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ATO-Office of Safety Services: Runway Safety ... - LAX Master Plan

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<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong><br />

<strong>Services</strong>:<br />

<strong>Runway</strong> <strong>Safety</strong> and<br />

Operational <strong>Services</strong>;<br />

Field Operations Group<br />

Federal Aviation<br />

Administration<br />

Presented to: <strong>LAX</strong> <strong>Runway</strong> <strong>Safety</strong> Action Team<br />

By: Dave Kurner<br />

Date: October 25, 2006


• Definition Review<br />

OVERVIEW<br />

– Surface Incident - Classification by Cause<br />

– RI / Non-RI<br />

– Collision Risk Category<br />

• <strong>Runway</strong> <strong>Safety</strong> Trends<br />

• <strong>Runway</strong> <strong>Safety</strong> Action Team (RSAT)<br />

– WHAT is it? WHO is it? WHAT can it do Reduce the Risk<br />

<strong>of</strong> <strong>Runway</strong> Incursions<br />

• <strong>Runway</strong> <strong>Safety</strong> Action <strong>Plan</strong> (RSAP)<br />

– How to make it work for you<br />

– <strong>Runway</strong> <strong>Safety</strong> Action Items<br />

• Surface <strong>Safety</strong> System Dynamics<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

2


SURFACE INCIDENT CATEGORIES<br />

PILOT DEVIATIONS – A Violation <strong>of</strong> Federal Air<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Regulations by a Pilot<br />

OPERATIONAL ERRORS/DEVIATIONS – The<br />

failure <strong>of</strong> an Air Traffic Controller to follow procedures<br />

resulting in a loss <strong>of</strong> separation or instructing an aircraft<br />

to take <strong>of</strong>f or land on a closed runway<br />

Any<br />

unauthorized entry to an Airport Movement Area by a<br />

Vehicle, Pedestrian, or Object or failure to follow<br />

procedures and/or Air Traffic instruction<br />

************************************************************<br />

VEHICLE/PEDESTRIAN DEVIATIONS – Any<br />

COLLISION RISK CATEGORIES<br />

A B C D<br />

Federal Aviation<br />

Administration<br />

3


<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

4


Most Frequent <strong>Runway</strong> Incursion Errors<br />

• Operational Errors<br />

– Authorized aircraft to enter, cross, or hold on the runway then<br />

cleared an arrival or departure on the same runway<br />

32.7% <strong>of</strong> all OEs<br />

40.0% <strong>of</strong> all A & B OEs<br />

– Pilot Deviations<br />

• Pilot entered the runway after correct readback <strong>of</strong> a Hold Short<br />

instruction<br />

24.7% <strong>of</strong> all PDs<br />

23.1% <strong>of</strong> A & B PDs<br />

– Vehicle/Pedestrian Deviations<br />

– Vehicle or pedestrian entered runway without instruction.<br />

– Violator was NOT AUTHORIZED access to the airfield.<br />

35.3% <strong>of</strong> all V/PDs<br />

50.0% <strong>of</strong> A & B V/PDs<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

5


<strong>Runway</strong> <strong>Safety</strong> Action Team &<br />

• Purpose<br />

(Local - RSAT)<br />

• Structure<br />

• Frequency <strong>of</strong> Meetings<br />

(LRSAT)<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

6


RSAT – Purpose/Structure<br />

• Assemble and coordinate a team <strong>of</strong> skilled<br />

aviation pr<strong>of</strong>essionals with demonstrated<br />

expertise– Pilots, Air Traffic Controllers and<br />

Specialists, Flight Standards Inspectors, Airport<br />

Certification and <strong>Safety</strong> Inspectors, Airport<br />

Engineers, Funding and Compliance Specialists,<br />

Air Traffic Technical <strong>Services</strong> personnel and<br />

others as necessary to combine their skills and<br />

experience to consolidate recommendations that<br />

improve surface safety and reduce the risk <strong>of</strong><br />

runway incursions into Action Items forming a<br />

<strong>Runway</strong> <strong>Safety</strong> Action <strong>Plan</strong> (RSAP).<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

7


RSAT – <strong>Safety</strong> Visits<br />

• Standard RSAT<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

– Usually two days (adaptable to circumstance)<br />

– Day one: In-Briefing with Airport and Air Traffic<br />

• Prior to In-Brief walk-around around landside <strong>of</strong> Airport observing<br />

access-control; control; talk with Flight School and FBO Chief Pilots,<br />

FBO Managers, Maintenance Operations, observe flight and<br />

surface operations, and talk with Pilots and other users. If<br />

flying in commercial – talk with crew about airport and air<br />

traffic operations and/or difficulties. Invite all to User Group<br />

Meeting.<br />

• Conduct In-Brief (1-2 2 hours) explaining the RSAT process,<br />

RSAP development, advantages <strong>of</strong> RSAP to Airport, Air<br />

Traffic, Users, etc.<br />

• Conduct Airport ride around (movement area) and ATCT<br />

observation/information gathering – Day and Night.<br />

• Conduct User Group meeting in conjunction with Airport and<br />

Air Traffic.<br />

Federal Aviation<br />

Administration<br />

8


• Day Two:<br />

RSAT – <strong>Safety</strong> Visits<br />

– Conduct Team meeting – outline proposed action items<br />

for RSAP development. (FAA only – to resolve individual<br />

differences/observances)<br />

– Conduct <strong>Runway</strong> <strong>Safety</strong> Action <strong>Plan</strong> meeting. Action<br />

Items, ECDs, , and Responsible Party will be discussed<br />

with full RSAT Team (including airport authority,<br />

operations, ATCT, State Aviation Authority, Consultants,<br />

etc.) - All Action Items will be specifically oriented to<br />

improving the Surface <strong>Safety</strong> <strong>of</strong> the airport, operation,<br />

facility.<br />

– CONCURRENCE <strong>of</strong> group is ESSENTIAL !!<br />

– Discuss the draft plan with the users that attend the<br />

second (public) portion <strong>of</strong> the meeting and solicit their<br />

input – make sure they understand the part they play in<br />

success.<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

9


RSAP<br />

<strong>Runway</strong> <strong>Safety</strong> Action <strong>Plan</strong><br />

• A Surface <strong>Safety</strong> <strong>Plan</strong> developed by the FAA, the<br />

State, Airport Authority, Airport Operations, and<br />

the Tenants, Users and Pilots. CONSENSUS<br />

• The RSAP is the FOCUS and OBJECTIVE <strong>of</strong> the<br />

RSAT and LRSAT, and must be reviewed, revised,<br />

and evaluated for effectiveness on a regular basis<br />

to continuously recognize and correct surface<br />

safety issues BEFORE they become Surface<br />

Incidents – THUS “REDUCING THE RISK OF<br />

RUNWAY INCURSIONS”<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

10


RSAP Draft<br />

• The RSAT will result in the Draft RSAP. The Draft<br />

RSAP will be circulated among all LOBs in the Region<br />

for review and input regarding Regulatory<br />

Compliance, Funding Availability, Policy and other<br />

concerns<br />

• The Draft RSAT is in the Region for 30-45 days and<br />

then is distributed to the Local RSAT members for<br />

review and comment. After 60 days the RSAP<br />

becomes Final, and is entered into the DMRS Data<br />

Base. Throughout the process “silence is considered<br />

consent”.<br />

• The RSAP is tracked and ECDs are monitored for<br />

completion or closure.<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

11


<strong>Runway</strong> <strong>Safety</strong> Action <strong>Plan</strong><br />

(RSAP)<br />

• Recommended revisions <strong>of</strong> the original or<br />

modified action item is redistributed to<br />

originator(s) for concurrence<br />

• Upon completion <strong>of</strong> the draft process the<br />

RSAP is entered into the national RSAP<br />

database<br />

• <strong>ATO</strong> <strong>Safety</strong> and AWP-1R track the item<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

12


Direct Pilot Notification<br />

• <strong>Runway</strong> Status Lights – ADS-B – ASDE-X –<br />

Honeywell Ground Movement System<br />

• FAROS – Final Approach <strong>Runway</strong> Occupancy<br />

Signal – Flashing PAPIs<br />

• ERGLs - Elevated <strong>Runway</strong> Guard Lights and<br />

Sequenced In-Pavement <strong>Runway</strong> Guard Lights -<br />

Surface Painted Signs<br />

• Enhanced <strong>Runway</strong> Holding Position Markings –<br />

Enhanced Taxiway Centerlines<br />

• Improvements/changes in Airport Geometry<br />

• USE <strong>of</strong> Aircraft Landing Light to indicate<br />

movement on <strong>Runway</strong><br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

13


Aviation <strong>Safety</strong> System<br />

Interdependence<br />

• Continuous Emphasis <strong>of</strong> Responsibility to recognize<br />

errors and correct those errors before they progress to<br />

Incidents or Accidents (Reduce the Risk <strong>of</strong> <strong>Runway</strong><br />

Incursions – FAA Flight <strong>Plan</strong> Goal) by:<br />

– Airport Traffic Control Tower<br />

– Pilots<br />

– Airport Operations – Airport Design and Layout<br />

– Vehicle Drivers and Pedestrians who use or have access to<br />

the Airport Movement Area<br />

– Emergency Responders<br />

• Error in any one <strong>of</strong> these groups must be recognized<br />

and mitigated either by the person committing the error<br />

or someone in one or more <strong>of</strong> the other groups<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

14


Lack <strong>of</strong> Situational Awareness<br />

Pilots – Pilot entered <strong>Runway</strong> AFTER making a correct<br />

readback <strong>of</strong> a Hold Short instruction:<br />

• 24.7% <strong>of</strong> ALL Pilot Deviation <strong>Runway</strong> Incursions<br />

• 40.0% <strong>of</strong> A & B PD RIs<br />

• Failing to hold short<br />

• Disoriented – using wrong runway or taxiway<br />

• Frequency Awareness<br />

• Read backs<br />

• Surveillance – Mk 1 Mod 0 EYEBALLS – outside vs.<br />

checklists/flight director setup/radios/transponders<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

15


Direct Pilot Notification<br />

• Use <strong>of</strong> Exterior Aircraft Lights to make aircraft more<br />

conspicuous:)Take<strong>of</strong>f:<br />

Turn on Landing Lights when<br />

take<strong>of</strong>f clearance is received , or when commencing<br />

take<strong>of</strong>f roll at an airport without an operating tower.<br />

Note: The SOP <strong>of</strong> turning on landing lights when<br />

take<strong>of</strong>f clearance is received is a signal to other<br />

pilots, ATC, and ground personnel that the aircraft is<br />

moving down the runway for take<strong>of</strong>f.<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

16


Surface Incident Mitigated by Landing<br />

Light Usage<br />

• B737 -11 landed R/W 24R and was instructed to “exit at<br />

the forward, cross R/W 24L, traffic (B737-2) in position.<br />

Contact Ground point 65”. . AMASS alerted, controller<br />

sent an air carrier aircraft making S-Turns S<br />

on final<br />

around. B737-1 1 heard go-around, and observed<br />

Landing Lights at approach end <strong>of</strong> R/W 24L, , and<br />

stopped. B737-1 1 questioned crossing instructions and<br />

was told to “stand-by” on second attempt. Tower had<br />

cleared TIPH (B737-2) traffic for take<strong>of</strong>f R/W 24L.<br />

B737-1 1 holding short R/W 24L had crossed hold line<br />

via T/W Z, but did not enter R/W 24L. B737-2 2 rotated<br />

1,000 feet prior to T/W Z and passed T/W Z at 200 feet<br />

vertical.<br />

Operational Error <strong>Runway</strong> Incursion Risk Cat. D<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

17


SURFACE SAFETY<br />

CONSIDERATIONS<br />

Airport Design/Layout<br />

EuroControl<br />

<strong>Runway</strong> <strong>Safety</strong> Workshop –<br />

AIRPORT DESIGN was First Focal Area<br />

Complex and varying Airport Geometry<br />

As Air Traffic grows, the risk <strong>of</strong> runway<br />

accidents will grow<br />

There must be commensurate growth and<br />

development <strong>of</strong> airport infrastructures<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

18


AIRPORT DESIGN<br />

• Older airport designs vs. Larger, Faster,<br />

Heavier Aircraft<br />

• Effects <strong>of</strong> higher Operations Tempos<br />

• Center Taxiways between parallel runways<br />

• Greater centerline to centerline distance<br />

between parallel runways<br />

• Greater situational awareness for pilots<br />

provided by better layout<br />

• 75% <strong>of</strong> <strong>LAX</strong> <strong>Runway</strong> Incursions are Pilot<br />

Dev<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

19


<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

20


<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

21


<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

22


RESPONSIBILITIES<br />

• “The<br />

best people can make the worst mistakes:<br />

INATTENTION,<br />

FORGETFULNESS,<br />

PREOCCUPATION,<br />

…are the LEAST manageable parts <strong>of</strong> the error<br />

sequence.<br />

Managing ERROR PRODUCING SITUATIONS is<br />

better”<br />

Dr. James Reason, Manchester University, UK<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

23


RESPONSIBILITIES<br />

• BOYD’S S and DITTO’S<br />

METHOD:<br />

OODA LOOP<br />

»OBSERVE<br />

»DECIDE<br />

»ACT<br />

»ORIENT<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

24


RESPONSIBILITIES<br />

“THE<br />

PILOT IS THE<br />

WHOLE AVIATION<br />

SAFETY’S S GOALKEEPER”<br />

Capt. Dan Maurino, ICAO Flight <strong>Safety</strong><br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

25


www.ato.faa.gov<br />

<strong>ATO</strong>-<strong>Office</strong> <strong>of</strong> <strong>Safety</strong> <strong>Services</strong>: <strong>Runway</strong> <strong>Safety</strong> and Operational<br />

<strong>Services</strong>; Field Operation Group<br />

October 25, 2006<br />

Federal Aviation<br />

Administration<br />

26

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