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Consistency is<br />

needed at OHIM<br />

Jonathan Clegg p10<br />

Budweiser<br />

in the UK<br />

Kirsten Gilbert p16<br />

ITMA<br />

RevIew<br />

The journal of the Institute of Trade Mark Attorneys<br />

.ACCOUNTANT .AGENCY .AMAZON .BABY<br />

.BEER .BUSINESS .CARAVAN .CHANEL .COOL<br />

.DATING .DOG .DOT .EARTH .ENGINEERING<br />

.EXTRASPACE .FAIL .FILM .FOUNDATION<br />

.GAY .GOODHANDS .GURU .HAMBURG .HELP<br />

.HYATT .IMAMAT .INDIANS .JCB .JOY .JUNIPER<br />

.KIDS .KOSHER .KYOTO .LAMBORGHINI<br />

.LIAISON .LOL .MAN .MEME .MONSTER<br />

.NETAPORTER .NEwS .NOw .OLDNAVY<br />

.OSAKA .OTT .PANASONIC .PHONE .PwC<br />

.RODEO .RUN .SALE .SEXY .STAPLES .THEATRE<br />

.TRANSFORMERS .TUNES .ULTRABOOK<br />

.UNICORN .UNIVERSITY .VANGUARD .VEGAS<br />

.VERISIGN .wANG .wEATHERCHANNEL .wOw<br />

.XBOX .XFINITY .XPERIA .YELLOwPAGES .YOU<br />

.YUN .ZARA .ZERO .ZULU<br />

Plus<br />

IP Translator:<br />

words of warning<br />

Imogen Wiseman p18<br />

Will trade mark professionals rise to the challenge of the<br />

new top-level domains, and who has applied so far? p12<br />

Media Watch p6 Summer Reception p9<br />

Recruitment round table p24 Events p42<br />

Malaysia’s<br />

year in marks<br />

Geetha K p21<br />

Issue 396 September 2012 itma.org.uk


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New starts are<br />

on the agenda<br />

his is the back-to-school time of year, when many people begin a new course, school<br />

T or college. For those who are starting a new job or thinking about recruitment, our<br />

Q&A with recruitment professionals will be a very interesting read. Meanwhile, the IP<br />

Translator decision from the Court of Justice of the EU means that all our working<br />

lives are beginning slightly anew; Imogen Wiseman, Chair of the Law & Practice<br />

Committee, gives her excellent analysis in this issue. In addition, Jonathan Clegg has<br />

written an OHIM update, following his recent evening meeting lecture, and the latest<br />

stages in Budweiser are reported by Kirsten Gilbert, who recently held a webinar on<br />

this topic, while Nick Wood kindly outlines some of the latest moves on gTLDs.<br />

I hope to see you at our Birmingham seminar in a few weeks’ time, and six months<br />

from now at our Spring Conference in London on 20 March. Buy your 20ı3 diary now<br />

and mark the date!<br />

Yours<br />

Catherine Wolfe<br />

ITMA President<br />

In this issue<br />

04 ITMA Business member benefits, moves, media Watch and more<br />

09 Summer Reception Photos from this popular mid-year gathering<br />

10 OHIM update Jonathan Clegg examines an active year at the european office<br />

12 New gTLDs Who’s rising to the challenge? Nick Wood has the answer<br />

16 Bud in the UK Kirsten Gilbert considers the impact of a battle of the <strong>beer</strong>s<br />

18 IP Translator Some words of warning from Imogen Wiseman<br />

21 Malaysia Geetha K reflects on some key decisions related to the country’s marks<br />

24 What’s on the horizon? experts offer answers on trade mark recruitment<br />

29 Familiar form falls short robert Cumming explains why Lindt’s bunny isn’t a Ctm<br />

30 Smooth sailing for Botox beauty brand beats Ctm challengers. by Kate Swaine<br />

32 No light for Universal Its invented term is now common parlance, says Nicole Giblin<br />

33 Common flavour Olive marks found too similar, writes richard burton<br />

34 War of words Anne Wong reminds us of the need to choose terms with care<br />

36 Program problem edwin Coe authors review a recent ruling on software protection<br />

38 Crocodilio lacks force Despite the AP going back to basics. by Philippa Caddick<br />

40 Gene Signature Case highlights question of applicant intention, says emma reeve<br />

41 The Feel Good factor Context was crucial in this case, as Peter Vaughan explains<br />

42 Events Forthcoming diary dates and events of interest for ItmA members<br />

ITMA SePtember 2012<br />

ItmA contacts<br />

General enquiries<br />

ItmA Office, 5th Floor, Outer temple,<br />

222-225 Strand, London WC2r 1bA<br />

email: tm@itma.org.uk<br />

tel: 020 7101 6090<br />

Committee chairs<br />

General Purpose & Finance:<br />

maggie ramage,<br />

maggie@ramage.co.uk<br />

Programme: Katie Cameron,<br />

kcameron@jenkins.eu<br />

Book: mark Hiddleston,<br />

m.hiddleston@elkfife.co.uk<br />

ITMA Review: tania Clark,<br />

tclark@withersrogers.com<br />

Law & Practice: Imogen Wiseman,<br />

i.wiseman@cleveland-ip.com<br />

Public Relations & Communications:<br />

James Setchell, james@ramage.co.uk<br />

Education & Training: Sanjay Kapur,<br />

sanjay.kapur@potterclarkson.com<br />

Designs: Chris mcLeod,<br />

chris.mcleod@ssd.com<br />

Trade Mark Administrators Course:<br />

richard Goddard,<br />

richard.goddard2@uk.bp.com<br />

Published on behalf of ITMA by:<br />

think, the Pall mall Deposit, 124-128<br />

barlby road, London W10 6bL<br />

tel: 020 8962 3020<br />

www.thinkpublishing.co.uk<br />

Editor: Caitlin mackesy Davies,<br />

caitlin@thinkpublishing.co.uk<br />

Advertising: Dalia Dawood,<br />

dalia.dawood@thinkpublishing.co.uk<br />

Account director: Sam Gallagher<br />

Publisher: Ian mcAuliffe<br />

ITMA Review<br />

Review content is provided by<br />

members on a voluntary basis, and<br />

reader suggestions and contributions<br />

are welcome. If you would like to<br />

contribute an article to a future issue,<br />

please contact tania Clark by email<br />

at tclark@withersrogers.com and<br />

Caitlin mackesy Davies at<br />

caitlin@thinkpublishing.co.uk.<br />

the views expressed in the articles<br />

in the Review and at any ItmA talk<br />

or event are personal to the authors,<br />

and do not necessarily represent the<br />

views of the Institute. ItmA makes<br />

no representations nor warranties<br />

of any kind about the accuracy of the<br />

information contained in the articles,<br />

talks or events.<br />

© ItmA 2012<br />

03 3


404<br />

itma.org.uk September 2012<br />

<strong>business</strong><br />

ITMA<br />

Chief Executive’s Bulletin<br />

We hope you had a productive summer, and that those<br />

in London have weathered the Olympic period well.<br />

Here’s a little about what we’ve been doing here at HQ<br />

IP Translator<br />

Around the cyber-lanes and cul-de-sacs<br />

of the internet, and on the street corners<br />

of the IP community, the decision from<br />

the Court of Justice of the EU (CJEU)<br />

in respect of the IP TRANSLATOR case<br />

has been under discussion (and in the<br />

ITMA Review also). ITMA issued a<br />

statement to welcome the decision,<br />

which provides greater clarity, and, as<br />

reported, the OHIM was quick to issue<br />

a response and change to practice with<br />

Communication Nº 2/ı2, issued on 20<br />

June. The UKIPO has been considering<br />

the impact on UK practice and a<br />

Practice Amendment Notice may be<br />

issued shortly. However, the decision<br />

from the CJEU is not likely to have<br />

brought an end to matters. ITMA will<br />

try to keep you up to date with any<br />

developments on this important matter<br />

for the IP practitioner and for <strong>business</strong>es<br />

inside and outside the EU.<br />

Regulation<br />

Alternative <strong>business</strong> structures are<br />

increasingly real, and something that<br />

firms, partners and the membership at<br />

large should be aware of and know more<br />

about. IPReg is applying to become a<br />

licensing authority and has launched<br />

a consultation on the matter. This closes<br />

on ı7 September and we encourage<br />

members to respond.<br />

Commercial Skills<br />

ITMA President Catherine Wolfe<br />

reported in her inaugural speech the<br />

desire to progress the education and<br />

training of non-core skills among the<br />

profession. It has since been termed<br />

Commercial Skills and the aim is to<br />

enable professionals to develop areas<br />

that are part of their regular work,<br />

but not necessarily a formal part of<br />

traditional IP training. ITMA started<br />

the ball rolling by offering a series of<br />

webinars to ITMA and CIPA members,<br />

which looked at various marketing<br />

elements. In addition, ITMA has looked<br />

at the possibility of producing sessions<br />

that focus on accounting and finance.<br />

ITMA hopes to make these available<br />

before the end of the year.<br />

Stays of proceedings<br />

Several practitioners have raised<br />

concerns about the implementation<br />

of the UKIPO’s Tribunal Practice<br />

Notice 2/20ıı, which clarified its policy<br />

on stays of proceedings while parties<br />

negotiate settlement. In particular, that<br />

stays are being refused even though the<br />

parties are genuinely attempting to settle.<br />

The Law and Practice Committee<br />

has been discussing these concerns with<br />

the UKIPO and is interested in<br />

hearing from practitioners who<br />

feel that their requests have been<br />

unreasonably refused, so that these<br />

can be presented to the UKIPO.<br />

ITMA is interested in all your cases,<br />

but particularly those where first or<br />

second requests for stays have been<br />

refused. If you have any such cases,<br />

please email details to keven@itma.org.<br />

uk. All cases will be kept confidential<br />

and will only be shared with the<br />

UKIPO as possible evidence.<br />

British Brands<br />

Group – research<br />

ITMA was invited to and attended the<br />

launch of an interesting report by the<br />

British Brands Group (BBG) entitled<br />

Unwrapped – The hidden power of<br />

packaging, which looks at three areas:<br />

Packaging in a market economy –<br />

a study by Norwich Business School<br />

on the consumer, competition and<br />

economic importance of packaging.<br />

The effect of branding on consumer<br />

choice – original consumer research<br />

from Mountainview Learning on the<br />

effect of changes to the size of branding<br />

on consumer behaviour and the<br />

effect where choices include packs<br />

of similar design.<br />

Confusion, heuristics and the<br />

consumer – a report by Speechly<br />

Bircham LLP exploring how consumers<br />

use mental shortcuts (heuristics) when<br />

shopping and how these heuristics may


e misappropriated. It explores how the<br />

courts assess whether confusion may arise<br />

and how new research tools may lead to<br />

quantifiable and more predictable results.<br />

The full reports, along with a<br />

summary, can be found on the BBG<br />

website - britishbrandsgroup.org.uk/<br />

pages/packaging. Well worth a read.<br />

Autumn Seminar<br />

Building on the success of previous<br />

years, ITMA is again running a<br />

one-day seminar in the autumn.<br />

This year’s event will be held on<br />

ıı October at the Hyatt Regency,<br />

Birmingham. The presentations<br />

and discussions will focus on a general<br />

theme of “Progress, problems and<br />

avoiding the gaps – the OHIM and<br />

WIPO systems after ı5 years”.<br />

Responses to consultations<br />

ITMA filed two official responses<br />

that you may wish to read. The first<br />

response contained comments on<br />

the discussion paper issued by the<br />

UKIPO entitled From Ideas to<br />

Growth: Helping SMEs get value<br />

from their Intellectual Property.<br />

In general, ITMA supported<br />

the ideas presented in the paper,<br />

but highlighted some areas where<br />

it was felt caution needed to be taken.<br />

Robert Ackroyd of WP Thompson reports<br />

on how ITMA’s team performed:<br />

16 May 2012, CIPA-ITMA beat Defra by<br />

32 runs: CIPA-ItmA 105-7 (Hull 28*,<br />

Duffy 15) (20.0 overs); Defra 73 a/o<br />

(Lumsden 4-7, Jolly 2-30) (19.0 overs).<br />

Some controlled bowling put Defra under<br />

pressure early on, and as the required run rate<br />

ramped up, the wickets fell. Stuart Lumsden was<br />

bowling accurately and was rewarded with four<br />

wickets for seven runs. Chris Milton also bowled<br />

economically, with six runs from his four overs.<br />

22 May 2012, against the Science<br />

Museum, abandoned due to bad weather.<br />

31 May 2012, CIPA-ITMA beat the<br />

Institute of Child Health (ICH) by 108<br />

runs: CIPA-ItmA 192-5 (Wilson 31*,<br />

Lumsden 29*) (20.0 overs); ICH 74 a/o<br />

(Spurr 3-6, Lumsden 2-5) (14.1 overs).<br />

A fine performance posted a total of<br />

192 for 5 at the end of the 20 overs.<br />

Notable performances included Justin<br />

Wilson scoring 31 not out and James<br />

Shearman with the first golden duck.<br />

7 and 12 June 2012, against<br />

ICR and Thomson Reuters,<br />

abandoned due to bad weather.<br />

ITMA encouraged the UKIPO to<br />

do more to support and promote<br />

the use of professional technical advice<br />

and to recognise that consumers<br />

need to be aware of the availability<br />

and benefit of this professional<br />

advice, at an early stage, particularly<br />

before it is too late.<br />

The second response contained<br />

comments on the consultation by<br />

the Department of Health entitled<br />

Standardised Packaging of Tobacco<br />

Products. The main point in this<br />

response stated that ITMA was<br />

nonpartisan on the generality of<br />

plain packaging per se, but if the<br />

Secretary of State for Health were<br />

to decide to make changes to the<br />

present range of appearances of<br />

tobacco products, ITMA would<br />

urge him to use mechanisms<br />

that do not affect trade mark<br />

law to deliver those objectives.<br />

The responses can be found in the<br />

secure members’ area of the ITMA<br />

website, in the library section, filed<br />

under “official responses”.<br />

Keven Bader<br />

Chief Executive<br />

This is an edited version of the bulletin<br />

sent to members on 20 July 2012.<br />

Season summary – CIPA-ITMA Cricket Club<br />

21 June 2012, CIPA-ITMA beat<br />

Transport for London (TfL)/Docklands<br />

Light Railway (DLR) by 116 runs:<br />

CIPA-ItmA 181-3 (milton 30*, Spurr 30*)<br />

(20.0 overs); tfL/DLr 65 a/o (Lumsden<br />

4-3, Flint 2-17) (12.1 overs).<br />

CIPA-ITMA batted first, and after an uncertain<br />

start due to Jake Flint getting another golden<br />

duck, the team put on 164 runs for the second<br />

wicket. This stand included two maximums (by<br />

hitting a 6 when on 24) by Chris Milton and Andy<br />

Spurr (from just 9 balls). Roger Lush and Stuart<br />

Lumsden managed to surpass the 25 retirement<br />

level, bringing up 182 for 3. The game ended with<br />

Heston Orchard becoming the second player this<br />

year to have a 100 per cent strike rate.<br />

26 June 2012, CIPA-ITMA beat Carpmaels<br />

& Ransford by 116 runs: CIPA-ItmA 185-5<br />

(Shearman 30*, Lindsey 26*) (20.0 overs);<br />

Carpmaels & ransford 91 a/o (milton 3-8,<br />

Jolly 3-18) (18.2 overs).<br />

A great start from the Lindsey family had<br />

the run rate over 12 with ten overs<br />

down. This slowed towards the end,<br />

but a great 185 for 5 was posted.<br />

3 and 10 July 2012 against<br />

BAT and The Times were<br />

both abandoned due to<br />

inclement weather.<br />

ITMA bUSINeSS<br />

Meetings and<br />

party venues<br />

Member<br />

benefits<br />

If you’re looking at where to hold<br />

your next meeting or this year’s office<br />

Christmas party, let IP Benefits Plus<br />

help. The Venue Team is a wellrespected<br />

and highly creative venuefinding<br />

<strong>agency</strong>. They can arrange<br />

anything from one-to-one meetings<br />

to dinner dances for more than 1,000<br />

delegates. The FREE (to you) venuefinding<br />

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Venues include Hilton, Ramada Jarvis,<br />

Marriott, De Vere venues and more.<br />

For more information, visit IP<br />

Benefits Plus via itma.org.uk<br />

Terms and conditions apply. See website<br />

for further details. IP Benefits Plus is<br />

managed on behalf of ITMA by Parliament<br />

Hill Limited of 3rd Floor, 127 Cheapside,<br />

London EC2V 6BT. Neither are part<br />

of the same group as a provider.<br />

Calling all litigators<br />

Judge Birss QC has kindly offered to<br />

undertake a marshalling scheme, which<br />

will be available to ITMA trade mark and<br />

design litigators in late 2012/early 2013.<br />

The scheme offers qualified trade mark<br />

and design litigators the opportunity to<br />

spend two days shadowing Judge Birss QC<br />

observing his work, both in and out of<br />

court. Historically, this has been largely<br />

the preserve of the Bar.<br />

The marshalling scheme will take<br />

place between November 2012 and<br />

February 2013.<br />

If you are a qualified trade mark<br />

and design litigator and wish to apply,<br />

please email gillian@itma.org.uk by<br />

14 September. There are limited places<br />

available and, if oversubscribed,<br />

names will be drawn from a lottery.<br />

05 5


606<br />

itma.org.uk September 2012<br />

Media Watch<br />

An international edition<br />

News from far and wide has caught Ken Storey’s attention this time<br />

This edition of Media Watch<br />

takes on an international<br />

flavour, with stories from<br />

China, Russia, Switzerland,<br />

Austria and, closer to home,<br />

Guernsey and Scotland, not<br />

to mention the global impact<br />

of world wide web issues.<br />

China hit the headlines<br />

in most broadsheets and<br />

broadcast media with the<br />

resolution of the dispute<br />

between Proview and Apple<br />

over the use of the term<br />

“iPad”. Regular readers<br />

will recall that Proview had<br />

claimed earlier rights to<br />

the term in China, claiming<br />

its affiliate company had<br />

no right to sell the “iPad”<br />

name to Apple. Proview will<br />

receive £38m from Apple,<br />

which can now use the term<br />

in China where sales had<br />

been suspended pending<br />

a settlement. It may not<br />

be the last we hear of this,<br />

however, as the dispute<br />

continues in the US.<br />

Still in China, Scotland<br />

on Sunday reported that the<br />

whisky giant Chivas Regal<br />

failed in its bid to prevent a<br />

Chinese <strong>business</strong>man from<br />

manufacturing clothing<br />

bearing the Chivas Regal<br />

logo. The newspaper reported<br />

that the dispute centred on<br />

the practice of trade mark<br />

squatting in China, where it<br />

is the first to file that has the<br />

rights. Pernod Ricard, which<br />

owns the whisky brand, is<br />

quoted as pledging to fight on.<br />

The Scottish press has also<br />

taken up the cudgels on behalf<br />

of one of Scotland’s most<br />

iconic drinks, Irn-Bru, which<br />

is under threat from Russian<br />

imitations. According to the<br />

Daily Record, Irn-Bru is the<br />

third most popular soft drink<br />

in Russia (behind Coca-Cola<br />

and Pepsi). AG Barr, which<br />

owns the trade mark in Russia,<br />

is being challenged by Business<br />

Investment Group Holdings,<br />

which wants to cancel the<br />

trade mark protection, in<br />

Moscow’s Commercial Court. A<br />

spokeswoman for AG Barr said:<br />

“We will vigorously defend<br />

our trade marks in all relevant<br />

territories and this case is<br />

no exception.” I had no idea<br />

Irn-Bru was so popular outside<br />

Scotland, but it is clearly<br />

a huge market, so it is quite<br />

understandable that AG Barr<br />

will want to take such strong<br />

steps to protect its interests.<br />

Another example of<br />

protecting interests was<br />

covered by the Guardian<br />

at the end of June when it<br />

reported that the Guernsey<br />

Government has approved the<br />

introduction of legislation to<br />

allow celebrities, sports<br />

professionals and other media<br />

personalities to earn a fortune<br />

from not just their faces,<br />

but also their catchphrases,<br />

mannerisms and gestures.<br />

Usain Bolt, for example, would<br />

be able to register his victory<br />

bow-and-arrow pose. If a<br />

company were to commercially<br />

exploit that pose, and if that<br />

exploitation was viewable in<br />

Guernsey, a financial claim<br />

could be made in Guernsey.<br />

According to the Guardian,<br />

opinions differed as to the


‘Hopefully, Catherine Wolfe’s Olympic<br />

warning will have been picked up and<br />

raised ITMA’s profile even further’<br />

practical application of the<br />

legislation, but it is yet another<br />

example of the growing<br />

importance of image rights<br />

and the influence of modern<br />

media, the internet and other<br />

electronic communication.<br />

Similarly, the Metro<br />

newspaper, among many<br />

others, reported that Facebook<br />

has paid more than £6m to<br />

charity to settle a lawsuit<br />

claiming violation of users’<br />

rights regarding the use of their<br />

names, photographs and<br />

likenesses in the adverts that<br />

appear on a member’s page.<br />

I am not sure what legislation<br />

this actually comes under,<br />

but it does highlight how<br />

the apparently innocent<br />

development of new<br />

technologies can infringe<br />

legal rights.<br />

Regarding news of ITMA,<br />

the IP Translator case received<br />

good coverage in the specialist<br />

press and will no doubt<br />

continue to garner interest<br />

(see page 18 of this issue for<br />

more comment). ITMA issued<br />

a press release welcoming the<br />

“greater clarity” resulting from<br />

the EU Court decision and<br />

quoted ITMA Review author<br />

and Council member Imogen<br />

Wiseman, partner at Cleveland,<br />

as saying: “The Court’s decision<br />

should take away much of the<br />

ambiguity and inconsistency in<br />

the system.” The EU Court also<br />

featured in another of ITMA’s<br />

press releases when First Vice<br />

President Chris McLeod<br />

commented on the ruling that<br />

Czech brewer Budvar and<br />

American brewer Anheuser-<br />

Busch could both continue<br />

to own registrations of the<br />

Budweiser brand name in the<br />

UK. ITMA President Catherine<br />

Wolfe also issued a statement<br />

warning that the unauthorised<br />

use of the five-rings Olympic<br />

symbol, or even the words<br />

“London 2012”, could be a risky<br />

<strong>business</strong> and that trade mark<br />

attorneys could advise on any<br />

grey areas. Hopefully these<br />

comments, made in early July,<br />

will have been picked up by<br />

the media and will raise ITMA’s<br />

profile and that of trade mark<br />

attorneys even further.<br />

Startups.co.uk carried a good<br />

article by trade mark attorney<br />

Trevor Wright that explained<br />

the importance of trade marks<br />

to <strong>business</strong> and outlined the<br />

trade mark registration process.<br />

The piece concluded with a<br />

reference to the availability of<br />

professional advice from trade<br />

mark attorneys throughout<br />

the UK on the ITMA website.<br />

Meanwhile, the Midweek Herald,<br />

based in East Devon, carried<br />

a warning notice from Giles<br />

Chichester, MEP for South West<br />

England and Gibraltar, about the<br />

scam notices for Community<br />

Trade Mark renewals. I haven’t<br />

seen any similar pieces from<br />

his MEP counterparts, but I was<br />

impressed that he made the<br />

point that OHIM never sends<br />

requests for direct renewal<br />

payments and that the<br />

official-looking invoices are,<br />

in fact, “illegal”. The newspaper<br />

itself called them scams, but<br />

at least the message is<br />

getting across.<br />

Finally, I was drawn to the<br />

Guardian’s coverage of the new<br />

Twitter logo, which set out all the<br />

guidelines for use. In particular,<br />

the paragraph that said: “Twitter,<br />

too, is taking its trade mark<br />

guidelines seriously: its policy<br />

page warmly advises that the<br />

rules are there so users do not<br />

have to ‘worry about negotiating<br />

a separate agreement with us or<br />

talking to our lawyers’. No one<br />

likes talking to trade mark<br />

lawyers.” They might very well<br />

say that, but I couldn’t possibly<br />

comment! (With apologies<br />

to Francis Urquhart, House<br />

of Cards)<br />

Ken Storey<br />

ken.storey@btinternet.com<br />

Member<br />

moves<br />

ITMA bUSINeSS<br />

Gareth Jenkins<br />

has been made a partner<br />

at Wynne-Jones IP. Gareth<br />

qualified as a registered<br />

trade mark Attorney in<br />

2005 and joined the firm<br />

in 2008. He currently<br />

acts for a variety of<br />

clients, from individuals<br />

to multinationals, and has<br />

particular experience in<br />

the management of global<br />

trade mark portfolios and<br />

counterfeiting. He splits his<br />

time between the firm’s<br />

Cheltenham and Cardiff<br />

offices. Contact Gareth<br />

at gareth.jenkins@<br />

wynne-jones.com<br />

Ben Mooneapillay<br />

was appointed as a partner<br />

at the Oxford office of<br />

JA Kemp with effect from<br />

1 may 2012. He joins the<br />

firm from another local<br />

practice, having started<br />

his career at a global law<br />

firm. Contact ben at<br />

bmooneapillay@jakemp.<br />

com or on 01865 406100.<br />

07 7


11 OCTOBER 2012 HyATT REGENCy HOTEL, BIRMINGHAM<br />

ITMA<br />

AuTuMn seMInAR<br />

and drinks reception<br />

Progress, Problems and<br />

avoiding the gaPs – the ohim and<br />

WiPo systems after 15 years<br />

C O N F I R M E D S P E A K E R S<br />

Dimitris Botis OHIM Update<br />

Mary Bagnall Descriptive Marks – Enforcement Implications<br />

Katie Cameron 3 Dimensional Brands, Trade Marks and Designs<br />

Amanda Michaels Falling through the gaps – when it all goes wrong<br />

DRInKS RECEPTIOn OPEn TO nOn-DELEGATES<br />

For more details and to register visit itma.org.uk<br />

sponsored by<br />

5 iPreg<br />

CPd<br />

hours


Summer in the City<br />

Damp weather failed to dull the spirits of ITMA members at the<br />

annual Summer Reception on ı0 July in Stationers’ Hall, London<br />

1<br />

3<br />

4<br />

2<br />

5<br />

6<br />

7<br />

8<br />

9<br />

10<br />

11<br />

12<br />

SUMMER reCePtION<br />

1 stationers’ Hall’s historic signage<br />

2 Alice Manisty and Geoff Steward<br />

(macfarlanes), Catherine Wolfe<br />

(ItmA President)<br />

3 Kenneth Mullen (Withers LLP),<br />

Fiona Conan and Paul Harris (Gowlings)<br />

4 Theresa Castle (bristows),<br />

Bobby Mukherjee (bAe Systems,<br />

Farnborough), Kate O’Rourke (Charles<br />

russell LLP), Sally Dunstan (bristows)<br />

5 Vicky Butterworth (Charles russell), Mark<br />

Finn (emW), Heather Newton and<br />

Joanna Silver (Herbert Smith)<br />

6 Tom Sharman (reddie & Grose LLP),<br />

Flora Cook (Kilburn & Strode LLP),<br />

Rebecca Brenikov and Zoe Dewhurst<br />

(reddie & Grose LLP)<br />

7 Felicity Hide (boult Wade tennant),<br />

Hilde Vold Aunebakk (Acapo AS, Norway),<br />

Spencer Burgess (eccora)<br />

8 Ese Akpogheneta and Tim Coleman<br />

(rouse), Kathy Wright (Aftellas Pharma),<br />

Tabea Trabe and Catherine Barbour (rouse)<br />

9 Lianne Bulger (Squire Sanders),<br />

Patsy Heavey (Formula One management),<br />

Amandeep Sander (Squire Sanders),<br />

Sean Corbett (Formula One management),<br />

Florian Traub (Squire Sanders)<br />

10 Andrew MacGowan and Trevor Whitehouse<br />

(mac eleven)<br />

11 Rita Sunny-yangs (GH Sigurgeirsson, Iceland),<br />

Mark Newton (thomson reuters)<br />

12 Linda Bray (Wildbore & Gibbons),<br />

Aidan Robson (reddie & Grose LLP),<br />

Katherine Stephens (bird & bird LLP)<br />

09


10<br />

itma.org.uk September 2012<br />

Consistency remains<br />

a challenge at OHIM<br />

Jonathan Clegg of Cleveland reviews an active<br />

year of filings for the Office and finds two<br />

Articles in need of attention<br />

How does one summarise a year’s<br />

worth of decisions at OHIM on<br />

two pages? The answer is with great<br />

difficulty, but Article 7 seems a good<br />

place to start. Ex parte appeals at OHIM<br />

are on track to increase from 344 in 20ıı<br />

to more than 400 in 20ı2, with about<br />

one in eight being fully reversed from<br />

the Examination Division. Many of<br />

these are unsurprising – ECOBOND<br />

refused for “backing for carpet tiles”<br />

(R2097/20ıı-4), PRECISION for<br />

class 9/ı0/ı6 goods (Rı270/20ıı-ı) and<br />

SUSTAIN for “implantable cardiac<br />

pacemakers” (Rı520/20ıı-2), but one<br />

or two catch the eye.<br />

The mark shown in figure one was<br />

accepted in classes 35/42 (Rı279/20ıı-2),<br />

Fig. 1<br />

Fig. 2 R637/2011–4 and R1168/2011-4<br />

Opposed by<br />

MASIA DE CARO<br />

Fig. 3<br />

Opposed by<br />

DOKO<br />

with the Board of Appeal (BoA)<br />

delivering a decision that was highly<br />

critical of the Examination Division.<br />

This followed the Court of Justice of<br />

the EU decision on the Greek letter α<br />

(C-265/09P), which reiterated that no<br />

special criteria or level of creativity is<br />

required for a sign to be registrable.<br />

The BoA’s decision is well argued,<br />

although it may be pushing it to<br />

suggest that the fact that the letter<br />

“π” appears against a black circular<br />

background “is nevertheless a factor<br />

which makes it less likely that the π will<br />

be overlooked or disregarded or passed<br />

over as some inconsequential detail”.<br />

Some word marks were lucky to be<br />

accepted by the Examination Division<br />

on a prima facie basis, including:<br />

SOLUTION in class 16 (Ctm 9590481)<br />

– how can any goods or services<br />

realistically be said not to offer<br />

some kind of “solution”?<br />

REQUISITE SOFTWARE (Ctm<br />

9868902) for, inter alia, “software<br />

to enable purchasing of products<br />

via computer” in class 9.<br />

No comment necessary.<br />

ROAD SOLUTION for services including<br />

transport and travel arrangement<br />

(Ctm 10060911).<br />

REIMAGINING BUSINESS for,<br />

inter alia, <strong>business</strong>-related services<br />

(Ctm 10088623).<br />

Most slogans and straplines that went<br />

to appeal were refused, for example<br />

VODKA AS IT SHOULD BE for<br />

“vodka” (R6ı4/20ıı-4), but one bucked<br />

the trend: DEFINING TOMORROW,<br />

TODAY, which probably does fall on<br />

the right side of the line (Rı264/ı2ıı-2).<br />

The Bang & Olufsen (“B&O”)<br />

loudspeaker decision of the General<br />

Court (T-508/08) caused a lot of<br />

debate, not least because B&O seemed<br />

to be caught between a rock and a hard<br />

place: while the General Court initially<br />

agreed (in earlier appeal T-460/05) that<br />

the design “departed significantly from<br />

the industry norms” and waived the<br />

Article 7(ı)(b) objection, OHIM then<br />

raised an Article 7(ı)(e)(iii) objection<br />

that the shape gives “substantial value”<br />

to the goods – by virtue of the same<br />

attractive qualities that caused the<br />

Article 7(ı)(b) objection to be waived.<br />

In other words, they seemed to be<br />

penalised for coming up with a design<br />

that was too distinctive. No appeal<br />

decisions since then seem to have<br />

had to tackle this tension between<br />

Article 7(ı)(b) and Article 7(ı)(e)(iii).<br />

OHIM, however, continues to be<br />

reluctant to allow three-dimensional<br />

marks without evidence of acquired<br />

distinctiveness.<br />

On this subject, there were 27<br />

appeals between June 20ıı and June<br />

20ı2 in which acquired distinctiveness<br />

under Article 7(3) was specifically<br />

considered, but only one of these<br />

appeals was allowed, and a further<br />

single case remitted to the Examination<br />

Division. Of course, many marks<br />

continue to be accepted for registration<br />

on the basis of acquired distinctiveness,<br />

but it is interesting that the<br />

success rate on appeal is so low.<br />

There still seem to be some<br />

inconsistencies on how acquired<br />

distinctiveness is evaluated by<br />

OHIM, including on the issue


of the geographical extent of evidence<br />

required, especially where there are<br />

issues of language. The Max Planck<br />

Institute’s recommendations on<br />

acquired distinctiveness include<br />

a relaxation of the necessary<br />

geographical extent of evidence,<br />

on the basis that the assessment<br />

should treat the EU as a single<br />

territory and not compartmentalise<br />

it country by country.<br />

Article 8<br />

Turning to Article 8, there have<br />

been some interesting decisions<br />

by the BoA. A likelihood of<br />

confusion was held in respect<br />

of both the pairs of marks<br />

shown in figure two.<br />

Turning to word marks, a likelihood<br />

of confusion was held between<br />

KELLFRI and KELLY for identical class<br />

ı2 goods (R48ı/20ıı-4), but not between<br />

JUP and JOOP! for identical or similar<br />

goods in classes 9/ı8/25 (R474/20ıı-2).<br />

The BoA took leave of its senses<br />

when it overturned an Opposition<br />

Division decision on the marks<br />

FERRACINI 24h (see figure three)<br />

v 24 HRS DUO, finding a likelihood<br />

of confusion in a bewildering decision<br />

that gave virtually no credence to<br />

the presence of the invented and<br />

distinctive word FERRACINI in<br />

making its comparison.<br />

Nine decisions of the BoA were<br />

decided on Article 8(4) only. Six of<br />

these were dismissed at first instance<br />

and not reversed on appeal; two were<br />

allowed at first instance and again on<br />

appeal – for a trade name in Spain<br />

(R3ı6/20ıı-ı) and for a company or<br />

trade name in France (R2486/20ı0-2);<br />

and one was allowed at first instance<br />

but refused on appeal (R2488/20ı0-ı).<br />

The clear impression formed from<br />

these nine decisions is that a methodical<br />

and thorough approach to evidence<br />

is needed for a positive decision. In<br />

many cases, opponents fell foul of<br />

the clear requirements of Article 8(4),<br />

most commonly “used in the course of<br />

trade…”, which is, of course, necessary<br />

irrespective of whether use is required<br />

under national law in relation to<br />

the relevant earlier right.<br />

Decisions under Article 8(3)<br />

are rare, but one case went to<br />

the BoA (R85/20ı0-4), and its<br />

factual background to this case draws<br />

out many of the key points of this<br />

provision – including the fact that a<br />

“Memorandum of Understandings<br />

for Worldwide Licence Rights” was<br />

insufficient to establish a fiduciary<br />

relationship between the parties.<br />

To end on a slightly depressing<br />

note, one of the relatively rare decisions<br />

on restitutio in integrum (opposition<br />

Bı763500), which revolved around<br />

‘The clear impression formed from these nine decisions<br />

is that a methodical and thorough approach to evidence<br />

is needed for a positive decision’<br />

ABOUT THE<br />

AUTHOR<br />

OHIM UPDAte<br />

the fact that a deadline for filing<br />

observations-in-reply in an opposition<br />

was missed, is yet another example<br />

of restitutio being refused, and of<br />

how difficult it is for an applicant<br />

to meet the “all due care” requirement.<br />

In summary, the overall level<br />

of activity at OHIM, including<br />

filing figures and output of decisions,<br />

has remained high throughout 20ıı<br />

and 20ı2 against a tough economic<br />

backdrop. Its big challenge, however,<br />

remains consistency of decisions,<br />

especially under Articles 7 and 8.<br />

Jonathan spoke on this topic at<br />

an ITMA Evening Meeting on<br />

19 June 2012. See page 42 for<br />

forthcoming meetings.<br />

Jonathan Clegg<br />

is a Partner at Cleveland<br />

j.clegg@cleveland-ip.com<br />

Jonathan specialises in trade<br />

mark clearance and strategy,<br />

with a particular emphasis on<br />

uk and ctm oppositions and<br />

portfolio management.<br />

11


12<br />

nEW gTLDs REqUIRE<br />

fRESH THInKInG<br />

Nick Wood of Valideus considers the impact of the first round<br />

of ICANN’s new gTLD process and wonders whether trade<br />

mark professionals will rise to the challenges


Imagine it is this time next year.<br />

Suppose that you are an in-house<br />

trade mark manager and that the global<br />

head of IP of your company wants<br />

a memo from you on developments<br />

in the domain name system. If you<br />

ignored the changes that are currently<br />

underway, here’s what you might<br />

have to say:<br />

“The irresponsible approach of the<br />

Internet Corporation for Assigned<br />

Names and Numbers (ICANN) to<br />

the expansion of the generic top-level<br />

domain (gTLD) space has led to an<br />

unprecedented rise in the number<br />

of challenges we face. Infringers are<br />

filing abusive registrations in registries<br />

opened by internet speculators that<br />

we did not want, some of which<br />

correspond with key areas of<br />

importance to us. We must find a<br />

way of reinforcing trust in our online<br />

identity because the search engines<br />

are starting to rank natural and paidfor<br />

listings for new gTLDs above<br />

those under .com.<br />

“We are faced with between 50<br />

and 80 new registries launching with<br />

a Sunrise every month until the end<br />

of 20ı4. The new rights protection<br />

mechanisms are of some assistance, but<br />

we need to re-forecast our budgets.”<br />

On the other hand, if you anticipated<br />

the changes, your memo might read<br />

very differently:<br />

“We monitored the ICANN new<br />

gTLD expansion plans during its<br />

six-year development and formed a<br />

team in the autumn of 20ı2 to ensure<br />

we were prepared when the first<br />

applications went live in July 20ı3. We<br />

have developed relationships with the<br />

operators of registries that are important<br />

to us and our customers, filing several<br />

brand, product or service 637<br />

keyword 899<br />

brand keyword 255<br />

community 73<br />

geographic 55<br />

community/geographic 11<br />

new registrations that have, in part,<br />

been made affordable because we have<br />

lapsed domains in older registries that<br />

attracted little traffic. We budgeted to<br />

ensure that we can use the Trademark<br />

Clearinghouse and the Uniform Rapid<br />

Suspension System effectively.<br />

“We are working with our public<br />

affairs colleagues and our Government<br />

representatives through some of our<br />

industry associations to ensure that<br />

ICANN’s policy development process<br />

takes greater heed of <strong>business</strong> needs.<br />

We are participating in ICANN<br />

discussions that should lead to<br />

enhanced measures to reduce defensive<br />

registrations and we expect mandatory<br />

Whois accuracy to be introduced later<br />

this year. We are also co-operating<br />

with our marketing colleagues, who<br />

are monitoring consumer reaction<br />

to the new gTLDs, including how<br />

Google, Yahoo! and Bing are changing<br />

their algorithms and whether the<br />

internationalised domain name (IDN)<br />

registries (in scripts other than English<br />

or Ascii) are making an impact on<br />

local markets. Once we have this<br />

information, we will make an informed<br />

decision whether to apply ourselves<br />

when application re-opens in 20ı5.”<br />

If you prefer the second memo to<br />

the first (and who wouldn’t?), here is<br />

some background information gleaned<br />

from ICANN’s Reveal Day data on<br />

who applied. It might just help you<br />

assemble the cross-disciplinary team<br />

you’ll need to create a strategic plan to<br />

respond to the new gTLDs, and make<br />

that second memo a reality.<br />

Unexpected response<br />

ICANN anticipated 500 applications,<br />

but received 2,09ı applications for<br />

APPLICATIOnS By TyPE Of TLD<br />

gTLD<br />

GLOSSARy<br />

TLD (top-level<br />

domain)<br />

the final part of an<br />

internet address, eg<br />

.com in google.com<br />

ICANN<br />

gTLD (generic<br />

top-level domain)<br />

a suffix affixed to an<br />

internet address that<br />

does not relate to a<br />

specific geographic<br />

location/country,<br />

such as .com, .net<br />

or .gov<br />

Sunrise<br />

a priority registration<br />

period for rights<br />

owners, after which<br />

a registry opens to<br />

the general public.<br />

Character strings<br />

the sequence or<br />

combination of<br />

characters applied for.<br />

IDN<br />

(internationalised<br />

domain names)<br />

domain names in<br />

local scripts, such<br />

as arabic or cyrillic,<br />

rather than ascii<br />

(the latin alphabet<br />

– a to z).<br />

Dot Brand<br />

a corporate<br />

applicant for a gtld<br />

registry, such as<br />

philips (which has<br />

applied for .philips).<br />

whois<br />

a programme that<br />

enables internet<br />

users to determine<br />

“who is” the owner of<br />

a registration. Whois<br />

records should<br />

show the name<br />

and contact details<br />

of the registrant.<br />

13


14<br />

itma.org.uk September 2012<br />

SECTOR nUMBER Of APPLICAnTS<br />

banking and finance 55<br />

Industry and manufacturing 48<br />

Internet and It 45<br />

retail 41<br />

Communications and post 36<br />

electronics 32<br />

media and publishing 27<br />

Insurance 23<br />

Automobiles 21<br />

Not for profit and industry body 20<br />

biotech and pharma 19<br />

entertainment 18<br />

Hotels and travel 15<br />

Consultancy 11<br />

Luxury 10<br />

transportation 8<br />

Sports 8<br />

Other 8<br />

Food, beverages and restaurants 6<br />

Fashion 4<br />

Grand total 455<br />

character strings in the initial period.<br />

When the application period finally<br />

closed, after a systems failure that<br />

ICANN characterised as a glitch caused<br />

a six-week delay, ı6ı strings had been<br />

withdrawn, leaving a total of ı,930<br />

applications for ı,409 unique strings.<br />

Of ıı6 applications for IDN registries<br />

(which include characters in scripts<br />

other than English or Ascii), the most<br />

popular are Chinese (67), Arabic (ı5),<br />

Japanese (ı0), Russian Cyrillic (8),<br />

Korean (3) and Hebrew (ı). Fourteen<br />

IDN strings were applied for by more<br />

than one applicant.<br />

There were 84 self-designated<br />

community applications (.ngo,<br />

.gay, .tennis) and 66 geographic<br />

applications (.swiss, .tirol, .zuerich).<br />

Despite much-vaunted efforts<br />

by ICANN to market the concept<br />

of the new gTLDs around the world,<br />

applicants from North America and<br />

Europe dominated the application<br />

process. Africa, Latin America and Asia,<br />

including Australasia, accounted for just<br />

over ı7 per cent of applicants.<br />

Dot Brand applicants<br />

It is hard to calculate the exact number<br />

of Dot Brand applicants because some<br />

organisations chose to apply through<br />

holding companies and a few are not<br />

well known. However, it appears that<br />

33 per cent of all applications (637)<br />

were submitted by brand owners.<br />

The largest brand applicants were<br />

Google (ı0ı), Amazon (76), Richemont<br />

(ı5) and Microsoft (ıı). In total, 36 of<br />

the Fortune ı00 companies applied.<br />

The distribution of Dot Brand<br />

applicants is marginally more even than<br />

the overall distribution of applicants,<br />

thanks to applications from China and<br />

Australia in particular.<br />

Some interesting brand applicants<br />

emerged with IDN applications<br />

from beyond North America and<br />

Europe, including the Emirates<br />

Telecommunications Corporation,<br />

Kuwait Finance House, Qatar Telecom,<br />

Beijing Tele-info and Xinhua News.<br />

Bridgestone, Nokia, L’Oréal, Philips<br />

and Samsung applied in both English<br />

and for IDNs of their key brands.<br />

Dot Brand applicants featured<br />

companies concerned to protect their<br />

key brands from third parties with<br />

a competing claim, such as Delta Air<br />

Lines (.delta) and Ralph Lauren (.polo);<br />

to exploit the new gTLDs to support<br />

internet marketing and sales (.hilton,<br />

.homedepot); to explore the platform<br />

of innovation that a new gTLD registry<br />

brings for digital distribution (.hbo,<br />

.fox); and to enhance security and<br />

trust (.barclays, .hermes). Some brands<br />

were working on the principle that:<br />

“If it does not end in Chanel, it’s<br />

not Chanel.” We know this from<br />

the answers given to question ı8<br />

on the application form, which<br />

required applicants to set out the<br />

mission and purpose of their registry<br />

(for more, click More Information<br />

at http://newgtlds.icann.org/en/<br />

program-status/application-results/<br />

strings-ı200utc-ı3junı2-en).<br />

A further 255 applications were<br />

made by brand owners for keywords.<br />

For example, Google has applied for .app,<br />

.cloud, .map, .movie, .music, .search, etc.<br />

Where there is more than one<br />

application for a character string,<br />

‘ICANN received $357 million in application fees from<br />

this first application round. Trade mark professionals<br />

now need to consider not whether but how to get involved<br />

with the new gTLD programme – it’s here to stay’


1000 911<br />

800<br />

600<br />

400<br />

200<br />

0<br />

North<br />

America<br />

nUMBER Of APPLICATIOnS By REGIOn<br />

675<br />

303<br />

ICANN will place the applications<br />

into a contention set. If all the<br />

applicants in a contention set pass<br />

initial evaluation, they will be placed<br />

into a highest bid auction from August<br />

20ı3, unless the parties involved come<br />

to a private arrangement.<br />

There a few notable clashes between<br />

brand owners. For example, the<br />

American Institute of Certified Public<br />

Accountants is competing with the<br />

Australian Institute of Certified Public<br />

Accountants and three others, including<br />

Google, for .cpa, while the Guardian<br />

Life Insurance Company of America is<br />

up against Guardian News and Media<br />

Limited for .guardian.<br />

All told, ICANN received<br />

$357 million in application fees<br />

from this first application round.<br />

In addition to this windfall, it will<br />

point to nearly 2,000 applications, a<br />

third of which come from brand<br />

owners, as justification for a second<br />

round. Trade mark professionals now<br />

need to consider not whether but how<br />

to get involved with the new gTLD<br />

programme – it’s here to stay. By 20ı5,<br />

the number of domain registries in the<br />

world will have grown from the 300<br />

that exist today to more than ı,500.<br />

New thinking is required.<br />

24<br />

Europe Asia Pacific Latin<br />

America<br />

Africa<br />

17<br />

ABOUT THE<br />

AUTHOR<br />

ICANN<br />

Nick Wood<br />

is Managing<br />

Director of Valideus<br />

nick.wood@comlaude.com<br />

nick is the managing director<br />

of accredited registrar com<br />

laude and consultancy<br />

valideus, which assisted<br />

brand owners to make more<br />

than 120 new gtld applications<br />

(six per cent of the total).<br />

BRAnD APPLICATIOnS By REGIOn<br />

north america 269<br />

africa 6<br />

latin america 7<br />

asia pacific 155<br />

europe 200<br />

15


16<br />

itma.org.uk September 2012<br />

Budweiser in the UK<br />

Kirsten Gilbert of Marks & Clerk Solicitors<br />

LLP considers the effect on trade mark<br />

practice of one long-running battle of the <strong>beer</strong>s<br />

The latest stage of the dispute<br />

between Anheuser-Busch Inc<br />

(“Anheuser-Busch”) and Budêjovický<br />

Budvar Národní Podnik (“Budvar”),<br />

concerning the UK word mark<br />

BUDWEISER, had its most recent<br />

chapter written on 3 July, when<br />

Ward LJ and Warren J agreed<br />

to allow a Budvar appeal.<br />

Dispute in brief<br />

Both Anheuser-Busch and<br />

Budvar applied to register the<br />

word BUDWEISER in class 32<br />

in respect of <strong>beer</strong>s. Both<br />

Anheuser-Busch and Budvar<br />

filed cross-oppositions, but the<br />

Court of Appeal ultimately<br />

allowed both marks to be<br />

registered on ı9 May 2000. The<br />

oppositions were determined<br />

under the Trade Marks Act ı938.<br />

Under the Trade Marks<br />

Act ı994, however, Anheuser-<br />

Busch considered that it had<br />

an opportunity to seek to<br />

invalidate the Budvar word<br />

mark on the basis that the<br />

Anheuser-Busch mark was<br />

an earlier identical mark<br />

registered in respect of<br />

identical goods. There<br />

appeared to be nothing in<br />

the ı994 Act or the transitional<br />

provisions to prevent this and<br />

so, four years and 364 days<br />

after the registration of the<br />

Budvar mark, Anheuser-<br />

Busch applied to invalidate<br />

Budvar’s registration.<br />

The basis of Budvar’s entitlement<br />

to the registration had been “honest<br />

concurrent use” under the ı938 Act and<br />

this was not thought to have a place in<br />

First Council Directive 89/ı04/EEC<br />

or in the ı994 Act that followed.<br />

Anheuser-Busch was successful in<br />

the Trade Mark Registry and in the<br />

High Court. Budvar appealed to the<br />

Court of Appeal. The main point at<br />

issue was whether there was room in<br />

the Directive for consideration of the<br />

effect of long concurrent use. The<br />

arguments focused on the possible<br />

accommodation of honest concurrent<br />

use in either Article 9 – acquiescence –<br />

or Article 4(ı)(a) of the Directive when<br />

considering the effect on the essential<br />

function of a trade mark.<br />

Article 9<br />

The key issue under Article 9 was<br />

when the five-year period, after which<br />

acquiescence would be presumed,<br />

commenced. Could it take into<br />

consideration long-term honest<br />

concurrent use before the later mark<br />

was registered? Budvar had been using<br />

the BUDWEISER mark in the UK<br />

since ı973 – some 32 years by the time<br />

Anheuser-Busch applied to invalidate<br />

the mark. Anheuser-Busch had known<br />

of the use for all of that time and<br />

certainly since ı976, when it sued<br />

Budvar for passing off as a result of<br />

Budvar’s use of the BUDWEISER name.<br />

The Court of Justice of the European<br />

Union (CJEU) made it clear that the<br />

conditions that are necessary for the<br />

five-year period to start running are:


‘In cases where there has been long concurrent use, it may be<br />

advisable to expressly plead in a double identity case that the<br />

later mark will have an adverse effect on the earlier mark’<br />

• registration of the later mark;<br />

• application of the later mark made<br />

in good faith;<br />

• use of the later mark in a Member State<br />

where it has been registered; and<br />

• knowledge by the proprietor of the<br />

earlier mark that the later trade mark<br />

has been registered and has been<br />

used after its registration.<br />

There was some discussion as to<br />

the meaning of acquiescence in the<br />

submission made by the European<br />

Commission to the CJEU. In the view<br />

of the Commission it may be helpful<br />

to compare acquiescence with consent,<br />

which has been interpreted several<br />

times by the CJEU in the context of<br />

exhaustion of rights. There must be an<br />

express and positive statement of consent.<br />

In contrast, acquiescence is characterised<br />

by more passive behaviour that is a tacit<br />

acknowledgement of the use of the other<br />

mark. The CJEU did state that a person<br />

can only acquiesce to the conduct of<br />

another if they are in a position to stop<br />

such conduct. It contrasted this with the<br />

position in which a person tolerates a<br />

situation they have no ability to stop.<br />

One of the points to which the CJEU<br />

referred was the need for legal certainty,<br />

but it is not at all clear that this will be<br />

achieved. One of the conditions for<br />

deciding that the five-year period has<br />

begun is a determination of the moment<br />

from which the owner of the earlier mark<br />

has knowledge that the later mark is<br />

being used, and it is very difficult for the<br />

proprietor of the later mark to be certain<br />

of when the owner of the earlier mark<br />

acquired the requisite knowledge.<br />

On the question of awareness of use,<br />

the Commission submitted that it is a<br />

subjective matter and so, to make up<br />

for the difficulty of adducing proof in<br />

relation to awareness of use, a national<br />

court may rely on presumptions such<br />

as the general knowledge in the section<br />

and the duration of the use.<br />

Article 4(1)(a)<br />

If Article 9 cannot accommodate honest<br />

concurrent use, is there room for it in<br />

Article 4(ı)(a)? The CJEU ruled that<br />

where there has been a long period<br />

of honest concurrent use of two trade<br />

marks, and where that use neither has<br />

nor is liable to have an adverse effect<br />

on the essential function of the trade<br />

mark, Article 4(ı)(a) will not apply.<br />

The CJEU referred to the fact that<br />

Anheuser-Busch and Budvar had both<br />

used the BUDWEISER mark for almost<br />

30 years prior to the registration of the<br />

marks, that they had been authorised to<br />

use the marks after the Court of Appeal<br />

judgment in the earlier oppositions, that<br />

both were using the marks in good faith<br />

and that UK consumers were aware of<br />

the differences between the products,<br />

which are clearly identifiable as being<br />

produced by different companies.<br />

On the basis of the CJEU ruling,<br />

the Court of Appeal in its recent<br />

decision of 3 July allowed Budvar’s<br />

appeal and rejected Anheuser-Busch’s<br />

application for invalidity of Budvar’s<br />

UK trade mark for BUDWEISER.<br />

In cases where there has been long<br />

concurrent use (it is not yet clear how<br />

long the use has to be), it may be<br />

ABOUT THE<br />

AUTHOR<br />

wEBINAR<br />

Kirsten Gilbert<br />

is a Partner at Marks & Clerk<br />

Solicitors LLP<br />

kgilbert@marks-clerk.com<br />

Kirsten advises on all aspects<br />

of IP and works with clients<br />

in a wide range of <strong>business</strong><br />

sectors. She has particular<br />

expertise in litigation and<br />

has represented clients in<br />

the High Court, the Patents<br />

County Court and the Court<br />

of Appeal, as well as in<br />

proceedings before the Court<br />

of Justice and the General<br />

Court of the european Union.<br />

advisable to expressly plead in a double<br />

identity case that the later mark will<br />

have an adverse effect on the essential<br />

function of the earlier mark, as this is<br />

now a condition for the application<br />

of Article 4(ı)(a).<br />

It is interesting to see requirements,<br />

such as an adverse effect on the essential<br />

function of a trade mark, that we<br />

are used to considering in cases on<br />

infringement also having a place for<br />

consideration in cases on registrability.<br />

The long and interesting battle<br />

between these two trade mark owners<br />

continues to provide us with thoughtprovoking<br />

decisions on trade mark law.<br />

Kirsten spoke on this topic at a joint<br />

ITMA/CIPA webinar in June.<br />

For details of forthcoming events in<br />

this continuing programme, see page 42.<br />

Marks & Clerk Solicitors LLP acted<br />

for Budêjovický Budvar Národní Podnik.<br />

17


18<br />

itma.org.uk September 2012<br />

Words of warning<br />

The CJEU decision in the IP Translator case still leave much<br />

open to interpretation, says Imogen Wiseman of Cleveland<br />

For many practitioners in the UK,<br />

interpreting the scope of a trade<br />

mark registration has traditionally<br />

been a question of reading the list<br />

of goods and services included in the<br />

specification. However, the Court of<br />

Justice of the EU (CJEU) decision<br />

in the IP TRANSLATOR case<br />

suggests there may be more to many<br />

specifications than meets the eye; in<br />

fact, their ultimate scope may come<br />

down to what the Applicant intended<br />

to be covered, rather than what is<br />

actually stated.<br />

The problem can be traced back<br />

to June 2003, when OHIM published<br />

Communication 4/03, “concerning the<br />

use of class headings in lists of goods<br />

and services for Community Trade<br />

Mark applications and registrations”.<br />

This included an apparently innocuous<br />

statement that the use of a class heading<br />

would constitute a claim to all the<br />

goods or services within that class, as<br />

well as a statement that, going forward,<br />

the UKIPO would not object to any<br />

of the class headings as being too vague,<br />

even though this was a practice that<br />

was employed by some national<br />

offices in the EU.<br />

Initially, this Communication, which<br />

was probably motivated by OHIM’s<br />

desire to avoid the cost and delay of<br />

translating long, bespoke specifications<br />

into the various different EU languages,<br />

seemed relatively uncontroversial.<br />

Over time, however, problems began<br />

to surface. Many of these arose from the<br />

fact that other IP offices in the EU, and<br />

beyond, interpreted the class heading<br />

differently, which gave rise to issues on<br />

priority and seniority for example. There


were also concerns about whether the<br />

“all goods in class” interpretation of the<br />

class heading was sufficiently clear and<br />

precise for third parties to appreciate<br />

the scope of a registration.<br />

CIPA’s application<br />

In October 2009, CIPA decided<br />

enough was enough and filed a UK<br />

application to register the trade mark<br />

IP TRANSLATOR. The application<br />

was filed for the Nice class heading in<br />

class 4ı, which reads: “Education;<br />

providing of training; entertainment;<br />

sporting and cultural activities.”<br />

The UKIPO raised objections under<br />

sections 3(ı)(b) and (c) of the Trade<br />

Marks Act ı994 that the mark was<br />

non-distinctive and descriptive in relation<br />

to translation services, which according<br />

to the practice set out in OHIM’s<br />

Communication 4/03, were implicitly<br />

covered by the class 4ı specification.<br />

CIPA appealed the decision to the<br />

Appointed Person, arguing that the<br />

application did not cover translation<br />

services and that, as such, the UKIPO’s<br />

objections were unfounded.<br />

Geoffrey Hobbs QC, sitting as the<br />

Appointed Person stayed the proceedings<br />

and referred three questions to the<br />

CJEU, as follows:<br />

1. Is it necessary for the various goods<br />

or services covered by a trade mark<br />

application to be identified with any,<br />

and if so what particular, degree of<br />

clarity and precision?<br />

2. Is it permissible to use the general<br />

words of the class headings of the<br />

[Nice Classification] for the purpose of<br />

identifying the various goods or services<br />

covered by a trade mark application?<br />

3. Is it necessary or permissible for such<br />

use of the general words of the class<br />

headings of [the Nice Classification]<br />

to be interpreted in accordance with<br />

Communication 4/03?<br />

IP trANSLAtOr<br />

‘The CJEU held that a class heading does not clearly<br />

establish whether the applicant intends to cover all<br />

or only some of the goods in that class cannot be<br />

considered sufficiently clear or precise. This introduces<br />

a new concept, that of the applicant’s intention, which<br />

was not present in the Appointed Person’s reference<br />

or the Advocate General’s opinion’<br />

The AG’s opinion<br />

The Advocate General argued that<br />

according to Article 2(2) of the CTM<br />

Regulation, the description of goods<br />

and services must be sufficiently clear<br />

and precise to enable the authorities<br />

and economic operators to accurately<br />

determine the protection conferred by<br />

a trade mark. Those requirements may<br />

be satisfied by a specific list of goods or<br />

by an identification of the basic goods<br />

and services so that their essential<br />

characteristics are clear to both the<br />

authorities and economic operators.<br />

However, he also argued that the<br />

Regulation does not preclude use<br />

of the Nice class headings, provided<br />

that they are clear and precise.<br />

However, the Advocate General also<br />

found Communication 4/03 in conflict<br />

with the principles in the Regulation.<br />

Specifically, he found that the UKIPO’s<br />

decision not to object to a class heading<br />

on grounds that it was too vague<br />

was contrary to the direction in the<br />

Regulation that specifications should<br />

clearly indicate the nature of the goods<br />

and services, and that this would make it<br />

difficult for the authorities and economic<br />

operators to accurately determine the<br />

scope of protection. Furthermore, he<br />

felt that this could lead to an increase<br />

in the number of trade marks and, in<br />

turn, in the number of conflicts.<br />

The CJEU’s decision<br />

The CJEU issued its decision in case<br />

C307-ı0 on ı9 June 20ı2. Its answers to<br />

the first two questions largely mirrored<br />

the Advocate General’s. First, the CJEU<br />

held that the Directive requires that<br />

goods and services are sufficiently clear<br />

and precise to enable the authorities and<br />

economic operators to determine the<br />

extent of the protection sought, although<br />

it didn’t go as far as to suggest how those<br />

requirements might be satisfied. Second,<br />

the CJEU held that this does not<br />

preclude the use of the<br />

class headings, provided that they<br />

are sufficiently clear and precise.<br />

However, the CJEU’s answer to<br />

the third question did deviate from the<br />

Advocate General’s. Specifically, it held<br />

that a class heading that does not clearly<br />

establish whether the applicant intends<br />

to cover all or only some of the goods<br />

in that class cannot be considered<br />

sufficiently clear and precise. While<br />

on the face of it this would seem to<br />

suggest that some class headings are<br />

not clear enough to be acceptable, it<br />

also introduces a new concept, that of<br />

the applicant’s intention, which was<br />

not present in the Appointed Person’s<br />

reference or the Advocate General’s<br />

opinion. This seems to allow the<br />

CJEU to go on to state that where<br />

an applicant uses a class heading, it<br />

must specify whether the application<br />

is intended to cover all the goods or<br />

services included in the alphabetical<br />

list of that class or only those goods or<br />

services included in the specification.<br />

Communication 2/12<br />

The day after the CJEU’s decision,<br />

OHIM published Communication 2/ı2.<br />

This repealed Communication 4/03<br />

and stated that OHIM would continue<br />

to accept applications covering class<br />

headings, provided they meet the<br />

requisite level of clarity and precision.<br />

In terms of applications filed<br />

on or after 2ı June 20ı2, the new<br />

Communication states that an<br />

application that includes a class heading<br />

must expressly include an indication<br />

of whether it is meant to cover all<br />

of the goods and services listed in<br />

the alphabetical list or only some of<br />

those goods and services. This is done by<br />

signing the “declaration on list of goods<br />

and services applied for”, which states:<br />

19


20<br />

itma.org.uk September 2012<br />

‘In introducing the concept of the<br />

applicant’s intentions, the CJEU<br />

seems to have paved the way for<br />

OHIM to accept class headings<br />

for all classes, with only one small<br />

amendment to the application<br />

process needed’<br />

“By using the Nice Agreement<br />

class headings in my list of goods<br />

and services, I hereby confirm<br />

that I am applying for all of the<br />

goods or services included in<br />

the alphabetical list of each<br />

class filed.”<br />

The declaration must be filed<br />

with the application form. If the<br />

declaration is not attached at the<br />

time of filing, OHIM will assume<br />

that the applicant only seeks protection<br />

for each of the general terms and<br />

not all goods or services in the class.<br />

Where an application covers the<br />

class heading, the Register will<br />

indicate whether or not it covers<br />

all the goods and services in a<br />

particular class.<br />

As such, by introducing the<br />

concept of the applicant’s intention,<br />

the CJEU seems to have paved the<br />

way for OHIM to accept class headings<br />

for all classes, with only one small<br />

amendment to the application process.<br />

However, while the change allows<br />

OHIM to avoid the problems of<br />

translating bespoke specifications,<br />

there are still arguments about<br />

whether this workaround results<br />

in specifications that are sufficiently<br />

clear and precise to satisfy the<br />

requirements of Article 2(2) of<br />

the CTM Regulation. Certainly,<br />

specifications are not self-contained<br />

if they have to be read in conjunction<br />

with the Nice list that existed at the<br />

time the application or registration<br />

was filed. Furthermore, although<br />

OHIM is doing what it can to<br />

inform CTM applicants of the<br />

change, the new practice is perhaps<br />

less obvious to those filing through<br />

the Madrid system.<br />

But the problem is really what<br />

happens to all of the applications<br />

and registrations listing class headings<br />

that were applied for before 20 June<br />

20ı2. Communication 2/ı2 states that<br />

OHIM will consider these to cover<br />

the whole alphabetical list of goods<br />

and services on the basis that this is<br />

what the applicant intended to cover.<br />

The Communication does not explain<br />

this insight into the applicant’s motives,<br />

but presumably this is because the<br />

applications would have been filed<br />

in the context of Communication 4/03.<br />

In the meantime, the Communication<br />

states that OHIM will continue working<br />

with EU national offices towards a<br />

common practice in relation to the<br />

acceptability of class headings.<br />

UK registrations<br />

So presumably this means that<br />

when CIPA’s case is remitted,<br />

the Appointed Person will decide<br />

that CIPA intended to cover all<br />

the services in that class, including<br />

translation services.<br />

However, the UKIPO is not<br />

bound by OHIM’s Communication<br />

2/ı2 and judging solely from the<br />

Appointed Person’s comments in<br />

his reference to the CJEU, it seems<br />

unlikely that it would decide in<br />

this way. This is not least because,<br />

from a technical perspective, the<br />

Appointed Person did not consider<br />

translation services an obvious<br />

sub-category of any of the services<br />

listed in the class heading for class 4ı,<br />

and it is far from clear whether CIPA’s<br />

intentions could be contextualised<br />

by the existence of OHIM’s<br />

Communication 4/03.<br />

This is a practice area that is<br />

still developing. At the time of<br />

going to print, OHIM was still<br />

reviewing its practice and the<br />

UKIPO was still working on<br />

its own guidance. However, it<br />

is possible that we might face a<br />

new era of different, divergent<br />

practices across the EU, which<br />

makes the success of OHIM’s<br />

Convergence Programme all<br />

the more critical.<br />

ABOUT THE<br />

AUTHOR<br />

Imogen Wiseman<br />

is a Partner at Cleveland<br />

i.wiseman@cleveland-ip.com<br />

imogen serves as chair<br />

of itma’s law and<br />

practice committee.


Malaysia’s year in marks<br />

Geetha K of KASS International in Kuala Lumpur reflects on a<br />

medley of cases that have made the past ı2 months memorable for<br />

IP rights-holders and offer encouragement to trade mark holders<br />

1 “Fair” outcome for exhibition organisers?<br />

In this case, two Malaysian organisers<br />

of exhibitions for computerware were in<br />

dispute over the selection and use of a<br />

name for trade fairs. The Association of<br />

the Computer and Multimedia Industry<br />

of Malaysia (known as PIKOM) had<br />

been organising IT and computer fairs<br />

under the name PIKOM PC FAIR in<br />

the country for ı5 years.<br />

An ex-employee of PIKOM started to<br />

organise an IT and PC exhibition under<br />

the name PC EXPO, which attracted a<br />

large number of exhibitors who were in<br />

the IT industry, some of whom were<br />

members of PIKOM. Shortly after the<br />

first PC EXPO exhibition was held,<br />

PIKOM commenced an action for<br />

infringement of its registered trade mark<br />

PC FAIR, tort of passing off and breach<br />

of confidential information against its<br />

ex-employee and her company.<br />

The Court eventually held that<br />

the word PC FAIR has a primary<br />

dictionary meaning, being a “computer<br />

fair”, and to grant the Plaintiff such a<br />

monopoly would deprive the public<br />

from using words that are part of the<br />

English vocabulary and commonly<br />

used by the IT industry. The Court<br />

further held that the mark PC FAIR<br />

was always used together with the<br />

Plaintiff’s mark PIKOM, and therefore<br />

the distinctiveness and goodwill reside<br />

with the mark PIKOM PC FAIR and<br />

country focus<br />

not the words PC FAIR solely.<br />

As a result, the Plaintiff’s infringement<br />

and passing off action failed.<br />

As for the confidential information<br />

claim, the Court held that although<br />

most of the information claimed to be<br />

confidential fell into the public domain,<br />

the information contained in the<br />

Plaintiff’s exhibitor database was<br />

confidential. Considering the short<br />

period of time elapsed between the<br />

Defendant’s previous employment and<br />

the time she sent the first introductory<br />

email about her exhibition to relevant<br />

exhibitors, the Court concluded that<br />

the Defendant had contacted exhibitors<br />

from the Plaintiff’s database.<br />

021-023_ITMA_Malaysia.indd 21 13/08/2012 11:25<br />

21


22<br />

itma.org.uk September 2012<br />

2 Why Artril is too similar to Viartril<br />

This case is a passing off action in the<br />

pharmaceutical field. In the case of<br />

Rotta Research Laboratorium SpA<br />

& Antah Pharma SDN BHD v Ho<br />

Tack Sien Ors, the latter claimed to<br />

have independently developed the<br />

glucosamine sulphate-based drug –<br />

Artril 250 – which was similar to<br />

Viartril-S, a drug developed and sold<br />

by the Plaintiffs. Both products were<br />

used to treat osteoarthritis.<br />

The Plaintiffs accused the Defendants<br />

– Ho Tack Sien, Chai Yuet Ying and the<br />

companies they enlisted to trade mark,<br />

manufacture and distribute their product<br />

– of infringement upon their trade<br />

mark rights and of passing off. This<br />

was achieved, it was said, by the misuse<br />

of confidential information passed<br />

down from the Plaintiffs to their<br />

former employees, the Defendants, in<br />

an attempt to steal <strong>business</strong> from and<br />

damage the reputation and goodwill of<br />

the Plaintiffs. Following a seven-day trial,<br />

the Court decided that the Plaintiffs had<br />

proven their case against all Defendants<br />

except for the first company hired to<br />

manufacture Artril 250.<br />

Among the issues of concern<br />

in the final judgment were trade<br />

mark infringement and passing off<br />

by the Defendants. In arguing this,<br />

the Plaintiffs had to provide sufficient<br />

evidence that the two products were<br />

deceptively similar to the point of a<br />

likelihood of confusion and possible<br />

misrepresentation. This was achieved<br />

by demonstrating aural and visual<br />

similarities, the former being in the<br />

names of each – “Vi-artril” versus<br />

“Artril” – despite the presence of<br />

the unique suffixes “S” and “250”,<br />

respectively. The visual resemblances<br />

were evident in many aspects, from the<br />

red and white tablets to the uniform<br />

red and white box with an image of a<br />

knee. Possible confusion could arise for<br />

the intended recipients of these drugs,<br />

as they sat side-by-side on the shelves<br />

in pharmacies. Two independent<br />

witnesses, Dr Ng Suan Thoong and<br />

pharmacist Che Suraya binti Haji<br />

Mohd Zain, also testified to instances of<br />

actual confusion and had contacted the<br />

Plaintiffs with regard to Artril 250.<br />

Misrepresentation came into play<br />

when it was brought to light that the<br />

Plaintiffs had previously released a<br />

drug by the name of Arthryl. As<br />

former employees of the Plaintiffs,<br />

the Defendants were aware of this<br />

product when they coined the name<br />

“Artril”. Electing a name resembling<br />

that of the Plaintiffs’ product led the<br />

public to believe that the goodwill and<br />

reputation the Plaintiffs have developed<br />

‘Ho Tack Sien and Chai yuet ying lacked credibility as<br />

witnesses when testifying as Ho contradicted himself<br />

during the cross-examination and both refused to answer<br />

questions or gave curt responses in the form of “don’t<br />

know”, “can’t remember” and “no comment”’<br />

over years of service could be associated<br />

with that of the Defendants.<br />

The breach of obligation of<br />

confidentiality by Ho and Chai as<br />

per their employment contract with<br />

the Plaintiffs was apparent as both<br />

individuals had access to confidential<br />

material regarding the development and<br />

manufacturing of Viartril-S, which<br />

surpasses the general information on<br />

glucosamine sulphate available on the<br />

internet. Furthermore, the Defendants’<br />

document “Annex B”, containing<br />

information on the development<br />

and manufacture of Artril 250, bore<br />

a significant resemblance to the<br />

corresponding document for that<br />

of Viartril-S.<br />

To weaken their case further, the<br />

two lacked credibility as witnesses<br />

when testifying as Ho contradicted<br />

himself during the cross-examination<br />

and both refused to answer questions<br />

or gave curt responses in the form<br />

of “don’t know”, “can’t remember”<br />

and “no comment”.<br />

The Court eventually decided in<br />

favour of the Plaintiffs and expunged<br />

the trade mark registration for “Artril<br />

250” and costs of RM25,000 against<br />

each Defendant were awarded to<br />

the Plaintiffs.


This feud between two different parties<br />

claiming to be owners of the trade<br />

mark SRI PAANDI is also noteworthy.<br />

Specifi cally, a dispute arose when the<br />

two parties each opened a South Indian<br />

restaurant within very close proximity<br />

to each other in the city of Petaling Jaya.<br />

The situation resulted in confusion<br />

among customers as not only did the<br />

restaurants display their name in the<br />

same type font, but the waiters of<br />

both restaurants were clad in a<br />

purple-coloured uniform. It did not<br />

help that both restaurants claimed to<br />

originate from the Sri Paandi restaurant<br />

in Brickfi elds (an area known as the<br />

Little India of Kuala Lumpur), which<br />

is widely known for its delicious South<br />

Indian food, particularly its banana<br />

leaf rice.<br />

The existence of two similar<br />

restaurants in Petaling Jaya left customers<br />

confused as to which restaurant was<br />

the true Sri Paandi restaurant.<br />

In what turned out to be an<br />

extremely twisted case with evidence<br />

dating back to ı987 (when the original<br />

Sri Paandi restaurant was set up by the<br />

fi ve founders in Brickfi elds), the IP<br />

Court decided, on 3ı January 20ıı, that<br />

the core issue in this case was the issue<br />

of ownership. Who owns the mark?<br />

Is it the Plaintiff, a company run by<br />

K Saraswathy, which was incorporated<br />

in 2003 and claimed to be bona fi de<br />

owner of the trade mark SRI PAANDI<br />

during its registration of the mark SRI<br />

PAANDI under classes 30 and 43 in<br />

2005? Or is it the Defendants, the Sri<br />

Paandi Restaurant enterprise and Sri<br />

Paandi Restaurant Sdn Bhd company,<br />

comprised of individuals who are not<br />

the fi ve founders of the original Sri<br />

ABOUT THE<br />

AUTHOR<br />

COUNTRY FOCUS<br />

3 The case of the banana leaf restaurant<br />

Paandi restaurant in Brickfi elds, but<br />

who took over the operations of that<br />

restaurant from the founders and<br />

continue to run operations there?<br />

Ample evidence was adduced by<br />

the Defendants to show that the trade<br />

mark was owned by the original<br />

fi ve founders of the original Sri<br />

Paandi restaurant since ı987 and was<br />

transferred to the subsequent owners<br />

of the restaurant. Unfortunately, the<br />

transfer of the trade mark was verbal<br />

and implied by the parties, and there<br />

was no written agreement to prove<br />

the transfer.<br />

Despite the lack of evidence to<br />

show the transfer of the mark, the<br />

Court found that the Plaintiff was<br />

not the bona fi de owner of the<br />

trade mark SRI PAANDI due to the<br />

following facts revealed during trial:<br />

(i) K Saraswathy from the Plaintiff<br />

company knew when she signed the<br />

statutory declaration declaring that<br />

the Plaintiff was the true owner of<br />

the mark that there was a Sri Paandi<br />

restaurant in Brickfi elds; (ii) her<br />

husband was a part-time worker at<br />

the Brickfi elds restaurant as early as<br />

ı990; (iii) the restaurant in Brickfi elds<br />

was established in March ı987; and<br />

(iv) the Plaintiff was incorporated in<br />

2003 and registered the SRI PAANDI<br />

mark in 2004. These facts prove that<br />

the Plaintiff was neither the fi rst user<br />

nor the author of the SRI PAANDI<br />

mark. The Court thus decided that<br />

the registered SRI PAANDI marks<br />

in classes 30 and 43 were wrongfully<br />

remaining on the Trademark Register<br />

and should be removed. Accordingly,<br />

the claims made by the Plaintiff<br />

were dismissed.<br />

Geetha K<br />

is Director of the Trade Marks and Industrial<br />

Designs Division at KASS International<br />

ipr@kass.com.my<br />

Geetha K has extensive experience in handling<br />

all aspects of trade marks and designs in various<br />

industries, including pharmaceutical, food and<br />

beverage, property development, automotive<br />

and apparel industries, and manages local,<br />

regional and international portfolios.<br />

23


24<br />

itma.org.uk September 2012<br />

What’s on the horizon?<br />

September brings us back to serious subjects such as career<br />

progress and future moves. With this in mind, ITMA asked<br />

industry experts to weigh in on the state of the recruitment<br />

environment for trade mark professionals and employers<br />

What trends are you seeing<br />

– positive or negative – in<br />

trade mark recruitment?<br />

Chris Ball, Senior Consultant,<br />

Sacco Mann: On the plus side,<br />

recruitment activity in trade marks<br />

has risen over the past six months,<br />

with a signifi cant increase in roles<br />

available. This is not something that<br />

can continue ad infi nitum, but indications<br />

are that this remains a buoyant sector<br />

when set against other niche areas of<br />

legal recruitment and other sectors<br />

more generally.<br />

However, employers increasingly<br />

look to fi nd more value for money<br />

from those they recruit. If a two-year<br />

qualifi ed attorney can do a particular<br />

role just as well as a fi ve-year qualifi ed<br />

attorney, and they’re looking for<br />

£ı0,000 less as a salary, they’re more<br />

likely to be offered the job.<br />

Joe Neilson, Director, Career Legal<br />

Limited: It takes courage to predict the<br />

future in this economy. Nevertheless,<br />

we have seen IP maintaining a steady<br />

upward curve and trade marks holding<br />

strong in terms of recruitment hires.<br />

We are optimistic that we will see a<br />

similar pattern over the next ı2 months.<br />

The fi nancial climate has had an<br />

obvious effect on trade mark portfolios<br />

– less work, less recruitment! On a<br />

positive level, there is talent seeking<br />

new opportunities – individuals still<br />

have ambition and demand successful<br />

companies in which to develop<br />

their careers.<br />

Pete Fellows, Managing Director,<br />

Fellows & Associates: There were<br />

not many trade mark positions available<br />

in the second half of 20ıı, but things<br />

appear to have got better in 20ı2. We<br />

have also noticed a fairly recent increase<br />

‘The fi nancial climate has had an obvious e ect on trade<br />

mark portfolios – less work, less recruitment! On a positive<br />

level, there is talent seeking new opportunities – individuals<br />

still have ambition and demand successful companies in<br />

which to develop their careers’<br />

in trade mark attorney positions at<br />

the newly qualifi ed to circa-fi ve-years<br />

post-qualifi ed level, as well as some<br />

fi rms interested in partner-level hires.<br />

This is most evident in London and<br />

we are busier now with respect to<br />

trade marks than we have been<br />

since our launch in 2009.


Edward Jones, Managing Director,<br />

Huntley Spence: It does feel like a<br />

diffi cult market at the moment for<br />

people looking to move jobs. There<br />

are still openings for part-qualifi ed and<br />

recently qualifi ed attorneys, but few fi rms<br />

seem to be recruiting opportunistically<br />

or expanding their trade marks <strong>business</strong>.<br />

The most valuable bracket remains the<br />

newly qualifi ed attorneys, because fi rms<br />

don’t have to worry about training and<br />

they can acquire someone relatively<br />

cheap whom they can charge out at<br />

a reasonable rate, and who can be<br />

moulded to fi t into the fi rm’s culture.<br />

Interestingly, there are plenty of patent<br />

attorney fi rms looking for a trade mark<br />

attorney in regional locations, to service<br />

local clients and build a trade marks<br />

practice working alongside their patent<br />

attorneys. Similar opportunities exist<br />

with law fi rms to set up a specialist trade<br />

mark fi ling practice. However, in this<br />

particular scenario, those employers often<br />

can’t fi nd what they are looking for<br />

among the candidate pool, owing to the<br />

small number of trade mark attorneys<br />

wanting to work in regional locations<br />

outside London, and the fact that most<br />

attorneys aren’t happy working on their<br />

own or being the fi rst in the door to<br />

get a practice off the ground.<br />

How tough is the market<br />

for in-house roles?<br />

CB Traditionally, there have been more<br />

roles available in private practice than<br />

in-house, and this has continued over<br />

the past year. In-house roles, however,<br />

remain attractive to candidates and thus<br />

those employers looking for in-house<br />

attorneys invariably have a broader<br />

range of candidates to choose from.<br />

There seems to have been a trend<br />

for in-house teams to outsource work<br />

ABOUT THE<br />

AUTHORS<br />

Chris Ball,<br />

Senior Consultant,<br />

Sacco Mann<br />

Joe Neilson,<br />

Director, Career<br />

Legal Limited<br />

to private practice, accounting for the<br />

rise in private practice opportunities at<br />

the expense of in-house roles. This may<br />

change, however, and even reverse as<br />

confi dence returns to the market and<br />

work is brought back in-house.<br />

JN Many candidates are eager to<br />

explore in-house roles, but the<br />

availability of these roles is rare.<br />

Opportunities over the past year, in our<br />

experience, have been on a contract<br />

basis, because large companies can<br />

adapt very quickly to the economy –<br />

they will manage a budget and can cut<br />

the recruitment spend across a whole<br />

company with immediate effect. Private<br />

practices are also squeezed as clients are<br />

being prudent in the current market,<br />

perhaps in-sourcing their trade mark<br />

portfolio. A trade mark attorney will<br />

nevertheless think very carefully before<br />

leaving the safe haven of their present<br />

fi rm, unless their work is diminishing.<br />

PF In general, there are far more<br />

private practice positions available<br />

than in-house ones. If anything, this<br />

has been driven by corporate cutbacks,<br />

which has perhaps meant that work<br />

that would previously have been kept<br />

in-house is now being outsourced.<br />

EJ A move in-house is still attractive<br />

to many attorneys, particularly in<br />

preference to a role with a remit<br />

for <strong>business</strong> development in private<br />

practice. However, there aren’t that many<br />

companies with in-house teams, and<br />

those attorneys that are working in good<br />

roles in-house rarely leave their posts.<br />

Have you seen a di erence<br />

between salaries in London<br />

and the regions?<br />

CB There is a noticeable difference<br />

in the salary levels between London<br />

and the regions (see table, page 26).<br />

Pete Fellows,<br />

Managing Director,<br />

Fellows & Associates<br />

RECRUITMENT<br />

It should be noted that for those<br />

working in legal fi rms, this difference<br />

is far less pronounced than in the<br />

legal sector, where there is a marked<br />

difference between the level of<br />

earnings in London and the regions.<br />

London continues to set the upper<br />

benchmark and salaries are placed<br />

under greatest scrutiny in Scotland.<br />

JN We have seen the highest salaries<br />

on offer in London, with Wales, the<br />

South West and South East of England<br />

in the next tier. Scotland, the North<br />

West and North East of England see<br />

candidates earning least for positions.<br />

In general, the highest paying areas are<br />

the areas in which there is a greater<br />

demand for candidates.<br />

PF Not particularly. Scotland can<br />

be a little lower than England (a<br />

small percentage difference), but<br />

trade mark attorneys mainly earn<br />

the same irrespective of their location,<br />

so working outside London can be<br />

fi nancially benefi cial due to lower<br />

living costs.<br />

EJ This depends on the fi rm (and its<br />

client base). Local fi rms will probably<br />

pay a bit less and expect people to take<br />

into account location and cost of living<br />

in joining them. However, there are<br />

other regional fi rms – often fi rms with<br />

several offi ces, including a London<br />

offi ce, or fi rms that actively compete<br />

with the London fi rms for the larger<br />

clients or overseas work – whose pay<br />

will be on a par with London practices.<br />

How quickly are vacancies<br />

being fi lled?<br />

CB The ideal time to fi ll a role can<br />

be four to six weeks. This includes<br />

one to two weeks to search and<br />

advertise the role, two to three weeks<br />

to conduct two rounds of interviews,<br />

Edward Jones,<br />

Managing Director,<br />

Huntley Spence<br />

25<br />

25


26<br />

itma.org.uk September 2012<br />

‘Over the past few years, the rise of the commercial IP<br />

attorney has been noticeable. Our advice to attorneys<br />

at all levels is to consider your future position – the<br />

sector’s top earners are the commercially minded,<br />

<strong>business</strong>-savvy attorneys who are winning new clients’<br />

and a week or so to select the preferred<br />

candidate, offer and fi nalise all the<br />

details. In reality, this often takes longer<br />

depending on the availability and<br />

suitability of candidates, so advice<br />

to those looking to recruit is to<br />

consider the picture two or three<br />

months forward and if you feel you<br />

will need someone, prepare to recruit<br />

and instruct your agent this far in<br />

advance. Most candidates will have<br />

between one and three months’ notice,<br />

so employers should also factor this in<br />

when planning recruitment strategy.<br />

Partnership recruitment can take<br />

up to six months as it often includes<br />

drafting and scrutiny of a <strong>business</strong> plan,<br />

and discussions around potential<br />

following. Notice periods for partners<br />

are usually between six to ı2 months.<br />

On the candidate side, expectations<br />

often move during a job search<br />

depending on availability of roles, a shift<br />

in candidate perceptions or a change in<br />

personal circumstances. The one aspect<br />

candidates are often unrealistic about is<br />

timing, and they often wait until they<br />

really cannot stand to walk through<br />

the door of their current employer<br />

or have already been made redundant<br />

before registering. Even if you are only<br />

considering a move, be registered with<br />

your agent and visible to them. Having<br />

an ongoing dialogue about opportunities<br />

and what that could mean for you as<br />

a candidate is important in assessing<br />

the options and knowing about them.<br />

Knowing about alternative roles will<br />

also allow you to compare these<br />

with your current position.<br />

JN Fully qualifi ed positions are<br />

generally fi lled quite quickly – given<br />

the attorney is qualifi ed, it is easy to<br />

ascertain the depth of their experience<br />

and the cultural fi t and commercial<br />

expectations. Part-qualifi ed positions<br />

are at an interesting stage whereby the<br />

new qualifi cation system will produce<br />

qualifi ed attorneys with relatively little<br />

or no commercial experience under<br />

their belt.<br />

PF I don’t think there is an easy answer<br />

to this – it depends on what position<br />

the fi rm wants to hire, the availability<br />

of candidates, the attractiveness of<br />

the position, its location, etc. There<br />

are good candidates to be found,<br />

so it is probably a little easier to<br />

recruit trade mark attorneys than<br />

patent attorneys.<br />

EJ This really depends on what the<br />

fi rm is looking for. If it is simply a<br />

capable attorney, for example because<br />

they are busy or because someone has<br />

handed in their notice, they can usually<br />

fi nd someone within a couple of<br />

months. If, however, they want a really<br />

top-quality trainee, or an attorney with<br />

the all-round skillset to be a <strong>business</strong><br />

builder, it can take six to ı2 months<br />

for the right person to come along.<br />

What is driving candidates<br />

to seek a move?<br />

CB Common among the reasons<br />

for moving on include: a desire to<br />

capitalise on becoming newly qualifi ed,<br />

dissatisfaction with salary levels, concerns<br />

about the level of work being handled<br />

and a desire to move sector (private<br />

practice to in-house or vice versa). In<br />

addition, attorneys are increasingly<br />

considering multiple moves as a way<br />

of developing their career as they seek<br />

the best fi t for them, rather than being<br />

satisfi ed with the fi rst place they work in.<br />

One reason often cited by candidates<br />

and which is unique to trade mark<br />

attorneys is the feeling of being a poor<br />

relation to other professions – either<br />

patent professionals in an IP fi rm or<br />

legal professionals in a legal practice.<br />

JN The most commonly cited reason is<br />

the desire to achieve promotion or a<br />

more senior standing in a new fi rm,<br />

perhaps a newly qualifi ed wanting to<br />

be perceived as a qualifi ed attorney by<br />

their peers in a new fi rm, as opposed to<br />

a relatively junior fee-earner in their<br />

present fi rm.<br />

PF It is generally a lack of autonomy<br />

and a desire for career advancement<br />

that drives decisions. Salary as an end<br />

in itself is less of a driving factor (unless<br />

an attorney is particularly underpaid<br />

by their current fi rm). Attorneys are<br />

well aware that the path to partnership<br />

requires <strong>business</strong> development and<br />

networking experience, as well as<br />

having one’s own client portfolio if<br />

possible; therefore fi rms that limit<br />

this are more likely to have diffi culty<br />

retaining staff.<br />

EJ Trade marks is a career where,<br />

at least in the training years, job<br />

satisfaction is often almost entirely<br />

dependent on one person. Trainees<br />

can move, therefore, if they don’t<br />

click with their supervisor, or if they<br />

have other frustrations with their<br />

general learning and development.<br />

Increased exposure to clients can<br />

sometimes be appealing, but most<br />

trainees will be trying to fi nd<br />

someone with whom they have<br />

a better working relationship, or<br />

to get exposure to different types<br />

of work.<br />

Money is not usually a factor<br />

prior to qualifi cation. Once<br />

qualifi ed, attorneys start to look<br />

for the opportunity to work more<br />

autonomously, to do more strategic<br />

and complex work, and to be given<br />

TRADE MARK SALARIES: WHAT TO EXPECT?<br />

CAREER LEGAL SACCO MANN FELLOWS & ASSOCIATES<br />

SALARY (AVERAGE) (£) UK-WIDE LONDON/REGIONS<br />

Trainee Trade Mark Attorney 22,500-32,000 26,800/23,875 25,000-30,000<br />

Part-Qualifi ed Trade Mark Attorney 32,000-43,500 37,650/31,250 30,000-45,000<br />

Newly Qualifi ed Trade Mark Attorney 43,500-54,000 51,888/40,000 50,000-55,000<br />

3/4 years’ post-qualifi cation experience 59,500-75,500 (Associate) 63,277/45,900 65,000-75,000<br />

5 years’ post-qualifi cation experience 66,500-100,000 (Snr Assoc) 77,850/61,400 (Snr Assoc) 75,000-80,000<br />

Salaried Partner 85,000+ 103,200/71,750 110,000-180,000<br />

Trade Mark Administration Manager 36,000-59,000 n/a n/a<br />

FOR ADDITIONAL SALARY SURVEY INFORMATION SEE SACCOMANN.COM, CAREERLEGAL.CO.UK AND FELLOWSANDASSOCIATES.COM/SURVEY


more responsibility with clients.<br />

Naturally, this is always something<br />

an employer has to weigh up as<br />

they assess someone’s capabilities.<br />

However, for many qualifi ed attorneys,<br />

if these things don’t seem to be<br />

changing after a few years, either<br />

because of the people above them<br />

or because of the ethos of the fi rm<br />

in general, these are the main things<br />

that can provoke a move.<br />

Another thing that will make<br />

an attorney move once they are<br />

qualifi ed is better partnership or<br />

career progression prospects. Most<br />

attorneys in private practice still<br />

want to become partners. However,<br />

the recession has had an impact here,<br />

too. With clients not instructing as<br />

much work and fi rms struggling to<br />

keep up profi ts, there seems to be less<br />

access to partnership for qualifi ed<br />

attorneys than there may have been<br />

in the past. Firms are becoming<br />

more stringent on the criteria for<br />

new partners, and again it is those<br />

attorneys who are capable of generating<br />

work, including new <strong>business</strong>, who<br />

are more likely to be offered the<br />

partnership they want.<br />

What factors or<br />

training can improve<br />

a candidate’s options?<br />

CB Over the past few years, the rise<br />

of the commercial IP attorney has<br />

been noticeable. Our advice to<br />

attorneys at all levels is to consider<br />

your future position – the sector’s<br />

top earners are the commercially<br />

minded, <strong>business</strong>-savvy attorneys<br />

who are not only doing great technical<br />

work but winning new clients as<br />

well. As far as additional training,<br />

a Litigator’s Certifi cate certainly<br />

adds weight to a CV, but we are yet<br />

to get briefed on roles that require<br />

this as standard.<br />

On average, a £3,000 to £5,000<br />

increase in salary can be expected<br />

for a candidate with the ITMA<br />

Administrators’ Course. Job descriptions<br />

will often say something like: “ITMA<br />

Administrators’ Course preferred.”<br />

This has to be viewed in the overall<br />

context of the CV – experience,<br />

level of responsibility and where<br />

the candidate is currently working.<br />

However, the ITMA course adds an<br />

accreditation to the CV, which gives<br />

an employer confi dence in it. In short,<br />

it increases the chances of being called<br />

for interview.<br />

WHAT DICTATES AN INCREASE IN SALARY?<br />

INDIVIDUAL PERFORMANCE 26%<br />

JN To weigh in on some of the<br />

specifi c training mentioned, a holder<br />

of the Litigator’s Certifi cate will, in my<br />

experience, be rewarded with a higher<br />

salary. The ITMA certifi cate does not<br />

necessarily mean the candidate will<br />

attract a higher salary, but a fi rm may<br />

suggest that criteria for a given vacancy<br />

must include that successful candidates<br />

have the ITMA accreditation. In<br />

doing so, they are therefore seeking<br />

an administrator with a higher level<br />

of attainment in trade mark knowledge.<br />

However, not all fi rms offer the course<br />

to their administrative staff, so it would<br />

not be correct to say that a candidate<br />

who completed the ITMA course<br />

will be a higher-calibre candidate.<br />

PF From a practical point of view,<br />

candidates can sometimes benefi t<br />

from interview coaching, particularly<br />

if they have been with one employer<br />

since graduation. In addition, more<br />

fi rms of patent and trade mark<br />

attorneys seem to be offering<br />

litigation as part of their service,<br />

so I expect recognition for the<br />

Litigator’s Certifi cate to increase.<br />

LONDON<br />

REGIONS<br />

COST OF LIVING 26% BUSINESS PERFORMANCE 48%<br />

COST OF LIVING 35% BUSINESS PERFORMANCE 35% INDIVIDUAL PERFORMANCE 30%<br />

RECRUITMENT<br />

SOURCE: SACCO<br />

MANN PATENT & TRADE<br />

MARK SURVEY 2011/12<br />

EJ Although trade marks do have<br />

commercial relevance, at its heart<br />

the job is a legal one, based on<br />

complex procedure and case law.<br />

For new trainees, fi rms therefore<br />

look for an academic record that<br />

would indicate the intellectual<br />

capacity required to master the legal<br />

side of the job. The most valued<br />

trainees are those who communicate<br />

well, who will research the advice<br />

they are drafting thoroughly, but<br />

who make clear what they understand<br />

and what they don’t understand,<br />

and endeavour to discuss the fi ner<br />

points with their supervisor.<br />

How many people is<br />

the average candidate<br />

competing with?<br />

CB Typically, we see four candidates<br />

called for fi rst stage interviews and<br />

two for second stage, with the preferred<br />

candidate going in for a less formal<br />

third stage.<br />

Higher-level candidates (partners<br />

or potential partners) are different<br />

as these are often opportunistic hires,<br />

27


28<br />

itma.org.uk September 2012<br />

driven by the availability of higherlevel<br />

candidates and their potential<br />

to add value or bring work. Thus<br />

recruitment at this level is often<br />

a more bespoke process driven<br />

by the circumstances of the<br />

individual candidate.<br />

The number of CVs is diffi cult to<br />

determine or average. Trade marks has<br />

typically been a candidate-heavy sector.<br />

This may (falsely) give the impression<br />

that recruiting can be easy. However,<br />

the challenge is often one of managing<br />

client expectations versus the reality<br />

of available candidates. The support of<br />

an IP recruitment specialist is important<br />

in assessing available candidates and<br />

current trends in the IP recruitment<br />

market to fi nd a candidate who is<br />

in line with their expectations and<br />

recruited in an effi cient and<br />

informed manner.<br />

JN It doesn’t seem to be a case of<br />

candidates competing for a position, it<br />

is more a case of fi rms competing for<br />

candidates… it is a candidate’s market<br />

at present.<br />

PF At the mid-level (newly qualifi ed<br />

to circa four years post-qualifi ed) where<br />

the majority of the recruitment takes<br />

place, there are something in the region<br />

of three to fi ve applicants competing<br />

for a position (being interviewed by<br />

a fi rm and with a genuine chance of<br />

securing the position), with perhaps<br />

another fi ve to ı0 applications from<br />

unsuitable candidates.<br />

What are employers<br />

looking for?<br />

CB The ability to hit the ground<br />

running – the sector has become<br />

increasingly busy and thus the<br />

pressure on time to invest in training<br />

is greater. The ability to step into a<br />

new role and pick up a caseload from<br />

day one is crucial for many fi rms.<br />

This can be driven by a signifi cant<br />

increase in work or the desire to see<br />

a return for their investment at the<br />

earliest opportunity.<br />

More recently, the imminent<br />

(and fi nal) change over to the new<br />

qualifi cation system for trade mark<br />

attorneys has resulted in several<br />

newly qualifi ed or soon-to-qualify<br />

opportunities on the market, as<br />

employers seek to minimise their<br />

exposure to more expensive course<br />

fees. Longer term, we have already<br />

started to see fi rms introduce<br />

contractual clawback provisions<br />

to protect their investment (ie the<br />

SALARY X £1,000<br />

AVERAGE SALARY BY YEAR OF FIRST QUALIFICATION<br />

100<br />

90<br />

80<br />

70<br />

60<br />

50<br />

40<br />

30<br />

20<br />

10<br />

-<br />

course fees) in trainee trade mark<br />

attorneys if that the attorney leaves<br />

shortly after qualifi cation.<br />

For many, the team fi t and cultural<br />

fi t for the <strong>business</strong> will often trump<br />

the level of technical expertise. We<br />

often tell clients and candidates that<br />

it is “not about the best candidate,<br />

but the most appropriate candidate!”<br />

JN They are looking for candidates<br />

they would feel comfortable putting<br />

in front of their clients. Another<br />

factor is that fi rms now have a much<br />

greater focus on <strong>business</strong> development.<br />

Candidates need to have experience at<br />

being much more client-facing than<br />

they used to. Every fi rm wants to<br />

attract attorneys who will add value.<br />

If a qualifi ed trade mark attorney can<br />

bring a client following, that attorney<br />

is going to be courted by many fi rms.<br />

PF At the moment, <strong>business</strong><br />

development and networking skills are<br />

coming to the fore. In other words, the<br />

ability to do these tasks rather than<br />

having a client or contact following.<br />

EJ The recession and the effect it<br />

has had on trade mark fi rms, as well<br />

as their clients, has caused fi rms<br />

to place a higher store in fi nding<br />

well-rounded individuals – trainees<br />

who, once they’ve mastered the<br />

1996 or earlier<br />

1997 to 2001<br />

2002 to 2003<br />

2004 to 2005<br />

2006<br />

2007<br />

2008<br />

2009<br />

2010<br />

2011<br />

2012<br />

2013<br />

2014<br />

2015<br />

2016<br />

2017 or later<br />

SOURCE: REPORT OF THE 2012 SALARY SURVEY OF THE IP PROFESSION IN THE UK, FELLOWS AND ASSOCIATES<br />

‘Firms do recognise that there are very few rainmakers<br />

around. But they are looking for someone who is at least<br />

capable of managing and communicating well with clients,<br />

building a relationship and spotting obvious opportunities<br />

to generate more work out of clients’<br />

technical side of trade mark work,<br />

will then be able to grow into the<br />

client-facing side of the job.<br />

At a qualifi ed level, fi rms look<br />

for in-depth technical knowledge<br />

and someone who they are confi dent<br />

will give sound advice, who<br />

can handle a caseload relatively<br />

autonomously, but also converse<br />

with their colleagues and continue<br />

to learn on more complex matters.<br />

Firms do recognise that there<br />

are very few rainmakers around.<br />

But they are looking for someone<br />

who is at least capable of managing<br />

and communicating well with clients,<br />

building a relationship and spotting<br />

obvious opportunities to generate<br />

more work out of those clients, even<br />

if they are not going out trying to<br />

bring in the next Apple.<br />

At fi ve or more years qualifi ed, fi rms<br />

are increasingly asking for a following,<br />

given how expensive attorneys start<br />

to get. The reality is, however, that<br />

not many attorneys at that level have<br />

a following or a track record of <strong>business</strong><br />

development. Usually partners will<br />

continue to control client relationships,<br />

and even where those relationships<br />

are shared, it takes a lot for a client to<br />

move all of its work and its records.


Case in point: C-98/11 P, Chocoladefabriken Lindt<br />

& Sprüngli AG v OHIM, CJEU, 24 May 2012<br />

Familiar form still<br />

falls short of CTM<br />

Only EU legislative reform would<br />

help Lindt’s shape mark case, argues<br />

Robert Cumming of Walker Morris<br />

This is an appeal by a Swiss<br />

confectioner (“Lindt”) against<br />

a decision to refuse protection as<br />

a Community Trade Mark for<br />

the shape of a rabbit in respect of<br />

“chocolate and chocolate products”.<br />

Refusing the appeal, the Court of<br />

Justice of the EU (CJEU) upheld the<br />

decision of the General Court, the<br />

Fourth Board of Appeal and OHIM.<br />

Lindt’s appeal to the CJEU was that,<br />

essentially, the mark was not devoid of<br />

distinctive character under Article 7(ı)<br />

(b) of Council Regulation (EC) 40/94<br />

and that OHIM’s analysis in reaching<br />

the opposite conclusion was based on<br />

conjecture. In addition, Lindt appealed<br />

under Article 7(3) on the grounds that<br />

the mark had inherent distinctive<br />

character in ı5 of the 25 Member<br />

States that formed the EU at the<br />

time the application was fi led.<br />

It is well-established case law<br />

that the assessment of distinctiveness<br />

under Article 7(ı)(b) should be applied<br />

consistently whether the mark is a<br />

shape, a word or a logo. However, the<br />

registration of shape marks has been<br />

notoriously diffi cult in comparison<br />

to a fi gurative mark. Some justifi cation<br />

might be found for this due to the<br />

fact that consumers are less likely to<br />

perceive a shape as an indication of<br />

commercial origin, particularly where<br />

it does not differ signifi cantly from<br />

the norms or customs of the sector.<br />

The CJEU held that the analysis<br />

of the mark by the General Court<br />

was consistent with the criteria<br />

established by settled case law, namely<br />

that the features of the mark were<br />

typical of those of similar products<br />

and that, on a global assessment, none<br />

of them were suffi ciently different<br />

individually or in aggregate such that<br />

a consumer would perceive them as<br />

being an indication of the origin of the<br />

goods. As a consequence, the CJEU<br />

was unable to apply its own evaluation<br />

of the facts because to do so would go<br />

beyond the scope of a review in the<br />

context of an appeal. The CJEU also<br />

noted that registrations in Member<br />

States are only one factor that may be<br />

taken into account, and OHIM is under<br />

no obligation to follow the assessment<br />

of the competent national authorities.<br />

In respect of its appeal under Article<br />

7(3), Lindt argued that where a mark has<br />

inherent distinctive character by virtue<br />

of registrations in ı5 out of 25 Member<br />

States covering 75 per cent of the EU’s<br />

population, there should be an inference<br />

that the mark has acquired distinctive<br />

character throughout most of the EU.<br />

The CJEU reiterated that a mark<br />

may only be registered under the<br />

Article 7(3) proviso if the conditions<br />

for registration are satisfi ed across the<br />

entire area in which the objection<br />

applies. For shape marks, this effectively<br />

means all parts of the EU.<br />

The CJEU again gave short shrift<br />

to the argument that several national<br />

registrations could somehow be<br />

aggregated to entitle a mark to lurch<br />

over the threshold for registration<br />

as a Community Trade Mark. This is<br />

unlikely to change, as a linear emphasis<br />

on political boundaries gives undue<br />

weight to smaller jurisdictions and<br />

omits large economic areas. Yorkshire,<br />

for example, has a population similar<br />

to the Republic of Ireland and larger<br />

than that of seven EU Member<br />

States, but has no local registry.<br />

Instead, the CJEU reiterated the<br />

unitary nature of the Community<br />

Trade Mark and the emphasis on<br />

the EU market as a whole. In Lindt’s<br />

case, registered protection across<br />

75 per cent of the population<br />

of the EU was insuffi cient.<br />

In its Study of the Overall Functioning<br />

of the European Trade Mark System,<br />

the Max Planck Institute for<br />

CASE COMMENT<br />

ABOUT THE<br />

AUTHOR<br />

Robert Cumming<br />

is a Registered Trade Mark<br />

Attorney and Solicitor at<br />

Walker Morris<br />

robert.cumming@<br />

walkermorris.co.uk<br />

Robert advises clients in the<br />

beauty, fashion and dance<br />

music industries on the<br />

protection of their IP Rights.<br />

Intellectual Property and Competition<br />

Law acknowledged that for some<br />

marks it is virtually impossible to<br />

demonstrate acquired distinctiveness<br />

(at 3.77). The report proposed that<br />

acquired distinctiveness should be<br />

considered to be present if the applicant<br />

can show substantially exclusive use in<br />

the relevant territory without being<br />

forced to submit proof of market<br />

share or the amount of investment<br />

in promoting the mark.<br />

Despite the common diffi culty<br />

faced by brand owners in Lindt’s<br />

position, the case law seems<br />

entrenched and it appears likely<br />

that only legislative reform will<br />

allow a relaxation of the position.<br />

It is submitted that such reform<br />

may allow more rapid harmonisation<br />

of the internal market than under<br />

the present policy.<br />

29


30<br />

itma.org.uk September 2012<br />

Case in point: C-100/11P, Helena rubinstein SNC & L’Oréal SA v<br />

OHIm & Allergan Inc, CJeU, 10 may 2012<br />

Smooth sailing for Botox CTM<br />

Kate Swaine of Wragge & Co LLP sets out the facts in a case<br />

of a well-known health and beauty name<br />

In considering an appeal from the<br />

General Court’s decision under<br />

Articles 8(ı)(b) and 8(4) and Article 52<br />

of the Community Trade Mark (CTM)<br />

Regulations (Council Regulation (EC)<br />

207/2009), the Court of Justice of the<br />

EU (CJEU) again confirmed the<br />

evidential requirements for the taking<br />

of unfair advantage and detriment to<br />

distinctive character and reputation.<br />

The CJEU, however, did not make a<br />

finding as to whether a trade mark<br />

applicant may include an element<br />

shared with an earlier mark where the<br />

element is descriptive.<br />

Application timeline<br />

In May 2002, Helena Rubinstein<br />

filed an application for a CTM for<br />

the word BOTOLIST, while L’Oréal<br />

filed an application for a CTM<br />

for the word BOTOCYL. Both<br />

applications were in class 3 including:<br />

“Perfumes, eau de toilette; bath<br />

and shower gels... cosmetics among<br />

other creams, milks, lotions, gels<br />

and powders.” Both marks proceeded<br />

to registration.<br />

Allergan is the registered proprietor<br />

for CTM and national marks in both<br />

figurative and word form for BOTOX<br />

in class 5, including “pharmaceutical<br />

preparations for the treatment of<br />

Allergan’s UK mark 2255854


‘In response to the Appellants’ argument, the CJEU concluded<br />

that, as it has no jurisdiction to establish the facts or examine<br />

the evidence in support of those facts in the absence of a clear<br />

distortion of the evidence, the argument had to be rejected’<br />

neurological disorders” (see mark<br />

on page 30). Its earliest mark was<br />

registered in April ı99ı. Allergan<br />

sought the invalidity of BOTOCYL<br />

and BOTOLIST on the basis of its<br />

earlier marks.<br />

OHIM rejected both applications for<br />

invalidity. OHIM’s Board of Appeal then<br />

upheld the appeals, although there was<br />

found to be no likelihood of confusion.<br />

fighting back<br />

Helena Rubinstein and L’Oréal sought<br />

the annulment of the contested<br />

decisions by the General Court, and<br />

when the Court rejected the actions<br />

the matters were appealed to the CJEU.<br />

The appeal was based on a number of<br />

grounds, which included the following:<br />

• the General Court wrongly based its<br />

findings on two UK marks owned by<br />

Allergan that did not form part of<br />

OHIm’s decision. the Appellants<br />

argued that OHIm’s decision was based<br />

on a Ctm for the figurative sign bOtOX.<br />

• the General Court did not consider<br />

whether the bOtOX marks enjoyed a<br />

reputation with both the general public<br />

and healthcare professionals.<br />

• the General Court wrongly found<br />

a link between bOtOX, bOtOLISt<br />

and bOtOCyL based on the common<br />

element “bot” or “boto”, which the<br />

Appellants argued is descriptive<br />

or generic.<br />

• the General Court wrongly found there<br />

was a risk of detriment. the Appellants<br />

claimed that they did not seek or intend<br />

any association with bOtOX and nor<br />

could such an association be made as<br />

the bOtOX mark is registered in relation<br />

to pharmaceutical products issued only<br />

on medical prescription.<br />

CJEU findings<br />

Dealing first with the basis on which<br />

the assessment of the application was<br />

made, OHIM had based its decision on<br />

an earlier figurative CTM for BOTOX.<br />

The Board of Appeal then found that<br />

Allergan had acquired a reputation in<br />

figurative and word marks for BOTOX,<br />

both Community and national marks.<br />

In view of this, the CJEU concluded<br />

that the General Court had legitimately<br />

confined its review to earlier UK marks<br />

for BOTOX on the basis that the UK<br />

was the territory in respect of which<br />

Allergan had produced most evidence.<br />

With regard to consideration of the<br />

reputation of BOTOX, the CJEU<br />

concluded that the Appellants had<br />

misread the judgment of the General<br />

Court. The General Court had<br />

examined the promotion of BOTOX<br />

through both scientific articles and the<br />

“general-interest press”. Further, the<br />

CJEU agreed with OHIM that “if a<br />

trade mark enjoys a reputation with the<br />

general public then, in principle, it is<br />

assumed to be known to professionals”.<br />

The General Court had carried out an<br />

analysis of the reputation of the mark<br />

with each of the two classes of person<br />

comprising the relevant public and was<br />

also correct in finding that BOTOX<br />

had a reputation in the UK in relation<br />

to “pharmaceutical preparations for the<br />

treatment of wrinkles”.<br />

In response to the Appellants’<br />

argument as to the probative value<br />

of the evidence of reputation, the<br />

CJEU concluded that, as it has no<br />

jurisdiction to establish the facts or<br />

examine the evidence in support of<br />

those facts in the absence of a clear<br />

distortion of the evidence, the<br />

argument had to be rejected.<br />

Continuing the question of<br />

appraising factual evidence, the CJEU<br />

stated that the question of whether or<br />

not “bot” or “boto” is a descriptive<br />

prefix (being derived from botulinum<br />

toxin) is also a factual assessment and<br />

one that did not fall in its jurisdiction.<br />

The CJEU reiterated that appeals lie<br />

on points of law only and rejected the<br />

ground of appeal that the General<br />

Court erred in finding a link between<br />

BOTOX and the disputed marks.<br />

With regard to the legal (and most<br />

interesting) question of whether it is<br />

permissible for an applicant for a trade<br />

mark to include in a mark an element<br />

that forms part of an earlier mark to<br />

the extent that the common element<br />

is descriptive, the CJEU held the<br />

ground of appeal ineffective as the<br />

General Court had not found “bot”<br />

CASE COmmeNt<br />

ABOUT THE<br />

AUTHOR<br />

Kate Swaine<br />

is a Director at<br />

Wragge & Co LLP<br />

kate_swaine@wragge.com<br />

based in the ip team,<br />

kate specialises in the<br />

enforcement and clearance<br />

of brands and designs.<br />

or “boto” to be descriptive and<br />

the matter was a factual appraisal.<br />

Accordingly, no conclusion was<br />

reached on this question.<br />

In considering detriment, the<br />

CJEU reiterated that the proprietor<br />

of an earlier mark must prove that<br />

there is a serious risk that injury will<br />

be done to the earlier mark in the<br />

future, as stated in Intel Corporation<br />

[2008] ECR ı-8823. The General<br />

Court was therefore correct in stating<br />

that the proprietor must not produce<br />

evidence of actual harm but must:<br />

“Adduce prima facie evidence of a future<br />

risk, which is not hypothetical, of<br />

unfair advantage or detriment, and<br />

such a conclusion may be established,<br />

in particular, on the basis of logical<br />

deductions made from an analysis<br />

of the probabilities and by taking<br />

account of the normal practice in<br />

the relevant commercial sector, as<br />

well as all the other circumstances<br />

of the case.”<br />

The CJEU concluded that it was<br />

an overall assessment of the factors that<br />

led the General Court to determine<br />

that the disputed marks sought to take<br />

advantage of the distinctive character<br />

and repute of the BOTOX marks. It is<br />

not for the CJEU to review a factual<br />

assessment. The appeal was rejected.<br />

31


32<br />

itma.org.uk September 2012<br />

Case in point: t-435/11, Universal Display Corp v OHIm,<br />

General Court (eighth Chamber), 2 may 2012<br />

no light for Universal appeal<br />

Its invented term has passed into common<br />

parlance, leaving no room for distinctiveness.<br />

Nicole Giblin of Withers & Rogers LLP reports<br />

In September 2009, Universal<br />

Display Corp filed an International<br />

Registration for the word sign<br />

UniversalPHOLED and designated the<br />

EU. The Application covered “chemicals<br />

for use in the manufacture of organic<br />

light-emitting devices and other<br />

organic electronic devices” in class ı.<br />

On examination, OHIM raised<br />

objection under 7(ı)(b) and (c)<br />

of Council Regulation (EC)<br />

207/2009, namely that the mark<br />

UniversalPHOLED was made up of<br />

two descriptive words that together<br />

did nothing more than convey clear<br />

and direct information about the<br />

kind and quality of the goods applied<br />

for. In particular, it held that the<br />

word UNIVERSAL indicated that<br />

the goods were capable of an “allround<br />

application” and that the word<br />

PHOLED was a known abbreviation of<br />

photophorescent organic light-emitting<br />

diodes. Overall, the relevant consumer,<br />

who in this instance would be an<br />

industry specialist, would consider the<br />

mark to be a description of the materials<br />

used in the manufacture of the goods.<br />

Universal was unsuccessful in its<br />

initial arguments and appealed to the<br />

Second Board of Appeal. However,<br />

the Board was unwilling to accept<br />

that UniversalPHOLED would not<br />

immediately inform the consumer<br />

about the kind and quality of the<br />

goods covered by the application.<br />

Unwilling to back down, Universal<br />

appealed to the General Court, claiming<br />

that the mark was not descriptive of<br />

the goods concerned and did, in fact,<br />

hold the necessary degree of distinctive<br />

character required for registration. In<br />

particular, Universal claimed that the<br />

word “Universal” was a direct reference<br />

to its company name, which was well<br />

known in the sector. Furthermore,<br />

Universal outlined that it had a large<br />

family of Universal prefixed marks and<br />

that the consumer would immediately<br />

recognise UniversalPHOLED as<br />

another branch of goods provided<br />

by the parent company.<br />

Universal went on to argue that the<br />

mark as a whole was not descriptive,<br />

as photophorescent organic lightemitting<br />

diodes are not chemicals and<br />

are not proper to class ı. Instead, they<br />

are proper to class 9 and so use of the<br />

abbreviation PHOLED for goods in<br />

class ı could not possibly be descriptive.<br />

Finally, Universal argued that it<br />

is the market leader in producing<br />

photophorescent organic light-emitting<br />

diodes and had coined the abbreviation<br />

PHOLED to make the mark more<br />

distinctive. Universal argued that because<br />

it created the word PHOLED, and<br />

because of its extensive reputation in the<br />

field, the consumer would immediately<br />

recognise that UniversalPHOLED<br />

referred solely to Universal’s goods.<br />

The General Court was unwilling to<br />

accept any of Universal’s arguments. It<br />

was held that although Universal may be<br />

the company name, in the context of the<br />

trade mark application, the dictionary<br />

meaning of the word could not be<br />

ignored. While Universal’s family of<br />

“Universal” marks were acknowledged,<br />

they could play no part in the current<br />

decision as OHIM must examine a trade<br />

mark based on the Regulation, and not<br />

on the basis of previous practices.<br />

Furthermore, although Universal may<br />

have coined the word PHOLED, it had<br />

not sought trade mark protection for the<br />

word at the time it was created. Since<br />

then, the word PHOLED had become<br />

understood in the industry to have a<br />

specific meaning, and therefore lacked<br />

distinctive character. Similarly, Universal’s<br />

argument that its company name was<br />

well known and that it had a reputation<br />

for photophorescent organic lightemitting<br />

diodes, it had not opted to show<br />

that the mark applied for had acquired<br />

distinctiveness through use, nor had it<br />

provided evidence of such a reputation.<br />

This argument was therefore fruitless and<br />

had no standing in the matter at hand.<br />

Finally, although photophorescent<br />

organic light-emitting diodes may be<br />

proper to class 9, the General Court<br />

held that chemical substances in class ı,<br />

Decision in brief:<br />

The General Court has upheld the<br />

Second Board of Appeal’s decision<br />

that the mark UniversalPHOLED was<br />

descriptive of photophorescent organic<br />

light-emitting diodes with an all-round<br />

application. Although the Applicant<br />

had created the acronym PHOLED, it<br />

had not obtained trade mark protection<br />

for the word PHOLED or attempted to<br />

show acquired distinctiveness through<br />

use. Although the Applicant had a<br />

family of UNIVERSAL marks, the word<br />

“UNIVERSAL” could not be considered<br />

to have distinctive character.<br />

such as phosphorus, are used in the<br />

manufacturing of photophorescent<br />

organic light-emitting diodes.<br />

Furthermore, it was clear from Universal’s<br />

list of goods in class ı that protection<br />

was required for substances used to<br />

manufacture organic light-emitting<br />

devices, which includes photophorescent<br />

organic light-emitting diodes.<br />

In the concluding paragraphs, the<br />

General Court upheld the Second<br />

Board of Appeal’s evaluation that<br />

UniveralPHOLED was descriptive<br />

of the goods concerned and lacked<br />

distinctive character. Universal<br />

was instructed to pay costs.<br />

ABOUT THE<br />

AUTHOR<br />

Nicole Giblin<br />

is a Trainee Trade<br />

Mark Attorney at<br />

Withers & Rogers LLP<br />

ngiblin@withersrogers.com<br />

nicole joined Withers & rogers<br />

llp in march 2011 and spends<br />

time in both the bristol and<br />

leamington spa offices.


Case in point: t-273/10, Olive Line International v OHIm – Umbria<br />

Olii International (O LIVe), General Court, 22 may 2012<br />

Olive marks share<br />

common flavour<br />

Global appreciation tips the balance<br />

towards similarity, says Richard<br />

Burton of D Young & Co<br />

In 2007, Olivella Srl filed a<br />

Community Trade Mark<br />

(CTM) application in classes 3<br />

and 44 for the figurative O LIVE<br />

mark shown below (figure ı).<br />

The application (which was later<br />

acquired by Umbria Olii International<br />

Srl) was opposed under Article 8(ı)(b)<br />

of Council Regulation (EC) 207/2009<br />

(“the CTM Regulation”) by Olive Line<br />

International SL, based on its earlier<br />

rights (all of which covered goods in<br />

class 3), namely a Spanish national<br />

registration for the word mark OLIVE<br />

LINE, and CTM and Spanish national<br />

registrations for the figurative mark,<br />

figure 2, shown below.<br />

Board of Appeal decision<br />

OHIM and subsequently the Board of<br />

Appeal found the goods and services<br />

applied for to be identical and similar<br />

to those covered by the earlier marks.<br />

Comparing the marks, the Board<br />

of Appeal took the view that the<br />

only common element between the<br />

applied-for mark and the earlier word<br />

mark, OLIVE, described an important<br />

characteristic of the goods concerned,<br />

namely their ingredients. It was<br />

considered that the word OLIVE would<br />

be understood throughout the relevant<br />

territory, since it is an English word and<br />

because identical or similar words exist<br />

in other languages of the EU.<br />

The second element of the earlier<br />

mark, LINE, would, according to the<br />

Board of Appeal, be perceived by the<br />

relevant consumers as describing a line of<br />

products. The Board of Appeal therefore<br />

Contested marks<br />

Figure 1 Figure 2<br />

found that the distinctive character of<br />

this mark was only in the combination<br />

of the words OLIVE and LINE. The<br />

descriptive and non-distinctive character<br />

of the mark and the lack of similarity<br />

to the applied-for O LIVE figurative<br />

mark was held to be sufficient to<br />

exclude a likelihood of confusion.<br />

General Court appeal<br />

The decision was appealed to the<br />

General Court, which overturned the<br />

Board of Appeal’s decision and found<br />

that there was a likelihood of confusion<br />

under Article 8(ı)(b) of the CTM<br />

Regulation in respect of the identical<br />

and similar goods in class 3, including<br />

cosmetics, and most of the hygiene and<br />

beauty care services in Class 44, which<br />

were held to be similar.<br />

The Court found that there was<br />

an average degree of visual similarity<br />

between the marks and that the word<br />

element OLIVE in the applied-for<br />

mark would be remembered by<br />

consumers. The Court said that<br />

consumers might either fail to notice<br />

the differences between the marks or<br />

incorrectly believe that the goods and<br />

services applied for came from the same<br />

undertaking or at least economically<br />

linked undertakings.<br />

With regard to the device elements in<br />

the applied-for mark, the Court found<br />

that the colours and background served<br />

only a decorative function. The phonetic<br />

similarity between the marks was<br />

therefore held to be more significant<br />

than the visual similarity. Contrary to the<br />

Board of Appeal’s decision, the Court<br />

held that, given that the element OLIVE<br />

appeared at the beginning of the earlier<br />

mark, that element could not be ignored.<br />

Further, it said the Board of Appeal<br />

was wrong to find that there was no<br />

conceptual similarity between the marks<br />

and that the weak distinctive character of<br />

the word element OLIVE did not mean<br />

that there was no similarity conceptually.<br />

CASE COmmeNt<br />

ABOUT THE<br />

AUTHOR<br />

richard burton is a<br />

Trade Mark Attorney at<br />

D Young & Co LLP<br />

rpb@dyoung.co.uk<br />

richard joined d young &<br />

co llp in 2006 and recently<br />

became fully qualified. richard<br />

specialises in trade marks<br />

and designs, and deals<br />

with all aspects of portfolio<br />

handling, prosecution and<br />

contentious matters.<br />

Overall, the General Court found<br />

that the weak distinctive character of<br />

the earlier word mark could not play<br />

a decisive role in the assessment of a<br />

likelihood of confusion. This was found<br />

to be only one factor among many<br />

involved in the global appreciation test.<br />

The Court concluded that there was a<br />

likelihood of confusion in relation to<br />

the majority of the goods and services<br />

covered by the application (in classes 3<br />

and 44) and annulled the Board of<br />

Appeal’s decision.<br />

This case serves as a reminder that<br />

even in a case involving an earlier mark<br />

of weak distinctive character, there<br />

may still be a likelihood of confusion<br />

where the marks are similar and the<br />

goods or services are identical or<br />

closely similar.<br />

33


34<br />

itma.org.uk September 2012<br />

Case in point: O/160/12, Associated Newspapers Limited v mIP metro<br />

Group Intellectual Property GmbH & Co KG, UKIPO, Appeal to the<br />

Appointed Person Amanda michaels, 11 April 2012<br />

War of words<br />

Anne Wong of MW Trade Marks remarks<br />

on a case that once again emphasises the need<br />

to ensure registration terms are right on target<br />

This is an appeal against the UKIPO<br />

decision in consolidated proceedings<br />

in which (a) Associated Newspapers<br />

Limited (“Associated”) opposed<br />

registration of a stylised mark, METRO,<br />

by MIP Metro Group Intellectual<br />

Property GmbH & Co (“MIP”), and (b)<br />

MIP sought revocation of Associated’s<br />

earlier marks. The Hearing Officer<br />

(“HO”) decided that the revocation<br />

proceedings failed almost in their entirety,<br />

and upheld the opposition. MIP appealed.<br />

Back story<br />

MIP filed a Community Trade Mark<br />

application for METRO, as shown below.<br />

The application was opposed by a<br />

third party and, as a result, was converted<br />

to a UK national application, number<br />

2356356. The application covered goods<br />

and services in two classes: ı6 – goods<br />

made from paper, printed matter,<br />

instructional and teaching materials in<br />

form of printed matter; 4ı – publication<br />

of books, newspapers and periodicals.<br />

Associated opposed under sections 5(ı),<br />

5(2)(a) and 5(2)(b) of the Trade Marks<br />

Act ı994 on the basis of two earlier UK<br />

registrations for METRO in class ı6:<br />

Number ı084267 – magazines<br />

(publications), but not including<br />

magazines relating to city life or travel.<br />

Number ı586405 – books,<br />

magazines, printed publications and<br />

diaries, all included in Class ı6; but not<br />

including timetables and not including<br />

any such goods relating to railway<br />

The mark<br />

Associated Newspapers Limited<br />

opposed registration of this mark<br />

by MIP Metro Group Intellectual<br />

Property GmbH & Co.<br />

systems; or printed publications for use<br />

in operating, servicing, and/or repairing<br />

motor vehicles, vehicle handbooks<br />

and vehicle parts catalogues.<br />

The earlier registrations were<br />

more than five years old, so MIP<br />

put Associated to proof of use of the<br />

marks. The HO found in favour of<br />

use on books, magazines and printed<br />

publications. MIP’s revocation action<br />

against number ı084267 failed, and<br />

Associated was entitled to retain its<br />

specification. MIP’s revocation action<br />

against number ı586405 succeeded,<br />

but only in respect of diaries.<br />

The HO found in favour of<br />

Associated’s opposition in its entirety.<br />

Grounds of appeal<br />

MIP appealed on the grounds that:<br />

a) the HO erred in finding that use of<br />

Associated’s mark on certain types<br />

of books was sufficient to justify the<br />

retention of “books” in the specification;<br />

b) the HO was wrong to say that “printed<br />

publications” could not be divided save<br />

in an arbitrary manner and so failed to<br />

formulate a fair specification reflecting<br />

Associated’s use on a limited number<br />

of types of publication;<br />

c) the HO was wrong to say that it was<br />

“self evident” that “goods made from<br />

paper” in mIP’s specification could<br />

include magazines, books and printed<br />

publications such as newspapers;<br />

d) the HO was wrong to find that<br />

“instructional and teaching materials<br />

in the form of printed matter” were<br />

“printed publications”; and<br />

e) the HO was wrong to find that<br />

“publication of books” and “books”<br />

were similar goods or services.<br />

The Appointed Person (“AP”) was<br />

referred to several authorities, including<br />

NIRVANA BL O/262/06, in which<br />

Richard Arnold QC concluded that,<br />

in arriving at a fair specification, the<br />

Tribunal should strike a balance between<br />

the respective interests of the proprietor,<br />

other traders and the public, having<br />

regard to the protection afforded by the<br />

registered mark. The Tribunal should<br />

inform itself about the relevant trade and<br />

decide how consumers would describe<br />

the goods and services in relation to<br />

which the mark has been used, and<br />

it is for the Tribunal to frame a fair<br />

specification, not the parties.<br />

With this in mind, the following<br />

decisions were made.<br />

Books – MIP argued that the term<br />

books should have been reduced to<br />

“guide books for travel and for city pubs,<br />

bars and clubs”. Associated argued that<br />

evidence of use on a guide to events, as<br />

well as travel guides, had been submitted.<br />

According to the test discussed in the<br />

NIRVANA case, the AP was satisfied<br />

that this justified the retention of<br />

“books” as a description of the<br />

goods. This ground was rejected.<br />

Printed publications – MIP argued<br />

that “printed publications” remained<br />

too wide, but did not identify any


sub-category of “printed publications”<br />

appropriate to books, magazines and<br />

newspapers. The AP was of the view that<br />

books, magazines and newspapers are<br />

goods within the description “printed<br />

publications” and that consumers<br />

would describe the goods as “printed<br />

publications”. The term would protect<br />

the proprietor’s interest to be able to<br />

extend their range of goods in the<br />

confines of the registration. The AP held<br />

that there was no error of principle or<br />

material error in the HO’s conclusion.<br />

Goods made from paper – Was the<br />

HO wrong to uphold the opposition<br />

for “goods made from paper”? MIP<br />

appealed the finding that “goods made<br />

from paper” may include magazines,<br />

books and printed publications so that<br />

those goods are identical. The HO<br />

relied on the case Gérard Meric v<br />

OHIM T-ı33/05, which held that an<br />

overlap of identical goods is sufficient<br />

for an opposition to succeed whether<br />

the wider category is in the earlier<br />

CASE COmmeNt<br />

‘this case is a reminder of the danger of relying on<br />

broad terms in a specification. Where a specification<br />

includes individual items, a comparison of each item<br />

will be made with the earlier right, which enhances<br />

the prospect of maintaining some of the items’<br />

or the later specification. MIP argued<br />

that Meric did not remove the need<br />

to perform the assessment of similarity<br />

in relation to the whole range of<br />

goods in the specification. The AP<br />

considered there to be no need<br />

to go further.<br />

MIP submitted that the HO<br />

was wrong to say that it was “selfevident”<br />

that “goods made from<br />

paper” in MIP’s specification could<br />

include magazines, books and printed<br />

publications. The AP concluded that<br />

this was a finding that it was open<br />

to the HO to make and so the<br />

impact of the Meric case is such<br />

as to deem the overlap to affect<br />

the whole of “goods made<br />

from paper”.<br />

Instructional and teaching<br />

materials in the form of printed<br />

matter v printed publications –<br />

The AP found that it was open to the<br />

HO to make the determination that<br />

“instructional and teaching materials<br />

in the form of printed matter” are<br />

“printed publications”.<br />

Publication of books v books –<br />

The HO found that there was a high<br />

level of similarity between “books” and<br />

“publication of books”. The AP found<br />

that there was no error of principle<br />

or material error in the finding that<br />

the service “publication of books” is<br />

complementary and similar to “books”.<br />

ABOUT THE<br />

AUTHOR<br />

Submission of a<br />

revised specification<br />

MIP submitted that the HO was wrong<br />

not to permit it an opportunity to submit<br />

a revised specification of goods made<br />

from paper that did not include printed<br />

publications. No application was made<br />

to the HO to consider an amended<br />

specification. On appeal, no formal<br />

application was made to amend the<br />

specification and no attempt was made<br />

to provide an alternate specification.<br />

The AP found there were several factors<br />

militating against permitting MIP to<br />

amend at that stage, including the fact<br />

that MIP should have addressed this<br />

request earlier and should have been<br />

aware of the risk that the HO would<br />

find the goods to be identical. The AP<br />

decided that it would be inappropriate,<br />

and unfair to Associated, to permit MIP<br />

to extend the opposition by seeking to<br />

amend its specification at that stage.<br />

MIP lost the appeal<br />

on all counts<br />

This case is a reminder of the danger of<br />

relying on broad terms in a specification.<br />

Where a specification includes individual<br />

items, a comparison of each item will<br />

be made with the earlier right, which<br />

enhances the prospect of maintaining<br />

some of the items.<br />

This case warns of the need to include<br />

all grounds of appeal at the outset and<br />

to make any special requests as early as<br />

possible, as late requests can be refused.<br />

Anne Wong<br />

is a Partner at<br />

MW Trade Marks<br />

anne@mwtrademarks.com<br />

anne focuses on trade<br />

mark strategy, clearance,<br />

conflicts and domain<br />

name work for clients with<br />

international interests.<br />

35


36<br />

itma.org.uk September 2012<br />

Case in point: C-406/10, SAS Institute Inc v World Programming Limited,<br />

CJeU, Grand Chamber, 2 may 2012<br />

The problem with programs<br />

Thirteen judges sitting in the Grand Chamber indicate the<br />

importance of this recent ruling on software protection. Charlie<br />

White and Simon Miles of Edwin Coe LLP fill in the details<br />

SAS Institute Inc (“SAS”)<br />

developed certain analytical<br />

software with a core component that<br />

enables users to write and execute<br />

application programs written in the<br />

programming language created<br />

by SAS (“SAS Language”).<br />

World Programming Limited<br />

(“WPL”) lawfully acquired copies<br />

of the Learning Edition of the SAS<br />

software, which it then studied to<br />

understand how the SAS software<br />

functioned. WPL subsequently<br />

developed its own software that<br />

enabled users to execute application<br />

programs written in the SAS<br />

Language. The WPL software emulates<br />

the functionality of the SAS software<br />

to a high degree, although it was not<br />

suggested that WPL had access to the<br />

source code of the SAS software.<br />

Several important areas of<br />

legislation are relevant to the case:<br />

1. Article 1(2) of the Council Directive of<br />

14 May 1991 on the legal protection<br />

of computer programs (91/250/EEC)<br />

– the “Software Directive” – provides<br />

that: “Protection in accordance with this<br />

Directive shall apply to the expression<br />

in any form of a computer program.<br />

Ideas and principles which underlie<br />

any element of a computer program,<br />

including those which underlie its<br />

interfaces, are not protected by<br />

copyright under this Directive.”<br />

2. Article 5(3) of the Software Directive<br />

states: “The person having a right to use<br />

a copy of a computer program shall be<br />

entitled, without the authorisation of<br />

the rightholder, to observe, study or test<br />

the functioning of the program in order<br />

to determine the ideas and principles<br />

which underlie any element of the<br />

program if he does so while performing<br />

any of the acts of loading, displaying,<br />

running, transmitting or storing the<br />

program which he is entitled to do.”<br />

Further, pursuant to Article 9 of the<br />

Software Directive, any contractual<br />

provisions that are contrary to Article<br />

5(3) (among others) are null and void.<br />

3. Article 2(a) of the Directive 2001/29/<br />

EC of the European Parliament and of<br />

the Council of 22 May 2001 on the<br />

harmonisation of certain aspects of<br />

copyright and related rights in the<br />

information society (the “Information<br />

Society Directive”) provides that:<br />

“Member States shall provide for<br />

the exclusive right to authorise or<br />

prohibit direct or indirect, temporary or<br />

permanent reproduction by any means<br />

and in any form, in whole or in part:<br />

(a) for authors, of their works…”<br />

questions referred<br />

In the High Court, Arnold J broadly<br />

agreed with the view taken by<br />

Pumfrey LJ in Navitaire Inc v (ı)<br />

Easyjet Airline Company and (2)<br />

Bulletproof Technologies Inc [2004]<br />

EWHC ı725 (Ch) that Article ı(2) of<br />

the Software Directive did not protect<br />

programming languages, interfaces<br />

or the functionality of computer<br />

programs from being copied. Arnold J<br />

considered, however, that the extent<br />

of protection was not clear and a<br />

reference should be made to the<br />

Court of Justice of the EU (CJEU).<br />

A total of nine questions<br />

were referred to the CJEU by the<br />

High Court, which were helpfully<br />

summarised by the court as follows:


1. Whether Article 1(2) of the Software<br />

Directive must be interpreted as<br />

meaning that the functionality of a<br />

computer program, the programming<br />

language and the format of data files<br />

used in a computer program to exploit<br />

certain functions constitute a form of<br />

expression of that program and may<br />

be protected by copyright in computer<br />

programs for the purposes of<br />

that Directive.<br />

2. Whether Article 5(3) of the Software<br />

Directive must be interpreted as meaning<br />

that a person who has obtained a copy of<br />

a computer program under a licence is<br />

entitled, without the authorisation of the<br />

owner of the copyright in that program,<br />

to observe, study or test the functioning<br />

of that program to determine the ideas<br />

and principles that underlie any element<br />

of the program, in the case where that<br />

person carries out acts covered by<br />

that licence with a purpose that goes<br />

beyond the framework established<br />

by the licence.<br />

3. Whether Article 2(a) of the Information<br />

Society Directive must be interpreted as<br />

meaning that the reproduction, in a<br />

computer program or a user manual<br />

for that program, of certain elements<br />

described in the user manual for another<br />

computer program protected by<br />

copyright constitutes an infringement<br />

of that right in the latter manual.<br />

On these questions, the CJEU<br />

ruled as follows:<br />

First, Article ı(2) of the<br />

Software Directive must be<br />

interpreted as meaning that neither<br />

the functionality of a computer<br />

program nor the programming<br />

language and the format of data<br />

files used in a computer program to<br />

exploit certain functions constitute a<br />

form of expression of that program<br />

and, as such, are not protected by<br />

copyright in computer programs<br />

for the purposes of that Directive.<br />

Second, Article 5(3) must be<br />

interpreted as meaning that a<br />

person who has obtained a copy of<br />

a computer program under a licence<br />

is entitled, without the authorisation<br />

of the owner of the copyright, to<br />

observe, study or test the functioning<br />

of that program so as to determine<br />

the ideas and principles that underlie<br />

any element of the program, in the<br />

case where that person carries out<br />

acts covered by that licence and acts<br />

of loading and running necessary for<br />

the use of the computer program,<br />

and on condition that the person<br />

does not infringe the exclusive rights<br />

of the owner of the copyright in<br />

that program.<br />

And finally, that Article 2(a) of<br />

the Information Society Directive<br />

must be interpreted as meaning<br />

that the reproduction, in a program<br />

or a user manual for it, of certain<br />

elements described in the manual<br />

for another program protected<br />

by copyright can constitute an<br />

infringement of the copyright in the<br />

latter manual if – this being a matter<br />

for the national court to ascertain<br />

– that reproduction constitutes the<br />

expression of the intellectual creation<br />

of the author of the user manual for<br />

the program protected by copyright.<br />

Monopoly concern<br />

At paragraph 40 of its judgment,<br />

the CJEU was concerned that, if the<br />

functionality of a computer program<br />

was allowed to be protected by<br />

copyright, this could mean that ideas<br />

may be monopolised, which would,<br />

of course, be against the wording of<br />

Article ı(2) of the Software Directive.<br />

Further, at paragraph 4ı, the CJEU<br />

pointed to the advantage of other<br />

authors being able “to create similar<br />

or even identical programs provided<br />

that they refrain from copying”.<br />

Rightly or wrongly, this ruling may<br />

mean that manufacturers of original<br />

software will become less willing<br />

to spend money on research and<br />

development of software for Europe.<br />

At paragraph 45, the CJEU<br />

explained that, while the language<br />

and format of data files used in<br />

a computer program might not<br />

be protected under the Software<br />

Directive, they may be protected, as<br />

literary works, by copyright under<br />

the Information Society Directive if<br />

it can be shown that they are their<br />

author’s own intellectual creation (See<br />

Bezpecnostní softwarová asociace v<br />

Svaz softwarové ochrany ([20ı0] CJEU<br />

C-393/09) (“BSA”) paragraphs 44 to<br />

46 and Infopaq International A/S v<br />

Danske Dagblades Forening [2009]<br />

CJEU C-5/08, paragraphs 33 to 37).<br />

In Nova Productions Limited v<br />

Mazooma Games Limited and others,<br />

and Nova Productions Limited v Bell<br />

Fruit Games Limited [2006] EWCA<br />

Civ ı044, the Court of Appeal did not<br />

refer certain questions to the CJEU<br />

relating to arguments about whether<br />

“preparatory design material”<br />

was included in the definition of<br />

“computer program” under the<br />

Software Directive and the extent<br />

CASE COmmeNt<br />

ABOUT THE<br />

AUTHORS<br />

Charlie White<br />

is an Associate and member of<br />

the IP team at Edwin Coe LLP<br />

charlie.white@edwincoe.com<br />

Simon miles<br />

is a Partner and Head<br />

of IP at Edwin Coe LLP<br />

simon.miles@edwincoe.com<br />

to which the Copyright, Designs<br />

and Patents Act ı988 had therefore<br />

correctly implemented the Software<br />

Directive. It is interesting to note that<br />

in both BSA (paragraphs 36 to 37)<br />

and SAS Institute Inc (paragraphs 36<br />

to 37) the CJEU stated that: “the term<br />

‘computer program’ also includes<br />

preparatory design work leading<br />

to the development of a computer<br />

program, provided that the nature of<br />

the preparatory work is such that a<br />

computer program can result from it<br />

at a later stage,” and such work is<br />

stated to be an object of protection<br />

under the Software Directive.<br />

The judgment in SAS Institute<br />

Inc is not surprising. One possible<br />

reaction could be a renewed focus<br />

by manufacturers of original<br />

software on their attempts to<br />

extend the scope of patent<br />

protection for computer programs.<br />

Currently in Europe, the position<br />

is that the application of a program<br />

may be patentable if it possesses<br />

a technical characteristic. However,<br />

this can be difficult to prove.<br />

37


38<br />

itma.org.uk September 2012<br />

Case in point: O/185/12, FeeDbACK mAtterS (2537918), UKIPO,<br />

Appointed Person Anna Carboni, 20 April 2012<br />

Back to basics for<br />

Crocodilio appeal<br />

Yet the Appointed Person’s full assessment failed<br />

to find a new outcome, as Philippa Caddick of<br />

Edwards Wildman Palmer UK LLP reports<br />

The Appellant, Crocodilio Limited,<br />

applied to register the mark<br />

FEEDBACK MATTERS (“the Mark”)<br />

as a series of three in respect of a range<br />

of advertising and <strong>business</strong> services<br />

in class 35.<br />

The Mark was provisionally refused<br />

by the Registrar on the grounds that<br />

it lacked distinctive character. The<br />

Appellant submitted written arguments<br />

and then attended a hearing to try to<br />

overcome the objection. The Hearing<br />

Officer, Linda Smith, suspended the<br />

hearing to consider the matter further.<br />

Later the same day, she telephoned<br />

the Appellant to inform it that, in<br />

her opinion, the Mark was devoid<br />

of distinctive character and the refusal<br />

was to be maintained. The Appellant<br />

informed the Hearing Officer during<br />

the same telephone call that it had<br />

already posted a letter to her, which<br />

contained additional submissions.<br />

The Hearing Officer therefore<br />

agreed to delay an official decision<br />

until she had received and considered<br />

the Appellant’s letter containing these<br />

additional submissions. A week later,<br />

the Hearing Officer had still not<br />

received the Appellant’s letter, so<br />

she issued a hearing record that<br />

confirmed the refusal of the Mark<br />

under section 3(ı)(b) of the Trade<br />

Marks Act ı994 (“the Act”).<br />

The Appellant’s letter had, in fact,<br />

been received by the UKIPO the day<br />

after it had been sent and had been<br />

forwarded to the Directorate four days<br />

later. However, it was not passed to the<br />

Hearing Officer until after she had<br />

confirmed the refusal. In the meantime,<br />

the Appellant had also written to<br />

the Chief Executive of the UKIPO<br />

to complain about the manner in<br />

which the application had been<br />

conducted, alleging that there had<br />

been various procedural errors. The<br />

Appellant also indicated that it had<br />

made requests under the Freedom of<br />

Information Act 2000 in connection<br />

with these procedures.<br />

The Appellant subsequently<br />

requested a formal statement of reasons<br />

for the refusal, which led to the official<br />

decision being issued. In the official<br />

refusal letter, the Hearing Officer did<br />

not make any express reference to the<br />

Appellant’s letter and it was therefore<br />

unclear whether the additional<br />

correspondence had been taken into<br />

account before the Hearing Officer’s<br />

decision was made.<br />

AP appeal<br />

The Appellant filed an appeal to the<br />

Appointed Person and the issue was<br />

essentially whether the Appellant had<br />

a fair hearing, bearing in mind that<br />

the Hearing Officer had stated that<br />

she would delay a decision until the<br />

Appellant’s additional submissions<br />

had been considered. However, due<br />

to the delay in the UKIPO, it appeared<br />

that those submissions were not taken<br />

into account.<br />

The Appointed Person stressed that<br />

the crucial factor was not only that<br />

justice was done, but also that it was<br />

seen to be done, and the absence of any<br />

reference to the Appellant’s letter<br />

following the hearing was cause for<br />

concern. On this basis, the Appointed<br />

Person decided to assess not only<br />

whether the Hearing Officer made<br />

any error of principle, but also whether<br />

she agreed with the outcome.<br />

The Appointed Person undertook a<br />

review of the submissions and arguments<br />

provided by the Appellant in support of<br />

the application, concluding that the only<br />

real procedural error appeared to be the<br />

‘The crucial factor was not only that justice was done, but also that it was seen to be<br />

done. On this basis, the Appointed Person decided to assess not only whether the Hearing<br />

Officer made any error of principle, but also whether she agreed with the outcome’<br />

failure to take into account the contents<br />

of the letter sent after the hearing.<br />

The Appointed Person determined<br />

that some of the procedural errors<br />

suggested by the Appellant were, in<br />

fact, complaints about errors in the<br />

UKIPO’s approach to distinctiveness.<br />

Distinctiveness<br />

On the issue of distinctiveness,<br />

the Appointed Person first held that<br />

the Hearing Officer was aware of the<br />

analysis laid down by the various<br />

court decisions. She then proceeded<br />

to assess the Appellant’s complaints<br />

individually.


In doing so, she held that the<br />

Hearing Officer determined correctly<br />

that the average consumer was “a<br />

person engaged in commerce” rather<br />

than the general public. If the Appellant<br />

had wanted a much narrower definition<br />

of consumer to be part of the<br />

assessment, it should have narrowed<br />

the specification accordingly.<br />

The Appointed Person then<br />

considered whether the Hearing<br />

Officer had set the distinctiveness<br />

bar too high by the inclusion of<br />

“any” before “distinctive character”.<br />

The Appointed Person concluded on<br />

this point that assessing distinctiveness<br />

is “an art not a science” and that<br />

the assessment does not represent a<br />

measure of a minimum level. With<br />

this in mind, the Appointed Person<br />

held that the Hearing Officer had<br />

correctly concluded that the Mark<br />

does not have “sufficient linguistic<br />

imperfection, peculiarity, inventiveness<br />

or other creative application” to<br />

satisfy section 3(ı)(b).<br />

She then went on to assess whether<br />

the Mark was an unusual conjunction.<br />

Again, she concurred with the Hearing<br />

Officer that the Mark was two relatively<br />

common words that, when placed<br />

together, did not create a different<br />

impression from their ordinary meaning.<br />

The Appointed Person then turned<br />

to whether it was necessary to keep the<br />

words FEEDBACK MATTERS<br />

free for use by other traders. It was<br />

accepted that the Hearing Officer<br />

had erred in her reporting of the<br />

internet search she conducted<br />

of the use of the phrase “feedback<br />

matters”. A correct search of this<br />

phrase revealed fewer hits than those<br />

revealed by the Hearing Officer, but<br />

nevertheless it was held that overall<br />

the phrase was used descriptively by<br />

other traders across different sectors.<br />

Domain name delivery<br />

The Appellant contended that as<br />

the services provided under the Mark<br />

were delivered via its registered domain<br />

names, this should have been taken<br />

into account, especially in light of<br />

guidance that domain names can<br />

be taken as indicators of origin. The<br />

Appointed Person agreed that domain<br />

names could be taken as indicators of<br />

origin, but that they had to pass the<br />

usual distinctiveness tests to do so.<br />

Equal treatment<br />

Finally, the Appointed Person<br />

considered whether the decision<br />

breached principles of equal treatment.<br />

The Appointed Person reiterated that<br />

the principle did not apply to the<br />

examination of trade marks if and to<br />

the extent that an examining body had<br />

erred in applying the law to a previous<br />

CASE COmmeNt<br />

ABOUT THE<br />

AUTHOR<br />

Philippa Caddick<br />

is an Associate at Edwards<br />

Wildman Palmer UK LLP<br />

pcaddick@edwards<br />

wildman.com<br />

philippa is a qualified trade<br />

mark attorney. Her practice<br />

focuses on national and<br />

international trade mark law,<br />

including oppositions,<br />

revocations and invalidity<br />

actions, negotiation of<br />

settlements, brand clearance,<br />

registrations and prosecution<br />

of trade mark portfolios.<br />

case. It was confirmed by a<br />

representative for the Registry<br />

that while there was no system of<br />

precedence, the Office was certainly<br />

guided by previous decisions. The<br />

Appellant referred to the number<br />

of marks that contained the element<br />

MATTERS and whether the UKIPO<br />

had become stricter in its examination<br />

of marks to explain a difference of<br />

previously accepted and recently<br />

rejected marks. The Appointed Person<br />

conducted her own assessment of marks<br />

on the Register pre and post the<br />

Mark, taking into account the list<br />

provided by the Appellant on which<br />

it relied as evidence of inconsistency.<br />

She concluded, however, that there<br />

had been no material change in the<br />

Registry’s approach.<br />

Taking into account all the<br />

circumstances and facts, the<br />

Appointed Person held that the<br />

Hearing Officer’s decision was<br />

correct and that the mark was indeed<br />

devoid of distinctive character.<br />

While this case was decided<br />

very much on its own facts, it<br />

nevertheless provides an interesting<br />

illustration of when the Appointed<br />

Person will conduct its own<br />

assessment of the facts. This is<br />

especially important in cases<br />

where the Appellant has a lay<br />

representative.<br />

39


40<br />

itma.org.uk September 2012<br />

Case in point: O/177/12, GeNe SIGNAtUre (2513140), UKIPO,<br />

Appointed Person Iain Purvis QC, 5 April 2012<br />

Applicant overcomes<br />

spelling error<br />

A common typo ended in appeal, says<br />

Emma Reeve of Groom Wilkes & Wright LLP<br />

On 6 April 2009, Dr Mohammed<br />

Farakh Kamran filed an application<br />

to register a UK Trade Mark for a series<br />

of six trade marks, shown below.<br />

On 30 April 2009, the examiner raised<br />

three objections to the application. First,<br />

it said that the marks were not a proper<br />

series and failed to comply with the<br />

requirement of section 4ı(2) of the Trade<br />

Marks Act ı994 (“the Act”) in that they<br />

differed in matters that subsequently<br />

affected the identity of the trade mark.<br />

It was noted, however, that marks<br />

one, two and three could properly<br />

be grouped together as a series.<br />

A second objection was that<br />

marks four, five and six were also<br />

objectionable under section 3(ı)(b)<br />

and section 3(ı)(c) of the Act, because<br />

they each consisted of the words<br />

“Genetic Signature” and this was<br />

considered to be a sign that would<br />

identify someone or something by<br />

their genes. Thus, the marks may serve<br />

in trade to designate the kind and<br />

intended purpose of the goods or<br />

services for which registration was<br />

applied. A third objection related<br />

to the specification.<br />

Dr Kamran contacted the UKIPO in<br />

response to the examination report and<br />

made two main points. First, Dr Kamran<br />

stated that he had mistyped marks one,<br />

two and three on the application form<br />

and each mark should read GENETIC<br />

1)<br />

2)<br />

3)<br />

4)<br />

5)<br />

6)<br />

SIGNATURE. Dr Kamran asked for the<br />

application to be amended to account<br />

for this error. Second, Dr Kamran<br />

challenged the finding that the marks<br />

were descriptive, and/or offered to<br />

amend the goods and services that<br />

were considered descriptive.<br />

The UKIPO claimed that marks one,<br />

two and three could not be amended<br />

as the change would substantially affect<br />

the identity of the trade mark, since it<br />

would involve replacing an invented<br />

word with a real one.<br />

Following further correspondence,<br />

Dr Kamran was offered a hearing.<br />

The matter came before Ann Corbett<br />

on ı3 July 20ıı and Dr Kamran<br />

represented himself. Following<br />

the hearing, Corbett sent a letter<br />

to Dr Kamran setting out the main<br />

points. The letter included Dr Kamran’s<br />

initial position that trade marks one,<br />

two and three could be read as<br />

GENETIC SIGNATURE. Corbett<br />

summarised that Dr Kamran was to<br />

file a new application for marks one<br />

through three in the form as intended<br />

and that the application would proceed<br />

with the sixth mark only. Amendments<br />

were not made to the specification and<br />

Corbett’s decision was based on the<br />

specification as applied for in respect<br />

of the sixth mark. Corbett concluded<br />

in her final decision to Dr Kamran<br />

that the sixth mark was refused because<br />

it did not comply with sections 3(ı)(b)<br />

and 3(ı)(c) of the Act.<br />

On receipt of the letter,<br />

Dr Kamran contacted the UKIPO<br />

and asked to be granted a series mark<br />

for marks one, two and three. On ı8<br />

November 20ıı, the UKIPO refused<br />

the request, because Dr Karman had<br />

earlier indicated that he wanted to<br />

continue with the sixth mark only.<br />

Dr Kamran appealed the decision<br />

of Corbett, seeking only the grant<br />

of marks one, two and three. The<br />

question on appeal was whether<br />

Dr Kamran had requested the deletion<br />

of all the marks, leaving just the sixth<br />

mark in the application.<br />

Iain Purvis QC, the Appointed<br />

Person, held that Dr Kamran did<br />

not understand that the first hearing<br />

would determine registrability, and<br />

that there was confusion on the part<br />

of Dr Kamran about the options open<br />

to him. Dr Kamran wanted to split the<br />

application to keep marks one through<br />

three. Corbett assumed that he wanted<br />

to amend the spelling mistake contained<br />

in marks one through three; however,<br />

the transcript was ambiguous. There<br />

was no evidence that there had been<br />

a definite request to delete or withdraw<br />

marks one through five. Iain Purvis QC<br />

set aside the decision of the first hearing<br />

due to Corbett’s misunderstanding<br />

of Dr Karman’s intention.<br />

On appeal, Dr Kamran accepted<br />

and proceeded with marks one through<br />

three as a series and they were accepted<br />

for registration.<br />

In respect of the misspelling of marks,<br />

Mr Abraham, representing the Registry,<br />

did not pursue an objection on the lack<br />

of bona fide intention to use the marks.<br />

An objection raised on this basis will<br />

only succeed if the application was made<br />

in bad faith under section 3(6) of the<br />

Act. It was held that Dr Kamran did not<br />

act in bad faith although he claimed that<br />

the marks one to three were misspelt.<br />

ABOUT THE<br />

AUTHOR<br />

emma reeve<br />

is a Trainee Trade Mark<br />

Attorney at Groom Wilkes<br />

& Wright LLP<br />

ereeve@gwwtrademarks.com


Case in point: O/145/12, Ambrosia Feel Good Drinks (2516238), UKIPO,<br />

Appointed Person Professor ruth Annand, 29 April 2012<br />

The feel Good factor<br />

Context was crucial in this decision, writes<br />

Peter Vaughan of Boult Wade Tennant<br />

On ı9 May 2009, Premier<br />

Food Group Limited filed an<br />

application for AMBROSIA FEEL<br />

GOOD PUDS in classes 29 and 30.<br />

The Feel Good Drinks Company<br />

Limited opposed the application on<br />

the basis of sections 5(2)(b), 5(3) and<br />

5(4)(a) of the Trade Marks Act ı994<br />

(“the Act”).<br />

The decision was made on the<br />

basis of section 5(2)(b) and only<br />

two of the earlier rights – FEEL<br />

GOOD SNACKS and FEEL GOOD<br />

CONFECTIONERY – were<br />

considered. The crux of the decision<br />

rested on the distinctiveness of the<br />

marks and the resultant comparison<br />

of them. The Hearing Officer, as<br />

a result of section 72 of the Act,<br />

found it was not possible, outside a<br />

cancellation action, to decide that<br />

the earlier rights were devoid of<br />

distinctive character; rather, they<br />

were of low distinctive character.<br />

Thus the Hearing Officer rejected<br />

the Applicant’s assertions that the<br />

“FEEL GOOD PUDS” element<br />

of its mark was descriptive – to<br />

have found otherwise would have<br />

contradicted earlier findings. While<br />

accepting that AMBROSIA was<br />

the most dominant and distinctive<br />

element of the application, this did<br />

not preclude a likelihood of confusion.<br />

Even marks of low distinctive<br />

character can give rise to a likelihood<br />

of confusion. The opposition was<br />

upheld under section 5(2)(b).<br />

Appeal arguments<br />

The Applicant appealed to the<br />

Appointed Person, arguing that<br />

the Hearing Officer had erred<br />

on several occasions.<br />

The Appellant argued that the<br />

Hearing Officer had been inconsistent<br />

in its approach when finding that the<br />

FEEL GOOD element had a low<br />

distinctive character – asserting it was<br />

descriptive. The Appointed Person<br />

rejected this as “splitting hairs”. The<br />

finding that the FEEL GOOD element<br />

related to snacks and confectionery was<br />

not inconsistent with the marks being<br />

distinctive as a whole, and this actually<br />

provided the distinctive character.<br />

The FEEL GOOD PUDS<br />

element of the application was held to<br />

operate in a similar manner to FEEL<br />

GOOD SNACKS and FEEL GOOD<br />

CONFECTIONERY and was not<br />

descriptive. A tension emerges in the<br />

decision between arguing that a mark<br />

is descriptive when no corresponding<br />

cancellation action has been filed. This<br />

prevented the Applicant from arguing<br />

that an element of its own mark was<br />

descriptive; to do so would have been<br />

to contradict the finding of distinctive<br />

character in the earlier rights, which the<br />

Appointed Person was reluctant to do.<br />

The Appellant also contended that<br />

the Hearing Officer did not consider<br />

its evidence that FEEL GOOD was<br />

descriptive. This was rejected by the<br />

Appointed Person, who, somewhat<br />

surprisingly, considered the Appellant’s<br />

evidence afresh. She concluded it<br />

was insufficient to make out the<br />

descriptive character of FEEL GOOD,<br />

relying on various cases (including<br />

T-ı35/04 GfK AG v OHIM) to<br />

support the view that although use<br />

of FEEL GOOD in some situations<br />

is descriptive, this does not apply to<br />

every instance: context is everything<br />

and evidence should reflect this as<br />

well as be relevant to the time and<br />

jurisdiction – something the Applicant<br />

did not always demonstrate. Again,<br />

a tension emerges between arguing<br />

descriptiveness in the opposition<br />

proceedings and the possibility of<br />

doing so in a cancellation action.<br />

The Appointed Person then<br />

turned to C-235/05 L’Oréal v<br />

OHIM to refute the assertion that<br />

the FEEL GOOD element should<br />

be disregarded when comparing the<br />

marks; the Appellant alleged that not<br />

enough emphasis had been placed<br />

on its well-known AMBROSIA<br />

element, which it said would serve to<br />

distinguish between the two marks.<br />

L’Oréal states that a mark of weak<br />

distinctive character could be sufficient<br />

to create a likelihood of confusion.<br />

To find otherwise would be to allow<br />

CASE COmmeNt<br />

ABOUT THE<br />

AUTHOR<br />

Peter Vaughan<br />

is a Trainee Trade<br />

Mark Attorney at<br />

Boult Wade Tennant<br />

pvaughan@boult.com<br />

located in the firm’s<br />

cambridge office, peter<br />

has broad experience of<br />

filing and prosecuting<br />

applications before the ukipo,<br />

oHim and foreign registries.<br />

marks of weak distinctive character to<br />

prevent only identical later applications<br />

and would place undue importance on<br />

a mark’s distinctiveness. This approach<br />

was rejected by the Appointed Person<br />

in favour of the well-known global<br />

appreciation test – highlighting<br />

that even marks of a low distinctive<br />

character can be sufficient for a<br />

finding of a likelihood of confusion.<br />

Furthermore, the Appointed Person<br />

held that the Hearing Officer was<br />

entitled to find “reverse confusion”,<br />

in that the likelihood of confusion<br />

should be assessed both ways, even<br />

though it had not been argued. The<br />

Opponent was entitled to allege<br />

a likelihood of confusion without<br />

asserting a particular type of confusion.<br />

Appeal refused<br />

This decision demonstrates the<br />

importance of the section 72<br />

presumption of validity and how marks<br />

of a low distinctive character cannot<br />

be discounted when considering<br />

a likelihood of confusion – even<br />

where there are more dominant and<br />

distinctive elements present in the<br />

application. If there are doubts as to the<br />

distinctiveness or descriptiveness of a<br />

mark, the proper forum is a parallel<br />

cancellation action. Failing this, it will<br />

be difficult to argue against validity.<br />

41


42<br />

EVENTS 2012/2013<br />

events<br />

ITMA<br />

More details can be found at itma.org.uk<br />

Our web-based<br />

events continue,<br />

some of which are in<br />

partnership with CIPA<br />

Date Event Location CPD Hrs<br />

6 September ITMA Edinburgh Evening Meeting Pinsent Masons LLP, Edinburgh 1<br />

18 September ITMA London Evening Meeting*<br />

Copyright Update<br />

Luke Dixon, Greenberg Traurig Maher LLP<br />

19 September ITMA Seminar: Preparation and presentation<br />

of evidence before the UKIPO<br />

Royal College of Surgeons, London 1<br />

Royal College of Surgeons, London 3<br />

24 September ITMA & CIPA Webinar<br />

How to network without working the room<br />

Bernard Savage, Size 10.5 Boots<br />

24 September ITMA & CIPA Leeds Evening Meeting<br />

An update on design and copyright law<br />

Michael Edenborough QC, Serle Court<br />

Walker Morris, Leeds 1<br />

9 October ITMA Afternoon Talk: Patent Box<br />

Chris Riley, Littlejohn and<br />

Adrian Tombling, Withers & Rogers LLP<br />

Withers & Rogers LLP, London 1<br />

11 October ITMA Autumn Seminar* Hyatt Regency, Birmingham 5<br />

11 October ITMA Drinks Reception Hyatt Regency, Birmingham<br />

11-12 October IPAG 9th Annual Conference<br />

(day two in association with ITMA)<br />

The Lancaster, London<br />

15 October ITMA Round Table Withers & Rogers LLP, Sheffield 1<br />

18 October ITMA Webinar<br />

IP Translator<br />

Michael Edenborough QC, Serle Court<br />

1<br />

23 October ITMA London Evening Meeting*<br />

Bribery Update<br />

Richard Goddard, BP plc<br />

Royal College of Surgeons, London 1<br />

29 October ITMA & CIPA Webinar<br />

How to use social media to win <strong>business</strong><br />

Bernard Savage, Size 10.5 Boots<br />

26 November ITMA & CIPA Webinar<br />

How to sell professional services<br />

Bernard Savage, Size 10.5 Boots<br />

27 November ITMA London Evening Meeting* Royal College of Surgeons, London 1<br />

6 December Northern Christmas Dinner tbc, Manchester<br />

11 December ITMA Christmas Lunch with pre-lunch drinks** InterContinental Park Lane, London<br />

20 March 2013 ITMA Spring Conference begins! Watch this space and itma.org.uk for<br />

further details...<br />

*Kindly sponsored by **Kindly sponsored by


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