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Annual Report of Research Activity - Vice President for Research

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<strong>Annual</strong> <strong>Report</strong> <strong>of</strong> <strong>Research</strong> <strong>Activity</strong><br />

Office <strong>of</strong> the <strong>Vice</strong> <strong>President</strong> <strong>for</strong> <strong>Research</strong> | Fiscal Year 2011


“The spirit <strong>of</strong> the age proclaims the necessity <strong>of</strong><br />

scientific research in every department.”—Evan Pugh, 1864<br />

PUGH, A VISIONARY PIONEER IN THE LAND-GRANT EDUCATION MOVEMENT,<br />

WAS FOUNDING PRESIDENT OF THE PENNSYLVANIA STATE UNIVERSITY.


THE PAGES THAT FOLLOW HIGHLIGHT THE DIMENSIONS OF RESEARCH AND DISCOVERY AT<br />

PENN STATE. As you study the charts and graphs, I hope you’ll keep in mind a number <strong>of</strong><br />

themes that underlie the University’s ef<strong>for</strong>ts to extend the frontiers <strong>of</strong> knowledge:<br />

—Penn State has the expertise, infrastructure, and willingness to work with our partners<br />

in the public and private sectors to solve problems in health and medicine, energy and<br />

the environment, water, food, transportation, housing, and many other areas that are<br />

relevant to bettering the human condition.<br />

—The University has experienced, on average, a $33 million annual increase in total R&D<br />

expenditures over the last decade—a growth rate that demonstrates our institution is<br />

competitive in seeking resources that support its research mission.<br />

—The diverse nature <strong>of</strong> research at Penn State shows that our portfolio is balanced.<br />

Notice the variety <strong>of</strong> funding sources that support research at our institution, and how<br />

academic units across the University engage in research and development activities.<br />

—While summary data may not reveal it, an interdisciplinary approach to research is<br />

perhaps our greatest strength, and the characteristic that most distinguishes Penn State<br />

from other universities. We have moved steadily away from funding discipline-specific<br />

research and toward nurturing task-specific faculty groups that more accurately mirror<br />

complex, real-world problems.<br />

Our research in<strong>for</strong>ms our graduate education, making the quality <strong>of</strong> that learning experience<br />

second to none—a fact recognized by advanced-degree candidates the world over.<br />

<strong>Research</strong> is an integral part <strong>of</strong> who we are at Penn State, and what we do.<br />

Henry C. Foley<br />

<strong>Vice</strong> <strong>President</strong> <strong>for</strong> <strong>Research</strong><br />

and Dean <strong>of</strong> the Graduate School<br />

To learn more about Penn State<br />

research, visit research.psu.edu


Total <strong>Research</strong> Expenditures, 2002–2011<br />

(Federal and Nonfederal)<br />

Industry-Sponsored <strong>Research</strong>, 2002–2011<br />

Expenditures totaled an alltime<br />

high <strong>of</strong> $805 million,<br />

with federal support leading<br />

the way at $477 million.<br />

Penn State has long ranked<br />

among the nation’s top<br />

universities in industrysponsored<br />

research, and<br />

typically partners with more<br />

than 400 companies annually.<br />

$900<br />

In millions <strong>of</strong> dollars<br />

In millions <strong>of</strong> dollars<br />

800<br />

700<br />

600<br />

500<br />

400<br />

300<br />

200<br />

100<br />

507<br />

284<br />

223<br />

545<br />

307<br />

238<br />

607<br />

350<br />

257<br />

638<br />

365<br />

273<br />

657 665<br />

285<br />

372<br />

290<br />

375<br />

717<br />

411<br />

306<br />

765<br />

446<br />

319<br />

780<br />

472<br />

308<br />

805<br />

477<br />

328<br />

$120<br />

100<br />

80<br />

60<br />

40<br />

20<br />

72.6<br />

75.9<br />

82.3<br />

83.7<br />

91.8<br />

98.2<br />

104.8<br />

103.6<br />

102.4<br />

107.4<br />

0<br />

2002 2003 2004 2005 2006 2007 2008 2009 2010 2011<br />

0<br />

2002 2003 2004 2005 2006 2007 2008 2009 2010 2011<br />

Federal Nonfederal Total


Expenditures from Federal Agencies<br />

Expenditures by Per<strong>for</strong>ming Unit<br />

1 Department <strong>of</strong> Defense $163,804,000<br />

2 Department <strong>of</strong> Health and Human<br />

Services $129,138,000<br />

3 National Science Foundation<br />

$60,164,000<br />

4 USDA $22,378,000<br />

5 NASA $16,906,000<br />

6 DOE $23,788,000<br />

7 Education $11,007,000<br />

8 Other $49,901,000<br />

Transportation $5,517,000<br />

Commerce $1,885,000<br />

Interior $1,658,000<br />

EPA $1,029,000<br />

Other Federal $39,812,000<br />

Total $477,086,000<br />

1 Defense-Related <strong>Research</strong> Units<br />

$174,253,000<br />

Applied <strong>Research</strong> Lab $142,253,000<br />

Electro-Optics Center $32,000,000<br />

2 Engineering $113,885,000<br />

3 Agricultural Sciences $101,186,000<br />

4 Medicine $99,863,000<br />

5 Eberly College <strong>of</strong> Science $102,494,000<br />

6 Earth and Mineral Sciences<br />

$75,482,000<br />

7 Health and Human Development<br />

$47,803,000<br />

8 Liberal Arts $32,267,000<br />

9 Education $22,641,000<br />

10<br />

11<br />

12<br />

10 In<strong>for</strong>mation Sciences and<br />

Technology $11,003,000<br />

11 Other $15,741,000<br />

Altoona College $1,056,000<br />

Behrend College $3,992,000<br />

Berks College $164,000<br />

Capital College $3,786,000<br />

Great Valley $309,000<br />

Penn College $3,626,000<br />

Other Commonwealth Campuses<br />

$2,627,000<br />

International Programs $181,000<br />

12 Other Schools and Colleges<br />

$8,171,000<br />

Arts and Architecture $819,000<br />

Communications $368,000<br />

Dickinson School <strong>of</strong> Law $215,000<br />

Nursing $2,044,000<br />

Smeal College <strong>of</strong> Business $4,725,000<br />

6<br />

7<br />

8<br />

1<br />

7<br />

8<br />

9<br />

1<br />

Total $804,789,000<br />

4<br />

5<br />

6<br />

2<br />

3<br />

5<br />

2<br />

4<br />

3


Sources <strong>of</strong> <strong>Research</strong> Funding<br />

Total Graduate Student Enrollment<br />

(Resident Instruction and World Campus)<br />

1 Federal $477,086,000<br />

2 University $142,351,000<br />

3 Industry and other $107,373,000<br />

4 Commonwealth <strong>of</strong> Pennsylvania<br />

$77,979,000<br />

Total $804,789,000<br />

The University remains a<br />

popular choice <strong>for</strong> graduate<br />

education, with resident<br />

instruction supplemented in<br />

recent years by Penn State<br />

World Campus <strong>of</strong>ferings.<br />

Penn State’s diverse<br />

research initiatives<br />

reflect a wide range <strong>of</strong><br />

funding sources.<br />

15000<br />

12000<br />

10,646 10,883 10,310<br />

9,808<br />

12,783 13,358<br />

12,514<br />

12,241<br />

12,136<br />

11,760<br />

4<br />

9000<br />

9,793<br />

9,707<br />

9,206<br />

9,088<br />

8,893<br />

8,532<br />

3<br />

6000<br />

2<br />

1<br />

3000<br />

0<br />

4,826<br />

3,890<br />

3,426<br />

3,035<br />

2,429<br />

1,967<br />

2002 2003 2004 2005 2006 2007 2008 2009 2010 2011<br />

Total Enrollment<br />

Resident Instruction<br />

(Fall only)<br />

World Campus<br />

(Calendar year)


Graduate Degrees Conferred<br />

Over the past ten<br />

years, Penn State has<br />

conferred more than<br />

28,000 graduate degrees,<br />

including more than<br />

6,300 doctoral degrees.<br />

3500<br />

3000<br />

2,664<br />

2,651<br />

2,873<br />

2,751<br />

2,763<br />

2,778<br />

2,855<br />

2,957<br />

3,054 3,037<br />

2500<br />

2000<br />

2,123<br />

2,101<br />

2,293<br />

2,145<br />

2,089<br />

2,093<br />

2,197<br />

2,278<br />

2,374<br />

2,355<br />

1500<br />

1000<br />

500<br />

0<br />

682<br />

680<br />

679<br />

658<br />

685<br />

674<br />

606<br />

580<br />

550<br />

541<br />

2001–02 02–03 03–04 04–05 05–06 06–07 07–08 08–09 09–10 10–11<br />

Master’s Doctoral Total


Contacts<br />

Henry C. Foley<br />

<strong>Vice</strong> <strong>President</strong><br />

<strong>for</strong> <strong>Research</strong><br />

Dean <strong>of</strong> the<br />

Graduate School<br />

304 Old Main<br />

University Park, PA<br />

16802-1504<br />

814-863-9580<br />

hcf2@psu.edu<br />

Peter E. Schiffer<br />

Associate <strong>Vice</strong> <strong>President</strong><br />

<strong>for</strong> <strong>Research</strong><br />

Director, Strategic<br />

Interdisciplinary<br />

<strong>Research</strong> Office<br />

304 Old Main<br />

814-863-9658<br />

pes12@psu.edu<br />

Daniel A. Notterman<br />

<strong>Vice</strong> Dean <strong>for</strong> <strong>Research</strong><br />

and Graduate Studies,<br />

College <strong>of</strong> Medicine<br />

Associate <strong>Vice</strong> <strong>President</strong><br />

<strong>for</strong> Health Sciences <strong>Research</strong><br />

717-531-7199<br />

dan13@psu.edu<br />

Ronald J. Huss<br />

Associate <strong>Vice</strong> <strong>President</strong><br />

<strong>for</strong> <strong>Research</strong> and<br />

Technology Transfer<br />

113 Technology Center<br />

814-865-6277<br />

rjh22@psu.edu<br />

David W. Richardson<br />

Associate <strong>Vice</strong> <strong>President</strong><br />

<strong>for</strong> <strong>Research</strong>, Director <strong>of</strong><br />

Sponsored Programs<br />

110 Technology Center<br />

814-865-3396<br />

dwr14@psu.edu<br />

Steve Blake<br />

Director <strong>of</strong> Development<br />

304 Old Main<br />

814-863-6311<br />

steveblake@psu.edu<br />

Graduate School<br />

Regina Vasilatos-<br />

Younken<br />

Senior Associate Dean<br />

114 Kern Building<br />

814-865-2516<br />

rxv@psu.edu<br />

Suzanne Adair<br />

Assistant Dean <strong>of</strong> Graduate<br />

Student Affairs<br />

Senior Director <strong>of</strong> Graduate<br />

Educational Equity<br />

Programs<br />

Director, Office <strong>of</strong><br />

Postdoctoral Affairs<br />

114 Kern Building<br />

814-865-2516<br />

sca917@psu.edu<br />

Technology Transfer<br />

Stephen P. Brawley<br />

<strong>President</strong>/CEO, Ben Franklin<br />

Technology Center <strong>of</strong><br />

Central and Northern<br />

Pennsylvania, Inc.<br />

814-865-8669<br />

spb4@psu.edu<br />

Ronald J. Huss<br />

Director, Office <strong>of</strong><br />

Technology Management<br />

814-865-6277<br />

rjh22@psu.edu<br />

Daniel R. Leri<br />

Director, Innovation Park<br />

814-863-6301<br />

DanLeri@psu.edu<br />

Interdisciplinary<br />

<strong>Research</strong><br />

Peter Hudson<br />

Director, The Dorothy Foehr<br />

Huck and J. Lloyd Huck<br />

Institutes <strong>of</strong> the Life Sciences<br />

814-863-3650<br />

pjh18@psu.edu<br />

Edward G. Liszka<br />

Director, Defense-Related<br />

<strong>Research</strong> Units<br />

814-865-6343<br />

egl4@psu.edu<br />

Karl Harris<br />

Director, Electro-<br />

Optics Center<br />

724-295-7000<br />

kah26@psu.edu<br />

Susan McHale<br />

Director, Social Science<br />

<strong>Research</strong> Institute<br />

814-865-2647<br />

mchale@psu.edu<br />

Carlo G. Pantano<br />

Director, Materials<br />

<strong>Research</strong> Institute<br />

814-863-8407<br />

cgp1@psu.edu<br />

Padma Raghavan<br />

Director, Institute <strong>for</strong><br />

CyberScience<br />

814-865-9233<br />

raghavan@cse.psu.edu<br />

Thomas L. Richard<br />

Director, Penn State<br />

Institutes <strong>of</strong> Energy and<br />

the Environment<br />

814-865-3722<br />

tlr20@psu.edu<br />

Michael Bérubé<br />

Director, Institute <strong>for</strong> the<br />

Arts and Humanities<br />

814-865-0495<br />

mfb12@psu.edu<br />

For more in<strong>for</strong>mation,<br />

visit our websites:<br />

research.psu.edu<br />

gradsch.psu.edu<br />

For news and features<br />

about Penn State’s worldclass<br />

research enterprise<br />

by e-mail every two weeks:<br />

http://goo.gl/39Nfo<br />

This report was produced by the<br />

<strong>of</strong>fices <strong>of</strong> <strong>Research</strong> Communications<br />

and University Marketing.<br />

Cert no. SW-COC-002281<br />

This publication is available in alternative media upon request.<br />

Penn State is committed to affirmative action, equal opportunity,<br />

and the diversity <strong>of</strong> its work<strong>for</strong>ce. U.Ed. RES 12-19

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