Module 3

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Module 3

AML policies and procedures





Issue statement of policies and procedures, on a group

basis, where applicable for dealing with ML and TF

Ensure that the content of the policies and procedures to

the extent appropriate is understood by all staff

members

Regularly review the policies and procedures to ensure

their effectiveness

Adopt customer acceptance policies and procedures and

undertake customer due diligence measures on a risk

sensitive basis

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