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Citation: 107 Harv. L. Rev. 1993-1994<br />

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VISUAL ARTISTS' RIGHTS IN A DIGITAL AGE*<br />

"[I]t is almost obligatory... to begin by invoking the 'communications<br />

revolution' of our time, then to pronounce upon the inadequacies of<br />

the present copyright act ... "<br />

BENJAMIN KAPLAN, AN UNHURRIED VIEW OF COPYRIGHT'<br />

Over twenty-five years ago, Professor Benjamin Kaplan alluded<br />

to the steady stream of commentary critical of the copyright system's<br />

ability to respond to a constant progression of technological advances. 2<br />

That stream of criticism continues today. 3 Modern commentators,<br />

however, whether critical or laudatory of American copyright law,<br />

often do not explicitly acknowledge the recent changes in American<br />

copyright that attempt to harmonize the American system with that<br />

of other countries. The globalization of the entertainment industry<br />

has brought an increased interest in the various legal systems used to<br />

protect intellectual property around the world, 4 and the changing<br />

contours of entertainment-product marketing have placed a premium<br />

on attempts to harmonize intellectual property protection internationally.<br />

As one commentator notes:<br />

Suddenly, or so it appears, copyrights have been promoted from<br />

pawns to queens on the global chessboard. Originally the province of<br />

artists and their patrons, then growing into major industries, copyright<br />

and [like doctrines] now preoccupy those conducting affairs of<br />

state. . . . In short, transmedia communications are a new empire,<br />

and all of us are its subjects. 5<br />

* A revised version of this Note is currently under consideration in the 1994 Nathan Burkan<br />

Memorial Competition, which is sponsored by the American Society of Composers and Publishers<br />

(ASCAP).<br />

I BENJAMIN KAPLAN, AN UNHURRIED VIEW OF COPYRIGHT I (1967).<br />

2 See also Leo J. Raskind, The Continuing Process of Refining and Adapting Copyright<br />

Principles, 14 COLuM.-VLA J.L. & ARTS 125, 128 (i9go) ("A cursory review of the critical<br />

literature discloses a repetitive theme of dissatisfaction with the case law extension of traditional<br />

copyright principles to new works."); cf. LYNN SPIGEL, MAKE ROOM FOR TV: TELEVISION AND<br />

THE FAMILY IDEAL IN POSTWAR AMERICA 182 (1992) (describing America's profound ambivalence<br />

about technological change).<br />

3 See, e.g., Pamela Samuelson, Modifying Copyrighted Software: Adjusting Copyright Doctrine<br />

to Accommodate a Technology, 28 JURIMETRICS J. 179, 188-92 (1988); see also Jason S.<br />

Berman, The Music Industry and Technological Development: Are We Winning the War, in<br />

WORLD INTELLECTUAL PROPERTY ORG., WIPO WORLDWIDE SYMPOSIUM ON THE IMPACT OF<br />

DIGITAL TECHNOLOGY ON COPYRIGHT AND NEIGHBORING RIGHTS 93, 94-95 (1993) [hereinafter<br />

WIPO DIGITAL SYMPOSIUM] (indicating that these commentators often speak in terms of impending<br />

disaster).<br />

4 See 133 CONG. REC. S1o275 (daily ed. July 21, 1987) (statement of Sen. Lloyd Bentsen).<br />

S Alan J. Hartnick, Aid for Copyright Lawyers in International Transactions, N.Y.L.J., Dec.<br />

7, 199 o , at 5 (quoting RICHARD WINCOR, COPYRIGHTS IN THE WORLD MARKETPLACE (1990)).<br />

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1977


1978 HARVARD LAW REVIEW<br />

'Vol. 107:1977<br />

Digital technology is the latest technological development to challenge<br />

the copyright system on an international scale. 6 Many consider<br />

digital technology a unique test of the copyright system because it<br />

affects every aspect of a creative work: its creation, its dissemination,<br />

and its protection. Works can be expressed in digital code, copied<br />

perfectly, and distributed to the public on an enormous scale. As a<br />

result, digital technology has changed the parameters of creative work,<br />

giving rise to new techniques and making possible entertainment products<br />

that would have been unimaginable a short time ago. 7<br />

Some scholars believe that the American copyright system as originally<br />

conceived cannot cope with digital and other new technologies. 8<br />

Yet the civil law system prevalent in Continental Europe, with its<br />

emphasis on artists' rights, has had more difficulty assimilating recent<br />

technologies, and unorthodox art forms than has the Anglo-American<br />

common law system. 9 The United States has, in recent years, imported<br />

a number of doctrines from the civil law system, most notably<br />

in the form of the Visual Artists' Rights Act of 199o (VARA). 1° This<br />

Note argues that, although the traditional Anglo-American copyright<br />

system would be capable of embracing digital technology, VARA's<br />

mixture of those theories with Continental-European moral rights<br />

principles poses a challenge to this assimilation in the area of visual<br />

art.<br />

Part I of this Note describes the current and (foreseeable) future<br />

applications of digital technology in the entertainment world and discusses<br />

the characteristics of digital technology and of visual art that<br />

are relevant to copyright considerations. Part II explains the rationales<br />

behind traditional American copyright, which encourages creation<br />

for the benefit of the public, and Continental-European moral rights,<br />

6 Digital technology is "the basic computer code that records all information . . . in a series<br />

of zeroes and ones." Copyright World Duels With Digital Dilemma, CHi. TRIB., Apr. 1, 1993,<br />

§ 3, at 3.<br />

7 This Note focuses on the entertainment products that can be characterized as visual art<br />

and specifically those that will most likely be affected by digital technology. Other entertainment<br />

media, such as music, literature, and dance, are profoundly affected by digital technology; an<br />

extended discussion, however, is beyond the scope of this Note. For a taste of some of the<br />

other areas in which digital technology has an impact, see Randy S. Kravis, Comment, Does a<br />

Song by Any Other Name Still Sound as Sweet: Digital Sampling and its Copyright Implications,<br />

43 Am. U. L. REv. 231, passim (1993); David Nicholson, The Brave New World of<br />

Electronic Publishing, WASH. POST, Aug. 8, 1993 (Book World) at 8, 9; James Warren, In<br />

Transition: Technology, Shift to Part-Time Employees Threaten TV-Radio Union, CHi. TIB.,<br />

July 25, 1993, § 5, at 2.<br />

8 See Anne W. Branscomb, Who Owns Creativity: Property Rights in the Information Age,<br />

TECH. REV., May/June 1988, at 38, 40.<br />

9 See Arthur R. Miller, Copyright Protection for Computer Programs, Databases, and Computer-Generated<br />

Works: Is Anything New Since CONTU, xo6 HARv. L. REV. 977, 1049-51<br />

(1993).<br />

10 See Visual Artists Rights Act of 199o, Pub. L. No. xox-650, 104 Stat. 5128, 5128-33<br />

(codified in scattered sections of 17 U.S.C.).<br />

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1994] VISUAL ARTISTS' RIGHTS<br />

1979<br />

which view creation as an extension of an artist's personality. Part<br />

III discusses the Visual Artists Rights Act of 199o, which accords<br />

certain moral rights to visual artists, and examines the scope of the<br />

VARA rights. Part IV discusses the advantages and disadvantages of<br />

vigorous enforcement of the VARA rights in a digital age, characterizing<br />

these rights as a disadvantage if they impede the development<br />

and legitimate use of digital technology. Part IV also observes that<br />

artists might welcome VARA as a needed limitation on all-out exploitation<br />

of digital technology. Part V concludes that, although the<br />

moral rights contained in VARA may impede full exploitation of<br />

digital technology and tilt the copyright balance away from its goal<br />

of access to creative works, there may be good reasons for such a<br />

hybrid system.<br />

I. DIGITAL TECHNOLOGY AND THE CHANGING FACE OF ART<br />

Digital technology is likely to bring about several changes, both<br />

positive and negative, in the art world. First, by enabling the making<br />

of perfect copies of copyrighted works for little cost, digital technology<br />

threatens to undermine the current entertainment product distribution<br />

systems and increase unauthorized use of copyrighted works. 1 Second,<br />

digital technology increases the public's access to others' creations<br />

by enabling entertainment producers to create and distribute products<br />

of all kinds in a single (digital) format.1 2 When digital technology is<br />

combined with satellite and other communications, forming an "information<br />

superhighway,' consumers will be able to access their favor-<br />

3<br />

ite entertainment products whenever they please. Third, digital technology<br />

makes it easier to manipulate existing works, which leads to<br />

new possibilities for artists who can harness the technology, but also<br />

increases the potential for unauthorized alteration and appropriation<br />

of copyrighted works. When drawings, books, and other forms of<br />

entertainment are stored in digital form, they "become more susceptible<br />

to copying or altering, making it harder to enforce copyrights on<br />

11 See John Burgess, Internet Creates a Computer Culture of Remote Intimacy, WASH. POST,<br />

June 28, 1993, at Ai, A8.<br />

12 See, e.g., id. at Ax ("[l]ncreasingly the [Internet] network is shuttling video footage, photos,<br />

government studies, novels, dissertations, music, sounds - information of all kinds in ...<br />

digital form .... ."); Bernard Sharratt, Please Touch the Paintings, N.Y. TIMES BOOK REV.,<br />

Mar. 6, 1994, at 3, i8 (describing an art collection on CD-ROM). For an extreme example of<br />

the view that digital technology is ideal for increasing accessibility to copyrighted works, see<br />

David H. Rothman, The World at Your Fingertips, WASH. POST, Apr. 4, 1993 (Educ. Rev.),<br />

at 5, proposing that, in order to facilitate a network containing full-text books, "[a]ll material<br />

longer than io,ooo words, and intended for publication, would have to be in digital form before<br />

the government would grant copyrights."<br />

13 See House Passes High Technology Information Bill, J. PROPRIETARY RTs., Sept. 1993,<br />

at 26.<br />

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i98o<br />

HARVARD LAW REVIEW<br />

[Vol. Io7:I977<br />

creative works." 1 4 The alteration of existing works raises serious<br />

copyright issues because of a copyright owner's right to all "derivative<br />

works."' 5 Because of the increased danger of unauthorized access,<br />

alteration, and copying, some copyright scholars view digital technology<br />

as a more specific challenge to copyright than previous technological<br />

advances;' 6 other commentators persuasively argue that the difference<br />

is one of degree, not kind. 17 In any event, digital technology<br />

facilitates access, copying, and distribution of traditional products in<br />

remarkable and potentially disruptive ways. 18<br />

Digital technology has not only influenced the use and distribution<br />

of works that are already in existence, but it has also led to new art<br />

forms. 19 For example, digital technology blurs the distinctions between<br />

entertainment media, enabling various parts of the entertainment<br />

industry to collaborate on a single multimedia work. 20 Digital<br />

technology has also led to new modes of expression, such as digital<br />

"resurrection" of characters from classic movies for use in commercials<br />

and other new settings. 2 '<br />

More fundamentally, digital technology results in the "democratization"<br />

of creation. 22 With digital technology, "every . . . consumer<br />

is a potential author, a potential publisher, and a potential infringer<br />

all at once." 23 With a home computer, consumers can now create<br />

sophisticated entertainment products that only the largest corporations<br />

previously could make. Digital technology thus has social and cultural<br />

ramifications, as well as economic implications for smaller producers<br />

14 Copyright World Duels With Digital Dilemma, supra note 6, at 3.<br />

Is See infra p. 1984.<br />

16 See, e.g., Paul Goldstein, Copyright in the New Information Age, 40 CATH. U. L. REV.<br />

829, 829 (iggi) ("Copyright law finds itself today in the midst of an information revolution<br />

... whose ultimate dimensions we can now perceive only dimly, if at all.").<br />

17 See, e.g., Morton D. Goldberg & Jesse M. Feder, Copyright and Technology: The Analog,<br />

the Digital, and the Analogy, in WIPO DIGITAL SYMPOSIUM, supra note 3, at 37, 38-40.<br />

Is See Don Clark, Intel Lawyer Commands, S.F. CHRON., June 28, 1993, at Ei.<br />

19 See, e.g., Sean Gannon, Canvas Brushed Aside By Artists With Keyboards, PLAIN<br />

DEALER, Jan. 9, 1994, at 9B (discussing "electronic painting"). Of course, new technological<br />

developments will never completely replace traditional products. See John Markoff, The Rise<br />

and Swift Fall of Cyber Literacy, N.Y. TIMES, Mar. 13, 1994, § 4, at 1, 5; Nicholson, supra<br />

note 7, at 9.<br />

20 An example of a multimedia work is an "electronic book," which "contain[s] text and other<br />

information - sounds and still and moving images - that [is] stored digitally on floppy disks<br />

or on CD-ROM." Nicholson, supra note 7, at 8.<br />

21 See Bruce Weber, Why Marilyn and Bogie Still Need a Lawyer, N.Y. TIMES, Mar. iI,<br />

1994, at Bi8. In fact, litigation has begun over the use of a digitized Marilyn Monroe in the<br />

1987 film Flashback. See Reanimating the Dead with Computers, N.Y. TIMES, Mar. 13, 1994,<br />

§ 4, at 2. For a comprehensive look at the implications of digital resurrection, see Joseph J.<br />

Beard, Casting Call at Forest Lawn: The Digital Resurrection of Deceased Entertainers - A<br />

21st Century Challenge for Intellectual Property Law, 8 HIGH TECH. L.J. iox, passim (1993).<br />

22 See BRENDA LAUREL, COMPUTERS AS THEATRE 213 (1993).<br />

23 Ralph Oman, Reflections on Digital Technology: "The Shape of Things to Come," in WIPO<br />

DIGITAL SYMPOSIUM, supra note 3, at 21, 22.<br />

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19941 VISUAL ARTISTS' RIGHTS<br />

1981<br />

who can now make quality products with affordable digital equipment.<br />

The decentralization of creators, users, and distributors makes<br />

the prospect of informal arrangements between those parties formidable,<br />

and practitioners worry that present contract and licensing systems<br />

cannot accommodate these more fluid relationships.<br />

II.<br />

COMPARING MORAL RIGHTS WITH THE<br />

LIMITED COPYRIGHT MONOPOLY<br />

A. Moral Rights: An Artist-Centered Regime<br />

The moral right, or "right of personality," is a civil law concept<br />

based on the view that an artist's creation is an extension of his<br />

personality. 24 These rights are separate from the proprietary, or economic,<br />

rights of copyright, which are also available to artists in civil<br />

law countries. Sometimes described in terms of natural law, 25 some<br />

or all of the moral rights are inalienable in many countries. 26 Thus,<br />

24 See Russell J. DaSilva, Droit Moral and the Amoral Copyright: A Comparison of Artists'<br />

Rights in France and the United States, 28 BULL. COPYRIGHT Soc'v 1, 11-14 (1980); see also<br />

Zechariah Chafee, Jr., Reflections on the Law of Copyright (1), 45 COLUM. L. REV. 503, 5o6-<br />

07 ('945) ("[]ntellectual property is, after all, the only absolute possession in the world ....<br />

The man who brings out of nothingness some child of his thought has rights therein which<br />

cannot belong to any other sort of property." (quoting Thorvald Solberg, Copyright Reform, i4<br />

NOTRE DAME LAw. 343, 358 (1939) (quoting Harvard geologist Nathanial S. Shaler (1878)))).<br />

There are four main types of moral rights: the droit de divulgation, which allows the author<br />

to decide whether and when to publish his work; the droit de retrait ou de repentir, which<br />

gives the author the right to withdraw his work from publication or modify his published work;<br />

the droit d la paternitg (paternity or attribution right), which gives the author the right to be<br />

credited with his work; and the droit au respect de l'oeuvre (integrity right), which prevents<br />

third persons from altering, mutilating, or destroying the author's work and even gives artists<br />

in France the right to prevent excessive criticism of their works. See DaSilva, supra, at 3-4,<br />

17-37. This Note uses the French system as a model because "France is considered to be in<br />

the vanguard of protection of the artist's rights of personality." Id. at 2. However, because the<br />

Berne Convention mandates only the paternity right and the integrity right, see infra note 50,<br />

the remainder of this Note focuses on those two sticks in the bundle of moral rights.<br />

Although some of the continental moral rights jurisprudence does not seem to regard artists'<br />

rights as coinciding with the interests of the public, see, e.g., Martin A. Roeder, The Doctrine<br />

of Moral Right: A Study in the Law of Artists, Authors and Creators, 53 HARv. L. REv. 554,<br />

557 (1940), moral rights do have a public-interest element, see id. at 577. In addition to<br />

stimulating creative work, moral rights preserve a society's cultural heritage by protecting<br />

creators against the mutilation or destruction of their works. The public interest element of the<br />

moral rights regime, however, is different in emphasis from that of the Anglo-American system,<br />

which is discussed at pp. 1982-84 below.<br />

2S See, e.g., DaSilva, supra note 24, at ii.<br />

Although it is tempting to think of moral rights as "moral" in the philosophical sense, and<br />

although some aspects of the moral right are explained in terms of a natural right to one's<br />

creations, the manifestations of the moral right do not necessarily derive from a Lockean or<br />

other natural-law property notion of intellectual property, such as the one developed by Professor<br />

Wendy Gordon. See Wendy J. Gordon, A Property Right in Self-Expression: Equality and<br />

Individualism in the Natural Law of Intellectual Property, 102 YALE L.J. i533, 154o-83 (I993).<br />

26 See DaSilva, supra note 24, at 16-17.<br />

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1982 HARVARD LAW REVIEW<br />

[Vol. 107:1977<br />

under a moral rights regime, enforcement and ownership need not go<br />

hand in hand - the artist can sue the current owner of the work or<br />

of the copyright for moral rights violations.<br />

Moral rights are thought to encourage artistic creation by giving<br />

artists the protection they desire - recognition for their works and<br />

protection of their reputations - over and above the economic incentives<br />

of copyright. In this way, the moral right is partially an economic<br />

interest: the reputational interest is valuable in large part because<br />

the artist stands to lose patronage if his art is misrepresented. 27<br />

Nevertheless, moral rights regimes use more personal language than<br />

do the Anglo-American courts to describe the artist, 28 and Continental-European<br />

scholars have generally been more averse to according<br />

rights to nontraditional (that is, computer-generated) art work. 29 The<br />

paradigmatic civil law artist who would desire moral rights protection<br />

is more likely to be an individual artist than a computer or a corporation<br />

producing works for large-scale distribution.<br />

B. Anglo-American Copyright: An Incentive-Based Regime<br />

Modern American intellectual property law grows out of a single<br />

clause in the Constitution that grants Congress the power "To promote<br />

the Progress of Science and useful Arts, by securing for limited Times<br />

to Authors and Inventors the exclusive Right to their respective Writings<br />

and Discoveries." 30 The well-documented view of the Copyright<br />

Clause and the Copyright Act is that they reflect an effort to strike a<br />

utilitarian compromise between the encouragement of creative effort<br />

and the assurance that new creations will reach the public and thus<br />

be available for use in other endeavors. 31 In this balance, the author's<br />

27 See Gilliam v. American Broadcasting Cos., 538 F.2d 14, 24 (2d Cir. 1976) ("[T]he<br />

economic incentive for artistic and intellectual creation that serves as the foundation for American<br />

copyright law . . . cannot be reconciled with the inability of artists to obtain relief for<br />

mutilation or misrepresentation of their work to the public on which the artists are financially<br />

dependent." (citations omitted)).<br />

28 See, e.g., DaSilva, supra note 24, at 12 (describing one commentator's characterization of<br />

the artist protected by moral rights as "profoundly romantic. .. , perhaps conjuring up visions<br />

of poets in garrets, burning their lyric masterpieces for heat in the icy Parisian winter"); ef.<br />

Roeder, supra note 24, at 557 ("When an artist creates, . . . he projects into the world part of<br />

his personality and subjects it to the ravages of public use.").<br />

29 The bias against corporate authors is reflected in the fact that most European countries<br />

do not have a "work for hire" doctrine - in other words, they do not give corporations the<br />

copyrights in their employees' creations. See Anne Moebes, Negotiating International Copyright<br />

Protection: The United States and European Community Positions, 14 Loy. L.A. INT'L &<br />

CoMp. L.J. 301, 320 (1992). Similarly, although the Berne Convention "seems neutral on the<br />

possibility of nonhuman authorship," historically the civil law countries have not recognized<br />

nonhuman authors. Miller, supra note 9, at 1o5o.<br />

30 U.S. CONST. art. I, § 8, cl. 8.<br />

31 See, e.g., Mazer v. Stein, 347 U.S. 201, 219 (1954). But see Chafee, supra note 24, at<br />

5o6-07 (arguing that the primary purpose of copyright is to benefit the author).<br />

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1994] VISUAL ARTISTS' RIGHTS<br />

1983<br />

interests are generally considered secondary to the public interest,<br />

sometimes even termed a "means to [an] end." 3 2 For example, the<br />

courts at common law developed concepts such as fair use to prevent<br />

the copyright monopoly from defeating its purpose of ensuring that<br />

the public can make use of others' creations. 33<br />

Some states have statutes or common law that confer moral rights<br />

or quasi-moral rights to certain types of artists, 34 and occasionally<br />

courts attempt to use unfair competition, 35 copyright law, 36 defamation<br />

law, 3 7 contract law, 38 or publicity rights 3 9 -to accomplish the same<br />

result as would European moral rights. 40 Yet American courts have<br />

not warmly received attempts to embrace moral rights. 41 Instead, the<br />

32 Elliott M. Abramson, How Much Copying Under Copyright Contradictions, Paradoxes,<br />

Inconsistencies, 6i TEMP. L. REv. 133, 169 (1988); see also Feist Publications, Inc. v. Rural<br />

Tel. Serv. Co., 499 U.S. 340, 349 (ig9) ("The primary objective of copyright is not to reward<br />

the labor of authors, but '[to promote the Progress of Science and Useful Arts.'" (quoting U.S.<br />

CONST. art. I, § 8, cl. 8)).<br />

33 Congress codified fair use, which was initially a common law doctrine, in the 1976 Act.<br />

See 17 U.S.C. § 107 (1988 & Supp. IV 1992). A a result of fair use and other such doctrines,<br />

United States copyright "has never accorded the copyright owner complete control over all<br />

possible uses of his work." Sony Corp. of Am. v. Universal City Studios, Inc., 464 U.S. 417,<br />

432 (1984).<br />

34 See, e.g., CAL. CIV. CODE §§ 980-990 (West 1988 & Supp. 1994); N.Y. ARTS & CULT.<br />

AFF. LAW 9§ ii.oi-i6.oi (Consol. 1991). Although quasi-moral rights statutes provide some<br />

degree of protection to artists, they may be partially or completely preempted by VARA, see 17<br />

U.S.C. § 301 (1988 & Supp. IV 1992), and they also tend to be limited to certain types of art<br />

work. See, e.g., MAss. GEN. LAWS ANN. ch. 231 § 85s (West Supp. 1993).<br />

35 Lanham Act section 43(a), 15 U.S.C. § 1125(a) (1988), protects artists against misrepresentation<br />

or "passing off" of their work. See, e.g., Allen v. National Video, Inc., 61o F. Supp.<br />

612, 625 (S.D.N.Y. 1985). State unfair competition law also indirectly protects the attribution<br />

right. See, e.g., Granz v. Harris, 198 F.2d 585, 588 (2d Cir. 1952).<br />

36 The right of a copyright holder "to prepare derivative works based upon the copyrighted<br />

work," 17 U.S.C. § 1O6(2) (1988), and "to distribute copies . . . of the copyrighted work to the<br />

public," id. § 1o6(3), occasionally substitutes for certain moral rights. See, e.g., Gilliam v.<br />

American Broadcasting Cos., 538 F.2d 14, 23-24 (2d Cir. 1976).<br />

37 Because artists are often public figures only for a "limited purpose" under defamation law,<br />

however, they may be unsuccessful if they cannot prove actual malice. See, e.g. Wojnarowicz<br />

v. American Family Assoc., 745 F. Supp. 130, 146 (S.D.N.Y. 199o).<br />

38 See, e.g., Gilliam, 538 F.2d at 24.<br />

39 See, e.g., White v: Samsung Elecs. Am., 971 F.2d 1395, 1399 (9th Cir. 1992), cert. denied,<br />

113 S. Ct. 2443 (993).<br />

40 But see Roberta R. Kwail, Copyright and the Moral Right: Is An American Marriage<br />

Possible, 38 VAND. L. REv. I, 23-27 (1985) (noting that, because the artist must fit his claim<br />

into the doctrinal requirements of these causes of action, they are not exact substitutes for moral<br />

rights).<br />

41 See, e.g., Vargas v. Esquire, 164 F.2d 522, 526 ( 7 th Cir. 1947) (holding that Vargas had<br />

no right to be credited when his photographs appeared in Esquire); Crimi v. Rutgers Presbyterian<br />

Church, 89 N.Y.S.2d 813, 816-19 (Sup. Ct. 1949) (holding that an artist had no right to prevent<br />

a church from painting over his mural); Shostakovich v. Twentieth Century-Fox Film Corp.,<br />

80 N.Y.S.2d 575, 578-79 (Sup. Ct. 1948) (displaying hostility toward the claims of Russian<br />

composers that their moral rights were violated when their music was played in an anti-Soviet<br />

film and wondering whether the standard for violations of moral rights is "to be good taste,<br />

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1984 HARVARD LAW REVIEW<br />

[Vol. 107:1977<br />

Copyright Act grants authors a series of exclusive rights - the reproduction<br />

right, the derivative work right, the distribution right, the<br />

public performance right, and the display right 4 2 - that are limited<br />

in duration and restricted by other copyright doctrines. 43<br />

The American copyright system assumes that artists will produce<br />

creative works only if given the incentive of a limited monopoly. Such<br />

a system, in theory, does not distinguish between "fine art" and other<br />

forms of creation, and it may even seem less applicable to the former<br />

than the latter. 44 Congress has protected "maps and charts" since the<br />

original 1790 Copyright Act, and despite some initial opposition, 45<br />

computer programs now receive protection under the same statute as<br />

fine art. Regardless of whether, in practice, courts treat all creations<br />

as equal, in theory the threshold of originality is low enough and the<br />

definition of authorship is flexible enough to include any type of work<br />

by any type of author. 46 Thus, works wholly created in digital format<br />

are quite easily protected under copyright. 47<br />

III. THE FEDERAL MOVE TOWARD MORAL RIGHTS:<br />

THE VISUAL ARTISTS RIGHTS ACT<br />

In 1988, the United States finally 48 joined the century-old Berne<br />

Convention for the Protection of Literary and Artistic Works<br />

artistic worth, political beliefs, moral concepts or what is it to be"), aff'd, 87 N.Y.S.2d 430<br />

(App. Div. 1949).<br />

Indeed, not until California's 1979 Art Preservation Act, CAL. CiV. CODE § 987 (West 1982),<br />

did a state confer moral rights on artists by statute. See DaSilva, supra note 24, at 2.<br />

42 See 17 U.S.C. § io6 (1988).<br />

43 See id. §§ 107-112.<br />

44 Whether the paradigmatic artist needs the economic incentive of the copyright to create<br />

is certainly open to debate. Cf. Stephen Breyer, The Uneasy Case for Copyright: A Study of<br />

Copyright in Books, Photocopies, and Computer Programs, 84 HARV. L. REv. 281, 282 (1970)<br />

("Authors in ancient times, as well as monks and scholars in the middle ages, wrote and were<br />

paid for their writings without copyright protection.").<br />

45 See Miller, supra note 9, at 1053 n.358 (discussing novelist John Hersey's stance during<br />

the CONTU hearings, during which Hersey opposed copyright protection for computer programs).<br />

46 See, e.g., id. at io59-66. For a work to be copyrightable, it must be an "original<br />

work[ ] of authorship fixed in any tangible medium of expression." 17 U.S.C. § 102 (1988).<br />

Originality for purposes of copyright means little more than originating with the author; thus,<br />

copyright does not contain an artistic-merit test, and "Congress has been hostile to contentbased<br />

restrictions on copyrightability." Mitchell Bros. Film Group v. Cinema Adult Theater,<br />

604 F.2d 852, 855 (Sth Cir. 1979), cert. denied, 445 U.S. 917 (1980). Instead, any tangible form<br />

of expression that originates with an author will be protected. See i PAUL GOLDST<strong>EIN</strong>, COPY-<br />

RIGHT § 2.2, at 62-73 (1989). However, a relatively recent case, in which the Supreme Court<br />

held that assembling the white pages of a phone book "does not possess the minimal creative<br />

spark required by the Copyright Act and the Constitution," Feist Publications, Inc. v. Rural<br />

Tel. Serv. Co., iii S. Ct. 1282, 1296-97 (199i), casts doubt on whether the originality threshold<br />

is as low as was previously assumed.<br />

47 See Miller, supra note 9, at 1042-72.<br />

48 As early as 1945, and perhaps earlier, "[a]gitation to revise our copyright law so as to<br />

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1994] VISUAL ARTISTS' RIGHTS<br />

1985<br />

(Berne). 49 The approximately eighty members of Berne are required<br />

to provide a certain level of substantive protection - including certain<br />

types of moral rights - to literary, artistic, scientific, and other creative<br />

works. 50 Not surprisingly, the requirement that members recognize<br />

the moral rights of attribution and integrity significantly slowed<br />

the Congressional hearings leading to the decision to join Berne. 5 '<br />

Ultimately, Congress took a minimalist approach to compliance and<br />

concluded that existing indirect federal and state protection is adequate<br />

to protect moral rights in all but visual art. 5 2<br />

To achieve compliance in the area of visual art, Congress amended<br />

the Copyright Act by passing VARA, which applies to the original<br />

and signed, consecutively numbered limited editions of 200 or fewer<br />

copies of the following copyrightable works: paintings, drawings,<br />

prints, sculptures, and photographs "created for exhibition purposes."<br />

53 VARA does not protect such creations if they appear within<br />

another visual art work. 5 4 Moreover, works for hire are excluded<br />

from VARA's protections. 55 In order to "avoid[ ] any tension between<br />

the public's ability to exploit the work under copyright law and the<br />

rights granted under [VARA]," 56 Congress also made fair use an explicit<br />

limitation on VARA rights. 5 7 Finally, although the VARA rights<br />

cannot be assigned or transferred, they can be waived under certain<br />

conditions.58<br />

One area of great uncertainty involving VARA is whose rights will<br />

take priority if an artist transfers the copyright in a painting or other<br />

make the United States eligible for membership" was already "constant and powerful." Roeder,<br />

supra note 24, at 557.<br />

49 See Berne Convention Implementation Act of 1988, Pub. L. No. lOO-568, § 2, 102 Stat.<br />

2853 (Oct. 31, 1988). For the legislative history of the United States's decision to join the Berne<br />

Convention, see H.R. Rep. No. 6og, iooth Cong., 2d Sess. (1988); S. Rep. No. 352, iooth<br />

Cong., 2d Sess. (1988), reprinted in 1988 U.S.C.C.A.N. 3706.<br />

5o The Berne Convention provides that:<br />

Independently of the author's economic rights, and even after the transfer of said rights,<br />

the author shall have the right to claim authorship of the work and to object to any<br />

distortion, mutilation or other modification of, or other derogatory action in relation to,<br />

the said work, which would be prejudicial to his honour or reputation.<br />

Berne Convention art. 6 bis, reprinted in 4 DAVID NIMMER & MELVILLE B. NIMMER, NIMMER<br />

ON COPYRIGHT 27-6 app. (1993).<br />

51 See H.R. Rep. No. 6o9, iooth Cong., 2d Sess. (x988); S. Rep. No. 352, iooth Cong., 2d<br />

Sess. (1988), reprinted in i988 U.S.C.C.A.N. 3706.<br />

52 See Final Report of the Ad Hoc Working Group on U.S. Adherence to the Berne Convention,<br />

io COLUM.-VLA J.L. & ARTS 513, 547-57 (1986).<br />

53 VARA § 602, 17 U.S.C. § 1oI (Supp. IV 1992).<br />

S4 See 17 U.S.C. § io6A(c)(3) (Supp. IV 1992).<br />

55 See VARA § 602, 17 U.S.C. § 1o (Supp. IV 1992).<br />

56 H.R. Rep. No. 514, ioist Cong., 2d Sess. i4 (199o), reprinted in 199o U.S.C.C.A.N.<br />

6915, 6924.<br />

57 See 17 U.S.C. § io6A(a).<br />

59 See id. § xo6A(e).<br />

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visual art work to another party who then exercises his derivativework<br />

right in a way that the artist feels violates his integrity right. 5 9<br />

In such a situation, it is likely that the owner of the copyright will<br />

prevail; as Professors L. Ray Patterson and Stanley Lindberg note,<br />

"property is a favored child of the common law, personal rights a<br />

stepchild. When there is a conflict between the two, the property<br />

rights almost invariably prevail." 60 Thus, even formal moral rights<br />

protection has built-in limitations in the United States, although<br />

VARA does purport to protect the rights of visual artists as required<br />

by the Berne Convention.<br />

VARA gives the visual artist two types of integrity rights. First,<br />

the artist has the right<br />

to prevent any intentional distortion, mutilation, or other modification<br />

of [his or her] work which would be prejudicial to his or her honor<br />

or reputation, and any intentional distortion, mutilation, or modification<br />

of that work is a violation of that right. 61<br />

The legislative history of VARA indicates that, in construing whether<br />

a particular action is harmful to an artist's honor or reputation, the<br />

focus should be "on the artistic or professional honor or reputation of<br />

the individual as embodied in the work that is protected," and not<br />

the more general character test used in defamation cases. 62 Second,<br />

the visual artist may "prevent ... any intentional or grossly negligent<br />

destruction" of works of "recognized stature." 63<br />

Explicit and implicit limitations on the VARA integrity right render<br />

it unequal to its civil law origins regardless of the effect of digital<br />

technology. 64 First, the visual artist whose work is not of recognized<br />

stature cannot prevent the distortion of his work unless the distortion<br />

is intentional. This limitation creates a dichotomy between wellknown<br />

and other works that is not present in the civil law system.<br />

Second, prejudice to the artist's honor or reputation is unlikely to be<br />

presumed by American courts and is difficult to prove; 65 by contrast,<br />

many of the European countries presume prejudice if any modification<br />

S9 See ROBERT A. GORMAN, COPYRIGHT LAW 88 (iggI).<br />

60 L. RAY PATTERSON & STANLEY W. LINDBERG, THE NATURE OF COPYRIGHT: A LAW OF<br />

USERS' RIGHTS 166 (iggi).<br />

61 17 U.S.C. § io6A(a)(3)(A).<br />

62 See H.R. Rep. No. 101-514, zoist Cong., 2d Sess. I5 (iggo), reprinted in 1990<br />

U.S.C.C.A.N. 6915, 6925.<br />

63 17 U.S.C. § io6A(a)(3)(B).<br />

64 For observations specific to digital technology, see below at pp. r987-9I.<br />

65 For example, American courts have not been particularly sensitive to directors' or others'<br />

claims that their works have been impermissibly altered by editing for commercials, reduction<br />

in size for television, or any number of other digital alterations. See U.S. COPYRIGHT OFFICE,<br />

TECHNOLOGICAL ALTERATIONS TO MOTION PICTURES AND OTHER AUDIOVISUAL WORxs: A<br />

REPORT OF THE REGISTER OF COPYRIGHTS 91-92 (1989).<br />

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1994] VISUAL ARTISTS' RIGHTS<br />

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is involved. 66 Third, section 113(d) of the Act limits the rights of an<br />

artist whose visual art work is removed from a building. Such an<br />

artist has a cause of action only if the work can be removed from the<br />

building without harming the work or if the artist did not consent to<br />

its installation prior to VARA's effective date.67 Finally, because<br />

reproductions are exempted from VARA's coverage, the visual artist<br />

has no cause of action against "discolored or badly cropped<br />

reproductions" 68 unless they violate the derivative work right or another<br />

informal type of protection. 69<br />

VARA also gives visual artists two attribution rights. First, the<br />

artist has the right to "claim authorship" of his work of visual art and<br />

"to prevent the use of his or her name as the author of any work of<br />

visual art which he or she did not create." 70 Second, the artist can<br />

"prevent the use of his or her name as the author of the work of<br />

visual art in the event of a distortion, mutilation, or other modification<br />

of the work which would be prejudicial to his or her honor or reputation."<br />

71 These rights are substantially similar to the traditional<br />

attribution right in the civil law countries, although they are subject<br />

to fair use and other limitations. 72<br />

IV. USING VARA TO ADDRESS THE CONSEQUENCES<br />

OF DIGITAL TECHNOLOGY<br />

With the passage of VARA, Congress expressed the general view<br />

that "[a]rtists' rights are consistent with the purpose behind the copyright<br />

laws and the Constitutional provision they implement." 73 Yet<br />

the two-tiered system that Congress created, under which explicit<br />

moral rights are restricted to creators of limited-edition visual art<br />

works 74 and all others must rely on state and informal federal protection,<br />

is inconsistent with the traditional interpretation of the Copyright<br />

Clause, which does not contemplate distinctions based on artistic merit<br />

or artistic form. Digital technology forces us to examine whether it<br />

will be possible to use VARA to filter out the illegitimate uses of<br />

digital technology in order to protect traditional artists who may fall<br />

victim to unauthorized digital uses of their works, without at the same<br />

66 See infra p. I989.<br />

67 See x7 U.S.C. § 113(d).<br />

68 GORMAN, supra note 59, at 87-88.<br />

69 See supra pp. 1983-84.<br />

70 17 U.S.C. § io6A(a)(i).<br />

71 Id. § io6A(a)(2).<br />

72 See infra pp. 1988-91.<br />

73 H. Rep. No. 5'4, ioist Cong., 2d Sess. 5 (iggo), reprinted in 199o U.S.C.C.A.N. 6915,<br />

691s.<br />

74 See 17 U.S.C. § io6A (Supp. IV 1992).<br />

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1988 HARVARD LAW REVIEW<br />

(VOL. IoTV977<br />

time discouraging the aspects of digital technology that fulfill the<br />

mandate of the Copyright Clause.<br />

A. Encouraging the Legitimate Use of Digital Technology<br />

Because the most common art forms that use digital technology<br />

are not covered by VARA, moral rights cannot affirmatively encourage<br />

artists to create digital works. 75 Most digital works will not meet the<br />

definition of visual art in VARA because they will not be signed<br />

limited editions. As indicated above, works made for hire and the<br />

most common mass-marketed art forms, such as films, are expressly<br />

excluded from VARA's definition of visual art. More important than<br />

active encouragement, however, is the question whether the moral<br />

rights that are available to visual artists, in combination with the rest<br />

of the Copyright Act, will impede full legitimate exploitation of digital<br />

technology. This inquiry is a critical one because in many ways digital<br />

technology itself promises to fulfill the goals of access and dissemination.<br />

Although many predicted that incorporating moral rights into the<br />

American system would disrupt the balance between encouraging creativity<br />

and ensuring access to new creations, digital technology itself<br />

makes it desirable to adjust that balance. Certain moral rights do,<br />

however, have the potential to impede the access and development<br />

that is the constitutionally mandated purpose of copyright. For example,<br />

international commentators recognize that the author's moral<br />

right to withdraw his work, which is not mandated by the Berne<br />

Convention, may need to be restricted in a digital age. 76<br />

The VARA rights available to traditional artists may impede the<br />

development of digital art work. Because VARA is limited to certain<br />

types of entertainment products, it creates "artificial distinctions" between<br />

traditional and nontraditional works that may not be "operational<br />

in facing the growing diversity of technological possibilities." 77<br />

Digitally based works will most likely suffer under such a system.<br />

Whereas the copyright system has a low originality threshold, VARA<br />

is applicable only if an artist's reputation or honor is harmed, which<br />

generally requires some mutilation of a "work of recognized stature." 78<br />

75 For example, multimedia works are unlikely to be affected by VARA, except perhaps in<br />

the area of overseas distribution. See William A. Tanenbaum & William K. Wells, Jr., Multimedia<br />

Works Require Broad Protection, NAT'L L.J., Nov. I, 1993, at Six, S12.<br />

76 See, e.g., Ashok Bhojwani, Digital Recording Technologies and Intellectual Property:<br />

Promises and Pitfalls for Development, in WIPO DIGITAL SYMPOSIUM, supra note 3, at 79, 85.<br />

77 Andr6 Lange, The Impact of Digital Technologies on the Author's Right and Neighboring<br />

Rights, in WIPO DIGITAL SYMPOsIuM, supra note 3, at 227, 234.<br />

78 17 U.S.C. § io6A(a)(3)(B) (Supp. IV 1992). This is not, however, intended to be a hard<br />

and fast rule. Although the two concepts are related, "honor or reputation" is distinguished<br />

from "works of recognized stature" in the legislative history of VARA. See H. Rep. No. 514,<br />

ioist Cong., 2d Sess. xS, reprinted in 19go U.S.C.C.A.N. 6915, 6925-26.<br />

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1994] VISUAL ARTISTS' RIGHTS<br />

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Because most digital works appropriate existing materials and manipulate<br />

them as part of the artistic statement, unauthorized digital works<br />

will often violate the rights of an artist who has created a work of<br />

"recognized stature." A system in which the creative use of existing<br />

materials is a common target for successful litigation, is unlikely to<br />

encourage new digitally based works. 7 9<br />

As compared with VARA, however, a true moral rights regime<br />

would be even more inflexible when faced with technological manipulation<br />

of works, and international distributors of entertainment products<br />

should be aware of the possibility of such treatment in other<br />

countries. In one Italian case, for example, filmmaker Pietro Germi's<br />

son successfully sued a television company for interrupting Germi's<br />

movie "Serafino" for commercial breaks. 80 The court held that "even<br />

a single commercial break in a film constitutes an alteration of the<br />

l<br />

work's integrity and therefore violates the director's moral rights."'<br />

In addition to setting "a precedent that could have longrange effects<br />

• . . in every country that adheres to the Berne Convention, '8 2 this<br />

ruling demonstrates that traditional moral rights give a significant<br />

advantage to the party who wishes to prevent digital alteration of a<br />

work.<br />

B. Discouraging the Illegitimate Use of Digital Technology<br />

Because widespread infringement of copyrighted material discourages<br />

creation of all kinds, the copyright regime should seek to thwart<br />

digital technology's facilitation of unauthorized manipulation and reproduction<br />

of copyrighted works. For example, the declining profitability<br />

of traditional media in the face of easy copying and easy access<br />

could chill creativity as traditional copyright's protection against unauthorized<br />

use becomes more and more ineffectual. 8 3 Yet VARA<br />

79 A more fundamental problem is identifying who should get the moral right in a digital<br />

work. Copyright has not viewed a publisher or end user as an author, although with digital<br />

technology each performs many creative functions. See Jon A. Baumgarten, Digital Use of<br />

Scientific and Technical Information, in WIPO DIGITAL SYMPOSIUM, supra note 3, at 63, 64.<br />

Fearing that the integrity right would impair the full exploitation of digital technology by<br />

preventing alteration and limiting the use of preexisting works as building blocks for other<br />

works, broadcasters and others are vehemently opposed to moral rights. See Cathy Seidner &<br />

Kimon P. Timon, Preserving Intangible Rights in Films Shown on Television, N.Y.L.J., May<br />

25, 199o, at 5. However, VARA exempts such uses.<br />

80 See Jennifer Clark, Italo Court: TV Ad Breaks Violate Moral Rights of Pic's Helmer,<br />

VARIETY, Oct. 18-24, 1989, at 6, 6.<br />

81 Id. (quoting the court).<br />

82 Id.<br />

3 See supra pp. 1979-8o. One British lawyer warns that "emerging multimedia technology<br />

which allows seamless and virtually indetectable copying - 'makes a nonsense of moral<br />

rights.'" Victoria Slind-Flor, International Bar Group Meets but Finding a Consensus Proves<br />

Elusive, NAT'L L.J., Sept. 20, 1993, at 12 (quoting Jack Black of London's Radliffe's & Co.).<br />

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appears ill-equipped to deal with the challenges of protecting copyrighted<br />

material in the age of digital technology. In particular, three<br />

qualifications built into VARA are likely to pose problems for artists<br />

seeking to protect their works from digital alteration: the narrow<br />

exclusion of films and other audiovisual works from coverage, 8 4 the<br />

exclusion of works of visual art that are embodied in other works, 8 5<br />

and the applicability of the fair use provision. 86<br />

First, although films and other audiovisual works are among the<br />

most common victims of unauthorized digital alteration, VARA explicitly<br />

excludes them from the definition of a protected work of visual<br />

art. 8 7 The legislative history of VARA suggests that Congress drafted<br />

this exclusion based on perceived differences, both factual and legal,<br />

in the creation and dissemination of visual arts and audiovisual<br />

works.88 For example, the House Report states that, unlike visual<br />

arts, "audiovisual works are generally works-made-for-hire;" thus, to<br />

grant moral rights to "those who participate in a collaborative effort,<br />

such as an audiovisual work," Congress noted, "might conflict with<br />

the distribution and marketing of these works." 8 9 The report also<br />

noted that, unlike works that can potentially be produced in unlimited<br />

quantities, original works of visual art are irreplaceable. 90 By focusing<br />

too heavily on current marketing practices and on whether a work<br />

could be replaced if it were destroyed, Congress overlooked the critical<br />

analysis of the interests of the artist and whether an artist is more<br />

likely to have his work incorporated into such a "collaboration" with<br />

or without his permission. VARA's exclusion of audiovisual work<br />

ignores the fact that colorization and other alteration of films can be<br />

as much, if not more, of an affront to an artist-director's reputation<br />

as any alteration of a painting. 91 A significant segment of the enter-<br />

84 See 17 U.S.C. § 1o (Supp. IV 1992).<br />

85 See id. § ioi.<br />

86 See id. §§ io6A(a), 107.<br />

87 See id. § 1o.<br />

88 See H. Rep. No. 514, ioist Cong., 2d Sess. 9 (iggo), reprinted in 199o U.S.C.C.A.N.<br />

6915, 6919.<br />

89 Id.<br />

90 See id.<br />

91 See, e.g., Report of the Register of Copyrights, United States Copyright Office, Washington,<br />

D.C. (Mar. x989), reprinted in Report, Technological Alterations to Motion Pictures and<br />

Other Audiovisual Works: Implications for Creators, Copyright Owners, and Consumers, ro Loy.<br />

ENT. L.J. i, io3 (iggo) [hereinafter Register's Report on Technological Alteration]; see also<br />

Seidner & Timon, supra note 79, at 6 ("The only time I lose my integrity as a filmmaker...<br />

is when my films go on TV.. . ." (quoting Steven Spielberg)). Today, the basic agreement of<br />

the Directors Guild of America requires that the director be notified and consulted about such<br />

editing, but that the director does not get the "final cut." Certain recent bills reflect the directors'<br />

concerns. See, e.g., 139 CONG. REC. S8351, S8353-54 (daily ed. June 30, 1993) (statement of<br />

Sen. Simpson) (introducing the Film Disclosure Act of 1993, S. 1181, I03d Cong., ist Sess.,<br />

which would amend Lanham Act § 43(a) to require that materially altered films include labels<br />

disclosing the nature of the alteration and any objections on the part of the artistic authors).<br />

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tainment industry is still lobbying for legislative responses to its greatest<br />

concerns about digital technology.<br />

Second, VARA does not protect visual art that appears in audiovisual<br />

works or other creations that are not protected by VARA. 92 In<br />

other words, VARA does not protect visual artists from the most<br />

common digital uses of their works. 93 Yet the legislative history of<br />

VARA states that "a new and independent work created from snippets<br />

of [excluded] materials, such as a collage, is of course not excluded"<br />

from coverage. 94 Thus, certain types of appropriation art might gain<br />

incidental moral rights protection if they are found to be independent<br />

works of recognized stature that fit one of the categories of protected<br />

art. But the statute does not contemplate that the reverse could be<br />

true; covered works that are incorporated into new works are not<br />

given a cause of action other than intentional or negligent mutilation.<br />

Digital applications that would not require mutilation or destruction<br />

of an art work - scanning of a painting for inclusion in a multimedia<br />

work, for example - can seemingly take place without violating<br />

VARA. 95 The availability of moral rights to traditional artists in such<br />

situations might have made these artists more likely to agree to the<br />

use of their works in digital creations. Instead, the VARA exemptions<br />

provide incidental protection only to appropriationists while simultaneously<br />

depriving visual artists of a cause of action against them.<br />

Third, subjecting the VARA rights to the fair use provision of the<br />

Copyright Act places American visual artists at a distinct disadvantage<br />

as compared with artists in countries that do not recognize a fair use<br />

defense to violations of moral rights. 96 If appropriation art is considered<br />

a form of critical commentary, 97 fair use will seriously undermine<br />

artists' potential to challenge unauthorized digital works. Thus, although<br />

traditional copyright doctrines usually give artists sufficient<br />

incentives to create, if creators feel aggrieved by digital alteration that<br />

is not explicitly forbidden by our copyright law, a myopic focus on<br />

traditional Anglo-American rights in creative products may compromise<br />

the incentive to create. 98<br />

92 See H. Rep. No. 514, zoist Cong., 2d Sess. i (199o), reprinted in 199o U.S.C.C.A.N.<br />

6915, 6927.<br />

93 Significantly, however, the implications of digital technology are not explicitly addressed<br />

in the legislative history of VARA.<br />

94 H. Rep. No. 514, ioist Cong., 2d Sess. 14, reprinted in 19go U.S.C.C.A.N. 6915, 6924.<br />

9S But such activities might violate the derivative work right or the distribution right. See<br />

17 U.S.C. § io6 (1988 & Supp. IV 1992).<br />

96 See Moebes, supra note 29, at 320.<br />

97 Cf. Campbell v. Acuff-Rose Music, Inc., 114 S. Ct. 1164, 1173 (1994) (stating that a rap<br />

song's parody "reasonably could be perceived as commenting on the original or criticizing it, to<br />

some degree").<br />

9 See, e.g., H. Rep. No. 514, ioist Cong., 2d Sess. 6 (199o), reprinted in 199o<br />

U.S.C.C.A.N. 6915, 6916.<br />

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C. Policy Advantages to the VARA Rights<br />

Although VARA has the potential to stifle digital technology in a<br />

manner contrary to the constitutional mandate, it is also defensible<br />

on the basis of various important policy objectives. Just as fair use<br />

is justified as a way to ensure that the copyright monopoly does not<br />

extend too far, so too might moral rights, which also limit the copyright<br />

monopoly, be a justified impediment to one form of creation in<br />

order to avoid stifling other art forms. 99 In addition, federal moral<br />

rights could help to unify the various state regimes that currently<br />

provide only nebulous moral rights protection.100 Such unification<br />

would be beneficial because "patchwork measures rarely approximate<br />

the degree of protection afforded by a cohesive legal theory." 10 1 Likewise,<br />

explicit recognition of moral rights could increase business certainty<br />

in an age of global entertainment markets. When entertainment<br />

products are created with a view toward international markets, it is<br />

sensible to treat international consistency in the protection of these<br />

products as an independently valuable objective. 102<br />

Digital technology does, however, make it exceedingly difficult to police the unauthorized<br />

use of a copyrighted work. See Lange, supra note 77, at 230-31. Because end users can alter<br />

digitized works almost effortlessly, the transaction costs would be prohibitive for an artist who<br />

wanted to approve or disapprove even the most trivial "transformative" use of his art work.<br />

Cf. Pierre N. Leval, Toward a Fair Use Standard, 103 HARv. L. REv. ixos, Xiii (iggo)<br />

(proposing that fair use turn on whether a given use is "transformative," defined as a use that<br />

is "productive" and employs the original work "in a different manner and for a different purpose<br />

from the original").<br />

99 Indeed, Professors Patterson and Lindberg argue that:<br />

The vice of the copyright monopoly unlimited by the moral-rights doctrine (and barely<br />

limited by the fair-use doctrine) is that copyright ceases to be merely a monopoly for<br />

protection against competitors; it becomes a monopoly also against both authors and<br />

users. Thus, authors are severely restricted, not only in the right to protect their own<br />

products but also in the use they may make of the works of other authors to create new<br />

works . . . . And the monopoly against users inevitably inhibits the fulfillment of the<br />

constitutional purpose of copyright, the promotion of learning.<br />

PATTERSON & LINDBERG, supra note 6o, at 172.<br />

100 See supra p. 1983.<br />

101 Kwall, supra note 40, at 18; see also Roeder, supra note 24, at 575 ("The application of<br />

so many different doctrines to a subject matter which is intrinsically homogeneous produces<br />

confusion; choice of theory becomes dependent on a fortuitous combination of factors, rather<br />

than on the basic needs of the problem." (footnote omitted)).<br />

102 See The Visual Artists Rights Act of 1989, Hearings on H.R. 2690 Before the Subcomm.<br />

on Courts, Intellectual Property, and the Administration of Justice of the House Comm. on the<br />

Judiciary, iolst Cong., ist Sess. 37 (1989) (statement of Ralph Oman, Register of Copyrights).<br />

Former Congressman Robert Kastenmeier notes that<br />

popular culture and information have become export commodities of immense economic<br />

value. That value is badly eroded by low international copyright standards. Berne<br />

standards, by contrast, are appropriately high and are widely accepted by the international<br />

copyright community. By lending our prestige and power to those standards, we<br />

have improved domestic copyright law and bolstered our own credibility in the international<br />

legal system.<br />

Robert W. Kastenmeier, The zg89 -Horace S. Manges Lecture - Copyright in an Era of<br />

Technological Change: A Political Perspective, 14 CoLum.-VLA J.L. & ARTS 1, 12 (x989),<br />

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19941 VISUAL ARTISTS' RIGHTS '993<br />

The advantages of moral rights in a digital age are not limited to<br />

artists or other creators. Explicit recognition of moral rights might<br />

fill the gap left by the new informality of our copyright regime 0 3 in<br />

ways that would benefit the public interest.' 0 4 For example, the filmpreservation<br />

movement argues that great fims should be preserved in<br />

their original form in order to preserve our cultural heritage.' 0 5 Indeed,<br />

VARA's limitation of its negligence cause of action to works of<br />

"recognized stature"' 0 6 reflects a concern for the public's interest rather<br />

than exclusively that of the artist.' 0 7<br />

V. CONCLUSION<br />

Part of the difficulty in deciding whether moral rights are beneficial<br />

in a digital age is that the technological trends seem to pull in opposing<br />

directions. On the one hand, advances in technology that make it<br />

possible to alter works in ways that were never before imagined<br />

counsel for giving artists more control over their creations. On the<br />

other hand, technology puts pressure on artist-centered regimes, because<br />

technologically assisted works do not fit the paradigmatic view<br />

of art. Moreover, the inter-industry conflicts generated by digital<br />

technology make it unclear what result will "promote the progress of<br />

science and the useful arts." Yet to the extent that moral rights are<br />

limited to "traditional" creators, a significant number of new works<br />

remain protected by the traditional copyright doctrines.<br />

Thus, although VARA may impede full exploitation of digital<br />

technology, it has the advantage of harmonizing international intellec-<br />

Recognition of moral rights in the United States imposes little additional cost when entertainment<br />

products are vulnerable to attack on moral rights grounds in other countries that are major<br />

markets for these products. See Tanenbaum & Wells, supra note 75, at S12.<br />

103 Membership in Berne required the United States to eliminate or modify many of the<br />

formal requirements for a valid copyright - notice, deposit, and registration - that had<br />

characterized the igog Copyright Act. See Jane C. Ginsburg & John M. Kernochan, One<br />

Hundred and Two Years Later: The U.S. Joins the Berne Convention, 13 CoLuM.-VLA J.L. &<br />

ARTS I, 12-16 (1988).<br />

104 Cf. David Streitfeld, Copyright Controversy: Artists, Library at Odds Over Registration,<br />

WASH. POST, Mar. 5, 1993, at C2 ("[M]any important unpublished works have come to the<br />

[L]ibrary [of Congress] under copyright deposit, including a first edition of a Dvorak opera and<br />

choreography by Agnes de Mille." (referring to the testimony of Librarian of Congress James<br />

Billington before the House Subcomm. on Patents, Copyrights and Trademarks, Mar. 4, 1993)).<br />

10S Any attempt to characterize such rights in terms of the public interest, though probably<br />

the easiest way to assimilate them into the American system, will have its own problems: moral<br />

rights justified in terms of the public interest would be limited by the Takings Clause, with the<br />

public interest in art preservation weighed against the burden on the individual who seeks to<br />

use his property in a way contrary to that interest. See Craig A. Wagner, Note, Motion Picture<br />

Colorization, Authenticity, and the Elusive Moral Right, 64 N.Y.U. L. REv. 628, 722-24 (1989).<br />

106 17 U.S.C. § io6A(3)(B) (Supp. IV 1992).<br />

107 Indeed, this goal is reflected in the legislative history of VARA. See H. Rep. No. 514,<br />

ioist Cong., 2d Sess. 6 (iggo), reprinted in i99o U.S.C.C.A.N. 6915, 696 (statement of Rep.<br />

Edward J. Markey).<br />

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1994 HARVARD LAW REVIEW [Vol. 107:1977<br />

tual property law at a time when international transactions involving<br />

entertainment products are commonplace. Although moving toward<br />

a system that will impede technological advances may seem unwise,<br />

the VARA rights will ultimately be consonant with the rationale of<br />

intellectual property protection if they encourage creation in a digital<br />

age.<br />

HeinOnline -- 107 Harv. L. Rev. 1994 1993-1994

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