A Sourcebook - UN-Water

Tables
Table 1.1: How to Use the Sourcebook .................................................................................. 3
Table 2.1: Definitions of Corruption ......................................................................................... 4
Table 2.2: A Sectoral Focus and Process .............................................................................. 11
Table 2.3:
Embedding Sector Governance Targets within a Country Strategy:
Example from Bangladesh ................................................................................... 13
Table 4.1: Corruption and Sector Performance Indicators ................................................ 25
Table 4.2: Some Corruption and Poor Governance “Hotspots” ....................................... 32
Table 7.1: Five Variants of Private Participation .................................................................. 62
Table 7.2: How Corruption Risk Varies Across Private Participation Models ..................... 63
Table 10.1: Types of Ownership and Corporate Form ........................................................ 110
Table 11.1: Summary of “Second-Best” Approaches ......................................................... 132
Table 12.1: Example Survey on Use of Favors and Bribes in Human Resources ............... 149
Figures
Figure 2.1: Understanding Causes of Corruption ................................................................... 7
Figure 2.2: The Long Route of Accountability in the Water Sector ...................................... 9
Figure 2.4: Levels of Corruption Risk Assessments ................................................................. 17
Figure 4.1: Financial Flows that May Be Subject to Corruption .......................................... 31
Figure 5.1: Corruption in Procuring Suppliers and Contractors ........................................... 40
Figure 6.1: Corruption in Capital Projects .............................................................................. 50
Figure 9.1: Corruption Risk Areas Requiring Improved Management Controls ................ 90
Figure 10.1: The Governance System: a Cycle of Accountability ..................................... 101
Figure 11.1: Colombia’s Water and Sanitation Sector Structure ........................................ 125
Figure 11.2: Forms of Provider Ownership and Management ............................................ 127
Figure 11.3: Narrow (Top) versus Broad, Systems-based (Bottom) Approaches .............. 139
Figure 11.4: Strengthening Governance from a Simple Foundation. ................................ 140
Figure 12.1: Monitoring and Evaluation ................................................................................. 146
Figure 12.2: Recognizing Variability in Country’s Abilities and Circumstances ................. 147
Figure 12.3: The Art of Choosing Monitoring Indicators ....................................................... 149
Boxes
Box 2.1: Focusing on Probity ................................................................................................. 5
Box 2.2: Governance in the Literature ................................................................................ 6
Box 3.1: Country Assistance Strategies and Corruption Risks ......................................... 19
Box 3.2: Changing Political Economy and Changing Perceptions in Indonesia ......... 19
Box 4.1: Displays of Wealth in a South Asian Community ............................................... 25
Box 4.2: An Example of a Commissioned Survey of Corruption in the Water Sector .. 29
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