Peirce/Marx: Dialogue between Pragmatism and Marxism - Left Curve
Peirce/Marx: Dialogue between Pragmatism and Marxism - Left Curve
Peirce/Marx: Dialogue between Pragmatism and Marxism - Left Curve
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Published in <strong>Left</strong> <strong>Curve</strong> no. 37 (2013)<br />
www.leftcurve.org<br />
<strong>Peirce</strong>/<strong>Marx</strong>: Project for a <strong>Dialogue</strong><br />
<strong>between</strong> <strong>Pragmatism</strong> & <strong>Marx</strong>ism<br />
E. San Juan, Jr.<br />
If we can trust to the lessons of the history of the human mind, of the history of habits of life, development does<br />
not take place chiefly by imperceptible changes but by revolutions... That habit alone can produce development I do<br />
not believe. It is catastrophe, accident, reaction which brings habit into an active condition <strong>and</strong> creates a habit of<br />
changing habits.—Charles S<strong>and</strong>ers <strong>Peirce</strong>, The New Elements of Mathematics, ed. by Carolyn Eisele<br />
(Atlantic Highl<strong>and</strong>s, NJ: Humanities Press, 1979): 142.<br />
Why <strong>Peirce</strong> <strong>and</strong> <strong>Marx</strong>? But why not? As we<br />
approach the centennial of the Bolshevik Revolution <strong>and</strong><br />
the death anniversary of the United States’s most insightful<br />
philosopher Charles S<strong>and</strong>ers <strong>Peirce</strong> (1839-1914), it<br />
might be a wise ecumenical gesture to review the fraught,<br />
even contentious, relation <strong>between</strong> <strong>Marx</strong>ism <strong>and</strong> pragmaticism.<br />
A precautionary word: I use <strong>Peirce</strong>’s “ugly”<br />
rubric “pragmaticism” to distinguish it from the vulgarized<br />
co-opted use of the term to classify the world-views<br />
of William James, John Dewey, Richard Rorty, <strong>and</strong> latter-day<br />
saints of neoconservative instrumentalism. Indeed<br />
postmodern neopragmatism—despite Cornel West’s<br />
(1993) conciliatory defense—serves today as the ideology<br />
of globalized predatory capitalism par excellence. <strong>Peirce</strong><br />
who subtly denounced U.S. imperialist annexation of the<br />
Philippines in 1899 would be appalled by Rorty’s unconscionable<br />
jingoist ethnocentrism.<br />
Early on <strong>Peirce</strong> felt sc<strong>and</strong>alized that he had become<br />
an overnight celebrity due to James’s popularization of<br />
selected formulas <strong>and</strong> idioms ostensibly derived from<br />
<strong>Peirce</strong>. In 1878, <strong>Peirce</strong> qualified the Cartesian requirement<br />
for ideas to be clear <strong>and</strong> distinct with a third criterion<br />
for propositions to be meaningful, namely, practical<br />
consequences. The phrase “practical consequences” (in<br />
the sense of a guide to future practice, not current usefulness<br />
for private ends) has become the source of persistent<br />
misconstruals. <strong>Peirce</strong> stated: “Consider what effects,<br />
which might conceivably have practical bearings, we conceive<br />
the object of our conception to have. Then our<br />
conception of these effects is the whole of our conception<br />
of the object” (1998, 146). In one of his last caveats on<br />
how to interpret the maxim, he stipulated that the elements<br />
of every concept in logical thought enter "at the<br />
gate of perception <strong>and</strong> make their exit at the gate of purposive<br />
action" (998, 241) or "controlled conduct" with<br />
an ethical rationality. In this context, John Dewey's term<br />
"instrumentalism" is not only rebarbative but inappropriate<br />
for <strong>Peirce</strong>'s world-view.<br />
In the widely-quoted <strong>Pragmatism</strong>, William James<br />
offered a cheap psychological fix: “Ideas become true just<br />
so far as they help us get into satisfactory relations with<br />
other parts of our experience” (1955, 12). This is a feelgood<br />
recipe for mass consumption. James’s valorization<br />
of self-centered expediency or pivate utility compelled<br />
<strong>Peirce</strong> to disclaim any complicity with it. The lesson<br />
seems clear. We need to rectify not only our terms<br />
but also their references or designata, better yet, their<br />
interpretants if we hope to rescue pragmaticism from<br />
transmogrification, <strong>and</strong> re-establish a fruitful dialogic<br />
transaction <strong>between</strong> these two streams of radical or nonconformist<br />
thought.<br />
Amateur of Suspicion<br />
Suspicion if not outright hostility has characterized<br />
the participants of this dialogue. Obviously the task of<br />
comparison cannot be done outside already sedimented<br />
parameters, doctrinally charged contexts, <strong>and</strong> polemical<br />
presuppositions. One can try only at the risk of exacerbating,<br />
or even confounding, the motives <strong>and</strong> goals of<br />
such a dialogue. Perhaps the most provocative scholarly<br />
review of this fraught relation to date was Brian Lloyd’s<br />
<strong>Left</strong> Out: <strong>Pragmatism</strong>, Exceptionalism, <strong>and</strong> the Poverty of<br />
American <strong>Marx</strong>ism 1890-1922 (1997), which aroused<br />
predominanly adversarial reactions. Obviously Lloyd<br />
restricted himself only to a limited period <strong>and</strong> wellknown<br />
protagonists, not even seriously engaging with<br />
<strong>Peirce</strong>’s theses <strong>and</strong> arguments. As Michael Denning correctly<br />
remarked, Lloyd begged the question of pragmatism’s<br />
originality by subjecting the “theoretical acumen”<br />
of one of its applications, Debsian socialist program, to<br />
the “litmus tests of the European war <strong>and</strong> the Bolshevik<br />
Revolution.” Lacking the historical specificities grounding<br />
the emergence of such phenomena as revolutionary<br />
industrial unionism, Veblen, radical Darwinism, etc.,<br />
Lloyd failed to explain the exact measure in which such<br />
theories acquired their rationale from the interplay of<br />
100
social forces, intellectuals, <strong>and</strong> historical legacies. That is<br />
why Lloyd excludes such players as W.E.B. Du Bois <strong>and</strong><br />
C.L.R. James in his narrative of anti-capitalist ideas <strong>and</strong><br />
movements, not to speak of late-nineteenth century anticolonialists<br />
such as the Filipino Isabelo de los Reyes <strong>and</strong><br />
the Cuban Jose Marti.<br />
Right off, I should warn the reader that I am not<br />
concerned here with elaborating on the virtues or inadequacies<br />
of Lloyd’s work (which deserves a separate essay).<br />
The point simply is to underscore the importance of this<br />
heuristic attempt to find analogues, if not echoes, of<br />
materialist dialectics in <strong>Peirce</strong>’s speculations. A cognate<br />
enterprise focused on a single figure which may profitably<br />
be compared with Lloyd is Christopher Phelps’<br />
Young Sidney Hook: Pragmatist <strong>and</strong> <strong>Marx</strong>ist (1997). Again,<br />
I will refer to Hook only insofar as his inflection of pragmatist<br />
motifs might be useful in demarcating it from<br />
<strong>Peirce</strong>’s innovative proposals..<br />
This schematic mapping also involves the more troubling<br />
question of <strong>Marx</strong>ism <strong>and</strong> its historical interpretation<br />
<strong>and</strong> concrete realization. This pertains to the<br />
multiple marxisms, not just “Western <strong>Marx</strong>ism” (Lukács,<br />
Gramsci, Adorno). Aside from disavowing any longing<br />
for some authentic or true marxism, I believe something<br />
can be gained by socialist militants becoming familiar<br />
with <strong>Peirce</strong>’s semiotics <strong>and</strong> the value of his normative<br />
realism in the critique of fashionable Nietzschean/<br />
Heideggerian avantgardism, for example, or its parodies.<br />
We cannot escape Karl Korsch’s advice that <strong>Marx</strong>ism be<br />
grasped as centered on historical specification (1971).<br />
This coincides with Lukács’ own insight that <strong>Marx</strong>ism<br />
is really the unity of theory <strong>and</strong> practice hinging on<br />
the dialectical/historical method of analyzing systemic<br />
change (1971). Neither Lenin’s axioms nor the Bolshevik<br />
paradigm can serve as the universal measure of the<br />
potential value of <strong>Peirce</strong>’s original discoveries. Nor can<br />
the failures of its alleged proponents be considered decisive<br />
in spelling the end of a complex research program<br />
first envisioned by <strong>Peirce</strong> as the clarification of meaning<br />
or of the purport of propositions claiming to be substantive<br />
knowledge (on the <strong>Peirce</strong>an linkage of theory <strong>and</strong><br />
praxis, see Apel 1995).<br />
We are engaged here with the history of ideas/theories<br />
in their historical grounding <strong>and</strong> sociopolitical resonance.<br />
Just as <strong>Marx</strong> sought to fuse theory <strong>and</strong> practice,<br />
dismantling the conventional disjunction of traditional<br />
materialism <strong>and</strong> pietistic idealism, <strong>Peirce</strong> conceived his<br />
task as a singular if necessary one: it is that of defining<br />
the proper vocation of the philosopher/public intellectual<br />
as the discoverer of testable knowledge by a community<br />
of inquirers. To put it another way, it is essentially the<br />
resolution of philosophy’s salient <strong>and</strong> enduring problems<br />
by reconstructing the foundations of logic, of the scientific<br />
method, within an evolutionary communal perspective.<br />
By the same token, pragmatism also has to be judged<br />
in terms of historical specificity <strong>and</strong> local efficacity. Its<br />
practictioners, from <strong>Peirce</strong> <strong>and</strong> James to Dewey, Mead,<br />
<strong>and</strong> others, need to be framed in the historical context of<br />
the cultural, political <strong>and</strong> economic conflicts of their<br />
times, that is, the concrete contradictions in the U.S.<br />
social formation within the global historical process.<br />
Accordingly, our itinerary will be tentative <strong>and</strong> provisional,<br />
treated basically as steps in the interminable road of<br />
inquiry, heeding <strong>Peirce</strong>'s slogan not to block that road.<br />
Expelled from the Orthodox Sanctuary<br />
We might inquire less on how pragmatism became<br />
the object of attack by <strong>Marx</strong>ist critics as on what key<br />
ideas seem most objectionable. A history of misconstruals<br />
can eventually be drawn up after sketching the “bones of<br />
contention.” Elaborations of these crucial anathemas <strong>and</strong><br />
oppositions may be cited here. Apart from the somewhat<br />
inept condemnation of pragmatism as a “philosophy of<br />
imperialism” mounted by Harry K. Wells in 1954, one<br />
may cite the Trotskyite George Novback’s treatise,<br />
“Dialectical Materialism vs. <strong>Pragmatism</strong>: The Logic of<br />
John Dewey” (1974; later published as a book in 1975)<br />
<strong>and</strong> the orthodox British <strong>Marx</strong>ist’s Maurice Conforth’s<br />
Science Versus Idealism: In Defense of Philosophy against<br />
Positivism <strong>and</strong> <strong>Pragmatism</strong> (1962; reprinted in 1975).<br />
As late as 1976, John Hoffman lumps pragmatism as a<br />
species of “subjective idealism” (145) similar to empiricism,<br />
phenomenalism, <strong>and</strong> positivism. This is long after<br />
the 1967 publication of Karl-Otto Apel's judicious summing-up<br />
of <strong>Peirce</strong>'s philosophy <strong>and</strong> its refutation of<br />
neopositivism <strong>and</strong> crude empiricism ascribed to <strong>Peirce</strong>. A<br />
survey of the attacks against pragmatism as consolidated<br />
in John Dewey’s instrumentalism, but also implicating<br />
William James, will be attempted on another occasion.<br />
For a start, let us look at the definition given by the<br />
Soviet authorities. The 1967 edition of A Dictionary of<br />
Philosophy, edited by M. Rosenthal <strong>and</strong> P. Yudin, sets a<br />
st<strong>and</strong>ard for delimiting pragmatism as subjective idealism<br />
or obscurantism. <strong>Peirce</strong> is charged for being responsible<br />
for the principle of determining the value of truth by “its<br />
practical utility.” To William James is ascribed the practice<br />
of solving philosophical disputes “by means of comparing<br />
‘practical consequences; truth, for pragmatists, is<br />
‘what works best in the way of leading us, what fits every<br />
part of life best <strong>and</strong> combines with the collectivity of<br />
experience’s dem<strong>and</strong>s” (1967, 357). The tendentious<br />
manner of quoting is revealing. The Soviet authors further<br />
ascribe a subjectivist underst<strong>and</strong>ing of practice <strong>and</strong><br />
truth to pragmatists, making a concept an instrument of<br />
action (Dewey) <strong>and</strong> “cognition as the sum total of subjective<br />
truths,” as in the humanism of British philosopher<br />
F.C.S. Schiller. The Dictionary posits the belief that pragmatists<br />
uphold the “subjective interests of the individual,”<br />
which are equated with “practical utility.” The<br />
pragmatists are labelled “radical empiricists,” identifying<br />
objective reality with experience in which subject <strong>and</strong><br />
object are permanently disjoined <strong>and</strong> polarized.<br />
The Soviet text thus indicts pragmatism as subjectivist<br />
because it limits truth to practical utility viewed<br />
101
from an individualist optic, from crass expediency. James<br />
is dismissed as an open irrationalist, Dewey a covert<br />
one who regards the laws <strong>and</strong> forms of logic as useful<br />
fictions. The brunt of the charge is uncompromising:<br />
“<strong>Pragmatism</strong> subscribes to meliorism in ethics, while in<br />
sociology it varies from the cult of “outst<strong>and</strong>ing individuals”<br />
(James) <strong>and</strong> apology for bourgeois democracy<br />
(Dewey) to an outright defence of racism <strong>and</strong> fascism<br />
(F.C.S. Schiller)” (1967, 358). Sidney Hook is then<br />
charged for anti-communism, for his “experimental naturalism.”<br />
Other manifestations are condemned: C.W.<br />
Morris’ semantic idealism, P. W. Bridgman’s operationism<br />
(sic) , <strong>and</strong> the equally reprehensible logical formalism<br />
of C.I. Lewis, R. Carnap <strong>and</strong> W. Quine. Finally<br />
the Soviet experts conclude that pragmatism has given<br />
way to neo-positivism <strong>and</strong> religion as the dominant influence<br />
on the spiritual life of the United States.<br />
A clue to the stubborn fixation on characterizing<br />
pragmatism as subjectivism may be found in the entry on<br />
<strong>Peirce</strong> in the Dictionary. <strong>Peirce</strong> allegedly decreed the law<br />
that “the value of an idea lies in its practical results”<br />
(1967, 335). And because results are identified with sensations,<br />
<strong>Peirce</strong> becomes a follower of Berkeley. This subjective-idealist<br />
theory of knowledge is then tied to the<br />
three methods of pragmatism: the methods of persistence,<br />
of authority, <strong>and</strong> the scientific method. The last<br />
statement was a blatant error, so it was omitted in the<br />
1984 reprint. Finally, the authors acknowledge that<br />
<strong>Peirce</strong> also worked out an objective-idealist theory of<br />
development based on the principle of “chance” <strong>and</strong><br />
“love” as guiding forces. Nonetheless <strong>Peirce</strong> is credited<br />
with having made significant contributions to semiotics,<br />
the theory of probability <strong>and</strong> the logic of relations.<br />
Genealogy of Distortions<br />
How the Soviet experts can completely mis-read<br />
<strong>Peirce</strong>’s texts, may be clarified by examining the possible<br />
source of this muddle. In his polemic <strong>Pragmatism</strong>:<br />
Philosophy of Imperialism, Harry K. Wells identified the<br />
three methods of fixing belief that <strong>Peirce</strong> outlined as<br />
those of pragmatism. Clearly <strong>Peirce</strong> rejected the first two<br />
traditional methods, tenacity <strong>and</strong> authority, <strong>and</strong> proposed<br />
the third, the method of science. But Wells dismissed this<br />
as demagogy <strong>and</strong> solipsism, charging <strong>Peirce</strong> with positivism.<br />
This tack is often repeated in numerous “<strong>Marx</strong>ist”<br />
judgments of pragmatism implicating <strong>Peirce</strong>’s early essays<br />
of 1877-78, “The Fixation of Belief” <strong>and</strong> “How To Make<br />
Our Ideas Clear” (1998), without reference to the more<br />
substantial expositions of pragmaticism in the last<br />
decades of his life.<br />
<strong>Peirce</strong>'s pragmaticism needs to be historically specified<br />
to distinguish the early nominalist leanings <strong>and</strong> the<br />
later realist conviction. His early formulations (expressed<br />
originally in those two foundational essays but modified<br />
later in 1903 Harvard Lectures on pragmatism) seem to<br />
be so enigmatic that they generate the opposite of what<br />
they purport to convey. When <strong>Peirce</strong> argues that scientific<br />
beliefs depend on “some external permanency” not<br />
dependent on any single individual consciousness, Wells<br />
interprets this as a denial of the objective material world.<br />
When <strong>Peirce</strong> asserts that “Reality, like every other quality,<br />
consists in the peculiar sensible effects which things<br />
partaking of it produce…” <strong>and</strong> that in turn “cause belief”<br />
when reworked in consciousness, Wells accuses <strong>Peirce</strong> of<br />
reducing reality to a belief or a habit of action in which<br />
“we act as though a thing were real” (1954, 37). While<br />
<strong>Peirce</strong> was striving to emphasize that reality does not<br />
depend on individual interest, Wells adamantly insists<br />
that <strong>Peirce</strong> was proposing a “doctrine of sheer expediency<br />
in means <strong>and</strong> ends, the doctrine that the end justifies<br />
the use of any means” (39). Such distortions are typical,<br />
replicated <strong>and</strong> inflected in various ways.<br />
One would think that after a decade or more,<br />
<strong>Peirce</strong>’s ideas would finally receive a more intelligent<br />
reading. The highly acclaimed <strong>Marx</strong>ist thinker Leszek<br />
Kolakowski follows the trend of labeling <strong>Peirce</strong> a positivist<br />
<strong>and</strong>, more flagrantly, a nominalist. He focuses on<br />
<strong>Peirce</strong>’s pragmatic test of meaning. The meaning of any<br />
statement lies in “what practical consequences it involves.<br />
<strong>Peirce</strong> explicitly goes so far as to say that the meaning of<br />
a judgment is entirely exhausted in its practical consequences”<br />
(1968, 151). But practical testability did not<br />
constitute truth, Kolakowski explains, since for <strong>Peirce</strong>,<br />
truth was “a relation of correspondence <strong>between</strong> judgments<br />
<strong>and</strong> actual states of affairs” which empirical criteria<br />
help humans to discover. While correctly estimating<br />
<strong>Peirce</strong> as chiefly concerned with “perfecting knowledge,<br />
not with its possible immediate benefits,” Kolakowski<br />
insists that <strong>Peirce</strong>’s denial of essences or any authentic<br />
reality behind phenomena distinguish him as a positivist,<br />
a “champion of scientism,” who holds that all questions<br />
that cannot be settled by the natural <strong>and</strong> deductive sciences<br />
be ignored or relegated to the realm of nonsense.<br />
This is directly contradicted by <strong>Peirce</strong>'s belief that "our<br />
logically controlled thoughts compose a small part of the<br />
mind (1998, 241). The fact is that <strong>Peirce</strong> posited in<br />
Firstness the source of inexhaustible qualities, not a<br />
Kantian incognizable essence but a real generality retroducted<br />
or abducted by intersubjective communication<br />
(Habermas 1971, 135-37). This is the cognizable reality<br />
behind primitive sense-data which by inference become<br />
perceptual judgments, the outcome of intellectual operations.<br />
Moreover, <strong>Peirce</strong> emphasized that the act of conceiving<br />
effects translatable into habits of action allows<br />
"any flight of imagination, provided this imagination<br />
ultimately alights upon a possible practical effect" (1998,<br />
235), with the imagination operative in the "general purposiveness"<br />
of action immanent in the category of<br />
Thirdness.<br />
Why was <strong>Peirce</strong> engaged in examining the formation<br />
of beliefs (rules of action), habits of action, the interface<br />
<strong>between</strong> rationality <strong>and</strong> conduct? Kolakowski cannot reconcile<br />
the larger ethical <strong>and</strong> political implications of<br />
<strong>Peirce</strong>’s inquiry, a task fully explored by the German<br />
102
philosophers Apel (1967; 1995) <strong>and</strong> Jurgen Habermas<br />
(1971). Nonetheless, Kolakowski concludes that in his<br />
theory of meaningfulness, <strong>Peirce</strong> belongs to the school<br />
of the Vienna logical positivists, associating him with<br />
Bertr<strong>and</strong> Russell, Alfred Ayer, <strong>and</strong> the early Ludwig<br />
Wittgenstein. Ayer, however, astutely separates James's<br />
notion of the “cash value” of words evoking sense-experiences<br />
from <strong>Peirce</strong>'s scientific st<strong>and</strong>ards of fixing the<br />
meaning of words based on publicly repeatable procedures<br />
<strong>and</strong> evolving changes in our apprehension of the<br />
laws of nature (1982). However, this is not merely<br />
abstract formal verification as performed by the Vienna<br />
School <strong>and</strong> their followers; it involves prediction of outcomes<br />
of possible action, with social values <strong>and</strong> purposes<br />
invested in the logical clarification of meanings. As<br />
Kaplan puts it, pragmatist knowledge is not just a record<br />
of the past but “a reconstruction of the present directed<br />
toward fulfillments in the emerging future” (1961, 27).<br />
Specifying <strong>Peirce</strong>’s Pragmaticism<br />
Before proceeding further in correcting wrong<br />
construals <strong>and</strong> one-sided glosses, let us review the fundamental<br />
theorems behind Pierce’s pragmaticist intervention.<br />
The distinctive feature of <strong>Peirce</strong>’s theoretical stance<br />
is his affirmation of the reality of generals, of concepts<br />
that enable thought <strong>and</strong> the production of knowledge.<br />
This conviction regarding real general forces <strong>and</strong> objects<br />
constitutes <strong>Peirce</strong>’s realism (of the moderate kind aligned<br />
with the scholastic realism of Duns Scotus). He describes<br />
his position thus: “No collection of facts can constitute a<br />
law, for the law goes beyond any accomplished facts <strong>and</strong><br />
determines how facts that may be, but all of which never<br />
can have happened, shall be characterized. There is no<br />
objection to saying that a law is a general fact, provided<br />
that it be understood that the general has an admixture of<br />
potentiality, so that no congeries of actions here <strong>and</strong> now<br />
can ever make a general fact” (1.420). For <strong>Peirce</strong>, “What<br />
anything really is, is what it may finally come to be<br />
known to be in the ideal state of complete information,<br />
so that reality depends on the ultimate decision of the<br />
community” of inquirers (5.316). In the key notion of<br />
“potentiality,” which functions in <strong>Peirce</strong>’s analysis of the<br />
shifting roles of chance <strong>and</strong> determination, one may discern<br />
the motive-force of change, novelty, <strong>and</strong> sociohistorical<br />
transformations in people’s lives. Not only is the<br />
new always in the process of emerging; movements in<br />
reality are prefigured <strong>and</strong> anticipated in the deployment<br />
<strong>and</strong> articulation of signs.<br />
This realism is diametrically opposed to nominalism<br />
which characterizes the foundational platform of positivists,<br />
idealists, neopragmatists. The nominalists are<br />
concerned only with particulars, dismissing generals or<br />
universal concepts as mere names, arbitrary fictions useful<br />
for language-games. Thus for nominalists there is no<br />
such thing as beauty or virtue, only particulars with properties<br />
that can be designated beautiful or virtuous. Facts,<br />
events, objects are entirely disconnected, for the nominalists;<br />
only the mind unites them. This also explains the<br />
voguish rejection by deconstructionists <strong>and</strong> transnationlizing<br />
scholars of all generalities stigmatized as essentialism<br />
or universalism, or any claim to discovering<br />
knowledge applicable to societies across a range of cultures,<br />
times <strong>and</strong> places. An agnostic relativism ensues,<br />
with its attendant politics of nihilism or opportunism, at<br />
best of charitable pluralism <strong>and</strong> its latter incarnation,<br />
humanitarian imperialism (the refurbished version of the<br />
old “civilizing mission” of European empires).<br />
But how do we define a concept? <strong>Peirce</strong> holds that<br />
if we act in a certain manner, then we will have certain<br />
experiences providing ideas—the practical result; these<br />
ideas constitute the meaning of the concept or general<br />
being defined. According to <strong>Peirce</strong>: “In order to ascertain<br />
the meaning of an intellectual conception one should<br />
consider what practical consequences might conceivably<br />
result by necessity from the truth of that conception, <strong>and</strong><br />
the sum of these consequences will constitute the entire<br />
meaning of the conception” (5.9). Note that “consequences”<br />
here simply means the process of connecting<br />
antecedents <strong>and</strong> consequents; the sum-total of those connections,<br />
sense-experiences eventually arranged into<br />
beliefs <strong>and</strong> habits of action, will enable the discovery of<br />
the relation <strong>between</strong> general ideas <strong>and</strong> reality (outside of<br />
any one’s mind), which <strong>Peirce</strong>’s realism privileges as the<br />
goal of experimental inquiry.<br />
<strong>Peirce</strong>’s realism underlies his theory of the scientific<br />
method. In this way belief is fixed by the pressure of reality,<br />
not our consciousness, by means of publicly observable<br />
modes of investigation leading to some agreement, a<br />
social consensus. This socialized cooperative endeavor<br />
ultimately leads to the achievement of “concrete reasonableness.”<br />
It advances knowledge <strong>and</strong> the human control<br />
of the social <strong>and</strong> natural environments. To be sure, the<br />
charge of subjectivism immediately dissolves when we<br />
bear in mind <strong>Peirce</strong>’s stricture: “The real is that which is<br />
not whatever we happen to think, but is unaffected by<br />
what we may think of it” (8.12). This coincides with the<br />
<strong>Marx</strong>ist principle of epistemic realism, with theory as<br />
"empirically controlled retroduction of an adequate<br />
account of the structures producing the manifest phenomena<br />
of socioeconomic life" (Bhaskar 1983, 434).<br />
Knowing what is true is then not a result of copying of<br />
appearances (the reflectionist or correspondence view of<br />
truth) but a product of a process of systematic inquiry.<br />
Theory, the field of generals for <strong>Peirce</strong>, involves the<br />
making of hypothesis, more precisely abduction (the<br />
pragmatic maxim, in short) as the positing of universal<br />
propositions about structures (generals) inferred from<br />
perceptual judgments in experience (more on abduction<br />
later).<br />
Always Historicize<br />
Realism (inflected as naturalism <strong>and</strong> materialism)<br />
embraces both epistemology <strong>and</strong> a research program,<br />
103
<strong>Peirce</strong>'s "logic of inquiry." Antithetical to Alex Callinicos'<br />
(1985) claim that <strong>Marx</strong>'s realism holds that reality is<br />
independent of all interpretive activity, the second thesis<br />
on Feuerbach proclaims that "the question whether<br />
objective truth can be attributed to human thinking is<br />
not a question of theory but a practical question" (<strong>Marx</strong>-<br />
Engels 1978, 144). <strong>Marx</strong> concurs with <strong>Peirce</strong> provided<br />
"practice" is broadened to include the whole repertoire<br />
of logical-semiotic experimentation, with its ethical <strong>and</strong><br />
aesthetic resonance. Both <strong>Marx</strong> <strong>and</strong> <strong>Peirce</strong> recognized an<br />
objective reality independent of consciousness, but they<br />
also subscribed to the historicity of knowledge.<br />
Analogous to <strong>Marx</strong> <strong>and</strong> Engel's reliance on organic<br />
intellectuals of the proletariat, <strong>Peirce</strong> also emphasized the<br />
community of knowledge-seekers, not solitary geniuses,<br />
committed to the pursuit of knowledge. It is a collective<br />
project sustained by publicly shared results <strong>and</strong> the fallible<br />
process of verification: “The opinion which is fated<br />
to be ultimately agreed to by all who investigate is what<br />
we mean by the truth, <strong>and</strong> the object represented in this<br />
opinion is the real” (5.407). Truth then is the outcome of<br />
social agreement, subject to the test of falsifiability, <strong>and</strong><br />
open to correction; a truth-claim refers to the real, to<br />
objective reality. <strong>Peirce</strong>’s theory of reality emerges from<br />
communal agreement adjusted to the needs of society.<br />
Accordingly, reality is defined in terms of correlated<br />
human experiences, common deliberations, <strong>and</strong> comparative<br />
testing of results governed by rationally agreed rules<br />
of action. The process of knowing thus is a practical<br />
activity, though this does not reduce science to merely an<br />
epiphenomenal expression of the historical Zeitgeist <strong>and</strong><br />
consequent ethical relativism. Nature <strong>and</strong> social forms<br />
are transitory <strong>and</strong> emergent, but their appearances cannot<br />
be fully cognized or comprehended without positing<br />
structures/theoretical ensembles via abduction, hypothetical<br />
inferences, <strong>and</strong> evaluating them via deduction, induction,<br />
<strong>and</strong> even intuitive guesses. <strong>Marx</strong> <strong>and</strong> <strong>Peirce</strong> are<br />
agreed on this methodical principle. When <strong>Marx</strong>'s historic<br />
rationalism (its progressive impetus informs <strong>Peirce</strong>'s<br />
"concrete reasonableness") is combined with <strong>Peirce</strong>'s<br />
epistemic realism, we obtain the most creative transaction<br />
<strong>between</strong> <strong>Peirce</strong>'s pragmaticism <strong>and</strong> <strong>Marx</strong>-Engel's<br />
practical materialism <strong>and</strong> its singular mode of dialectical<br />
reasoning based on what John Bellamy Foster calls "the<br />
logic of emergence" (2000, 233; for an early review of the<br />
conflicted relation <strong>between</strong> scientism <strong>and</strong> <strong>Marx</strong>ism, see<br />
Aronowitz 1988).<br />
For <strong>Peirce</strong> the critical realist, the actual regularity of<br />
the universe can be explained by the action of forces acting<br />
in accordance with laws, but also accounting for deviations.<br />
In <strong>Marx</strong>'s view, the phenomenal appearances in<br />
the universe can be understood only from hypothetical<br />
structures (for example, value) which are irreducible to<br />
phenomena or sense-data. The concrete real can be<br />
grasped in thought by a critical transformation of preexisting<br />
theories <strong>and</strong> conceptions constitutive of the<br />
phenomena being analyzed. <strong>Marx</strong>, however, required<br />
the testing of hypothesis through praxis. Likewise, <strong>Peirce</strong><br />
subjected hypotheses to tests <strong>and</strong> practical results converging<br />
in common agreement. Perhaps this impelled<br />
<strong>Peirce</strong> to posit mind (later, a non-psychic Interpretant) as<br />
basic when it is linked to habits that assume natural lawlike<br />
behavior; however, such habits are never precise nor<br />
rigid, hence the intervention of absolute chance in the<br />
universe. This is the dimension of historicism that<br />
"Western <strong>Marx</strong>ists" (such as Adorno, Marcuse, etc.)<br />
adopted in reaction to a deterministic, positivist science<br />
that dominated the triumphalist technocrats of the<br />
Stalinist epoch.<br />
One needs to stress here that <strong>Peirce</strong>'s science is definitely<br />
not mechanistic, without feedback checks, teleological,<br />
nor hermeneutically opaque to humanistic<br />
traditions <strong>and</strong> social exigencies. Nor is it premised on<br />
Enlightenment meliorism tied to Auguste Comte <strong>and</strong><br />
Herbert Spencer. One can speculate that <strong>Peirce</strong>'s doctrine<br />
of tychism (enabled by the categories of Firstness<br />
<strong>and</strong> Secondness) emerged in diametric opposition to various<br />
forms of scientistic determinism. Because habits<br />
congregate <strong>and</strong> form larger networks, totalities, wholes<br />
(his theory of synechism), <strong>Peirce</strong> holds that the universe<br />
is moving from domination by chance at the start toward<br />
complete order through habit-formation <strong>and</strong> its purposedirected<br />
mutations. This process of evolution impelled<br />
by an inner principle of creative love, leading to a stage<br />
in which everything is infused with “Reasonableness,”<br />
the universe becoming “a vast representamen, a great<br />
symbol of God’s purpose, working out its conclusions in<br />
living realities” (5.119). So much for Pierce’s metaphysical<br />
speculations that resemble those of Alfred North<br />
Whitehead <strong>and</strong> other scientific thinkers engaged in cosmological<br />
extrapolations.<br />
The Three Modalities of Being<br />
Generality <strong>and</strong> potentiality are linked together in<br />
<strong>Peirce</strong>’s theorizing of knowledge <strong>and</strong> the horizon of<br />
inquiry. This parallels <strong>Marx</strong>’s interface of mode of production<br />
<strong>and</strong> social relations in the analysis of historical<br />
development. The moot point is how change or motion<br />
proceeds <strong>and</strong> is grasped on various levels of abstraction.<br />
How to describe <strong>and</strong> interpret the import of matter in<br />
motion, history, this logic of emergence of social life in<br />
nature, not only the past <strong>and</strong> present but also the future,<br />
both potentiality <strong>and</strong> actuality—all these can be illuminated<br />
<strong>and</strong> charted by <strong>Peirce</strong>’s semiotics along the path<br />
that <strong>Marx</strong>, Engels, Lenin, Mao <strong>and</strong> others have traced,<br />
provided we take into account the historic origin <strong>and</strong><br />
limits of <strong>Peirce</strong>'s metaphysics within the epoch of the<br />
United States' transition from industrial capitalism to<br />
imperialism, from the end of the Civil War, the Spanish-<br />
American War, the annexation of Cuba <strong>and</strong> the<br />
Philippines, <strong>and</strong> World War I.<br />
Before we pursue this theme further, it is necessary<br />
to expound <strong>Peirce</strong>’s epistemology, closely tied to his<br />
semiotics or triadic theory of signs. Next to the nominal-<br />
104
ist-realist demarcation which clears up the muddle<br />
caused by tagging <strong>Peirce</strong> as a positivist, <strong>Peirce</strong>’s categorial<br />
scheme might be the best key to unfolding what may<br />
be his immanent dialectics, one much more infinitely<br />
complicated than Engels in its articulation of the interweaving<br />
of complex varieties of signs or signifying<br />
processes that comprise patterns of experience, including<br />
variations or changes in cultural styles, tastes, norms—in<br />
short, the stratified <strong>and</strong> differentiated reality that <strong>Marx</strong><br />
treated in Capital. In both the Grundrisse <strong>and</strong> <strong>Marx</strong>'s<br />
Notes on Adolph Wagner (Carver 1975), we encounter<br />
<strong>Marx</strong>'s methodological principle that while transhistorical<br />
structures or concepts are necessary, the experience<br />
<strong>and</strong> institutions of specific societies at different periods,<br />
as well as the complex of historical determinations that<br />
comprise its concrete reality, need to be carefully investigated<br />
<strong>and</strong> meticulously analyzed. That lesson was drawn<br />
from criticizing the reductionist fallacies vitiating the<br />
political economy of Adam Smith, David Ricardo, John<br />
Stuart Mill, etc.<br />
While analytically distinct, <strong>Peirce</strong>’s ontological categories<br />
of Firstness, Secondness <strong>and</strong> Thirdness are articulations<br />
of modes of being, not transcendental dogmatic<br />
absolutes. They operate differently in logic, metaphysics,<br />
epistemology, language analysis, etc. These three modes<br />
of being may resemble the casuistry of scholastic metaphysics,<br />
but their application in semiotics <strong>and</strong> social critique<br />
differs from Christian apologetics. They provide<br />
the rationale for the pragmatic method of ascertaining<br />
the real meaning of any concept, doctrine, proposition,<br />
word or other signs. Their connections <strong>and</strong> transitions<br />
spell out the actual configuration of change in observable<br />
phenomena, calibrating the play of contingency <strong>and</strong><br />
determination in the passage <strong>and</strong> vicissitudes of events,<br />
peoples, <strong>and</strong> their interaction with the biosphere.<br />
The three categories are not hierarchical but interpenetrative<br />
or interactive. In summary, Firstness refers to<br />
the potentiality of an actual idea, a possibility. It is not<br />
the domain of Plato’s hypostatized Forms nor scholastic<br />
essences, but a transitional moment <strong>between</strong> nothing <strong>and</strong><br />
an existent thought or object; not a nothing but less than<br />
an actual thought, only its possibility. Firstness may be a<br />
color sensation, not yet red or blue, but only its possibility.<br />
The sense experiences are possibilities that may<br />
become actualized in the next step of underst<strong>and</strong>ing.<br />
In terms of the triadic sign-system, Firstness refers to a<br />
mere quality, a presence, a sin-sign or icon in relation to<br />
its object, the site of novelty <strong>and</strong> emergences. Firstness is<br />
the prelogical, intuitive feature of immediate appearances<br />
that defy description.<br />
Secondness designates an actually existing object or<br />
event analyzable into qualities <strong>and</strong> properties of matter.<br />
It involves reaction or brute actuality, “the blind force<br />
[that] is an element of experience distinct from rationality<br />
or logical force” (1.220). This is the realm of conflict,<br />
antagonism, resistance. In terms of signs, Secondness is<br />
a token or sin-sign, an object or event, with indices as<br />
signs with dynamic or causal relations to their objects.<br />
Qualities of bodies belong to Firstness, but they are actualized<br />
when only they are experienced, thereby generating<br />
a percept in the mind. In turn this sense-percept or<br />
sense-data, the result of a psychological process, appears<br />
in consciousness as a feeling or image, already an intellectual<br />
judgment. While <strong>Peirce</strong> asserted that “the percept<br />
is the reality” (5.568), to make full sense, immediate perception<br />
undergoes modification when the mind confronts<br />
linkages <strong>and</strong> crossings of percepts <strong>and</strong> begins to abstract<br />
concepts expressed in symbols, the realm of Thirdness, of<br />
conventions, transhistorical paradigms <strong>and</strong> structures.<br />
We then move to Thirdness, a meaning or general<br />
concept, derived from percepts through the power of<br />
abstraction (exemplified in the mind’s capacity to infer by<br />
induction, deduction, <strong>and</strong> abduction). This is the sphere<br />
of generals that constitute meaning; they are real because<br />
they have verifiable, external counterparts in the percepts.<br />
In the percept one encounters Firstness in the<br />
perceived object become actualized. To be meaningful,<br />
every abstract concept or idea must refer to a percept<br />
(Secondness). All men are mortal, but mortality is not the<br />
same for all men; the mortality that belongs to each man<br />
is similar to the mortality that belongs to each of his fellow<br />
men. It is the same with <strong>Marx</strong>'s concept of value, the<br />
two-fold character of labor concretized historically into<br />
use-value <strong>and</strong> exchange value (<strong>Marx</strong>-Engels 1978, 308-<br />
328).<br />
We confuse similarity with identity when we h<strong>and</strong>le<br />
concepts as pure abstractions, or pure Firstness, without<br />
reference to their actualization. <strong>Peirce</strong> made the same<br />
point when he noted that for nominalists, “man” is applicable<br />
to something real, “but he believes that there is<br />
beneath this a thing in itself, an incognizable reality. His<br />
is the metaphysical figment… The great argument for<br />
nominalism is that there is no man unless there is some<br />
particular man” (5.312). Early on <strong>Peirce</strong> rejected Kant's<br />
unknowable thing-in-itself (in the 1868 essays on<br />
"Questions Concerning Certain Faculties Claimed for<br />
Man" [1998b, 64-118]). <strong>Peirce</strong> remarks that the species<br />
“man” is real because it may be found in any man by<br />
abstracting it from his accidental or particularizing characteristics.<br />
We make a distinction <strong>between</strong> the species in<br />
any man <strong>and</strong> his other accidental characteristics, by the<br />
process of abstraction (logical inferences). The nominalists<br />
are the positivists who dare not proceed further than<br />
the realm of sense-data, fictional names, atomistic facts.<br />
We can see clearly here a parallel with <strong>Marx</strong>’s discrimination<br />
of value into use-value <strong>and</strong> exchange-value, value<br />
itself being a real general comprehensible apart from its<br />
varied historical incarnations <strong>and</strong> without which the variable<br />
phenomena—for example, the fetishistic commodity-form—cannot<br />
be made intelligible for any purposive<br />
research program.<br />
What are some consequences of this mode of cognizing<br />
reality when compared with <strong>Marx</strong>ist historicizing<br />
epistemology? Is <strong>Peirce</strong>’s formulation idealistic or materi-<br />
105
alist, grounded in Hegelian ideas or empirical observations<br />
<strong>and</strong> rational hypothesis? Is <strong>Peirce</strong>’s pragmaticist<br />
theory of meaning inconsistent with the dialectical<br />
schema of investigation as delineated by Bertell Ollman,<br />
for example? I have already suggested parallels or analogues<br />
<strong>between</strong> <strong>Peirce</strong>an pragmaticism <strong>and</strong> <strong>Marx</strong>'s structuralist-historical<br />
dialectics earlier, but a few more<br />
affinities may be mentioned here for future elaboration.<br />
Envisioning Comparative Dialectics<br />
By consensus, <strong>Marx</strong>’s method in analyzing capitalism<br />
as a historical system is materialist dialectics with a lineage<br />
dating back to Heraclitus <strong>and</strong> Epicurus up to Diderot<br />
<strong>and</strong> Hegel. <strong>Marx</strong> criticized the idealist basis of Hegel’s<br />
dialectics in various works: Critique of Hegel’s Philosophy of<br />
the State, Economic <strong>and</strong> Philosophical Manuscripts, The Holy<br />
Family, The German Ideology, <strong>and</strong> The Poverty of Philosophy.<br />
In demystifying Hegel’s method <strong>and</strong> rescuing its rational<br />
kernel, <strong>Marx</strong> emphasized the autonomy of nature <strong>and</strong> the<br />
historicity of social forms. In Roy Bhaskar’s formulation,<br />
<strong>Marx</strong> counterposed to Hegel’s idealist inversion “a conception<br />
of universals as properties of particular things,<br />
knowledge as irreducibly empirical, <strong>and</strong> civil society (later<br />
modes of production) as the foundation of the state.”<br />
<strong>Marx</strong> replaced Hegel’s “immanent spiritual teleology of<br />
infinite, petrified <strong>and</strong> finite mind” with “a methodological<br />
commitment to the empirically-controlled investigation<br />
of the causal relations within <strong>and</strong> <strong>between</strong><br />
historically emergent, developing humanity <strong>and</strong> irreducibly<br />
real, but modifiable nature” (1983, 123). In<br />
effect, Firstness (potentialities) <strong>and</strong> Secondness (actualities)<br />
were privileged in grasping the concrete determinations<br />
of Thirdness, the lawful regularities inferrable by<br />
hypothesis or abduction from perceptual judgments.<br />
Overturning the topsy-turvy world of Hegel's Geist,<br />
<strong>Marx</strong> rejected Hegel’s absolute Spirit <strong>and</strong> its tacit link<br />
with atomistic empiricism, conceiving matter <strong>and</strong> motion<br />
as irreducible to thought. <strong>Marx</strong> valued differentiation <strong>and</strong><br />
complexity (as in the notion of uneven <strong>and</strong> combined<br />
development), causal <strong>and</strong> not conceptual necessity, <strong>and</strong><br />
empirically verified totalities. This was demonstrated<br />
particularly in his discovery of the two-fold character of<br />
labor <strong>and</strong> the existence of surplus labor (a generality)<br />
apart from its particular sociohistoric embodiments. He<br />
initiated a science of history thickened with nuanced<br />
ontological stratification, analysis of rational purposes in<br />
social praxis, <strong>and</strong> a flexible apparatus for charting the<br />
vicissitudes of sociohistorical becoming or change (Farr<br />
1991). This way of “doing science differently,” as Daniel<br />
Bensaid observed, shown in <strong>Marx</strong>'s critique of classical<br />
political economy “aspires to a different rationality...<br />
Constrained by its object (the social relations <strong>and</strong> economic<br />
rhythms of capital), by the non-linear logic of its<br />
temporalities, by disconcerting ‘laws’ that contradict<br />
themselves,” <strong>Marx</strong>'s science deploys “a strategic thought”<br />
attentive to what is hidden, obscure, irrational—in short,<br />
to chance, as <strong>Peirce</strong> located it in an open-ended, evolving<br />
universe: “The premisses of Nature's own process are all<br />
the independent uncaused elements of fact that go to<br />
make up the variety of nature, which the necessitarian<br />
supposes to have been all in existence from the foundation<br />
of the world, but which the Tychist [partisan of<br />
chance] supposes are continually receiving new accretions”<br />
(1998a, 194).<br />
Masks of Dialectics<br />
The core of <strong>Marx</strong>ian dialectics has been the subject<br />
of numerous expositions. For this occasion, we can attach<br />
it to the way <strong>Marx</strong> defined the contradictions of capitalism<br />
as deriving from the structural contradictions<br />
<strong>between</strong> the use-value <strong>and</strong> the value of the commodity,<br />
<strong>between</strong> concrete, useful <strong>and</strong> abstract social aspects of<br />
labor, <strong>and</strong> their expressions in class antagonisms.<br />
Reciprocal interaction, subsumptions, <strong>and</strong> playful alternations<br />
characterize opposites. The fundamental structural<br />
contradictions of any social formation (<strong>between</strong><br />
forces <strong>and</strong> relations of production, <strong>between</strong> production<br />
<strong>and</strong> valorization process, etc.) are inclusive oppositions,<br />
interpenetrating with each other, all sprung from the historical<br />
legacy of the separation of the immediate producers<br />
from the means <strong>and</strong> materials of production <strong>and</strong> from<br />
the nexus of social relations with nature.<br />
Contending that dialectics is universally applicable,<br />
Fredrick Engels proposed that it is “the science of the<br />
general laws of motion <strong>and</strong> development of nature,<br />
human society <strong>and</strong> thought” (1931, 39). In his Dialectics of<br />
Nature, Engels summed up the three main laws of materialist<br />
dialectics, often converted into scriptural dogmas<br />
by party fanatics: 1) the transformation of quantity into<br />
quality <strong>and</strong> vice-versa; 2) the interpenetration of opposites,<br />
<strong>and</strong> 3) the negation of the negation (1940, 26). In<br />
my undergraduate days (to add a personal note), these<br />
three laws were condensed in Mao’s aphorism, easily carried<br />
out by subaltern vulgarizers: To know what a pear is,<br />
just eat it, QED! Pears in the Philippines were imported<br />
from the neocolonial power, the masters of U.S. corporate<br />
agribusiness. Needless to say, such "laws" or tendencies<br />
also need to be made concrete in thought by spelling<br />
out manifold determinations involving the three modalities<br />
that <strong>Peirce</strong> outlined in order for their meaning to be<br />
socially proved via hypothetical inferences, validated by<br />
logical rules of deduction, induction, etc.<br />
Since I am mainly doing an exploratory survey in<br />
finding out how <strong>Peirce</strong>’s thinking can help strengthen<br />
<strong>and</strong> sharpen the way <strong>Marx</strong>ists have analyzed social<br />
change, I will limit myself to the theme of contradiction.<br />
Bertell Ollman has aptly stressed the critical <strong>and</strong> revolutionary<br />
nature of the <strong>Marx</strong>ist dialectic, critical because it<br />
helps us learn <strong>and</strong> underst<strong>and</strong> our situation as victims <strong>and</strong><br />
actors with power (if mobilized <strong>and</strong> organized) to change<br />
things, <strong>and</strong> revolutionary because it grasps the present as<br />
a moment of transformation. Science becomes a causal<br />
agent when translated by a community with an activist<br />
program: scientific underst<strong>and</strong>ing of the laws of motion<br />
106
of bourgeois society forces us to comprehend where<br />
present capitalist society came from <strong>and</strong> where it is heading,<br />
<strong>and</strong> our role in this transformation. <strong>Marx</strong>’s dialectical<br />
critique of reality (alienated in capitalism) concentrates<br />
on four kinds of relations (identity/difference; interpenetration<br />
of opposites; quantity/quality, <strong>and</strong> contradiction).<br />
Elucidation of these relations enabled <strong>Marx</strong> “to attain his<br />
double aim of discovering how something works or happened<br />
while simultaneously developing his underst<strong>and</strong>ing<br />
of the system in which such things could work or happen<br />
in just this way” (Ollman 1993, 13).<br />
Notwithst<strong>and</strong>ing its ambiguous nuances, I submit<br />
that <strong>Peirce</strong>’s Thirdness is the sphere where contradiction,<br />
which is most vivid in Secondness, finds appropriate<br />
mediation. Thirdness is mediation or intelligibility, for<br />
<strong>Peirce</strong>, instanced in the legi-sign, <strong>and</strong> the symbol which<br />
functions as a sign of an object by virtue of a rule or habit<br />
of interpretation. While Firstness (presence) is unthinkable,<br />
<strong>and</strong> Secondness (brute actuality) is unintelligible—<br />
an element of experience distinct from rationality or<br />
logical force, the experience of Thirdness is the experience<br />
of the intelligible, of “concrete reasonableness.”<br />
Once <strong>Marx</strong> has explained the ineluctable contradictions<br />
in the motion of socialized capital, its necessary dissolution<br />
in crisis <strong>and</strong> the emergence of class consciousness in<br />
its victims, we reach the moment of Thirdness. The discovery<br />
of general laws of motion—by Lenin in the rise of<br />
capitalism in Russia, by Mao in the possibilities of peasant<br />
uprising contributing to proletarian mobilization—<br />
ushers us to a feasible point of grasping the import of<br />
phenomena synthesized by general laws. Thirdness, to<br />
the <strong>Marx</strong>ist sensibility, designates the hazardous unpredictable<br />
course of revolution, with its contingencies,<br />
necessities, <strong>and</strong> ineluctable vicissitudes.<br />
Totality <strong>and</strong> Process<br />
Using a <strong>Peirce</strong>an method of abduction--hypothetical<br />
inferences tested by historical testimony <strong>and</strong> evidence,<br />
<strong>Marx</strong> discovered the general laws of motion in capitalist<br />
society. In accord with ongoing political struggles <strong>and</strong><br />
theoretical praxis, he drew out their implications <strong>and</strong><br />
entailments in the political-ideological crisis of bourgeois<br />
hegemony. The interpretation of these laws were in turn<br />
refined, enriched <strong>and</strong> developed by Lenin in the imperialist<br />
stage, <strong>and</strong> by Gramsci, Mao, W.E. Du Bois, C.L.R.<br />
James, Che Guevara, Frantz Fanon, <strong>and</strong> Amilcar Cabral<br />
in the dependent, peripheral outposts of Empire. The<br />
interpretants (linking the present <strong>and</strong> future, the actual<br />
<strong>and</strong> potential) included the organic intellectuals <strong>and</strong> the<br />
popular struggles in each social formation.<br />
One of the first scholars to link <strong>Peirce</strong>'s method of<br />
abduction to <strong>Marx</strong>'s critical-dialectical method is Derek<br />
Sayer. In abstracting the essential relations from the phenomenal<br />
forms of the commodity, as well as the historical<br />
instantiations of surplus value, <strong>Marx</strong> applied not deductive<br />
apriorist thinking nor a posteriori inductive reasoning.<br />
Instead, as Sayer demonstrates, he mobilized a realist<br />
mode of explaining the empirical correlations, “the<br />
mechanisms through which they are brought about, <strong>and</strong><br />
behind them their conditions” (Sayer 1983, 114). This is<br />
the logic of hypothesis formation (N.R. Hanson's retroductive<br />
scheme, for Sayer), positing mechanisms <strong>and</strong><br />
conditions that would explain how <strong>and</strong> why the phenomena<br />
observed come to assume the forms they do.<br />
Following this abductive or retroductive analytic,<br />
<strong>Marx</strong> attempts a dialectic mode of presentation which<br />
Sayer calls Kantian but which is more properly described<br />
as comic, cathartic, demystifying narrative. It historicizes<br />
the allegedly transcendental forms fetishized by bourgeois,<br />
classical political economy. In his commentary on<br />
the 1857 introduction to the Grundrisse <strong>and</strong> 1879-80<br />
Notes on Adolph Wegner, Terrell Carver (1975) also highlighted<br />
<strong>Marx</strong>'s dialectical synthesis of phenomena <strong>and</strong><br />
structures to generate the concrete universal concerning<br />
value, social relations of production, surplus value, <strong>and</strong>,<br />
in particular, the historic singularity of capitalist society.<br />
Rejecting eternal verities <strong>and</strong> the Robinson-Crusoe<br />
archetype of bourgeois economists, <strong>Marx</strong> began with the<br />
hypothetical premise that “the socially determined production<br />
carried on by individuals,” when thoroughly analyzed,<br />
can elucidate the changes <strong>and</strong> development in<br />
various aspects (both universal <strong>and</strong> specific) of social life.<br />
His task involved both a critique of previous theories <strong>and</strong><br />
an empirical investigation of sensory <strong>and</strong> intellectual<br />
experience of whole societies in the process of transition.<br />
Historical materialism seems to confirm <strong>Peirce</strong>’s thesis<br />
that these laws were not just mere conjunctions of<br />
actual individual instances, as empiricists would posit.<br />
The totality of relations—both social <strong>and</strong> international—<br />
that Lukacs privileged <strong>and</strong> that Engels crystallized in<br />
the interpenetration of opposites (unity, not identity, of<br />
opposites) functions within the category of Thirdness.<br />
<strong>Peirce</strong>’s view was part of his synechism or doctrine that<br />
the universe contains genuinely continuous phenomena.<br />
Continuity does not imply linear causal determinism, or<br />
a closed universe of necessity; it allows the role of chance<br />
(<strong>Peirce</strong>’s tychism), spontaneity, <strong>and</strong> an evolutionary cosmology<br />
premised on regularities of nature <strong>and</strong> mind as<br />
products of growth. Chance evinced in the Darwinian<br />
play of heredity <strong>and</strong> adaptation is accepted by both<br />
<strong>Peirce</strong> <strong>and</strong> <strong>Marx</strong> (for Christopher Caudwell's contribution,<br />
see Foster 2000).<br />
Synechism, <strong>Peirce</strong>'s doctrine of continuity, holds that<br />
“ideas tend to spread continuously <strong>and</strong> to affect certain<br />
others which st<strong>and</strong> to them in a peculiar relation of<br />
affectability. In this spreading they lose intensity, <strong>and</strong><br />
especially the power of affecting others, but gain generality<br />
<strong>and</strong> become welded with other ideas” (6.104). <strong>Peirce</strong><br />
explains further that synechism is “founded on the notion<br />
that coalescence, the becoming continuous, the becoming<br />
governed by laws… are but phases of one <strong>and</strong> the<br />
same process of the growth of reasonableness” (5.4). The<br />
107
interanimation of ideas epitomized by synechism led<br />
Sidney Hook (1962) to associate it with Hegel's dialectical<br />
synthesis of thesis <strong>and</strong> antithesis, the temporal unity<br />
of opposites via sublation (Aufhebung). <strong>Peirce</strong>, however,<br />
grounds his dialectical ontology of internal relations in<br />
sociohistorical praxis (Sayer 1987), not in the transcendental<br />
domain of Absolute Spirit. The ideological refusal<br />
to appreciate these laws (tendencies, if you like) of<br />
motion <strong>and</strong> their outcome leads to the irrationalism <strong>and</strong><br />
self-destructive impulses in bourgeois rule <strong>and</strong> its toxic<br />
ideology disseminated by sophisticated media <strong>and</strong> State<br />
apparatuses, e.g. spreading freedom <strong>and</strong> democracy in<br />
Afghanistan by drones, torture, subjugation of the populace<br />
the U.S. is claiming to save <strong>and</strong> enlighten. Illusions<br />
bred by reality reinforce the ideological persistence of<br />
deceptive facts taken to be common sense, normal, business-as-usual<br />
routine.<br />
There is an exciting reservoir of dialectical insights<br />
hidden in <strong>Peirce</strong>’s tychism that allows novelty, irregularity,<br />
complexity <strong>and</strong> change in the universe (Brent 1998,<br />
208). Because chance operates in the universe, the basic<br />
laws of nature <strong>and</strong> history are not apodictic but inexact,<br />
probabilistic, fallible. <strong>Peirce</strong>’s world-view allows the kind<br />
of revolutionary ruptures that utopian <strong>Marx</strong>ists like Ernst<br />
Bloch <strong>and</strong> Walter Benjamin would prophesy in moments<br />
of apparent harmony in bourgeois systems. It encourages<br />
prediction of what is unexpected, unlikely, implausible; it<br />
entertains the unpredictable momentum of hidden forces<br />
behind the fetishized appearances of quotidian, commodity-oriented<br />
life.<br />
The Real as Actual<br />
Realism becomes the germinal anchor of hope.<br />
Believing that reality cannot be identified with actuality,<br />
<strong>Peirce</strong> asserts that there are real, objective possibilities<br />
‘based on his realization that many conditional statements,<br />
for instance, the ‘practical’ conditionals expressing<br />
the empirical import of a proposition… cannot be construed<br />
as material or truth-functional conditionals, but<br />
must be regarded as modal (subjunctive) conditionals”<br />
(Hilpinen 1995, 568). In this framework, hope is deemed<br />
as real as any weapon in the class struggle. Such objective<br />
possibilities pervade <strong>Marx</strong> <strong>and</strong> Engels’ speculations on a<br />
future communist society (first prophesied in The<br />
Communist Manifesto), Rosa Luxemburg’s foresights on<br />
women’s liberation, <strong>and</strong> C.L.R. James’s anticipatory politics<br />
of an evolving socialist era.<br />
Aside from the semiotic triad of sign-production <strong>and</strong><br />
the logic of abduction, I think <strong>Peirce</strong>’s notion of potentiality<br />
is the closest to the idea of dialectical sublation<br />
or Aufhebung in Hegelian idealism. While possibility<br />
belongs to Firstness, potentiality belongs to Thirdness,<br />
the realm in which "an actualized sign's potentiality for<br />
becoming what it is within its nature to come into interrelation<br />
<strong>and</strong> interaction with all other signs. Potentiality<br />
is future-oriented, while possibility is present oriented"<br />
(Merrell 2000, 130). This notion of potentiality can<br />
prove to be the most creative, versatile tool for a <strong>Marx</strong>ist<br />
activist intellectual desiring to appropriate what is useful<br />
in <strong>Peirce</strong>’s pragmaticism for transformative praxis. We<br />
have seen that the pragmaticist maxim valorizes the totality<br />
of modes of rational conduct triggered by a practicable<br />
concept, taking into account also “the possible<br />
different circumstances <strong>and</strong> desires” of the participants<br />
involved in interpretation. Meaning is not indefinitely<br />
deferred; rather, as Leroy Searle observes, it “accepts<br />
meaning (as it does thought <strong>and</strong> reality itself) as a continuous<br />
process, which we determine, with arbitrary precision<br />
(depending on ‘different circumstances <strong>and</strong> desires’)<br />
in communities of inquiry” (1994, 562). We can envisage<br />
a united front, a counter-hegemonic bloc of classes, genders,<br />
sexualities, peoples, etc., their diverse interests <strong>and</strong><br />
motivations articulated under the aegis of interminable<br />
<strong>Peirce</strong>an inquiry.<br />
One may venture that the final logical interpretant<br />
(the mediating catalyst <strong>between</strong> object <strong>and</strong> signifier or<br />
representamen) in <strong>Peirce</strong>’s semiotics may be figured as<br />
the leading or decisive force in the community of<br />
researchers. It may be the revolutionary agent, bearer<br />
of intelligibility, aware of qualities (Firstness), immersed<br />
in existential agony (Secondness), but specifically<br />
removed in comprehending the totality of the situation<br />
(Thirdness) (Liszka 1996) <strong>and</strong> in synthesizing the measures<br />
needed to change the situation. This allegorical<br />
translation speaks volumes if translated into the function<br />
of intellectuals/leaders in popular mass organizations<br />
seeking thoroughgoing, radical change.<br />
In <strong>Marx</strong>ist dialectics, the resolution of a contradiction<br />
proceeds through spirals <strong>and</strong> swerves that defy precise<br />
calculation <strong>and</strong> final judgments. The potential order<br />
of evolving society is immanent in the conjuncture of<br />
events <strong>and</strong> their sequences. Given <strong>Peirce</strong>’s realism, the<br />
idea of general potentiality is as real as individual particularity.<br />
Continua or the continuum of events bear unactualized<br />
possibilities (Murphey1993, 394). Richard Robin<br />
paraphrases <strong>Peirce</strong> by saying that potentiality is part of<br />
reality <strong>and</strong> cannot be defined simply as future actuality, in<br />
the sense that revolutionary rupture is a potential quality<br />
in U.S. society but it can be actualized only in the future<br />
by way of fortuitous actions <strong>and</strong> organized interventions.<br />
If pursued correctly, <strong>Peirce</strong>'s critical realism becomes<br />
a pedagogical heuristic for a kind of prophetic politics. If<br />
<strong>Marx</strong>ists as revolutionaries seek to prefigure, anticipate<br />
<strong>and</strong> invent the future, just as scientists aspire to predict<br />
what’s to come, then their task is to assert meaningful<br />
propositions about events not yet actualized. In doing so<br />
they seek to prepare for the coming of these events. We<br />
therefore take the position that the realia are not just particular<br />
undecidable individuals, as nominalists <strong>and</strong> positivists<br />
hold, but also real indeterminate potentialities (on<br />
its application to communicative problems (see Apel<br />
1995). Communism is already an extant if not nascent<br />
potential, so to speak, not just the seeds whose death<br />
spells the birth of new life <strong>and</strong> order. In short, it is<br />
108
already an emergent actuality in people's everyday lives.<br />
<strong>Peirce</strong>’s idea of potentiality may already be present in<br />
the <strong>Marx</strong>ist concept of praxis enunciated in “Theses on<br />
Feuerbach.” It may also be embedded in Gramsci’s<br />
organic intellectual as the fusion of interpretation <strong>and</strong><br />
action, or Lenin’s idea of a revolutionary party, educator<br />
<strong>and</strong> mobilizer of masses of people. Knowledge entails<br />
actionable or practicable assumptions. Richard Robin<br />
suggests that if “the function of knowledge is to enable us<br />
to control the future, then we must take potentialities<br />
seriously, for the future as known in the present consists<br />
entirely of potentialities, some of which will be actualized<br />
<strong>and</strong> some of which will not… An epistemology that takes<br />
into account the facts of human behavior <strong>and</strong> the working<br />
practices of science must recognize that potentialities,<br />
while they cannot be identified with any class of individuals,<br />
are nevertheless real. And the reason they are real is<br />
because, as <strong>Peirce</strong> first showed us, the world is general”<br />
(1998, 42).<br />
The Crucible of Experience: Assaying Politics,<br />
Ethics, Morality<br />
As partisans of radical inquiry, <strong>Marx</strong> <strong>and</strong> Engels<br />
worked all their lives to educate <strong>and</strong> inspire a community<br />
of inquirers (analogous to that envisaged by <strong>Peirce</strong>) that<br />
would join theory <strong>and</strong> practice, knowledge <strong>and</strong> action, to<br />
produce significant changes in society for the better: to<br />
liberate human potential, to enhance the domain of free<br />
activities, to promote beauty <strong>and</strong> self-fulfillment for all<br />
(see “Critique of the Gotha Program”). These changes<br />
precede <strong>and</strong> follow the pragmaticist call for habits or dispositions<br />
founded on rational activities. For <strong>Peirce</strong>, as<br />
James Hoopes notes, “thinking is behavior,” an action<br />
just as real <strong>and</strong> historical as operating a machine or fighting<br />
a war (1991, 9). <strong>Peirce</strong>’s final reflection on the interface<br />
of ethics, politics <strong>and</strong> his br<strong>and</strong> of pragmaticist<br />
epistemology conveys a trenchant emancipatory message:<br />
Just as conduct controlled by ethical reason tends toward<br />
fixing certain habits of conduct, the nature of which... does<br />
not depend upon any accidental circumstances, <strong>and</strong> in that<br />
sense may be said to be destined, so, thought, controlled by<br />
a rational experimental logic, tends to the fixation of certain<br />
opinions, equally destined, the nature of which will be the<br />
same in the end, however the perversity of thought of whole<br />
generations may cause the postponement of the ultimate<br />
fixation (CP 5.430, 1905)<br />
For “perversity of thought,” one can substitute irrational<br />
social practices <strong>and</strong> institutions, <strong>and</strong> for the “ultimate<br />
fixation,” “concrete reasonableness” arrived at in<br />
the fated convergence of inquiry fulfilling the paramount<br />
ends of truth, rightness <strong>and</strong> beauty via logic, ethics <strong>and</strong><br />
aesthetics. The last three normative sciences <strong>Peirce</strong><br />
regarded as the foundation of pragmaticism (1998 a, 371-<br />
397). In 1898, James gave a lecture entitled “Philosophy<br />
<strong>and</strong> the Conduct of Life” (1998a). This was also the period<br />
in which he sympathized with the goals of the Anti-<br />
Imperialist League of William James, Mark Twain, <strong>and</strong><br />
others denouncing U.S. imperialist aggression in Cuba<br />
<strong>and</strong> particularly the Philippines. On various occasions<br />
<strong>Peirce</strong> alluded to the barbaric effects of U.S. colonial<br />
invasion of the Philippines (see Brent 1993). In his lecture,<br />
he contended that for advancing scientific knowledge,<br />
reason is key but for the vital concerns of morality<br />
<strong>and</strong> ethics, sentiment <strong>and</strong> instinct suffice. This has led<br />
many to consider <strong>Peirce</strong> an ambivalent if not inconsistent<br />
thinker.<br />
But all the evidence points to the contrary. Eugene<br />
Rochberg-Halton connected <strong>Peirce</strong>'s notion of “instinctive<br />
mind” of the inquirer with purpose as a transaction<br />
in a complex environment susceptible to growth <strong>and</strong> correction:<br />
“Instincts are accordingly, in their proper environment,<br />
true ideas” (1986, 10). As Cheryl Misak (2004)<br />
has cogently shown, <strong>Peirce</strong> adhered to a cognitivist, fallibilist<br />
st<strong>and</strong>ard which subjects any belief to the test of<br />
experience <strong>and</strong> rational argument. Consequently, moral<br />
<strong>and</strong> ethical deliberations are responsive to the broad<br />
range of experience, including “the spontaneous conjectures<br />
of instinctive reason” underlying abduction. Mizak<br />
reminds us that <strong>Peirce</strong> conceived of logic as normative,<br />
ethical, thought under self-control: “Thinking is a kind<br />
of action, <strong>and</strong> reasoning is a kind of deliberate action,<br />
<strong>and</strong> to call an argument illogical, or a proposition false,<br />
is a special kind of moral judgment” (<strong>Peirce</strong> quoted in<br />
Mizak 2004, 170). Writing at the beginning of the Cold<br />
War, Donald S. Mackay summed up the original intent of<br />
pragmatism: “Instead of elaborating theories about ‘passive’<br />
states of knowledge in a knowing mind, or ‘contents’<br />
of knowledge within its own fixed <strong>and</strong> immutable forms,<br />
pragmatism offered a working hypothesis concerning the<br />
practice of knowledge in ‘the real business of living’”<br />
(1950, 398).<br />
Finally, one can venture the “musement” (<strong>Peirce</strong>'s<br />
term for imagination) that <strong>Peirce</strong>'s socialism inheres in<br />
his trust in the moral universalism of the scientific community.<br />
Cornel West noted <strong>Peirce</strong>’s “agapastic theory of<br />
evolution” as a critique of Darwinian mechanical necessitarianism<br />
<strong>and</strong> its implied individualism (1989, 52-53; see<br />
also Smith 1963, 32-37). If thinking is already practice,<br />
then all humans—as Gramsci reminded us—are already<br />
intellectuals in one degree or another, functioning<br />
according to their capacities <strong>and</strong> social situations. In<br />
effect, all citizens are protagonists in the shaping of their<br />
everyday lives <strong>and</strong>, as collectives, in the reconstruction of<br />
their societies. <strong>Peirce</strong> would concur with this notion of a<br />
communal enterprise striving toward “concrete reasonableness”<br />
in the reconstruction of the old decadent,<br />
oppressive, iniquitous society. This hypothesis captures<br />
the essential relevance of <strong>Peirce</strong>’s pragmaticist realism for<br />
<strong>Marx</strong>ist intellectuals whose program of research <strong>and</strong> its<br />
implementation coincides with the problematic of their<br />
effective <strong>and</strong> feasible intervention in the revolutionary<br />
process of their time.<br />
109
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