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Peirce/Marx: Dialogue between Pragmatism and Marxism - Left Curve

Peirce/Marx: Dialogue between Pragmatism and Marxism - Left Curve

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Published in <strong>Left</strong> <strong>Curve</strong> no. 37 (2013)<br />

www.leftcurve.org<br />

<strong>Peirce</strong>/<strong>Marx</strong>: Project for a <strong>Dialogue</strong><br />

<strong>between</strong> <strong>Pragmatism</strong> & <strong>Marx</strong>ism<br />

E. San Juan, Jr.<br />

If we can trust to the lessons of the history of the human mind, of the history of habits of life, development does<br />

not take place chiefly by imperceptible changes but by revolutions... That habit alone can produce development I do<br />

not believe. It is catastrophe, accident, reaction which brings habit into an active condition <strong>and</strong> creates a habit of<br />

changing habits.—Charles S<strong>and</strong>ers <strong>Peirce</strong>, The New Elements of Mathematics, ed. by Carolyn Eisele<br />

(Atlantic Highl<strong>and</strong>s, NJ: Humanities Press, 1979): 142.<br />

Why <strong>Peirce</strong> <strong>and</strong> <strong>Marx</strong>? But why not? As we<br />

approach the centennial of the Bolshevik Revolution <strong>and</strong><br />

the death anniversary of the United States’s most insightful<br />

philosopher Charles S<strong>and</strong>ers <strong>Peirce</strong> (1839-1914), it<br />

might be a wise ecumenical gesture to review the fraught,<br />

even contentious, relation <strong>between</strong> <strong>Marx</strong>ism <strong>and</strong> pragmaticism.<br />

A precautionary word: I use <strong>Peirce</strong>’s “ugly”<br />

rubric “pragmaticism” to distinguish it from the vulgarized<br />

co-opted use of the term to classify the world-views<br />

of William James, John Dewey, Richard Rorty, <strong>and</strong> latter-day<br />

saints of neoconservative instrumentalism. Indeed<br />

postmodern neopragmatism—despite Cornel West’s<br />

(1993) conciliatory defense—serves today as the ideology<br />

of globalized predatory capitalism par excellence. <strong>Peirce</strong><br />

who subtly denounced U.S. imperialist annexation of the<br />

Philippines in 1899 would be appalled by Rorty’s unconscionable<br />

jingoist ethnocentrism.<br />

Early on <strong>Peirce</strong> felt sc<strong>and</strong>alized that he had become<br />

an overnight celebrity due to James’s popularization of<br />

selected formulas <strong>and</strong> idioms ostensibly derived from<br />

<strong>Peirce</strong>. In 1878, <strong>Peirce</strong> qualified the Cartesian requirement<br />

for ideas to be clear <strong>and</strong> distinct with a third criterion<br />

for propositions to be meaningful, namely, practical<br />

consequences. The phrase “practical consequences” (in<br />

the sense of a guide to future practice, not current usefulness<br />

for private ends) has become the source of persistent<br />

misconstruals. <strong>Peirce</strong> stated: “Consider what effects,<br />

which might conceivably have practical bearings, we conceive<br />

the object of our conception to have. Then our<br />

conception of these effects is the whole of our conception<br />

of the object” (1998, 146). In one of his last caveats on<br />

how to interpret the maxim, he stipulated that the elements<br />

of every concept in logical thought enter "at the<br />

gate of perception <strong>and</strong> make their exit at the gate of purposive<br />

action" (998, 241) or "controlled conduct" with<br />

an ethical rationality. In this context, John Dewey's term<br />

"instrumentalism" is not only rebarbative but inappropriate<br />

for <strong>Peirce</strong>'s world-view.<br />

In the widely-quoted <strong>Pragmatism</strong>, William James<br />

offered a cheap psychological fix: “Ideas become true just<br />

so far as they help us get into satisfactory relations with<br />

other parts of our experience” (1955, 12). This is a feelgood<br />

recipe for mass consumption. James’s valorization<br />

of self-centered expediency or pivate utility compelled<br />

<strong>Peirce</strong> to disclaim any complicity with it. The lesson<br />

seems clear. We need to rectify not only our terms<br />

but also their references or designata, better yet, their<br />

interpretants if we hope to rescue pragmaticism from<br />

transmogrification, <strong>and</strong> re-establish a fruitful dialogic<br />

transaction <strong>between</strong> these two streams of radical or nonconformist<br />

thought.<br />

Amateur of Suspicion<br />

Suspicion if not outright hostility has characterized<br />

the participants of this dialogue. Obviously the task of<br />

comparison cannot be done outside already sedimented<br />

parameters, doctrinally charged contexts, <strong>and</strong> polemical<br />

presuppositions. One can try only at the risk of exacerbating,<br />

or even confounding, the motives <strong>and</strong> goals of<br />

such a dialogue. Perhaps the most provocative scholarly<br />

review of this fraught relation to date was Brian Lloyd’s<br />

<strong>Left</strong> Out: <strong>Pragmatism</strong>, Exceptionalism, <strong>and</strong> the Poverty of<br />

American <strong>Marx</strong>ism 1890-1922 (1997), which aroused<br />

predominanly adversarial reactions. Obviously Lloyd<br />

restricted himself only to a limited period <strong>and</strong> wellknown<br />

protagonists, not even seriously engaging with<br />

<strong>Peirce</strong>’s theses <strong>and</strong> arguments. As Michael Denning correctly<br />

remarked, Lloyd begged the question of pragmatism’s<br />

originality by subjecting the “theoretical acumen”<br />

of one of its applications, Debsian socialist program, to<br />

the “litmus tests of the European war <strong>and</strong> the Bolshevik<br />

Revolution.” Lacking the historical specificities grounding<br />

the emergence of such phenomena as revolutionary<br />

industrial unionism, Veblen, radical Darwinism, etc.,<br />

Lloyd failed to explain the exact measure in which such<br />

theories acquired their rationale from the interplay of<br />

100


social forces, intellectuals, <strong>and</strong> historical legacies. That is<br />

why Lloyd excludes such players as W.E.B. Du Bois <strong>and</strong><br />

C.L.R. James in his narrative of anti-capitalist ideas <strong>and</strong><br />

movements, not to speak of late-nineteenth century anticolonialists<br />

such as the Filipino Isabelo de los Reyes <strong>and</strong><br />

the Cuban Jose Marti.<br />

Right off, I should warn the reader that I am not<br />

concerned here with elaborating on the virtues or inadequacies<br />

of Lloyd’s work (which deserves a separate essay).<br />

The point simply is to underscore the importance of this<br />

heuristic attempt to find analogues, if not echoes, of<br />

materialist dialectics in <strong>Peirce</strong>’s speculations. A cognate<br />

enterprise focused on a single figure which may profitably<br />

be compared with Lloyd is Christopher Phelps’<br />

Young Sidney Hook: Pragmatist <strong>and</strong> <strong>Marx</strong>ist (1997). Again,<br />

I will refer to Hook only insofar as his inflection of pragmatist<br />

motifs might be useful in demarcating it from<br />

<strong>Peirce</strong>’s innovative proposals..<br />

This schematic mapping also involves the more troubling<br />

question of <strong>Marx</strong>ism <strong>and</strong> its historical interpretation<br />

<strong>and</strong> concrete realization. This pertains to the<br />

multiple marxisms, not just “Western <strong>Marx</strong>ism” (Lukács,<br />

Gramsci, Adorno). Aside from disavowing any longing<br />

for some authentic or true marxism, I believe something<br />

can be gained by socialist militants becoming familiar<br />

with <strong>Peirce</strong>’s semiotics <strong>and</strong> the value of his normative<br />

realism in the critique of fashionable Nietzschean/<br />

Heideggerian avantgardism, for example, or its parodies.<br />

We cannot escape Karl Korsch’s advice that <strong>Marx</strong>ism be<br />

grasped as centered on historical specification (1971).<br />

This coincides with Lukács’ own insight that <strong>Marx</strong>ism<br />

is really the unity of theory <strong>and</strong> practice hinging on<br />

the dialectical/historical method of analyzing systemic<br />

change (1971). Neither Lenin’s axioms nor the Bolshevik<br />

paradigm can serve as the universal measure of the<br />

potential value of <strong>Peirce</strong>’s original discoveries. Nor can<br />

the failures of its alleged proponents be considered decisive<br />

in spelling the end of a complex research program<br />

first envisioned by <strong>Peirce</strong> as the clarification of meaning<br />

or of the purport of propositions claiming to be substantive<br />

knowledge (on the <strong>Peirce</strong>an linkage of theory <strong>and</strong><br />

praxis, see Apel 1995).<br />

We are engaged here with the history of ideas/theories<br />

in their historical grounding <strong>and</strong> sociopolitical resonance.<br />

Just as <strong>Marx</strong> sought to fuse theory <strong>and</strong> practice,<br />

dismantling the conventional disjunction of traditional<br />

materialism <strong>and</strong> pietistic idealism, <strong>Peirce</strong> conceived his<br />

task as a singular if necessary one: it is that of defining<br />

the proper vocation of the philosopher/public intellectual<br />

as the discoverer of testable knowledge by a community<br />

of inquirers. To put it another way, it is essentially the<br />

resolution of philosophy’s salient <strong>and</strong> enduring problems<br />

by reconstructing the foundations of logic, of the scientific<br />

method, within an evolutionary communal perspective.<br />

By the same token, pragmatism also has to be judged<br />

in terms of historical specificity <strong>and</strong> local efficacity. Its<br />

practictioners, from <strong>Peirce</strong> <strong>and</strong> James to Dewey, Mead,<br />

<strong>and</strong> others, need to be framed in the historical context of<br />

the cultural, political <strong>and</strong> economic conflicts of their<br />

times, that is, the concrete contradictions in the U.S.<br />

social formation within the global historical process.<br />

Accordingly, our itinerary will be tentative <strong>and</strong> provisional,<br />

treated basically as steps in the interminable road of<br />

inquiry, heeding <strong>Peirce</strong>'s slogan not to block that road.<br />

Expelled from the Orthodox Sanctuary<br />

We might inquire less on how pragmatism became<br />

the object of attack by <strong>Marx</strong>ist critics as on what key<br />

ideas seem most objectionable. A history of misconstruals<br />

can eventually be drawn up after sketching the “bones of<br />

contention.” Elaborations of these crucial anathemas <strong>and</strong><br />

oppositions may be cited here. Apart from the somewhat<br />

inept condemnation of pragmatism as a “philosophy of<br />

imperialism” mounted by Harry K. Wells in 1954, one<br />

may cite the Trotskyite George Novback’s treatise,<br />

“Dialectical Materialism vs. <strong>Pragmatism</strong>: The Logic of<br />

John Dewey” (1974; later published as a book in 1975)<br />

<strong>and</strong> the orthodox British <strong>Marx</strong>ist’s Maurice Conforth’s<br />

Science Versus Idealism: In Defense of Philosophy against<br />

Positivism <strong>and</strong> <strong>Pragmatism</strong> (1962; reprinted in 1975).<br />

As late as 1976, John Hoffman lumps pragmatism as a<br />

species of “subjective idealism” (145) similar to empiricism,<br />

phenomenalism, <strong>and</strong> positivism. This is long after<br />

the 1967 publication of Karl-Otto Apel's judicious summing-up<br />

of <strong>Peirce</strong>'s philosophy <strong>and</strong> its refutation of<br />

neopositivism <strong>and</strong> crude empiricism ascribed to <strong>Peirce</strong>. A<br />

survey of the attacks against pragmatism as consolidated<br />

in John Dewey’s instrumentalism, but also implicating<br />

William James, will be attempted on another occasion.<br />

For a start, let us look at the definition given by the<br />

Soviet authorities. The 1967 edition of A Dictionary of<br />

Philosophy, edited by M. Rosenthal <strong>and</strong> P. Yudin, sets a<br />

st<strong>and</strong>ard for delimiting pragmatism as subjective idealism<br />

or obscurantism. <strong>Peirce</strong> is charged for being responsible<br />

for the principle of determining the value of truth by “its<br />

practical utility.” To William James is ascribed the practice<br />

of solving philosophical disputes “by means of comparing<br />

‘practical consequences; truth, for pragmatists, is<br />

‘what works best in the way of leading us, what fits every<br />

part of life best <strong>and</strong> combines with the collectivity of<br />

experience’s dem<strong>and</strong>s” (1967, 357). The tendentious<br />

manner of quoting is revealing. The Soviet authors further<br />

ascribe a subjectivist underst<strong>and</strong>ing of practice <strong>and</strong><br />

truth to pragmatists, making a concept an instrument of<br />

action (Dewey) <strong>and</strong> “cognition as the sum total of subjective<br />

truths,” as in the humanism of British philosopher<br />

F.C.S. Schiller. The Dictionary posits the belief that pragmatists<br />

uphold the “subjective interests of the individual,”<br />

which are equated with “practical utility.” The<br />

pragmatists are labelled “radical empiricists,” identifying<br />

objective reality with experience in which subject <strong>and</strong><br />

object are permanently disjoined <strong>and</strong> polarized.<br />

The Soviet text thus indicts pragmatism as subjectivist<br />

because it limits truth to practical utility viewed<br />

101


from an individualist optic, from crass expediency. James<br />

is dismissed as an open irrationalist, Dewey a covert<br />

one who regards the laws <strong>and</strong> forms of logic as useful<br />

fictions. The brunt of the charge is uncompromising:<br />

“<strong>Pragmatism</strong> subscribes to meliorism in ethics, while in<br />

sociology it varies from the cult of “outst<strong>and</strong>ing individuals”<br />

(James) <strong>and</strong> apology for bourgeois democracy<br />

(Dewey) to an outright defence of racism <strong>and</strong> fascism<br />

(F.C.S. Schiller)” (1967, 358). Sidney Hook is then<br />

charged for anti-communism, for his “experimental naturalism.”<br />

Other manifestations are condemned: C.W.<br />

Morris’ semantic idealism, P. W. Bridgman’s operationism<br />

(sic) , <strong>and</strong> the equally reprehensible logical formalism<br />

of C.I. Lewis, R. Carnap <strong>and</strong> W. Quine. Finally<br />

the Soviet experts conclude that pragmatism has given<br />

way to neo-positivism <strong>and</strong> religion as the dominant influence<br />

on the spiritual life of the United States.<br />

A clue to the stubborn fixation on characterizing<br />

pragmatism as subjectivism may be found in the entry on<br />

<strong>Peirce</strong> in the Dictionary. <strong>Peirce</strong> allegedly decreed the law<br />

that “the value of an idea lies in its practical results”<br />

(1967, 335). And because results are identified with sensations,<br />

<strong>Peirce</strong> becomes a follower of Berkeley. This subjective-idealist<br />

theory of knowledge is then tied to the<br />

three methods of pragmatism: the methods of persistence,<br />

of authority, <strong>and</strong> the scientific method. The last<br />

statement was a blatant error, so it was omitted in the<br />

1984 reprint. Finally, the authors acknowledge that<br />

<strong>Peirce</strong> also worked out an objective-idealist theory of<br />

development based on the principle of “chance” <strong>and</strong><br />

“love” as guiding forces. Nonetheless <strong>Peirce</strong> is credited<br />

with having made significant contributions to semiotics,<br />

the theory of probability <strong>and</strong> the logic of relations.<br />

Genealogy of Distortions<br />

How the Soviet experts can completely mis-read<br />

<strong>Peirce</strong>’s texts, may be clarified by examining the possible<br />

source of this muddle. In his polemic <strong>Pragmatism</strong>:<br />

Philosophy of Imperialism, Harry K. Wells identified the<br />

three methods of fixing belief that <strong>Peirce</strong> outlined as<br />

those of pragmatism. Clearly <strong>Peirce</strong> rejected the first two<br />

traditional methods, tenacity <strong>and</strong> authority, <strong>and</strong> proposed<br />

the third, the method of science. But Wells dismissed this<br />

as demagogy <strong>and</strong> solipsism, charging <strong>Peirce</strong> with positivism.<br />

This tack is often repeated in numerous “<strong>Marx</strong>ist”<br />

judgments of pragmatism implicating <strong>Peirce</strong>’s early essays<br />

of 1877-78, “The Fixation of Belief” <strong>and</strong> “How To Make<br />

Our Ideas Clear” (1998), without reference to the more<br />

substantial expositions of pragmaticism in the last<br />

decades of his life.<br />

<strong>Peirce</strong>'s pragmaticism needs to be historically specified<br />

to distinguish the early nominalist leanings <strong>and</strong> the<br />

later realist conviction. His early formulations (expressed<br />

originally in those two foundational essays but modified<br />

later in 1903 Harvard Lectures on pragmatism) seem to<br />

be so enigmatic that they generate the opposite of what<br />

they purport to convey. When <strong>Peirce</strong> argues that scientific<br />

beliefs depend on “some external permanency” not<br />

dependent on any single individual consciousness, Wells<br />

interprets this as a denial of the objective material world.<br />

When <strong>Peirce</strong> asserts that “Reality, like every other quality,<br />

consists in the peculiar sensible effects which things<br />

partaking of it produce…” <strong>and</strong> that in turn “cause belief”<br />

when reworked in consciousness, Wells accuses <strong>Peirce</strong> of<br />

reducing reality to a belief or a habit of action in which<br />

“we act as though a thing were real” (1954, 37). While<br />

<strong>Peirce</strong> was striving to emphasize that reality does not<br />

depend on individual interest, Wells adamantly insists<br />

that <strong>Peirce</strong> was proposing a “doctrine of sheer expediency<br />

in means <strong>and</strong> ends, the doctrine that the end justifies<br />

the use of any means” (39). Such distortions are typical,<br />

replicated <strong>and</strong> inflected in various ways.<br />

One would think that after a decade or more,<br />

<strong>Peirce</strong>’s ideas would finally receive a more intelligent<br />

reading. The highly acclaimed <strong>Marx</strong>ist thinker Leszek<br />

Kolakowski follows the trend of labeling <strong>Peirce</strong> a positivist<br />

<strong>and</strong>, more flagrantly, a nominalist. He focuses on<br />

<strong>Peirce</strong>’s pragmatic test of meaning. The meaning of any<br />

statement lies in “what practical consequences it involves.<br />

<strong>Peirce</strong> explicitly goes so far as to say that the meaning of<br />

a judgment is entirely exhausted in its practical consequences”<br />

(1968, 151). But practical testability did not<br />

constitute truth, Kolakowski explains, since for <strong>Peirce</strong>,<br />

truth was “a relation of correspondence <strong>between</strong> judgments<br />

<strong>and</strong> actual states of affairs” which empirical criteria<br />

help humans to discover. While correctly estimating<br />

<strong>Peirce</strong> as chiefly concerned with “perfecting knowledge,<br />

not with its possible immediate benefits,” Kolakowski<br />

insists that <strong>Peirce</strong>’s denial of essences or any authentic<br />

reality behind phenomena distinguish him as a positivist,<br />

a “champion of scientism,” who holds that all questions<br />

that cannot be settled by the natural <strong>and</strong> deductive sciences<br />

be ignored or relegated to the realm of nonsense.<br />

This is directly contradicted by <strong>Peirce</strong>'s belief that "our<br />

logically controlled thoughts compose a small part of the<br />

mind (1998, 241). The fact is that <strong>Peirce</strong> posited in<br />

Firstness the source of inexhaustible qualities, not a<br />

Kantian incognizable essence but a real generality retroducted<br />

or abducted by intersubjective communication<br />

(Habermas 1971, 135-37). This is the cognizable reality<br />

behind primitive sense-data which by inference become<br />

perceptual judgments, the outcome of intellectual operations.<br />

Moreover, <strong>Peirce</strong> emphasized that the act of conceiving<br />

effects translatable into habits of action allows<br />

"any flight of imagination, provided this imagination<br />

ultimately alights upon a possible practical effect" (1998,<br />

235), with the imagination operative in the "general purposiveness"<br />

of action immanent in the category of<br />

Thirdness.<br />

Why was <strong>Peirce</strong> engaged in examining the formation<br />

of beliefs (rules of action), habits of action, the interface<br />

<strong>between</strong> rationality <strong>and</strong> conduct? Kolakowski cannot reconcile<br />

the larger ethical <strong>and</strong> political implications of<br />

<strong>Peirce</strong>’s inquiry, a task fully explored by the German<br />

102


philosophers Apel (1967; 1995) <strong>and</strong> Jurgen Habermas<br />

(1971). Nonetheless, Kolakowski concludes that in his<br />

theory of meaningfulness, <strong>Peirce</strong> belongs to the school<br />

of the Vienna logical positivists, associating him with<br />

Bertr<strong>and</strong> Russell, Alfred Ayer, <strong>and</strong> the early Ludwig<br />

Wittgenstein. Ayer, however, astutely separates James's<br />

notion of the “cash value” of words evoking sense-experiences<br />

from <strong>Peirce</strong>'s scientific st<strong>and</strong>ards of fixing the<br />

meaning of words based on publicly repeatable procedures<br />

<strong>and</strong> evolving changes in our apprehension of the<br />

laws of nature (1982). However, this is not merely<br />

abstract formal verification as performed by the Vienna<br />

School <strong>and</strong> their followers; it involves prediction of outcomes<br />

of possible action, with social values <strong>and</strong> purposes<br />

invested in the logical clarification of meanings. As<br />

Kaplan puts it, pragmatist knowledge is not just a record<br />

of the past but “a reconstruction of the present directed<br />

toward fulfillments in the emerging future” (1961, 27).<br />

Specifying <strong>Peirce</strong>’s Pragmaticism<br />

Before proceeding further in correcting wrong<br />

construals <strong>and</strong> one-sided glosses, let us review the fundamental<br />

theorems behind Pierce’s pragmaticist intervention.<br />

The distinctive feature of <strong>Peirce</strong>’s theoretical stance<br />

is his affirmation of the reality of generals, of concepts<br />

that enable thought <strong>and</strong> the production of knowledge.<br />

This conviction regarding real general forces <strong>and</strong> objects<br />

constitutes <strong>Peirce</strong>’s realism (of the moderate kind aligned<br />

with the scholastic realism of Duns Scotus). He describes<br />

his position thus: “No collection of facts can constitute a<br />

law, for the law goes beyond any accomplished facts <strong>and</strong><br />

determines how facts that may be, but all of which never<br />

can have happened, shall be characterized. There is no<br />

objection to saying that a law is a general fact, provided<br />

that it be understood that the general has an admixture of<br />

potentiality, so that no congeries of actions here <strong>and</strong> now<br />

can ever make a general fact” (1.420). For <strong>Peirce</strong>, “What<br />

anything really is, is what it may finally come to be<br />

known to be in the ideal state of complete information,<br />

so that reality depends on the ultimate decision of the<br />

community” of inquirers (5.316). In the key notion of<br />

“potentiality,” which functions in <strong>Peirce</strong>’s analysis of the<br />

shifting roles of chance <strong>and</strong> determination, one may discern<br />

the motive-force of change, novelty, <strong>and</strong> sociohistorical<br />

transformations in people’s lives. Not only is the<br />

new always in the process of emerging; movements in<br />

reality are prefigured <strong>and</strong> anticipated in the deployment<br />

<strong>and</strong> articulation of signs.<br />

This realism is diametrically opposed to nominalism<br />

which characterizes the foundational platform of positivists,<br />

idealists, neopragmatists. The nominalists are<br />

concerned only with particulars, dismissing generals or<br />

universal concepts as mere names, arbitrary fictions useful<br />

for language-games. Thus for nominalists there is no<br />

such thing as beauty or virtue, only particulars with properties<br />

that can be designated beautiful or virtuous. Facts,<br />

events, objects are entirely disconnected, for the nominalists;<br />

only the mind unites them. This also explains the<br />

voguish rejection by deconstructionists <strong>and</strong> transnationlizing<br />

scholars of all generalities stigmatized as essentialism<br />

or universalism, or any claim to discovering<br />

knowledge applicable to societies across a range of cultures,<br />

times <strong>and</strong> places. An agnostic relativism ensues,<br />

with its attendant politics of nihilism or opportunism, at<br />

best of charitable pluralism <strong>and</strong> its latter incarnation,<br />

humanitarian imperialism (the refurbished version of the<br />

old “civilizing mission” of European empires).<br />

But how do we define a concept? <strong>Peirce</strong> holds that<br />

if we act in a certain manner, then we will have certain<br />

experiences providing ideas—the practical result; these<br />

ideas constitute the meaning of the concept or general<br />

being defined. According to <strong>Peirce</strong>: “In order to ascertain<br />

the meaning of an intellectual conception one should<br />

consider what practical consequences might conceivably<br />

result by necessity from the truth of that conception, <strong>and</strong><br />

the sum of these consequences will constitute the entire<br />

meaning of the conception” (5.9). Note that “consequences”<br />

here simply means the process of connecting<br />

antecedents <strong>and</strong> consequents; the sum-total of those connections,<br />

sense-experiences eventually arranged into<br />

beliefs <strong>and</strong> habits of action, will enable the discovery of<br />

the relation <strong>between</strong> general ideas <strong>and</strong> reality (outside of<br />

any one’s mind), which <strong>Peirce</strong>’s realism privileges as the<br />

goal of experimental inquiry.<br />

<strong>Peirce</strong>’s realism underlies his theory of the scientific<br />

method. In this way belief is fixed by the pressure of reality,<br />

not our consciousness, by means of publicly observable<br />

modes of investigation leading to some agreement, a<br />

social consensus. This socialized cooperative endeavor<br />

ultimately leads to the achievement of “concrete reasonableness.”<br />

It advances knowledge <strong>and</strong> the human control<br />

of the social <strong>and</strong> natural environments. To be sure, the<br />

charge of subjectivism immediately dissolves when we<br />

bear in mind <strong>Peirce</strong>’s stricture: “The real is that which is<br />

not whatever we happen to think, but is unaffected by<br />

what we may think of it” (8.12). This coincides with the<br />

<strong>Marx</strong>ist principle of epistemic realism, with theory as<br />

"empirically controlled retroduction of an adequate<br />

account of the structures producing the manifest phenomena<br />

of socioeconomic life" (Bhaskar 1983, 434).<br />

Knowing what is true is then not a result of copying of<br />

appearances (the reflectionist or correspondence view of<br />

truth) but a product of a process of systematic inquiry.<br />

Theory, the field of generals for <strong>Peirce</strong>, involves the<br />

making of hypothesis, more precisely abduction (the<br />

pragmatic maxim, in short) as the positing of universal<br />

propositions about structures (generals) inferred from<br />

perceptual judgments in experience (more on abduction<br />

later).<br />

Always Historicize<br />

Realism (inflected as naturalism <strong>and</strong> materialism)<br />

embraces both epistemology <strong>and</strong> a research program,<br />

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<strong>Peirce</strong>'s "logic of inquiry." Antithetical to Alex Callinicos'<br />

(1985) claim that <strong>Marx</strong>'s realism holds that reality is<br />

independent of all interpretive activity, the second thesis<br />

on Feuerbach proclaims that "the question whether<br />

objective truth can be attributed to human thinking is<br />

not a question of theory but a practical question" (<strong>Marx</strong>-<br />

Engels 1978, 144). <strong>Marx</strong> concurs with <strong>Peirce</strong> provided<br />

"practice" is broadened to include the whole repertoire<br />

of logical-semiotic experimentation, with its ethical <strong>and</strong><br />

aesthetic resonance. Both <strong>Marx</strong> <strong>and</strong> <strong>Peirce</strong> recognized an<br />

objective reality independent of consciousness, but they<br />

also subscribed to the historicity of knowledge.<br />

Analogous to <strong>Marx</strong> <strong>and</strong> Engel's reliance on organic<br />

intellectuals of the proletariat, <strong>Peirce</strong> also emphasized the<br />

community of knowledge-seekers, not solitary geniuses,<br />

committed to the pursuit of knowledge. It is a collective<br />

project sustained by publicly shared results <strong>and</strong> the fallible<br />

process of verification: “The opinion which is fated<br />

to be ultimately agreed to by all who investigate is what<br />

we mean by the truth, <strong>and</strong> the object represented in this<br />

opinion is the real” (5.407). Truth then is the outcome of<br />

social agreement, subject to the test of falsifiability, <strong>and</strong><br />

open to correction; a truth-claim refers to the real, to<br />

objective reality. <strong>Peirce</strong>’s theory of reality emerges from<br />

communal agreement adjusted to the needs of society.<br />

Accordingly, reality is defined in terms of correlated<br />

human experiences, common deliberations, <strong>and</strong> comparative<br />

testing of results governed by rationally agreed rules<br />

of action. The process of knowing thus is a practical<br />

activity, though this does not reduce science to merely an<br />

epiphenomenal expression of the historical Zeitgeist <strong>and</strong><br />

consequent ethical relativism. Nature <strong>and</strong> social forms<br />

are transitory <strong>and</strong> emergent, but their appearances cannot<br />

be fully cognized or comprehended without positing<br />

structures/theoretical ensembles via abduction, hypothetical<br />

inferences, <strong>and</strong> evaluating them via deduction, induction,<br />

<strong>and</strong> even intuitive guesses. <strong>Marx</strong> <strong>and</strong> <strong>Peirce</strong> are<br />

agreed on this methodical principle. When <strong>Marx</strong>'s historic<br />

rationalism (its progressive impetus informs <strong>Peirce</strong>'s<br />

"concrete reasonableness") is combined with <strong>Peirce</strong>'s<br />

epistemic realism, we obtain the most creative transaction<br />

<strong>between</strong> <strong>Peirce</strong>'s pragmaticism <strong>and</strong> <strong>Marx</strong>-Engel's<br />

practical materialism <strong>and</strong> its singular mode of dialectical<br />

reasoning based on what John Bellamy Foster calls "the<br />

logic of emergence" (2000, 233; for an early review of the<br />

conflicted relation <strong>between</strong> scientism <strong>and</strong> <strong>Marx</strong>ism, see<br />

Aronowitz 1988).<br />

For <strong>Peirce</strong> the critical realist, the actual regularity of<br />

the universe can be explained by the action of forces acting<br />

in accordance with laws, but also accounting for deviations.<br />

In <strong>Marx</strong>'s view, the phenomenal appearances in<br />

the universe can be understood only from hypothetical<br />

structures (for example, value) which are irreducible to<br />

phenomena or sense-data. The concrete real can be<br />

grasped in thought by a critical transformation of preexisting<br />

theories <strong>and</strong> conceptions constitutive of the<br />

phenomena being analyzed. <strong>Marx</strong>, however, required<br />

the testing of hypothesis through praxis. Likewise, <strong>Peirce</strong><br />

subjected hypotheses to tests <strong>and</strong> practical results converging<br />

in common agreement. Perhaps this impelled<br />

<strong>Peirce</strong> to posit mind (later, a non-psychic Interpretant) as<br />

basic when it is linked to habits that assume natural lawlike<br />

behavior; however, such habits are never precise nor<br />

rigid, hence the intervention of absolute chance in the<br />

universe. This is the dimension of historicism that<br />

"Western <strong>Marx</strong>ists" (such as Adorno, Marcuse, etc.)<br />

adopted in reaction to a deterministic, positivist science<br />

that dominated the triumphalist technocrats of the<br />

Stalinist epoch.<br />

One needs to stress here that <strong>Peirce</strong>'s science is definitely<br />

not mechanistic, without feedback checks, teleological,<br />

nor hermeneutically opaque to humanistic<br />

traditions <strong>and</strong> social exigencies. Nor is it premised on<br />

Enlightenment meliorism tied to Auguste Comte <strong>and</strong><br />

Herbert Spencer. One can speculate that <strong>Peirce</strong>'s doctrine<br />

of tychism (enabled by the categories of Firstness<br />

<strong>and</strong> Secondness) emerged in diametric opposition to various<br />

forms of scientistic determinism. Because habits<br />

congregate <strong>and</strong> form larger networks, totalities, wholes<br />

(his theory of synechism), <strong>Peirce</strong> holds that the universe<br />

is moving from domination by chance at the start toward<br />

complete order through habit-formation <strong>and</strong> its purposedirected<br />

mutations. This process of evolution impelled<br />

by an inner principle of creative love, leading to a stage<br />

in which everything is infused with “Reasonableness,”<br />

the universe becoming “a vast representamen, a great<br />

symbol of God’s purpose, working out its conclusions in<br />

living realities” (5.119). So much for Pierce’s metaphysical<br />

speculations that resemble those of Alfred North<br />

Whitehead <strong>and</strong> other scientific thinkers engaged in cosmological<br />

extrapolations.<br />

The Three Modalities of Being<br />

Generality <strong>and</strong> potentiality are linked together in<br />

<strong>Peirce</strong>’s theorizing of knowledge <strong>and</strong> the horizon of<br />

inquiry. This parallels <strong>Marx</strong>’s interface of mode of production<br />

<strong>and</strong> social relations in the analysis of historical<br />

development. The moot point is how change or motion<br />

proceeds <strong>and</strong> is grasped on various levels of abstraction.<br />

How to describe <strong>and</strong> interpret the import of matter in<br />

motion, history, this logic of emergence of social life in<br />

nature, not only the past <strong>and</strong> present but also the future,<br />

both potentiality <strong>and</strong> actuality—all these can be illuminated<br />

<strong>and</strong> charted by <strong>Peirce</strong>’s semiotics along the path<br />

that <strong>Marx</strong>, Engels, Lenin, Mao <strong>and</strong> others have traced,<br />

provided we take into account the historic origin <strong>and</strong><br />

limits of <strong>Peirce</strong>'s metaphysics within the epoch of the<br />

United States' transition from industrial capitalism to<br />

imperialism, from the end of the Civil War, the Spanish-<br />

American War, the annexation of Cuba <strong>and</strong> the<br />

Philippines, <strong>and</strong> World War I.<br />

Before we pursue this theme further, it is necessary<br />

to expound <strong>Peirce</strong>’s epistemology, closely tied to his<br />

semiotics or triadic theory of signs. Next to the nominal-<br />

104


ist-realist demarcation which clears up the muddle<br />

caused by tagging <strong>Peirce</strong> as a positivist, <strong>Peirce</strong>’s categorial<br />

scheme might be the best key to unfolding what may<br />

be his immanent dialectics, one much more infinitely<br />

complicated than Engels in its articulation of the interweaving<br />

of complex varieties of signs or signifying<br />

processes that comprise patterns of experience, including<br />

variations or changes in cultural styles, tastes, norms—in<br />

short, the stratified <strong>and</strong> differentiated reality that <strong>Marx</strong><br />

treated in Capital. In both the Grundrisse <strong>and</strong> <strong>Marx</strong>'s<br />

Notes on Adolph Wagner (Carver 1975), we encounter<br />

<strong>Marx</strong>'s methodological principle that while transhistorical<br />

structures or concepts are necessary, the experience<br />

<strong>and</strong> institutions of specific societies at different periods,<br />

as well as the complex of historical determinations that<br />

comprise its concrete reality, need to be carefully investigated<br />

<strong>and</strong> meticulously analyzed. That lesson was drawn<br />

from criticizing the reductionist fallacies vitiating the<br />

political economy of Adam Smith, David Ricardo, John<br />

Stuart Mill, etc.<br />

While analytically distinct, <strong>Peirce</strong>’s ontological categories<br />

of Firstness, Secondness <strong>and</strong> Thirdness are articulations<br />

of modes of being, not transcendental dogmatic<br />

absolutes. They operate differently in logic, metaphysics,<br />

epistemology, language analysis, etc. These three modes<br />

of being may resemble the casuistry of scholastic metaphysics,<br />

but their application in semiotics <strong>and</strong> social critique<br />

differs from Christian apologetics. They provide<br />

the rationale for the pragmatic method of ascertaining<br />

the real meaning of any concept, doctrine, proposition,<br />

word or other signs. Their connections <strong>and</strong> transitions<br />

spell out the actual configuration of change in observable<br />

phenomena, calibrating the play of contingency <strong>and</strong><br />

determination in the passage <strong>and</strong> vicissitudes of events,<br />

peoples, <strong>and</strong> their interaction with the biosphere.<br />

The three categories are not hierarchical but interpenetrative<br />

or interactive. In summary, Firstness refers to<br />

the potentiality of an actual idea, a possibility. It is not<br />

the domain of Plato’s hypostatized Forms nor scholastic<br />

essences, but a transitional moment <strong>between</strong> nothing <strong>and</strong><br />

an existent thought or object; not a nothing but less than<br />

an actual thought, only its possibility. Firstness may be a<br />

color sensation, not yet red or blue, but only its possibility.<br />

The sense experiences are possibilities that may<br />

become actualized in the next step of underst<strong>and</strong>ing.<br />

In terms of the triadic sign-system, Firstness refers to a<br />

mere quality, a presence, a sin-sign or icon in relation to<br />

its object, the site of novelty <strong>and</strong> emergences. Firstness is<br />

the prelogical, intuitive feature of immediate appearances<br />

that defy description.<br />

Secondness designates an actually existing object or<br />

event analyzable into qualities <strong>and</strong> properties of matter.<br />

It involves reaction or brute actuality, “the blind force<br />

[that] is an element of experience distinct from rationality<br />

or logical force” (1.220). This is the realm of conflict,<br />

antagonism, resistance. In terms of signs, Secondness is<br />

a token or sin-sign, an object or event, with indices as<br />

signs with dynamic or causal relations to their objects.<br />

Qualities of bodies belong to Firstness, but they are actualized<br />

when only they are experienced, thereby generating<br />

a percept in the mind. In turn this sense-percept or<br />

sense-data, the result of a psychological process, appears<br />

in consciousness as a feeling or image, already an intellectual<br />

judgment. While <strong>Peirce</strong> asserted that “the percept<br />

is the reality” (5.568), to make full sense, immediate perception<br />

undergoes modification when the mind confronts<br />

linkages <strong>and</strong> crossings of percepts <strong>and</strong> begins to abstract<br />

concepts expressed in symbols, the realm of Thirdness, of<br />

conventions, transhistorical paradigms <strong>and</strong> structures.<br />

We then move to Thirdness, a meaning or general<br />

concept, derived from percepts through the power of<br />

abstraction (exemplified in the mind’s capacity to infer by<br />

induction, deduction, <strong>and</strong> abduction). This is the sphere<br />

of generals that constitute meaning; they are real because<br />

they have verifiable, external counterparts in the percepts.<br />

In the percept one encounters Firstness in the<br />

perceived object become actualized. To be meaningful,<br />

every abstract concept or idea must refer to a percept<br />

(Secondness). All men are mortal, but mortality is not the<br />

same for all men; the mortality that belongs to each man<br />

is similar to the mortality that belongs to each of his fellow<br />

men. It is the same with <strong>Marx</strong>'s concept of value, the<br />

two-fold character of labor concretized historically into<br />

use-value <strong>and</strong> exchange value (<strong>Marx</strong>-Engels 1978, 308-<br />

328).<br />

We confuse similarity with identity when we h<strong>and</strong>le<br />

concepts as pure abstractions, or pure Firstness, without<br />

reference to their actualization. <strong>Peirce</strong> made the same<br />

point when he noted that for nominalists, “man” is applicable<br />

to something real, “but he believes that there is<br />

beneath this a thing in itself, an incognizable reality. His<br />

is the metaphysical figment… The great argument for<br />

nominalism is that there is no man unless there is some<br />

particular man” (5.312). Early on <strong>Peirce</strong> rejected Kant's<br />

unknowable thing-in-itself (in the 1868 essays on<br />

"Questions Concerning Certain Faculties Claimed for<br />

Man" [1998b, 64-118]). <strong>Peirce</strong> remarks that the species<br />

“man” is real because it may be found in any man by<br />

abstracting it from his accidental or particularizing characteristics.<br />

We make a distinction <strong>between</strong> the species in<br />

any man <strong>and</strong> his other accidental characteristics, by the<br />

process of abstraction (logical inferences). The nominalists<br />

are the positivists who dare not proceed further than<br />

the realm of sense-data, fictional names, atomistic facts.<br />

We can see clearly here a parallel with <strong>Marx</strong>’s discrimination<br />

of value into use-value <strong>and</strong> exchange-value, value<br />

itself being a real general comprehensible apart from its<br />

varied historical incarnations <strong>and</strong> without which the variable<br />

phenomena—for example, the fetishistic commodity-form—cannot<br />

be made intelligible for any purposive<br />

research program.<br />

What are some consequences of this mode of cognizing<br />

reality when compared with <strong>Marx</strong>ist historicizing<br />

epistemology? Is <strong>Peirce</strong>’s formulation idealistic or materi-<br />

105


alist, grounded in Hegelian ideas or empirical observations<br />

<strong>and</strong> rational hypothesis? Is <strong>Peirce</strong>’s pragmaticist<br />

theory of meaning inconsistent with the dialectical<br />

schema of investigation as delineated by Bertell Ollman,<br />

for example? I have already suggested parallels or analogues<br />

<strong>between</strong> <strong>Peirce</strong>an pragmaticism <strong>and</strong> <strong>Marx</strong>'s structuralist-historical<br />

dialectics earlier, but a few more<br />

affinities may be mentioned here for future elaboration.<br />

Envisioning Comparative Dialectics<br />

By consensus, <strong>Marx</strong>’s method in analyzing capitalism<br />

as a historical system is materialist dialectics with a lineage<br />

dating back to Heraclitus <strong>and</strong> Epicurus up to Diderot<br />

<strong>and</strong> Hegel. <strong>Marx</strong> criticized the idealist basis of Hegel’s<br />

dialectics in various works: Critique of Hegel’s Philosophy of<br />

the State, Economic <strong>and</strong> Philosophical Manuscripts, The Holy<br />

Family, The German Ideology, <strong>and</strong> The Poverty of Philosophy.<br />

In demystifying Hegel’s method <strong>and</strong> rescuing its rational<br />

kernel, <strong>Marx</strong> emphasized the autonomy of nature <strong>and</strong> the<br />

historicity of social forms. In Roy Bhaskar’s formulation,<br />

<strong>Marx</strong> counterposed to Hegel’s idealist inversion “a conception<br />

of universals as properties of particular things,<br />

knowledge as irreducibly empirical, <strong>and</strong> civil society (later<br />

modes of production) as the foundation of the state.”<br />

<strong>Marx</strong> replaced Hegel’s “immanent spiritual teleology of<br />

infinite, petrified <strong>and</strong> finite mind” with “a methodological<br />

commitment to the empirically-controlled investigation<br />

of the causal relations within <strong>and</strong> <strong>between</strong><br />

historically emergent, developing humanity <strong>and</strong> irreducibly<br />

real, but modifiable nature” (1983, 123). In<br />

effect, Firstness (potentialities) <strong>and</strong> Secondness (actualities)<br />

were privileged in grasping the concrete determinations<br />

of Thirdness, the lawful regularities inferrable by<br />

hypothesis or abduction from perceptual judgments.<br />

Overturning the topsy-turvy world of Hegel's Geist,<br />

<strong>Marx</strong> rejected Hegel’s absolute Spirit <strong>and</strong> its tacit link<br />

with atomistic empiricism, conceiving matter <strong>and</strong> motion<br />

as irreducible to thought. <strong>Marx</strong> valued differentiation <strong>and</strong><br />

complexity (as in the notion of uneven <strong>and</strong> combined<br />

development), causal <strong>and</strong> not conceptual necessity, <strong>and</strong><br />

empirically verified totalities. This was demonstrated<br />

particularly in his discovery of the two-fold character of<br />

labor <strong>and</strong> the existence of surplus labor (a generality)<br />

apart from its particular sociohistoric embodiments. He<br />

initiated a science of history thickened with nuanced<br />

ontological stratification, analysis of rational purposes in<br />

social praxis, <strong>and</strong> a flexible apparatus for charting the<br />

vicissitudes of sociohistorical becoming or change (Farr<br />

1991). This way of “doing science differently,” as Daniel<br />

Bensaid observed, shown in <strong>Marx</strong>'s critique of classical<br />

political economy “aspires to a different rationality...<br />

Constrained by its object (the social relations <strong>and</strong> economic<br />

rhythms of capital), by the non-linear logic of its<br />

temporalities, by disconcerting ‘laws’ that contradict<br />

themselves,” <strong>Marx</strong>'s science deploys “a strategic thought”<br />

attentive to what is hidden, obscure, irrational—in short,<br />

to chance, as <strong>Peirce</strong> located it in an open-ended, evolving<br />

universe: “The premisses of Nature's own process are all<br />

the independent uncaused elements of fact that go to<br />

make up the variety of nature, which the necessitarian<br />

supposes to have been all in existence from the foundation<br />

of the world, but which the Tychist [partisan of<br />

chance] supposes are continually receiving new accretions”<br />

(1998a, 194).<br />

Masks of Dialectics<br />

The core of <strong>Marx</strong>ian dialectics has been the subject<br />

of numerous expositions. For this occasion, we can attach<br />

it to the way <strong>Marx</strong> defined the contradictions of capitalism<br />

as deriving from the structural contradictions<br />

<strong>between</strong> the use-value <strong>and</strong> the value of the commodity,<br />

<strong>between</strong> concrete, useful <strong>and</strong> abstract social aspects of<br />

labor, <strong>and</strong> their expressions in class antagonisms.<br />

Reciprocal interaction, subsumptions, <strong>and</strong> playful alternations<br />

characterize opposites. The fundamental structural<br />

contradictions of any social formation (<strong>between</strong><br />

forces <strong>and</strong> relations of production, <strong>between</strong> production<br />

<strong>and</strong> valorization process, etc.) are inclusive oppositions,<br />

interpenetrating with each other, all sprung from the historical<br />

legacy of the separation of the immediate producers<br />

from the means <strong>and</strong> materials of production <strong>and</strong> from<br />

the nexus of social relations with nature.<br />

Contending that dialectics is universally applicable,<br />

Fredrick Engels proposed that it is “the science of the<br />

general laws of motion <strong>and</strong> development of nature,<br />

human society <strong>and</strong> thought” (1931, 39). In his Dialectics of<br />

Nature, Engels summed up the three main laws of materialist<br />

dialectics, often converted into scriptural dogmas<br />

by party fanatics: 1) the transformation of quantity into<br />

quality <strong>and</strong> vice-versa; 2) the interpenetration of opposites,<br />

<strong>and</strong> 3) the negation of the negation (1940, 26). In<br />

my undergraduate days (to add a personal note), these<br />

three laws were condensed in Mao’s aphorism, easily carried<br />

out by subaltern vulgarizers: To know what a pear is,<br />

just eat it, QED! Pears in the Philippines were imported<br />

from the neocolonial power, the masters of U.S. corporate<br />

agribusiness. Needless to say, such "laws" or tendencies<br />

also need to be made concrete in thought by spelling<br />

out manifold determinations involving the three modalities<br />

that <strong>Peirce</strong> outlined in order for their meaning to be<br />

socially proved via hypothetical inferences, validated by<br />

logical rules of deduction, induction, etc.<br />

Since I am mainly doing an exploratory survey in<br />

finding out how <strong>Peirce</strong>’s thinking can help strengthen<br />

<strong>and</strong> sharpen the way <strong>Marx</strong>ists have analyzed social<br />

change, I will limit myself to the theme of contradiction.<br />

Bertell Ollman has aptly stressed the critical <strong>and</strong> revolutionary<br />

nature of the <strong>Marx</strong>ist dialectic, critical because it<br />

helps us learn <strong>and</strong> underst<strong>and</strong> our situation as victims <strong>and</strong><br />

actors with power (if mobilized <strong>and</strong> organized) to change<br />

things, <strong>and</strong> revolutionary because it grasps the present as<br />

a moment of transformation. Science becomes a causal<br />

agent when translated by a community with an activist<br />

program: scientific underst<strong>and</strong>ing of the laws of motion<br />

106


of bourgeois society forces us to comprehend where<br />

present capitalist society came from <strong>and</strong> where it is heading,<br />

<strong>and</strong> our role in this transformation. <strong>Marx</strong>’s dialectical<br />

critique of reality (alienated in capitalism) concentrates<br />

on four kinds of relations (identity/difference; interpenetration<br />

of opposites; quantity/quality, <strong>and</strong> contradiction).<br />

Elucidation of these relations enabled <strong>Marx</strong> “to attain his<br />

double aim of discovering how something works or happened<br />

while simultaneously developing his underst<strong>and</strong>ing<br />

of the system in which such things could work or happen<br />

in just this way” (Ollman 1993, 13).<br />

Notwithst<strong>and</strong>ing its ambiguous nuances, I submit<br />

that <strong>Peirce</strong>’s Thirdness is the sphere where contradiction,<br />

which is most vivid in Secondness, finds appropriate<br />

mediation. Thirdness is mediation or intelligibility, for<br />

<strong>Peirce</strong>, instanced in the legi-sign, <strong>and</strong> the symbol which<br />

functions as a sign of an object by virtue of a rule or habit<br />

of interpretation. While Firstness (presence) is unthinkable,<br />

<strong>and</strong> Secondness (brute actuality) is unintelligible—<br />

an element of experience distinct from rationality or<br />

logical force, the experience of Thirdness is the experience<br />

of the intelligible, of “concrete reasonableness.”<br />

Once <strong>Marx</strong> has explained the ineluctable contradictions<br />

in the motion of socialized capital, its necessary dissolution<br />

in crisis <strong>and</strong> the emergence of class consciousness in<br />

its victims, we reach the moment of Thirdness. The discovery<br />

of general laws of motion—by Lenin in the rise of<br />

capitalism in Russia, by Mao in the possibilities of peasant<br />

uprising contributing to proletarian mobilization—<br />

ushers us to a feasible point of grasping the import of<br />

phenomena synthesized by general laws. Thirdness, to<br />

the <strong>Marx</strong>ist sensibility, designates the hazardous unpredictable<br />

course of revolution, with its contingencies,<br />

necessities, <strong>and</strong> ineluctable vicissitudes.<br />

Totality <strong>and</strong> Process<br />

Using a <strong>Peirce</strong>an method of abduction--hypothetical<br />

inferences tested by historical testimony <strong>and</strong> evidence,<br />

<strong>Marx</strong> discovered the general laws of motion in capitalist<br />

society. In accord with ongoing political struggles <strong>and</strong><br />

theoretical praxis, he drew out their implications <strong>and</strong><br />

entailments in the political-ideological crisis of bourgeois<br />

hegemony. The interpretation of these laws were in turn<br />

refined, enriched <strong>and</strong> developed by Lenin in the imperialist<br />

stage, <strong>and</strong> by Gramsci, Mao, W.E. Du Bois, C.L.R.<br />

James, Che Guevara, Frantz Fanon, <strong>and</strong> Amilcar Cabral<br />

in the dependent, peripheral outposts of Empire. The<br />

interpretants (linking the present <strong>and</strong> future, the actual<br />

<strong>and</strong> potential) included the organic intellectuals <strong>and</strong> the<br />

popular struggles in each social formation.<br />

One of the first scholars to link <strong>Peirce</strong>'s method of<br />

abduction to <strong>Marx</strong>'s critical-dialectical method is Derek<br />

Sayer. In abstracting the essential relations from the phenomenal<br />

forms of the commodity, as well as the historical<br />

instantiations of surplus value, <strong>Marx</strong> applied not deductive<br />

apriorist thinking nor a posteriori inductive reasoning.<br />

Instead, as Sayer demonstrates, he mobilized a realist<br />

mode of explaining the empirical correlations, “the<br />

mechanisms through which they are brought about, <strong>and</strong><br />

behind them their conditions” (Sayer 1983, 114). This is<br />

the logic of hypothesis formation (N.R. Hanson's retroductive<br />

scheme, for Sayer), positing mechanisms <strong>and</strong><br />

conditions that would explain how <strong>and</strong> why the phenomena<br />

observed come to assume the forms they do.<br />

Following this abductive or retroductive analytic,<br />

<strong>Marx</strong> attempts a dialectic mode of presentation which<br />

Sayer calls Kantian but which is more properly described<br />

as comic, cathartic, demystifying narrative. It historicizes<br />

the allegedly transcendental forms fetishized by bourgeois,<br />

classical political economy. In his commentary on<br />

the 1857 introduction to the Grundrisse <strong>and</strong> 1879-80<br />

Notes on Adolph Wegner, Terrell Carver (1975) also highlighted<br />

<strong>Marx</strong>'s dialectical synthesis of phenomena <strong>and</strong><br />

structures to generate the concrete universal concerning<br />

value, social relations of production, surplus value, <strong>and</strong>,<br />

in particular, the historic singularity of capitalist society.<br />

Rejecting eternal verities <strong>and</strong> the Robinson-Crusoe<br />

archetype of bourgeois economists, <strong>Marx</strong> began with the<br />

hypothetical premise that “the socially determined production<br />

carried on by individuals,” when thoroughly analyzed,<br />

can elucidate the changes <strong>and</strong> development in<br />

various aspects (both universal <strong>and</strong> specific) of social life.<br />

His task involved both a critique of previous theories <strong>and</strong><br />

an empirical investigation of sensory <strong>and</strong> intellectual<br />

experience of whole societies in the process of transition.<br />

Historical materialism seems to confirm <strong>Peirce</strong>’s thesis<br />

that these laws were not just mere conjunctions of<br />

actual individual instances, as empiricists would posit.<br />

The totality of relations—both social <strong>and</strong> international—<br />

that Lukacs privileged <strong>and</strong> that Engels crystallized in<br />

the interpenetration of opposites (unity, not identity, of<br />

opposites) functions within the category of Thirdness.<br />

<strong>Peirce</strong>’s view was part of his synechism or doctrine that<br />

the universe contains genuinely continuous phenomena.<br />

Continuity does not imply linear causal determinism, or<br />

a closed universe of necessity; it allows the role of chance<br />

(<strong>Peirce</strong>’s tychism), spontaneity, <strong>and</strong> an evolutionary cosmology<br />

premised on regularities of nature <strong>and</strong> mind as<br />

products of growth. Chance evinced in the Darwinian<br />

play of heredity <strong>and</strong> adaptation is accepted by both<br />

<strong>Peirce</strong> <strong>and</strong> <strong>Marx</strong> (for Christopher Caudwell's contribution,<br />

see Foster 2000).<br />

Synechism, <strong>Peirce</strong>'s doctrine of continuity, holds that<br />

“ideas tend to spread continuously <strong>and</strong> to affect certain<br />

others which st<strong>and</strong> to them in a peculiar relation of<br />

affectability. In this spreading they lose intensity, <strong>and</strong><br />

especially the power of affecting others, but gain generality<br />

<strong>and</strong> become welded with other ideas” (6.104). <strong>Peirce</strong><br />

explains further that synechism is “founded on the notion<br />

that coalescence, the becoming continuous, the becoming<br />

governed by laws… are but phases of one <strong>and</strong> the<br />

same process of the growth of reasonableness” (5.4). The<br />

107


interanimation of ideas epitomized by synechism led<br />

Sidney Hook (1962) to associate it with Hegel's dialectical<br />

synthesis of thesis <strong>and</strong> antithesis, the temporal unity<br />

of opposites via sublation (Aufhebung). <strong>Peirce</strong>, however,<br />

grounds his dialectical ontology of internal relations in<br />

sociohistorical praxis (Sayer 1987), not in the transcendental<br />

domain of Absolute Spirit. The ideological refusal<br />

to appreciate these laws (tendencies, if you like) of<br />

motion <strong>and</strong> their outcome leads to the irrationalism <strong>and</strong><br />

self-destructive impulses in bourgeois rule <strong>and</strong> its toxic<br />

ideology disseminated by sophisticated media <strong>and</strong> State<br />

apparatuses, e.g. spreading freedom <strong>and</strong> democracy in<br />

Afghanistan by drones, torture, subjugation of the populace<br />

the U.S. is claiming to save <strong>and</strong> enlighten. Illusions<br />

bred by reality reinforce the ideological persistence of<br />

deceptive facts taken to be common sense, normal, business-as-usual<br />

routine.<br />

There is an exciting reservoir of dialectical insights<br />

hidden in <strong>Peirce</strong>’s tychism that allows novelty, irregularity,<br />

complexity <strong>and</strong> change in the universe (Brent 1998,<br />

208). Because chance operates in the universe, the basic<br />

laws of nature <strong>and</strong> history are not apodictic but inexact,<br />

probabilistic, fallible. <strong>Peirce</strong>’s world-view allows the kind<br />

of revolutionary ruptures that utopian <strong>Marx</strong>ists like Ernst<br />

Bloch <strong>and</strong> Walter Benjamin would prophesy in moments<br />

of apparent harmony in bourgeois systems. It encourages<br />

prediction of what is unexpected, unlikely, implausible; it<br />

entertains the unpredictable momentum of hidden forces<br />

behind the fetishized appearances of quotidian, commodity-oriented<br />

life.<br />

The Real as Actual<br />

Realism becomes the germinal anchor of hope.<br />

Believing that reality cannot be identified with actuality,<br />

<strong>Peirce</strong> asserts that there are real, objective possibilities<br />

‘based on his realization that many conditional statements,<br />

for instance, the ‘practical’ conditionals expressing<br />

the empirical import of a proposition… cannot be construed<br />

as material or truth-functional conditionals, but<br />

must be regarded as modal (subjunctive) conditionals”<br />

(Hilpinen 1995, 568). In this framework, hope is deemed<br />

as real as any weapon in the class struggle. Such objective<br />

possibilities pervade <strong>Marx</strong> <strong>and</strong> Engels’ speculations on a<br />

future communist society (first prophesied in The<br />

Communist Manifesto), Rosa Luxemburg’s foresights on<br />

women’s liberation, <strong>and</strong> C.L.R. James’s anticipatory politics<br />

of an evolving socialist era.<br />

Aside from the semiotic triad of sign-production <strong>and</strong><br />

the logic of abduction, I think <strong>Peirce</strong>’s notion of potentiality<br />

is the closest to the idea of dialectical sublation<br />

or Aufhebung in Hegelian idealism. While possibility<br />

belongs to Firstness, potentiality belongs to Thirdness,<br />

the realm in which "an actualized sign's potentiality for<br />

becoming what it is within its nature to come into interrelation<br />

<strong>and</strong> interaction with all other signs. Potentiality<br />

is future-oriented, while possibility is present oriented"<br />

(Merrell 2000, 130). This notion of potentiality can<br />

prove to be the most creative, versatile tool for a <strong>Marx</strong>ist<br />

activist intellectual desiring to appropriate what is useful<br />

in <strong>Peirce</strong>’s pragmaticism for transformative praxis. We<br />

have seen that the pragmaticist maxim valorizes the totality<br />

of modes of rational conduct triggered by a practicable<br />

concept, taking into account also “the possible<br />

different circumstances <strong>and</strong> desires” of the participants<br />

involved in interpretation. Meaning is not indefinitely<br />

deferred; rather, as Leroy Searle observes, it “accepts<br />

meaning (as it does thought <strong>and</strong> reality itself) as a continuous<br />

process, which we determine, with arbitrary precision<br />

(depending on ‘different circumstances <strong>and</strong> desires’)<br />

in communities of inquiry” (1994, 562). We can envisage<br />

a united front, a counter-hegemonic bloc of classes, genders,<br />

sexualities, peoples, etc., their diverse interests <strong>and</strong><br />

motivations articulated under the aegis of interminable<br />

<strong>Peirce</strong>an inquiry.<br />

One may venture that the final logical interpretant<br />

(the mediating catalyst <strong>between</strong> object <strong>and</strong> signifier or<br />

representamen) in <strong>Peirce</strong>’s semiotics may be figured as<br />

the leading or decisive force in the community of<br />

researchers. It may be the revolutionary agent, bearer<br />

of intelligibility, aware of qualities (Firstness), immersed<br />

in existential agony (Secondness), but specifically<br />

removed in comprehending the totality of the situation<br />

(Thirdness) (Liszka 1996) <strong>and</strong> in synthesizing the measures<br />

needed to change the situation. This allegorical<br />

translation speaks volumes if translated into the function<br />

of intellectuals/leaders in popular mass organizations<br />

seeking thoroughgoing, radical change.<br />

In <strong>Marx</strong>ist dialectics, the resolution of a contradiction<br />

proceeds through spirals <strong>and</strong> swerves that defy precise<br />

calculation <strong>and</strong> final judgments. The potential order<br />

of evolving society is immanent in the conjuncture of<br />

events <strong>and</strong> their sequences. Given <strong>Peirce</strong>’s realism, the<br />

idea of general potentiality is as real as individual particularity.<br />

Continua or the continuum of events bear unactualized<br />

possibilities (Murphey1993, 394). Richard Robin<br />

paraphrases <strong>Peirce</strong> by saying that potentiality is part of<br />

reality <strong>and</strong> cannot be defined simply as future actuality, in<br />

the sense that revolutionary rupture is a potential quality<br />

in U.S. society but it can be actualized only in the future<br />

by way of fortuitous actions <strong>and</strong> organized interventions.<br />

If pursued correctly, <strong>Peirce</strong>'s critical realism becomes<br />

a pedagogical heuristic for a kind of prophetic politics. If<br />

<strong>Marx</strong>ists as revolutionaries seek to prefigure, anticipate<br />

<strong>and</strong> invent the future, just as scientists aspire to predict<br />

what’s to come, then their task is to assert meaningful<br />

propositions about events not yet actualized. In doing so<br />

they seek to prepare for the coming of these events. We<br />

therefore take the position that the realia are not just particular<br />

undecidable individuals, as nominalists <strong>and</strong> positivists<br />

hold, but also real indeterminate potentialities (on<br />

its application to communicative problems (see Apel<br />

1995). Communism is already an extant if not nascent<br />

potential, so to speak, not just the seeds whose death<br />

spells the birth of new life <strong>and</strong> order. In short, it is<br />

108


already an emergent actuality in people's everyday lives.<br />

<strong>Peirce</strong>’s idea of potentiality may already be present in<br />

the <strong>Marx</strong>ist concept of praxis enunciated in “Theses on<br />

Feuerbach.” It may also be embedded in Gramsci’s<br />

organic intellectual as the fusion of interpretation <strong>and</strong><br />

action, or Lenin’s idea of a revolutionary party, educator<br />

<strong>and</strong> mobilizer of masses of people. Knowledge entails<br />

actionable or practicable assumptions. Richard Robin<br />

suggests that if “the function of knowledge is to enable us<br />

to control the future, then we must take potentialities<br />

seriously, for the future as known in the present consists<br />

entirely of potentialities, some of which will be actualized<br />

<strong>and</strong> some of which will not… An epistemology that takes<br />

into account the facts of human behavior <strong>and</strong> the working<br />

practices of science must recognize that potentialities,<br />

while they cannot be identified with any class of individuals,<br />

are nevertheless real. And the reason they are real is<br />

because, as <strong>Peirce</strong> first showed us, the world is general”<br />

(1998, 42).<br />

The Crucible of Experience: Assaying Politics,<br />

Ethics, Morality<br />

As partisans of radical inquiry, <strong>Marx</strong> <strong>and</strong> Engels<br />

worked all their lives to educate <strong>and</strong> inspire a community<br />

of inquirers (analogous to that envisaged by <strong>Peirce</strong>) that<br />

would join theory <strong>and</strong> practice, knowledge <strong>and</strong> action, to<br />

produce significant changes in society for the better: to<br />

liberate human potential, to enhance the domain of free<br />

activities, to promote beauty <strong>and</strong> self-fulfillment for all<br />

(see “Critique of the Gotha Program”). These changes<br />

precede <strong>and</strong> follow the pragmaticist call for habits or dispositions<br />

founded on rational activities. For <strong>Peirce</strong>, as<br />

James Hoopes notes, “thinking is behavior,” an action<br />

just as real <strong>and</strong> historical as operating a machine or fighting<br />

a war (1991, 9). <strong>Peirce</strong>’s final reflection on the interface<br />

of ethics, politics <strong>and</strong> his br<strong>and</strong> of pragmaticist<br />

epistemology conveys a trenchant emancipatory message:<br />

Just as conduct controlled by ethical reason tends toward<br />

fixing certain habits of conduct, the nature of which... does<br />

not depend upon any accidental circumstances, <strong>and</strong> in that<br />

sense may be said to be destined, so, thought, controlled by<br />

a rational experimental logic, tends to the fixation of certain<br />

opinions, equally destined, the nature of which will be the<br />

same in the end, however the perversity of thought of whole<br />

generations may cause the postponement of the ultimate<br />

fixation (CP 5.430, 1905)<br />

For “perversity of thought,” one can substitute irrational<br />

social practices <strong>and</strong> institutions, <strong>and</strong> for the “ultimate<br />

fixation,” “concrete reasonableness” arrived at in<br />

the fated convergence of inquiry fulfilling the paramount<br />

ends of truth, rightness <strong>and</strong> beauty via logic, ethics <strong>and</strong><br />

aesthetics. The last three normative sciences <strong>Peirce</strong><br />

regarded as the foundation of pragmaticism (1998 a, 371-<br />

397). In 1898, James gave a lecture entitled “Philosophy<br />

<strong>and</strong> the Conduct of Life” (1998a). This was also the period<br />

in which he sympathized with the goals of the Anti-<br />

Imperialist League of William James, Mark Twain, <strong>and</strong><br />

others denouncing U.S. imperialist aggression in Cuba<br />

<strong>and</strong> particularly the Philippines. On various occasions<br />

<strong>Peirce</strong> alluded to the barbaric effects of U.S. colonial<br />

invasion of the Philippines (see Brent 1993). In his lecture,<br />

he contended that for advancing scientific knowledge,<br />

reason is key but for the vital concerns of morality<br />

<strong>and</strong> ethics, sentiment <strong>and</strong> instinct suffice. This has led<br />

many to consider <strong>Peirce</strong> an ambivalent if not inconsistent<br />

thinker.<br />

But all the evidence points to the contrary. Eugene<br />

Rochberg-Halton connected <strong>Peirce</strong>'s notion of “instinctive<br />

mind” of the inquirer with purpose as a transaction<br />

in a complex environment susceptible to growth <strong>and</strong> correction:<br />

“Instincts are accordingly, in their proper environment,<br />

true ideas” (1986, 10). As Cheryl Misak (2004)<br />

has cogently shown, <strong>Peirce</strong> adhered to a cognitivist, fallibilist<br />

st<strong>and</strong>ard which subjects any belief to the test of<br />

experience <strong>and</strong> rational argument. Consequently, moral<br />

<strong>and</strong> ethical deliberations are responsive to the broad<br />

range of experience, including “the spontaneous conjectures<br />

of instinctive reason” underlying abduction. Mizak<br />

reminds us that <strong>Peirce</strong> conceived of logic as normative,<br />

ethical, thought under self-control: “Thinking is a kind<br />

of action, <strong>and</strong> reasoning is a kind of deliberate action,<br />

<strong>and</strong> to call an argument illogical, or a proposition false,<br />

is a special kind of moral judgment” (<strong>Peirce</strong> quoted in<br />

Mizak 2004, 170). Writing at the beginning of the Cold<br />

War, Donald S. Mackay summed up the original intent of<br />

pragmatism: “Instead of elaborating theories about ‘passive’<br />

states of knowledge in a knowing mind, or ‘contents’<br />

of knowledge within its own fixed <strong>and</strong> immutable forms,<br />

pragmatism offered a working hypothesis concerning the<br />

practice of knowledge in ‘the real business of living’”<br />

(1950, 398).<br />

Finally, one can venture the “musement” (<strong>Peirce</strong>'s<br />

term for imagination) that <strong>Peirce</strong>'s socialism inheres in<br />

his trust in the moral universalism of the scientific community.<br />

Cornel West noted <strong>Peirce</strong>’s “agapastic theory of<br />

evolution” as a critique of Darwinian mechanical necessitarianism<br />

<strong>and</strong> its implied individualism (1989, 52-53; see<br />

also Smith 1963, 32-37). If thinking is already practice,<br />

then all humans—as Gramsci reminded us—are already<br />

intellectuals in one degree or another, functioning<br />

according to their capacities <strong>and</strong> social situations. In<br />

effect, all citizens are protagonists in the shaping of their<br />

everyday lives <strong>and</strong>, as collectives, in the reconstruction of<br />

their societies. <strong>Peirce</strong> would concur with this notion of a<br />

communal enterprise striving toward “concrete reasonableness”<br />

in the reconstruction of the old decadent,<br />

oppressive, iniquitous society. This hypothesis captures<br />

the essential relevance of <strong>Peirce</strong>’s pragmaticist realism for<br />

<strong>Marx</strong>ist intellectuals whose program of research <strong>and</strong> its<br />

implementation coincides with the problematic of their<br />

effective <strong>and</strong> feasible intervention in the revolutionary<br />

process of their time.<br />

109


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