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Equity and Fairness in Water Resource Allocation and Management

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<strong>Equity</strong> <strong>and</strong> <strong>Fairness</strong><br />

<strong>in</strong><br />

<strong>Water</strong> <strong>Resource</strong> <strong>Allocation</strong> <strong>and</strong> <strong>Management</strong><br />

Reference:<br />

Lange, M. (2008), ‘<strong>Equity</strong> <strong>and</strong> <strong>Fairness</strong> <strong>in</strong> <strong>Water</strong> <strong>Resource</strong> <strong>Allocation</strong> <strong>and</strong> <strong>Management</strong>’. <strong>Water</strong> <strong>and</strong><br />

Health, Issue 35, ESR: Christchurch.<br />

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<strong>Equity</strong> <strong>and</strong> fairness <strong>in</strong> water resource allocation <strong>and</strong> management<br />

“One th<strong>in</strong>g is clear: few topics arouse as much emotion <strong>in</strong> this part of the world as water. The river,<br />

<strong>and</strong> its use, is special to many people”. The Press, Christchurch (1 September 2007).<br />

<strong>Water</strong> resource allocation <strong>and</strong> management decisions raise numerous complex <strong>and</strong> ‘messy’ issues,<br />

emotions <strong>and</strong> feel<strong>in</strong>gs. Key among these are equity <strong>and</strong> fairness issues, but these are not often<br />

explicitly addressed dur<strong>in</strong>g decision-mak<strong>in</strong>g processes. In last October’s issue of <strong>Water</strong> <strong>and</strong> Health,<br />

Ann W<strong>in</strong>stanley showed that hav<strong>in</strong>g access to or liv<strong>in</strong>g near water appears to be <strong>in</strong>tegral to<br />

Aotearoa/New Zeal<strong>and</strong> culture, <strong>and</strong> that these connections to water can contribute to our sense of<br />

well-be<strong>in</strong>g. This article describes our research that exam<strong>in</strong>es what a ‘fair’ water management decision<br />

may look like, <strong>and</strong> outl<strong>in</strong>es the need for research that <strong>in</strong>vestigates the ways <strong>in</strong> which our well-be<strong>in</strong>g<br />

can be affected by water <strong>and</strong> its (fair or unfair) management.<br />

What do ‘equity’ <strong>and</strong> ‘fairness’ mean?<br />

The concept of fairness <strong>in</strong> relation to resource management is often discussed <strong>in</strong> terms of procedural<br />

<strong>and</strong> distributive justice. Procedural justice refers to fairness <strong>in</strong> the decision-mak<strong>in</strong>g process (for<br />

example, the degree of representation, provision for voice or <strong>in</strong>fluence <strong>in</strong> the decision-mak<strong>in</strong>g<br />

process), whilst distributive justice refers to the way the resource is apportioned or distributed. A<br />

‘fair’ decision is one that has been made based on an <strong>in</strong>clusive, transparent process, as well as one that<br />

considers <strong>and</strong> acknowledges the various ‘voices’ to justify the decision for how the resource is to be<br />

allocated (Syme & Nancarrow, 2006).<br />

Why are equity <strong>and</strong> fairness important <strong>in</strong> resource <strong>and</strong> water management?<br />

• Susta<strong>in</strong>able development is based on notions of ‘fairness’, with a commitment to <strong>in</strong>tra- <strong>and</strong> <strong>in</strong>tergenerational<br />

equity;<br />

• An ‘unfair’ decision (or one that is perceived to be unfair) can have major impacts upon people’s<br />

well-be<strong>in</strong>g – outcomes that are perceived to be unfair can result <strong>in</strong> damaged relationships, divided<br />

communities <strong>and</strong> <strong>in</strong>dividual suffer<strong>in</strong>g;<br />

• Perceptions of fair processes <strong>and</strong> decisions can <strong>in</strong>crease trust, compliance <strong>and</strong> support for<br />

government agencies; <strong>and</strong><br />

• New Zeal<strong>and</strong> resource management law <strong>in</strong>corporates the notions of equity <strong>and</strong> fairness <strong>in</strong> theory,<br />

but less so <strong>in</strong> action.<br />

Modell<strong>in</strong>g equity <strong>and</strong> fairness<br />

<strong>Water</strong> resources research over the last five years at ESR has clearly identified that equity <strong>and</strong> fairness<br />

issues are important but under-researched topics, both nationally <strong>and</strong> <strong>in</strong>ternationally. We have looked<br />

at the follow<strong>in</strong>g research questions:<br />

• What are the fairness issues that arise as a result of water management <strong>and</strong> decision-mak<strong>in</strong>g <strong>in</strong><br />

New Zeal<strong>and</strong>?<br />

• What forms of community engagement enables social values <strong>and</strong> issues of fairness to be<br />

articulated <strong>and</strong> understood?<br />

Our research has <strong>in</strong>volved several case-studies:<br />

• <strong>Fairness</strong> issues that were identified through research <strong>in</strong> the Tasman District that looked at<br />

community uses <strong>and</strong> values for water <strong>and</strong> options for management;<br />

• <strong>Fairness</strong> issues relat<strong>in</strong>g to water trad<strong>in</strong>g/transfer <strong>in</strong> the Opuha Irrigation Scheme, Fairlie, South<br />

Canterbury (2005–2006);<br />

• <strong>Fairness</strong> issues that featured <strong>in</strong> media material relat<strong>in</strong>g to the proposed Central Pla<strong>in</strong>s Storage <strong>and</strong><br />

Irrigation Scheme (2006–2007);<br />

• <strong>Fairness</strong> issues that were evident <strong>in</strong> submissions to Environment Canterbury’s Draft Natural<br />

<strong>Resource</strong>s Regional Plan (NRRP) <strong>Water</strong> Quality <strong>and</strong> Quantity chapters; <strong>and</strong><br />

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• <strong>Fairness</strong> issues that arose <strong>in</strong> the reference group process used <strong>in</strong> the Canterbury Strategic <strong>Water</strong><br />

Study (2006–2007).<br />

F<strong>in</strong>d<strong>in</strong>gs from this case-study-based research have led us to develop a prelim<strong>in</strong>ary ‘equity <strong>and</strong> fairness<br />

model’. The model shows the key fairness issues that arose <strong>in</strong> the case-studies <strong>and</strong> illustrates the<br />

tensions that exist with<strong>in</strong> each issue.<br />

<strong>Equity</strong> <strong>and</strong> fairness model show<strong>in</strong>g the ethical <strong>and</strong> moral tensions that can arise <strong>in</strong> water<br />

management<br />

The model shows that many ethical <strong>and</strong> moral tensions arise <strong>in</strong> water management. For example, has<br />

a particular decision been focused on short-term ga<strong>in</strong>, or has it looked at the bigger, long-term<br />

picture? Are the people who benefit from a decision the same people that might lose someth<strong>in</strong>g? Are<br />

those <strong>in</strong>volved with consultation representative of an appropriate range of views?<br />

Our research <strong>and</strong> the case-studies show that these tensions impact hugely on whether or not a decision<br />

is considered to be ‘fair’. For example, a key factor that contributed to the success of the Opuha<br />

irrigation scheme <strong>in</strong> South Canterbury was the extensive community consultation process that<br />

enhanced acceptability for the dam <strong>and</strong> irrigation scheme amongst many members of the community.<br />

Research <strong>in</strong> the Opuha region revealed that the processes used to engage the community were<br />

relatively successful <strong>and</strong> well carried out, <strong>and</strong> many farmers were happy with the process used to<br />

<strong>in</strong>form <strong>and</strong> update them of developments <strong>and</strong> progress. Public meet<strong>in</strong>gs <strong>and</strong> <strong>in</strong>formation days were<br />

held, <strong>and</strong> the directors put a lot of effort <strong>in</strong>to discuss<strong>in</strong>g the scheme with farmers. The directors of the<br />

scheme believe they were aware that there may be some contentious issues raised, <strong>and</strong> of the<br />

importance of <strong>in</strong>volv<strong>in</strong>g the community. “It was a South Canterbury th<strong>in</strong>g, <strong>and</strong> we certa<strong>in</strong>ly were<br />

m<strong>in</strong>dful of <strong>and</strong> had to respect the real concerns of the community” (Chair of South Canterbury<br />

Farmers Irrigation Company SCFIS).<br />

In another case study that evaluated the reference group process of the Canterbury Strategic <strong>Water</strong><br />

Study (Stage 3), participants were <strong>in</strong>vited <strong>and</strong> selected accord<strong>in</strong>g to three ma<strong>in</strong> criteria – geographical<br />

spread; knowledge <strong>and</strong> experience <strong>in</strong> water resource decisions; <strong>and</strong> ability to see more than one view<br />

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or perspective, regardless of their <strong>in</strong>dividual <strong>in</strong>terests. The requirement for knowledge <strong>and</strong> experience<br />

on water resource issues meant that there was significant representation of irrigation <strong>in</strong>terests where<br />

members of the farm<strong>in</strong>g community were – or had been – <strong>in</strong>volved <strong>in</strong> large-scale irrigation <strong>in</strong>itiatives.<br />

Interviews with 12 members of the reference group <strong>in</strong>dicated that tourism <strong>and</strong> social <strong>in</strong>terests were<br />

less well represented, <strong>and</strong> that there were very few women <strong>in</strong>volved. Additionally, Māori<br />

representation was not consistent because of the work load carried by those m<strong>and</strong>ated to speak on<br />

behalf of iwi. There were considerable positive outcomes of the reference group process, such as the<br />

build<strong>in</strong>g of social capital between participants, <strong>and</strong> constructive dialogue between those with<br />

economic or environmental <strong>in</strong>terests. However, the issue of fairness has been raised <strong>in</strong> several public<br />

fora where <strong>in</strong>dividuals questioned the selection of participants <strong>and</strong> the lack of transparency of the<br />

process. The literature relat<strong>in</strong>g to these fairness-related issues suggests that these k<strong>in</strong>ds of issues can<br />

affect public acceptance <strong>and</strong> support for the outcomes. Smith <strong>and</strong> McDonough (2001), for example,<br />

stress that ‘notification’ about who is participat<strong>in</strong>g is especially important where there is diversity <strong>and</strong><br />

geographical spread, <strong>and</strong> where natural resource decisions may take several years to make. The<br />

Canterbury Strategic <strong>Water</strong> Study is now <strong>in</strong> Stage 4 where an open strategy process will enable wider<br />

public participation.<br />

Incorporat<strong>in</strong>g fairness <strong>in</strong>to resource management decision-mak<strong>in</strong>g<br />

The development of this equity <strong>and</strong> fairness model has prompted us to th<strong>in</strong>k about how the concept of<br />

fairness could be <strong>in</strong>corporated <strong>in</strong>to resource management decision mak<strong>in</strong>g. There is:<br />

• A need for better underst<strong>and</strong><strong>in</strong>g of the significance of fairness issues outl<strong>in</strong>ed <strong>in</strong> the model.<br />

• A need to better articulate <strong>and</strong> underst<strong>and</strong> the social values of water which are also<br />

connected to what is perceived as fair or unfair. Emotions, feel<strong>in</strong>gs, perceptions <strong>and</strong> beliefs are<br />

i) difficult to articulate (especially <strong>in</strong> many Western cultures) ii) not given the chance to be<br />

articulated or iii) not often <strong>in</strong>cluded with<strong>in</strong> a rational decision-mak<strong>in</strong>g process.<br />

• A need for further research <strong>in</strong>to the health <strong>and</strong> well-be<strong>in</strong>g implications of fair or unfair<br />

resource management decisions. The literature on fairness <strong>in</strong> resource management decisionmak<strong>in</strong>g<br />

makes few specific l<strong>in</strong>ks with health <strong>and</strong> well-be<strong>in</strong>g issues. Some of the research that has<br />

been carried out discusses social well-be<strong>in</strong>g <strong>in</strong> terms of a community’s ability to respond<br />

collectively to challenges (Gross, 2007, Syme, Porter, Goeft & K<strong>in</strong>gton, 2006).<br />

• A need to create effective tools that can l<strong>in</strong>k this knowledge to policy. Explicit consideration<br />

of people’s emotional attachment to a river or other natural resources will be an important part of<br />

any consideration of fairness, <strong>and</strong> will add to decisions that reflect participative democracy <strong>and</strong><br />

contribute to the development of social capital. In our case-studies to date, we notice that<br />

stakeholder meet<strong>in</strong>gs often beg<strong>in</strong> with acknowledgement that water issues are emotive, but that<br />

the discussions need to put these emotive values aside, <strong>and</strong> focus on more “rational” issues.<br />

However, we believe that unless fairness issues <strong>and</strong> processes are considered <strong>and</strong> dealt with,<br />

solv<strong>in</strong>g water ‘problems’ will rema<strong>in</strong> extremely difficult.<br />

Miria Lange<br />

ESR<br />

miria.lange@esr.cri.nz<br />

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