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<strong>Factors</strong> Influencing <strong>Prefrontal</strong><br />

<strong>Cortical</strong> <strong>Development</strong> <strong>and</strong><br />

Behaviour<br />

<strong>Bryan</strong> <strong>Kolb</strong><br />

Canadian Centre for Behavioural Neuroscience<br />

University of Lethbridge


SPECIAL THANKS TO<br />

WENDY COMEAU<br />

ROBBIN GIBB<br />

GRAZYNA GORNY<br />

CANADIAN INSTITUTE FOR ADVANCED RESEARCH<br />

NSERC<br />

CIHR


OBJECTIVES<br />

1. Underst<strong>and</strong> organization of PFC<br />

2. Underst<strong>and</strong> prolonged PFC development<br />

3. Consider factors altering PFC development<br />

4. Recognize the prolonged <strong>and</strong> profound effects<br />

of early experience on brain functioning…


What is the prefrontal cortex?<br />

1. There is a region in all mammals that lies in<br />

front of the motor cortex <strong>and</strong> has a unique<br />

set of connections with the rest of the brain.<br />

2. The PFC increases in parallel with increases<br />

in sensory representations of the external<br />

world.<br />

3. There are multiple PFC regions.


What is the PFC?


How does the PFC do its job?<br />

Sensory input is to the brain is divided<br />

for object recognition <strong>and</strong> motor control.<br />

Conscious vs<br />

unconscious<br />

Past vs present


How does the PFC do its job?<br />

The prefrontal cortex combines the 2<br />

systems.<br />

Place <strong>and</strong> time<br />

Internal & external<br />

Past, present, future


How do we define PFC?<br />

1. Connections with dorsal medial<br />

nucleus of thalamus.<br />

2. Connections with amygdala.<br />

3. Dopamine input from VTA<br />

4. Other connetions


Rhesus Monkey<br />

Stipple area: MD projection field<br />

Gray area: Amygdala projection field<br />

DA projection similar to MD field


Is the human PFC special?<br />

The key difference between different mammalian<br />

species is the complexity <strong>and</strong> nature of the sensory<br />

representations of the world.<br />

The human brain has the most complex<br />

representation, in part related to language, <strong>and</strong><br />

thus the largest volume of PFC.<br />

Von Economo cells may be unique…


What does the PFC do?<br />

Temporal organization of behaviour:<br />

-ongoing record of sensory exp<br />

=working memory


What does the PFC do?<br />

Temporal organization of behaviour:<br />

-ongoing record of sensory exp<br />

-ongoing record of reafference<br />

=the importance of corollary discharge<br />

=ANS monitoring


What does the PFC do?<br />

Temporal organization of behaviour:<br />

-ongoing record of sensory exp<br />

-ongoing record of reafference<br />

-sensory selection<br />

=attention


What does the PFC do?<br />

Temporal organization of behaviour:<br />

-ongoing record of sensory exp<br />

-ongoing record of reafference<br />

-sensory selection<br />

-inhibition of competing impulses<br />

=organization of behavior


What does the PFC do?<br />

Temporal organization of behaviour:<br />

-ongoing record of sensory exp<br />

-ongoing record of reafference<br />

-sensory selection (attention)<br />

-inhibition of competing impulses<br />

-flexible to changing contexts<br />

=social behaviour; ; spontaneity;<br />

Some forms of learning


=role of reward- exogenous & endogenous<br />

What does the PFC do?<br />

Temporal organization of behaviour:<br />

-ongoing record of sensory exp<br />

-ongoing record of reafference<br />

-sensory selection (attention)<br />

-inhibition of competing impulses<br />

-flexible to changing contexts<br />

-monitoring of consequences


Examples of deficits of<br />

temporal control:<br />

Abnormal social & sexual behaviour<br />

Disorganization in planning, esp<br />

related to ordering behaviours<br />

Short-term term memory<br />

Loss of reward<br />

Loss of spontaneity<br />

Loss of autobiographical memory


What does this have to do<br />

with anything?<br />

1. <strong>Factors</strong> that alter PFC will fundamentally<br />

alter nearly all behaviour.<br />

2. Hebb’s (1949) premise:<br />

The PFC plays a fundamental role in<br />

the development of cognitive schemata.<br />

Thus, the PFC is more important in<br />

development than in adulthood.


Key Points<br />

1. The emergence of PFC processes<br />

is profoundly influenced by<br />

experience…<br />

2. <strong>Prefrontal</strong> development is<br />

prolonged until at least 20 yrs


But, not<br />

done until<br />

at least age<br />

20 years…


Correlation between brain growth <strong>and</strong> reduced<br />

gray matter density: RED means the biggest changes


Total Volume<br />

Gray Volume<br />

White Volume<br />

Ventricle Volume


<strong>Development</strong>al Surprises<br />

1. The OFC matures faster than the mPFC.<br />

2. The OFC matures faster in females than<br />

males (Bachevalier monkey studies)<br />

3. Effects of early PFC injury are different in<br />

mPFC <strong>and</strong> OFC <strong>and</strong> sexually dimorphic.


Measuring brain-behaviour<br />

behaviour<br />

relationships<br />

Functions of the brain can be inferred<br />

at many levels from behaviour to structure.<br />

I will focus on these two.


The <strong>Cortical</strong> Neuron<br />

Brain Plasticity:<br />

1. Pruning during<br />

development.<br />

2. Changing the<br />

wiring diagram…


A frontal lobe pyramidal<br />

neuron<br />

Synapse number can be estimated<br />

by knowing the length of the<br />

dendritic fields <strong>and</strong> the spine density.<br />

One key feature is that both measures<br />

can go up or down with experience -<br />

thus reflecting an increase or decrease in<br />

synapse number.<br />

These changes have implications for<br />

behavioural change..


Arnold Scheibel’s Story<br />

Cell Structure<br />

1. Complexity of<br />

computations<br />

2. Education<br />

3. Sex effect


Thus…<br />

When the brain changes, this is<br />

reflected in behavioural change.<br />

This change is known by names such<br />

as learning, memory, addiction,<br />

maturation, ageing, recovery,<br />

psychopathology, etc.


The principles of brain organization<br />

<strong>and</strong> development are similar for all<br />

mammals


<strong>Factors</strong> altering PFC development<br />

The developing PFC is altered by many<br />

pre- <strong>and</strong> postnatal events including:<br />

1. gonadal hormones<br />

2. stress<br />

3. Sensory <strong>and</strong> motor experience<br />

4. psychoactive drugs (e.g., nicotine, caffeine,<br />

antidepressants, <strong>and</strong> more…)<br />

5. Social relationships, including play<br />

6. Cognitive experience


Differences in<br />

<strong>Cortical</strong> plasticity


Hormones change more than genitals…


Gonadal hormones change more than the<br />

Genitals…<br />

Relative volume of cortical regions in women <strong>and</strong> men<br />

This means that females <strong>and</strong> males should behave differently!


Gonadal hormones have organizing effects on PFC<br />

<strong>Kolb</strong> & Stewart, 1991,<br />

J. Neuroendocrinology<br />

Males have more synapses<br />

in MF<br />

Females have more synapses<br />

in OF<br />

The effects are hormone-<br />

dependent.


<strong>Factors</strong> altering PFC development<br />

The developing PFC is altered by many<br />

Pre- <strong>and</strong> postnatal events including:<br />

1. gonadal hormones<br />

2. stress<br />

3. Sensory <strong>and</strong> motor experience<br />

4. psychoactive drugs (e.g., nicotine, caffeine,<br />

antidepressants, <strong>and</strong> more…)<br />

5. Social relationships, including play<br />

6. Cognitive experience


Early Experience alters stress axis<br />

Acute, mild<br />

stress<br />

Chronic stress<br />

OR high stress<br />

<strong>Development</strong> of<br />

Stress Reactivity<br />

Modest Stress<br />

Reactivity<br />

Reduced Risk for<br />

Disease<br />

Increased Stress<br />

Reactivity<br />

Increased Risk for Heart<br />

Disease, Type II Diabetes,<br />

Alcoholism, Affective Disorders,<br />

Brain Aging etc.


Adult Stress<br />

Altered PFC organization<br />

more synapses in OFC<br />

fewer in mPFC<br />

no change in other ctx<br />

regions<br />

Liston et al., J Neuroscience,<br />

2006


Prenatal Stress<br />

1. Smaller brains<br />

2. Altered PFC<br />

development<br />

fewer synapses in OFC<br />

fewer in mPFC<br />

no change in other regions<br />

Halliwell, Gibb & <strong>Kolb</strong>, in progress


So what?<br />

The changed structure of the PFC regions<br />

means that they will function differently…<br />

AND that they will respond to other<br />

experiences differently


Turning Gold into Lead<br />

The ACE (Adverse Childhood Experiences) Study.<br />

17,000+ middle-aged adults in USA<br />

Findings:<br />

1. ACEs are more common than recognized<br />

2. ACEs have a powerful relation to adult health<br />

50 yrs later.


Turning Gold into Lead<br />

Examples of ACEs:<br />

-family violence: spousal or child related<br />

-parental alcohol or drug addictions<br />

-sexual abuse<br />

-growing up in a household where someone is in jail<br />

-parental chronic depression or other ‘mental’ illness<br />

-loss of one parent for whatever reason


Outcomes after age 55<br />

1. 50% experienced at least one ACE <strong>and</strong> 25% had 2 ACEs<br />

6% had 4 ACEs<br />

MANY conditions are related to ACEs<br />

-smoking or other addictions<br />

-heart <strong>and</strong> lung disease<br />

-depression<br />

-diabetes<br />

-hypertension<br />

-macular degeneration<br />

-psoriasis<br />

-suicide (or attempted)<br />

-etc<br />

The increase in incidence varies from about 3X for smoking to<br />

50X for drug addiction <strong>and</strong> 50X for attempted suicide with 2+


Why?<br />

For at least some of the outcomes, it is<br />

Likely that there are changes in PFC <strong>and</strong> HPC<br />

that lead to bad decisions.<br />

Example, 5X increase in risk of sexual assault


A “Natural” Experiment:<br />

Romanian Orphans Adopted in UK, Canada,<br />

& USA


Romanian Communist<br />

Policy:1966 decree<br />

Raise productivity by increasing population<br />

Establishment of the MENSTRUAL POLICE - state<br />

gynecologists who conducted monthly checks of women of<br />

childbearing age who had not borne at least 5 children<br />

OUTLAWED all contraception <strong>and</strong> abortion<br />

RESULT: A national disaster.<br />

Parents could not afford to raise the children.<br />

Thous<strong>and</strong>s of children were turned over to the state<br />

to be raised in institutions.


A “Natural” Experiment:<br />

Romanian Orphans Adopted<br />

Children adopted after 6-12 mo of age show at 11 years:<br />

1. Abnormal brain development (e.g., small brain, low<br />

metabolic activity, abnormal EEG)<br />

2. Social <strong>and</strong> cognitive problems (e.g., IQ loss)<br />

3. High vulnerability to behavioural problems<br />

(e.g., ADHD, aggression)


<strong>Factors</strong> altering PFC development<br />

The developing PFC is altered by many<br />

Pre- <strong>and</strong> postnatal events including:<br />

1. gonadal hormones<br />

2. stress<br />

3. Sensory <strong>and</strong> motor experience<br />

4. psychoactive drugs (e.g., nicotine, caffeine,<br />

antidepressants, <strong>and</strong> more…)<br />

5. Social relationships, including play<br />

6. Cognitive experience


Shaping Brain <strong>Development</strong><br />

Complex Housing<br />

Postnatal<br />

Prenatal (even dads…)<br />

Brains are larger,<br />

have more connections<br />

The animals have<br />

enhanced cognitive<br />

<strong>and</strong> motor behaviour


Getting to the brain<br />

via the skin<br />

Postnatal Infant<br />

Prenatal<br />

Also can use a broad spectrum light…


What is the effect of the tactile stimulation?<br />

-Larger brain<br />

-More connections generally in cortex<br />

-Enhanced cognitive & motor performance<br />

-Changes in the genes turned ‘on’ <strong>and</strong> ‘off’<br />

(epigenetic changes)<br />

Conclusion: Experience can alter the production<br />

of proteins in the skin, which in turn<br />

can alter the PFC through effects on genes.


How does this work?<br />

Skin <strong>and</strong> brain are developmentally<br />

related <strong>and</strong> respond to the same<br />

factors such as<br />

FGF-2


And the point is?<br />

Think about parent-infant<br />

interactions.<br />

We return to this…


Does experience have the same effects<br />

at different times in life?<br />

NO!<br />

There are qualitative differences at<br />

different stages of life.<br />

There is something fundamentally<br />

different prenatally vs infancy vs<br />

juvenile vs adult<br />

One difference is gene expression…


Complex housing increases dendritic length at all ages<br />

Complex housing<br />

Par<br />

increases<br />

1 Dendritic Length<br />

dendritic length at all ages<br />

Mean Total Grid Crossings<br />

130<br />

120<br />

110<br />

100<br />

90<br />

80<br />

Lab<br />

Condo<br />

70<br />

60<br />

50<br />

40<br />

Young Adult Old


Complex housing alters spine density differently in young rats<br />

Complex housing Par alters 1 Terminal spine Tip Apical density Spinesdifferently in young rats<br />

7<br />

Lab<br />

Condo<br />

Mean Spines per 10 μm<br />

6<br />

5<br />

4<br />

3<br />

2<br />

Young Adult Old


Break Time?


<strong>Factors</strong> altering PFC development<br />

The developing PFC is altered by many<br />

Pre- <strong>and</strong> postnatal events including:<br />

1. gonadal hormones<br />

2. stress<br />

3. Sensory <strong>and</strong> motor experience<br />

4. . Psychoactive drugs<br />

5. Social relationships, including play<br />

6. Cognitive experience


Drug-induced behavioural sensitization<br />

The phenomenon whereby<br />

there is an escalating behavioral response to<br />

repeated administration of a constant dose of a<br />

psychomotor stimulant such as amphetamine,<br />

cocaine, or nicotine.


Similar Results are seen in mPFC but not<br />

in sensory or motor areas<br />

Similar results are seen with cocaine & nicotine.<br />

Caffeine produces somewhat different changes


BUT…<br />

The<br />

effects are exactly opposite in OFC!


Thus,<br />

Psychoactive drugs are chronically altering the<br />

the PFC <strong>and</strong> are changing the PFC in an<br />

areal-dependent manner.<br />

This must be important in underst<strong>and</strong>ing PFC<br />

function <strong>and</strong> dysfunction.<br />

Recall that hormones also have different effects<br />

on n the two regions…


The drug-induced changes are not trivial:<br />

NAcc = 37% increase in total synapses per neuron<br />

PFC = 19% increase in total synapses per pyramidal neuron<br />

OFC = 20% decrease in total synapses per pyramidal neuron


Is this just about stimulants?<br />

NO!!<br />

Morphine<br />

THC<br />

PCP<br />

Fluoxetine (prozac)<br />

Valium<br />

Antipsychotics<br />

But the pattern of changes is drug-unique.<br />

unique.


What about development?<br />

Ritalin <strong>and</strong> amphetamine produce the same<br />

changes in the developing brain EXCEPT there<br />

are NO changes in N.Acc, , just the PFC. This is<br />

like THC in adults.<br />

Experience interacts with the drug effects<br />

differently in young <strong>and</strong> mature animals.


Are there long-term consequences?<br />

1. Pathology of brain <strong>and</strong> behaviour.


There is a pathological<br />

appearance to PFC neurons<br />

in rats that self-administer<br />

cocaine.<br />

Such animals show behavioural<br />

impairments on PFC-related<br />

behavioural tasks.


How might the changes be related to the<br />

maladaptive behaviour of addicts?<br />

1. The pathology in PFC function may<br />

suggest that addicts fail to have insight<br />

into their behavior because of abnormal<br />

PFC functioning.<br />

2. The changes in orbital cortex would be<br />

consistent with poor social judgements &<br />

loss of inhibition.


Are there long-term consequences?<br />

1. Pathology of brain <strong>and</strong> behaviour.<br />

2. Both ritalin <strong>and</strong> amphetamine as juveniles<br />

produce deficits in learning of PFC-related<br />

tasks in adulthood.<br />

(But the rats are not ADHD.)


Drugs <strong>and</strong> later experience<br />

Drug Treatment + = ?<br />

OR does experience alter the effects of drugs<br />

OR do the two interact given simultaneously


Are there long-term consequences?<br />

1. Pathology of brain <strong>and</strong> behaviour.<br />

2. Both ritalin <strong>and</strong> amphetamine as juveniles<br />

produce deficits in learning of PFC-related<br />

tasks in adulthood.<br />

3. Amphetamine, cocaine & nicotine block later<br />

experience-dependent plasticity in adulthood<br />

<strong>and</strong> development.<br />

(REMEMBER: age-related differences)


What about prenatal effects?<br />

According to NIDA,<br />

25% of pregnant moms smoke<br />

10% of pregnant moms drink alcohol<br />

Close 100% of pregnant moms consume caffeine


Drug Effects in Developing Brain<br />

1. Ritalin: mPFC hypertrophy; abnormal<br />

play; abnormal cognition<br />

2. Prenatal Fluoxetine (Prozac):<br />

generalized atrophy of cortical<br />

neurons<br />

3. Antipsychotics: Specific atrophy<br />

of PFC & NAcc neurons<br />

Remember: these rats were “normal”


<strong>Factors</strong> altering PFC development<br />

The developing PFC is altered by many<br />

Pre- <strong>and</strong> postnatal events including:<br />

1. gonadal hormones<br />

2. stress<br />

3. Sensory <strong>and</strong> motor experience<br />

4. psychoactive drugs (e.g., nicotine, caffeine,<br />

antidepressants, <strong>and</strong> more…)<br />

5. Social relationships<br />

6. Cognitive experience


Social Relationships<br />

1. Play partners<br />

2. Parent-infant interactions


All mammals have play<br />

behaviour with rules


Little Play: Adult + Juvenile<br />

Enriched Play: 4 Juveniles<br />

Bell, Pellis & <strong>Kolb</strong>, in progress<br />

Limited Play: 2 Juveniles


Sibling play = more complex OFC<br />

Adult “play” = more complex mPFC


<strong>Factors</strong> <strong>influencing</strong> play behavior<br />

1. Play partners<br />

2. OFC injury= failure to underst<strong>and</strong> rules<br />

3. Stress= reduce play initiation<br />

4. Drugs= e.g., Ritalin effects similar to<br />

PFC injury.<br />

Conclusion:<br />

Play fundamentally alters brain<br />

development.<br />

Anything that changes play will alter brain<br />

development - <strong>and</strong> other behaviours.


Parents change us too…<br />

All mammals show a large within-species<br />

range in contact time…


Social Relationships<br />

There is about a 6 hr difference at the ends of<br />

the continuum of parent-infant contact.<br />

Our working hypothesis is that this alters PFC<br />

development via the effects of contact.


<strong>Factors</strong> altering PFC development<br />

The developing PFC is altered by many<br />

Pre- <strong>and</strong> postnatal events including:<br />

1. gonadal hormones<br />

2. stress<br />

3. Sensory <strong>and</strong> motor experience<br />

4. psychoactive drugs (e.g., nicotine, caffeine,<br />

antidepressants, <strong>and</strong> more…)<br />

5. Social relationships, including play<br />

6. Cognitive experience


Early learning alters PFC<br />

development<br />

Example: Train juveniles on PFC-<br />

Dependent tasks = increased synapses in<br />

mPFC <strong>and</strong> OFC.


What about other developmental<br />

Disorders?<br />

1. Schizophrenia<br />

Weinberger model: transient hippocampal perturbation<br />

-PFC related behavioural abnormality<br />

-mPFC cell atrophy<br />

-OFC hypertrophy<br />

-NAcc atrophy


Schizophrenia Model<br />

Weinberger/Lipska model<br />

-neonatal HPC perturbations<br />

-mPFC-like abnormalities in behaviour<br />

-PET shows drop in activation in DL PFC<br />

Dendrites?<br />

mPFC & N.Acc. Atrophy<br />

OFC hypertrophy


What about other developmental<br />

Disorders?<br />

2. Genetic predispositions


Fast VS Slow Kindlers<br />

FAST (kindling prone) rats act like juvenile<br />

rats indefinitely.<br />

e.g., play behaviour, activity, impulsivity,<br />

reduced fear<br />

SLOW rats act like mature rats even as juveniles.


FAST vs SLOW<br />

Although there Are<br />

no differences in<br />

sensory or motor areas, there was a clear<br />

mPFC vs OFC difference.<br />

mPFC: : FAST>SLOW<br />

OFC: SLOW>FAST<br />

Relationship to juvenile behaviour of the FAST?<br />

Note that the pattern is like the sex difference…<br />

Note that the pattern is like psychomotor stims


Conclusions<br />

1. The PFC is fundamental to the<br />

organization of complex behaviours.<br />

2. PFC development is prolonged.<br />

3. PFC development is profoundly<br />

altered by a wide range of experiences<br />

4. Changes in PFC development plays a<br />

key role in underst<strong>and</strong>ing both<br />

normal & abnormal behaviour.

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