> Page 41
Ticker Meeting Date Security ID<br />
CPIN 16-May-12 Y71207164<br />
PT Charoen Pokphand Indonesia Tbk<br />
CUSIP: Y71207156 ISIN: ID1000117708 SEDOL: 6315344<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Directors and Commissioners Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
01199 17-May-12 G2442N104<br />
Cosco Pacific Limited<br />
CUSIP: G2442N104 ISIN: BMG2442N1048 SEDOL: 6354251<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
01072 17-May-12 Y20958107<br />
Dongfang Electric Corp. Ltd.<br />
CUSIP: Y20958107 ISIN: CNE100000304 SEDOL: 6278566<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6a Elect Si Zefu as Non-Independent Director Mgmt For <strong>Against</strong><br />
6h Elect Zhao Chunjun as Independent Non-Executive Director Mgmt For <strong>Against</strong><br />
1 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Vote Summary Report: July – September <strong>2012</strong> Page 42
Ticker Meeting Date Security ID<br />
01133 17-May-12 Y30683109<br />
Harbin Electric Company Ltd.<br />
CUSIP: Y30683109 ISIN: CNE1000003C0 SEDOL: 6422761<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
01114 18-May-12 G1368B102<br />
Brilliance China Automotive Holdings Ltd.<br />
CUSIP: G1368B102 ISIN: BMG1368B1028 SEDOL: 6181482<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2b Reelect Qi Yumin as Executive Director Mgmt For <strong>Against</strong><br />
4a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
4c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00916 18-May-12 Y1501T101<br />
China Longyuan Power Group Corporation Ltd.<br />
CUSIP: Y1501T101 ISIN: CNE100000HD4 SEDOL: B4Q2TX3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
14 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
15 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 43
Ticker Meeting Date Security ID<br />
00267 18-May-12 Y1639J116<br />
CITIC Pacific Ltd<br />
CUSIP: Y1639J116 ISIN: HK0267001375 SEDOL: 6196152<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3c Reelect Alexander Reid Hamilton as Director Mgmt For <strong>Against</strong><br />
3d Reelect Ju Weimin as Director Mgmt For <strong>Against</strong><br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ELET6 18-May-12 P22854106<br />
Eletrobras, Centrais Eletricas Brasileiras S.A.<br />
CUSIP: P22854106 ISIN: BRELETACNPB7 SEDOL: 2308445<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Remuneration of Company's <strong>Management</strong> Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
000539 18-May-12 Y2923E102<br />
Guangdong Electric Power Development Co., Ltd.<br />
CUSIP: Y2923E102 ISIN: CNE0000006J0 SEDOL: 6388551<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Approve to Sign Financial Services Framework Agreement<br />
with Guangdong Yuedian Finance Co., Ltd.<br />
Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 44
Ticker Meeting Date Security ID<br />
LBH 18-May-12 S44440121<br />
Liberty Holdings Ltd<br />
CUSIP: S44440121 ISIN: ZAE000127148 SEDOL: 6515058<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2.2 Re-elect Saki Macozoma as Director Mgmt For <strong>Against</strong><br />
2.3 Re-elect Jacko Maree as Director Mgmt For <strong>Against</strong><br />
9 Approve the Liberty Holdings Group Restricted Share Plan Mgmt For <strong>Against</strong><br />
1 Authorise Directors to Issue Any Ordinary Shares of the Mgmt For <strong>Against</strong><br />
Company for the Implementation of Any Share Incentive<br />
Scheme<br />
Ticker Meeting Date Security ID<br />
00152 18-May-12 G8086V104<br />
Shenzhen International Holdings Ltd.<br />
CUSIP: G8086V104 ISIN: BMG8086V1046 SEDOL: 6436483<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
N/A 21-May-12 Y0001Z104<br />
Aboitiz Equity Ventures Inc.<br />
CUSIP: Y0001Z104 ISIN: PHY0001Z1040 SEDOL: 6068411<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Other Business Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 45
Ticker Meeting Date Security ID<br />
AP 21-May-12 Y0005M109<br />
Aboitiz Power Corporation<br />
CUSIP: Y0005M109 ISIN: PHY0005M1090 SEDOL: B1Z9Q99<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CCOLA 21-May-12 M253EL109<br />
Coca Cola Icecek A.S.<br />
CUSIP: M253EL109 ISIN: TRECOLA00011 SEDOL: B058ZV4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
16 Approve Related Party Transactions Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
BUMI 21-May-12 Y7122M110<br />
PT Bumi Resources Tbk<br />
CUSIP: Y7122M110 ISIN: ID1000068703 SEDOL: 6043485<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve Pledging of Assets for Debt Mgmt For <strong>Against</strong><br />
2 Elect Directors and Commissioners Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
01066 21-May-12 Y76810103<br />
Shandong Weigao Group Medical Polymer Co., Ltd.<br />
CUSIP: Y76810103 ISIN: CNE100000171 SEDOL: 6742340<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
11 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Vote Summary Report: July – September <strong>2012</strong> Page 46
Ticker Meeting Date Security ID<br />
AEFES 22-May-12 M10225106<br />
Anadolu Efes Biracilik ve Malt Sanayii A.S.<br />
CUSIP: M10225106 ISIN: TRAAEFES91A9 SEDOL: B03MNV4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
15 Approve Related Party Transactions Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
EXX 22-May-12 S26949107<br />
Exxaro Resources Ltd<br />
CUSIP: S26949107 ISIN: ZAE000084992 SEDOL: 6418801<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Re-elect Jeff van Rooyen, Rick Mohring and Nkunku Sowazi Mgmt For <strong>Against</strong><br />
as Members of the Group Audit Committee<br />
7 Place Authorised but Unissued Shares under Control of Mgmt For <strong>Against</strong><br />
Directors<br />
Ticker Meeting Date Security ID<br />
PGAS 22-May-12 Y7136Y118<br />
PT Perusahaan Gas Negara Tbk<br />
CUSIP: Y7136Y118 ISIN: ID1000111602 SEDOL: 6719764<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Elect Directors and Commissioners Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 47
Shanghai Jinjiang Int'l. Hotels Development Co., Ltd. (frmly Shanghai New Asia)<br />
Ticker Meeting Date Security ID<br />
600754 22-May-12 Y7688C118<br />
CUSIP: Y7688C118 ISIN: CNE000000MK0 SEDOL: 6817044<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Implementation of 2011 Daily Related-Party Mgmt For <strong>Against</strong><br />
Transactions and Estimation of the <strong>2012</strong> Daily Related-party<br />
Transactions<br />
Ticker Meeting Date Security ID<br />
03323 23-May-12 Y15045100<br />
China National Building Material Co., Ltd.<br />
CUSIP: Y15045100 ISIN: CNE1000002N9 SEDOL: B0Y91C1<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Approve Issuance of Equity or Equity-Linked Securities<br />
without Preemptive Rights<br />
Mgmt For <strong>Against</strong><br />
11 Approve Issuance of Debt Financing Instruments Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
601857 23-May-12 Y6883Q138<br />
Petrochina Company Limited<br />
CUSIP: Y6883Q138 ISIN: CNE1000007Q1 SEDOL: B28SLD9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
KLBF 23-May-12 Y71287190<br />
PT Kalbe Farma Tbk<br />
CUSIP: Y71287190 ISIN: ID1000096803 SEDOL: 6728102<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Directors Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 48
Ticker Meeting Date Security ID<br />
00753 24-May-12 Y002A6104<br />
Air China Ltd.<br />
CUSIP: Y002A6104 ISIN: CNE1000001S0 SEDOL: B04KNF1<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Increase Registered Capital and Amend Articles of Association Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
02009 24-May-12 Y076A3105<br />
BBMG Corporation<br />
CUSIP: Y076A3105 ISIN: CNE100000F20 SEDOL: B3NFC51<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
PPB 24-May-12 Y70879104<br />
PPB Group Bhd (frmrly PERLIS PLANTATIONS BERHAD)<br />
CUSIP: Y70879104 ISIN: MYL4065OO008 SEDOL: 6681669<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Elect Oh Siew Nam as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 49
Ticker Meeting Date Security ID<br />
600012 25-May-12 Y01374118<br />
Anhui Expressway Co Ltd<br />
CUSIP: Y01374118 ISIN: CNE000001DC4 SEDOL: 6579366<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Purchase of Liability Insurance for Directors, Mgmt For <strong>Against</strong><br />
Supervisors, and Senior <strong>Management</strong><br />
2 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
000039 25-May-12 Y1457J115<br />
China International Marine Containers (Group) Co., Ltd.<br />
CUSIP: Y1457J115 ISIN: CNE000000644 SEDOL: 6191340<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve the Controlled Subsidiaries to Provide Bank Credit Mgmt For <strong>Against</strong><br />
Guarantee for Subsidiaries within the Group<br />
Ticker Meeting Date Security ID<br />
00291 25-May-12 Y15037107<br />
China Resources Enterprises, Ltd.<br />
CUSIP: Y15037107 ISIN: HK0291001490 SEDOL: 6972459<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 50
Ticker Meeting Date Security ID<br />
01088 25-May-12 Y1504C113<br />
China Shenhua Energy Co., Ltd.<br />
CUSIP: Y1504C113 ISIN: CNE1000002R0 SEDOL: B09N7M0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
00883 25-May-12 Y1662W117<br />
CNOOC Ltd.<br />
CUSIP: Y1662W117 ISIN: HK0883013259 SEDOL: B00G0S5<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2b Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
2c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
02777 25-May-12 Y2933F115<br />
Guangzhou R&F Properties Co., Ltd.<br />
CUSIP: Y2933F115 ISIN: CNE100000569 SEDOL: B19H8Y8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Guarantee Extension on Behalf of the Company's Mgmt For <strong>Against</strong><br />
Subsidiaries<br />
9 Approve Guarantees Extended in 2011 Mgmt For <strong>Against</strong><br />
12 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Vote Summary Report: July – September <strong>2012</strong> Page 51
Ticker Meeting Date Security ID<br />
MAGN 25-May-12 X5170Z109<br />
Magnitogorsk Iron & Steel Works<br />
CUSIP: X5170Z109 ISIN: RU0009084396 SEDOL: B5B1RP0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4.1 Elect Igor Vier as Member of Audit Commission Mgmt For <strong>Against</strong><br />
4.2 Elect Dmitry Lyadov as Member of Audit Commission Mgmt For <strong>Against</strong><br />
Magnitogorsk Iron & Steel Works<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4.3 Elect Evgeny Kebenko as Member of Audit Commission Mgmt For <strong>Against</strong><br />
4.4 Elect Aleksandr Maslennikov as Member of Audit Commission Mgmt For <strong>Against</strong><br />
4.7 Elect Ilya Postolov as Member of Audit Commission Mgmt For <strong>Against</strong><br />
4.9 Elect Boris Chistov as Member of Audit Commission Mgmt For <strong>Against</strong><br />
4.10 Elect Olga Nazarova as Member of Audit Commission Mgmt For <strong>Against</strong><br />
4.11 Elect Elena Artamonova as Member of Audit Commission Mgmt For <strong>Against</strong><br />
7 Approve Remuneration of Members of Audit Commission Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00363 25-May-12 Y7683K107<br />
Shanghai Industrial Holdings Ltd<br />
CUSIP: Y7683K107 ISIN: HK0363006039 SEDOL: 6810010<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 52
Ticker Meeting Date Security ID<br />
SISE 25-May-12 M9013U105<br />
T. Sise ve Cam Fabrikalari AS<br />
CUSIP: M9013U105 ISIN: TRASISEW91<strong>Q3</strong> SEDOL: B03MXR0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Appoint Internal Statutory Auditors Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
TTKOM 25-May-12 Y90033104<br />
Turk Telekomunikasyon AS<br />
CUSIP: Y90033104 ISIN: TRETTLK00013 SEDOL: B2RCGV5<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
20 Approve Related Party Transactions and Grant Permission for Mgmt For <strong>Against</strong><br />
Board Members to Engage in Commercial Transactions with<br />
Company and Be Involved with Companies with Similar<br />
Corporate Purpose<br />
Ticker Meeting Date Security ID<br />
000063 25-May-12 Y0004F121<br />
ZTE Corporation<br />
CUSIP: Y0004F121 ISIN: CNE000000TK5 SEDOL: 6073062<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
11 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
AFE 28-May-12 S00660118<br />
AECI Ltd<br />
CUSIP: S00660118 ISIN: ZAE000000220 SEDOL: 6009205<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.10 Approve Ad Hoc Services Fee Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 53
Ticker Meeting Date Security ID<br />
03311 28-May-12 G21677136<br />
China State Construction International Holdings Limited<br />
CUSIP: G21677136 ISIN: KYG216771363 SEDOL: B0BM5T8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
6c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00762 29-May-12 Y1519S111<br />
China Unicom (Hong Kong) Ltd<br />
CUSIP: Y1519S111 ISIN: HK0000049939 SEDOL: 6263830<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
MER 29-May-12 Y5764J148<br />
Manila Electric Co. (Meralco)<br />
CUSIP: Y5764J148 ISIN: PHY5764J1483 SEDOL: B247XZ6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4.10 Elect Oscar S. Reyes as a Director Mgmt For <strong>Against</strong><br />
6 Other Business Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 54
Ticker Meeting Date Security ID<br />
UNVR 29-May-12 Y9064H141<br />
PT Unilever Indonesia Tbk<br />
CUSIP: Y9064H141 ISIN: ID1000095706 SEDOL: 6687184<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Elect Directors and Commissioners and Approve Their Mgmt For <strong>Against</strong><br />
Remuneration<br />
4 Accept Report on the Appointment of Members of the Audit Mgmt For <strong>Against</strong><br />
Committee<br />
Ticker Meeting Date Security ID<br />
200488 29-May-12 Y7682V104<br />
Shandong Chenming Paper Holdings Ltd.<br />
CUSIP: Y7682V104 ISIN: CNE000000QM7 SEDOL: 6801832<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Provision of Financial Assistance to Controlling Mgmt For <strong>Against</strong><br />
Subsidiaries<br />
9 Approve Provision of Guarantee for General Banking Facilities Mgmt For <strong>Against</strong><br />
of Controlling Subsidiaries<br />
Ticker Meeting Date Security ID<br />
02727 29-May-12 Y76824104<br />
Shanghai Electric Group Co., Ltd.<br />
CUSIP: Y76824104 ISIN: CNE100000437 SEDOL: B07J656<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Renewal of Liability Insurance for the Directors, Mgmt For <strong>Against</strong><br />
Supervisors, and Senior <strong>Management</strong><br />
9 Approve Proposed Letter of Guarantee and Electronic Mgmt For <strong>Against</strong><br />
Banker's Acceptance Issued by Shanghai Electric Group<br />
Finance Co., Ltd. in Respect of Loans to be Granted to<br />
Subsidiaries of Shanghai Electric (Group) Corporation<br />
Vote Summary Report: July – September <strong>2012</strong> Page 55
Ticker Meeting Date Security ID<br />
02698 29-May-12 Y95343102<br />
Weiqiao Textile Co., Ltd.<br />
CUSIP: Y95343102 ISIN: CNE1000004M7 SEDOL: 6684594<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
17 Other Business (Voting) Mgmt For <strong>Against</strong><br />
18 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
01818 29-May-12 Y988A6104<br />
Zhaojin Mining Industry Co., Ltd.<br />
CUSIP: Y988A6104 ISIN: CNE1000004R6 SEDOL: B1H5082<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
01818 29-May-12 Y988A6104<br />
Zhaojin Mining Industry Co., Ltd.<br />
CUSIP: Y988A6104 ISIN: CNE1000004R6 SEDOL: B1H5082<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Vote Summary Report: July – September <strong>2012</strong> Page 56
Ticker Meeting Date Security ID<br />
600036 30-May-12 Y14896107<br />
China Merchants Bank Co Ltd<br />
CUSIP: Y14896107 ISIN: CNE000001B33 SEDOL: 6518723<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
15 Approve Expansion of Mandate's Scope to Issue Financial Mgmt For <strong>Against</strong><br />
Bonds<br />
16 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
00688 30-May-12 Y15004107<br />
China Overseas Land & Investment Ltd.<br />
CUSIP: Y15004107 ISIN: HK0688002218 SEDOL: 6192150<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3a Reelect Kong Qingping as Director Mgmt For <strong>Against</strong><br />
7 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
8 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00728 30-May-12 Y1505D102<br />
China Telecom Corporation Ltd<br />
CUSIP: Y1505D102 ISIN: CNE1000002V2 SEDOL: 6559335<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6a Approve Issuance of Debentures Mgmt For <strong>Against</strong><br />
6b Authorize Board to Issue Debentures and Determine Specific Mgmt For <strong>Against</strong><br />
Terms and Conditions<br />
7a Approve Issuance of Company Bonds in the People's Republic Mgmt For <strong>Against</strong><br />
of China<br />
7b Authorize Board to Issue Company Bonds and Determine Mgmt For <strong>Against</strong><br />
Specific Terms and Conditions<br />
8 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
9 Approve Increase of Registered Capital of the Company and Mgmt For <strong>Against</strong><br />
Amend the Articles of Association to Reflect Increase in the<br />
Registered Capital under the General Mandate<br />
Vote Summary Report: July – September <strong>2012</strong> Page 57
Ticker Meeting Date Security ID<br />
601766 30-May-12 Y1516S106<br />
CSR Corporation Ltd.<br />
CUSIP: Y1516S106 ISIN: CNE100000CP9 SEDOL: B3CPT84<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Resolution in Relation to the Arrangement of Mgmt For <strong>Against</strong><br />
Guarantees by the Company and its Subsidiaries for <strong>2012</strong><br />
11 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
00119 30-May-12 Y70620102<br />
Poly (Hong Kong) Investments Limited<br />
CUSIP: Y70620102 ISIN: HK0119000674 SEDOL: 6220987<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2a Reelect Chen Hong Sheng as Director Mgmt For <strong>Against</strong><br />
2b Reelect Zhang Wan Shun as Director Mgmt For <strong>Against</strong><br />
4a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
4c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
03808 30-May-12 Y8014Z102<br />
Sinotruk (Hong Kong) Ltd<br />
CUSIP: Y8014Z102 ISIN: HK3808041546 SEDOL: B296ZH4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3a Reelect Ma Chunji as Executive Director Mgmt For <strong>Against</strong><br />
3b Reelect Gao Dinggui as Executive Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 58
Ticker Meeting Date Security ID<br />
600585 31-May-12 Y01373110<br />
Anhui Conch Cement Company Ltd<br />
CUSIP: Y01373110 ISIN: CNE0000019V8 SEDOL: 6441595<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
00144 31-May-12 Y1489Q103<br />
China Merchants Holdings (International) Co. Ltd.<br />
CUSIP: Y1489Q103 ISIN: HK0144000764 SEDOL: 6416139<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3b Reelect Li Yinquan as Director Mgmt For <strong>Against</strong><br />
5a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
01193 31-May-12 G2113B108<br />
China Resources Gas Group Ltd.<br />
CUSIP: G2113B108 ISIN: BMG2113B1081 SEDOL: 6535517<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 59
Ticker Meeting Date Security ID<br />
600029 31-May-12 Y1503W110<br />
China Southern Airlines Co., Ltd.<br />
CUSIP: Y1503W110 ISIN: CNE000001FG0 SEDOL: 6664972<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Supplemental Agreement and Revision of Annual Cap Mgmt For <strong>Against</strong><br />
8 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
China Southern Airlines Co., Ltd.<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Approve Increase of Registered Capital and Amend Articles Mgmt For <strong>Against</strong><br />
of Association<br />
Ticker Meeting Date Security ID<br />
00966 31-May-12 Y1456Z151<br />
China Taiping Insurance Holdings Co Ltd.<br />
CUSIP: Y1456Z151 ISIN: HK0000055878 SEDOL: 6264048<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
6 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Dazhong Transportation (Group) Co. Ltd. (frm.Shanghai Dazho)<br />
Ticker Meeting Date Security ID<br />
600611 31-May-12 Y2023E101<br />
CUSIP: Y2023E101 ISIN: CNE000000511 SEDOL: 6803292<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve <strong>2012</strong> External Guarantee Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 60
Ticker Meeting Date Security ID<br />
ANTM 31-May-12 Y7116R158<br />
PT Aneka Tambang Tbk (PT ANTAM)<br />
CUSIP: Y7116R158 ISIN: ID1000106602 SEDOL: 6053859<br />
PT Aneka Tambang Tbk (PT ANTAM)<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Amend Articles of Association Mgmt For <strong>Against</strong><br />
8 Approve Resignation and/or Election of Commissioners Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
601607 31-May-12 Y7682C106<br />
Shanghai Pharmaceuticals Holding Co., Ltd.<br />
CUSIP: Y7682C106 ISIN: CNE000000C82 SEDOL: 6783941<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve External Guarantees Mgmt For <strong>Against</strong><br />
10 Remove Lu Mingfang as Director SH For <strong>Against</strong><br />
11 Elect Zhou Jie as Director SH For <strong>Against</strong><br />
12 Remove Zhou Jie as Supervisor SH For <strong>Against</strong><br />
16 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
SBK 31-May-12 S80605140<br />
Standard Bank Group Ltd<br />
CUSIP: S80605140 ISIN: ZAE000109815 SEDOL: B030GJ7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7.10 Approve Ad hoc Fee Per Hour Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 61
Ticker Meeting Date Security ID<br />
CPI 01-Jun-12 S15445109<br />
Capitec Bank Holdings Ltd<br />
CUSIP: S15445109 ISIN: ZAE000035861 SEDOL: 6440859<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.1 Re-elect Michiel du Pre le Roux as Director Mgmt For <strong>Against</strong><br />
1.2 Re-elect Chris Otto as Director Mgmt For <strong>Against</strong><br />
1.3 Re-elect Petrus Mouton as Director Mgmt For <strong>Against</strong><br />
6 Place Authorised but Unissued Shares under Control of Mgmt For <strong>Against</strong><br />
Directors for the Purposes of the Share Option Scheme<br />
9 Authorise the Board to Grant Options in Terms of the Capitec Mgmt For <strong>Against</strong><br />
Bank Holdings Share Trust<br />
Ticker Meeting Date Security ID<br />
00506 01-Jun-12 G2154F109<br />
China Foods Ltd.<br />
CUSIP: G2154F109 ISIN: BMG2154F1095 SEDOL: 6105738<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
9 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00270 01-Jun-12 Y2929L100<br />
Guangdong Investment Ltd.<br />
CUSIP: Y2929L100 ISIN: HK0270001396 SEDOL: 6913168<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 62
Shanghai JinJiang International Industrial Investment Co., Ltd.<br />
Ticker Meeting Date Security ID<br />
600650 01-Jun-12 Y7686D118<br />
CUSIP: Y7686D118 ISIN: CNE0000004M9 SEDOL: 6800118<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve to Provide Bank Loan Guarantee for the Subsidiaries Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
HRHO 02-Jun-12 M3047P109<br />
EFG Hermes Holding SAE<br />
CUSIP: M3047P109 ISIN: EGS69101C011 SEDOL: 6139470<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Charitable Donations Conducted in 2011 and to be Mgmt For <strong>Against</strong><br />
Conducted in <strong>2012</strong><br />
4 Approve the Independent Financial Advisor Report About the Mgmt For <strong>Against</strong><br />
Strategic Alliance<br />
Ticker Meeting Date Security ID<br />
03983 05-Jun-12 Y14251105<br />
China Bluechemical Ltd.<br />
CUSIP: Y14251105 ISIN: CNE1000002D0 SEDOL: B1DN3X6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
17 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
02883 05-Jun-12 Y15002101<br />
China Oilfield Services Ltd.<br />
CUSIP: Y15002101 ISIN: CNE1000002P4 SEDOL: 6560995<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
13 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Vote Summary Report: July – September <strong>2012</strong> Page 63
Ticker Meeting Date Security ID<br />
532544 05-Jun-12 Y39129104<br />
IndiaBulls Financial Services Ltd.<br />
CUSIP: Y39129104 ISIN: INE894F01025 SEDOL: B02L7L0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Increase in Borrowing Powers Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
1710 05-Jun-12 Y6563B104<br />
Oriental Union Chemical Corp.<br />
CUSIP: Y6563B104 ISIN: TW0001710002 SEDOL: 6661519<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Release of Restrictions of Competitive Activities of Mgmt For <strong>Against</strong><br />
Directors<br />
Ticker Meeting Date Security ID<br />
01099 05-Jun-12 Y8008N107<br />
Sinopharm Group Co., Ltd.<br />
CUSIP: Y8008N107 ISIN: CNE100000FN7 SEDOL: B3ZVDV0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Delegation Certain Powers to the Board Mgmt For <strong>Against</strong><br />
10 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
1802 05-Jun-12 Y8420M109<br />
Taiwan Glass Industrial Corp.<br />
CUSIP: Y8420M109 ISIN: TW0001802007 SEDOL: 6870865<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
11 Approve Release of Restrictions of Competitive Activities of Mgmt For <strong>Against</strong><br />
Directors<br />
Vote Summary Report: July – September <strong>2012</strong> Page 64
Ticker Meeting Date Security ID<br />
00696 05-Jun-12 Y8972V101<br />
Travelsky Technology Limited<br />
CUSIP: Y8972V101 ISIN: CNE1000004J3 SEDOL: 6321954<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
01800 06-Jun-12 Y14369105<br />
China Communications Construction Co., Ltd.<br />
CUSIP: Y14369105 ISIN: CNE1000002F5 SEDOL: B1JKTQ6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
00991 06-Jun-12 Y20020106<br />
Datang International Power Generation Co. Ltd<br />
CUSIP: Y20020106 ISIN: CNE1000002Z3 SEDOL: 6080716<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
11 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
2337 06-Jun-12 Y5369A104<br />
Macronix International Co., Ltd.<br />
CUSIP: Y5369A104 ISIN: TW0002337003 SEDOL: 6574101<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Proposal of Issuing Marketable Securities via Public Mgmt For <strong>Against</strong><br />
Offering or Private Placement<br />
Vote Summary Report: July – September <strong>2012</strong> Page 65
Ticker Meeting Date Security ID<br />
3034 06-Jun-12 Y64153102<br />
Novatek Microelectronics Corp. Ltd.<br />
CUSIP: Y64153102 ISIN: TW0003034005 SEDOL: 6346333<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Release of Restrictions of Competitive Activities of Mgmt For <strong>Against</strong><br />
Directors<br />
Ticker Meeting Date Security ID<br />
SLM 06-Jun-12 S7302C137<br />
Sanlam Ltd<br />
CUSIP: S7302C137 ISIN: ZAE000070660 SEDOL: B0L6750<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Remuneration Policy Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00123 06-Jun-12 Y9863Z102<br />
Yuexiu Property Company Limited<br />
CUSIP: Y2931U106 ISIN: HK0123000694 SEDOL: 6392422<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5b Approve Issuance of Equity or Equity-Linked Securities<br />
without Preemptive Rights<br />
Mgmt For <strong>Against</strong><br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 66
Ticker Meeting Date Security ID<br />
DANA 07-Jun-12 M27014105<br />
Dana Gas PJSC<br />
CUSIP: M27014105 ISIN: AED000701014 SEDOL: B0VR4L8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Establish Range for Board Size Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
PIKK 07-Jun-12 X3078R105<br />
PIK Group<br />
CUSIP: X3078R105 ISIN: RU000A0JP7J7 SEDOL: B59Q6G1<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve Annual Report and Financial Statements Mgmt For <strong>Against</strong><br />
7 Approve Related-Party Transaction with OAO Sberbank of Mgmt For <strong>Against</strong><br />
Russia<br />
9.1 Approve Potential Future Related-Party Transaction Re: Loan Mgmt For <strong>Against</strong><br />
Agreement with CJSC PIK-Region<br />
9.2 Approve Potential Future Related-Party Transaction Re: Loan Mgmt For <strong>Against</strong><br />
Agreement with CJSC PIK Region<br />
9.3 Approve Potential Future Related-Party Transactions Re: Mgmt For <strong>Against</strong><br />
Guarantee Agreements<br />
Ticker Meeting Date Security ID<br />
500325 07-Jun-12 Y72596102<br />
Reliance Industries Ltd.<br />
CUSIP: Y72596102 ISIN: INE002A01018 SEDOL: 6099626<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Reelect P.K. Kapil as Executive Director and Approve His Mgmt For <strong>Against</strong><br />
Remuneration<br />
Vote Summary Report: July – September <strong>2012</strong> Page 67
Ticker Meeting Date Security ID<br />
00598 07-Jun-12 Y6145J104<br />
Sinotrans Ltd.<br />
CUSIP: Y6145J104 ISIN: CNE1000004F1 SEDOL: 6579010<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
01211 08-Jun-12 Y1023R104<br />
BYD Company Ltd.<br />
CUSIP: Y1023R104 ISIN: CNE100000296 SEDOL: 6536651<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
11 Approve Provision of Guarantees by the Group Mgmt For <strong>Against</strong><br />
17 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
18 Approve Issuance by BYD Electronic (International) Company Mgmt For <strong>Against</strong><br />
Limited of Equity or Equity-Linked Securities without<br />
Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
00606 08-Jun-12 Y1375F104<br />
China Agri-Industries Holdings Ltd.<br />
CUSIP: Y1375F104 ISIN: HK0606037437 SEDOL: B1TLR65<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3a Reelect Ning Gaoning as Non-Executive Director Mgmt For <strong>Against</strong><br />
5a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 68
Ticker Meeting Date Security ID<br />
00836 08-Jun-12 Y1503A100<br />
China Resources Power Holdings Co., Ltd.<br />
CUSIP: Y1503A100 ISIN: HK0836012952 SEDOL: 6711566<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
600685 08-Jun-12 Y2932Y115<br />
Guangzhou Shipyard International Co., Ltd.<br />
CUSIP: Y2932Y115 ISIN: CNE000000BP2 SEDOL: 6393243<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Supplemental Agreement and Revised Annual Caps Mgmt For <strong>Against</strong><br />
Huadian Power International Corporation Ltd. (former Shandong Int'l Power Dev)<br />
Ticker Meeting Date Security ID<br />
600027 08-Jun-12 Y3738Y119<br />
CUSIP: Y3738Y119 ISIN: CNE000001LJ2 SEDOL: B05R5D3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
10 Approve Provision of Company's Loan Guarantee to the Mgmt For <strong>Against</strong><br />
Subsidiaries<br />
11 Approve Purchase of Liability Insurance for Directors, Mgmt For <strong>Against</strong><br />
Supervisors, and Senior <strong>Management</strong> Members<br />
Vote Summary Report: July – September <strong>2012</strong> Page 69
Ticker Meeting Date Security ID<br />
600295 08-Jun-12 Y40841127<br />
Inner Mongolia Eerduosi Resources Co., Ltd.<br />
CUSIP: Y40841127 ISIN: CNE0000017T6 SEDOL: 6338620<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve Loan Guarantee to Controlled Subsidiary Inner Mgmt For <strong>Against</strong><br />
Mongolia Eerduosi Power Metallugy Co., Ltd and Its<br />
Subsidiary<br />
2 Approve Loan Guarantee to Controlled Subsidiary Inner Mgmt For <strong>Against</strong><br />
Mongolia Eerduosi Coal Co., Ltd.<br />
Ticker Meeting Date Security ID<br />
600851 08-Jun-12 Y7683H104<br />
Shanghai Haixin Group Co., Ltd.<br />
CUSIP: N/A ISIN: CNE000000CF1 SEDOL: 6826404<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve to Authorize the Board to Determine the <strong>2012</strong> Mgmt For <strong>Against</strong><br />
Annual Guarantee Plan<br />
Ticker Meeting Date Security ID<br />
03898 08-Jun-12 Y9892N104<br />
Zhuzhou CSR Times Electric Co Ltd<br />
CUSIP: Y9892N104 ISIN: CNE1000004X4 SEDOL: B1L3XL6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Issuance of Short-Term Debt Financing Instruments Mgmt For <strong>Against</strong><br />
8 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Vote Summary Report: July – September <strong>2012</strong> Page 70
Ticker Meeting Date Security ID<br />
00392 11-Jun-12 Y07702122<br />
Beijing Enterprises Holdings Ltd.<br />
CUSIP: Y07702122 ISIN: HK0392044647 SEDOL: 6081690<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
601186 12-Jun-12 Y1508P102<br />
China Railway Construction Corporation Ltd.<br />
CUSIP: Y1508P102 ISIN: CNE1000009T1 SEDOL: B2PPPG4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
11 Approve Purchase of Liability Insurance for Directors, Mgmt For <strong>Against</strong><br />
Supervisors, and Senior <strong>Management</strong><br />
13 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
2379 12-Jun-12 Y7220N101<br />
Realtek Semiconductor Corp.<br />
CUSIP: Y7220N101 ISIN: TW0002379005 SEDOL: 6051422<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve to Issue the Restricted Stock in <strong>2012</strong> Mgmt For <strong>Against</strong><br />
9 Approve Release of Restrictions of Competitive Activities of Mgmt For <strong>Against</strong><br />
Directors<br />
Ticker Meeting Date Security ID<br />
2371 12-Jun-12 Y8548J103<br />
Tatung Co.<br />
CUSIP: Y8548J103 ISIN: TW0002371002 SEDOL: 6875677<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve not to Request the Tatung University Regarding the Mgmt For <strong>Against</strong><br />
Property Rights Dispute<br />
Vote Summary Report: July – September <strong>2012</strong> Page 71
Ticker Meeting Date Security ID<br />
03360 13-Jun-12 Y24286109<br />
Far East Horizon Ltd.<br />
CUSIP: N/A ISIN: HK0000077468 SEDOL: B63DLB5<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
4904 13-Jun-12 Y7540C108<br />
Far EasTone Telecommunications Co., Ltd.<br />
CUSIP: Y7540C108 ISIN: TW0004904008 SEDOL: 6421854<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Approve Release of Restrictions of Competitive Activities of Mgmt For <strong>Against</strong><br />
Directors<br />
Ticker Meeting Date Security ID<br />
2347 13-Jun-12 Y8344J109<br />
Synnex Technology International Corp.<br />
CUSIP: Y8344J109 ISIN: TW0002347002 SEDOL: 6868439<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Release of Restrictions of Competitive Activities of Mgmt For <strong>Against</strong><br />
Directors<br />
Ticker Meeting Date Security ID<br />
2327 13-Jun-12 Y9723R100<br />
Yageo Corp<br />
CUSIP: Y9723R100 ISIN: TW0002327004 SEDOL: 6984380<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Proposal of Cash Capital Increase by Issuing Oridary Mgmt For <strong>Against</strong><br />
Shares via Private Placement<br />
9 Approve Release of Restrictions of Competitive Activities of Mgmt For <strong>Against</strong><br />
Directors<br />
Vote Summary Report: July – September <strong>2012</strong> Page 72
Ticker Meeting Date Security ID<br />
00817 14-Jun-12 Y2642B108<br />
Franshion Properties (China) Ltd.<br />
CUSIP: Y2642B108 ISIN: HK0817039453 SEDOL: B23TGR6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
RTKM 14-Jun-12 X7367F102<br />
Rostelecom<br />
CUSIP: X7367F102 ISIN: RU0008943394 SEDOL: B58ZLT7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Approve Remuneration of Directors Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
SMC 14-Jun-12 Y75106115<br />
San Miguel Corporation<br />
CUSIP: 799085303 ISIN: PHY751061151 SEDOL: B56DTZ5<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.6 Elect Ferdinand K. Constantino as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00297 14-Jun-12 G8403G103<br />
Sinofert Holdings Ltd.<br />
CUSIP: G8403G103 ISIN: BMG8403G1033 SEDOL: B0CJMD1<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
8 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 73
Ticker Meeting Date Security ID<br />
2610 15-Jun-12 Y1374F105<br />
China Airlines Ltd.<br />
CUSIP: Y1374F105 ISIN: TW0002610003 SEDOL: 6189657<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Release of Restrictions of Competitive Activities of Mgmt For <strong>Against</strong><br />
Directors<br />
Lianhua Supermarket Holdings Co., Ltd.<br />
Ticker Meeting Date Security ID<br />
00980 15-Jun-12 Y5279F102<br />
CUSIP: Y5279F102 ISIN: CNE1000003P2 SEDOL: 6633563<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Other Business (Voting) Mgmt For <strong>Against</strong><br />
1 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Mega Financial Holding Co. Ltd. (frm CTB FINANCIAL HOLDING C)<br />
Ticker Meeting Date Security ID<br />
2886 15-Jun-12 Y59456106<br />
CUSIP: Y59456106 ISIN: TW0002886009 SEDOL: 6444066<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Release of Restrictions of Competitive Activities of Mgmt For <strong>Against</strong><br />
Directors<br />
Ticker Meeting Date Security ID<br />
01618 15-Jun-12 Y5949Y119<br />
Metallurgical Corporation Of China Ltd.<br />
CUSIP: Y5949Y119 ISIN: CNE100000FF3 SEDOL: B42SRM0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Guarantees of Up to RMB 18.1 Billion to Subsidiaries Mgmt For <strong>Against</strong><br />
of the Company<br />
8 Approve Purchase of Liability Insurance for Directors, Mgmt For <strong>Against</strong><br />
Supervisors, and Senior <strong>Management</strong><br />
10 Approve General Mandate to Issue Short-Term Financing Bills Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 74
Ticker Meeting Date Security ID<br />
PIK 15-Jun-12 S60947108<br />
Pick n Pay Stores Ltd<br />
CUSIP: S60947108 ISIN: ZAE000005443 SEDOL: 6688068<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
2 Approve Directors' fees for the Year Ending 28 February 2013 Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
2890 15-Jun-12 Y8009U100<br />
SinoPac Financial Holdings Co. Ltd.<br />
CUSIP: Y8009U100 ISIN: TW0002890001 SEDOL: 6525875<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Authorization to the Board to Handle the Capital Mgmt For <strong>Against</strong><br />
Increase Proposal to Raise Long-term Capital Injection at<br />
Appropriate Time<br />
Ticker Meeting Date Security ID<br />
2451 15-Jun-12 Y8968F102<br />
Transcend Information Inc.<br />
CUSIP: Y8968F102 ISIN: TW0002451002 SEDOL: 6350497<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Release of Restrictions of Competitive Activities of Mgmt For <strong>Against</strong><br />
Directors<br />
Ticker Meeting Date Security ID<br />
2609 15-Jun-12 Y9729D105<br />
Yang Ming Marine Transport Corp.<br />
CUSIP: Y9729D105 ISIN: TW0002609005 SEDOL: 6987583<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Convertible Corporate Bonds via Private Mgmt For <strong>Against</strong><br />
Placement<br />
Vote Summary Report: July – September <strong>2012</strong> Page 75
Ticker Meeting Date Security ID<br />
532822 18-Jun-12 Y3857E100<br />
Idea Cellular Ltd<br />
CUSIP: Y3857E100 ISIN: INE669E01016 SEDOL: B1MP4H4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Reelect M. Gyani as Director Mgmt For <strong>Against</strong><br />
5 Reelect P. Murari as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00358 19-Jun-12 Y4446C100<br />
Jiangxi Copper Company Ltd.<br />
CUSIP: Y4446C100 ISIN: CNE1000003K3 SEDOL: 6000305<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Revised Financial Services Agreement and Relevant Mgmt For <strong>Against</strong><br />
Annual Caps<br />
14 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
MSNG 19-Jun-12 X55075109<br />
Mosenergo OAO<br />
CUSIP: X55075109 ISIN: RU0008958863 SEDOL: B59MBC0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6.5 Elect Yury Kudryashov as Member of Audit Commission Mgmt For <strong>Against</strong><br />
6.7 Elect Aleksandr Oleynik as Member of Audit Commission Mgmt For <strong>Against</strong><br />
8.1 Approve New Edition of Regulations on Audit Commission Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 76
Ticker Meeting Date Security ID<br />
500295 19-Jun-12 Y7673N111<br />
Sesa Goa Ltd.<br />
CUSIP: Y7673N111 ISIN: INE205A01025 SEDOL: 6136040<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve Scheme of Amalgamation and Arrangement Mgmt For <strong>Against</strong><br />
1 Approve Scheme of Amalgamation Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
600030 20-Jun-12 Y1639N109<br />
CITIC Securities Co., Ltd.<br />
CUSIP: Y1639N109 ISIN: CNE000001DB6 SEDOL: 6579355<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Mandate to Issue Short-Term Financing Bonds Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
601336 20-Jun-12 Y625A4107<br />
New China Life Insurance Co Ltd.<br />
CUSIP: N/A ISIN: CNE1000019Y0 SEDOL: B75FVJ4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Approve the Proposal on the Purchase of Liability Insurance Mgmt<br />
for Directors, Supervisors and Senior <strong>Management</strong><br />
For <strong>Against</strong><br />
11 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
002202 20-Jun-12 Y97237104<br />
Xinjiang Goldwind Science & Technology Co., Ltd.<br />
CUSIP: Y97237104 ISIN: CNE1000008S5 SEDOL: B29VXG4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Approve Provision of Guarantees with a Total Amount of No Mgmt For <strong>Against</strong><br />
More than RMB 1.6 Billion for the Benefit of Subsidiaries<br />
11 Approve Applications to Commercial Banks by the Company Mgmt For <strong>Against</strong><br />
for Credit Facilities of Not More than RMB 51 Billion<br />
Vote Summary Report: July – September <strong>2012</strong> Page 77
China Resources Land Ltd. (frmrly. China Resources Beijing L)<br />
Ticker Meeting Date Security ID<br />
01109 21-Jun-12 G2108Y105<br />
CUSIP: G2108Y105 ISIN: KYG2108Y1052 SEDOL: 6193766<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3a Reelect Wu Xiangdong as Director Mgmt For <strong>Against</strong><br />
3c Reelect Wang Shi as Director Mgmt For <strong>Against</strong><br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00489 21-Jun-12 Y21042109<br />
Dongfeng Motor Group Company Ltd<br />
CUSIP: Y21042109 ISIN: CNE100000312 SEDOL: B0PH5N3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
2015 21-Jun-12 Y24814108<br />
Feng Hsin Iron & Steel Co.<br />
CUSIP: Y24814108 ISIN: TW0002015005 SEDOL: 6335030<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Release of Restrictions of Competitive Activities of Mgmt For <strong>Against</strong><br />
Newly Elected Directors<br />
Ticker Meeting Date Security ID<br />
02238 21-Jun-12 Y2931M104<br />
Guangzhou Automobile Group Co., Ltd.<br />
CUSIP: N/A ISIN: CNE100000<strong>Q3</strong>5 SEDOL: B433995<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Vote Summary Report: July – September <strong>2012</strong> Page 78
Ticker Meeting Date Security ID<br />
2912 21-Jun-12 Y7082T105<br />
President Chain Store Corp.<br />
CUSIP: Y7082T105 ISIN: TW0002912003 SEDOL: 6704986<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Approve Release of Restrictions of Competitive Activities of Mgmt For <strong>Against</strong><br />
Directors<br />
Ticker Meeting Date Security ID<br />
500900 21-Jun-12 Y8169X217<br />
Sterlite Industries (India) Ltd.<br />
CUSIP: Y8169X209 ISIN: INE268A01049 SEDOL: B13TC37<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve Scheme of Amalgamation and Arrangement Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
532215 22-Jun-12 Y0487S103<br />
Axis Bank Ltd.<br />
CUSIP: Y0487S103 ISIN: INE238A01026 SEDOL: 6136482<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Reelect V.R. Kaundinya as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
9921 22-Jun-12 Y2708Z106<br />
Giant Manufacturing Co., Ltd.<br />
CUSIP: Y2708Z106 ISIN: TW0009921007 SEDOL: 6372167<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Release of Restrictions of Competitive Activities of Mgmt For <strong>Against</strong><br />
Newly Elected Directors and Their Representatives<br />
Vote Summary Report: July – September <strong>2012</strong> Page 79
Ticker Meeting Date Security ID<br />
JFC 22-Jun-12 Y4466S100<br />
Jollibee Foods Corporation<br />
CUSIP: Y4466S100 ISIN: PHY4466S1007 SEDOL: 6474494<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Other Matters Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00604 22-Jun-12 Y7743P120<br />
Shenzhen Investment Ltd. (frmrly. Shum Yip Invst.)<br />
CUSIP: Y7743P120 ISIN: HK0604011236 SEDOL: 6535261<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
01171 22-Jun-12 Y97417102<br />
Yanzhou Coal Mining Company Limited<br />
CUSIP: Y97417102 ISIN: CNE1000004Q8 SEDOL: 6109893<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Renewal of Liability Insurance of Directors,<br />
Supervisors and Senior Officers<br />
Mgmt For <strong>Against</strong><br />
8f Approve Financial Services Agreement and Proposed Annual Mgmt For <strong>Against</strong><br />
Cap<br />
9 Approve Alteration of the Approved Financing Activities of Mgmt For <strong>Against</strong><br />
the Financing Business<br />
12 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Vote Summary Report: July – September <strong>2012</strong> Page 80
Ticker Meeting Date Security ID<br />
AFLT 25-Jun-12 X00096101<br />
Aeroflot<br />
CUSIP: X00096101 ISIN: RU0009062285 SEDOL: B58X588<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7.1 Elect Igor Belikov as Member of Audit Commission Mgmt For <strong>Against</strong><br />
7.2 Elect Alla Bondarenko as Member of Audit Commission Mgmt For <strong>Against</strong><br />
7.4 Elect Vera Mironova as Member of Audit Commission Mgmt For <strong>Against</strong><br />
7.5 Elect Sergey Pakhomov as Member of Audit Commission Mgmt For <strong>Against</strong><br />
7.6 Elect Alexey Uchenov as Member of Audit Commission Mgmt For <strong>Against</strong><br />
7.7 Elect Margarita Yakimets as Member of Audit Commission Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
500820 25-Jun-12 Y03637116<br />
Asian Paints Ltd.<br />
CUSIP: Y03637116 ISIN: INE021A01018 SEDOL: 6099756<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Reelect S. Sivaram as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ANDINA-B 25-Jun-12 P3697S103<br />
Embotelladora Andina S.A.<br />
CUSIP: P3697S103 ISIN: CLP3697S1034 SEDOL: 2311454<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Increase in Board Size from 7 to 14 Mgmt For <strong>Against</strong><br />
3 Elect Directors Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 81
Ticker Meeting Date Security ID<br />
532174 25-Jun-12 Y38575109<br />
ICICI Bank Limited<br />
CUSIP: Y38575109 ISIN: INE090A01013 SEDOL: 6100368<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
14 Amend ICICI Bank Employees Stock Option Scheme (ESOS) Mgmt For <strong>Against</strong><br />
Re: Increase in Maximum Number of Shares Allotted Under<br />
the ESOS<br />
15 Approve Grant of Options to Employees and/or Directors Mgmt For <strong>Against</strong><br />
Under the ESOS<br />
Ticker Meeting Date Security ID<br />
IRAO 25-Jun-12 X39961101<br />
Inter RAO UES<br />
CUSIP: X39961101 ISIN: RU000A0JPNM1 SEDOL: B5B2VL7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7.2 Elect Anna Drokova as Member of Audit Commission Mgmt For <strong>Against</strong><br />
7.3 Elect Sergey Efimov as Member of Audit Commission Mgmt For <strong>Against</strong><br />
7.5 Elect Andrey Kolyada as Member of Audit Commission Mgmt For <strong>Against</strong><br />
7.6 Elect Dmitry Tushunov as Member of Audit Commission Mgmt For <strong>Against</strong><br />
7.7 Elect Ekaterina Kheimits as Member of Audit Commission Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
N/A 26-Jun-12 X2337V121<br />
Cez A.S.<br />
CUSIP: X2337V121 ISIN: CZ0005112300 SEDOL: 5624030<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Amend Articles of Association Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 82
Ticker Meeting Date Security ID<br />
601390 26-Jun-12 Y1509D108<br />
China Railway Group Limited<br />
CUSIP: Y1509D108 ISIN: CNE100000866 SEDOL: B292YZ3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Approve Provision of Guarantee by Subsidiaries of the Mgmt For <strong>Against</strong><br />
Company<br />
Ticker Meeting Date Security ID<br />
000625 26-Jun-12 Y1584K100<br />
Chongqing Changan Automobile Co., Ltd.<br />
CUSIP: Y1584K100 ISIN: CNE000000R36 SEDOL: 6193948<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve <strong>2012</strong> Financial Services Agreement with China South Mgmt For <strong>Against</strong><br />
Industries Group Finance Co., Ltd.<br />
Ticker Meeting Date Security ID<br />
2845 26-Jun-12 Y7540U108<br />
Far Eastern International Bank<br />
CUSIP: Y7540U108 ISIN: TW0002845005 SEDOL: 6328450<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Release of Restrictions of Competitive Activities of Mgmt For <strong>Against</strong><br />
Directors<br />
Ticker Meeting Date Security ID<br />
02328 26-Jun-12 Y6975Z103<br />
PICC Property and Casualty Co., Ltd.<br />
CUSIP: Y6975Z103 ISIN: CNE100000593 SEDOL: 6706250<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Vote Summary Report: July – September <strong>2012</strong> Page 83
Ticker Meeting Date Security ID<br />
SMGR 26-Jun-12 Y7142G168<br />
PT Semen Gresik (Persero) Tbk<br />
CUSIP: Y7142G168 ISIN: ID1000106800 SEDOL: 6795236<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Elect Directors and Commissioners Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
DOHOL 27-Jun-12 M2810S100<br />
Dogan Sirketler Grubu Holding A.S.<br />
CUSIP: M2810S100 ISIN: TRADOHOL91Q8 SEDOL: B03MRG7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Appoint Internal Statutory Auditors Mgmt For <strong>Against</strong><br />
12 Authorize Donations and Third Party Liability Guarantees Mgmt For <strong>Against</strong><br />
13 Authorize Debt Issuance Mgmt For <strong>Against</strong><br />
15 Approve Related Party Transactions Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
2448 27-Jun-12 Y2298F106<br />
Epistar Corp.<br />
CUSIP: Y2298F106 ISIN: TW0002448008 SEDOL: 6354154<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Issuance of Ordinary Shares via Private Placement Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
MTSS 27-Jun-12 X5430T109<br />
Mobile Telesystems OJSC<br />
CUSIP: X5430T109 ISIN: RU0007775219 SEDOL: B59FPS3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve New Edition of Regulations on Board of Directors Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 84
Ticker Meeting Date Security ID<br />
GGRM 27-Jun-12 Y7121F165<br />
PT Gudang Garam Tbk<br />
CUSIP: Y7121F165 ISIN: ID1000068604 SEDOL: 6366999<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Directors and Commissioners Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
1907 27-Jun-12 Y98715108<br />
Yuen Foong Yu Paper Manufacturing Co. Ltd.<br />
CUSIP: Y98715108 ISIN: TW0001907004 SEDOL: 6988616<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
11 Approve Release of Restrictions of Competitive Activities of Mgmt For <strong>Against</strong><br />
Directors and Representatives<br />
Ticker Meeting Date Security ID<br />
00347 28-Jun-12 Y0132D105<br />
Angang Steel Company Limited<br />
CUSIP: Y0132D105 ISIN: CNE1000001V4 SEDOL: 6015644<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve Supply of Materials and Services Agreement and<br />
Related Transactions<br />
Mgmt For <strong>Against</strong><br />
2 Approve Financial Services Agreement and Related Mgmt For <strong>Against</strong><br />
Transactions<br />
China Communications Services Corp. Ltd.<br />
Ticker Meeting Date Security ID<br />
00552 28-Jun-12 Y1436A102<br />
CUSIP: Y1436A102 ISIN: CNE1000002G3 SEDOL: B1HVJ16<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Board to Increase Registered Capital of the Mgmt For <strong>Against</strong><br />
Company and Amend Articles of Association to Reflect Such<br />
Increase<br />
Vote Summary Report: July – September <strong>2012</strong> Page 85
Ticker Meeting Date Security ID<br />
00670 28-Jun-12 Y1406M102<br />
China Eastern Airlines Corporation Ltd.<br />
CUSIP: Y1406M102 ISIN: CNE1000002K5 SEDOL: 6171375<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Approve Provision of Guarantees Mgmt For <strong>Against</strong><br />
12 Approve Issuance of Super Short-Term Commercial Paper Mgmt For <strong>Against</strong><br />
13 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
900909 28-Jun-12 Y2105F109<br />
Double Coin Holdings Ltd.<br />
CUSIP: Y2105F109 ISIN: CNE0000004L1 SEDOL: 6800817<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve to the Sign Financial Services Framework Tripartite Mgmt For <strong>Against</strong><br />
Agreement with Related Parties<br />
Ticker Meeting Date Security ID<br />
1402 28-Jun-12 Y24374103<br />
Far Eastern New Century Corp<br />
CUSIP: Y24374103 ISIN: TW0001402006 SEDOL: 6331470<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6.1 Elect Mr. Douglas Tong Hsu with Shareholder No.8 as Mgmt For <strong>Against</strong><br />
Director<br />
7 Approve Release of Restrictions of Competitive Activities of Mgmt For <strong>Against</strong><br />
Directors<br />
Ticker Meeting Date Security ID<br />
900908 28-Jun-12 Y76771115<br />
Shanghai Chlor-Alkali Chemical Co., Ltd.<br />
CUSIP: Y76771115 ISIN: CNE0000004C0 SEDOL: 6800776<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
11 Approve to Sign Financial Services Framework Tripartite Mgmt For <strong>Against</strong><br />
Agreement with Related Parties<br />
Vote Summary Report: July – September <strong>2012</strong> Page 86
Ticker Meeting Date Security ID<br />
SHP 28-Jun-12 S76263102<br />
Shoprite Holdings Ltd<br />
CUSIP: S76263102 ISIN: ZAE000012084 SEDOL: 6801575<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Authorise Issue of Deferred Shares to Thibault Square Mgmt For <strong>Against</strong><br />
Financial Services (Proprietary) Limited When Ordinary<br />
Shares are Issued in Terms of Special Resolution 1<br />
3 Authorise Issue of Deferred Shares to Thibault Square Mgmt For <strong>Against</strong><br />
Financial Services (Proprietary) Limited<br />
Ticker Meeting Date Security ID<br />
01025 28-Jun-12 Y97176112<br />
Wumart Stores Inc.<br />
CUSIP: Y97176112 ISIN: CNE100000544 SEDOL: B0PR2N2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Issuance of Equity or Equity-Linked Securities<br />
without Preemptive Rights<br />
Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
02600 29-Jun-12 Y0094N109<br />
Aluminum Corporation of China Ltd.<br />
CUSIP: Y0094N109 ISIN: CNE1000001T8 SEDOL: 6425395<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Renewal of Liability Insurance for Directors, Mgmt For <strong>Against</strong><br />
Supervisors and Other Senior <strong>Management</strong> Members<br />
12 Other Business (Voting) Mgmt For <strong>Against</strong><br />
13 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Vote Summary Report: July – September <strong>2012</strong> Page 87
Ticker Meeting Date Security ID<br />
3481 29-Jun-12 Y14056108<br />
Chimei Innolux Corp<br />
CUSIP: Y4083P109 ISIN: TW0003481008 SEDOL: B0CC0M5<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve to Amend the Articles of Association Mgmt For <strong>Against</strong><br />
7 Approve Proposal of Capital Increase by Issuance of Ordinary Mgmt For <strong>Against</strong><br />
Shares or Issuance of Ordinary Shares to Participate in the<br />
Issuance of Global Depository Receipt or Issuance of<br />
Marketable Securities via Private Placement According to the<br />
Market Conditions<br />
10 Approve Release of Restrictions of Competitive Activities of Mgmt For <strong>Against</strong><br />
Directors and Representatives<br />
Ticker Meeting Date Security ID<br />
03993 29-Jun-12 Y1503Z105<br />
China Molybdenum Co., Ltd.<br />
CUSIP: Y1503Z105 ISIN: CNE100000114 SEDOL: B1VRCG6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Other Business (Voting) Mgmt For <strong>Against</strong><br />
9 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
01205 29-Jun-12 G2155Y107<br />
CITIC Resources Holdings Ltd.<br />
CUSIP: G2155Y107 ISIN: BMG2155Y1075 SEDOL: 6369233<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4b Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
4c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 88
Ticker Meeting Date Security ID<br />
ADH 29-Jun-12 V3077W107<br />
Douja Promotion Group Addoha SA<br />
CUSIP: V3077W107 ISIN: MA0000011512 SEDOL: B18R0L0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Auditors' Report on Related Party Transactions Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
EREGL 29-Jun-12 M40710101<br />
Eregli Demir ve Celik Fabrikalari TAS<br />
CUSIP: M40710101 ISIN: TRAEREGL91G3 SEDOL: B03MS97<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Directors Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
GAZP 29-Jun-12 X7204C106<br />
Gazprom OAO<br />
CUSIP: X7204C106 ISIN: RU0007661625 SEDOL: B59L4L7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Remuneration of Directors Mgmt For <strong>Against</strong><br />
10.2 Elect Andrey Belobrov as Member of Audit Commission Mgmt For <strong>Against</strong><br />
10.7 Elect Georgiy Nozadze as Member of Audit Commission Mgmt For <strong>Against</strong><br />
10.9 Elect Karen Oganyan as Members of Audit Commission Mgmt For <strong>Against</strong><br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Remuneration of Directors Mgmt For <strong>Against</strong><br />
10.9 Elect Karen Oganyan as Members of Audit Commission Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 89
Shanghai Jinqiao Export Processing Zone Development Co., Ltd.<br />
Ticker Meeting Date Security ID<br />
600639 29-Jun-12 Y4443D119<br />
CUSIP: Y4443D119 ISIN: CNE000000404 SEDOL: 6802749<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve to Provide Loan Guarantee for Jinqiao Alliance and Mgmt For <strong>Against</strong><br />
Development Corporation<br />
Shanghai Waigaoqiao Free Trade Zone Development Co., Ltd.<br />
Ticker Meeting Date Security ID<br />
600648 29-Jun-12 Y7688F111<br />
CUSIP: Y7688F111 ISIN: CNE000000438 SEDOL: 6806611<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Company's <strong>2012</strong> Total Financing, External Mgmt For <strong>Against</strong><br />
Guarantees and Entrusted Loans<br />
Ticker Meeting Date Security ID<br />
N/A 29-Jun-12 X8799U105<br />
Surgutneftegaz<br />
CUSIP: X8799U105 ISIN: RU0008926258 SEDOL: B5BHQP1<br />
7 Approve Related-Party Transactions Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
02338 29-Jun-12 Y9531A109<br />
Weichai Power Co., Ltd.<br />
CUSIP: Y9531A109 ISIN: CNE1000004L9 SEDOL: 6743956<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Approve Connected Transaction with Beiqi Futian Motor<br />
Company Ltd.<br />
Mgmt For <strong>Against</strong><br />
19 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Vote Summary Report: July – September <strong>2012</strong> Page 90
Ticker Meeting Date Security ID<br />
000157 29-Jun-12 Y1293Y102<br />
Zoomlion Heavy Industry Science and Technology Co., Ltd.<br />
CUSIP: Y1293Y102 ISIN: CNE000001527 SEDOL: 6289977<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Approve Provision of Guarantee for the Loan of Zoomlion Mgmt For <strong>Against</strong><br />
International Trading (H.K.) Co., Limited<br />
2 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
MRKH 30-Jun-12 X3490A102<br />
IDGC Holding JSC<br />
CUSIP: X3490A102 ISIN: RU000A0JPVJ0 SEDOL: B5B27G4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Approve Transfer of Powers of Sole Executive Body to OAO Mgmt For <strong>Against</strong><br />
FSK UES<br />
Ticker Meeting Date Security ID<br />
TTKOM 30-Jun-12 Y90033104<br />
Turk Telekomunikasyon AS<br />
CUSIP: Y90033104 ISIN: TRETTLK00013 SEDOL: B2RCGV5<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Directors Mgmt For <strong>Against</strong><br />
6 Approve Related Party Transactions; Grant Permission for Mgmt For <strong>Against</strong><br />
Board Members to Engage in Commercial Transactions with<br />
Company and Be Involved with Companies with Similar<br />
Corporate Purposet<br />
Vote Summary Report: July – September <strong>2012</strong> Page 91
Section 2<br />
MPF European Equity <strong>Fund</strong>
Ticker Meeting Date Security ID<br />
GEBN 04-Apr-12 H2942E124<br />
Geberit AG<br />
CUSIP: H2942E124 ISIN: CH0030170408 SEDOL: B1WGG93<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
STMN 04-Apr-12 H8300N119<br />
Straumann Holding AG<br />
CUSIP: H8300N119 ISIN: CH0012280076 SEDOL: 7156832<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
5 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CDI 05-Apr-12 F26334106<br />
Christian Dior<br />
CUSIP: F26334106 ISIN: FR0000130403 SEDOL: 4061393<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Auditors' Special Report on Related-Party Mgmt For <strong>Against</strong><br />
Transactions<br />
Ticker Meeting Date Security ID<br />
FI 05-Apr-12 T42136100<br />
Fiat Industrial SPA<br />
CUSIP: N/A ISIN: IT0004644743 SEDOL: B52B4V4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3.a Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 93
Ticker Meeting Date Security ID<br />
MC 05-Apr-12 F58485115<br />
LVMH Moet Hennessy Louis Vuitton<br />
CUSIP: F58485115 ISIN: FR0000121014 SEDOL: 4061412<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Auditors' Special Report on Related-Party Mgmt For <strong>Against</strong><br />
Transactions<br />
6 Ratify Appointment of Felix G. Rohatyn as Censor Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
N/A 11-Apr-12 N8726Y106<br />
TNT EXPRESS NV<br />
CUSIP: N/A ISIN: NL0009739424 SEDOL: B3Y0JD2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9b Approve Remuneration of Supervisory Board Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
N/A 12-Apr-12 K0514G101<br />
A.P. Moller Maersk A/S<br />
CUSIP: K0514G101 ISIN: DK0010244508 SEDOL: 4253048<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Allocation of Income and Dividends of DKK 1000 per Mgmt<br />
Share<br />
For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 94
Ticker Meeting Date Security ID<br />
LI 12-Apr-12 F5396X102<br />
Klepierre<br />
CUSIP: F5396X102 ISIN: FR0000121964 SEDOL: 7582556<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Auditors' Special Report on Related-Party Mgmt For <strong>Against</strong><br />
Transactions<br />
14 Delete Paragraph 3 of Article 11 of Bylaws Re: Spread-up SH For <strong>Against</strong><br />
Reelections<br />
16 Ratify Appointment of David Simon as Supervisory Board SH For <strong>Against</strong><br />
Member<br />
17 Elect David Simon as Supervisory Board Member SH For <strong>Against</strong><br />
20 Ratify Appointment of Steven Fivel as Supervisory Board SH For <strong>Against</strong><br />
Member<br />
21 Reelect Steven Fivel as Supervisory Board Member SH For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
KVAER 12-Apr-12 R38879244<br />
Kvaerner ASA<br />
CUSIP: N/A ISIN: N/A SEDOL: N/A<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Authorize Share Repurchase Program and Reissuance of Mgmt For <strong>Against</strong><br />
Repurchased Shares<br />
Ticker Meeting Date Security ID<br />
NRE1V 12-Apr-12 X5862L103<br />
Nokian Tyres OYJ<br />
CUSIP: X5862L103 ISIN: FI0009005318 SEDOL: B07G378<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Reelect Kim Gran, Hille Korhonen, Hannu Penttila, Benoit Mgmt For <strong>Against</strong><br />
Raulin, Aleksey Vlasov, and Petteri Wallden as Directors;<br />
Elect Risto Murto as New Director<br />
Vote Summary Report: July – September <strong>2012</strong> Page 95
Ticker Meeting Date Security ID<br />
AKSO 13-Apr-12 R0180X100<br />
Aker Solutions ASA<br />
CUSIP: R0180X100 ISIN: NO0010215684 SEDOL: B1VLVW7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
13 Authorize Share Repurchase Program in Connection with Mgmt For <strong>Against</strong><br />
Mergers, Acquisitions, and Takeovers<br />
14 Authorize Share Repurchase Program in Connection with Mgmt For <strong>Against</strong><br />
Employee Share Program<br />
15 Authorize Share Repurchase Program in Connection with Mgmt For <strong>Against</strong><br />
Share Cancellation<br />
Ticker Meeting Date Security ID<br />
CMA 13-Apr-12 F17976113<br />
Ciments francais<br />
CUSIP: F17976113 ISIN: FR0000120982 SEDOL: 4199540<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Auditors' Special Report on Related-Party<br />
Transactions<br />
Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
GFC 17-Apr-12 F4268U171<br />
Gecina<br />
CUSIP: F4268U171 ISIN: FR0010040865 SEDOL: 7742468<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Severance Payment Agreement with Christophe Mgmt For <strong>Against</strong><br />
Clamageran<br />
6 Approve Severance Payment Agreement with Bernard Michel Mgmt For <strong>Against</strong><br />
8 Reelect Victoria Soler Lujan as Director Mgmt For <strong>Against</strong><br />
9 Reelect Philippe Donnet as Director Mgmt For <strong>Against</strong><br />
10 Reelect Metrovacesa as Director Mgmt For <strong>Against</strong><br />
13 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For <strong>Against</strong><br />
Capital<br />
Vote Summary Report: July – September <strong>2012</strong> Page 96
Ticker Meeting Date Security ID<br />
OR 17-Apr-12 F58149133<br />
L Oreal<br />
CUSIP: F58149133 ISIN: FR0000120321 SEDOL: 4057808<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Allocation of Income and Dividends of EUR 2 per Mgmt For <strong>Against</strong><br />
Share and Increased Dividend of 2.20 per Share<br />
5 Elect Paul Bulcke as Director Mgmt For <strong>Against</strong><br />
8 Reelect Bernard Kasriel as Director Mgmt For <strong>Against</strong><br />
9 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For <strong>Against</strong><br />
Capital<br />
10 Approve Reduction in Share Capital via Cancellation of Mgmt For <strong>Against</strong><br />
Repurchased Shares<br />
Ticker Meeting Date Security ID<br />
MS 17-Apr-12 T6688Q107<br />
Mediaset Spa<br />
CUSIP: T6688Q107 ISIN: IT0001063210 SEDOL: 5077946<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Remuneration of Directors Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
N/A 18-Apr-12 B10414116<br />
Belgacom<br />
CUSIP: B10414116 ISIN: BE0003810273 SEDOL: B00D9P6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 97
Ticker Meeting Date Security ID<br />
FGR 18-Apr-12 F2924U106<br />
Eiffage<br />
CUSIP: F2924U106 ISIN: FR0000130452 SEDOL: B13X013<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
15 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For <strong>Against</strong><br />
Capital for Future Acquisitions<br />
Ticker Meeting Date Security ID<br />
RATO B 18-Apr-12 W72177111<br />
Ratos AB<br />
CUSIP: W72177111 ISIN: SE0000111940 SEDOL: B130WD0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
15 Authorize Chairman of Board and Representatives of Four of Mgmt For <strong>Against</strong><br />
Company's Largest Shareholders to Serve on Nominating<br />
Committee<br />
Ticker Meeting Date Security ID<br />
CABK 19-Apr-12 E2427M123<br />
Caixabank SA<br />
CUSIP: E3641N103 ISIN: ES0140609019 SEDOL: B283W97<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Authorize Increase in Capital up to 50 Percent via Issuance Mgmt For <strong>Against</strong><br />
of Equity or Equity-Linked Securities without Preemptive<br />
Rights<br />
11 Authorize Issuance of Convertible Debt Securities Without Mgmt For <strong>Against</strong><br />
Preemptive Rights up to EUR 5 Billion<br />
16 Authorize the Company to Call EGM with Two-Week Notice Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 98
Ticker Meeting Date Security ID<br />
N/A 19-Apr-12 R67787102<br />
Orkla ASA<br />
CUSIP: R67787102 ISIN: NO0003733800 SEDOL: B1VQF42<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Authorize Company to Call EGM with Two Weeks' Notice Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
SLHN 19-Apr-12 H8404J162<br />
Swiss Life Holding<br />
CUSIP: H7354Q135 ISIN: CH0014852781 SEDOL: 7437805<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
TFI 19-Apr-12 F91255103<br />
Television Francaise 1 TF1<br />
CUSIP: F91255103 ISIN: FR0000054900 SEDOL: 5997118<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Transactions with Bouygues Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
VOW3 19-Apr-12 D94523103<br />
Volkswagen AG (VW)<br />
CUSIP: D94523145 ISIN: DE0007664005 SEDOL: 5497102<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Authorize Share Repurchase Program and Reissuance or Mgmt For <strong>Against</strong><br />
Cancellation of Repurchased Shares<br />
Vote Summary Report: July – September <strong>2012</strong> Page 99
Ticker Meeting Date Security ID<br />
BP 20-Apr-12 T1872V103<br />
Banco Popolare Scarl<br />
CUSIP: T1872V103 ISIN: IT0004231566 SEDOL: B1Z9G88<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director Mgmt For <strong>Against</strong><br />
4 Approve Remuneration of Auditors Mgmt For <strong>Against</strong><br />
8 Approve Regulations on General Meetings Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
N/A 20-Apr-12 E5499B123<br />
Gas Natural SDG S.A<br />
CUSIP: E5499B123 ISIN: ES0116870314 SEDOL: 5650422<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7.1 Elect Director Mgmt For <strong>Against</strong><br />
7.2 Elect Director Mgmt For <strong>Against</strong><br />
7.3 Elect Director Mgmt For <strong>Against</strong><br />
7.4 Elect Director Mgmt For <strong>Against</strong><br />
7.5 Elect Director Mgmt For <strong>Against</strong><br />
7.6 Elect Director Mgmt For <strong>Against</strong><br />
7.7 Elect Director Mgmt For <strong>Against</strong><br />
7.8 Elect Director Mgmt For <strong>Against</strong><br />
10 Authorize Increase in Capital up to 50 Percent via Issuance Mgmt For <strong>Against</strong><br />
of Equity or Equity-Linked Securities without Preemptive<br />
Rights<br />
Ticker Meeting Date Security ID<br />
MAN 20-Apr-12 D51716104<br />
MAN SE<br />
CUSIP: D51716104 ISIN: DE0005937007 SEDOL: 5563520<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5.3 Elect Martin Winterkorn to the Supervisory Board Mgmt For <strong>Against</strong><br />
6 Ratify PricewaterhouseCoopers as Auditors for Fiscal <strong>2012</strong> Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 100
Ticker Meeting Date Security ID<br />
ATL 23-Apr-12 T05404107<br />
Atlantia SPA<br />
CUSIP: T05404107 ISIN: IT0003506190 SEDOL: 7667163<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
GSZ 23-Apr-12 F42768105<br />
GDF Suez<br />
CUSIP: F42768105 ISIN: FR0010208488 SEDOL: B0C2C<strong>Q3</strong><br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
11 Appoint Gerard Lamarche as Censor Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
EDN 24-Apr-12 T3552V114<br />
Edison Spa<br />
CUSIP: T3552V114 ISIN: IT0003152417 SEDOL: 7513578<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Amend Company Bylaws Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
GALP 24-Apr-12 X3078L108<br />
Galp Energia, SGPS S.A.<br />
CUSIP: X3078L108 ISIN: PTGAL0AM0009 SEDOL: B1FW751<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Amend Articles Mgmt For <strong>Against</strong><br />
3 Increase Terms for Fiscal Council, Auditor, and Remuneration Mgmt For <strong>Against</strong><br />
Committee to Four Years<br />
Vote Summary Report: July – September <strong>2012</strong> Page 101
Ticker Meeting Date Security ID<br />
ABI 25-Apr-12 B6399C107<br />
Anheuser-Busch InBev SA<br />
CUSIP: B6399C107 ISIN: BE0003793107 SEDOL: 4755317<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
A1c Eliminate Preemptive Rights Re: Issuance of Warrants Mgmt For <strong>Against</strong><br />
A1d Approve Issuance of 215,000 Warrants Mgmt For <strong>Against</strong><br />
A1e Renew Authorization to Increase Share Capital within the Mgmt For <strong>Against</strong><br />
Framework of Authorized Capital Re: Issuance of Warrants<br />
as Proposed under Item A1d<br />
A1f Approve Deviation from Belgian Company Law Provision Re: Mgmt For <strong>Against</strong><br />
Grant of Warrants to Non-Executive Directors<br />
A1g Authorize Implementation of Approved Resolutions and Filing Mgmt For <strong>Against</strong><br />
of Required Documents/Formalities at Trade Registry<br />
B8a Approve Remuneration Report Mgmt For <strong>Against</strong><br />
B8b Approve Omnibus Stock Plan Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ASSAB 25-Apr-12 W0817X105<br />
Assa Abloy AB<br />
CUSIP: W0817X105 ISIN: SE0000255648 SEDOL: 5698789<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
14 Approve Remuneration Policy And Other Terms of Mgmt For <strong>Against</strong><br />
Employment For Executive <strong>Management</strong><br />
Ticker Meeting Date Security ID<br />
CS 25-Apr-12 F06106102<br />
Axa<br />
CUSIP: F06106102 ISIN: FR0000120628 SEDOL: 7088429<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
21 Amend Article 21 of Bylaws Re: Related-Party Transactions Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 102
Ticker Meeting Date Security ID<br />
FDR 25-Apr-12 F42399109<br />
Fonciere des regions<br />
CUSIP: F42399109 ISIN: FR0000064578 SEDOL: 7745638<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Auditors' Special Report on Related-Party Mgmt For <strong>Against</strong><br />
Transactions<br />
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For <strong>Against</strong><br />
Capital<br />
14 Authorize Issuance of Equity-Linked Securities without Mgmt For <strong>Against</strong><br />
Preemptive Rights up to Aggregate Nominal Amount of EUR<br />
25 Million<br />
Ticker Meeting Date Security ID<br />
UG 25-Apr-12 F72313111<br />
Peugeot SA<br />
CUSIP: F72313111 ISIN: FR0000121501 SEDOL: 7103526<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
14 Authorize Board to Issue Free Warrants with Preemptive Mgmt For <strong>Against</strong><br />
Rights During a Public Tender Offer or Share Exchange<br />
Ticker Meeting Date Security ID<br />
EN 26-Apr-12 F11487125<br />
Bouygues<br />
CUSIP: F11487125 ISIN: FR0000120503 SEDOL: 4002121<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Auditors' Special Report on Related-Party Mgmt For <strong>Against</strong><br />
Transactions<br />
8 Reelect Georges Chodron de Courcel as Director Mgmt For <strong>Against</strong><br />
10 Authorize Repurchase of Up to 5 Percent of Issued Share Mgmt For <strong>Against</strong><br />
Capital<br />
12 Authorize Board to Issue Free Warrants with Preemptive Mgmt For <strong>Against</strong><br />
Rights During a Public Tender Offer<br />
13 Allow Board to Use Authorizations and Delegations Granted Mgmt For <strong>Against</strong><br />
Under Items 11 to 19, and 22 of the April 21, 2011 General<br />
Meeting; and Item 19 of the April 29, 2010 General Meeting<br />
in the Event of a Public Tender Offer or Share Exchange Offer<br />
Vote Summary Report: July – September <strong>2012</strong> Page 103
Ticker Meeting Date Security ID<br />
BN 26-Apr-12 F12033134<br />
Danone<br />
CUSIP: F12033134 ISIN: FR0000120644 SEDOL: B1Y9TB3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
11 Approve Transactions with J.P. Morgan Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
NK 26-Apr-12 F49644101<br />
Imerys<br />
CUSIP: F49644101 ISIN: FR0000120859 SEDOL: B011GL4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Amendment to Additional <strong>Pension</strong> Scheme Mgmt For <strong>Against</strong><br />
Agreement with Gilles Michel<br />
5 Approve Severance Payment Agreement with Gilles Michel Mgmt For <strong>Against</strong><br />
11 Approve New Set of Bylaws Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
TEC 26-Apr-12 F90676101<br />
Technip<br />
CUSIP: F90676101 ISIN: FR0000131708 SEDOL: 4874160<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Severance Agreement with the Chairman/CEO Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CRG 27-Apr-12 T0881N128<br />
Banca Carige Spa<br />
CUSIP: T0881N128 ISIN: IT0003211601 SEDOL: 7277528<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Remuneration of Directors Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 104
Ticker Meeting Date Security ID<br />
BMPS 27-Apr-12 T1188A116<br />
Banca Monte dei Paschi di Siena SPA<br />
CUSIP: T1188A116 ISIN: IT0001334587 SEDOL: 7128541<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Remuneration of Directors Mgmt For <strong>Against</strong><br />
7 Approve Remuneration of the Board Chairman Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
LUX 27-Apr-12 T6444Z110<br />
Luxottica Group S.p.A.<br />
CUSIP: T6444Z110 ISIN: IT0001479374 SEDOL: 4800659<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3c Approve Remuneration of Directors Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
SPM 27-Apr-12 T82000117<br />
Saipem<br />
CUSIP: T82000117 ISIN: IT0000068525 SEDOL: 4768768<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Appoint Two Internal Statutory Auditors (One Effective and Mgmt For <strong>Against</strong><br />
One Alternate)<br />
5 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
G 28-Apr-12 T05040109<br />
Assicurazioni Generali Spa<br />
CUSIP: T05040109 ISIN: IT0000062072 SEDOL: 4056719<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
4 Amend Articles Re: Board-Related Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 105
Ticker Meeting Date Security ID<br />
TEN 02-May-12 L90272102<br />
TENARIS SA<br />
CUSIP: L90272102 ISIN: LU0156801721 SEDOL: 7538515<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights and Amend Article 5 Accordingly<br />
Ticker Meeting Date Security ID<br />
ADP 03-May-12 F00882104<br />
Aeroports de Paris ADP<br />
CUSIP: F00882104 ISIN: FR0010340141 SEDOL: B164FY1<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
14 Authorize Capital Increase of Up to EUR 55 Million for Future Mgmt For <strong>Against</strong><br />
Exchange Offers<br />
15 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For <strong>Against</strong><br />
Capital for Future Acquisitions<br />
Ticker Meeting Date Security ID<br />
N/A 03-May-12 W26049119<br />
Ericsson<br />
CUSIP: W26049119 ISIN: SE0000108656 SEDOL: 5959378<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
11.3 Approve Equity Swap Agreement with Third Party as Mgmt For <strong>Against</strong><br />
Alternative to Item 11.2<br />
11.6 Approve Equity Swap Agreement with Third Party as Mgmt For <strong>Against</strong><br />
Alternative to Item 11.5<br />
11.9 Approve Swap Agreement with Third Party as Alternative to Mgmt For <strong>Against</strong><br />
Item 11.8<br />
Vote Summary Report: July – September <strong>2012</strong> Page 106
Ticker Meeting Date Security ID<br />
HMB 03-May-12 W41422101<br />
H & M Hennes & Mauritz<br />
CUSIP: W41422101 ISIN: SE0000106270 SEDOL: 5687431<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
13 Elect Chairman of the Board and Lottie Tham, Liselott Ledin, Mgmt For <strong>Against</strong><br />
Jan Andersson, and Anders Oscarsson as Members of<br />
Nominating Committee<br />
Ticker Meeting Date Security ID<br />
HNR1 03-May-12 D3015J135<br />
Hannover Rueckversicherung AG<br />
CUSIP: D3015J135 ISIN: DE0008402215 SEDOL: 4511809<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Change of Corporate Form to Societas Europaea Mgmt For <strong>Against</strong><br />
(SE)<br />
Ticker Meeting Date Security ID<br />
KBC 03-May-12 B5337G162<br />
KBC Groep NV<br />
CUSIP: B5337G162 ISIN: BE0003565737 SEDOL: 4497749<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Authorize Board to Repurchase and Reissue Shares in the Mgmt For <strong>Against</strong><br />
Event of a Serious and Imminent Harm and Under Normal<br />
Conditions<br />
4 Insert Transitional Provision in Bylaws Re: Authorize Board to Mgmt For <strong>Against</strong><br />
Repurchase and Reissue Shares in the Event of a Serious and<br />
Imminent Harm<br />
Vote Summary Report: July – September <strong>2012</strong> Page 107
Ticker Meeting Date Security ID<br />
MMB 03-May-12 F5485U100<br />
Lagardere SCA<br />
CUSIP: F5485U100 ISIN: FR0000130213 SEDOL: 4547213<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Reelect Georges Chodron De Courcel as Supervisory Board Mgmt For <strong>Against</strong><br />
Member<br />
Ticker Meeting Date Security ID<br />
PGHN 03-May-12 H6120A101<br />
Partners Group Holding<br />
CUSIP: H6120A101 ISIN: CH0024608827 SEDOL: B119QG0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
SU 03-May-12 F86921107<br />
Schneider Electric SA<br />
CUSIP: F86921107 ISIN: FR0000121972 SEDOL: 4834108<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Elect Manfred Brill as Representative of Employee Mgmt <strong>Against</strong> For<br />
Shareholders to the Board<br />
13 Reelect Claude Briquet as Representative of Employee Mgmt <strong>Against</strong> For<br />
Shareholders to the Board<br />
15 Elect Thierry Jacquet as Representative of Employee Mgmt <strong>Against</strong> For<br />
Shareholders to the Board<br />
Vote Summary Report: July – September <strong>2012</strong> Page 108
Ticker Meeting Date Security ID<br />
SCR 03-May-12 F15561677<br />
Scor SE<br />
CUSIP: F15561677 ISIN: FR0010411983 SEDOL: B1LB9P6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Severance Payment Agreement with Denis Kessler Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
UBSN 03-May-12 H89231338<br />
UBS AG<br />
CUSIP: H89231338 ISIN: CH0024899483 SEDOL: B18YFJ4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Discharge of Board and Senior <strong>Management</strong> Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ATLN 04-May-12 H0032X135<br />
Actelion Ltd.<br />
CUSIP: H0032X135 ISIN: CH0010532478 SEDOL: B1YD5Q2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
KINB 07-May-12 W4832D110<br />
Investment AB Kinnevik<br />
CUSIP: W4832D110 ISIN: SE0000164626 SEDOL: B00GC12<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
16 Authorize Christina Stenbeck and Representatives of at least Mgmt For <strong>Against</strong><br />
Two of Company's Largest Shareholders to Serve on<br />
Nominating Committee<br />
Vote Summary Report: July – September <strong>2012</strong> Page 109
Ticker Meeting Date Security ID<br />
N/A 08-May-12 L0302D129<br />
ArcelorMittal<br />
CUSIP: N/A ISIN: LU0323134006 SEDOL: B03XPL1<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
VII Reelect Wilbur L. Ross as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
KNIN 08-May-12 H4673L145<br />
Kuehne & Nagel International AG<br />
CUSIP: H4673L145 ISIN: CH0025238863 SEDOL: B142S60<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4c Reelect Karl Gernandt as Director Mgmt For <strong>Against</strong><br />
4e Reelect Klaus-Michael Kuehne as Director Mgmt For <strong>Against</strong><br />
6b Approve Creation of CHF 20 Million Pool of Capital without Mgmt For <strong>Against</strong><br />
Preemptive Rights for Equity Compensation Awards to<br />
Employees<br />
Ticker Meeting Date Security ID<br />
N/A 09-May-12 B3357R218<br />
Dexia SA<br />
CUSIP: B3357R218 ISIN: BE0003796134 SEDOL: 7147610<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2.4 Approve Discharge of Directors Mgmt For <strong>Against</strong><br />
2.9 Indicate Jean-Luc Dehaene, Catherine Kopp, Gilles Benoist, Mgmt For <strong>Against</strong><br />
Christian Giacomotto, Robert de Metz, Isabelle Bouillot,<br />
Brigitte Chanoine as Independent Board Member<br />
Vote Summary Report: July – September <strong>2012</strong> Page 110
Ticker Meeting Date Security ID<br />
AI 09-May-12 F01764103<br />
L air liquide<br />
CUSIP: F01764103 ISIN: FR0000120073 SEDOL: B1YXBJ7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Transaction with Pierre Dufour Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
N/A 09-May-12 B6346B111<br />
NV BEKAERT SA<br />
CUSIP: B09800135 ISIN: BE0974258874 SEDOL: 5827431<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Authorize Board to Repurchase Shares in the Event of a<br />
Serious and Imminent Harm and Under Normal Conditions<br />
Mgmt For <strong>Against</strong><br />
3 Authorize Board to Issue Shares in the Event of a Public Mgmt For <strong>Against</strong><br />
Tender Offer or Share Exchange Offer and Renew<br />
Authorization to Increase Share Capital within the<br />
Framework of Authorized Capital<br />
4 Amend Articles Re: Implement Conditional Precedent Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
LUPE 10-May-12 W64566107<br />
Lundin Petroleum AB<br />
CUSIP: W64566107 ISIN: SE0000825820 SEDOL: 7187627<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
17 Reserve SEK 2 Million for Remuneration of Board Members SH For <strong>Against</strong><br />
for Special Assignments<br />
24b Approve Independent Inquiry into Company's African SH <strong>Against</strong> For<br />
Operations<br />
Vote Summary Report: July – September <strong>2012</strong> Page 111
Ticker Meeting Date Security ID<br />
OMV 10-May-12 A51460110<br />
OMV AG<br />
CUSIP: A51460110 ISIN: AT0000743059 SEDOL: 4651459<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Long Term Incentive Plan and Matching Share Plan Mgmt For <strong>Against</strong><br />
8 Elect Supervisory Board Member Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
SK 10-May-12 F82059100<br />
Seb SA<br />
CUSIP: F82059100 ISIN: FR0000121709 SEDOL: 4792132<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Subject to the Prior Approval of Item 4, Approve Severance Mgmt For <strong>Against</strong><br />
Agreement with Thierry de La Tour d'Artaise<br />
9 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For <strong>Against</strong><br />
Capital<br />
Ticker Meeting Date Security ID<br />
BZU 11-May-12 T2320M109<br />
Buzzi Unicem Spa<br />
CUSIP: T2320M109 ISIN: IT0001347308 SEDOL: 5782206<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve Capital Increase through the Issuance of Convertible Mgmt For <strong>Against</strong><br />
Bonds without Preemptive Rights<br />
Vote Summary Report: July – September <strong>2012</strong> Page 112
Ticker Meeting Date Security ID<br />
CO 11-May-12 F14133106<br />
Casino Guichard Perrachon<br />
CUSIP: F14133106 ISIN: FR0000125585 SEDOL: 4178419<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
21 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For <strong>Against</strong><br />
Capital<br />
Ticker Meeting Date Security ID<br />
RF 11-May-12 F3296A108<br />
Eurazeo<br />
CUSIP: F3296A108 ISIN: FR0000121121 SEDOL: 7042395<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Auditors' Special Report on Related-Party Mgmt For <strong>Against</strong><br />
Transactions<br />
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For <strong>Against</strong><br />
Capital<br />
14 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights up to Aggregate Nominal Amount<br />
of EUR 100 Million<br />
15 Approve Issuance of Shares up to 20 Percent of Issued Mgmt For <strong>Against</strong><br />
Capital Per Year for a Private Placement<br />
16 Authorize Board to Set Issue Price for 10 Percent Per Year of Mgmt For <strong>Against</strong><br />
Issued Capital Pursuant to Issue Authority without<br />
Preemptive Rights<br />
17 Authorize Board to Increase Capital in the Event of Additional Mgmt For <strong>Against</strong><br />
Demand Related to Delegation Submitted to Shareholder<br />
Vote Above<br />
18 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For <strong>Against</strong><br />
Capital for Future Acquisitions<br />
19 Set Total Limit for Capital Increase to Result from All Mgmt For <strong>Against</strong><br />
Issuance Requests under Items 13 to 18 at EUR 150 Million<br />
21 Authorize Board to Issue Free Warrants with Preemptive Mgmt For <strong>Against</strong><br />
Rights During a Public Tender Offer<br />
Ticker Meeting Date Security ID<br />
UCG 11-May-12 T960AS101<br />
UniCredit SpA<br />
CUSIP: T95132105 ISIN: IT0004781412 SEDOL: B5M1SM3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Approve Remuneration of Directors Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 113
Ticker Meeting Date Security ID<br />
N/A 14-May-12 N4578E413<br />
ING Groep NV<br />
CUSIP: N4578E413 ISIN: NL0000303600 SEDOL: 7154182<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10A Reelect Aman Mehta to Supervisory Board Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ERA 15-May-12 F3145H130<br />
Eramet<br />
CUSIP: F3145H130 ISIN: FR0000131757 SEDOL: 4017017<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Severance Payment Agreement with Patrick Buffet Mgmt For <strong>Against</strong><br />
8 Allow Board to Use Delegations Granted under Item 7 in the Mgmt For <strong>Against</strong><br />
Event of a Public Tender Offer or Share Exchange<br />
9 Allow Board to Use Delegations Granted Under Items 23 to Mgmt For <strong>Against</strong><br />
26 of the May 11, 2011, General Meeting in the Event of a<br />
Public Tender Offer or Share Exchange Offer<br />
Ticker Meeting Date Security ID<br />
LG 15-May-12 F54432111<br />
Lafarge<br />
CUSIP: F54432111 ISIN: FR0000120537 SEDOL: 4502706<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Amendment to the Employment Contract of Bruno Mgmt For <strong>Against</strong><br />
Lafont<br />
9 Reelect Paul Desmarais Jr. as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 114
Ticker Meeting Date Security ID<br />
HO 15-May-12 F9156M108<br />
Thales<br />
CUSIP: F9156M108 ISIN: FR0000121329 SEDOL: 4162791<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
16 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For <strong>Against</strong><br />
Capital for Future Acquisitions<br />
Ticker Meeting Date Security ID<br />
RXL 16-May-12 F7782J366<br />
Rexel<br />
CUSIP: F7782J366 ISIN: FR0010451203 SEDOL: B1VP0K0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Severance Payment Agreement with Michel Favre Mgmt For <strong>Against</strong><br />
9 Approve Severance Payment Agreement with Pascal Martin Mgmt For <strong>Against</strong><br />
10 Approve Severance Payment Agreement with Jean- Mgmt For <strong>Against</strong><br />
Dominique Perret<br />
11 Approve Severance Payment Agreement with Rudy Provoost Mgmt For <strong>Against</strong><br />
22 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For <strong>Against</strong><br />
Capital<br />
27 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights up to Aggregate Nominal Amount<br />
of EUR 400 Million<br />
28 Approve Issuance of up to 20 Percent of Issued Capital Per Mgmt For <strong>Against</strong><br />
Year Reserved for Private Placement, up to Aggregate<br />
Nominal Amount of EUR 400 Million<br />
29 Authorize Board to Increase Capital in the Event of Additional Mgmt For <strong>Against</strong><br />
Demand Related to Delegation Submitted to Shareholder<br />
Vote Under Items 26, 27 and 28<br />
30 Authorize Board to Set Issue Price for 10 Percent Per Year of Mgmt For <strong>Against</strong><br />
Issued Capital Pursuant to Issue Authority without<br />
Preemptive Rights under Items 27 and 28<br />
35 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For <strong>Against</strong><br />
Capital for Future Acquisitions<br />
Vote Summary Report: July – September <strong>2012</strong> Page 115
Ticker Meeting Date Security ID<br />
UHR 16-May-12 H83949141<br />
Swatch Group AG<br />
CUSIP: H83949141 ISIN: CH0012255151 SEDOL: 7184725<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Allocation of Income and Dividends of CHF 1.15 per Mgmt For <strong>Against</strong><br />
Registered Share and CHF 5.75 per Bearer Share<br />
Ticker Meeting Date Security ID<br />
TEL 16-May-12 R21882106<br />
Telenor ASA<br />
CUSIP: R21882106 ISIN: NO0010063308 SEDOL: 4732495<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Remuneration Policy And Other Terms of Mgmt For <strong>Against</strong><br />
Employment For Executive <strong>Management</strong><br />
Ticker Meeting Date Security ID<br />
VIE 16-May-12 F9686M107<br />
Veolia Environnement<br />
CUSIP: F9686M107 ISIN: FR0000124141 SEDOL: 4031879<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Auditors' Special Report Regarding New Related- Mgmt For <strong>Against</strong><br />
Party Transactions and Acknowledge Ongoing Transactions<br />
Ticker Meeting Date Security ID<br />
ACA 22-May-12 F22797108<br />
Credit Agricole SA<br />
CUSIP: F22797108 ISIN: FR0000045072 SEDOL: 7262610<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Transaction with Caisses Regionales Re : Guarantee Mgmt For <strong>Against</strong><br />
Agreement<br />
Vote Summary Report: July – September <strong>2012</strong> Page 116
Ticker Meeting Date Security ID<br />
GLE 22-May-12 F43638141<br />
Societe Generale<br />
CUSIP: F43638141 ISIN: FR0000130809 SEDOL: 5966516<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Non Compete Agreement with Frederic Oudea Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ANA 23-May-12 E0008Z109<br />
Acciona S.A<br />
CUSIP: E0008Z109 ISIN: ES0125220311 SEDOL: 5579107<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Reelect Deloitte as Auditor of Individual and Consolidated Mgmt For <strong>Against</strong><br />
Accounts<br />
14 Advisory Vote on Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
AKE 23-May-12 F0392W125<br />
Arkema<br />
CUSIP: F0392W125 ISIN: FR0010313833 SEDOL: B0Z5YZ2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Severance Payment Agreement with Thierry Le Mgmt For <strong>Against</strong><br />
Henaff<br />
17 Authorize up to 2.5 Percent of Issued Capital for Use in Stock Mgmt For <strong>Against</strong><br />
Option Plan<br />
18 Authorize up to 3 Percent of Issued Capital for Use in Mgmt For <strong>Against</strong><br />
Restricted Stock Plan<br />
Ticker Meeting Date Security ID<br />
BNP 23-May-12 F1058Q238<br />
BNP Paribas SA<br />
CUSIP: F1058Q238 ISIN: FR0000131104 SEDOL: 7309681<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Reelect Denis Kessler as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 117
Ticker Meeting Date Security ID<br />
CBK 23-May-12 D15642107<br />
Commerzbank AG<br />
CUSIP: D15642107 ISIN: DE0008032004 SEDOL: 4325538<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8.1 Approve Creation of EUR 2.46 Billion Pool of Capital without Mgmt For <strong>Against</strong><br />
Preemptive Rights for Repayment of Silent Contribution of<br />
German Financial Market Stabilization <strong>Fund</strong><br />
8.2 Confirm Creation of EUR 2.46 Billion Pool of Capital without Mgmt For <strong>Against</strong><br />
Preemptive Rights for Repayment of Silent Contribution of<br />
German Financial Market Stabilization <strong>Fund</strong><br />
10.1 Approve Creation of EUR 935 Million Pool of Capital without Mgmt For <strong>Against</strong><br />
Preemptive Rights to Guarantee Conversion Rights for<br />
German Financial Market Stabilization <strong>Fund</strong><br />
10.2 Approve Creation of EUR 935 Million Pool of Capital without Mgmt For <strong>Against</strong><br />
Preemptive Rights to Guarantee Conversion Rights for<br />
German Financial Market Stabilization <strong>Fund</strong><br />
Ticker Meeting Date Security ID<br />
EO 23-May-12 F3445A108<br />
Faurecia<br />
CUSIP: F3445A108 ISIN: FR0000121147 SEDOL: 4400446<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Reelect Robert Peugeot as Director Mgmt For <strong>Against</strong><br />
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For <strong>Against</strong><br />
Capital<br />
18 Amend Article 29 (Previous Article 24) of Bylaws Re: Share Mgmt For <strong>Against</strong><br />
Ownership Disclosure Threshold<br />
Ticker Meeting Date Security ID<br />
GRF 23-May-12 E5706X124<br />
Grifols SA<br />
CUSIP: E5706X124 ISIN: ES0171996012 SEDOL: B01SPF2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6.1 Reelect Victor Grifols Roura as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 118
Ticker Meeting Date Security ID<br />
MEO 23-May-12 D53968125<br />
Metro AG<br />
CUSIP: D53968125 ISIN: DE0007257503 SEDOL: 5041413<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Creation of EUR 325 Million Pool of Capital without Mgmt For <strong>Against</strong><br />
Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
ZOT 23-May-12 E9853W160<br />
Zardoya Otis S.A.<br />
CUSIP: E9853W160 ISIN: ES0184933812 SEDOL: 5770900<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Renew Appointment of PricewaterhouseCoopers as Auditor Mgmt For <strong>Against</strong><br />
8 Amend Several Articles of Bylaws Mgmt For <strong>Against</strong><br />
14 Authorize Increase in Capital up to 50 Percent via Issuance Mgmt For <strong>Against</strong><br />
of Equity or Equity-Linked Securities without Preemptive<br />
Rights<br />
Ticker Meeting Date Security ID<br />
CAP 24-May-12 F13587120<br />
Cap Gemini<br />
CUSIP: F13587120 ISIN: FR0000125338 SEDOL: 4163437<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Renew Appointment of Pierre Hessler as Censor Mgmt For <strong>Against</strong><br />
8 Renew Appointment of Geoff Unwin as Censor Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
DRX 24-May-12 G29539106<br />
Elan Corporation plc<br />
CUSIP: G29539106 ISIN: IE0003072950 SEDOL: 4305507<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
25 Authorize the Company to Call EGM with Two Weeks' Notice Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 119
Ticker Meeting Date Security ID<br />
ILD 24-May-12 F4958P102<br />
Iliad<br />
CUSIP: F4958P102 ISIN: FR0004035913 SEDOL: 7759435<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Auditors' Special Report on Related-Party Mgmt For <strong>Against</strong><br />
Transactions<br />
11 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For <strong>Against</strong><br />
Capital<br />
Ticker Meeting Date Security ID<br />
SEV 24-May-12 F4984P118<br />
Suez Environnement Company<br />
CUSIP: F90131115 ISIN: FR0010613471 SEDOL: B3B8D04<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
14 Approve Severance Payment Agreement with Jean-Louis Mgmt For <strong>Against</strong><br />
Chaussade<br />
Ticker Meeting Date Security ID<br />
ELE 25-May-12 F2013Q107<br />
Euler Hermes<br />
CUSIP: F2013Q107 ISIN: FR0004254035 SEDOL: 5950661<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Severance Payment Agreement with Wilfried Mgmt For <strong>Against</strong><br />
Verstraete<br />
6 Approve Severance Payment Agreement with Gerd-Uwe Mgmt For <strong>Against</strong><br />
Baden<br />
7 Approve Severance Payment Agreement with Frederic Biziere Mgmt For <strong>Against</strong><br />
8 Approve Severance Payment Agreement with Nicolas Hein Mgmt For <strong>Against</strong><br />
9 Approve Severance Payment Agreement with Dirk Oevermann Mgmt For <strong>Against</strong><br />
15 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For <strong>Against</strong><br />
Capital<br />
21 Amend Articles 1, 6, 12, 13, 20 of Bylaws Re: Corporate Mgmt For <strong>Against</strong><br />
Form, Share Capital, Powers of Supervisory Board, Related-<br />
Party Transactions, General Meeting<br />
25 Amend Article 15 of Bylaws Re: Length of Term of Mgmt For <strong>Against</strong><br />
<strong>Management</strong> Board Members<br />
26 Remove Paragraphs of Article 19 of Bylaws Re: Age Limit of Mgmt For <strong>Against</strong><br />
Auditors and Auditors Fees<br />
Vote Summary Report: July – September <strong>2012</strong> Page 120
Ticker Meeting Date Security ID<br />
ISP 28-May-12 T55067101<br />
Intesa SanPaolo SPA<br />
CUSIP: T55067101 ISIN: IT0000072618 SEDOL: 4076836<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Supervisory Board Vice-Chairman Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
A2A 29-May-12 T0140L103<br />
A2A SpA<br />
CUSIP: T0140L103 ISIN: IT0001233417 SEDOL: 5499131<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Remuneration of Directors Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
EXP 29-May-12 T3833E105<br />
Exor S.P.A.<br />
CUSIP: T3833E105 ISIN: IT0001353157 SEDOL: 5733107<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2.b Elect Directors (Bundled) Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 121
Ticker Meeting Date Security ID<br />
RMS 29-May-12 F48051100<br />
Hermes International<br />
CUSIP: F48051100 ISIN: FR0000052292 SEDOL: 5253973<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Auditors' Special Report on New and Ongoing Mgmt For <strong>Against</strong><br />
Related-Party Transactions<br />
7 Reelect Robert Peugeot as Supervisory Board Member Mgmt For <strong>Against</strong><br />
10 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For <strong>Against</strong><br />
Capital<br />
15 Amend Articles 9 and 11 of Bylaws Re: Identification of Mgmt For <strong>Against</strong><br />
Company Holders and Shareholding Disclosure Thresholds<br />
Ticker Meeting Date Security ID<br />
PUB 29-May-12 F7607Z165<br />
Publicis Groupe SA<br />
CUSIP: F7607Z165 ISIN: FR0000130577 SEDOL: 4380429<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Severance Payment Agreement with Kevin Roberts Mgmt For <strong>Against</strong><br />
7 Approve Severance Payment Agreement with Jack Klues Mgmt For <strong>Against</strong><br />
8 Approve Severance Payment Agreement with Jean Yves Mgmt For <strong>Against</strong><br />
Naouri<br />
9 Approve Severance Payment Agreement with Jean Michel Mgmt For <strong>Against</strong><br />
Etienne<br />
22 Allow <strong>Management</strong> Board to Use All Outstanding Capital Mgmt For <strong>Against</strong><br />
Authorizations in the Event of a Public Tender Offer or Share<br />
Exchange Offer<br />
Ticker Meeting Date Security ID<br />
ACS 30-May-12 E7813W163<br />
Acs, Actividades de Construccion y Servicios S.A<br />
CUSIP: E7813W163 ISIN: ES0167050915 SEDOL: B01FLQ6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Advisory Vote on Remuneration Report Mgmt For <strong>Against</strong><br />
5 Elect Directors Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 122
Ticker Meeting Date Security ID<br />
ATO 30-May-12 F06116101<br />
Atos<br />
CUSIP: F06116101 ISIN: FR0000051732 SEDOL: 5654781<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Remove Paragraph 5 of Article 25 of Bylaws Re: Related- Mgmt For <strong>Against</strong><br />
Party Transactions<br />
14 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For <strong>Against</strong><br />
Capital for Future Acquisitions<br />
23 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For <strong>Against</strong><br />
Capital<br />
27 Reelect Nicolas Bazire as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
BIM 30-May-12 F1149Y109<br />
Biomerieux<br />
CUSIP: F1149Y109 ISIN: FR0010096479 SEDOL: B01MJR4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Transaction with Fondation Merieux Mgmt For <strong>Against</strong><br />
5 Acknowledge Auditors' Special Report on Related-Party Mgmt For <strong>Against</strong><br />
Transactions Regarding Ongoing Transactions<br />
12 Allow Board to Use Authorizations and Delegations Granted Mgmt For <strong>Against</strong><br />
Under Items 14 to 20 of the June 15, 2011 General Meeting<br />
in the Event of a Public Tender Offer or Share Exchange Offer<br />
Ticker Meeting Date Security ID<br />
REP 30-May-12 E8471S130<br />
Repsol SA<br />
CUSIP: E8471S130 ISIN: ES0173516115 SEDOL: 5669354<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Reelect Juan Maria Nin Genova as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 123
Ticker Meeting Date Security ID<br />
AF 31-May-12 F01699135<br />
Air France KLM<br />
CUSIP: F01699135 ISIN: FR0000031122 SEDOL: 4916039<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Auditors' Special Report on Related-Party Mgmt For <strong>Against</strong><br />
Transactions<br />
Ticker Meeting Date Security ID<br />
SAB 31-May-12 E15819191<br />
Banco de Sabadell S.A<br />
CUSIP: E15819191 ISIN: ES0113860A34 SEDOL: B1X8QN2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Authorize Increase in Capital via Issuance of Equity or Equity- Mgmt For <strong>Against</strong><br />
Linked Securities without Preemptive Rights<br />
7 Authorize Issuance of Non-Convertible Bonds, Debentures, Mgmt For <strong>Against</strong><br />
and Other Fixed Income Securities<br />
8 Authorize Issuance of Convertible Bonds, Debentures, Mgmt For <strong>Against</strong><br />
Warrants, and Other Debt Securities without Preemptive<br />
Rights<br />
Bureau Veritas Registre international de classification de navires etc d'Aeronefs SA<br />
Ticker Meeting Date Security ID<br />
BVI 31-May-12 F96888114<br />
CUSIP: F96888114 ISIN: FR0006174348 SEDOL: B28DTJ6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Severance Payment Agreement with Daniel Michaud Mgmt For <strong>Against</strong><br />
7 Authorize Repurchase of Up to 10 Percent of Issued Share Mgmt For <strong>Against</strong><br />
Capital<br />
Ticker Meeting Date Security ID<br />
FCC 31-May-12 E52236143<br />
Fomento de Construcciones y Contratas, S.A.<br />
CUSIP: E52236143 ISIN: ES0122060314 SEDOL: 5787115<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Authorize Company to Call EGM with 15 Days Notice Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 124
Ticker Meeting Date Security ID<br />
SAF 31-May-12 F4035A557<br />
Safran<br />
CUSIP: F4035A557 ISIN: FR0000073272 SEDOL: B058TZ6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Severance Payment Agreement with Jean-Paul Mgmt For <strong>Against</strong><br />
Herteman<br />
6 Approve Additional <strong>Pension</strong> Scheme Agreement with the CEO Mgmt For <strong>Against</strong><br />
and Vice CEOs<br />
10 Authorize Board to Issue Free Warrants with Preemptive Mgmt For <strong>Against</strong><br />
Rights During a Public Tender Offer or Share Exchange<br />
Ticker Meeting Date Security ID<br />
UTDI 31-May-12 D8542B125<br />
United Internet AG<br />
CUSIP: D8542B125 ISIN: DE0005089031 SEDOL: 4354134<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Ratify Ernst & Young as Auditors for Fiscal <strong>2012</strong> Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
IPN 01-Jun-12 F5362H107<br />
Ipsen<br />
CUSIP: F5362H107 ISIN: FR0010259150 SEDOL: B0R7JF1<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Severance Payment Agreement with Marc de Garidel Mgmt For <strong>Against</strong><br />
6 Elect Mayroy SA as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 125
Ticker Meeting Date Security ID<br />
MF 04-Jun-12 F98370103<br />
Wendel<br />
CUSIP: F98370103 ISIN: FR0000121204 SEDOL: 7390113<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Auditors' Special Report Regarding New Related Mgmt For <strong>Against</strong><br />
Party Transactions<br />
11 Authorize Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights up to Aggregate Nominal Amount<br />
of EUR 75 Million and with the Possibility Not to Offer to the<br />
Public<br />
12 Authorize Board to Increase Capital in the Event of Additional Mgmt For <strong>Against</strong><br />
Demand Related to Delegation Submitted to Shareholder Vote<br />
13 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For <strong>Against</strong><br />
Capital for Future Acquisitions<br />
15 Set Total Limit for Capital Increase to Result from All Mgmt For <strong>Against</strong><br />
Issuance Requests under Items 10 to 14 at EUR 400 Million<br />
Ticker Meeting Date Security ID<br />
FTE 05-Jun-12 F4113C103<br />
France Telecom<br />
CUSIP: F4113C103 ISIN: FR0000133308 SEDOL: 5176177<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Amend Article 9 of Bylaws Re: Shareholding Disclosure Mgmt For <strong>Against</strong><br />
Requirements<br />
Ticker Meeting Date Security ID<br />
BOL 06-Jun-12 F10659112<br />
Bollore<br />
CUSIP: F10659112 ISIN: FR0000039299 SEDOL: 4572709<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Auditors' Special Report on Related-Party Mgmt For <strong>Against</strong><br />
Transactions<br />
7 Reelect Michel Roussin as Director Mgmt For <strong>Against</strong><br />
8 Reelect George Pebereau as Director Mgmt For <strong>Against</strong><br />
3 Amend Article 17 of Bylaws Re: Related-Party Transactions Mgmt For <strong>Against</strong><br />
4 Amend Articles 12.4, 15, 19 of Bylaws Re: Board of Mgmt For <strong>Against</strong><br />
Directors, General Meeting<br />
5 Authorize up to 10 Percent of Issued Capital for Use in Mgmt For <strong>Against</strong><br />
Restricted Stock Plan<br />
Vote Summary Report: July – September <strong>2012</strong> Page 126
Ticker Meeting Date Security ID<br />
PAJ 06-Jun-12 F6954U126<br />
PagesJaunes Groupe<br />
CUSIP: F6954U126 ISIN: FR0010096354 SEDOL: B01N3F3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Transaction with Christophe Pingard Re: Severance Mgmt For <strong>Against</strong><br />
Payment and Non Compete Agreement<br />
13 Authorize Capital Increase of up to 10 Percent of Issued Mgmt For <strong>Against</strong><br />
Capital for Future Acquisitions<br />
19 Amend Article 9 of Bylaws Re: Shareholding Disclosure Mgmt For <strong>Against</strong><br />
Thresholds<br />
Ticker Meeting Date Security ID<br />
SGO 07-Jun-12 F80343100<br />
Compagnie de Saint Gobain<br />
CUSIP: F80343100 ISIN: FR0000125007 SEDOL: 7380482<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
16 Authorize Board to Issue Free Warrants with Preemptive Mgmt For <strong>Against</strong><br />
Rights During a Public Tender Offer or Share Exchange Offer<br />
Ticker Meeting Date Security ID<br />
DSY 07-Jun-12 F2457H100<br />
Dassault Systemes<br />
CUSIP: F2457H100 ISIN: FR0000130650 SEDOL: 5330047<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Remuneration of Directors in the Aggregate Amount Mgmt<br />
of EUR 320,000<br />
For <strong>Against</strong><br />
9 Amend Article 15.2 of Bylaws Re : Board Chairman Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 127
Ticker Meeting Date Security ID<br />
ALU 08-Jun-12 F0191J101<br />
Alcatel Lucent<br />
CUSIP: F0191J101 ISIN: FR0000130007 SEDOL: 5975006<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Renew Appointment of Bertrand Lapraye as Censor Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
POP 10-Jun-12 E19550206<br />
Banco Popular Espanol S.A<br />
CUSIP: E19550206 ISIN: ES0113790531 SEDOL: B0BV6K3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Authorize Issuance of Convertible Debt Securities Without Mgmt For <strong>Against</strong><br />
Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
HHFA 14-Jun-12 D3211S103<br />
Hamburger Hafen und Logistik AG<br />
CUSIP: D3211S103 ISIN: DE000A0S8488 SEDOL: B28SK09<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7a Approve Creation of EUR 35 Million Pool of Capital with Mgmt For <strong>Against</strong><br />
Partial Exclusion of Preemptive Rights<br />
7b Confirm Creation of EUR 35 Million Pool of Capital with Mgmt For <strong>Against</strong><br />
Partial Exclusion of Preemptive Rights<br />
7c Confirm Creation of EUR 35 Million Pool of Capital with Mgmt For <strong>Against</strong><br />
Partial Exclusion of Preemptive Rights<br />
Vote Summary Report: July – September <strong>2012</strong> Page 128
Ticker Meeting Date Security ID<br />
HTO 15-Jun-12 X3258B102<br />
Hellenic Telecommunications Organization SA<br />
CUSIP: X3258B102 ISIN: GRS260333000 SEDOL: 5051605<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Auditors and Fix Their Remuneration Mgmt For <strong>Against</strong><br />
5 Renew Director and Officer Liability Contracts Mgmt For <strong>Against</strong><br />
8 Elect Directors Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
STR 15-Jun-12 A8363A118<br />
Strabag SE<br />
CUSIP: A8363A118 ISIN: AT000000STR1 SEDOL: B28DT41<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Authorize Issuance of Warrants/Bonds with Warrants Mgmt For <strong>Against</strong><br />
Attached/Convertible Bonds without Preemptive Rights<br />
8 Approve Creation of Pool of Conditional Capital to Cover Mgmt For <strong>Against</strong><br />
Financial Instruments Issued Pursuant to Item 7<br />
9 Amend Articles Re: Share Capital and Shares, Participation in Mgmt For <strong>Against</strong><br />
the General Meeting, Conditional Capital, Amendements in<br />
Compliance with Austrian Company Law Amendment Act<br />
2011<br />
Ticker Meeting Date Security ID<br />
CA 18-Jun-12 F13923119<br />
Carrefour<br />
CUSIP: F13923119 ISIN: FR0000120172 SEDOL: 5641567<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Auditors' Special Report on Related-Party Mgmt For <strong>Against</strong><br />
Transactions<br />
4 Approve Severance Payment Agreement with Georges Plassat Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 129
Ticker Meeting Date Security ID<br />
SOON 19-Jun-12 H8024W106<br />
Sonova Holding AG<br />
CUSIP: H8024W106 ISIN: CH0012549785 SEDOL: 7156036<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Discharge of Board and Senior <strong>Management</strong> Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ICAD 22-Jun-12 F4931M119<br />
Icade<br />
CUSIP: F4931M119 ISIN: FR0000035081 SEDOL: 4554406<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
14 Approve Severance Payment Agreement with Chairman/CEO Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ALO 26-Jun-12 F0259M475<br />
Alstom<br />
CUSIP: F0259M475 ISIN: FR0010220475 SEDOL: B0DJ8Q5<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Transaction with Patrick Kron Mgmt For <strong>Against</strong><br />
12 Authorize Board to Increase Capital in the Event of Additional Mgmt For <strong>Against</strong><br />
Demand Related to Delegation Submitted to Shareholder<br />
Vote Under Items 9 to 11<br />
Ticker Meeting Date Security ID<br />
ELPE 28-Jun-12 X3234A111<br />
Hellenic Petroleum SA<br />
CUSIP: X3234A111 ISIN: GRS298343005 SEDOL: 5475658<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Auditors and Fix Their Remuneration Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 130
Ticker Meeting Date Security ID<br />
ETE 28-Jun-12 X56533114<br />
National Bank of Greece SA<br />
CUSIP: X56533114 ISIN: GRS003013000 SEDOL: 4625959<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Various Announcements and Approvals Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CNP 29-Jun-12 F1876N318<br />
CNP Assurances<br />
CUSIP: F1876N318 ISIN: FR0000120222 SEDOL: 5543986<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Auditors' Special Report Regarding New Related- Mgmt For <strong>Against</strong><br />
Party Transactions<br />
22 Reelect Henri Proglio as Director Mgmt For <strong>Against</strong><br />
26 Renew Appointment of Pierre Garcin as Censor Mgmt For <strong>Against</strong><br />
27 Renew Appointment of Jacques Hornez as Censor Mgmt For <strong>Against</strong><br />
28 Appoint Alain Quinet as Censor Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
EUROB 29-Jun-12 X1898P101<br />
EFG Eurobank Ergasias S.A.<br />
CUSIP: X1898P101 ISIN: GRS323013003 SEDOL: 5654316<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Auditors and Fix Their Remuneration Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 131
Section 3<br />
MPF Middle East & Africa <strong>Fund</strong>
Ticker Meeting Date Security ID<br />
OSEM 17-Apr-12 M7575A103<br />
Osem Investment Ltd.<br />
CUSIP: M7575A103 ISIN: IL0003040149 SEDOL: 6660624<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Elect/Reelect Directors Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CLIS 03-May-12 M2447P107<br />
Clal Insurance Enterprise Holdings Ltd.<br />
CUSIP: M2447P107 ISIN: IL0002240146 SEDOL: 6200600<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Reapprove <strong>Management</strong> Agreement with A.D.B. Mgmt For <strong>Against</strong><br />
8 Approve Credit Arrangement Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ORMT 06-May-12 M7571Y105<br />
Ormat Industries Ltd.<br />
CUSIP: M7571Y105 ISIN: IL0002600182 SEDOL: 6664251<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Elect Directors Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
PTNR 08-May-12 M78465107<br />
Partner Communications Company Ltd.<br />
CUSIP: M78465107 ISIN: IL0010834849 SEDOL: 6374420<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Directors and Approve Their Remuneration Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 133
Ticker Meeting Date Security ID<br />
IDBH 29-May-12 M5338Y111<br />
IDB Holding Corporation Ltd.<br />
CUSIP: M5338Y111 ISIN: IL0007365799 SEDOL: 6456726<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Increase Authorized Common Stock to 150,000,000 Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
AFIL 11-Jun-12 M02005102<br />
Africa Israel Investments Ltd.<br />
CUSIP: M02005102 ISIN: IL0006110121 SEDOL: 6008116<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2.4 Reelect Shmuel Shkedi as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ISRA 19-Jun-12 M6143Z129<br />
Isramco Negev 2 Limited Partnership<br />
CUSIP: M6143Z129 ISIN: IL0002320179 SEDOL: 6466480<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Amend Majority Requirements at Meetings Mgmt For <strong>Against</strong><br />
2 Amend Agreement Related to Investment of Leftover <strong>Fund</strong>s Mgmt For <strong>Against</strong><br />
3 Amend Agreement Related to Liability and Indemnification of Mgmt For <strong>Against</strong><br />
General Partner<br />
4 Amend Agreement to Indemnify Even for Gross Negligence Mgmt For <strong>Against</strong><br />
5 Issue New Liability and Indemnification Agreements to Mgmt For <strong>Against</strong><br />
Directors<br />
Vote Summary Report: July – September <strong>2012</strong> Page 134
Ticker Meeting Date Security ID<br />
SAE 21-Jun-12 M8411W101<br />
Shufersal Ltd.<br />
CUSIP: M8411W101 ISIN: IL0007770378 SEDOL: 6860543<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3.8 Relect Eliyahu Cohen as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
FTIN 27-Jun-12 M1648G106<br />
First International Bank of Israel Ltd.<br />
CUSIP: M1648G114 ISIN: IL0005930388 SEDOL: 6123815<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve Stock Option Plan Grants Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 135
Section 4<br />
MPF North America Equity <strong>Fund</strong>
Ticker Meeting Date Security ID<br />
AVGO 04-Apr-12 Y0486S104<br />
Avago Technologies Limited<br />
CUSIP: Y0486S104 ISIN: SG9999006241 SEDOL: B3WS2X9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1c Reelect John T. Dickson as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CCL 11-Apr-12 143658300<br />
Carnival Corporation<br />
CUSIP: 143658300 ISIN: PA1436583006 SEDOL: 2523044<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Reelect Robert H. Dickinson As A Director Of Carnival Mgmt For <strong>Against</strong><br />
Corporation and As A Director Of Carnival Plc.<br />
5 Reelect Pier Luigi Foschi As A Director Of Carnival Mgmt For <strong>Against</strong><br />
Corporation and As A Director Of Carnival Plc.<br />
6 Reelect Howard S. Frank As A Director Of Carnival Mgmt For <strong>Against</strong><br />
Corporation and As A Director Of Carnival Plc.<br />
11 Reelect Peter G. Ratcliffe As A Director Of Carnival Mgmt For <strong>Against</strong><br />
Corporation and As A Director Of Carnival Plc.<br />
14 Reelect Randall J. Weisenburger As A Director Of Carnival Mgmt For <strong>Against</strong><br />
Corporation and As A Director Of Carnival Plc.<br />
23 Report on Political Contributions SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
LEN 11-Apr-12 526057104<br />
Lennar Corporation<br />
CUSIP: 526057104 ISIN: US5260571048 SEDOL: 2511920<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Assess Energy Use and Establish Reduction Targets SH <strong>Against</strong> Abstain<br />
Vote Summary Report: July – September <strong>2012</strong> Page 137
Ticker Meeting Date Security ID<br />
LLY 16-Apr-12 532457108<br />
Eli Lilly and Company<br />
CUSIP: 532457108 ISIN: US5324571083 SEDOL: 2516152<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Report on Research Animal Care and Promotion of Testing SH <strong>Against</strong> Abstain<br />
Alternatives<br />
Ticker Meeting Date Security ID<br />
RDC 16-Apr-12 779382100<br />
Rowan Companies, Inc.<br />
CUSIP: 779382100 ISIN: US7793821007 SEDOL: 2753197<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Adjourn Meeting Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
NTRS 17-Apr-12 665859104<br />
Northern Trust Corporation<br />
CUSIP: 665859104 ISIN: US6658591044 SEDOL: 2648668<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Omnibus Stock Plan Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
BCR 18-Apr-12 067383109<br />
C. R. Bard, Inc.<br />
CUSIP: 067383109 ISIN: US0673831097 SEDOL: 2077905<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Amend Omnibus Stock Plan Mgmt For <strong>Against</strong><br />
11 Prepare Sustainability Report SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 138
Ticker Meeting Date Security ID<br />
CBSH 18-Apr-12 200525103<br />
Commerce Bancshares, Inc.<br />
CUSIP: 200525103 ISIN: US2005251036 SEDOL: 2213204<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.1 Elect Director Jonathan M. Kemper Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
SHW 18-Apr-12 824348106<br />
The Sherwin-Williams Company<br />
CUSIP: 824348106 ISIN: US8243481061 SEDOL: 2804211<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Require a Majority Vote for the Election of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
ISRG 19-Apr-12 46120E602<br />
Intuitive Surgical, Inc.<br />
CUSIP: 46120E602 ISIN: US46120E6023 SEDOL: 2871301<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Amend Stock Option Plan Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
PBCT 19-Apr-12 712704105<br />
People's United Financial, Inc.<br />
CUSIP: 712704105 ISIN: US7127041058 SEDOL: B1W41J2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.3 Elect Director Kirk W. Walters Mgmt For Withhold<br />
Vote Summary Report: July – September <strong>2012</strong> Page 139
Ticker Meeting Date Security ID<br />
K 20-Apr-12 487836108<br />
Kellogg Company<br />
CUSIP: 487836108 ISIN: US4878361082 SEDOL: 2486813<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.3 Elect Director Jim Jenness Mgmt For Withhold<br />
5 Reduce Supermajority Vote Requirement SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
PGR 20-Apr-12 743315103<br />
The Progressive Corporation<br />
CUSIP: 743315103 ISIN: US7433151039 SEDOL: 2705024<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Permit Board to Amend Bylaws Without Shareholder Consent Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
GPC 23-Apr-12 372460105<br />
Genuine Parts Company<br />
CUSIP: 372460105 ISIN: US3724601055 SEDOL: 2367480<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.2 Elect Director Paul D. Donahue Mgmt For Withhold<br />
1.3 Elect Director Jean Douville Mgmt For Withhold<br />
1.12 Elect Director Jerry W. Nix Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
BBT 24-Apr-12 054937107<br />
BB&T Corporation<br />
CUSIP: 054937107 ISIN: US0549371070 SEDOL: 2830904<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Require a Majority Vote for the Election of Directors SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 140
Ticker Meeting Date Security ID<br />
LINE 24-Apr-12 536020100<br />
Linn Energy, LLC<br />
CUSIP: 536020100 ISIN: US5360201009 SEDOL: B0WFZT6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.4 Elect Director Michael C. Linn Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
NEM 24-Apr-12 651639106<br />
Newmont Mining Corporation<br />
CUSIP: 651639106 ISIN: US6516391066 SEDOL: 2636607<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
PCAR 24-Apr-12 693718108<br />
PACCAR Inc<br />
CUSIP: 693718108 ISIN: US6937181088 SEDOL: 2665861<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Reduce Supermajority Vote Requirement SH <strong>Against</strong> For<br />
4 Declassify the Board of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
X 24-Apr-12 912909108<br />
United States Steel Corporation<br />
CUSIP: 912909108 ISIN: US9129091081 SEDOL: 2824770<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Declassify the Board of Directors SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 141
Ticker Meeting Date Security ID<br />
BLL 25-Apr-12 058498106<br />
Ball Corporation<br />
CUSIP: 058498106 ISIN: US0584981064 SEDOL: 2073022<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.1 Elect Director Robert W. Alspaugh Mgmt For Withhold<br />
1.2 Elect Director R. David Hoover Mgmt For Withhold<br />
1.3 Elect Director Jan Nicholson Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
BRO 25-Apr-12 115236101<br />
Brown & Brown, Inc.<br />
CUSIP: 115236101 ISIN: US1152361010 SEDOL: 2692687<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.2 Elect Director Samuel P. Bell, III Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
CNA 25-Apr-12 126117100<br />
CNA Financial Corporation<br />
CUSIP: 126117100 ISIN: US1261171003 SEDOL: 2204866<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For <strong>Against</strong><br />
Compensation<br />
Ticker Meeting Date Security ID<br />
DRE 25-Apr-12 264411505<br />
Duke Realty Corporation<br />
CUSIP: 264411505 ISIN: US2644115055 SEDOL: 2284084<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director Thomas J. Baltimore, Jr. Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 142
Ticker Meeting Date Security ID<br />
NCR 25-Apr-12 62886E108<br />
NCR Corporation<br />
CUSIP: 62886E108 ISIN: US62886E1082 SEDOL: 2632650<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For <strong>Against</strong><br />
Compensation<br />
Ticker Meeting Date Security ID<br />
KO 25-Apr-12 191216100<br />
The Coca-Cola Company<br />
CUSIP: 191216100 ISIN: US1912161007 SEDOL: 2206657<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Elect Director Ronald W. Allen Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
WSH 25-Apr-12 G96666105<br />
Willis Group Holdings Public Limited Company<br />
CUSIP: G96655108 ISIN: IE00B4XGY116 SEDOL: B4XGY11<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Elect Wendy Lane as Director Mgmt For <strong>Against</strong><br />
15 Approve Omnibus Stock Plan Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
AVY 26-Apr-12 053611109<br />
Avery Dennison Corporation<br />
CUSIP: 053611109 ISIN: US0536111091 SEDOL: 2066408<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Amend Omnibus Stock Plan Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 143
Ticker Meeting Date Security ID<br />
BHI 26-Apr-12 057224107<br />
Baker Hughes Incorporated<br />
CUSIP: 057224107 ISIN: US0572241075 SEDOL: 4514347<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Require a Majority Vote for the Election of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
HCA 26-Apr-12 40412C101<br />
HCA Holdings, Inc.<br />
CUSIP: 40412C101 ISIN: US40412C1018 SEDOL: B4MGBG6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.2 Elect Director R. Milton Johnson Mgmt For Withhold<br />
1.3 Elect Director John P. Connaughton Mgmt For Withhold<br />
1.4 Elect Director Kenneth W. Freeman Mgmt For Withhold<br />
1.5 Elect Director Thomas F. Frist, III Mgmt For Withhold<br />
1.6 Elect Director William R. Frist Mgmt For Withhold<br />
1.7 Elect Director Christopher R. Gordon Mgmt For Withhold<br />
1.10 Elect Director Michael W. Michelson Mgmt For Withhold<br />
1.11 Elect Director James C. Momtazee Mgmt For Withhold<br />
1.12 Elect Director Stephen G. Pagliuca Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
JBHT 26-Apr-12 445658107<br />
J.B. Hunt Transport Services, Inc.<br />
CUSIP: 445658107 ISIN: US4456581077 SEDOL: 2445416<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Director Wayne Garrison Mgmt For <strong>Against</strong><br />
6 Elect Director Bryan Hunt Mgmt For <strong>Against</strong><br />
11 Elect Director Kirk Thompson Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 144
Ticker Meeting Date Security ID<br />
JNJ 26-Apr-12 478160104<br />
Johnson & Johnson<br />
CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
15 Approve Omnibus Stock Plan Mgmt For <strong>Against</strong><br />
19 Adopt Animal-Free Training Methods SH <strong>Against</strong> Abstain<br />
Ticker Meeting Date Security ID<br />
NYX 26-Apr-12 629491101<br />
NYSE Euronext<br />
CUSIP: 629491101 ISIN: US6294911010 SEDOL: B1VJYW2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
19 Call Special Meetings SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
SCCO 26-Apr-12 84265V105<br />
Southern Copper Corporation<br />
CUSIP: 84265V105 ISIN: US84265V1052 SEDOL: 2823777<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.1 Elect Director German Larrea Mota-Velasco Mgmt For Withhold<br />
1.4 Elect Director Alfredo Casar Perez Mgmt For Withhold<br />
1.5 Elect Director Luis Castelazo Morales Mgmt For Withhold<br />
1.7 Elect Director Alberto de la Parra Zavala Mgmt For Withhold<br />
1.8 Elect Director Xavier Garcia de Quevedo Topete Mgmt For Withhold<br />
1.9 Elect Director Genaro Larrea Mota-Velasco Mgmt For Withhold<br />
1.10 Elect Director Daniel Muniz Quintanilla Mgmt For Withhold<br />
1.11 Elect Director Luis Miguel Palomino Bonilla Mgmt For Withhold<br />
1.12 Elect Director Gilberto Perezalonso Cifuentes Mgmt For Withhold<br />
1.13 Elect Director Juan Rebolledo Gout Mgmt For Withhold<br />
1.14 Elect Director Carlos Ruiz Sacristan Mgmt For Withhold<br />
Vote Summary Report: July – September <strong>2012</strong> Page 145
Ticker Meeting Date Security ID<br />
ABT 27-Apr-12 002824100<br />
Abbott Laboratories<br />
CUSIP: 002824100 ISIN: US0028241000 SEDOL: 2002305<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.6 Elect Director Nancy McKinstry Mgmt For Withhold<br />
4 Report on Research Animal Care and Promotion of Testing SH <strong>Against</strong> Abstain<br />
Alternatives<br />
Ticker Meeting Date Security ID<br />
T 27-Apr-12 00206R102<br />
AT&T Inc.<br />
CUSIP: 00206R102 ISIN: US00206R1023 SEDOL: 2831811<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
15 Report on Political Contributions SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
GGP 27-Apr-12 370023103<br />
General Growth Properties, Inc.<br />
CUSIP: 370023103 ISIN: US3700231034 SEDOL: B56VLR5<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.3 Elect Director J. Bruce Flatt Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
NE 27-Apr-12 H5833N103<br />
Noble Corporation<br />
CUSIP: H5833N103 ISIN: CH0033347318 SEDOL: B65Z9D7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Advisory Vote to Ratify Named Executive Officers' Mgmt For <strong>Against</strong><br />
Compensation<br />
Vote Summary Report: July – September <strong>2012</strong> Page 146
Ticker Meeting Date Security ID<br />
CINF 28-Apr-12 172062101<br />
Cincinnati Financial Corporation<br />
CUSIP: 172062101 ISIN: US1720621010 SEDOL: 2196888<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.6 Elect Director John J. Schiff, Jr. Mgmt For Withhold<br />
1.7 Elect Director Thomas R. Schiff Mgmt For Withhold<br />
1.8 Elect Director Kenneth W. Stecher Mgmt For Withhold<br />
1.9 Elect Director John F. Steele, Jr. Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
MSI 30-Apr-12 620076307<br />
Motorola Solutions, Inc.<br />
CUSIP: 620076307 ISIN: US6200763075 SEDOL: B5BKPQ4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Advisory Vote to Ratify Named Executive Officers' Mgmt For <strong>Against</strong><br />
Compensation<br />
Ticker Meeting Date Security ID<br />
AGN 01-May-12 018490102<br />
Allergan, Inc.<br />
CUSIP: 018490102 ISIN: US0184901025 SEDOL: 2017213<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
BMY 01-May-12 110122108<br />
Bristol-Myers Squibb Company<br />
CUSIP: 110122108 ISIN: US1101221083 SEDOL: 2126335<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
17 Report on Research Animal Care and Promotion of Testing SH <strong>Against</strong> Abstain<br />
Alternatives<br />
Vote Summary Report: July – September <strong>2012</strong> Page 147
Ticker Meeting Date Security ID<br />
COG 01-May-12 127097103<br />
Cabot Oil & Gas Corporation<br />
CUSIP: 127097103 ISIN: US1270971039 SEDOL: 2162340<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Provide Sustainability Report SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
FWLT 01-May-12 H27178104<br />
Foster Wheeler AG<br />
CUSIP: H27178104 ISIN: CH0018666781 SEDOL: B4Y5TZ6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Broadridge note: IN THE EVENT COUNTERPROPOSALS, Mgmt For Abstain<br />
ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS<br />
OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY<br />
GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES<br />
TO VOTE AS FOLLOWS<br />
Ticker Meeting Date Security ID<br />
KIM 01-May-12 49446R109<br />
Kimco Realty Corporation<br />
CUSIP: 49446R109 ISIN: US49446R1095 SEDOL: 2491594<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
LH 01-May-12 50540R409<br />
Laboratory Corporation of America Holdings<br />
CUSIP: 50540R409 ISIN: US50540R4092 SEDOL: 2586122<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Elect Director Wendy E. Lane Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 148
Ticker Meeting Date Security ID<br />
DISH 02-May-12 25470M109<br />
DISH Network Corporation<br />
CUSIP: 25470M109 ISIN: US25470M1099 SEDOL: 2303581<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.2 Elect Director James DeFranco Mgmt For Withhold<br />
1.3 Elect Director Cantey M. Ergen Mgmt For Withhold<br />
1.4 Elect Director Charles W. Ergen Mgmt For Withhold<br />
1.7 Elect Director David K. Moskowitz Mgmt For Withhold<br />
1.9 Elect Director Carl E. Vogel Mgmt For Withhold<br />
3 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
EXPD 02-May-12 302130109<br />
Expeditors International of Washington, Inc.<br />
CUSIP: 302130109 ISIN: US3021301094 SEDOL: 2325507<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Elect Director R. Jordan Gates Mgmt For <strong>Against</strong><br />
7 Elect Director James L. K. Wang Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
GD 02-May-12 369550108<br />
General Dynamics Corporation<br />
CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
16 Review and Assess Human Rights Policies SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 149
Ticker Meeting Date Security ID<br />
TE 02-May-12 872375100<br />
TECO Energy, Inc.<br />
CUSIP: 872375100 ISIN: US8723751009 SEDOL: 2880255<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Amend EEO Policy to Prohibit Discrimination Based on Sexual SH <strong>Against</strong> Abstain<br />
Orientation and Gender Identity<br />
Ticker Meeting Date Security ID<br />
BMS 03-May-12 081437105<br />
Bemis Company, Inc.<br />
CUSIP: 081437105 ISIN: US0814371052 SEDOL: 2090173<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Declassify the Board of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
CNQ 03-May-12 136385101<br />
Canadian Natural Resources Limited<br />
CUSIP: 136385101 ISIN: CA1363851017 SEDOL: 2171573<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Amend Articles Re: Preferred Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
DUK 03-May-12 26441C105<br />
Duke Energy Corporation<br />
CUSIP: 26441C105 ISIN: US26441C1053 SEDOL: B127425<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Require a Majority Vote for the Election of Directors SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 150
Ticker Meeting Date Security ID<br />
ECL 03-May-12 278865100<br />
Ecolab Inc.<br />
CUSIP: 278865100 ISIN: US2788651006 SEDOL: 2304227<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Submit Shareholder Rights Plan (Poison Pill) to Shareholder SH <strong>Against</strong> For<br />
Vote<br />
Ticker Meeting Date Security ID<br />
GWO 03-May-12 39138C106<br />
Great-West Lifeco Inc.<br />
CUSIP: 39138C106 ISIN: CA39138C1068 SEDOL: 2384951<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.3 Elect Director Andre Desmarais Mgmt For Withhold<br />
1.4 Elect Director Paul Desmarais Jr. Mgmt For Withhold<br />
1.8 Elect Director Raymond L. McFeetors Mgmt For Withhold<br />
1.11 Elect Director R. Jeffrey Orr Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
KSU 03-May-12 485170302<br />
Kansas City Southern<br />
CUSIP: 485170302 ISIN: US4851703029 SEDOL: 2607647<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.2 Elect Director Michael R. Haverty Mgmt For Withhold<br />
1.3 Elect Director Thomas A. McDonnell Mgmt For Withhold<br />
7 Reduce Supermajority Vote Requirement SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 151
Ticker Meeting Date Security ID<br />
RAI 03-May-12 761713106<br />
Reynolds American Inc.<br />
CUSIP: 761713106 ISIN: US7617131062 SEDOL: 2429090<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.1 Elect Director John P. Daly Mgmt For Withhold<br />
1.3 Elect Director H.G.L. (Hugo) Powell Mgmt For Withhold<br />
1.6 Elect Director H. Richard Kahler Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
SCG 03-May-12 80589M102<br />
SCANA Corporation<br />
CUSIP: 80589M102 ISIN: US80589M1027 SEDOL: 2545844<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Declassify the Board of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
HOT 03-May-12 85590A401<br />
Starwood Hotels & Resorts Worldwide, Inc.<br />
CUSIP: 85590A401 ISIN: US85590A4013 SEDOL: B12GHV2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.8 Elect Director Eric Hippeau Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
VLO 03-May-12 91913Y100<br />
Valero Energy Corporation<br />
CUSIP: 91913Y100 ISIN: US91913Y1001 SEDOL: 2041364<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
15 Report on Political Contributions SH <strong>Against</strong> Abstain<br />
16 Report on Accident Risk Reduction Efforts SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 152
Ticker Meeting Date Security ID<br />
IGM 04-May-12 449586106<br />
IGM Financial Inc.<br />
CUSIP: 449586106 ISIN: CA4495861060 SEDOL: 2469375<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.10 Elect Director R. Jeffrey Orr Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
MAR 04-May-12 571903202<br />
Marriott International, Inc.<br />
CUSIP: 571903202 ISIN: US5719032022 SEDOL: 2210614<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director J.W. Marriott, Jr. Mgmt For <strong>Against</strong><br />
2 Elect Director John W. Marriott, III Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
BRK.B 05-May-12 084670702<br />
Berkshire Hathaway Inc.<br />
CUSIP: 084670702 ISIN: US0846707026 SEDOL: 2073390<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.2 Elect Director Charles T. Munger Mgmt For Withhold<br />
1.3 Elect Director Howard G. Buffett Mgmt For Withhold<br />
1.11 Elect Director Ronald L. Olson Mgmt For Withhold<br />
Vote Summary Report: July – September <strong>2012</strong> Page 153
Ticker Meeting Date Security ID<br />
AFL 07-May-12 001055102<br />
Aflac Incorporated<br />
CUSIP: 001055102 ISIN: US0010551028 SEDOL: 2026361<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Elect Director John Shelby Amos, II Mgmt For <strong>Against</strong><br />
3 Elect Director Paul S. Amos, II Mgmt For <strong>Against</strong><br />
4 Elect Director Kriss Cloninger, III Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ALXN 07-May-12 015351109<br />
Alexion Pharmaceuticals, Inc.<br />
CUSIP: 015351109 ISIN: US0153511094 SEDOL: 2036070<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Advisory Vote to Ratify Named Executive Officers'<br />
Compensation<br />
Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ALTR 08-May-12 021441100<br />
Altera Corporation<br />
CUSIP: 021441100 ISIN: US0214411003 SEDOL: 2021690<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Provide Right to Act by Written Consent Mgmt For <strong>Against</strong><br />
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For <strong>Against</strong><br />
Compensation<br />
Vote Summary Report: July – September <strong>2012</strong> Page 154
Ticker Meeting Date Security ID<br />
BAX 08-May-12 071813109<br />
Baxter International Inc.<br />
CUSIP: 071813109 ISIN: US0718131099 SEDOL: 2085102<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director James R. Gavin, III Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CLF 08-May-12 18683K101<br />
Cliffs Natural Resources Inc.<br />
CUSIP: 18683K101 ISIN: US18683K1016 SEDOL: 2202707<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
11 Permit Board to Amend Bylaws Without Shareholder Consent Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
L 08-May-12 540424108<br />
Loews Corporation<br />
CUSIP: 540424108 ISIN: US5404241086 SEDOL: 2523022<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Elect Director Jacob A. Frenkel Mgmt For <strong>Against</strong><br />
7 Elect Director Walter L. Harris Mgmt For <strong>Against</strong><br />
11 Elect Director Andrew H. Tisch Mgmt For <strong>Against</strong><br />
13 Elect Director Jonathan M. Tisch Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 155
Ticker Meeting Date Security ID<br />
MAS 08-May-12 574599106<br />
Masco Corporation<br />
CUSIP: 574599106 ISIN: US5745991068 SEDOL: 2570200<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director Richard A. Manoogian Mgmt For <strong>Against</strong><br />
6 Declassify the Board of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
NLSN 08-May-12 N63218106<br />
Nielsen Holdings N.V.<br />
CUSIP: N/A ISIN: NL0009538479 SEDOL: B4NTRF5<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect James A. Attwood as Director Mgmt For <strong>Against</strong><br />
7 Elect Michael S. Chae as Director Mgmt For <strong>Against</strong><br />
8 Elect Patrick Healy as Director Mgmt For <strong>Against</strong><br />
13 Elect Alexander Navab as Director Mgmt For <strong>Against</strong><br />
16 Elect Scott A. Schoen as Director Mgmt For <strong>Against</strong><br />
20 Grant Board Authority to Issue Shares and Mgmt For <strong>Against</strong><br />
Restricting/Excluding Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
ORLY 08-May-12 67103H107<br />
O'Reilly Automotive, Inc.<br />
CUSIP: 67103H107 ISIN: US67103H1077 SEDOL: B65LWX6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director Charles H. O'Reilly, Jr. Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 156
Ticker Meeting Date Security ID<br />
PRU 08-May-12 744320102<br />
Prudential Financial, Inc.<br />
CUSIP: 744320102 ISIN: US7443201022 SEDOL: 2819118<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director Thomas J. Baltimore, Jr. Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
WTW 08-May-12 948626106<br />
Weight Watchers International, Inc.<br />
CUSIP: 948626106 ISIN: US9486261061 SEDOL: 2813585<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.3 Elect Director Christopher J. Sobecki Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
WRI 08-May-12 948741103<br />
Weingarten Realty Investors<br />
CUSIP: 948741103 ISIN: US9487411038 SEDOL: 2946618<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.2 Elect Director Stanford Alexander Mgmt For Withhold<br />
1.5 Elect Director Melvin A. Dow Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
AN 09-May-12 05329W102<br />
AutoNation, Inc.<br />
CUSIP: 05329W102 ISIN: US05329W1027 SEDOL: 2732635<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
15 Report on Political Contributions SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 157
Ticker Meeting Date Security ID<br />
CYN 09-May-12 178566105<br />
City National Corporation<br />
CUSIP: 178566105 ISIN: US1785661059 SEDOL: 2199111<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Director Christopher J. Warmuth Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
COP 09-May-12 20825C104<br />
ConocoPhillips<br />
CUSIP: 20825C104 ISIN: US20825C1045 SEDOL: 2685717<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
21 Adopt Quantitative GHG Goals for Products and Operations SH <strong>Against</strong> Abstain<br />
22 Amend EEO Policy to Prohibit Discrimination based on SH <strong>Against</strong> Abstain<br />
Gender Identity<br />
Ticker Meeting Date Security ID<br />
XLS 09-May-12 30162A108<br />
Exelis Inc.<br />
CUSIP: 30162A108 ISIN: US30162A1088 SEDOL: B713S57<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Amend Omnibus Stock Plan Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
HPT 09-May-12 44106M102<br />
Hospitality Properties Trust<br />
CUSIP: 44106M102 ISIN: US44106M1027 SEDOL: 2438966<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director Bruce M. Gans, M.D. Mgmt For <strong>Against</strong><br />
2 Elect Director Adam D. Portnoy Mgmt For <strong>Against</strong><br />
6 Declassify the Board of Directors SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 158
Ticker Meeting Date Security ID<br />
KMI 09-May-12 49456B101<br />
Kinder Morgan, Inc.<br />
CUSIP: 49456B101 ISIN: US49456B1017 SEDOL: B3NQ4P8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year<br />
Ticker Meeting Date Security ID<br />
LSI 09-May-12 502161102<br />
LSI Corporation<br />
CUSIP: 502161102 ISIN: US5021611026 SEDOL: 2498993<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Amend Omnibus Stock Plan Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
LYB 09-May-12 N53745100<br />
LyondellBasell Industries N.V.<br />
CUSIP: N/A ISIN: NL0009434992 SEDOL: B3SPXZ3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1a Elect Robin Buchanan as Class II Director to the Supervisory Mgmt For Withhold<br />
Board<br />
1b Elect Stephen F. Cooper as Class II Director to the Mgmt For Withhold<br />
Supervisory Board<br />
1c Elect Robert G. Gwin as Class II Director to the Supervisory Mgmt For Withhold<br />
Board<br />
1d Elect Marvin O. Schlanger as Class II Director to the Mgmt For Withhold<br />
Supervisory Board<br />
7 Approve Remuneration of Supervisory Board Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 159
Ticker Meeting Date Security ID<br />
MHK 09-May-12 608190104<br />
Mohawk Industries, Inc.<br />
CUSIP: 608190104 ISIN: US6081901042 SEDOL: 2598699<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.2 Elect Director Frans G. De Cock Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
WIN 09-May-12 97381W104<br />
Windstream Corp.<br />
CUSIP: 97381W104 ISIN: US97381W1045 SEDOL: B180376<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Director Francis X. Frantz Mgmt For <strong>Against</strong><br />
9 Elect Director Alan L. Wells Mgmt For <strong>Against</strong><br />
14 Report on Political Contributions SH <strong>Against</strong> Abstain<br />
Ticker Meeting Date Security ID<br />
BAM.A 10-May-12 112585104<br />
Brookfield Asset <strong>Management</strong> Inc.<br />
CUSIP: 112585104 ISIN: CA1125851040 SEDOL: 2092599<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Share Option Plan Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 160
Ticker Meeting Date Security ID<br />
CF 10-May-12 125269100<br />
CF Industries Holdings, Inc.<br />
CUSIP: 125269100 ISIN: US1252691001 SEDOL: B0G4K50<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.1 Elect Director Stephen A. Furbacher Mgmt For Withhold<br />
1.2 Elect Director John D. Johnson Mgmt For Withhold<br />
4 Declassify the Board of Directors SH <strong>Against</strong> For<br />
5 Require a Majority Vote for the Election of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
CVS 10-May-12 126650100<br />
CVS Caremark Corporation<br />
CUSIP: 126650100 ISIN: US1266501006 SEDOL: 2577609<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
13 Provide Right to Act by Written Consent Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
EW 10-May-12 28176E108<br />
Edwards Lifesciences Corporation<br />
CUSIP: 28176E108 ISIN: US28176E1082 SEDOL: 2567116<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Reduce Supermajority Vote Requirement SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 161
Ticker Meeting Date Security ID<br />
F 10-May-12 345370860<br />
Ford Motor Company<br />
CUSIP: 345370860 ISIN: US3453708600 SEDOL: 2615468<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
20 Approve Recapitalization Plan for all Stock to have One-vote SH <strong>Against</strong> For<br />
per Share<br />
21 Amend Articles/Bylaws/Charter -- Call Special Meetings SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
GILD 10-May-12 375558103<br />
Gilead Sciences, Inc.<br />
CUSIP: 375558103 ISIN: US3755581036 SEDOL: 2369174<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Submit Shareholder Rights Plan (Poison Pill) to Shareholder SH <strong>Against</strong> For<br />
Vote<br />
Ticker Meeting Date Security ID<br />
KSS 10-May-12 500255104<br />
Kohl's Corporation<br />
CUSIP: 500255104 ISIN: US5002551043 SEDOL: 2496113<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
15 Adopt Policy on Ending Use of Animal Fur in Products SH <strong>Against</strong> Abstain<br />
Ticker Meeting Date Security ID<br />
LRCX 10-May-12 512807108<br />
Lam Research Corporation<br />
CUSIP: 512807108 ISIN: US5128071082 SEDOL: 2502247<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Adjourn Meeting Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 162
Ticker Meeting Date Security ID<br />
LEG 10-May-12 524660107<br />
Leggett & Platt, Incorporated<br />
CUSIP: 524660107 ISIN: US5246601075 SEDOL: 2510682<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
14 Amend Omnibus Stock Plan Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
NUE 10-May-12 670346105<br />
Nucor Corporation<br />
CUSIP: 670346105 ISIN: US6703461052 SEDOL: 2651086<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Require a Majority Vote for the Election of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
MKL 14-May-12 570535104<br />
Markel Corporation<br />
CUSIP: 570535104 ISIN: US5705351048 SEDOL: 2566436<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Elect Director Darrell D. Martin Mgmt For <strong>Against</strong><br />
7 Elect Director Anthony F. Markel Mgmt For <strong>Against</strong><br />
8 Elect Director Steven A. Markel Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 163
Ticker Meeting Date Security ID<br />
APC 15-May-12 032511107<br />
Anadarko Petroleum Corporation<br />
CUSIP: 032511107 ISIN: US0325111070 SEDOL: 2032380<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
17 Amend EEO Policy to Prohibit Discrimination based on SH <strong>Against</strong> Abstain<br />
Gender Identity<br />
19 Report on Political Contributions SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
BRCM 15-May-12 111320107<br />
Broadcom Corporation<br />
CUSIP: 111320107 ISIN: US1113201073 SEDOL: 2235822<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Omnibus Stock Plan Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
DISCA 15-May-12 25470F104<br />
Discovery Communications, Inc.<br />
CUSIP: 25470F104 ISIN: US25470F1049 SEDOL: B3D7K31<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.1 Elect Director Robert R. Beck Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
FE 15-May-12 337932107<br />
FirstEnergy Corp.<br />
CUSIP: 337932107 ISIN: US3379321074 SEDOL: 2100920<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Reduce Supermajority Vote Requirement SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 164
Ticker Meeting Date Security ID<br />
LUK 15-May-12 527288104<br />
Leucadia National Corporation<br />
CUSIP: 527288104 ISIN: US5272881047 SEDOL: 2513012<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For <strong>Against</strong><br />
Compensation<br />
4 Other Business Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
POW 15-May-12 739239101<br />
Power Corporation Of Canada<br />
CUSIP: 739239101 ISIN: CA7392391016 SEDOL: 2697701<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Pierre Beaudoin, Marcel R. Coutu, Laurent Dassault, Mgmt For Withhold<br />
Andre Desmarais, Paul Desmarais, Paul Desmarais, Jr.,<br />
Anthony R. Graham, Robert Gratton, Isabelle Marcoux, R.<br />
Jeffrey Orr, T. Timothy Ryan, Jr., and Emoke J.E. Szathmary<br />
as Directors<br />
1.4 Elect Director Andre Desmarais Mgmt For Withhold<br />
1.5 Elect Director Paul Desmarais Mgmt For Withhold<br />
1.6 Elect Director Paul Desmarais, Jr. Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
AKAM 16-May-12 00971T101<br />
Akamai Technologies, Inc.<br />
CUSIP: 00971T101 ISIN: US00971T1016 SEDOL: 2507457<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director George H. Conrades Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 165
Ticker Meeting Date Security ID<br />
XEC 16-May-12 171798101<br />
Cimarex Energy Co.<br />
CUSIP: 171798101 ISIN: US1717981013 SEDOL: 2987521<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director Joseph R. Albi Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
PPL 16-May-12 69351T106<br />
PPL Corporation<br />
CUSIP: 69351T106 ISIN: US69351T1060 SEDOL: 2680905<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Require a Majority Vote for the Election of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
ROST 16-May-12 778296103<br />
Ross Stores, Inc.<br />
CUSIP: 778296103 ISIN: US7782961038 SEDOL: 2746711<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Require a Majority Vote for the Election of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
UHS 16-May-12 913903100<br />
Universal Health Services, Inc.<br />
CUSIP: 913903100 ISIN: US9139031002 SEDOL: 2923785<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Other Business Mgmt For <strong>Against</strong><br />
Canadian Pacific Railway Limited<br />
Vote Summary Report: July – September <strong>2012</strong> Page 166
Ticker Meeting Date Security ID<br />
CP 17-May-12 13645T100<br />
CUSIP: 13645T100 ISIN: CA13645T1003 SEDOL: 2793115<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3.1 Elect Director John E. Cleghorn Mgmt For Withhold<br />
3.6 Elect Director Krystyna T. Hoeg Mgmt For Withhold<br />
3.16 Elect Director William A. Ackman Mgmt For Withhold<br />
3.17 Elect Shareholder Nominee Gary F. Colter SH Withhold For<br />
3.18 Elect Shareholder Nominee Paul G. Haggis SH Withhold For<br />
3.22 Elect Shareholder Nominee Stephen C. Tobias SH Withhold For<br />
Ticker Meeting Date Security ID<br />
DPS 17-May-12 26138E109<br />
Dr Pepper Snapple Group, Inc.<br />
CUSIP: 26138E109 ISIN: US26138E1091 SEDOL: B2QW0Z8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Adopt Comprehensive Recycling Strategy for Beverage<br />
Containers<br />
SH <strong>Against</strong> Abstain<br />
Ticker Meeting Date Security ID<br />
GNTX 17-May-12 371901109<br />
Gentex Corporation<br />
CUSIP: 371901109 ISIN: US3719011096 SEDOL: 2366799<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.1 Elect Director Fred Bauer Mgmt For Withhold<br />
1.2 Elect Director Gary Goode Mgmt For Withhold<br />
1.3 Elect Director Jim Wallace Mgmt For Withhold<br />
3 Prepare Sustainability Report SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 167
Ticker Meeting Date Security ID<br />
LO 17-May-12 544147101<br />
Lorillard, Inc.<br />
CUSIP: 544147101 ISIN: US5441471019 SEDOL: B39GHT7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For <strong>Against</strong><br />
Compensation<br />
6 Report on Political Contributions SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
RRD 17-May-12 257867101<br />
R. R. Donnelley & Sons Company<br />
CUSIP: 257867101 ISIN: US2578671016 SEDOL: 2276605<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
14 Prepare Sustainability Report SH <strong>Against</strong> Abstain<br />
Ticker Meeting Date Security ID<br />
RSG 17-May-12 760759100<br />
Republic Services, Inc.<br />
CUSIP: 760759100 ISIN: US7607591002 SEDOL: 2262530<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
14 Report on Political Contributions SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
SPG 17-May-12 828806109<br />
Simon Property Group, Inc.<br />
CUSIP: 828806109 ISIN: US8288061091 SEDOL: 2812452<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Advisory Vote to Ratify Named Executive Officers'<br />
Compensation<br />
Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 168
Ticker Meeting Date Security ID<br />
TDS 17-May-12 879433829<br />
Telephone and Data Systems, Inc.<br />
CUSIP: 879433100 ISIN: US8794331004 SEDOL: 2881430<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Recapitalization Plan for all Stock to have One-vote SH <strong>Against</strong> For<br />
per Share<br />
Ticker Meeting Date Security ID<br />
SCHW 17-May-12 808513105<br />
The Charles Schwab Corporation<br />
CUSIP: 808513105 ISIN: US8085131055 SEDOL: 2779397<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Report on Political Contributions SH <strong>Against</strong> Abstain<br />
Ticker Meeting Date Security ID<br />
HD 17-May-12 437076102<br />
The Home Depot, Inc.<br />
CUSIP: 437076102 ISIN: US4370761029 SEDOL: 2434209<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
15 Prepare Employment Diversity Report SH <strong>Against</strong> Abstain<br />
Ticker Meeting Date Security ID<br />
YUM 17-May-12 988498101<br />
YUM! Brands, Inc.<br />
CUSIP: 988498101 ISIN: US9884981013 SEDOL: 2098876<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
15 Adopt and Implement Sustainable Palm Oil Policy SH <strong>Against</strong> Abstain<br />
Vote Summary Report: July – September <strong>2012</strong> Page 169
Ticker Meeting Date Security ID<br />
CVC 18-May-12 12686C109<br />
Cablevision Systems Corporation<br />
CUSIP: 12686C109 ISIN: US12686C1099 SEDOL: 2162243<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.2 Elect Director Thomas V. Reifenheiser Mgmt For Withhold<br />
1.3 Elect Director John R. Ryan Mgmt For Withhold<br />
1.4 Elect Director Vincent Tese Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
CERN 18-May-12 156782104<br />
Cerner Corporation<br />
CUSIP: 156782104 ISIN: US1567821046 SEDOL: 2185284<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director Clifford W. Illig Mgmt For <strong>Against</strong><br />
5 Declassify the Board of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
M 18-May-12 55616P104<br />
Macy's, Inc.<br />
CUSIP: 55616P104 ISIN: US55616P1049 SEDOL: 2345022<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
14 Phase Out Sale of Raccoon Dog Fur Products SH <strong>Against</strong> Abstain<br />
Vote Summary Report: July – September <strong>2012</strong> Page 170
Ticker Meeting Date Security ID<br />
DO 22-May-12 25271C102<br />
Diamond Offshore Drilling, Inc.<br />
CUSIP: 25271C102 ISIN: US25271C1027 SEDOL: 2261021<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director James S. Tisch Mgmt For <strong>Against</strong><br />
7 Elect Director Herbert C. Hofmann Mgmt For <strong>Against</strong><br />
9 Elect Director Andrew H. Tisch Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
JNPR 22-May-12 48203R104<br />
Juniper Networks, Inc.<br />
CUSIP: 48203R104 ISIN: US48203R1041 SEDOL: 2431846<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Advisory Vote to Ratify Named Executive Officers' Mgmt For <strong>Against</strong><br />
Compensation<br />
Ticker Meeting Date Security ID<br />
OMC 22-May-12 681919106<br />
Omnicom Group Inc.<br />
CUSIP: 681919106 ISIN: US6819191064 SEDOL: 2279303<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
17 Prepare Employment Diversity Report SH <strong>Against</strong> Abstain<br />
Vote Summary Report: July – September <strong>2012</strong> Page 171
Ticker Meeting Date Security ID<br />
SIRI 22-May-12 82967N108<br />
Sirius XM Radio Inc.<br />
CUSIP: 82967N108 ISIN: US82967N1081 SEDOL: 2159698<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.2 Elect Director Leon D. Black Mgmt For Withhold<br />
1.3 Elect Director Lawrence F. Gilberti Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
ALL 22-May-12 020002101<br />
The Allstate Corporation<br />
CUSIP: 020002101 ISIN: US0200021014 SEDOL: 2019952<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
14 Provide Right to Act by Written Consent Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
UPL 22-May-12 903914109<br />
Ultra Petroleum Corp.<br />
CUSIP: 903914109 ISIN: CA9039141093 SEDOL: 2714440<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Report on Hydraulic Fracturing Risks to Company SH <strong>Against</strong> Abstain<br />
Vote Summary Report: July – September <strong>2012</strong> Page 172
Ticker Meeting Date Security ID<br />
URBN 22-May-12 917047102<br />
Urban Outfitters, Inc.<br />
CUSIP: 917047102 ISIN: US9170471026 SEDOL: 2933438<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.2 Elect Director Harry S. Cherken, Jr. Mgmt For Withhold<br />
4 Require a Majority Vote for the Election of Directors SH <strong>Against</strong> For<br />
5 Declassify the Board of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
AMGN 23-May-12 031162100<br />
Amgen Inc.<br />
CUSIP: 031162100 ISIN: US0311621009 SEDOL: 2023607<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
19 Report on Research Animal Care and Promotion of Testing SH <strong>Against</strong> Abstain<br />
Alternatives<br />
Ticker Meeting Date Security ID<br />
APH 23-May-12 032095101<br />
Amphenol Corporation<br />
CUSIP: 032095101 ISIN: US0320951017 SEDOL: 2145084<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Reduce Supermajority Vote Requirement SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
AVB 23-May-12 053484101<br />
AvalonBay Communities, Inc.<br />
CUSIP: 053484101 ISIN: US0534841012 SEDOL: 2131179<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Prepare Sustainability Report SH <strong>Against</strong> Abstain<br />
Vote Summary Report: July – September <strong>2012</strong> Page 173
Ticker Meeting Date Security ID<br />
CTL 23-May-12 156700106<br />
CenturyLink, Inc.<br />
CUSIP: 156700106 ISIN: US1567001060 SEDOL: 2185046<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Report on Political Contributions SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
XRAY 23-May-12 249030107<br />
DENTSPLY International Inc.<br />
CUSIP: 249030107 ISIN: US2490301072 SEDOL: 2364339<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Declassify the Board of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
FSLR 23-May-12 336433107<br />
First Solar, Inc.<br />
CUSIP: 336433107 ISIN: US3364331070 SEDOL: B1HMF22<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Require a Majority Vote for the Election of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
FOSL 23-May-12 349882100<br />
Fossil, Inc.<br />
CUSIP: 349882100 ISIN: US3498821004 SEDOL: 2346627<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Report on Supply Chain Environmental <strong>Management</strong> SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 174
Ticker Meeting Date Security ID<br />
KFT 23-May-12 50075N104<br />
Kraft Foods Inc.<br />
CUSIP: 50075N104 ISIN: US50075N1046 SEDOL: 2764296<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
15 Report on Supply Chain and Deforestation SH <strong>Against</strong> Abstain<br />
16 Report on Adopting Extended Producer Responsibility Policy SH <strong>Against</strong> Abstain<br />
Ticker Meeting Date Security ID<br />
WFT 23-May-12 H27013103<br />
Weatherford International Ltd.<br />
CUSIP: H27013103 ISIN: CH0038838394 SEDOL: B62TXG3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Authorize Capital Increase for Future Acquisitions Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
AMZN 24-May-12 023135106<br />
Amazon.com, Inc.<br />
CUSIP: 023135106 ISIN: US0231351067 SEDOL: 2000019<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
13 Report on Climate Change SH <strong>Against</strong> Abstain<br />
14 Report on Political Contributions SH <strong>Against</strong> Abstain<br />
Ticker Meeting Date Security ID<br />
NLY 24-May-12 035710409<br />
Annaly Capital <strong>Management</strong> Inc.<br />
CUSIP: 035710409 ISIN: US0357104092 SEDOL: 2113456<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director Wellington J. Denahan-Norris Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 175
Ticker Meeting Date Security ID<br />
APA 24-May-12 037411105<br />
Apache Corporation<br />
CUSIP: 037411105 ISIN: US0374111054 SEDOL: 2043962<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director Scott D. Josey Mgmt For <strong>Against</strong><br />
7 Declassify the Board of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
BLK 24-May-12 09247X101<br />
BlackRock, Inc.<br />
CUSIP: 09247X101 ISIN: US09247X1019 SEDOL: 2494504<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director William S. Demchak Mgmt For <strong>Against</strong><br />
3 Elect Director Robert S. Kapito Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CCI 24-May-12 228227104<br />
Crown Castle International Corp.<br />
CUSIP: 228227104 ISIN: US2282271046 SEDOL: 2285991<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.4 Elect Director John P. Kelly Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
LTD 24-May-12 532716107<br />
Limited Brands, Inc.<br />
CUSIP: 532716107 ISIN: US5327161072 SEDOL: 2516185<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Director Abigail S. Wexner Mgmt For <strong>Against</strong><br />
8 Declassify the Board of Directors SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 176
Ticker Meeting Date Security ID<br />
MCD 24-May-12 580135101<br />
McDonald's Corporation<br />
CUSIP: 580135101 ISIN: US5801351017 SEDOL: 2550707<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
11 Report on Policy Responses to Children's Health Concerns SH <strong>Against</strong> Abstain<br />
and Fast Food<br />
Ticker Meeting Date Security ID<br />
RHI 24-May-12 770323103<br />
Robert Half International Inc.<br />
CUSIP: 770323103 ISIN: US7703231032 SEDOL: 2110703<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.6 Elect Director M. Keith Waddell Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
VNO 24-May-12 929042109<br />
Vornado Realty Trust<br />
CUSIP: 929042109 ISIN: US9290421091 SEDOL: 2933632<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.1 Elect Director Steven Roth Mgmt For Withhold<br />
1.2 Elect Director Michael D. Fascitelli Mgmt For Withhold<br />
1.3 Elect Director Russell B. Wight, Jr. Mgmt For Withhold<br />
4 Require a Majority Vote for the Election of Directors SH <strong>Against</strong> For<br />
5 Declassify the Board of Directors SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 177
Ticker Meeting Date Security ID<br />
WTM 24-May-12 G9618E107<br />
White Mountains Insurance Group, Ltd.<br />
CUSIP: G9618E107 ISIN: BMG9618E1075 SEDOL: 2339252<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.3 Elect Allan L. Waters as Director Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
XOM 30-May-12 30231G102<br />
Exxon Mobil Corporation<br />
CUSIP: 30231G102 ISIN: US30231G1022 SEDOL: 2326618<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Require a Majority Vote for the Election of Directors SH <strong>Against</strong> For<br />
7 Amend EEO Policy to Prohibit Discrimination based on Sexual SH <strong>Against</strong> Abstain<br />
Orientation and Gender Identity<br />
8 Report on Hydraulic Fracturing Risks to Company SH <strong>Against</strong> Abstain<br />
9 Adopt Quantitative GHG Goals for Products and Operations SH <strong>Against</strong> Abstain<br />
Ticker Meeting Date Security ID<br />
MAC 30-May-12 554382101<br />
The Macerich Company<br />
CUSIP: 554382101 ISIN: US5543821012 SEDOL: 2543967<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Elect Director Dana K. Anderson Mgmt For <strong>Against</strong><br />
4 Elect Director Edward C. Coppola Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 178
Ticker Meeting Date Security ID<br />
CMG 31-May-12 169656105<br />
Chipotle Mexican Grill, Inc.<br />
CUSIP: 169656105 ISIN: US1696561059 SEDOL: B0X7DZ3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Advisory Vote to Ratify Named Executive Officers' Mgmt For <strong>Against</strong><br />
Compensation<br />
4 Declassify the Board of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
CMCSA 31-May-12 20030N101<br />
Comcast Corporation<br />
CUSIP: 20030N101 ISIN: US20030N1019 SEDOL: 2044545<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Submit Shareholder Rights Plan (Poison Pill) to Shareholder SH <strong>Against</strong> For<br />
Vote<br />
Ticker Meeting Date Security ID<br />
PRE 31-May-12 69480U206<br />
Pacific Rubiales Energy Corp.<br />
CUSIP: 69480U206 ISIN: CA69480U2065 SEDOL: 2523635<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Director Miguel de la Campa Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
RCL 31-May-12 V7780T103<br />
Royal Caribbean Cruises Ltd.<br />
CUSIP: V7780T103 ISIN: LR0008862868 SEDOL: 2754907<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Report on Political Contributions SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 179
Ticker Meeting Date Security ID<br />
DG 01-Jun-12 256677105<br />
Dollar General Corporation<br />
CUSIP: 256677105 ISIN: US2566771059 SEDOL: B5B1S13<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.1 Elect Director Raj Agrawal Mgmt For Withhold<br />
1.3 Elect Director Michael M. Calbert Mgmt For Withhold<br />
1.5 Elect Director Adrian Jones Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
NFLX 01-Jun-12 64110L106<br />
Netflix, Inc.<br />
CUSIP: 64110L106 ISIN: US64110L1061 SEDOL: 2857817<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Declassify the Board of Directors SH <strong>Against</strong> For<br />
5 Amend Articles/Bylaws/Charter -- Call Special Meetings SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
VMC 01-Jun-12 929160109<br />
Vulcan Materials Company<br />
CUSIP: 929160109 ISIN: US9291601097 SEDOL: 2931205<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Require a Majority Vote for the Election of Directors SH <strong>Against</strong> For<br />
5 Declassify the Board of Directors SH <strong>Against</strong> For<br />
6 Reduce Supermajority Vote Requirement SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 180
Ticker Meeting Date Security ID<br />
WMT 01-Jun-12 931142103<br />
Wal-Mart Stores, Inc.<br />
CUSIP: 931142103 ISIN: US9311421039 SEDOL: 2936921<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Elect Director M. Michele Burns Mgmt For <strong>Against</strong><br />
9 Elect Director Gregory B. Penner Mgmt For <strong>Against</strong><br />
11 Elect Director H. Lee Scott, Jr. Mgmt For <strong>Against</strong><br />
13 Elect Director Jim C. Walton Mgmt For <strong>Against</strong><br />
14 Elect Director S. Robson Walton Mgmt For <strong>Against</strong><br />
19 Report on Political Contributions SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
CTSH 05-Jun-12 192446102<br />
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION<br />
CUSIP: 192446102 ISIN: US1924461023 SEDOL: 2257019<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Declassify the Board of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
EXPE 05-Jun-12 30212P303<br />
Expedia, Inc.<br />
CUSIP: 30212P303 ISIN: US30212P3038 SEDOL: B748CK2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.2 Elect Director Barry Diller Mgmt For Withhold<br />
1.4 Elect Director William R. Fitzgerald Mgmt For Withhold<br />
1.6 Elect Director Victor A. Kaufman Mgmt For Withhold<br />
1.9 Elect Director John C. Malone Mgmt For Withhold<br />
Vote Summary Report: July – September <strong>2012</strong> Page 181
Ticker Meeting Date Security ID<br />
NBR 05-Jun-12 G6359F103<br />
Nabors Industries Ltd.<br />
CUSIP: G6359F103 ISIN: BMG6359F1032 SEDOL: 2963372<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.1 Elect Director James R. Crane as Director Mgmt For Withhold<br />
1.3 Elect Director John Yearwood as Director Mgmt For Withhold<br />
4 Amend Bylaws Regarding Business Combination Mgmt For <strong>Against</strong><br />
7 Approve Omnibus Stock Plan Mgmt For <strong>Against</strong><br />
8 Advisory Vote to Ratify Named Executive Officers' Mgmt For <strong>Against</strong><br />
Compensation<br />
9 Proxy Access SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
DVN 06-Jun-12 25179M103<br />
Devon Energy Corporation<br />
CUSIP: 25179M103 ISIN: US25179M1036 SEDOL: 2480677<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Report on Lobbying Payments and Policy SH <strong>Against</strong> Abstain<br />
Ticker Meeting Date Security ID<br />
LULU 06-Jun-12 550021109<br />
lululemon athletica inc.<br />
CUSIP: 550021109 ISIN: US5500211090 SEDOL: B23FN39<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Amend Omnibus Stock Plan Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 182
Ticker Meeting Date Security ID<br />
ATVI 07-Jun-12 00507V109<br />
Activision Blizzard, Inc.<br />
CUSIP: 00507V109 ISIN: US00507V1098 SEDOL: 2575818<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director Philippe G. H. Capron Mgmt For <strong>Against</strong><br />
3 Elect Director Frederic R. Crepin Mgmt For <strong>Against</strong><br />
4 Elect Director Lucian Grainge Mgmt For <strong>Against</strong><br />
5 Elect Director Brian G. Kelly Mgmt For <strong>Against</strong><br />
7 Elect Director Jean-Bernard Levy Mgmt For <strong>Against</strong><br />
9 Elect Director Stephane Roussel Mgmt For <strong>Against</strong><br />
11 Elect Director Regis Turrini Mgmt For <strong>Against</strong><br />
13 Advisory Vote to Ratify Named Executive Officers' Mgmt For <strong>Against</strong><br />
Compensation<br />
Ticker Meeting Date Security ID<br />
CPW 07-Jun-12 M22465104<br />
Check Point Software Technologies Ltd.<br />
CUSIP: M22465104 ISIN: IL0010824113 SEDOL: 5410143<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Compensation of Chairman/CEO Including Option Mgmt For <strong>Against</strong><br />
Grant<br />
Ticker Meeting Date Security ID<br />
CXO 07-Jun-12 20605P101<br />
Concho Resources Inc.<br />
CUSIP: 20605P101 ISIN: US20605P1012 SEDOL: B1YWRK7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.1 Elect Director Steven L. Beal Mgmt For Withhold<br />
Vote Summary Report: July – September <strong>2012</strong> Page 183
Ticker Meeting Date Security ID<br />
LVS 07-Jun-12 517834107<br />
Las Vegas Sands Corp.<br />
CUSIP: 517834107 ISIN: US5178341070 SEDOL: B02T2J7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.2 Elect Director Michael A. Leven Mgmt For Withhold<br />
3 Advisory Vote to Ratify Named Executive Officers' Mgmt For <strong>Against</strong><br />
Compensation<br />
Ticker Meeting Date Security ID<br />
NYB 07-Jun-12 649445103<br />
New York Community Bancorp, Inc.<br />
CUSIP: 649445103 ISIN: US6494451031 SEDOL: 2711656<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.4 Elect Director James J. O'Donovan Mgmt For Withhold<br />
4 Require a Majority Vote for the Election of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
PTEN 07-Jun-12 703481101<br />
Patterson-UTI Energy, Inc.<br />
CUSIP: 703481101 ISIN: US7034811015 SEDOL: 2672537<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.1 Elect Director Mark S. Siegel Mgmt For Withhold<br />
1.2 Elect Director Kenneth N. Berns Mgmt For Withhold<br />
1.7 Elect Director Cloyce A. Talbott Mgmt For Withhold<br />
Vote Summary Report: July – September <strong>2012</strong> Page 184
Ticker Meeting Date Security ID<br />
CRM 07-Jun-12 79466L302<br />
salesforce.com, inc.<br />
CUSIP: 79466L302 ISIN: US79466L3024 SEDOL: 2310525<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director Craig Ramsey Mgmt For <strong>Against</strong><br />
2 Elect Director Sanford R. Robertson Mgmt For <strong>Against</strong><br />
3 Elect Director Maynard Webb Mgmt For <strong>Against</strong><br />
5 Advisory Vote to Ratify Named Executive Officers' Mgmt For <strong>Against</strong><br />
Compensation<br />
6 Declassify the Board of Directors SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
CHK 08-Jun-12 165167107<br />
Chesapeake Energy Corporation<br />
CUSIP: 165167107 ISIN: US1651671075 SEDOL: 2182779<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Report on Lobbying Payments and Policy SH <strong>Against</strong> Abstain<br />
9 Reduce Supermajority Vote Requirement SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
DVA 11-Jun-12 23918K108<br />
DaVita Inc.<br />
CUSIP: 23918K108 ISIN: US23918K1088 SEDOL: 2898087<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Amend Omnibus Stock Plan Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 185
Ticker Meeting Date Security ID<br />
UAL 12-Jun-12 910047109<br />
United Continental Holdings, Inc.<br />
CUSIP: 910047109 ISIN: US9100471096 SEDOL: B4QG225<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.8 Elect Director Glenn F. Tilton Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
CAT 13-Jun-12 149123101<br />
Caterpillar Inc.<br />
CUSIP: 149123101 ISIN: US1491231015 SEDOL: 2180201<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Require a Majority Vote for the Election of Directors SH <strong>Against</strong> For<br />
8 Review and Assess Human Rights Policies SH <strong>Against</strong> Abstain<br />
Ticker Meeting Date Security ID<br />
ANF 14-Jun-12 002896207<br />
Abercrombie & Fitch Co.<br />
CUSIP: 002896207 ISIN: US0028962076 SEDOL: 2004185<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Advisory Vote to Ratify Named Executive Officers' Mgmt For <strong>Against</strong><br />
Compensation<br />
Ticker Meeting Date Security ID<br />
CLR 14-Jun-12 212015101<br />
Continental Resources, Inc.<br />
CUSIP: 212015101 ISIN: US2120151012 SEDOL: B1XGWS3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.2 Elect Director Mark E. Monroe Mgmt For Withhold<br />
Vote Summary Report: July – September <strong>2012</strong> Page 186
Ticker Meeting Date Security ID<br />
GME 19-Jun-12 36467W109<br />
GameStop Corp.<br />
CUSIP: 36467W109 ISIN: US36467W1099 SEDOL: B0LLFT5<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.1 Elect Director Daniel A. DeMatteo Mgmt For Withhold<br />
Ticker Meeting Date Security ID<br />
EQR 21-Jun-12 29476L107<br />
Equity Residential<br />
CUSIP: 29476L107 ISIN: US29476L1070 SEDOL: 2319157<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Prepare Sustainability Report SH <strong>Against</strong> Abstain<br />
Ticker Meeting Date Security ID<br />
GOOG 21-Jun-12 38259P508<br />
Google Inc.<br />
CUSIP: 38259P508 ISIN: US38259P5089 SEDOL: B020QX2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Authorize a New Class of Common Stock Mgmt For <strong>Against</strong><br />
4 Increase Authorized Common Stock Mgmt For <strong>Against</strong><br />
6 Approve Omnibus Stock Plan Mgmt For <strong>Against</strong><br />
7 Approve Omnibus Stock Plan Mgmt For <strong>Against</strong><br />
10 Approve Recapitalization Plan for all Stock to have One-vote SH <strong>Against</strong> For<br />
per Share<br />
Vote Summary Report: July – September <strong>2012</strong> Page 187
Ticker Meeting Date Security ID<br />
KR 21-Jun-12 501044101<br />
The Kroger Co.<br />
CUSIP: 501044101 ISIN: US5010441013 SEDOL: 2497406<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
18 Report on Adopting Extended Producer Responsibility Policy SH <strong>Against</strong> Abstain<br />
Ticker Meeting Date Security ID<br />
BBBY 22-Jun-12 075896100<br />
Bed Bath & Beyond Inc.<br />
CUSIP: 075896100 ISIN: US0758961009 SEDOL: 2085878<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Elect Director Warren Eisenberg Mgmt For <strong>Against</strong><br />
2 Elect Director Leonard Feinstein Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
KMX 25-Jun-12 143130102<br />
CarMax, Inc.<br />
CUSIP: 143130102 ISIN: US1431301027 SEDOL: 2983563<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Declassify the Board of Directors SH <strong>Against</strong> For<br />
Vote Summary Report: July – September <strong>2012</strong> Page 188
Ticker Meeting Date Security ID<br />
TRIP 26-Jun-12 896945201<br />
TripAdvisor, Inc.<br />
CUSIP: 896945201 ISIN: US8969452015 SEDOL: B6ZC3N6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.1 Elect Director Barry Diller Mgmt For Withhold<br />
1.3 Elect Director William R. Fitzgerald Mgmt For Withhold<br />
1.4 Elect Director Victor A. Kaufman Mgmt For Withhold<br />
1.5 Elect Director Dara Khosrowshahi Mgmt For Withhold<br />
1.10 Elect Director Michael P. Zeisser Mgmt For Withhold<br />
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year<br />
Ticker Meeting Date Security ID<br />
IVN 28-Jun-12 46579N103<br />
Ivanhoe Mines Ltd.<br />
CUSIP: 46579N103 ISIN: CA46579N1033 SEDOL: 2478014<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Re-approve Equity Incentive Plan Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
MRVL 28-Jun-12 G5876H105<br />
Marvell Technology Group Ltd.<br />
CUSIP: G5876H105 ISIN: BMG5876H1051 SEDOL: 2594653<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Elect Director Pantas Sutardja Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 189
Section 5<br />
MPF Pacific Basin ex-Japan Equity <strong>Fund</strong>
Ticker Meeting Date Security ID<br />
02020 02-Apr-12 G04011105<br />
Anta Sports Products Ltd.<br />
CUSIP: G04011105 ISIN: KYG040111059 SEDOL: B1YVKN8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
10 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
N03 11-Apr-12 V67005120<br />
Neptune Orient Lines<br />
CUSIP: V67005120 ISIN: SG1F90001388 SEDOL: 6628859<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
11 Approve Issuance of Shares and Grant of Awards Pursuant to Mgmt For <strong>Against</strong><br />
the NOL Restricted Share Plan 2010 and NOL Performance<br />
Share Plan 2010<br />
Ticker Meeting Date Security ID<br />
C38U 12-Apr-12 Y1100L160<br />
Capitamall Trust Ltd<br />
CUSIP: Y1100L160 ISIN: SG1M51904654 SEDOL: 64<strong>2012</strong>9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 191
Ticker Meeting Date Security ID<br />
CC3 12-Apr-12 Y8152F132<br />
StarHub Ltd.<br />
CUSIP: Y8152F132 ISIN: SG1V12936232 SEDOL: B1CNDB5<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Approve Issuance of Shares and Grant of Options Pursuant Mgmt For <strong>Against</strong><br />
to the StarHub Pte Ltd Share Option Plan<br />
11 Approve Grant of Awards and Issuance of Shares Pursuant to Mgmt For <strong>Against</strong><br />
the StarHub Share Option Plan 2004, StarHub Performance<br />
Share Plan and StarHub Restricted Stock Plan<br />
Ticker Meeting Date Security ID<br />
JS8 13-Apr-12 Y1122V105<br />
CapitaMalls Asia Ltd.<br />
CUSIP: Y1122V105 ISIN: SG1Z05950543 SEDOL: B442NY4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
WHC 16-Apr-12 Q97664108<br />
Whitehaven Coal Ltd.<br />
CUSIP: Q97664108 ISIN: AU000000WHC8 SEDOL: B1XQXC4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Increase in Aggregate Compensation Ceiling for Mgmt For <strong>Against</strong><br />
Directors<br />
Vote Summary Report: July – September <strong>2012</strong> Page 192
Hang Lung Group Limited (Fm. Hang Lung Development Co.).<br />
Ticker Meeting Date Security ID<br />
00010 18-Apr-12 Y30148111<br />
CUSIP: Y30148111 ISIN: HK0010000088 SEDOL: 6408352<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00101 18-Apr-12 Y30166105<br />
Hang Lung Properties Ltd.<br />
CUSIP: Y30166105 ISIN: HK0101000591 SEDOL: 6030506<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3a Reelect Ronald Joseph Arculli as Director Mgmt For <strong>Against</strong><br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
F83 20-Apr-12 Y1764Z208<br />
Cosco Corp (Singapore) Ltd.<br />
CUSIP: Y1764Z208 ISIN: SG1S76928401 SEDOL: B0WCDT3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
13 Approve Issuance of Shares and Grant of Options Pursuant Mgmt For <strong>Against</strong><br />
to the Cosco Group Employees' Share Option Scheme 2002<br />
Vote Summary Report: July – September <strong>2012</strong> Page 193
Ticker Meeting Date Security ID<br />
V03 20-Apr-12 Y9361F111<br />
Venture Corporation Ltd.<br />
CUSIP: Y9361F111 ISIN: SG0531000230 SEDOL: 6927374<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Approve Issuance of Shares and Grant of Options Pursuant Mgmt For <strong>Against</strong><br />
to the Venture Corporation Executives' Share Option Scheme<br />
Ticker Meeting Date Security ID<br />
01212 23-Apr-12 G54856128<br />
Lifestyle International Holdings Ltd.<br />
CUSIP: G54856128 ISIN: KYG548561284 SEDOL: B00LN47<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3b Reelect Lau Luen-hung, Joseph as Non-Executive Director Mgmt For <strong>Against</strong><br />
4 Reappoint Deloitte Touche Tohmatsu as Auditors and Mgmt For <strong>Against</strong><br />
Authorize Board to Fix Their Remuneration<br />
5b Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
G13 24-Apr-12 G3825Q102<br />
Genting Singapore PLC<br />
CUSIP: G3825Q102 ISIN: GB0043620292 SEDOL: 6366795<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Reelect Tan Sri Lim Kok Thay as Director Mgmt For <strong>Against</strong><br />
4 Reappoint PricewaterhouseCoopers LLP, Singapore as Mgmt For <strong>Against</strong><br />
Auditors and Authorize Board to Fix Their Remuneration<br />
Vote Summary Report: July – September <strong>2012</strong> Page 194
Ticker Meeting Date Security ID<br />
00023 24-Apr-12 Y06942109<br />
The Bank Of East Asia, Limited<br />
CUSIP: Y06942109 ISIN: HK0023000190 SEDOL: 6075648<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2b Reelect Lee Shau-kee as Director Mgmt For <strong>Against</strong><br />
2f Reelect Isidro Faine Casas as Director Mgmt For <strong>Against</strong><br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
C07 25-Apr-12 Y43703100<br />
Jardine Cycle & Carriage Ltd.<br />
CUSIP: Y43703100 ISIN: SG1B51001017 SEDOL: 6242260<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
Z25 25-Apr-12 Y9729A101<br />
Yanlord Land Group Ltd<br />
CUSIP: Y9729A101 ISIN: SG1T57930854 SEDOL: B17KMY7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Shares and Grant of Options Pursuant<br />
to the Yanlord Land Group Share Option Scheme 2006<br />
Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 195
Ticker Meeting Date Security ID<br />
02007 26-Apr-12 G24524103<br />
Country Garden Holdings Company Ltd.<br />
CUSIP: G24524103 ISIN: KYG245241032 SEDOL: B1VKYN6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
C61 27-Apr-12 Y1091F107<br />
CapitaCommercial Trust Ltd.<br />
CUSIP: Y1091F107 ISIN: SG1P32918333 SEDOL: B011YD2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
C52 27-Apr-12 Y1690R106<br />
Comfortdelgro Corp Ltd.<br />
CUSIP: Y1690R106 ISIN: SG1N31909426 SEDOL: 6603737<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Approve Issuance of Shares and Grant of Options Pursuant Mgmt For <strong>Against</strong><br />
to the ComfortDelGro Employees' Share Option Scheme<br />
Ticker Meeting Date Security ID<br />
5JS 27-Apr-12 Y3974E108<br />
Indofood Agri Resources Ltd.<br />
CUSIP: Y3974E108 ISIN: SG1U47933908 SEDOL: B1QNF48<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4a Reelect Lim Hock San as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 196
Ticker Meeting Date Security ID<br />
00151 27-Apr-12 G9431R103<br />
Want Want China Holdings Ltd.<br />
CUSIP: G9431R103 ISIN: KYG9431R1039 SEDOL: B2Q14Z3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
F34 27-Apr-12 Y9586L109<br />
Wilmar International Ltd.<br />
CUSIP: Y9586L109 ISIN: SG1T56930848 SEDOL: B17KC69<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Reappoint Ernst & Young LLP as Auditors and Authorize Mgmt For <strong>Against</strong><br />
Board to Fix Their Remuneration<br />
11 Approve Issuance of Shares and Grant Options Pursuant to Mgmt For <strong>Against</strong><br />
Wilmar Executives Share Option Scheme 2009<br />
Ticker Meeting Date Security ID<br />
N21 30-Apr-12 G6542T119<br />
Noble Group Ltd.<br />
CUSIP: G6542T119 ISIN: BMG6542T1190 SEDOL: B01CLC3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
14 Approve Issuance of Shares and Grant of Options Pursuant Mgmt For <strong>Against</strong><br />
to the Noble Group Share Option Scheme 2004<br />
16 Approve Issuance of Shares and Grant of Awards Pursuant to Mgmt For <strong>Against</strong><br />
the Noble Group Performance Share Plan<br />
Vote Summary Report: July – September <strong>2012</strong> Page 197
Ticker Meeting Date Security ID<br />
00683 03-May-12 G52440107<br />
Kerry Properties Ltd.<br />
CUSIP: G52440107 ISIN: BMG524401079 SEDOL: 6486314<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
6c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00066 03-May-12 Y6146T101<br />
MTR Corporation Ltd<br />
CUSIP: Y6146T101 ISIN: HK0066009694 SEDOL: 6290054<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities<br />
without Preemptive Rights<br />
Mgmt For <strong>Against</strong><br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00008 03-May-12 Y6802P120<br />
PCCW Limited<br />
CUSIP: Y6802P120 ISIN: HK0008011667 SEDOL: 6574071<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Reappoint PricewaterhouseCoopers as Auditors and Mgmt For <strong>Against</strong><br />
Authorize Board to Fix Their Remuneration<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 198
Ticker Meeting Date Security ID<br />
00302 03-May-12 Y9588K109<br />
Wing Hang Bank Ltd<br />
CUSIP: Y9588K109 ISIN: HK0302001547 SEDOL: 6972374<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
8 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00308 04-May-12 Y1507D100<br />
China Travel International Investment HK Ltd.<br />
CUSIP: Y1507D100 ISIN: HK0308001558 SEDOL: 6197285<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00002 08-May-12 Y1660Q104<br />
CLP Holdings Ltd.<br />
CUSIP: Y1660Q104 ISIN: HK0002007356 SEDOL: 6097017<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities<br />
without Preemptive Rights<br />
Mgmt For <strong>Against</strong><br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 199
Ticker Meeting Date Security ID<br />
00293 09-May-12 Y11757104<br />
Cathay Pacific Airways Ltd<br />
CUSIP: Y11757104 ISIN: HK0293001514 SEDOL: 6179755<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Reappoint KPMG as Auditors and Authorize Board to Fix Their Mgmt For <strong>Against</strong><br />
Remuneration<br />
4 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
01068 09-May-12 G21159101<br />
China Yurun Food Group Ltd.<br />
CUSIP: G21159101 ISIN: BMG211591018 SEDOL: B0D01C5<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
10 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
H78 09-May-12 G4587L109<br />
Hongkong Land Holdings Ltd.<br />
CUSIP: G4587L109 ISIN: BMG4587L1090 SEDOL: 6434915<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Reelect Mark Greenberg as Director Mgmt For <strong>Against</strong><br />
3 Reelect Adam Keswick as Director Mgmt For <strong>Against</strong><br />
4 Reelect Ben Keswick as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 200
Ticker Meeting Date Security ID<br />
03383 10-May-12 G01198103<br />
Agile Property Holdings Ltd.<br />
CUSIP: G01198103 ISIN: KYG011981035 SEDOL: B0PR2F4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5b Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00041 10-May-12 G4069C148<br />
Great Eagle Holdings Ltd.<br />
CUSIP: G4069C148 ISIN: BMG4069C1486 SEDOL: 6387406<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Reelect Lo To Lee Kwan as Director Mgmt For <strong>Against</strong><br />
11 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
J36 10-May-12 G50736100<br />
Jardine Matheson Holdings Ltd.<br />
CUSIP: G50736100 ISIN: BMG507361001 SEDOL: 6472119<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Reelect A.J.L. Nightingale as Director Mgmt For <strong>Against</strong><br />
3 Reelect James Riley as Director Mgmt For <strong>Against</strong><br />
4 Reelect Percy Weatherall as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 201
Ticker Meeting Date Security ID<br />
J37 10-May-12 G50764102<br />
Jardine Strategic Holdings Ltd.<br />
CUSIP: G50764102 ISIN: BMG507641022 SEDOL: 6472960<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Reelect Lord Leach of Fairford as Director Mgmt For <strong>Against</strong><br />
9 Authorize Purchase of Shares in Parent Company, Jardine Mgmt For <strong>Against</strong><br />
Matheson Holdings Ltd.<br />
Ticker Meeting Date Security ID<br />
01972 10-May-12 Y83191109<br />
Swire Properties Ltd.<br />
CUSIP: N/A ISIN: N/A SEDOL: N/A<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
00011 11-May-12 Y30327103<br />
Hang Seng Bank<br />
CUSIP: Y30327103 ISIN: HK0011000095 SEDOL: 6408374<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
02331 11-May-12 G5496K124<br />
Li Ning Company Ltd.<br />
CUSIP: G5496K124 ISIN: KYG5496K1242 SEDOL: B01JCK9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
6 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 202
Ticker Meeting Date Security ID<br />
00019 11-May-12 Y83310105<br />
Swire Pacific Limited<br />
CUSIP: Y83310105 ISIN: HK0019000162 SEDOL: 6867748<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
00014 14-May-12 Y38203124<br />
Hysan Development Co. Ltd.<br />
CUSIP: Y38203124 ISIN: HK0014000126 SEDOL: 6449629<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
00494 14-May-12 G5485F169<br />
Li & Fung Limited<br />
CUSIP: G5485F144 ISIN: BMG5485F1445 SEDOL: 6286257<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 203
Ticker Meeting Date Security ID<br />
03818 15-May-12 G2112Y109<br />
China Dongxiang (Group) Co., Ltd.<br />
CUSIP: G2112Y109 ISIN: KYG2112Y1098 SEDOL: B282142<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
6 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
06808 16-May-12 Y8184B109<br />
Sun Art Retail Group Ltd.<br />
CUSIP: N/A ISIN: HK0000083920 SEDOL: B3MPN59<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00511 16-May-12 Y85830100<br />
Television Broadcasts Ltd.<br />
CUSIP: Y85830100 ISIN: HK0511001957 SEDOL: 6881674<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
8 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 204
Ticker Meeting Date Security ID<br />
00700 16-May-12 G87572148<br />
Tencent Holdings Ltd.<br />
CUSIP: G87572148 ISIN: KYG875721485 SEDOL: B01CT30<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
03308 17-May-12 G3958R109<br />
Golden Eagle Retail Group Ltd.<br />
CUSIP: G3958R109 ISIN: KYG3958R1092 SEDOL: B10S7M1<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00960 17-May-12 G5635P109<br />
Longfor Properties Co. Ltd<br />
CUSIP: G5635P109 ISIN: KYG5635P1090 SEDOL: B56KLY9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3b Reelect Zhou Dekang as Director Mgmt For <strong>Against</strong><br />
3c Reelect Feng Jinyi as Director Mgmt For <strong>Against</strong><br />
3d Reelect Wei Huaning as Director Mgmt For <strong>Against</strong><br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 205
Ticker Meeting Date Security ID<br />
02282 17-May-12 G60744102<br />
MGM China Holdings Ltd.<br />
CUSIP: N/A ISIN: KYG607441022 SEDOL: B4P8HQ1<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
03368 17-May-12 G69370115<br />
Parkson Retail Group Ltd.<br />
CUSIP: G69370115 ISIN: KYG693701156 SEDOL: B0HZZ57<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5b Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00175 18-May-12 G3777B103<br />
Geely Automobile Holdings Ltd.<br />
CUSIP: G3777B103 ISIN: KYG3777B1032 SEDOL: 6531827<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
13 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
14 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 206
Ticker Meeting Date Security ID<br />
00316 18-May-12 G67749153<br />
Orient Overseas International Ltd.<br />
CUSIP: G67749153 ISIN: BMG677491539 SEDOL: 6659116<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00631 18-May-12 G78163105<br />
Sany Heavy Equipment International Holdings Co., Ltd.<br />
CUSIP: G78163105 ISIN: KYG781631059 SEDOL: B56HH42<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
8 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00410 18-May-12 G82600100<br />
SOHO China Ltd.<br />
CUSIP: G82600100 ISIN: KYG826001003 SEDOL: B27WLD2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
8c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 207
Ticker Meeting Date Security ID<br />
00669 18-May-12 Y8563B159<br />
Techtronic Industries Co., Ltd.<br />
CUSIP: Y8563B159 ISIN: HK0669013440 SEDOL: B0190C7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
02018 21-May-12 G2953R106<br />
AAC Technologies Holdings Inc.<br />
CUSIP: G2953L109 ISIN: KYG2953L1095 SEDOL: B0F8Z58<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00027 22-May-12 Y2679D118<br />
Galaxy Entertainment Group Ltd.<br />
CUSIP: Y2679D118 ISIN: HK0027032686 SEDOL: 6465874<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4b Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
4c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 208
Ticker Meeting Date Security ID<br />
01044 22-May-12 G4402L151<br />
Hengan International Group Co. Ltd.<br />
CUSIP: G4402L128 ISIN: KYG4402L1510 SEDOL: 6136233<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
11 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00715 22-May-12 G46712108<br />
Hutchison Harbour Ring Ltd.<br />
CUSIP: G46712108 ISIN: BMG467121080 SEDOL: 6412632<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3a Reelect Lai Kai Ming, Dominic as Director Mgmt For <strong>Against</strong><br />
3b Reelect Chow Woo Mo Fong, Susan as Director Mgmt For <strong>Against</strong><br />
5a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00215 22-May-12 G4672G106<br />
Hutchison Telecommunications Hong Kong Holdings Ltd.<br />
CUSIP: G4672G106 ISIN: KYG4672G1064 SEDOL: B3XH0P3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 209
Ticker Meeting Date Security ID<br />
LEI 22-May-12 Q55190104<br />
Leighton Holdings Ltd.<br />
CUSIP: Q55190104 ISIN: AU000000LEI5 SEDOL: 6511227<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report for the Year Ended Dec. 31, Mgmt For <strong>Against</strong><br />
2011<br />
Ticker Meeting Date Security ID<br />
01038 23-May-12 G2098R102<br />
Cheung Kong Infrastructure Holdings Ltd<br />
CUSIP: G2098R102 ISIN: BMG2098R1025 SEDOL: 6212553<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3b Elect Fok Kin Ning, Canning as Director Mgmt For <strong>Against</strong><br />
3c Elect Tso Kai Sum as Director Mgmt For <strong>Against</strong><br />
5a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
01101 23-May-12 G21187102<br />
China Rongsheng Heavy Industries Group Holdings Ltd<br />
CUSIP: N/A ISIN: KYG211871028 SEDOL: B5NSWF4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
6c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 210
Ticker Meeting Date Security ID<br />
00006 23-May-12 Y7092Q109<br />
Power Assets Holdings Ltd.<br />
CUSIP: Y33549117 ISIN: HK0006000050 SEDOL: 6435327<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00975 24-May-12 G6264V102<br />
Mongolian Mining Corp<br />
CUSIP: N/A ISIN: KYG6264V1023 SEDOL: B4N0VG7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
6 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00001 25-May-12 Y13213106<br />
Cheung Kong (Holdings) Limited<br />
CUSIP: Y13213106 ISIN: HK0001000014 SEDOL: 6190273<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 211
Ticker Meeting Date Security ID<br />
02356 25-May-12 Y1923F101<br />
Dah Sing Banking Group Ltd.<br />
CUSIP: Y1923F101 ISIN: HK2356013600 SEDOL: B01G0P1<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
00440 25-May-12 Y19182107<br />
Dah Sing Financial Holdings Ltd.<br />
CUSIP: Y19182107 ISIN: HK0440001847 SEDOL: 6249799<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
8 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00013 25-May-12 Y38024108<br />
Hutchison Whampoa Limited<br />
CUSIP: Y38024108 ISIN: HK0013000119 SEDOL: 6448068<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 212
Ticker Meeting Date Security ID<br />
00639 25-May-12 Y7760F104<br />
Shougang Fushan Resources Group Ltd.<br />
CUSIP: Y2677L104 ISIN: HK0639031506 SEDOL: 6354671<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
03800 28-May-12 G3774X108<br />
GCL-Poly Energy Holdings Ltd.<br />
CUSIP: G3774X108 ISIN: KYG3774X1088 SEDOL: B28XTR4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00148 28-May-12 G52562140<br />
Kingboard Chemical Holdings Ltd<br />
CUSIP: G52562140 ISIN: KYG525621408 SEDOL: 6491318<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 213
Ticker Meeting Date Security ID<br />
01888 28-May-12 G5257K107<br />
Kingboard Laminates Holdings Ltd.<br />
CUSIP: G5257K107 ISIN: KYG5257K1076 SEDOL: B1HHFV6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00069 28-May-12 G8063F106<br />
Shangri-la Asia Ltd.<br />
CUSIP: G8063F106 ISIN: BMG8063F1068 SEDOL: 6771032<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
6c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
01880 29-May-12 G09702104<br />
Belle International Holdings Ltd<br />
CUSIP: G09702104 ISIN: KYG097021045 SEDOL: B1WJ4X2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4a1 Reelect Tang Yiu as Non-Executive Director Mgmt For <strong>Against</strong><br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 214
Ticker Meeting Date Security ID<br />
02388 29-May-12 Y0920U103<br />
BOC Hong Kong (Holdings) Ltd.<br />
CUSIP: Y0920U103 ISIN: HK2388011192 SEDOL: 6536112<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00868 29-May-12 G9828G108<br />
Xinyi Glass Holdings Ltd.<br />
CUSIP: G9828G108 ISIN: KYG9828G1082 SEDOL: B05NXN7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5b Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00200 30-May-12 Y59683188<br />
Melco International Development Ltd<br />
CUSIP: Y59683188 ISIN: HK0200030994 SEDOL: B092QP3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
6b Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 215
Ticker Meeting Date Security ID<br />
00004 30-May-12 Y8800U127<br />
The Wharf (Holdings) Ltd.<br />
CUSIP: Y8800U127 ISIN: HK0004000045 SEDOL: 6435576<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2f Reelect Hans Michael Jebsen as Director Mgmt For <strong>Against</strong><br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
03333 31-May-12 G3225A103<br />
Evergrande Real Estate Group Ltd.<br />
CUSIP: G3225A103 ISIN: KYG3225A1031 SEDOL: B2Q8YL0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3c Reelect Xu Xiangwu as Executive Director Mgmt For <strong>Against</strong><br />
3d Reelect Xu Wen as Executive Director Mgmt For <strong>Against</strong><br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
8 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00142 31-May-12 G34804107<br />
First Pacific Co., Ltd.<br />
CUSIP: G34804107 ISIN: BMG348041077 SEDOL: 6339872<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
11 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 216
Ticker Meeting Date Security ID<br />
02038 31-May-12 G36550104<br />
Foxconn International Holdings Ltd.<br />
CUSIP: G36550104 ISIN: KYG365501041 SEDOL: B05MBB8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00020 31-May-12 Y9553V106<br />
Wheelock & Co. Ltd.<br />
CUSIP: Y9553V106 ISIN: HK0020000177 SEDOL: 6981488<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
01928 01-Jun-12 G7800X107<br />
Sands China Ltd.<br />
CUSIP: G7800X107 ISIN: KYG7800X1079 SEDOL: B5B23W2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 217
Ticker Meeting Date Security ID<br />
003450 05-Jun-12 Y3850E107<br />
Hyundai Securities Co., Ltd.<br />
CUSIP: Y3850E107 ISIN: KR7003450004 SEDOL: 6497888<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4.1 Reelect Yim Seung-Cheol as Member of Audit Committee Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
037620 05-Jun-12 Y6074E100<br />
Mirae Asset Securities Co.<br />
CUSIP: Y6074E100 ISIN: KR7037620002 SEDOL: B0WD5H8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Amend Articles of Incorporation Mgmt For <strong>Against</strong><br />
4-1 Reelect Lee Kwang-Seop as Member of Audit Committee who Mgmt For <strong>Against</strong><br />
is not Outside Director<br />
Ticker Meeting Date Security ID<br />
016360 05-Jun-12 Y7486Y106<br />
Samsung Securities Co. Ltd.<br />
CUSIP: Y7486Y106 ISIN: KR7016360000 SEDOL: 6408448<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4.2 Elect Member of Audit Committee Who is not Outside Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 218
Ticker Meeting Date Security ID<br />
00003 05-Jun-12 Y33370100<br />
The Hong Kong and China Gas Co. Ltd.<br />
CUSIP: Y33370100 ISIN: HK0003000038 SEDOL: 6436557<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5c Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5d Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00322 05-Jun-12 G8878S103<br />
Tingyi (Cayman Islands) Holding Corp.<br />
CUSIP: G8878S103 ISIN: KYG8878S1030 SEDOL: 6903556<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
005940 05-Jun-12 Y9694X102<br />
Woori Investment & Securities Co.<br />
CUSIP: Y9694X102 ISIN: KR7005940002 SEDOL: 6537085<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Two Outside Directors Who will Also Serve as Members Mgmt For <strong>Against</strong><br />
of Audit Committee<br />
Vote Summary Report: July – September <strong>2012</strong> Page 219
Ticker Meeting Date Security ID<br />
01128 05-Jun-12 G98149100<br />
Wynn Macau Ltd.<br />
CUSIP: G98149100 ISIN: KYG981491007 SEDOL: B4JSTL6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
6 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00242 06-Jun-12 Y78567107<br />
Shun Tak Holdings Ltd.<br />
CUSIP: Y78567107 ISIN: HK0242001243 SEDOL: 6806633<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3c Reelect Cheng Yu Tung as Non-Executive Director Mgmt For <strong>Against</strong><br />
8 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
9 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
001450 07-Jun-12 Y3842K104<br />
Hyundai Marine & Fire Insurance Co.<br />
CUSIP: Y3842K104 ISIN: KR7001450006 SEDOL: B01LXY6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4.2 Reelect Nah Myeong-Hyeon as Member of Audit Committee Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 220
Ticker Meeting Date Security ID<br />
00981 07-Jun-12 G8020E101<br />
Semiconductor Manufacturing International Corporation<br />
CUSIP: G8020E101 ISIN: KYG8020E1017 SEDOL: 6743473<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
6 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00272 07-Jun-12 G81151113<br />
Shui On Land Limited<br />
CUSIP: G81151113 ISIN: KYG811511131 SEDOL: B16NHT7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
03900 08-Jun-12 G4100M105<br />
Greentown China Holdings Ltd.<br />
CUSIP: G4100M105 ISIN: KYG4100M1050 SEDOL: B17N9P6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2a1 Reelect Song Weiping as Executive Director Mgmt For <strong>Against</strong><br />
2a3 Reelect Luo Zhaoming as Executive Director Mgmt For <strong>Against</strong><br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
6 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 221
Ticker Meeting Date Security ID<br />
071050 08-Jun-12 Y4862P106<br />
Korea Investment Holdings Co.<br />
CUSIP: Y4862P106 ISIN: KR7071050009 SEDOL: 6654586<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Amend Articles of Incorporation Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
01813 08-Jun-12 G53224104<br />
KWG Property Holding Ltd.<br />
CUSIP: G53224104 ISIN: KYG532241042 SEDOL: B1YBF00<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00012 11-Jun-12 Y31476107<br />
Henderson Land Development Co. Ltd.<br />
CUSIP: Y31476107 ISIN: HK0012000102 SEDOL: 6420538<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5b Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
5c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 222
Ticker Meeting Date Security ID<br />
00658 12-Jun-12 G2112D105<br />
China High Speed Transmission Equipment Group Co Ltd.<br />
CUSIP: G2112D105 ISIN: KYG2112D1051 SEDOL: B1YC2B3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2a Reelect Chen Yongdao as Executive Director Mgmt For <strong>Against</strong><br />
2b Reelect Lu Xun as Executive Director Mgmt For <strong>Against</strong><br />
2c Reelect Li Shengqiang as Executive Director Mgmt For <strong>Against</strong><br />
2d Reelect Liu Jianguo as Executive Director Mgmt For <strong>Against</strong><br />
4 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
6 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
02319 15-Jun-12 G21096105<br />
China Mengniu Dairy Co., Ltd.<br />
CUSIP: G21096105 ISIN: KYG210961051 SEDOL: B01B1L9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3f Reelect Julian Juul Wolhardt as Director and Authorize Board Mgmt For <strong>Against</strong><br />
to Fix His Remuneration<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
00754 15-Jun-12 G4600H101<br />
Hopson Development Holdings Ltd.<br />
CUSIP: G4600H101 ISIN: BMG4600H1016 SEDOL: 6116246<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2a Reelect Xiang Bin as Executive Director Mgmt For <strong>Against</strong><br />
2c Reelect Au Wai Kin as Executive Director Mgmt For <strong>Against</strong><br />
4a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
4c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 223
Ticker Meeting Date Security ID<br />
00486 15-Jun-12 G9227K106<br />
United Company RUSAL Plc<br />
CUSIP: N/A ISIN: JE00B5BCW814 SEDOL: B5BCW81<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Accept Financial Statements and Statutory Reports Mgmt For <strong>Against</strong><br />
4 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
6 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00881 15-Jun-12 G9894K108<br />
Zhongsheng Group Holdings Ltd.<br />
CUSIP: N/A ISIN: KYG9894K1085 SEDOL: B633D97<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Reelect Shigeno Tomihei as Independent Non-Executive Mgmt For <strong>Against</strong><br />
Director<br />
9 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
10 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 224
Ticker Meeting Date Security ID<br />
00813 18-Jun-12 G81043104<br />
Shimao Property Holdings Ltd.<br />
CUSIP: G81043104 ISIN: KYG810431042 SEDOL: B16YNS1<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
00656 21-Jun-12 Y2618Y108<br />
Fosun International Ltd<br />
CUSIP: Y2618Y108 ISIN: HK0656038673 SEDOL: B1Z7FX0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
02688 26-Jun-12 G3066L101<br />
ENN Energy Holdings Ltd.<br />
CUSIP: G9826J104 ISIN: KYG3066L1014 SEDOL: 6333937<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3a1 Reelect Wang Yusuo as Director Mgmt For <strong>Against</strong><br />
3b1 Reelect Wang Guangtian as Director Mgmt For <strong>Against</strong><br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 225
Ticker Meeting Date Security ID<br />
01387 26-Jun-12 G75004104<br />
Renhe Commercial Holdings Company Ltd.<br />
CUSIP: G75004104 ISIN: KYG750041041 SEDOL: B3DDY15<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2d Reelect Hawken Xiu Li as Director Mgmt For <strong>Against</strong><br />
2e Reelect Zhang Xingmei as Director Mgmt For <strong>Against</strong><br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
01333 28-Jun-12 G215AT102<br />
China Zhongwang Holdings Ltd.<br />
CUSIP: G215AT102 ISIN: KYG215AT1023 SEDOL: B3VZ220<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4a Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
4c Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Gome Electrical Appliances Holdings Ltd (formerly CHINA EAGL)<br />
Ticker Meeting Date Security ID<br />
00493 28-Jun-12 G3978C124<br />
CUSIP: G3978C124 ISIN: BMG3978C1249 SEDOL: B01Z8S7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
Vote Summary Report: July – September <strong>2012</strong> Page 226
Ticker Meeting Date Security ID<br />
00034 28-Jun-12 Y49749107<br />
Kowloon Development Company Limited<br />
CUSIP: Y49749107 ISIN: HK0034000254 SEDOL: 6491998<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
7 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
01886 29-Jun-12 G21123107<br />
China Huiyuan Juice Group Ltd.<br />
CUSIP: G21123107 ISIN: KYG211231074 SEDOL: B1QHDZ7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
6 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
01393 29-Jun-12 G44403106<br />
Hidili Industry International Development Limited<br />
CUSIP: G44403106 ISIN: KYG444031069 SEDOL: B2471B8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Issuance of Equity or Equity-Linked Securities Mgmt For <strong>Against</strong><br />
without Preemptive Rights<br />
9 Authorize Reissuance of Repurchased Shares Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 227
Ticker Meeting Date Security ID<br />
088350 29-Jun-12 Y4871N100<br />
Korea Life Insurance Co Ltd.<br />
CUSIP: N/A ISIN: KR7088350004 SEDOL: B62B9W7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Elect Two Members of Audit Committee Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
S08 29-Jun-12 Y8120Z103<br />
Singapore Post Ltd.<br />
CUSIP: Y8120Z103 ISIN: SG1N89910219 SEDOL: 6609478<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Other Business (Voting) Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 228
Section 6<br />
MPF UK Equity <strong>Fund</strong>
Ticker Meeting Date Security ID<br />
XPP 02-Apr-12 Y97249109<br />
XP Power Limited<br />
CUSIP: Y97249109 ISIN: SG9999003735 SEDOL: B1RMWL0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Re-elect John Dyson as Director Mgmt For <strong>Against</strong><br />
12 Approve <strong>2012</strong> Share Option Plan Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CCL 11-Apr-12 G19081101<br />
Carnival plc<br />
CUSIP: G19081101 ISIN: GB0031215220 SEDOL: 3121522<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Re-elect Modesto Maidique as Director of Carnival Mgmt For <strong>Against</strong><br />
Corporation and as a Director of Carnival plc<br />
18 Advisory Vote to Approve Compensation of the Named Mgmt For <strong>Against</strong><br />
Executive Officers<br />
19 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For <strong>Against</strong><br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
23 Report on Political Contributions SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
MRO 11-Apr-12 G5973B209<br />
Melrose plc<br />
CUSIP: G5973B126 ISIN: GB00B464F978 SEDOL: B464F97<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve Sub-Division and Redesignation of Existing Incentive Mgmt For <strong>Against</strong><br />
Shares Into New Ordinary Shares Arising on the Existing<br />
Incentive Share Crystallisation; Approve Bonus Issue<br />
2 Amend Articles of Association Re: Incentive Shares Mgmt For <strong>Against</strong><br />
3 Authorise Issue of Equity with and without Pre-emptive Mgmt For <strong>Against</strong><br />
Rights in Connection with the <strong>2012</strong> Incentive Shares<br />
Vote Summary Report: July – September <strong>2012</strong> Page 230
Ticker Meeting Date Security ID<br />
SN. 12-Apr-12 G82343164<br />
Smith & Nephew plc<br />
CUSIP: G82343164 ISIN: GB0009223206 SEDOL: 0922320<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For Abstain<br />
Ticker Meeting Date Security ID<br />
CAEL 13-Apr-12 G198BD104<br />
Cazenove Absolute Equity Limited<br />
CUSIP: G198BD104 ISIN: GG00B1FQF604 SEDOL: B1FQF60<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Waive Requirement for Mandatory Offer to All Shareholders Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
PIC 16-Apr-12 G6842C105<br />
Pace plc<br />
CUSIP: G6842C105 ISIN: GB0006672785 SEDOL: 0667278<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
4 Elect Allan Leighton as Director Mgmt For Abstain<br />
Ticker Meeting Date Security ID<br />
PER 17-Apr-12 G7012D105<br />
Perform Group plc<br />
CUSIP: N/A ISIN: GB00B3M55Q47 SEDOL: B3M55Q4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 231
Ticker Meeting Date Security ID<br />
BNZL 18-Apr-12 G16968110<br />
Bunzl plc<br />
CUSIP: G16968110 ISIN: GB00B0744B38 SEDOL: B0744B3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
13 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CLI 18-Apr-12 G2212D104<br />
CLS Holdings plc<br />
CUSIP: G2212D104 ISIN: GB0001592475 SEDOL: 0159247<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
HTG 18-Apr-12 G46648104<br />
Hunting plc<br />
CUSIP: G46648104 ISIN: GB0004478896 SEDOL: 0447889<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
10 Reappoint PricewaterhouseCoopers LLP as Auditors and Mgmt For <strong>Against</strong><br />
Authorise Their Remuneration<br />
Ticker Meeting Date Security ID<br />
MONY 18-Apr-12 G6258H101<br />
Moneysupermarket.com Group plc<br />
CUSIP: G6258H101 ISIN: GB00B1ZBKY84 SEDOL: B1ZBKY8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
4 Re-elect Gerald Corbett as Director Mgmt For Abstain<br />
Vote Summary Report: July – September <strong>2012</strong> Page 232
Ticker Meeting Date Security ID<br />
PRW 18-Apr-12 G72534103<br />
Promethean World plc<br />
CUSIP: N/A ISIN: GB00B60B6S45 SEDOL: B60B6S4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Re-elect Graham Howe as Director Mgmt For Abstain<br />
16 Approve Waiver on Tender-Bid Requirement Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ABG 19-Apr-12 G0128R100<br />
African Barrick Gold plc<br />
CUSIP: N/A ISIN: GB00B61D2N63 SEDOL: B61D2N6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
APF 19-Apr-12 G0386E106<br />
Anglo Pacific Group plc<br />
CUSIP: G0386E106 ISIN: GB0006449366 SEDOL: 0644936<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
15 Authorise Issue of Equity without Pre-emptive Rights Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
LAD 19-Apr-12 G5337D107<br />
Ladbrokes plc<br />
CUSIP: G5337D107 ISIN: GB00B0ZSH635 SEDOL: B0ZSH63<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
14 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 233
Ticker Meeting Date Security ID<br />
LVD 19-Apr-12 G5390P104<br />
Lavendon Group plc<br />
CUSIP: G5390P104 ISIN: GB0005057541 SEDOL: 0505754<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
MMC 19-Apr-12 G5775H107<br />
<strong>Management</strong> Consulting Group plc<br />
CUSIP: G5775H107 ISIN: GB0001979029 SEDOL: 0197902<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
STHR 19-Apr-12 G8499E103<br />
SThree plc<br />
CUSIP: G8499E103 ISIN: GB00B0KM9T71 SEDOL: B0KM9T7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CAPC 20-Apr-12 G19406100<br />
Capital and Counties Properties plc<br />
CUSIP: N/A ISIN: GB00B62G9D36 SEDOL: B62G9D3<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
13 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 234
Ticker Meeting Date Security ID<br />
BBA 24-Apr-12 G08932165<br />
BBA Aviation plc<br />
CUSIP: G08932165 ISIN: GB00B1FP8915 SEDOL: B1FP891<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
16 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
FLTR 24-Apr-12 G3474G108<br />
Filtrona plc<br />
CUSIP: G3474G108 ISIN: GB00B0744359 SEDOL: B074435<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Amend Long-Term Incentive Plan Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
LWDB 24-Apr-12 G53900125<br />
The Law Debenture Corporation plc<br />
CUSIP: G53900125 ISIN: GB0031429219 SEDOL: 3142921<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Re-elect Douglas McDougall as Director Mgmt For Abstain<br />
Ticker Meeting Date Security ID<br />
ACD 25-Apr-12 G01013104<br />
ACENCIA DEBT STRATEGIES LIMITED<br />
CUSIP: N/A ISIN: N/A SEDOL: B0Q73G1<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Reelect Jim Le Pelley as a Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 235
Ticker Meeting Date Security ID<br />
CSCG 25-Apr-12 G18687106<br />
Capital Shopping Centres Group plc<br />
CUSIP: G8995Y108 ISIN: GB0006834344 SEDOL: 0683434<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
15 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ADMF 26-Apr-12 G0110W109<br />
Advance Developing Markets <strong>Fund</strong> Ltd<br />
CUSIP: G0097U100 ISIN: GB0001674992 SEDOL: 0167499<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Reelect Richard Hotchkis as a Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
AZN 26-Apr-12 G0593M107<br />
AstraZeneca plc<br />
CUSIP: G0593M107 ISIN: GB0009895292 SEDOL: 0989529<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 236
Ticker Meeting Date Security ID<br />
JLT 26-Apr-12 G55440104<br />
Jardine Lloyd Thompson Group plc<br />
CUSIP: G55440104 ISIN: GB0005203376 SEDOL: 0520337<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
16 Approve Waiver on Tender-Bid Requirement Mgmt For <strong>Against</strong><br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Re-elect Lord Leach of Fairford as Director Mgmt For <strong>Against</strong><br />
8 Re-elect Simon Keswick as Director Mgmt For <strong>Against</strong><br />
13 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
16 Approve Waiver on Tender-Bid Requirement Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
MGGT 26-Apr-12 G59640105<br />
Meggitt plc<br />
CUSIP: G59640105 ISIN: GB0005758098 SEDOL: 0575809<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
10 Re-elect Stephen Young as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
NWR 26-Apr-12 G65272109<br />
New World Resources plc<br />
CUSIP: N/A ISIN: GB00B42CTW68 SEDOL: B42CTW6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
16 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
3 Elect Mike Salamon as Director Mgmt For <strong>Against</strong><br />
6 Elect Zdenek Bakala as Director Mgmt For <strong>Against</strong><br />
16 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 237
Ticker Meeting Date Security ID<br />
TALV 26-Apr-12 X8936Y101<br />
Talvivaara Mining Company plc<br />
CUSIP: X8936Y101 ISIN: FI0009014716 SEDOL: B1XM344<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12.5 Re-elect Pekka Pera as Director Mgmt For Abstain<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12.5 Re-elect Pekka Pera as Director Mgmt For Abstain<br />
Ticker Meeting Date Security ID<br />
ATST 27-Apr-12 G01820169<br />
Alliance Trust plc<br />
CUSIP: G01820169 ISIN: GB00B11V7W98 SEDOL: B11V7W9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
13 Authorise Directors to Conduct a Review of the Company<br />
Including Externalising its Investment <strong>Management</strong> and<br />
Proposals for Selling Shares at a Price Closer to NAV<br />
SH <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
BARC 27-Apr-12 G08036124<br />
Barclays plc<br />
CUSIP: G08036124 ISIN: GB0031348658 SEDOL: 3134865<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
3 Re-elect Marcus Agius as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
EMG 01-May-12 G5790V156<br />
Man Group plc<br />
CUSIP: G5790V156 ISIN: GB00B28KQ186 SEDOL: B28KQ18<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Re-elect Alison Carnwath as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 238
Ticker Meeting Date Security ID<br />
XTA 01-May-12 G9826T102<br />
Xstrata plc<br />
CUSIP: G9826T102 ISIN: GB0031411001 SEDOL: 3141100<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
NVA 02-May-12 G66819148<br />
Novae Group plc<br />
CUSIP: G66819130 ISIN: GB00B40SF849 SEDOL: B40SF84<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
FOUR 03-May-12 G36555103<br />
4imprint Group plc<br />
CUSIP: G36555103 ISIN: GB0006640972 SEDOL: 0664097<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
8 Re-elect Ian Brindle as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
AV. 03-May-12 G0683Q109<br />
Aviva plc<br />
CUSIP: G0683Q109 ISIN: GB0002162385 SEDOL: 0216238<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 239
Ticker Meeting Date Security ID<br />
AVM 03-May-12 G06839107<br />
Avocet Mining plc<br />
CUSIP: G06839107 ISIN: GB0000663038 SEDOL: 0066303<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For Abstain<br />
Ticker Meeting Date Security ID<br />
ISAT 03-May-12 G4807U103<br />
Inmarsat plc<br />
CUSIP: G4807U103 ISIN: GB00B09LSH68 SEDOL: B09LSH6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
13 Reappoint Deloitte LLP as Auditors Mgmt For <strong>Against</strong><br />
14 Authorise Board to Fix Remuneration of Auditors Mgmt For <strong>Against</strong><br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
12 Re-elect John Rennocks as Director Mgmt For Abstain<br />
14 Authorise Board to Fix Remuneration of Auditors Mgmt For Abstain<br />
Ticker Meeting Date Security ID<br />
FSJ 03-May-12 G35056103<br />
James Fisher & Sons plc<br />
CUSIP: G35056103 ISIN: GB0003395000 SEDOL: 0339500<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Re-elect Michael Everard as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 240
Ticker Meeting Date Security ID<br />
MLC 03-May-12 G6124F107<br />
Millennium & Copthorne Hotels plc<br />
CUSIP: G6124F107 ISIN: GB0005622542 SEDOL: 0562254<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
PHNX 03-May-12 G7091M109<br />
Phoenix Group Holdings<br />
CUSIP: G6980P108 ISIN: KYG7091M1096 SEDOL: B45JKK9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
PFD 03-May-12 G72186102<br />
Premier Foods plc<br />
CUSIP: G72186102 ISIN: GB00B01QLV45 SEDOL: B01QLV4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
IMI 04-May-12 G47152106<br />
IMI plc<br />
CUSIP: G47152106 ISIN: GB0004579636 SEDOL: 0457963<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
18 Amend Long-Term Incentive Plan 2005 and Share Matching Mgmt For <strong>Against</strong><br />
Plan<br />
Vote Summary Report: July – September <strong>2012</strong> Page 241
Ticker Meeting Date Security ID<br />
JLIF 04-May-12 G5146X104<br />
John Laing Infrastructure <strong>Fund</strong> Ld<br />
CUSIP: N/A ISIN: GG00B4ZWPH08 SEDOL: B4ZWPH0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Approve Issuance of Equity or Equity-Linked Securities Mgmt For Abstain<br />
without Preemptive Rights<br />
Ticker Meeting Date Security ID<br />
LRD 04-May-12 G53508175<br />
Laird plc<br />
CUSIP: G53508175 ISIN: GB00B1VNST91 SEDOL: B1VNST9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Reappoint Ernst & Young LLP as Auditors and Authorise Their Mgmt For Abstain<br />
Remuneration<br />
Ticker Meeting Date Security ID<br />
RPS 04-May-12 G7701P104<br />
RPS Group plc<br />
CUSIP: G7701P104 ISIN: GB0007594764 SEDOL: 0759476<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
WMH 08-May-12 G9645P117<br />
William Hill plc<br />
CUSIP: G9645P117 ISIN: GB0031698896 SEDOL: 3169889<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 242
Ticker Meeting Date Security ID<br />
CHW 09-May-12 G2106G114<br />
Chime Communications plc<br />
CUSIP: G2106G114 ISIN: GB00B2QY9355 SEDOL: B2QY935<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Reappoint Deloitte LLP as Auditors Mgmt For <strong>Against</strong><br />
13 Authorise Board to Fix Remuneration of Auditors Mgmt For <strong>Against</strong><br />
9 Re-elect Catherine Biner Bradley as Director Mgmt For <strong>Against</strong><br />
10 Re-elect Paul Richardson as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
FCAM 09-May-12 G3336H104<br />
F&C Asset <strong>Management</strong> plc<br />
CUSIP: G3336H104 ISIN: GB0004658141 SEDOL: 0465814<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
GLEN 09-May-12 G39420107<br />
Glencore International plc<br />
CUSIP: N/A ISIN: JE00B4T3BW64 SEDOL: B4T3BW6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Elect Peter Coates as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
MRO 09-May-12 G5973B209<br />
Melrose plc<br />
CUSIP: G5973B126 ISIN: GB00B464F978 SEDOL: B464F97<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Reappoint Deloitte LLP as Auditors and Authorise Their Mgmt For Abstain<br />
Remuneration<br />
Vote Summary Report: July – September <strong>2012</strong> Page 243
Ticker Meeting Date Security ID<br />
SVS 09-May-12 G78283119<br />
Savills plc<br />
CUSIP: G78283119 ISIN: GB00B135BJ46 SEDOL: B135BJ4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
STAN 09-May-12 G84228157<br />
Standard Chartered plc<br />
CUSIP: G84228157 ISIN: GB0004082847 SEDOL: 0408284<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Re-elect Rudolph Markham as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
MEC 10-May-12 G59572134<br />
Mecom Group plc<br />
CUSIP: G59572134 ISIN: GB00B3P91873 SEDOL: B3P9187<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
PDG 10-May-12 G6986L168<br />
Pendragon plc<br />
CUSIP: G6986L168 ISIN: GB00B1JQBT10 SEDOL: B1JQBT1<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 244
Ticker Meeting Date Security ID<br />
TNI 10-May-12 G90628101<br />
Trinity Mirror plc<br />
CUSIP: G90628101 ISIN: GB0009039941 SEDOL: 0903994<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
19 Approve Long-Term Incentive Plan <strong>2012</strong> Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
GPRT 11-May-12 Y27499105<br />
Goldenport Holdings Inc<br />
CUSIP: Y27499105 ISIN: MHY274991055 SEDOL: B0PJKZ6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
PFC 11-May-12 G7052T101<br />
Petrofac Ltd<br />
CUSIP: G7052T101 ISIN: GB00B0H2K534 SEDOL: B0H2K53<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
21 Approve Value Creation Plan Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
UBM 11-May-12 G91709108<br />
UBM plc<br />
CUSIP: G9226Z104 ISIN: JE00B2R84W06 SEDOL: B2R84W0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 245
Ticker Meeting Date Security ID<br />
CTR 15-May-12 G2052V107<br />
Charles Taylor plc<br />
CUSIP: G2052V107 ISIN: GB0001883718 SEDOL: 0188371<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
IPR 15-May-12 G4890M109<br />
International Power plc<br />
CUSIP: G4890M109 ISIN: GB0006320161 SEDOL: 0632016<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Re-elect Dirk Beeuwsaert as Director Mgmt For Abstain<br />
3 Re-elect Sir Neville Simms as Director Mgmt For <strong>Against</strong><br />
21 Approve <strong>2012</strong> Performance Share Plan Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
RGU 15-May-12 G7477W101<br />
Regus plc<br />
CUSIP: G7477W101 ISIN: JE00B3CGFD43 SEDOL: B3CGFD4<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
16 Approve Waiver on Tender-Bid Requirement Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 246
Ticker Meeting Date Security ID<br />
SPX 15-May-12 G83561103<br />
Spirax-Sarco Engineering plc<br />
CUSIP: G83561103 ISIN: GB0008347048 SEDOL: 0834704<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
4 Re-elect Bill Whiteley as Director Mgmt For Abstain<br />
Ticker Meeting Date Security ID<br />
SLI 15-May-12 G73787114<br />
Standard Life Investments Property Income Trust Ltd<br />
CUSIP: G73787114 ISIN: GB0033875286 SEDOL: 3387528<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Accept Financial Statements and Statutory Reports Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
GLS 15-May-12 G39032100<br />
Troy Income & Growth Trust plc<br />
CUSIP: G39032100 ISIN: GB0003708665 SEDOL: 0370866<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Authorise Issue of Equity with Pre-emptive Rights Mgmt For <strong>Against</strong><br />
2 Authorise Issue of Equity without Pre-emptive Rights Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 247
Ticker Meeting Date Security ID<br />
888 16-May-12 X19526106<br />
888 Holdings plc<br />
CUSIP: X19526106 ISIN: GI000A0F6407 SEDOL: B0L4LM9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
4 Re-elect Brian Mattingley as Director Mgmt For <strong>Against</strong><br />
8 Re-elect Gigi Levy as Director Mgmt For <strong>Against</strong><br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CDI 16-May-12 G18200108<br />
Candover Investments plc<br />
CUSIP: G18200108 ISIN: GB0001713154 SEDOL: 0171315<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
HDY 16-May-12 G43929101<br />
Hardy Oil and Gas plc<br />
CUSIP: G43929101 ISIN: GB00B09MB366 SEDOL: B09MB36<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
9 Approve Executive Shared Ownership Plan Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 248
Ticker Meeting Date Security ID<br />
TLW 16-May-12 G91235104<br />
Tullow Oil plc<br />
CUSIP: G91235104 ISIN: GB0001500809 SEDOL: 0150080<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Final Dividend Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
XCH 16-May-12 G9826X103<br />
Xchanging plc<br />
CUSIP: G9826X103 ISIN: GB00B1VK7X76 SEDOL: B1VK7X7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
11 Elect Geoff Unwin as Director Mgmt For Abstain<br />
Ticker Meeting Date Security ID<br />
CNE 17-May-12 G17528269<br />
Cairn Energy plc<br />
CUSIP: G17528251 ISIN: GB00B74CDH82 SEDOL: B74CDH8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
5 Re-elect Sir Bill Gammell as Director Mgmt For Abstain<br />
Vote Summary Report: July – September <strong>2012</strong> Page 249
Ticker Meeting Date Security ID<br />
FCCN 17-May-12 G36652116<br />
French Connection Group plc<br />
CUSIP: G36652116 ISIN: GB0033764746 SEDOL: 3376474<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Re-elect Stephen Marks as Director Mgmt For Abstain<br />
Ticker Meeting Date Security ID<br />
HIK 17-May-12 G4576K104<br />
Hikma Pharmaceuticals plc<br />
CUSIP: G4576K104 ISIN: GB00B0LCW083 SEDOL: B0LCW08<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
19 Approve Waiver on Tender-Bid Requirement Mgmt For <strong>Against</strong><br />
20 Approve Waiver on Tender-Bid Requirement Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
LMS 17-May-12 G5549E109<br />
LMS Capital plc<br />
CUSIP: G5549E109 ISIN: GB00B12MHD28 SEDOL: B12MHD2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 250
Ticker Meeting Date Security ID<br />
PRU 17-May-12 G72899100<br />
Prudential plc<br />
CUSIP: G72899100 ISIN: GB0007099541 SEDOL: 0709954<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CSN 18-May-12 G20912104<br />
Chesnara plc<br />
CUSIP: G20912104 ISIN: GB00B00FPT80 SEDOL: B00FPT8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
10 Approve Long-Term Incentive Plan Mgmt For <strong>Against</strong><br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Re-elect Peter Mason as Director Mgmt For Abstain<br />
6 Re-elect Peter Wright as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CCC 18-May-12 G23356127<br />
Computacenter plc<br />
CUSIP: G23356127 ISIN: GB00B1649052 SEDOL: B164905<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4b Re-elect Philip Hulme as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 251
Ticker Meeting Date Security ID<br />
FRES 18-May-12 G371E2108<br />
Fresnillo plc<br />
CUSIP: G371E2108 ISIN: GB00B2QPKJ12 SEDOL: B2QPKJ1<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Re-elect Alberto Bailleres as Director Mgmt For Abstain<br />
Ticker Meeting Date Security ID<br />
PMO 18-May-12 G7216B178<br />
Premier Oil plc<br />
CUSIP: G7216B145 ISIN: GB00B43G0577 SEDOL: B43G057<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
14 Reappoint Deloitte LLP as Auditors and Authorise Their Mgmt For Abstain<br />
Remuneration<br />
Ticker Meeting Date Security ID<br />
BAG 21-May-12 G08568118<br />
A.G. Barr plc<br />
CUSIP: G08568118 ISIN: GB00B44GZQ21 SEDOL: B44GZQ2<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
9 Re-elect William Barr as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 252
Invesco Perpetual UK Smaller Companies Investment Trust plc<br />
Ticker Meeting Date Security ID<br />
IPU 22-May-12 G4920X109<br />
CUSIP: G4920X109 ISIN: GB00B1FL3C76 SEDOL: B1FL3C7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Re-elect Richard Brooman as Director Mgmt For Abstain<br />
Ticker Meeting Date Security ID<br />
MNP 22-May-12 G6045F103<br />
Martin Currie Global Portfolio Trust plc<br />
CUSIP: G6045F103 ISIN: GB0005372411 SEDOL: 0537241<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
11 Authorise Issue of Equity without Pre-emptive Rights Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
HOC 23-May-12 G4611M107<br />
Hochschild Mining plc<br />
CUSIP: G4611M107 ISIN: GB00B1FW5029 SEDOL: B1FW502<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
MCT 24-May-12 G6123F108<br />
Middlefield Canadian Income PCC<br />
CUSIP: N/A ISIN: GB00B15PV034 SEDOL: B15PV03<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Reelect W. Garth Jesley as a Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 253
Ticker Meeting Date Security ID<br />
EUS 29-May-12 G03164103<br />
Edinburgh US Tracker Trust plc<br />
CUSIP: G03164103 ISIN: GB0000293620 SEDOL: 0029362<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Authorise Issue of Equity with Pre-emptive Rights Mgmt For <strong>Against</strong><br />
3 Authorise Issue of Equity without Pre-emptive Rights Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
FCPT 29-May-12 G3336X125<br />
F&C Commercial Property Trust Limited<br />
CUSIP: G3336X125 ISIN: GG00B4ZPCJ00 SEDOL: B4ZPCJ0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
13 Waive Requirement for Mandatory Offer to All Shareholders Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
LONR 29-May-12 G56357109<br />
Lonrho plc<br />
CUSIP: G56357109 ISIN: GB0002568813 SEDOL: 0256881<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CEY 30-May-12 G2055Q105<br />
Centamin plc<br />
CUSIP: Q2159B110 ISIN: JE00B5TT1872 SEDOL: B5TT187<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 254
Ticker Meeting Date Security ID<br />
RUS 30-May-12 G73741103<br />
Raven Russia Ltd<br />
CUSIP: G73741103 ISIN: GB00B0D5V538 SEDOL: B0D5V53<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
6 Re-elect David Moore as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
JEV 31-May-12 G52332106<br />
Kenmare Resources plc<br />
CUSIP: G52332106 ISIN: IE0004879486 SEDOL: 4490737<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
POG 31-May-12 G7053A101<br />
Petropavlovsk plc<br />
CUSIP: G7053A101 ISIN: GB0031544546 SEDOL: 3154454<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
18 Approve Increase in Borrowing Powers Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 255
Ticker Meeting Date Security ID<br />
AFR 06-Jun-12 G01283103<br />
Afren plc<br />
CUSIP: G01283103 ISIN: GB00B0672758 SEDOL: B067275<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Re-elect Peter Bingham as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CAL 06-Jun-12 G18676109<br />
Capital & Regional plc<br />
CUSIP: G18676109 ISIN: GB0001741544 SEDOL: 0174154<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
EXI 06-Jun-12 G3310L105<br />
Exillon Energy plc<br />
CUSIP: N/A ISIN: IM00B58FMW76 SEDOL: B58FMW7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
11 Authorise Issue of Equity without Pre-emptive Rights Mgmt For <strong>Against</strong><br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 256
Ticker Meeting Date Security ID<br />
AGOL 07-Jun-12 G0608P111<br />
ASHMORE GLOBAL OPPORTUNITES LTD<br />
CUSIP: G0608P103 ISIN: GG00B1YWTR89 SEDOL: B1YWTR8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve Plan of Liquidation Mgmt <strong>Against</strong> For<br />
Ticker Meeting Date Security ID<br />
BPTY 07-Jun-12 X0829R103<br />
Bwin.party digital entertainment plc<br />
CUSIP: X6312S110 ISIN: GI000A0MV757 SEDOL: B53TNH6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
14 Re-elect Georg Riedl as Director Mgmt For <strong>Against</strong><br />
14 Re-elect Georg Riedl as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
CAM 07-Jun-12 G17948103<br />
Camellia plc<br />
CUSIP: G17948103 ISIN: GB0001667087 SEDOL: 0166708<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Re-elect Malcolm Perkins as Director Mgmt For <strong>Against</strong><br />
9 Re-elect David Reeves as Director Mgmt For <strong>Against</strong><br />
10 Re-elect Charles Vaughan-Johnson as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 257
Ticker Meeting Date Security ID<br />
MRS 07-Jun-12 G5973C108<br />
Melrose Resources plc<br />
CUSIP: G5973C108 ISIN: GB0009354589 SEDOL: 0935458<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
11 Re-elect Anthony Richmond-Watson as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
HSTN 11-Jun-12 G4383U105<br />
Hansteen Holdings plc<br />
CUSIP: G4383U105 ISIN: GB00B0PPFY88 SEDOL: B0PPFY8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
13 Approve Performance Share Plan Mgmt For <strong>Against</strong><br />
7 Re-elect Stephen Gee as Director Mgmt For <strong>Against</strong><br />
10 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ALY 11-Jun-12 G53872100<br />
Laura Ashley Holdings plc<br />
CUSIP: G53872100 ISIN: GB0000533728 SEDOL: 0053372<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
8 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
10 Authorise Issue of Equity without Pre-emptive Rights Mgmt For <strong>Against</strong><br />
12 Authorise the Company to Sell Shares Held as Treasury Mgmt For <strong>Against</strong><br />
Shares for Cash<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Re-elect David Walton Masters as Director Mgmt For <strong>Against</strong><br />
8 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 258
Ticker Meeting Date Security ID<br />
ALY 11-Jun-12 G53872100<br />
Laura Ashley Holdings plc<br />
CUSIP: G53872100 ISIN: GB0000533728 SEDOL: 0053372<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Authorise Issue of Equity without Pre-emptive Rights Mgmt For <strong>Against</strong><br />
12 Authorise the Company to Sell Shares Held as Treasury Mgmt For <strong>Against</strong><br />
Shares for Cash<br />
Ticker Meeting Date Security ID<br />
GEMD 12-Jun-12 G37959106<br />
Gem Diamonds Ltd<br />
CUSIP: G37959106 ISIN: VGG379591065 SEDOL: B1P8H48<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
13 Re-elect Roger Davis as Director Mgmt For Abstain<br />
Ticker Meeting Date Security ID<br />
PFL 12-Jun-12 G33292106<br />
Premier Farnell plc<br />
CUSIP: G33292106 ISIN: GB0003318416 SEDOL: 0331841<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
RE. 12-Jun-12 G74078117<br />
R.E.A. Holdings plc<br />
CUSIP: G74078117 ISIN: GB0002349065 SEDOL: 0234906<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Re-elect Richard Robinow as Director Mgmt For Abstain<br />
Vote Summary Report: July – September <strong>2012</strong> Page 259
Ticker Meeting Date Security ID<br />
TED 12-Jun-12 G8725V101<br />
Ted Baker plc<br />
CUSIP: G8725V101 ISIN: GB0001048619 SEDOL: 0104861<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
ANTO 13-Jun-12 G0398N128<br />
Antofagasta plc<br />
CUSIP: G0398N128 ISIN: GB0000456144 SEDOL: 0045614<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For Abstain<br />
4 Re-elect Jean-Paul Luksic as Director Mgmt For <strong>Against</strong><br />
7 Re-elect Guillermo Luksic as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
POLY 13-Jun-12 G7179S101<br />
Polymetal International plc<br />
CUSIP: N/A ISIN: JE00B6T5S470 SEDOL: B6T5S47<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
12 Elect Leonard Homeniuk as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 260
Ticker Meeting Date Security ID<br />
SFR 13-Jun-12 G80568135<br />
Severfield-Rowen plc<br />
CUSIP: G80568135 ISIN: GB00B27YGJ97 SEDOL: B27YGJ9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
5 Re-elect Toby Hayward as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
SIA 13-Jun-12 G8248C127<br />
SOCO International plc<br />
CUSIP: G8248C101 ISIN: GB00B572ZV91 SEDOL: B572ZV9<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
9 Re-elect John Norton as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
WPP 13-Jun-12 G9787K108<br />
WPP plc<br />
CUSIP: G9787K108 ISIN: JE00B3DMTY01 SEDOL: B3DMTY0<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
9 Re-elect Stanley (Bud) Morten as Director Mgmt For <strong>Against</strong><br />
14 Re-elect Jeffrey Rosen as Director Mgmt For <strong>Against</strong><br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
5 Re-elect Esther Dyson as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 261
Ticker Meeting Date Security ID<br />
BUMI 14-Jun-12 G17930101<br />
BUMI plc<br />
CUSIP: N/A ISIN: GB00B5BLXT62 SEDOL: B5BLXT6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
HEAD 15-Jun-12 G43680100<br />
Headlam Group plc<br />
CUSIP: G43680100 ISIN: GB0004170089 SEDOL: 0417008<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
EVR 18-Jun-12 G33090104<br />
Evraz plc<br />
CUSIP: 30050A202 ISIN: GB00B71N6K86 SEDOL: B71N6K8<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Re-elect Olga Pokrovskaya as Director Mgmt For <strong>Against</strong><br />
13 Re-elect Eugene Tenenbaum as Director Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 262
Ticker Meeting Date Security ID<br />
FTO 19-Jun-12 G3641S100<br />
Fortune Oil plc<br />
CUSIP: G3641S100 ISIN: GB0001022960 SEDOL: 0102296<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
6 Re-elect Dennis Chiu as Director Mgmt For <strong>Against</strong><br />
7 Re-elect Ian Taylor as Director Mgmt For <strong>Against</strong><br />
8 Re-elect Qian Benyuan as Director Mgmt For <strong>Against</strong><br />
9 Re-elect Zhi Yulin as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
OPHR 19-Jun-12 G6768E101<br />
Ophir Energy plc<br />
CUSIP: N/A ISIN: GB00B24CT194 SEDOL: B24CT19<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
19 Amend Long-Term Incentive Plan Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
PAC 19-Jun-12 G68433104<br />
Pacific Assets Trust plc<br />
CUSIP: G68433104 ISIN: GB0006674385 SEDOL: 0667438<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
7 Re-elect David Nichol as Director Mgmt For Abstain<br />
Vote Summary Report: July – September <strong>2012</strong> Page 263
Ticker Meeting Date Security ID<br />
N/A 20-Jun-12 G0259M110<br />
Allied Gold Mining plc<br />
CUSIP: Q02233106 ISIN: AU000000ALD4 SEDOL: B43JR66<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Re-elect Mark Caruso as Director Mgmt For Abstain<br />
Ticker Meeting Date Security ID<br />
JD. 20-Jun-12 G5074C106<br />
JD Sports Fashion plc<br />
CUSIP: G5144Y104 ISIN: GB0004771548 SEDOL: 0477154<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4 Re-elect Peter Cowgill as Director Mgmt For Abstain<br />
7 Re-elect Colin Archer as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
HOC 21-Jun-12 426928305<br />
Heritage Oil plc<br />
CUSIP: 426928305 ISIN: CA4269283053 SEDOL: B2Q9060<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
5 Re-elect Michael Hibberd as Director Mgmt For Abstain<br />
9 Re-elect John McLeod as Director Mgmt For <strong>Against</strong><br />
13 Approve Waiver on Tender-Bid Requirement Mgmt For <strong>Against</strong><br />
14 Authorise Issue of Equity with and without Pre-emptive Mgmt For <strong>Against</strong><br />
Rights<br />
Vote Summary Report: July – September <strong>2012</strong> Page 264
Ticker Meeting Date Security ID<br />
SMDR 22-Jun-12 G7779L100<br />
Salamander Energy plc<br />
CUSIP: G7779L100 ISIN: GB00B1GC5238 SEDOL: B1GC523<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
2 Approve Remuneration Report Mgmt For Abstain<br />
Ticker Meeting Date Security ID<br />
AEP 26-Jun-12 G03780106<br />
Anglo-Eastern Plantations plc<br />
CUSIP: G03780106 ISIN: GB0000365774 SEDOL: 0036577<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
5 Re-elect Siew Kim Lim as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
IGRE 26-Jun-12 G48073103<br />
Investors In Global Real Estate Ltd.<br />
CUSIP: G48073103 ISIN: GB00B132SB63 SEDOL: B132SB6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
5 Reelect Richard Sutton as a Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
MCP 27-Jun-12 G58576102<br />
Martin Currie Pacific Trust plc<br />
CUSIP: G58576102 ISIN: GB0005695126 SEDOL: 0569512<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
10 Authorise Issue of Equity without Pre-emptive Rights Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 265
Ticker Meeting Date Security ID<br />
NAS 27-Jun-12 G66132112<br />
North Atlantic Smaller Companies Investment Trust plc<br />
CUSIP: G66132112 ISIN: GB0006439003 SEDOL: 0643900<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
3 Re-elect Enrique Gittes as Director Mgmt For <strong>Against</strong><br />
6 Re-elect Peregrine Moncreiffe as Director Mgmt For <strong>Against</strong><br />
7 Re-elect Kristian Siem as Director Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
STOB 28-Jun-12 G9549Q138<br />
Stobart Group Ltd<br />
CUSIP: G9549Q138 ISIN: GB00B03HDJ73 SEDOL: B03HDJ7<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
12 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
6 Re-elect Alan Kelsey as Director Mgmt For <strong>Against</strong><br />
7 Re-elect Paul Orchard-Lisle as Director Mgmt For <strong>Against</strong><br />
8 Re-elect David Beever as Director Mgmt For <strong>Against</strong><br />
9 Re-elect Michael Kayser as Director Mgmt For <strong>Against</strong><br />
12 Approve Remuneration Report Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
III 29-Jun-12 G88473148<br />
3i Group plc<br />
CUSIP: G88473148 ISIN: GB00B1YW4409 SEDOL: B1YW440<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
21 Approve Change of Company's Investment Policy SH <strong>Against</strong> For<br />
22 Authorise the Company to Bring Forward Proposals for SH <strong>Against</strong> For<br />
<strong>Management</strong> Incentivisation and Reduction of Total Expense<br />
Ratio<br />
Vote Summary Report: July – September <strong>2012</strong> Page 266
Section 7<br />
MPF Japan Equity <strong>Fund</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 267
Ticker Meeting Date Security ID<br />
4716 24-Aug-12 J6165M109<br />
Oracle Corp. Japan<br />
CUSIP: J6165M109 ISIN: JP3689500001 SEDOL: 6141680<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1.3 Elect Director Derek H. Williams Mgmt For <strong>Against</strong><br />
1.4 Elect Director John L. Hall Mgmt For <strong>Against</strong><br />
1.5 Elect Director Eric R. Ball Mgmt For <strong>Against</strong><br />
1.6 Elect Director Gregory R. Davies Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
4272 30-Aug-12 J54236112<br />
Nippon Kayaku Co. Ltd.<br />
CUSIP: J54236112 ISIN: JP3694400007 SEDOL: 6640422<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
4.1 Appoint Statutory Auditor Saito, Shoichi Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
6861 12-Sep-12 J32491102<br />
Keyence Corp.<br />
CUSIP: J32491102 ISIN: JP3236200006 SEDOL: 6490995<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
1 Approve Allocation of Income, with a Final Dividend of JPY 15 Mgmt For <strong>Against</strong><br />
Ticker Meeting Date Security ID<br />
3632 25-Sep-12 J18807107<br />
Gree Inc.<br />
CUSIP: J18807107 ISIN: JP3274070006 SEDOL: B3FJNX6<br />
Vote<br />
Proponent Mgmt Rec Instruction<br />
6 Approve Deep Discount Stock Option Plan Mgmt For <strong>Against</strong><br />
Vote Summary Report: July – September <strong>2012</strong> Page 268
State Street Global Advisors Limited. Authorised and regulated by the Financial Services Authority. Registered in England. Registered No. 2509928. VAT No. 5776591 81.<br />
Registered office: 20 Churchill Place, Canary Wharf, London, E14 5HJ - Telephone: 020 3395 6000 - Facsimile: 020 3395 6350 - Web: www.ssga.co.uk<br />
The information provided does not constitute investment advice and it should not be relied on as such. It should not be considered a solicitation to buy or an offer to sell a<br />
security. It does not take into account any investor's particular investment objectives, strategies, tax status or investment horizon. You should consult your tax and financial<br />
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have no liability for decisions based on such information.<br />
This communication is directed at professional clients (this includes eligible counterparties as defined by the Financial Services Authority) who are deemed both knowledgeable<br />
and experienced in matters relating to investments. The products and services to which this communication relates are only available to such persons and persons of any other<br />
description (including retail clients) should not rely on this communication.<br />
This document should be read in conjunction with its prospectus. All transactions should be based on the latest available prospectus which contains more information regarding<br />
the charges, expenses and risks involved in your investment.<br />
© <strong>2012</strong> State Street Corporation - All Rights Reserved<br />
State Street Global Advisors is the investment management business of<br />
State Street Corporation (NYSE: STT), one of the world’s leading providers<br />
of financial services to institutional investors.<br />
www.ssga.com<br />
ID1668-EUMKT-2545 1012 Exp. Date: 31/10/2013
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