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Consistency is<br />
needed at OHIM<br />
Jonathan Clegg p10<br />
Budweiser<br />
in the UK<br />
Kirsten Gilbert p16<br />
ITMA<br />
RevIew<br />
The journal of the Institute of Trade Mark Attorneys<br />
.ACCOUNTANT .AGENCY .AMAZON .BABY<br />
.BEER .BUSINESS .CARAVAN .CHANEL .COOL<br />
.DATING .DOG .DOT .EARTH .ENGINEERING<br />
.EXTRASPACE .FAIL .FILM .FOUNDATION<br />
.GAY .GOODHANDS .GURU .HAMBURG .HELP<br />
.HYATT .IMAMAT .INDIANS .JCB .JOY .JUNIPER<br />
.KIDS .KOSHER .KYOTO .LAMBORGHINI<br />
.LIAISON .LOL .MAN .MEME .MONSTER<br />
.NETAPORTER .NEwS .NOw .OLDNAVY<br />
.OSAKA .OTT .PANASONIC .PHONE .PwC<br />
.RODEO .RUN .SALE .SEXY .STAPLES .THEATRE<br />
.TRANSFORMERS .TUNES .ULTRABOOK<br />
.UNICORN .UNIVERSITY .VANGUARD .VEGAS<br />
.VERISIGN .wANG .wEATHERCHANNEL .wOw<br />
.XBOX .XFINITY .XPERIA .YELLOwPAGES .YOU<br />
.YUN .ZARA .ZERO .ZULU<br />
Plus<br />
IP Translator:<br />
words of warning<br />
Imogen Wiseman p18<br />
Will trade mark professionals rise to the challenge of the<br />
new top-level domains, and who has applied so far? p12<br />
Media Watch p6 Summer Reception p9<br />
Recruitment round table p24 Events p42<br />
Malaysia’s<br />
year in marks<br />
Geetha K p21<br />
Issue 396 September 2012 itma.org.uk
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New starts are<br />
on the agenda<br />
his is the back-to-school time of year, when many people begin a new course, school<br />
T or college. For those who are starting a new job or thinking about recruitment, our<br />
Q&A with recruitment professionals will be a very interesting read. Meanwhile, the IP<br />
Translator decision from the Court of Justice of the EU means that all our working<br />
lives are beginning slightly anew; Imogen Wiseman, Chair of the Law & Practice<br />
Committee, gives her excellent analysis in this issue. In addition, Jonathan Clegg has<br />
written an OHIM update, following his recent evening meeting lecture, and the latest<br />
stages in Budweiser are reported by Kirsten Gilbert, who recently held a webinar on<br />
this topic, while Nick Wood kindly outlines some of the latest moves on gTLDs.<br />
I hope to see you at our Birmingham seminar in a few weeks’ time, and six months<br />
from now at our Spring Conference in London on 20 March. Buy your 20ı3 diary now<br />
and mark the date!<br />
Yours<br />
Catherine Wolfe<br />
ITMA President<br />
In this issue<br />
04 ITMA Business member benefits, moves, media Watch and more<br />
09 Summer Reception Photos from this popular mid-year gathering<br />
10 OHIM update Jonathan Clegg examines an active year at the european office<br />
12 New gTLDs Who’s rising to the challenge? Nick Wood has the answer<br />
16 Bud in the UK Kirsten Gilbert considers the impact of a battle of the <strong>beer</strong>s<br />
18 IP Translator Some words of warning from Imogen Wiseman<br />
21 Malaysia Geetha K reflects on some key decisions related to the country’s marks<br />
24 What’s on the horizon? experts offer answers on trade mark recruitment<br />
29 Familiar form falls short robert Cumming explains why Lindt’s bunny isn’t a Ctm<br />
30 Smooth sailing for Botox beauty brand beats Ctm challengers. by Kate Swaine<br />
32 No light for Universal Its invented term is now common parlance, says Nicole Giblin<br />
33 Common flavour Olive marks found too similar, writes richard burton<br />
34 War of words Anne Wong reminds us of the need to choose terms with care<br />
36 Program problem edwin Coe authors review a recent ruling on software protection<br />
38 Crocodilio lacks force Despite the AP going back to basics. by Philippa Caddick<br />
40 Gene Signature Case highlights question of applicant intention, says emma reeve<br />
41 The Feel Good factor Context was crucial in this case, as Peter Vaughan explains<br />
42 Events Forthcoming diary dates and events of interest for ItmA members<br />
ITMA SePtember 2012<br />
ItmA contacts<br />
General enquiries<br />
ItmA Office, 5th Floor, Outer temple,<br />
222-225 Strand, London WC2r 1bA<br />
email: tm@itma.org.uk<br />
tel: 020 7101 6090<br />
Committee chairs<br />
General Purpose & Finance:<br />
maggie ramage,<br />
maggie@ramage.co.uk<br />
Programme: Katie Cameron,<br />
kcameron@jenkins.eu<br />
Book: mark Hiddleston,<br />
m.hiddleston@elkfife.co.uk<br />
ITMA Review: tania Clark,<br />
tclark@withersrogers.com<br />
Law & Practice: Imogen Wiseman,<br />
i.wiseman@cleveland-ip.com<br />
Public Relations & Communications:<br />
James Setchell, james@ramage.co.uk<br />
Education & Training: Sanjay Kapur,<br />
sanjay.kapur@potterclarkson.com<br />
Designs: Chris mcLeod,<br />
chris.mcleod@ssd.com<br />
Trade Mark Administrators Course:<br />
richard Goddard,<br />
richard.goddard2@uk.bp.com<br />
Published on behalf of ITMA by:<br />
think, the Pall mall Deposit, 124-128<br />
barlby road, London W10 6bL<br />
tel: 020 8962 3020<br />
www.thinkpublishing.co.uk<br />
Editor: Caitlin mackesy Davies,<br />
caitlin@thinkpublishing.co.uk<br />
Advertising: Dalia Dawood,<br />
dalia.dawood@thinkpublishing.co.uk<br />
Account director: Sam Gallagher<br />
Publisher: Ian mcAuliffe<br />
ITMA Review<br />
Review content is provided by<br />
members on a voluntary basis, and<br />
reader suggestions and contributions<br />
are welcome. If you would like to<br />
contribute an article to a future issue,<br />
please contact tania Clark by email<br />
at tclark@withersrogers.com and<br />
Caitlin mackesy Davies at<br />
caitlin@thinkpublishing.co.uk.<br />
the views expressed in the articles<br />
in the Review and at any ItmA talk<br />
or event are personal to the authors,<br />
and do not necessarily represent the<br />
views of the Institute. ItmA makes<br />
no representations nor warranties<br />
of any kind about the accuracy of the<br />
information contained in the articles,<br />
talks or events.<br />
© ItmA 2012<br />
03 3
404<br />
itma.org.uk September 2012<br />
<strong>business</strong><br />
ITMA<br />
Chief Executive’s Bulletin<br />
We hope you had a productive summer, and that those<br />
in London have weathered the Olympic period well.<br />
Here’s a little about what we’ve been doing here at HQ<br />
IP Translator<br />
Around the cyber-lanes and cul-de-sacs<br />
of the internet, and on the street corners<br />
of the IP community, the decision from<br />
the Court of Justice of the EU (CJEU)<br />
in respect of the IP TRANSLATOR case<br />
has been under discussion (and in the<br />
ITMA Review also). ITMA issued a<br />
statement to welcome the decision,<br />
which provides greater clarity, and, as<br />
reported, the OHIM was quick to issue<br />
a response and change to practice with<br />
Communication Nº 2/ı2, issued on 20<br />
June. The UKIPO has been considering<br />
the impact on UK practice and a<br />
Practice Amendment Notice may be<br />
issued shortly. However, the decision<br />
from the CJEU is not likely to have<br />
brought an end to matters. ITMA will<br />
try to keep you up to date with any<br />
developments on this important matter<br />
for the IP practitioner and for <strong>business</strong>es<br />
inside and outside the EU.<br />
Regulation<br />
Alternative <strong>business</strong> structures are<br />
increasingly real, and something that<br />
firms, partners and the membership at<br />
large should be aware of and know more<br />
about. IPReg is applying to become a<br />
licensing authority and has launched<br />
a consultation on the matter. This closes<br />
on ı7 September and we encourage<br />
members to respond.<br />
Commercial Skills<br />
ITMA President Catherine Wolfe<br />
reported in her inaugural speech the<br />
desire to progress the education and<br />
training of non-core skills among the<br />
profession. It has since been termed<br />
Commercial Skills and the aim is to<br />
enable professionals to develop areas<br />
that are part of their regular work,<br />
but not necessarily a formal part of<br />
traditional IP training. ITMA started<br />
the ball rolling by offering a series of<br />
webinars to ITMA and CIPA members,<br />
which looked at various marketing<br />
elements. In addition, ITMA has looked<br />
at the possibility of producing sessions<br />
that focus on accounting and finance.<br />
ITMA hopes to make these available<br />
before the end of the year.<br />
Stays of proceedings<br />
Several practitioners have raised<br />
concerns about the implementation<br />
of the UKIPO’s Tribunal Practice<br />
Notice 2/20ıı, which clarified its policy<br />
on stays of proceedings while parties<br />
negotiate settlement. In particular, that<br />
stays are being refused even though the<br />
parties are genuinely attempting to settle.<br />
The Law and Practice Committee<br />
has been discussing these concerns with<br />
the UKIPO and is interested in<br />
hearing from practitioners who<br />
feel that their requests have been<br />
unreasonably refused, so that these<br />
can be presented to the UKIPO.<br />
ITMA is interested in all your cases,<br />
but particularly those where first or<br />
second requests for stays have been<br />
refused. If you have any such cases,<br />
please email details to keven@itma.org.<br />
uk. All cases will be kept confidential<br />
and will only be shared with the<br />
UKIPO as possible evidence.<br />
British Brands<br />
Group – research<br />
ITMA was invited to and attended the<br />
launch of an interesting report by the<br />
British Brands Group (BBG) entitled<br />
Unwrapped – The hidden power of<br />
packaging, which looks at three areas:<br />
Packaging in a market economy –<br />
a study by Norwich Business School<br />
on the consumer, competition and<br />
economic importance of packaging.<br />
The effect of branding on consumer<br />
choice – original consumer research<br />
from Mountainview Learning on the<br />
effect of changes to the size of branding<br />
on consumer behaviour and the<br />
effect where choices include packs<br />
of similar design.<br />
Confusion, heuristics and the<br />
consumer – a report by Speechly<br />
Bircham LLP exploring how consumers<br />
use mental shortcuts (heuristics) when<br />
shopping and how these heuristics may
e misappropriated. It explores how the<br />
courts assess whether confusion may arise<br />
and how new research tools may lead to<br />
quantifiable and more predictable results.<br />
The full reports, along with a<br />
summary, can be found on the BBG<br />
website - britishbrandsgroup.org.uk/<br />
pages/packaging. Well worth a read.<br />
Autumn Seminar<br />
Building on the success of previous<br />
years, ITMA is again running a<br />
one-day seminar in the autumn.<br />
This year’s event will be held on<br />
ıı October at the Hyatt Regency,<br />
Birmingham. The presentations<br />
and discussions will focus on a general<br />
theme of “Progress, problems and<br />
avoiding the gaps – the OHIM and<br />
WIPO systems after ı5 years”.<br />
Responses to consultations<br />
ITMA filed two official responses<br />
that you may wish to read. The first<br />
response contained comments on<br />
the discussion paper issued by the<br />
UKIPO entitled From Ideas to<br />
Growth: Helping SMEs get value<br />
from their Intellectual Property.<br />
In general, ITMA supported<br />
the ideas presented in the paper,<br />
but highlighted some areas where<br />
it was felt caution needed to be taken.<br />
Robert Ackroyd of WP Thompson reports<br />
on how ITMA’s team performed:<br />
16 May 2012, CIPA-ITMA beat Defra by<br />
32 runs: CIPA-ItmA 105-7 (Hull 28*,<br />
Duffy 15) (20.0 overs); Defra 73 a/o<br />
(Lumsden 4-7, Jolly 2-30) (19.0 overs).<br />
Some controlled bowling put Defra under<br />
pressure early on, and as the required run rate<br />
ramped up, the wickets fell. Stuart Lumsden was<br />
bowling accurately and was rewarded with four<br />
wickets for seven runs. Chris Milton also bowled<br />
economically, with six runs from his four overs.<br />
22 May 2012, against the Science<br />
Museum, abandoned due to bad weather.<br />
31 May 2012, CIPA-ITMA beat the<br />
Institute of Child Health (ICH) by 108<br />
runs: CIPA-ItmA 192-5 (Wilson 31*,<br />
Lumsden 29*) (20.0 overs); ICH 74 a/o<br />
(Spurr 3-6, Lumsden 2-5) (14.1 overs).<br />
A fine performance posted a total of<br />
192 for 5 at the end of the 20 overs.<br />
Notable performances included Justin<br />
Wilson scoring 31 not out and James<br />
Shearman with the first golden duck.<br />
7 and 12 June 2012, against<br />
ICR and Thomson Reuters,<br />
abandoned due to bad weather.<br />
ITMA encouraged the UKIPO to<br />
do more to support and promote<br />
the use of professional technical advice<br />
and to recognise that consumers<br />
need to be aware of the availability<br />
and benefit of this professional<br />
advice, at an early stage, particularly<br />
before it is too late.<br />
The second response contained<br />
comments on the consultation by<br />
the Department of Health entitled<br />
Standardised Packaging of Tobacco<br />
Products. The main point in this<br />
response stated that ITMA was<br />
nonpartisan on the generality of<br />
plain packaging per se, but if the<br />
Secretary of State for Health were<br />
to decide to make changes to the<br />
present range of appearances of<br />
tobacco products, ITMA would<br />
urge him to use mechanisms<br />
that do not affect trade mark<br />
law to deliver those objectives.<br />
The responses can be found in the<br />
secure members’ area of the ITMA<br />
website, in the library section, filed<br />
under “official responses”.<br />
Keven Bader<br />
Chief Executive<br />
This is an edited version of the bulletin<br />
sent to members on 20 July 2012.<br />
Season summary – CIPA-ITMA Cricket Club<br />
21 June 2012, CIPA-ITMA beat<br />
Transport for London (TfL)/Docklands<br />
Light Railway (DLR) by 116 runs:<br />
CIPA-ItmA 181-3 (milton 30*, Spurr 30*)<br />
(20.0 overs); tfL/DLr 65 a/o (Lumsden<br />
4-3, Flint 2-17) (12.1 overs).<br />
CIPA-ITMA batted first, and after an uncertain<br />
start due to Jake Flint getting another golden<br />
duck, the team put on 164 runs for the second<br />
wicket. This stand included two maximums (by<br />
hitting a 6 when on 24) by Chris Milton and Andy<br />
Spurr (from just 9 balls). Roger Lush and Stuart<br />
Lumsden managed to surpass the 25 retirement<br />
level, bringing up 182 for 3. The game ended with<br />
Heston Orchard becoming the second player this<br />
year to have a 100 per cent strike rate.<br />
26 June 2012, CIPA-ITMA beat Carpmaels<br />
& Ransford by 116 runs: CIPA-ItmA 185-5<br />
(Shearman 30*, Lindsey 26*) (20.0 overs);<br />
Carpmaels & ransford 91 a/o (milton 3-8,<br />
Jolly 3-18) (18.2 overs).<br />
A great start from the Lindsey family had<br />
the run rate over 12 with ten overs<br />
down. This slowed towards the end,<br />
but a great 185 for 5 was posted.<br />
3 and 10 July 2012 against<br />
BAT and The Times were<br />
both abandoned due to<br />
inclement weather.<br />
ITMA bUSINeSS<br />
Meetings and<br />
party venues<br />
Member<br />
benefits<br />
If you’re looking at where to hold<br />
your next meeting or this year’s office<br />
Christmas party, let IP Benefits Plus<br />
help. The Venue Team is a wellrespected<br />
and highly creative venuefinding<br />
<strong>agency</strong>. They can arrange<br />
anything from one-to-one meetings<br />
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For more information, visit IP<br />
Benefits Plus via itma.org.uk<br />
Terms and conditions apply. See website<br />
for further details. IP Benefits Plus is<br />
managed on behalf of ITMA by Parliament<br />
Hill Limited of 3rd Floor, 127 Cheapside,<br />
London EC2V 6BT. Neither are part<br />
of the same group as a provider.<br />
Calling all litigators<br />
Judge Birss QC has kindly offered to<br />
undertake a marshalling scheme, which<br />
will be available to ITMA trade mark and<br />
design litigators in late 2012/early 2013.<br />
The scheme offers qualified trade mark<br />
and design litigators the opportunity to<br />
spend two days shadowing Judge Birss QC<br />
observing his work, both in and out of<br />
court. Historically, this has been largely<br />
the preserve of the Bar.<br />
The marshalling scheme will take<br />
place between November 2012 and<br />
February 2013.<br />
If you are a qualified trade mark<br />
and design litigator and wish to apply,<br />
please email gillian@itma.org.uk by<br />
14 September. There are limited places<br />
available and, if oversubscribed,<br />
names will be drawn from a lottery.<br />
05 5
606<br />
itma.org.uk September 2012<br />
Media Watch<br />
An international edition<br />
News from far and wide has caught Ken Storey’s attention this time<br />
This edition of Media Watch<br />
takes on an international<br />
flavour, with stories from<br />
China, Russia, Switzerland,<br />
Austria and, closer to home,<br />
Guernsey and Scotland, not<br />
to mention the global impact<br />
of world wide web issues.<br />
China hit the headlines<br />
in most broadsheets and<br />
broadcast media with the<br />
resolution of the dispute<br />
between Proview and Apple<br />
over the use of the term<br />
“iPad”. Regular readers<br />
will recall that Proview had<br />
claimed earlier rights to<br />
the term in China, claiming<br />
its affiliate company had<br />
no right to sell the “iPad”<br />
name to Apple. Proview will<br />
receive £38m from Apple,<br />
which can now use the term<br />
in China where sales had<br />
been suspended pending<br />
a settlement. It may not<br />
be the last we hear of this,<br />
however, as the dispute<br />
continues in the US.<br />
Still in China, Scotland<br />
on Sunday reported that the<br />
whisky giant Chivas Regal<br />
failed in its bid to prevent a<br />
Chinese <strong>business</strong>man from<br />
manufacturing clothing<br />
bearing the Chivas Regal<br />
logo. The newspaper reported<br />
that the dispute centred on<br />
the practice of trade mark<br />
squatting in China, where it<br />
is the first to file that has the<br />
rights. Pernod Ricard, which<br />
owns the whisky brand, is<br />
quoted as pledging to fight on.<br />
The Scottish press has also<br />
taken up the cudgels on behalf<br />
of one of Scotland’s most<br />
iconic drinks, Irn-Bru, which<br />
is under threat from Russian<br />
imitations. According to the<br />
Daily Record, Irn-Bru is the<br />
third most popular soft drink<br />
in Russia (behind Coca-Cola<br />
and Pepsi). AG Barr, which<br />
owns the trade mark in Russia,<br />
is being challenged by Business<br />
Investment Group Holdings,<br />
which wants to cancel the<br />
trade mark protection, in<br />
Moscow’s Commercial Court. A<br />
spokeswoman for AG Barr said:<br />
“We will vigorously defend<br />
our trade marks in all relevant<br />
territories and this case is<br />
no exception.” I had no idea<br />
Irn-Bru was so popular outside<br />
Scotland, but it is clearly<br />
a huge market, so it is quite<br />
understandable that AG Barr<br />
will want to take such strong<br />
steps to protect its interests.<br />
Another example of<br />
protecting interests was<br />
covered by the Guardian<br />
at the end of June when it<br />
reported that the Guernsey<br />
Government has approved the<br />
introduction of legislation to<br />
allow celebrities, sports<br />
professionals and other media<br />
personalities to earn a fortune<br />
from not just their faces,<br />
but also their catchphrases,<br />
mannerisms and gestures.<br />
Usain Bolt, for example, would<br />
be able to register his victory<br />
bow-and-arrow pose. If a<br />
company were to commercially<br />
exploit that pose, and if that<br />
exploitation was viewable in<br />
Guernsey, a financial claim<br />
could be made in Guernsey.<br />
According to the Guardian,<br />
opinions differed as to the
‘Hopefully, Catherine Wolfe’s Olympic<br />
warning will have been picked up and<br />
raised ITMA’s profile even further’<br />
practical application of the<br />
legislation, but it is yet another<br />
example of the growing<br />
importance of image rights<br />
and the influence of modern<br />
media, the internet and other<br />
electronic communication.<br />
Similarly, the Metro<br />
newspaper, among many<br />
others, reported that Facebook<br />
has paid more than £6m to<br />
charity to settle a lawsuit<br />
claiming violation of users’<br />
rights regarding the use of their<br />
names, photographs and<br />
likenesses in the adverts that<br />
appear on a member’s page.<br />
I am not sure what legislation<br />
this actually comes under,<br />
but it does highlight how<br />
the apparently innocent<br />
development of new<br />
technologies can infringe<br />
legal rights.<br />
Regarding news of ITMA,<br />
the IP Translator case received<br />
good coverage in the specialist<br />
press and will no doubt<br />
continue to garner interest<br />
(see page 18 of this issue for<br />
more comment). ITMA issued<br />
a press release welcoming the<br />
“greater clarity” resulting from<br />
the EU Court decision and<br />
quoted ITMA Review author<br />
and Council member Imogen<br />
Wiseman, partner at Cleveland,<br />
as saying: “The Court’s decision<br />
should take away much of the<br />
ambiguity and inconsistency in<br />
the system.” The EU Court also<br />
featured in another of ITMA’s<br />
press releases when First Vice<br />
President Chris McLeod<br />
commented on the ruling that<br />
Czech brewer Budvar and<br />
American brewer Anheuser-<br />
Busch could both continue<br />
to own registrations of the<br />
Budweiser brand name in the<br />
UK. ITMA President Catherine<br />
Wolfe also issued a statement<br />
warning that the unauthorised<br />
use of the five-rings Olympic<br />
symbol, or even the words<br />
“London 2012”, could be a risky<br />
<strong>business</strong> and that trade mark<br />
attorneys could advise on any<br />
grey areas. Hopefully these<br />
comments, made in early July,<br />
will have been picked up by<br />
the media and will raise ITMA’s<br />
profile and that of trade mark<br />
attorneys even further.<br />
Startups.co.uk carried a good<br />
article by trade mark attorney<br />
Trevor Wright that explained<br />
the importance of trade marks<br />
to <strong>business</strong> and outlined the<br />
trade mark registration process.<br />
The piece concluded with a<br />
reference to the availability of<br />
professional advice from trade<br />
mark attorneys throughout<br />
the UK on the ITMA website.<br />
Meanwhile, the Midweek Herald,<br />
based in East Devon, carried<br />
a warning notice from Giles<br />
Chichester, MEP for South West<br />
England and Gibraltar, about the<br />
scam notices for Community<br />
Trade Mark renewals. I haven’t<br />
seen any similar pieces from<br />
his MEP counterparts, but I was<br />
impressed that he made the<br />
point that OHIM never sends<br />
requests for direct renewal<br />
payments and that the<br />
official-looking invoices are,<br />
in fact, “illegal”. The newspaper<br />
itself called them scams, but<br />
at least the message is<br />
getting across.<br />
Finally, I was drawn to the<br />
Guardian’s coverage of the new<br />
Twitter logo, which set out all the<br />
guidelines for use. In particular,<br />
the paragraph that said: “Twitter,<br />
too, is taking its trade mark<br />
guidelines seriously: its policy<br />
page warmly advises that the<br />
rules are there so users do not<br />
have to ‘worry about negotiating<br />
a separate agreement with us or<br />
talking to our lawyers’. No one<br />
likes talking to trade mark<br />
lawyers.” They might very well<br />
say that, but I couldn’t possibly<br />
comment! (With apologies<br />
to Francis Urquhart, House<br />
of Cards)<br />
Ken Storey<br />
ken.storey@btinternet.com<br />
Member<br />
moves<br />
ITMA bUSINeSS<br />
Gareth Jenkins<br />
has been made a partner<br />
at Wynne-Jones IP. Gareth<br />
qualified as a registered<br />
trade mark Attorney in<br />
2005 and joined the firm<br />
in 2008. He currently<br />
acts for a variety of<br />
clients, from individuals<br />
to multinationals, and has<br />
particular experience in<br />
the management of global<br />
trade mark portfolios and<br />
counterfeiting. He splits his<br />
time between the firm’s<br />
Cheltenham and Cardiff<br />
offices. Contact Gareth<br />
at gareth.jenkins@<br />
wynne-jones.com<br />
Ben Mooneapillay<br />
was appointed as a partner<br />
at the Oxford office of<br />
JA Kemp with effect from<br />
1 may 2012. He joins the<br />
firm from another local<br />
practice, having started<br />
his career at a global law<br />
firm. Contact ben at<br />
bmooneapillay@jakemp.<br />
com or on 01865 406100.<br />
07 7
11 OCTOBER 2012 HyATT REGENCy HOTEL, BIRMINGHAM<br />
ITMA<br />
AuTuMn seMInAR<br />
and drinks reception<br />
Progress, Problems and<br />
avoiding the gaPs – the ohim and<br />
WiPo systems after 15 years<br />
C O N F I R M E D S P E A K E R S<br />
Dimitris Botis OHIM Update<br />
Mary Bagnall Descriptive Marks – Enforcement Implications<br />
Katie Cameron 3 Dimensional Brands, Trade Marks and Designs<br />
Amanda Michaels Falling through the gaps – when it all goes wrong<br />
DRInKS RECEPTIOn OPEn TO nOn-DELEGATES<br />
For more details and to register visit itma.org.uk<br />
sponsored by<br />
5 iPreg<br />
CPd<br />
hours
Summer in the City<br />
Damp weather failed to dull the spirits of ITMA members at the<br />
annual Summer Reception on ı0 July in Stationers’ Hall, London<br />
1<br />
3<br />
4<br />
2<br />
5<br />
6<br />
7<br />
8<br />
9<br />
10<br />
11<br />
12<br />
SUMMER reCePtION<br />
1 stationers’ Hall’s historic signage<br />
2 Alice Manisty and Geoff Steward<br />
(macfarlanes), Catherine Wolfe<br />
(ItmA President)<br />
3 Kenneth Mullen (Withers LLP),<br />
Fiona Conan and Paul Harris (Gowlings)<br />
4 Theresa Castle (bristows),<br />
Bobby Mukherjee (bAe Systems,<br />
Farnborough), Kate O’Rourke (Charles<br />
russell LLP), Sally Dunstan (bristows)<br />
5 Vicky Butterworth (Charles russell), Mark<br />
Finn (emW), Heather Newton and<br />
Joanna Silver (Herbert Smith)<br />
6 Tom Sharman (reddie & Grose LLP),<br />
Flora Cook (Kilburn & Strode LLP),<br />
Rebecca Brenikov and Zoe Dewhurst<br />
(reddie & Grose LLP)<br />
7 Felicity Hide (boult Wade tennant),<br />
Hilde Vold Aunebakk (Acapo AS, Norway),<br />
Spencer Burgess (eccora)<br />
8 Ese Akpogheneta and Tim Coleman<br />
(rouse), Kathy Wright (Aftellas Pharma),<br />
Tabea Trabe and Catherine Barbour (rouse)<br />
9 Lianne Bulger (Squire Sanders),<br />
Patsy Heavey (Formula One management),<br />
Amandeep Sander (Squire Sanders),<br />
Sean Corbett (Formula One management),<br />
Florian Traub (Squire Sanders)<br />
10 Andrew MacGowan and Trevor Whitehouse<br />
(mac eleven)<br />
11 Rita Sunny-yangs (GH Sigurgeirsson, Iceland),<br />
Mark Newton (thomson reuters)<br />
12 Linda Bray (Wildbore & Gibbons),<br />
Aidan Robson (reddie & Grose LLP),<br />
Katherine Stephens (bird & bird LLP)<br />
09
10<br />
itma.org.uk September 2012<br />
Consistency remains<br />
a challenge at OHIM<br />
Jonathan Clegg of Cleveland reviews an active<br />
year of filings for the Office and finds two<br />
Articles in need of attention<br />
How does one summarise a year’s<br />
worth of decisions at OHIM on<br />
two pages? The answer is with great<br />
difficulty, but Article 7 seems a good<br />
place to start. Ex parte appeals at OHIM<br />
are on track to increase from 344 in 20ıı<br />
to more than 400 in 20ı2, with about<br />
one in eight being fully reversed from<br />
the Examination Division. Many of<br />
these are unsurprising – ECOBOND<br />
refused for “backing for carpet tiles”<br />
(R2097/20ıı-4), PRECISION for<br />
class 9/ı0/ı6 goods (Rı270/20ıı-ı) and<br />
SUSTAIN for “implantable cardiac<br />
pacemakers” (Rı520/20ıı-2), but one<br />
or two catch the eye.<br />
The mark shown in figure one was<br />
accepted in classes 35/42 (Rı279/20ıı-2),<br />
Fig. 1<br />
Fig. 2 R637/2011–4 and R1168/2011-4<br />
Opposed by<br />
MASIA DE CARO<br />
Fig. 3<br />
Opposed by<br />
DOKO<br />
with the Board of Appeal (BoA)<br />
delivering a decision that was highly<br />
critical of the Examination Division.<br />
This followed the Court of Justice of<br />
the EU decision on the Greek letter α<br />
(C-265/09P), which reiterated that no<br />
special criteria or level of creativity is<br />
required for a sign to be registrable.<br />
The BoA’s decision is well argued,<br />
although it may be pushing it to<br />
suggest that the fact that the letter<br />
“π” appears against a black circular<br />
background “is nevertheless a factor<br />
which makes it less likely that the π will<br />
be overlooked or disregarded or passed<br />
over as some inconsequential detail”.<br />
Some word marks were lucky to be<br />
accepted by the Examination Division<br />
on a prima facie basis, including:<br />
SOLUTION in class 16 (Ctm 9590481)<br />
– how can any goods or services<br />
realistically be said not to offer<br />
some kind of “solution”?<br />
REQUISITE SOFTWARE (Ctm<br />
9868902) for, inter alia, “software<br />
to enable purchasing of products<br />
via computer” in class 9.<br />
No comment necessary.<br />
ROAD SOLUTION for services including<br />
transport and travel arrangement<br />
(Ctm 10060911).<br />
REIMAGINING BUSINESS for,<br />
inter alia, <strong>business</strong>-related services<br />
(Ctm 10088623).<br />
Most slogans and straplines that went<br />
to appeal were refused, for example<br />
VODKA AS IT SHOULD BE for<br />
“vodka” (R6ı4/20ıı-4), but one bucked<br />
the trend: DEFINING TOMORROW,<br />
TODAY, which probably does fall on<br />
the right side of the line (Rı264/ı2ıı-2).<br />
The Bang & Olufsen (“B&O”)<br />
loudspeaker decision of the General<br />
Court (T-508/08) caused a lot of<br />
debate, not least because B&O seemed<br />
to be caught between a rock and a hard<br />
place: while the General Court initially<br />
agreed (in earlier appeal T-460/05) that<br />
the design “departed significantly from<br />
the industry norms” and waived the<br />
Article 7(ı)(b) objection, OHIM then<br />
raised an Article 7(ı)(e)(iii) objection<br />
that the shape gives “substantial value”<br />
to the goods – by virtue of the same<br />
attractive qualities that caused the<br />
Article 7(ı)(b) objection to be waived.<br />
In other words, they seemed to be<br />
penalised for coming up with a design<br />
that was too distinctive. No appeal<br />
decisions since then seem to have<br />
had to tackle this tension between<br />
Article 7(ı)(b) and Article 7(ı)(e)(iii).<br />
OHIM, however, continues to be<br />
reluctant to allow three-dimensional<br />
marks without evidence of acquired<br />
distinctiveness.<br />
On this subject, there were 27<br />
appeals between June 20ıı and June<br />
20ı2 in which acquired distinctiveness<br />
under Article 7(3) was specifically<br />
considered, but only one of these<br />
appeals was allowed, and a further<br />
single case remitted to the Examination<br />
Division. Of course, many marks<br />
continue to be accepted for registration<br />
on the basis of acquired distinctiveness,<br />
but it is interesting that the<br />
success rate on appeal is so low.<br />
There still seem to be some<br />
inconsistencies on how acquired<br />
distinctiveness is evaluated by<br />
OHIM, including on the issue
of the geographical extent of evidence<br />
required, especially where there are<br />
issues of language. The Max Planck<br />
Institute’s recommendations on<br />
acquired distinctiveness include<br />
a relaxation of the necessary<br />
geographical extent of evidence,<br />
on the basis that the assessment<br />
should treat the EU as a single<br />
territory and not compartmentalise<br />
it country by country.<br />
Article 8<br />
Turning to Article 8, there have<br />
been some interesting decisions<br />
by the BoA. A likelihood of<br />
confusion was held in respect<br />
of both the pairs of marks<br />
shown in figure two.<br />
Turning to word marks, a likelihood<br />
of confusion was held between<br />
KELLFRI and KELLY for identical class<br />
ı2 goods (R48ı/20ıı-4), but not between<br />
JUP and JOOP! for identical or similar<br />
goods in classes 9/ı8/25 (R474/20ıı-2).<br />
The BoA took leave of its senses<br />
when it overturned an Opposition<br />
Division decision on the marks<br />
FERRACINI 24h (see figure three)<br />
v 24 HRS DUO, finding a likelihood<br />
of confusion in a bewildering decision<br />
that gave virtually no credence to<br />
the presence of the invented and<br />
distinctive word FERRACINI in<br />
making its comparison.<br />
Nine decisions of the BoA were<br />
decided on Article 8(4) only. Six of<br />
these were dismissed at first instance<br />
and not reversed on appeal; two were<br />
allowed at first instance and again on<br />
appeal – for a trade name in Spain<br />
(R3ı6/20ıı-ı) and for a company or<br />
trade name in France (R2486/20ı0-2);<br />
and one was allowed at first instance<br />
but refused on appeal (R2488/20ı0-ı).<br />
The clear impression formed from<br />
these nine decisions is that a methodical<br />
and thorough approach to evidence<br />
is needed for a positive decision. In<br />
many cases, opponents fell foul of<br />
the clear requirements of Article 8(4),<br />
most commonly “used in the course of<br />
trade…”, which is, of course, necessary<br />
irrespective of whether use is required<br />
under national law in relation to<br />
the relevant earlier right.<br />
Decisions under Article 8(3)<br />
are rare, but one case went to<br />
the BoA (R85/20ı0-4), and its<br />
factual background to this case draws<br />
out many of the key points of this<br />
provision – including the fact that a<br />
“Memorandum of Understandings<br />
for Worldwide Licence Rights” was<br />
insufficient to establish a fiduciary<br />
relationship between the parties.<br />
To end on a slightly depressing<br />
note, one of the relatively rare decisions<br />
on restitutio in integrum (opposition<br />
Bı763500), which revolved around<br />
‘The clear impression formed from these nine decisions<br />
is that a methodical and thorough approach to evidence<br />
is needed for a positive decision’<br />
ABOUT THE<br />
AUTHOR<br />
OHIM UPDAte<br />
the fact that a deadline for filing<br />
observations-in-reply in an opposition<br />
was missed, is yet another example<br />
of restitutio being refused, and of<br />
how difficult it is for an applicant<br />
to meet the “all due care” requirement.<br />
In summary, the overall level<br />
of activity at OHIM, including<br />
filing figures and output of decisions,<br />
has remained high throughout 20ıı<br />
and 20ı2 against a tough economic<br />
backdrop. Its big challenge, however,<br />
remains consistency of decisions,<br />
especially under Articles 7 and 8.<br />
Jonathan spoke on this topic at<br />
an ITMA Evening Meeting on<br />
19 June 2012. See page 42 for<br />
forthcoming meetings.<br />
Jonathan Clegg<br />
is a Partner at Cleveland<br />
j.clegg@cleveland-ip.com<br />
Jonathan specialises in trade<br />
mark clearance and strategy,<br />
with a particular emphasis on<br />
uk and ctm oppositions and<br />
portfolio management.<br />
11
12<br />
nEW gTLDs REqUIRE<br />
fRESH THInKInG<br />
Nick Wood of Valideus considers the impact of the first round<br />
of ICANN’s new gTLD process and wonders whether trade<br />
mark professionals will rise to the challenges
Imagine it is this time next year.<br />
Suppose that you are an in-house<br />
trade mark manager and that the global<br />
head of IP of your company wants<br />
a memo from you on developments<br />
in the domain name system. If you<br />
ignored the changes that are currently<br />
underway, here’s what you might<br />
have to say:<br />
“The irresponsible approach of the<br />
Internet Corporation for Assigned<br />
Names and Numbers (ICANN) to<br />
the expansion of the generic top-level<br />
domain (gTLD) space has led to an<br />
unprecedented rise in the number<br />
of challenges we face. Infringers are<br />
filing abusive registrations in registries<br />
opened by internet speculators that<br />
we did not want, some of which<br />
correspond with key areas of<br />
importance to us. We must find a<br />
way of reinforcing trust in our online<br />
identity because the search engines<br />
are starting to rank natural and paidfor<br />
listings for new gTLDs above<br />
those under .com.<br />
“We are faced with between 50<br />
and 80 new registries launching with<br />
a Sunrise every month until the end<br />
of 20ı4. The new rights protection<br />
mechanisms are of some assistance, but<br />
we need to re-forecast our budgets.”<br />
On the other hand, if you anticipated<br />
the changes, your memo might read<br />
very differently:<br />
“We monitored the ICANN new<br />
gTLD expansion plans during its<br />
six-year development and formed a<br />
team in the autumn of 20ı2 to ensure<br />
we were prepared when the first<br />
applications went live in July 20ı3. We<br />
have developed relationships with the<br />
operators of registries that are important<br />
to us and our customers, filing several<br />
brand, product or service 637<br />
keyword 899<br />
brand keyword 255<br />
community 73<br />
geographic 55<br />
community/geographic 11<br />
new registrations that have, in part,<br />
been made affordable because we have<br />
lapsed domains in older registries that<br />
attracted little traffic. We budgeted to<br />
ensure that we can use the Trademark<br />
Clearinghouse and the Uniform Rapid<br />
Suspension System effectively.<br />
“We are working with our public<br />
affairs colleagues and our Government<br />
representatives through some of our<br />
industry associations to ensure that<br />
ICANN’s policy development process<br />
takes greater heed of <strong>business</strong> needs.<br />
We are participating in ICANN<br />
discussions that should lead to<br />
enhanced measures to reduce defensive<br />
registrations and we expect mandatory<br />
Whois accuracy to be introduced later<br />
this year. We are also co-operating<br />
with our marketing colleagues, who<br />
are monitoring consumer reaction<br />
to the new gTLDs, including how<br />
Google, Yahoo! and Bing are changing<br />
their algorithms and whether the<br />
internationalised domain name (IDN)<br />
registries (in scripts other than English<br />
or Ascii) are making an impact on<br />
local markets. Once we have this<br />
information, we will make an informed<br />
decision whether to apply ourselves<br />
when application re-opens in 20ı5.”<br />
If you prefer the second memo to<br />
the first (and who wouldn’t?), here is<br />
some background information gleaned<br />
from ICANN’s Reveal Day data on<br />
who applied. It might just help you<br />
assemble the cross-disciplinary team<br />
you’ll need to create a strategic plan to<br />
respond to the new gTLDs, and make<br />
that second memo a reality.<br />
Unexpected response<br />
ICANN anticipated 500 applications,<br />
but received 2,09ı applications for<br />
APPLICATIOnS By TyPE Of TLD<br />
gTLD<br />
GLOSSARy<br />
TLD (top-level<br />
domain)<br />
the final part of an<br />
internet address, eg<br />
.com in google.com<br />
ICANN<br />
gTLD (generic<br />
top-level domain)<br />
a suffix affixed to an<br />
internet address that<br />
does not relate to a<br />
specific geographic<br />
location/country,<br />
such as .com, .net<br />
or .gov<br />
Sunrise<br />
a priority registration<br />
period for rights<br />
owners, after which<br />
a registry opens to<br />
the general public.<br />
Character strings<br />
the sequence or<br />
combination of<br />
characters applied for.<br />
IDN<br />
(internationalised<br />
domain names)<br />
domain names in<br />
local scripts, such<br />
as arabic or cyrillic,<br />
rather than ascii<br />
(the latin alphabet<br />
– a to z).<br />
Dot Brand<br />
a corporate<br />
applicant for a gtld<br />
registry, such as<br />
philips (which has<br />
applied for .philips).<br />
whois<br />
a programme that<br />
enables internet<br />
users to determine<br />
“who is” the owner of<br />
a registration. Whois<br />
records should<br />
show the name<br />
and contact details<br />
of the registrant.<br />
13
14<br />
itma.org.uk September 2012<br />
SECTOR nUMBER Of APPLICAnTS<br />
banking and finance 55<br />
Industry and manufacturing 48<br />
Internet and It 45<br />
retail 41<br />
Communications and post 36<br />
electronics 32<br />
media and publishing 27<br />
Insurance 23<br />
Automobiles 21<br />
Not for profit and industry body 20<br />
biotech and pharma 19<br />
entertainment 18<br />
Hotels and travel 15<br />
Consultancy 11<br />
Luxury 10<br />
transportation 8<br />
Sports 8<br />
Other 8<br />
Food, beverages and restaurants 6<br />
Fashion 4<br />
Grand total 455<br />
character strings in the initial period.<br />
When the application period finally<br />
closed, after a systems failure that<br />
ICANN characterised as a glitch caused<br />
a six-week delay, ı6ı strings had been<br />
withdrawn, leaving a total of ı,930<br />
applications for ı,409 unique strings.<br />
Of ıı6 applications for IDN registries<br />
(which include characters in scripts<br />
other than English or Ascii), the most<br />
popular are Chinese (67), Arabic (ı5),<br />
Japanese (ı0), Russian Cyrillic (8),<br />
Korean (3) and Hebrew (ı). Fourteen<br />
IDN strings were applied for by more<br />
than one applicant.<br />
There were 84 self-designated<br />
community applications (.ngo,<br />
.gay, .tennis) and 66 geographic<br />
applications (.swiss, .tirol, .zuerich).<br />
Despite much-vaunted efforts<br />
by ICANN to market the concept<br />
of the new gTLDs around the world,<br />
applicants from North America and<br />
Europe dominated the application<br />
process. Africa, Latin America and Asia,<br />
including Australasia, accounted for just<br />
over ı7 per cent of applicants.<br />
Dot Brand applicants<br />
It is hard to calculate the exact number<br />
of Dot Brand applicants because some<br />
organisations chose to apply through<br />
holding companies and a few are not<br />
well known. However, it appears that<br />
33 per cent of all applications (637)<br />
were submitted by brand owners.<br />
The largest brand applicants were<br />
Google (ı0ı), Amazon (76), Richemont<br />
(ı5) and Microsoft (ıı). In total, 36 of<br />
the Fortune ı00 companies applied.<br />
The distribution of Dot Brand<br />
applicants is marginally more even than<br />
the overall distribution of applicants,<br />
thanks to applications from China and<br />
Australia in particular.<br />
Some interesting brand applicants<br />
emerged with IDN applications<br />
from beyond North America and<br />
Europe, including the Emirates<br />
Telecommunications Corporation,<br />
Kuwait Finance House, Qatar Telecom,<br />
Beijing Tele-info and Xinhua News.<br />
Bridgestone, Nokia, L’Oréal, Philips<br />
and Samsung applied in both English<br />
and for IDNs of their key brands.<br />
Dot Brand applicants featured<br />
companies concerned to protect their<br />
key brands from third parties with<br />
a competing claim, such as Delta Air<br />
Lines (.delta) and Ralph Lauren (.polo);<br />
to exploit the new gTLDs to support<br />
internet marketing and sales (.hilton,<br />
.homedepot); to explore the platform<br />
of innovation that a new gTLD registry<br />
brings for digital distribution (.hbo,<br />
.fox); and to enhance security and<br />
trust (.barclays, .hermes). Some brands<br />
were working on the principle that:<br />
“If it does not end in Chanel, it’s<br />
not Chanel.” We know this from<br />
the answers given to question ı8<br />
on the application form, which<br />
required applicants to set out the<br />
mission and purpose of their registry<br />
(for more, click More Information<br />
at http://newgtlds.icann.org/en/<br />
program-status/application-results/<br />
strings-ı200utc-ı3junı2-en).<br />
A further 255 applications were<br />
made by brand owners for keywords.<br />
For example, Google has applied for .app,<br />
.cloud, .map, .movie, .music, .search, etc.<br />
Where there is more than one<br />
application for a character string,<br />
‘ICANN received $357 million in application fees from<br />
this first application round. Trade mark professionals<br />
now need to consider not whether but how to get involved<br />
with the new gTLD programme – it’s here to stay’
1000 911<br />
800<br />
600<br />
400<br />
200<br />
0<br />
North<br />
America<br />
nUMBER Of APPLICATIOnS By REGIOn<br />
675<br />
303<br />
ICANN will place the applications<br />
into a contention set. If all the<br />
applicants in a contention set pass<br />
initial evaluation, they will be placed<br />
into a highest bid auction from August<br />
20ı3, unless the parties involved come<br />
to a private arrangement.<br />
There a few notable clashes between<br />
brand owners. For example, the<br />
American Institute of Certified Public<br />
Accountants is competing with the<br />
Australian Institute of Certified Public<br />
Accountants and three others, including<br />
Google, for .cpa, while the Guardian<br />
Life Insurance Company of America is<br />
up against Guardian News and Media<br />
Limited for .guardian.<br />
All told, ICANN received<br />
$357 million in application fees<br />
from this first application round.<br />
In addition to this windfall, it will<br />
point to nearly 2,000 applications, a<br />
third of which come from brand<br />
owners, as justification for a second<br />
round. Trade mark professionals now<br />
need to consider not whether but how<br />
to get involved with the new gTLD<br />
programme – it’s here to stay. By 20ı5,<br />
the number of domain registries in the<br />
world will have grown from the 300<br />
that exist today to more than ı,500.<br />
New thinking is required.<br />
24<br />
Europe Asia Pacific Latin<br />
America<br />
Africa<br />
17<br />
ABOUT THE<br />
AUTHOR<br />
ICANN<br />
Nick Wood<br />
is Managing<br />
Director of Valideus<br />
nick.wood@comlaude.com<br />
nick is the managing director<br />
of accredited registrar com<br />
laude and consultancy<br />
valideus, which assisted<br />
brand owners to make more<br />
than 120 new gtld applications<br />
(six per cent of the total).<br />
BRAnD APPLICATIOnS By REGIOn<br />
north america 269<br />
africa 6<br />
latin america 7<br />
asia pacific 155<br />
europe 200<br />
15
16<br />
itma.org.uk September 2012<br />
Budweiser in the UK<br />
Kirsten Gilbert of Marks & Clerk Solicitors<br />
LLP considers the effect on trade mark<br />
practice of one long-running battle of the <strong>beer</strong>s<br />
The latest stage of the dispute<br />
between Anheuser-Busch Inc<br />
(“Anheuser-Busch”) and Budêjovický<br />
Budvar Národní Podnik (“Budvar”),<br />
concerning the UK word mark<br />
BUDWEISER, had its most recent<br />
chapter written on 3 July, when<br />
Ward LJ and Warren J agreed<br />
to allow a Budvar appeal.<br />
Dispute in brief<br />
Both Anheuser-Busch and<br />
Budvar applied to register the<br />
word BUDWEISER in class 32<br />
in respect of <strong>beer</strong>s. Both<br />
Anheuser-Busch and Budvar<br />
filed cross-oppositions, but the<br />
Court of Appeal ultimately<br />
allowed both marks to be<br />
registered on ı9 May 2000. The<br />
oppositions were determined<br />
under the Trade Marks Act ı938.<br />
Under the Trade Marks<br />
Act ı994, however, Anheuser-<br />
Busch considered that it had<br />
an opportunity to seek to<br />
invalidate the Budvar word<br />
mark on the basis that the<br />
Anheuser-Busch mark was<br />
an earlier identical mark<br />
registered in respect of<br />
identical goods. There<br />
appeared to be nothing in<br />
the ı994 Act or the transitional<br />
provisions to prevent this and<br />
so, four years and 364 days<br />
after the registration of the<br />
Budvar mark, Anheuser-<br />
Busch applied to invalidate<br />
Budvar’s registration.<br />
The basis of Budvar’s entitlement<br />
to the registration had been “honest<br />
concurrent use” under the ı938 Act and<br />
this was not thought to have a place in<br />
First Council Directive 89/ı04/EEC<br />
or in the ı994 Act that followed.<br />
Anheuser-Busch was successful in<br />
the Trade Mark Registry and in the<br />
High Court. Budvar appealed to the<br />
Court of Appeal. The main point at<br />
issue was whether there was room in<br />
the Directive for consideration of the<br />
effect of long concurrent use. The<br />
arguments focused on the possible<br />
accommodation of honest concurrent<br />
use in either Article 9 – acquiescence –<br />
or Article 4(ı)(a) of the Directive when<br />
considering the effect on the essential<br />
function of a trade mark.<br />
Article 9<br />
The key issue under Article 9 was<br />
when the five-year period, after which<br />
acquiescence would be presumed,<br />
commenced. Could it take into<br />
consideration long-term honest<br />
concurrent use before the later mark<br />
was registered? Budvar had been using<br />
the BUDWEISER mark in the UK<br />
since ı973 – some 32 years by the time<br />
Anheuser-Busch applied to invalidate<br />
the mark. Anheuser-Busch had known<br />
of the use for all of that time and<br />
certainly since ı976, when it sued<br />
Budvar for passing off as a result of<br />
Budvar’s use of the BUDWEISER name.<br />
The Court of Justice of the European<br />
Union (CJEU) made it clear that the<br />
conditions that are necessary for the<br />
five-year period to start running are:
‘In cases where there has been long concurrent use, it may be<br />
advisable to expressly plead in a double identity case that the<br />
later mark will have an adverse effect on the earlier mark’<br />
• registration of the later mark;<br />
• application of the later mark made<br />
in good faith;<br />
• use of the later mark in a Member State<br />
where it has been registered; and<br />
• knowledge by the proprietor of the<br />
earlier mark that the later trade mark<br />
has been registered and has been<br />
used after its registration.<br />
There was some discussion as to<br />
the meaning of acquiescence in the<br />
submission made by the European<br />
Commission to the CJEU. In the view<br />
of the Commission it may be helpful<br />
to compare acquiescence with consent,<br />
which has been interpreted several<br />
times by the CJEU in the context of<br />
exhaustion of rights. There must be an<br />
express and positive statement of consent.<br />
In contrast, acquiescence is characterised<br />
by more passive behaviour that is a tacit<br />
acknowledgement of the use of the other<br />
mark. The CJEU did state that a person<br />
can only acquiesce to the conduct of<br />
another if they are in a position to stop<br />
such conduct. It contrasted this with the<br />
position in which a person tolerates a<br />
situation they have no ability to stop.<br />
One of the points to which the CJEU<br />
referred was the need for legal certainty,<br />
but it is not at all clear that this will be<br />
achieved. One of the conditions for<br />
deciding that the five-year period has<br />
begun is a determination of the moment<br />
from which the owner of the earlier mark<br />
has knowledge that the later mark is<br />
being used, and it is very difficult for the<br />
proprietor of the later mark to be certain<br />
of when the owner of the earlier mark<br />
acquired the requisite knowledge.<br />
On the question of awareness of use,<br />
the Commission submitted that it is a<br />
subjective matter and so, to make up<br />
for the difficulty of adducing proof in<br />
relation to awareness of use, a national<br />
court may rely on presumptions such<br />
as the general knowledge in the section<br />
and the duration of the use.<br />
Article 4(1)(a)<br />
If Article 9 cannot accommodate honest<br />
concurrent use, is there room for it in<br />
Article 4(ı)(a)? The CJEU ruled that<br />
where there has been a long period<br />
of honest concurrent use of two trade<br />
marks, and where that use neither has<br />
nor is liable to have an adverse effect<br />
on the essential function of the trade<br />
mark, Article 4(ı)(a) will not apply.<br />
The CJEU referred to the fact that<br />
Anheuser-Busch and Budvar had both<br />
used the BUDWEISER mark for almost<br />
30 years prior to the registration of the<br />
marks, that they had been authorised to<br />
use the marks after the Court of Appeal<br />
judgment in the earlier oppositions, that<br />
both were using the marks in good faith<br />
and that UK consumers were aware of<br />
the differences between the products,<br />
which are clearly identifiable as being<br />
produced by different companies.<br />
On the basis of the CJEU ruling,<br />
the Court of Appeal in its recent<br />
decision of 3 July allowed Budvar’s<br />
appeal and rejected Anheuser-Busch’s<br />
application for invalidity of Budvar’s<br />
UK trade mark for BUDWEISER.<br />
In cases where there has been long<br />
concurrent use (it is not yet clear how<br />
long the use has to be), it may be<br />
ABOUT THE<br />
AUTHOR<br />
wEBINAR<br />
Kirsten Gilbert<br />
is a Partner at Marks & Clerk<br />
Solicitors LLP<br />
kgilbert@marks-clerk.com<br />
Kirsten advises on all aspects<br />
of IP and works with clients<br />
in a wide range of <strong>business</strong><br />
sectors. She has particular<br />
expertise in litigation and<br />
has represented clients in<br />
the High Court, the Patents<br />
County Court and the Court<br />
of Appeal, as well as in<br />
proceedings before the Court<br />
of Justice and the General<br />
Court of the european Union.<br />
advisable to expressly plead in a double<br />
identity case that the later mark will<br />
have an adverse effect on the essential<br />
function of the earlier mark, as this is<br />
now a condition for the application<br />
of Article 4(ı)(a).<br />
It is interesting to see requirements,<br />
such as an adverse effect on the essential<br />
function of a trade mark, that we<br />
are used to considering in cases on<br />
infringement also having a place for<br />
consideration in cases on registrability.<br />
The long and interesting battle<br />
between these two trade mark owners<br />
continues to provide us with thoughtprovoking<br />
decisions on trade mark law.<br />
Kirsten spoke on this topic at a joint<br />
ITMA/CIPA webinar in June.<br />
For details of forthcoming events in<br />
this continuing programme, see page 42.<br />
Marks & Clerk Solicitors LLP acted<br />
for Budêjovický Budvar Národní Podnik.<br />
17
18<br />
itma.org.uk September 2012<br />
Words of warning<br />
The CJEU decision in the IP Translator case still leave much<br />
open to interpretation, says Imogen Wiseman of Cleveland<br />
For many practitioners in the UK,<br />
interpreting the scope of a trade<br />
mark registration has traditionally<br />
been a question of reading the list<br />
of goods and services included in the<br />
specification. However, the Court of<br />
Justice of the EU (CJEU) decision<br />
in the IP TRANSLATOR case<br />
suggests there may be more to many<br />
specifications than meets the eye; in<br />
fact, their ultimate scope may come<br />
down to what the Applicant intended<br />
to be covered, rather than what is<br />
actually stated.<br />
The problem can be traced back<br />
to June 2003, when OHIM published<br />
Communication 4/03, “concerning the<br />
use of class headings in lists of goods<br />
and services for Community Trade<br />
Mark applications and registrations”.<br />
This included an apparently innocuous<br />
statement that the use of a class heading<br />
would constitute a claim to all the<br />
goods or services within that class, as<br />
well as a statement that, going forward,<br />
the UKIPO would not object to any<br />
of the class headings as being too vague,<br />
even though this was a practice that<br />
was employed by some national<br />
offices in the EU.<br />
Initially, this Communication, which<br />
was probably motivated by OHIM’s<br />
desire to avoid the cost and delay of<br />
translating long, bespoke specifications<br />
into the various different EU languages,<br />
seemed relatively uncontroversial.<br />
Over time, however, problems began<br />
to surface. Many of these arose from the<br />
fact that other IP offices in the EU, and<br />
beyond, interpreted the class heading<br />
differently, which gave rise to issues on<br />
priority and seniority for example. There
were also concerns about whether the<br />
“all goods in class” interpretation of the<br />
class heading was sufficiently clear and<br />
precise for third parties to appreciate<br />
the scope of a registration.<br />
CIPA’s application<br />
In October 2009, CIPA decided<br />
enough was enough and filed a UK<br />
application to register the trade mark<br />
IP TRANSLATOR. The application<br />
was filed for the Nice class heading in<br />
class 4ı, which reads: “Education;<br />
providing of training; entertainment;<br />
sporting and cultural activities.”<br />
The UKIPO raised objections under<br />
sections 3(ı)(b) and (c) of the Trade<br />
Marks Act ı994 that the mark was<br />
non-distinctive and descriptive in relation<br />
to translation services, which according<br />
to the practice set out in OHIM’s<br />
Communication 4/03, were implicitly<br />
covered by the class 4ı specification.<br />
CIPA appealed the decision to the<br />
Appointed Person, arguing that the<br />
application did not cover translation<br />
services and that, as such, the UKIPO’s<br />
objections were unfounded.<br />
Geoffrey Hobbs QC, sitting as the<br />
Appointed Person stayed the proceedings<br />
and referred three questions to the<br />
CJEU, as follows:<br />
1. Is it necessary for the various goods<br />
or services covered by a trade mark<br />
application to be identified with any,<br />
and if so what particular, degree of<br />
clarity and precision?<br />
2. Is it permissible to use the general<br />
words of the class headings of the<br />
[Nice Classification] for the purpose of<br />
identifying the various goods or services<br />
covered by a trade mark application?<br />
3. Is it necessary or permissible for such<br />
use of the general words of the class<br />
headings of [the Nice Classification]<br />
to be interpreted in accordance with<br />
Communication 4/03?<br />
IP trANSLAtOr<br />
‘The CJEU held that a class heading does not clearly<br />
establish whether the applicant intends to cover all<br />
or only some of the goods in that class cannot be<br />
considered sufficiently clear or precise. This introduces<br />
a new concept, that of the applicant’s intention, which<br />
was not present in the Appointed Person’s reference<br />
or the Advocate General’s opinion’<br />
The AG’s opinion<br />
The Advocate General argued that<br />
according to Article 2(2) of the CTM<br />
Regulation, the description of goods<br />
and services must be sufficiently clear<br />
and precise to enable the authorities<br />
and economic operators to accurately<br />
determine the protection conferred by<br />
a trade mark. Those requirements may<br />
be satisfied by a specific list of goods or<br />
by an identification of the basic goods<br />
and services so that their essential<br />
characteristics are clear to both the<br />
authorities and economic operators.<br />
However, he also argued that the<br />
Regulation does not preclude use<br />
of the Nice class headings, provided<br />
that they are clear and precise.<br />
However, the Advocate General also<br />
found Communication 4/03 in conflict<br />
with the principles in the Regulation.<br />
Specifically, he found that the UKIPO’s<br />
decision not to object to a class heading<br />
on grounds that it was too vague<br />
was contrary to the direction in the<br />
Regulation that specifications should<br />
clearly indicate the nature of the goods<br />
and services, and that this would make it<br />
difficult for the authorities and economic<br />
operators to accurately determine the<br />
scope of protection. Furthermore, he<br />
felt that this could lead to an increase<br />
in the number of trade marks and, in<br />
turn, in the number of conflicts.<br />
The CJEU’s decision<br />
The CJEU issued its decision in case<br />
C307-ı0 on ı9 June 20ı2. Its answers to<br />
the first two questions largely mirrored<br />
the Advocate General’s. First, the CJEU<br />
held that the Directive requires that<br />
goods and services are sufficiently clear<br />
and precise to enable the authorities and<br />
economic operators to determine the<br />
extent of the protection sought, although<br />
it didn’t go as far as to suggest how those<br />
requirements might be satisfied. Second,<br />
the CJEU held that this does not<br />
preclude the use of the<br />
class headings, provided that they<br />
are sufficiently clear and precise.<br />
However, the CJEU’s answer to<br />
the third question did deviate from the<br />
Advocate General’s. Specifically, it held<br />
that a class heading that does not clearly<br />
establish whether the applicant intends<br />
to cover all or only some of the goods<br />
in that class cannot be considered<br />
sufficiently clear and precise. While<br />
on the face of it this would seem to<br />
suggest that some class headings are<br />
not clear enough to be acceptable, it<br />
also introduces a new concept, that of<br />
the applicant’s intention, which was<br />
not present in the Appointed Person’s<br />
reference or the Advocate General’s<br />
opinion. This seems to allow the<br />
CJEU to go on to state that where<br />
an applicant uses a class heading, it<br />
must specify whether the application<br />
is intended to cover all the goods or<br />
services included in the alphabetical<br />
list of that class or only those goods or<br />
services included in the specification.<br />
Communication 2/12<br />
The day after the CJEU’s decision,<br />
OHIM published Communication 2/ı2.<br />
This repealed Communication 4/03<br />
and stated that OHIM would continue<br />
to accept applications covering class<br />
headings, provided they meet the<br />
requisite level of clarity and precision.<br />
In terms of applications filed<br />
on or after 2ı June 20ı2, the new<br />
Communication states that an<br />
application that includes a class heading<br />
must expressly include an indication<br />
of whether it is meant to cover all<br />
of the goods and services listed in<br />
the alphabetical list or only some of<br />
those goods and services. This is done by<br />
signing the “declaration on list of goods<br />
and services applied for”, which states:<br />
19
20<br />
itma.org.uk September 2012<br />
‘In introducing the concept of the<br />
applicant’s intentions, the CJEU<br />
seems to have paved the way for<br />
OHIM to accept class headings<br />
for all classes, with only one small<br />
amendment to the application<br />
process needed’<br />
“By using the Nice Agreement<br />
class headings in my list of goods<br />
and services, I hereby confirm<br />
that I am applying for all of the<br />
goods or services included in<br />
the alphabetical list of each<br />
class filed.”<br />
The declaration must be filed<br />
with the application form. If the<br />
declaration is not attached at the<br />
time of filing, OHIM will assume<br />
that the applicant only seeks protection<br />
for each of the general terms and<br />
not all goods or services in the class.<br />
Where an application covers the<br />
class heading, the Register will<br />
indicate whether or not it covers<br />
all the goods and services in a<br />
particular class.<br />
As such, by introducing the<br />
concept of the applicant’s intention,<br />
the CJEU seems to have paved the<br />
way for OHIM to accept class headings<br />
for all classes, with only one small<br />
amendment to the application process.<br />
However, while the change allows<br />
OHIM to avoid the problems of<br />
translating bespoke specifications,<br />
there are still arguments about<br />
whether this workaround results<br />
in specifications that are sufficiently<br />
clear and precise to satisfy the<br />
requirements of Article 2(2) of<br />
the CTM Regulation. Certainly,<br />
specifications are not self-contained<br />
if they have to be read in conjunction<br />
with the Nice list that existed at the<br />
time the application or registration<br />
was filed. Furthermore, although<br />
OHIM is doing what it can to<br />
inform CTM applicants of the<br />
change, the new practice is perhaps<br />
less obvious to those filing through<br />
the Madrid system.<br />
But the problem is really what<br />
happens to all of the applications<br />
and registrations listing class headings<br />
that were applied for before 20 June<br />
20ı2. Communication 2/ı2 states that<br />
OHIM will consider these to cover<br />
the whole alphabetical list of goods<br />
and services on the basis that this is<br />
what the applicant intended to cover.<br />
The Communication does not explain<br />
this insight into the applicant’s motives,<br />
but presumably this is because the<br />
applications would have been filed<br />
in the context of Communication 4/03.<br />
In the meantime, the Communication<br />
states that OHIM will continue working<br />
with EU national offices towards a<br />
common practice in relation to the<br />
acceptability of class headings.<br />
UK registrations<br />
So presumably this means that<br />
when CIPA’s case is remitted,<br />
the Appointed Person will decide<br />
that CIPA intended to cover all<br />
the services in that class, including<br />
translation services.<br />
However, the UKIPO is not<br />
bound by OHIM’s Communication<br />
2/ı2 and judging solely from the<br />
Appointed Person’s comments in<br />
his reference to the CJEU, it seems<br />
unlikely that it would decide in<br />
this way. This is not least because,<br />
from a technical perspective, the<br />
Appointed Person did not consider<br />
translation services an obvious<br />
sub-category of any of the services<br />
listed in the class heading for class 4ı,<br />
and it is far from clear whether CIPA’s<br />
intentions could be contextualised<br />
by the existence of OHIM’s<br />
Communication 4/03.<br />
This is a practice area that is<br />
still developing. At the time of<br />
going to print, OHIM was still<br />
reviewing its practice and the<br />
UKIPO was still working on<br />
its own guidance. However, it<br />
is possible that we might face a<br />
new era of different, divergent<br />
practices across the EU, which<br />
makes the success of OHIM’s<br />
Convergence Programme all<br />
the more critical.<br />
ABOUT THE<br />
AUTHOR<br />
Imogen Wiseman<br />
is a Partner at Cleveland<br />
i.wiseman@cleveland-ip.com<br />
imogen serves as chair<br />
of itma’s law and<br />
practice committee.
Malaysia’s year in marks<br />
Geetha K of KASS International in Kuala Lumpur reflects on a<br />
medley of cases that have made the past ı2 months memorable for<br />
IP rights-holders and offer encouragement to trade mark holders<br />
1 “Fair” outcome for exhibition organisers?<br />
In this case, two Malaysian organisers<br />
of exhibitions for computerware were in<br />
dispute over the selection and use of a<br />
name for trade fairs. The Association of<br />
the Computer and Multimedia Industry<br />
of Malaysia (known as PIKOM) had<br />
been organising IT and computer fairs<br />
under the name PIKOM PC FAIR in<br />
the country for ı5 years.<br />
An ex-employee of PIKOM started to<br />
organise an IT and PC exhibition under<br />
the name PC EXPO, which attracted a<br />
large number of exhibitors who were in<br />
the IT industry, some of whom were<br />
members of PIKOM. Shortly after the<br />
first PC EXPO exhibition was held,<br />
PIKOM commenced an action for<br />
infringement of its registered trade mark<br />
PC FAIR, tort of passing off and breach<br />
of confidential information against its<br />
ex-employee and her company.<br />
The Court eventually held that<br />
the word PC FAIR has a primary<br />
dictionary meaning, being a “computer<br />
fair”, and to grant the Plaintiff such a<br />
monopoly would deprive the public<br />
from using words that are part of the<br />
English vocabulary and commonly<br />
used by the IT industry. The Court<br />
further held that the mark PC FAIR<br />
was always used together with the<br />
Plaintiff’s mark PIKOM, and therefore<br />
the distinctiveness and goodwill reside<br />
with the mark PIKOM PC FAIR and<br />
country focus<br />
not the words PC FAIR solely.<br />
As a result, the Plaintiff’s infringement<br />
and passing off action failed.<br />
As for the confidential information<br />
claim, the Court held that although<br />
most of the information claimed to be<br />
confidential fell into the public domain,<br />
the information contained in the<br />
Plaintiff’s exhibitor database was<br />
confidential. Considering the short<br />
period of time elapsed between the<br />
Defendant’s previous employment and<br />
the time she sent the first introductory<br />
email about her exhibition to relevant<br />
exhibitors, the Court concluded that<br />
the Defendant had contacted exhibitors<br />
from the Plaintiff’s database.<br />
021-023_ITMA_Malaysia.indd 21 13/08/2012 11:25<br />
21
22<br />
itma.org.uk September 2012<br />
2 Why Artril is too similar to Viartril<br />
This case is a passing off action in the<br />
pharmaceutical field. In the case of<br />
Rotta Research Laboratorium SpA<br />
& Antah Pharma SDN BHD v Ho<br />
Tack Sien Ors, the latter claimed to<br />
have independently developed the<br />
glucosamine sulphate-based drug –<br />
Artril 250 – which was similar to<br />
Viartril-S, a drug developed and sold<br />
by the Plaintiffs. Both products were<br />
used to treat osteoarthritis.<br />
The Plaintiffs accused the Defendants<br />
– Ho Tack Sien, Chai Yuet Ying and the<br />
companies they enlisted to trade mark,<br />
manufacture and distribute their product<br />
– of infringement upon their trade<br />
mark rights and of passing off. This<br />
was achieved, it was said, by the misuse<br />
of confidential information passed<br />
down from the Plaintiffs to their<br />
former employees, the Defendants, in<br />
an attempt to steal <strong>business</strong> from and<br />
damage the reputation and goodwill of<br />
the Plaintiffs. Following a seven-day trial,<br />
the Court decided that the Plaintiffs had<br />
proven their case against all Defendants<br />
except for the first company hired to<br />
manufacture Artril 250.<br />
Among the issues of concern<br />
in the final judgment were trade<br />
mark infringement and passing off<br />
by the Defendants. In arguing this,<br />
the Plaintiffs had to provide sufficient<br />
evidence that the two products were<br />
deceptively similar to the point of a<br />
likelihood of confusion and possible<br />
misrepresentation. This was achieved<br />
by demonstrating aural and visual<br />
similarities, the former being in the<br />
names of each – “Vi-artril” versus<br />
“Artril” – despite the presence of<br />
the unique suffixes “S” and “250”,<br />
respectively. The visual resemblances<br />
were evident in many aspects, from the<br />
red and white tablets to the uniform<br />
red and white box with an image of a<br />
knee. Possible confusion could arise for<br />
the intended recipients of these drugs,<br />
as they sat side-by-side on the shelves<br />
in pharmacies. Two independent<br />
witnesses, Dr Ng Suan Thoong and<br />
pharmacist Che Suraya binti Haji<br />
Mohd Zain, also testified to instances of<br />
actual confusion and had contacted the<br />
Plaintiffs with regard to Artril 250.<br />
Misrepresentation came into play<br />
when it was brought to light that the<br />
Plaintiffs had previously released a<br />
drug by the name of Arthryl. As<br />
former employees of the Plaintiffs,<br />
the Defendants were aware of this<br />
product when they coined the name<br />
“Artril”. Electing a name resembling<br />
that of the Plaintiffs’ product led the<br />
public to believe that the goodwill and<br />
reputation the Plaintiffs have developed<br />
‘Ho Tack Sien and Chai yuet ying lacked credibility as<br />
witnesses when testifying as Ho contradicted himself<br />
during the cross-examination and both refused to answer<br />
questions or gave curt responses in the form of “don’t<br />
know”, “can’t remember” and “no comment”’<br />
over years of service could be associated<br />
with that of the Defendants.<br />
The breach of obligation of<br />
confidentiality by Ho and Chai as<br />
per their employment contract with<br />
the Plaintiffs was apparent as both<br />
individuals had access to confidential<br />
material regarding the development and<br />
manufacturing of Viartril-S, which<br />
surpasses the general information on<br />
glucosamine sulphate available on the<br />
internet. Furthermore, the Defendants’<br />
document “Annex B”, containing<br />
information on the development<br />
and manufacture of Artril 250, bore<br />
a significant resemblance to the<br />
corresponding document for that<br />
of Viartril-S.<br />
To weaken their case further, the<br />
two lacked credibility as witnesses<br />
when testifying as Ho contradicted<br />
himself during the cross-examination<br />
and both refused to answer questions<br />
or gave curt responses in the form<br />
of “don’t know”, “can’t remember”<br />
and “no comment”.<br />
The Court eventually decided in<br />
favour of the Plaintiffs and expunged<br />
the trade mark registration for “Artril<br />
250” and costs of RM25,000 against<br />
each Defendant were awarded to<br />
the Plaintiffs.
This feud between two different parties<br />
claiming to be owners of the trade<br />
mark SRI PAANDI is also noteworthy.<br />
Specifi cally, a dispute arose when the<br />
two parties each opened a South Indian<br />
restaurant within very close proximity<br />
to each other in the city of Petaling Jaya.<br />
The situation resulted in confusion<br />
among customers as not only did the<br />
restaurants display their name in the<br />
same type font, but the waiters of<br />
both restaurants were clad in a<br />
purple-coloured uniform. It did not<br />
help that both restaurants claimed to<br />
originate from the Sri Paandi restaurant<br />
in Brickfi elds (an area known as the<br />
Little India of Kuala Lumpur), which<br />
is widely known for its delicious South<br />
Indian food, particularly its banana<br />
leaf rice.<br />
The existence of two similar<br />
restaurants in Petaling Jaya left customers<br />
confused as to which restaurant was<br />
the true Sri Paandi restaurant.<br />
In what turned out to be an<br />
extremely twisted case with evidence<br />
dating back to ı987 (when the original<br />
Sri Paandi restaurant was set up by the<br />
fi ve founders in Brickfi elds), the IP<br />
Court decided, on 3ı January 20ıı, that<br />
the core issue in this case was the issue<br />
of ownership. Who owns the mark?<br />
Is it the Plaintiff, a company run by<br />
K Saraswathy, which was incorporated<br />
in 2003 and claimed to be bona fi de<br />
owner of the trade mark SRI PAANDI<br />
during its registration of the mark SRI<br />
PAANDI under classes 30 and 43 in<br />
2005? Or is it the Defendants, the Sri<br />
Paandi Restaurant enterprise and Sri<br />
Paandi Restaurant Sdn Bhd company,<br />
comprised of individuals who are not<br />
the fi ve founders of the original Sri<br />
ABOUT THE<br />
AUTHOR<br />
COUNTRY FOCUS<br />
3 The case of the banana leaf restaurant<br />
Paandi restaurant in Brickfi elds, but<br />
who took over the operations of that<br />
restaurant from the founders and<br />
continue to run operations there?<br />
Ample evidence was adduced by<br />
the Defendants to show that the trade<br />
mark was owned by the original<br />
fi ve founders of the original Sri<br />
Paandi restaurant since ı987 and was<br />
transferred to the subsequent owners<br />
of the restaurant. Unfortunately, the<br />
transfer of the trade mark was verbal<br />
and implied by the parties, and there<br />
was no written agreement to prove<br />
the transfer.<br />
Despite the lack of evidence to<br />
show the transfer of the mark, the<br />
Court found that the Plaintiff was<br />
not the bona fi de owner of the<br />
trade mark SRI PAANDI due to the<br />
following facts revealed during trial:<br />
(i) K Saraswathy from the Plaintiff<br />
company knew when she signed the<br />
statutory declaration declaring that<br />
the Plaintiff was the true owner of<br />
the mark that there was a Sri Paandi<br />
restaurant in Brickfi elds; (ii) her<br />
husband was a part-time worker at<br />
the Brickfi elds restaurant as early as<br />
ı990; (iii) the restaurant in Brickfi elds<br />
was established in March ı987; and<br />
(iv) the Plaintiff was incorporated in<br />
2003 and registered the SRI PAANDI<br />
mark in 2004. These facts prove that<br />
the Plaintiff was neither the fi rst user<br />
nor the author of the SRI PAANDI<br />
mark. The Court thus decided that<br />
the registered SRI PAANDI marks<br />
in classes 30 and 43 were wrongfully<br />
remaining on the Trademark Register<br />
and should be removed. Accordingly,<br />
the claims made by the Plaintiff<br />
were dismissed.<br />
Geetha K<br />
is Director of the Trade Marks and Industrial<br />
Designs Division at KASS International<br />
ipr@kass.com.my<br />
Geetha K has extensive experience in handling<br />
all aspects of trade marks and designs in various<br />
industries, including pharmaceutical, food and<br />
beverage, property development, automotive<br />
and apparel industries, and manages local,<br />
regional and international portfolios.<br />
23
24<br />
itma.org.uk September 2012<br />
What’s on the horizon?<br />
September brings us back to serious subjects such as career<br />
progress and future moves. With this in mind, ITMA asked<br />
industry experts to weigh in on the state of the recruitment<br />
environment for trade mark professionals and employers<br />
What trends are you seeing<br />
– positive or negative – in<br />
trade mark recruitment?<br />
Chris Ball, Senior Consultant,<br />
Sacco Mann: On the plus side,<br />
recruitment activity in trade marks<br />
has risen over the past six months,<br />
with a signifi cant increase in roles<br />
available. This is not something that<br />
can continue ad infi nitum, but indications<br />
are that this remains a buoyant sector<br />
when set against other niche areas of<br />
legal recruitment and other sectors<br />
more generally.<br />
However, employers increasingly<br />
look to fi nd more value for money<br />
from those they recruit. If a two-year<br />
qualifi ed attorney can do a particular<br />
role just as well as a fi ve-year qualifi ed<br />
attorney, and they’re looking for<br />
£ı0,000 less as a salary, they’re more<br />
likely to be offered the job.<br />
Joe Neilson, Director, Career Legal<br />
Limited: It takes courage to predict the<br />
future in this economy. Nevertheless,<br />
we have seen IP maintaining a steady<br />
upward curve and trade marks holding<br />
strong in terms of recruitment hires.<br />
We are optimistic that we will see a<br />
similar pattern over the next ı2 months.<br />
The fi nancial climate has had an<br />
obvious effect on trade mark portfolios<br />
– less work, less recruitment! On a<br />
positive level, there is talent seeking<br />
new opportunities – individuals still<br />
have ambition and demand successful<br />
companies in which to develop<br />
their careers.<br />
Pete Fellows, Managing Director,<br />
Fellows & Associates: There were<br />
not many trade mark positions available<br />
in the second half of 20ıı, but things<br />
appear to have got better in 20ı2. We<br />
have also noticed a fairly recent increase<br />
‘The fi nancial climate has had an obvious e ect on trade<br />
mark portfolios – less work, less recruitment! On a positive<br />
level, there is talent seeking new opportunities – individuals<br />
still have ambition and demand successful companies in<br />
which to develop their careers’<br />
in trade mark attorney positions at<br />
the newly qualifi ed to circa-fi ve-years<br />
post-qualifi ed level, as well as some<br />
fi rms interested in partner-level hires.<br />
This is most evident in London and<br />
we are busier now with respect to<br />
trade marks than we have been<br />
since our launch in 2009.
Edward Jones, Managing Director,<br />
Huntley Spence: It does feel like a<br />
diffi cult market at the moment for<br />
people looking to move jobs. There<br />
are still openings for part-qualifi ed and<br />
recently qualifi ed attorneys, but few fi rms<br />
seem to be recruiting opportunistically<br />
or expanding their trade marks <strong>business</strong>.<br />
The most valuable bracket remains the<br />
newly qualifi ed attorneys, because fi rms<br />
don’t have to worry about training and<br />
they can acquire someone relatively<br />
cheap whom they can charge out at<br />
a reasonable rate, and who can be<br />
moulded to fi t into the fi rm’s culture.<br />
Interestingly, there are plenty of patent<br />
attorney fi rms looking for a trade mark<br />
attorney in regional locations, to service<br />
local clients and build a trade marks<br />
practice working alongside their patent<br />
attorneys. Similar opportunities exist<br />
with law fi rms to set up a specialist trade<br />
mark fi ling practice. However, in this<br />
particular scenario, those employers often<br />
can’t fi nd what they are looking for<br />
among the candidate pool, owing to the<br />
small number of trade mark attorneys<br />
wanting to work in regional locations<br />
outside London, and the fact that most<br />
attorneys aren’t happy working on their<br />
own or being the fi rst in the door to<br />
get a practice off the ground.<br />
How tough is the market<br />
for in-house roles?<br />
CB Traditionally, there have been more<br />
roles available in private practice than<br />
in-house, and this has continued over<br />
the past year. In-house roles, however,<br />
remain attractive to candidates and thus<br />
those employers looking for in-house<br />
attorneys invariably have a broader<br />
range of candidates to choose from.<br />
There seems to have been a trend<br />
for in-house teams to outsource work<br />
ABOUT THE<br />
AUTHORS<br />
Chris Ball,<br />
Senior Consultant,<br />
Sacco Mann<br />
Joe Neilson,<br />
Director, Career<br />
Legal Limited<br />
to private practice, accounting for the<br />
rise in private practice opportunities at<br />
the expense of in-house roles. This may<br />
change, however, and even reverse as<br />
confi dence returns to the market and<br />
work is brought back in-house.<br />
JN Many candidates are eager to<br />
explore in-house roles, but the<br />
availability of these roles is rare.<br />
Opportunities over the past year, in our<br />
experience, have been on a contract<br />
basis, because large companies can<br />
adapt very quickly to the economy –<br />
they will manage a budget and can cut<br />
the recruitment spend across a whole<br />
company with immediate effect. Private<br />
practices are also squeezed as clients are<br />
being prudent in the current market,<br />
perhaps in-sourcing their trade mark<br />
portfolio. A trade mark attorney will<br />
nevertheless think very carefully before<br />
leaving the safe haven of their present<br />
fi rm, unless their work is diminishing.<br />
PF In general, there are far more<br />
private practice positions available<br />
than in-house ones. If anything, this<br />
has been driven by corporate cutbacks,<br />
which has perhaps meant that work<br />
that would previously have been kept<br />
in-house is now being outsourced.<br />
EJ A move in-house is still attractive<br />
to many attorneys, particularly in<br />
preference to a role with a remit<br />
for <strong>business</strong> development in private<br />
practice. However, there aren’t that many<br />
companies with in-house teams, and<br />
those attorneys that are working in good<br />
roles in-house rarely leave their posts.<br />
Have you seen a di erence<br />
between salaries in London<br />
and the regions?<br />
CB There is a noticeable difference<br />
in the salary levels between London<br />
and the regions (see table, page 26).<br />
Pete Fellows,<br />
Managing Director,<br />
Fellows & Associates<br />
RECRUITMENT<br />
It should be noted that for those<br />
working in legal fi rms, this difference<br />
is far less pronounced than in the<br />
legal sector, where there is a marked<br />
difference between the level of<br />
earnings in London and the regions.<br />
London continues to set the upper<br />
benchmark and salaries are placed<br />
under greatest scrutiny in Scotland.<br />
JN We have seen the highest salaries<br />
on offer in London, with Wales, the<br />
South West and South East of England<br />
in the next tier. Scotland, the North<br />
West and North East of England see<br />
candidates earning least for positions.<br />
In general, the highest paying areas are<br />
the areas in which there is a greater<br />
demand for candidates.<br />
PF Not particularly. Scotland can<br />
be a little lower than England (a<br />
small percentage difference), but<br />
trade mark attorneys mainly earn<br />
the same irrespective of their location,<br />
so working outside London can be<br />
fi nancially benefi cial due to lower<br />
living costs.<br />
EJ This depends on the fi rm (and its<br />
client base). Local fi rms will probably<br />
pay a bit less and expect people to take<br />
into account location and cost of living<br />
in joining them. However, there are<br />
other regional fi rms – often fi rms with<br />
several offi ces, including a London<br />
offi ce, or fi rms that actively compete<br />
with the London fi rms for the larger<br />
clients or overseas work – whose pay<br />
will be on a par with London practices.<br />
How quickly are vacancies<br />
being fi lled?<br />
CB The ideal time to fi ll a role can<br />
be four to six weeks. This includes<br />
one to two weeks to search and<br />
advertise the role, two to three weeks<br />
to conduct two rounds of interviews,<br />
Edward Jones,<br />
Managing Director,<br />
Huntley Spence<br />
25<br />
25
26<br />
itma.org.uk September 2012<br />
‘Over the past few years, the rise of the commercial IP<br />
attorney has been noticeable. Our advice to attorneys<br />
at all levels is to consider your future position – the<br />
sector’s top earners are the commercially minded,<br />
<strong>business</strong>-savvy attorneys who are winning new clients’<br />
and a week or so to select the preferred<br />
candidate, offer and fi nalise all the<br />
details. In reality, this often takes longer<br />
depending on the availability and<br />
suitability of candidates, so advice<br />
to those looking to recruit is to<br />
consider the picture two or three<br />
months forward and if you feel you<br />
will need someone, prepare to recruit<br />
and instruct your agent this far in<br />
advance. Most candidates will have<br />
between one and three months’ notice,<br />
so employers should also factor this in<br />
when planning recruitment strategy.<br />
Partnership recruitment can take<br />
up to six months as it often includes<br />
drafting and scrutiny of a <strong>business</strong> plan,<br />
and discussions around potential<br />
following. Notice periods for partners<br />
are usually between six to ı2 months.<br />
On the candidate side, expectations<br />
often move during a job search<br />
depending on availability of roles, a shift<br />
in candidate perceptions or a change in<br />
personal circumstances. The one aspect<br />
candidates are often unrealistic about is<br />
timing, and they often wait until they<br />
really cannot stand to walk through<br />
the door of their current employer<br />
or have already been made redundant<br />
before registering. Even if you are only<br />
considering a move, be registered with<br />
your agent and visible to them. Having<br />
an ongoing dialogue about opportunities<br />
and what that could mean for you as<br />
a candidate is important in assessing<br />
the options and knowing about them.<br />
Knowing about alternative roles will<br />
also allow you to compare these<br />
with your current position.<br />
JN Fully qualifi ed positions are<br />
generally fi lled quite quickly – given<br />
the attorney is qualifi ed, it is easy to<br />
ascertain the depth of their experience<br />
and the cultural fi t and commercial<br />
expectations. Part-qualifi ed positions<br />
are at an interesting stage whereby the<br />
new qualifi cation system will produce<br />
qualifi ed attorneys with relatively little<br />
or no commercial experience under<br />
their belt.<br />
PF I don’t think there is an easy answer<br />
to this – it depends on what position<br />
the fi rm wants to hire, the availability<br />
of candidates, the attractiveness of<br />
the position, its location, etc. There<br />
are good candidates to be found,<br />
so it is probably a little easier to<br />
recruit trade mark attorneys than<br />
patent attorneys.<br />
EJ This really depends on what the<br />
fi rm is looking for. If it is simply a<br />
capable attorney, for example because<br />
they are busy or because someone has<br />
handed in their notice, they can usually<br />
fi nd someone within a couple of<br />
months. If, however, they want a really<br />
top-quality trainee, or an attorney with<br />
the all-round skillset to be a <strong>business</strong><br />
builder, it can take six to ı2 months<br />
for the right person to come along.<br />
What is driving candidates<br />
to seek a move?<br />
CB Common among the reasons<br />
for moving on include: a desire to<br />
capitalise on becoming newly qualifi ed,<br />
dissatisfaction with salary levels, concerns<br />
about the level of work being handled<br />
and a desire to move sector (private<br />
practice to in-house or vice versa). In<br />
addition, attorneys are increasingly<br />
considering multiple moves as a way<br />
of developing their career as they seek<br />
the best fi t for them, rather than being<br />
satisfi ed with the fi rst place they work in.<br />
One reason often cited by candidates<br />
and which is unique to trade mark<br />
attorneys is the feeling of being a poor<br />
relation to other professions – either<br />
patent professionals in an IP fi rm or<br />
legal professionals in a legal practice.<br />
JN The most commonly cited reason is<br />
the desire to achieve promotion or a<br />
more senior standing in a new fi rm,<br />
perhaps a newly qualifi ed wanting to<br />
be perceived as a qualifi ed attorney by<br />
their peers in a new fi rm, as opposed to<br />
a relatively junior fee-earner in their<br />
present fi rm.<br />
PF It is generally a lack of autonomy<br />
and a desire for career advancement<br />
that drives decisions. Salary as an end<br />
in itself is less of a driving factor (unless<br />
an attorney is particularly underpaid<br />
by their current fi rm). Attorneys are<br />
well aware that the path to partnership<br />
requires <strong>business</strong> development and<br />
networking experience, as well as<br />
having one’s own client portfolio if<br />
possible; therefore fi rms that limit<br />
this are more likely to have diffi culty<br />
retaining staff.<br />
EJ Trade marks is a career where,<br />
at least in the training years, job<br />
satisfaction is often almost entirely<br />
dependent on one person. Trainees<br />
can move, therefore, if they don’t<br />
click with their supervisor, or if they<br />
have other frustrations with their<br />
general learning and development.<br />
Increased exposure to clients can<br />
sometimes be appealing, but most<br />
trainees will be trying to fi nd<br />
someone with whom they have<br />
a better working relationship, or<br />
to get exposure to different types<br />
of work.<br />
Money is not usually a factor<br />
prior to qualifi cation. Once<br />
qualifi ed, attorneys start to look<br />
for the opportunity to work more<br />
autonomously, to do more strategic<br />
and complex work, and to be given<br />
TRADE MARK SALARIES: WHAT TO EXPECT?<br />
CAREER LEGAL SACCO MANN FELLOWS & ASSOCIATES<br />
SALARY (AVERAGE) (£) UK-WIDE LONDON/REGIONS<br />
Trainee Trade Mark Attorney 22,500-32,000 26,800/23,875 25,000-30,000<br />
Part-Qualifi ed Trade Mark Attorney 32,000-43,500 37,650/31,250 30,000-45,000<br />
Newly Qualifi ed Trade Mark Attorney 43,500-54,000 51,888/40,000 50,000-55,000<br />
3/4 years’ post-qualifi cation experience 59,500-75,500 (Associate) 63,277/45,900 65,000-75,000<br />
5 years’ post-qualifi cation experience 66,500-100,000 (Snr Assoc) 77,850/61,400 (Snr Assoc) 75,000-80,000<br />
Salaried Partner 85,000+ 103,200/71,750 110,000-180,000<br />
Trade Mark Administration Manager 36,000-59,000 n/a n/a<br />
FOR ADDITIONAL SALARY SURVEY INFORMATION SEE SACCOMANN.COM, CAREERLEGAL.CO.UK AND FELLOWSANDASSOCIATES.COM/SURVEY
more responsibility with clients.<br />
Naturally, this is always something<br />
an employer has to weigh up as<br />
they assess someone’s capabilities.<br />
However, for many qualifi ed attorneys,<br />
if these things don’t seem to be<br />
changing after a few years, either<br />
because of the people above them<br />
or because of the ethos of the fi rm<br />
in general, these are the main things<br />
that can provoke a move.<br />
Another thing that will make<br />
an attorney move once they are<br />
qualifi ed is better partnership or<br />
career progression prospects. Most<br />
attorneys in private practice still<br />
want to become partners. However,<br />
the recession has had an impact here,<br />
too. With clients not instructing as<br />
much work and fi rms struggling to<br />
keep up profi ts, there seems to be less<br />
access to partnership for qualifi ed<br />
attorneys than there may have been<br />
in the past. Firms are becoming<br />
more stringent on the criteria for<br />
new partners, and again it is those<br />
attorneys who are capable of generating<br />
work, including new <strong>business</strong>, who<br />
are more likely to be offered the<br />
partnership they want.<br />
What factors or<br />
training can improve<br />
a candidate’s options?<br />
CB Over the past few years, the rise<br />
of the commercial IP attorney has<br />
been noticeable. Our advice to<br />
attorneys at all levels is to consider<br />
your future position – the sector’s<br />
top earners are the commercially<br />
minded, <strong>business</strong>-savvy attorneys<br />
who are not only doing great technical<br />
work but winning new clients as<br />
well. As far as additional training,<br />
a Litigator’s Certifi cate certainly<br />
adds weight to a CV, but we are yet<br />
to get briefed on roles that require<br />
this as standard.<br />
On average, a £3,000 to £5,000<br />
increase in salary can be expected<br />
for a candidate with the ITMA<br />
Administrators’ Course. Job descriptions<br />
will often say something like: “ITMA<br />
Administrators’ Course preferred.”<br />
This has to be viewed in the overall<br />
context of the CV – experience,<br />
level of responsibility and where<br />
the candidate is currently working.<br />
However, the ITMA course adds an<br />
accreditation to the CV, which gives<br />
an employer confi dence in it. In short,<br />
it increases the chances of being called<br />
for interview.<br />
WHAT DICTATES AN INCREASE IN SALARY?<br />
INDIVIDUAL PERFORMANCE 26%<br />
JN To weigh in on some of the<br />
specifi c training mentioned, a holder<br />
of the Litigator’s Certifi cate will, in my<br />
experience, be rewarded with a higher<br />
salary. The ITMA certifi cate does not<br />
necessarily mean the candidate will<br />
attract a higher salary, but a fi rm may<br />
suggest that criteria for a given vacancy<br />
must include that successful candidates<br />
have the ITMA accreditation. In<br />
doing so, they are therefore seeking<br />
an administrator with a higher level<br />
of attainment in trade mark knowledge.<br />
However, not all fi rms offer the course<br />
to their administrative staff, so it would<br />
not be correct to say that a candidate<br />
who completed the ITMA course<br />
will be a higher-calibre candidate.<br />
PF From a practical point of view,<br />
candidates can sometimes benefi t<br />
from interview coaching, particularly<br />
if they have been with one employer<br />
since graduation. In addition, more<br />
fi rms of patent and trade mark<br />
attorneys seem to be offering<br />
litigation as part of their service,<br />
so I expect recognition for the<br />
Litigator’s Certifi cate to increase.<br />
LONDON<br />
REGIONS<br />
COST OF LIVING 26% BUSINESS PERFORMANCE 48%<br />
COST OF LIVING 35% BUSINESS PERFORMANCE 35% INDIVIDUAL PERFORMANCE 30%<br />
RECRUITMENT<br />
SOURCE: SACCO<br />
MANN PATENT & TRADE<br />
MARK SURVEY 2011/12<br />
EJ Although trade marks do have<br />
commercial relevance, at its heart<br />
the job is a legal one, based on<br />
complex procedure and case law.<br />
For new trainees, fi rms therefore<br />
look for an academic record that<br />
would indicate the intellectual<br />
capacity required to master the legal<br />
side of the job. The most valued<br />
trainees are those who communicate<br />
well, who will research the advice<br />
they are drafting thoroughly, but<br />
who make clear what they understand<br />
and what they don’t understand,<br />
and endeavour to discuss the fi ner<br />
points with their supervisor.<br />
How many people is<br />
the average candidate<br />
competing with?<br />
CB Typically, we see four candidates<br />
called for fi rst stage interviews and<br />
two for second stage, with the preferred<br />
candidate going in for a less formal<br />
third stage.<br />
Higher-level candidates (partners<br />
or potential partners) are different<br />
as these are often opportunistic hires,<br />
27
28<br />
itma.org.uk September 2012<br />
driven by the availability of higherlevel<br />
candidates and their potential<br />
to add value or bring work. Thus<br />
recruitment at this level is often<br />
a more bespoke process driven<br />
by the circumstances of the<br />
individual candidate.<br />
The number of CVs is diffi cult to<br />
determine or average. Trade marks has<br />
typically been a candidate-heavy sector.<br />
This may (falsely) give the impression<br />
that recruiting can be easy. However,<br />
the challenge is often one of managing<br />
client expectations versus the reality<br />
of available candidates. The support of<br />
an IP recruitment specialist is important<br />
in assessing available candidates and<br />
current trends in the IP recruitment<br />
market to fi nd a candidate who is<br />
in line with their expectations and<br />
recruited in an effi cient and<br />
informed manner.<br />
JN It doesn’t seem to be a case of<br />
candidates competing for a position, it<br />
is more a case of fi rms competing for<br />
candidates… it is a candidate’s market<br />
at present.<br />
PF At the mid-level (newly qualifi ed<br />
to circa four years post-qualifi ed) where<br />
the majority of the recruitment takes<br />
place, there are something in the region<br />
of three to fi ve applicants competing<br />
for a position (being interviewed by<br />
a fi rm and with a genuine chance of<br />
securing the position), with perhaps<br />
another fi ve to ı0 applications from<br />
unsuitable candidates.<br />
What are employers<br />
looking for?<br />
CB The ability to hit the ground<br />
running – the sector has become<br />
increasingly busy and thus the<br />
pressure on time to invest in training<br />
is greater. The ability to step into a<br />
new role and pick up a caseload from<br />
day one is crucial for many fi rms.<br />
This can be driven by a signifi cant<br />
increase in work or the desire to see<br />
a return for their investment at the<br />
earliest opportunity.<br />
More recently, the imminent<br />
(and fi nal) change over to the new<br />
qualifi cation system for trade mark<br />
attorneys has resulted in several<br />
newly qualifi ed or soon-to-qualify<br />
opportunities on the market, as<br />
employers seek to minimise their<br />
exposure to more expensive course<br />
fees. Longer term, we have already<br />
started to see fi rms introduce<br />
contractual clawback provisions<br />
to protect their investment (ie the<br />
SALARY X £1,000<br />
AVERAGE SALARY BY YEAR OF FIRST QUALIFICATION<br />
100<br />
90<br />
80<br />
70<br />
60<br />
50<br />
40<br />
30<br />
20<br />
10<br />
-<br />
course fees) in trainee trade mark<br />
attorneys if that the attorney leaves<br />
shortly after qualifi cation.<br />
For many, the team fi t and cultural<br />
fi t for the <strong>business</strong> will often trump<br />
the level of technical expertise. We<br />
often tell clients and candidates that<br />
it is “not about the best candidate,<br />
but the most appropriate candidate!”<br />
JN They are looking for candidates<br />
they would feel comfortable putting<br />
in front of their clients. Another<br />
factor is that fi rms now have a much<br />
greater focus on <strong>business</strong> development.<br />
Candidates need to have experience at<br />
being much more client-facing than<br />
they used to. Every fi rm wants to<br />
attract attorneys who will add value.<br />
If a qualifi ed trade mark attorney can<br />
bring a client following, that attorney<br />
is going to be courted by many fi rms.<br />
PF At the moment, <strong>business</strong><br />
development and networking skills are<br />
coming to the fore. In other words, the<br />
ability to do these tasks rather than<br />
having a client or contact following.<br />
EJ The recession and the effect it<br />
has had on trade mark fi rms, as well<br />
as their clients, has caused fi rms<br />
to place a higher store in fi nding<br />
well-rounded individuals – trainees<br />
who, once they’ve mastered the<br />
1996 or earlier<br />
1997 to 2001<br />
2002 to 2003<br />
2004 to 2005<br />
2006<br />
2007<br />
2008<br />
2009<br />
2010<br />
2011<br />
2012<br />
2013<br />
2014<br />
2015<br />
2016<br />
2017 or later<br />
SOURCE: REPORT OF THE 2012 SALARY SURVEY OF THE IP PROFESSION IN THE UK, FELLOWS AND ASSOCIATES<br />
‘Firms do recognise that there are very few rainmakers<br />
around. But they are looking for someone who is at least<br />
capable of managing and communicating well with clients,<br />
building a relationship and spotting obvious opportunities<br />
to generate more work out of clients’<br />
technical side of trade mark work,<br />
will then be able to grow into the<br />
client-facing side of the job.<br />
At a qualifi ed level, fi rms look<br />
for in-depth technical knowledge<br />
and someone who they are confi dent<br />
will give sound advice, who<br />
can handle a caseload relatively<br />
autonomously, but also converse<br />
with their colleagues and continue<br />
to learn on more complex matters.<br />
Firms do recognise that there<br />
are very few rainmakers around.<br />
But they are looking for someone<br />
who is at least capable of managing<br />
and communicating well with clients,<br />
building a relationship and spotting<br />
obvious opportunities to generate<br />
more work out of those clients, even<br />
if they are not going out trying to<br />
bring in the next Apple.<br />
At fi ve or more years qualifi ed, fi rms<br />
are increasingly asking for a following,<br />
given how expensive attorneys start<br />
to get. The reality is, however, that<br />
not many attorneys at that level have<br />
a following or a track record of <strong>business</strong><br />
development. Usually partners will<br />
continue to control client relationships,<br />
and even where those relationships<br />
are shared, it takes a lot for a client to<br />
move all of its work and its records.
Case in point: C-98/11 P, Chocoladefabriken Lindt<br />
& Sprüngli AG v OHIM, CJEU, 24 May 2012<br />
Familiar form still<br />
falls short of CTM<br />
Only EU legislative reform would<br />
help Lindt’s shape mark case, argues<br />
Robert Cumming of Walker Morris<br />
This is an appeal by a Swiss<br />
confectioner (“Lindt”) against<br />
a decision to refuse protection as<br />
a Community Trade Mark for<br />
the shape of a rabbit in respect of<br />
“chocolate and chocolate products”.<br />
Refusing the appeal, the Court of<br />
Justice of the EU (CJEU) upheld the<br />
decision of the General Court, the<br />
Fourth Board of Appeal and OHIM.<br />
Lindt’s appeal to the CJEU was that,<br />
essentially, the mark was not devoid of<br />
distinctive character under Article 7(ı)<br />
(b) of Council Regulation (EC) 40/94<br />
and that OHIM’s analysis in reaching<br />
the opposite conclusion was based on<br />
conjecture. In addition, Lindt appealed<br />
under Article 7(3) on the grounds that<br />
the mark had inherent distinctive<br />
character in ı5 of the 25 Member<br />
States that formed the EU at the<br />
time the application was fi led.<br />
It is well-established case law<br />
that the assessment of distinctiveness<br />
under Article 7(ı)(b) should be applied<br />
consistently whether the mark is a<br />
shape, a word or a logo. However, the<br />
registration of shape marks has been<br />
notoriously diffi cult in comparison<br />
to a fi gurative mark. Some justifi cation<br />
might be found for this due to the<br />
fact that consumers are less likely to<br />
perceive a shape as an indication of<br />
commercial origin, particularly where<br />
it does not differ signifi cantly from<br />
the norms or customs of the sector.<br />
The CJEU held that the analysis<br />
of the mark by the General Court<br />
was consistent with the criteria<br />
established by settled case law, namely<br />
that the features of the mark were<br />
typical of those of similar products<br />
and that, on a global assessment, none<br />
of them were suffi ciently different<br />
individually or in aggregate such that<br />
a consumer would perceive them as<br />
being an indication of the origin of the<br />
goods. As a consequence, the CJEU<br />
was unable to apply its own evaluation<br />
of the facts because to do so would go<br />
beyond the scope of a review in the<br />
context of an appeal. The CJEU also<br />
noted that registrations in Member<br />
States are only one factor that may be<br />
taken into account, and OHIM is under<br />
no obligation to follow the assessment<br />
of the competent national authorities.<br />
In respect of its appeal under Article<br />
7(3), Lindt argued that where a mark has<br />
inherent distinctive character by virtue<br />
of registrations in ı5 out of 25 Member<br />
States covering 75 per cent of the EU’s<br />
population, there should be an inference<br />
that the mark has acquired distinctive<br />
character throughout most of the EU.<br />
The CJEU reiterated that a mark<br />
may only be registered under the<br />
Article 7(3) proviso if the conditions<br />
for registration are satisfi ed across the<br />
entire area in which the objection<br />
applies. For shape marks, this effectively<br />
means all parts of the EU.<br />
The CJEU again gave short shrift<br />
to the argument that several national<br />
registrations could somehow be<br />
aggregated to entitle a mark to lurch<br />
over the threshold for registration<br />
as a Community Trade Mark. This is<br />
unlikely to change, as a linear emphasis<br />
on political boundaries gives undue<br />
weight to smaller jurisdictions and<br />
omits large economic areas. Yorkshire,<br />
for example, has a population similar<br />
to the Republic of Ireland and larger<br />
than that of seven EU Member<br />
States, but has no local registry.<br />
Instead, the CJEU reiterated the<br />
unitary nature of the Community<br />
Trade Mark and the emphasis on<br />
the EU market as a whole. In Lindt’s<br />
case, registered protection across<br />
75 per cent of the population<br />
of the EU was insuffi cient.<br />
In its Study of the Overall Functioning<br />
of the European Trade Mark System,<br />
the Max Planck Institute for<br />
CASE COMMENT<br />
ABOUT THE<br />
AUTHOR<br />
Robert Cumming<br />
is a Registered Trade Mark<br />
Attorney and Solicitor at<br />
Walker Morris<br />
robert.cumming@<br />
walkermorris.co.uk<br />
Robert advises clients in the<br />
beauty, fashion and dance<br />
music industries on the<br />
protection of their IP Rights.<br />
Intellectual Property and Competition<br />
Law acknowledged that for some<br />
marks it is virtually impossible to<br />
demonstrate acquired distinctiveness<br />
(at 3.77). The report proposed that<br />
acquired distinctiveness should be<br />
considered to be present if the applicant<br />
can show substantially exclusive use in<br />
the relevant territory without being<br />
forced to submit proof of market<br />
share or the amount of investment<br />
in promoting the mark.<br />
Despite the common diffi culty<br />
faced by brand owners in Lindt’s<br />
position, the case law seems<br />
entrenched and it appears likely<br />
that only legislative reform will<br />
allow a relaxation of the position.<br />
It is submitted that such reform<br />
may allow more rapid harmonisation<br />
of the internal market than under<br />
the present policy.<br />
29
30<br />
itma.org.uk September 2012<br />
Case in point: C-100/11P, Helena rubinstein SNC & L’Oréal SA v<br />
OHIm & Allergan Inc, CJeU, 10 may 2012<br />
Smooth sailing for Botox CTM<br />
Kate Swaine of Wragge & Co LLP sets out the facts in a case<br />
of a well-known health and beauty name<br />
In considering an appeal from the<br />
General Court’s decision under<br />
Articles 8(ı)(b) and 8(4) and Article 52<br />
of the Community Trade Mark (CTM)<br />
Regulations (Council Regulation (EC)<br />
207/2009), the Court of Justice of the<br />
EU (CJEU) again confirmed the<br />
evidential requirements for the taking<br />
of unfair advantage and detriment to<br />
distinctive character and reputation.<br />
The CJEU, however, did not make a<br />
finding as to whether a trade mark<br />
applicant may include an element<br />
shared with an earlier mark where the<br />
element is descriptive.<br />
Application timeline<br />
In May 2002, Helena Rubinstein<br />
filed an application for a CTM for<br />
the word BOTOLIST, while L’Oréal<br />
filed an application for a CTM<br />
for the word BOTOCYL. Both<br />
applications were in class 3 including:<br />
“Perfumes, eau de toilette; bath<br />
and shower gels... cosmetics among<br />
other creams, milks, lotions, gels<br />
and powders.” Both marks proceeded<br />
to registration.<br />
Allergan is the registered proprietor<br />
for CTM and national marks in both<br />
figurative and word form for BOTOX<br />
in class 5, including “pharmaceutical<br />
preparations for the treatment of<br />
Allergan’s UK mark 2255854
‘In response to the Appellants’ argument, the CJEU concluded<br />
that, as it has no jurisdiction to establish the facts or examine<br />
the evidence in support of those facts in the absence of a clear<br />
distortion of the evidence, the argument had to be rejected’<br />
neurological disorders” (see mark<br />
on page 30). Its earliest mark was<br />
registered in April ı99ı. Allergan<br />
sought the invalidity of BOTOCYL<br />
and BOTOLIST on the basis of its<br />
earlier marks.<br />
OHIM rejected both applications for<br />
invalidity. OHIM’s Board of Appeal then<br />
upheld the appeals, although there was<br />
found to be no likelihood of confusion.<br />
fighting back<br />
Helena Rubinstein and L’Oréal sought<br />
the annulment of the contested<br />
decisions by the General Court, and<br />
when the Court rejected the actions<br />
the matters were appealed to the CJEU.<br />
The appeal was based on a number of<br />
grounds, which included the following:<br />
• the General Court wrongly based its<br />
findings on two UK marks owned by<br />
Allergan that did not form part of<br />
OHIm’s decision. the Appellants<br />
argued that OHIm’s decision was based<br />
on a Ctm for the figurative sign bOtOX.<br />
• the General Court did not consider<br />
whether the bOtOX marks enjoyed a<br />
reputation with both the general public<br />
and healthcare professionals.<br />
• the General Court wrongly found<br />
a link between bOtOX, bOtOLISt<br />
and bOtOCyL based on the common<br />
element “bot” or “boto”, which the<br />
Appellants argued is descriptive<br />
or generic.<br />
• the General Court wrongly found there<br />
was a risk of detriment. the Appellants<br />
claimed that they did not seek or intend<br />
any association with bOtOX and nor<br />
could such an association be made as<br />
the bOtOX mark is registered in relation<br />
to pharmaceutical products issued only<br />
on medical prescription.<br />
CJEU findings<br />
Dealing first with the basis on which<br />
the assessment of the application was<br />
made, OHIM had based its decision on<br />
an earlier figurative CTM for BOTOX.<br />
The Board of Appeal then found that<br />
Allergan had acquired a reputation in<br />
figurative and word marks for BOTOX,<br />
both Community and national marks.<br />
In view of this, the CJEU concluded<br />
that the General Court had legitimately<br />
confined its review to earlier UK marks<br />
for BOTOX on the basis that the UK<br />
was the territory in respect of which<br />
Allergan had produced most evidence.<br />
With regard to consideration of the<br />
reputation of BOTOX, the CJEU<br />
concluded that the Appellants had<br />
misread the judgment of the General<br />
Court. The General Court had<br />
examined the promotion of BOTOX<br />
through both scientific articles and the<br />
“general-interest press”. Further, the<br />
CJEU agreed with OHIM that “if a<br />
trade mark enjoys a reputation with the<br />
general public then, in principle, it is<br />
assumed to be known to professionals”.<br />
The General Court had carried out an<br />
analysis of the reputation of the mark<br />
with each of the two classes of person<br />
comprising the relevant public and was<br />
also correct in finding that BOTOX<br />
had a reputation in the UK in relation<br />
to “pharmaceutical preparations for the<br />
treatment of wrinkles”.<br />
In response to the Appellants’<br />
argument as to the probative value<br />
of the evidence of reputation, the<br />
CJEU concluded that, as it has no<br />
jurisdiction to establish the facts or<br />
examine the evidence in support of<br />
those facts in the absence of a clear<br />
distortion of the evidence, the<br />
argument had to be rejected.<br />
Continuing the question of<br />
appraising factual evidence, the CJEU<br />
stated that the question of whether or<br />
not “bot” or “boto” is a descriptive<br />
prefix (being derived from botulinum<br />
toxin) is also a factual assessment and<br />
one that did not fall in its jurisdiction.<br />
The CJEU reiterated that appeals lie<br />
on points of law only and rejected the<br />
ground of appeal that the General<br />
Court erred in finding a link between<br />
BOTOX and the disputed marks.<br />
With regard to the legal (and most<br />
interesting) question of whether it is<br />
permissible for an applicant for a trade<br />
mark to include in a mark an element<br />
that forms part of an earlier mark to<br />
the extent that the common element<br />
is descriptive, the CJEU held the<br />
ground of appeal ineffective as the<br />
General Court had not found “bot”<br />
CASE COmmeNt<br />
ABOUT THE<br />
AUTHOR<br />
Kate Swaine<br />
is a Director at<br />
Wragge & Co LLP<br />
kate_swaine@wragge.com<br />
based in the ip team,<br />
kate specialises in the<br />
enforcement and clearance<br />
of brands and designs.<br />
or “boto” to be descriptive and<br />
the matter was a factual appraisal.<br />
Accordingly, no conclusion was<br />
reached on this question.<br />
In considering detriment, the<br />
CJEU reiterated that the proprietor<br />
of an earlier mark must prove that<br />
there is a serious risk that injury will<br />
be done to the earlier mark in the<br />
future, as stated in Intel Corporation<br />
[2008] ECR ı-8823. The General<br />
Court was therefore correct in stating<br />
that the proprietor must not produce<br />
evidence of actual harm but must:<br />
“Adduce prima facie evidence of a future<br />
risk, which is not hypothetical, of<br />
unfair advantage or detriment, and<br />
such a conclusion may be established,<br />
in particular, on the basis of logical<br />
deductions made from an analysis<br />
of the probabilities and by taking<br />
account of the normal practice in<br />
the relevant commercial sector, as<br />
well as all the other circumstances<br />
of the case.”<br />
The CJEU concluded that it was<br />
an overall assessment of the factors that<br />
led the General Court to determine<br />
that the disputed marks sought to take<br />
advantage of the distinctive character<br />
and repute of the BOTOX marks. It is<br />
not for the CJEU to review a factual<br />
assessment. The appeal was rejected.<br />
31
32<br />
itma.org.uk September 2012<br />
Case in point: t-435/11, Universal Display Corp v OHIm,<br />
General Court (eighth Chamber), 2 may 2012<br />
no light for Universal appeal<br />
Its invented term has passed into common<br />
parlance, leaving no room for distinctiveness.<br />
Nicole Giblin of Withers & Rogers LLP reports<br />
In September 2009, Universal<br />
Display Corp filed an International<br />
Registration for the word sign<br />
UniversalPHOLED and designated the<br />
EU. The Application covered “chemicals<br />
for use in the manufacture of organic<br />
light-emitting devices and other<br />
organic electronic devices” in class ı.<br />
On examination, OHIM raised<br />
objection under 7(ı)(b) and (c)<br />
of Council Regulation (EC)<br />
207/2009, namely that the mark<br />
UniversalPHOLED was made up of<br />
two descriptive words that together<br />
did nothing more than convey clear<br />
and direct information about the<br />
kind and quality of the goods applied<br />
for. In particular, it held that the<br />
word UNIVERSAL indicated that<br />
the goods were capable of an “allround<br />
application” and that the word<br />
PHOLED was a known abbreviation of<br />
photophorescent organic light-emitting<br />
diodes. Overall, the relevant consumer,<br />
who in this instance would be an<br />
industry specialist, would consider the<br />
mark to be a description of the materials<br />
used in the manufacture of the goods.<br />
Universal was unsuccessful in its<br />
initial arguments and appealed to the<br />
Second Board of Appeal. However,<br />
the Board was unwilling to accept<br />
that UniversalPHOLED would not<br />
immediately inform the consumer<br />
about the kind and quality of the<br />
goods covered by the application.<br />
Unwilling to back down, Universal<br />
appealed to the General Court, claiming<br />
that the mark was not descriptive of<br />
the goods concerned and did, in fact,<br />
hold the necessary degree of distinctive<br />
character required for registration. In<br />
particular, Universal claimed that the<br />
word “Universal” was a direct reference<br />
to its company name, which was well<br />
known in the sector. Furthermore,<br />
Universal outlined that it had a large<br />
family of Universal prefixed marks and<br />
that the consumer would immediately<br />
recognise UniversalPHOLED as<br />
another branch of goods provided<br />
by the parent company.<br />
Universal went on to argue that the<br />
mark as a whole was not descriptive,<br />
as photophorescent organic lightemitting<br />
diodes are not chemicals and<br />
are not proper to class ı. Instead, they<br />
are proper to class 9 and so use of the<br />
abbreviation PHOLED for goods in<br />
class ı could not possibly be descriptive.<br />
Finally, Universal argued that it<br />
is the market leader in producing<br />
photophorescent organic light-emitting<br />
diodes and had coined the abbreviation<br />
PHOLED to make the mark more<br />
distinctive. Universal argued that because<br />
it created the word PHOLED, and<br />
because of its extensive reputation in the<br />
field, the consumer would immediately<br />
recognise that UniversalPHOLED<br />
referred solely to Universal’s goods.<br />
The General Court was unwilling to<br />
accept any of Universal’s arguments. It<br />
was held that although Universal may be<br />
the company name, in the context of the<br />
trade mark application, the dictionary<br />
meaning of the word could not be<br />
ignored. While Universal’s family of<br />
“Universal” marks were acknowledged,<br />
they could play no part in the current<br />
decision as OHIM must examine a trade<br />
mark based on the Regulation, and not<br />
on the basis of previous practices.<br />
Furthermore, although Universal may<br />
have coined the word PHOLED, it had<br />
not sought trade mark protection for the<br />
word at the time it was created. Since<br />
then, the word PHOLED had become<br />
understood in the industry to have a<br />
specific meaning, and therefore lacked<br />
distinctive character. Similarly, Universal’s<br />
argument that its company name was<br />
well known and that it had a reputation<br />
for photophorescent organic lightemitting<br />
diodes, it had not opted to show<br />
that the mark applied for had acquired<br />
distinctiveness through use, nor had it<br />
provided evidence of such a reputation.<br />
This argument was therefore fruitless and<br />
had no standing in the matter at hand.<br />
Finally, although photophorescent<br />
organic light-emitting diodes may be<br />
proper to class 9, the General Court<br />
held that chemical substances in class ı,<br />
Decision in brief:<br />
The General Court has upheld the<br />
Second Board of Appeal’s decision<br />
that the mark UniversalPHOLED was<br />
descriptive of photophorescent organic<br />
light-emitting diodes with an all-round<br />
application. Although the Applicant<br />
had created the acronym PHOLED, it<br />
had not obtained trade mark protection<br />
for the word PHOLED or attempted to<br />
show acquired distinctiveness through<br />
use. Although the Applicant had a<br />
family of UNIVERSAL marks, the word<br />
“UNIVERSAL” could not be considered<br />
to have distinctive character.<br />
such as phosphorus, are used in the<br />
manufacturing of photophorescent<br />
organic light-emitting diodes.<br />
Furthermore, it was clear from Universal’s<br />
list of goods in class ı that protection<br />
was required for substances used to<br />
manufacture organic light-emitting<br />
devices, which includes photophorescent<br />
organic light-emitting diodes.<br />
In the concluding paragraphs, the<br />
General Court upheld the Second<br />
Board of Appeal’s evaluation that<br />
UniveralPHOLED was descriptive<br />
of the goods concerned and lacked<br />
distinctive character. Universal<br />
was instructed to pay costs.<br />
ABOUT THE<br />
AUTHOR<br />
Nicole Giblin<br />
is a Trainee Trade<br />
Mark Attorney at<br />
Withers & Rogers LLP<br />
ngiblin@withersrogers.com<br />
nicole joined Withers & rogers<br />
llp in march 2011 and spends<br />
time in both the bristol and<br />
leamington spa offices.
Case in point: t-273/10, Olive Line International v OHIm – Umbria<br />
Olii International (O LIVe), General Court, 22 may 2012<br />
Olive marks share<br />
common flavour<br />
Global appreciation tips the balance<br />
towards similarity, says Richard<br />
Burton of D Young & Co<br />
In 2007, Olivella Srl filed a<br />
Community Trade Mark<br />
(CTM) application in classes 3<br />
and 44 for the figurative O LIVE<br />
mark shown below (figure ı).<br />
The application (which was later<br />
acquired by Umbria Olii International<br />
Srl) was opposed under Article 8(ı)(b)<br />
of Council Regulation (EC) 207/2009<br />
(“the CTM Regulation”) by Olive Line<br />
International SL, based on its earlier<br />
rights (all of which covered goods in<br />
class 3), namely a Spanish national<br />
registration for the word mark OLIVE<br />
LINE, and CTM and Spanish national<br />
registrations for the figurative mark,<br />
figure 2, shown below.<br />
Board of Appeal decision<br />
OHIM and subsequently the Board of<br />
Appeal found the goods and services<br />
applied for to be identical and similar<br />
to those covered by the earlier marks.<br />
Comparing the marks, the Board<br />
of Appeal took the view that the<br />
only common element between the<br />
applied-for mark and the earlier word<br />
mark, OLIVE, described an important<br />
characteristic of the goods concerned,<br />
namely their ingredients. It was<br />
considered that the word OLIVE would<br />
be understood throughout the relevant<br />
territory, since it is an English word and<br />
because identical or similar words exist<br />
in other languages of the EU.<br />
The second element of the earlier<br />
mark, LINE, would, according to the<br />
Board of Appeal, be perceived by the<br />
relevant consumers as describing a line of<br />
products. The Board of Appeal therefore<br />
Contested marks<br />
Figure 1 Figure 2<br />
found that the distinctive character of<br />
this mark was only in the combination<br />
of the words OLIVE and LINE. The<br />
descriptive and non-distinctive character<br />
of the mark and the lack of similarity<br />
to the applied-for O LIVE figurative<br />
mark was held to be sufficient to<br />
exclude a likelihood of confusion.<br />
General Court appeal<br />
The decision was appealed to the<br />
General Court, which overturned the<br />
Board of Appeal’s decision and found<br />
that there was a likelihood of confusion<br />
under Article 8(ı)(b) of the CTM<br />
Regulation in respect of the identical<br />
and similar goods in class 3, including<br />
cosmetics, and most of the hygiene and<br />
beauty care services in Class 44, which<br />
were held to be similar.<br />
The Court found that there was<br />
an average degree of visual similarity<br />
between the marks and that the word<br />
element OLIVE in the applied-for<br />
mark would be remembered by<br />
consumers. The Court said that<br />
consumers might either fail to notice<br />
the differences between the marks or<br />
incorrectly believe that the goods and<br />
services applied for came from the same<br />
undertaking or at least economically<br />
linked undertakings.<br />
With regard to the device elements in<br />
the applied-for mark, the Court found<br />
that the colours and background served<br />
only a decorative function. The phonetic<br />
similarity between the marks was<br />
therefore held to be more significant<br />
than the visual similarity. Contrary to the<br />
Board of Appeal’s decision, the Court<br />
held that, given that the element OLIVE<br />
appeared at the beginning of the earlier<br />
mark, that element could not be ignored.<br />
Further, it said the Board of Appeal<br />
was wrong to find that there was no<br />
conceptual similarity between the marks<br />
and that the weak distinctive character of<br />
the word element OLIVE did not mean<br />
that there was no similarity conceptually.<br />
CASE COmmeNt<br />
ABOUT THE<br />
AUTHOR<br />
richard burton is a<br />
Trade Mark Attorney at<br />
D Young & Co LLP<br />
rpb@dyoung.co.uk<br />
richard joined d young &<br />
co llp in 2006 and recently<br />
became fully qualified. richard<br />
specialises in trade marks<br />
and designs, and deals<br />
with all aspects of portfolio<br />
handling, prosecution and<br />
contentious matters.<br />
Overall, the General Court found<br />
that the weak distinctive character of<br />
the earlier word mark could not play<br />
a decisive role in the assessment of a<br />
likelihood of confusion. This was found<br />
to be only one factor among many<br />
involved in the global appreciation test.<br />
The Court concluded that there was a<br />
likelihood of confusion in relation to<br />
the majority of the goods and services<br />
covered by the application (in classes 3<br />
and 44) and annulled the Board of<br />
Appeal’s decision.<br />
This case serves as a reminder that<br />
even in a case involving an earlier mark<br />
of weak distinctive character, there<br />
may still be a likelihood of confusion<br />
where the marks are similar and the<br />
goods or services are identical or<br />
closely similar.<br />
33
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itma.org.uk September 2012<br />
Case in point: O/160/12, Associated Newspapers Limited v mIP metro<br />
Group Intellectual Property GmbH & Co KG, UKIPO, Appeal to the<br />
Appointed Person Amanda michaels, 11 April 2012<br />
War of words<br />
Anne Wong of MW Trade Marks remarks<br />
on a case that once again emphasises the need<br />
to ensure registration terms are right on target<br />
This is an appeal against the UKIPO<br />
decision in consolidated proceedings<br />
in which (a) Associated Newspapers<br />
Limited (“Associated”) opposed<br />
registration of a stylised mark, METRO,<br />
by MIP Metro Group Intellectual<br />
Property GmbH & Co (“MIP”), and (b)<br />
MIP sought revocation of Associated’s<br />
earlier marks. The Hearing Officer<br />
(“HO”) decided that the revocation<br />
proceedings failed almost in their entirety,<br />
and upheld the opposition. MIP appealed.<br />
Back story<br />
MIP filed a Community Trade Mark<br />
application for METRO, as shown below.<br />
The application was opposed by a<br />
third party and, as a result, was converted<br />
to a UK national application, number<br />
2356356. The application covered goods<br />
and services in two classes: ı6 – goods<br />
made from paper, printed matter,<br />
instructional and teaching materials in<br />
form of printed matter; 4ı – publication<br />
of books, newspapers and periodicals.<br />
Associated opposed under sections 5(ı),<br />
5(2)(a) and 5(2)(b) of the Trade Marks<br />
Act ı994 on the basis of two earlier UK<br />
registrations for METRO in class ı6:<br />
Number ı084267 – magazines<br />
(publications), but not including<br />
magazines relating to city life or travel.<br />
Number ı586405 – books,<br />
magazines, printed publications and<br />
diaries, all included in Class ı6; but not<br />
including timetables and not including<br />
any such goods relating to railway<br />
The mark<br />
Associated Newspapers Limited<br />
opposed registration of this mark<br />
by MIP Metro Group Intellectual<br />
Property GmbH & Co.<br />
systems; or printed publications for use<br />
in operating, servicing, and/or repairing<br />
motor vehicles, vehicle handbooks<br />
and vehicle parts catalogues.<br />
The earlier registrations were<br />
more than five years old, so MIP<br />
put Associated to proof of use of the<br />
marks. The HO found in favour of<br />
use on books, magazines and printed<br />
publications. MIP’s revocation action<br />
against number ı084267 failed, and<br />
Associated was entitled to retain its<br />
specification. MIP’s revocation action<br />
against number ı586405 succeeded,<br />
but only in respect of diaries.<br />
The HO found in favour of<br />
Associated’s opposition in its entirety.<br />
Grounds of appeal<br />
MIP appealed on the grounds that:<br />
a) the HO erred in finding that use of<br />
Associated’s mark on certain types<br />
of books was sufficient to justify the<br />
retention of “books” in the specification;<br />
b) the HO was wrong to say that “printed<br />
publications” could not be divided save<br />
in an arbitrary manner and so failed to<br />
formulate a fair specification reflecting<br />
Associated’s use on a limited number<br />
of types of publication;<br />
c) the HO was wrong to say that it was<br />
“self evident” that “goods made from<br />
paper” in mIP’s specification could<br />
include magazines, books and printed<br />
publications such as newspapers;<br />
d) the HO was wrong to find that<br />
“instructional and teaching materials<br />
in the form of printed matter” were<br />
“printed publications”; and<br />
e) the HO was wrong to find that<br />
“publication of books” and “books”<br />
were similar goods or services.<br />
The Appointed Person (“AP”) was<br />
referred to several authorities, including<br />
NIRVANA BL O/262/06, in which<br />
Richard Arnold QC concluded that,<br />
in arriving at a fair specification, the<br />
Tribunal should strike a balance between<br />
the respective interests of the proprietor,<br />
other traders and the public, having<br />
regard to the protection afforded by the<br />
registered mark. The Tribunal should<br />
inform itself about the relevant trade and<br />
decide how consumers would describe<br />
the goods and services in relation to<br />
which the mark has been used, and<br />
it is for the Tribunal to frame a fair<br />
specification, not the parties.<br />
With this in mind, the following<br />
decisions were made.<br />
Books – MIP argued that the term<br />
books should have been reduced to<br />
“guide books for travel and for city pubs,<br />
bars and clubs”. Associated argued that<br />
evidence of use on a guide to events, as<br />
well as travel guides, had been submitted.<br />
According to the test discussed in the<br />
NIRVANA case, the AP was satisfied<br />
that this justified the retention of<br />
“books” as a description of the<br />
goods. This ground was rejected.<br />
Printed publications – MIP argued<br />
that “printed publications” remained<br />
too wide, but did not identify any
sub-category of “printed publications”<br />
appropriate to books, magazines and<br />
newspapers. The AP was of the view that<br />
books, magazines and newspapers are<br />
goods within the description “printed<br />
publications” and that consumers<br />
would describe the goods as “printed<br />
publications”. The term would protect<br />
the proprietor’s interest to be able to<br />
extend their range of goods in the<br />
confines of the registration. The AP held<br />
that there was no error of principle or<br />
material error in the HO’s conclusion.<br />
Goods made from paper – Was the<br />
HO wrong to uphold the opposition<br />
for “goods made from paper”? MIP<br />
appealed the finding that “goods made<br />
from paper” may include magazines,<br />
books and printed publications so that<br />
those goods are identical. The HO<br />
relied on the case Gérard Meric v<br />
OHIM T-ı33/05, which held that an<br />
overlap of identical goods is sufficient<br />
for an opposition to succeed whether<br />
the wider category is in the earlier<br />
CASE COmmeNt<br />
‘this case is a reminder of the danger of relying on<br />
broad terms in a specification. Where a specification<br />
includes individual items, a comparison of each item<br />
will be made with the earlier right, which enhances<br />
the prospect of maintaining some of the items’<br />
or the later specification. MIP argued<br />
that Meric did not remove the need<br />
to perform the assessment of similarity<br />
in relation to the whole range of<br />
goods in the specification. The AP<br />
considered there to be no need<br />
to go further.<br />
MIP submitted that the HO<br />
was wrong to say that it was “selfevident”<br />
that “goods made from<br />
paper” in MIP’s specification could<br />
include magazines, books and printed<br />
publications. The AP concluded that<br />
this was a finding that it was open<br />
to the HO to make and so the<br />
impact of the Meric case is such<br />
as to deem the overlap to affect<br />
the whole of “goods made<br />
from paper”.<br />
Instructional and teaching<br />
materials in the form of printed<br />
matter v printed publications –<br />
The AP found that it was open to the<br />
HO to make the determination that<br />
“instructional and teaching materials<br />
in the form of printed matter” are<br />
“printed publications”.<br />
Publication of books v books –<br />
The HO found that there was a high<br />
level of similarity between “books” and<br />
“publication of books”. The AP found<br />
that there was no error of principle<br />
or material error in the finding that<br />
the service “publication of books” is<br />
complementary and similar to “books”.<br />
ABOUT THE<br />
AUTHOR<br />
Submission of a<br />
revised specification<br />
MIP submitted that the HO was wrong<br />
not to permit it an opportunity to submit<br />
a revised specification of goods made<br />
from paper that did not include printed<br />
publications. No application was made<br />
to the HO to consider an amended<br />
specification. On appeal, no formal<br />
application was made to amend the<br />
specification and no attempt was made<br />
to provide an alternate specification.<br />
The AP found there were several factors<br />
militating against permitting MIP to<br />
amend at that stage, including the fact<br />
that MIP should have addressed this<br />
request earlier and should have been<br />
aware of the risk that the HO would<br />
find the goods to be identical. The AP<br />
decided that it would be inappropriate,<br />
and unfair to Associated, to permit MIP<br />
to extend the opposition by seeking to<br />
amend its specification at that stage.<br />
MIP lost the appeal<br />
on all counts<br />
This case is a reminder of the danger of<br />
relying on broad terms in a specification.<br />
Where a specification includes individual<br />
items, a comparison of each item will<br />
be made with the earlier right, which<br />
enhances the prospect of maintaining<br />
some of the items.<br />
This case warns of the need to include<br />
all grounds of appeal at the outset and<br />
to make any special requests as early as<br />
possible, as late requests can be refused.<br />
Anne Wong<br />
is a Partner at<br />
MW Trade Marks<br />
anne@mwtrademarks.com<br />
anne focuses on trade<br />
mark strategy, clearance,<br />
conflicts and domain<br />
name work for clients with<br />
international interests.<br />
35
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itma.org.uk September 2012<br />
Case in point: C-406/10, SAS Institute Inc v World Programming Limited,<br />
CJeU, Grand Chamber, 2 may 2012<br />
The problem with programs<br />
Thirteen judges sitting in the Grand Chamber indicate the<br />
importance of this recent ruling on software protection. Charlie<br />
White and Simon Miles of Edwin Coe LLP fill in the details<br />
SAS Institute Inc (“SAS”)<br />
developed certain analytical<br />
software with a core component that<br />
enables users to write and execute<br />
application programs written in the<br />
programming language created<br />
by SAS (“SAS Language”).<br />
World Programming Limited<br />
(“WPL”) lawfully acquired copies<br />
of the Learning Edition of the SAS<br />
software, which it then studied to<br />
understand how the SAS software<br />
functioned. WPL subsequently<br />
developed its own software that<br />
enabled users to execute application<br />
programs written in the SAS<br />
Language. The WPL software emulates<br />
the functionality of the SAS software<br />
to a high degree, although it was not<br />
suggested that WPL had access to the<br />
source code of the SAS software.<br />
Several important areas of<br />
legislation are relevant to the case:<br />
1. Article 1(2) of the Council Directive of<br />
14 May 1991 on the legal protection<br />
of computer programs (91/250/EEC)<br />
– the “Software Directive” – provides<br />
that: “Protection in accordance with this<br />
Directive shall apply to the expression<br />
in any form of a computer program.<br />
Ideas and principles which underlie<br />
any element of a computer program,<br />
including those which underlie its<br />
interfaces, are not protected by<br />
copyright under this Directive.”<br />
2. Article 5(3) of the Software Directive<br />
states: “The person having a right to use<br />
a copy of a computer program shall be<br />
entitled, without the authorisation of<br />
the rightholder, to observe, study or test<br />
the functioning of the program in order<br />
to determine the ideas and principles<br />
which underlie any element of the<br />
program if he does so while performing<br />
any of the acts of loading, displaying,<br />
running, transmitting or storing the<br />
program which he is entitled to do.”<br />
Further, pursuant to Article 9 of the<br />
Software Directive, any contractual<br />
provisions that are contrary to Article<br />
5(3) (among others) are null and void.<br />
3. Article 2(a) of the Directive 2001/29/<br />
EC of the European Parliament and of<br />
the Council of 22 May 2001 on the<br />
harmonisation of certain aspects of<br />
copyright and related rights in the<br />
information society (the “Information<br />
Society Directive”) provides that:<br />
“Member States shall provide for<br />
the exclusive right to authorise or<br />
prohibit direct or indirect, temporary or<br />
permanent reproduction by any means<br />
and in any form, in whole or in part:<br />
(a) for authors, of their works…”<br />
questions referred<br />
In the High Court, Arnold J broadly<br />
agreed with the view taken by<br />
Pumfrey LJ in Navitaire Inc v (ı)<br />
Easyjet Airline Company and (2)<br />
Bulletproof Technologies Inc [2004]<br />
EWHC ı725 (Ch) that Article ı(2) of<br />
the Software Directive did not protect<br />
programming languages, interfaces<br />
or the functionality of computer<br />
programs from being copied. Arnold J<br />
considered, however, that the extent<br />
of protection was not clear and a<br />
reference should be made to the<br />
Court of Justice of the EU (CJEU).<br />
A total of nine questions<br />
were referred to the CJEU by the<br />
High Court, which were helpfully<br />
summarised by the court as follows:
1. Whether Article 1(2) of the Software<br />
Directive must be interpreted as<br />
meaning that the functionality of a<br />
computer program, the programming<br />
language and the format of data files<br />
used in a computer program to exploit<br />
certain functions constitute a form of<br />
expression of that program and may<br />
be protected by copyright in computer<br />
programs for the purposes of<br />
that Directive.<br />
2. Whether Article 5(3) of the Software<br />
Directive must be interpreted as meaning<br />
that a person who has obtained a copy of<br />
a computer program under a licence is<br />
entitled, without the authorisation of the<br />
owner of the copyright in that program,<br />
to observe, study or test the functioning<br />
of that program to determine the ideas<br />
and principles that underlie any element<br />
of the program, in the case where that<br />
person carries out acts covered by<br />
that licence with a purpose that goes<br />
beyond the framework established<br />
by the licence.<br />
3. Whether Article 2(a) of the Information<br />
Society Directive must be interpreted as<br />
meaning that the reproduction, in a<br />
computer program or a user manual<br />
for that program, of certain elements<br />
described in the user manual for another<br />
computer program protected by<br />
copyright constitutes an infringement<br />
of that right in the latter manual.<br />
On these questions, the CJEU<br />
ruled as follows:<br />
First, Article ı(2) of the<br />
Software Directive must be<br />
interpreted as meaning that neither<br />
the functionality of a computer<br />
program nor the programming<br />
language and the format of data<br />
files used in a computer program to<br />
exploit certain functions constitute a<br />
form of expression of that program<br />
and, as such, are not protected by<br />
copyright in computer programs<br />
for the purposes of that Directive.<br />
Second, Article 5(3) must be<br />
interpreted as meaning that a<br />
person who has obtained a copy of<br />
a computer program under a licence<br />
is entitled, without the authorisation<br />
of the owner of the copyright, to<br />
observe, study or test the functioning<br />
of that program so as to determine<br />
the ideas and principles that underlie<br />
any element of the program, in the<br />
case where that person carries out<br />
acts covered by that licence and acts<br />
of loading and running necessary for<br />
the use of the computer program,<br />
and on condition that the person<br />
does not infringe the exclusive rights<br />
of the owner of the copyright in<br />
that program.<br />
And finally, that Article 2(a) of<br />
the Information Society Directive<br />
must be interpreted as meaning<br />
that the reproduction, in a program<br />
or a user manual for it, of certain<br />
elements described in the manual<br />
for another program protected<br />
by copyright can constitute an<br />
infringement of the copyright in the<br />
latter manual if – this being a matter<br />
for the national court to ascertain<br />
– that reproduction constitutes the<br />
expression of the intellectual creation<br />
of the author of the user manual for<br />
the program protected by copyright.<br />
Monopoly concern<br />
At paragraph 40 of its judgment,<br />
the CJEU was concerned that, if the<br />
functionality of a computer program<br />
was allowed to be protected by<br />
copyright, this could mean that ideas<br />
may be monopolised, which would,<br />
of course, be against the wording of<br />
Article ı(2) of the Software Directive.<br />
Further, at paragraph 4ı, the CJEU<br />
pointed to the advantage of other<br />
authors being able “to create similar<br />
or even identical programs provided<br />
that they refrain from copying”.<br />
Rightly or wrongly, this ruling may<br />
mean that manufacturers of original<br />
software will become less willing<br />
to spend money on research and<br />
development of software for Europe.<br />
At paragraph 45, the CJEU<br />
explained that, while the language<br />
and format of data files used in<br />
a computer program might not<br />
be protected under the Software<br />
Directive, they may be protected, as<br />
literary works, by copyright under<br />
the Information Society Directive if<br />
it can be shown that they are their<br />
author’s own intellectual creation (See<br />
Bezpecnostní softwarová asociace v<br />
Svaz softwarové ochrany ([20ı0] CJEU<br />
C-393/09) (“BSA”) paragraphs 44 to<br />
46 and Infopaq International A/S v<br />
Danske Dagblades Forening [2009]<br />
CJEU C-5/08, paragraphs 33 to 37).<br />
In Nova Productions Limited v<br />
Mazooma Games Limited and others,<br />
and Nova Productions Limited v Bell<br />
Fruit Games Limited [2006] EWCA<br />
Civ ı044, the Court of Appeal did not<br />
refer certain questions to the CJEU<br />
relating to arguments about whether<br />
“preparatory design material”<br />
was included in the definition of<br />
“computer program” under the<br />
Software Directive and the extent<br />
CASE COmmeNt<br />
ABOUT THE<br />
AUTHORS<br />
Charlie White<br />
is an Associate and member of<br />
the IP team at Edwin Coe LLP<br />
charlie.white@edwincoe.com<br />
Simon miles<br />
is a Partner and Head<br />
of IP at Edwin Coe LLP<br />
simon.miles@edwincoe.com<br />
to which the Copyright, Designs<br />
and Patents Act ı988 had therefore<br />
correctly implemented the Software<br />
Directive. It is interesting to note that<br />
in both BSA (paragraphs 36 to 37)<br />
and SAS Institute Inc (paragraphs 36<br />
to 37) the CJEU stated that: “the term<br />
‘computer program’ also includes<br />
preparatory design work leading<br />
to the development of a computer<br />
program, provided that the nature of<br />
the preparatory work is such that a<br />
computer program can result from it<br />
at a later stage,” and such work is<br />
stated to be an object of protection<br />
under the Software Directive.<br />
The judgment in SAS Institute<br />
Inc is not surprising. One possible<br />
reaction could be a renewed focus<br />
by manufacturers of original<br />
software on their attempts to<br />
extend the scope of patent<br />
protection for computer programs.<br />
Currently in Europe, the position<br />
is that the application of a program<br />
may be patentable if it possesses<br />
a technical characteristic. However,<br />
this can be difficult to prove.<br />
37
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itma.org.uk September 2012<br />
Case in point: O/185/12, FeeDbACK mAtterS (2537918), UKIPO,<br />
Appointed Person Anna Carboni, 20 April 2012<br />
Back to basics for<br />
Crocodilio appeal<br />
Yet the Appointed Person’s full assessment failed<br />
to find a new outcome, as Philippa Caddick of<br />
Edwards Wildman Palmer UK LLP reports<br />
The Appellant, Crocodilio Limited,<br />
applied to register the mark<br />
FEEDBACK MATTERS (“the Mark”)<br />
as a series of three in respect of a range<br />
of advertising and <strong>business</strong> services<br />
in class 35.<br />
The Mark was provisionally refused<br />
by the Registrar on the grounds that<br />
it lacked distinctive character. The<br />
Appellant submitted written arguments<br />
and then attended a hearing to try to<br />
overcome the objection. The Hearing<br />
Officer, Linda Smith, suspended the<br />
hearing to consider the matter further.<br />
Later the same day, she telephoned<br />
the Appellant to inform it that, in<br />
her opinion, the Mark was devoid<br />
of distinctive character and the refusal<br />
was to be maintained. The Appellant<br />
informed the Hearing Officer during<br />
the same telephone call that it had<br />
already posted a letter to her, which<br />
contained additional submissions.<br />
The Hearing Officer therefore<br />
agreed to delay an official decision<br />
until she had received and considered<br />
the Appellant’s letter containing these<br />
additional submissions. A week later,<br />
the Hearing Officer had still not<br />
received the Appellant’s letter, so<br />
she issued a hearing record that<br />
confirmed the refusal of the Mark<br />
under section 3(ı)(b) of the Trade<br />
Marks Act ı994 (“the Act”).<br />
The Appellant’s letter had, in fact,<br />
been received by the UKIPO the day<br />
after it had been sent and had been<br />
forwarded to the Directorate four days<br />
later. However, it was not passed to the<br />
Hearing Officer until after she had<br />
confirmed the refusal. In the meantime,<br />
the Appellant had also written to<br />
the Chief Executive of the UKIPO<br />
to complain about the manner in<br />
which the application had been<br />
conducted, alleging that there had<br />
been various procedural errors. The<br />
Appellant also indicated that it had<br />
made requests under the Freedom of<br />
Information Act 2000 in connection<br />
with these procedures.<br />
The Appellant subsequently<br />
requested a formal statement of reasons<br />
for the refusal, which led to the official<br />
decision being issued. In the official<br />
refusal letter, the Hearing Officer did<br />
not make any express reference to the<br />
Appellant’s letter and it was therefore<br />
unclear whether the additional<br />
correspondence had been taken into<br />
account before the Hearing Officer’s<br />
decision was made.<br />
AP appeal<br />
The Appellant filed an appeal to the<br />
Appointed Person and the issue was<br />
essentially whether the Appellant had<br />
a fair hearing, bearing in mind that<br />
the Hearing Officer had stated that<br />
she would delay a decision until the<br />
Appellant’s additional submissions<br />
had been considered. However, due<br />
to the delay in the UKIPO, it appeared<br />
that those submissions were not taken<br />
into account.<br />
The Appointed Person stressed that<br />
the crucial factor was not only that<br />
justice was done, but also that it was<br />
seen to be done, and the absence of any<br />
reference to the Appellant’s letter<br />
following the hearing was cause for<br />
concern. On this basis, the Appointed<br />
Person decided to assess not only<br />
whether the Hearing Officer made<br />
any error of principle, but also whether<br />
she agreed with the outcome.<br />
The Appointed Person undertook a<br />
review of the submissions and arguments<br />
provided by the Appellant in support of<br />
the application, concluding that the only<br />
real procedural error appeared to be the<br />
‘The crucial factor was not only that justice was done, but also that it was seen to be<br />
done. On this basis, the Appointed Person decided to assess not only whether the Hearing<br />
Officer made any error of principle, but also whether she agreed with the outcome’<br />
failure to take into account the contents<br />
of the letter sent after the hearing.<br />
The Appointed Person determined<br />
that some of the procedural errors<br />
suggested by the Appellant were, in<br />
fact, complaints about errors in the<br />
UKIPO’s approach to distinctiveness.<br />
Distinctiveness<br />
On the issue of distinctiveness,<br />
the Appointed Person first held that<br />
the Hearing Officer was aware of the<br />
analysis laid down by the various<br />
court decisions. She then proceeded<br />
to assess the Appellant’s complaints<br />
individually.
In doing so, she held that the<br />
Hearing Officer determined correctly<br />
that the average consumer was “a<br />
person engaged in commerce” rather<br />
than the general public. If the Appellant<br />
had wanted a much narrower definition<br />
of consumer to be part of the<br />
assessment, it should have narrowed<br />
the specification accordingly.<br />
The Appointed Person then<br />
considered whether the Hearing<br />
Officer had set the distinctiveness<br />
bar too high by the inclusion of<br />
“any” before “distinctive character”.<br />
The Appointed Person concluded on<br />
this point that assessing distinctiveness<br />
is “an art not a science” and that<br />
the assessment does not represent a<br />
measure of a minimum level. With<br />
this in mind, the Appointed Person<br />
held that the Hearing Officer had<br />
correctly concluded that the Mark<br />
does not have “sufficient linguistic<br />
imperfection, peculiarity, inventiveness<br />
or other creative application” to<br />
satisfy section 3(ı)(b).<br />
She then went on to assess whether<br />
the Mark was an unusual conjunction.<br />
Again, she concurred with the Hearing<br />
Officer that the Mark was two relatively<br />
common words that, when placed<br />
together, did not create a different<br />
impression from their ordinary meaning.<br />
The Appointed Person then turned<br />
to whether it was necessary to keep the<br />
words FEEDBACK MATTERS<br />
free for use by other traders. It was<br />
accepted that the Hearing Officer<br />
had erred in her reporting of the<br />
internet search she conducted<br />
of the use of the phrase “feedback<br />
matters”. A correct search of this<br />
phrase revealed fewer hits than those<br />
revealed by the Hearing Officer, but<br />
nevertheless it was held that overall<br />
the phrase was used descriptively by<br />
other traders across different sectors.<br />
Domain name delivery<br />
The Appellant contended that as<br />
the services provided under the Mark<br />
were delivered via its registered domain<br />
names, this should have been taken<br />
into account, especially in light of<br />
guidance that domain names can<br />
be taken as indicators of origin. The<br />
Appointed Person agreed that domain<br />
names could be taken as indicators of<br />
origin, but that they had to pass the<br />
usual distinctiveness tests to do so.<br />
Equal treatment<br />
Finally, the Appointed Person<br />
considered whether the decision<br />
breached principles of equal treatment.<br />
The Appointed Person reiterated that<br />
the principle did not apply to the<br />
examination of trade marks if and to<br />
the extent that an examining body had<br />
erred in applying the law to a previous<br />
CASE COmmeNt<br />
ABOUT THE<br />
AUTHOR<br />
Philippa Caddick<br />
is an Associate at Edwards<br />
Wildman Palmer UK LLP<br />
pcaddick@edwards<br />
wildman.com<br />
philippa is a qualified trade<br />
mark attorney. Her practice<br />
focuses on national and<br />
international trade mark law,<br />
including oppositions,<br />
revocations and invalidity<br />
actions, negotiation of<br />
settlements, brand clearance,<br />
registrations and prosecution<br />
of trade mark portfolios.<br />
case. It was confirmed by a<br />
representative for the Registry<br />
that while there was no system of<br />
precedence, the Office was certainly<br />
guided by previous decisions. The<br />
Appellant referred to the number<br />
of marks that contained the element<br />
MATTERS and whether the UKIPO<br />
had become stricter in its examination<br />
of marks to explain a difference of<br />
previously accepted and recently<br />
rejected marks. The Appointed Person<br />
conducted her own assessment of marks<br />
on the Register pre and post the<br />
Mark, taking into account the list<br />
provided by the Appellant on which<br />
it relied as evidence of inconsistency.<br />
She concluded, however, that there<br />
had been no material change in the<br />
Registry’s approach.<br />
Taking into account all the<br />
circumstances and facts, the<br />
Appointed Person held that the<br />
Hearing Officer’s decision was<br />
correct and that the mark was indeed<br />
devoid of distinctive character.<br />
While this case was decided<br />
very much on its own facts, it<br />
nevertheless provides an interesting<br />
illustration of when the Appointed<br />
Person will conduct its own<br />
assessment of the facts. This is<br />
especially important in cases<br />
where the Appellant has a lay<br />
representative.<br />
39
40<br />
itma.org.uk September 2012<br />
Case in point: O/177/12, GeNe SIGNAtUre (2513140), UKIPO,<br />
Appointed Person Iain Purvis QC, 5 April 2012<br />
Applicant overcomes<br />
spelling error<br />
A common typo ended in appeal, says<br />
Emma Reeve of Groom Wilkes & Wright LLP<br />
On 6 April 2009, Dr Mohammed<br />
Farakh Kamran filed an application<br />
to register a UK Trade Mark for a series<br />
of six trade marks, shown below.<br />
On 30 April 2009, the examiner raised<br />
three objections to the application. First,<br />
it said that the marks were not a proper<br />
series and failed to comply with the<br />
requirement of section 4ı(2) of the Trade<br />
Marks Act ı994 (“the Act”) in that they<br />
differed in matters that subsequently<br />
affected the identity of the trade mark.<br />
It was noted, however, that marks<br />
one, two and three could properly<br />
be grouped together as a series.<br />
A second objection was that<br />
marks four, five and six were also<br />
objectionable under section 3(ı)(b)<br />
and section 3(ı)(c) of the Act, because<br />
they each consisted of the words<br />
“Genetic Signature” and this was<br />
considered to be a sign that would<br />
identify someone or something by<br />
their genes. Thus, the marks may serve<br />
in trade to designate the kind and<br />
intended purpose of the goods or<br />
services for which registration was<br />
applied. A third objection related<br />
to the specification.<br />
Dr Kamran contacted the UKIPO in<br />
response to the examination report and<br />
made two main points. First, Dr Kamran<br />
stated that he had mistyped marks one,<br />
two and three on the application form<br />
and each mark should read GENETIC<br />
1)<br />
2)<br />
3)<br />
4)<br />
5)<br />
6)<br />
SIGNATURE. Dr Kamran asked for the<br />
application to be amended to account<br />
for this error. Second, Dr Kamran<br />
challenged the finding that the marks<br />
were descriptive, and/or offered to<br />
amend the goods and services that<br />
were considered descriptive.<br />
The UKIPO claimed that marks one,<br />
two and three could not be amended<br />
as the change would substantially affect<br />
the identity of the trade mark, since it<br />
would involve replacing an invented<br />
word with a real one.<br />
Following further correspondence,<br />
Dr Kamran was offered a hearing.<br />
The matter came before Ann Corbett<br />
on ı3 July 20ıı and Dr Kamran<br />
represented himself. Following<br />
the hearing, Corbett sent a letter<br />
to Dr Kamran setting out the main<br />
points. The letter included Dr Kamran’s<br />
initial position that trade marks one,<br />
two and three could be read as<br />
GENETIC SIGNATURE. Corbett<br />
summarised that Dr Kamran was to<br />
file a new application for marks one<br />
through three in the form as intended<br />
and that the application would proceed<br />
with the sixth mark only. Amendments<br />
were not made to the specification and<br />
Corbett’s decision was based on the<br />
specification as applied for in respect<br />
of the sixth mark. Corbett concluded<br />
in her final decision to Dr Kamran<br />
that the sixth mark was refused because<br />
it did not comply with sections 3(ı)(b)<br />
and 3(ı)(c) of the Act.<br />
On receipt of the letter,<br />
Dr Kamran contacted the UKIPO<br />
and asked to be granted a series mark<br />
for marks one, two and three. On ı8<br />
November 20ıı, the UKIPO refused<br />
the request, because Dr Karman had<br />
earlier indicated that he wanted to<br />
continue with the sixth mark only.<br />
Dr Kamran appealed the decision<br />
of Corbett, seeking only the grant<br />
of marks one, two and three. The<br />
question on appeal was whether<br />
Dr Kamran had requested the deletion<br />
of all the marks, leaving just the sixth<br />
mark in the application.<br />
Iain Purvis QC, the Appointed<br />
Person, held that Dr Kamran did<br />
not understand that the first hearing<br />
would determine registrability, and<br />
that there was confusion on the part<br />
of Dr Kamran about the options open<br />
to him. Dr Kamran wanted to split the<br />
application to keep marks one through<br />
three. Corbett assumed that he wanted<br />
to amend the spelling mistake contained<br />
in marks one through three; however,<br />
the transcript was ambiguous. There<br />
was no evidence that there had been<br />
a definite request to delete or withdraw<br />
marks one through five. Iain Purvis QC<br />
set aside the decision of the first hearing<br />
due to Corbett’s misunderstanding<br />
of Dr Karman’s intention.<br />
On appeal, Dr Kamran accepted<br />
and proceeded with marks one through<br />
three as a series and they were accepted<br />
for registration.<br />
In respect of the misspelling of marks,<br />
Mr Abraham, representing the Registry,<br />
did not pursue an objection on the lack<br />
of bona fide intention to use the marks.<br />
An objection raised on this basis will<br />
only succeed if the application was made<br />
in bad faith under section 3(6) of the<br />
Act. It was held that Dr Kamran did not<br />
act in bad faith although he claimed that<br />
the marks one to three were misspelt.<br />
ABOUT THE<br />
AUTHOR<br />
emma reeve<br />
is a Trainee Trade Mark<br />
Attorney at Groom Wilkes<br />
& Wright LLP<br />
ereeve@gwwtrademarks.com
Case in point: O/145/12, Ambrosia Feel Good Drinks (2516238), UKIPO,<br />
Appointed Person Professor ruth Annand, 29 April 2012<br />
The feel Good factor<br />
Context was crucial in this decision, writes<br />
Peter Vaughan of Boult Wade Tennant<br />
On ı9 May 2009, Premier<br />
Food Group Limited filed an<br />
application for AMBROSIA FEEL<br />
GOOD PUDS in classes 29 and 30.<br />
The Feel Good Drinks Company<br />
Limited opposed the application on<br />
the basis of sections 5(2)(b), 5(3) and<br />
5(4)(a) of the Trade Marks Act ı994<br />
(“the Act”).<br />
The decision was made on the<br />
basis of section 5(2)(b) and only<br />
two of the earlier rights – FEEL<br />
GOOD SNACKS and FEEL GOOD<br />
CONFECTIONERY – were<br />
considered. The crux of the decision<br />
rested on the distinctiveness of the<br />
marks and the resultant comparison<br />
of them. The Hearing Officer, as<br />
a result of section 72 of the Act,<br />
found it was not possible, outside a<br />
cancellation action, to decide that<br />
the earlier rights were devoid of<br />
distinctive character; rather, they<br />
were of low distinctive character.<br />
Thus the Hearing Officer rejected<br />
the Applicant’s assertions that the<br />
“FEEL GOOD PUDS” element<br />
of its mark was descriptive – to<br />
have found otherwise would have<br />
contradicted earlier findings. While<br />
accepting that AMBROSIA was<br />
the most dominant and distinctive<br />
element of the application, this did<br />
not preclude a likelihood of confusion.<br />
Even marks of low distinctive<br />
character can give rise to a likelihood<br />
of confusion. The opposition was<br />
upheld under section 5(2)(b).<br />
Appeal arguments<br />
The Applicant appealed to the<br />
Appointed Person, arguing that<br />
the Hearing Officer had erred<br />
on several occasions.<br />
The Appellant argued that the<br />
Hearing Officer had been inconsistent<br />
in its approach when finding that the<br />
FEEL GOOD element had a low<br />
distinctive character – asserting it was<br />
descriptive. The Appointed Person<br />
rejected this as “splitting hairs”. The<br />
finding that the FEEL GOOD element<br />
related to snacks and confectionery was<br />
not inconsistent with the marks being<br />
distinctive as a whole, and this actually<br />
provided the distinctive character.<br />
The FEEL GOOD PUDS<br />
element of the application was held to<br />
operate in a similar manner to FEEL<br />
GOOD SNACKS and FEEL GOOD<br />
CONFECTIONERY and was not<br />
descriptive. A tension emerges in the<br />
decision between arguing that a mark<br />
is descriptive when no corresponding<br />
cancellation action has been filed. This<br />
prevented the Applicant from arguing<br />
that an element of its own mark was<br />
descriptive; to do so would have been<br />
to contradict the finding of distinctive<br />
character in the earlier rights, which the<br />
Appointed Person was reluctant to do.<br />
The Appellant also contended that<br />
the Hearing Officer did not consider<br />
its evidence that FEEL GOOD was<br />
descriptive. This was rejected by the<br />
Appointed Person, who, somewhat<br />
surprisingly, considered the Appellant’s<br />
evidence afresh. She concluded it<br />
was insufficient to make out the<br />
descriptive character of FEEL GOOD,<br />
relying on various cases (including<br />
T-ı35/04 GfK AG v OHIM) to<br />
support the view that although use<br />
of FEEL GOOD in some situations<br />
is descriptive, this does not apply to<br />
every instance: context is everything<br />
and evidence should reflect this as<br />
well as be relevant to the time and<br />
jurisdiction – something the Applicant<br />
did not always demonstrate. Again,<br />
a tension emerges between arguing<br />
descriptiveness in the opposition<br />
proceedings and the possibility of<br />
doing so in a cancellation action.<br />
The Appointed Person then<br />
turned to C-235/05 L’Oréal v<br />
OHIM to refute the assertion that<br />
the FEEL GOOD element should<br />
be disregarded when comparing the<br />
marks; the Appellant alleged that not<br />
enough emphasis had been placed<br />
on its well-known AMBROSIA<br />
element, which it said would serve to<br />
distinguish between the two marks.<br />
L’Oréal states that a mark of weak<br />
distinctive character could be sufficient<br />
to create a likelihood of confusion.<br />
To find otherwise would be to allow<br />
CASE COmmeNt<br />
ABOUT THE<br />
AUTHOR<br />
Peter Vaughan<br />
is a Trainee Trade<br />
Mark Attorney at<br />
Boult Wade Tennant<br />
pvaughan@boult.com<br />
located in the firm’s<br />
cambridge office, peter<br />
has broad experience of<br />
filing and prosecuting<br />
applications before the ukipo,<br />
oHim and foreign registries.<br />
marks of weak distinctive character to<br />
prevent only identical later applications<br />
and would place undue importance on<br />
a mark’s distinctiveness. This approach<br />
was rejected by the Appointed Person<br />
in favour of the well-known global<br />
appreciation test – highlighting<br />
that even marks of a low distinctive<br />
character can be sufficient for a<br />
finding of a likelihood of confusion.<br />
Furthermore, the Appointed Person<br />
held that the Hearing Officer was<br />
entitled to find “reverse confusion”,<br />
in that the likelihood of confusion<br />
should be assessed both ways, even<br />
though it had not been argued. The<br />
Opponent was entitled to allege<br />
a likelihood of confusion without<br />
asserting a particular type of confusion.<br />
Appeal refused<br />
This decision demonstrates the<br />
importance of the section 72<br />
presumption of validity and how marks<br />
of a low distinctive character cannot<br />
be discounted when considering<br />
a likelihood of confusion – even<br />
where there are more dominant and<br />
distinctive elements present in the<br />
application. If there are doubts as to the<br />
distinctiveness or descriptiveness of a<br />
mark, the proper forum is a parallel<br />
cancellation action. Failing this, it will<br />
be difficult to argue against validity.<br />
41
42<br />
EVENTS 2012/2013<br />
events<br />
ITMA<br />
More details can be found at itma.org.uk<br />
Our web-based<br />
events continue,<br />
some of which are in<br />
partnership with CIPA<br />
Date Event Location CPD Hrs<br />
6 September ITMA Edinburgh Evening Meeting Pinsent Masons LLP, Edinburgh 1<br />
18 September ITMA London Evening Meeting*<br />
Copyright Update<br />
Luke Dixon, Greenberg Traurig Maher LLP<br />
19 September ITMA Seminar: Preparation and presentation<br />
of evidence before the UKIPO<br />
Royal College of Surgeons, London 1<br />
Royal College of Surgeons, London 3<br />
24 September ITMA & CIPA Webinar<br />
How to network without working the room<br />
Bernard Savage, Size 10.5 Boots<br />
24 September ITMA & CIPA Leeds Evening Meeting<br />
An update on design and copyright law<br />
Michael Edenborough QC, Serle Court<br />
Walker Morris, Leeds 1<br />
9 October ITMA Afternoon Talk: Patent Box<br />
Chris Riley, Littlejohn and<br />
Adrian Tombling, Withers & Rogers LLP<br />
Withers & Rogers LLP, London 1<br />
11 October ITMA Autumn Seminar* Hyatt Regency, Birmingham 5<br />
11 October ITMA Drinks Reception Hyatt Regency, Birmingham<br />
11-12 October IPAG 9th Annual Conference<br />
(day two in association with ITMA)<br />
The Lancaster, London<br />
15 October ITMA Round Table Withers & Rogers LLP, Sheffield 1<br />
18 October ITMA Webinar<br />
IP Translator<br />
Michael Edenborough QC, Serle Court<br />
1<br />
23 October ITMA London Evening Meeting*<br />
Bribery Update<br />
Richard Goddard, BP plc<br />
Royal College of Surgeons, London 1<br />
29 October ITMA & CIPA Webinar<br />
How to use social media to win <strong>business</strong><br />
Bernard Savage, Size 10.5 Boots<br />
26 November ITMA & CIPA Webinar<br />
How to sell professional services<br />
Bernard Savage, Size 10.5 Boots<br />
27 November ITMA London Evening Meeting* Royal College of Surgeons, London 1<br />
6 December Northern Christmas Dinner tbc, Manchester<br />
11 December ITMA Christmas Lunch with pre-lunch drinks** InterContinental Park Lane, London<br />
20 March 2013 ITMA Spring Conference begins! Watch this space and itma.org.uk for<br />
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