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phys. stat. sol. (a) 193, No. 2, 246–250 (2002)<br />

<strong>The</strong> <strong>Instability</strong> <strong>of</strong> <strong>the</strong> NbTe 2 <strong>Surface</strong> <strong>Structure</strong><br />

D. Cukjati (a), A. Prodan 1 ) (a), N. Jug (a), H. J. P. Van Midden (a),<br />

S. W. Hla (b), H.Böhm (c), F. W. Boswell (d), and J. C. Bennett (e)<br />

(a) Institute Jozef Stefan, Jamova 39, 1000 Ljubljana, Slovenia<br />

(b) <strong>Department</strong> <strong>of</strong> Physics and Astronomy, Ohio University, A<strong>the</strong>ns, OH 45701, USA<br />

(c) Institut für Geowissenschaften, Johannes Gutenberg Universität, 55099 Mainz,<br />

Germany<br />

(d) <strong>Department</strong> <strong>of</strong> Physics, University <strong>of</strong> Waterloo, Waterloo, Ontario, N2L 3G1, Canada<br />

(e) <strong>Department</strong> <strong>of</strong> Physics, Acadia University, Wolfville, Nova Scotia, B0P 1X0, Canada<br />

(Received October 23, 2001; in revised form May 30, 2002; accepted May 30, 2002)<br />

PACS: 61.14.Hg; 68.35.Bs; 68.37.Ef; 68.90.þg<br />

Low energy electron diffraction from clean NbTe 2 surfaces shows very diffuse reflections. <strong>The</strong><br />

effect is attributed to an anisotropic heating <strong>of</strong> <strong>the</strong> irradiated Te–Nb–Te surface layer. Diffraction<br />

patterns for electron energies below 90 eV correspond to an overlapped contribution from numerous<br />

domains, belonging to three orientational variants. Electrons <strong>of</strong> higher energies stabilize <strong>the</strong><br />

parent high-temperature CdI 2 structure. A similar effect is observed during scanning tunneling<br />

microscopy, where <strong>the</strong> expected surface corrugation is usually lost for tunneling currents <strong>of</strong> a few<br />

ten nA.<br />

1. Introduction<br />

NbTe 2 belongs to <strong>the</strong> family <strong>of</strong> layered transition-metal dichalcogenides (MX 2 ), known<br />

for <strong>the</strong>ir quasi two-dimensional character [1] and interesting electronic properties [2]. It<br />

crystallizes in a deformed CdI 2 structure with corrugated Te–Nb–Te sandwiches, separated<br />

by van der Waals (vdW) gaps (Fig. 1). <strong>The</strong> monoclinic structure is built <strong>of</strong><br />

deformed octahedra with two non-equivalent Nb and three non-equivalent Te positions.<br />

Nb atoms are shifted towards one <strong>of</strong> <strong>the</strong> six corners <strong>of</strong> <strong>the</strong> deformed Te octahedra,<br />

which results in an enlarged unit cell with a ¼ 1.939 nm, b ¼ 0.3642 nm, c ¼ 0.9375 nm,<br />

and b ¼ 134 35 0 and in reduced symmetry with <strong>the</strong> space group (SG) C2/m [3]. <strong>The</strong><br />

surface Te atoms form chains at three different heights, aligned along <strong>the</strong> b direction.<br />

Transmission electron microscopy (TEM) and diffraction revealed a domain structure<br />

with three possible orientational variants [4]. <strong>The</strong>se are separated by ortho, meta, and<br />

para boundaries with two adjacent domains forming 60 , 120 , and 180 , respectively. In<br />

addition, anti-phase boundaries, which displace <strong>the</strong> corrugated Te chains along <strong>the</strong><br />

monoclinic a direction by one octahedral chain, were also observed. Scanning tunneling<br />

(STM) and atomic force microscopy <strong>of</strong> <strong>the</strong> corrugated vdW surfaces were performed<br />

[5–7] and it was shown that <strong>the</strong> strong local field between <strong>the</strong> tip and <strong>the</strong> surface<br />

modifies <strong>the</strong> domain boundaries [7].<br />

<strong>The</strong>re were a few reports published on low energy electron diffraction (LEED) studies<br />

<strong>of</strong> <strong>the</strong> MX 2 compounds. It was shown that after Na intercalation into VSe 2 <strong>the</strong><br />

corresponding LEED patterns become only fainter and that no superlattice spots were<br />

1 ) Corresponding author; e-mail: albert.prodan@ijs.si<br />

# 2002 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim 0031-8965/02/19309-0246 $ 17.50þ.50/0


phys. stat. sol. (a) 193, No. 2 (2002) 247<br />

Fig. 1. Crystal structure <strong>of</strong> NbTe 2 . Layers formed <strong>of</strong> deformed coordination octahedra are separated<br />

by vdW gaps<br />

detected in <strong>the</strong> corresponding LEED patterns [8]. LEED also shows very well charge<br />

density wave (CDW) formation in 1T-TaS 2 and 1T-TaSe 2 . Recently, <strong>the</strong> dependence <strong>of</strong><br />

<strong>the</strong> CDW phases in <strong>the</strong>se compounds on <strong>the</strong> function <strong>of</strong> intercalation [9, 10] and surface<br />

nanostructuring [11, 12] was studied in detail. On <strong>the</strong> contrary, no LEED studies<br />

<strong>of</strong> NbTe 2 or any o<strong>the</strong>r corrugated MX 2 compound were reported so far.<br />

In <strong>the</strong> present paper we show that LEED, combined with STM, provides new information<br />

about <strong>the</strong> stability <strong>of</strong> <strong>the</strong> NbTe 2 surface structure.<br />

2. Experimental<br />

NbTe 2 crystals were grown by iodine transport in evacuated quartz tubes [13] between<br />

1123 and 1073 K. Layered single crystals, a few millimeters large, were obtained after<br />

about a week <strong>of</strong> growth. <strong>The</strong> samples were mounted onto supporting Ta plates with a<br />

graphite paste and cleaved along <strong>the</strong>ir vdW gaps. Freshly cleaved surfaces were examined<br />

under UHV conditions (10 –9 –10 –10 hPa) at room temperature in an Omicron<br />

STM-1, combined with a LEED/Auger spectrometer.<br />

3. Results<br />

LEED patterns from NbTe 2 with electron energies 80, 89, 100, and 113 eV are shown in<br />

Figs. 2a–d. All images show characteristic diffuse reflections and are fully reproducible<br />

in <strong>the</strong> given energy range, as long as prolonged beam heating does not deteriorate too<br />

much <strong>the</strong> quality <strong>of</strong> <strong>the</strong> examined crystal. Only at energies below about 90 eV <strong>the</strong> patterns<br />

are composed <strong>of</strong> overlapped contributions from domains <strong>of</strong> three orientational<br />

variants. At slightly higher energies <strong>the</strong> reflections characterizing <strong>the</strong> deformation <strong>of</strong><br />

<strong>the</strong> NbTe 2 octahedra disappear and patterns characteristic <strong>of</strong> <strong>the</strong> parent CdI 2 structure<br />

are detected. At energies above about 150 eV all reflections in <strong>the</strong> LEED patterns disappear<br />

and an enhanced background covers <strong>the</strong> entire screen.


248 D. Cukjati et al.: <strong>The</strong> <strong>Instability</strong> <strong>of</strong> <strong>the</strong> NbTe 2 <strong>Surface</strong> <strong>Structure</strong><br />

Fig. 2. Series <strong>of</strong> LEED patterns from <strong>the</strong> NbTe 2<br />

(001) surface for electron energies a) 80, b) 89,<br />

c) 100, and d) 113 eV. <strong>The</strong> additional reflections in<br />

a) correspond to three overlapped orientational<br />

variants<br />

A similar effect was observed in <strong>the</strong> LEED<br />

patterns <strong>of</strong> NbTe 2 if <strong>the</strong> intensity <strong>of</strong> <strong>the</strong> electron<br />

beam was varied between zero and its<br />

maximum value <strong>of</strong> about 2 mA, while <strong>the</strong> energy<br />

<strong>of</strong> <strong>the</strong> electrons was kept constant at<br />

about 90 eV. However, this dependence was<br />

difficult to follow, mainly because <strong>the</strong> already<br />

poor LEED patterns are fur<strong>the</strong>r deteriorated<br />

with reduced beam intensity.<br />

STM images <strong>of</strong> <strong>the</strong> NbTe 2 vdW surfaces<br />

show in addition to surface defects, domain<br />

boundaries, and antiphase boundaries [7] a<br />

characteristic dependence on <strong>the</strong> tunneling current.<br />

At low tunneling currents <strong>the</strong> two uppermost<br />

Te chains are usually not resolved<br />

(Fig. 3a). All three different Te chain types become<br />

clearly distinguished at tunneling currents<br />

<strong>of</strong> a few nA (Fig. 3b), while <strong>the</strong> corrugation<br />

is almost lost for tunneling currents larger<br />

by one order <strong>of</strong> magnitude (Fig. 3c).<br />

4. Discussion<br />

For <strong>the</strong> energies used in <strong>the</strong> described LEED<br />

experiments, <strong>the</strong> penetration depth <strong>of</strong> <strong>the</strong> impinging<br />

electrons fits approximately to <strong>the</strong><br />

thickness <strong>of</strong> one Te–Nb–Te layer [14]. Thus,<br />

<strong>the</strong> origin <strong>of</strong> <strong>the</strong> very diffuse nature <strong>of</strong> <strong>the</strong><br />

NbTe 2 LEED reflections can be ei<strong>the</strong>r in <strong>the</strong><br />

fine domain structure <strong>of</strong> <strong>the</strong> surface layer or in<br />

an enhanced <strong>the</strong>rmal disorder. <strong>The</strong> contribution<br />

<strong>of</strong> both can be estimated.<br />

In case <strong>the</strong> broadening <strong>of</strong> <strong>the</strong> reflections is a<br />

consequence <strong>of</strong> <strong>the</strong> domain structure, <strong>the</strong> average<br />

sizes <strong>of</strong> <strong>the</strong> domains can be estimated by<br />

comparing <strong>the</strong> diameters <strong>of</strong> <strong>the</strong> diffuse reflections<br />

with <strong>the</strong> inter-reflection distances [15]. If<br />

<strong>the</strong> much smaller instrumental contribution is<br />

ignored, <strong>the</strong> broadening corresponds in <strong>the</strong> present case to average domain sizes <strong>of</strong> about<br />

10nm. On <strong>the</strong> contrary, <strong>the</strong> sizes estimated from TEM and STM measurements were


Both LEED and STM studies reveal an unstable surface structure <strong>of</strong> NbTe 2 . It can be<br />

modified by varying <strong>the</strong> energy <strong>of</strong> <strong>the</strong> impinging electrons or <strong>the</strong> intensity <strong>of</strong> <strong>the</strong> elecphys.<br />

stat. sol. (a) 193, No. 2 (2002) 249<br />

Fig. 3. Dependence <strong>of</strong> <strong>the</strong> NbTe 2 STM image on<br />

<strong>the</strong> tunneling conditions. All images were recorded<br />

with <strong>the</strong> constant height mode and with a Pt–Rh<br />

tip: a) (20 nm) 2 , V g ¼ –0.1 mV, I t ¼ 0.8 nA, b)<br />

(10 nm) 2 , V g ¼þ0.1 mV, I t ¼ 2 nA, and c) (10 nm) 2 ,<br />

V g ¼þ0.1 mV, I t ¼ 40 nA<br />

a)<br />

b)<br />

c)<br />

found to be at least an order <strong>of</strong> magnitude larger.<br />

In addition, a similar broadening <strong>of</strong> LEED<br />

reflections is observed in o<strong>the</strong>r transition-metal<br />

dichalcogenides, which do not show any domain<br />

structure. Thus, <strong>the</strong> broadening <strong>of</strong> <strong>the</strong> reflections<br />

is to be attributed to an enhanced <strong>the</strong>rmal<br />

disorder, caused by strongly anisotropic local<br />

heating <strong>of</strong> <strong>the</strong> top Te–Nb–Te layer(s).<br />

<strong>The</strong> diffraction patterns appear for <strong>the</strong> first<br />

time for electron energies between 55 and<br />

80 eV. <strong>The</strong> extinction <strong>of</strong> <strong>the</strong> somewhat weaker<br />

reflections above about 90 eV is likewise to be<br />

attributed to beam heating, which triggers a<br />

transition <strong>of</strong> <strong>the</strong> top Te–Nb–Te layer(s) into<br />

<strong>the</strong> parent high-temperature CdI 2 polytype (SG<br />

P 3 m1). Fur<strong>the</strong>r experiments with <strong>the</strong> intensity<br />

<strong>of</strong> <strong>the</strong> primary beam varied instead <strong>of</strong> <strong>the</strong> electron<br />

energy, support this conclusion. On <strong>the</strong><br />

o<strong>the</strong>r hand, entire bulk samples could not be<br />

heated high enough to achieve <strong>the</strong> transition,<br />

which was an indication that <strong>the</strong> surface regions<br />

are more inclined to undergo <strong>the</strong> described<br />

transition. <strong>The</strong> enhanced background and <strong>the</strong><br />

disappearance <strong>of</strong> all reflections above about<br />

150 eV are a result <strong>of</strong> multiple inelastic electron<br />

scattering, which reduces <strong>the</strong> intensities <strong>of</strong> <strong>the</strong><br />

reflections and enhances <strong>the</strong> background.<br />

Finally, <strong>the</strong> STM images recorded at various<br />

tunneling currents show that <strong>the</strong> structure <strong>of</strong><br />

<strong>the</strong> top Te–Nb–Te triple layer is in a similar<br />

way dependent on <strong>the</strong> strong local field<br />

between <strong>the</strong> tunneling tip and <strong>the</strong> surface,<br />

which can likewise modify <strong>the</strong> observed surface<br />

corrugation.<br />

5. Conclusions


250 D. Cukjati et al.: <strong>The</strong> <strong>Instability</strong> <strong>of</strong> <strong>the</strong> NbTe 2 <strong>Surface</strong> <strong>Structure</strong><br />

tron beam in LEED experiments and by using appropriate tunneling currents in STM<br />

measurements. Both types <strong>of</strong> experiments indicate that at least <strong>the</strong> top Te–Nb–Te triple<br />

layer can be switched between <strong>the</strong> collapsed NbTe 2 and its more symmetrical CdI 2<br />

parent structure. <strong>The</strong> transition is <strong>of</strong> a displacive type and fully reversible as long as <strong>the</strong><br />

quality <strong>of</strong> <strong>the</strong> crystal examined is not deteriorated by prolonged beam heating.<br />

Acknowledgements Financial support <strong>of</strong> <strong>the</strong> Ministry <strong>of</strong> Education, Science, and Sport<br />

<strong>of</strong> <strong>the</strong> Republic <strong>of</strong> Slovenia (D.C., A.P., N.J., H.J.P.v.M.), <strong>of</strong> <strong>the</strong> Deutsche Forschungsgemeinschaft<br />

(H.B.), and <strong>of</strong> <strong>the</strong> Natural Sciences and Engineering Research Council <strong>of</strong><br />

Canada (F.W.B., J.C.B.) is acknowledged. A German–Slovenian joint research program<br />

(H.B., A.P.) and a NATO Expert Visit Grant (A.P., J.C.B.) were helpful in facilitating<br />

<strong>the</strong> collaboration.<br />

References<br />

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[13] H. Shäffer, Chemical Transport Reactions, Academic Press, New York 1964.<br />

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