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<strong>Annual</strong> <strong>Report</strong> <strong>2007</strong>


<strong>Annual</strong> <strong>Report</strong> <strong>2007</strong><br />

Statement <strong>of</strong> Compliance ............................................................................................................ 2<br />

Chancellor’s Introduction ............................................................................................................. 3<br />

Overview<br />

Executive Summary by the Vice-Chancellor ......................................................................... 4<br />

Operational Structure<br />

Governance and Management ...................................................................................... 6<br />

Appendix A:<br />

Senate Members .................................................................................................... 8<br />

Meetings <strong>of</strong> Senate Members ................................................................................. 9<br />

Appendix B:<br />

<strong>University</strong> Governance .......................................................................................... 10<br />

Appendix C:<br />

Management Structure ......................................................................................... 11<br />

Agency Performance<br />

Mission, Vision and Objectives ........................................................................................... 12<br />

Risk Management ............................................................................................................. 13<br />

Research ........................................................................................................................... 14<br />

Education .......................................................................................................................... 15<br />

Community Relations ......................................................................................................... 16<br />

Statistical Pr<strong>of</strong>ile ................................................................................................................ 17<br />

Significant Issues and Trends<br />

Effects <strong>of</strong> Economic and Other Factors .............................................................................. 24<br />

<strong>The</strong> Impact <strong>of</strong> Legislation ............................................................................................ 24<br />

<strong>University</strong> Litigation ..................................................................................................... 24<br />

Disclosures and Legal Compliance<br />

Auditor General’s <strong>Report</strong> to Parliament .............................................................................. 25<br />

Financial Statements ......................................................................................................... 27<br />

Key Performance Indicators ............................................................................................... 69<br />

Other Financial Disclosures<br />

Pricing Policies <strong>of</strong> Services Provided ........................................................................... 84<br />

Major Capital Projects ................................................................................................. 84<br />

Staffing ....................................................................................................................... 85<br />

Governance Disclosures .................................................................................................... 86<br />

Other Legal Requirements<br />

Public Interest Disclosure Act ...................................................................................... 86<br />

Environmental Legislation ............................................................................................ 86<br />

Statement <strong>of</strong> Compliance with the Record Keeping Plan.............................................. 86<br />

Media and Advertising Expenditure ............................................................................. 87<br />

Published by <strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia<br />

Official correspondence should be addressed to the Executive Director (Academic Services) and Registrar,<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia, 35 Stirling Highway, Crawley, <strong>Western</strong> Australia 6009<br />

Telephone: (08) 6488 3002, email: registrar@admin.uwa.edu.au, facsimile: (08) 6488 1075<br />

<strong>Annual</strong> <strong>Report</strong> web site: http://annualreport.publishing.uwa.edu.au<br />

CRICOS Provider Code: 00126G


Statement <strong>of</strong> Compliance<br />

=2<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


Chancellor’s Introduction<br />

On behalf <strong>of</strong> the Senate, I am pleased to present the annual<br />

report <strong>of</strong> <strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia for <strong>2007</strong>, a year<br />

marked by strong growth and performance.<br />

<strong>The</strong> <strong>University</strong> increased its student numbers over the year,<br />

having successfully bid to government for a significant<br />

allocation <strong>of</strong> new student places. It firmed its position as<br />

the university <strong>of</strong> first choice for <strong>Western</strong> Australia’s top<br />

students, despite an overall decline in demand for tertiary<br />

places across the state as a whole.<br />

<strong>The</strong> <strong>University</strong> also increased its resource base, in part<br />

through the successful recruitment <strong>of</strong> international<br />

students, particularly postgraduates; in part through<br />

successfully competing for research grants and contracts,<br />

from both government and industry; and most notably in<br />

<strong>2007</strong>, through successfully engaging with alumni, business<br />

and the community to enlist philanthropic and other support<br />

for its activities.<br />

As the <strong>University</strong> competes for resources in a booming<br />

local economy and increasingly competitive global market,<br />

the need to increase and diversify our support base is more<br />

important than ever. It is critical to sustaining our researchintensive<br />

mission and providing access to a world-class<br />

education for those with the talent to succeed. It is vital that<br />

we engage with the state and the new federal government,<br />

with industry, business and the pr<strong>of</strong>essions, with schools<br />

and the further education sector, and with a wide range<br />

<strong>of</strong> other local, national and international communities to<br />

ensure that we meet their needs and enlist their support.<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia has an ambitious<br />

vision—‘achieving international excellence’. <strong>The</strong> Vice-<br />

Chancellor’s Executive Summary, which follows, details<br />

the success <strong>of</strong> the <strong>University</strong> in <strong>2007</strong> in pursuit <strong>of</strong> that<br />

vision. I am very grateful to Pr<strong>of</strong>essor Alan Robson and his<br />

executive team, to the staff and students <strong>of</strong> the <strong>University</strong>,<br />

to our many supporters in the community, and especially<br />

to my fellow Senators, for their enthusiastic commitment to<br />

that vision.<br />

Dr Michael Chaney AO<br />

Chancellor<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia3


OVERVIEW<br />

Executive Summary by the Vice-Chancellor<br />

Within <strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia, <strong>2007</strong> was a year <strong>of</strong> exciting growth<br />

and change with significant achievements in research, teaching and learning, new<br />

senior appointments and real progress on major review processes.<br />

Through this overview I aim to capture a sample <strong>of</strong> these achievements.<br />

Research<br />

• <strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia was ranked in<br />

the 101st–150th band in the <strong>2007</strong> Shanghai Jiao<br />

Tong <strong>University</strong>, Institute <strong>of</strong> Higher Education ranking<br />

<strong>of</strong> world universities. In addition, in ranking by field,<br />

Shanghai Jiao Tong ranked UWA 37th in the world in<br />

Life and Agricultural Sciences and in the 51st–75th<br />

band for Clinical Medicine and Pharmacy.<br />

• <strong>The</strong> <strong>University</strong> was ranked third in Australia per capita<br />

on research quality by the Melbourne Institute <strong>of</strong><br />

Applied Economic and Social Research.<br />

• <strong>The</strong> Commonwealth Government allocated $100<br />

million for the development <strong>of</strong> the WA Institutes for<br />

Health, complementing the $80 million previously<br />

committed by the WA Government and $50 million<br />

committed by the <strong>University</strong>.<br />

• Pr<strong>of</strong>essor Cheryl Praeger AM (School <strong>of</strong> Mathematics<br />

and Statistics) and Pr<strong>of</strong>essor David Pannell (School <strong>of</strong><br />

Agricultural and Resource Economics) were honoured<br />

with Federation Fellowships in <strong>2007</strong>, bringing the<br />

total number <strong>of</strong> Federation Fellowships hosted by <strong>The</strong><br />

<strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia to five.<br />

• Pr<strong>of</strong>essor Mark Cassidy <strong>of</strong> the School <strong>of</strong> Civil<br />

Engineering and Director <strong>of</strong> the Centre for Offshore<br />

Foundation Systems was named Australia’s Physical<br />

Scientist <strong>of</strong> the Year for <strong>2007</strong>.<br />

• <strong>The</strong> <strong>University</strong> was overwhelmingly successful in the<br />

<strong>2007</strong> WA Premier’s Science Awards with Pr<strong>of</strong>essor<br />

David Blair (School <strong>of</strong> Physics) named WA Scientist <strong>of</strong><br />

the Year and Dr Kristen Nowak (WAIMR) named WA<br />

Young Scientist <strong>of</strong> the Year.<br />

• Pr<strong>of</strong>essor Dennis Haskell <strong>of</strong> the School <strong>of</strong> Social and<br />

Cultural Studies won the poetry award in the <strong>2007</strong> WA<br />

Premier’s Book Awards for his work ‘All the Time in the<br />

World’.<br />

• <strong>The</strong> <strong>University</strong> recorded continued strong growth in<br />

research income, with particularly pleasing results in<br />

the Australian Research Council’s Linkage Projects<br />

programme.<br />

• Several new research centres were launched or<br />

opened in <strong>2007</strong>, including the Future Farm Industries<br />

CRC; the WA Marine Science Institution; the Centre for<br />

Strategic Nano-fabrication; the Centre <strong>of</strong> Excellence<br />

for Plant Metabolomics; the Centre for the Built<br />

Environment and Health; the Advanced Timber<br />

Concepts Research Centre and <strong>The</strong> <strong>University</strong> <strong>of</strong><br />

<strong>Western</strong> Australia’s Institute <strong>of</strong> Agriculture.<br />

Teaching and learning<br />

• <strong>The</strong> <strong>University</strong> was allocated an additional 230<br />

Commonwealth-supported places building on<br />

allocations received in 2006, positioning the <strong>University</strong><br />

to better meet high demand for many courses.<br />

• <strong>The</strong> Melbourne Institute <strong>of</strong> Applied Economic and<br />

Social Research ranked the <strong>University</strong> third in Australia<br />

on teaching and learning.<br />

=4<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


• <strong>The</strong> <strong>University</strong>’s major review <strong>of</strong> course structures is<br />

progressing well under the direction <strong>of</strong> Deputy Vice-<br />

Chancellor (Education) Pr<strong>of</strong>essor Don Markwell. <strong>The</strong><br />

review <strong>of</strong> course structures released its issues and<br />

options paper, Courses for Tomorrow’s World, in<br />

October <strong>2007</strong> for broad consultation on the principles<br />

and seven options it contains.<br />

• UWA Arts/Law graduate Daniel Vujcich was selected<br />

as the 2008 Rhodes Scholar for <strong>Western</strong> Australia.<br />

• Also in the <strong>2007</strong> WA Premier’s Science Awards,<br />

Pr<strong>of</strong>essor Paul McMenamin (School <strong>of</strong> Anatomy and<br />

Human Biology) won the Premier’s Prize for Excellence<br />

in Science Teaching: Tertiary.<br />

• Seven <strong>University</strong> staff were awarded Carrick Institute<br />

Citations for Outstanding Contributions to Student<br />

Learning in <strong>2007</strong>.<br />

• UWA programmes received three (out <strong>of</strong> 14 nationally)<br />

Carrick Institute Awards for Programs that Enhance<br />

Learning.<br />

• <strong>The</strong> <strong>University</strong> received $4.8 million through the<br />

Commonwealth Government’s Learning and Teaching<br />

Performance Fund. This excellent result placed UWA<br />

in the top four universities nationally.<br />

• <strong>The</strong> <strong>University</strong> celebrated the 50th anniversary <strong>of</strong> its<br />

medical school during <strong>2007</strong>.<br />

Resourcing<br />

• <strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia was extremely<br />

successful in the <strong>2007</strong> round <strong>of</strong> the Commonwealth<br />

Government’s Capital Development Pool programme,<br />

receiving a total <strong>of</strong> $4 million, the second largest<br />

allocation to any single institution.<br />

• <strong>The</strong> <strong>University</strong> was awarded a total <strong>of</strong> $2.32 million<br />

through the Commonwealth Government’s Workplace<br />

Productivity Program for three projects. Only 36<br />

projects were approved for funding nationally, making<br />

this an excellent result.<br />

Pr<strong>of</strong>essor Alistar Robertson’s appointment as Pro Vice-<br />

Chancellor (Research Initiatives) and Mr Tim Shanahan’s<br />

as Director, Energy and Minerals Initiative will improve our<br />

internal co-ordination and enhance the <strong>University</strong>’s pr<strong>of</strong>ile<br />

within key WA industry sectors, with the aim <strong>of</strong> increasing<br />

research funding and activity.<br />

External fundraising remains an important revenue source<br />

for the <strong>University</strong> and <strong>2007</strong> saw considerable achievements<br />

through the UWA Business School fundraising campaign<br />

and more generally through development initiatives<br />

including the establishment <strong>of</strong> the Winthrop Society.<br />

Planning is also well underway for the <strong>University</strong>’s<br />

centenary, <strong>of</strong> which a major focus will be to raise funds for<br />

additional scholarships.<br />

Developing and consolidating key international partnerships<br />

was a strong theme in <strong>2007</strong>. Highlights included the<br />

formation <strong>of</strong> a partnership with the China Scholarships<br />

Council; the opening <strong>of</strong> a second joint laboratory with<br />

Zhejiang <strong>University</strong> in China; and the establishment <strong>of</strong><br />

agreements with leading research institutions in India.<br />

<strong>The</strong> year brought a number <strong>of</strong> interesting changes in the<br />

broader higher education sector with a prospect for further<br />

change as a result <strong>of</strong> the November federal election. <strong>The</strong>se<br />

changes will present challenges for the sector but also raise<br />

considerable opportunities.<br />

I take this opportunity to thank all <strong>University</strong> staff for their<br />

work in <strong>2007</strong>. <strong>The</strong> achievements outlined here and our<br />

ongoing activities further strengthen <strong>The</strong> <strong>University</strong> <strong>of</strong><br />

<strong>Western</strong> Australia and see us well placed to continue<br />

achieving international excellence.<br />

Alan Robson AM<br />

Vice-Chancellor<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia5


OVERVIEW<br />

Operational Structure: Governance and Management<br />

<strong>The</strong> <strong>University</strong> was established by the <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia Act 1911.<br />

<strong>The</strong> Act provides the legislative machinery for administering the <strong>University</strong>; it<br />

establishes the Governing Body (the Senate) which is empowered to ‘have the<br />

entire control and management <strong>of</strong> the affairs <strong>of</strong> the <strong>University</strong>’.<br />

<strong>The</strong> Act gives the Senate powers to act in the interests <strong>of</strong><br />

the <strong>University</strong> through the making <strong>of</strong> statutes, regulations<br />

and by-laws and through the management <strong>of</strong> income<br />

and expenditure. It provides powers <strong>of</strong> delegation for the<br />

Governing Body, so that day-to-day management <strong>of</strong> the<br />

<strong>University</strong> can be delegated to <strong>of</strong>ficers employed by the<br />

<strong>University</strong>. Membership <strong>of</strong> the Governing Body in <strong>2007</strong> (and<br />

information on the number <strong>of</strong> meetings held) is listed in<br />

Appendix A <strong>of</strong> this section.<br />

Other State Acts which deal with aspects <strong>of</strong> the<br />

management <strong>of</strong> the <strong>University</strong> are the <strong>University</strong> Buildings<br />

Act 1952, the <strong>University</strong> Medical School Teaching Hospitals<br />

Act 1955 and the QEII Medical Centre Act 1966.<br />

<strong>The</strong> <strong>University</strong> is responsible to the State Minister for<br />

Education for the proper conduct <strong>of</strong> its business under the<br />

legal framework established by State legislation. However,<br />

the <strong>University</strong> receives the majority <strong>of</strong> its funding from<br />

the Commonwealth and it is therefore responsible to the<br />

Commonwealth Minister for Education for the delivery <strong>of</strong> its<br />

teaching and research programmes and for the provision <strong>of</strong><br />

adequate infrastructure to support those programmes.<br />

In order to fulfil its responsibilities effectively the Senate<br />

appoints the Vice-Chancellor as its Chief Executive<br />

Officer and works in partnership with him to maximise<br />

the <strong>University</strong>’s capacity and performance and to ensure<br />

its fiscal viability. <strong>The</strong> Senate delegates operational<br />

responsibility to the Vice-Chancellor and monitors,<br />

guides and supports the work <strong>of</strong> the Vice-Chancellor and<br />

Executive. It has identified its key activities as the setting<br />

<strong>of</strong> strategic directions, the oversight, audit and review<br />

<strong>of</strong> proper governance processes, the assessment and<br />

monitoring <strong>of</strong> performance against established targets, and<br />

the making and amending <strong>of</strong> <strong>University</strong> legislation. It has<br />

adopted a charter that provides for these roles.<br />

<strong>The</strong> Vice-Chancellor is appointed by the Senate following<br />

public advertising and standard recruitment procedures for<br />

a period normally not exceeding seven years. Pr<strong>of</strong>essor<br />

Alan Robson, the <strong>University</strong>’s 17th Vice-Chancellor,<br />

commenced his duties in 2004.<br />

<strong>The</strong> Vice-Chancellor appoints an Executive group to assist<br />

him with his responsibilities for the academic, financial,<br />

administrative and other business <strong>of</strong> the <strong>University</strong>. In <strong>2007</strong><br />

the Executive comprised:<br />

Senior Deputy Vice-Chancellor—<br />

Pr<strong>of</strong>essor Margaret Seares<br />

Responsible for broad line management <strong>of</strong> the deans <strong>of</strong><br />

faculties, Dean <strong>of</strong> the School <strong>of</strong> Indigenous Studies and the<br />

<strong>University</strong> Librarian, for staffing policy and cultural activities,<br />

and deputising for the Vice-Chancellor in his absence<br />

Deputy Vice-Chancellor (Research and Innovation) —<br />

Pr<strong>of</strong>essor Doug McEachern<br />

Responsible for research and research training, industry<br />

liaison and commercialisation<br />

Deputy Vice-Chancellor (Education)—<br />

Pr<strong>of</strong>essor Don Markwell<br />

Responsible for teaching and learning, undergraduate<br />

students and international education<br />

Executive Director (Academic Services) and<br />

Registrar—Mr Peter Curtis<br />

Responsible for all matters relating to the academic<br />

administration <strong>of</strong> the <strong>University</strong><br />

Executive Director (Finance and Resources)—<br />

Ms Gaye McMath<br />

Responsible for all matters relating to finance and<br />

resources, including facilities management<br />

=6<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


A key feature <strong>of</strong> the <strong>University</strong>’s governance and<br />

management system is its strong collegial foundation.<br />

<strong>The</strong> <strong>University</strong>’s peak academic body is the Academic<br />

Board, established under Statute 19 and chaired in <strong>2007</strong><br />

by Pr<strong>of</strong>essor David Plowman. <strong>The</strong> Board is supported by<br />

its executive committee, the Academic Council, which has<br />

delegated powers for dealing with many items <strong>of</strong> Board<br />

business, and by a range <strong>of</strong> standing committees which<br />

provide policy advice on academic matters. <strong>The</strong> committee<br />

system is replicated at the faculty and school levels.<br />

Statute 8 establishes the faculties, which are responsible<br />

for the general administration <strong>of</strong> the courses under their<br />

governance. Each faculty is headed by a dean, who has<br />

dual responsibility: to the faculty for providing vision,<br />

academic leadership and effective management, and<br />

to the Vice-Chancellor for the effective leadership and<br />

management <strong>of</strong> the faculty’s human, physical and financial<br />

resources located in the schools resourced by the faculty.<br />

In <strong>2007</strong>, the faculties and their deans were as follows:<br />

Architecture, Landscape and Visual Arts—<br />

Dr Clarissa Ball<br />

Arts, Humanities and Social Sciences—<br />

Pr<strong>of</strong>essor Anne Pauwels<br />

Business (UWA Business School)—Ms Tracey Horton<br />

Education—Pr<strong>of</strong>essor Bill Louden<br />

Engineering, Computing and Mathematics—<br />

Pr<strong>of</strong>essor Mark Bush<br />

Law—Pr<strong>of</strong>essor Bill Ford<br />

Life and Physical Sciences—Pr<strong>of</strong>essor George Stewart<br />

Medicine, Dentistry and Health Sciences—<br />

Pr<strong>of</strong>essor Ian Puddey<br />

Natural and Agricultural Sciences—<br />

Pr<strong>of</strong>essor Alistar Robertson<br />

<strong>The</strong> <strong>University</strong>’s decision-making structures and processes<br />

combine a significant level <strong>of</strong> operational autonomy (both<br />

academic and budgetary) in the faculties with a cohesive<br />

institution-wide approach to policy in the collegial and<br />

executive governance systems.<br />

<strong>The</strong> Vice-Chancellor may also appoint Pro Vice-Chancellors<br />

whose responsibilities extend across the <strong>University</strong>. In <strong>2007</strong><br />

they were:<br />

Pro Vice-Chancellor (Research and Research<br />

Training)—Pr<strong>of</strong>essor Robyn Owens<br />

Pro Vice-Chancellor (Teaching and Learning)—<br />

Associate Pr<strong>of</strong>essor Jane Long<br />

<strong>The</strong> Executive, the Deans, and committees at all levels work<br />

with, and are supported by, the <strong>University</strong>’s pr<strong>of</strong>essional<br />

staff, both technical and administrative.<br />

Diagrammatic representations <strong>of</strong> the <strong>University</strong>’s<br />

governance system and its executive management<br />

structure are set out in Appendix B and Appendix C<br />

respectively <strong>of</strong> this section.<br />

<strong>The</strong> major publications produced by the <strong>University</strong> and<br />

available at http://www.publishing.uwa.edu.au/ are:<br />

<strong>Annual</strong> <strong>Report</strong><br />

Calendar (<strong>of</strong> acts, statutes and constitutions)<br />

Undergraduate Handbook<br />

Postgraduate Handbook<br />

Research Expertise<br />

Scholarships, Prizes, Endowments<br />

Uniview<br />

Unistats<br />

UWA News<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia7


APPENDIX A<br />

Senate Members<br />

<strong>The</strong> members <strong>of</strong> the <strong>University</strong> Senate in <strong>2007</strong> are listed below. <strong>The</strong> date in<br />

brackets at the end <strong>of</strong> each entry indicates the year a person first becomes a<br />

member <strong>of</strong> the Senate; the second date indicates the year <strong>of</strong> expiry <strong>of</strong> the current<br />

term <strong>of</strong> <strong>of</strong>fice. An asterisk (*) indicates membership for part <strong>of</strong> the year only.<br />

Chancellor<br />

Michael Alfred Chaney AO, BSc MBA Hon.LLD W.Aust., FAIM, FAICD (2005) 2009<br />

Appointed by the Governor<br />

Susan Jennifer Delyse Boyd, BA DipEd Hon.DLitt W.Aust., GAICD (2006) 2010<br />

David Charles Griffiths, BEc W.Aust., MEc A.N.U. (1996) 2008<br />

Anthony John Howarth AO, Hon.LLD W.Aust., FAIBF, FAICD, FAIM, FSIA (2003) 2011<br />

Robert John Inverarity CitWA, MBE BA DipEd W.Aust., Hon.D Murd. (2006) 2010<br />

Elected by Convocation<br />

John William Biggs, BSc(Agric) W.Aust. (2006) 2010<br />

Lesley Ann Cala, MD W.Aust., DMRD RCP(Lond.) & RCS(Eng.), FRCR, FRANZCR (2000) 2010<br />

*Roderick Quentin Cooper, BA BJuris LLB W.Aust., FAICD, SAFin (<strong>2007</strong>) 2011<br />

Catherine Luise Tang, BA DipEd W.Aust., GradDipBus WACAE (1996) 2010<br />

Elected by academic staff<br />

Stuart Malcolm Bunt, MA DPhil Oxon. (2000) 2008<br />

Allan McKinley, BSc PhD Cantab., MNZIC (2005) 2011<br />

Vera Anne Morgan, BA Adel., GradDipEd Melb., MSocSc S.Aust. (2005) 2010<br />

Elected by Academic Board<br />

David Plowman, OStJ, BEc W.Aust., MA Melb., GradDipT S.Aust., PhD Flin., FAIM, FASSA (<strong>2007</strong>) 2008<br />

Elected by general staff<br />

Gabrielle Elisabeth Gooding, BSc MBA W.Aust. (2001) 2009<br />

Elected by students<br />

*Bronwyn Claire Crowe, BSc(Agric) BCom W.Aust. (2006) <strong>2007</strong><br />

*David Alexander de Hoog (2006) <strong>2007</strong><br />

*Andrew Thackrah, BA W.Aust. (2006) <strong>2007</strong><br />

*Nikolas Stefan Barron (<strong>2007</strong>) 2008<br />

*Daniel Bond, BSc W.Aust. (<strong>2007</strong>) 2008<br />

*Mathew Chuk (<strong>2007</strong>) 2008<br />

Members ex <strong>of</strong>ficio<br />

<strong>The</strong> Vice-Chancellor, Pr<strong>of</strong>essor Alan David Robson AM, BAgrSc Melb., PhD W.Aust., FTSE, FACE, FACEL, FAIAS<br />

*Suzanne Kay Baker, BSc(Agric) PhD W.Aust. (2003) <strong>2007</strong> 1<br />

Co-opted members<br />

*Penelope Ruth Flett, MBBS Adel., DGM, FRACMA, AFCHSE, FAIM (<strong>2007</strong>) 2011<br />

John Leslie Langoulant, BEc W.Aust. (2004) 2010<br />

Lyndon Ge<strong>of</strong>frey Rowe, BEc Adel. (2000) 2012<br />

1<br />

Dr Baker was Warden <strong>of</strong> Convocation and a member <strong>of</strong> Senate in an ex <strong>of</strong>ficio position. Amendments to the <strong>University</strong> <strong>of</strong> <strong>Western</strong><br />

Australia Act in 2005 removed this position.<br />

=8<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


Meetings <strong>of</strong> Senate Members<br />

<strong>2007</strong> Meetings <strong>of</strong> Senate members<br />

A = Number <strong>of</strong> meetings held during the<br />

year over the period the member held<br />

<strong>of</strong>fice or was a member <strong>of</strong> the committee<br />

B = Number <strong>of</strong> meetings <strong>of</strong> the Senate or<br />

Senate committee that the member has<br />

attended<br />

Senator’s<br />

period <strong>of</strong><br />

membership<br />

in <strong>2007</strong><br />

Senate<br />

Meetings<br />

Audit and<br />

Review<br />

Meetings <strong>of</strong> Committees<br />

Chancellor’s Development<br />

External<br />

Environment<br />

Honorary<br />

Degrees<br />

Strategic<br />

Resources<br />

A B A B A B A B A B A B A B<br />

Chancellor (Dr M. Chaney) whole year 6 6 6 5 1 1<br />

Mr D. Griffiths whole year 6 6 6 5 1 1 1 1 4 4<br />

Vice-Chancellor (Pr<strong>of</strong>essor A. Robson) whole year 6 6 6 6 1 1 5 5 1 1 4 4<br />

Dr S. Baker to 26.02.07 1 1<br />

Mr J. W. Biggs whole year 6 5 5 3<br />

Dr S. Boyd whole year 6 4 1 1 5 4<br />

Mr R. Cooper from 14.03.07 5 5 3 2<br />

Dr A. McKinley whole year 6 6 4 4<br />

Ms V. Morgan whole year 6 4 4 3<br />

Ms G. Gooding whole year 6 5 4 4<br />

Mrs C. Tang whole year 6 5 1 1 5 4 1 1<br />

Mr D. de Hoog to 30.11.07 5 5 5 5 4 3<br />

Mr N. Barron from 01.12.07 1 1<br />

Mr L. Rowe whole year 6 4 6 4 4 2<br />

Mr J. Inverarity whole year 6 6 3 2 5 4<br />

Clinical Pr<strong>of</strong>essor L. Cala whole year 6 4 4 3<br />

Pr<strong>of</strong>essor D. Plowman whole year 6 5 5 2 1 1 4 3<br />

Mr J. Langoulant whole year 6 5 6 6 5 4 1 1<br />

Dr P. Flett from 24.04.07 4 4 5 2<br />

Mr D. Bond from 01.12.07 1 1<br />

Ms B. Crowe to 30.11.07 5 4 5 4<br />

Dr T. Howarth whole year 6 4 6 4 1 1 4 3<br />

Pr<strong>of</strong>essor S. Bunt whole year 6 6 5 4<br />

Mr M. Chuk from 01.12.07 1 0<br />

Mr A. Thackrah to 30.11.07 5 5 5 4<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia9


APPENDIX B<br />

<strong>University</strong> Governance<br />

Guild <strong>of</strong> Undergraduates<br />

SENATE<br />

Convocation<br />

UWA Act 1911 1 UWA Act 1911<br />

UWA Act 1911 1<br />

Vice-Chancellor<br />

Statute No. 10<br />

Senate Committees<br />

Academic Board<br />

Statute No. 19<br />

Executive<br />

Senior Deputy Vice-Chancellor<br />

Deputy Vice-Chancellors<br />

Executive Director<br />

(Academic Services)<br />

and Registrar<br />

Executive Director<br />

(Finance and Resources)<br />

Vice-Chancellor’s<br />

Advisory<br />

Committees<br />

Academic Council<br />

Academic Council<br />

Committees<br />

Deans<br />

Faculties<br />

Statute No. 8<br />

Faculty<br />

Committees<br />

Heads<br />

Schools<br />

School<br />

Committees<br />

1<br />

As well as establishing the Senate the <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia Act 1911 establishes other formal statutory governance elements (Convocation<br />

and the Guild <strong>of</strong> Undergraduates) which sit outside the academic and administrative governance structure portrayed in this diagram.<br />

=10<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


APPENDIX C<br />

Management Structure<br />

Deputy Vice-Chancellor<br />

(Education)<br />

Pro Vice-Chancellor<br />

Teaching and Learning<br />

Director<br />

Centre for Advancement<br />

<strong>of</strong> Teaching and Learning<br />

Director<br />

Albany Centre<br />

Co-ordinator<br />

Regional Programmes<br />

Director<br />

UWA Extension<br />

Director<br />

Institute for<br />

International<br />

Development<br />

Deputy Vice-Chancellor<br />

(Research and Innovation)<br />

Pro Vice-Chancellor<br />

Research and Research Training<br />

Pro Vice-Chancellor<br />

Research Initiatives<br />

Director<br />

Institute <strong>of</strong> Advanced Studies<br />

Director<br />

Office <strong>of</strong> Industry and Innovation<br />

Dean<br />

Arts, Humanities and Social<br />

Sciences<br />

Director<br />

Lawrence Wilson Art Gallery<br />

Director<br />

UWA Press<br />

Curator/Director<br />

Berndt Museum <strong>of</strong> Anthropology<br />

Vice-Chancellor<br />

Senior Deputy Vice-Chancellor<br />

Deans <strong>of</strong>:<br />

Architecture, Landscape and<br />

Visual Arts<br />

Arts, Humanities and<br />

Social Sciences<br />

Business<br />

Education<br />

Engineering, Computing and<br />

Mathematics<br />

Law<br />

Life and Physical Sciences<br />

Medicine, Dentistry and<br />

Health Sciences<br />

Natural and Agricultural Sciences<br />

Indigenous Studies<br />

<strong>University</strong> Librarian<br />

Director<br />

Perth International Arts Festival<br />

Internal Auditor<br />

Heads <strong>of</strong> Schools<br />

responsible to Deans <strong>of</strong> Faculties<br />

Directors <strong>of</strong> Centre<br />

responsible to Heads/Deans<br />

Executive Director<br />

(Academic Services) and<br />

Registrar<br />

Director<br />

Administrative Services<br />

Director<br />

Development (Office <strong>of</strong>)<br />

Director<br />

Governance Services<br />

Director<br />

International Centre<br />

Director<br />

Legal Services<br />

Director<br />

Planning Services<br />

Director<br />

Public Affairs<br />

Director<br />

Research Services<br />

Director<br />

Student Services<br />

Section Managers<br />

responsible to Directors<br />

Executive Director<br />

(Finance and Resources)<br />

Director<br />

Facilities Management<br />

Director<br />

Financial Services<br />

Director<br />

Human Resources<br />

Director<br />

Information Technology<br />

Services<br />

Director<br />

Venues Management<br />

Principal<br />

Currie Hall<br />

Section Managers<br />

responsible to Directors<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia11


AGENCY PERFORMANCE<br />

Mission, Vision and Objectives<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia operates a fully integrated<br />

system <strong>of</strong> strategic and operational planning and systematically<br />

monitors performance against goals.<br />

<strong>The</strong> integrated system includes the:<br />

• Strategic Plan<br />

• Academic Pr<strong>of</strong>ile<br />

• Operational Priorities Plan<br />

• Institutional Management Plans<br />

• Faculty Strategic and Operational Plans<br />

• Budget<br />

• Cycle <strong>of</strong> Planning and Accountability<br />

<strong>The</strong> <strong>University</strong>’s mission, desired outcomes and broad<br />

objectives are described in its Strategic Directions<br />

document and associated Operational Priorities Plan in the<br />

following terms.<br />

Mission<br />

To advance, transmit and sustain knowledge and<br />

understanding through the conduct <strong>of</strong> teaching, research<br />

and scholarship at the highest international standards,<br />

for the benefit <strong>of</strong> the <strong>Western</strong> Australian, Australian and<br />

international communities.<br />

Vision<br />

Achieving International Excellence<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia will be recognised<br />

internationally for its excellence in teaching and research<br />

and as a leading intellectual and creative resource to the<br />

communities it serves.<br />

Values<br />

<strong>The</strong> core values underpinning our activities are a<br />

commitment to:<br />

• a high performance culture designed to achieve<br />

international excellence<br />

• academic freedom to encourage staff and students to<br />

engage in the open exchange <strong>of</strong> ideas and thought<br />

• continuous improvement through self-examination and<br />

external review<br />

• fostering the values <strong>of</strong> openness, honesty, tolerance,<br />

fairness, trust and responsibility in social, moral and<br />

academic matters<br />

• transparency in decision making and accountability<br />

• equity and merit as the fundamental principles for<br />

the achievement <strong>of</strong> the full potential <strong>of</strong> all staff and<br />

students<br />

Defining characteristics<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia will be recognised by<br />

the following defining characteristics:<br />

• high quality, as the pervading criterion for all our<br />

activities<br />

• comprehensive, with a broad teaching and research<br />

pr<strong>of</strong>ile in the arts, sciences and pr<strong>of</strong>essions<br />

• selective, within a comprehensive base, to develop<br />

particular areas <strong>of</strong> research strength and emphasis<br />

• research intensive, with a strong teaching and<br />

research nexus across all our disciplines<br />

• internationally focused, for both the content and<br />

standards <strong>of</strong> our activities<br />

• technologically innovative, to maximise our flexibility<br />

• responsive, to meet the needs <strong>of</strong> the community, our<br />

students and our graduates<br />

=12<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


Risk Management<br />

<strong>The</strong> <strong>University</strong> is committed to<br />

achieving best practice in risk<br />

management as an integral part<br />

<strong>of</strong> good management.<br />

Achieving international excellence as a comprehensive<br />

teaching and research university calls for fully funded<br />

growth to achieve economies <strong>of</strong> scale. <strong>The</strong> <strong>University</strong> has<br />

set a growth target to exceed 20,000 students by 2010<br />

and to move towards a 70 per cent and 30 per cent pr<strong>of</strong>ile<br />

<strong>of</strong> undergraduate to postgraduate students.<br />

Strategic priorities<br />

<strong>The</strong> <strong>University</strong> has identified six priority strategic objectives<br />

<strong>of</strong> particular significance to achieving international<br />

excellence over the 2006–2008 triennium:<br />

• Teaching and Learning—improve the quality <strong>of</strong> the<br />

student learning experience<br />

Since April <strong>2007</strong> the Vice-Chancellor has provided<br />

a Risk <strong>Report</strong> at each Senate meeting that<br />

highlights major emerging risks and updates the<br />

status <strong>of</strong> risks reported previously. During <strong>2007</strong><br />

the risk management framework and methodology<br />

was included as a specific item in the <strong>University</strong>’s<br />

Operational Priority Plan. <strong>The</strong> Top Ten Risks<br />

and Major Statutes Affecting the <strong>University</strong> were<br />

updated in <strong>2007</strong>. A new position <strong>of</strong> Director, Risk<br />

Management will be appointed in 2008 with a new<br />

division to be formed combining Internal Audit,<br />

Business Risk Management and Insurance.<br />

• Research and Research Training—improve the<br />

quality, impact and productivity <strong>of</strong> research and<br />

research training<br />

• External Relations—improve the <strong>University</strong>’s<br />

positioning, reputation and strategic relationships<br />

• Resourcing—increase and diversify the <strong>University</strong>’s<br />

income, with particular emphasis on general purpose<br />

income<br />

• Staffing—recruit, develop and retain the highest<br />

quality staff, supporting development <strong>of</strong> their full<br />

potential, within a ‘one staff, one <strong>University</strong>’ philosophy<br />

• Management—improve the efficiency and<br />

effectiveness <strong>of</strong> the management <strong>of</strong> the <strong>University</strong><br />

In addition—and beyond the direct community benefit<br />

from all teaching and research activities—the <strong>University</strong><br />

is committed to community service which enhances the<br />

student experience, engages the public and involves<br />

graduates.<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia13


AGENCY PERFORMANCE<br />

Research<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia is one <strong>of</strong> Australia’s leading researchintensive<br />

universities and is the premier research institution in <strong>Western</strong> Australia.<br />

In <strong>2007</strong>, the <strong>University</strong> received over $137 million <strong>of</strong> external research income<br />

and expended more than $236 million on research, with over 300 higher degree<br />

by research students completing their degree, mostly PhDs.<br />

Research at UWA is expected to be conducted by all<br />

teaching and research staff across the range <strong>of</strong> disciplines,<br />

although the <strong>University</strong> also encourages the development <strong>of</strong><br />

research concentrations in areas <strong>of</strong> particular strength and<br />

opportunity. Notably these areas include geomechanics and<br />

<strong>of</strong>fshore engineering; earth sciences, particularly tectonics;<br />

materials science; water research; agricultural and natural<br />

systems management, including dryland salinity; plant<br />

energy biology; classics and ancient history; anthropology,<br />

archaeology and linguistics; child health; ophthalmology<br />

and visual sciences; lung research; epidemiology and<br />

neurobiology; telecommunications; radioastronomy; and<br />

atomic molecular and surface physics.<br />

In <strong>2007</strong>, research at UWA was highlighted by individual<br />

excellence with the award <strong>of</strong> Australian Research Council<br />

Federation Fellowships to Pr<strong>of</strong>essor David Pannell in the<br />

area <strong>of</strong> applied economics and Pr<strong>of</strong>essor Cheryl Praeger<br />

in the area <strong>of</strong> mathematics, bringing to a total <strong>of</strong> five the<br />

number <strong>of</strong> Federation Fellows currently hosted at UWA.<br />

Pr<strong>of</strong>essor Mark Cassidy was awarded the Prime Minister’s<br />

Malcolm McIntosh Prize for Physical Scientist <strong>of</strong> the Year for<br />

his work on anchoring oil and gas platforms, and Pr<strong>of</strong>essor<br />

David Blair was announced the <strong>Western</strong> Australian Scientist<br />

<strong>of</strong> the Year in recognition <strong>of</strong> his research into gravity waves,<br />

along with Dr Kristen Nowak as Young Scientist <strong>of</strong> the Year,<br />

who is currently working on the genetics <strong>of</strong> rare muscle<br />

disorders.<br />

Several new research centres were launched in <strong>2007</strong> and<br />

included the Centre for Strategic Nano-fabrication which<br />

aims to develop novel state-<strong>of</strong>-the-art nanotechnologies<br />

with a wide range <strong>of</strong> applications including drug delivery<br />

and imaging, and mineral processing. <strong>The</strong> Centre for Built<br />

Environment and Health opened in November <strong>2007</strong> as a<br />

multidisciplinary centre to research the creation <strong>of</strong> urban<br />

environments that promote good health and well-being.<br />

=14<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


Education<br />

In <strong>2007</strong>, UWA continued to focus on its strategic priority <strong>of</strong> improving the<br />

quality <strong>of</strong> the student learning experience, working to refresh its thinking about<br />

how to continue enhancing the education it <strong>of</strong>fers—both within and outside the<br />

classroom—as it aspires to become, over time, one <strong>of</strong> the top 50 universities in<br />

the world.<br />

Towards this end, the <strong>University</strong> commenced its<br />

comprehensive Review <strong>of</strong> Course Structures, aiming to<br />

ensure that UWA <strong>of</strong>fers the best courses it possibly can<br />

to meet the needs <strong>of</strong> graduates in the 21st century. Over<br />

160 responses were received from within the <strong>University</strong><br />

and the wider community to an initial discussion paper,<br />

and a subsequent ‘issues and options’ paper, Courses<br />

for Tomorrow’s World, has canvassed key educational<br />

principles and seven alternative options for how UWA<br />

degrees might be structured. Widespread consultation<br />

and discussion <strong>of</strong> these options will lead in 2008 to final<br />

recommendations for action.<br />

In line with the <strong>University</strong>’s strategic growth objective, a<br />

significant number <strong>of</strong> new Commonwealth-supported<br />

places (especially in science and engineering) were<br />

awarded to UWA. To meet evolving community and student<br />

needs, a number <strong>of</strong> new undergraduate and postgraduate<br />

courses were initiated in <strong>2007</strong>, from urban and regional<br />

planning to science communication and education.<br />

Architecture degrees were re-aligned to the model <strong>of</strong><br />

three-year undergraduate degrees followed by two-year<br />

postgraduate degrees.<br />

A review <strong>of</strong> cultural competence resulted in key decisions<br />

including, for example, the decision to apply, for UWA<br />

admissions from 2012, a languages other than English<br />

(LOTE) bonus to encourage school students to study a<br />

foreign or Indigenous language.<br />

With a view to further enhancing equity <strong>of</strong> access to a<br />

UWA education, the <strong>University</strong> also initiated a review<br />

<strong>of</strong> its Excellence Awards and other scholarships, and a<br />

review <strong>of</strong> student financial support generally. A review <strong>of</strong><br />

UWA Extension encouraged further efforts to promote<br />

opportunities for lifelong learning.<br />

<strong>The</strong> <strong>University</strong>’s excellent performance in key indicators<br />

<strong>of</strong> quality <strong>of</strong> teaching and learning resulted in its being<br />

awarded $4.798 million from the Commonwealth<br />

Government’s Learning and Teaching Performance<br />

Fund. This represents 5.8 per cent <strong>of</strong> the national total<br />

(up from 5.2 per cent in 2006). UWA was ranked fourth<br />

across Australia within this fund. As with the previous<br />

year’s allocation, these funds are being used to support<br />

activities within faculties and other parts <strong>of</strong> the <strong>University</strong><br />

to enhance the student learning experience. <strong>The</strong> Course<br />

Experience Questionnaire, administered annually, showed<br />

an encouragingly significant increase in <strong>2007</strong> in the already<br />

high levels <strong>of</strong> satisfaction among recent graduates with their<br />

UWA educational experience.<br />

<strong>The</strong> high quality <strong>of</strong> UWA education was also reflected in<br />

the <strong>University</strong>’s strong performance in the Carrick Institute<br />

for Learning and Teaching in Higher Education citations<br />

(with seven staff members recognised in this way for their<br />

outstanding contributions to student learning), and in<br />

awards for programmes that enhance student learning,<br />

with UWA securing three awards out <strong>of</strong> a national total <strong>of</strong><br />

14 (and UWA involvement in a fourth programme receiving<br />

a Carrick award). <strong>The</strong> <strong>University</strong> also continued to take<br />

an active role in research and related projects sponsored<br />

by the Carrick Institute, including (for example) a national<br />

project to develop and apply better indicators <strong>of</strong> teaching<br />

quality.<br />

Efforts to encourage student engagement in a rich<br />

<strong>University</strong> campus life included, for example, strong support<br />

to the Student Guild, and work with the residential colleges<br />

<strong>of</strong> the <strong>University</strong> to further enhance their contribution to the<br />

student learning experience.<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia15


AGENCY PERFORMANCE<br />

C0mmunity Relations<br />

Throughout <strong>2007</strong> the <strong>University</strong> continued to expand and develop its<br />

links with the wider community—including government, industry and<br />

the pr<strong>of</strong>essions—ensuring its position as ‘a leading intellectual and<br />

creative resource to the communities it serves’ (UWA vision).<br />

Beyond formal academic enrolments, there continued<br />

to be hundreds <strong>of</strong> thousands <strong>of</strong> people from the wider<br />

community engaging with the <strong>University</strong> through activities<br />

and programmes initiated, developed or supported by:<br />

• UWA Perth International Arts Festival (PIAF)<br />

• UWA Institute for Advanced Studies<br />

• UWA Extension<br />

• Lawrence Wilson Art Gallery<br />

• UWA Press<br />

• <strong>University</strong> <strong>The</strong>atres<br />

• <strong>University</strong> Club <strong>of</strong> <strong>Western</strong> Australia<br />

• Berndt Museum <strong>of</strong> Anthropology<br />

• Edward de Courcy Clarke Earth Science Museum<br />

• School <strong>of</strong> Music (through public concerts)<br />

<strong>The</strong> <strong>University</strong> also continued to benefit greatly from<br />

the generosity <strong>of</strong> private and public sector groups<br />

and individuals who continued to provide significant<br />

endowments, bequests and other gifts to further the<br />

work <strong>of</strong> the <strong>University</strong> across the range <strong>of</strong> its teaching<br />

and learning, research and community activities. <strong>The</strong>ir<br />

generosity continues to be facilitated by the Office <strong>of</strong><br />

Development which supports the <strong>University</strong>’s overall income<br />

diversification strategies.<br />

<strong>The</strong> <strong>University</strong> recognises that to build strong community<br />

relationships it must continue to demonstrate the value<br />

that it brings to society. During the year, this was reflected<br />

in initiatives from the UWA Public Affairs division to ensure<br />

effective communication with staff, students and the wider<br />

community, while also encouraging <strong>University</strong> staff to<br />

present comment in the media and other fora to support<br />

informed debate on important community issues.<br />

• UWA Sport and Recreation Association<br />

• UWA Expo <strong>2007</strong><br />

=16<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


Statistical Pr<strong>of</strong>ile<br />

Table 1: Total Student Enrolments by Course Type.................................................................... 18<br />

Table 2: Student Enrolments and Load by Funding Source........................................................ 19<br />

Table 3: Percentage <strong>of</strong> Student Enrolments and Load by Funding Source................................. 19<br />

Table 4: Student Enrolments and Load by Course Type and Funding Source............................ 20<br />

Table 5: Student Load (EFTSL) by Faculty and Course Type Group........................................... 21<br />

Table 6: Faculty Load (EFTSL) as a Percentage <strong>of</strong> Course Type Group Total.............................. 21<br />

Table 7: Degrees and Awards Conferred by Course Type.......................................................... 22<br />

Table 8: Staff FTE by Major Organisational <strong>Unit</strong>......................................................................... 23<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia17


AGENCY PERFORMANCE<br />

Statistical Pr<strong>of</strong>ile: Table 1<br />

TABLE 1: TOTAL STUDENT ENROLMENTS BY COURSE TYPE, 1998–<strong>2007</strong><br />

Course Type 1998 1999 2000 2001 2002 2003 2004 2005 2006 <strong>2007</strong><br />

HIGHER DEGREE RESEARCH<br />

Doctorate by Research 1,134 1,197 1,260 1,255 1,313 1,306 1,409 1,474 1,650 1,611<br />

TABLE 1: TOTAL STUDENT ENROLMENTS BY COURSE TYPE, 1998–<strong>2007</strong><br />

Master's Research 480 490 424 406 364 381 343 342 331 319<br />

Sub-total Course Higher Type Degree Research 1,6141998 1,687 1999 1,684 2000 1,661 2001 2002 1,677 2003 1,687 20041,7522005 1,816 2006 1,981 <strong>2007</strong> 1,930<br />

% Higher Degree Research 11.4% 11.6% 11.5% 11.0% 10.8% 10.3% 10.5% 10.6% 11.3% 10.6%<br />

HIGHER DEGREE RESEARCH<br />

Doctorate by Research 1,134 1,197 1,260 1,255 1,313 1,306 1,409 1,474 1,650 1,611<br />

POSTGRADUATE Master's Research COURSEWORK<br />

Doctorate Sub-total by Coursework Higher Degree Research<br />

480<br />

1,614<br />

490<br />

1,687<br />

424<br />

1,684<br />

406<br />

1,661<br />

364<br />

1,677<br />

381<br />

1,687<br />

343<br />

1,752<br />

342<br />

1,816<br />

331<br />

1,981<br />

319<br />

1,930 3 4<br />

Master's<br />

%<br />

Coursework<br />

Higher Degree Research<br />

818<br />

11.4% 11.6%<br />

899<br />

11.5%<br />

882<br />

11.0%<br />

979<br />

10.8%<br />

1,123<br />

10.3%<br />

1,429<br />

10.5%<br />

1,533<br />

10.6%<br />

1,503<br />

11.3%<br />

1,364<br />

10.6%<br />

1,440<br />

Higher Degree Qualifying<br />

POSTGRADUATE COURSEWORK<br />

45 44 42 33 46 38 27 29 22 32<br />

Graduate Diploma<br />

Doctorate by Coursework<br />

422 386 387 413 454 546 524 546<br />

3<br />

505<br />

4<br />

534<br />

Graduate Master's Certificate Coursework 46818 150 899 154 882 979 201 1,123 247 1,4292841,533 268 1,503 188 1,364 1,440 184 187<br />

Postgraduate Higher Cross-institutional Degree Qualifying 45 944 14 42 33 12 4611 38 11 27 25 29 3622 36 32 40<br />

Sub-total Graduate Postgraduate DiplomaCoursework 1,331422 1,488 386 1,479 387 1,638 413 1,881 454 546 2,308 5242,377546 2,302505 2,114 534 2,237<br />

% Postgraduate Graduate Coursework Certificate 9.4% 4610.2% 150 10.1% 154 10.8% 201 12.1% 247 284 14.1% 268 14.3% 18813.4% 184 12.1% 187 12.3%<br />

Postgraduate Cross-institutional 9 14 12 11 11 25 36 36 40<br />

UNDERGRADUATE<br />

Sub-total Postgraduate Coursework 1,331 1,488 1,479 1,638 1,881 2,308 2,377 2,302 2,114 2,237<br />

% Postgraduate Coursework 9.4% 10.2% 10.1% 10.8% 12.1% 14.1% 14.3% 13.4% 12.1% 12.3%<br />

Graduate Entry Bachelor's 331 321 305 342 328 370 364 397 446 508<br />

Bachelor's UNDERGRADUATE<br />

Honours 725 745 562 540 543 584 561 552 421 425<br />

Bachelor's Graduate Pass Entry Bachelor's 9,84833110,036 321 10,343 305 10,614 342 10,737 328 370 11,004 364 11,27939711,741 446 12,103 508 12,659<br />

Diploma Bachelor's Honours 63725 75 745 562 87 540 70 54370 584 72 561 69552 62 421 425 61 55<br />

Bachelor's Pass<br />

Miscellaneous Enrolments<br />

9,848<br />

188<br />

10,036<br />

184<br />

10,343<br />

227<br />

10,614 10,737 11,004 11,279<br />

301 293 333<br />

11,741<br />

257<br />

12,103<br />

311<br />

12,659<br />

412 438<br />

Diploma 63 75 87 70 70 72 69 62 61 55<br />

Sub-total<br />

Miscellaneous<br />

Undergraduate<br />

Enrolments<br />

11,155<br />

188<br />

11,361<br />

184<br />

11,524<br />

227<br />

11,867<br />

301<br />

11,971<br />

293<br />

12,363<br />

333 257<br />

12,530<br />

311<br />

13,063<br />

412<br />

13,443<br />

438<br />

14,085<br />

% Undergraduate Sub-total Undergraduate 79.1% 11,15578.2% 11,361 78.5% 11,524 11,867 78.2% 11,971 77.1% 12,363 75.6% 12,530 75.2% 13,06376.0% 13,443 76.7% 14,085 77.2%<br />

GROSS ENROLMENTS % Undergraduate 14,100 79.1% 14,536 78.2% 14,687 78.5% 78.2% 15,166 77.1% 15,52975.6% 16,358 75.2% 16,659 76.0% 17,181 76.7% 17,538 77.2% 18,252<br />

Less Dual GROSS Enrolments ENROLMENTS 101 14,100 14,536 154 14,687 148 15,166 131 15,529 13316,358224 16,659 210 17,181 17,538 270 18,252 263 302<br />

Less Dual Enrolments 101 154 148 131 133 224 210 270 263 302<br />

NET ENROLMENTS 13,999 14,382 14,539 15,035 15,396 16,134 16,449 16,911 17,275 17,950<br />

NET ENROLMENTS 13,999 14,382 14,539 15,035 15,396 16,134 16,449 16,911 17,275 17,950<br />

STUDENT STUDENT ENROLMENTS BY BY COURSE TYPE TYPE GROUP, GROUP, 1998–<strong>2007</strong> 1998–<strong>2007</strong><br />

Higher Higher Degree Research Postgraduate Coursework Undergraduate<br />

20000 20000<br />

19000<br />

19000<br />

18000<br />

18000<br />

17000<br />

17000<br />

16000<br />

16000 15000<br />

15000 14000<br />

14000 13000<br />

13000 12000<br />

11000<br />

12000<br />

10000<br />

11000<br />

9000<br />

10000 8000<br />

9000 7000<br />

8000 6000<br />

7000 5000<br />

4000<br />

6000<br />

3000<br />

5000<br />

2000<br />

4000 1000<br />

3000 0<br />

2000 1998 1999 2000 2001 2002 2003 2004 2005 2006 <strong>2007</strong><br />

1000<br />

0<br />

1998 1999 2000 2001 2002 2003 2004 2005 2006 <strong>2007</strong><br />

=18<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


Statistical Pr<strong>of</strong>ile: Table 2, Table 3<br />

TABLE 2: STUDENT ENROLMENTS AND LOAD BY FUNDING SOURCE, 2003–<strong>2007</strong><br />

2003 2004 2005 2006 <strong>2007</strong><br />

Funding Source Enrol EFTSL Enrol EFTSL Enrol EFTSL Enrol EFTSL Enrol EFTSL<br />

TABLE 2: STUDENT ENROLMENTS AND LOAD BY FUNDING SOURCE, 2003–<strong>2007</strong><br />

C'wealth Supported and RTS Students 12,180 10,780 12,287 10,815 12,496 10,970 12,810 11,072 13,243 11,456<br />

2003 2004 2005 2006 <strong>2007</strong><br />

Funding Domestic Source Fee-paying Students Enrol 1,314 EFTSL 555 Enrol 1,419 EFTSL 597 Enrol 1,497 EFTSL 594 Enrol 1,414 EFTSL 635 Enrol 1,428 EFTSL 628<br />

International Fee-paying Students 2,793 2,205 2,882 2,270 3,076 2,383 3,122 2,482 3,390 2,697<br />

C'wealth Time-limit Supported and Non-award and RTS Students 12,180 71 10,780 51 12,287 71 10,815 47 12,496 112 10,970 81 12,810 192 11,072 96 13,243 191 11,456 103<br />

Domestic Total (a) Fee-paying Students 16,358 1,314 13,592 555 16,659 1,419 13,729 597 17,181 1,497 14,028 594 17,538 1,414 14,286 635 18,252 1,428 14,884 628<br />

International (a) Fee-paying Students 2,793 2,205 2,882 2,270 3,076 2,383 3,122 2,482 3,390 2,697<br />

Discrepancies between the sums <strong>of</strong> component items and totals are due to rounding.<br />

Time-limit and Non-award 71 51 71 47 112 81 192 96 191 103<br />

Total (a) 16,358 13,592 16,659 13,729 17,181 14,028 17,538 14,286 18,252 14,884<br />

(a) TABLE 3: PERCENTAGE OF STUDENT ENROLMENTS AND LOAD BY FUNDING SOURCE, 2003–<strong>2007</strong><br />

Discrepancies between the sums <strong>of</strong> component items and totals are due to rounding.<br />

2003 2004 2005 2006 <strong>2007</strong><br />

Funding Source Enrol EFTSL Enrol EFTSL Enrol EFTSL Enrol EFTSL Enrol EFTSL<br />

TABLE 3: PERCENTAGE OF STUDENT ENROLMENTS AND LOAD BY FUNDING SOURCE, 2003–<strong>2007</strong><br />

C'wealth Supported and RTS Students 74.5% 79.3%<br />

2003<br />

73.8% 78.8%<br />

2004<br />

72.7% 78.2%<br />

2005<br />

73.0% 77.5%<br />

2006<br />

72.6% 77.0%<br />

<strong>2007</strong><br />

Funding Domestic Source Fee-paying Students Enrol 8.0% EFTSL 4.1% Enrol 8.5% EFTSL 4.4% Enrol 8.7% EFTSL 4.2% Enrol 8.1% EFTSL 4.4% Enrol 7.8% EFTSL 4.2%<br />

International Fee-paying Students 17.1% 16.2% 17.3% 16.5% 17.9% 17.0% 17.8% 17.4% 18.6% 18.1%<br />

C'wealth Time-limit Supported and Non-award and RTS Students 74.5% 0.4% 79.3% 0.4% 73.8% 0.4% 78.8% 0.3% 72.7% 0.7% 78.2% 0.6% 73.0% 1.1% 77.5% 0.7% 72.6% 1.0% 77.0% 0.7%<br />

Domestic Total (a) Fee-paying Students 100.0% 8.0% 100.0% 4.1% 100.0% 8.5% 100.0% 4.4% 100.0% 8.7% 100.0% 4.2% 100.0% 8.1% 100.0% 4.4% 100.0% 7.8% 100.0% 4.2%<br />

International (a) Fee-paying Students 17.1% 16.2% 17.3% 16.5% 17.9% 17.0% 17.8% 17.4% 18.6% 18.1%<br />

Discrepancies between the sums <strong>of</strong> component items and totals are due to rounding.<br />

Time-limit and Non-award 0.4% 0.4% 0.4% 0.3% 0.7% 0.6% 1.1% 0.7% 1.0% 0.7%<br />

Total (a) 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0%<br />

(a) Discrepancies between the sums <strong>of</strong> component items and totals are due to rounding.<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia19


AGENCY PERFORMANCE<br />

Statistical Pr<strong>of</strong>ile: Table 4<br />

TABLE 4: STUDENT ENROLMENTS AND LOAD BY COURSE TYPE AND FUNDING SOURCE, <strong>2007</strong><br />

C'wlth Supported Female Students<br />

Domestic Onshore Offshore Time-limit and Total (a) Discrepancies between the sums <strong>of</strong> component items and totals are due to rounding.<br />

and RTS<br />

Fee-paying International International Non-award All Students (included in Total)<br />

Course Type Enrol EFTSL Enrol EFTSL Enrol EFTSL Enrol EFTSL Enrol EFTSL Enrol EFTSL Enrol EFTSL<br />

HIGHER DEGREE RESEARCH<br />

Doctorate 1,163 953 2 1 234 214 88 42 124 80 1,611 1,290 822 657<br />

Master's Research 243 130 37 31 39 22 319 183 208 114<br />

Sub-total Higher Degree Research 1,406 1,083 2 1 271 245 88 42 163 102 1,930 1,473 1,030 771<br />

% Higher Degree Research 10.6% 9.5% 0.1% 0.2% 11.3% 11.7% 8.9% 6.9% 85.3% 99.0% 10.6% 9.9% 11.2% 10.2%<br />

POSTGRADUATE COURSEWORK<br />

Doctorate by Coursework 4 3 4 3 4 3<br />

Master's Coursework 41 32 887 417 232 207 280 143 1,440 800 654 376<br />

Higher Degree Qualifying 24 14 8 5 32 19 19 11<br />

Graduate Diploma 162 161 300 119 52 44 20 10 534 334 295 193<br />

Graduate Certificate 7 2 159 42 10 4 11 3 187 50 99 28<br />

Postgraduate Cross-institutional 28 6 11 6 1 0 40 12 17 6<br />

Sub-total Postgraduate Coursework 234 209 1,378 587 313 265 312 157 2,237 1,218 1,088 617<br />

% Postgraduate Coursework 1.8% 1.8% 96.5% 93.5% 13.0% 12.7% 31.6% 25.9% 12.3% 8.2% 11.8% 8.2%<br />

UNDERGRADUATE<br />

Graduate Entry Bachelor's 463 389 13 11 32 29 508 429 302 251<br />

Bachelor's Honours 372 307 53 46 425 353 244 200<br />

Bachelor's Pass 10,461 9,383 32 28 1,581 1,427 585 405 12,659 11,244 6,295 5,600<br />

Diploma 53 13 2 1 55 14 42 11<br />

Enabling 182 52 182 52 64 28<br />

Undergraduate Cross-institutional 72 19 3 0 148 79 223 99 140 61<br />

Non-award 2 1 3 1 28 1 33 3 13 1<br />

Sub-total Undergraduate 11,603 10,164 48 40 1,818 1,582 588 406 28 1 14,085 12,192 7,100 6,153<br />

% Undergraduate 87.6% 88.7% 3.4% 6.3% 75.7% 75.6% 59.5% 67.2% 14.7% 1.0% 77.2% 81.9% 77.0% 81.6%<br />

TOTAL ENROLMENTS (a) 13,243 11,456 1,428 628 2,402 2,093 988 604 191 103 18,252 14,884 9,218 7,541<br />

=20<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


Statistical Pr<strong>of</strong>ile: Table 5, Table 6<br />

TABLE 5: STUDENT LOAD (EFTSL) BY FACULTY AND COURSE TYPE GROUP, <strong>2007</strong><br />

Higher Degree Postgraduate<br />

TABLE 5: STUDENT LOAD (EFTSL) BY FACULTY Research AND COURSE Coursework TYPE GROUP, Undergraduate <strong>2007</strong><br />

Total<br />

Architecture, Landscape and Visual Arts Higher Degree 24.8 Postgraduate 4.3 610.6 639.7<br />

Arts, TABLE Humanities 5: STUDENT and Social LOAD Sciences (EFTSL) BY FACULTY Research 221.6 AND COURSE Coursework TYPE 57.5 GROUP, Undergraduate <strong>2007</strong> 1,861.4 2,140.5 Total<br />

Architecture, Business Landscape School and Visual Arts Higher Degree 24.8 106.2 Postgraduate 459.2 4.3 2,149.4 610.6 2,714.8 639.7<br />

Arts, Humanities Education and Social Sciences Research 221.6 105.8 Coursework 188.2 57.5 Undergraduate 1,861.4 50.4 2,140.5 Total 344.4<br />

Business<br />

Engineering, Architecture, School<br />

Computing Landscape and Mathematics Visual Arts 106.2<br />

200.7 24.8 459.2<br />

113.8 4.3 2,070.9<br />

2,149.4 610.6 2,385.4<br />

2,714.8 639.7<br />

Education Arts, Law Humanities and Social Sciences 105.8 221.6 19.6<br />

188.2 57.5 24.7 1,861.4 1,129.9<br />

50.4 2,140.5 1,174.2<br />

344.4<br />

Engineering, Business Life and Physical<br />

Computing School Sciences<br />

and Mathematics 200.7 106.2 328.1<br />

113.8 459.2 229.4 2,149.4 2,406.4<br />

2,070.9 2,714.8 2,963.9<br />

2,385.4<br />

Education Medicine, Dentistry and Health Sciences 105.8 244.8 188.2 104.1 1,222.1<br />

Law 19.6 24.7<br />

50.4 1,571.0 344.4<br />

1,129.9 1,174.2<br />

Engineering, Natural and Agricultural Computing Sciences and Mathematics 200.7 221.7 113.8 24.5 2,070.9 595.0 2,385.4 841.2<br />

Life and Physical Sciences 328.1 229.4 2,406.4 2,963.9<br />

Law Other 19.6 12.2 24.7 1,129.9 96.4 1,174.2 108.6<br />

Medicine, Dentistry and Health Sciences 244.8 104.1 1,222.1 1,571.0<br />

Total Life and (a) Physical Sciences 1,473.3 328.1 1,217.9 229.4 12,192.4 2,406.4 14,883.6 2,963.9<br />

Natural and Agricultural Sciences 221.7 24.5 595.0 841.2<br />

(a) Medicine, Dentistry and Health Sciences 244.8 104.1 1,222.1 1,571.0<br />

Other Discrepancies between the sums <strong>of</strong> component items and totals are due to rounding.<br />

12.2<br />

Natural and Agricultural Sciences 221.7 24.5 595.0<br />

96.4<br />

841.2<br />

108.6<br />

Total (a) Other 1,473.3 1,217.9 12.2 12,192.4 96.4 14,883.6 108.6<br />

(a) Discrepancies Total TABLE (a) 6: between FACULTY the sums LOAD <strong>of</strong> component (EFTSL) items AS and A PERCENTAGE totals are 1,473.3 due to rounding. OF COURSE 1,217.9TYPE GROUP 12,192.4 TOTAL, <strong>2007</strong> 14,883.6<br />

(a) Discrepancies between the sums <strong>of</strong> component items and totals are due to rounding.<br />

Higher Degree Postgraduate<br />

Research Coursework Undergraduate Total<br />

TABLE Architecture, 6: FACULTY Landscape LOAD and (EFTSL) Visual ArtsAS A PERCENTAGE 1.7% OF COURSE 0.4% TYPE GROUP 5.0% TOTAL, <strong>2007</strong>4.3%<br />

Arts, TABLE Humanities 6: FACULTY and Social LOAD Sciences (EFTSL) AS A PERCENTAGE 15.0% OF COURSE 4.7% TYPE GROUP 15.3% TOTAL, <strong>2007</strong>14.4%<br />

Higher Degree Postgraduate<br />

Business School Higher Research Degree 7.2%<br />

Coursework Postgraduate 37.7% 17.6% 18.2%<br />

Undergraduate Total<br />

Education<br />

Architecture, Landscape and Visual Arts<br />

Research 7.2%<br />

1.7%<br />

Coursework 15.5%<br />

0.4%<br />

Undergraduate 0.4%<br />

5.0%<br />

Total 2.3%<br />

4.3%<br />

Engineering, Architecture, Computing Landscape and Mathematics Visual Arts 13.6% 1.7% 9.3% 0.4% 17.0% 5.0% 16.0% 4.3%<br />

Arts, Humanities and Social Sciences 15.0% 4.7% 15.3% 14.4%<br />

Arts, Law Humanities and Social Sciences 15.0% 1.3% 4.7% 2.0% 15.3% 9.3% 14.4% 7.9%<br />

Business School 7.2% 37.7% 17.6% 18.2%<br />

Business Life and Physical School Sciences 22.3% 7.2% 18.8% 37.7% 19.7% 17.6% 19.9% 18.2%<br />

Education Medicine, 7.2% 15.5% 0.4% 2.3%<br />

EducationDentistry and Health Sciences 16.6% 7.2% 15.5% 8.5% 10.0% 0.4% 10.6% 2.3%<br />

Engineering, Natural Computing and Mathematics 13.6% 9.3% 17.0% 16.0%<br />

Engineering, and Agricultural Computing Sciences and Mathematics 15.0% 13.6% 2.0% 9.3% 17.0% 4.9% 16.0% 5.7%<br />

Law Other Law<br />

1.3% 0.0% 1.3%<br />

2.0% 1.0% 2.0% 0.8% 9.3%<br />

9.3% 0.7% 7.9%<br />

7.9%<br />

Life and Total Life Physical and Physical Sciences Sciences 22.3% 100.0% 22.3% 100.0% 18.8% 18.8% 100.0% 19.7% 100.0% 19.9% 19.9%<br />

Medicine, (a) Medicine, Dentistry Dentistry and Health and Health Sciences Sciences 16.6% Discrepancies between the sums <strong>of</strong> component items and totals are<br />

16.6% due to rounding.<br />

8.5% 10.0% 10.6% 10.6%<br />

Natural Natural and Agricultural and Agricultural Sciences Sciences 15.0% 15.0% 2.0% 4.9% 5.7% 5.7%<br />

Other Other 0.0% 0.0% 1.0% 0.8% 0.7%<br />

Total (a) Total (a) 100.0% 100.0% 100.0% 100.0%<br />

(a) (a) STUDENT LOAD BY FACULTY, <strong>2007</strong><br />

Discrepancies Discrepancies between between the sums the sums <strong>of</strong> component <strong>of</strong> component items items and and totals totals are are due due to to rounding.<br />

Medicine, Dentistry and<br />

Life and Physical<br />

STUDENT LOAD BY FACULTY, Health <strong>2007</strong>Sciences 10.6%<br />

Sciences 19.9% STUDENT LOAD BY FACULTY, <strong>2007</strong><br />

Law<br />

Life and<br />

7.9%<br />

Physical<br />

Life and Sciences Physical 19.9%<br />

Sciences 19.9%<br />

Law 7.9%<br />

Law 7.9%<br />

Engineering, Computing<br />

and Mathematics 16.0%<br />

Engineering, Computing<br />

and Mathematics 16.0% Education 2.3%<br />

Engineering, Computing<br />

and Mathematics 16.0%<br />

Education 2.3%<br />

Education 2.3%<br />

Business School 18.2%<br />

Business School 18.2%<br />

Business School 18.2%<br />

Medicine, Natural Dentistry and and Agricultural<br />

Medicine, Health Sciences Dentistry 10.6% and<br />

Sciences 5.7%<br />

Health Sciences 10.6%<br />

Other 0.7%<br />

Natural Architecture, and Agricultural Landscape<br />

Natural Sciences and and Visual Agricultural 5.7% Arts 4.3%<br />

Sciences 5.7%<br />

Other 0.7%<br />

Other 0.7%<br />

Architecture, Landscape<br />

Arts, Architecture, Humanities and Visual Arts 4.3%<br />

Landscape<br />

Social and Sciences Visual 14.4% Arts 4.3%<br />

Arts, Humanities and<br />

Social Sciences 14.4%<br />

Arts, Humanities and<br />

Social Sciences 14.4%<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia21


AGENCY PERFORMANCE<br />

Statistical Pr<strong>of</strong>ile: Table 7<br />

TABLE 7: DEGREES AND AWARDS CONFERRED BY COURSE TYPE, 1998–<strong>2007</strong><br />

1998 1999 2000 2001 2002 2003<br />

TABLE 7: DEGREES AND AWARDS CONFERRED BY COURSE TYPE, 1998–<strong>2007</strong><br />

2004 2005 2006 <strong>2007</strong><br />

HIGHER DEGREE RESEARCH<br />

Higher Doctorate<br />

1998<br />

2<br />

1999<br />

3<br />

2000<br />

3<br />

2001<br />

2<br />

2002<br />

0<br />

2003<br />

4<br />

2004<br />

4<br />

2005<br />

0<br />

2006 <strong>2007</strong><br />

2 1<br />

Doctorate HIGHER DEGREE RESEARCH 175 164 160 160 179 213 226 233 219 252<br />

Master's Higher Research Doctorate 582 753 563 61 2 85 0 452 473 0 73 2 56 1 54<br />

Sub-total Doctorate Higher Degree Research 235 175 242 164 219 160 223 160 179 264 213 269 226 303 233306 219277 252 307<br />

Master's Research 58 75 56 61 85 52 73 73 56 54<br />

POSTGRADUATE<br />

Sub-total Higher<br />

COURSEWORK<br />

Degree Research<br />

Master's Coursework<br />

235<br />

217<br />

242<br />

253<br />

219<br />

278<br />

223<br />

359<br />

264<br />

387<br />

269<br />

491<br />

303<br />

579<br />

306<br />

507<br />

277<br />

476<br />

307<br />

554<br />

POSTGRADUATE COURSEWORK<br />

Graduate Diploma 214 276 255 243 217 241 239 291 290 251<br />

Master's Coursework 217 253 278 359 387 491 579 507 476 554<br />

Graduate Certificate 20 109 88 89 114 131 134 55 68 82<br />

Graduate Diploma 214 276 255 243 217 241 239 291 290 251<br />

Sub-total Postgraduate Coursework 451 638 621 691 718 863 952 853 834 887<br />

Graduate Certificate 20 109 88 89 114 131 134 55 68 82<br />

UNDERGRADUATE<br />

Sub-total Postgraduate Coursework 451 638 621 691 718 863 952 853 834 887<br />

Graduate UNDERGRADUATE<br />

Entry Bachelor's 100 92 93 88 130 100 128 146 115 101<br />

Bachelor's Graduate Honours Entry Bachelor's 679 100 720 92 729 93 762 88 130 798 100 755 128 903 146825 115827 101 788<br />

Bachelor's Bachelor's Pass Honours 1,604 679 1,650 720 1,563 729 1,555 762 1,708 798 1,673 755 903 1,781 825 2,212 827 2,234 7882,236<br />

Diploma Bachelor's Pass 1,604 2 1,650 4 1,563 8 1,555 15 1,708 16 1,67318 1,78122 2,212 19 2,234 22 2,236 18<br />

Sub-total Diploma Undergraduate 2,385 2 2,4664 2,3938 2,420 15 2,652 16 2,546 18 2,834 22 3,202 19 22 3,198 18 3,143<br />

Sub-total Undergraduate<br />

TOTAL<br />

2,385<br />

3,071<br />

2,466<br />

3,346<br />

2,393<br />

3,233<br />

2,420<br />

3,334<br />

2,652<br />

3,634<br />

2,546<br />

3,678<br />

2,834<br />

4,089<br />

3,202 3,198 3,143<br />

4,361 4,309 4,337<br />

TOTAL 3,071 3,346 3,233 3,334 3,634 3,678 4,089 4,361 4,309 4,337<br />

2400<br />

2400<br />

2300<br />

2300<br />

2200<br />

2200<br />

2100<br />

2100<br />

2000 2000<br />

1900 1900<br />

DEGREES AND AWARDS CONFERRED, 1998–<strong>2007</strong><br />

DEGREES AND AWARDS CONFERRED, 1998–<strong>2007</strong><br />

Doctorates<br />

Doctorates<br />

Master's Degree<br />

Master's Degree<br />

Graduate Diploma and Certificate<br />

Graduate Diploma and Certificate<br />

Statistical Pr<strong>of</strong>ile:<br />

Graduate Entry<br />

Table<br />

Bachelor's<br />

4<br />

Graduate Entry Bachelor's<br />

Bachelor's Honours<br />

Bachelor's Honours<br />

Bachelor's<br />

Bachelor's Pass<br />

Pass<br />

Diploma<br />

1800 1800<br />

1700 1700<br />

1600 1600<br />

1500<br />

1500<br />

1400<br />

1400<br />

1300<br />

1300<br />

1200<br />

1200<br />

1100<br />

1100<br />

1000<br />

1000<br />

900<br />

900<br />

800<br />

800<br />

700<br />

700<br />

600<br />

600<br />

500<br />

500 400<br />

400 300<br />

300 200<br />

200 100<br />

100<br />

0<br />

1998 1999 2000 2001 2002 2003 2004 2005 2006 <strong>2007</strong><br />

0<br />

1998 1999 2000 2001 2002 2003 2004 2005 2006 <strong>2007</strong><br />

=22<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


Statistical Pr<strong>of</strong>ile: Table 8<br />

TABLE 8: STAFF FTE (a) BY MAJOR ORGANISATIONAL UNIT, 2003–<strong>2007</strong><br />

2003 2004 2005 2006 (b) <strong>2007</strong><br />

ACADEMIC ORGANISATIONAL UNITS<br />

ACADEMIC STAFF<br />

Teaching and Research<br />

Total 763.9 793.7 816.4 824.2 821.4<br />

% Female 27.8% 28.5% 30.5% 31.9% 31.5%<br />

Teaching Only<br />

Total 28.9<br />

% Female 39.8%<br />

Research Only<br />

Total 311.1 349.2 364.9 402.2 420.9<br />

% Female 47.3% 44.3% 43.1% 38.7% 40.8%<br />

Other<br />

Total 1.8<br />

% Female 100.0%<br />

Total Academic Staff<br />

Total 1,075.0 1,142.9 1183.2 1226.4 1271.2<br />

% Female 33.5% 33.3% 34.5% 34.1% 34.8%<br />

NON-ACADEMIC STAFF<br />

Research Only<br />

Total 216.4 223.5 198.7 201.5 199.1<br />

% Female 65.2% 66.0% 66.3% 71.3% 72.0%<br />

Other<br />

Total 649.4 663.6 697.1 729.2 763.3<br />

% Female 62.9% 63.4% 64.1% 64.9% 66.5%<br />

Total Non-academic Staff<br />

Total 865.9 887.1 895.9 930.8 962.5<br />

% Female 63.5% 64.0% 64.6% 66.3% 67.6%<br />

Total Academic Organisational <strong>Unit</strong>s<br />

Total 1,940.8 2,030.0 2,079.0 2157.2 2233.6<br />

% Female 46.9% 46.7% 47.4% 47.8% 48.9%<br />

NON-ACADEMIC ORGANISATIONAL UNITS<br />

Total 703.9 761.9 806.6 838.6 856.9<br />

% Female 57.3% 57.5% 58.6% 59.3% 59.0%<br />

TOTAL UNIVERSITY (c)<br />

Total 2,644.7 2,791.9 2885.6 2995.8 3090.6<br />

% Female 49.7% 49.7% 50.6% 51.2% 51.7%<br />

(a) Full-time equivalence <strong>of</strong> full-time and fractional full-time staff. Excludes full-time equivalence <strong>of</strong> casual staff.<br />

(b) <strong>The</strong>se figures have been revised in mid <strong>2007</strong>. <strong>The</strong>y replace the figures originally published in early <strong>2007</strong>.<br />

(c) Discrepancies between the sums <strong>of</strong> component items and totals are due to rounding.<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia23


SIGNIFICANT ISSUES AND TRENDS<br />

Effects <strong>of</strong> Economic and Other Factors<br />

Volatile investment markets resulting from the US sub-prime crisis and the<br />

resulting credit crunch have had an adverse effect on the <strong>University</strong>’s investment<br />

income for <strong>2007</strong>. Further fears <strong>of</strong> a US recession will have implications for the<br />

<strong>University</strong>’s investment returns in 2008. <strong>The</strong> <strong>University</strong>’s budget fluctuation<br />

reserves will assist in moderating the operating implications <strong>of</strong> reduced<br />

investment income.<br />

<strong>The</strong> strong <strong>Western</strong> Australian economic conditions are<br />

presenting challenges in attracting and retaining staff<br />

in certain areas. <strong>The</strong>se strong economic conditions are<br />

also being reflected in decreasing numbers <strong>of</strong> matureage<br />

applicants for admission to the <strong>University</strong>, although<br />

strong demand from school-leaver applicants has<br />

allowed the <strong>University</strong> to increase its student intakes<br />

overall. Nonetheless, further growth in domestic student<br />

undergraduate enrolments is likely to be somewhat<br />

constrained over the next few years.<br />

<strong>The</strong> strength <strong>of</strong> the Australian dollar has not yet dampened<br />

full-fee paying student revenues in <strong>2007</strong>, with the<br />

demand for international onshore and <strong>of</strong>fshore enrolments<br />

continuing to grow in line with expectations.<br />

Commonwealth Government funding to the <strong>University</strong> has<br />

not yet been significantly affected following the change <strong>of</strong><br />

government in late <strong>2007</strong>.<br />

<strong>The</strong> impact <strong>of</strong> legislation<br />

<strong>The</strong>re were no legislative changes in <strong>2007</strong> that had material<br />

effect on the <strong>University</strong>’s operations. <strong>The</strong>re were no<br />

significant judicial decisions which affected the <strong>University</strong> in<br />

<strong>2007</strong>.<br />

<strong>University</strong> litigation<br />

<strong>The</strong>re are no matters <strong>of</strong> significant litigation involving the<br />

<strong>University</strong> which have caused contingent liability or asset to<br />

be recorded in the <strong>University</strong>’s accounts. <strong>The</strong> <strong>University</strong> is<br />

engaged in Federal Court litigation with Dr Bruce Gray and<br />

Sirtex Limited over a claim for certain intellectual property<br />

rights. <strong>The</strong> matter was heard by the court in <strong>2007</strong> and<br />

a decision is reserved. It is not possible to calculate the<br />

impact <strong>of</strong> the litigation until such time as judgment has<br />

been delivered and appeals are concluded. <strong>The</strong>re are no<br />

other matters <strong>of</strong> significant litigation that will, or are likely to,<br />

make a material change to the <strong>University</strong>’s operations.<br />

=24<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


DISCLOSURES AND LEGAL COMPLIANCE<br />

Auditor General’s <strong>Report</strong> to Parliament<br />

Auditor General<br />

INDEPENDENT AUDIT OPINION<br />

To the Parliament <strong>of</strong> <strong>Western</strong> Australia<br />

THE UNIVERSITY OF WESTERN AUSTRALIA<br />

FINANCIAL STATEMENTS AND KEY PERFORMANCE INDICATORS FOR<br />

THE YEAR ENDED 31 DECEMBER <strong>2007</strong><br />

I have audited the accounts, financial statements, controls and key performance indicators<br />

<strong>of</strong> <strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia and the consolidated entity.<br />

<strong>The</strong> financial statements comprise the Balance Sheet as at 31 December <strong>2007</strong>, and the<br />

Income Statement, Statement <strong>of</strong> Changes in Equity and Cash Flow Statement <strong>of</strong> the<br />

<strong>University</strong> and the consolidated entity for the year then ended, a summary <strong>of</strong> significant<br />

accounting policies and other explanatory Notes.<br />

<strong>The</strong> key performance indicators consist <strong>of</strong> key indicators <strong>of</strong> effectiveness and efficiency.<br />

<strong>University</strong> Senate’s Responsibility for the Financial Statements and Key Performance<br />

Indicators<br />

<strong>The</strong> <strong>University</strong> Senate is responsible for keeping proper accounts, and the preparation and<br />

fair presentation <strong>of</strong> the financial statements in accordance with Australian Accounting<br />

Standards (including the Australian Accounting Interpretations) and the Treasurerís<br />

Instructions, and the key performance indicators. This responsibility includes establishing<br />

and maintaining internal controls relevant to the preparation and fair presentation <strong>of</strong> the<br />

financial statements and key performance indicators that are free from material<br />

misstatement, whether due to fraud or error; selecting and applying appropriate accounting<br />

policies; making accounting estimates that are reasonable in the circumstances; and<br />

complying with the Financial Management Act 2006 and other relevant written law.<br />

Summary <strong>of</strong> my Role<br />

As required by the Auditor General Act 2006, my responsibility is to express an opinion on<br />

the financial statements, controls and key performance indicators based on my audit. This<br />

was done by testing selected samples <strong>of</strong> the audit evidence. I believe that the audit evidence<br />

I have obtained is sufficient and appropriate to provide a basis for my audit opinion. Further<br />

information on my audit approach is provided in my audit practice statement. Refer<br />

"http://www.audit.wa.gov.au/pubs/Audit-Practice-Statement.pdf".<br />

An audit does not guarantee that every amount and disclosure in the financial statements<br />

and key performance indicators is error free. <strong>The</strong> term “reasonable assurance” recognises<br />

that an audit does not examine all evidence and every transaction. However, my audit<br />

procedures should identify errors or omissions significant enough to adversely affect the<br />

decisions <strong>of</strong> users <strong>of</strong> the financial statements and key performance indicators.<br />

Page 1 <strong>of</strong> 2<br />

4 th Floor Dumas House 2 Havelock Street West Perth 6005 <strong>Western</strong> Australia Tel: 08 9222 7500 Fax: 08 9322 5664<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong> Australia 25


DISCLOSURES AND LEGAL COMPLIANCE<br />

Auditor General’s <strong>Report</strong> to Parliament<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia<br />

Financial Statements and Key Performance Indicators for the year ended 31 December <strong>2007</strong><br />

Audit Opinion<br />

In my opinion,<br />

(i) the financial statements are based on proper accounts and present fairly the<br />

financial position <strong>of</strong> <strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia and the consolidated<br />

entity at 31 December <strong>2007</strong> and their financial performance and cash flows for<br />

the year ended on that date. <strong>The</strong>y are in accordance with Australian Accounting<br />

Standards (including the Australian Accounting Interpretations) and the<br />

Treasurer’s Instructions;<br />

(ii) the controls exercised by the <strong>University</strong> provide reasonable assurance that the<br />

receipt, expenditure and investment <strong>of</strong> money, the acquisition and disposal <strong>of</strong><br />

property, and the incurring <strong>of</strong> liabilities have been in accordance with legislative<br />

provisions; and<br />

(iii) the key performance indicators <strong>of</strong> the <strong>University</strong> are relevant and appropriate to<br />

help users assess the <strong>University</strong>’s performance and fairly represent the indicated<br />

performance for the year ended 31 December <strong>2007</strong>.<br />

GLEN CLARKE<br />

ACTING AUDITOR GENERAL<br />

14 March 2008<br />

Page 2 <strong>of</strong> 2<br />

=26<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


Financial Statements<br />

Certification <strong>of</strong> Financial Statements............................................................................................28<br />

Income Statements.....................................................................................................................29<br />

Balance Sheets...........................................................................................................................30<br />

Statements <strong>of</strong> Changes in Equity................................................................................................31<br />

Cash Flow Statements................................................................................................................32<br />

Notes to the Financial Statements...............................................................................................33<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia27


DISCLOSURES AND LEGAL COMPLIANCE<br />

Certification <strong>of</strong> Financial Statements<br />

=28<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

INCOME STATEMENTS<br />

FOR THE YEAR ENDED 31 DECEMBER <strong>2007</strong><br />

Income from continuing operations<br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

Notes $'000 $'000 $'000 $'000<br />

Australian Government financial assistance<br />

Australian Government grants 2 269,572 257,771 269,572 257,771<br />

HECS-HELP Australian Government payments 2 48,917 42,442 48,917 42,442<br />

FEE-HELP 2 5,277 4,132 5,277 4,132<br />

<strong>Western</strong> Australian and Local Government financial assistance 3 38,559 37,473 38,559 37,473<br />

HECS-HELP student payments 17,486 14,915 17,486 14,915<br />

Other research grants and contracts 4 26,945 25,065 26,945 25,063<br />

Investment income 5 31,878 59,668 31,854 59,655<br />

Fees and charges 6 74,870 66,006 74,087 65,427<br />

Salaries and other recoveries 7 24,339 20,563 24,373 20,613<br />

Other income 8 57,149 49,737 52,889 45,854<br />

Total revenue from continuing operations 594,992 577,772 589,959 573,345<br />

Expenses from continuing operations<br />

Employee benefits and on-costs 9 352,384 312,644 348,669 309,313<br />

Student expenses 10 27,857 25,886 27,885 25,900<br />

Materials and supplies 11 26,613 25,344 24,868 23,904<br />

Depreciation, amortisation and impairment 12 33,089 30,308 36,214 30,307<br />

Repairs and maintenance 13 12,982 10,430 12,937 10,450<br />

Grants distributed 14 38,300 35,152 38,300 35,152<br />

Travel 15 18,163 16,226 18,150 16,210<br />

Pr<strong>of</strong>essional fees 16 19,475 15,598 19,418 15,408<br />

Other expenses 17 63,903 68,591 64,308 68,948<br />

Share <strong>of</strong> net results <strong>of</strong> associates accounted for using the<br />

equity method 1,282 1,047 - -<br />

Total expenses from continuing operations 594,048 541,226 590,749 535,592<br />

Net operating result from continuing operations 944 36,546 (790) 37,753<br />

<strong>The</strong> above income statements should be read in conjunction with the accompanying notes.<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia29


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

BALANCE SHEETS<br />

AS AT 31 DECEMBER <strong>2007</strong><br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

Notes $'000 $'000 $'000 $'000<br />

ASSETS<br />

Current assets<br />

Cash and cash equivalents 21 40,375 28,057 40,033 27,630<br />

Receivables 22 43,401 38,755 43,153 38,539<br />

Inventories 23 874 736 797 655<br />

Total current assets 84,650 67,548 83,983 66,824<br />

Non-current assets<br />

Receivables 22 1,014 932 1,014 932<br />

Investment properties – restricted 24 23,460 19,560 23,460 19,560<br />

Other financial assets – restricted 25 380,327 358,995 380,327 358,995<br />

Other financial assets – unrestricted 25 29,708 94,546 35,499 103,474<br />

Investments accounted for using the equity method 26 2,919 3,576 - -<br />

Property, plant and equipment – restricted 27 192,945 190,650 192,945 190,650<br />

Property, plant and equipment – unrestricted 27 792,797 758,537 792,722 758,502<br />

Intangible assets 28 5,800 7,677 5,800 7,677<br />

Total non-current assets 1,428,970 1,434,473 1,431,767 1,439,790<br />

Total assets 1,513,620 1,502,021 1,515,750 1,506,614<br />

LIABILITIES<br />

Current liabilities<br />

Trade and other payables 30 22,615 23,294 22,058 22,824<br />

Other financial liabilities 31 - 48 - 48<br />

Provisions 32 45,954 39,848 45,850 39,761<br />

Other liabilities 33 29,497 26,101 29,236 25,836<br />

Total current liabilities 98,066 89,291 97,144 88,469<br />

Non-current liabilities<br />

Provisions 32 30,280 29,025 30,266 29,015<br />

Total non-current liabilities 30,280 29,025 30,266 29,015<br />

Total liabilities 128,346 118,316 127,410 117,484<br />

Net assets 1,385,274 1,383,705 1,388,340 1,389,130<br />

EQUITY<br />

Reserves 34 58,807 65,651 58,807 65,651<br />

Retained pr<strong>of</strong>its 35 1,326,467 1,318,054 1,329,533 1,323,479<br />

Total equity 1,385,274 1,383,705 1,388,340 1,389,130<br />

<strong>The</strong> above balance sheets should be read in conjunction with the accompanying notes.<br />

=30<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

STATEMENTS OF CHANGES IN EQUITY<br />

FOR THE YEAR ENDED 31 DECEMBER <strong>2007</strong><br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

Notes $'000 $'000 $'000 $'000<br />

Total equity at the beginning <strong>of</strong> the financial year 1,383,705 1,347,028 1,389,130 1,351,378<br />

Reserves<br />

Opening Balance 65,651 68,008 65,651 68,008<br />

Transfer to accumulated funds (6,844) (2,357) (6,844) (2,357)<br />

34 58,807 65,651 58,807 65,651<br />

Retained pr<strong>of</strong>its<br />

Opening balance 1,318,054 1,279,020 1,323,479 1,283,370<br />

Net pr<strong>of</strong>it/(loss) from ordinary activities 944 36,546 (790) 37,753<br />

Share <strong>of</strong> movement in equity <strong>of</strong> associates 41(b) 625 132 - -<br />

Transfer from reserves 6,844 2,356 6,844 2,356<br />

35 1,326,467 1,318,054 1,329,533 1,323,479<br />

Total equity at the end <strong>of</strong> the financial year 1,385,274 1,383,705 1,388,340 1,389,130<br />

Total recognised income and expense for the year<br />

attributable to members 944 36,546 (790) 37,753<br />

<strong>The</strong> above statements <strong>of</strong> changes in equity should be read in conjunction with the accompanying notes.<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia31


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

CASH FLOW STATEMENTS<br />

FOR THE YEAR ENDED 31 DECEMBER <strong>2007</strong><br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

Notes $'000 $'000 $'000 $'000<br />

Cash flows from operating activities<br />

Australian Government Grants received 2(g) 331,144 305,991 331,144 305,991<br />

<strong>Western</strong> Australian Grants received 42,252 37,502 42,252 37,502<br />

Local Government Grants received 801 305 801 305<br />

HECS-HELP – student payments 17,486 14,748 17,486 14,748<br />

Receipts from student fees and other customers 193,894 179,468 188,649 174,993<br />

Dividends received 299 290 299 290<br />

Interest received 2,410 2,636 2,387 2,623<br />

Payments to suppliers and employees (582,684) (515,764) (577,383) (511,524)<br />

Net cash provided by operating activities 44 5,602 25,176 5,635 24,928<br />

Cash flows from investing activities<br />

Proceeds from sale <strong>of</strong> property, plant and equipment 8,922 2,235 8,922 2,235<br />

Payments for property, plant and equipment (72,218) (65,361) (72,168) (65,325)<br />

Proceeds from sale <strong>of</strong> financial assets 62,500 76,111 62,500 76,111<br />

Payments for financial assets - (45,966) - (45,966)<br />

Payments for investment properties (802) (601) (802) (601)<br />

Other inflows 8,353 950 8,355 950<br />

Other outflows - (430) - -<br />

Net cash provided by investing activities 6,755 (33,062) 6,807 (32,596)<br />

Net increase/(decrease) in cash and cash equivalents 12,357 (7,886) 12,442 (7,668)<br />

Cash and cash equivalents at beginning <strong>of</strong> year 28,057 35,969 27,630 35,324<br />

Effects <strong>of</strong> exchange rate changes on cash and cash equivalents (39) (26) (39) (26)<br />

Cash and cash equivalents at end <strong>of</strong> year 21 40,375 28,057 40,033 27,630<br />

<strong>The</strong> above cash flow statements should be read in conjunction with the accompanying notes.<br />

=32<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

Contents <strong>of</strong> the notes to the financial statements<br />

Note<br />

1. Summary <strong>of</strong> significant accounting policies<br />

Revenue<br />

2. Australian Government financial assistance including HECS-HELP and other Australian<br />

Government loan programmes<br />

3. <strong>Western</strong> Australian and Local Government financial assistance<br />

4. Other research grants and contracts<br />

5. Investment income<br />

6. Fees and charges<br />

7. Salaries and other recoveries<br />

8. Other income<br />

Expenses<br />

9. Employee benefits and on-costs<br />

10. Student expenses<br />

11. Materials and supplies<br />

12. Depreciation, amortisation and impairment<br />

13. Repairs and maintenance<br />

14. Grants distributed<br />

15. Travel<br />

16. Pr<strong>of</strong>essional fees<br />

17. Other expenses<br />

18. Remuneration <strong>of</strong> <strong>University</strong>’s Senate members and senior <strong>of</strong>ficers<br />

19. Remuneration <strong>of</strong> auditors<br />

20. Explanatory statement on significant variations for <strong>University</strong> funds<br />

Assets<br />

21. Cash and cash equivalents<br />

22. Receivables<br />

23. Inventories<br />

24. Investment properties—restricted<br />

25. Other financial assets<br />

26. Investments accounted for using the equity method<br />

27. Property, plant and equipment<br />

28. Intangible assets<br />

29. Restricted assets<br />

Liabilities<br />

30. Trade and other payables<br />

31. Other financial liabilities<br />

32. Provisions<br />

33. Other liabilities<br />

Equity<br />

34. Reserves<br />

35. Retained pr<strong>of</strong>its<br />

36. Commitments<br />

37. Contingencies<br />

38. Supplementary financial information<br />

39. Related party transactions<br />

40. Subsidiaries<br />

41. Investments in associates<br />

42. Events occurring after the balance sheet date<br />

43. Segment information<br />

44. Reconciliation <strong>of</strong> operating results to net cash inflow from operating activities<br />

45. Financial instruments<br />

46. Acquittal <strong>of</strong> Australian Government financial assistance<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia33


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

1. Summary <strong>of</strong> significant accounting policies<br />

<strong>The</strong> following are the principal accounting policies adopted in the preparation <strong>of</strong> the financial report and have been consistently<br />

applied for all years presented, unless otherwise stated. <strong>The</strong> financial report includes separate financial statements for <strong>The</strong><br />

<strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia and the consolidated entity consisting <strong>of</strong> the <strong>University</strong> and its subsidiaries and associates.<br />

(a)<br />

General statement<br />

<strong>The</strong> financial statements constitute a general purpose financial report which has been prepared in accordance with<br />

Australian Accounting Standards, the Framework, Statements <strong>of</strong> Accounting Concepts and other authoritative<br />

pronouncements <strong>of</strong> the Australian Accounting Standards Board as applied by the Treasurer’s Instructions. Several <strong>of</strong><br />

these are modified by the Treasurer’s Instructions to vary application, disclosure, format and wording.<br />

<strong>The</strong> Financial Management Act 2006 and Auditor General Act 2006 and the Treasurer’s Instructions are legislative<br />

provisions governing the preparation <strong>of</strong> financial statements and take precedence over Australian Accounting<br />

Standards, the Framework, Statements <strong>of</strong> Accounting Concepts and other authoritative pronouncements <strong>of</strong> the<br />

Australian Accounting Standards Board.<br />

Where modification is required and has a material or significant financial effect upon the reported results, details <strong>of</strong> that<br />

modification and the resulting financial effect are disclosed in the notes to the financial statements.<br />

Modifications or clarifications to accounting standards through the Treasurer’s Instructions are to provide certainty and<br />

ensure consistency and appropriate reporting across the public sector.<br />

(b)<br />

Basis <strong>of</strong> preparation<br />

<strong>The</strong> financial statements have been prepared on the accrual basis <strong>of</strong> accounting using the historical cost convention as<br />

modified by the revaluation <strong>of</strong> most financial assets at fair value through the income statements and investment<br />

properties.<br />

<strong>The</strong> financial statements are presented in Australian dollars ($), which is the <strong>University</strong>’s functional and presentation<br />

currency. All values are rounded to the nearest thousand dollars ($’000) unless otherwise stated.<br />

In preparation <strong>of</strong> the financial statements, management is required to exercise its judgement when applying the<br />

accounting policies. When there is a higher degree <strong>of</strong> judgement or complexity or areas where assumptions and<br />

estimates are significant to the financial statements these are disclosed separately.<br />

(c)<br />

Basis <strong>of</strong> consolidation<br />

<strong>The</strong> consolidated financial statements have been prepared by combining the financial statements <strong>of</strong> all entities that<br />

comprise the consolidated entity, being the <strong>University</strong> (the parent entity) and its controlled entities, in accordance with<br />

AASB 127 ‘Consolidated and Separate Financial Statements’ and modified by Treasurer’s Instruction 1105. A list <strong>of</strong><br />

controlled entities appears in the notes to these financial statements. Consistent accounting policies have been applied<br />

and all inter-entity balances and transactions, and unrealised pr<strong>of</strong>its arising within the consolidated entity are eliminated<br />

in full.<br />

Subsidiaries are consolidated from the date on which control is transferred to the group and cease to be consolidated<br />

from the date on which control is transferred out <strong>of</strong> the group.<br />

<strong>The</strong> term ‘consolidated’ used throughout these financial statements means <strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia and its<br />

subsidiaries.<br />

Investments in associates are accounted for in the parent entity financial statements using the cost method and in the<br />

consolidated financial statements using the equity method <strong>of</strong> accounting, after initially being recognised at cost, in<br />

accordance to AASB 128 ‘Investments in Associates’. A list <strong>of</strong> associates appears in the notes to these financial<br />

statements.<br />

=34<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

1. Summary <strong>of</strong> significant accounting policies (continued)<br />

(d)<br />

Revenue<br />

Revenue is recognised at the fair value <strong>of</strong> the consideration received or receivable. Revenue is recognised net <strong>of</strong><br />

returns, allowances and taxes paid. Revenue is recognised as follows for major activities:<br />

Sale <strong>of</strong> goods:<br />

Revenue on the sale <strong>of</strong> goods is recognised by the <strong>University</strong> when the goods have been despatched and the<br />

associated risk <strong>of</strong> ownership has passed to the customer.<br />

Rendering <strong>of</strong> services:<br />

Revenue is recognised in accordance with the percentage <strong>of</strong> completion method unless the outcome <strong>of</strong> the contract<br />

cannot be reliably measured. <strong>The</strong> stage <strong>of</strong> completion is determined by reference to expenditure incurred to date as a<br />

proportion <strong>of</strong> the total expenditure. If the outcome cannot be reliably measured, where it is probable that the costs will<br />

be recovered, revenue is recognised to the extent <strong>of</strong> costs incurred.<br />

Contributions:<br />

Contributions are non-reciprocal transfers and are recognised as revenue at fair value when the <strong>University</strong> obtains<br />

control <strong>of</strong> the contributions and it is probable that future economic benefit will flow to the <strong>University</strong>.<br />

(e)<br />

Cash and cash equivalents<br />

Cash and cash equivalents includes cash on hand, bank accounts and other short-term, highly liquid investments that<br />

are readily convertible to known amounts <strong>of</strong> cash, and which are subject to an insignificant risk <strong>of</strong> changes in value.<br />

(f)<br />

Trade and other receivables<br />

Receivables are recognised at amortised cost less provision for doubtful debts. Collectibility is reviewed on an ongoing<br />

basis and those specifically determined to be uncollectible are written <strong>of</strong>f. <strong>The</strong> provision is determined from objective<br />

evidence that not all amounts will be able to be collected.<br />

(g)<br />

Inventories<br />

Inventories are valued at the lower <strong>of</strong> cost and net realisable value. Cost is assigned on a first-in, first-out basis.<br />

(h)<br />

Non-current assets classified as held for sale<br />

Non-current assets are classified as assets held for sale if their carrying amount will be recovered principally through a<br />

sale transaction rather than through continuing use. Non-current assets held for sale are recognised at the lower <strong>of</strong><br />

carrying amount and fair value less costs to sell.<br />

(i)<br />

Investments and other financial assets<br />

<strong>The</strong> <strong>University</strong> has classified its financial assets into the following categories: financial assets at fair value through the<br />

pr<strong>of</strong>it and loss; loans and receivables; held-to-maturity investments; and available-for-sale financial assets. <strong>The</strong><br />

classification depends on the purpose for which the assets are acquired.<br />

Financial assets at fair value through the pr<strong>of</strong>it and loss<br />

An instrument is classified as a financial asset at fair value through pr<strong>of</strong>it and loss—as designated upon initial<br />

recognition—if the <strong>University</strong> manages such investments and makes purchase and sale decisions based on their fair<br />

value, in accordance with the <strong>University</strong>’s documented investment strategy and risk management. Assets within this<br />

category are recorded at fair value and changes in fair value recognised in the income statement. Fair value is based on<br />

market price where there is an actively traded market. In other instances, fair value is derived from the value <strong>of</strong> the<br />

underlying assets. <strong>The</strong> <strong>University</strong> does not hold any financial assets at fair value—held for trading.<br />

Loans and receivables<br />

Loans and receivables are non-derivative financial assets with fixed or determinable payments that are not quoted in an<br />

active market. <strong>The</strong>y typically arise when the group provides money, goods or services directly to a debtor with no<br />

intention <strong>of</strong> trading the receivable. Assets within this category are recorded at amortised cost.<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia35


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

1. Summary <strong>of</strong> significant accounting policies (continued)<br />

Held-to-maturity investments<br />

Held-to-maturity investments are financial assets with fixed or determinable payments and fixed maturity that the group<br />

has positive intent and ability to hold to maturity. Assets within this category are recorded at amortised cost.<br />

Available-for-sale financial assets<br />

Available-for-sale assets are those designated as available for sale or not classified in another category. Assets within<br />

this category are recorded at fair value and changes in fair value recognised in equity.<br />

<strong>The</strong> <strong>University</strong> assesses at each balance sheet date whether there is objective evidence that a financial asset or group<br />

<strong>of</strong> financial assets is impaired.<br />

(j)<br />

Investment properties<br />

Initially investment properties are measured at cost including transaction costs. Subsequent to initial recognition,<br />

investment properties are stated at fair value determined annually by an external valuer. Any gains or losses arising<br />

from changes in the fair values <strong>of</strong> investment properties are included in the income statements in the year in which they<br />

arise.<br />

(k)<br />

Property, plant and equipment<br />

Property, plant and equipment is measured at cost less accumulated depreciation less accumulated impairment losses.<br />

Where an asset is acquired at no cost or for a nominal cost, the cost recorded is the fair value <strong>of</strong> the asset at the<br />

acquisition date.<br />

Subsequent costs are included in the assets carrying value or recognised as a separate asset, where appropriate, when<br />

it is probable that future economic benefit associated with the asset will flow to the <strong>University</strong>. All other repairs and<br />

maintenance are charged to the income statement when incurred.<br />

<strong>The</strong> depreciation rate policy is as follows:<br />

Asset class<br />

Leasehold land<br />

Freehold land<br />

Buildings<br />

Plant and equipment<br />

Artworks<br />

Special collections<br />

Library books<br />

Depreciation rate<br />

Not depreciated<br />

Not depreciated<br />

2% reducing balance<br />

12.5%–25% straight line<br />

Not depreciated<br />

Not depreciated<br />

Depreciated 100% in fourth year after acquisition<br />

Assets’ residual values and useful lives are reviewed at each balance sheet date. Pr<strong>of</strong>its and losses on disposal are<br />

recorded in the income statement for the year.<br />

Impairment testing is performed when an indicator <strong>of</strong> impairment is identified.<br />

(l)<br />

Impairment<br />

Assets that have an indefinite useful life are tested annually for impairment. Assets with a finite life are tested for<br />

impairment when events or changes in circumstances indicate the carrying value may not be recoverable.<br />

An impairment loss is recognised for the amount by which the asset’s carrying value exceeds the recoverable amount.<br />

<strong>The</strong> recoverable amount is the higher <strong>of</strong> its fair value less costs to sell and its value in use. As the <strong>University</strong> is a not-forpr<strong>of</strong>it<br />

entity, if the future economic benefits <strong>of</strong> the asset are not primarily dependent on its ability to generate net cash<br />

flows, unless the asset has been identified as surplus, the value in use is its depreciated replacement cost.<br />

(m)<br />

Intangible assets<br />

Intangible assets are capitalised at cost and from a business combination are capitalised at fair value as at the date <strong>of</strong><br />

acquisition. Following initial recognition, the cost model is applied to the class <strong>of</strong> intangible assets.<br />

=36<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

1. Summary <strong>of</strong> significant accounting policies (continued)<br />

Expenditure on research activities is recognised as an expense in the income statement when incurred. Expenditure on<br />

development activities is expensed unless the outcome is technically and commercially feasible, resources are available<br />

to complete the development and there is a commitment to complete the project.<br />

Amortisation is calculated on a straight line basis over the estimated useful life <strong>of</strong> the asset. <strong>The</strong> useful life <strong>of</strong> s<strong>of</strong>tware is<br />

currently determined to be five years.<br />

Impairment testing is performed when an indicator <strong>of</strong> impairment is identified.<br />

(n)<br />

Leases<br />

Leases where the lessor has substantially all the risks and rewards <strong>of</strong> ownership are classified as finance leases.<br />

Finance leases are capitalised at the lower <strong>of</strong> fair value and the present value <strong>of</strong> the minimum lease payments and the<br />

corresponding obligation is recorded in payables. Each lease payment is allocated between the finance charge and<br />

reducing the liability.<br />

Leases are classified as operating leases when the lessor retains substantially all the risks and rewards <strong>of</strong> ownership.<br />

Payments or income received under operating leases are recognised in the income statement on a straight line basis<br />

over the lease term. Where the <strong>University</strong> is the lessor, the asset subject to an operating lease is recognised in the<br />

balance sheet according to the nature <strong>of</strong> the asset.<br />

(o)<br />

Trade and other payables<br />

Payables represent liabilities for goods or services incurred on or before reporting date.<br />

(p)<br />

Provisions<br />

Provisions are recognised where there is a present obligation as a result <strong>of</strong> a past event, it is probable that an outflow <strong>of</strong><br />

economic benefit will be required to settle the obligation and a reliable estimate can be made <strong>of</strong> the amount.<br />

If the effect <strong>of</strong> the time value <strong>of</strong> money is material the provision will be discounted.<br />

(q)<br />

Employee benefits<br />

(i)<br />

Wages, salaries and annual leave<br />

Liabilities for wages, salaries and annual leave are recognised and measured as the amount unpaid at the<br />

reporting date at expected value in respect <strong>of</strong> employees’ services up to that date.<br />

(ii)<br />

Long service leave<br />

A liability for long service leave is recognised and measured as the present value <strong>of</strong> expected future payments<br />

to be made in respect <strong>of</strong> services provided by employees up to the reporting date. Consideration is given to<br />

expected future wage and salary levels, based on statistical data related to employee departures and periods <strong>of</strong><br />

service.<br />

(iii)<br />

Parental leave<br />

A liability for parental leave is recognised based on the <strong>University</strong>’s present obligation to make future parental<br />

leave payments in respect <strong>of</strong> services provided by employees up to the reporting date. <strong>The</strong> value <strong>of</strong> these future<br />

payments incorporates expected future wage and salary levels, based on statistical data related to historical<br />

employee parental leave and periods <strong>of</strong> service.<br />

(iv)<br />

Superannuation<br />

<strong>The</strong> <strong>University</strong> contributes to a number <strong>of</strong> employee funds that exist to provide benefits for employees and their<br />

dependants on retirement, disability or death. Three <strong>of</strong> these funds are defined benefit pension schemes.<br />

Expenses incurred in relation to schemes accounted for as defined benefit schemes are determined using the<br />

projected unit credit actuarial valuation method. Actuarial gains and losses are recognised immediately as an<br />

income or expense in the income statement.<br />

<strong>The</strong> <strong>University</strong> recognises amounts payable to defined contributions schemes as an expense in the income<br />

statement in the period that the service has been rendered by the employee.<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia37


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

1. Summary <strong>of</strong> significant accounting policies (continued)<br />

(v)<br />

Other employee benefits<br />

All other benefits are recognised when the benefit is received by the employee and measured at the rates paid<br />

or payable.<br />

(r)<br />

Income tax<br />

<strong>The</strong> <strong>University</strong> is exempt from income tax in Australia.<br />

<strong>The</strong> <strong>University</strong> is subject to foreign income tax for overseas operations, currently no income tax has been payable.<br />

Deferred tax assets are only recognised where it is probable that future taxable amounts will be available to utilise those<br />

temporary differences and unused tax losses.<br />

(s)<br />

Foreign currency transactions<br />

<strong>The</strong> functional currency <strong>of</strong> the <strong>University</strong> and its subsidiaries is the Australian dollar.<br />

Foreign currency transactions are initially translated into Australian currency at the rate <strong>of</strong> exchange at the date <strong>of</strong> the<br />

transaction. At the reporting date, amounts payable and receivable in foreign currencies are translated to Australian<br />

currency at rates <strong>of</strong> exchange at that date. Non-monetary items held at the reporting date are measured using the<br />

exchange rate at the date <strong>of</strong> the initial transaction.<br />

Resulting exchange differences are recognised in the income statements.<br />

(t)<br />

Disclosure <strong>of</strong> changes in accounting policy and estimates<br />

(i)<br />

Initial application <strong>of</strong> Australian Accounting Standards<br />

<strong>The</strong> <strong>University</strong> has applied the following Australian Accounting Standards and UIG Interpretations effective for annual<br />

reporting periods beginning on or after 1 January <strong>2007</strong>:<br />

AASB 7 ‘Financial Instruments: Disclosures (including consequential amendments in AASB 2005-10<br />

‘Amendments to Australian Accounting Standards [AASB 132, AASB 101, AASB 114, AASB 117, AASB 133,<br />

AASB 139, AASB 1, AASB 4, AASB 1023 & AASB 1038]’. This Standard requires new disclosures in relation<br />

to financial instruments and while there is no financial impact, the changes resulted in increased disclosures,<br />

both quantitative and qualitative <strong>of</strong> the <strong>University</strong>’s exposure to risks, enhanced disclosure regarding<br />

components <strong>of</strong> a financial position and performance, and changes to the way <strong>of</strong> presenting certain items in<br />

the notes to the financial statements.<br />

<br />

<br />

UIG 9 ‘Reassessment <strong>of</strong> Embedded Derivatives’. This Interpretation requires an embedded derivative that<br />

has been combined with a non-derivative to be separated from the host contract and accounted for as a<br />

derivative in certain circumstances. At balance sheet date, the <strong>University</strong> has not entered into any contracts<br />

as specified in the Interpretation resulting in no impact when the Interpretation is first applied.<br />

AASB 101 ‘Presentation <strong>of</strong> Financial Statements’. This Standard was revised and issued in October 2006 so<br />

that AASB 101 has the same requirements as IAS 1 ‘Presentation <strong>of</strong> Financial Statements’ (as issued by the<br />

IASB) in respect <strong>of</strong> for-pr<strong>of</strong>it entities. <strong>The</strong> <strong>University</strong> is a not-for-pr<strong>of</strong>it entity and does not expect any financial<br />

impact when the Standard is first applied.<br />

<strong>The</strong> following Accounting Standards and Interpretations are not applicable to the <strong>University</strong> as they have no impact:<br />

AASB<br />

Amendment<br />

Affected Standards<br />

AASB <strong>2007</strong>-2 ‘Amendments to Australian Accounting Standards arising from AASB Interpretation 12 [AASB 1,<br />

AASB 17, AASB 118, AASB 120, AASB 127, AASB 131 & AASB 139]’ – paragraph 9<br />

=38<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

1. Summary <strong>of</strong> significant accounting policies (continued)<br />

(ii) Future impact <strong>of</strong> Australian Accounting Standards not yet operative<br />

<strong>The</strong> <strong>University</strong> cannot early adopt an Australian Accounting Standard or UIG Interpretation unless specifically permitted<br />

by TI 1101 ‘Application <strong>of</strong> Australian Accounting Standards and Other Pronouncements’. Consequently, the following<br />

Australian Accounting Standard that has been issued but not yet effective is not applied. <strong>The</strong>se will be applied from the<br />

application date:<br />

<br />

<br />

AASB 101 ‘Presentation <strong>of</strong> Financial Statements’. This Standard has been revised and will change the<br />

structure <strong>of</strong> the financial statements. <strong>The</strong>se changes will require that owner changes in equity are presented<br />

separately from non-owner changes in equity. <strong>The</strong> <strong>University</strong> does not expect any financial impact when the<br />

Standard is fist applied. <strong>The</strong> Standard is required to be applied to annual reporting periods beginning on or<br />

after 1 January 2009.<br />

AASB 123 ‘Borrowing Costs’. This Standard has been revised to mandate the capitalisation <strong>of</strong> all borrowing<br />

costs attributable to the acquisition, construction or production <strong>of</strong> qualifying assets. <strong>The</strong> <strong>University</strong> does not<br />

currently have borrowings. <strong>The</strong> Standard is required to be applied to annual reporting periods beginning on or<br />

after 1 January 2009.<br />

<strong>The</strong> following Accounting Standards and Interpretations are not applicable to the <strong>University</strong> as they will have no impact:<br />

AASB<br />

Amendment<br />

Affected Standards<br />

AASB <strong>2007</strong>-1 ‘Amendments to Australian Accounting Standards arising from AASB Interpretation 11 [AASB 2]’<br />

AASB <strong>2007</strong>-4<br />

AASB <strong>2007</strong>-5<br />

AASB <strong>2007</strong>-7<br />

UIG 11<br />

‘Amendments to Australian Accounting Standards arising from ED 151 and Other Amendments’<br />

‘Amendments to Australian Accounting Standards – Inventories Held for Distribution by Not-for-<br />

Pr<strong>of</strong>it Entities [AASB 102]’<br />

‘Amendments to Australian Accounting Standards [AASB 1, AASB 2, AASB 4, AASB5, AASB 107 &<br />

AASB 128]’<br />

‘AASB 2 – Group and Treasury Share Transactions’<br />

(iii) Change in Accounting Policy<br />

In previously issued <strong>Annual</strong> <strong>Report</strong>s, research revenue has been recognised on a stage <strong>of</strong> completion method on<br />

the basis they were considered to be reciprocal transfers. Subsequent to the issue <strong>of</strong> these reports, further<br />

information has been provided to the <strong>University</strong> by the Office <strong>of</strong> the Auditor General. As a result <strong>of</strong> this additional<br />

information, the accounting treatment has been changed in <strong>2007</strong> to treat research as non-reciprocal and therefore<br />

record under the accounting policy for contributions as described in note 1 (d).<br />

<strong>The</strong> following adjustments have been made to restate the prior periods to reflect this change:<br />

2006<br />

$‘000<br />

Income statement<br />

Australian government grants 3,118<br />

<strong>Western</strong> Australian financial assistance (431)<br />

Other research grants and contracts 1,143<br />

Balance sheet<br />

Receivables: Accrued income (2,367)<br />

Other liabilities: Deferred revenue (48,434)<br />

Retained pr<strong>of</strong>its 46,067<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia39


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

1. Summary <strong>of</strong> significant accounting policies (continued)<br />

(u)<br />

Correction <strong>of</strong> error in recording <strong>of</strong> donations in the previous financial year<br />

Donations to Berndt Museum were not recognised in full in the <strong>University</strong>’s books in prior years. For the year ended 31<br />

December 2006, donations income was understated by $214,030. Prior to 2006, it was understated by $1,816,529 (i.e.<br />

between years 2002 to 2005). This error had the effect <strong>of</strong> understating property, plant and equipment and total assets<br />

by $2,030,559. <strong>The</strong> error also had the effect <strong>of</strong> understating pr<strong>of</strong>it by $214,030 and opening retained pr<strong>of</strong>its by<br />

$1,816,529 for the year ended 31 December 2006.<br />

<strong>The</strong> error has been corrected by restating each <strong>of</strong> the affected financial statement line items for the financial year, as<br />

described above.<br />

=40<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

Notes $'000 $'000 $'000 $'000<br />

2. Australian Government financial assistance including<br />

HECS-HELP and other Australian Government loan programmes<br />

(a) Commonwealth Grant Scheme and other grants<br />

Commonwealth Grant Scheme 46.1 91,387 83,159 91,387 83,159<br />

Indigenous Support Fund 46.1 646 546 646 546<br />

Equity Programmes 46.1 403 245 403 245<br />

Workplace Reform Programme 46.1 1,263 1,185 1,263 1,185<br />

Learning and Teaching Performance Fund 46.1 4,226 2,580 4,226 2,580<br />

Capital Development Pool 46.1 795 - 795 -<br />

Total Commonwealth Grant Scheme and other grants 98,720 87,715 98,720 87,715<br />

(b) Higher Education Loan Programmes<br />

HECS-HELP 46.2 48,917 42,442 48,917 42,442<br />

FEE-HELP 46.2 5,277 4,132 5,277 4,132<br />

Total Higher Education Loan Programmes 54,194 46,574 54,194 46,574<br />

(c) Scholarships<br />

Australian Postgraduate Awards 46.3 4,926 4,737 4,926 4,737<br />

International Postgraduate Research Scholarships 46.3 962 970 962 970<br />

Commonwealth Education Cost Scholarships 46.3 706 503 706 503<br />

Commonwealth Accomodation Scholarships 46.3 1,162 874 1,162 874<br />

Total Scholarships 7,756 7,084 7,756 7,084<br />

(d) DEEWR - Research<br />

Institutional Grants Scheme 46.4 16,912 16,821 16,912 16,821<br />

Research Training Scheme 46.4 30,518 29,579 30,518 29,579<br />

Research Infrastructure Block Grants 46.4 14,610 14,807 14,610 14,807<br />

Commercialisation Training Scheme 46.4 281 - 281 -<br />

Implementation Assistance Programme 46.4 85 - 85 -<br />

Australian Scheme for Higher Education Repositories 46.4 148 - 148 -<br />

Total DEST – Research Grants 62,554 61,207 62,554 61,207<br />

(e) Australian Research Council<br />

(i) Discovery<br />

Projects 46.5 12,948 12,373 12,948 12,373<br />

Fellowships 46.5 1,296 949 1,296 949<br />

Total Discovery 14,244 13,322 14,244 13,322<br />

(ii) Linkages<br />

Infrastructure 46.6 1,350 1,144 1,350 1,144<br />

International 46.6 304 306 304 306<br />

Projects 46.6 5,010 5,837 5,010 5,837<br />

Special Research Initiatives 46.6 - 52 - 52<br />

Total Linkages 6,664 7,339 6,664 7,339<br />

(iii) Networks and Centres<br />

Research Networks 46.7 711 697 711 697<br />

Centres 46.7 2,654 3,877 2,654 3,877<br />

Total Networks and Centres 3,365 4,574 3,365 4,574<br />

(f) Other Australian Government financial assistance<br />

National Health and Medical Research Council 34,374 29,217 34,374 29,217<br />

Other Commonwealth research grants 23,741 27,483 23,741 27,483<br />

Other Commonwealth grants 18,154 19,830 18,154 19,830<br />

Total other Australian Government financial assistance 76,269 76,530 76,269 76,530<br />

Total Australian Government financial assistance 323,766 304,345 323,766 304,345<br />

Reconciliation<br />

Australian Government grants 269,572 257,771 269,572 257,771<br />

HECS-HELP – Australian Government payments 48,917 42,442 48,917 42,442<br />

FEE-HELP – Australian Government Loan Programmes 5,277 4,132 5,277 4,132<br />

Total Australian Government financial assistance 323,766 304,345 323,766 304,345<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia41


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

2. Australian Government financial assistance including<br />

HECS-HELP and other Australian Government loan programmes (continued )<br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

Notes $'000 $'000 $'000 $'000<br />

(g) Australian Government Grants received – cash basis<br />

Commonwealth Grants Scheme and other DEST grants 46.1 98,720 87,845 98,720 87,845<br />

Higher Education Loan Programmes 46.2 51,630 45,451 51,630 45,451<br />

Scholarships 46.3 7,756 7,281 7,756 7,281<br />

DEST research 46.4 62,554 61,207 62,554 61,207<br />

ARC grants – Discovery 46.5 14,244 13,322 14,244 13,322<br />

ARC grants – Linkages 46.6 6,664 7,339 6,664 7,339<br />

ARC grants – Networks and Centres 46.7 3,365 3,324 3,365 3,324<br />

Other Australian Government Grants 86,211 80,222 86,211 80,222<br />

Total Australian Government Grants received – cash basis 331,144 305,991 331,144 305,991<br />

OS-HELP (Net) 46.2 109 (245) 109 (245)<br />

Total Australian Government funding received – cash basis 331,253 305,746 331,253 305,746<br />

3.<br />

<strong>Western</strong> Australian and Local Government financial assistance<br />

<strong>Western</strong> Australian research grants 21,035 16,247 21,035 16,247<br />

<strong>Western</strong> Australian other grants 16,752 20,930 16,752 20,930<br />

Local Government research grants 772 296 772 296<br />

Total <strong>Western</strong> Australian and Local Government financial<br />

38,559 37,473 38,559 37,473<br />

4. Other research grants and contracts<br />

International 6,520 6,407 6,520 6,407<br />

Bequests and donations 273 272 273 272<br />

Industry and others 20,152 18,386 20,152 18,384<br />

Total other research grants and contracts 26,945 25,065 26,945 25,063<br />

5. Investment income<br />

Fair value gain/(loss) on investment assets (16,643) 11,406 (16,643) 11,406<br />

Dividend income 3,873 3,964 3,873 3,964<br />

Interest income 5,447 5,323 5,423 5,310<br />

Trust Distributions 36,005 37,316 36,005 37,316<br />

Fair value gain on investment properties 3,098 1,519 3,098 1,519<br />

Other investment income 98 140 98 140<br />

Total investment income 31,878 59,668 31,854 59,655<br />

6. Fees and charges<br />

Course fees and charges<br />

Fee paying overseas students – onshore courses 44,793 38,821 44,793 38,821<br />

Fee paying overseas students – <strong>of</strong>fshore courses 5,567 5,331 5,567 5,331<br />

Continuing education and short courses 10,192 8,158 10,192 8,158<br />

Fee paying domestic postgraduate students 4,228 3,855 4,228 3,855<br />

Fee paying domestic undergraduate students 213 231 213 231<br />

Total course fees and charges 64,993 56,396 64,993 56,396<br />

Other non-course fees and charges<br />

Amenities and services fees 1,160 1,632 1,160 1,632<br />

Student accommodation 2,451 2,264 2,451 2,264<br />

Parking fees 1,816 1,709 1,823 1,721<br />

Registration fees 1,858 1,661 1,858 1,661<br />

Rental and hire charges 1,609 1,423 819 832<br />

Other 983 921 983 921<br />

Total non-course fees and charges 9,877 9,610 9,094 9,031<br />

Total fees and charges 74,870 66,006 74,087 65,427<br />

=42<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

Notes $'000 $'000 $'000 $'000<br />

7. Salaries and other recoveries<br />

Salary recoveries 17,515 14,015 17,538 13,992<br />

Other recoveries 6,824 6,548 6,835 6,621<br />

Total salary and other recoveries 24,339 20,563 24,373 20,613<br />

8. Other Income<br />

Other Revenue<br />

Sales <strong>of</strong> goods and services 10,047 10,109 6,284 6,950<br />

Donations, bequests and sponsorships 11,374 13,002 11,624 13,002<br />

Scholarships and prizes 908 696 908 696<br />

Rental income 4,579 4,353 4,579 4,353<br />

Other general grants 3,981 4,338 3,981 4,238<br />

Consultancy 7,631 7,201 7,630 6,983<br />

Royalties and licences 863 869 863 869<br />

Performance and production 2,689 2,781 2,689 2,781<br />

Other 9,936 6,388 9,190 5,982<br />

Total other revenue 52,008 49,737 47,748 45,854<br />

Other Income<br />

Net gain on disposal <strong>of</strong> property, plant and equipment 5,141 - 5,141 -<br />

Total other Income 5,141 - 5,141 -<br />

Total other income 57,149 49,737 52,889 45,854<br />

9. Employee benefits and on-costs<br />

Academic<br />

Salaries 150,590 134,767 150,590 134,767<br />

Contribution to superannuation – funded 22,234 19,594 22,234 19,594<br />

<strong>Annual</strong> leave provision 5,856 2,688 5,856 2,688<br />

Long service leave provision 1,316 1,643 1,316 1,643<br />

Employment on-costs<br />

Payroll tax 9,491 8,177 9,491 8,177<br />

Workers' compensation 662 1,120 662 1,120<br />

Other 1,848 1,231 1,848 1,231<br />

Total academic 191,997 169,220 191,997 169,220<br />

Non-academic<br />

Salaries 129,777 117,221 126,867 114,587<br />

Contributions to superannuation – funded 17,723 16,012 17,430 15,764<br />

<strong>Annual</strong> leave provision 796 747 615 582<br />

Long service leave provision 1,627 (1,135) 1,624 (1,138)<br />

Employment on-costs<br />

Payroll tax 8,039 7,121 7,857 6,965<br />

Workers' compensation 544 968 544 968<br />

Other 1,881 2,490 1,735 2,365<br />

Total non-academic 160,387 143,424 156,672 140,093<br />

Total employee benefits and on costs 352,384 312,644 348,669 309,313<br />

10. Student expenses<br />

Scholarships and studentships 23,916 21,530 23,916 21,530<br />

Grants and prizes 2,939 2,901 2,967 2,915<br />

Amenities and services expenses 1,002 1,455 1,002 1,455<br />

Total student expenses 27,857 25,886 27,885 25,900<br />

11. Materials and supplies<br />

Laboratory, workshop and medical supplies 12,971 11,083 12,825 11,083<br />

General <strong>of</strong>fice expenses 8,255 7,483 6,861 7,373<br />

Other general consumables and supplies 5,387 6,778 5,182 5,448<br />

Total materials and supplies 26,613 25,344 24,868 23,904<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia43


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

12. Depreciation, amortisation and impairment<br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

Notes $'000 $'000 $'000 $'000<br />

Depreciation<br />

Buildings 11,614 11,065 11,614 11,065<br />

Property, Plant and Equipment 14,124 13,093 14,113 13,092<br />

Library books 5,117 3,872 5,117 3,872<br />

Total depreciation 27 30,855 28,030 30,844 28,029<br />

Amortisation<br />

Intangible assets 28 2,234 2,225 2,234 2,225<br />

Impairment - 53 3,136 53<br />

Total depreciation, amortisation and impairment 33,089 30,308 36,214 30,307<br />

13. Repairs and maintenance<br />

Building repairs and maintenance 9,139 5,614 9,127 5,601<br />

Ground maintenance 2,030 1,770 2,030 1,769<br />

General repairs and maintenance 1,813 3,046 1,780 3,080<br />

Total repairs and maintenance 12,982 10,430 12,937 10,450<br />

14. Grants distributed<br />

Medical related research grants 12,220 13,454 12,220 13,454<br />

Other affiliated activities 26,080 21,698 26,080 21,698<br />

Total grants distributed 38,300 35,152 38,300 35,152<br />

15. Travel<br />

International travel 8,725 7,201 8,712 7,185<br />

Visitors 1,597 1,600 1,597 1,600<br />

Other 7,841 7,425 7,841 7,425<br />

Total travel 18,163 16,226 18,150 16,210<br />

16. Pr<strong>of</strong>essional fees<br />

Consulting fees 12,870 12,656 12,852 12,489<br />

Audit and legal fees 6,605 2,942 6,566 2,919<br />

Total pr<strong>of</strong>essional fees 19,475 15,598 19,418 15,408<br />

17. Other expenses<br />

Computing costs 6,197 5,611 6,182 5,597<br />

Books and periodicals 1,120 1,171 1,113 1,166<br />

Utilities and rates 9,990 9,436 9,984 9,429<br />

Non-capital equipment purchases 9,013 7,936 8,963 7,887<br />

Loss on disposal <strong>of</strong> assets - 3,906 - 3,906<br />

Performance and production costs 4,664 6,091 4,664 6,091<br />

Insurance 2,578 2,669 2,570 2,661<br />

Advertising, marketing and promotional expenses 4,423 4,337 4,309 4,182<br />

Conference and course fees 2,538 2,662 2,761 2,662<br />

Rental, hire and leasing fees 2,411 2,064 2,375 2,047<br />

Cleaning and waste disposal 2,735 2,541 2,545 2,371<br />

Bad and doubtful debts and other write-<strong>of</strong>f (139) 1,089 (135) 1,083<br />

Royalties and commissions 4,434 3,614 4,434 3,614<br />

Exhibitions and conference costs 1,053 904 1,076 850<br />

Vehicle costs 1,379 1,288 1,379 1,282<br />

Other miscellaneous expenses 11,507 13,272 12,088 14,120<br />

Total other expenses 63,903 68,591 64,308 68,948<br />

=44<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

Notes $'000 $'000 $'000 $'000<br />

18. Remuneration <strong>of</strong> <strong>University</strong>'s Senate members and senior <strong>of</strong>ficers<br />

All Senate members serve in an honorary capacity.<br />

Remuneration <strong>of</strong> Senate members quoted only reflects<br />

remuneration (including salaries and other benefits) paid by the<br />

<strong>University</strong> to the Vice-Chancellor and the five elected staff<br />

members.<br />

<strong>The</strong> total <strong>of</strong> fees, salaries, superannuation and other benefits<br />

received or due and receivable by members <strong>of</strong> the Senate, the<br />

Governing Body, for the financial year.<br />

<strong>The</strong> total fees, salaries, superannuation and other benefits<br />

received or due and receivable by senior <strong>of</strong>ficers <strong>of</strong> the <strong>University</strong><br />

for the financial year.<br />

1,214 1,097 1,214 1,097<br />

4,576 3,930 4,576 3,930<br />

<strong>The</strong> number <strong>of</strong> Senate members and executive <strong>of</strong>ficers whose<br />

total <strong>of</strong> fees, salaries, superannuation and other benefits<br />

(includes leave entitlement payout) received or due and<br />

receivable for the financial year, falls within the following bands:<br />

Senior <strong>of</strong>ficers <strong>of</strong> the<br />

Senate members<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

$0,000 - $9,999 - - - -<br />

$10,000 - $19,999 - 1 - -<br />

$20,000 - $29,999 - - - 1<br />

$30,000 - $39,999 - 1 - -<br />

$40,000 - $49,999 1 - - -<br />

$70,000 - $79,999 - - - -<br />

$80,000 - $89,999 - 1 - -<br />

$90,000 - $99,999 - 1 - 1<br />

$100,000 - $109,999 1 - - -<br />

$110,000 - $119,000 1 - - -<br />

$120,000 - $129,999 - - - -<br />

$130,000 - $139,999 - - - -<br />

$140,000 - $149,999 1 1 - 1<br />

$150,000 - $159,999 - 1 - 1<br />

$170,000 - $179,999 - - - 1<br />

$180,000 - $189,999 1 - - -<br />

$190,000 - $199,999 - - - -<br />

$200,000 - $209,999 - - - 1<br />

$210,000 - $219,999 - - 2 -<br />

$220,000 - $229,999 - - - 2<br />

$230,000 - $239,999 - - 1 1<br />

$240,000 - $249,999 - - 1 -<br />

$250,000 - $259,999 - - 2 1<br />

$260,000 - $269,999 - - 1 -<br />

$270,000 - $279,999 - - 2 -<br />

$280,000 - $289,999 - - - 1<br />

$290,000 - $299,999 - - - 2<br />

$300,000 - $309,999 - - - 1<br />

$310,000 - $319,999 - - 2 1<br />

$320,000 - $329,999 - - 3 -<br />

$330,000 - $339,999 - - 1 1<br />

$360,000 - $369,999 - - - 1<br />

$390,000 - $399,999 - - 1 -<br />

$480,000 - $489,999 - - - -<br />

$550,000 - $559,999 - 1 - -<br />

$610,000 - $619,999 1 - - -<br />

19. Remuneration <strong>of</strong> auditors<br />

Office <strong>of</strong> the Auditor General<br />

Audit fees – auditing the financial statements and<br />

performance indicators, and research grant certifications 230 210 230 210<br />

Total remuneration for audit services 230 210 230 210<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia45


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

20. Explanatory statement on significant variations for <strong>University</strong> funds<br />

This statement provides details <strong>of</strong> any significant variations between the <strong>University</strong>’s budget and the actual results for <strong>2007</strong> and<br />

between the actual results for <strong>2007</strong> and 2006. Significant variations are considered to be those greater than 10 per cent.<br />

a) Significant variations between budget and actual results for the financial year<br />

REVENUE<br />

Actual<br />

$’000<br />

Budget<br />

Variance<br />

$’000 $’000 %<br />

Investment income 31,854 58,417 (26,563) (45)<br />

Explanation<br />

Lower investment returns due to<br />

downward trend <strong>of</strong> market<br />

Recoveries and other revenue 77,262 65,458 11,804 18 Pr<strong>of</strong>it on land sale<br />

EXPENDITURE<br />

Actual<br />

$’000<br />

Budget<br />

Variance<br />

$’000 $’000 %<br />

Explanation<br />

Student expenses 27,885 31,660 (3,775) (12) Lower scholarships expenditure<br />

Grants distributed 38,300 34,071 4,229 12<br />

Depreciation, amortisation and<br />

impairment expenses<br />

Increase grants distributions to<br />

affiliated entities<br />

36,214 31,203 5,011 16 Impairment recognised<br />

Travel expenses 18,150 14,261 3,889 27<br />

Additional travel costs<br />

associated with new projects<br />

b) Significant variations between actual revenues and expenditure for the financial year and the immediately preceding<br />

year<br />

REVENUE <strong>2007</strong><br />

$’000<br />

2006<br />

Variance<br />

$’000 $’000 %<br />

FEE–HELP Income 5,277 4,132 1,145 28<br />

Explanation<br />

Increase in student numbers and<br />

fees charged<br />

HECS–HELP Income 66,403 57,357 9,046 16 Increase in student numbers<br />

Investment income 31,854 59,655 (27,801) (47)<br />

Fees and charges 74,087 65,427 8,660 13<br />

Salary and other recoveries 24,373 20,613 3,760 18<br />

Lower investment returns due to<br />

downward trend <strong>of</strong> market<br />

Increase in fees and student<br />

numbers<br />

Increase in salary costs and<br />

additional cost recoveries<br />

Other revenue 52,889 45,854 7,035 15 Pr<strong>of</strong>it on sale <strong>of</strong> land<br />

EXPENDITURE <strong>2007</strong><br />

$’000<br />

2006<br />

Variance<br />

$’000 $’000 %<br />

Explanation<br />

Employee benefits and on-costs 348,669 309,313 39,356 13<br />

Repairs and maintenance 12,937 10,450 2,487 24<br />

<strong>Annual</strong> salary increases,<br />

increased staff numbers and<br />

associated on-costs.<br />

Large project undertaken during<br />

year<br />

Depreciation, amortisation and<br />

impairment expenses<br />

36,214 30,307 5,907 19 Impairment recognised<br />

Travel 18,150 16,210 1,940 12<br />

Increased overseas travel and<br />

associated accommodation<br />

Pr<strong>of</strong>essional fees 19,418 15,408 4,010 26 Increase in legal costs<br />

=46<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

21. Cash and cash equivalents<br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

Notes $'000 $'000 $'000 $'000<br />

Cash at bank and on hand 17,573 17,933 17,231 17,506<br />

Short-term money market 8,381 7,131 8,381 7,131<br />

Short-term bills 14,421 2,993 14,421 2,993<br />

Total cash and cash equivalents 40,375 28,057 40,033 27,630<br />

22. Receivables<br />

Current<br />

Receivables 25,475 26,301 25,245 26,086<br />

Less: Provision for impaired receivables (626) (845) (626) (840)<br />

24,849 25,456 24,619 25,246<br />

Accrued income 6,768 2,996 6,768 2,996<br />

Prepayments 11,784 10,303 11,766 10,297<br />

Total current receivables 43,401 38,755 43,153 38,539<br />

Non-current<br />

Receivables 1,014 932 1,014 932<br />

Total non-current receivables 1,014 932 1,014 932<br />

Total Receivables 44,415 39,687 44,167 39,471<br />

(a) Impaired Receivables<br />

<strong>The</strong> ageing <strong>of</strong> these receivables is as follows: Gross Gross Gross Gross<br />

Not past due 6,066 10,108 5,827 9,909<br />

Past due 0–30 days 10,956 6,538 10,969 6,530<br />

Past due 31–120 days 4,938 4,204 4,935 4,198<br />

Past due 121 days–1 year 2,324 4,185 2,323 4,184<br />

More than 1 year 1,191 1,266 1,191 1,265<br />

Total 25,475 26,301 25,245 26,086<br />

<strong>The</strong> ageing <strong>of</strong> these impaired receivables is as follows: Impaired Impaired Impaired Impaired<br />

Not past due 11 233 11 233<br />

Past due 0–30 days 21 101 21 101<br />

Past due 31–120 days 10 80 10 80<br />

Past due 121 days–1 year 6 68 6 64<br />

More than 1 year 578 363 578 362<br />

Total 626 845 626 840<br />

Movement in the provison for impairment <strong>of</strong> receivables are as follows: <strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

At 1 January 845 632 840 632<br />

Provision for impairment recognised during the year 411 341 411 336<br />

Receivables written <strong>of</strong>f during the year as uncollectible (51) (115) (50) (115)<br />

Unused amount reversed (579) (13) (575) (13)<br />

626 845 626 840<br />

As at 31 December <strong>2007</strong> current receivables for the university were impaired individually and percentage historically based. <strong>The</strong> bulk <strong>of</strong> the<br />

impairment balance <strong>of</strong> $626,000 relates to an individually impaired receivable for a company in liquidation at year end and individual<br />

unpaid student fees.<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia47


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

23. Inventories<br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

Notes $'000 $'000 $'000 $'000<br />

Current<br />

Raw materials and stores – at cost 733 630 656 551<br />

Work in progress – at cost 141 106 141 104<br />

Total current inventories 874 736 797 655<br />

24. Investment properties – restricted<br />

At fair value<br />

Opening balance 19,560 17,440 19,560 17,440<br />

Capitalised subsequent expenditure 802 601 802 601<br />

Net gain from fair value adjustment 3,098 1,519 3,098 1,519<br />

Closing balance 23,460 19,560 23,460 19,560<br />

Total investment properties – restricted 29 23,460 19,560 23,460 19,560<br />

(a) Amounts recognised in pr<strong>of</strong>it and loss for investment properties<br />

Direct operating expenses from property that did not<br />

generate rental income (1) (4) (1) (4)<br />

(1) (4) (1) (4)<br />

(b) Valuation basis<br />

Investment properties are stated at fair value, being the amounts for which properties could be exchanged between willing parties in an<br />

arm's length transaction, based on comparable market transactions. <strong>The</strong> valuation adjustments are based on independent assessments<br />

by a Certified Practising Valuer.<br />

25. Other financial assets<br />

Non-current<br />

Fair value through pr<strong>of</strong>it or loss 408,506 449,899 408,506 449,899<br />

Shares in associates - - 5,791 8,928<br />

Loans and receivables 1,529 3,642 1,529 3,642<br />

Total non-current other financial assets 410,035 453,541 415,826 462,469<br />

Total other financial assets 410,035 453,541 415,826 462,469<br />

Restricted 29 380,327 358,995 380,327 358,995<br />

Unrestricted 29,708 94,546 35,499 103,474<br />

Total other financial assets 410,035 453,541 415,826 462,469<br />

Impairment<br />

Shares in associates has been impaired this financial year, due to a decrease in the estimated future value <strong>of</strong> these shares (2006: nil)<br />

(refer note 12)<br />

26. Investments accounted for using the equity method<br />

Shares in associates 2,919 3,576 - -<br />

Total investments accounted for using the equity method<br />

2,919 3,576 - -<br />

Shares in associates<br />

Investments in associates are accounted for in the consolidated financial statements using the equity method <strong>of</strong> accounting and are<br />

carried at cost by parent entity. (refer note 25)<br />

=48<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

27. Property, plant and equipment<br />

Freehold Leasehold Buildings Buildings Plant and Artworks Library Special TOTAL<br />

land land work in Equipment books collections<br />

progress<br />

$'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000<br />

<strong>2007</strong><br />

Consolidated<br />

At 1 January <strong>2007</strong><br />

Cost 166,949 80,000 585,125 15,146 126,370 21,470 34,323 39,831 1,069,214<br />

Accumulated depreciation - - (28,922) - (74,639) - (16,413) - (119,974)<br />

Accumulated impairment - - (53) - - - - - (53)<br />

Net book value 166,949 80,000 556,150 15,146 51,731 21,470 17,910 39,831 949,187<br />

Year ended 31 December <strong>2007</strong><br />

Opening net book value 166,949 80,000 556,150 15,146 51,731 21,470 17,910 39,831 949,187<br />

Additions 914 - 2,826 42,400 17,289 706 6,885 172 71,192<br />

Disposals (1,994) - - - (1,788) - - - (3,782)<br />

Depreciation - - (11,614) - (14,124) - (5,117) - (30,855)<br />

Transfer - - 8,159 (8,159) - - - - -<br />

Closing net book value 165,869 80,000 555,521 49,387 53,108 22,176 19,678 40,003 985,742<br />

At 31 December <strong>2007</strong><br />

Cost 165,869 80,000 596,109 49,387 137,507 22,176 41,208 40,003 1,132,259<br />

Accumulated depreciation - - (40,535) - (84,399) - (21,530) - (146,464)<br />

Accumulated impairment - - (53) - - - - - (53)<br />

Net book value 165,869 80,000 555,521 49,387 53,108 22,176 19,678 40,003 985,742<br />

Restricted property, plant and equipment (see Note 29) 192,945<br />

Unrestricted property, plant and equipment 792,797<br />

985,742<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia49


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

27. Property, plant and equipment (continued )<br />

Freehold Leasehold Buildings Buildings Plant and Artworks Library Special TOTAL<br />

land land work in Equipment books collections<br />

progress<br />

$'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000<br />

<strong>2007</strong><br />

<strong>University</strong><br />

At 1 January <strong>2007</strong><br />

Cost 166,949 80,000 585,125 15,146 126,334 21,470 34,323 39,831 1,069,178<br />

Accumulated depreciation - - (28,922) - (74,638) - (16,413) - (119,973)<br />

Accumulated impairment - - (53) - - - - - (53)<br />

Net book value 166,949 80,000 556,150 15,146 51,696 21,470 17,910 39,831 949,152<br />

Year ended 31 December <strong>2007</strong><br />

Opening net book value 166,949 80,000 556,150 15,146 51,696 21,470 17,910 39,831 949,152<br />

Additions 915 - 2,825 42,400 17,238 706 6,885 172 71,141<br />

Disposals (1,994) - - - (1,788) - - - (3,782)<br />

Depreciation - - (11,614) - (14,113) - (5,117) - (30,844)<br />

Transfer - - 8,159 (8,159) - - - - -<br />

Closing net book value 165,870 80,000 555,520 49,387 53,033 22,176 19,678 40,003 985,667<br />

At 31 December <strong>2007</strong><br />

Cost 165,870 80,000 596,108 49,387 137,421 22,176 41,208 40,003 1,132,173<br />

Accumulated depreciation - - (40,535) - (84,388) - (21,530) - (146,453)<br />

Accumulated impairment - - (53) - - - - - (53)<br />

Net book value 165,870 80,000 555,520 49,387 53,033 22,176 19,678 40,003 985,667<br />

Restricted property, plant and equipment (see Note 29) 192,945<br />

Unrestricted property, plant and equipment 792,722<br />

985,667<br />

=50<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

THE UNIVERSITY 31 OF DECEMBER WESTERN <strong>2007</strong> AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

27. Property, plant and equipment (continued )<br />

Freehold Leasehold Buildings Buildings Plant and Artworks Library Special TOTAL<br />

land land work in Equipment books collections<br />

progress<br />

$'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000<br />

2006<br />

Consolidated<br />

At 1 January 2006<br />

Cost 163,836 80,000 544,380 22,876 115,954 21,290 28,588 39,551 1,016,475<br />

Accumulated depreciation - - (17,908) - (69,543) - (12,541) - (99,992)<br />

Accumulated impairment - - - - - - - - -<br />

Net book value 163,836 80,000 526,472 22,876 46,411 21,290 16,047 39,551 916,483<br />

Year ended 31 December 2006<br />

Opening net book value 163,836 80,000 526,472 22,876 46,411 21,290 16,047 39,551 916,483<br />

Additions 3,361 - 7,158 30,077 20,896 180 5,735 280 67,687<br />

Disposals (260) - (4,157) - (2,483) - - - (6,900)<br />

Depreciation - - (11,065) - (13,093) - (3,872) - (28,030)<br />

Impairment - - (53) - - - - - (53)<br />

Transfer 12 - 37,795 (37,807) - - - - -<br />

Closing net book value 166,949 80,000 556,150 15,146 51,731 21,470 17,910 39,831 949,187<br />

At 31 December 2006<br />

Cost 166,949 80,000 585,125 15,146 126,370 21,470 34,323 39,831 1,069,214<br />

Accumulated depreciation - - (28,922) - (74,639) - (16,413) - (119,974)<br />

Accumulated impairment - - (53) - - - - - (53)<br />

Net book value 166,949 80,000 556,150 15,146 51,731 21,470 17,910 39,831 949,187<br />

Restricted property, plant and equipment (see Note 29) 190,650<br />

Unrestricted property, plant and equipment 758,537<br />

949,187<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia51


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

THE UNIVERSITY 31 OF DECEMBER WESTERN <strong>2007</strong> AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

27. Property, plant and equipment (continued )<br />

Freehold Leasehold Buildings Buildings Plant and Artworks Library Special TOTAL<br />

land land work in Equipment books collections<br />

progress<br />

$'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000<br />

2006<br />

<strong>University</strong><br />

At 1 January 2006<br />

Cost 163,836 80,000 544,380 22,876 115,941 21,290 28,588 39,551 1,016,462<br />

Accumulated depreciation - - (17,908) - (69,540) - (12,541) - (99,989)<br />

Accumulated impairment - - - - - - - - -<br />

Net book value 163,836 80,000 526,472 22,876 46,401 21,290 16,047 39,551 916,473<br />

Year ended 31 December 2006<br />

Opening net book value 163,836 80,000 526,472 22,876 46,401 21,290 16,047 39,551 916,473<br />

Additions 3,361 - 7,158 30,077 20,860 180 5,735 280 67,651<br />

Disposals (260) - (4,157) - (2,473) - - - (6,890)<br />

Depreciation - - (11,065) - (13,092) - (3,872) - (28,029)<br />

Impairment - - (53) - - - - - (53)<br />

Transfer 12 - 37,795 (37,807) - - - - -<br />

Closing net book value 166,949 80,000 556,150 15,146 51,696 21,470 17,910 39,831 949,152<br />

At 31 December 2006<br />

Cost 166,949 80,000 585,125 15,146 126,334 21,470 34,323 39,831 1,069,178<br />

Accumulated depreciation - - (28,922) - (74,638) - (16,413) - (119,973)<br />

Accumulated impairment - - (53) - - - - - (53)<br />

Net book value 166,949 80,000 556,150 15,146 51,696 21,470 17,910 39,831 949,152<br />

Restricted property, plant and equipment (see Note 29) 190,650<br />

Unrestricted property, plant and equipment 758,502<br />

949,152<br />

=52<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

Notes $'000 $'000 $'000 $'000<br />

28. Intangible assets<br />

S<strong>of</strong>tware 5,800 7,677 5,800 7,677<br />

Total intangible assets 5,800 7,677 5,800 7,677<br />

Consolidated and <strong>University</strong><br />

Opening balance<br />

Cost 10,523 10,324<br />

Accumulated amortisation and impairment (2,846) (621)<br />

Net book value 7,677 9,703<br />

Additions 357 199<br />

Amortisation 12 (2,234) (2,225)<br />

(1,877) (2,026)<br />

Closing balance<br />

Cost 10,880 10,523<br />

Accumulated amortisation and impairment (5,080) (2,846)<br />

Net book value 5,800 7,677<br />

29. Restricted assets<br />

Bequests 177,197 168,704 177,197 168,704<br />

Staff benefit funds 16,593 17,215 16,593 17,215<br />

Outside funds 9,255 9,834 9,255 9,834<br />

Endowment portfolio 133,366 126,587 133,366 126,587<br />

Research funds 43,474 35,995 43,474 35,995<br />

Other funds 442 660 442 660<br />

Endowment and bequest properties 216,405 210,210 216,405 210,210<br />

Total restricted assets 596,732 569,205 596,732 569,205<br />

Investment properties 24 23,460 19,560 23,460 19,560<br />

Other financial assets 25 380,327 358,995 380,327 358,995<br />

Property, plant and equipment 27 192,945 190,650 192,945 190,650<br />

Total restricted assets 596,732 569,205 596,732 569,205<br />

A proportion <strong>of</strong> the <strong>University</strong>'s assets is restricted in nature, in that the funds and/or assets are for a specific use or benefit.<br />

30. Trade and other payables<br />

Payables 6,004 7,255 5,845 7,135<br />

Other payables 16,611 16,039 16,213 15,689<br />

Total trade and other payables 22,615 23,294 22,058 22,824<br />

31. Other financial liabilities<br />

Advances - 48 - 48<br />

Total other financial liabilities - 48 - 48<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia53


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

Notes $'000 $'000 $'000 $'000<br />

32. Provisions<br />

Current<br />

Employee benefits<br />

<strong>Annual</strong>, long service and other leave 40,459 33,226 40,367 33,151<br />

Employment on-costs provision 2,091 1,693 2,079 1,681<br />

Revenue sharing provision 3,404 4,929 3,404 4,929<br />

Subtotal 45,954 39,848 45,850 39,761<br />

Non-current<br />

Employee benefits<br />

Superannuation 11,251 12,142 11,239 12,142<br />

Long service leave 18,023 15,989 18,021 15,980<br />

Employment on-costs provision 1,006 894 1,006 893<br />

Total non-current provisions 30,280 29,025 30,266 29,015<br />

Total provisions 76,234 68,873 76,116 68,776<br />

(a) Revenue sharing<br />

This provision relates to amounts set aside for distribution to beneficial owners <strong>of</strong> certain investments arising from a revenue sharing<br />

arrangement.<br />

(b) Movements in provisions<br />

Movements in each class <strong>of</strong> provisions during the financial year, other than employee benefits, are set out below.<br />

Employment on-costs provision<br />

Carrying amount at start <strong>of</strong> year 2,587 2,391 2,574 2,391<br />

Additional provisions recognised 510 196 511 183<br />

Closing balance 3,097 2,587 3,085 2,574<br />

Revenue sharing provision<br />

Carrying amount at start <strong>of</strong> year 4,929 4,305 4,929 4,305<br />

Additional provisions recognised - 624 - 624<br />

Amounts reversed (1,525) - (1,525) -<br />

Closing balance 3,404 4,929 3,404 4,929<br />

(c) Superannuation<br />

Defined benefit section<br />

(i) Plan information<br />

A group <strong>of</strong> employees are entitled, on retirement, death or disablement, to defined benefits under <strong>The</strong> <strong>University</strong> Supplementary Pension<br />

Scheme or Supplementary Benefit Scheme. <strong>The</strong> Schemes provide pension and lump sum benefits respectively. <strong>The</strong> Schemes are not<br />

regulated superannuation plans. <strong>The</strong> <strong>University</strong> meets the benefits directly as they fall due.<br />

(ii) Balance sheet amounts<br />

<strong>The</strong> amounts recognised in the balance sheet are determined as follows:<br />

Present value <strong>of</strong> defined benefits obligations at end <strong>of</strong> the year 11,239 12,142 11,239 12,142<br />

Fair value <strong>of</strong> plan assets at end <strong>of</strong> year - - - -<br />

11,239 12,142 11,239 12,142<br />

Unrecognised actuarial gain/(loss) - - - -<br />

Unrecognised past service cost - - - -<br />

Net liability recognise in balance sheet at end <strong>of</strong> year 11,239 12,142 11,239 12,142<br />

<strong>The</strong> <strong>University</strong> has no legal obligation to settle this liability with an immediate contribution or additional one <strong>of</strong>f contributions. <strong>The</strong><br />

<strong>University</strong> intends to continue to meet the cost <strong>of</strong> the defined benefits as they fall due.<br />

=54<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

Notes $'000 $'000 $'000 $'000<br />

32. Provisions (continued)<br />

(iii) Categories <strong>of</strong> plan assets<br />

<strong>The</strong>re are no plan assets outside those already included in the financial statements <strong>of</strong> <strong>The</strong> <strong>University</strong>.<br />

(iv) Reconciliations<br />

Reconciliation <strong>of</strong> the present value <strong>of</strong> the defined benefit obligation:<br />

Balance at the beginning <strong>of</strong> the year 12,142 12,372 12,142 12,372<br />

Current service cost 76 85 76 85<br />

Interest cost 673 645 673 645<br />

Actuarial (gains)/losses (122) 182 (122) 182<br />

Benefit paid (1,530) (1,142) (1,530) (1,142)<br />

Past service cost - - - -<br />

Acquired in business combinations - - - -<br />

Curtailments - - - -<br />

Present value <strong>of</strong> the defined benefit obligations at end <strong>of</strong> year 11,239 12,142 11,239 12,142<br />

Reconciliation <strong>of</strong> the fair value <strong>of</strong> plan assets:<br />

Fair value <strong>of</strong> the plan assets at beginning <strong>of</strong> the year - - - -<br />

Expected returns on plan assets - - - -<br />

Actuarial (gains)/losses - - - -<br />

Employer contribution - - - -<br />

Benefits paid - - - -<br />

Acquired in business combinations - - - -<br />

Fair value <strong>of</strong> the plan assets at end <strong>of</strong> the year - - - -<br />

(v) Amounts recognised in income statements<br />

Current service cost 76 85 76 85<br />

Interest cost 673 645 673 645<br />

Expected return on plan assets - - - -<br />

Actuarial (gains)/losses (122) 182 (122) 182<br />

Past service cost - - - -<br />

Losses (gains) on curtailments and settlements - - - -<br />

Total included in employee benefits expenses 627 912 627 912<br />

(vi) Principal actuarial assumptions<br />

<strong>The</strong> principal actuarial assumptions used (expressed as weighted averages) were as follows:<br />

Discount rate 6.55% 5.91% 6.55% 5.91%<br />

Expected return on plan assets - - - -<br />

Future salary increases 4.00% 4.00% 4.00% 4.00%<br />

Future inflation 3.00% 3.00% 3.00% 3.00%<br />

Future pension increases 4.00% 4.00% 4.00% 4.00%<br />

(vii) Employer contribution<br />

Employer contributions are made to meet the cost <strong>of</strong> the defined benefits as they fall due.<br />

(viii) Net financial position <strong>of</strong> the plan<br />

<strong>The</strong> plan is not a regulated superannuation fund.<br />

(ix) Historic summary<br />

Present value <strong>of</strong> defined benefit obligation 11,239 12,142 11,239 12,142<br />

Fair value <strong>of</strong> plan assets - - - -<br />

Deficit in plan 11,239 12,142 11,239 12,142<br />

Experience adjustment – plan liabilities (6) 403 (6) 403<br />

Experience adjustment – plan assets - - - -<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia55


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

Notes $'000 $'000 $'000 $'000<br />

33. Other liabilities<br />

Deferred revenue<br />

Australian Government financial assistance - 761 - 761<br />

Student fees 6,907 6,667 6,907 6,667<br />

Other 5,248 4,724 4,987 4,459<br />

Funds held for outside parties 17,342 13,949 17,342 13,949<br />

Total other liabilities 29,497 26,101 29,236 25,836<br />

34. Reserves<br />

Capital reserve 32,545 38,380 32,545 38,380<br />

Short-term pool investment reserve 26,262 27,271 26,262 27,271<br />

Total reserves 58,807 65,651 58,807 65,651<br />

(a) Movements<br />

Capital reserve<br />

Balance 1 January 38,380 39,678 38,380 39,678<br />

Transfer to accumulated funds (5,835) (1,298) (5,835) (1,298)<br />

Balance 31 December 32,545 38,380 32,545 38,380<br />

Short-term pool investment<br />

Balance 1 January 27,271 28,330 27,271 28,330<br />

Transfer to accumulated funds (1,009) (1,059) (1,009) (1,059)<br />

Balance 31 December 26,262 27,271 26,262 27,271<br />

Total reserves 58,807 65,651 58,807 65,651<br />

(b) Nature and purpose <strong>of</strong> reserve<br />

<strong>The</strong> capital reserve has been created to fund programmes identified as priority initiatives and other programmes which cannot be funded<br />

from recurrent sources.<br />

<strong>The</strong> short-term pool investment reserve has been created to provide a degree <strong>of</strong> smoothing <strong>of</strong> investment income from year to year and<br />

provide increased predictability for planning and budgeting purposes. <strong>The</strong> <strong>University</strong> policy for the short-term investment pool is to<br />

distribute the income at a budgeted rate and to credit any excess or debit any shortfall to this investment fluctuation reserve.<br />

35. Retained pr<strong>of</strong>its<br />

Retained pr<strong>of</strong>its at 1 January 1,318,054 1,279,020 1,323,479 1,283,370<br />

Net pr<strong>of</strong>it from ordinary activities 944 36,546 (790) 37,753<br />

Share <strong>of</strong> movement in equity <strong>of</strong> associates 625 132 - -<br />

Transfer from reserves 6,844 2,356 6,844 2,356<br />

Retained pr<strong>of</strong>its at 31 December 1,326,467 1,318,054 1,329,533 1,323,479<br />

=56<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

36. Commitments<br />

(a) Expenditure commitments<br />

Commitments for general expenditure in existence<br />

at the reporting date but not recognised as liabilities<br />

payable:<br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

$ ’000 $ ’000 $ ’000 $ ’000<br />

No later than one year 6,267 3,668 6,188 3,668<br />

Later than one year but no later than five years - - - -<br />

Later than five years - - - -<br />

6,267 3,668 6,188 3,668<br />

(b) Capital commitments<br />

Capital expenditure contracted for at the reporting date<br />

but not recognised as liabilities payable:<br />

Land and buildings<br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

$ ’000 $ ’000 $ ’000 $ ’000<br />

No later than one year 37,595 51,501 37,595 51,501<br />

Later than one year but no later than five years 5,295 9,026 5,295 9,026<br />

Later than five years - - - -<br />

42,890 60,527 42,890 60,527<br />

Other plant and equipment<br />

No later than one year 1,520 1,427 1,500 1,400<br />

Later than one year but no later than five years - - - -<br />

Later than five years - - - -<br />

1,520 1,427 1,500 1,400<br />

(c) Lease commitments<br />

Commitments in relation to non-cancellable<br />

operating leases payable:<br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

$ ’000 $ ’000 $ ’000 $ ’000<br />

No later than one year 951 634 442 555<br />

Later than one year but no later than five years 2,012 840 574 609<br />

Later than five years 26 98 26 80<br />

2,989 1,572 1,042 1,244<br />

37. Contingencies<br />

(a) Contingent liabilities<br />

As at 31 December <strong>2007</strong> or at the date <strong>of</strong> this report, there is one potential contingent liability that exists in relation to an<br />

unsigned deed issued prior to year end, however no reliable measure <strong>of</strong> future outflows can be determined. <strong>The</strong>re are no other<br />

known contingent liabilities which are likely to materially affect the <strong>University</strong>’s financial position.<br />

(b) Contingent assets<br />

Contingent assets exist in relation to funds bequeathed to the <strong>University</strong> through five Wills that are pending at year end. <strong>The</strong><br />

timing <strong>of</strong> any future inflows <strong>of</strong> economic benefit cannot be reasonably determined.<br />

As at 31 December <strong>2007</strong> or at the date <strong>of</strong> this report, there are no other known contingent assets which are likely to materially<br />

affect the <strong>University</strong>’s financial position.<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia57


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

38. Supplementary financial information<br />

(a) Write-<strong>of</strong>fs<br />

Bad debts and other write-<strong>of</strong>fs, written <strong>of</strong>f by the Senate during the financial year:<br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

$ ’000 $ ’000 $ ’000 $ ’000<br />

Trade and other receivables 69 141 68 141<br />

Assets 7 849 7 849<br />

76 990 75 990<br />

(b) Losses through theft, default and other causes<br />

<strong>University</strong><br />

<strong>2007</strong> 2006<br />

$ ’000 $ ’000<br />

Losses through theft and default 5 32<br />

5 32<br />

39. Related party transactions<br />

(a) Parent entity<br />

<strong>The</strong> parent entity within the Group is <strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia.<br />

(b) Subsidiaries<br />

Interests in subsidiaries are set out in note 40.<br />

(c) Transactions with related parties<br />

<strong>The</strong> following transaction occurred with related parties:<br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

$ ’000 $ ’000 $ ’000 $ ’000<br />

Sales <strong>of</strong> goods and services<br />

Subsidiaries - - 621 592<br />

Associates 170 200 170 200<br />

Purchase <strong>of</strong> goods and services<br />

Subsidiaries - - 961 1,197<br />

(d) Outstanding balances<br />

<strong>The</strong> following balances are outstanding at the reporting date in relation to transactions with related parties:<br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

$ ’000 $ ’000 $ ’000 $ ’000<br />

Current receivables (sales <strong>of</strong> goods and services)<br />

Subsidiaries - - 78 62<br />

Associates 129 133 129 133<br />

Current payables (purchases <strong>of</strong> goods)<br />

Subsidiaries - - - 153<br />

No provisions for doubtful debts have been raised in relation to any outstanding balances, and no expense has been recognised<br />

in respect <strong>of</strong> bad or doubtful debts due from related parties.<br />

=58<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

39. Related party transactions (continued)<br />

(e) Terms and conditions<br />

All transactions were made on normal commercial terms and conditions and at market rates.<br />

Outstanding balances are unsecured and are repayable in cash.<br />

40. Subsidiaries<br />

<strong>The</strong> consolidated financial statements incorporate the assets, liabilities and results <strong>of</strong> the following subsidiaries in accordance<br />

with the accounting policy described in note 1(c).<br />

Name <strong>of</strong> entity<br />

UWA Business School<br />

Executive Programs Limited<br />

<strong>The</strong> <strong>University</strong> Club <strong>of</strong><br />

<strong>Western</strong> Australia Pty Ltd<br />

Country <strong>of</strong> Class <strong>of</strong><br />

Equity holding<br />

Principal activity<br />

incorporation shares 2006 2005<br />

%<br />

%<br />

Australia Ordinary 100 100 Provision <strong>of</strong> executive<br />

management programs<br />

Australia Ordinary 100 100 Events and function centre<br />

All subsidiaries are formed in <strong>Western</strong> Australia.<br />

41. Investments in associates<br />

(a) Carrying amounts<br />

Information relating to associates is set out below.<br />

Name <strong>of</strong> company<br />

Listed<br />

Advanced<br />

Nanotechnology Limited<br />

Principal Equity holding Consolidated <strong>University</strong><br />

activity <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

%<br />

% $’000 $’000 $’000 $’000<br />

Production <strong>of</strong><br />

nanomaterials<br />

26.6 28.8 2,919 3,576 5,791 8,928<br />

2,919 3,576 5,791 8,928<br />

<strong>The</strong> above associate is incorporated in Australia.<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia59


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

41. Investments in associates (continued)<br />

(b) Movements in carrying amounts<br />

Consolidated<br />

<strong>2007</strong> 2006<br />

$ ’000 $ ’000<br />

Carrying amount at the beginning <strong>of</strong> the financial year 3,576 4,491<br />

Share <strong>of</strong> loss after income tax (1,282) (1,047)<br />

Share <strong>of</strong> movement in equity 625 132<br />

Carrying amount at the end <strong>of</strong> the financial year 2,919 3,576<br />

(c) Fair value <strong>of</strong> listed investments in associates<br />

Advanced Nanotechnology Limited 5,791 8,687<br />

(d) Share <strong>of</strong> associates’ pr<strong>of</strong>its or losses<br />

Loss before income tax (1,282) (1,047)<br />

Income tax expense - -<br />

Loss after income tax (1,282) (1,047)<br />

(e) Summarised financial information <strong>of</strong> associates<br />

Group share <strong>of</strong>:<br />

Assets Liabilities Revenues Pr<strong>of</strong>it/(Loss)<br />

$ ’000 $ ’000 $ ’000 $ ’000<br />

<strong>2007</strong><br />

Advanced Nanotechnology Limited 3,314 395 878 (1,232)<br />

2006<br />

Advanced Nanotechnology Limited 4,037 461 935 (1,047)<br />

(f) Share <strong>of</strong> associates’ expenditure commitments, other than for the supply <strong>of</strong> inventories<br />

Consolidated<br />

<strong>2007</strong> 2006<br />

$ ’000 $ ’000<br />

Capital commitments 79 27<br />

Lease commitments 392 298<br />

(g) Contingent liabilities <strong>of</strong> associates<br />

Share incurred jointly with other investors - -<br />

For which the company is severally liable - -<br />

42. Events occurring after the balance sheet date<br />

As at 31 December <strong>2007</strong> or at the date <strong>of</strong> this report, there are no known events occurring after the balance sheet date which<br />

are likely to materially affect the <strong>University</strong>’s financial position.<br />

43. Segment information<br />

<strong>The</strong> <strong>University</strong> operates within one industry segment, being education, and revenue is predominantly earned within Australia.<br />

<strong>The</strong>refore, no segment information has been reported.<br />

=60<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

Consolidated<br />

<strong>University</strong><br />

<strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

$'000 $'000 $'000 $'000<br />

44.<br />

Reconciliation <strong>of</strong> operating result to net cash inflow<br />

from operating activities<br />

Operating results for the year<br />

944<br />

36,546<br />

(790)<br />

37,753<br />

Adjustments: Non-cash items<br />

Depreciation, amortisation and impairment<br />

33,089 30,308 36,214 30,307<br />

Investment adjustments<br />

(24,100) (52,879) (24,100) (52,879)<br />

Unrealised foreign exchange gain<br />

116 (20) 116 (20)<br />

Net pr<strong>of</strong>it/(loss) on sale <strong>of</strong> non-current assets<br />

(5,141) 4,693 (5,141) 4,693<br />

Donation <strong>of</strong> artworks and equipment<br />

(899) (683) (899) (683)<br />

Share <strong>of</strong> net result <strong>of</strong> associates<br />

1,282 1,047 - -<br />

Others (233) (48) (87) (34)<br />

Changes in assets and liabilities<br />

(Increase)/decrease in receivables<br />

(Increase) in inventories<br />

Increase in payables<br />

Increase in grants and fees in advance<br />

Increase/(decrease) in provisions<br />

(1,545)<br />

(139)<br />

424<br />

(5,388)<br />

7,192<br />

(1,422)<br />

(63)<br />

1,898<br />

1,409<br />

4,390<br />

(1,767)<br />

(143)<br />

449<br />

(5,388)<br />

7,171<br />

(1,863)<br />

(102)<br />

2,044<br />

1,311<br />

4,401<br />

Net cash inflow from operating activities<br />

5,602<br />

25,176<br />

5,635<br />

24,928<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia61


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

45. Financial instruments<br />

(a) Financial risk management–overview<br />

<strong>The</strong> <strong>University</strong>'s Governing Body, the Senate, has overall responsibility for risk management. To assist in fulfilling this aspect <strong>of</strong><br />

its role, the Senate has established two standing committees—the Strategic Resources Committee and the Audit and Review<br />

Committee—both <strong>of</strong> which report directly to the Senate. <strong>The</strong> SRC has, as part <strong>of</strong> its role, responsibility for monitoring the<br />

financial welfare <strong>of</strong> the <strong>University</strong>, and, within the limits <strong>of</strong> agreed delegations, making decisions, or recommendations to<br />

Senate, on investments and capital structure within a framework <strong>of</strong> strategy approved by Senate. <strong>The</strong> Audit and Review<br />

Committee has, as part <strong>of</strong> its role, to satisfy itself that the <strong>University</strong> has sound policies/arrangements in place for corporate<br />

governance and for controlling the institution's exposure to risk. It overseas how management monitors compliance with the<br />

<strong>University</strong>'s risk management policies and reviews the adequacy <strong>of</strong> the risk management framework in relation to the financial<br />

risks faced by the <strong>University</strong>.<br />

<strong>The</strong> <strong>University</strong> has developed a Corporate Risk Management Framework (part <strong>of</strong> which relates specifically to Financial<br />

Resources), which is fully integrated into the <strong>University</strong>'s Operational Priority Plan. It identifies the strategic risks, stakeholders<br />

and accountabilities for risk management across the <strong>University</strong>.<br />

One major component <strong>of</strong> the <strong>University</strong>'s governance framework is the annual Cycle <strong>of</strong> Planning and Accountability. This cycle<br />

involves two key processes, being the preparation <strong>of</strong> budgets and the review <strong>of</strong> actual performance against budget or other<br />

relevant benchmarks. <strong>The</strong> monitoring and review process is fulfilled by the Strategic Resources Committee and Senate. Where<br />

necessary, these quarterly reports highlight significant financial issues and risks.<br />

<strong>The</strong> group has exposure to credit, market and liquidity risk.<br />

(b) Credit risk<br />

Credit risk arises principally from the <strong>University</strong>'s investment securities, and to a limited extent from its loans and receivables.<br />

<strong>The</strong> carrying amount <strong>of</strong> the financial assets mentioned represents the maximum credit exposure at the reporting date.<br />

As required by the <strong>University</strong> Investment Policy, the <strong>University</strong> manages its exposure to credit risk by diversifying its<br />

investments (in relation to fund manager and style <strong>of</strong> management, asset class, individual stock selection, geography and,<br />

where appropriate, term to maturity).<br />

<strong>The</strong> Investment Policy Statement, which is reviewed by the Strategic Resources Committee and approved by Senate, sets out<br />

investment policy for matters such as performance objectives, investment restrictions, performance benchmarks and monitoring,<br />

and the strategic asset allocation benchmark for each investment pool. <strong>The</strong> Investment Policy Statement is reviewed internally<br />

at least every two years. In addition, at least every four years, an independent consultant is engaged to assess both the<br />

investment policy and the internal reviews there<strong>of</strong>.<br />

<strong>The</strong> majority <strong>of</strong> the <strong>University</strong>'s exposure to credit risk from loans and receivables is denominated in Australian dollars. <strong>The</strong><br />

<strong>University</strong>'s credit control policy is designed to ensure that credit facilities are provided only to customers with an appropriate<br />

credit history. <strong>The</strong>reafter, the <strong>University</strong> has an active debt management policy.<br />

<strong>The</strong> <strong>University</strong>'s cash and equivalent transactions are invested only through pre-approved authorised deposit taking institutions,<br />

where maximum exposure limits are set for each institution according to their risk pr<strong>of</strong>ile.<br />

(c) Market risk<br />

<strong>The</strong> objective <strong>of</strong> market risk management is to manage and control market risk exposures within acceptable parameters, while<br />

optimising the return. <strong>The</strong> <strong>University</strong>'s investment policy provides strategies for minimising the impact from market risk.<br />

(i) Foreign exchange risk<br />

Foreign exchange risk arises principally from overseas sources <strong>of</strong> income and expenditure in relation to the <strong>University</strong>'s<br />

international <strong>of</strong>fshore teaching programmes, foreign donors, foreign customers and foreign sourced supplies. For the purposes<br />

<strong>of</strong> maintaining a natural foreign exchange hedge on these regular activities, the <strong>University</strong> holds both a US and Singapore dollar<br />

bank account. At year end, the <strong>University</strong> has a minimal degree <strong>of</strong> foreign exchange risk exposure on these bank accounts as<br />

disclosed in the market sensitivity analysis.<br />

Where possible, the <strong>University</strong> requires that transactions be contracted in Australian dollars and, if this is not possible, that<br />

forward currency contracts be considered to manage the currency exposure. <strong>The</strong> <strong>University</strong> will only enter into a forward<br />

contract when there is an underlying actual exposure.<br />

In addition, the <strong>University</strong> faces foreign exchange risk from its international investments. This risk is actively managed under the<br />

investment policy statement, which sets parameters for the level <strong>of</strong> exposure which requires the risk to be hedged. In addition,<br />

the residual risk is passively managed by the <strong>University</strong> through diversification <strong>of</strong> managers and class <strong>of</strong> investment.<br />

Given these risk management procedures, the level <strong>of</strong> foreign exchange risk exposure is not considered significant.<br />

=62<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

45. Financial instruments (continued)<br />

(ii) Interest rate risk<br />

Interest rate risk arises from holding interest-bearing financial assets. Fixed interest rate investments expose the <strong>University</strong> to<br />

changes in fair value, (through pr<strong>of</strong>it and loss) while variable interest rate investments expose the <strong>University</strong> to fluctuations in<br />

return/cash flow. However, fixed and floating rate interest securities are critical to a well diversified investment strategy, forming<br />

the defensive (as opposed to the growth) component <strong>of</strong> the overall investment.<br />

<strong>The</strong> <strong>University</strong> has no significant interest bearing liabilities.<br />

(iii) Price risk<br />

<strong>The</strong> <strong>University</strong>'s investment pools are exposed to fluctuations in the prices <strong>of</strong> equity securities. <strong>The</strong> <strong>University</strong>'s investment<br />

policy provides strategies for the minimisation <strong>of</strong> price risk with the diversification <strong>of</strong> that risk across a number <strong>of</strong> investment<br />

managers and classes <strong>of</strong> investment. <strong>The</strong> investment policy explicitly restricts the level <strong>of</strong> investment in any particular security.<br />

Ongoing monitoring takes place to ensure there is no concentration <strong>of</strong> risk exposure in any one area. <strong>The</strong> <strong>University</strong> has a long<br />

term strategic approach to its investment policy, which decreases its exposure to price risk.<br />

(iv) Summarised sensitivity analysis<br />

Financial Assets<br />

Carrying<br />

amount<br />

($'000's)<br />

Pr<strong>of</strong>it<br />

$'000's<br />

Interest Rate Risk<br />

-1% +1%<br />

Equity<br />

$'000's<br />

Pr<strong>of</strong>it<br />

$'000's<br />

Equity<br />

$'000's<br />

Cash and cash equivalents 40,375 (402) (402) 402 402<br />

Accounts receivable 32,651 - - - -<br />

Other assets 414,304 2,848 2,848 (2,848) (2,848)<br />

Loans and Receivables 1,529 - - - -<br />

Financial Liabilities<br />

Trade and other payables (22,615) - - - -<br />

Total increase/(decrease) 2,446 2,446 (2,446) (2,446)<br />

Financial Assets<br />

Carrying<br />

amount<br />

($'000's)<br />

Pr<strong>of</strong>it<br />

$'000's<br />

Foreign Exchange Rate Risk<br />

-10% +10%<br />

Equity<br />

$'000's<br />

Pr<strong>of</strong>it<br />

$'000's<br />

Equity<br />

$'000's<br />

Cash and cash equivalents 40,375 19 19 (19) (19)<br />

Accounts receivable 32,651 76 76 (76) (76)<br />

Other assets 414,304 7,628 7,628 (7,628) (7,628)<br />

Loans and Receivables 1,529 - - - -<br />

Financial Liabilities<br />

Trade and other payables (22,615) - - - -<br />

Total increase/(decrease) 7,723 7,723 (7,723) (7,723)<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia63


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

45. Financial instruments (continued)<br />

Carrying<br />

amount<br />

($'000's)<br />

Pr<strong>of</strong>it<br />

$'000's<br />

Other Price Risk<br />

-10% +10%<br />

Equity<br />

$'000's<br />

Pr<strong>of</strong>it<br />

$'000's<br />

Equity<br />

$'000's<br />

Financial Assets<br />

Cash and cash equivalents 40,375 - - - -<br />

Accounts receivable 32,651 - - - -<br />

Other assets 414,304 (37,796) (37,796) 37,796 37,796<br />

Loans and Receivables 1,529 - - - -<br />

Financial Liabilities<br />

Trade and other payables (22,615) - - - -<br />

Total increase / (decrease) (37,796) (37,796) 37,796 37,796<br />

(d) Liquidity risk<br />

<strong>The</strong> <strong>University</strong>'s approach to managing liquidity is to ensure, as far as possible, that it will always have sufficient liquidity to meet<br />

its liabilities when due, under both normal and stressed conditions, without incurring unacceptable losses or other related costs.<br />

<strong>The</strong> <strong>University</strong> aims to achieve the optimum level <strong>of</strong> cash holding, so that it minimises liquidity risk to an acceptable level, while<br />

at the same time maximising return from investment, rather than holding excess cash.<br />

<strong>The</strong> <strong>University</strong> monitors daily rolling liquidity forecasts and has the flexibility to liquidate a portion <strong>of</strong> its pool investments in a<br />

short time frame, if required.<br />

At 31 December <strong>2007</strong>, the <strong>University</strong> does not have significant interest bearing liabilities.<br />

<strong>The</strong> following are the contractual maturities <strong>of</strong> the financial liabilities.<br />

Carrying<br />

Amount<br />

1 year or<br />

less<br />

1–2 years 2–5 years<br />

More than<br />

5 years<br />

Consolidated 31 December <strong>2007</strong><br />

Trade payables 6,004 6,004 - - -<br />

Other payables 16,611 16,611 - - -<br />

Total 22,615 22,615 - - -<br />

Consolidated 31 December 2006<br />

Trade payables 7,255 7,255 - - -<br />

Other payables 16,039 16,039 - - -<br />

Advances 48 48 - - -<br />

Total 23,342 23,342 - - -<br />

<strong>University</strong> 31 December <strong>2007</strong><br />

Trade payables 5,845 5,845 - - -<br />

Other payables 16,213 16,213 - - -<br />

Total 22,058 22,058 - - -<br />

<strong>University</strong> 31 December 2006<br />

Trade payables 7,135 7,135 - - -<br />

Other payables 15,689 15,689 - - -<br />

Advances 48 48 - - -<br />

Total 22,872 22,872 - - -<br />

(e) Capital Management<br />

<strong>The</strong> <strong>University</strong> is funded entirely by equity capital which is comprised <strong>of</strong> reserves and retained pr<strong>of</strong>its as outlined in notes 34<br />

and 35. Senate's policy is to maintain a strong capital base to ensure that the <strong>University</strong> is able to continue to provide the<br />

services to the community for which it was originally established. <strong>The</strong> <strong>University</strong> continuously monitors its level <strong>of</strong> reserves and<br />

pr<strong>of</strong>itability. <strong>The</strong>re have been no changes to the capital management policy from prior year.<br />

<strong>The</strong> <strong>University</strong> is not subject to externally imposed capital requirements, but does have responsibilities, in relation to maintaining<br />

the level <strong>of</strong> restricted funds derived from funds that have been endowed upon the <strong>University</strong>.<br />

=64<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

THE UNIVERSITY 31 DECEMBER OF WESTERN AUSTRALIA <strong>2007</strong><br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

46. Acquittal <strong>of</strong> Australian Government financial assistance<br />

46.1 DEST – teaching and learning<br />

Commonwealth Grants<br />

Scheme<br />

Indigenous Support<br />

Fund<br />

<strong>University</strong><br />

Equity Programmes Total<br />

Workplace Reform<br />

Programme<br />

Learning and Teaching<br />

Performance Fund<br />

Capital Development<br />

Pool<br />

Note <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

$'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000<br />

Financial assistance received in cash during<br />

the reporting period 91,387 83,159 646 546 403 375 1,263 1,185 4,226 2,580 795 - 98,720 87,845<br />

Net accrual adjustments - - - - - (130) - - - - - - - (130)<br />

Revenue for the period 2(a) 91,387 83,159 646 546 403 245 1,263 1,185 4,226 2,580 795 - 98,720 87,715<br />

Surplus from the previous year 79 84 - - - - - - 2,522 - - - 2,601 84<br />

Total revenue including accrued revenue 91,466 83,243 646 546 403 245 1,263 1,185 6,748 2,580 795 - 101,321 87,799<br />

Less expenses including accrued expenses (91,388) (83,164) (646) (546) (403) (245) (1,263) (1,185) (2,488) (58) (795) - (96,983) (85,198)<br />

Surplus for the reporting period 78 79 - - - - - - 4,260 2,522 - - 4,338 2,601<br />

46.2 Higher Education Loan Programmes<br />

HECS-HELP<br />

(Commonwealth<br />

Payments)<br />

FEE-HELP<br />

<strong>University</strong><br />

OS-HELP<br />

Total<br />

Note <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

$'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000<br />

Financial assistance received in cash during<br />

the reporting period 46,244 43,203 5,277 2,468 109 (220) 51,630 45,451<br />

Net accrual adjustments 2,673 (761) - 1,664 - 240 2,673 1,143<br />

Revenue for the period 2(b) 48,917 42,442 5,277 4,132 109 20 54,303 46,594<br />

Surplus/(deficit) from the previous year - - (308) (160) (5) - (313) (160)<br />

Total revenue including accrued revenue 48,917 42,442 4,969 3,972 104 20 53,990 46,434<br />

Less expenses including accrued expenses (48,917) (42,442) (4,901) (4,280) (91) (25) (53,909) (46,747)<br />

Deficit for the reporting period - - 68 (308) 13 (5) 81 (313)<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia65


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

46. Acquittal <strong>of</strong> Australian Government financial assistance (continued )<br />

46.3 Scholarships<br />

Australian<br />

Postgraduate Awards<br />

International<br />

Postgraduate Research<br />

Scholarship<br />

<strong>University</strong><br />

Commonwealth<br />

Education Cost<br />

Scholarships<br />

Commonwealth<br />

Accommodation<br />

Scholarships<br />

Total<br />

Note <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

$'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000<br />

Financial assistance received in cash during<br />

the reporting period 4,926 4,737 962 1,167 706 503 1,162 874 7,756 7,281<br />

Net accrual adjustments - - - (197) - - - - - (197)<br />

Revenue for the period 2(c) 4,926 4,737 962 970 706 503 1,162 874 7,756 7,084<br />

Surplus/(deficit) from the previous year 108 33 (249) - 94 15 203 61 156 109<br />

Total revenue including accrued revenue 5,034 4,770 713 970 800 518 1,365 935 7,912 7,193<br />

Less expenses including accrued expenses (4,437) (4,662) (960) (1,219) (508) (424) (895) (732) (6,800) (7,037)<br />

Surplus/(deficit) for the reporting period 597 108 (247) (249) 292 94 470 203 1,112 156<br />

46.4 DEST Research<br />

Institutional Grants<br />

Scheme<br />

Research Training<br />

Scheme<br />

<strong>University</strong><br />

Systemic Infrastructure<br />

Initiatives<br />

Research Infrastructure<br />

Block Grants<br />

Note <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

$'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000<br />

Financial assistance received in cash during<br />

the reporting period 16,912 16,821 30,518 29,579 - - 14,610 14,807<br />

Net accrual adjustments - - - - - - - -<br />

Revenue for the period 2(d) 16,912 16,821 30,518 29,579 - - 14,610 14,807<br />

Deficit from the previous year - - - - (32) (32) - -<br />

Total revenue including accrued revenue 16,912 16,821 30,518 29,579 (32) (32) 14,610 14,807<br />

Less expenses including accrued expenses (16,912) (16,821) (30,518) (29,579) - - (14,610) (14,807)<br />

Deficit for the reporting period - - - - (32) (32) - -<br />

=66<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER THE <strong>2007</strong> UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

46. Acquittal <strong>of</strong> Australian Government financial assistance (continued )<br />

46.4 DEST Research (continued )<br />

Commercialisation<br />

Training Scheme<br />

<strong>University</strong><br />

Implementation<br />

Assistance Programme<br />

Australian Scheme<br />

for Higher Education<br />

Repositories<br />

Total<br />

Note <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

$'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000<br />

Financial assistance received in cash during<br />

the reporting period 281 - 85 - 148 - 62,554 61,207<br />

Net accrual adjustments - - - - - - - -<br />

Revenue for the period 281 - 85 - 148 - 62,554 61,207<br />

Deficit from the previous year - - - - - - (32) (32)<br />

Total revenue including accrued revenue 281 - 85 - 148 - 62,522 61,175<br />

Less expenses including accrued expenses (281) - (82) - (37) - (62,440) (61,207)<br />

Deficit for the reporting period - - 3 - 111 - 82 (32)<br />

46.5 Australian Research Council Grants<br />

(a) Discovery<br />

Projects<br />

<strong>University</strong><br />

Fellowships<br />

Total<br />

Note <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

$'000 $'000 $'000 $'000 $'000 $'000<br />

Financial assistance received in cash during<br />

the reporting period 12,948 12,373 1,296 949 14,244 13,322<br />

Net accrual adjustments - - - - - -<br />

Revenue for the period 2(e) 12,948 12,373 1,296 949 14,244 13,322<br />

Surplus/(deficit) from the previous year 4,654 3,136 257 445 4,911 3,581<br />

Total revenue including accrued revenue 17,602 15,509 1,553 1,394 19,155 16,903<br />

Less expenses including accrued expenses (12,694) (10,855) (1,169) (1,137) (13,863) (11,992)<br />

Deficit for the reporting period 4,908 4,654 384 257 5,292 4,911<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia67


THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

THE UNIVERSITY OF WESTERN AUSTRALIA<br />

NOTES TO THE FINANCIAL STATEMENTS<br />

31 DECEMBER <strong>2007</strong><br />

46. Acquittal <strong>of</strong> Australian Government financial assistance (continued )<br />

46.6 Australian Research Council Grants<br />

(b) Linkages<br />

<strong>University</strong><br />

Infrastructure International<br />

Projects<br />

Special Research<br />

Initiatives<br />

Total<br />

Note <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

$'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000 $'000<br />

Financial assistance received in cash during<br />

the reporting period 1,350 1,144 304 306 5,010 5,837 - 52 6,664 7,339<br />

Net accrual adjustments - - - - - - - - - -<br />

Revenue for the period 2(e) 1,350 1,144 304 306 5,010 5,837 - 52 6,664 7,339<br />

Surplus/(deficit) from the previous year 610 643 105 61 2,493 2,147 1 22 3,209 2,873<br />

Total revenue including accrued revenue 1,960 1,787 409 367 7,503 7,984 1 74 9,873 10,212<br />

Less expenses including accrued expenses (1,468) (1,177) (265) (262) (4,792) (5,491) (1) (73) (6,526) (7,003)<br />

Deficit for the reporting period 492 610 144 105 2,711 2,493 - 1 3,347 3,209<br />

46.7 Australian Research Council Grants<br />

(c) Networks and Centres<br />

<strong>University</strong><br />

Research Networks Centres<br />

Total<br />

Note <strong>2007</strong> 2006 <strong>2007</strong> 2006 <strong>2007</strong> 2006<br />

$'000 $'000 $'000 $'000 $'000 $'000<br />

Financial assistance received in cash during<br />

the reporting period 711 697 2,654 2,627 3,365 3,324<br />

Net accrual adjustments - - - 1,250 - 1,250<br />

Revenue for the period 2(e) 711 697 2,654 3,877 3,365 4,574<br />

Surplus/(deficit) from the previous year 162 226 100 (3) 262 223<br />

Total revenue including accrued revenue 873 923 2,754 3,874 3,627 4,797<br />

Less expenses including accrued expenses (915) (761) (2,416) (3,774) (3,331) (4,535)<br />

Deficit for the reporting period (42) 162 338 100 296 262<br />

Note<br />

2006 surplus/(deficit) from the previous year have been adjusted to reflect the change in accounting policy as outline in note 1(t(iii)) and an adjustment made to Linkage infrastructure to<br />

correct a discrepancy in the previously reported figures.<br />

=68<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


DISCLOSURES AND LEGAL COMPLIANCE<br />

Key Performance Indicators<br />

Summary <strong>of</strong> Key Performance Indicators<br />

Teaching and Learning .......................................................................................................70<br />

Research and Scholarship...................................................................................................70<br />

Certification <strong>of</strong> Performance Indicators........................................................................................71<br />

1. Teaching and Learning<br />

1.1 Proportion <strong>of</strong> Top School Leavers Applying for Admission.............................................72<br />

1.2 Proportion <strong>of</strong> Student Load Passed...............................................................................73<br />

1.3 Course Experience Questionnaire..................................................................................74<br />

1.4 Graduate Destinations...................................................................................................75<br />

1.5 Performance against Funding-Agreement Targets..........................................................76<br />

1.6 Expenditure Ratios........................................................................................................77<br />

2. Research and Scholarship<br />

2.1 Higher Degree by Research International and Interstate Enrolments..............................78<br />

2.2 Higher Degree by Research Completions per Staff FTE.................................................79<br />

2.3 <strong>Publications</strong> Rates.........................................................................................................80<br />

2.4 Research Grants...........................................................................................................81<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia69


DISCLOSURES AND LEGAL COMPLIANCE<br />

Summary <strong>of</strong> Key Performance Indicators<br />

SUMMARY OF KEY PERFORMANCE INDICATORS<br />

Indicator 2005 2006 <strong>2007</strong><br />

1. Teaching and Learning<br />

1.1 Proportion <strong>of</strong> Top WA School Leavers Applying for Admission to UWA<br />

(by admission year)<br />

(i) Proportion <strong>of</strong> the top 5 per cent <strong>of</strong> WA school leavers who applied for<br />

admission to UWA<br />

(ii) Proportion <strong>of</strong> the top 10 per cent <strong>of</strong> WA school leavers who applied for<br />

admission to UWA<br />

(iii) UWA enrolments as a proportion <strong>of</strong> the top 5 per cent <strong>of</strong> school leavers who<br />

enrolled in WA universities<br />

(iv) UWA enrolments as a proportion <strong>of</strong> the top 10 per cent <strong>of</strong> school leavers who<br />

enrolled in WA universities<br />

83.2% 80.4% 83.4%<br />

78.4% 78.0% 78.0%<br />

83.8% 82.7% 87.4%<br />

81.9% 79.6% 78.9%<br />

1.2 Proportion <strong>of</strong> Student Load Passed (excluding Higher Degree by Research) 92.1% 91.8% n/a<br />

1.3 Overall Course Satisfaction (percentage <strong>of</strong> graduates in broad agreement with the<br />

overall course satisfaction item on the CEQ)<br />

91.3% 90.7% 94.5%<br />

1.4 Graduate Destinations (<strong>of</strong> local students who completed bachelor’s degrees in the<br />

previous year)<br />

(i)<br />

Proportion <strong>of</strong> graduates available for full-time employment who were<br />

employed full-time<br />

86.4% 87.4% 91.5%<br />

State figure 77.7% 81.7% n/a<br />

National figure 80.9% 82.4% 84.5%<br />

(ii) Proportion <strong>of</strong> graduates in full-time study 38.5% 35.5% 38.4%<br />

State figure 22.3% 18.7% n/a<br />

National figure 22.5% 20.3% 20.0%<br />

1.5 Expenditure Ratios (indexed to <strong>2007</strong> dollar values)<br />

(i) Expenditure/EFTSL $26,864 $30,380 $31,836<br />

(ii) Expenditure/Weighted Student <strong>Unit</strong> $23,676 $26,816 $28,157<br />

(iii) Expenditure/Course Completion $82,606 $93,656 n/a<br />

(iv) Expenditure/Weighted Completion $67,814 $77,709 n/a<br />

Indicator 2005 2006 <strong>2007</strong><br />

2. Research and Scholarship<br />

2.1 Higher Degree by Research (HDR) International and Interstate Enrolments<br />

(i) International commencing HDR enrolments as a percentage <strong>of</strong> all<br />

commencing HDR enrolments<br />

(ii) Interstate commencing HDR enrolments as a percentage <strong>of</strong> all commencing<br />

HDR enrolments<br />

20% 24% 32%<br />

6% 8% 9%<br />

2.2 Higher Degree by Research Completions per 10 Academic Staff FTE 4.8 3.8 n/a<br />

National Rank 3rd 7th n/a<br />

2.3 Weighted <strong>Publications</strong> per FTE Academic Staff (lecturer level B and above) 1.71 1.77 n/a<br />

National Average 1.58 1.63 n/a<br />

National Rank 9th 9th n/a<br />

2.4 Research Funding<br />

(i)<br />

Australian Competitive Grant Funds per FTE Academic Staff (lecturer level B<br />

and above)<br />

$64,302 $66,073 n/a<br />

National Average $30,361 $33,660 n/a<br />

National Rank 3rd 4th n/a<br />

(ii) Total Research Funds per FTE Academic Staff (lecturer level B and above) $122,610 $141,701 n/a<br />

National Average $65,562 $77,671 n/a<br />

National Rank 3rd 3rd n/a<br />

=70<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


Certification <strong>of</strong> Performance Indicators<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia71


DISCLOSURES AND LEGAL COMPLIANCE<br />

Key Performance Indicators<br />

<br />

<strong>The</strong> key performance indicators that are presented in this section are broadly based on the Mission and Vision<br />

Statements <strong>of</strong> the <strong>University</strong> together with the more specific statements <strong>of</strong> goals and objectives in the<br />

<strong>University</strong>'s Strategic Plan. <strong>The</strong> Planning section <strong>of</strong> this <strong>Annual</strong> <strong>Report</strong> provides details <strong>of</strong> these strategic and<br />

other key planning documents.<br />

1. Teaching and Learning<br />

Desired Outcomes<br />

In broad terms, the desired outcome (broad goal) in teaching and learning is ‘to provide courses <strong>of</strong> study and a<br />

learning environment at the highest possible quality to meet individual, local (state) and national needs and<br />

internationally recognised standards; and to foster the relationship between teaching and the conduct <strong>of</strong> research<br />

across the range <strong>of</strong> its disciplines in a way that sustains the quality <strong>of</strong> the institution’s teaching and learning<br />

activities and distinguishes it from other institutions in the State and many others in the Unified National System’.<br />

[Primary goal in Teaching and Learning, UWA Strategic Plan]<br />

Indicator 1.1 Proportion <strong>of</strong> Top School Leavers Applying for Admission<br />

Operationally, the priority objective that relates to the desired outcome is ‘to attract, develop and graduate the<br />

highest quality students’ as specified in the 2001 update <strong>of</strong> the <strong>University</strong>’s Strategic Plan.<br />

<strong>The</strong> principal performance indicator that relates to attracting the highest quality students is the proportion <strong>of</strong> the<br />

State’s high-achieving school leavers who apply for admission to the <strong>University</strong>’s undergraduate courses. <strong>The</strong><br />

performance indicators presented in the following table are based on the first preferences <strong>of</strong> the top five per cent<br />

and top ten per cent <strong>of</strong> students who applied for admission or were admitted through the Tertiary Institutions<br />

Service Centre (TISC). <strong>The</strong> tertiary entrance ranks <strong>of</strong> applicants have been used to determine the top five per<br />

cent and ten per cent <strong>of</strong> applicants, while students without a tertiary entrance rank have been excluded from the<br />

population used. It should be noted that many students may have identical tertiary entrance ranks and where<br />

such a tertiary entrance rank coincides with the cut-<strong>of</strong>f for the top five per cent or ten per cent, the numbers <strong>of</strong><br />

preferences for the cut-<strong>of</strong>f group have been reduced proportionately so that the total numbers <strong>of</strong> preferences<br />

used in the calculations equal exactly five per cent or ten per cent respectively <strong>of</strong> the overall population.<br />

<strong>The</strong> table shows that a significant majority <strong>of</strong> the highest ranking <strong>Western</strong> Australian school leavers who were<br />

seeking admission to WA universities applied for admission to this <strong>University</strong>, and a significant majority <strong>of</strong> those<br />

who subsequently enrolled in WA universities enrolled at this <strong>University</strong>.<br />

Proportions <strong>of</strong> Top School Leavers (a) Applying for Admission to UWA, 2002 to 2006 (b)<br />

2002 2003 2004 2005 2006<br />

Proportion <strong>of</strong> the top 5 per cent <strong>of</strong> WA school leavers who 79.7% 80.6% 83.2% 80.4% 83.4%<br />

applied for admission to UWA (c)<br />

Proportion <strong>of</strong> the top 10 per cent <strong>of</strong> WA school leavers who 73.5% 74.4% 78.4% 78.0% 78.0%<br />

applied for admission to UWA (c)<br />

UWA enrolments as a proportion <strong>of</strong> all enrolments <strong>of</strong> the 83.9% 83.8% 83.8% 82.7% 87.4%<br />

top 5 per cent <strong>of</strong> WA school leavers (by application year) (d)<br />

UWA enrolments as a proportion <strong>of</strong> all enrolments <strong>of</strong> the 73.9% 76.0% 81.9% 79.6% 78.9%<br />

top 10 per cent <strong>of</strong> WA school leavers (by application year) (d)<br />

(a) School leavers are those matriculating with a Tertiary Entrance Rank in the previous two years.<br />

(b) By application year; e.g. 2006 refers to those who applied in 2006 to be admitted for the following year.<br />

(c) Based on the first preferences <strong>of</strong> applicants with Tertiary Entrance Ranks who applied for admission through TISC.<br />

(d) Based on <strong>of</strong>fers accepted through TISC by applicants with Tertiary Entrance Ranks.<br />

=72<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


Proportion <strong>of</strong> Top School Leavers Applying for Admission to UWA<br />

Proportion <strong>of</strong> the Proportion top 5 per <strong>of</strong> cent Top <strong>of</strong> School WA school Leavers leavers Applying who for applied Admission for admission to UWA to UWA<br />

UWA enrolments as a proportion <strong>of</strong> all enrolments <strong>of</strong> the top 5 per cent <strong>of</strong> WA school leavers<br />

Proportion <strong>of</strong> the top 5 per cent <strong>of</strong> WA school leavers who applied for admission to UWA<br />

90% UWA enrolments as a proportion <strong>of</strong> all enrolments <strong>of</strong> the top 5 per cent <strong>of</strong> WA school leavers<br />

85% 90%<br />

80% 85%<br />

75% 80%<br />

70% 75%<br />

70% 2002<br />

2003 2004 2005 2006<br />

2002<br />

2003 2004 2005 2006<br />

Indicator 1.2 Proportion <strong>of</strong> Student Load Passed<br />

Indicator 1.2 Proportion <strong>of</strong> Student Load Passed<br />

<strong>The</strong> proportion <strong>of</strong> student load passed gives an indication <strong>of</strong> the quality <strong>of</strong> the <strong>University</strong>'s students and their<br />

<strong>The</strong> proportion <strong>of</strong> student load passed gives an indication <strong>of</strong> the quality <strong>of</strong> the <strong>University</strong>'s students and their<br />

development. development.<br />

<strong>The</strong> <strong>The</strong> following following table table shows shows that that the the <strong>University</strong> has maintained a a high high pass pass rate rate <strong>of</strong> approximately <strong>of</strong> approximately 92 per 92 cent per over cent over<br />

the 2002 the 2002 to 2006 to 2006 period.<br />

Student Load Pass Rate (a) by Broad Field <strong>of</strong> <strong>of</strong> Education, 2002 2002 to 2006 to 2006<br />

(excluding Higher Degrees by by Research)<br />

Broad<br />

Broad<br />

Field<br />

Field<br />

<strong>of</strong><br />

<strong>of</strong><br />

Education<br />

Education 2002<br />

2002<br />

2003<br />

2003<br />

2004<br />

2004<br />

2005<br />

2005<br />

2006<br />

2006<br />

01 Natural and Physical Sciences<br />

01 Natural and Physical Sciences<br />

89.2%<br />

89.2%<br />

89.1% 89.9% 89.3% 88.1%<br />

89.1% 89.9% 89.3% 88.1%<br />

02 Information Technology 88.0% 88.2% 88.3% 87.8% 85.8%<br />

02 Information Technology 88.0% 88.2% 88.3% 87.8% 85.8%<br />

03 Engineering and Related Technologies 93.2% 92.3% 91.5% 90.1% 91.4%<br />

03 Engineering and Related Technologies<br />

04 Architecture and Building<br />

93.2%<br />

88.1%<br />

92.3% 91.5% 90.1% 91.4%<br />

90.7% 92.2% 92.1% 92.1%<br />

04 Architecture and Building<br />

05 Agriculture, Environmental Studies<br />

88.1%<br />

93.6%<br />

90.7% 92.2% 92.1% 92.1%<br />

95.8% 95.8% 96.0% 96.3%<br />

05 06 Agriculture, Health Environmental Studies 96.9% 93.6% 96.6% 95.8% 97.0% 95.8% 97.9% 96.0% 97.5% 96.3%<br />

06 07 Health Education 95.7% 96.9% 96.0% 96.6% 96.6% 97.0% 96.1% 97.9% 97.3% 97.5%<br />

07 08 Education Management and Commerce 93.1% 95.7% 93.6% 96.0% 93.6% 96.6% 93.5% 96.1% 93.0% 97.3%<br />

08 09 Management Society and and Culture Commerce 91.1% 93.1% 91.5% 93.6% 91.7% 93.6% 91.8% 93.5% 91.7% 93.0%<br />

09 10 Society Creative and Arts Culture 90.8% 91.1% 90.7% 91.5% 92.6% 91.7% 92.9% 91.8% 91.2% 91.7%<br />

10 Total Creative Arts 91.5% 90.8% 91.9% 90.7% 92.2% 92.6% 92.1% 92.9% 91.8% 91.2%<br />

(a) <strong>The</strong> Total student load pass rate has been calculated as a proportion 91.5% <strong>of</strong> the total 91.9% enrolled load 92.2% excluding 92.1% units with 91.8%<br />

incomplete results.<br />

(a) <strong>The</strong> student load pass rate has been calculated as a proportion <strong>of</strong> the total enrolled load excluding units with<br />

incomplete results.<br />

100%<br />

Student Load Pass Rate 2002 to 2006 (excluding HDRs)<br />

90%<br />

100% 80%<br />

Student Load Pass Rate 2002 to 2006 (excluding HDRs)<br />

90% 70%<br />

80% 60%<br />

50%<br />

70%<br />

40%<br />

60%<br />

30%<br />

50%<br />

20%<br />

40%<br />

10%<br />

30% 0%<br />

20% 2002 2003 2004 2005 2006<br />

10%<br />

0%<br />

2002 2003 2004 2005 2006<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia73


DISCLOSURES AND LEGAL COMPLIANCE<br />

Key Performance Indicators<br />

Indicator 1.3 Course Experience Questionnaire<br />

<strong>The</strong> quality <strong>of</strong> the <strong>University</strong>’s courses can be judged in part from graduates’ responses to the Course<br />

Experience Questionnaire (CEQ) and Postgraduate Research Experience Questionnaire (PREQ) which are<br />

conducted in conjunction with the annual Australian Graduate Survey <strong>of</strong> the students who completed courses in<br />

the previous year.<br />

Respondents to the CEQ and PREQ are asked to record their responses to 24 statements about various aspects<br />

<strong>of</strong> the courses completed. A five-point scale ranging from 1 labelled ‘strongly disagree’ to 5 labelled ‘strongly<br />

agree’ is used for this purpose (2, 3 and 4 are not labelled and it is assumed that 4 indicates agreement with the<br />

statement). Item 24 (‘Overall, I was satisfied with the quality <strong>of</strong> the course’) obtained students’ overall<br />

impressions <strong>of</strong> their courses. Each year approximately one half <strong>of</strong> the students who completed courses in the<br />

previous year at this <strong>University</strong> responds to this item. <strong>The</strong>ir responses are summarised in the following table, and<br />

show an increase in the proportion <strong>of</strong> graduates with a positive response (responses 4 and 5 on the response<br />

scale) from 76 per cent <strong>of</strong> respondents in 2003 to 81 per cent in <strong>2007</strong>.<br />

Student Responses to the Course Experience Questionnaire Item 24:<br />

‘Overall, I was satisfied with the quality <strong>of</strong> the course.’<br />

Course Number <strong>of</strong><br />

Percentage <strong>of</strong> Respondents<br />

Course Type<br />

Completions Respondents<br />

Strongly<br />

Disagree<br />

Strongly<br />

Agree<br />

1 2 3 4 5<br />

<strong>2007</strong> Responses<br />

Doctorate by Research 237 139 1% 4% 7% 44% 44%<br />

Master’s Research 50 26 4% 12% 8% 54% 23%<br />

Master’s Coursework 542 248 2% 3% 8% 57% 30%<br />

Other Postgraduate (a) 418 194 2% 3% 12% 52% 31%<br />

Bachelor’s Graduate Entry 139 45 2% 7% 20% 51% 20%<br />

Bachelor’s Honours 789 456 1% 4% 7% 50% 37%<br />

Bachelor’s Pass 1,968 1,541 1% 4% 16% 55% 24%<br />

Undergraduate Diploma 20 4 0% 25% 0% 50% 25%<br />

<strong>2007</strong> Total 4,163 2,653 2% 4% 14% 54% 27%<br />

2006 Total 4,424 2,362 2% 7% 18% 48% 24%<br />

2005 Total 4,059 2,938 2% 6% 19% 49% 24%<br />

2004 Total 4,157 2,082 2% 7% 18% 50% 22%<br />

2003 Total 3,935 1,658 2% 7% 16% 52% 24%<br />

(a) Comprises graduate diplomas, graduate certificates and postgraduate qualifying/preliminary courses from 2005.<br />

Responses to Course Experience Survey, Overall Satisfaction<br />

100%<br />

80%<br />

60%<br />

40%<br />

20%<br />

1- Strongly Disagree<br />

2<br />

3<br />

4<br />

5- Strongly Agree<br />

0%<br />

2003 2004 2005 2006 <strong>2007</strong><br />

=74<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


Indicator 1.4 Graduate Destinations<br />

Graduate destinations in the first year following completion <strong>of</strong> their course gives an indication <strong>of</strong> how well the<br />

<strong>University</strong> meets individual, local (state) and national needs.<br />

Figures in the following tables are based on the responses <strong>of</strong> approximately two-thirds <strong>of</strong> the non-overseas<br />

graduates who responded to the Australian Graduate Surveys conducted in 2004 to <strong>2007</strong> by Graduate Careers<br />

Australia. <strong>The</strong>y show that 91.8 per cent <strong>of</strong> bachelor’s degree graduates from this <strong>University</strong> who were seeking<br />

employment had obtained their preferred mode <strong>of</strong> employment, be that full-time or part-time. This is 6.2 per cent<br />

higher than the national figure <strong>of</strong> 85.6 per cent. <strong>The</strong> figures also show that the proportion <strong>of</strong> graduates who<br />

pursued further full-time study was significantly higher than the national average (38.4 per cent as compared with<br />

20.0 per cent).<br />

Destinations <strong>of</strong> Bachelor’s Degree Graduates (a) , UWA 2004 to <strong>2007</strong> and Australia <strong>2007</strong><br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia Australia<br />

2004 2005 2006 <strong>2007</strong> <strong>2007</strong><br />

In full-time study 46.6% 38.5% 35.5% 38.4% 20.0%<br />

Available for employment 51.1% 58.7% 61.3% 59.2% 75.5%<br />

Unavailable for full-time study or full-time<br />

employment<br />

2.3% 2.8% 3.2% 2.4% 4.5%<br />

Total percentage (b) 100.0% 100.0% 100.0% 100.0% 100.0%<br />

Total respondents 1,286 1,495 1,505 1,241 65,110<br />

Response rate (c) 53% 64% 60% 54% 63%<br />

(a) Destinations (as <strong>of</strong> 30 April) <strong>of</strong> students who completed bachelor’s degrees (including bachelor’s graduate entry degrees) in<br />

the previous year excluding overseas residents.<br />

(b) Discrepancies between the sums <strong>of</strong> component items and the totals are due to rounding.<br />

(c) Number <strong>of</strong> respondents as a percentage <strong>of</strong> those surveyed.<br />

Destinations <strong>of</strong> Bachelor Degree Graduates<br />

100%<br />

80%<br />

60%<br />

40%<br />

20%<br />

Unavailable for full-time study or<br />

full-time employment<br />

Available for employment<br />

In full-time study<br />

0%<br />

2004 2005 2006 <strong>2007</strong> <strong>2007</strong><br />

UWA<br />

Australia<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia75


DISCLOSURES AND LEGAL COMPLIANCE<br />

Key Performance Indicators<br />

Destinations <strong>of</strong> Bachelor’s Degree Graduates who were Seeking Employment (a) ,<br />

UWA 2004 to <strong>2007</strong> and Australia <strong>2007</strong><br />

Destinations <strong>of</strong> Bachelor’s Degree Graduates who were Seeking Employment (a) ,<br />

Destinations <strong>of</strong> Bachelor’s UWA Degree 2004 to Graduates <strong>2007</strong> and <strong>The</strong> who Australia <strong>University</strong> were <strong>2007</strong> Seeking <strong>of</strong> <strong>Western</strong> Employment Australia<br />

, Australia<br />

Destinations <strong>of</strong> Bachelor’s UWA Degree 2004 to Graduates <strong>2007</strong> and who Australia 2004 were <strong>2007</strong> Seeking 2005 Employment 2006 <strong>2007</strong> (a) , <strong>2007</strong><br />

UWA 2004 to <strong>2007</strong> and <strong>The</strong> Australia <strong>University</strong> <strong>2007</strong> <strong>of</strong> <strong>Western</strong> Australia Australia<br />

In desired mode <strong>of</strong> employment 82.0% 87.0% 88.0% 91.8% 85.6%<br />

<strong>The</strong> 2004 <strong>University</strong> 2005 <strong>of</strong> <strong>Western</strong> 2006 Australia <strong>2007</strong> Australia <strong>2007</strong><br />

In In desired full-time mode employment <strong>of</strong> employment <strong>The</strong> 82.0% 75.6% 2004 <strong>University</strong> 87.0% 78.1% 2005 <strong>of</strong> <strong>Western</strong> 88.0% 80.2% 2006 Australia 91.8% 83.4% <strong>2007</strong> Australia 85.6% 74.9% <strong>2007</strong><br />

part-time or casual employment, not seeking full-time<br />

2004 6.4% 2005 8.9% 2006 7.8% <strong>2007</strong> 8.4% <strong>2007</strong> 10.7%<br />

In<br />

In<br />

full-time<br />

desired mode<br />

employment<br />

<strong>of</strong> employment<br />

75.6%<br />

82.0%<br />

78.1%<br />

87.0%<br />

80.2%<br />

88.0%<br />

83.4%<br />

91.8%<br />

74.9%<br />

85.6%<br />

employment<br />

In desired mode <strong>of</strong> employment 82.0% 87.0% 88.0% 91.8% 85.6%<br />

In part-time full-time employment or casual employment, not seeking full-time<br />

75.6% 6.4% 78.1% 8.9% 80.2% 7.8% 83.4% 8.4% 10.7% 74.9%<br />

Working part-time or casual, seeking full-time employment 9.7% 7.3% 7.9% 4.4% 9.3%<br />

In employment<br />

In part-time full-time or employment casual employment, not seeking full-time<br />

75.6% 6.4% 78.1% 8.9% 80.2% 7.8% 83.4% 8.4% 74.9% 10.7%<br />

Not working, seeking full-time employment 7.0% 5.0% 3.7% 3.4% 4.4%<br />

Working employment<br />

In part-time part-time or casual or casual, employment, seeking not full-time seeking employment full-time<br />

9.7% 6.4% 8.9% 7.3% 7.8% 7.9% 8.4% 4.4% 10.7% 9.3%<br />

Not employment working, seeking part-time or casual employment only<br />

Not Working working, part-time seeking or casual, full-time seeking employment full-time employment<br />

1.2%<br />

7.0% 9.7%<br />

0.7%<br />

5.0% 7.3%<br />

0.4%<br />

3.7% 7.9%<br />

0.4%<br />

3.4% 4.4%<br />

0.7%<br />

4.4% 9.3%<br />

Total Working percentage part-time Not working, seeking<br />

or<br />

part-time full-time<br />

casual, seeking<br />

employment or casual<br />

full-time<br />

employment<br />

employment<br />

only<br />

100.0%<br />

7.0% 1.2%<br />

9.7% 100.0% 7.3%<br />

5.0% 0.7%<br />

100.0% 7.9%<br />

0.4% 3.7%<br />

100.0% 4.4%<br />

0.4% 3.4%<br />

100.0% 9.3%<br />

0.7% 4.4%<br />

Total Not working, respondents seeking full-time employment<br />

Total Not working, percentage seeking (b) part-time or casual employment only<br />

7.0% 657<br />

100.0% 1.2%<br />

5.0% 877<br />

100.0% 0.7%<br />

3.7% 923<br />

100.0% 0.4%<br />

3.4% 735<br />

100.0% 0.4%<br />

49,148 4.4%<br />

100.0% 0.7%<br />

(a) Not Destinations working, seeking (as <strong>of</strong> part-time 30 April) <strong>of</strong> or students casual employment who completed only bachelor’s degrees 1.2% (including 0.7% bachelor’s 0.4% graduate 0.4% entry degrees) 0.7%<br />

Total percentage respondents 100.0% 657 100.0% 877 100.0% 923 100.0% 735 100.0% 49,148 in<br />

Total the previous percentage year (b) excluding overseas residents who were seeking employment. 100.0% 100.0% 100.0% 100.0% 100.0%<br />

Total (a)<br />

(b) Destinations<br />

respondents<br />

(as <strong>of</strong> 30 April) <strong>of</strong> students who completed bachelor’s degrees<br />

657<br />

(including<br />

877<br />

bachelor’s<br />

923<br />

graduate entry<br />

735<br />

degrees)<br />

49,148<br />

in<br />

Total Discrepancies respondents between the sums <strong>of</strong> component items and the totals are due 657 to rounding. 877 923 735 49,148<br />

the Destinations previous year (as <strong>of</strong> excluding 30 April) overseas <strong>of</strong> students residents who completed who were bachelor’s seeking employment.<br />

degrees (including bachelor’s graduate entry degrees) in<br />

(b) (a)<br />

the Discrepancies Destinations previous year (as between <strong>of</strong> excluding 30 April) the sums overseas <strong>of</strong> students <strong>of</strong> component residents who completed who items were and bachelor’s seeking the totals employment.<br />

degrees are due (including to rounding. bachelor’s graduate entry degrees) in<br />

(b) the previous year excluding overseas residents who were seeking employment.<br />

Discrepancies between the sums <strong>of</strong> component items and the totals are due to rounding.<br />

(b) Discrepancies between the sums <strong>of</strong> component In Desired items and Mode the totals <strong>of</strong> Employment<br />

are due to rounding.<br />

92%<br />

90%<br />

92%<br />

88%<br />

90% 92%<br />

86% 92%<br />

88% 90%<br />

84% 90%<br />

86% 88%<br />

82% 88%<br />

84% 86%<br />

80% 86%<br />

82% 84%<br />

84%<br />

80% 82%<br />

82%<br />

80%<br />

80%<br />

In Desired Mode <strong>of</strong> Employment<br />

In Desired Mode <strong>of</strong> Employment<br />

In Desired Mode <strong>of</strong> Employment<br />

2004 2005 2006 <strong>2007</strong> <strong>2007</strong><br />

2004 2005 2006 UWA<br />

<strong>2007</strong> Australia <strong>2007</strong><br />

2004<br />

2004<br />

2005<br />

2005<br />

2006<br />

UWA 2006<br />

<strong>2007</strong><br />

<strong>2007</strong><br />

<strong>2007</strong><br />

Australia <strong>2007</strong><br />

UWA<br />

UWA<br />

Australia<br />

Australia<br />

Indicator 1.5 Performance against Funding-Agreement Targets<br />

=76<br />

Indicator <strong>The</strong> UWA Strategic 1.5 Performance Plan (updated against December Funding-Agreement 2001) articulates as Targets one <strong>of</strong> the <strong>University</strong>'s goals that it will seek to<br />

organise and manage its affairs to achieve the most efficient and effective use <strong>of</strong> its resources in the pursuit <strong>of</strong> its<br />

<strong>The</strong> Indicator<br />

mission Indicator UWA and Strategic 1.5 Performance<br />

1.5 goals. Performance Plan (updated against<br />

against December Funding-Agreement<br />

Funding-Agreement 2001) articulates as Targets<br />

Targets one <strong>of</strong> the <strong>University</strong>'s goals that it will seek to<br />

<strong>The</strong> organise UWA and Strategic manage Plan its (updated affairs to achieve December the 2001) most articulates efficient and as effective one <strong>of</strong> the use <strong>University</strong>'s <strong>of</strong> its resources goals in that the it pursuit will seek <strong>of</strong> its to<br />

mission In <strong>The</strong> this UWA regard, Strategic UWA Plan seeks (updated to manage December its Commonwealth-supported 2001) articulates as one student <strong>of</strong> the <strong>University</strong>'s load in a manner goals that it is will consistent seek to<br />

organise and and goals. manage its affairs to achieve the most efficient and effective use <strong>of</strong> its resources in the pursuit <strong>of</strong> its<br />

with organise the funding and manage provided its by affairs the Commonwealth to achieve the most government efficient and while effective attempting use to <strong>of</strong> respond its resources appropriately in the pursuit to student <strong>of</strong> its<br />

In mission<br />

demand mission this regard, and goals.<br />

and for places goals. UWA seeks at the to <strong>University</strong>. manage its In Commonwealth-supported particular, the <strong>University</strong> student attempts load to enrol in a manner appropriate that is numbers consistent <strong>of</strong><br />

with In Commonwealth-supported this the regard, funding UWA provided seeks by students to the manage Commonwealth to its generate Commonwealth-supported government a student load while (expressed attempting student in load to equivalent respond in a manner appropriately full-time that is student consistent to student load<br />

demand<br />

In this regard, UWA seeks to manage its Commonwealth-supported student load in manner that is consistent<br />

with (EFTSL)) the funding for that places is provided close at the to by the <strong>University</strong>. the targets Commonwealth specified In particular, government in the the annual <strong>University</strong> while Funding attempting attempts Agreement to to respond enrol in each appropriately <strong>of</strong> twelve numbers to disciplinebased<br />

clusters for places for the at the year. students <strong>University</strong>. <strong>The</strong> Commonwealth to generate In particular, a student government the <strong>University</strong> load funds (expressed attempts the load in to equivalent in enrol each appropriate <strong>of</strong> full-time these clusters student numbers load at <strong>of</strong> a<br />

student <strong>of</strong><br />

with the funding provided by the Commonwealth government while attempting to respond appropriately to student<br />

Commonwealth-supported demand<br />

demand for places at the <strong>University</strong>. In particular, the <strong>University</strong> attempts to enrol appropriate numbers <strong>of</strong><br />

(EFTSL)) Commonwealth-supported standard<br />

Commonwealth-supported<br />

rate that <strong>of</strong> is funding close to per the students<br />

students<br />

EFTSL targets to<br />

to<br />

which specified generate<br />

generate<br />

determines a the student annual student<br />

the load<br />

load<br />

base Funding (expressed<br />

(expressed<br />

Commonwealth Agreement in equivalent<br />

in equivalent<br />

Grant in each Scheme full-time <strong>of</strong> twelve<br />

full-time<br />

(CGS) student disciplinebased<br />

(EFTSL)) amount clusters<br />

student<br />

funding load<br />

load<br />

(EFTSL))<br />

for that<br />

that<br />

the is for<br />

is<br />

target close the<br />

close<br />

to year. load.<br />

to<br />

the <strong>The</strong><br />

the targets Commonwealth<br />

targets<br />

impossibility specified<br />

specified<br />

in <strong>of</strong><br />

in<br />

the<br />

the<br />

exactly government annual<br />

annual<br />

meeting Funding funds<br />

Funding<br />

specified the<br />

Agreement<br />

Agreement load student in<br />

in<br />

in each<br />

each<br />

each load <strong>of</strong><br />

<strong>of</strong><br />

<strong>of</strong> these targets<br />

twelve<br />

twelve clusters is<br />

disciplinebased<br />

disciplinebased<br />

acknowledged<br />

however at a<br />

standard clusters rate <strong>of</strong><br />

clusters<br />

by for funding<br />

for<br />

the the<br />

the<br />

Commonwealth year. per EFTSL<br />

year.<br />

<strong>The</strong><br />

<strong>The</strong><br />

Commonwealth which<br />

Commonwealth<br />

government determines to government<br />

government<br />

the the extent base that funds Commonwealth<br />

funds<br />

funding<br />

the<br />

the<br />

load<br />

load <strong>of</strong> up<br />

in<br />

in Grant to<br />

each<br />

each one Scheme<br />

<strong>of</strong><br />

<strong>of</strong> per<br />

these<br />

these cent (CGS) over<br />

clusters<br />

clusters the funding<br />

at<br />

base at a<br />

amount standard CGS<br />

standard<br />

amount for rate the<br />

rate<br />

specified <strong>of</strong> target<br />

<strong>of</strong><br />

funding<br />

funding<br />

in load. per the<br />

per<br />

EFTSL Funding <strong>The</strong> impossibility<br />

EFTSL<br />

which<br />

which<br />

Agreement determines <strong>of</strong><br />

determines<br />

will exactly be the<br />

the<br />

provided meeting base<br />

base<br />

Commonwealth<br />

Commonwealth<br />

for specified over-enrolments, student<br />

Grant<br />

Grant while load<br />

Scheme<br />

Scheme targets CGS<br />

(CGS)<br />

(CGS) funding is however<br />

funding<br />

funding at the<br />

amount acknowledged level<br />

amount<br />

specified for<br />

for<br />

the<br />

the<br />

in by target the the<br />

target<br />

Funding Commonwealth load.<br />

load.<br />

Agreement <strong>The</strong> government<br />

<strong>The</strong><br />

impossibility<br />

impossibility<br />

will be provided <strong>of</strong> to the extent<br />

<strong>of</strong><br />

exactly<br />

exactly<br />

for meeting<br />

meeting<br />

shortfalls that funding<br />

specified<br />

specified load <strong>of</strong> <strong>of</strong> up<br />

student<br />

student up to to one per<br />

load<br />

load targets<br />

targets cent. over the base<br />

is<br />

is<br />

however<br />

however<br />

CGS acknowledged amount specified in the Funding Agreement will be provided for over-enrolments, while CGS funding at the<br />

<strong>The</strong> acknowledged<br />

by<br />

extent to which by<br />

the<br />

the<br />

Commonwealth<br />

the Commonwealth<br />

government<br />

<strong>University</strong> effectively government<br />

to<br />

has managed to<br />

the<br />

the<br />

extent<br />

extent<br />

that<br />

its Commonwealth-supported that funding<br />

funding<br />

<strong>of</strong><br />

<strong>of</strong> up<br />

to<br />

to<br />

one<br />

one<br />

per<br />

per<br />

load cent<br />

cent<br />

is reflected over<br />

over<br />

the<br />

the<br />

base<br />

base<br />

level specified in the Funding Agreement will be provided for shortfalls in load <strong>of</strong> to one per cent. in the<br />

CGS<br />

following CGS amount amount specified<br />

table, specified which presents in the the Funding Funding Agreement<br />

the <strong>University</strong>'s Agreement will<br />

performance will be be provided for<br />

against the over-enrolments,<br />

Funding Agreement while while CGS CGS<br />

targets. funding funding<br />

As can at at the the<br />

be<br />

<strong>The</strong> level level extent specified specified to which in in the the the Funding Funding <strong>University</strong> Agreement effectively will will be be has provided managed for for its shortfalls Commonwealth-supported in load <strong>of</strong> <strong>of</strong> to to one one per per load cent. cent. is reflected in the<br />

following <strong>The</strong> table, which presents the <strong>University</strong>'s performance against the Funding Agreement targets. As can be<br />

<strong>The</strong> extent extent to to which which the the <strong>University</strong> effectively has managed its Commonwealth-supported load is is reflected in in the the<br />

following table, table, which which presents the the <strong>University</strong>'s performance against the Funding Agreement targets. As As can can be be<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


seen, in both 2006 and <strong>2007</strong>, the <strong>University</strong>’s aggregate student load has been very closely aligned to the target,<br />

finishing within 0.4 per cent in <strong>2007</strong>. In the last 12 months, there has been significant growth in the disciplines <strong>of</strong><br />

Law; Administration, Accounting, Economics and Commerce; and Science, Engineering and Surveying, which<br />

has left the <strong>University</strong> with a load that in dollar terms is 0.8 per cent over the Funding Agreement target.<br />

seen, seen, in both in both 2006 2006 and and <strong>2007</strong>, <strong>2007</strong>, the the <strong>University</strong>’s aggregate student load has has been been very very closely closely aligned aligned to the to target, the target,<br />

finishing finishing within within 0.4 per 0.4 per cent cent in <strong>2007</strong>. in <strong>2007</strong>. In In the the last last 12 months, there has has been been significant significant growth<br />

Commonwealth-Supported Load: Actual 2006 and Preliminary growth in the<br />

<strong>2007</strong> in disciplines the disciplines <strong>of</strong> <strong>of</strong><br />

Law; Administration, Accounting, Economics and Commerce; and Science, Engineering<br />

Law; Administration, Accounting, versus Economics Funding and Agreement Targets and Science, by Cluster Engineering (a) and Surveying, which<br />

and Surveying, which<br />

has left the <strong>University</strong> with a load that in dollar terms is 0.8 per cent over the Funding Agreement target.<br />

has left the <strong>University</strong> with a load that in dollar terms is 0.8 per cent over the Funding Agreement target.<br />

2006 EFTSL <strong>2007</strong> EFTSL<br />

Commonwealth-Supported Load: Actual 2006 and Preliminary <strong>2007</strong><br />

Cluster<br />

Commonwealth-Supported Actual Funding<br />

versus Funding<br />

Difference Load: Agreement<br />

Difference Actual Targets 2006 by and Cluster<br />

Actual Preliminary Funding <strong>2007</strong> Difference Difference<br />

Full-Year Agreement versus Funding Agreement Targets % Full-Year by Cluster Agreement<br />

(a)<br />

%<br />

Load Target 2006 EFTSL Load (b) <strong>2007</strong> Target EFTSL<br />

Cluster<br />

Actual Funding Load 2006 EFTSL Difference Difference Actual Funding Load <strong>2007</strong> Difference EFTSL Difference<br />

1 Law Cluster<br />

Actual Full-Year 1,018 Funding Agreement 990 Difference +29 Difference +2.9% % Full-Year Actual 1,066 Agreement Funding 995 Difference +72 Difference % +7.2%<br />

Load Target<br />

Load<br />

Full-Year Agreement<br />

% Full-Year<br />

Target<br />

Agreement<br />

%<br />

2 Accounting,<br />

Load<br />

Load Target<br />

Load (b) Load<br />

Target<br />

Administration,<br />

1 Law 1,437 1,018<br />

Load<br />

1,431 990 +29 +6 +2.9% +0.4% 1,066 1,557 995<br />

Load<br />

1,504 +72 +53 +7.2% +3.5%<br />

Economics,<br />

2 Accounting,<br />

1 Commerce Law 1,018 990 +29 +2.9% 1,066 995 +72 +7.2%<br />

Administration,<br />

1,437 1,431 +6 +0.4% 1,557 1,504 +53 +3.5%<br />

23 Accounting,<br />

Humanities Economics,<br />

645 645 0 0.0% 655 663 -8 -1.1%<br />

Administration, Commerce<br />

4 Mathematics,<br />

1,437 1,431 +6 +0.4% 1,557 1,504 +53 +3.5%<br />

Economics,<br />

605 621 -16 -2.5% 614 644 -29 -4.5%<br />

Statistics 3 Humanities 645 645 0 0.0% 655 663 -8 -1.1%<br />

Commerce<br />

4 Mathematics,<br />

5 Behavioural<br />

605 621 -16 -2.5% 614 644 -29 -4.5%<br />

3 Humanities Statistics<br />

645 645 0 0.0% 655 663 -8 -1.1%<br />

Science, Social<br />

1,180 1,310 -130 -9.9% 1,202 1,264 -62 -4.9%<br />

4 Mathematics, 5 Behavioural<br />

Studies<br />

605 621 -16 -2.5% 614 644 -29 -4.5%<br />

Science, Social<br />

1,180 1,310 -130 -9.9% 1,202 1,264 -62 -4.9%<br />

Statistics<br />

6 Computing/IT, Studies<br />

791 835 -44 -5.3% 759 814 -55 -6.8%<br />

5 Built Behavioural Environment<br />

6 Computing/IT,<br />

Science, Social<br />

1,180791 1,310 835 -130 -44 -5.3% -9.9% 759 1,202 814 1,264 -55 -62 -6.8% -4.9%<br />

7 Foreign Built Environment<br />

Studies<br />

Languages, 7 Foreign Visual<br />

607 588 +19 +3.3% 623 628 -5 -0.8%<br />

6 and Computing/IT,<br />

Performing Languages, Arts Visual<br />

607<br />

791<br />

588<br />

835<br />

+19<br />

-44<br />

+3.3%<br />

-5.3%<br />

623<br />

759<br />

628<br />

814<br />

-5 -0.8%<br />

-55 -6.8%<br />

Built Environment<br />

and Performing Arts<br />

8 Science,<br />

7 Engineering Foreign 8 Science, and<br />

2,359 2,268 +91 +4.0% 2,511 2,463 +48 +1.9%<br />

Languages,<br />

Engineering<br />

Surveying Visual<br />

and 607 2,359 588 2,268 +19 +91 +4.0% +3.3% 2,511623 2,463 628 +48 -5 +1.9% -0.8%<br />

Surveying<br />

and Performing Arts<br />

9 Dentistry, Medicine,<br />

9 Dentistry, Medicine, 1,030 970 +61 +6.3% 1,086 1,045 +40 +3.8%<br />

8 Veterinary Science,<br />

1,030 970 +61 +6.3% 1,086 1,045 +40 +3.8%<br />

Veterinary<br />

Science<br />

Science<br />

Engineering and<br />

2,359 2,268 +91 +4.0% 2,511 2,463 +48 +1.9%<br />

10 Agriculture 174 154 188 154 +34 +22.1%<br />

10 Agriculture 174 154 +20 +13.0% 188 154 +34 +22.1%<br />

Surveying<br />

11 Education 11 Education 214 214 264 264 -50 -18.8% 206 206 248 248 -42 -42-16.8%<br />

-16.8%<br />

9 Dentistry, Medicine,<br />

1,030 970 +61 +6.3% 1,086 1,045 +40 +3.8%<br />

Veterinary<br />

Total Total<br />

Science<br />

10,059 10,059 10,074 -15 -0.2% 10,467 10,467 10,421 10,421 +46 +46 +0.4% +0.4%<br />

Funds Funds ($’000) ($’000) 82,769 82,769<br />

10 Agriculture 174 81,745 81,745<br />

154 +1,024 +1.3%<br />

+20 +13.0% +1.3% 90,139 90,139 89,430<br />

188 89,430 +709<br />

154 +709 +0.8%<br />

+34 +22.1% +0.8%<br />

11 Discrepancies between the sums <strong>of</strong> component items and the totals are due to rounding.<br />

Education Discrepancies between the 214 sums <strong>of</strong> component 264 items and -50 the totals -18.8% are due to rounding. 206 248 -42 -16.8%<br />

Total Actual Full-Year Load for <strong>2007</strong> is preliminary only, but the final figure is unlikely to vary from this by more than 10 EFTSL.<br />

Actual Full-Year Load for 10,059 <strong>2007</strong> is preliminary 10,074 only, but the -15 final figure -0.2% is unlikely 10,467 to vary from this 10,421 by more than +46 10 EFTSL. +0.4%<br />

Funds ($’000) Indicator 1.6 Expenditure 82,769 Ratios 81,745 +1,024 +1.3% 90,139 89,430 +709 +0.8%<br />

Indicator 1.6 Expenditure Ratios<br />

(a) Discrepancies Efficiency between indicators the are sums intended <strong>of</strong> component to show items the and relationship the totals are between due to the rounding. resources used and the outputs<br />

(b) Efficiency Actual produced. Full-Year indicators In Load the higher for are <strong>2007</strong> intended education is preliminary sector, show only, one but the measure the relationship final <strong>of</strong> figure the resources is between unlikely is to the the vary expenditure resources from this attributed by used more than and to teaching, 10 the EFTSL. outputs<br />

produced. while the In the outputs higher may education be defined sector, in terms one <strong>of</strong> the measure number <strong>of</strong> the graduates resources or equivalent is the expenditure full-time students. attributed to teaching,<br />

while <strong>The</strong> the major outputs source may <strong>of</strong> be funds defined used in for terms teaching <strong>of</strong> the is the number Commonwealth <strong>of</strong> graduates Grants or equivalent Scheme in which full-time the students. size <strong>of</strong> the grant<br />

Indicator 1.6 Expenditure Ratios<br />

is primarily determined on the basis <strong>of</strong> a negotiated student load mix. Essentially the same rate <strong>of</strong> funding applies<br />

<strong>The</strong> major source <strong>of</strong> funds used for teaching is the Commonwealth Grants Scheme in which the size <strong>of</strong> the grant<br />

Efficiency to each indicators course type/discipline are intended category to show in the the load relationship target negotiated between by each the institution resources in the used Unified and National<br />

is primarily determined on the basis <strong>of</strong> a negotiated student load mix. Essentially the same rate <strong>of</strong> funding the outputs applies<br />

produced.<br />

System.<br />

to each course In the<br />

As<br />

type/discipline higher<br />

a consequence,<br />

education<br />

figures<br />

category sector,<br />

on<br />

in one<br />

expenditure<br />

the measure<br />

per<br />

load target <strong>of</strong> the<br />

equivalent<br />

negotiated resources<br />

full-time<br />

by is each the<br />

student<br />

expenditure<br />

load (EFTSL)<br />

institution in attributed<br />

reflect<br />

the Unified to teaching,<br />

the<br />

student load mix.<br />

National<br />

while System. the As outputs a consequence, may be defined figures in terms on expenditure <strong>of</strong> the number per <strong>of</strong> equivalent graduates or full-time equivalent student full-time load students. (EFTSL) reflect the<br />

<strong>The</strong> fees for overseas students are set in a competitive environment and therefore reflect the perception <strong>of</strong> the<br />

<strong>The</strong> student major load source mix.<br />

<strong>University</strong>’s courses;<br />

<strong>of</strong> funds<br />

a<br />

used<br />

premium<br />

for teaching<br />

is earned<br />

is<br />

for<br />

the<br />

courses<br />

Commonwealth<br />

with high<br />

Grants<br />

demand<br />

Scheme<br />

and is usually<br />

in which<br />

used<br />

the<br />

for<br />

size<br />

teaching<br />

<strong>of</strong> the grant<br />

is <strong>The</strong> primarily fees purposes. for determined overseas Thus high on students expenditure the basis are figures <strong>of</strong> set a negotiated in may a competitive reflect student the perceived environment load mix. quality Essentially and <strong>of</strong> courses. therefore same reflect rate the <strong>of</strong> perception funding applies <strong>of</strong> the<br />

to <strong>University</strong>’s each course courses; type/discipline a premium category is earned in the for load courses target with negotiated high demand by each and institution is usually in the used Unified for teaching National<br />

System. purposes. As Thus a consequence, high expenditure figures figures on may expenditure reflect the per perceived equivalent quality full-time <strong>of</strong> courses. student load (EFTSL) reflect the<br />

student load mix.<br />

<strong>The</strong> fees for overseas students are set in a competitive environment and therefore reflect the perception <strong>of</strong> the<br />

<strong>University</strong>’s courses; a premium is earned for courses with high demand and is usually used for teaching<br />

purposes. Thus high expenditure figures may reflect the perceived quality <strong>of</strong> courses. <strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia77


DISCLOSURES AND LEGAL COMPLIANCE<br />

Key Performance Indicators<br />

<strong>The</strong> following table presents ratios <strong>of</strong> the total expenditure (excluding research only expenditure) to the<br />

equivalent full-time loads and weighted student units <strong>of</strong> all students at the <strong>University</strong>. It shows a 20.0 per cent<br />

increase in the expenditure per EFTSL and a 20.7 per cent increase in expenditure per weighted student unit at<br />

this <strong>University</strong> over the 2003 to <strong>2007</strong> period. Expenditure per course completion increased by 22.7 per cent from<br />

2003 to 2006 while expenditure per weighted course completion increased by 23.4 per cent over the same<br />

period.<br />

Expenditure Ratios, 2003 to <strong>2007</strong><br />

2003 2004 2005 2006 <strong>2007</strong><br />

Expenditure (a) / EFTSL 26,536 26,145 26,864 30,380 31,836<br />

Expenditure (a) / Weighted Student <strong>Unit</strong>s (b) 23,325 22,917 23,676 26,816 28,157<br />

Expenditure (c) / Course Completion 76,324 84,213 82,606 93,656 – (e)<br />

Expenditure (c) / Weighted Completion (d) 62,989 69,771 67,814 77,709 – (e)<br />

(a)<br />

(b)<br />

(c)<br />

(d)<br />

(e)<br />

Total expenditure, excluding research-only expenditure and Perth International Arts Festival expenditure, indexed to <strong>2007</strong><br />

dollar values. Note that expenditure figures from 2005 onwards are calculated in accordance with AIFRS and hence are not<br />

strictly comparable with previous years’ figures.<br />

Weighted student units are calculated by multiplying student load in higher degree research by 2.0, other postgraduate and<br />

honours load by 1.3 and bachelor’s (including graduate entry) load by 1.0.<br />

Total expenditure (in <strong>2007</strong> dollar values) excluding research-only expenditure averaged over last three years.<br />

Weighted by multiplying the number <strong>of</strong> completions in higher degree research by 2.0, other postgraduate and honours<br />

completions by 1.3 and bachelor’s (including graduate entry) completions by 1.0.<br />

<strong>The</strong> number <strong>of</strong> completions for <strong>2007</strong> is not available until May 2008.<br />

2. Research and Scholarship<br />

Desired Outcome<br />

<strong>The</strong> desired outcome in Research and Scholarship is to enhance the <strong>University</strong>’s ‘standing as one <strong>of</strong> Australia’s<br />

leading research universities and the premier research institution in <strong>Western</strong> Australia. <strong>The</strong>re are two dimensions<br />

to this goal: firstly, the <strong>University</strong> is committed to the achievement <strong>of</strong> high quality research and scholarship, by<br />

international standards, across the whole spectrum <strong>of</strong> its disciplines; and additionally, to the development <strong>of</strong><br />

special research concentrations, in selected areas <strong>of</strong> particular strength, importance and opportunity’. [Primary<br />

goal in Research and Scholarship, UWA Strategic Plan]<br />

Indicator 2.1 Higher Degree by Research International and Interstate Enrolments<br />

This <strong>University</strong>’s success in attracting higher degree by research students is a reflection <strong>of</strong> its reputation for<br />

excellence in research as measured by the proportion <strong>of</strong> higher degree research students whose undergraduate<br />

qualification is from an overseas or an interstate institution. <strong>The</strong> following table <strong>of</strong> commencing higher degree<br />

research enrolments by undergraduate institution <strong>of</strong> origin shows that in <strong>2007</strong>, 62 per cent <strong>of</strong> the <strong>University</strong>’s<br />

commencing research students came from outside UWA, with 32 per cent from overseas institutions and 9 per<br />

cent from interstate.<br />

=78<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


Overseas Interstate Other WA None (a) Sub Total (b) UWA Total (b)<br />

<strong>2007</strong> 31% 8% 15% 9% 63% 37% 100%<br />

2006 24% 8% 15% 15% 63% 37% 100%<br />

2005 24% 8% 18% 1% 51% 49% 100%<br />

2004 19% 9% 14% 5% 46% 54% 100%<br />

2003 18% 10% 15% 1% 44% 56% 100%<br />

(a)<br />

No undergraduate studies undertaken, or prior institution not recorded.<br />

(b)<br />

Discrepancies between the sums <strong>of</strong> component items and the totals are due to rounding.<br />

With regard to fee-paying overseas doctoral students, a breakdown <strong>of</strong> their regional origin shows that over a fiveyear<br />

period, from 2003 to <strong>2007</strong>, the <strong>University</strong> attracted 480 doctoral students from all regions <strong>of</strong> the world—<br />

Europe, Africa, Asia and the Middle East, the Americas and the Pacific Region.<br />

Indicator 2.2 Higher Degree by Research Completions per Staff FTE<br />

<strong>The</strong> numbers <strong>of</strong> higher degrees by research completed per staff member is a measure <strong>of</strong> the teaching-andresearch<br />

staff productivity in research and scholarship. It should be noted that the <strong>University</strong> uses external<br />

examiners with international reputation to ensure that the degrees conferred are <strong>of</strong> the highest international<br />

standard.<br />

<strong>The</strong> number <strong>of</strong> higher degree by research completions per 10 full-time equivalent (FTE) teaching-and-research<br />

staff members at lecturer or above status (excluding casual staff appointments) has increased from 3.76 in 2002<br />

to 3.84 in 2006. It should be noted that the staffing level used for this ratio was the average staff FTE for the<br />

previous three years <strong>of</strong> teaching-and-research staff with a level B or above appointment, and excluded casual<br />

staff.<br />

Weighted (a) Higher Degree by Research Completions (b) per 10 Academic Staff FTE (c)<br />

2002 to 2006<br />

2002 2003 2004 2005 2006<br />

Doctorate by Research 2.75 3.08 3.29 3.71 3.17<br />

Master's by Research 1.01 0.83 1.01 1.10 0.67<br />

Total 3.76 3.91 4.30 4.81 3.84<br />

Weighted Total 6.51 6.99 7.59 8.53 7.01<br />

(a) Doctorates are weighted as 2 and master’s degrees by research as 1.<br />

(b) Excluding higher doctorate completions.<br />

(c) Average <strong>of</strong> past three years’ staff FTE for academic staff in academic organisational units with a teaching-and-research or<br />

teaching-only appointment at level B or above (excluding casual staff FTE). Note that staff FTE from 2003 onwards is taken<br />

from DEST while earlier figures were taken from UWA reports.<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia79


DISCLOSURES AND LEGAL COMPLIANCE<br />

Key Performance Indicators<br />

Weighted HDR Completions per 10 Academic Staff FTE<br />

9<br />

8<br />

7<br />

6<br />

5<br />

4<br />

3<br />

2<br />

1<br />

0<br />

Weighted HDR Completions per 10 Academic Staff FTE<br />

9<br />

8<br />

7<br />

6<br />

5<br />

4<br />

3<br />

2<br />

1<br />

0 2002 2003 2004 2005 2006<br />

2002 2003 2004 2005 2006<br />

Relative to Relative other to universities, other universities, the <strong>University</strong> the <strong>University</strong> recorded the seventh highest highest number number nationally nationally (3.84) <strong>of</strong> (3.84) higher <strong>of</strong> higher<br />

degree by degree research by research completions completions per 10 per academic 10 staff FTE in 2006 (as (as shown shown in the in following the following table). table). This figure This figure<br />

is significantly is significantly higher than higher the than national the national average <strong>of</strong> <strong>of</strong> 3.10.<br />

Higher Degree by Research Completions (a) per 10 Academic Staff FTE (b) ,<br />

Higher Degree by Research Completions (a) Selected Universities (c) per 10 Academic Staff FTE (b) ,<br />

, 2004 to 2006<br />

Selected Universities (c) , 2004 to 2006<br />

2004 2005 2006<br />

Institution Total 2004 Total/ Rank Total 2005 Total/ Rank Total Total/ 2006 Rank<br />

Institution Total Total/ 10 FTERank Total 10 Total/ FTE Rank Total 10 FTE Total/ Rank<br />

ANU 260 5.81 1 303 6.44 1 320 6.56 1<br />

10 FTE<br />

10 FTE<br />

10 FTE<br />

Melbourne 724 5.27 2 739 5.30 2 736 5.23 2<br />

ANU New South Wales 260 513 5.814.01 1 6 303 612 4.55 6.44 5 1 646 320 4.84 6.56 3 1<br />

Melbourne Sydney 724 597 5.274.26 2 5 739 635 4.36 5.30 6 2 656 736 4.46 5.23 4 2<br />

New South Adelaide Wales 513 220 4.013.66 6 7 612 154 2.52 4.55 16 5 260 646 4.13 4.84 5 3<br />

Sydney Queensland 597 514 4.264.67 5 3 635 544 4.60 4.36 4 6 511 656 4.10 4.46 6 4<br />

<strong>Western</strong> Australia 302 4.30 4 350 4.81 3 287 3.84 7<br />

Adelaide 220 3.66 7 154 2.52 16 260 4.13 5<br />

Tasmania 127 3.11 11 148 3.52 7 159 3.65 8<br />

Queensland 514 4.67 3 544 4.60 4 511 4.10 6<br />

Southern Cross 62 3.27 9 37 1.91 27 71 3.65 9<br />

<strong>Western</strong> Australia Monash 302 445 4.303.39 4 8 350 469 3.48 4.81 8 3 504 287 3.62 3.84 10 7<br />

Tasmania Newcastle 127 144 3.112.30 1120 148 154 2.44 3.52 18 7 199 159 3.23 3.65 11 8<br />

Southern Cross Murdoch 62 104 3.273.02 912 37 91 2.64 1.91 13 27 108 71 3.12 3.65 12 9<br />

Curtin 204 2.75 14 178 2.39 19 180 2.38 20<br />

Monash 445 3.39 8 469 3.48 8 504 3.62 10<br />

Edith Cowan 84 1.89 27 80 1.82 30 90 2.06 25<br />

Newcastle 144 2.30 20 154 2.44 18 199 3.23 11<br />

AUSTRALIA 6,468 2.95 6,814 3.04 7,097 3.10<br />

Murdoch 104 3.02 12 91 2.64 13 108 3.12 12<br />

(a) Excluding higher doctorate completions.<br />

Curtin (b) 204 2.75 14 178 2.39 19 180 2.38 20<br />

Average <strong>of</strong> past three years’ staff FTE for academic staff in academic organisational units with a teaching-and-research or<br />

Edith Cowan teaching-only appointment 84at level B or 1.89 above (excluding 27 casual 80 staff FTE). 1.82 30 90 2.06 25<br />

(c)<br />

AUSTRALIA <strong>The</strong> 12 highest ranked 6,468 universities in 2.95 2006 plus WA institutions. 6,814 3.04 7,097 3.10<br />

(a) Excluding higher doctorate completions.<br />

(b) Average <strong>of</strong> past three years’ staff FTE for academic staff in academic organisational units with a teaching-and-research or<br />

teaching-only Indicator appointment 2.3 Publication level B Rates or above (excluding casual staff FTE).<br />

(c) <strong>The</strong> 12 highest <strong>The</strong> numbers ranked <strong>of</strong> universities refereed publications in 2006 plus in WA reputable institutions. journals and other publications may be considered to be a<br />

reflection <strong>of</strong> the research output <strong>of</strong> a university and the numbers <strong>of</strong> weighted publications per academic staff FTE<br />

give an indication <strong>of</strong> research productivity. <strong>The</strong> figures in the following table show that the average number <strong>of</strong><br />

weighted publications per staff FTE at this <strong>University</strong> has increased by six per cent from 1.67 in 2002 to 1.77 in<br />

Indicator 2.3 Publication Rates<br />

<strong>The</strong> numbers <strong>of</strong> refereed publications in reputable journals and other publications may be considered to be a<br />

reflection <strong>of</strong> the research output <strong>of</strong> a university and the numbers <strong>of</strong> weighted publications per academic staff FTE<br />

give an indication <strong>of</strong> research productivity. <strong>The</strong> figures in the following table show that the average number <strong>of</strong><br />

weighted publications per staff FTE at this <strong>University</strong> has increased by six per cent from 1.67 in 2002 to 1.77 in<br />

=80<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


2006, which is considerably higher than the national average <strong>of</strong> 1.626 that has been recorded for 2006. However,<br />

it should be noted that the figures relate to the publications reported on the 2002 to 2006 DEST Higher Education<br />

Research Data Collections and do not purport to cover the complete range <strong>of</strong> publications produced by the<br />

<strong>University</strong>’s 2006, which staff is considerably during that period. higher than the national average <strong>of</strong> 1.626 that has been recorded for 2006. However,<br />

it should 2006, be which noted is considerably that the figures higher relate than to the the national publications average reported <strong>of</strong> 1.626 that on the has 2002 been to recorded 2006 DEST for 2006. Higher However, Education<br />

Research it should Data Selected be noted Collections that Research the figures and <strong>Publications</strong> do relate not purport to the (a) publications by to Type cover <strong>of</strong> reported the Publication complete the per 2002 range Academic to <strong>of</strong> 2006 publications DEST Staff Higher FTE produced Education<br />

(b) , by the<br />

<strong>University</strong>’s Research staff Data during Collections that period. and do not purport UWA, to cover 2002 the to 2006 complete range <strong>of</strong> publications produced by the<br />

<strong>University</strong>’s staff during that period.<br />

Type Selected <strong>of</strong> Publication Research <strong>Publications</strong> (a) by Type <strong>of</strong> Publication 2002 per 2003 Academic 2004 Staff 2005 FTE (b) 2006 ,<br />

Selected Research <strong>Publications</strong> (a) UWA,<br />

by Type<br />

2002<br />

<strong>of</strong><br />

to<br />

Publication<br />

2006<br />

per Academic Staff FTE (b) ,<br />

Authored Research UWA, 2002 to 20060.030 0.020 0.030 0.020 0.024<br />

Book<br />

Type<br />

Chapters<br />

<strong>of</strong> Publication<br />

0.124<br />

2002<br />

0.176<br />

2003<br />

0.128<br />

2004<br />

0.150<br />

2005<br />

0.143<br />

2006<br />

Type <strong>of</strong> Publication 2002 2003 2004 2005 2006<br />

Article in Scholarly Refereed Journal 1.127 1.223 1.184 1.160 1.245<br />

Authored Research 0.030 0.020 0.030 0.020 0.024<br />

Authored Research 0.030 0.020 0.030 0.020 0.024<br />

Full Written Paper—Refereed Proceedings 0.273 0.258 0.290 0.298 0.265<br />

Book Book Chapters Chapters 0.124 0.124 0.176 0.176 0.128 0.1280.150 0.1500.1430.143<br />

Total Article Article in Scholarly in Scholarly Refereed Journal<br />

1.553<br />

1.127 1.127 1.677 1.223 1.632 1.184 1.628 1.160 1.677<br />

1.223 1.184 1.160 1.245 1.245<br />

UWA Full Full Written Weighted Written Paper—Refereed Total (c) Proceedings 0.273 1.671 0.258 1.758 0.258 0.290 1.752 0.2900.298 1.707 0.2980.2651.772<br />

0.265<br />

National<br />

Total Total<br />

Weighted Total (c) 1.553<br />

1.258 1.677<br />

1.352<br />

1.677 1.632<br />

1.496<br />

1.6321.628 1.580<br />

1.6281.677<br />

1.626<br />

1.677<br />

.<br />

(a) UWA UWA Weighted Weighted Total Total (c) (c) 1.671 1.671 1.758 1.758 1.752 1.7521.707 1.7071.772<br />

Research publications as reported on the 2003 to <strong>2007</strong> DEST Higher Education Research Data Collections. 1.772<br />

(b) Full-time National equivalence National<br />

Weighted<br />

Weighted <strong>of</strong> academic Total<br />

Total (c) staff (c) at lecturer level B or above, excluding 1.258<br />

1.258 casual 1.352<br />

1.352appointments.<br />

1.496<br />

1.496<br />

1.580<br />

1.580<br />

1.626<br />

1.626<br />

(c) .<br />

Applying .<br />

(a) (a) the weights used by DEST to allocate the 2006 RIBG, RTS and IGS.<br />

Research publications as reported on the 2003 to <strong>2007</strong> DEST Higher Education Research Data Collections.<br />

Research (b) publications as reported on the 2003 to <strong>2007</strong> DEST Higher Education Research Data Collections.<br />

(b) Full-time equivalence <strong>of</strong> academic staff at lecturer level B or above, excluding casual appointments.<br />

Full-time (c) equivalence <strong>of</strong> academic staff at lecturer level B or above, excluding casual appointments.<br />

(c) Applying the weights used by DEST to allocate the 2006 RIBG, RTS and IGS.<br />

Applying the weights used by DEST to allocate the 2006 RIBG, RTS and IGS.<br />

<strong>Publications</strong> per Academic Staff FTE<br />

1.4<br />

1.2 1.4<br />

1.0 1.4<br />

1.2<br />

0.8 1.2 1.0<br />

2002 <strong>Publications</strong> 2003 per 2004 Academic 2005 Staff 2006FTE<br />

<strong>Publications</strong> per Academic Staff FTE<br />

2002 2003 2004 2005 2006<br />

2002 2003 2004 2005 2006<br />

0.6 1.0 0.8<br />

0.4 0.8 0.6<br />

0.2 0.6 0.4<br />

0.2<br />

0.0 0.4<br />

0.0<br />

0.2<br />

Authored Research Book Chapters Article in Scholarly<br />

Authored Research Book Chapters Article Refereed in Scholarly Journal<br />

Refereed Journal<br />

0.0<br />

Authored Research Book Chapters Article in Scholarly<br />

Refereed Journal<br />

Full Written Paper—<br />

Full Refereed Written Paper— Proceedings<br />

Refereed Proceedings<br />

Full Written Paper—<br />

Refereed Proceedings<br />

Indicator<br />

Indicator<br />

2.4<br />

2.4<br />

Research<br />

Research<br />

Grants<br />

Grants<br />

<strong>The</strong> <strong>The</strong> research research funds funds allocated allocated to to an an institution are an indication <strong>of</strong> <strong>of</strong> its its relative relative success success in research, in research, especially especially<br />

Australian Indicator Australian 2.4 Competitive Research Grant Grants<br />

funds. Australian Competitive Grants are are allocated on on the the basis basis <strong>of</strong> competitive <strong>of</strong> competitive bids bids<br />

for research for research funds funds under under specified schemes by bodies including the the Australian Research Council, Council, the National the National<br />

Health <strong>The</strong> Health research and and funds Medical allocated Research to Council, an institution Primary are Industry an indication R&D Corporations, <strong>of</strong> its relative other other success Commonwealth in research, departments<br />

especially<br />

and Australian and other other Competitive non-Commonwealth Grant funds. schemes Australian such as Competitive the Australian Grants Kidney are Foundation.<br />

allocated on the basis <strong>of</strong> competitive bids<br />

for research funds under specified schemes by bodies including the Australian Research Council, the National<br />

<strong>The</strong> <strong>The</strong><br />

Health<br />

<strong>University</strong> <strong>University</strong><br />

and Medical<br />

obtained obtained<br />

Research<br />

6.7 6.7 per per<br />

Council,<br />

cent cent <strong>of</strong> <strong>of</strong><br />

Primary the Australian Competitive<br />

Industry Grant<br />

R&D Corporations,<br />

Grant funds funds allocated<br />

other<br />

allocated to Australian<br />

Commonwealth<br />

to Australian higher<br />

departments<br />

higher<br />

education<br />

education<br />

and other non-Commonwealth<br />

institutions<br />

institutions<br />

in<br />

in<br />

2006.<br />

2006.<br />

schemes<br />

This<br />

This<br />

allocation<br />

allocation<br />

such as was the<br />

the<br />

the<br />

nation’s<br />

Australian<br />

nation’s<br />

fourth<br />

Kidney<br />

fourth<br />

highest<br />

highest<br />

on<br />

Foundation.<br />

on<br />

a per<br />

a per<br />

staff<br />

staff<br />

FTE<br />

FTE<br />

basis,<br />

basis,<br />

and was<br />

and was<br />

seventh overall. <strong>The</strong> following table shows Australian Competitive Grant research funds allocated to selected<br />

seventh overall. <strong>The</strong> following table shows Australian Competitive Grant research funds allocated to selected<br />

<strong>The</strong><br />

universities<br />

universities <strong>University</strong><br />

per<br />

per obtained<br />

full-time<br />

full-time 6.7<br />

equivalent<br />

equivalent per cent<br />

academic<br />

academic <strong>of</strong> the Australian<br />

staff (<strong>of</strong> lecturer<br />

staff (<strong>of</strong> lecturer Competitive<br />

and above<br />

and above Grant<br />

status,<br />

funds<br />

excluding<br />

status, allocated<br />

casual<br />

excluding to casual Australian<br />

staff) from<br />

staff) higher from<br />

2004 to 2006. <strong>The</strong> table shows this <strong>University</strong>’s leading position in per FTE allocations.<br />

2004 education to 2006. institutions <strong>The</strong> table in shows 2006. This this <strong>University</strong>’s allocation was leading the nation’s position fourth in per FTE highest allocations. on a per staff FTE basis, and was<br />

seventh Overall, overall. the <strong>University</strong> <strong>The</strong> following received table 6.2 shows per cent Australian <strong>of</strong> all research Competitive funding Grant for 2006 research (as reported funds on allocated the <strong>2007</strong> to DEST selected<br />

Overall,<br />

universities Higher the Education per<br />

<strong>University</strong><br />

full-time Research received<br />

equivalent Data 6.2 Collection academic<br />

per cent and <strong>of</strong><br />

staff<br />

all presented research<br />

(<strong>of</strong> lecturer on funding the and table above<br />

for on 2006 the status, next (as page). reported<br />

excluding This on represents casual<br />

the <strong>2007</strong><br />

staff) the DEST<br />

from<br />

Higher<br />

2004 sixth to<br />

Education<br />

2006. highest <strong>The</strong> allocation Research<br />

table shows <strong>of</strong> research Data<br />

this<br />

Collection<br />

<strong>University</strong>’s funds overall. and<br />

leading<br />

presented<br />

position<br />

on the<br />

in per<br />

table<br />

FTE<br />

on<br />

allocations.<br />

the next page). This represents the<br />

sixth highest allocation <strong>of</strong> research funds overall.<br />

Overall, the <strong>University</strong> received 6.2 per cent <strong>of</strong> all research funding for 2006 (as reported on the <strong>2007</strong> DEST<br />

Higher Education Research Data Collection and presented on the table on the next page). This represents the<br />

sixth highest allocation <strong>of</strong> research funds overall.<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia81


DISCLOSURES AND LEGAL COMPLIANCE<br />

Key Performance Indicators<br />

Australian Competitive Grant Funds (a) per Academic Staff FTE (b)<br />

Allocated to Selected Universities (c) , 2004 to 2006<br />

2004 2005 2006<br />

Institution Funds ($) $/FTE Rank Funds ($) $/FTE Rank Funds ($) $/FTE Rank<br />

Adelaide 50,919,803 67,265 1 56,264,279 69,894 1 62,038,311 73,948 1<br />

ANU 63,832,472 59,657 2 76,346,830 68,596 2 78,729,120 71,442 2<br />

Melbourne 93,264,300 51,900 4 106,680,028 68,5966 57,201 4 128,308,284 66,932 3<br />

<strong>Western</strong> Australia 52,742,515 58,408 3 60,572,540 57,201 64,302 3 63,958,727 66,073 4<br />

Sydney 88,466,013 50,293 5 97,220,210 64,302 53,068 6 115,492,348 61,399 5<br />

Queensland 73,057,643 46,563 6 89,021,581 53,068 55,293 5 96,219,119 59,285 6<br />

New South Wales 63,086,642 40,311 7 70,409,191 55,293 44,006 7 74,014,412 46,904 7<br />

Monash 52,352,899 28,593 10 68,836,957 44,006 35,283 10 86,877,969 42,734 8<br />

Tasmania 20,925,956 39,708 8 24,003,743 35,283 42,260 8 25,105,297 42,408 9<br />

Charles Darwin 5,485,500 39,182 9 5,975,009 42,260 39,052 9 6,813,912 40,082 10<br />

Newcastle 19,030,231 25,962 11 22,254,064 39,052 29,672 11 24,026,926 34,621 11<br />

Murdoch 10,081,922 25,459 12 7,935,743 29,672 19,498 15 12,109,352 28,293 12<br />

Curtin 7,721,298 8,666 24 8,639,938 19,498 9,611 25 11,877,030 13,197 22<br />

Edith Cowan 2,271,027 5,115 32 1,947,551 4,206 9,611 34 2,025,355 4,328 32<br />

AUSTRALIA 734,201,364 26,908 847,279,357 30,361 956,502,856 33,660<br />

(a) Includes income <strong>of</strong> Co-operative Research Centres and controlled entities.<br />

(b) Full-time equivalence <strong>of</strong> academic staff at lecturer level B and above, excluding casual appointments.<br />

(c) <strong>The</strong> 12 highest ranked universities in 2006 plus WA institutions.<br />

Australian Competitive Grants per Academic Staff FTE<br />

Edith Cowan<br />

Curtin<br />

Murdoch<br />

Newcastle<br />

Charles Darwin<br />

Tasmania<br />

2006<br />

2005<br />

2004<br />

Monash<br />

New South Wales<br />

Queensland<br />

Sydney<br />

<strong>Western</strong> Australia<br />

Melbourne<br />

ANU<br />

Adelaide<br />

0 10,000 20,000 30,000 40,000 50,000 60,000 70,000 80,000<br />

$/FTE<br />

=82<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


Total Research Income (a) per Academic Staff FTE (b)<br />

Allocated to Selected Universities (c)<br />

Total Research Income (a) , 2004 to 2006<br />

per Academic Staff FTE (b)<br />

Total<br />

Allocated<br />

Research<br />

to Selected<br />

Income (a) Universities<br />

per Academic , 2004<br />

Staff<br />

to<br />

FTE<br />

2006<br />

(b)<br />

Allocated 2004 to Selected Universities 2005 (c) , 2004 to 2006<br />

2006<br />

Institution Funds ($) $/FTE<br />

2004<br />

Rank Funds ($) $/FTE<br />

2005<br />

Rank Funds ($) $/FTE<br />

2006<br />

Rank<br />

2004 2005 2006<br />

Institution Sydney 175,023,327 Funds ($) $/FTE 99,502 Rank6 185,093,730 Funds ($) 101,034 $/FTE Rank7 309,488,777 Funds ($) 164,534 $/FTE Rank1<br />

Institution Funds ($) $/FTE Rank Funds ($) $/FTE Rank Funds ($) $/FTE Rank<br />

Sydney Melbourne 175,023,327 208,281,603 115,905 99,502 26 254,441,240 185,093,730 136,430 101,034 17 279,653,469 309,488,777 145,881 164,534 12<br />

Sydney 175,023,327 99,502 6 185,093,730 101,034 7 309,488,777 164,534 1<br />

Melbourne <strong>Western</strong> Australia 208,281,603 101,967,135 115,905 112,920 23 254,441,240 115,498,444 136,430 122,610 13 279,653,469 137,166,436 145,881 141,701 23<br />

Melbourne 208,281,603 115,905 2 254,441,240 136,430 1 279,653,469 145,881 2<br />

<strong>Western</strong><br />

Adelaide<br />

Australia 101,967,135<br />

93,983,868 124,153<br />

112,920 3<br />

1<br />

115,498,444<br />

101,850,829<br />

122,610<br />

126,523<br />

3<br />

2<br />

137,166,436<br />

114,482,119<br />

141,701<br />

136,451<br />

3<br />

4<br />

<strong>Western</strong> Australia<br />

Adelaide Queensland<br />

101,967,135 112,920<br />

156,660,739 93,983,868 124,153 99,848<br />

3<br />

15 115,498,444 122,610<br />

101,850,829 188,918,505 126,523 117,341<br />

3<br />

24 137,166,436 141,701<br />

114,482,119 214,972,027 136,451 132,453<br />

3<br />

45<br />

Adelaide 93,983,868 124,153 1 101,850,829 126,523 2 114,482,119 136,451 4<br />

Queensland ANU 156,660,739 103,439,146 99,848 96,672 57 188,918,505 113,560,069 117,341 102,031 46 214,972,027 122,693,919 132,453 111,337 56<br />

Queensland 156,660,739 99,848 5 188,918,505 117,341 4 214,972,027 132,453 5<br />

ANU Charles Darwin 103,439,146 15,134,654 108,105 96,672 74 113,560,069 15,661,352 102,031 102,362 65 122,693,919 18,669,148 109,819 111,337 76<br />

ANU 103,439,146 96,672 7 113,560,069 102,031 6 122,693,919 111,337 6<br />

New Charles South Darwin Wales 125,703,317 15,134,654 108,105 80,322 94 141,402,361 15,661,352 102,362 88,376 85 170,440,316 18,669,148 109,819 108,010 78<br />

Charles Darwin 15,134,654 108,105 4 15,661,352 102,362 5 18,669,148 109,819 7<br />

New<br />

Tasmania<br />

South Wales 125,703,317<br />

38,159,663<br />

80,322<br />

72,409 10<br />

9 141,402,361<br />

45,744,242<br />

88,376<br />

80,536<br />

8<br />

9<br />

170,440,316<br />

60,532,291<br />

108,010<br />

102,250<br />

8<br />

9<br />

New South Wales<br />

Tasmania<br />

Monash 125,703,317 120,635,509<br />

38,159,663<br />

80,322<br />

72,409<br />

65,885 9<br />

10<br />

11 141,402,361 144,556,889<br />

45,744,242<br />

88,376<br />

80,536<br />

74,094 10 8<br />

9<br />

170,440,316 185,748,544 108,010<br />

60,532,291 102,250<br />

91,367 10 8<br />

9<br />

Tasmania Murdoch<br />

Monash<br />

38,159,663<br />

120,635,509<br />

35,971,709 72,409 90,838<br />

65,885<br />

10<br />

11<br />

8 45,744,242<br />

144,556,889<br />

26,216,985 80,536 64,415<br />

74,094<br />

13 9<br />

10<br />

60,532,291 102,250<br />

185,748,544<br />

35,618,173<br />

91,367<br />

83,220 9<br />

10<br />

11<br />

Monash<br />

Murdoch<br />

Newcastle 120,635,509<br />

35,971,709<br />

42,799,285 65,885<br />

90,838<br />

58,389 11 12<br />

8<br />

144,556,889<br />

26,216,985<br />

51,276,460 74,094<br />

64,415<br />

68,369 10<br />

13<br />

11 185,748,544<br />

35,618,173<br />

55,127,894 91,367<br />

83,220<br />

79,435 10<br />

11<br />

12<br />

Murdoch<br />

Newcastle<br />

Curtin 35,971,709<br />

42,799,285<br />

32,472,645 90,838<br />

58,389<br />

36,445 8<br />

12<br />

19 26,216,985<br />

51,276,460<br />

36,430,668 64,415<br />

68,369<br />

40,524 13<br />

11<br />

18 35,618,173<br />

55,127,894<br />

47,710,351 83,220<br />

79,435<br />

53,012 11<br />

12<br />

14<br />

Newcastle<br />

Curtin<br />

Edith Cowan 42,799,285<br />

32,472,645<br />

8,273,856 58,389<br />

36,445<br />

18,635 12<br />

19<br />

31 51,276,460<br />

36,430,668<br />

10,501,992 68,369<br />

40,524<br />

22,682 11<br />

18<br />

30 55,127,894<br />

47,710,351<br />

10,015,062 79,435<br />

53,012<br />

21,400 12<br />

14<br />

30<br />

Curtin AUSTRALIA<br />

Edith Cowan<br />

1,605,743,487 32,472,645<br />

8,273,856<br />

36,445 59,671<br />

18,635<br />

19<br />

31<br />

1,829,902,871 36,430,668<br />

10,501,992<br />

40,524 65,562<br />

22,682<br />

18<br />

30<br />

2,207,186,445 47,710,351<br />

10,015,062<br />

53,012 77,671<br />

21,400<br />

14<br />

30<br />

Edith Cowan 8,273,856 18,635 31 10,501,992 22,682 30 10,015,062 21,400 30<br />

Includes AUSTRALIA income <strong>of</strong> Co-operative 1,605,743,487 Research 59,671 Centres and controlled 1,829,902,871 entities. 65,562 2,207,186,445 77,671<br />

AUSTRALIA 1,605,743,487 59,671 1,829,902,871 65,562 2,207,186,445 77,671<br />

Full-time equivalence <strong>of</strong> academic staff at lecturer level B and above, excluding casual appointments.<br />

(a) Includes income <strong>of</strong> Co-operative Research Centres and controlled entities.<br />

(a) Includes <strong>The</strong> 12 highest<br />

Full-time<br />

income ranked<br />

equivalence<br />

<strong>of</strong> Co-operative universities<br />

<strong>of</strong> academic<br />

Research in 2006<br />

staff at<br />

Centres plus WA<br />

lecturer level<br />

and institutions. controlled<br />

B and above,<br />

entities.<br />

excluding casual appointments.<br />

(b) Full-time<br />

<strong>The</strong> 12 highest<br />

equivalence<br />

ranked<br />

<strong>of</strong><br />

universities<br />

academic staff<br />

in 2006<br />

at lecturer<br />

plus WA<br />

level<br />

institutions.<br />

B and above, excluding casual appointments.<br />

<strong>The</strong> 12 highest ranked universities in 2006 plus WA institutions.<br />

Total Research Income per Academic Staff FTE<br />

Edith Cowan Total Research Income per Academic Staff FTE<br />

Total Research Income per Academic Staff FTE<br />

Edith Cowan Curtin<br />

Edith Cowan<br />

Newcastle Curtin<br />

2006<br />

Curtin<br />

Newcastle Murdoch<br />

2005<br />

Newcastle<br />

2006<br />

2006 2004<br />

Murdoch Monash<br />

2005<br />

Murdoch<br />

2005<br />

2004<br />

Tasmania Monash<br />

2004<br />

Monash<br />

New South Tasmania Wales<br />

Tasmania<br />

New Charles South Darwin Wales<br />

New South Wales<br />

Charles Darwin ANU<br />

Charles Darwin<br />

Queensland ANU<br />

ANU<br />

Queensland Adelaide<br />

Queensland<br />

<strong>Western</strong> Australia Adelaide<br />

Adelaide<br />

<strong>Western</strong> Melbourne Australia<br />

<strong>Western</strong> Australia<br />

Melbourne Sydney<br />

Melbourne<br />

Sydney<br />

Sydney<br />

0 20,000 40,000 60,000 80,000 100,000 120,000 140,000 160,000 180,000<br />

0 20,000 40,000 60,000 80,000 100,000 120,000 140,000 160,000 180,000<br />

0 20,000 40,000 60,000 80,000 100,000 120,000 140,000 160,000 180,000<br />

$/FTE<br />

$/FTE<br />

$/FTE<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia83


DISCLOSURES AND LEGAL COMPLIANCE<br />

Other Financial Disclosures<br />

Pricing Policies <strong>of</strong> Services Provided<br />

Research<br />

<strong>The</strong> <strong>University</strong> recognises the need to fully cost its research<br />

activities, particularly as funding from industry and nongovernment<br />

sources increases.<br />

UWA has developed a detailed pricing policy for research<br />

contracts and consultancies which is available at<br />

http://www.research.uwa.edu.au/page/77585.<br />

Educational programmes<br />

<strong>The</strong> <strong>University</strong>’s pricing policy for its educational<br />

programmes is consistent with the Commonwealth<br />

Government’s policies on Australian domestic<br />

undergraduate and postgraduate coursework students<br />

and international fee-paying students.<br />

Details <strong>of</strong> the <strong>University</strong>’s prices are available on both the<br />

<strong>University</strong> web site at http://studentadmin.uwa.edu.au/<br />

page/8587 and the Commonwealth web site at<br />

http://www.goingtouni.gov.au/.<br />

Major Capital Projects<br />

During <strong>2007</strong>, in line with the <strong>University</strong>’s Capital Asset Management Plan, the <strong>University</strong> spent $58.1 million on capital<br />

works and infrastructure, and $4.8 million on minor works projects, including refurbishments to accommodate new courses<br />

and research, and alterations to rationalise and improve the space utilisation.<br />

Construction <strong>of</strong> the new Business School and Physical Sciences Library continued and the <strong>University</strong> committed<br />

$50 million to the funding <strong>of</strong> medical research facilities at QEII and Princess Margaret hospitals.<br />

Major projects completed during <strong>2007</strong><br />

Project<br />

Estimated<br />

Actual<br />

Date <strong>of</strong><br />

total cost ($m)<br />

total cost ($m)<br />

completion<br />

Biochemistry Building refurbishment 6.670 7.053 February <strong>2007</strong><br />

Rural Clinical School, Kalgoorlie 2.457 2.482 November <strong>2007</strong><br />

Architecture extension 3.799 3.890 December <strong>2007</strong><br />

Major projects in progress at 31 December <strong>2007</strong><br />

Project<br />

Estimated<br />

Forecast cost to<br />

Expected year<br />

total cost ($m)<br />

complete ($m)<br />

<strong>of</strong> completion<br />

UWA Business School 44.700 44.700 2008<br />

Sciences Library 31.992 31.992 2009<br />

New childcare centre 5.500 5.500 2009<br />

Centre for Infectious Diseases 4.000 4.294 2008<br />

=84<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


Staffing<br />

On staffing matters <strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia remains committed to<br />

the recruitment, development and retention <strong>of</strong> the highest quality staff to achieve<br />

its mission within a ‘one staff, one <strong>University</strong>’ policy. This is supported by an<br />

employment philosophy <strong>of</strong> providing job security through ongoing employment<br />

where possible.<br />

Policy and staff development<br />

<strong>The</strong> Pr<strong>of</strong>essional Development Review (PDR) process<br />

was reviewed in <strong>2007</strong> with implementation <strong>of</strong> the<br />

recommendations planned for 2008. S<strong>of</strong>tware to assist<br />

in the management <strong>of</strong> complaints by staff, students and<br />

the public was assessed and a decision to purchase<br />

and implement was taken. A revised career structure for<br />

academic staff was developed and discussed with staff.<br />

<strong>The</strong> <strong>University</strong> successfully competed for funding under<br />

the Workplace Productivity Programme (WPP), receiving<br />

$362,000 for staffing priorities.<br />

Leadership development was a major focus in <strong>2007</strong>.<br />

<strong>The</strong> successful Heads Up programme continued and an<br />

early career academic programme, On Track, introduced.<br />

Funding from the 2006 WPP supported development <strong>of</strong><br />

a management programme to build financial and human<br />

resource skills. UWA led development <strong>of</strong> the Future<br />

Research Leaders Programme among the Group <strong>of</strong> Eight<br />

Universities. Staff member Vivienne Blake was named<br />

WA HR Practitioner by the Australian Human Resources<br />

Institute and UWA was the WA winner <strong>of</strong> the Larger<br />

Employer People Management award for its academic<br />

development strategy as well as being one <strong>of</strong> three national<br />

finalists. <strong>The</strong> long-running Leadership Development for<br />

Women Programme was recognised nationally in winning<br />

the Women in Leadership award <strong>of</strong>fered by Diversity@Work.<br />

High demand for staff development activities continued.<br />

As well as attendance at ongoing leadership programmes<br />

and workshops, over 900 people attended safety-related<br />

training courses and more than 1500 staff participated in<br />

equity and diversity awareness-raising sessions.<br />

Industrial relations<br />

During <strong>2007</strong> the <strong>University</strong> worked to maintain its<br />

compliance with the Higher Education Workplace<br />

Relations Requirements (HEWRRs) and submitted its <strong>2007</strong><br />

compliance statement to the Department <strong>of</strong> Education,<br />

Science and Training, a requirement to which some $12<br />

million in funding was attached.<br />

Equity and diversity<br />

<strong>The</strong> national pr<strong>of</strong>ile <strong>of</strong> the <strong>University</strong>’s equity and diversity<br />

activities continued during <strong>2007</strong>. It achieved its sixth<br />

Employer <strong>of</strong> Choice for Women Award. <strong>The</strong> Ally initiative<br />

was extended to eleven universities nationally, including the<br />

four public universities in <strong>Western</strong> Australia. Since 2001,<br />

147 employees have been recruited under the <strong>University</strong>’s<br />

Workforce Diversity Strategy including 11 during <strong>2007</strong>.<br />

<strong>The</strong> <strong>University</strong>’s first Disability Access and Inclusion Action<br />

Plan (<strong>2007</strong> to 2011) was launched and the <strong>University</strong><br />

won a Count Us In award for ‘excellence in access and<br />

inclusion’ from the WA Disability Services Commission for<br />

its successful employment strategies for people with a<br />

disability.<br />

Workers’ compensation<br />

In <strong>2007</strong> 64 workers’ compensation claims were accepted,<br />

a decrease on the 74 claims accepted in 2006. <strong>The</strong>re was<br />

also a significant decrease in the number <strong>of</strong> lost time days<br />

associated with the <strong>2007</strong> claims.<br />

Employee Assistance Programme<br />

In <strong>2007</strong> 97 staff were seen by the external Employee<br />

Assistance Programme provider (OSA Group) and a<br />

further 117 staff by the internal provider (Student Services<br />

Counselling and Psychological Service).<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia85


DISCLOSURES AND LEGAL COMPLIANCE<br />

Governance Disclosures<br />

Details <strong>of</strong> shares in any subsidiary body <strong>of</strong> the agency<br />

held as a nominee or held beneficially by a senior<br />

<strong>of</strong>ficer <strong>of</strong> the agency<br />

<strong>The</strong>re is nothing to report under this heading.<br />

Particulars <strong>of</strong> any interest in any existing or proposed<br />

contract which a senior <strong>of</strong>ficer, or a firm <strong>of</strong> which a<br />

senior <strong>of</strong>ficer is a member, or an entity in which a<br />

senior <strong>of</strong>ficer has a substantial financial interest has<br />

made with the <strong>University</strong><br />

<strong>The</strong>re is nothing to report under this heading.<br />

<strong>The</strong> amount <strong>of</strong> any insurance premium paid to<br />

indemnify any director<br />

In <strong>2007</strong> the <strong>University</strong> paid a premium <strong>of</strong> $65,000 for<br />

Directors’ and Officers’ Liability Insurance.<br />

Other Legal Requirements<br />

Public Interest Disclosure Act<br />

<strong>The</strong> <strong>University</strong> has appointed a Public Interest Disclosure<br />

Officer in accordance with the provisions <strong>of</strong> the Public<br />

Interest Disclosure Act 2003. <strong>The</strong>re were no matters <strong>of</strong><br />

Public Interest Disclosure reported to the <strong>University</strong> in <strong>2007</strong>.<br />

Environmental legislation<br />

<strong>The</strong>re were no matters involving breach <strong>of</strong> State or<br />

Commonwealth environmental legislation by the <strong>University</strong><br />

in <strong>2007</strong>.<br />

Statement <strong>of</strong> compliance with<br />

the Record Keeping Plan<br />

<strong>The</strong> <strong>University</strong> is committed to records management<br />

practices which comply with the relevant legislation and<br />

are in line with good pr<strong>of</strong>essional practice. Its Record<br />

Keeping Plan was formally approved by the State Records<br />

Commission on 17 April <strong>2007</strong> and will remain current until<br />

2012 when it will undergo its five-yearly review. Information<br />

on record keeping is included on the <strong>University</strong>’s staff<br />

induction web site and a statement regarding each staff<br />

member’s record-keeping responsibilities is available.<br />

Significant achievements include the commencement <strong>of</strong><br />

a comprehensive information audit, the completion <strong>of</strong> the<br />

Disposal Authority for Student Administration Records and<br />

the development <strong>of</strong> a Vital Records Plan and Register.<br />

Key Performance<br />

Indicators<br />

2004 2005 2006 <strong>2007</strong><br />

Number <strong>of</strong> non-academic<br />

staff with active TRIM* 486 533 689 871<br />

accounts<br />

(percentage) (30%) (32%) (39%) (48%)<br />

Number <strong>of</strong> non-academic<br />

staff who underwent<br />

records management<br />

298 292 555 521<br />

training<br />

(percentage) (18%) (17%) (32%) (30%)<br />

* TRIM is the <strong>of</strong>ficial electronic document and records<br />

management system <strong>of</strong> the <strong>University</strong>.<br />

=86<br />

<strong>The</strong> <strong>University</strong> <strong>of</strong> <strong>Western</strong> Australia


Media and advertising expenditure<br />

In compliance with section 175ZE <strong>of</strong> the Electoral Act 1907, the<br />

<strong>University</strong> is required to report on expenditure incurred during the<br />

financial year in relation to advertising agencies, market research<br />

organisations, polling organisations, direct mail organisations and media<br />

advertising organisations.<br />

Expenditure with advertising agencies $1,399,026<br />

Bowtell Clarke & Yole Luminosity NRC Communications<br />

Brendon Cant and Associates Manifest Productions Pty Ltd Publicity Matters Pty Ltd<br />

Cooch Creative Pty Ltd Marketforce Ltd Stormbox<br />

Elephant Productions Pty Ltd Media Decisions WA <strong>The</strong> Marketing Centre Pty Ltd<br />

HMA Blaze Pty Ltd Media Monitors Australia Pty Ltd Uffindellwest<br />

Expenditure with market research organisations $70,820<br />

Arts Australia<br />

Catalyse Pty Ltd<br />

Synovate Pty Ltd<br />

Expenditure with polling organisations $0<br />

Expenditure with direct mail organisations $54,165<br />

Stick-up Poster Distribution<br />

Zipform<br />

Expenditure with media advertising organisations $1,092,684<br />

Albany & Great Southern Weekender Landmark Publishing Services Rural Press Regional Media (WA) Pty Ltd<br />

Albany Advertiser Pty Ltd Language Travel Magazine Seek Limited<br />

Arts Radio Ltd Medical Forum Magazine Sensis<br />

Australian Publishers Association Mindfield Group Pty Ltd Span Communication (Aus) Pty Ltd<br />

Block Branding Pty Ltd Mix 94.5 Sunday Times<br />

Cambridge Group Pty Ltd Nationwide News Ten Alps Publishing Limited<br />

Campus Review Network 10 <strong>The</strong> Australian<br />

Community Newspaper Group New Hobsons Press Pty Ltd <strong>The</strong> Hub—Marketing Communication<br />

Diplomat Media Pty Ltd Nova 93.7 Traffik<br />

Engage Publishing Pakistan Herald Publication (PVT) Ltd WA Business News<br />

Hobsons Australia Pty Ltd Palamedia West Australian Newspapers Limited<br />

Indian Express Newspaper (Mumbai) Ltd Post Newspapers Pty Ltd Wren Design Group<br />

Ink Publishing PTE Radio West Broadcasters Pty Ltd X-Press Magazine<br />

Kondinin Group Rural Press Agricultural Publishing Zeitgeist Media<br />

Total Expenditure $2,616,695<br />

<strong>The</strong> ANNUAL <strong>University</strong> REPORT <strong>of</strong> <strong>Western</strong> <strong>2007</strong>Australia87

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