FACT BOOK 2009 - HNX

BOOK2009
FACT

No. Contents
A PRIMARY MARKET 2009
I
Share Auctions
1 Review of Share auctions
2 List of share auctions
II
Bond Biddings
1 Review of Bond biddings
2 List of bond biddings
3 Bond-bidding members as of 31/12/2009
B SECONDARY MARKET 2009
I
Listed Stock Market
1. Review of Listed stock market in 2009
2. Trading activities
2.1 Review of Listed stock trading activities
2.2 Trading activities by stock
2.3 Order placing
2.4 Listed stock trading activities by day
2.5 Listed stock trading activities by month
2.6 Top 10 active listed stocks by average trading volume
2.7 Top 10 active listed stocks by average trading value
2.8 Stock price change
3. Listings
3.1 Listed companies as of 31/12/2009
3.2 Companies with additional listing in 2009
3.3 Delistings in 2009
3.4 Top 10 biggest listed companies by listed volume as of 31/12/2009
3.5 Top 10 biggest listed companies by market capitalization as of 31/12/2009
4 HNX-Index change in 2009
5 Transactions by foreign investors
5.1 Trading activities by stock
5.2 Listed stock trading activities by month
5.3 Total room and Current room of foreign holding as of 31/12/2009
5.4 Top 10 active listed stocks by trading volume of foreign investors
5.5 Top 10 active listed stocks by trading value of foreign investors
6 Trading Members
6.1 List of Trading Members as of 31/12/2009
6.2 Top 10 active members by listed stock brokerage
a
b
By trading volume
By trading value
2

3FACT BOOK 2009
No. Contents
6.3 Top 10 active members by listed stocks Proprietary dealing
a By trading volume
b By trading value
II Bond Market
1 Review of Bond Market
2 Trading activities
2.1 Review of Bond trading activities
2.2 Trading activities by bond
a VND Bond
b Sovereign Bond (USD)
2.3 Bond trading activities by month
3 Listings
3.1 Listed bonds as of 31/12/2009
3.2 Delistings in 2009
4 Transactions by foreign investors
5 Bond trading members
5.1 List of bond trading members as of 31/12/2009
5.2 Top 10 active members by bond brokerage
5.3 Top 10 active members by bond Proprietary dealing
III UNLISTED PUBLIC COMPANY MARKET (UPCOM)
1 UPCoM 2009 in Review
2 Trading activities
2.1 Review of UPCoM trading activities
2.2 Trading activities by registered stock
2.3 Order placing
3 List of registered companies as of 31/12/2009
4 Transactions by foreign investors
4.1 Trading activities by registered stock
4.2 Total room and Current room of foreign holding as of 31/12/2009
5 UPCoM-Index change in 2009
6 UPCoM Members
6.1 List of UPCoM Members as of 31/12/2009
6.2 Top 10 active members by registered stock brokerage
a By trading volume
b By trading value
6.3 Top 10 active members by Registered stock Proprietary dealing
a By trading volume
b By trading value
EFFICIENCY

5FACT BOOK 2009
A. PRIMARY MARKET 2009
I. Share auctions
1. Review of Share auction
No. Indicators Unit 2009
1 Total number of companies in auctions
+ State-owned enterprises with IPO Company
14
+ Companies with public offering for fund raising 2
2
Total number of shares offered
(excluding negotiated shares)
Share 142,078,873
3 Total number of registered investors for auctions Investor 9,086
4 Total number of shares registered for buying Share 207,020,112
5 Total number of registered investors for buying Investor 9,008
6 Total number of shares bought Share 206,712,213
7 Number of winning investors Investor 4,518
+ Domestic Organization 56
+ Foreign Organization 2
+ Domestic Individual 4,459
+ Foreign Individual 1
8 Number of winning shares Share 124,240,767
+ Domestic Organization 52,243,997
+ Foreign Organization 3,367,532
+ Domestic Individual 68,610,714
+ Foreign Individual 18,524
9 Total value of winning shares VND 1,556,561,081,900
16
EFFICIENCY

2. List of Share auctions
No. Offering Company Auction method Auction date
1
2
Vietnam bank for Agriculture and Rural
Development Sercurity Company Limited
Khanh Hoa Mineral Exploiting Processing export
Co. Ltd
Charter capital
(VND bil.)
Equitization of SOEs IPO 06/01 1,200
Equitization of SOEs
IPO 02/03 140
2nd share aution 24/4 140
3 Viettelpost Member State Limited Company Equitization of SOEs
IPO 27/3 60
Negotiation 12/05 60
4
Financial Leasing company No.1 - Vietnam Bank for
Agriculture and rural Development
Equitization of SOEs 2nd share aution 10/04 350
5
Financial Leasing company No.1 - Vietnam Bank for
Agriculture and rural Development
Equitization of SOEs IPO 22/4 900
6
Vietnam Bank for Industry and Trade Securities
Company Ltd
Equitization of SOEs IPO 15/5 1,840
7 Thai Nguyen Iron and Steel Corporation Equitization of SOEs IPO 18/5 320
8
Hanoi Electromechanical Manufacturing Member
State Limited Company
Public offreing 2nd share aution 25/5 11,590
9 Ha Nam Pedigree and Aquaculture JSC Company Equitization of SOEs IPO 01/06 61,172
10
Lam Thao Fertilizers and Chemicals Company
(LAFCHEMCO)
Equitization of SOEs
IPO 30/06 432
2nd share aution 19/11 43,240
11 Vietnam Germany steel pipe JSC (VG PIPE) Public Offering IPO 27/10 125,997
12
Van Dien Fused Magnesium Phosphate Company
(VAFCO)
Equitization of SOEs IPO 02/11 270,780
13 Song Hong Corpration Equitization of SOEs IPO 09/11 300
14 Ha Long Urban environment Company Equitization of SOEs IPO 25/11 32,013
15
16
Fitting, producing and creating a new four- wheeler
Factory TRA-LAS
Machinery and Spare parts Company)
(Machinoimport)
Equitization of SOEs IPO 14/12 43,535
Equitization of SOEs IPO 21/12 386,386
Total 6,716,713
6

7FACT BOOK 2009
Total offered
volume (shares)
Starting price
No. of registering
investors
No. of registered
shares for buying
No. of winning
investors
Total sold volume
(shares)
Total sold value
(VND)
30,041,617 10,500 450 32,022,200 449 30,041,617 316,063,988,500
3,263,900 10,800 105 564,800 105 564,800 6,105,540,000
2,736,600 10,500 40 139,300 40 139,300 1,463,450,000
1,525,600 10,100 29 2,126,400 28 1,525,600 15,517,240,000
10,212 10,200 2 10,212 2 10,212 104,162,400
9,741,300 10,300 110 3,920,400 110 3,920,400 40,380,120,000
EFFICIENCY
19,192,106 10,200 5,511 26,655,400 1,994 19,192,106 200,647,191,800
26,561,000 10,100 683 26,311,900 683 26,311,900 266,105,160,000
8,019,200 10,200 338 4,349,400 338 4,349,400 44,393,230,000
1,139,900 10,700 7 1,944,900 3 1,139,900 12,538,900,000
1,623,860 10,010 17 45,000 17 45,000 450,450,000
5,418,800 12,000 170 10,856,500 80 5,418,800 75,625,790,000
2,000,000 14,000 70 4,232,100 60 2,000,000 30,428,690,000
8,254,290 11,700 383 14,289,100 279 8,254,290 144,687,317,000
6,958,517 13,500 506 43,419,900 41 6,958,517 172,096,667,200
6,784,600 14,000 518 28,494,600 142 6,784,600 151,229,390,000
1,402,758 10,000 114 169,500 114 169,500 1,703,700,000
1,773,935 10,000 3 1,775,000 3 1,773,935 17,740,100,000
5,640,890 10,500 30 5,693,500 30 5,640,890 59,279,995,000
142,089,085 209,310,000 9,086 207,020,112 4,518 124,240,767,000 1,556,561,081,900

II. Bond Biddings
1.Review of Bond Biddings
No. Indicators Unit Details
1 Total number of Bond biddings Session 21
2 Total offering volume VND mil. 70,300,000
2-year bond 36,600,000
3-year bond 13,800,000
5-year bond 12,400,000
10-year bond 7,500,000
3 Total valid bid volume VND mil. 22,173,900
2-year bond 10,938,000
3-year bond 5,830,000
5-year bond 3,186,400
10-year bond 2,219,500
4 Total winning volume of VND bond biddings VND mil. 2,599,000
2-year bond 2,100,000
3-year bond 100,000
5-year bond 49,000
10-year bond 350,000
5 Total offering volume of Sovereign bond biddings USD mil. 750
1-year bond 400
2-year bond 200
3-year bond 150
6 Total valid bid volume USD mil. 2,294.1
1-year bond 1,341
2-year bond 561
3-year bond 392,1
7 Total winning volume of Sovereign bond biddings USD mil. 460.11
1-year bond 273
2-year bond 127.01
3-year bond 60.1
8

9FACT BOOK 2009
2. List of Bond biddings in 2009
2.1. Statistics of VND Bond biddings in 2009
Date Bond type Issuer Issue date
12/02/2009
10/06/2009
19/06/2009
24/06/2009
14/07/2009
22/07/2009
27/08/2009
09/09/2009
16/09/2009
30/09/2009
12/11/2009
20/11/2009
16/12/2009
18/12/2009
Government
Bond
Government
Guaranteed
Bond
Government
Bond
Government
Guaranteed
Bond
Government
Guaranteed
Bond
Government
Guaranteed
Bond
Government
Guaranteed
Bond
Government
Guaranteed
Bond
Government
Guaranteed
Bond
Government
Guaranteed
Bond
Government
Bond
Government
Bond
Government
Bond
Government
Bond
Maturity
date
Term
(year)
Vol.
offered
(VND mil.)
Vol.
registered
(VND mil.)
Bid
winning
Vol.
(VND mil.)
Winning
rate (%)
(1) 16/02/2009 16/02/2011 2 700,000 1,400,000 100,000 6.70
(3) 12/06/2009 12/06/2011 2 2,000,000 650,000 500,000 8.70
(2) 23/06/2009 23/06/2019 10 500,000 136,000 100,000 9.20
(3) 26/06/2009 26/06/2011 2 2,000,000 1,550,000 1,500,000 9.00
(4) 16/07/2009 16/07/2014 5 200,000 3,700 3,700 9.40
(4) 24/07/2009 24/07/2012 3 300,000 250,000 100,000 10.00
(4) 31/08/2009 31/08/2014 5 500,000 3,300 3,300 10.50
(4) 11/09/2009 11/09/2014 5 500,000 6,300 3,000 10.50
(4) 18/09/2009 18/09/2014 5 500,000 3,500 3,500 10.50
(4) 02/10/2009 02/10/2014 5 200,000 10,000 10,000 10.50
(2) 16/11/2009 16/11/2019 10 600,000 263,200 250,000 9.90
(2) 24/11/2009 24/11/2014 5 200,000 5,000 5,000 9.00
(1) 18/12/2009 18/12/2014 5 300,000 20,500 10,000 10.80
(2) 22/12/2009 22/12/2014 5 200,000 10,500 10,500 11.00
Total 8,700,000 4,321,000 2,599,000
EFFICIENCY

2.2. Statistics of Bond biddings in foreign currency (USD) in 2009
Date Bond type Issuer Issue date Maturity date
Term
(year)
Vol. offered
(VND mil.)
Vol. registered
(VND mil.)
Bid winning
Vol. (VND
mil.)
Winning
rate (%)
20/03/2009
24/03/2009
27/03/2009
24/08/2009
26/08/2009
28/08/2009
29/12/2009
Government
Bond
Government
Bond
Government
Bond
Government
Bond
Government
Bond
Government
Bond
Government
Bond
(1) 24/03/2009 24/03/2010 1 100,000,000 766,000,000 100,000,000 3.00
(1) 26/03/2009 26/03/2011 2 100,000,000 494,000,000 80,010,000 3.20
(1) 31/03/2009 31/03/2012 3 100,000,000 362,100,000 50,100,000 3.60
(1) 26/08/2009 26/08/2010 1 100,000,000 370,000,000 100,000,000 2.98
(1) 28/08/2009 28/08/2011 2 100,000,000 67,000,000 47,000,000 3.75
(1) 01/09/2009 01/09/2012 3 50,000,000 30,000,000 10,000,000 3.90
(1) 31/12/2009 31/12/2010 1 200,000,000 205,000,000 73,000,000 4.00
Total 750,000,000 2,294,100,000 460,110,000
Note: (1) State Treasury; (2) Vietnam Development Bank; (3) Vietnam Bank for Social Policies; (4) Vietnam Expressway Development Company
(5) Ho Chi Minh Investment Fund for Urban Development
10

3. Bond-bidding members as of 31/12/2009
No. Institution Address
Admission
date
(dd/mm/yyyy)
1 Saigon Securities Inc 72 Nguyen Hue Street, District 1, Ho Chi Minh City 12/4/2005
2 Vietcombank Securities Company Ltd
Floor 17, Vietcombank Buiding, 198 Tran Quang Khai Str,,
Hoan Kiem, Ha Noi
12/4/2005
3 Bao Viet Securities Company 8 Le Thai To Street, Hoan Kiem District, Ha Noi City 12/4/2005
4
Vietnam Bank for Industry and Trade Securities
JSC
No, 306 Ba Trieu, Hanoi 12/4/2005
5 Ho Chi Minh City Securities Corporation
Floor 1, 2, 3, No, 06 Thai Van Lung, District 1, Ho Chi Minh
City
12/4/2005
6 Agribank Securities Joint-Stock Corporation Floor 4, C3 Phuong Liet, Giai Phong, Hanoi 12/4/2005
7 The First Securities JSC
No, 9 Hoang Van Thu, Chanh Nghia Urban Quarter, Thu Dau
Mot, Binh Duong
12/4/2005
8 ACB Securities Company Ltd No, 107N Truong Dinh, Ward 6, District 3, Ho Chi Minh City 12/4/2005
9 Postal Savings Services Company 98 Hoang Quoc Viet, Hanoi 12/4/2005
10
Vietnam JS Commercial Bank for Industry and
Trade
108 Tran Hung Dao, Hanoi 12/4/2005
11
Joint-Stock Commercial Bank for Foreign Trade of
Vietnam
198 Tran Quang Khai Street, Hanoi 12/4/2005
12 HaiPhong Securities JSC No, 24 Cu Chinh Lan, Hong Bang District, Hai Phong 12/4/2005
13 Bank for Development and Investment of Viet Nam 191 Ba Trieu, Vincom Tower, Hanoi 12/4/2005
14
Vietnam Technological and Commercial
Joint- stock Bank
70-72 Ba Trieu Street, Hang Bai, Hoan Kiem District, Hanoi 12/4/2005
15 Chinfon Bank 14 Lang Ha, Hanoi 12/4/2005
16 Shipbuilding Finance Company 120 Hang Trong, Hanoi 12/4/2005
17 Textile Finance Company 32 Trang Tien, Hanoi 12/4/2005
18 Thang Long Securities JSC Floor 06, No, 273 Kim Ma, Hanoi 12/4/2005
19 VIBank
8th, 9th, 10th floor VietTower, 198B Tay Son Street, Dong Da,
Hanoi
12/4/2005
20 Viet Nam Maritime Bank 7th, 8th, 9th floor VIT Tower, 519 Kim Ma, Hanoi 12/4/2005
21 AIG Insurance Company Vietnam 1st floor E,Town 364 Cong Hoa, Ho Chi Minh city 12/4/2005
22 Manulife Co. Ltd. Vienam 75 Hoang Van Thai Street, Tan Phu Ward, District 7, HCM 12/4/2005
23
Bank for Investment and Development of Vietnam
Securities Co.
24 Sacombank
Floor 10, A Tower – Vincom Twin Tower, No, 191 Ba Trieu,
Hanoi
266-268 Nam Ky Khoi Nghia, Ward 8, District 3, Ho Chi
Minh city
12/4/2005
12/4/2005
25 Petro Vietnam Finance Company 72F Tran Hung Dao, Hanoi 6/5/2005
26 Bao Viet Fund Management Company Limited
5th floor, Bao Viet Inc, Building, No, 8 Le Thai To, Hoan
Kiem, Hanoi
30/03/2006
27 CitiBank. NA- Hanoi Branch 1st floor, 17 Ngo Quyen, Hanoi 1/6/2006
28 Standard Chartered Bank- Hanoi Branch 8th floor Hanoi tower, 49 Ha Ba Trung, Hanoi 27/6/2006
29 Deutsche Bank AG. HoChiMinh city branch 14th floor Sài Gòn Centre, 65 Le Loi, Ho Chi Minh city 22/08/2006
30 SEA Bank 16 Lang Ha, Hanoi 22/08/2006
31 Eximbank No 7 Le Thi Hong Gam, Ho Chi Minh city 3/10/2006
32 Deposit Insurance of Vietnam 191 Ba Trieu, Hanoi 24/11/2006
33 Trang An Securities JSC
Floor 9, 59 - Quang Trung, Nguyen Du, Hai BaTrung District,
Hanoi
16/01/2007
EFFICIENCY FACT BOOK 2009
11

No. Institution Address
Admission date
(dd/mm/yyyy)
34 Asian - Pacific Securities JSC Floor 8, No, 9 Dao Duy Anh, Dong Da District, Hanoi 25/01/2007
35 Vietnam International Securities JSC No, 59, Quang Trung, Hai Ba Trung District, Hanoi 5/2/2007
36 HSBC Bank (Vietnam) Ltd.
Metropolitan,235 Dong Khoi, Ben Nghe Precinct, District
1, Ho Chi Minh City
5/2/2007
37 Southern Bank 279 Ly Thuong Kiet, Ho Chi Minh city 1/3/2007
38 Asia Commercial Bank 442 Nguyen Thi Minh Khai, District 3, Ho Chi Minh city 1/3/2007
39 Thien Viet Securities JSC No, 535 Kim Ma, Ba Dinh District, Hanoi 14/3/2007
40 Prudential Vietnam Fund Management Company
Sai Gon Commercial Center Building, 37 Ton Đuc Thang,
District 1, HCM
2/4/2007
41 An Binh Bank
78-80 Cach Mang Thang Tam, Ward 6, District 3, HoChi
Minh city
2/4/2007
42 BNP Paripas Bank, HCM Branch 29 Lê Duan, District 1, Ho Chi Minh City 2/4/2007
43 SeaBank Securities Corporation 14 Lang Ha, Ba Dinh District, Hanoi 12/7/2007
44 Tan Viet Securities JSC Floor 5, No, 152 Thuy Khue, Tay Ho District, Hanoi 12/7/2007
45 Viet Dragon Securities Corporation
Floor 3,4,5, Estar Building, No, 147 – 149 Vo Van Tan,
District 3, HCM
12/7/2007
46 VPBank Securities Company
Building No, 362 Pho Hue, Pho Hue Ward, Hai Ba Trung
District, Hanoi
20/07/2007
47 Habubank B7, Giang Vo, Ba Đinh, Hanoi 26/07/2007
48 ANZ Bank – Hanoi Branch 14 Lê Thai To, Hoan Kiem, Hanoi 26/07/2007
49 Ocean Joint Stock Securities Company No 04, Lang Ha, Ba Dinh, Hanoi 2/8/2007
50 Royal International Securities
No, 30 Nguyen Du, Bui Thi Xuan Ward, Hai Ba Trung
District, HN
22/08/2007
51 Saigon Bank for Industry and Trade 2C Pho Duc Chinh, Ho Chi Minh City 23/08/2007
52 Agribank No, 2, Lang Ha, Ba Dinh, Hanoi 23/08/2007
53 Saigon Commercial Joint Stock Bank
193-203 Tran Hung Dao, Co Giang Ward, District 1, Ho
Chi Minh City
27/08/2007
54 Kim Long Securities Corporation No, 22, Thanh Cong, Ba Dinh District, Hanoi 10/9/2007
55 SSI Asset Management Floor 5, 1C Ngo Quyen, Hoan Kiem District, Hanoi 19/09/2007
56 Housing Bank of Mekong Delta No, 9, Vo Van Tan, District 3, Ho Chi Minh City 19/09/2007
57 Viet Quoc Securities Corporation No 21 Han Thuyen Street, Hai Ba Trung District, Hanoi 28/09/2007
58 Hanoi Securities Corporation
Floor 3, Opera Commercial Centre Building, 60 Ly Thai
To, Hoan Kiem,Hanoi
4/10/2007
59 An Binh Securities JSC No, 101 Lang Ha, Lang Ha Ward, Dong Da District, Hanoi 26/10/2007
60 Phu Gia Securities Coporation No, 13A Tu Xuong, Ward 7, District 3, Ho Chi Minh City 6/11/2007
12

No. Institution Address
Admission date
(dd/mm/yyyy)
61 FPT Securities JSC Floor 2, No, 71 Nguyen Chi Thanh, Dong Da District, HN 4/12/2007
62 Au Viet Securities Corporation
Floor 3, Savimex Building, 194 Nguyen Cong Tru, District
1, HCM City
19/12/2007
63 VNS Securities JSC
1st floor, VCCI Building, No,9 Dao Duy Anh, Dong Da
District, Hanoi
9/1/2008
64 FPT Fund Management JSC
12th - 13th floor, FPT Building, Pham Hung, Cau Giay
District, Hanoi
17/01/2008
65 Morgan Stanley Huong Viet Securities JSC No, 8 Thien Quang, Dong Da District, Hanoi 12/3/2008
66 Military Bank No, 3 Lieu Giai, Cong Vi Precinct, Ba Dinh, Hanoi 12/3/2008
67 Mirae Asset Securities JSC
No, 1 - 5 Le Duan Street, Ben Nghe Precinct, District 1,
HCMC
19/03/2008
68 Lien Viet Bank No 50, Kim Lien Moi, Dong Da, Ha noi 4/6/2008
69 Woori CBV Securities Corporation 14 Tran Binh Trong Street, Hoan Kiem, Hanoi 29/07/2008
70 Sacombank Securities Co. Ltd. 278 Nam Ky Khoi Nghia, Precinct 8, District 3, HCMC 29/07/2008
71 Tien Phong Bank
FPT Building, B2, Dich Vong Hau Precinct, Cau Giay
District, Hanoi
29/08/2008
72 Vincom Securities JSC 4th & 15th floor, Vincom City Tower, 191 Ba Trieu, Hanoi 1/10/2008
73 HANDICO Financing JSC
3rd floor,Thang Long Ford B uilding, 105 Lang Ha, Dong
Da District, Hanoi
13/10/2008
74 Cathay Life Insurance Ltd. (Vietnam)
8th floor, N'orch Building, 170-170Bis-172E Bui Thi
Xuan, HCMC
13/10/2008
75 Alpha Securities JSC 2 Pham Ngu Lao Street, Hoan Kiem District, Hanoi 20/11/2008
76 Bao Minh Securities JSC 1st, 3rd & 4th floor, 10 Phan Huy Chu, Hoan Kiem, Hanoi 20/11/2008
77 EVN Finance JSC
6th & 7th floor, 434 Tran Khat Chan, Hai Ba Trung
District, Hanoi
20/11/2008
78 North Asia Commercial Joint-Stock Bank 60 Ly Thai To, Hoan Kiem, Hanoi 19/12/2008
79 GPBank 273 Kim Ma, Ba Dinh District, Hanoi 19/12/2008
80 MHB Securities Corporation 02nd floor, Opera View, 161 Dong Khoi, District 1, HCMC 6/1/2009
81 Bao Viet Bank
Bao Viet Building, No 8 Le Thai To Street, Hoan Kiem,
HN
4/2/2009
82 Viet Capital Securities Company
67 Ham Nghi Street, Nguyen Thai Binh Ward, District 1,
HCM
4/3/2009
83 EuroCapital Securities Company
02nd floor, Thanh Cong Building, No 57 Lang Ha Street,
Ba Dinh, HN
2/4/2009
84 Saigon - Hanoi Commercial Joint Stock Bank 77 Tran Hung Dao Street, Hoan Kiem, Hanoi 16/04/2009
85 Indovina Bank Ltd
46-48-50 Pham Hong Thai Street, Ben Thanh Ward,
District 1, HCM City
28/04/2009
86 Phu Hung Securities Corporation
5th Floor, Lawrence S,Ting Building, 810 Nguyen Van
Linh, Dis, 7, HCM City
10/7/2009
87 Saigon - Hanoi Securities Joint Stock Company
1st & 5th Floor, Dao Duy Anh Building, No 9 Dao Duy
Anh Str, Hanoi
14/12/2009
88 PG Bank
132-134 Nguyen Hue Street, Ward 2, Cao Lanh City, Dong
Thap
28/12/2009
EFFICIENCY FACT BOOK 2009
13

Bond bidding members by year
Biểu đồ cơ cấu thành viên qua các năm
50
40
30
20
10
0
41
36
29
22
23
17
12
11
14
16
7 8 9 11
8
8
8
1 1
4
2005 2006 2007 2008 2009
CTCKSecurities NHTM Co. trong nước NHTM nước ngoài TCTC khác
Local Commercial Bank
Foreign Commercial Bank
Other Financial institutions
16
14

EFFICIENCY FACT BOOK 2009
15EFFICIENCY

B. SECONDARY MARKET 2009
I. Listed Stock Market
1. Review of Listed stock market in 2009
No. Indicator Unit 2008 2009
% change
compared to
2008
1 Total number of trading sessions Session 248 250 0.81
2 Total number of listed companies Company 168 257 52.98
3 Total volume of listed stocks Stock 2,345,602,398 3,709,885,553 58.16
4 Total value of listed stocks VND mil. 23,456,024 37,098,856 58.16
5 Total number of newly listed stocks Company 58 72 24.14
6 Total volume of newly listed stocks Stock 452,187,082 1,215,157,049 168.73
7 Total value of newly listed stocks VND mil.
4,521,871 30,560,512
8
Total number of listed stocks with additional
listing
Company 57 41 -28.07
9 Total volume of additional listed shares Stock 645,521,483 680,840,584 5.47
10 Total number of delisted stocks Company 2 6 200
11 Total volume of delisted stocks Stock 85,500,000 323,690,444 278.59
12 Total value of delisted stocks VND mil. 855,000 3,236,904 278.59
13 HNX-Index of the last session Point 105.121 168.176 59.98
14 Highest HNX-Index Point 322.342 218.387 (32.25)
15 Lowest HNX-Index Point 97.613 78.068 (20.03)
16 Total stock trading volume Stock 1,531,376,130 5,759,833,263 276.12
17 Total stock trading value VND mil. 57,122,359 197,357,978 245.50
18 Session with biggest stock trading volume Stock 22,708,5004 67,237,2009 196.09
19 Session with biggest stock trading value VND mil. 1,203,4345 3,048,98210 153.36
20 Average stock trading volume Stock / Session 6,174,904 23,039,333 273.11
21 Average stock trading value
VND mil./
Session
230,323 789,432 242.75
22 Market capitalization at the last session VND mil. 55,174,771 125,276,102 127.05
23 Total number of trading members Company 89 98 10.11
2008 2009
1. 31/12/2008 6. 31/12/2009
2. 2/01/2008 7. 22/10/2009
3. 27/11/2008 8. 24/02/2009
4. Session 698 on 8/09/2008 9. Session 982 on 23/10/2009
5. Session 692 on 27/08/2008 10. Session 982 on 23/10/2009
156.39
17EQUITABLENESS FACT BOOK 2009

2. Trading Activities
2.1. Review of Listed stock trading activities
Trading method
Trading volume (shares)
Trading value (VND mil.)
2009 2008 % change 2009 2008 % change
Continous order matching 5,589,834,300 1,467,739,300 280.85 191,011,485 54,084,212 253.17
Negotiation 169,998,963 63,636,830 167.14 6,346,493 3,038,147 108.89
Total 5,759,833,263 1,531,376,130 276.12 197,357,978 57,122,359 245.50
2.2. Trading activities by stock
No
Stock
code
No. of
sessions
Continous order matching Negotiation Total
Vol. (shares)
Value
(VND mil.)
Vol.(shares)
Value
(VND mil.)
Vol. (shares)
Value
(VND mil.)
1 ACB 250 619,026,700 26,629,222 25,917,228 1,153,206 644,943,928 27,782,429
2 AGC 249 11,618,300 162,781 217,800 3,565 11,836,100 166,346
3 ALT 113 563,100 15,238 60,000 1,524 623,100 16,762
4 AMV 2 189,400 3,120 - - 189,400 3,120
5 B82 250 2,706,400 70,272 201,800 5,674 2,908,200 75,946
6 BBS 250 2,647,400 50,089 42,300 997 2,689,700 51,085
7 BCC 250 141,550,600 2,104,094 1,006,500 15,297 142,557,100 2,119,391
8 BED 52 353,900 7,432 - - 353,900 7,432
9 BHC 163 9,482,000 162,053 647,500 10,984 10,129,500 173,037
10 BHV 250 1,702,000 80,725 - - 1,702,000 80,725
11 BKC 97 11,536,400 557,763 952,400 42,397 12,488,800 600,160
12 BLF 250 24,557,000 333,692 461,900 6,550 25,018,900 340,242
13 BPC 147 5,139,400 110,970 297,300 7,910 5,436,700 118,880
14 BST 250 679,300 9,614 - - 679,300 9,614
15 BTH 250 1,231,400 18,261 14,700 118 1,246,100 18,379
16 BTS 250 61,148,000 781,151 208,100 2,976 61,356,100 784,127
17 BVS 250 141,663,600 7,006,411 2,653,500 115,238 144,317,100 7,121,648
18 BXH 27 254,800 4,866 20,000 384 274,800 5,250
19 C92 250 2,506,900 46,406 - - 2,506,900 46,406
20 CAN 143 5,603,900 95,601 10,000 207 5,613,900 95,808
21 CAP 250 983,100 19,178 10,020 103 993,120 19,281
22 CCM 250 7,284,000 307,238 373,900 12,230 7,657,900 319,468
23 CDC 250 23,976,800 1,091,992 1,391,500 52,634 25,368,300 1,144,626
24 CIC 250 4,738,000 86,130 29,000 525 4,767,000 86,655
25 CID 250 814,900 15,710 - - 814,900 15,710
26 CJC 250 680,300 19,582 - - 680,300 19,582
27 CMC 250 9,623,300 158,972 140,000 1,722 9,763,300 160,694
28 CSC 42 1,460,700 74,051 16,600 831 1,477,300 74,882
29 CSG 250 19,037,600 284,641 376,194 6,255 19,413,794 290,897
30 CTB 250 340,700 5,946 13,700 164 354,400 6,111
31 CTC 250 1,924,600 29,243 - - 1,924,600 29,243
32 CTM 104 7,770,400 285,842 35,400 1,538 7,805,800 287,379
18

No
Stock
code
No. of
sessions
Continous order matching Negotiation Total
Vol. (share)
Value
(VND mil)
Vol. (share)
Value
(VND mil)
Vol. (share)
Value
(VND mil)
33 CTN 250 13,744,700 339,673 888,840 20,553 14,633,540 360,226
34 CTS 109 67,757,200 1,911,081 1,666,500 45,811 69,423,700 1,956,892
35 CVT 41 1,071,000 20,205 21,520 344 1,092,520 20,549
36 DAC 250 1,856,300 81,655 25,600 1,620 1,881,900 83,275
37 DAD 96 712,800 10,852 - - 712,800 10,852
38 DAE 250 2,376,100 38,719 20,000 328 2,396,100 39,047
39 DBC 250 71,272,600 2,295,990 1,908,800 67,818 73,181,400 2,363,808
40 DBT 45 968,100 30,767 467,600 12,965 1,435,700 43,732
41 DC4 250 12,027,600 348,998 73,200 1,581 12,100,800 350,579
42 DCS 250 13,037,400 165,018 338,272 6,818 13,375,672 171,835
43 DHI 250 1,148,000 15,090 - - 1,148,000 15,090
44 DHT 250 2,690,100 76,134 187,500 5,292 2,877,600 81,426
45 DID 16 356,800 6,874 - - 356,800 6,874
46 DNC 7 6,000 116 - - 6,000 116
47 DNP 133 10,831,700 261,686 50,000 1,240 10,881,700 262,926
48 DPC 145 2,603,700 64,359 41,000 1,167 2,644,700 65,526
49 DST 250 1,445,500 15,782 - - 1,445,500 15,782
50 DTC 250 1,762,500 126,223 - - 1,762,500 126,223
51 DXP 148 7,576,100 504,884 35,260 2,368 7,611,360 507,253
52 DZM 144 5,631,300 229,562 1,096,800 33,580 6,728,100 263,142
53 EBS 250 28,066,600 625,740 749,900 20,297 28,816,500 646,036
54 ECI 141 1,249,900 16,587 14,000 150 1,263,900 16,737
55 EFI 67 6,726,400 208,794 118,600 3,845 6,845,000 212,638
56 EID 102 6,223,200 165,678 25,000 680 6,248,200 166,358
57 GGG 59 7,335,800 151,079 1,269,100 28,387 8,604,900 179,466
58 GHA 250 2,242,000 72,931 - - 2,242,000 72,931
59 GLT 26 91,300 4,366 - - 91,300 4,366
60 HAD 48 1,152,200 51,009 19,800 950 1,172,000 51,959
61 HAI 250 5,248,000 185,694 147,450 5,914 5,395,450 191,609
62 HBD 142 1,913,600 32,894 65,000 890 1,978,600 33,784
63 HBE 250 1,839,700 21,777 - - 1,839,700 21,777
64 HCC 250 1,996,700 45,733 1,684,360 27,522 3,681,060 73,255
65 HCT 250 2,539,600 50,423 65,100 1,057 2,604,700 51,480
66 HEV 250 1,569,700 29,113 56,300 932 1,626,000 30,045
67 HGM 9 143,500 9,265 20,000 1,400 163,500 10,665
68 HHC 250 2,893,600 69,760 - - 2,893,600 69,760
69 HJS 250 6,405,900 117,279 81,900 1,552 6,487,800 118,830
70 HLC 211 1,916,500 42,107 - - 1,916,500 42,107
71 HLY 250 1,911,600 78,141 - - 1,911,600 78,141
72 HNM 250 39,103,800 586,664 404,600 4,635 39,508,400 591,298
73 HOM 125 42,280,000 702,569 275,000 4,220 42,555,000 706,789
74 HPC 250 131,970,400 3,447,003 4,452,750 115,260 136,423,150 3,562,263
75 HPS 250 874,400 11,375 - - 874,400 11,375
76 HSC 237 17,900 3,211 - - 17,900 3,211
77 HST 3 1,200 17 - - 1,200 17
19EQUITABLENESS FACT BOOK 2009

No
Stock
code
No. of
sessions
Continous order matching Negotiation Total
Vol. (share)
Value
(VND mil)
Vol. (share)
Value
(VND mil)
Vol. (share)
Value
(VND mil)
78 HTP 250 3,024,800 43,869 71,300 1,462 3,096,100 45,330
79 HUT 250 14,694,300 467,690 180,700 7,373 14,875,000 475,063
80 HVT 168 1,317,800 27,344 - - 1,317,800 27,344
81 ICG 179 68,965,600 2,231,517 1,706,200 51,342 70,671,800 2,282,859
82 ILC 250 6,880,400 145,856 257,484 4,476 7,137,884 150,333
83 KBC 233 218,157,500 10,875,234 11,215,478 614,749 229,372,978 11,489,983
84 KKC 250 53,260,200 1,798,245 1,598,300 56,586 54,858,500 1,854,830
85 KLS 250 591,651,200 17,836,160 16,170,160 498,984 607,821,360 18,335,144
86 KMF 243 7,025,300 99,486 778,400 12,334 7,803,700 111,819
87 L18 250 11,309,900 275,510 156,700 4,660 11,466,600 280,170
88 L43 250 5,058,300 115,544 28,200 466 5,086,500 116,010
89 L44 9 204,200 3,185 - - 204,200 3,185
90 L61 250 6,299,700 110,229 20,000 310 6,319,700 110,539
91 L62 250 2,411,900 59,535 15,000 394 2,426,900 59,929
92 LBE 250 1,054,000 12,905 7,000 76 1,061,000 12,981
93 LM3 23 161,700 2,440 - - 161,700 2,440
94 LO5 9 33,900 506 - - 33,900 506
95 LTC 250 3,460,000 72,167 86,000 1,726 3,546,000 73,893
96 LUT 250 2,623,500 42,918 10,000 122 2,633,500 43,040
97 MAC 6 67,300 1,067 - - 67,300 1,067
98 MCO 250 4,650,000 86,283 121,800 3,562 4,771,800 89,844
99 MDC 115 1,716,000 37,696 14,700 325 1,730,700 38,021
100 MEC 250 10,224,800 362,696 140,600 4,255 10,365,400 366,951
101 MHL 26 1,503,400 31,263 176,000 3,624 1,679,400 34,887
102 MIC 250 6,193,700 479,078 129,000 7,810 6,322,700 486,888
103 MKV 250 3,553,300 48,220 85,100 802 3,638,400 49,022
104 MMC 250 2,414,900 128,380 74,800 3,538 2,489,700 131,918
105 NAG 73 4,861,900 108,751 - - 4,861,900 108,751
106 NBC 250 12,052,300 465,686 74,200 2,633 12,126,500 468,319
107 NBP 105 23,419,400 806,942 1,370,000 46,030 24,789,400 852,972
108 NGC 250 994,700 22,358 22,700 352 1,017,400 22,710
109 NHC 140 1,971,200 84,920 65,300 2,664 2,036,500 87,584
110 NLC 250 13,609,300 384,547 35,000 1,073 13,644,300 385,620
111 NPS 250 1,477,800 46,821 13,200 457 1,491,000 47,277
112 NST 250 2,409,500 51,021 - - 2,409,500 51,021
113 NTP 250 47,567,900 3,553,533 479,900 32,713 48,047,800 3,586,246
114 NVC 250 6,111,500 188,695 1,572,600 39,348 7,684,100 228,044
115 ONE 250 6,388,400 112,988 196,250 2,124 6,584,650 115,112
116 PAN 250 47,518,800 1,628,722 334,700 10,006 47,853,500 1,638,728
117 PDC 68 5,253,300 84,546 156,000 3,245 5,409,300 87,791
118 PGS 250 23,764,500 620,710 858,400 26,823 24,622,900 647,533
119 PGT 5 449,000 4,784 30,000 321 479,000 5,105
120 PHC 41 851,500 26,113 445,100 13,685 1,296,600 39,798
121 PJC 250 1.531.900 33.868 - - 1.531.900 33.868
20

No
Stock
code
No. of
sessions
Continous order matching Negotiation Total
Vol. (share)
Value
(VND mil)
Vol. (share)
Value
(VND mil)
Vol. (share)
Value
(VND mil)
122 PLC 250 10,059,200 332,325 25,000 748 10,084,200 333,073
123 PMC 60 817,700 40,076 26,100 874 843,800 40,950
124 PMS 147 830,200 13,941 - - 830,200 13,941
125 POT 250 15,465,100 209,461 487,800 8,008 15,952,900 217,469
126 PPG 250 8,068,000 105,963 30,000 371 8,098,000 106,333
127 PSC 250 2,399,400 71,113 20,500 543 2,419,900 71,655
128 PTM 240 572,300 7,213 - - 572,300 7,213
129 PTS 250 5,778,300 121,931 11,300 237 5,789,600 122,168
130 PVA 250 18,513,300 449,685 138,500 3,056 18,651,800 452,740
131 PVC 250 37,802,600 1,236,413 92,500 3,213 37,895,100 1,239,625
132 PVE 250 7,799,400 151,666 55,000 1,084 7,854,400 152,750
133 PVG 247 40,525,900 1,082,795 891,800 27,199 41,417,700 1,109,994
134 PVI 250 66,852,700 2,100,835 2,226,400 69,175 69,079,100 2,170,009
135 PVS 250 155,091,200 5,729,644 1,926,060 72,926 157,017,260 5,802,569
136 PVX 96 100,359,500 2,983,086 5,547,300 157,713 105,906,800 3,140,799
137 QNC 250 30,595,000 1,056,750 950,004 29,327 31,545,004 1,086,077
138 QST 224 187,500 2,825 - - 187,500 2,825
139 QTC 240 437,700 8,776 - - 437,700 8,776
140 RCL 250 5,889,800 416,903 77,400 6,101 5,967,200 423,004
141 RHC 132 1,087,100 27,432 - - 1,087,100 27,432
142 S12 250 8,423,100 224,116 88,000 3,677 8,511,100 227,793
143 S55 250 9,985,400 328,885 86,300 3,577 10,071,700 332,463
144 S64 250 6,691,800 166,494 - - 6,691,800 166,494
145 S74 130 3,381,800 129,085 39,000 1,729 3,420,800 130,814
146 S91 250 2,381,600 73,087 15,000 700 2,396,600 73,787
147 S96 250 9,324,400 517,969 483,900 37,095 9,808,300 555,063
148 S99 250 16,554,900 833,997 329,457 15,714 16,884,357 849,710
149 SAF 147 2,068,600 62,924 126,700 4,878 2,195,300 67,802
150 SAP 250 3,342,800 49,644 60,000 762 3,402,800 50,406
151 SCC 250 3,563,400 72,508 - - 3,563,400 72,508
152 SCJ 250 20,955,200 1,221,568 453,500 22,124 21,408,700 1,243,692
153 SD2 250 21,985,000 811,929 253,400 12,131 22,238,400 824,060
154 SD3 250 24,767,700 685,190 549,600 18,523 25,317,300 703,712
155 SD4 250 11,772,700 270,694 39,000 1,232 11,811,700 271,926
156 SD5 250 8,799,700 534,791 30,000 1,098 8,829,700 535,888
157 SD6 250 24,426,900 982,604 106,000 4,674 24,532,900 987,279
158 SD7 250 64,526,400 2,791,556 619,198 31,837 65,145,598 2,823,394
159 SD8 250 6,578,100 140,077 64,000 2,045 6,642,100 142,122
160 SD9 250 54,113,900 2,334,237 378,500 18,847 54,492,400 2,353,084
161 SDA 250 29,442,300 1,217,298 649,300 34,384 30,091,600 1,251,683
162 SDC 250 839,200 27,795 - - 839,200 27,795
163 SDD 250 26,512,300 534,052 101,500 2,765 26,613,800 536,817
164 SGD 8 68,100 1,713 - - 68,100 1,713
165 SDH 54 12,811,000 916,419 1,053,200 80,526 13,864,200 996,945
21EQUITABLENESS FACT BOOK 2009

No
Stock
code
No. of
sessions
Continous order matching Negotiation Total
Vol. (share)
Value
(VND mil)
Vol. (share)
Value
(VND mil)
Vol. (share)
Value
(VND mil)
166 SDJ 250 4,461,300 107,329 - - 4,461,300 107,329
167 SDN 137 144,200 3,549 - - 144,200 3,549
168 SDP 183 19,756,700 617,412 342,200 8,899 20,098,900 626,310
169 SDS 250 2,204,100 60,387 59,700 1,235 2,263,800 61,622
170 SDT 250 40,552,200 1,837,295 453,500 22,383 41,005,700 1,859,678
171 SDU 69 6,085,200 437,904 971,200 64,222 7,056,400 502,126
172 SDY 250 4,956,600 186,415 91,500 5,216 5,048,100 191,631
173 SEB 242 5,938,100 97,657 1,368,450 16,609 7,306,550 114,266
174 SED 96 2,474,100 51,865 - - 2,474,100 51,865
175 SFN 143 1,983,300 42,996 5,000 81 1,988,300 43,077
176 SGC 139 2,191,300 45,355 80,000 1,800 2,271,300 47,155
177 SGD 250 8,172,200 130,249 11,700 150 8,183,900 130,399
178 SGH 110 86,400 6,009 - - 86,400 6,009
179 SHB 180 272,776,100 8,053,077 13,335,870 391,727 286,111,970 8,444,803
180 SHC 142 4,512,000 85,435 140,000 2,115 4,652,000 87,550
181 SHN 12 1,056,200 16,790 94,600 1,537 1,150,800 18,328
182 SHS 134 96,630,500 3,599,708 3,347,000 124,119 99,977,500 3,723,827
183 SIC 250 16,151,200 615,642 273,300 10,884 16,424,500 626,526
184 SJ1 147 1,575,600 36,332 40,000 600 1,615,600 36,932
185 JSC 250 4,316,400 162,307 505,500 13,886 4,821,900 176,194
186 SJE 250 25,500,200 883,603 168,000 8,750 25,668,200 892,354
187 SJM 250 8,211,700 230,251 108,400 2,605 8,320,100 232,856
188 SKS 181 5,433,400 150,118 38,100 937 5,471,500 151,055
189 SNG 250 2,397,900 126,245 15,000 1,170 2,412,900 127,415
190 SPP 250 4,018,900 138,633 10,000 183 4,028,900 138,816
191 SQC 11 1,184,600 160,173 - - 1,184,600 160,173
192 SRA 250 1,460,000 17,763 474,000 9,466 1,934,000 27,229
193 SRB 250 16,343,400 140,730 105,000 995 16,448,400 141,725
194 SSM 250 13,383,100 365,106 2,150,500 68,068 15,533,600 433,174
195 SSS 250 5,492,500 127,106 - - 5,492,500 127,106
196 STC 250 2,665,000 37,137 25,000 304 2,690,000 37,441
197 STL 250 55,752,400 3,186,510 1,929,900 100,669 57,682,300 3,287,179
198 STP 250 24,866,500 830,905 144,900 5,347 25,011,400 836,252
199 SVC 88 3,181,800 53,903 237,011 2,816 3,418,811 56,719
200 SVI 250 1,405,900 37,388 - - 1,405,900 37,388
201 TBC 182 38,486,700 905,639 471,500 14,178 38,958,200 919,817
202 TBX 250 3,157,000 84,288 40,000 1,400 3,197,000 85,688
203 TC6 250 9,625,800 264,012 245,769 6,678 9,871,569 270,690
204 TCS 250 2,168,800 51,288 10,000 198 2,178,800 51,486
205 TCT 64 719,800 52,761 5,000 400 724,800 53,161
206 TDN 250 3,035,400 77,502 42,200 1,150 3,077,600 78,652
207 TH1 37 5,153,400 292,998 332,132 18,072 5,485,532 311,070
208 THB 250 13,655,800 278,522 267,800 3,483 13,923,600 282,006
209 THT 250 38,582,500 1,090,744 120,000 4,141 38,702,500 1,094,884
22

No
Stock
code
No. of
sessions
Continous order matching Negotiation Total
Vol. (share)
Value
(VND mil)
Vol. (share)
Value
(VND mil)
Vol. (share)
Value
(VND mil)
210 TJC 250 7,144,400 162,691 123,000 3,004 7,267,400 165,695
211 TKC 23 1,929,300 46,094 90,000 2,269 2,019,300 48,363
212 TKU 250 3,409,100 55,943 - - 3,409,100 55,943
213 TLC 250 54,310,000 522,155 1,090,000 12,509 55,400,000 534,663
214 TLT 250 18,758,100 232,211 20,200 328 18,778,300 232,539
215 TMC 147 1,562,700 79,759 40,800 1,924 1,603,500 81,683
216 TMX 44 521,300 8,616 50,000 705 571,300 9,321
217 TNG 250 21,323,200 511,889 510,400 13,572 21,833,600 525,461
218 TPH 250 1,499,200 17,583 - - 1,499,200 17,583
219 TPP 250 4,625,600 68,924 73,900 681 4,699,500 69,605
220 TST 250 13,770,900 356,191 305,300 7,125 14,076,200 363,316
221 TV2 58 707,800 20,178 5,700 148 713,500 20,326
222 TV3 23 57,400 1,139 - - 57,400 1,139
223 TV4 250 5,512,400 107,406 23,600 570 5,536,000 107,976
224 TXM 250 10,517,600 123,459 45,000 385 10,562,600 123,843
225 UNI 147 13,539,900 535,620 124,645 4,862 13,664,545 540,482
226 V11 250 7,408,300 151,094 91,400 2,429 7,499,700 153,523
227 V15 11 1,041,700 20,164 - - 1,041,700 20,164
228 VBH 250 337,100 4,122 - - 337,100 4,122
229 VC1 164 14,971,300 767,213 867,900 42,094 15,839,200 809,307
230 VC2 250 9,337,700 513,419 460,823 28,363 9,798,523 541,781
231 VC3 250 19,446,200 1,052,209 1,000,200 62,949 20,446,400 1,115,158
232 VC5 250 9,645,800 219,382 62,200 1,775 9,708,000 221,156
233 VC6 250 3,207,600 96,323 - - 3,207,600 96,323
234 VC7 250 10,155,000 292,052 72,900 2,103 10,227,900 294,155
235 VC9 41 738,200 29,293 10,000 356 748,200 29,649
236 VCC 231 7,979,300 177,456 - - 7,979,300 177,456
237 VCG 250 430,042,900 18,769,287 17,577,700 906,196 447,620,600 19,675,483
238 VCS 250 13,590,400 630,543 433,088 18,567 14,023,488 649,109
239 VDL 250 711,300 33,377 56,200 1,993 767,500 35,369
240 VE1 250 9,456,000 123,672 83,500 1,186 9,539,500 124,858
241 VE9 250 2,578,200 52,323 - - 2,578,200 52,323
242 VFR 250 26,513,600 419,144 237,000 3,514 26,750,600 422,658
243 VGP 143 2,819,300 83,872 21,630 545 2,840,930 84,417
244 VGS 250 67,512,000 1,858,068 443,100 11,226 67,955,100 1,869,293
245 VHL 226 2,929,200 111,088 144,700 3,924 3,073,900 115,011
246 VIG 23 4,283,600 83,716 5,000 91 4,288,600 83,807
247 VIT 43 659,300 19,428 - - 659,300 19,428
248 VIX 3 257,400 6,914 - - 257,400 6,914
249 VMC 250 11,323,100 569,946 377,800 24,204 11,700,900 594,150
250 VMG 67 13,706,300 250,655 198,200 3,384 13,904,500 254,039
251 VNC 250 16,436,800 350,783 22,500 464 16,459,300 351,246
252 VNR 250 13,613,600 456,445 863,000 25,070 14,476,600 481,515
253 VNT 99 707,800 22,096 15,400 462 723,200 22,558
23EQUITABLENESS FACT BOOK 2009

No
Stock
code
No. of
sessions
Continous order matching Negotiation Total
Vol. (share)
Value
(VND mil)
Vol. (share)
Value
(VND mil)
Vol. (share)
Value
(VND mil)
254 VSP 250 144,180,800 5,200,257 5,676,760 182,682 149,857,560 5,382,939
255 VTA 105 10,538,700 132,780 757,100 8,186 11,295,800 140,967
256 VTC 147 3,139,800 40,534 - - 3,139,800 40,534
257 VTL 250 537,900 13,564 669,800 14,185 1,207,700 27,749
258 VTS 250 3,309,600 186,373 7,000 200 3,316,600 186,573
259 VTV 250 7,125,600 189,200 46,000 1,322 7,171,600 190,522
260 WSS 13 3,093,600 58,612 10,000 208 3,103,600 58,820
261 XMC 250 20,592,800 605,470 352,900 8,503 20,945,700 613,972
262 YBC 250 6,340,300 184,168 778,300 24,224 7,118,600 208,393
263 YSC 250 488,500 10,896 - - 488,500 10,896
Total 5,589,834,300 191,011,485 169,998,963 6,346,493 5,759,833,263 197,357,978
24

2.3. Order Placing
No.
Stock code
No. of orders
Bid Ask Difference
Percentage
Percentage (Bid-Ask)
Vol. (shares)
No. of orders Vol. (shares)
(%)
(%) (share)
1 ACB 336,407 903,005,328 9.97 334,211 1,809,890,056 11.08 (3,879,400)
2 AGC 13,546 24,909,500 0.27 12,300 43,349,800 0.23 6,469,200
3 ALT 1,741 2,246,100 0.02 2,172 4,102,300 0.02 389,900
4 AMV 250 272,700 0.00 108 503,600 0.00 41,800
5 B82 4,966 8,665,900 0.10 4,851 13,880,500 0.06 3,451,300
6 BBS 4,447 5,977,600 0.07 6,001 11,297,500 0.06 657,700
7 BCC 88,682 212,486,500 2.35 90,371 425,357,200 2.60 (384,200)
8 BED 602 596,000 0.01 881 1,710,900 0.01 (518,900)
9 BHC 10,272 17,545,000 0.19 8,652 32,835,600 0.19 2,254,400
10 BHV 6,037 3,452,100 0.04 5,694 6,670,100 0.04 234,100
11 BKC 10,112 20,337,300 0.22 7,364 36,819,600 0.20 3,855,000
12 BLF 21,998 46,158,100 0.51 21,582 84,409,800 0.47 7,906,400
13 BPC 5,150 10,420,500 0.12 5,798 19,683,900 0.11 1,157,100
14 BST 1,764 1,436,300 0.02 2,373 3,415,900 0.02 (543,300)
15 BTH 2,468 2,472,600 0.03 2,437 4,832,400 0.03 112,800
16 BTS 44,879 90,176,200 1.00 43,952 188,486,600 1.20 (8,134,200)
17 BVS 100,389 221,145,600 2.44 91,264 417,877,000 2.40 24,414,200
18 BXH 340 441,100 0.00 329 832,300 0.00 49,900
19 C92 4,114 5,658,900 0.06 4,421 10,040,900 0.05 1,276,900
20 CAN 6,439 10,496,800 0.12 6,359 20,017,300 0.12 976,300
21 CAP 2,600 3,152,420 0.03 2,242 5,314,740 0.03 990,100
22 CCM 10,166 13,959,300 0.15 9,639 25,993,100 0.15 1,925,500
23 CDC 21,607 52,184,600 0.58 20,528 86,926,500 0.42 17,442,700
24 CIC 7,385 8,246,200 0.09 7,715 16,837,200 0.10 (344,800)
25 CID 2,060 1,969,900 0.02 2,160 3,716,900 0.02 222,900
26 CJC 2,247 1,528,300 0.02 2,354 3,127,500 0.02 (70,900)
27 CMC 11,103 18,993,700 0.21 10,542 33,370,700 0.18 4,616,700
28 CSC 1,433 5,306,600 0.06 1,535 7,666,200 0.03 2,947,000
29 CSG 14,556 38,554,094 0.43 12,076 66,135,288 0.34 10,972,900
30 CTB 1,355 1,279,400 0.01 1,383 2,077,300 0.01 481,500
31 CTC 3,436 4,472,000 0.05 3,599 8,298,400 0.05 645,600
32 CTM 7,187 17,128,500 0.19 5,235 27,907,500 0.13 6,349,500
33 CTN 12,831 24,601,940 0.27 12,386 45,219,580 0.25 3,984,300
34 CTS 55,890 98,457,600 1.09 52,123 209,768,700 1.36 (12,853,500)
35 CVT 1,369 1,882,420 0.02 1,356 4,154,640 0.03 (389,800)
36 DAC 5,658 3,424,400 0.04 5,855 6,906,000 0.04 (57,200)
37 DAD 1,404 1,408,200 0.02 1,638 3,952,300 0.03 (1,135,900)
38 DAE 3,847 5,698,400 0.06 3,982 10,204,600 0.06 1,192,200
39 DBC 45,116 109,720,300 1.21 47,395 207,006,500 1.19 12,434,100
40 DBT 690 1,705,100 0.02 787 3,730,500 0.02 (320,300)
41 DC4 13,429 23,748,000 0.26 12,474 41,320,300 0.21 6,175,700
42 DCS 11,746 28,178,372 0.31 11,736 48,715,044 0.25 7,641,700
43 DHI 2,803 4,703,700 0.05 2,840 7,088,400 0.03 2,319,000
25EQUITABLENESS FACT BOOK 2009

No.
Stock code
No. of orders
Bid Ask Difference
Percentage
Percentage (Bid-Ask)
Vol. (shares)
No. of orders Vol. (shares)
(%)
(%) (share)
44 DHT 4,795 5,356,300 0.06 5,426 10,249,900 0.06 462,700
45 DID 314 505,100 0.01 237 1,372,500 0.01 (362,300)
46 DNC 37 47,700 0.00 17 81,900 0.00 13,500
47 DNP 10,388 18,362,200 0.20 10,418 34,098,800 0.19 2,625,600
48 DPC 4,169 5,293,300 0.06 4,174 9,959,000 0.06 627,600
49 DST 3,442 3,380,700 0.04 3,286 6,411,000 0.04 350,400
50 DTC 6,369 4,083,300 0.05 6,390 7,496,000 0.04 670,600
51 DXP 11,419 17,460,760 0.19 10,762 29,299,720 0.14 5,621,800
52 DZM 8,040 11,842,300 0.13 6,947 21,640,100 0.12 2,044,500
53 EBS 26,301 54,394,200 0.60 25,284 95,334,700 0.50 13,453,700
54 ECI 2,411 3,052,700 0.03 2,155 5,736,400 0.03 369,000
55 EFI 7,573 28,882,500 0.32 5,016 38,681,500 0.12 19,083,500
56 EID 6,985 10,251,100 0.11 7,428 20,821,700 0.13 (319,500)
57 GGG 8,318 11,491,700 0.13 6,079 23,651,400 0.15 (668,000)
58 GHA 4,997 4,310,900 0.05 5,134 8,431,600 0.05 190,200
59 GLT 238 216,900 0.00 230 415,000 0.00 18,800
60 HAD 1,766 2,721,300 0.03 1,729 4,965,300 0.03 477,300
61 HAI 5,848 10,468,650 0.12 6,672 18,981,500 0.10 1,955,800
62 HBD 3,621 3,854,200 0.04 3,365 7,731,600 0.05 (23,200)
63 HBE 3,482 4,082,400 0.05 4,173 8,345,600 0.05 (180,800)
64 HCC 3,684 6,429,360 0.07 3,998 11,951,520 0.07 907,200
65 HCT 3,619 6,469,500 0.07 4,214 11,405,900 0.06 1,533,100
66 HEV 2,864 4,734,000 0.05 2,293 7,678,400 0.04 1,789,600
67 HGM 194 250,100 0.00 184 640,200 0.00 (140,000)
68 HHC 5,288 5,553,600 0.06 5,894 10,855,500 0.06 251,700
69 HJS 7,059 11,281,300 0.12 6,814 23,229,900 0.15 (667,300)
70 HLC 3,334 3,873,700 0.04 3,555 8,331,500 0.05 (584,100)
71 HLY 6,035 3,539,500 0.04 6,498 7,067,300 0.04 11,700
72 HNM 36,100 60,977,500 0.67 38,208 121,342,000 0.74 613,000
73 HOM 26,898 63,862,200 0.70 27,996 128,505,000 0.79 (780,600)
74 HPC 101,260 186,275,750 2.06 100,196 376,291,800 2.32 (3,740,300)
75 HPS 2,528 2,159,600 0.02 2,872 3,967,900 0.02 351,300
76 HSC 47 56,400 0.00 7 74,700 0.00 38,100
77 HST 16 21,300 0.00 10 54,900 0.00 (12,300)
78 HTP 4,541 6,055,700 0.07 5,510 12,500,600 0.08 (389,200)
79 HUT 12,236 25,875,700 0.29 10,903 46,349,300 0.25 5,402,100
80 HVT 2,614 3,085,400 0.03 2,764 6,043,600 0.04 127,200
81 ICG 49,904 101,143,200 1.12 43,685 195,852,700 1.16 6,433,700
82 ILC 7,828 12,200,084 0.13 7,387 22,893,668 0.13 1,506,500
83 KBC 155,088 305,346,578 3.37 147,081 615,878,956 3.79 (5,185,800)
84 KKC 41,673 87,388,400 0.96 37,203 160,756,900 0.90 14,019,900
85 KLS 292,780 845,202,060 9.33 273,643 1,649,396,120 9.83 41,008,000
86 KMF 9,134 17,577,400 0.19 8,507 30,559,100 0.16 4,595,700
87 L18 10,343 19,543,000 0.22 10,098 35,947,000 0.20 3,139,000
26

No.
Stock code
No. of orders
Bid Ask Difference
Percentage
Percentage (Bid-Ask)
Vol. (shares)
No. of orders Vol. (shares)
(%)
(%) (share)
88 L43 6,769 8,380,500 0.09 7,025 17,232,300 0.11 (471,300)
89 L44 309 530,400 0.01 263 881,700 0.00 179,100
90 L61 8,402 11,161,400 0.12 8,444 21,850,500 0.13 472,300
91 L62 4,028 4,531,600 0.05 4,726 9,210,600 0.06 (147,400)
92 LBE 2,441 2,733,300 0.03 2,865 5,229,400 0.03 237,200
93 LM3 281 342,300 0.00 350 781,800 0.01 (97,200)
94 LO5 117 55,400 0.00 92 195,100 0.00 (84,300)
95 LTC 5,227 7,428,000 0.08 5,451 13,717,800 0.08 1,138,200
96 LUT 4,476 5,241,600 0.06 4,576 9,988,500 0.06 494,700
97 MAC 78 99,800 0.00 92 568,400 0.01 (368,800)
98 MCO 5,614 8,843,300 0.10 6,515 16,931,000 0.10 755,600
99 MDC 2,648 2,933,100 0.03 2,394 6,106,600 0.04 (240,400)
100 MEC 12,448 16,924,100 0.19 13,302 32,499,200 0.19 1,349,000
101 MHL 659 2,556,600 0.03 607 4,869,200 0.03 244,000
102 MIC 11,699 16,299,100 0.18 10,407 25,847,500 0.12 6,750,700
103 MKV 4,969 9,533,100 0.11 4,181 15,401,500 0.07 3,664,700
104 MMC 5,737 6,788,800 0.07 5,304 11,028,000 0.05 2,549,600
105 NAG 5,895 7,396,200 0.08 5,704 16,442,200 0.11 (1,649,800)
106 NBC 16,208 21,778,700 0.24 16,579 40,008,800 0.22 3,548,600
107 NBP 14,056 36,889,300 0.41 13,575 69,520,100 0.40 4,258,500
108 NGC 2,101 1,770,500 0.02 3,237 4,730,700 0.04 (1,189,700)
109 NHC 3,875 3,980,900 0.04 3,943 7,564,400 0.04 397,400
110 NLC 13,023 23,376,000 0.26 14,287 44,241,800 0.25 2,510,200
111 NPS 3,184 3,781,000 0.04 3,092 6,893,900 0.04 668,100
112 NST 3,771 5,183,300 0.06 4,211 9,800,500 0.06 566,100
113 NTP 40,572 74,304,500 0.82 41,543 138,775,200 0.79 9,833,800
114 NVC 6,865 11,179,200 0.12 6,792 21,500,200 0.13 858,200
115 ONE 9,222 12,099,550 0.13 9,274 23,208,900 0.14 990,200
116 PAN 41,718 73,499,700 0.81 43,543 140,088,000 0.81 6,911,400
117 PDC 5,882 7,916,200 0.09 4,252 17,146,500 0.11 (1,314,100)
118 PGS 17,817 38,381,400 0.42 18,560 73,669,700 0.43 3,093,100
119 PGT 463 590,600 0.01 312 1,376,000 0.01 (194,800)
120 PHC 1,186 1,590,000 0.02 1,118 3,514,200 0.02 (334,200)
121 PJC 3,074 3,443,200 0.04 3,283 6,319,800 0.04 566,600
122 PLC 12,795 20,280,600 0.22 12,714 34,985,500 0.18 5,575,700
123 PMC 2,448 1,771,700 0.02 1,990 3,856,000 0.03 (312,600)
124 PMS 1,790 2,017,000 0.02 2,105 3,841,000 0.02 193,000
125 POT 15,423 28,983,900 0.32 17,572 55,692,400 0.33 2,275,400
126 PPG 10,328 15,034,800 0.17 10,539 28,875,400 0.17 1,194,200
127 PSC 3,787 9,803,900 0.11 4,352 14,384,500 0.06 5,223,300
128 PTM 1,594 1,495,300 0.02 2,030 3,157,100 0.02 (166,500)
129 PTS 7,912 10,332,800 0.11 8,566 20,015,100 0.12 650,500
130 PVA 17,493 31,881,500 0.35 16,536 57,545,500 0.31 6,217,500
131 PVC 34,215 59,260,200 0.65 35,042 115,553,400 0.69 2,967,000
27EQUITABLENESS FACT BOOK 2009

No.
Stock code
No. of orders
Bid Ask Difference
Percentage
Percentage (Bid-Ask)
Vol. (shares)
No. of orders Vol. (shares)
(%)
(%) (share)
132 PVE 9,565 12,618,900 0.14 8,000 25,088,100 0.15 149,700
133 PVG 30,103 68,776,300 0.76 26,764 126,250,100 0.70 11,302,500
134 PVI 57,720 108,324,800 1.20 62,061 212,078,600 1.27 4,571,000
135 PVS 104,277 216,806,860 2.39 116,891 440,800,720 2.74 (7,187,000)
136 PVX 68,756 189,027,900 2.09 60,054 345,701,300 1.91 32,354,500
137 QNC 23,536 47,350,504 0.52 26,031 93,454,008 0.56 1,247,000
138 QST 583 436,100 0.00 1,231 1,430,300 0.01 (558,100)
139 QTC 1,379 1,294,000 0.01 1,153 2,420,100 0.01 167,900
140 RCL 11,433 10,534,600 0.12 11,229 20,136,700 0.12 932,500
141 RHC 1,811 2,706,100 0.03 2,298 5,203,600 0.03 208,600
142 S12 9,968 19,816,100 0.22 8,773 32,227,700 0.15 7,404,500
143 S55 12,715 16,845,600 0.19 13,247 32,761,500 0.19 929,700
144 S64 9,009 11,597,400 0.13 9,771 22,754,600 0.14 440,200
145 S74 4,257 5,157,400 0.06 5,320 11,261,700 0.07 (946,900)
146 S91 5,036 5,967,700 0.07 4,699 10,241,300 0.05 1,694,100
147 S96 12,783 25,303,000 0.28 9,921 39,175,500 0.17 11,430,500
148 S99 25,576 29,005,857 0.32 25,520 54,544,714 0.31 3,467,000
149 SAF 2,253 4,102,400 0.05 2,785 8,497,000 0.05 (292,200)
150 SAP 4,599 9,534,400 0.11 5,061 14,969,000 0.07 4,099,800
151 SCC 5,741 6,174,700 0.07 6,588 12,726,100 0.08 (376,700)
152 SCJ 25,743 35,921,000 0.40 25,033 66,788,200 0.38 5,053,800
153 SD2 20,185 33,148,900 0.37 19,470 63,712,200 0.37 2,585,600
154 SD3 20,835 36,584,300 0.40 23,912 73,772,200 0.45 (603,600)
155 SD4 14,812 18,013,100 0.20 14,167 36,550,200 0.23 (524,000)
156 SD5 10,621 15,725,900 0.17 11,310 28,930,400 0.16 2,521,400
157 SD6 22,816 40,848,900 0.45 21,822 74,583,300 0.41 7,114,500
158 SD7 56,341 105,328,098 1.16 53,487 191,596,796 1.05 19,059,400
159 SD8 9,145 11,668,500 0.13 9,383 23,594,200 0.15 (257,200)
160 SD9 45,778 79,121,100 0.87 46,308 152,210,800 0.89 6,031,400
161 SDA 28,182 53,475,600 0.59 27,943 94,859,300 0.51 12,091,900
162 SDC 2,904 1,946,400 0.02 3,085 3,660,000 0.02 232,800
163 SDD 25,684 40,927,300 0.45 24,069 79,683,800 0.47 2,170,800
164 SDG 128 157,200 0.00 93 291,100 0.00 23,300
165 SDH 9,434 20,558,400 0.23 7,618 37,185,400 0.20 3,931,400
166 SDJ 7,569 7,860,400 0.09 7,528 14,856,600 0.09 864,200
167 SDN 476 367,600 0.00 1,101 1,173,700 0.01 (438,500)
168 SDP 16,604 34,000,700 0.38 15,070 61,845,100 0.34 6,156,300
169 SDS 4,137 3,711,700 0.04 4,083 7,604,100 0.05 (180,700)
170 SDT 31,218 63,717,400 0.70 30,943 121,028,300 0.70 6,406,500
171 SDU 6,149 13,168,500 0.15 6,961 24,267,200 0.14 2,069,800
172 SDY 6,686 13,338,600 0.15 6,282 21,105,000 0.09 5,572,200
173 SEB 6,677 11,647,750 0.13 7,858 23,488,100 0.14 (192,600)
174 SED 2,957 4,685,500 0.05 3,151 9,204,900 0.06 166,100
175 SFN 3,141 4,003,300 0.04 3,612 8,287,700 0.05 (281,100)
28

No.
Stock code
No. of orders
Bid Ask Difference
Percentage
Percentage (Bid-Ask)
Vol. (shares)
No. of orders Vol. (shares)
(%)
(%) (share)
176 SGC 2,832 4,134,800 0.05 3,135 8,181,600 0.05 88,000
177 SGD 9,703 13,745,900 0.15 9,642 26,706,800 0.16 785,000
178 SGH 517 374,000 0.00 911 706,000 0.00 42,000
179 SHB 161,378 460,010,470 5.08 151,412 855,197,940 4.83 64,823,000
180 SHC 6,641 8,476,500 0.09 6,655 16,735,500 0.10 217,500
181 SHN 944 5,150,900 0.06 612 7,168,600 0.02 3,133,200
182 SHS 33,346 178,196,100 1.97 39,385 315,200,200 1.67 41,192,000
183 SIC 15,483 28,042,000 0.31 14,533 51,818,800 0.29 4,265,200
184 SJ1 2,991 3,240,600 0.04 2,746 6,058,400 0.03 422,800
185 JSC 5,607 8,972,200 0.10 5,269 16,156,300 0.09 1,788,100
186 SJE 24,426 40,012,600 0.44 24,984 75,391,800 0.43 4,633,400
187 SJM 9,230 21,257,000 0.23 8,316 33,745,600 0.15 8,768,400
188 SKS 6,616 9,501,900 0.10 6,444 18,453,500 0.11 550,300
189 SNG 5,316 4,454,700 0.05 5,437 8,677,000 0.05 232,400
190 SPP 4,577 8,981,300 0.10 4,437 15,068,600 0.07 2,894,000
191 SQC 425 8,360,800 0.09 124 9,750,500 0.02 6,971,100
192 SRA 3,328 3,600,200 0.04 3,653 7,638,200 0.05 (437,800)
193 SRB 18,381 30,530,900 0.34 17,675 58,095,200 0.34 2,966,600
194 SSM 15,280 25,037,900 0.28 14,504 48,370,600 0.29 1,705,200
195 SSS 7,553 8,712,100 0.10 7,987 17,454,000 0.11 (29,800)
196 STC 4,299 4,962,300 0.05 5,174 10,515,700 0.07 (591,100)
197 STL 39,592 95,247,000 1.05 37,703 171,332,700 0.93 19,161,300
198 STP 24,317 45,461,600 0.50 23,521 81,206,100 0.44 9,717,100
199 SVC 2,726 7,352,611 0.08 2,713 11,905,222 0.06 2,800,000
200 SVI 2,795 3,023,400 0.03 2,987 5,975,500 0.04 71,300
201 TBC 20,493 57,239,700 0.63 24,296 112,115,800 0.67 2,363,600
202 TBX 4,862 7,779,300 0.09 5,074 13,640,300 0.07 1,918,300
203 TC6 11,825 16,275,769 0.18 11,983 32,267,138 0.20 284,400
204 TCS 3,047 4,799,100 0.05 3,035 9,102,600 0.05 495,600
205 TCT 2,609 1,289,300 0.01 2,661 2,756,200 0.02 (177,600)
206 TDN 4,727 5,980,600 0.07 4,377 11,568,200 0.07 393,000
207 TH1 3,724 10,084,732 0.11 3,464 17,791,264 0.09 2,378,200
208 THB 13,637 33,212,700 0.37 11,350 54,240,700 0.26 12,184,700
209 THT 32,238 67,948,300 0.75 30,656 123,010,600 0.67 12,886,000
210 TJC 7,109 20,283,100 0.22 7,293 32,110,000 0.14 8,456,200
211 TKC 1,388 2,855,400 0.03 937 5,777,300 0.04 (66,500)
212 TKU 5,366 6,952,700 0.08 5,518 13,934,200 0.09 (28,800)
213 TLC 39,560 94,260,000 1.04 36,948 177,613,500 1.02 10,906,500
214 TLT 19,229 40,802,000 0.45 17,141 69,091,600 0.35 12,512,400
215 TMC 2,736 2,848,500 0.03 3,137 6,217,700 0.04 (520,700)
216 TMX 789 1,184,000 0.01 718 2,187,500 0.01 180,500
217 TNG 18,865 38,161,100 0.42 18,237 68,665,600 0.37 7,656,600
218 TPH 3,100 2,811,300 0.03 3,658 5,850,700 0.04 (228,100)
219 TPP 5,536 9,304,200 0.10 5,579 17,039,600 0.09 1,568,800
29EQUITABLENESS FACT BOOK 2009

No.
Stock code
No. of orders
Bid Ask Difference
Percentage
Percentage (Bid-Ask)
Vol. (shares)
No. of orders Vol. (shares)
(%)
(%) (share)
220 TST 13,167 22,978,200 0.25 12,382 43,440,200 0.25 2,516,200
221 TV2 1,337 1,501,600 0.02 1,473 3,487,700 0.02 (484,500)
222 TV3 206 168,300 0.00 207 384,200 0.00 (47,600)
223 TV4 8,064 11,429,300 0.13 8,527 20,870,900 0.12 1,987,700
224 TXM 12,199 19,118,900 0.21 12,426 37,083,000 0.22 1,154,800
225 UNI 16,957 32,209,045 0.36 13,565 51,764,290 0.24 12,653,800
226 V11 9,719 12,568,200 0.14 8,705 24,592,600 0.15 543,800
227 V15 674 2,014,800 0.02 497 3,296,000 0.02 733,600
228 VBH 1,723 913,400 0.01 3,432 2,413,100 0.02 (586,300)
229 VC1 13,355 26,876,000 0.30 12,468 47,918,500 0.26 5,833,500
230 VC2 15,263 21,675,123 0.24 16,236 36,699,346 0.18 6,650,900
231 VC3 14,581 35,799,500 0.40 14,796 62,857,500 0.33 8,741,500
232 VC5 14,025 15,961,700 0.18 13,083 30,691,600 0.18 1,231,800
233 VC6 5,185 5,479,700 0.06 5,060 10,896,100 0.07 63,300
234 VC7 11,603 18,615,200 0.21 13,103 35,467,600 0.21 1,762,800
235 VC9 1,185 1,482,300 0.02 1,403 3,239,000 0.02 (274,400)
236 VCC 10,779 13,152,500 0.15 10,644 26,059,200 0.16 245,800
237 VCG 194,687 610,901,200 6.74 171,938 1,172,767,100 6.86 49,035,300
238 VCS 10,223 25,865,088 0.29 12,440 46,293,676 0.25 5,436,500
239 VDL 2,188 1,647,500 0.02 2,709 3,543,500 0.02 (248,500)
240 VE1 11,620 15,130,500 0.17 11,227 30,921,300 0.19 (660,300)
241 VE9 3,998 4,922,800 0.05 4,337 9,872,500 0.06 (26,900)
242 VFR 22,148 42,605,000 0.47 22,146 82,679,100 0.49 2,530,900
30

No.
Stock code
No. of orders
Bid Ask Difference (Bid-
Percentage
Percentage Ask)
Vol. (shares)
No. of orders Vol. (shares)
(%)
(%) (share)
243 VGP 3,659 4,945,530 0.05 3,758 9,643,260 0.06 247,800
244 VGS 54,723 118,300,400 1.31 47,087 212,855,300 1.16 23,745,500
245 VHL 4,889 6,891,600 0.08 4,770 12,498,100 0.07 1,285,100
246 VIG 2,160 7,191,800 0.08 1,743 13,445,800 0.08 937,800
247 VIT 1,116 1,911,300 0.02 924 3,273,800 0.02 548,800
248 VIX 282 405,900 0.00 212 1,084,900 0.01 (273,100)
249 VMC 9,828 20,818,500 0.23 10,487 38,376,600 0.21 3,260,400
250 VMG 11,636 18,444,500 0.20 8,072 38,687,300 0.25 (1,798,300)
251 VNC 15,473 30,554,600 0.34 16,648 55,002,900 0.30 6,106,300
252 VNR 14,158 22,867,000 0.25 15,140 46,063,600 0.28 (329,600)
253 VNT 2,090 1,485,200 0.02 1,943 2,972,200 0.02 (1,800)
254 VSP 128,600 228,017,560 2.52 114,541 430,474,520 2.47 25,560,600
255 VTA 9,592 20,499,800 0.23 8,032 37,391,400 0.21 3,608,200
256 VTC 6,260 6,565,800 0.07 6,276 12,562,300 0.07 569,300
257 VTL 712 1,713,300 0.02 836 3,245,400 0.02 181,200
258 VTS 9,303 5,896,100 0.07 9,140 11,585,200 0.07 207,000
259 VTV 6,729 14,539,000 0.16 7,018 25,254,600 0.13 3,823,400
260 WSS 1,830 4,996,400 0.06 1,336 9,395,800 0.05 597,000
261 XMC 20,910 42,769,800 0.47 19,985 73,068,700 0.37 12,470,900
262 YBC 7,392 13,880,400 0.15 7,540 24,687,800 0.13 3,073,000
263 YSC 2,271 1,270,400 0.01 2,642 2,486,300 0.01 54,500
Total 4,279,664 9,058,766,563 100 4,167,128 17,243,562,626 100 873,970,500
31EQUITABLENESS FACT BOOK 2009

2.4. Listed stock trading activities by day
Month/
Date
Vol.
(shares)
January February March April May June
Value
(VND mil.)
Vol.
(shares)
Value
(VND mil.)
Vol.
(shares)
Value
(VND mil.)
Vol.
(shares)
Value
(VND mil.)
Vol.
(shares)
Value
(VND mil.)
Vol.
(shares)
Value
(VND mil.)
1 2,903,800 62,544 2,615,600 57,793 3,715,610 65,192 11,881,100 223,841 8,702,300 170,479 25,762,192 776,375
2 3,481,400 68,071 4,106,400 82,949 5,203,100 99,007 16,460,200 314,980 24,050,600 612,115 32,946,100 1,067,298
3 6,272,002 112,576 3,593,500 76,874 3,186,200 54,700 21,623,766 458,655 39,522,927 1,117,932 32,514,542 988,395
4 6,684,450 153,105 4,979,900 97,377 4,903,700 91,444 23,735,800 499,482 25,657,900 835,501 35,324,900 1,142,529
5 5,377,775 152,115 4,224,900 83,328 4,432,800 79,700 30,219,900 741,288 30,909,580 857,469 40,285,737 1,401,344
6 4,845,500 143,282 3,732,000 77,291 4,498,500 83,927 20,126,950 486,211 24,925,294 709,527 25,218,800 1,000,292
7 5,090,556 143,067 3,299,400 70,472 8,404,414 140,995 19,117,400 453,642 28,437,700 781,839 56,522,170 2,197,783
8 3,846,360 84,226 3,148,600 66,181 10,366,200 199,483 11,866,400 274,825 25,350,900 695,755 49,304,600 1,820,039
9 3,416,714 72,882 2,781,600 56,309 9,530,200 156,805 28,658,150 782,014 28,151,600 738,010 39,955,400 1,529,469
10 2,953,000 59,486 2,776,400 52,181 6,389,119 107,934 29,641,800 841,243 28,151,342 728,840 39,785,900 1,561,089
11 2,667,900 58,004 2,776,100 52,369 7,202,060 125,116 21,346,000 606,487 30,262,900 831,831 38,923,700 1,447,476
12 2,456,656 51,286 4,411,400 82,642 14,947,800 268,858 32,447,880 848,794 27,242,226 759,682 21,067,500 723,319
13 2,789,400 53,945 4,673,800 83,880 15,665,263 264,052 10,087,300 204,839 36,753,000 1,058,684 41,230,500 1,372,274
14 2,172,000 46,613 4,060,100 76,905 21,767,881 435,505 14,858,300 375,219 35,338,800 999,922 24,327,500 851,190
15 2,244,100 57,126 3,367,600 62,816 11,175,800 211,503 22,668,266 561,452 42,389,600 1,068,056 23,991,037 868,976
16 2,369,800 53,568 4,444,375 73,650 10,063,250 192,068 12,618,000 291,391 27,605,400 779,817 18,589,200 657,048
17 - - 5,918,900 112,008 15,563,400 300,388 13,428,297 312,597 33,821,334 990,049 19,604,400 653,962
18 - - 5,885,500 108,431 12,385,000 250,704 17,435,600 374,382 31,212,000 897,977 22,021,100 673,695
19 - - 6,451,400 122,986 13,268,700 259,437 13,342,900 305,095 26,547,969 747,631 24,191,200 811,886
20 - - 4,679,800 85,609 17,104,700 348,681 15,390,100 380,711 27,549,500 761,429 18,307,400 617,169
21 - - - - 10,238,400 215,385 - - - - 14,319,400 505,475
22 - - - - 10,736,600 211,252 - - - - 18,753,700 660,967
23 - - - - - - - - - - - -
No. of
sessions
16 16 0 20 22 22 20 20 20 20 21 21
Total 59,571,413 1,371,893 81,927,275 1,582,051 220,748,697 4,162,135 386,954,109 9,337,148 582,582,872 16,142,546 662,946,978 23,328,050
Hi. 6,684,450 153,105 6,451,400 122,986 21,767,881 435,505 32,447,880 848,794 42,389,600 1,117,932 56,522,170 2,197,783
Low. 2,172,000 46,613 2,615,600 52,181
3,186,200
54,700 10,087,300 204,839 8,702,300 170,479 14,319,400 505,475
Ave. 3,723,213 85,743 4,096,364 79,103 10,034,032 189,188 19,347,705 466,857 29,129,144 807,127 31,568,904 1,110,860
32

Vol.
(shares)
July August September October November December
Value
(VND mil.)
Vol.
(shares)
Value
(VND mil.)
Vol.
(shares)
Value
(VND mil.)
Vol. (shares)
Value
(VND mil.)
Vol.
(shares)
Value
(VND mil.)
Vol.
(shares)
Value
(VND mil.)
20,683,700 680,817 17,156,900 563,858 39,636,800 1,406,488 41,392,100 1,683,579 32,378,100 1,329,578 21,049,800 721,518
19,978,800 623,032 19,728,100 650,337 33,099,800 1,189,329 43,800,900 1,734,475 33,651,500 1,320,125 23,638,300 826,734
13,452,200 416,397 18,808,840 626,235 39,755,700 1,393,298 28,599,100 1,138,322 36,998,700 1,474,936 18,762,400 645,339
14,753,000 483,295 24,328,631 789,469 27,969,000 967,950 25,326,500 988,183 32,226,500 1,330,516 13,320,500 452,472
15,511,326 519,559 22,865,900 710,820 25,312,700 869,973 35,019,300 1,387,131 34,644,300 1,513,593 15,611,000 602,382
11,208,600 365,825 21,655,800 684,969 27,062,130 966,075 40,585,864 1,669,863 21,051,800 851,186 13,716,821 474,069
12,087,000 373,446 25,271,400 799,205 28,021,400 991,142 42,609,100 1,741,474 25,037,397 1,002,789 18,723,000 529,863
18,942,200 626,275 27,960,250 915,760 31,811,600 1,065,242 41,068,800 1,671,511 27,987,700 1,161,028 16,401,600 470,161
14,149,800 461,901 29,455,300 1,005,781 41,132,900 1,398,475 62,361,100 2,773,909 23,106,700 954,423 17,569,484 445,631
13,316,200 413,516 21,772,900 718,608 41,577,700 1,472,924 55,075,100 2,472,153 22,776,596 973,426 17,877,000 496,548
11,425,700 352,678 19,828,400 653,862 41,790,600 1,517,807 57,845,400 2,692,984 25,319,300 1,076,650 14,293,366 389,341
12,712,800 390,187 22,361,340 737,445 40,839,800 1,498,616 56,172,200 2,492,621 21,969,300 889,513 14,278,000 362,901
11,353,100 360,905 25,085,600 781,655 37,922,800 1,350,374 52,155,100 2,375,520 26,218,100 1,103,715 19,378,200 479,547
11,746,200 353,288 27,694,300 955,846 33,791,600 1,249,206 52,595,100 2,303,742 26,594,404 1,078,731 15,527,100 415,748
9,296,500 289,302 44,474,700 1,573,040 39,823,200 1,500,726 57,867,170 2,623,326 24,431,000 986,418 14,856,400 406,785
10,366,000 318,146 33,926,100 1,190,122 54,193,785 2,214,936 65,524,000 3,047,903 22,819,900 958,809 24,574,550 683,117
20,070,000 615,831 29,581,100 1,063,603 37,764,200 1,554,928 67,237,200 3,048,982 19,634,666 771,564 22,668,600 634,540
18,058,100 569,535 28,749,900 982,607 39,469,200 1,586,276 41,865,600 1,955,409 23,414,900 865,282 23,134,345 677,156
27,872,300 986,859 27,325,500 940,412 36,707,800 1,560,813 41,710,400 1,895,307 18,306,500 639,488 21,327,020 616,927
31,614,960 1,095,434 38,435,300 1,285,222 35,020,800 1,494,345 37,746,400 1,684,830 40,345,200 1,324,206 26,695,717 889,321
20,032,600 693,363 37,810,900 1,295,477 40,301,300 1,649,472 42,055,200 1,747,708 21,751,100 698,852 22,883,000 754,522
17,598,000 580,341 - - - - 41,617,200 1,785,821 - - 29,063,957 978,674
23,623,100 774,772 - - - - - - - - 31,725,100 1,093,779
23 23 21 21 21 21 22 22 21 21 23 23
379,852,186 12,344,703 564,277,161 18,924,333 773,004,815 28,898,394 1,030,228,834 44,914,753 560,663,663 22,304,829 457,075,260 14,047,076
31,614,960 1,095,434 44,474,700 1,573,040 54,193,785 2,214,936 67,237,200 3,048,982 40,345,200 1,513,593 31,725,100 1,093,779
9,296,500
289,302 17,156,900 563,858 25,312,700 869,973 25,326,500 988,183 18,306,500 639,488 13,320,500 362,901
16,515,312 536,726 26,870,341 901,159 36,809,753 1,376,114 46,828,583 2,041,580 26,698,270 1,062,135 19,872,837 610,742
33EQUITABLENESS FACT BOOK 2009

Trading volume and HNX-Index in 2009
Khối Trading lượng giao volume dịch
75000000
250
70000000
65000000
60000000
200
55000000
50000000
45000000
150
40000000
35000000
30000000
100
25000000
20000000
15000000
50
10000000
5000000
0
0
02/01/2009 31/12/2009
Chỉ số HNX - Index
HNX-Index
2.5 Listed stock trading activities by month
Year and
month
No. of sessions
Total(shares)
Trading volume
Average
(shares/ session)
Total(VND mil.)
Trading value
Average
(VND mil./session)
2008 248 1,531,376,130 6,174,904 57,122,359 230,332
2009 250 5,759,833,263 23,039,333 197,357,987 789,432
1 16 59,571,413 3,723,313 1,371,893,448 85,743,340
2 20 81,927,275 4,096,364 1,582,051,395 79,102,570
3 22 220,748,697 10,034,032 4,162,135,177 189,187,963
4 20 386,954,109 19,347,705 9,337,148,222 466,857,411
5 20 582,582,872 29,129,144 16,142,545,670 807,127,283
6 21 662,946,978 31,568,904 23,328,049,784 1,110,859,514
7 23 379,852,186 16,515,312 12,344,703,390 536,726,234
8 21 564,277,161 26,870,341 18,924,333,030 901,158,716
9 21 773,004,815 36,809,753 28,898,393,870 1,376,113,994
10 22 1,030,228,834 46,828,583 44,914,752,782 2,041,579,672
11 21 560,663,663 26,698,270 22,304,828,606 1,062,134,696
12 23 457,075,260 19,872,837 14,047,075,879 610,742,430
34

2.6. Top 10 active listed stocks by average trading volume
No.
Stock
code
Listed Company
Trading vol.
(shares/session)
Percentage
(%)
1 ACB Asia Commercial Bank 2,579,776 9.12
2 KLS Kim Long Securities Corporation 2,431,285 8.59
3 VCG
Vietnam Construction and Import-Export Joint Stock
Corporation
1,790,482 6.33
4 SHB Sai Gon - Hanoi Commercial Joint Stock Bank 1,589,511 5.62
5 PVX Petro Vietnam Construction Joint Stock Corporation 1,103,196 3.90
6 KBC Kinh Bac City Development Share Holding Corporation 984,433 3.48
7 SHS Saigon - Hanoi Securitities JSC 746,101 2.64
8 CTS Vietinbank Securities 636,915 2.25
9 PVS PetroVietnam Technical Services Corporation 628,069 2.22
10 VSP VINASHIN Petroleum Investment and Transport JSC 599,430 2.12
Others 15,202,061 53.73
Top 10 active lised stocks by average stock trading volume
9.12. %
8.59
6.33
5.62
53.73%
53.73
3.90
3.48
2.64%
. %
2.1
2.2% . % 2.2. %
2.12% 2.22%
2.25%
ACB KLS VCG SHB
PVX KBC SHS CTS
PVS
VSP
Others
35EQUITABLENESS FACT BOOK 2009

2.7. Top 10 active listed stocks by average trading value
No.
Stock
code
Listed Company
Trading vol.
(shares/session)
Percentage
(%)
1 ACB Asia Commercial Bank 111,130 11.57
2 VCG
Vietnam Construction and Import-Export Joint Stock
Corporation
78,702 8.20
3 KLS Kim Long Securities Corporation 73,341 7.64
4 KBC Kinh Bac City Development Share Holding Corporation 49,313 5.14
5 SHB Sai Gon - Hanoi Commercial Joint Stock Bank 46,916 4.89
6 PVX Petro Vietnam Construction Joint Stock Corporation 32,717 3.41
7 BVS Bao Viet Securities Company 28,487 2.97
8 SHS Saigon - Hanoi Securitities JSC 27,790 2.89
9 PVS PetroVietnam Technical Services Corporation 23,210 2.42
10 VSP VINASHIN Petroleum Investment and Transport JSC 21,532 2.24
Others 467,151 48.65
Top 10 active lised stocks by average stock trading value
11,57%
8,20%
48,65%
7,64%
2,24%
2,42%
5,14%
4,89%
3,41%
2,97%
2,89%
ACB VCG KLS KBC
SHB PVX BVS SHS
PVS VSP
Others
36

2.8. Stock price change
No.
Stock
code
No. of
sessions
Ave. price on first
trading day
(VND thous./share)
Ave. price on last
trading day
(VND thous./share)
Highest trading price
Price (VND
thous./ share)
Date
(dd/mm/yy)
Lowest trading price
Price (VND
thous./ share)
Date
(dd/mm/yy)
1 ACB 251 27.9 37.1 57.5 6/12/09 22.7 2/24/09
2 AGC 250 17.5 12 21.3 10/23/09 9.1 3/6/09
3 ALT 113 24.9 24.1 34.2 10/21/09 22.5 12/29/09
4 AMV 2 16.2 17.3 17.3 12/31/09 16.2 12/30/09
5 B82 251 11.8 33.2 46.3 10/22/09 10 3/3/2009
6 BBS 251 9.4 25.5 28.6 29/10/09 9.4 1/2/2009
7 BCC 251 11.2 13.3 19.6 09/06/09 10.1 24/02/09
8 BED 52 31.3 15.1 31.3 21/10/09 14.2 29/12/09
9 BHC 164 16.5 12.0 23.0 12/06/09 10.1 17/12/09
10 BHV 251 22.3 46.7 73.0 21/10/09 20.2 30/03/09
11 BKC 97 48.2 36.1 76.7 23/10/09 18.8 17/12/09
12 BLF 251 9.0 12.2 20.5 12/06/09 6.3 02/03/09
13 BPC 148 14.2 20.6 33.4 02/11/09 13.5 23/06/09
14 BST 251 16.5 13.6 18.2 09/06/09 11.3 14/05/09
15 BTH 251 8.6 11.7 20.1 26/10/09 7.7 20/02/09
16 BTS 251 10.4 12.0 17.6 12/06/09 8.5 03/03/09
17 BVS 251 21.9 38.7 88.0 22/10/09 13.0 24/02/09
18 BXH 27 20.1 18.9 21.8 27/11/09 12.8 11/12/09
19 C92 251 11.0 20.0 35.2 23/10/09 8.4 24/02/09
20 CAN 144 14.6 14.0 22.0 26/10/09 13.2 14/07/09
21 CAP 251 11.0 18.4 25.6 21/10/09 8.5 17/02/09
22 CCM 251 26.9 35.4 60.8 12/10/09 15.0 24/02/09
23 CDC 251 20.0 51.7 85.4 22/10/09 14.4 24/02/09
24 CIC 251 8.4 17.9 29.4 21/10/09 7.0 09/03/09
25 CID 251 8.5 20.9 35.0 21/10/09 6.1 02/03/09
26 CJC 251 21.0 28.4 38.0 15/10/09 18.0 04/03/09
27 CMC 251 9.0 20.8 32.5 22/10/09 4.5 24/02/09
28 CSC 42 43.5 39.3 60.7 11/11/09 32.5 17/12/09
29 CSG 119 8.1 17.0 22.0 18/06/09 7.0 06/03/09
30 CTB 251 12.5 21.9 25.4 02/11/09 12.1 29/04/09
31 CTC 251 11.0 11.0 20.9 19/06/09 9.0 11/02/09
32 CTM 104 14.5 39.8 86.2 02/11/09 12.0 25/08/09
33 CTN 251 11.9 30.0 46.3 23/10/09 10.7 23/03/09
34 CTS 109 31.1 19.3 32.9 05/08/09 15.9 17/12/09
35 CVT 41 24.8 15.3 24.8 05/11/09 13.9 17/12/09
36 DAC 251 26.1 61.7 80.8 21/10/09 26.1 02/01/09
37 DAD 96 15.9 12.6 19.1 16/10/09 11.7 26/11/09
38 DAE 251 11.5 14.6 22.3 23/10/09 10.1 23/01/09
39 DBC 251 17.0 34.5 48.8 23/10/09 12.5 24/02/09
40 DBT 45 41.6 31.9 41.6 30/10/09 24.6 09/12/09
41 DC4 251 13.3 29.8 50.2 16/10/09 12.8 24/02/09
42 DCS 251 7.8 19.0 26.8 21/10/09 4.9 04/03/09
37EQUITABLENESS FACT BOOK 2009

No.
Stock
code
No. of
sessions
Ave. price on first
trading day
(VND thous./share)
Ave. price on last
trading day
(VND thous./share)
Highest trading price
Price (VND
thous./ share)
Date
(dd/mm/yy)
Lowest trading price
Price (VND
thous./ share)
Date
(dd/mm/yy)
43 DHI 251 10.6 11.7 19.5 22/10/09 7.8 13/03/09
44 DHT 251 24.0 27.9 38.8 23/10/09 7.8 14/05/09
45 DID 16 22.3 19.5 22.3 10/12/09 17.6 23/12/09
46 DNC 7 19.6 19.2 19.6 23/12/09 19.0 24/12/09
47 DNP 133 18.6 23.7 34.0 30/10/09 14.0 20/07/09
48 DPC 146 17.6 22.2 30.5 13/10/09 15.4 03/07/09
49 DST 251 7.8 9.6 22.2 14/05/09 6.6 30/03/09
50 DTC 251 44.6 86.8 119.5 23/10/09 40.0 13/01/09
51 DXP 148 38.0 62.7 94.7 12/10/09 38.0 08/06/09
52 DZM 145 52.0 29.3 59.4 15/06/09 24.1 11/12/09
53 EBS 251 12.2 14.7 32.3 29/09/09 11.0 24/02/09
54 ECI 142 17.3 12.0 17.3 16/06/09 9.3 16/12/09
55 EFI 67 15.2 26.8 45.5 23/10/09 15.2 30/09/09
56 EID 102 26.1 20.4 33.9 26/10/09 16.0 17/12/09
57 GGG 59 26.9 13.5 27.3 13/10/09 11.1 17/12/09
58 GHA 251 17.9 33.2 47.1 12/06/09 14.9 21/04/09
59 GLT 26 47.0 46.6 56.9 01/12/09 38.5 28/12/09
60 HAD 48 51.8 34.4 59.5 30/10/09 29.4 11/12/09
61 HAI 251 21.5 40.0 46.0 23/10/09 18.3 24/02/09
62 HBD 143 13.9 15.0 21.9 15/10/09 11.6 13/07/09
63 HBE 251 10.3 9.4 16.2 22/10/09 7.7 20/01/09
64 HCC 251 12.9 27.1 38.4 23/10/09 11.6 13/03/09
65 HCT 251 11.6 16.2 27.7 23/06/09 10.6 13/03/09
66 HEV 251 12.0 15.0 26.0 27/10/09 10.3 23/02/09
67 HGM 9 68.0 62.1 68.0 21/12/09 61.4 30/12/09
68 HHC 251 16.1 22.8 30.9 21/10/09 13.2 21/04/09
69 HJS 251 10.6 17.2 25.0 17/10/09 10.6 02/01/09
70 HLC 251 32.4 19.2 32.4 05/03/09 16.2 14/12/09
71 HLY 251 30.7 40.8 59.3 22/10/09 23.7 23/03/09
72 HNM 251 11.0 13.4 19.3 12/06/09 8.0 24/02/09
73 HOM 125 16.6 14.7 19.6 15/10/09 12.1 17/12/09
74 HPC 251 14.1 22.6 36.0 12/06/09 8.5 24/02/09
75 HPS 251 8.2 15.4 21.8 17/11/09 6.5 05/02/09
76 HSC 238 167.7 179.4 179.4 03/06/09 167.7 07/04/09
77 HST 3 13.0 13.9 13.9 30/12/09 13.0 29/12/09
78 HTP 251 8.9 13.4 26.9 23/10/09 7.9 25/02/09
79 HUT 251 10.6 28.2 51.5 16/10/09 9.2 05/03/09
80 HVT 169 25.6 13.0 29.0 09/06/09 13.0 31/12/09
81 ICG 180 13.0 28.5 47.7 22/10/09 13.0 21/04/09
82 ILC 251 13.7 18.3 31.9 28/10/09 12.0 01/04/09
83 KBC 234 64.3 60.8 75.8 21/10/09 22.4 27/02/09
84 KKC 251 17.6 28.6 54.8 29/09/09 8.6 03/03/09
85 KLS 251 13.0 30.5 50.9 29/09/09 8.7 24/02/09
86 KMF 244 6.2 15.1 21.9 23/10/09 4.3 04/03/09
38

No.
Stock
code
No. of
sessions
Ave. price on first
trading day
(VND thous./share)
Ave. price on last
trading day
(VND thous./share)
Highest trading price
Price (VND
thous./ share)
Date
(dd/mm/yy)
Lowest trading price
Price (VND
thous./ share)
Date
(dd/mm/yy)
87 L18 251 11.0 29.5 40.2 15/10/09 9.6 03/03/09
88 L43 251 15.8 22.1 33.1 22/10/09 13.4 20/04/09
89 L44 9 16.5 15.3 16.5 21/12/09 14.7 23/12/09
90 L61 251 9.9 16.9 28.0 22/10/09 8.6 27/02/09
91 L62 251 19.5 21.8 37.9 23/10/09 14.0 21/04/09
92 LBE 251 11.0 11.1 17.9 21/10/09 7.7 19/03/09
93 LM3 23 18.0 14.7 18.0 01/12/09 11.8 23/12/09
94 LO5 9 16.5 13.2 17.1 23/12/09 13.2 31/12/09
95 LTC 251 9.8 19.6 30.2 17/10/09 9.5 27/02/09
96 LUT 251 9.5 16.8 29.9 21/10/09 7.6 26/03/09
97 MAC 6 19.9 14.0 19.9 24/12/09 14.0 31/12/09
98 MCO 251 9.9 18.7 30.2 22/10/09 7.7 23/03/09
99 MDC 115 21.2 17.6 28.0 16/10/09 13.9 17/12/09
100 MEC 251 16.0 28.1 57.3 20/10/09 15.5 05/01/09
101 MHL 26 18.0 24.8 24.8 31/12/09 17.9 11/12/09
102 MIC 251 38.8 86.5 146.3 28/10/09 23.6 18/02/09
103 MKV 251 10.1 11.9 19.9 28/10/09 6.8 20/04/09
104 MMC 251 29.4 57.9 86.1 15/10/09 20.0 16/03/09
105 NAG 73 26.0 13.2 30.5 25/09/09 11.7 17/12/09
106 NBC 251 29.8 41.7 55.0 15/10/09 24.4 24/02/09
107 NBP 105 26.3 25.4 44.7 15/10/09 21.4 11/12/09
108 NGC 251 16.0 21.0 27.7 30/11/09 13.2 17/03/09
109 NHC 141 38.1 37.9 60.3 23/10/09 32.0 20/07/09
110 NLC 251 14.6 29.3 43.2 15/10/09 14.6 02/01/09
111 NPS 251 16.0 25.4 48.3 09/10/09 13.5 10/03/09
112 NST 251 12.2 19.3 34.6 20/10/09 11.4 21/04/09
113 NTP 251 36.1 107.9 137.1 22/10/09 26.4 24/02/09
114 NVC 251 35.7 19.5 38.1 09/02/09 17.8 11/12/09
115 ONE 251 8.0 16.1 24.1 23/10/09 7.9 05/01/09
116 PAN 251 24.8 31.8 47.9 30/10/09 15.5 24/02/09
117 PDC 67 22.3 11.1 22.3 30/09/09 9.1 17/12/09
118 PGS 251 11.4 25.0 38.8 12/10/09 9.9 24/02/09
119 PGT 5 11.5 9.3 11.5 25/12/09 9.3 31/12/09
120 PHC 41 35.6 28.0 37.2 06/11/09 22.7 11/12/09
121 PJC 251 12.5 20.1 34.6 29/09/09 11.8 09/03/09
122 PLC 251 21.0 33.5 43.0 08/09/09 15.0 23/02/09
123 PMC 60 76.8 30.0 78.2 12/10/09 26.4 16/12/09
124 PMS 148 15.9 16.3 30.2 29/09/09 12.6 02/07/09
125 POT 251 9.1 13.8 25.4 22/10/09 6.8 24/02/09
126 PPG 251 9.9 12.3 19.7 23/10/09 9.2 09/03/09
127 PSC 251 21.0 27.4 36.7 15/09/09 13.6 29/09/09
128 PTM 241 11.8 9.3 31.9 29/09/09 9.3 31/12/09
129 PTS 251 14.3 17.9 31.9 23/10/09 12.0 29/09/09
130 PVA 251 8.8 29.9 40.3 30/09/09 7.5 18/02/09
39EQUITABLENESS FACT BOOK 2009

No.
Stock
code
No. of
sessions
Ave. price on first
trading day
(VND thous./share)
Ave. price on last
trading day
(VND thous./share)
Highest trading price
Price (VND
thous./ share)
Date
(dd/mm/yy)
Lowest trading price
Price (VND
thous./ share)
Date
(dd/mm/yy)
131 PVC 251 19.5 25.9 49.7 08/06/09 18.2 24/02/09
132 PVE 251 14.9 16.8 34.7 29/09/09 10.4 09/03/09
133 PVG 248 11.1 24.8 39.6 15/10/09 6.5 27/02/09
134 PVI 251 29.8 27.3 40.3 09/06/09 19.7 24/02/09
135 PVS 251 30.5 31.9 46.1 09/06/09 22.6 24/02/09
136 PVX 96 24.9 25.4 40.6 26/10/09 20.7 17/12/09
137 QNC 251 21.7 39.7 49.0 22/10/09 17.7 24/02/09
138 QST 225 19.2 12.0 37.5 29/09/09 11.5 17/12/09
139 QTC 241 16.0 22.2 31.6 13/10/09 13.3 23/07/09
140 RCL 251 29.2 78.3 119.3 28/10/09 25.1 24/02/09
141 RHC 132 23.5 24.3 30.7 15/10/09 20.3 03/07/09
142 S12 251 11.8 33.0 54.1 21/10/09 8.7 03/03/09
143 S55 251 14.6 45.0 64.9 22/10/09 13.4 23/02/09
144 S64 251 12.3 35.4 58.7 22/10/09 10.3 03/03/09
145 S74 130 19.4 38.4 60.2 22/10/09 19.4 02/07/09
146 S91 251 10.9 40.2 66.3 16/10/09 8.2 24/02/09
147 S96 251 12.8 82.9 126.3 17/10/09 10.0 18/02/09
148 S99 251 32.0 52.8 77.1 15/10/09 23.0 24/02/09
149 SAF 148 20.4 36.6 49.8 29/09/09 20.0 20/07/09
150 SAP 251 8.2 13.3 28.8 21/10/09 7.4 31/03/09
151 SCC 251 14.2 22.4 35.3 22/10/09 12.2 05/02/09
152 SCJ 251 36.5 35.1 87.1 15/10/09 20.4 29/09/09
153 SD2 251 18.9 40.6 77.3 29/09/09 12.1 24/02/09
154 SD3 251 14.7 36.5 49.9 15/10/09 12.9 23/02/09
155 SD4 251 9.7 28.8 41.4 21/10/09 6.9 04/03/09
156 SD5 251 28.1 69.4 88.0 30/10/09 23.0 24/02/09
157 SD6 251 16.3 43.9 65.3 21/10/09 14.8 24/02/09
158 SD7 251 26.7 50.5 76.5 20/10/09 19.6 24/02/09
159 SD8 251 11.1 26.0 55.1 29/09/09 8.4 24/02/09
160 SD9 251 24.0 58.3 75.9 05/11/09 16.2 24/02/09
161 SDA 251 21.8 45.6 75.7 15/10/09 14.3 24/02/09
162 SDC 251 22.4 28.2 47.9 22/10/09 17.0 23/02/09
163 SDD 251 8.7 26.8 37.9 21/10/09 5.6 24/02/09
164 SDG 8 26.8 25.1 26.8 22/12/09 23.7 30/12/09
165 SDH 54 49.5 67.8 96.6 06/11/09 43.2 17/12/09
166 SDJ 251 12.0 24.8 37.3 15/10/09 11.4 23/02/09
167 SDN 138 22.1 26.3 37.6 27/10/09 18.0 18/08/09
168 SDP 184 15.4 31.8 56.7 22/10/09 12.0 25/04/09
169 SDS 251 18.2 28.0 45.9 23/10/09 13.2 30/03/09
170 SDT 251 21.0 55.2 77.4 15/10/09 16.7 24/02/09
171 SDU 69 80.9 64.3 82.0 22/10/09 56.4 16/12/09
172 SDY 251 16.9 41.0 80.4 29/09/09 14.3 24/02/09
173 SEB 243 14.9 17.6 21.8 23/10/09 12.3 24/02/09
174 SED 96 20.1 19.5 25.9 07/11/09 14.7 16/12/09
40

No.
Stock
code
No. of
sessions
Ave. price on first
trading day
(VND thous./share)
Ave. price on last
trading day
(VND thous./share)
Highest trading price
Price (VND
thous./ share)
Date
(dd/mm/yy)
Lowest trading price
Price (VND
thous./ share)
Date
(dd/mm/yy)
175 SFN 144 15.7 18.7 30.1 20/10/09 12.7 01/07/09
176 SGC 140 17.9 20.2 27.6 23/10/09 14.5 14/07/09
177 SGD 251 12.1 12.2 21.3 29/09/09 11.1 05/02/09
178 SGH 110 66.2 69.0 76.6 06/11/09 16.3 29/09/09
179 SHB 181 14.4 22.0 40.0 12/06/09 14.4 20/04/09
180 SHC 143 19.0 13.1 23.7 20/10/09 12.0 11/12/09
181 SHN 12 16.6 17.7 17.7 31/12/09 14.6 23/12/09
182 SHS 135 39.6 27.1 45.2 23/09/09 18.2 29/09/09
183 SIC 251 14.3 37.8 66.9 22/10/09 11.4 24/02/09
184 SJ1 148 19.0 22.9 39.3 29/09/09 15.9 31/07/09
185 JSC 251 14.3 32.1 60.0 13/10/09 13.3 05/01/09
186 SJE 251 16.5 42.9 61.4 15/10/09 13.1 24/02/09
187 SJM 251 9.2 34.2 58.8 02/11/09 9.2 02/01/09
188 SKS 182 16.1 30.7 50.2 23/10/09 14.2 20/07/09
189 SNG 251 20.0 72.6 94.8 22/10/09 19.0 24/02/09
190 SPP 251 17.8 35.2 63.9 29/09/09 10.6 12/03/09
191 SQC 11 81.0 149.6 149.6 31/12/09 81.0 17/12/09
192 SRA 251 18.2 10.9 22.1 9/02/09 9.1 21/07/09
193 SRB 251 4.7 8.0 12.8 23/10/09 3.3 24/02/09
194 SSM 251 8.8 28.8 43.1 15/10/09 8.2 12/01/09
195 SSS 251 13.3 27.1 46.3 22/10/09 9.5 02/03/09
196 STC 251 10.6 12.6 17.2 22/10/09 10.0 23/02/09
197 STL 251 16.4 59.9 95.6 15/10/09 13.1 24/02/09
198 STP 251 16.7 40.3 84.5 29/09/09 13.8 23/02/09
199 SVC 88 12.0 24.6 24.6 15/05/09 10.1 23/02/09
200 SVI 251 17.8 30.2 36.8 29/09/09 11.8 26/03/09
201 TBC 184 12.6 31.2 33.5 09/06/09 12.6 02/01/09
202 TBX 251 18.0 25.5 37.6 06/11/09 13.7 21/04/09
203 TC6 251 27.5 25.3 36.1 15/10/09 19.8 17/12/09
204 TCS 251 19.8 24.0 33.1 15/10/09 16.2 06/03/09
205 TCT 64 77.5 64.9 86.3 21/10/09 52.9 16/12/09
206 TDN 251 21.0 25.3 36.7 15/10/09 18.8 20/07/09
207 TH1 37 67.4 53.5 69.9 20/11/09 40.8 17/12/09
208 THB 251 12.8 18.3 29.4 22/10/09 9.4 24/02/09
209 THT 251 13.5 29.8 43.0 15/10/09 13.4 05/01/09
210 TJC 251 14.0 17.9 32.1 16/10/09 11.0 20/02/09
211 TKC 23 37.1 27.1 30.1 01/12/09 18.0 17/12/09
212 TKU 251 9.0 16.1 30.2 05/11/09 6.9 10/03/09
213 TLC 251 4.6 10.0 14.8 23/10/09 3.5 18/02/09
214 TLT 251 6.2 12.9 23.4 22/10/09 4.0 18/02/09
215 TMC 148 30.9 51.4 63.1 22/10/09 29.7 03/07/09
216 TMX 44 23.6 13.3 23.6 02/11/09 12.6 02/12/09
217 TNG 251 12.0 25.3 34.0 21/10/09 10.3 31/03/09
218 TPH 251 10.5 10.6 16.1 21/10/09 8.2 02/04/09
41EQUITABLENESS FACT BOOK 2009

No.
Stock
code
No. of
sessions
Ave. price on first
trading day
(VND thous./share)
Ave. price on last
trading day
(VND thous./share)
Highest trading price
Price (VND
thous./ share)
Date
(dd/mm/yy)
Lowest trading price
Price (VND
thous./ share)
Date
(dd/mm/yy)
219 TPP 251 10.5 14.6 21.4 30/10/09 7.2 13/03/09
220 TST 251 12.0 25.7 40.5 17/11/09 10.6 24/02/09
221 TV2 58 33.2 17.5 33.2 13/10/09 17.5 31/12/09
222 TV3 23 21.1 18.0 23.0 07/12/09 17.2 30/12/09
223 TV4 251 13.4 17.6 26.5 12/06/09 11.9 04/03/09
224 TXM 251 8.9 9.4 16.9 23/10/09 6.2 24/02/09
225 UNI 148 16.7 34.2 53.9 21/10/09 16.7 08/06/09
226 V11 251 12.3 22.2 35.1 21/10/09 8.2 24/02/09
227 V15 15 16.5 21.8 21.8 31/12/09 16.5 17/12/09
228 VBH 251 15.0 14.6 15.7 23/10/09 8.8 25/03/09
229 VC1 165 25.1 51.6 77.6 16/10/09 22.3 14/07/09
230 VC2 251 33.3 53.3 82.9 23/10/09 24.6 24/02/09
231 VC3 251 19.1 65.1 94.0 13/10/09 14.8 23/02/09
232 VC5 251 12.5 23.9 38.1 22/10/09 11.3 13/03/09
233 VC6 251 15.3 31.4 46.2 15/10/09 10.6 26/02/09
234 VC7 251 11.3 33.3 53.4 23/10/09 10.8 24/02/09
235 VC9 41 49.3 31.9 49.3 05/11/09 27.6 16/12/09
236 VCC 232 10.2 24.3 38.8 21/10/09 8.4 24/02/09
237 VCG 251 15.5 52.6 80.9 20/10/09 12.1 24/02/09
238 VCS 251 26.1 60.0 65.4 26/10/09 20.8 24/02/09
239 VDL 251 31.0 35.9 66.5 02/10/09 28.5 24/02/09
240 VE1 251 6.7 12.5 18.6 20/10/09 4.7 03/03/09
241 VE9 251 9.3 15.8 30.4 26/10/09 9.3 02/01/09
242 VFR 251 10.5 13.8 22.7 16/10/09 8.3 24/02/09
243 VGP 144 25.6 25.7 38.5 30/10/09 20.0 03/07/09
244 VGS 251 10.0 27.3 59.6 28/09/09 7.1 06/03/09
245 VHL 227 28.2 40.1 58.0 30/10/09 22.1 24/02/09
246 VIG 23 22.7 17.5 22.7 01/12/09 16.4 17/12/09
247 VIT 43 36.5 24.3 36.5 03/11/09 20.7 17/12/09
248 VIX 3 28.3 25.3 28.3 29/12/09 25.3 31/12/09
249 VMC 251 26.6 64.7 88.3 15/10/09 17.8 24/02/09
250 VMG 67 19.5 11.5 22.1 02/10/09 9.6 17/12/09
251 VNC 251 12.7 24.5 29.5 22/10/09 11.3 04/03/09
252 VNR 251 28.7 24.9 44.2 19/06/09 22.6 17/12/09
253 VNT 99 39.7 22.0 40.6 17/08/09 21.1 11/12/09
254 VSP 251 52.2 26.3 61.5 10/04/09 22.4 17/12/09
255 VTA 105 9.3 11.2 17.8 23/10/09 8.7 17/12/09
256 VTC 148 12.1 11.4 16.7 15/06/09 9.4 17/12/09
257 VTL 251 13.5 29.3 32.0 31/07/09 12.2 12/03/09
258 VTS 251 31.0 64.4 91.9 21/10/09 25.9 24/02/09
259 VTV 251 14.3 27.6 40.9 22/10/09 12.0 03/03/09
260 WSS 13 17.2 22.1 22.1 31/12/09 15.4 17/12/09
261 XMC 251 12.1 31.0 48.3 13/10/09 10.1 24/02/09
262 YBC 251 15.2 32.7 42.1 18/11/09 13.7 21/04/09
263 YSC 251 24.8 19.3 32.2 09/06/09 14.9 17/02/09
42

3. Listings
3.1. Listed companies as of 31/12/2009
No.
Company
Stock
Code
Charter
Capital
(VND mil.)
Listing Vol.
(shares)
Outstanding
shares(shares)
First trading
day(dd/mm/
yyyy)
Market cap.
(VND mil.)
1 Asia Commercial Bank ACB 7,814,138 777,975,325 781,391,225 21/11/2006 28,989,614
2 An Giang Coffee JSC AGC 83,000 8,300,000 8,300,000 5/1/2009 99,600
3 ALTA Company ALT 53,562 4,933,905 5,114,618 27/07/2009 123,262
4 American Vietnamese Biotech
AMV 21,000 2,100,000 2,100,000 30/12/2009 36,330
Incorporation
5 482 JSC B82 15,000 1,500,000 1,500,000 17/03/2008 49,800
6 ButSon Cement Packing JSC BBS 30,000 3,000,000 3,000,000 28/12/2005 76,500
7 BimSon Cement JSC BCC 956,614 95,661,397 95,661,397 24/11/2006 1,272,297
8 Danang Books and School Equipment BED 30,000 3,000,000 3,000,000 21/10/2009 45,300
JSC
9 Bien Hoa Concrete JSC BHC 45,000 4,500,000 4,500,000 15/05/2009 54,000
10 Viglacera BaHien JSC BHV 10,000 1,000,013 972,013 21/11/2006 45,393
11 Bac Kan Mineral Joint Stock
BKC 60,347 3,748,300 6,034,762 18/08/2009 217,855
Corporation
12 Bac Lieu Fisheries JSC BLF 50,000 5,000,000 5,000,000 2/6/2008 61,000
13 BimSon Packing Company BPC 38,000 3,800,000 3,800,000 8/6/2009 78,280
14 Binh Thuan Book and Equipment JSC BST 11,000 1,100,000 1,100,000 18/12/2008 14,960
15 Ha Noi Transformer Manufacturing BTH 30,000 3,000,000 3,000,000 4/1/2008 35,100
and Electric Material JSC
16 ButSon Cement JSC BTS 908,802 90,880,160 90,880,160 5/12/2006 1,090,562
17 Bao Viet Securities Company BVS 722,339 72,233,937 72,223,837 18/12/2006 2,795,062
18 Haiphong Cement Packing JSC BXH 30,000 3,000,000 3,000,000 25/11/2009 56,700
19 Construction and Investment JSC No, C92 12,005 1,200,510 1,200,510 19/11/2007 24,010
492
20 Halong Canned Food Joint Stock CAN 50,000 5,000,000 4,999,880 12/6/2009 69,998
Corporation
21 Yen Bai Agri-forestry products and CAP 11,000 1,100,000 1,090,000 9/1/2008 20,056
Foodstuff Corporation
22 Can Tho Cement JSC CCM 40,000 4,000,000 4,000,000 18/09/2008 141,600
23 Chuong Duong Corporation CDC 64,657 6,465,715 6,465,715 1/11/2007 334,277
24 COTEC Investment and Construction CIC 27,186 2,718,596 2,718,596 29/12/2006 48,663
JSC
25 Construction and Infrastructure CID 10,820 1,082,000 1,082,000 14/07/2005 22,614
Development JSC
26 Central Area Electrical Mechanical CJC 20,000 2,000,000 2,000,000 14/12/2006 56,800
JSC
27 CMC Investment JSC CMC 30,400 3,040,000 3,040,000 11/12/2006 63,232
28 Thanh Nam Construction and
CSC 25,000 2,500,000 2,500,000 4/11/2009 98,250
Investment JSC
29 Hai Duong Pump Manufacturing JSC CTB 17,143 1,714,330 1,714,330 10/10/2006 37,544
30 Gia Lai Culture - Tourism JSC CTC 48,712 4,871,200 4,871,200 18/07/2008 53,583
31 VINAVICO investment, construction CTM 26,778 2,677,800 2,677,800 7/8/2009 106,576
and mining JSC
32 Underground Works Construction JSC CTN 48,850 4,885,000 4,814,400 20/12/2006 144,432
33 Vietinbank Securities CTS 789,934 78,993,400 78,993,400 31/07/2009 1,524,573
43EQUITABLENESS FACT BOOK 2009

44
No.
Company
Stock
Code
Charter
Capital
(VND mil.)
Listing Vol.
(shares)
Outstanding
shares(shares)
First trading
day(dd/mm/
yyyy)
Market cap.
(VND mil.)
34 CMC Joint Stock Company CVT 40,000 4,000,000 4,000,000 5/11/2009 61,200
35 Viglacera Dong Anh JSC DAC 10,050 1,004,974 1,004,974 20/09/2006 62,007
36 Da Nang Education Development and DAD 50,000 5,000,000 4,984,000 19/08/2009 62,798
Investment JSC
37 Educational Book JSC In Da Nang City DAE 14,987 1,498,680 1,498,680 28/12/2006 21,881
38 DABACO Vietnam Corporation DBC 254,467 18,816,660 18,813,150 18/03/2008 649,054
39 Ben Tre Pharmaceutical JSC DBT 30,000 3,000,000 3,000,000 30/10/2009 95,700
40 DIC No,4 JSC DC4 21,400 2,139,996 2,139,996 3/11/2008 63,772
41 Dai Chau Joint Stock Company DCS 36,232 2,724,478 2,724,478 17/12/2007 51,765
42 Dien Hong Printing JSC DHI 13,832 1,383,180 1,383,180 4/12/2006 16,183
43 Ha Tay Pharmaceutical JSC DHT 41,226 4,122,602 4,122,602 3/12/2008 115,021
44 DIC Dong Tien JSC DID 24,342 2,434,200 2,434,200 10/12/2009 47,467
45 Hai Phong Electricity Water Machine DNC 16,051 1,605,095 1,605,095 23/12/2009 30,818
Assembly JSC
46 DongNai Plastic Construction JSC DNP 34,276 3,427,637 3,415,127 29/06/2009 80,939
47 Da Nang Plastic JSC DPC 22,373 2,237,280 2,237,280 10/6/2009 49,668
48 Nam Dinh Educational Book and DST 10,000 1,000,000 1,000,000 16/10/2007 9,600
Equipment JSC
49 Viglacera Dong Trieu JSC DTC 10,000 1,000,000 1,000,000 25/12/2006 86,800
50 Doan Xa port JSC DXP 52,500 5,250,000 5,250,000 8/6/2009 329,175
51 Dzi An Manufacturing Public Limited DZM 25,000 2,500,000 2,482,040 11/6/2009 72,724
Company
52 Educational Book JSC in Hanoi City EBS 51,097 5,109,742 5,109,742 21/12/2006 75,113
53 Education cartography and illustration ECI 18,600 1,860,000 1,860,000 16/06/2009 22,320
JSC
54 Education financial investment JSC EFI 35,700 3,570,000 3,570,000 30/09/2009 95,676
55 Hanoi Education Development and EID 80,000 8,000,000 8,000,000 11/8/2009 163,200
Investment JSC
56 GiaiPhong Motor JSC GGG 64,500 6,450,000 6,450,000 12/10/2009 87,075
57 Hai Au Paper JSC GHA 12,895 1,289,480 1,289,480 14/07/2005 42,811
58 Global Electrical Technology Corp, GLT 63,758 6,375,779 6,373,779 26/11/2009 297,018
59 Ha Noi - Hai Duong Beer JSC HAD 40,000 4,000,000 4,000,000 27/10/2009 137,600
60 H,A,I JSC HAI 145,000 14,499,998 14,499,998 27/12/2006 580,000
61 Binh Duong PP Pack Making Joint HBD 15,350 1,535,000 1,462,000 15/06/2009 21,930
Stock Company
62 Ha Tinh Book and Equipment
HBE 13,376 1,197,318 1,337,678 22/02/2008 12,574
Education JSC
63 Hoa Cam Concrete JSC HCC 16,228 1,622,802 1,622,802 24/12/2007 43,978
64 Hai Phong Cement Transport & HCT 20,164 2,016,385 2,016,385 27/11/2007 32,665
Trading JSC
65 Higher Educational and Vocational HEV 10,000 1,000,000 1,000,000 11/12/2007 15,000
Book JSC
66 Ha Giang Mineral Mechanics JSC HGM 60,000 6,000,000 6,000,000 21/12/2009 372,600
67 Haiha Confectionery JSC HHC 54,750 5,475,000 5,475,000 20/11/2007 124,830
68 Nam Mu Hydropower JSC HJS 60,000 6,000,000 6,000,000 20/12/2006 103,200
69 HaLam - TKV Coal JSC HLC 93,000 9,300,000 9,300,000 5/3/2009 178,560
70 Viglacera Ha Long I JSC HLY 10,000 1,000,000 999,905 25/12/2006 40,796
71 Hanoimilk JSC HNM 100,000 10,000,000 10,000,000 27/12/2006 134,000
72 Hoang Mai Cement JSC HOM 720,000 72,000,000 72,000,000 9/7/2009 1,058,400

No.
Company
Stock
Code
Charter
Capital
(VND mil.)
Listing Vol.
(shares)
Outstanding
shares(shares)
First trading
day(dd/mm/
yyyy)
Market cap.
(VND mil.)
73 Haiphong Securities JSC HPC 309,790 30,978,953 30,511,893 15/12/2006 689,569
74 Hoa Phat Construction Stone JSC HPS 15,653 1,565,250 1,565,250 25/12/2006 24,105
75 Hung Yen Book Publishing and HST 15,000 1,500,000 1,399,940 29/12/2009 19,459
Educational Equipment JSC
76 Hoaphat Textbook Printing JSC HTP 12,600 1,260,000 1,214,200 14/12/2006 16,270
77 Tasco JSC HUT 55,000 5,500,000 5,500,000 11/4/2008 155,100
78 Viet Tri Chemicals JSC HVT 48,826 4,882,572 4,882,572 8/5/2009 63,473
79 Song Hong construction JSC ICG 150,000 15,000,000 15,000,000 21/04/2009 427,500
80 International Labor and Services JSC ILC 40,741 4,074,052 4,052,732 26/12/2005 74,165
81 Produce and Trading Metal JSC KKC 52,000 5,200,000 5,200,000 21/08/2008 148,720
82 Kim Long Securities Corporation KLS 1,000,000 100,000,000 100,000,000 28/01/2008 3,050,000
83 Investment and Construction JSC L18 35,000 3,500,000 3,500,000 23/04/2008 103,250
No,18
84 Lilama 45,3 JSC L43 35,000 3,500,000 3,500,000 11/6/2008 77,350
85 Lilama 45,4 JSC L44 40,000 4,000,000 4,000,000 21/12/2009 61,200
86 Lilama 69-1 JSC L61 70,150 7,015,000 7,015,000 19/11/2008 118,554
87 Lilama 69-2 JSC L62 30,000 3,000,000 3,000,000 21/04/2008 65,400
88 Long An Book and Educational LBE 11,000 1,100,000 1,095,900 22/02/2008 12,164
Equipment JSC
89 Lilama 3 JSC LM3 51,500 5,150,000 5,150,000 1/12/2009 75,705
90 Lilama No,5 JSC LO5 50,000 5,000,000 5,000,000 21/12/2009 66,000
91 Low Current - Telecom JSC LTC 25,000 2,500,000 2,500,000 14/12/2006 49,000
92 Luong Tai Construction JSC LUT 55,500 5,550,000 5,510,000 4/1/2008 92,568
93 Marine supply and engineering service MAC 32,000 3,200,000 3,200,000 24/12/2009 44,800
JSC
94 MCO Vietnam JSC MCO 41,039 4,103,929 4,103,929 21/12/2006 76,743
95 Vinacomin - Mong Duong Coal JSC MDC 120,850 12,085,000 12,085,000 23/07/2009 212,696
96 Song Da Someco JSC MEC 40,000 4,000,000 4,000,000 14/12/2006 112,400
97 Minh Huu Lien Joint Stock Company MHL 20,000 2,000,000 2,000,000 26/11/2009 49,600
98 Quang Nam Mineral Industry
MIC 24,986 2,498,652 2,498,652 21/12/2007 216,133
Corporation
99 Cai Lay Veterinary Pharmaceutical MKV 10,000 1,000,000 1,000,000 21/11/2008 11,900
JSC
100 Manganese Mineral JSC MMC 12,000 1,200,000 1,171,925 28/07/2008 67,854
101 Nagakawa Vietnam JSC NAG 100,000 10,000,000 10,000,000 22/09/2009 132,000
102 Vinacomin - Nui Beo Coal JSC NBC 60,000 6,000,000 6,000,000 27/12/2006 250,200
103 Ninh Binh Thermal Power Joint-stock NBP 128,655 12,865,500 12,865,500 6/8/2009 326,784
Company
104 Ngo Quyen Export Seafood Processing NGC 12,000 1,200,000 1,200,000 6/3/2008 25,200
JSC
105 Nhi Hiep Brick-Tile Co-Operation NHC 15,208 1,520,771 1,510,145 17/06/2009 57,234
106 Naloi Hydropower JSC NLC 50,000 5,000,000 5,000,000 14/12/2006 146,500
107 Phu Thinh - Nha Be Garment JSC NPS 10,593 1,059,300 1,059,300 27/12/2006 26,906
108 Ngan Son JSC NST 39,131 3,913,133 3,913,133 29/12/2006 75,523
109 Tien Phong Plastic JSC NTP 216,690 21,668,998 21,668,998 11/12/2006 2,338,085
110 Nam Vang JSC NVC 160,000 16,000,000 15,000,000 24/01/2008 292,500
111 One Corporation ONE 26,449 2,644,928 2,644,928 24/06/2008 42,583
112 Pan Pacific Corporation PAN 70,000 7,000,000 7,000,000 22/12/2006 222,600
45EQUITABLENESS FACT BOOK 2009

46
No.
Company
Stock
Code
Charter
Capital
(VND mil.)
Listing Vol.
(shares)
Outstanding
shares(shares)
First trading
day(dd/mm/
yyyy)
Market cap.
(VND mil.)
113 Phuong Dong Petroleum Tourism JSC PDC 150,000 15,000,000 15,000,000 29/09/2009 166,500
114 Petrovietnam Southern Gas JSC PGS 150,000 15,000,000 15,000,000 15/11/2007 375,000
115 Saigon Petrolimex gas taxi JSC PGT 88,022 8,802,187 8,802,187 25/12/2009 81,860
116 Constrexim - Phuc Hung investment PHC 30,000 2,940,000 2,940,000 5/11/2009 82,320
construction and import - export JSC
117 Petrolimex Hanoi Transportation and PJC 15,632 1,563,150 1,563,150 25/12/2006 31,419
Trading JSC
118 Petrolimex Petrochemical JSC PLC 201,590 20,159,000 20,159,000 27/12/2006 675,327
119 Pharmedic Pharmaceutical Medicinal PMC 64,816 6,481,634 6,481,634 9/10/2009 194,449
JSC
120 Petroleum Mechanical Joint Stock PMS 52,000 5,200,000 5,174,110 8/6/2009 84,338
Company
121 Post and Telecommunication
POT 194,300 19,430,006 19,276,346 20/12/2006 266,014
Equipment JSC
122 Phu Phong Corporation PPG 40,000 4,000,000 3,815,880 20/12/2006 46,935
123 Petrolimex Saigon Transportation and PSC 20,000 2,000,000 2,000,000 29/12/2006 54,800
Service JSC
124 The Precision Tools and CNC Machine PTM 13,023 1,302,300 1,302,300 16/01/2009 12,111
JSC
125 HaiPhong Petrolimex Transportation PTS 34,800 3,480,000 3,480,000 1/12/2006 62,292
and Services JSC
126 PetroVietnam Nghe An Construction PVA 100,000 4,500,000 4,500,000 12/12/2008 134,550
JSC
127 Drilling Mud Corporation PVC 159,717 15,971,735 15,971,735 15/11/2007 413,668
128 Petrovietnam Investment Consultancy PVE 80,000 8,000,000 7,951,200 2/1/2008 133,580
and Engineering JSC
129 Petrovietnam Nothern Gas JSC PVG 266,170 26,617,000 26,617,000 7/1/2009 660,102
130 Petrovietnam Insurance PVI 1,035,500 103,550,000 103,550,000 10/8/2007 2,826,915
131 PetroVietnam Technical Services PVS 2,000,000 198,803,431 198,803,431 20/09/2007 6,341,829
Corporation
132 Petro Vietnam Construction Joint PVX 1,500,000 150,000,000 149,951,200 19/08/2009 3,808,760
Stock Corporation
133 Quang Ninh Construction and Cement QNC 133,695 13,369,489 13,293,489 17/01/2008 527,752
JSC
134 Quang Ninh Book and Educational QST 13,500 1,350,000 1,350,000 16/02/2009 16,200
Equipment JSC
135 Quang Nam Transportation
QTC 12,000 1,200,000 1,200,000 16/01/2009 26,640
Construction JSC
136 CHOLON Real Estate JSC RCL 25,000 2,500,000 2,498,700 14/06/2007 195,648
137 Ry Ninh II Hydroelectric JSC RHC 32,000 3,200,000 3,200,000 30/06/2009 77,760
138 Song Da 12 JSC S12 50,000 5,000,000 5,000,000 16/01/2008 165,000
139 Song Da 5,05 JSC S55 24,960 2,496,000 2,490,100 22/12/2006 112,055
140 Song Da 6,04 JSC S64 20,000 2,000,000 2,000,000 25/12/2006 70,800
141 Song Da 7,04 JSC S74 40,000 4,000,000 4,000,000 2/7/2009 153,600
142 Song Da 9,01 JSC S91 15,000 1,500,000 1,459,500 20/12/2006 58,672
143 Song Da No 9,06 JSC S96 25,000 2,500,000 2,500,000 9/1/2008 207,250
144 Song Da No 9,09 JSC S99 44,479 4,447,940 4,421,873 22/12/2006 233,475
145 Safoco Foodstuff JSC SAF 27,060 2,706,000 2,706,000 8/6/2009 99,040
146 Textbook Printing JSC In Hochiminh
City
SAP 12,870 1,286,984 1,286,984 14/12/2006 17,117

No.
Company
Stock
Code
Charter
Capital
(VND mil.)
Listing Vol.
(shares)
Outstanding
shares(shares)
First trading
day(dd/mm/
yyyy)
Market cap.
(VND mil.)
147 Songda Cement JSC SCC 19,800 1,980,000 1,887,600 20/12/2006 42,282
148 Sai Son Cement JSC SCJ 47,600 4,760,000 4,760,000 19/09/2007 167,076
149 Song Da 2 JSC SD2 48,535 4,853,500 4,853,500 30/11/2007 197,052
150 Song Da 3 JSC SD3 79,997 7,999,678 7,999,678 25/12/2006 291,988
151 Song Da 4 JSC SD4 75,000 7,500,000 7,500,000 25/06/2008 216,000
152 Song Da No, 5 JSC SD5 60,940 6,094,000 6,094,000 27/12/2006 422,924
153 Song Da No 6 JSC SD6 60,000 6,000,000 6,000,000 25/12/2006 263,400
154 Song Da 7 JSC SD7 90,000 9,000,000 8,999,783 27/12/2006 454,489
155 Song Da 8 JSC SD8 28,000 2,800,000 2,800,000 28/11/2008 72,800
156 Song Da No 9 JSC SD9 150,000 15,000,000 14,999,878 20/12/2006 874,493
157 SIMCO Song Da JSC SDA 91,000 9,099,989 9,099,821 21/12/2006 414,952
158 Song Da Consulting JSC SDC 18,000 1,800,000 1,799,938 25/12/2006 50,758
159 Song Da Assembly Construction & SDD 42,960 4,296,049 4,295,699 23/01/2008 115,125
Investment JSC
160 Can Tho Sadico Joint Stock Company SDG 50,000 5,000,000 5,000,000 22/12/2009 125,500
161 Song Da Infrastructure Construction SDH 51,750 5,175,000 5,175,000 19/10/2009 350,865
JSC
162 Song Da 25 JSC SDJ 36,768 3,676,800 3,676,800 25/12/2007 91,185
163 Dong Nai Paint Corporation SDN 13,496 1,349,641 1,349,641 22/06/2009 35,496
164 Song Da Trading and Transport JSC SDP 50,000 5,000,000 5,000,000 15/04/2009 159,000
165 Song Da Construction and Investment SDS 15,000 1,500,000 1,482,500 23/07/2008 41,510
JSC
166 Song Da No 10 JSC SDT 117,000 11,700,000 11,661,000 14/12/2006 643,687
167 Song Da Urban Investment
SDU 100,000 10,000,000 10,000,000 28/09/2009 643,000
Construction and Development JSC
168 Song Da Yaly Cement JSC SDY 15,000 1,500,000 1,500,000 25/12/2006 61,500
169 Mien Trung Power Investment and SEB 125,000 12,500,000 12,500,000 14/01/2009 220,000
Development JSC
170 Phuong Nam Education Investment SED 80,000 8,000,000 8,000,000 19/08/2009 156,000
and Development JSC
171 Saigon Fishing Net Joint Stock
SFN 30,000 3,000,000 2,950,000 12/6/2009 55,165
Company
172 Sa Giang Import Export Corporation SGC 59,564 5,956,402 5,956,402 18/06/2009 120,319
173 Educational Book JSC in Ho Chi Minh SGD 41,370 4,137,000 4,137,000 28/12/2006 50,471
City
174 Saigon Hotel Corporation SGH 17,663 1,766,300 1,766,300 30/07/2009 121,875
175 Sai Gon - Hanoi Commercial Joint SHB 2,000,000 200,000,000 199,532,404 20/04/2009 4,389,713
Stock Bank
176 Sai Gon Maritime Joint Stock Co, SHC 37,096 3,709,550 3,709,550 15/06/2009 48,595
177 Hanoi Investment General Corporation SHN 87,020 8,702,000 8,702,000 16/12/2009 154,025
178 Saigon - Hanoi Securitities JSC SHS 629,960 41,062,996 40,907,996 25/06/2009 1,108,607
179 Song Da Investment - Development SIC 50,000 5,000,000 5,000,000 27/12/2006 189,000
JSC
180 Seafood JSC No, 1 SJ1 35,000 3,500,000 3,355,730 8/6/2009 76,846
181 Song Da 1,01 JSC JSC 30,000 3,000,000 2,641,900 21/11/2007 84,805
182 Song Da No, 11 JSC SJE 50,000 5,000,000 4,994,900 14/12/2006 214,281
183 Song Da No, 19 JSC SJM 15,000 1,500,000 1,500,000 10/1/2008 51,300
184 Song Da Transportation Construction
JSC
SKS 25,000 2,500,000 2,500,000 17/04/2009 76,750
47EQUITABLENESS FACT BOOK 2009

No.
Company
Stock
Code
Charter
Capital
(VND mil.)
Listing Vol.
(shares)
Outstanding
shares(shares)
First trading
day(dd/mm/
yyyy)
Market cap.
(VND mil.)
185 Song Da No 10,1 JSC SNG 19,000 1,900,000 1,900,000 25/12/2006 137,940
186 Saigon Plastic Packaging JSC SPP 35,000 3,500,000 3,500,000 25/09/2008 123,200
187 Saigon – Quy Nhon Mining corporation SQC 1,000,000 100,000,000 100,000,000 17/12/2009 14,960,000
188 Sara Vietnam JSC SRA 20,000 1,000,000 2,000,000 18/01/2008 21,800
189 Sara JSC SRB 56,500 5,650,000 5,650,000 17/03/2008 45,200
190 Steel Structure Manufacture JSC SSM 27,517 2,751,664 2,745,957 17/11/2008 79,084
191 Song Da 6,06 Joint Stock Company SSS 25,000 2,500,000 2,500,000 28/08/2007 67,750
192 Book and Educational Equipment JSC STC 56,655 5,665,530 5,417,030 27/12/2006 68,255
in Ho Chi Minh city
193 Song Da - Thang Long JSC STL 100,000 10,000,000 10,000,000 23/09/2008 599,000
194 Song Da Industry Trade JSC STP 35,000 3,500,000 3,500,000 9/10/2006 141,050
195 Bien Hoa Packaging Company SVI 39,000 3,900,000 3,873,100 22/12/2008 116,968
196 Thai Binh Cement JSC TBX 10,114 1,011,400 1,011,400 18/11/2008 25,791
197 Vinacomin Coc Sau Coal JSC TC6 100,000 10,000,000 10,000,000 26/06/2008 253,000
198 Vinacomin - CaoSon Coal JSC TCS 100,000 10,000,000 10,000,000 21/11/2008 240,000
199 Tay Ninh Cable Car Tour JSC TCT 31,970 3,197,000 3,197,000 5/10/2009 207,485
200 Vinacomin - DeoNai Coal JSC TDN 80,000 8,000,000 8,000,000 21/11/2008 202,400
201 The Vietnam National General Export - TH1 88,927 8,892,733 8,892,592 11/11/2009 475,754
Import JSC No,1
202 Thanh Hoa Beer JSC THB 114,246 11,424,570 11,424,570 19/11/2008 209,070
203 Vinacomin Ha Tu Coal JSC THT 91,000 9,100,000 9,100,000 24/10/2008 271,180
204 Transportation and Trading Services TJC 30,000 3,000,000 3,000,000 17/12/2007 53,700
JSC
205 Tanky Construction and Real Estate TKC 60,500 6,050,000 5,950,000 1/12/2009 161,245
Trading Corporation
206 Tung Kuang Industrial JSC TKU 212,000 3,281,854 3,281,854 26/06/2006 52,838
207 Thang Long Telecommunications JSC TLC 100,000 9,980,000 9,980,000 28/12/2006 99,800
208 Viglacera Thanglong Ceramic Tiles TLT 69,898 6,989,800 6,989,800 8/12/2006 90,168
JSC
209 Thu Duc Trading and Import – Export TMC 40,000 4,000,000 4,000,000 8/6/2009 205,600
JSC
210 Cement Trading JSC TMX 60,000 6,000,000 6,000,000 2/11/2009 79,800
211 TNG Investment and Trading JSC TNG 54,300 5,430,000 5,430,000 22/11/2007 137,379
212 Hanoi Textbooks Printing JSC TPH 20,160 2,015,985 2,015,985 15/12/2006 21,369
213 Tan Phu Plastic JSC TPP 25,000 2,495,600 2,495,600 26/09/2008 36,436
214 Telecommunication Technical Service TST 48,000 4,800,000 4,800,000 13/12/2007 123,360
JSC
215 Power Engineering Consulting JSC TV2 44,390 4,439,000 4,439,000 13/10/2009 77,683
No,2
216 Power Engineering Consulting JSC 3 TV3 29,400 2,940,000 2,940,000 1/12/2009 52,920
217 Power Engineering Consulting JSC TV4 34,296 3,429,550 3,389,129 22/07/2008 59,649
No,4
218 Gypsum and Cement JSC TXM 70,000 7,000,000 7,000,000 11/12/2006 65,800
219 Vien Lien JSC UNI 47,439 4,743,933 4,321,867 8/6/2009 147,808
220 Construction JSC No 11 V11 50,000 5,000,000 5,000,000 15/12/2008 111,000
221 Vietnam Construction JSC No,15 V15 60,000 6,000,000 6,000,000 17/12/2009 130,800
222 Viettronics Binh Hoa JSC VBH 29,000 2,900,000 2,900,000 29/12/2006 42,340
48

No.
Company
Stock
Code
Charter
Capital
(VND mil.)
Listing Vol.
(shares)
Outstanding
shares(shares)
First trading
day(dd/mm/
yyyy)
Market cap.
(VND mil.)
223 Construction JSC No 1 VC1 74,000 7,400,000 7,400,000 14/05/2009 381,840
224 Vietnam Construction JSC No, 2 VC2 78,347 7,834,717 7,700,417 11/12/2006 410,432
225 Construction JSC No, 3 VC3 80,000 8,000,000 7,920,400 13/12/2007 515,618
226 Construction JSC No, 5 VC5 50,000 5,000,000 5,000,000 16/01/2008 119,500
227 Vinaconex 6 JSC VC6 50,000 4,000,000 3,800,000 28/01/2008 119,320
228 No7 Vietnam Construction Joint Stock VC7 50,000 5,000,000 5,000,000 28/12/2007 166,500
Company
229 Construction JSC No,9 VC9 80,000 8,000,000 8,000,000 5/11/2009 255,200
230 Vinaconex 25 JSC VCC 40,000 4,000,000 4,000,000 5/2/2009 97,200
231 Vietnam Construction and Import- VCG 1,850,804 185,080,387 185,080,387 5/9/2008 9,735,228
Export Joint Stock Corp,
232 Vinaconex Advanced Compound Stone VCS 150,000 15,000,000 15,000,000 17/12/2007 900,000
JSC
233 Lamdong Foodstuffs Joint Stock Co VDL 21,529 2,152,940 2,152,940 27/11/2007 77,291
234 VNECO 1 Electricity Construction JSC VE1 30,000 3,000,000 2,991,580 4/9/2008 37,395
235 VNECO 9 Electricity Construction JSC VE9 31,000 3,100,000 3,100,000 23/01/2008 48,980
236 Transport and Chartering Corporation VFR 150,000 15,000,000 15,000,000 28/12/2006 207,000
237 The Vegetexco Port Joint Stock VGP 62,016 6,201,608 6,039,938 12/6/2009 155,226
Company
238 Vietnam Germany Steel Pipe JSC VGS 375,997 37,599,710 37,599,710 4/12/2008 1,026,472
239 Viglacera Ha Long JSC VHL 77,500 7,750,000 7,750,000 12/2/2009 310,775
240 Viet Nam Industrial & Commercial VIG 150,000 15,000,000 15,000,000 1/12/2009 262,500
Securities JSC
241 Viglacera Tien Son JSC VIT 45,000 4,500,000 4,500,000 3/11/2009 109,350
242 Vincom Securities JSC VIX 300,000 30,000,000 30,000,000 29/12/2009 759,000
243 Vimeco JSC VMC 65,000 6,500,000 6,500,000 11/12/2006 420,550
244 Vung Tau Petroleum Trading and VMG 96,000 9,600,000 9,600,000 30/09/2009 110,400
Service JSC
245 The Vietnam Superintendence and VNC 78,750 7,875,000 7,826,800 21/12/2006 191,757
Inspection JSC
246 Vietnam National Reinsurance VNR 672,184 67,218,440 67,218,440 13/03/2006 1,673,739
Corporation
247 The Foreign Trade Forwarding and VNT 54,720 5,472,000 5,472,000 14/08/2009 120,384
Transportation JSC
248 VINASHIN Petroleum Investment and VSP 372,945 37,294,489 37,294,489 25/12/2006 980,845
Transport JSC
249 VITALY JSC VTA 60,000 6,000,000 6,000,000 6/8/2009 67,200
250 VTC Telecommunications JSC VTC 40,501 4,050,085 4,044,532 8/6/2009 46,108
251 Thang Long Wine JSC VTL 18,000 1,800,000 1,798,820 14/07/2005 52,705
252 Viglacera Tuson JSC VTS 12,905 1,290,455 1,290,455 20/09/2006 83,105
253 Cement Materials and Transportation VTV 65,000 6,500,000 6,500,000 18/12/2006 179,400
JSC
254 Wall Street Securities company WSS 168,000 10,800,000 16,800,000 15/12/2009 371,280
255 Vinaconex Xuan Mai Concrete & XMC 100,000 10,000,000 9,440,740 20/12/2007 292,663
Construction JSC
256 Yen Bai Cement and Mineral JSC YBC 48,374 4,837,430 4,811,610 20/05/2008 157,340
257 Hapaco Yenson JSC YSC 11,000 1,100,000 1,089,670 29/12/2006 21,031
Total 37,783,339 3,709,885,553 3,716,929,062 125,276,102
49EQUITABLENESS FACT BOOK 2009

4,000,000,000
Listings by year
257
300
3,500,000,000
250
3,000,000,000
2,500,000,000
168
200
2,000,000,000
1,500,000,000
87
112
2,345,602,398
3,709,885,553
150
100
1,000,000,000
500,000,000
149,062,740
9
1,120,161,336
1,333,393,833
50
0
2005 2006 2007 2008 2009
0
Listed volume
Number of listed compamy
3.2. Companies with additional listing in 2009
50
No.
Company
Stock
Code
Total vol. before
additional listing
(01/01/2009)
(shares)
No. of additional
listed shares
(shares)
Total vol. after
additional listing
as of 31/12/2009
(shares)
1 Asia Commercial Bank ACB 632,165,378 145,809,947 777,975,325
2 Viglacera BaHien JSC BHV 900,000 100,013 1,000,013
3 Bao Viet Securities Company BVS 45,150,000 27,083,937 72,233,937
4 Construction and Investment JSC No. 492 C92 1,200,000 510 1,200,510
5 Can Tho Cement JSC CCM 2,750,000 1,250,000 4,000,000
6 Chuong Duong Corporation CDC 3,600,000 2,865,715 6,465,715
7 COTEC Investment and Construction JSC CIC 2,471,451 247,145 2,718,596
8 Gia Lai Culture - Tourism JSC CTC 2,376,200 2,495,000 4,871,200
9 DABACO Vietnam Corporation DBC 9,450,000 9,366,660 18,816,660
10 DIC No,4 JSC DC4 2,000,000 139,996 2,139,996
11 Ha Tinh Book and Equipment Education JSC HBE 1,000,000 197,318 1,197,318
12 Viglacera Ha Long I JSC HLY 750,000 250,000 1,000,000
13 Haiphong Securities JSC HPC 23,939,809 7,039,144 30,978,953
14 Viet Tri Chemicals JSC HVT 4,438,713 443,859 4,882,572
15 Kinh Bac City Development Share Holding Corporation KBC 134,083,000 65,041,330 199,124,330
16 Kim Long Securities Corporation KLS 49,513,060 50,486,940 100,000,000
17 MCO Vietnam JSC MCO 3,599,936 503,993 4,103,929
18 Ngo Quyen Export Seafood Processing JSC NGC 1,000,000 200,000 1,200,000

No.
Company
Stock
Code
Total vol. before
additional listing
(01/01/2009)
(shares)
No. of additional
listed shares
(shares)
Total vol. after
additional listing
as of 31/12/2009
(shares)
19 One Corporation ONE 2,300,000 344,928 2,644,928
20 Petrolimex Petrochemical JSC PLC 16,127,200 4,031,800 20,159,000
21 Drilling Mud Corporation PVC 14,519,998 1,451,737 15,971,735
22
Petrovietnam Investment Consultancy and Engineering
JSC
PVE 3,500,000 4,500,000 8,000,000
23 PetroVietnam Technical Services Corporation PVS 100,000,000 98,803,431 198,803,431
24 Quang Ninh Construction and Cement JSC QNC 12,500,000 869,489 13,369,489
25 Song Da No 9.09 JSC S99 2,973,970 1,473,970 4,447,940
26 Song Da Consulting JSC SDC 1,500,000 300,000 1,800,000
27 Song Da Assembly Construction & Investment JSC SDD 3,650,000 646,049 4,296,049
28 Song Da 25 JSC SDJ 1,838,400 1,838,400 3,676,800
29 Educational Book JSC in Ho Chi Minh City SGD 1,500,000 2,637,000 4,137,000
30 Sai Gon - Hanoi Commercial Joint Stock Bank SHB 50,000,000 150,000,000 200,000,000
31 Song Da Transportation Construction JSC SKS 1,900,000 600,000 2,500,000
32 Hanoi Textbooks Printing JSC TPH 1,800,000 215,985 2,015,985
33 Power Engineering Consulting JSC No.4 TV4 2,750,000 679,550 3,429,550
34 Construction JSC No 1 VC1 3,500,000 3,900,000 7,400,000
35 Vietnam Construction JSC No. 2 VC2 5,873,965 1,960,752 7,834,717
36
Vietnam Construction and Import-Export Joint Stock
Corporation
VCG 149,985,150 35,095,237 185,080,387
37 Vinaconex Advanced Compound Stone JSC VCS 12,050,000 2,950,000 15,000,000
38 Vietnam Germany Steel Pipe JSC VGS 7,000,000 30,599,710 37,599,710
39 VINASHIN Petroleum Investment and Transport JSC VSP 15,870,000 21,424,489 37,294,489
40 Yen Bai Cement and Mineral JSC YBC 2,210,880 2,626,550 4,837,430
41 Hapaco Yenson JSC YSC 730,000 370,000 1,100,000
3.3. Delistings in 2009
No
Stock
code
Company
Total 1,334,467,110 680,840,584 2,015,307,694
Charter
Capital
(VND mil.)
First trading
day
(dd/mm/yyyy)
Last trading
day
(dd/mm/yyyy)
Delisted Vol.
(shares)
1 CSG Saigon Cable Corporation 297,420 6/05/2008 29/6/2009 29,742,020
2 TBC Thac Ba Hydropower JSC 635,000 29/08/2006 28/9/2009 63,500,000
3 KBC
Kinh Bac City Development Share
Holding Corporation
1,991,243 18/12/2007 8/12/2009 199,124,330
4 SVC Saigon General Service Corporation 203,610 21/12/2006 18/5/2009 20,361,040
5 KMF Mirae Fiber JSC 103,831 14/12/2007 22/12/2009 10,383,054
Reasons for
delisting
Moving the listing to
HOSE
Moving the listing to
HOSE
Moving the listing to
HOSE
Moving the listing to
HOSE
Merger with a listed
company in HOSE
(Mirae JSC)
6 HSC Hacinco JSC 5,800 14/7/2005 14/12/2009 580,000 Voluntary delistings
Total 3,236,904 323,690,444
51EQUITABLENESS FACT BOOK 2009

3.4. Top 10 biggest listed companies by listed volume as of 31/12/2009
No
Stock
code
Company
Registered
vol. for listing
(shares)
Percentage
compared
to total
market listed
volume as of
31/12/09 (%)
Average
price of
first trading
day (VND
thous./share)
Average price
of last trading
day (VND
thous./share)
Total trading
volume in
2009 (share)
1 ACB Asia Commercial Bank 777,975,325 20.97 27.9 37.1 644,943,928
2 SHB
Sai Gon - Hanoi Commercial Joint Stock
Bank
200,000,000 5.39 14.4 22.0 286,111,970
3 PVS
PetroVietnam Technical Services
Corporation
198,803,431 5.36 30.5 31.9 157,017,260
4 VCG
Vietnam Construction and Import-Export
JS Corp,
185,080,387 4.99 15.5 52.6 447,620,600
5 PVX
Petro Vietnam Construction Joint Stock
Corporation
150,000,000 4.04 24.9 25.4 105,906,800
6 PVI Petrovietnam Insurance 103,550,000 2.79 29.8 27.3 69,079,100
7 KLS Kim Long Securities Corporation 100,000,000 2.70 13.0 30.5 607,821,360
8 SQC Saigon – Quy Nhon Mining corporation 100,000,000 2.70 81.0 149.6 1,184,600
9 BCC BimSon Cement JSC 95,661,397 2.58 11.2 13.3 142,557,100
10 BTS ButSon Cement JSC 90,880,160 2.45 10.4 12.0 61,356,100
Others 1,707,934,853 46.04 2,523,598,818
Top 10 listed companies by listed volume
Others
46,04%
ACB
20,97%
SHB
5,39%
PVS
5,36%
VCG
4,99%
BTS
2,45%
BCC
2,58%
SQC
2,70%
KLS
2,70%
PVI
2,79%
PVX
4,04%
52

3.5. Top 10 biggest listed companies by market capitalization as of 31/12/2009
No
Stock
code
Company
Market
capitalization
(VND mil.)
Percentage
compared to
total market
cap as of
31/12/2009
(%)
top 10 listed companies by market capitalization
Average
price of
first trading
day (VND
thous./
share)
Average
price of
last trading
day (VND
thous./
share)
Total trading
volume
(shares)
1 ACB Asia Commercial Bank 28,989,614 23.14 27.9 37.1 644,943,928
2 SQC Saigon – Quy Nhon Mining corporation 14,960,000 11.94 81.0 149.6 1,184,600
3 VCG
Vietnam Construction and Import-Export JS
Corp,
9,735,228 7.77 15.5 52.6 447,620,600
4 PVS PetroVietnam Technical Services Corporation 6,341,829 5.06 30.5 31.9 157,017,260
5 SHB
Sai Gon - Hanoi Commercial Joint Stock
Bank
4,389,713 3.50 14.4 22.0 286,111,970
6 PVX
Petro Vietnam Construction Joint Stock
Corporation
3,808,760 3.04 24.9 25.4 105,906,800
7 KLS Kim Long Securities Corporation 3,050,000 2.43 13.0 50.9 607,821,360
8 PVI Petrovietnam Insurance 2,826,915 2.26 29.8 27.3 69,079,100
9 BVS Bao Viet Securities Company 2,795,062 2.23 21.9 38.7 144,317,100
10 NTP Tien Phong Plastic JSC 2,338,085 1.87 36.1 107.9 48,047,800
Others 46,040,984 36.75 3,247,782,745
NTP
1,87%
Others
36,75%
BVS
2,23%
PVI
2,26%
KLS
2,43%
PVX
3,04%
SHB
3,50%
ACB
23,14%
PVS
5,06%
VCG
7,77%
SQC
11,94%
53EQUITABLENESS FACT BOOK 2009

4. HNX-Index change in 2009
Month
Opening
HNX-Index
Closing
HNX-Index
Highest
HNX-Index
Date
(dd/mm/yyyy)
Lowest
HNX-Index
Date
(dd/mm/yyyy)
1 104,47 99,93 107,03 7/01/2009 99,75 21/01/2009
2 98,64 83,96 98,64 2/02/2009 78,06 24/02/2009
3 83,60 98,37 100 26/03/2009 81,76 3/03/2009
4 100,83 115,00 130,94 14/04/2009 100,83 1/04/2009
5 121,49 144,13 150,18 26/05/2009 121,49 4/05/2009
6 149,56 149,04 186,24 11/06/2009 149,04 30/06/2009
7 145,50 153,91 161,05 27/07/2009 138,55 20/07/2009
8 150,90 172,17 172,17 31/08/2009 150,90 3/08/2009
9 172,20 284,29 185,05 29/09/2009 164,73 7/09/2009
10 181,39 199,38 218,38 22/10/2009 175,39 5/10/2009
11 188,02 161,85 190,27 5/11/2009 155,19 26/11/2009
12 168,69 168,17 168,69 1/12/2009 137,54 16/12/2009
HNX-Index in 2009
250
22/10: Highest HnX-index of 2009 (218.38 points)
200
2/5: the Government unveils the second stimulus
package worth usD$8 billion
11/6: HnX-index climbs to 186.24 points
150
23/10: trading volumes and values reach a record (67,237,200
shares and VnD3,048,981,570,000)
100
15/6: the Ministry of Finance announces the exemption of personal income tax
applicable to capital investment and capital transfers till the end 2009
50
24/02: HnX-index bottoms at 78.06 points
Jan. 2009: the Government announces the usD$1 billion stimulus
0
02/01/2009 31/12/2009
54

5. Transactions by foreign investors
5.1. Trading activities by stock
Stock
code
Volume
(shares)
Percentage
(%)
Bid
Trading value
(VND mil.)
Percentage
(%)
Volume
(shares)
Percentage
(%)
Ask
Trading value
(VND mil.)
Percentage
(%)
ACB 6,344,253 4.84 326,318 6.34 6,340,953 4.34 326,167 6.69
AGC 175,000 0.13 2,412 0.05 57,900 0.04 793 0.02
ALT 4,400 0.00 118 0.00 8,800 0.01 208 0.00
B82 57,400 0.04 1,075 0.02 53,600 0.04 1,380 0.03
BBS 337,100 0.26 6,689 0.13 181,800 0.12 3,857 0.08
BCC 5,486,000 4.19 92,546 1.80 12,066,700 8.26 150,305 3.08
BED 1,000 0.00 17 0.00 0 - - -
BHC 62,500 0.05 1,085 0.02 52,300 0.04 908 0.02
BHV 61,200 0.05 3,094 0.06 17,300 0.01 605 0.01
BKC 19,200 0.01 1,182 0.02 16,400 0.01 1,084 0.02
BLF 112,600 0.09 1,196 0.02 117,500 0.08 1,599 0.03
BPC 141,500 0.11 3,209 0.06 135,900 0.09 3,577 0.07
BST 2,100 0.00 25 0.00 - - - -
BTH 10,700 0.01 210 0.00 10,000 0.01 150 0.00
BTS 781,800 0.60 12,020 0.23 6,051,300 4.14 58,040 1.19
BVS 5,396,800 4.12 279,602 5.43 9,659,600 6.61 328,013 6.73
C92 8,700 0.01 145 0.00 7,600 0.01 148 0.00
CAN 172,300 0.13 2,799 0.05 193,900 0.13 3,444 0.07
CAP 1,800 0.00 33 0.00 2,300 0.00 42 0.00
CCM 99,200 0.08 3,516 0.07 109,500 0.07 5,059 0.10
CDC 39,400 0.03 2,169 0.04 79,800 0.05 3,895 0.08
CIC 88,200 0.07 1,591 0.03 70,100 0.05 1,431 0.03
CID 26,100 0.02 572 0.01 13,500 0.01 413 0.01
CJC 35,800 0.03 972 0.02 23,200 0.02 666 0.01
CMC 61,300 0.05 667 0.01 115,200 0.08 1,525 0.03
CSC 300 0.00 17 0.00 - - - -
CSG 28,400 0.02 459 0.01 15,200 0.01 290 0.01
CTB 15,000 0.01 285 0.01 23,100 0.02 357 0.01
CTC 31,900 0.02 436 0.01 26,600 0.02 434 0.01
CTM 127,800 0.10 6,038 0.12 108,600 0.07 4,128 0.08
CTN 211,300 0.16 4,874 0.09 109,700 0.08 2,848 0.06
CTS 29,200 0.02 850 0.02 10,400 0.01 274 0.01
CVT 10,600 0.01 167 0.00 200 0.00 4 0.00
DAC 39,500 0.03 1,535 0.03 4,200 0.00 218 0.00
DAD 100 0.00 2 0.00 - - - -
DAE 2,300 0.00 33 0.00 4,500 0.00 71 0.00
DBC 4,370,100 3.34 156,380 3.04 915,300 0.63 34,381 0.71
DBT 4,100 0.00 120 0.00 - - - -
DC4 84,500 0.06 2,366 0.05 84,200 0.06 2,649 0.05
DCS 76,400 0.06 884 0.02 79,500 0.05 1,091 0.02
DHI 5,500 0.00 71 0.00 200 0.00 2 0.00
55EQUITABLENESS FACT BOOK 2009

Stock
code
Volume
(shares)
Percentage
(%)
Bid
Trading value
(VND mil.)
Percentage
(%)
Volume
(shares)
Percentage
(%)
Ask
Trading value
(VND mil.)
Percentage
(%)
DHT 11,000 0.01 338 0.01 - - - -
DID 8,000 0.01 154 0.00 0 - - -
DNP 28,800 0.02 703 0.01 24,200 0.02 561 0.01
DPC 6,800 0.01 133 0.00 6,700 0.00 169 0.00
DST 24,500 0.02 314 0.01 - - - -
DTC 75,500 0.06 5,567 0.11 54,900 0.04 3,404 0.07
DXP 521,500 0.40 39,814 0.77 98,700 0.07 6,865 0.14
DZM 26,300 0.02 978 0.02 23,700 0.02 940 0.02
EBS 6,100 0.00 126 0.00 10,900 0.01 256 0.01
ECI 100 0.00 1 0.00 0 - - -
EFI 7,100 0.01 201 0.00 2,200 0.00 40 0.00
EID 1,400 0.00 46 0.00 0 - - -
GGG 33,400 0.03 758 0.01 18,400 0.01 372 0.01
GHA 14,400 0.01 441 0.01 20,000 0.01 663 0.01
GLT 11,000 0.01 505 0.01 0 - - -
HAD 6,900 0.01 343 0.01 - - - -
HAI 44,900 0.03 1,706 0.03 122,900 0.08 4,716 0.10
HBD 6,800 0.01 103 0.00 33,900 0.02 470 0.01
HBE 54,600 0.04 724 0.01 32,400 0.02 456 0.01
HCC 9,400 0.01 198 0.00 8,400 0.01 193 0.00
HCT 2,100 0.00 44 0.00 1,600 0.00 27 0.00
HEV 1,100 0.00 17 0.00 1,500 0.00 22 0.00
HHC 7,000 0.01 156 0.00 10,400 0.01 213 0.00
HJS 61,000 0.05 949 0.02 8,300 0.01 140 0.00
HLC 5,200 0.00 117 0.00 300 0.00 7 0.00
HLY 21,500 0.02 821 0.02 38,400 0.03 1,273 0.03
HNM 448,900 0.34 7,397 0.14 364,800 0.25 4,012 0.08
HOM 1,182,500 0.90 19,317 0.38 3,155,000 2.16 51,305 1.05
HPC 1,561,450 1.19 38,050 0.74 1,904,050 1.30 48,274 0.99
HPS 70,500 0.05 995 0.02 9,200 0.01 106 0.00
HTP 2,800 0.00 44 0.00 2,600 0.00 44 0.00
HUT 10,100 0.01 325 0.01 20,000 0.01 533 0.01
HVT 2,100 0.00 44 0.00 - - - -
ICG 212,200 0.16 5,679 0.11 891,700 0.61 27,261 0.56
ILC 16,300 0.01 273 0.01 20,100 0.01 479 0.01
KBC 20,015,060 15.28 986,808 19.16 24,037,800 16.45 1,032,443 21.19
KKC 261,400 0.20 8,804 0.17 267,600 0.18 11,850 0.24
KLS 9,455,600 7.22 289,179 5.61 8,285,100 5.67 242,087 4.97
KMF 642,400 0.49 10,845 0.21 15,300 0.01 200 0.00
L18 8,900 0.01 148 0.00 8,000 0.01 256 0.01
L43 156,200 0.12 2,736 0.05 203,700 0.14 4,211 0.09
L44 10,000 0.01 154 0.00 0 - - -
L61 23,600 0.02 299 0.01 35,400 0.02 361 0.01
L62 1,200 0.00 41 0.00 1,000 0.00 28 0.00
56

Stock
code
Volume
(shares)
Percentage
(%)
Bid
Trading value
(VND mil.)
Percentage
(%)
Volume
(shares)
Percentage
(%)
Ask
Trading value
(VND mil.)
Percentage
(%)
LBE 600 0.00 7 0.00 - - - -
LO5 1,000 0.00 17 0.00 0 - - -
LTC 125,500 0.10 2,262 0.04 76,600 0.05 1,239 0.03
LUT 8,000 0.01 171 0.00 300 0.00 6 0.00
MCO 41,900 0.03 674 0.01 18,100 0.01 327 0.01
MDC 14,300 0.01 316 0.01 5,000 0.00 103 0.00
MEC 22,600 0.02 692 0.01 61,200 0.04 1,460 0.03
MHL 87,800 0.07 1,756 0.03 2,400 0.00 52 0.00
MIC 106,300 0.08 8,512 0.17 62,900 0.04 5,063 0.10
MKV 76,900 0.06 1,014 0.02 22,700 0.02 329 0.01
MMC 11,600 0.01 384 0.01 10,300 0.01 415 0.01
NAG 4,800 0.00 144 0.00 3,600 0.00 72 0.00
NBC 385,300 0.29 15,009 0.29 246,100 0.17 9,658 0.20
NBP 67,700 0.05 2,268 0.04 21,200 0.01 680 0.01
NGC 1,900 0.00 41 0.00 600 0.00 12 0.00
NHC 72,400 0.06 2,666 0.05 32,800 0.02 1,329 0.03
NLC 101,900 0.08 2,753 0.05 53,700 0.04 1,553 0.03
NPS 2,300 0.00 72 0.00 700 0.00 18 0.00
NST 27,000 0.02 517 0.01 35,300 0.02 585 0.01
NTP 7,105,300 5.43 641,676 12.46 3,519,400 2.41 293,941 6.03
NVC 4,300 0.00 119 0.00 7,500 0.01 210 0.00
ONE 31,900 0.02 567 0.01 59,800 0.04 1,160 0.02
PAN 292,600 0.22 9,221 0.18 279,400 0.19 8,568 0.18
PDC 4,700 0.00 82 0.00 - - - -
PGS 31,000 0.02 991 0.02 33,900 0.02 952 0.02
PHC 1,000 0.00 25 0.00 0 - - -
PJC 17,300 0.01 330 0.01 13,800 0.01 264 0.01
PLC 220,900 0.17 7,774 0.15 917,000 0.63 29,089 0.60
PMC 500 0.00 25 0.00 - - - -
PMS 6,400 0.00 100 0.00 30,000 0.02 495 0.01
POT 15,200 0.01 205 0.00 113,400 0.08 1,780 0.04
PPG 108,400 0.08 1,267 0.02 83,100 0.06 1,279 0.03
PSC 9,100 0.01 307 0.01 3,500 0.00 123 0.00
PTM 400 0.00 5 0.00 100 0.00 1 0.00
PTS 20,900 0.02 377 0.01 19,000 0.01 386 0.01
PVA 5,700 0.00 187 0.00 5,100 0.00 182 0.00
PVC 397,800 0.30 13,685 0.27 899,900 0.62 30,986 0.64
PVE 69,700 0.05 1,448 0.03 20,500 0.01 413 0.01
PVG 30,600 0.02 865 0.02 20,400 0.01 644 0.01
PVI 5,943,700 4.54 185,577 3.60 6,247,700 4.28 181,095 3.72
PVS 13,616,900 10.40 501,377 9.73 7,600,900 5.20 257,832 5.29
PVX 3,854,000 2.94 97,920 1.90 987,300 0.68 24,680 0.51
QNC 28,100 0.02 796 0.02 39,000 0.03 1,029 0.02
QST 200 0.00 3 0.00 100 0.00 2 0.00
57EQUITABLENESS FACT BOOK 2009

Stock
code
Volume
(shares)
Percentage
(%)
Bid
Trading value
(VND mil.)
Percentage
(%)
Volume
(shares)
Percentage
(%)
Ask
Trading value
(VND mil.)
Percentage
(%)
QTC 100 0.00 2 0.00 0 - - -
RCL 34,900 0.03 2,013 0.04 41,100 0.03 2,772 0.06
RHC 1,300 0.00 31 0.00 26,700 0.02 620 0.01
S12 16,500 0.01 557 0.01 5,400 0.00 141 0.00
S55 105,500 0.08 3,119 0.06 142,400 0.10 5,175 0.11
S64 22,700 0.02 547 0.01 31,600 0.02 761 0.02
S74 1,300 0.00 42 0.00 1,300 0.00 47 0.00
S91 11,500 0.01 228 0.00 12,000 0.01 430 0.01
S96 115,100 0.09 5,843 0.11 88,600 0.06 2,478 0.05
S99 103,400 0.08 5,762 0.11 67,500 0.05 3,170 0.07
SAF 19,900 0.02 510 0.01 10,200 0.01 260 0.01
SAP 4,700 0.00 54 0.00 2,900 0.00 38 0.00
SCC 23,900 0.02 432 0.01 29,400 0.02 532 0.01
SCJ 192,500 0.15 8,498 0.16 241,100 0.17 15,416 0.32
SD2 178,200 0.14 4,922 0.10 164,800 0.11 4,741 0.10
SD3 49,100 0.04 1,655 0.03 60,600 0.04 1,889 0.04
SD4 14,900 0.01 344 0.01 5,400 0.00 201 0.00
SD5 582,600 0.44 39,334 0.76 573,200 0.39 40,549 0.83
SD6 71,100 0.05 1,642 0.03 184,600 0.13 6,034 0.12
SD7 530,900 0.41 18,444 0.36 703,600 0.48 29,429 0.60
SD8 12,200 0.01 262 0.01 2,100 0.00 51 0.00
SD9 117,300 0.09 6,172 0.12 131,500 0.09 6,079 0.12
SDA 97,400 0.07 3,800 0.07 42,600 0.03 1,997 0.04
SDC 11,300 0.01 373 0.01 8,000 0.01 242 0.00
SDD 161,100 0.12 3,016 0.06 145,500 0.10 3,368 0.07
SDH 8,000 0.01 510 0.01 2,100 0.00 184 0.00
SDJ 34,300 0.03 900 0.02 207,800 0.14 6,016 0.12
SDN 41,100 0.03 956 0.02 3,700 0.00 92 0.00
SDP 21,800 0.02 679 0.01 9,600 0.01 298 0.01
SDS 100 0.00 2 0.00 0 - - -
SDT 299,200 0.23 18,000 0.35 194,800 0.13 9,264 0.19
SDU 8,100 0.01 583 0.01 6,500 0.00 457 0.01
SDY 30,200 0.02 1,044 0.02 28,500 0.02 797 0.02
SEB 62,300 0.05 943 0.02 26,900 0.02 497 0.01
SED 3,600 0.00 63 0.00 500 0.00 10 0.00
SFN 10,700 0.01 227 0.00 11,100 0.01 216 0.00
SGC 4,100 0.00 74 0.00 11,600 0.01 226 0.00
SGD 54,300 0.04 936 0.02 11,200 0.01 209 0.00
SGH 2,800 0.00 199 0.00 900 0.00 60 0.00
SHB 14,971,300 11.43 467,868 9.08 9,950,200 6.81 308,256 6.33
SHC 51,300 0.04 1,036 0.02 518,300 0.35 9,601 0.20
SHN 100 0.00 2 0.00 0 - - -
SHS 2,976,300 2.27 108,141 2.10 1,712,400 1.17 66,263 1.36
SIC 40,100 0.03 1,165 0.02 62,100 0.04 1,561 0.03
58

Stock
code
Volume
(shares)
Percentage
(%)
Bid
Trading value
(VND mil.)
Percentage
(%)
Volume
(shares)
Percentage
(%)
Ask
Trading value
(VND mil.)
Percentage
(%)
SJ1 1,400 0.00 35 0.00 61,100 0.04 959 0.02
JSC 22,700 0.02 594 0.01 31,700 0.02 1,225 0.03
SJE 139,900 0.11 6,941 0.13 107,800 0.07 2,033 0.04
SJM 32,700 0.02 1,183 0.02 21,900 0.01 938 0.02
SKS 10,300 0.01 269 0.01 5,500 0.00 99 0.00
SNG 29,100 0.02 2,096 0.04 15,400 0.01 809 0.02
SPP 25,200 0.02 598 0.01 28,200 0.02 886 0.02
SRA 17,300 0.01 207 0.00 400 0.00 6 0.00
SRB 10,000 0.01 99 0.00 7,200 0.00 92 0.00
SSM 62,900 0.05 1,732 0.03 33,600 0.02 612 0.01
SSS 320,600 0.24 5,937 0.12 193,700 0.13 5,703 0.12
STC 900 0.00 13 0.00 800 0.00 13 0.00
STL 109,900 0.08 9,419 0.18 103,400 0.07 6,878 0.14
STP 21,000 0.02 818 0.02 40,400 0.03 1,240 0.03
SVC 11,100 0.01 156 0.00 4,300 0.00 51 0.00
SVI 16,900 0.01 363 0.01 12,800 0.01 273 0.01
TBC 354,800 0.27 8,966 0.17 256,500 0.18 5,856 0.12
TBX 3,900 0.00 132 0.00 15,600 0.01 256 0.01
TC6 299,169 0.23 8,363 0.16 694,569 0.48 18,726 0.38
TCS 18,000 0.01 416 0.01 30,100 0.02 628 0.01
TCT 7,100 0.01 420 0.01 23,000 0.02 1,760 0.04
TDN 86,700 0.07 2,099 0.04 193,100 0.13 4,244 0.09
TH1 10,600 0.01 546 0.01 0 - - -
THB 70,100 0.05 1,439 0.03 309,600 0.21 6,039 0.12
THT 151,500 0.12 5,397 0.10 577,700 0.40 11,178 0.23
TJC 2,400 0.00 47 0.00 1,000 0.00 19 0.00
TKC 100 0.00 3 0.00 0 - - -
TKU - - - - 39,000 0.03 1,096 0.02
TLC 182,800 0.14 1,666 0.03 163,800 0.11 1,513 0.03
TLT 75,200 0.06 1,037 0.02 73,800 0.05 960 0.02
TMC 2,700 0.00 112 0.00 15,000 0.01 753 0.02
TMX 200 0.00 3 0.00 0 - - -
TNG 166,800 0.13 3,972 0.08 165,300 0.11 3,742 0.08
TPH 3,200 0.00 38 0.00 100 0.00 1 0.00
TPP 22,200 0.02 347 0.01 6,500 0.00 102 0.00
TST 23,700 0.02 514 0.01 18,400 0.01 295 0.01
TV2 4,200 0.00 107 0.00 - - - -
TV3 100 0.00 2 0.00 0 - - -
TV4 17,300 0.01 336 0.01 12,600 0.01 247 0.01
TXM 27,200 0.02 331 0.01 47,700 0.03 458 0.01
UNI 199,700 0.15 8,678 0.17 125,200 0.09 4,830 0.10
V11 268,400 0.20 3,934 0.08 214,900 0.15 3,995 0.08
V15 14,700 0.01 273 0.01 0 - - -
VBH 300 0.00 3 0.00 - - - -
59EQUITABLENESS FACT BOOK 2009

Stock
code
Volume
(shares)
Percentage
(%)
Bid
Trading value
(VND mil.)
Percentage
(%)
Volume
(shares)
Percentage
(%)
Ask
Trading value
(VND mil.)
Percentage
(%)
VC1 28,100 0.02 1,089 0.02 1,200 0.00 45 0.00
VC2 87,600 0.07 3,932 0.08 32,600 0.02 2,051 0.04
VC3 32,500 0.02 1,122 0.02 32,000 0.02 1,344 0.03
VC5 265,300 0.20 4,565 0.09 369,000 0.25 9,547 0.20
VC6 4,100 0.00 124 0.00 1,300 0.00 37 0.00
VC7 57,900 0.04 1,873 0.04 39,300 0.03 1,533 0.03
VCC 10,000 0.01 246 0.00 8,000 0.01 230 0.00
VCG 6,371,300 4.86 225,240 4.37 23,034,000 15.77 800,385 16.43
VCS 2,349,700 1.79 119,125 2.31 452,000 0.31 23,328 0.48
VDL 6,200 0.00 264 0.01 13,500 0.01 592 0.01
VE1 36,300 0.03 406 0.01 36,100 0.02 438 0.01
VE9 12,400 0.01 176 0.00 4,400 0.00 56 0.00
VFR 632,200 0.48 11,200 0.22 510,900 0.35 9,595 0.20
VGP 7,400 0.01 192 0.00 24,400 0.02 734 0.02
VGS 353,200 0.27 11,310 0.22 319,200 0.22 10,097 0.21
VHL 154,100 0.12 8,237 0.16 13,400 0.01 714 0.01
VIG 2,300 0.00 49 0.00 0 - - -
VIT 10,000 0.01 370 0.01 3,900 0.00 96 0.00
VIX 2,400 0.00 65 0.00 0 - - -
VMC 42,200 0.03 3,005 0.06 33,000 0.02 1,641 0.03
VMG 4,100 0.00 80 0.00 - - - -
VNC 227,300 0.17 4,391 0.09 114,500 0.08 2,310 0.05
VNR 2,005,800 1.53 62,814 1.22 2,512,000 1.72 101,570 2.08
VNT 1,100 0.00 35 0.00 - - - -
VSP 933,900 0.71 32,848 0.64 874,000 0.60 32,059 0.66
VTA 90,300 0.07 1,087 0.02 89,600 0.06 1,097 0.02
VTC 123,800 0.09 1,517 0.03 63,600 0.04 787 0.02
VTL 35,900 0.03 824 0.02 97,600 0.07 2,927 0.06
VTS 94,200 0.07 5,818 0.11 99,900 0.07 5,376 0.11
VTV 7,800 0.01 154 0.00 14,800 0.01 306 0.01
WSS 260,400 0.20 5,335 0.10 2,000 0.00 41 0.00
XMC 148,100 0.11 3,732 0.07 86,400 0.06 2,501 0.05
YBC 4,600 0.00 151 0.00 500 0.00 19 0.00
YSC 4,100 0.00 79 0.00 9,100 0.01 192 0.00
Total 130,968,032 100.00 5,150,401 100.00 146,084,472 100.00 4,872,894 100.00
60

5.2. Listed stock trading activities by month
Month
Volume
(shares)
Bid Ask Total
Value
(VND mil.)
Volume
(shares)
Value
(VND mil.)
Volume
(shares)
Value
(VND mil.)
1 4,992,235 237,069 5,051,275 225,693 10,043,510 462,762
2 2,773,075 59,947 3,442,075 64,470 6,215,150 124,417
3 3,968,200 83,499 22,263,000 316,056 26,231,200 399,556
4 3,509,600 86,673 4,476,600 136,414 7,986,200 223,087
5 9,879,196 275,841 17,741,796 537,192 27,620,992 813,033
6 14,190,000 579,365 22,530,000 847,096 36,720,000 1,426,461
7 20,723,926 792,935 14,421,226 495,670 35,145,152 1,288,605
8 15,467,000 652,704 10,297,600 346,562 25,764,600 999,266
9 16,281,800 604,985 12,601,900 516,642 28,883,700 1,121,627
10 17,844,500 900,331 18,433,200 837,585 36,277,700 1,737,916
11 10,913,700 502,698 5,681,700 260,395 16,595,400 763,093
12 10,424,800 374,356 9,144,100 289,118 19,568,900 663,474
Total 130,968,032 5,150,401 146,084,472 4,872,894 277,052,504 10,023,295
61EQUITABLENESS FACT BOOK 2009

5.3. Total room and Current room of foreign holdings as of 31/12/2009
No. Stock code Outstanding shares
Total room
(shares)
Current room
(shares)
Current ratio
(%)
1 ACB 781,391,225 234,417,368 0 30.00
2 AGC 8,300,000 4,067,000 3,948,900 1.42
3 ALT 4,933,905 2,417,613 2,156,023 5.30
4 AMV 2,100,000 1,029,000 874,000 7.38
5 B82 1,500,000 735,000 719,700 1.02
6 BBS 3,000,000 1,470,000 1,293,820 5.87
7 BCC 95,661,397 46,874,085 43,137,555 3.91
8 BED 3,000,000 1,470,000 1,469,000 0.03
9 BHC 4,500,000 2,205,000 2,194,800 0.23
10 BHV 1,000,013 490,006 431,956 5.80
11 BKC 3,748,300 1,836,667 1,579,867 6.85
12 BLF 5,000,000 2,450,000 2,425,500 0.49
13 BPC 3,800,000 1,862,000 1,818,880 1.13
14 BST 1,100,000 539,000 536,900 0.19
15 BTH 3,000,000 1,470,000 1,468,700 0.04
16 BTS 90,880,160 44,531,278 43,482,028 1.15
17 BVS 72,233,937 35,394,629 30,285,554 7.07
18 BXH 3,000,000 1,470,000 1,470,000 0.00
19 C92 1,200,510 588,250 578,600 0.80
20 CAN 5,000,000 2,450,000 2,095,690 7.09
21 CAP 1,100,000 539,000 534,100 0.45
22 CCM 4,000,000 1,960,000 1,951,500 0.21
23 CDC 6,465,715 3,168,200 3,136,650 0.49
24 CIC 2,718,596 1,332,112 1,211,222 4.45
25 CID 1,082,000 530,180 485,180 4.16
26 CJC 2,000,000 980,000 949,400 1.53
27 CMC 3,040,000 1,489,600 1,465,600 0.79
28 CSC 2,500,000 1,225,000 1,224,700 0.01
29 CTB 1,714,330 840,022 795,222 2.61
30 CTC 4,871,200 2,386,888 2,381,588 0.11
31 CTM 2,677,800 1,312,122 1,291,922 0.75
32 CTN 4,885,000 2,393,650 1,775,400 12.66
33 CTS 78,993,400 38,706,766 38,688,066 0.02
34 CVT 4,000,000 1,960,000 1,949,600 0.26
35 DAC 1,004,974 492,437 449,499 4.27
36 DAD 5,000,000 2,450,000 2,449,900 0.00
37 DAE 1,498,680 734,353 728,765 0.37
38 DBC 18,816,660 9,220,163 5,691,963 18.75
39 DBT 3,000,000 1,470,000 1,448,400 0.72
40 DC4 2,139,996 1,048,598 1,048,009 0.03
41 DCS 2,724,478 1,334,994 1,274,155 2.23
42 DHI 1,383,180 677,758 662,162 1.13
43 DHT 4,122,602 2,020,075 2,009,075 0.27
44 DID 2,434,200 1,192,758 1,184,758 0.33
45 DNC 1,605,095 786,497 786,497 0.00
46 DNP 3,427,637 1,679,542 1,546,169 3.89
47 DPC 2,237,280 1,096,267 1,012,137 3.76
48 DST 1,000,000 490,000 457,700 3.23
49 DTC 1,000,000 490,000 373,000 11.70
62

No. Stock code Outstanding shares
Total room
(shares)
Current room
(shares)
Current ratio
(%)
50 DXP 5,250,000 2,572,500 2,022,880 10.47
51 DZM 2,500,000 1,225,000 1,222,400 0.10
52 EBS 5,109,742 2,503,774 2,466,539 0.73
53 ECI 1,860,000 911,400 911,300 0.01
54 EFI 3,570,000 1,749,300 1,744,200 0.14
55 EID 8,000,000 3,920,000 3,918,600 0.02
56 GGG 6,450,000 3,160,500 2,800,500 5.58
57 GHA 1,289,480 631,845 571,445 4.68
58 GLT 6,375,779 3,124,132 2,020,904 17.30
59 HAD 4,000,000 1,960,000 1,953,100 0.17
60 HAI 14,499,998 7,104,999 6,893,629 1.46
61 HBD 1,535,000 752,150 707,860 2.89
62 HBE 1,197,318 586,686 564,286 1.87
63 HCC 1,622,802 795,173 784,273 0.67
64 HCT 2,016,385 988,029 984,729 0.16
65 HEV 1,000,000 490,000 487,900 0.21
66 HGM 6,000,000 2,940,000 2,940,000 0.00
67 HHC 5,475,000 2,682,750 2,676,950 0.11
68 HJS 6,000,000 2,940,000 2,876,800 1.05
69 HLC 9,300,000 4,557,000 3,737,684 8.81
70 HLY 1,000,000 490,000 462,137 2.79
71 HNM 10,000,000 4,900,000 4,090,410 8.10
72 HOM 72,000,000 35,280,000 34,948,787 0.46
73 HPC 30,978,953 15,179,687 14,658,575 1.68
74 HPS 1,565,250 766,973 479,873 18.34
75 HST 1,500,000 735,000 735,000 0.00
76 HTP 1,260,000 617,400 612,980 0.35
77 HUT 5,500,000 2,695,000 2,694,100 0.02
78 HVT 4,882,572 2,392,460 2,390,360 0.04
79 ICG 15,000,000 7,350,000 6,215,660 7.56
80 ILC 4,074,052 1,996,285 1,908,595 2.15
81 KKC 5,200,000 2,548,000 2,533,900 0.27
82 KLS 100,000,000 49,000,000 46,705,112 2.29
83 L18 3,500,000 1,715,000 1,706,200 0.25
84 L43 3,500,000 1,715,000 1,679,900 1.00
85 L44 4,000,000 1,960,000 1,950,000 0.25
86 L61 7,015,000 3,437,350 3,420,550 0.24
87 L62 3,000,000 1,470,000 1,468,800 0.04
88 LBE 1,100,000 539,000 538,100 0.08
89 LM3 5,150,000 2,523,500 2,523,500 0.00
90 LO5 5,000,000 2,450,000 2,449,000 0.02
91 LTC 2,500,000 1,225,000 1,117,730 4.29
92 LUT 5,550,000 2,719,500 2,710,500 0.16
93 MAC 3,200,000 1,568,000 1,568,000 0.00
94 MCO 4,103,929 2,010,925 1,947,096 1.56
95 MDC 12,085,000 5,921,650 3,865,772 17.01
96 MEC 4,000,000 1,960,000 1,904,700 1.38
97 MHL 2,000,000 980,000 894,600 4.27
98 MIC 1,489,240 729,728 673,388 3.78
99 MKV 1,000,000 490,000 435,800 5.42
63EQUITABLENESS FACT BOOK 2009

No. Stock code Outstanding shares
Total room
(shares)
Current room
(shares)
Current ratio
(%)
100 MMC 1,200,000 588,000 584,700 0.28
101 NAG 10,000,000 4,900,000 4,898,800 0.01
102 NBC 6,000,000 2,940,000 2,280,600 10.99
103 NBP 12,865,500 6,304,095 6,253,595 0.39
104 NGC 1,200,000 588,000 585,860 0.18
105 NHC 1,520,771 745,178 571,845 11.40
106 NLC 5,000,000 2,450,000 2,373,400 1.53
107 NPS 1,059,300 519,057 515,057 0.38
108 NST 3,913,133 1,917,435 1,888,146 0.75
109 NTP 21,668,998 10,617,809 3,677,259 32.03
110 NVC 16,000,000 7,840,000 7,776,400 0.40
111 ONE 2,644,928 1,296,015 1,291,190 0.18
112 PAN 7,000,000 3,430,000 3,068,900 5.16
113 PDC 15,000,000 7,350,000 7,345,300 0.03
114 PGS 15,000,000 7,350,000 7,331,800 0.12
115 PGT 8,802,187 4,313,072 4,293,072 0.23
116 PHC 2,940,000 1,440,600 1,439,600 0.03
117 PJC 1,563,150 765,944 740,844 1.61
118 PLC 20,159,000 9,877,910 9,522,610 1.76
119 PMC 6,481,634 3,176,001 3,128,219 0.74
120 PMS 5,200,000 2,548,000 2,221,610 6.28
121 POT 19,430,006 9,520,703 9,195,847 1.67
122 PPG 4,000,000 1,960,000 1,392,420 14.19
123 PSC 2,000,000 980,000 965,490 0.73
124 PTM 1,302,300 638,127 637,827 0.02
125 PTS 3,480,000 1,705,200 1,671,700 0.96
126 PVA 4,500,000 2,205,000 2,204,400 0.01
127 PVC 15,971,735 7,826,150 7,672,390 0.96
128 PVE 8,000,000 3,920,000 3,514,600 5.07
129 PVG 26,617,000 13,042,330 13,032,130 0.04
130 PVI 103,550,000 50,739,500 38,651,605 11.67
131 PVS 173,803,431 85,163,681 63,004,391 12.75
132 PVX 150,000,000 73,500,000 70,608,300 1.93
133 QNC 13,369,489 6,551,050 6,521,266 0.22
134 QST 1,350,000 661,500 661,400 0.01
135 QTC 1,200,000 588,000 587,900 0.01
136 RCL 2,500,000 1,225,000 1,199,575 1.02
137 RHC 3,200,000 1,568,000 1,356,190 6.62
138 S12 5,000,000 2,450,000 2,433,200 0.34
139 S55 2,496,000 1,223,040 1,141,872 3.25
140 S64 2,000,000 980,000 873,530 5.32
141 S74 4,000,000 1,960,000 1,960,000 0.00
142 S91 1,500,000 735,000 708,600 1.76
143 S96 2,500,000 1,225,000 1,114,600 4.42
144 S99 4,447,940 2,179,491 1,971,431 4.68
145 SAF 2,706,000 1,325,940 1,241,360 3.13
146 SAP 1,286,984 630,622 626,905 0.29
147 SCC 1,980,000 970,200 935,600 1.75
148 SCJ 4,760,000 2,332,400 2,252,014 1.69
149 SD2 4,853,500 2,378,215 2,269,453 2.24
150 SD3 7,999,678 3,919,842 3,857,916 0.77
151 SD4 7,500,000 3,675,000 3,665,100 0.13
64

No. Stock code Outstanding shares
Total room
(shares)
Current room
(shares)
Current ratio
(%)
152 SD5 6,094,000 2,986,060 2,950,084 0.59
153 SD6 6,000,000 2,940,000 2,891,603 0.81
154 SD7 9,000,000 4,410,000 4,211,868 2.20
155 SD8 2,800,000 1,372,000 1,359,900 0.43
156 SD9 15,000,000 7,350,000 7,091,913 1.72
157 SDA 9,099,989 4,458,995 4,341,085 1.30
158 SDC 1,800,000 882,000 795,520 4.80
159 SDD 4,296,049 2,105,064 2,069,014 0.84
160 SDG 5,000,000 2,450,000 2,450,000 0.00
161 SDH 5,175,000 2,535,750 2,529,850 0.11
162 SDJ 3,676,800 1,801,632 1,735,032 1.81
163 SDN 1,349,641 661,324 439,408 16.44
164 SDP 5,000,000 2,450,000 2,437,800 0.24
165 SDS 1,500,000 735,000 734,800 0.01
166 SDT 11,700,000 5,733,000 5,529,800 1.74
167 SDU 10,000,000 4,900,000 4,898,400 0.02
168 SDY 1,500,000 735,000 702,100 2.19
169 SEB 12,500,000 6,125,000 6,089,600 0.28
170 SED 8,000,000 3,920,000 3,916,900 0.04
171 SFN 3,000,000 1,470,000 1,423,910 1.54
172 SGC 5,956,402 2,918,637 2,844,120 1.25
173 SGD 4,137,000 2,027,130 1,973,380 1.30
174 SGH 1,766,300 865,487 195,747 37.92
175 SHB 200,000,000 60,000,000 54,951,500 2.52
176 SHC 3,709,550 1,817,680 1,237,481 15.64
177 SHN 8,702,000 4,263,980 4,263,880 0.00
178 SHS 41,062,996 20,120,868 18,856,968 3.08
179 SIC 5,000,000 2,450,000 2,425,105 0.50
180 SJ1 3,500,000 1,715,000 1,306,530 11.67
181 JSC 3,000,000 1,470,000 1,459,500 0.35
182 SJE 5,000,000 2,450,000 2,306,000 2.88
183 SJM 1,500,000 735,000 717,800 1.15
184 SKS 2,500,000 1,225,000 1,220,200 0.19
185 SNG 1,900,000 931,000 889,400 2.19
186 SPP 3,500,000 1,715,000 1,212,700 14.35
187 SQC 100,000,000 49,000,000 41,100,000 7.90
188 SRA 1,000,000 490,000 319,800 17.02
189 SRB 5,650,000 2,768,500 2,758,700 0.17
190 SSM 2,751,664 1,348,315 1,319,015 1.06
191 SSS 2,500,000 1,225,000 1,027,900 7.88
192 STC 5,665,530 2,776,110 2,774,860 0.02
193 STL 10,000,000 4,900,000 4,889,000 0.11
194 STP 3,500,000 1,715,000 1,621,700 2.67
195 SVI 3,900,000 1,911,000 1,906,900 0.11
196 TBX 1,011,400 495,586 492,686 0.29
197 TC6 10,000,000 4,900,000 4,234,146 6.66
198 TCS 10,000,000 4,900,000 3,371,500 15.29
199 TCT 3,197,000 1,566,530 1,447,210 3.73
200 TDN 8,000,000 3,920,000 2,427,400 18.66
201 TH1 8,892,733 4,357,439 3,595,173 8.57
202 THB 11,424,570 5,598,039 5,532,539 0.57
65EQUITABLENESS FACT BOOK 2009

No. Stock code Outstanding shares
Total room
(shares)
Current room
(shares)
Current ratio
(%)
203 THT 9,100,000 4,459,000 4,393,885 0.72
204 TJC 3,000,000 1,470,000 1,465,800 0.14
205 TKC 6,050,000 2,964,500 2,964,400 0.00
206 TKU 3,281,854 1,608,108 0 49.00
207 TLC 9,980,000 4,890,200 4,812,000 0.78
208 TLT 6,989,800 3,425,002 3,382,502 0.61
209 TMC 4,000,000 1,960,000 1,924,778 0.88
210 TMX 6,000,000 2,940,000 2,939,800 0.00
211 TNG 5,430,000 2,660,700 2,649,000 0.22
212 TPH 2,015,985 987,833 981,081 0.33
213 TPP 1,995,600 977,844 962,144 0.79
214 TST 4,800,000 2,352,000 2,334,000 0.38
215 TV2 4,439,000 2,175,110 2,163,910 0.25
216 TV3 2,940,000 1,440,600 1,440,500 0.00
217 TV4 3,429,550 1,680,480 1,671,620 0.26
218 TXM 7,000,000 3,430,000 3,379,375 0.72
219 UNI 4,743,933 2,324,527 1,975,558 7.36
220 V11 5,000,000 2,450,000 2,369,100 1.62
221 V15 6,000,000 2,940,000 2,925,300 0.25
222 VBH 2,900,000 1,421,000 1,385,300 1.23
223 VC1 7,400,000 3,626,000 3,599,100 0.36
224 VC2 7,834,717 3,839,011 3,724,616 1.46
225 VC3 8,000,000 3,920,000 3,913,900 0.08
226 VC5 5,000,000 2,450,000 2,386,500 1.27
227 VC6 4,000,000 1,960,000 1,956,600 0.09
228 VC7 5,000,000 2,450,000 2,429,700 0.41
229 VC9 8,000,000 3,920,000 3,920,000 0.00
230 VCC 4,000,000 1,960,000 1,957,600 0.06
66

No. Stock code Outstanding shares
Total room
(shares)
Current room
(shares)
Current ratio
(%)
231 VCG 185,080,387 90,689,390 85,022,490 3.06
232 VCS 15,000,000 7,350,000 3,674,643 24.50
233 VDL 1,200,000 588,000 560,000 2.33
234 VE1 3,000,000 1,470,000 1,465,600 0.15
235 VE9 3,100,000 1,519,000 1,505,300 0.44
236 VFR 15,000,000 7,350,000 7,198,700 1.01
237 VGP 6,201,608 3,038,788 2,988,222 0.82
238 VGS 12,599,710 6,173,858 6,103,822 0.56
239 VHL 7,750,000 3,797,500 3,656,800 1.82
240 VIG 15,000,000 7,350,000 7,347,700 0.02
241 VIT 4,500,000 2,205,000 2,198,900 0.14
242 VIX 30,000,000 14,700,000 14,697,600 0.01
243 VMC 6,500,000 3,185,000 3,155,992 0.45
244 VMG 9,600,000 4,704,000 4,699,900 0.04
245 VNC 7,875,000 3,858,750 3,537,200 4.08
246 VNR 67,218,440 32,937,036 12,326,486 30.66
247 VNT 5,472,000 2,681,280 2,680,180 0.02
248 VSP 37,294,489 18,274,300 17,719,215 1.49
249 VTA 6,000,000 2,940,000 2,906,940 0.55
250 VTC 4,050,085 1,984,542 1,458,714 12.98
251 VTL 1,800,000 882,000 805,800 4.23
252 VTS 1,290,455 632,323 556,850 5.85
253 VTV 6,500,000 3,185,000 3,648,800 -7.14
254 WSS 16,800,000 8,232,000 7,438,600 4.72
255 XMC 10,000,000 4,900,000 4,558,300 3.42
256 YBC 4,837,430 2,370,341 2,366,091 0.09
257 YSC 1,100,000 539,000 531,200 0.71
Total 3,666,839,101 1,610,286,827 1,240,318,276 100
Note: Current ratio of foreign investors = (Total room -Current room)/Outstanding shares*100
67EQUITABLENESS FACT BOOK 2009

5.4. Top 10 active listed stocks by trading volume of foreign investors
No
Stock code
Bid Vol.
(shares)
Ask Vol.
(shares)
Total volume
(shares)
Percentage (%)
1 KBC 20,015,060 24,037,800 44,052,860 15.90
2 VCG 6,371,300 23,034,000 29,405,300 10.61
3 SHB 14,971,300 9,950,200 24,921,500 9.00
4 PVS 13,616,900 7,600,900 21,217,800 7.66
5 KLS 9,455,600 8,285,100 17,740,700 6.40
6 BCC 5,486,000 12,066,700 17,552,700 6.34
7 BVS 5,396,800 9,659,600 15,056,400 5.43
8 ACB 6,344,253 6,340,953 12,685,206 4.58
9 PVI 5,943,700 6,247,700 12,191,400 4.40
10 NTP 7,105,300 3,519,400 10,624,700 3.83
Others 36,261,819 35,342,119 71,603,938 25.84
Top 10 active listed stocks by trading volume of foreign investors
Others
KBC 15,90%
NTP 3,83%
VCG 10,23%
PVI 4.40%
ACB 4,58%
SHB 9,00%
BVS 5,43%
BCC 6,34%
KLS 6,40%
PVS 7,66%
68

5.5. Top 10 active listed stocks by trading value of foreign investors
No
Stock code
Bid Value
(VND mil.)
Ask Value
(VND mil.)
Total Value
(VND mil.)
Percentage (%)
1 KBC 986,808 1,032,443 2,019,251 20.15
2 VCG 225,240 800,385 1,025,625 10.23
3 NTP 641,676 293,941 935,617 9.33
4 SHB 467,868 308,256 776,124 7.74
5 PVS 501,377 257,832 759,209 7.57
6 ACB 326,318 326,167 652,485 6.51
7 BVS 279,602 328,013 607,615 6.06
8 KLS 289,179 242,087 531,266 5.30
9 PVI 185,577 181,095 366,673 3.66
10 BCC 92,546 150,305 242,851 2.42
Others 1,154,210 952,370 2,106,581 21.02
Top 10 active listed stocks by trading value of foreign investors
KBC 20,15%
Others
VCG 10,23%
BCC 2,42%
PVI 3,66%
NTP 9,33%
KLS 5,30%
SHB 7,74%
BVS 6,06%
ACB 6,51% PVS 7,57%
69EQUITABLENESS FACT BOOK 2009

6. Trading Members
6.1. List of Trading Members as of 31/12/2009
No.
Member
Code
Company Abb. name Head office address
1 001 Bao Viet Securities JSC BVSC No, 8 Le Thai To, Hoan Kiem, Hanoi
2 002
Bank for Invesment and Development of Vietnam
Securities Company
BSC
Floor 10, A Tower – Vincom Twin Tower, No, 191 Ba
Trieu, Hanoi
3 003 Saigon Securities Inc SSI No, 72 Nguyen Hue, District 1, Ho Chi Minh City
4 005 Thang Long Securities JSC TSC Floor 06, No, 273 Kim Ma, Hanoi
5 006 ACB Securities Company Ltd ACBS
No 107N, Truong Dinh street, District 3, Ho Chi Minh
City
6 007
Vietnam Bank for Industry and Trade Securities
JSC
Vietinbank-
Sc
No, 306 Ba Trieu, Hanoi
7 008 Agribank Securities Joint-Stock Corporation AGRISECO
5th, Artex buiding, 172 Ngoc Khanh street, Ba Dinh
district, Ha Noi city
8 009 Vietcombank Securities Company Ltd VCBS Floor 12 and 17 No, 198 Tran Quang Khai, Hanoi
9 010 MeKong Securities Corporation MSC 09 Dinh Tien Hoang, District 1, Ho Chi Minh city
10 012 HaiPhong Securities JSC HASECO No, 24 Cu Chinh Lan, Hong Bang District, Hai Phong
11 014 Dong A Securities Company Ltd DAS
No, 56-58 Nguyen Cong Tru, District 1, Ho Chi Minh
City
12 011 Ho Chi Minh City Securities Corporation HSC
Floor 2, No, 06 Thai Van Lung, District 1, Ho Chi Minh
City
13 015 Habubank Securities Company Ltd HBBS 2C Van Phuc, Kim Ma, Ba Dinh District, Hanoi
70

Tel./ Fax
Charter Capital
(VND mil.)
Website
Business lines
Admission date as Trading
Member
(dd/mm/yyyy)
TEL: 04.39288888
Fax: 04.39289888
722.339
www.bvsc.com.vn
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
08/06/2005
TEL: 04.22200668
Fax: 04.22200669
700.000 www.bsc.com.vn
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
08/06/2005
TEL: 08.38242897
Fax: 08.38242997
1.533.335 www.ssi.com.vn
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository
08/06/2005
TEL:04.37262600
Fax:04.37262601
800.000 www.thanglongsc.com.vn
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
08/06/2005
TEL: 08.54043054
Fax: 08.54043085
Tel: 04.32780012
Fax: 04.39741760
Tel: 04.62762666
Fax: 04.62765666
Tel: 04.39366990
Fax: 04.39360262/7724
Tel: 08.35202050
Fax: 08.38228014
Tel: 0313.842335
Fax: 0313.746266
Tel: 08.39144134
Fax: 08.39144136
Tel: 08.38233299
Fax: 08.38233301
Tel: 04.37262275
Fax: 04.37262305
1.500.000 www.acbs.com.vn
789.934 www.vietinbanksc.com.vn
1.200.000 www.agriseco.com.vn
700.000 www.vcbs.com.vn
65.000 www.mekongsecurities.com.vn
309.790 www.hpsc.com.vn
500.000 www.das.vn
394,634 www.hsc.com.vn
150,000 www.hbbs.com.vn
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage; Securities
investment advisory;
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository.
08/06/2005
08/06/2005
08/06/2005
08/06/2005
08/06/2005
08/06/2005
15/11/2005
27/4/2006
26/5/2006
71EQUITABLENESS FACT BOOK 2009

No.
Member
Code
Company Abb. name Head office addsess
14 004 The First Securities JSC FSC
No, 9 Hoang Van Thu, Chanh Nghia Urban Quarter , Thu
Dau Mot town, Binh Duong province
15 018 An Binh Securities JSC ABS
No, 101 Lang Ha, Lang Ha Ward, Dong Da District,
Hanoi
16 019 Kim Long Securities Corporation KLS No, 22 Duong Thanh Cong, Ba Dinh District, Hanoi
17 020 Vietnam International Securities JSC VISecurities
Floor 3, No, 59, Quang Trung, Hai Ba Trung District,
Hanoi
18 017 Sacombank Securities Company SBS
278 Nam Ky Khoi Nghia street, District 3, Ho Chi Minh
City
19 021 VNDirect Securities Corporation VNDIRECT,,CO
No, 01 Nguyen Thuong Hien, Nguyen Du Ward, Hai Ba
Trung District, Hanoi city
20 016 Dai Viet Securities Incorporation DVS Incorp
Floor 4, No, 194 Nguyen Cong Tru, Nguyen Thai Binh
Ward, District 1, Ho Chi Minh City
21 022 Fortune Securities Corporation PHS
5th floor, Lawrence S,Ting building, 801 Nguyen Van
Linh street, district 7, Ho Chi Minh city
22 026 VPBank Securities Company VPBS
Floor 3 + 4, Building No, 362 Pho Hue, Pho Hue Ward,
Hai Ba Trung District, Hanoi
23 023
CTCK Việt
Viet Securities JSC
VSC
No, 117 Quang Trung, Vinh, Nghe An Province
24 025 Ha Noi Securities Corporation HSSC CORP
Floor 3, Opera Commercial Centre Building, 60 Ly Thai
To, Hoan Kiem, Hanoi
25 027 Ha Thanh Securities JSC HASC
No, 56 Nguyen Du, Nguyen Du Ward, Hai Ba Trung
District, Hanoi
26 028 National Securities JSC NSI
No, 106 Pho Hue, Ngo Thi Nham Ward, Hai Ba Trung
District, Hanoi
27 038 Viet Tin Securities JSC VTSS JSC
1st & 2nd floor, 40 Phan Boi Chau street, Hoan Kiem
district, Ha Noi city
72

Tel./ Fax
Charter Capital
(VND mil.)
Website
Business lines
Admission date as Trading
Member
(dd/mm/yyyy)
Tel: 0650.3832614/15
Fax: 0650.3832616
300,000 www.fsc.com.vn
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
29/12/2006
Tel: 04.35624626
Fax: 04.35624628
397,000
www.abs.vn
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
09/10/2006
Tel: 04.37726666
Fax: 04.37725688
1,000,000 www.kls.vn
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
11/10/2006
Tel: 04.39445888
Fax: 04.39445889 200,000 www.vise.com.vn
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository.
22/11/2006
Tel: 08.62686868
Fax: 08.62555956
Tel: 04.39724568
Fax: 04.39724600
Tel: 08.39144288
Fax: 08.39144268
Tel: 08.54135479
Fax: 08.54135472
Tel:
04.39743655/39288869
Fax: 04.3974365
Tel: 0383.837606
Fax:0383.588271
Tel: 04.39365969/70
Fax: 04.39365995
Tel: 04.39429472
Fax: 04.39264644
TEL: 04.39445474
Fax: 04.39445475
TEL: 04.39411568
Fax: 04.39411592
1,100,000 www.sbsc.com.vn
300,000
250,000
135,000
500,000
www.vndirect.com.vn
www.dvsc.com.vn
www.vpbs.com.vn
www.vietsecurities.com.vn
37,500 www.vietsecurities.com.vn
50,000
150,000
www.hssc.com.vn
www.hasc.com.vn
50,000 www.nsi.com.vn
71,429 www.viet-tin.com
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository.
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage; Securities
investment advisory; Securities
depository.
Securities brokerage; Securities
investment advisory; Securities
depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository.
Securities brokerage; Securities
investment advisory; Securities
depository.
Securities brokerage; Securities
investment advisory; Securities
depository.
6/11/2006
29/11/2006
05/12/2006
22/12/2006
25/12/2006
25/12/2006
29/12/2006
29/12/2006
29/12/2006
23/1/2007
73EQUITABLENESS FACT BOOK 2009

No.
Member
Code
Company Abb. name Head officea ddress
28 041 Trang An Securities JSC TAS
Floor 9, 59 - Quang Trung, Nguyen Du, Hai BaTrung
District, Hanoi
29 030 Asian - Pacific Securities JSC
APEC
SECURIIES,,JSC
Floor 8, No, 9 Dao Duy Anh, Dong Da District, Hanoi
30 037 Pacific Securities JSC PSC
31 036 Alpha Securities JSC APSC
Floor 2, No, 168 Ngọc Khanh, Giang Vo, Ba Dinh District,
Hanoi
No, 2 Pham Ngu Lao, Phan Chu Trinh Ward, Hoan Kiem
District, Hanoi
32 032 Southeast Asia Securities Corporation SASC
No, 14 Lang Ha, Thanh Cong Ward, Ba Dinh District,
Hanoi
33 034 Capital Securities Company CSC Floor 3, No, 01 Dao Duy Anh, Dong Da District, Hanoi
34 042 Thien VietSecurities JSC TVSC No, 535 Kim Ma, Ba Dinh District, Hanoi
35 040 Ocean Joint Stock Securities Company OCS,,JSC 4 Lang Ha street, Ba Dinh district, Ha Noi city
36 044 Tan Viet Securities JSC TVSI Floor 5, No, 152 Thuy Khue, Tay Ho District, Hanoi
37 029 Viet Nam Securities Coporation VSEC,,CORP
Floor 8, No, 59 Quang Trung, Nguyen Du Ward, Hai Ba
Trung District, Hanoi
38 039 Woori CBV Securities Corporation WOORI CBV No, 14 Tran Binh Trong, Hoan Kiem District, Hanoi
39 050 Morgan Stanley Gateway Securities JSC GSI No, 8, Thien Quang street, Hai Ba Trung district, Ha Noi
40 045 Petrovietnam Securities JSC PSI No, 20 Ngo Quyen, Hoan Kiem District, HN
41 035 MHB Securities Corporation MHBS
Floor 2, Opera View, 161 Dong Khoi, District Q,1, Tp
HCM
74

Tel./ Fax
Charter Capital
(VND mil.)
Website
Business lines
Admission date as Trading
Member
(dd/mm/yyyy)
TEL: 04.39446218/11/12
Fax: 04.39446213
TEL: 22209596
139,000 www.tas.com.vn
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository.
23/1/2007
TEL: 04.35730200
Fax: 04.35771966
260,000 www.apec.com.vn
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository. .
23/1/2007
TEL: 04.62732059
Fax: 04.62732058
28,000 www.psc.vn
Securities brokerage;
Securities depository.
23/1/2007
TEL: 04.39334666
Fax: 04.39334668
58,619 www.apsc.com.vn
Securities brokerage; Securities
investment advisory; Securities
depository.
23/1/2007
TEL: 04.62753844
Fax: 04.62753816
200,000
www.seabs.com.vn
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository.
26/1/2007
TEL: 04.35771732
Fax: 04.35771741
TEL: 04.22203228
Fax: 04.22203227
TEL: 04.37726699
Fax: 04.37726763
TEL: 04.37280921
Fax: 04.37280920
TEL: 04.39446066
Fax: 04.39446070
TEL: 04.39410246
Fax: 04.39410248
TEL: 04.39429774
Fax: 04.39429776
TEL: 04.62789898
Fax: 04.62788989
Tel: 08.38241567
Fax: 08.38241572
75,737 www.capitalsecurities.vn
430,000 www.tvs.vn
150,000 www.ocs.com.vn
350,000 www.tvsi.com.vn
135,000 www.vnsec.com.vn
100,000 www.cbv.vn
300,000 www.msgs.com.vn
287,250 www.psi.vn
170,000 www.mhbs.vn
Securities brokerage; Securities
investment advisory; Securities
depository.
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository.
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisor; Securities
depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisor; Securities
depository.
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisor; Securities
depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisor; Securities
depository
26/1/2007
25/1/2007
07/02/2007
07/02/2007
12/02/2007
07/02/2007
14/2/2007
09/03/2007
21/5/2007
75EQUITABLENESS FACT BOOK 2009

No.
Member
Code
Company Abb. name Head office address
42 033 Viet Dragon Securities Corporation VDSC
Floor 3,4,5, Estar Building, No, 147 – 149 Vo Van Tan,
Ward 6, District 3, Ho Chi Minh City
43 052 Sao Viet Securities Corporation VSSCorp,
44 047 Horizon Securities Corporation HRS
45 054 Vina Securities JSC VNSC
58/1-58/2 Tran Xuan Soan, Tan Kieng ward, District 7,
Ho Chi Minh city
Floor 5 No, 194 Nguyen Cong Tru, Nguyen Thai Binh
Ward, District 1, Ho Chi Minh City
5th floor, SunWah building, 115 Nguyen Hue street,
district 1, Ho Chi Minh city
46 055 SME Securities Corporation SMES
Floor 3 – 4, VinaPlast - Tai Tam Building, No, 39A Ngo
Quyen, Hoan Kiem District, HN
47 053 Cho Lon Securities JSC CLSC
No, 631-633 Nguyen Trai, Ward 11, District 5, Ho Chi
Minh City
48 056 Viet Quoc Securities Corporation, VQSC 21 Han Thuyen street, Hai Ba Trung district, Hanoi city
49 048 Orient securities Corporation ORS
No, 194 Nguyen Cong Tru, Nguyen Thai Binh Ward,
District 1, Ho Chi Minh City
50 024 Da Nang Securities JSC DNSC
No, 102 Nguyen Thi Minh Khai, Hai Châu District, Da
Nang city
51 057 Empower Securities Corporation EPS 63 Pham Ngoc Thach, District 3, Ho Chi Minh City
52 058 FPT Securities JSC FPTS
Floor 2, No, 71 Nguyen Chi Thanh, Dong Da District,
Hanoi
53 046 Phu Gia Securities Coporation PGSC 63 Pham Ngoc Thach, District 3, Ho Chi Minh City
54 059 Royal International Securities IRS
No, 30 Nguyen Du, Bui Thi Xuan Ward, Hai Ba Trung
District, Hanoi
55 049 Royal Securities Coporation
ROSE
Corp,
Floor 2 No, 106 Nguyen Hue, Ben Nghe Ward, District
1, Ho Chi Minh City
56 061 VNS Securities Company VNS Floor 1, No, 9 Dao Duy Anh, Hanoi
76

Tel./ Fax
Charter Capital
(VND mil.)
Website
Business lines
Admission date as Trading
Member
(dd/mm/yyyy)
Tel: 08.62992006
Fax: 08.62992007
330,000 www.vdsc.com.vn
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities
21/5/2007
Tel: 04.22201592
Fax: 04.22201590
135,000 www.vssc.com.vn
Securities brokerage; Securities
proprietary dealing; Securities
investment advisor; Securities
depository.
03/05/2007
Tel: 08.39147027/25
Fax: 08.39147020
35,000 www.horizonsecurities.com
Securities brokerage;
Securities depository.
14/5/2007
26/1/2007 100,000 www.vinasecurities.com
Securities brokerage;
Securities investment advisor;
Securities depository
21/5/2007
Tel: 04.22205678
Fax: 04.22205680
150,000 www.smes.vn
Securities brokerage; Securities
proprietary dealing; Securities
investment advisor; Securities
depository
31/7/2007
Tel: 08.38551661
Fax: 08.38555682
Tel: 04.39746999
Fax: 04.39746834
Tel: 08.39144290
Fax: 08.39142295
Tel: 05113.888456
Fax: 05113.888459
Tel: 08. 38386068
Fax: 08.38381897
Tel: 04. 37737070
Fax: 04. 37739058
Tel: 08.38201295
Fax: 08.39321619
90,000 www.cholonsc.vn
45,000 www.vqs.vn
240,000 www.ors.com.vn
50,000 www.vcsc.com.vn
135,000 www.eps.com.vn
440,000 www.fpts.com.vn
43,000 www.phugiasc.vn
Tel: 04.39446666
Fax: 04.39446969 135,000 www.irs.com.vn
Tel: 08.38247948
Fax: 08.38247950
Tel: 08.38247948
Fax: 08.38247950
35,000 www.rose.com.vn
161,000 www.rose.com.vn
Securities brokerage; Securities
investment advisor;
Securities depository.
Securities brokerage; Securities
investment advisor;
Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisor; Securities
depository.
Securities brokerage; Securities
investment advisor;
Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisor; Securities
depository
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage; Securities
investment advisor;
Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisor;
Securities brokerage; Securities
investment advisor;
Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisor; Securities
depository
07/08/2007
09/08/2007
15/8/2007
25/12/2007
28/8/2007
06/09/2007
07/09/2007
19/09/2007
19/9/2007
19/9/2007
77EQUITABLENESS FACT BOOK 2009

No.
Member
Code
Company Abb. name Head office address
57 043 Rubber Securities JSC RUBSE
No, 66 Pho Duc Chinh, Nguyen Thai Binh Ward, District
1, Ho Chi Minh City
58 060 Au Viet Securities Corporation AVSC
3rd floor, Savimex buiding, 194 Nguyen Cong Tru
street, District 1, Ho Chi Minh city
59 063 Dong Duong Securities JSC DDS
No, 148-150 Nguyen Cong Tru, District 1, Ho Chi Minh
City
60 062 Click & Phone Securities Corporation Clifone
61 051 Nam Viet Securities Corporation NAVS
62 068 Viet Capital Securities JSC VCS
D17, Thang Long International Village, Cau Giay
District, Hanoi
Floor 4 No, 6-8 Pho Duc Chinh, Nguyen Thai Binh
Ward, District 1, Ho Chi Minh City
No, 67 Ham Nghi, Nguyen Thai Binh Ward, District 1,
Ho Chi Minh City
63 064 Dai Nam Securities JSC DNSE No, 28, Tang Bat Ho, Hai Ba Trung District, Ha Noi
64 073 Wall street securities JSC WWS No, 1, Le Phung Hieu street, Hoan Kiem, Ha Noi
65 072 Vincom Securities Joint Stock Company VICOMSC
Floor 14 & 15, tower B, Vincom city tower, no, 191 Ba
Trieu street, Ha Noi
66 069 Sai Gon – Ha Noi Securities Joint Stock Company SHS
1st & 5th floor, Dao Duy Anh buiding, 09 Dao Duy Anh
street, Dong da district, Ha Noi city
67 065
Kenanga Viet Nam Securities Joint Stock
Corporation
KVS
97 Tran Hung Dao street, Hoan Kiem district, Ha Noi
city
68 071 Dai Tay Dưong Securities Joint Stock Company OSC No, 169 Hang Bong street, Hoan Kiem, Ha Noi
69 067 An Phat Securities Company APSI No, 75A, Tran Hung Dao street, Hoan Kiem, Ha Noi
70 075 BETA Securities JSC BSI
No, 16 Nguyen Truong To, Ward 12, District 4, Ho Chi
Minh city
71 079 Kim Eng Viet Nam Securities JSC KEVS No, 255, Tran Hung Dao, District 1, Ho Chi Minh city
78

Tel./ Fax
Charter Capital
(VND mil.)
Website
Business lines
Admission date as Trading
Member
(dd/mm/yyyy)
TTel: 08.39147347
Fax: 08.39147346
40,000 www.rubse.com.vn
Securities brokerage; Securities
investment advisor;
Securities depository.
04/10/2007
Tel: 08.38216789
Fax: 08.38213399
360,000 www.avsc.com.vn
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository
12/11/2007
Tel: 08.39147769
Fax: 08.38217602
125,000 www.dds.com.vn
Securities brokerage; Securities
investment advisor;
Securities depository
14/12/2007
Tel: 04.37930880
Fax: 04.37930580
135,000 www.clifone.com.vn
Securities brokerage; Securities
proprietary dealing; Securities
investment advisor; Securities
depository.
14/12/2007
Tel: 08.38211446
Fax: 08.38211502
46,000 www.navis.com.vn
Securities brokerage;
Securities depository.
24/12/2007
Tel: 08.39143588
Fax: 08.39143209
Tel: 04.39726178
Fax: 04.39726179
Tel: 04.39367153
Fax: 04.39367083
Tel: 04.39744246
Fax: 04.39744243
Tel: 04.35378010
Fax: 04.35378005
Tel: 04.39411425
Fax: 04.39411418
Tel: 08.38201295
Fax: 08.39321619
378,000 www.vcsc.com.vn
50,000 www.dnse.com.vn
168,000 www.wss.com.vn
300,000 www.vincomsc.com.vn
410,630 www.shs.com.vn
135,000 www.vinagolden.com
135,000 www.phugiasc.vn
Tel: 04.39446666
Fax: 04.39446969 135,000 www.ckosc.com.vn
Tel: 08.38247948
Fax: 08.38247950
Tel: 08.38386636
Fax: 08.38386639
300,000 www.rose.com.vn
200,000 www.chungkhoananphat.vn
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage; Securities
investment advisor;
Securities depository
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository.
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage; Securities
investment advisor;
Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository
25/12/2007
09/01/2008
30/01/2008
30/01/2008
01/02/2008
19/2/2008
21/2/2008
21/2/2008
26/2/2008
26/2/2008
79EQUITABLENESS FACT BOOK 2009

No.
Member
Code
Company Abb. name Head office address
72 070
Stock Mart Vietnam Securities Joint Stock
Company
VN Stock
Mart JSC
1st floor, Hang Hai Building, 01 Dao Duy Anh street,
Dong Da district, Ha Noi city
73 077
Mirae Asset Securities (Viet Nam) joint stock
company
MIRAE
ASSET
1-5 Le Duan street, District 1 and 19th Floor, 37 Ton
Duc Thang street, District 1, Ho Chi Minh city
74 076
Viet Nam Industrial & Commercial Securities
Company
VICS
4th floor, Ha Thanh Plaza building, 102 Thai Thinh
street, Dong Da district, Ha Noi city
75 066 Golden Lotus Securities Corporation GLS
76 074 An Thanh Joint Stock Securities Company ATSC
27 Nguyen Dinh Chieu street, District 1, Ho Chi Minh
city
1st Floor, 18T2 Building, Trung Hoa Nhan Chinh Urban
quatar, Le Van Luong street, Thanh Xuan district, Ha
Noi city
77 082 Hoa Binh Securities Joint Stock Company HBS 34 Hai Ba Trung street, Hoan Kiem district, Ha Noi city
78 080 EuroCapital Securities Company ECC
2nd Floor, 57 Buiding, Lang Ha street, Ba Dinh District,
Ha Noi city
79 083 Artex Securities Corporation ART
2nd Floor, No,2 Pham Su Manh street, Hoan Kiem
district, Ha Noi city
80 085 Thanh Cong Securities Company TCSC
No,36, Tay Thanh street, Tan Phu district, Ho Chi Minh
city
81 081 Nam An Securities Corporation NASC
39, Nam Ky Khoi Nghia street, District 1, Ho Chi Minh
city
82 090 E-Viet Securities Corporation EVS
16, 14A plot, Trung Hoa street, Cau Giay district, Ha
Noi city
83 084 A - Au Securities Company AAS
2nd floor, 137 Le Quang Đinh street, Binh Thanh
district, Ho Chi Minh city
84 086 Bao Minh Securities Company BMSC
1st, 3rd & 4th floor, No,10 - Phan Huy Chu street, Hoan
Kiem district, Ha Noi city
85 087 Vien Dong Securities Corporation VDSE 80 Vo Van Tan street, District 3, Ho Chi Minh city
80

Tel./ Fax
Charter Capital
(VND mil.)
Website
Business lines
Admission date as Trading
Member
(dd/mm/yyyy)
Tel: 04.39447030
Fax: 04.39447033
135,000 www.vnstockmart.com.vn
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository.
29/2/2008
Tel: 08.39102222/7999
và 08.39101777
Fax: 08.39107222 và
08.39110970
300,000 www.miraeasset.com.vn
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
14/03/2008
Tel: 04.35148830
Fax: 04.35148768
150,000 www.vics.vn
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository.
26/03/2008
Tel: 08.39107080
Fax: 08.39107081
135,000 www.gls.com.vn
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository.
03/04/2008
Tel: 04.62509999
Fax: 04.62506666
41,000 www.atsc.com.vn
Securities brokerage; Securities
investment advisory; Securities
depository.
03/04/2008
Tel: 04.39368866
Fax: 04.39368665
Tel: 04.35144444
Fax: 04.35148947
Tel: 04.39368368
Fax: 04.39368367/77
Tel: 08.38159072
Fax: 08.38159077
Tel: 08.39151188
Fax: 08.39152888
Tel: 04 -
39368444/45/49
Fax: 04 - 37868808
Tel: 08.62583306
Fax: 08.2583310/15
Tel: 04.39334966
Fax: 04.39334968
Tel: 08.39308181
Fax: 08.39307440
300,000 www.hbse.com.vn
150,000 www.eurocapital.vn
135,000
www.artex.com.vn
360,000 www.tcsc.vn
140,000 www.namansecurities.com
42,000 www.evs.vn
35,000 www.aas.com.vn
300,000 www.bmsc.com.vn
135,000 www.vdse.com.vn
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository.
Securities brokerage; Securities
proprietary dealing; Securities
depository.
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository
Securities brokerage; Securities
investment advisor;
Securities depository.
Securities brokerage; Securities
investment advisor;
Securities depository
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
Securities brokerage;
Securities proprietary dealing;
Securities depository
14/4/2008
15/5/2008
06/06/2008
24/6/2008
17/07/2008
13/08/2008
14/08/2008
01/09/2008
04/09/2008
81EQUITABLENESS FACT BOOK 2009

No.
Member
Code
Company Abb. name Head office address
86 088 VinaGlobal Securities Corporation Vinaglobal
87 091 Standard Securities Joint Stock Company SSJ
5th & 6th, No 1015, Tran Hung Dao street, district 5, Ho
Chi Minh city
2nd floor, 02 Trung trac street, Vung Tau city, Ba Ria –
Vung Tau province
88 092
SaigonBank Berjaya Securities Joint Stock
Company
SBBS
5th & 6th floor, 02 Pho Duc Chinh street, District 1, Ho
Chi Minh city
89 099 JSC Securities Corporation JSCS
90 098 Truong Son Securities Incorporation TSS
6th floor, 18A Dinh Tien Hoang street, district 1, Ho Chi
Minh city
4th floor, 168 Ngoc Khanh street, Ba Dinh district, Ha
Noi city
91 089 Viet Thanh Securities Company VTS 82-84 Calmette street, District 1, Ho Chi Minh city
92 094 Viet First Securities Corporation VFS
3rd floor, 117-119 Nguyen Du street, district 1, Ho Chi
Minh city
93 096 Viet Nam Industry Securities Company ISC 2nd floor, 18 Nui Truc, Ba Dinh district, Ha Noi city
94 093 Mien Nam Securities JSC MNSC
2nd floor, 170-172-172E Bui Thi Xuan street, district 1,
Ho Chi Minh city
95 097 Hung Vuong Securities Company HVS
96 095 SaigonTourist Securities Corporation STSC
97 101 Sakura Securities Joint Stock Company SSE
28 Phung Khac Khoan street, district 1, Ho Chi Minh
city
9th floor, Master Building, 41-43 Tran Cao Van street,
district 3, Ho Chi Minh city
3rd floor, Viglacera building, 2 Hoang Quoc Viet street,
Cau Giay district, Ha Noi city
98 102 Phoenix Sercurities Corporation PCS
P224-202-402, No 27 Ly Thai To, Hoan Kiem district,
Ha Noi
82

Tel./ Fax
Charter Capital
(VND mil.)
Website
Business lines
Admission date as Trading
Member
(dd/mm/yyyy)
Tel: 08.54050333
Fax: 08.54050111
35,000
www.vinaglobal.com.vn
Securities brokerage; Securities
investment advisor;
Securities depository.
08/09/2008
Tel: 064.3616616
Fax: 064.3626466
35,000 www.ssj.com.vn
Securities brokerage; Securities
investment advisor;
Securities depository.
14/11/2008
Tel: 08.39143399
Fax: 08.39143388
300,000 www.sbbsjsc.com.vn
Securities brokerage;
Securities proprietary dealing;
Securities investment advisory;
Underwriting; Securities depository.
04/12/2008
Tel: 08.39119999
Fax: 08.39118888
53,000 www.JSCs.com.vn
Securities brokerage; Securities
investment advisor;
Securities depository.
06/02/2009
Tel: 04.37711666
Fax: 04.62733236
41,000 www.tss.com.vn
Securities brokerage; Securities
investment advisor;
Securities depository;
18/2/2009
Tel: 08.39147799/3794
Fax: 08.39144511
35,000 www.vts.com.vn
Securities brokerage; Securities
investment advisor;
Securities depository
20/2/2009
Tel:08.62556586
Fax: 08.62556580
Tel:08.39152188
Fax: 08.39152189
Tel: 08.62556518
Fax: 08.62556519
Tel: 08.62915358
Fax: 08.62915359
Tel: 08.38238555
Fax: 08.38258555
Tel: 04.37911818
Fax: 04.37915808
Tel: 04.39263412
Fax: 04.39263414
135,000 www.vfs.com.vn
35,000 www.isc.vn
40,000 www.miennamstocks.com.vn
50,200 www.hungvuongsc.com
290,000 www.stsc.vn
41,000 www.japan-sec.vn
35,000 www.pxs.com.vn
Securities brokerage; Securities
investment advisor;
Securities depository.
Securities brokerage; Securities
investment advisor;
Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities
investment advisory; Securities
depository.
Securities brokerage; Securities
investment advisor;
Securities depository.
Securities brokerage; Securities
investment advisor;
Securities depository.
Securities brokerage; Securities
investment advisor;
Securities depository.
Securities brokerage; Securities
investment advisor;
Securities depository.
Number of Trading members by year
09/03/2009
09/03/2009
17/4/2009
06/04/2009
06/04/2009
30/6/2009
18/12/2009
83EQUITABLENESS FACT BOOK 2009

6.2. Top 10 active members by listed stock brokerage
a. By Trading volume
No.
Member firm
Listed stock brokerage by
trading volume (%)
1 Thang Long Securities JSC 7.44%
2 Saigon Securities Inc 4.74%
3 FPT Securities JSC 4.44%
4 ACB Securities Company Ltd 4.28%
5 Sacombank Securities Company 3.88%
6 Ho Chi Minh City Securities Corporation 3.63%
7 Vietcombank Securities Company Ltd 3.36%
8 VNDirect Securities Corporation 3.18%
9 Royal International Securities 3.08%
10 An Binh Securities JSC 2.96%
Others Securities companies 59.02%
Listed stock brokerage by trading volume
59,02%
7,44%
4,74%
4,44%
4,28%
3,88%
3,63%
CTCP Chứng khoán Thăng
CTCP Chứng khoán Sài Gò
CTCP Chứng khoán FPT
CT TNHH Chứng khoán A
CTCP Chứng khoán Ngân
CTCP Chứng khoán Thành
CT TNHH Chứng khoán N
3,36%
CTCP Chứng khoán VNDi
3,18%
CTCP Chứng khoán Quốc
3,08%
CTCP Chứng khoán Ngân
2,96%
CTCK khác
7,44%
CTCP Chứng khoán Thăng Long
4,74%
CTCP Chứng khoán Sài Gòn
4,44%
CTCP Chứng khoán FPT
4,28%
CT TNHH Chứng khoán ACB
3,88%
CTCP Chứng khoán Ngân hàng Sài Gòn Thương Tín
2%
Thang CTCP Chứng Long khoán Securities Thăng JSC Long
CTCP Ho Chi Chứng Minh khoán Securities Thành phố Corporation Hồ Chí Minh
CTCP Chứng khoán
3,63%
Châu Á - Thái Bình Dương
21,17%
Saigon CTCP Chứng Securities khoán Inc Sài Gòn
CT Vietcombank TNHH Chứng Securities khoán Ngân Company hàng TMCP Ltd Ngoại Thương Việt Nam
FPT CTCP Securities Chứng khoán JSCFPT
CTCP Chứng khoán
3,36%
SME
CTCP VNDirect Chứng Securities khoán VNDirect Corporation
ACB CT TNHH Securities Chứng Company khoán ACB CTCP Ltd Chứng khoán Rồng Việt CTCP
3,18%
Royal Chứng International khoán Quốc Securities Tế Hoàng Gia
CTCP Chứng khoán Tràng An
Sacombank CTCP Chứng Securities khoán Ngân Company hàng Sài Gòn Thương Tín
3,08%
CTCP An Binh Chứng Securities khoán Ngân JSChàng An Bình
CTCP Chứng khoán Thành phố CT TNHH Hồ Chứng khoán Ngân hàng TMCP Ngoại Thương Việt Nam 9,53%
2,96% Chí Minh
CTCK Otherskhác
CT TNHH Chứng khoán Ngân CTCP hàng Chứng TMCP khoán Ngoại Bảo Thương Việt Việt Nam
CTCP Chứng khoán VNDirect CT TNHH Chứng khoán ACB
CTCP Chứng khoán Quốc Tế CTCP Hoàng Chứng Gia khoán Tân Việt
CTCP Chứng khoán Ngân hàng CTCP An Chứng Bình khoán FPT
8,16%
84 CTCK khác
CTCP Chứng khoán Ngân hàng Nông Nghiệp
CTCK khác
CTCP Chứng khoán Châu Á - Thái Bình Dương
21,17%
7,34%

. By Trading value
No.
Member firm
Listed stock brokerage by trading
value (%)
1 Thang Long Securities JSC 8.45%
2 Saigon Securities Inc 4.52%
3 FPT Securities JSC 4.31%
4 ACB Securities Company Ltd 4.19%
5 Sacombank Securities Company 4.13%
6 Ho Chi Minh City Securities Corporation 3.76%
7 Vietcombank Securities Company Ltd 3.27%
8 VNDirect Securities Corporation 3.17%
9 Royal International Securities 3.16%
10 An Binh Securities JSC 2.85%
Others Securities companies 58.19%
58,19%
Listed stock brokerage by trading value
Thang Long Securities JSC
FPT Securities JSC
Sacombank Securities Company
Vietcomank Securities Company Ltd
Royal International Securities
Others
8,45%
4,52%
4,31%
4,19%
4,13%
3,76%
3,27%
3,17%
3,16%
2,85%
Saigon Securities inc
ACB Securities Company Ltd
Ho Chi Minh Securities Corporation
VNDirect Securities Corporation
An Binh Securities JSC
85EQUITABLENESS FACT BOOK 2009

6.3. Top 10 active members by listed stocks Proprietary dealing
a. By Trading volume
No.
Member firm
Proprietary dealing by Listed
stock trading volume (%)
1 Vietnam Bank for Industry and Trade Securities JSC 9.16%
2 Saigon Securities Inc 8.70%
3 Kim Long Securities Corporation 8.24%
4
Bank for Invesment and Development of Vietnam Securities
Company
7.94%
5 Thang Long Securities JSC 5.59%
6 Vietcombank Securities Company Ltd 4.85%
7 Hai Phong Securities JSC 4.30%
8 Petrovietnam Securities JSC 3.79%
9 Sai Gon – Ha Noi Securities Joint Stock Company 3.63%
10 Bao Viet Securities JSC 3.61%
Others Securities companies 40.19%
Proprietary dealing by listed stock trading volume
9,16%
8,70%
40,19%
8,24%
7,94%
5,59%
3,61%
3,63%
3,79%
4,30%
4,85%
Vietnam Bank for industry and Trade Securities JSC
Kim Long Securities Corporation
Thang Long Securities JSC
Hai Phong Securities JSC
Sai Gon - Ha Noi Securities JSC
Others
Saigon Securities Inc
Bank for Invesmentand Developmant
of Vietnam Securities Company
Vietcomank Securities Company Ltd
Petrovietnam Securities JSC
Bao Viet Securities JSC
86

. By Trading value
No.
Member firm
Proprietary dealing by Listed
stock trading value (%)
1 Vietnam Bank for Industry and Trade Securities JSC 9.00%
2 Saigon Securities Inc 8.68%
3 Kim Long Securities Corporation 8.65%
4
Bank for Invesment and Development of Vietnam Securities
Company
7.52%
5 Thang Long Securities JSC 5.99%
6 Vietcombank Securities Company Ltd 4.53%
7 Hai Phong Securities JSC 4.12%
8 Petrovietnam Securities JSC 4.00%
9 Sai Gon – Ha Noi Securities Joint Stock Company 3.26%
10 Bao Viet Securities JSC 3.23%
Others Securities companies 41.02%
41.02%
Proprietary dealing by Trading value
3.23%
3.26%
4.00%
9.00%
4.12%
4.12%
Vietnam Bank for industry and Trade Securities JSC
Kim Long Securities Corporation
Thang Long Securities JSC
Hai Phong Securities JSC
Sai Gon - Ha Noi Securities JSC
Others
4.53%
4.53%
8.68%
5.99%
5.99%
8.65%
7.52%
7.52%
Saigon Securities Inc
Bank for Invesmentand Developmant
of Vietnam Securities Company
Vietcomank Securities Company Ltd
Petrovietnam Securities JSC
Bao Viet Securities JSC
87EQUITABLENESS FACT BOOK 2009

II. Bond Market
1. Review of Bond Market in 2009
No. Indicators Unit 2008 2009
A. Listings
% change compared
to 2008
1 Total volume of listed bonds Bond 1,625,392,986 1,610,455,000 -0.92
2 Total value of listed bonds VND mil. 162,539,298,6 161,045,500 -0.92
3
Total volume of listed Government
bonds
Bond 1,591,197,000 706,070,000 -55.63
4
Total value of listed Government
bonds
VND mil. 159,119,700 70,607,000 -55.63
5
Total volume of listed Municipal
bonds
Bond 15,050,000 30,450,000 102.33
6
Total volume of listed Municipal
bonds
VND mil. 1,505,000 3,045,000 102.33
7
Total volume of listed Government
Guaranteed bonds
Bond 5,000,000 36,235,000 624.70
8
Total value of listed Government
Guaranteed bonds
VND mil. 500,000 3,623,500 624.70
9
Total volume of listed Corporate
bonds
Bond 15,000,000 15,000,000 0.00
10
Total value of listed Corporate
bonds
VND mil. 1,500,000 1,500,000 0.00
11 Total volume of newly listed bonds Bond 940,737,000 156,185,000 -502.32
12 Total value of newly listed bonds VND mil. 94,073,700 15,618,500 622.09
13 Total volume of delisted bonds Bond 20,500,000 148,029,016 622.09
14 Total value of delisted bonds VND mil. 2,050,000 14,802,902 622.09
15 Total number of newly listed bonds Bond 359 41 -775.61
16 Total number of delisted bonds Bond 13 69 430.77
17 Total number of listed bonds Bond 527 502 -4.74
18 Total number of Government bonds Bond 519 480 -7.51
19 Total number of Municipal Bonds Bond 4 7 75.00
20
Total number of Government
Guaranteed bonds
Bond 1 13 1.200.00
21 Total number of Corporate Bonds Bond 3 2 -33.33
B. Bond trading activities
1 Total number of trading sessions Session 248 250 0.81
2 Total Outright trading volume Bond 1,992,426,125 865,767,940 -130.13
3 Total Outright trading value VND mil. 189,108,407 90,716,068 -108.46
4 Total Repos trading volume Bond - 16,400,000 -
5 Total Repos trading value VND mil. - 774,743 -
6 Average bond trading volume Bond / Session 8,033,976 3,528,671 -127.68
7 Average bond trading value VND mil./ Session 762,534 365,963 -108.36
88

No. Indicators Unit 2008 2009
% change compared
to 2008
8
Total Outright trading volume of
foreign investors
Bond 2,133,528,484 559,840,560 -281.10
9
Total Outright trading value of
foreign investors
VND mil. 196,881,190 57,617,391 -241.70
10
Total Repos trading volume of
foreign investors
Bond - 680,000 -
11
Total Repos trading value of foreign
investors
VND mil. - 66,040 -
C. Sovereign Bond Trading
1
Total volume of listed Sovereign
bonds
Bond - 4,701,100 102.33
2 Total value of listed Sovereign bonds USD - 470,000,000 -
3
Total number of listed Sovereign
bonds
Bond - 7 -
4
Total number of trading sessions of
Sovereign bonds
Session - 94 -
5
Total Sovereign bond trading
volume
Bond - 200,000 -
6 Total Sovereign bond trading value USD - 20,442,100 -
Note:
+ In 2009: Specialized Government bond trading system put into operation at HNX, there are two types of transation on EBT: repos trading and
outright trading.
+ In 2009: Sovereign Bonds are listed and traded in HNX.
2. Trading activities
2.1. Review of Bond Trading activities
Trading
method
Trading volume
(bond)
2009 2008
%
change
Trading value
(VND mil.)
2009 2008
%
change
Vol.
(bond)
Sovereign Bonds
(USD)
2009
Value
(USD)
Out right
trading
865,767,940 1,982,227,625 -56.32 90,716,068 188,161,502 -51.79 200,000 20,442,100
Repos
trading
16,400,000 -- -- 774,743 -- -- -- --
Total 882,167,940 1,982,227,625 -55.50 91,490,810 188,161,502 -51.38 200,000 20,442,100
89EQUITABLENESS FACT BOOK 2009

2.2. Trading activities by bond
a.VND Bond
No.
Stock code
Term
(year)
Volume
(bond)
Outright
Value
(VND mil.)
Volume
(bond)
Repos
Value
(VND mil.)
1 CP071213 5 2,862,500 278,133 - -
2 CPB071245 5 10,100,000 1,037,483 300,000 25,000
3 CPD0811008 3 500,000 51,405 - -
4 CP061106 5 3,300,000 335,005 - -
5 CP061113 5 7,740,000 812,389 - -
6 CP061123 5 1,600,000 155,942 - -
7 CP061327 7 2,500,000 246,437 - -
8 CP071204 5 3,900,000 391,251 - -
9 CP4A1603 15 5,500,000 528,454 - -
10 CPB0810028 2 8,550,000 1,016,912 - -
11 QH071018 3 16,000,000 1,662,898 - -
12 QHB0810020 2 45,300,000 4,592,744 - -
13 QHB0813064 5 26,250,000 3,324,447 - -
14 QHB0818043 10 9,060,000 1,301,450 - -
15 TP1_1106 5 400,000 40,830 - -
16 TP1A0206 5 450,000 47,885 - -
17 TP1A0806 5 1,000,000 105,045 - -
18 CP071203 5 5,942,070 614,828 - -
19 QHB0810007 2 33,800,000 3,407,766 - -
20 QHB0823044 15 5,320,000 785,933 - -
21 QH060909 3 2,000,000 205,538 - -
22 QH060910 3 2,000,000 205,152 - -
23 QH070920 2 9,800,000 1,024,871 - -
24 QHB0813063 5 8,700,000 1,095,120 - -
25 CP071220 5 2,900,000 289,473 500,000 518
26 QH061113 5 2,400,000 240,460 - -
27 QHB0810014 2 16,300,000 1,676,204 - -
28 CPB0810024 2 4,180,000 501,091 - -
29 CPB0813005 5 9,200,000 933,381 - -
30 CPD071236 5 3,620,000 358,317 1,500,000 1,514
31 TP1_0706 5 7,000,000 733,980 - -
32 TP1_0906 5 10,600,000 1,079,010 - -
33 QH071212 5 17,568,000 1,723,394 - -
34 TP1A0606 5 6,000,000 642,359 - -
35 TP1A1106 5 9,500,000 1,008,981 - -
36 CP061116 5 4,000,000 397,626 - -
37 CP071205 5 10,334,600 1,030,964 - -
38 CP071209 5 4,518,000 458,519 - -
39 TP4A0906 5 3,500,000 351,650 - -
40 CPD0810017 2 6,500,000 661,668 - -
41 CP4A0202 10 400,000 36,722 - -
90

No.
Stock code
Term
(year)
Volume
(bond)
Outright
Value
(VND mil.)
Volume
(bond)
Repos
Value
(VND mil,)
42 CP4A0504 15 800,000 76,847 - -
43 CPB0810016 2 11,950,000 1,252,203 - -
44 QH052001 15 200,000 18,511 - -
45 QHB0811078 3 500,000 54,552 3,920,000 381,750
46 TP1A1905 5 3,000,000 319,853 - -
47 CPB071247 5 2,400,000 245,014 - -
48 CPD0810026 2 4,687,500 544,527 - -
49 QH071203 5 12,240,000 1,221,846 - -
50 TP1_0405 5 2,500,000 260,870 - -
51 TP1A1506 5 2,300,000 244,158 - -
52 TP1A2305 5 2,490,000 261,328 - -
53 CP061119 5 3,000,000 303,517 - -
54 CPB0811025 3 3,250,000 391,600 - -
55 QH071020 3 14,400,000 1,489,103 - -
56 QHB0810006 2 7,800,000 784,724 - -
57 CP061121 5 5,996,000 616,096 - -
58 CP4_1803 15 600,000 60,702 - -
59 CP4A1204 15 900,000 95,681 - -
60 QH071213 5 5,945,000 569,471 - -
61 TP1_0205 5 500,000 54,291 - -
62 CPB071242 5 1,300,000 135,473 2,000,000 2,003
63 CP4_0404 15 200,000 20,342 - -
64 CP4A3703 15 600,000 61,832 - -
65 CPD071238 5 6,100,000 626,697 2,000,000 2,013
66 QHB0813062 5 4,500,000 588,721 - -
67 CPB0811019 3 10,300,000 1,037,470 - -
68 CPB070945 2 22,830,000 2,353,243 1,000,000 106,514
69 CPB071234 5 270,000 27,082 - -
70 CPD071233 5 3,477,500 336,223 - -
71 QH061112 5 2,000,000 201,136 - -
72 QHB0811086 3 1,500,000 156,038 - -
73 TP1A0105 5 2,000,000 204,018 - -
74 TP1A0705 5 4,000,000 414,579 - -
75 TP1A1604 5 600,000 62,709 - -
76 CP071201 5 6,974,290 696,929 - -
77 TP1A1306 5 6,000,000 623,108 - -
78 QH071211 5 13,740,000 1,363,716 - -
79 QH071714 10 2,580,000 226,884 - -
80 CP061104 5 4,500,000 458,127 - -
81 CPD071235 5 11,600,000 1,152,268 - -
82 CPB0911001 2 3,100,000 316,900 - -
91EQUITABLENESS FACT BOOK 2009

No.
Stock code
Term
(year)
Volume
(bond)
Outright
Value
(VND mil.)
Volume
(bond)
Repos
Value
(VND mil,)
83 CPD071043 3 3,000,000 308,374 - -
84 CP071221 5 1,800,000 172,361 - -
85 QH061136 5 6,100,000 617,658 - -
86 QHB0810003 2 9,980,000 1,001,258 - -
87 CP061109 5 860,000 90,300 - -
88 CPB0810010 2 6,260,000 635,666 - -
89 QH071208 5 1,080,000 101,146 - -
90 QHD0823032 15 200,000 31,373 - -
91 TP1A0506 5 2,000,000 201,632 - -
92 CPB070939 2 6,600,000 671,553 - -
93 TP1A1804 5 1,500,000 154,195 - -
94 TP1A1606 5 2,800,000 300,670 - -
95 TP1A5105 5 3,950,000 405,667 - -
96 QH062128 15 2,600,000 270,867 - -
97 QH071016 3 14,000,000 1,400,398 - -
98 CP4A2103 15 420,000 39,440 - -
99 CPD071243 5 203,820 21,033 - -
100 QH061618 10 1,500,000 155,923 - -
101 QHB0810015 2 11,100,000 1,120,104 - -
102 CP4A3403 15 200,000 21,621 - -
103 CP4A5003 15 50,000 5,190 - -
104 QHD0818030 10 250,000 34,887 - -
105 TP4_0105 15 50,000 5,430 - -
106 CP061122 5 4,850,000 493,092 - -
107 CPB0810004 2 18,730,000 1,916,537 - -
108 QH061141 5 7,037,500 707,659 - -
109 CP061107 5 4,000,000 413,140 - -
110 CPD0810074 2 3,000,000 343,050 - -
111 QHB0811018 3 4,000,000 390,903 - -
112 CP061125 5 1,400,000 141,347 - -
113 CPB071034 3 14,000,000 1,421,784 - -
114 TP1_0606 5 1,000,000 107,943 - -
115 CPB0912002 3 1,350,000 134,573 400,000 430
116 QHB0811084 3 500,000 51,050 - -
117 QHB0811088 3 2,200,000 227,527 - -
118 CPB070937 2 8,000,000 817,587 - -
119 CPB071032 3 2,100,000 211,589 - -
120 CPB0810070 2 4,500,000 490,940 - -
121 CPD0810034 2 3,200,000 374,160 - -
122 TP1_0806 5 4,000,000 409,121 - -
123 TP1A0605 5 1,200,000 119,233 - -
124 TP1A0905 5 1,000,000 106,625 - -
125 TP1A5205 5 1,600,000 159,815 - -
126 CP061102 5 500,000 54,023 - -
92

No.
Stock code
Term
(year)
Volume
(bond)
Outright
Value
(VND mil.)
Volume
(bond)
Repos
Value
(VND mil,)
127 CP061114 5 800,000 80,840 - -
128 CPB0810012 2 3,200,000 316,026 - -
129 QH062107 15 680,000 72,428 - -
130 QH062116 15 400,000 42,477 - -
131 TP1A1204 5 3,540,000 368,913 - -
132 TP1A1304 5 360,000 37,560 - -
133 CP061117 5 200,000 20,029 - -
134 CP061124 5 8,100,000 826,053 - -
135 QH062122 15 500,000 52,559 - -
136 CP1_0704 5 200,000 21,303 - -
137 CP1A0304 5 100,000 10,763 - -
138 CP1A0504 5 200,000 21,309 - -
139 CP1A0604 5 100,000 10,563 - -
140 CP4A0904 15 1,000,000 102,692 - -
141 TP1A1104 5 180,000 18,798 - -
142 CP071202 5 3,500,000 353,607 - -
143 CP071210 5 3,000,000 295,109 - -
144 TP4A3804 15 1,550,000 156,590 - -
145 QH072205 15 650,000 65,936 - -
146 QH071201 5 7,700,000 784,597 - -
147 CP4A0302 10 900,000 88,084 - -
148 CPD071244 5 2,400,000 246,137 - -
149 CP4A2704 15 2,250,000 239,847 - -
150 CP4A3004 15 2,198,500 217,041 - -
151 TP1A2505 5 1,000,000 106,134 - -
152 CP061105 5 3,500,000 362,172 - -
153 TP1_1006 5 7,100,000 732,242 - -
154 TP1A1006 5 3,000,000 305,913 500,000 45,000
155 TP1A3105 5 500,000 52,854 - -
156 TP4A3205 15 9,635,000 1,000,816 - -
157 TP1A0406 5 500,000 51,340 - -
158 CP071208 5 3,000,000 294,355 - -
159 CPD071046 3 2,000,000 205,445 - -
160 CPB0810037 2 2,450,000 286,369 - -
161 CPB0813011 5 500,000 50,100 - -
162 CPD0811041 3 7,000,000 877,543 - -
163 CPD0810040 2 2,000,000 240,014 - -
164 QHB0813073 5 2,000,000 223,994 - -
165 TP1A0205 5 400,000 41,161 - -
166 TP1A1005 5 400,000 40,377 - -
167 CPD071240 5 1,500,000 152,607 - -
168 CPD071241 5 500,000 51,067 - -
169 CP4A1004 15 400,000 41,162 - -
170 CP4A2003 15 380,000 40,577 - -
93EQUITABLENESS FACT BOOK 2009

No.
Stock code
Term
(year)
Volume
(bond)
Outright
Value
(VND mil.)
Volume
(bond)
Repos
Value
(VND mil,)
171 TP1A2104 5 1,500,000 156,020 - -
172 TP1_1704 5 200,000 21,066 - -
173 TP1A1404 5 200,000 21,186 - -
174 TP1A1504 5 500,000 52,832 - -
175 TP1A1904 5 1,000,000 104,825 - -
176 TP1_0805 5 300,000 30,221 - -
177 TP1A0305 5 200,000 20,515 - -
178 TP1A1405 5 100,000 10,066 - -
179 CPB070934 2 2,200,000 229,776 - -
180 QH060911 3 200,000 21,327 - -
181 CP4A1104 15 560,000 57,255 - -
182 CP4_0204 15 400,000 41,137 - -
183 CP4_1703 15 300,000 31,391 - -
184 CP4A0804 15 300,000 30,929 - -
185 CP4_1603 15 400,000 42,360 - -
186 CP4A4003 15 300,000 32,054 - -
187 QHB0813061 5 1,300,000 170,210 - -
188 CP071219 5 1,700,000 163,248 - -
189 QHD0811059 3 7,400,000 860,010 - -
190 TP4A3105 15 4,000,000 412,390 - -
191 QHD0813060 5 3,000,000 375,828 - -
192 CPB0811071 3 6,000,000 665,765 - -
193 CP061320 7 2,600,000 260,153 - -
194 QH071207 5 3,300,000 311,785 - -
195 TP1_0206 5 300,000 30,866 - -
196 CPD071246 5 1,052,660 103,106 - -
197 CP4A2504 10 500,000 48,104 - -
198 CPB0811046 3 500,000 54,834 - -
199 QHB0813072 5 2,800,000 312,609 - -
200 QHB0911014 2 6,000,000 589,128 - -
201 CP4_0104 15 650,000 63,589 - -
202 QH061127 5 2,945,000 289,264 - -
203 QH071202 5 1,600,000 165,782 - -
204 QHB0813066 5 2,200,000 252,068 - -
205 QHB071225 5 1,500,000 142,109 - -
206 CP4A3603 15 70,000 6,980 - -
207 QHB0911020 2 9,970,000 974,408 - -
208 CPD0813001 5 2,500,000 249,556 - -
209 VEC10801 15 4,000,000 516,839 - -
210 TP4A3005 15 2,800,000 289,078 - -
211 QHB0911015 2 700,000 67,063 - -
212 TP4A0606 5 800,000 83,175 - -
213 CP4A3104 15 1,000,000 94,478 - -
214 CP4A3304 15 550,000 51,873 - -
94

No.
Stock code
Term
(year)
Volume
(bond)
Outright
Value
(VND mil.)
Volume
(bond)
Repos
Value
(VND mil,)
215 TP4_1104 15 700,000 65,773 - -
216 TP1A1406 15 1,600,000 149,212 - -
217 CP4_1004 15 1,000,000 94,737 - -
218 TP4A0706 15 500,000 47,005 - -
219 CP4_0902 10 200,000 19,419 - -
220 VEC10803 5 - - 2,000,000 142,319
221 QHB0911019 2 - - 680,000 66,040
222 QHB0911021 2 - - 600,000 616
223 QHB0912022 3 - - 1,000,000 1,027
224 VE061101 5 500,000 49,625 - -
Total 865,767,940 90,716,067 16,400,000 774,743
b. Sovereign Bonds (USD)
No. Bond code Term
Trading volume
(bond)
Trading value
(USD
1 CPD0910005 1 200,000 20,442,100
Total 200,000 20,442,100
95EQUITABLENESS FACT BOOK 2009

2.3 Bond trading activities by month
Year
and
Month
No. of
sessions
Volume
(bond)
Average
trading vol.
(bond/
session)
Outright Repos Sovereign Bond (USD)
Value
(VND Mil.)
Average
trading
value
(VND mil/
session)
Volume
(bond)
Value
(VND Mil.)
Volume
(bond)
Value
(USD)
2008 246 1,992,426,125 8,033,976 189,108,407 763,534 -- -- -- --
2009 250 865,767,940 3,463,072 90,716,068 362,864 16,400,000 774,743 200,000 20,442,100
1 16 121,260,000 7,578,750 13,334,716 833,420 -- -- -- --
2 20 110,412,220 5,520,611 11,699,000 584,950 -- -- -- --
3 22 191,042,270 8,683,740 19,436,938 883,497 -- -- -- --
4 20 81,440,200 4,072,010 8,369,090 418,455 -- -- -- --
5 20 63,197,500 3,159,875 6,747,744 337,387 -- -- -- --
6 21 46,216,080 2,200,766 4,757,482 226,547 -- -- -- --
7 23 53,281,000 2,316,565 5,684,785 247,165 -- -- -- --
8 21 63,470,500 3,022,405 6,734,881 320,709 -- -- -- --
9 21 34,506,660 1,643,174 3,577,728 170,368 -- -- -- --
10 22 27,513,610 1,250,619 2,798,931 127,224 1,000,000 106,514 -- --
11 21 46,048,500 2,192,786 4,789,916 228,091 -- -- 200,000 20,442,100
12 23 27,379,400 1,190,409 2,784,858 121,081 15,400,000 668,229 -- --
Volume of Bond trading by year
2,500,000,000
2,000,000,000
1,992,426,125
1,500,000,000
1,000,000,000
500,000,000
756,732,400
882,167,940
0
781,830 73,093,370
Trading volume
96

3. Listings
3.1 Listed bonds as of 31/12/2009
Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
VND Government Bonds issued by State Treasury
CPB0810004 21,000,000 2 17/1/2008 17/1/2010 30/1/2008 7.65
TP1_0105 500,000 5 26/1/2005 26/1/2010 2/6/2008 8.50
CPB0810010 10,250,000 2 31/1/2008 31/1/2010 25/2/2008 7.68
TP1A0205 200,000 5 31/1/2005 31/1/2010 2/6/2008 8.50
CPB0810012 2,350,000 2 21/2/2008 21/2/2010 5/3/2008 7.70
TP1_0205 1,150,000 5 24/2/2005 24/2/2010 2/6/2008 8.50
TP1A0305 2,200,000 5 28/2/2005 28/2/2010 2/6/2008 8.50
CPD0810017 7,000,000 2 3/3/2008 3/3/2010 26/3/2008 7.68
CPB0810016 10,000,000 2 6/3/2008 6/3/2010 20/3/2008 7.62
TP1A0405 7,800,000 5 7/3/2005 7/3/2010 2/6/2008 8.50
TP1A0505 500,000 5 10/3/2005 10/3/2010 2/6/2008 8.50
TP1A0605 3,200,000 5 22/3/2005 22/3/2010 2/6/2008 8.55
TP1_0405 1,900,000 5 30/3/2005 30/3/2010 2/6/2008 8.55
TP1A0705 4,400,000 5 6/4/2005 6/4/2010 2/6/2008 8.55
TP1_0505 2,000,000 5 14/4/2005 14/4/2010 2/6/2008 8.60
TP1A0905 3,000,000 5 20/4/2005 20/4/2010 2/6/2008 8.60
TP1A1005 1,800,000 5 6/5/2005 6/5/2010 2/6/2008 8.60
TP1A1205 1,200,000 5 20/5/2005 20/5/2010 2/6/2008 8.60
TP1A1305 650,000 5 27/5/2005 27/5/2010 2/6/2008 8.60
TP1_0805 300,000 5 31/5/2005 31/5/2010 2/6/2008 8.60
CPB0810021 200,000 2 5/6/2008 5/6/2010 18/6/2008 10.00
TP1A1405 700,000 5 6/6/2005 6/6/2010 2/6/2008 8.65
TP1A3405 2,500,000 5 10/6/2005 10/6/2010 2/6/2008 8.75
97EQUITABLENESS FACT BOOK 2009

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
TP1_0905 2,000,000 5 14/6/2005 14/6/2010 2/6/2008 8.70
TP1A1605 600,000 5 17/6/2005 17/6/2010 2/6/2008 8.70
TP1_1005 700,000 5 20/6/2005 20/6/2010 2/6/2008 8.70
TP1_1105 1,500,000 5 24/6/2005 24/6/2010 2/6/2008 8.70
TP1A1705 1,700,000 5 30/6/2005 30/6/2010 2/6/2008 8.70
CPD0810022 20,000 2 1/7/2008 1/7/2010 25/7/2008 11.00
TP1A1905 3,200,000 5 7/7/2005 7/7/2010 2/6/2008 8.70
TP1_1205 700,000 5 11/7/2005 11/7/2010 2/6/2008 8.70
TP1A2005 500,000 5 22/7/2005 22/7/2010 2/6/2008 8.70
TP1A2305 1,580,000 5 28/7/2005 28/7/2010 2/6/2008 8.70
CPB0810024 5,400,000 2 6/8/2008 6/8/2010 21/8/2008 17.50
TP1A2405 4,800,000 5 8/8/2005 8/8/2010 2/6/2008 8.75
TP1_1405 200,000 5 12/8/2005 12/8/2010 2/6/2008 8.75
CPD0810026 5,000,000 2 12/8/2008 12/8/2010 26/8/2008 17.50
CPB0810028 8,350,000 2 20/8/2008 20/8/2010 3/9/2008 16.50
TP1_1505 1,000,000 5 23/8/2005 23/8/2010 2/6/2008 8.75
TP1A2505 2,800,000 5 25/8/2005 25/8/2010 2/6/2008 8.75
CPD0810034 3,400,000 2 26/8/2008 26/8/2010 16/9/2008 16.5
CPB071029 500,000 3 30/8/2007 30/8/2010 17/9/2007 7.35
CPB0810037 5,400,000 2 4/9/2008 4/9/2010 23/9/2008 16.00
TP1_1605 500,000 5 5/9/2005 5/9/2010 2/6/2008 8.75
TP1A2705 3,800,000 5 8/9/2005 8/9/2010 2/6/2008 8.75
CPD0810040 2,650,000 2 9/9/2008 9/9/2010 25/9/2008 16.00
TP1_1705 1,000,000 5 13/9/2005 13/9/2010 2/6/2008 8.75
TP1A2805 1,300,000 5 13/9/2005 13/9/2010 2/6/2008 8.75
TP1A2905 2,000,000 5 15/9/2005 15/9/2010 2/6/2008 8.75
98

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
CPB0810045 2,000,000 2 17/9/2008 17/9/2010 7/10/2008 15.50
TP1_1805 1,200,000 5 22/9/2005 22/9/2010 2/6/2008 8.75
TP1_1905 1,000,000 5 28/9/2005 28/9/2010 2/6/2008 8.75
TP1A3105 7,200,000 5 28/9/2005 28/9/2010 2/6/2008 8.75
CPB0810051 2,500,000 2 1/10/2008 1/10/2010 17/10/2008 15.30
CPB071032 2,000,000 3 10/10/2007 10/10/2010 19/10/2007 7.60
TP1_2005 200,000 5 11/10/2005 11/10/2010 2/6/2008 8.75
CPB071034 7,000,000 3 19/10/2007 19/10/2010 30/10/2007 7.55
TP1A3505 3,700,000 5 20/10/2005 20/10/2010 2/6/2008 8.75
TP1A3805 1,000,000 5 24/10/2005 24/10/2010 2/6/2008 8.75
TP1_2105 500,000 5 25/10/2005 25/10/2010 2/6/2008 8.75
TP1A3905 1,000,000 5 28/10/2005 28/10/2010 2/6/2008 8.75
CPB0810057 7,000,000 2 29/10/2008 29/10/2010 18/11/2008 14.70
TP1A4005 1,500,000 5 3/11/2005 3/11/2010 2/6/2008 8.75
CPD0810074 4,500,000 2 3/11/2008 3/11/2010 11/12/2008 14.50
TP1_2205 2,000,000 5 4/11/2005 4/11/2010 2/6/2008 8.75
TP1A4205 2,000,000 5 8/11/2005 8/11/2010 2/6/2008 8.75
TP1A4405 1,880,000 5 11/11/2005 11/11/2010 2/6/2008 8.75
CPB0810070 6,000,000 2 12/11/2008 12/11/2010 10/12/2008 11.90
TP1A4905 1,000,000 5 15/11/2005 15/11/2010 2/6/2008 8.75
TP1_2305 2,000,000 5 17/11/2005 17/11/2010 2/6/2008 8.75
TP1A4605 1,650,000 5 24/11/2005 24/11/2010 2/6/2008 8.75
CPB0810079 1,400,000 2 26/11/2008 26/11/2010 31/12/2008 9.80
TP1_2405 500,000 5 30/11/2005 30/11/2010 2/6/2008 8.75
TP1A5005 1,250,000 5 30/11/2005 30/11/2010 2/6/2008 8.75
CPD0810081 200,000 2 1/12/2008 1/12/2010 19/12/2008 9.50
99EQUITABLENESS FACT BOOK 2009

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
TP1A5105 2,400,000 5 5/12/2005 5/12/2010 2/6/2008 8.75
TP1A5205 4,700,000 5 8/12/2005 8/12/2010 2/6/2008 8.75
CPB0810082 1,000,000 2 10/12/2008 10/12/2010 6/1/2009 9.00
CPD071043 2,500,000 3 12/12/2007 12/12/2010 20/12/2007 8.20
TP1_2505 1,500,000 5 13/12/2005 13/12/2010 2/6/2008 8.75
CPD071044 3,000,000 3 18/12/2007 18/12/2010 4/1/2008 8.20
TP1A5605 5,150,000 5 22/12/2005 22/12/2010 2/6/2008 8.75
CPD071046 3,000,000 3 26/12/2007 26/12/2010 10/1/2008 8.15
TP1A0106 2,000,000 5 12/1/2006 12/1/2011 2/6/2008 8.75
CPB0911001 8,500,000 2 14/1/2009 14/1/2011 19/2/2009 8.00
CPD0811002 3,000,000 3 15/1/2008 15/1/2011 28/1/2008 7.90
TP1A0206 5,510,000 5 18/1/2006 18/1/2011 2/6/2008 8.75
CPD0811008 800,000 3 29/1/2008 29/1/2011 20/2/2008 7.95
TP1A0406 5,000,000 5 15/2/2006 15/2/2011 2/6/2008 8.75
CPD0911004 1,000,000 2 16/2/2009 16/2/2011 20/3/2009 6.70
TP1_0106 2,500,000 5 22/2/2006 22/2/2011 2/6/2008 8.75
TP1A0506 2,000,000 5 23/2/2006 23/2/2011 2/6/2008 8.75
TP1A1206 2,000,000 5 27/2/2006 27/2/2011 2/6/2008 8.75
TP1A0606 13,230,000 5 1/3/2006 1/3/2011 2/6/2008 8.75
TP1_0206 2,000,000 5 2/3/2006 2/3/2011 2/6/2008 8.75
TP1A0806 1,000,000 5 9/3/2006 9/3/2011 2/6/2008 8.75
TP1_0306 700,000 5 10/3/2006 10/3/2011 2/6/2008 8.75
TP1A1006 7,600,000 5 15/3/2006 15/3/2011 2/6/2008 8.75
TP1_0406 4,000,000 5 16/3/2006 16/3/2011 2/6/2008 8.75
CPB0811019 15,000,000 3 20/3/2008 20/3/2011 2/4/2008 8.00
TP1A1106 13,700,000 5 21/3/2006 21/3/2011 2/6/2008 8.75
100

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
TP1_0506 2,000,000 5 24/3/2006 24/3/2011 2/6/2008 8.75
TP1A1306 11,350,000 5 5/4/2006 5/4/2011 2/6/2008 8.75
TP1_0606 3,500,000 5 12/4/2006 12/4/2011 2/6/2008 8.75
TP1A1506 5,000,000 5 19/4/2006 19/4/2011 2/6/2008 8.75
CP061102 4,000,000 5 26/4/2006 26/4/2011 10/5/2006 8.75
TP1_0706 3,200,000 5 28/4/2006 28/4/2011 2/6/2008 8.75
TP1A1606 5,000,000 5 5/5/2006 5/5/2011 2/6/2008 8.75
CP061103 3,500,000 5 10/5/2006 10/5/2011 19/5/2006 8.75
TP1_0806 5,000,000 5 16/5/2006 16/5/2011 2/6/2008 8.75
CP061104 7,000,000 5 17/5/2006 17/5/2011 31/5/2006 8.73
EQUITABLENESS FACT BOOK 2009
TP1_0906 5,000,000 5 24/5/2006 24/5/2011 2/6/2008 8.75
CP061105 5,000,000 5 7/6/2006 7/6/2011 15/6/2006 8.73
TP1_1006 6,500,000 5 12/6/2006 12/6/2011 2/6/2008 8.73
CPB0911009 1,000,000 2 18/6/2009 18/6/2011 29/7/2009 8.70
CP061106 4,920,000 5 21/6/2006 21/6/2011 4/7/2006 8.72
TP1_1106 6,470,000 5 26/6/2006 26/6/2011 2/6/2008 8.73
CP061107 3,000,000 5 19/7/2006 19/7/2011 27/7/2006 8.70
CP061108 4,800,000 5 26/7/2006 26/7/2011 3/8/2006 8.67
CP061109 3,000,000 5 2/8/2006 2/8/2011 10/8/2006 8.63
CPB0811025 6,600,000 3 6/8/2008 6/8/2011 21/8/2008 17.50
CP061111 5,000,000 5 9/8/2006 9/8/2011 21/8/2006 8.39
CP061110 5,000,000 5 16/8/2006 16/8/2011 24/8/2006 8.25
CPB0811029 6,950,000 3 20/8/2008 20/8/2011 3/9/2008 16.50
CP061113 2,700,000 5 23/8/2006 23/8/2011 1/9/2006 8.25
CPD0811035 4,300,000 3 26/8/2008 26/8/2011 16/9/2008 16.5
CP061112 2,000,000 5 30/8/2006 30/8/2011 7/9/2006 8.25
101

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
CPB0811038 5,000,000 3 4/9/2008 4/9/2011 23/9/2008 16.00
CPD0811041 5,000,000 3 9/9/2008 9/9/2011 25/9/2008 16.00
CP061114 2,000,000 5 13/9/2006 13/9/2011 22/9/2006 8.40
CPB0811046 10,000,000 3 17/9/2008 17/9/2011 7/10/2008 15.50
CP061116 2,000,000 5 20/9/2006 20/9/2011 9/10/2006 8.39
CP061115 2,000,000 5 27/9/2006 27/9/2011 9/10/2006 8.40
CPB0811052 1,500,000 3 1/10/2008 1/10/2011 17/10/2008 15.20
CP061117 2,000,000 5 18/10/2006 18/10/2011 25/10/2006 8.40
CP061119 3,000,000 5 25/10/2006 25/10/2011 2/11/2006 8.39
CPB0811071 4,000,000 3 12/11/2008 12/11/2011 10/12/2008 11.50
CP061121 1,980,000 5 15/11/2006 15/11/2011 24/11/2006 8.38
CP061123 2,000,000 5 15/11/2006 15/11/2011 29/11/2006 8.36
CP061122 2,000,000 5 22/11/2006 22/11/2011 4/12/2006 8.33
CPB0811080 1,000,000 3 26/11/2008 26/11/2011 31/12/2008 9.50
CP061125 2,000,000 5 29/11/2006 29/11/2011 13/12/2006 8.19
CPB0811083 1,000,000 3 10/12/2008 10/12/2011 6/1/2009 8.80
CP061124 4,000,000 5 11/12/2006 11/12/2011 21/12/2006 8.20
CP061126 1,900,000 5 22/12/2006 22/12/2011 2/1/2007 8.20
CPB0912002 5,000,000 3 14/1/2009 14/1/2012 19/2/2009 8.05
CP071202 3,000,000 5 15/1/2007 15/1/2012 26/1/2007 8.20
CP071201 3,000,000 5 24/1/2007 24/1/2012 31/1/2007 7.90
CP071204 5,000,000 5 24/1/2007 24/1/2012 6/2/2007 7.67
CP071203 5,000,000 5 31/1/2007 31/1/2012 14/2/2007 7.70
CP071206 5,000,000 5 1/2/2007 1/2/2012 14/2/2007 7.69
CP071205 5,000,000 5 7/2/2007 7/2/2012 15/2/2007 7.62
CP071207 3,000,000 5 28/2/2007 28/2/2012 9/3/2007 7.54
102

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
CP071210 7,000,000 5 5/3/2007 5/3/2012 22/3/2007 7.50
CP071208 7,000,000 5 7/3/2007 7/3/2012 20/3/2007 7.20
CP071209 10,000,000 5 19/3/2007 19/3/2012 2/4/2007 7.80
CP071211 6,600,000 5 28/3/2007 28/3/2012 6/4/2007 6.50
CP071213 7,000,000 5 11/4/2007 11/4/2012 20/4/2007 7.00
CP071215 6,000,000 5 25/4/2007 25/4/2012 23/5/2007 7.00
CP071217 2,000,000 5 9/5/2007 9/5/2012 22/5/2007 7.15
CP071219 10,010,000 5 23/5/2007 23/5/2012 4/6/2007 7.15
CP071218 7,000,000 5 30/5/2007 30/5/2012 14/6/2007 7.05
CP071221 8,000,000 5 6/6/2007 6/6/2012 15/6/2007 7.00
EQUITABLENESS FACT BOOK 2009
CP071220 5,000,000 5 13/6/2007 13/6/2012 21/6/2007 7.15
CPB0912010 1,000,000 3 18/6/2009 18/6/2012 29/7/2009 9.00
CP071222 5,000,000 5 27/6/2007 27/6/2012 4/7/2007 7.25
CP071224 5,000,000 5 4/7/2007 4/7/2012 17/7/2007 7.35
CPB0912011 1,000,000 3 8/7/2009 8/7/2012 29/7/2009 9.00
CP071223 6,000,000 5 11/7/2007 11/7/2012 19/7/2007 7.40
CP071225 4,000,000 5 16/7/2007 16/7/2012 26/7/2007 7.38
CPB0912012 1,000,000 3 23/7/2009 23/7/2012 13/8/2009 9.20
CPD071226 15,700,000 5 24/7/2007 24/7/2012 6/8/2007 7.40
CPD071227 4,000,000 5 30/7/2007 30/7/2012 8/8/2007 7.40
CPD071228 2,000,000 5 14/8/2007 14/8/2012 29/8/2007 7.45
CPD071230 1,000,000 5 7/9/2007 7/9/2012 20/9/2007 7.80
CPD071233 5,000,000 5 16/10/2007 16/10/2012 26/10/2007 7.90
CPB071234 9,350,000 5 19/10/2007 19/10/2012 30/10/2007 7.85
CPD071235 7,000,000 5 23/10/2007 23/10/2012 1/11/2007 7.86
CPD071236 8,000,000 5 31/10/2007 31/10/2012 16/11/2007 7.87
103

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
CPB071237 4,000,000 5 7/11/2007 7/11/2012 20/11/2007 8.00
CPD071238 12,000,000 5 14/11/2007 14/11/2012 26/11/2007 8.30
CPD071240 1,000,000 5 20/11/2007 20/11/2012 4/12/2007 8.30
CPD071241 1,000,000 5 28/11/2007 28/11/2012 19/12/2007 8.50
CPB071242 4,300,000 5 5/12/2007 5/12/2012 20/12/2007 8.70
CPD071243 7,000,000 5 12/12/2007 12/12/2012 20/12/2007 8.70
CPD071244 7,000,000 5 18/12/2007 18/12/2012 4/1/2008 8.68
CPB071245 26,000,000 5 19/12/2007 19/12/2012 7/1/2008 8.65
CPD071246 7,000,000 5 26/12/2007 26/12/2012 10/1/2008 8.65
CPB071247 15,000,000 5 26/12/2007 26/12/2012 11/1/2008 8.68
CPD0813001 2,500,000 5 15/1/2008 15/1/2013 28/1/2008 8.50
CPB0813005 10,500,000 5 17/1/2008 17/1/2013 30/1/2008 8.50
CPD0813009 4,000,000 5 29/1/2008 29/1/2013 20/2/2008 8.50
CPB0813011 2,500,000 5 31/1/2008 31/1/2013 25/2/2008 8.50
CPB0813013 800,000 5 21/2/2008 21/2/2013 5/3/2008 8.50
CPD0813027 550,000 5 12/8/2008 12/8/2013 26/8/2008 16.00
CP061318 500,000 7 4/10/2006 4/10/2013 19/10/2006 8.55
CPB0813058 3,000,000 5 29/10/2008 29/10/2013 18/11/2008 14.2
CP061320 2,000,000 7 1/11/2006 1/11/2013 15/11/2006 8.55
CP061327 2,000,000 7 13/12/2006 13/12/2013 28/12/2006 8.36
CPB0914003 1,500,000 5 14/1/2009 14/1/2014 19/2/2009 8.15
CP071412 7,000,000 7 21/3/2007 21/3/2014 2/4/2007 7.04
CP071414 5,000,000 7 4/4/2007 4/4/2014 17/4/2007 7.20
CP071416 7,000,000 7 18/4/2007 18/4/2014 4/5/2007 7.30
TP1A0805 500,000 10 13/4/2005 13/4/2015 2/6/2008 8.80
CP061601 1,600,000 10 28/3/2006 28/3/2016 7/4/2006 8.95
104

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
TP1A1105 1,050,000 15 17/5/2005 17/5/2020 2/6/2008 9.10
TP1A1505 1,000,000 15 15/6/2005 15/6/2020 2/6/2008 9.20
TP1A1805 900,000 15 30/6/2005 30/6/2020 2/6/2008 9.20
TP1A2605 500,000 15 25/8/2005 25/8/2020 2/6/2008 9.25
TP1A3005 500,000 15 8/9/2005 8/9/2020 2/6/2008 9.25
TP1A0906 1,300,000 15 9/3/2006 9/3/2021 2/6/2008 9.25
TP1A1406 3,000,000 15 5/4/2006 5/4/2021 2/6/2008 9.25
Total 822,700,000
VND Government bonds issued by Vietnam Development Bank
QHB0810007 19,000,000 2 21/1/2008 21/1/2010 13/02/2008 7.70
EQUITABLENESS FACT BOOK 2009
QH071016 10,000,000 3 12/2/2007 12/2/2010 13/3/2007 7.30
QHB0810014 10,000,000 2 25/2/2008 25/2/2010 11/3/2008 7.70
QHB0810015 20,000,000 2 29/2/2008 1/3/2010 19/3/2008 7.70
QHB0810020 32,000,000 2 14/3/2008 14/3/2010 3/4/2008 7.50
QH071018 10,000,000 3 22/3/2007 22/3/2010 4/4/2007 6.70
QH071020 10,000,000 3 17/4/2007 17/4/2010 8/5/2007 6.80
QH051001 250,000 5 21/4/2005 21/4/2010 14/7/2005 8.60
QH051002 100,000 5 28/4/2005 28/4/2010 14/7/2005 8.60
TP4A0106 400,000 5 17/1/2006 17/1/2011 2/6/2008 8.75
TP4A0606 400,000 5 17/2/2006 17/2/2011 2/6/2008 8.75
QHB0811018 5,000,000 3 12/3/2008 12/3/2011 1/4/2008 8.00
TP4A0906 800,000 5 16/3/2006 16/3/2011 2/6/2008 8.75
QH061102 400,000 5 20/6/2006 20/6/2011 7/7/2006 8.75
QH061103 500,000 5 29/6/2006 29/6/2011 18/7/2006 8.75
QH061105 500,000 5 21/7/2006 21/7/2011 8/8/2006 8.75
QH061106 1,000,000 5 28/7/2006 28/7/2011 11/8/2006 8.75
105

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
QH061108 1,000,000 5 3/8/2006 3/8/2011 17/8/2006 8.75
QH061109 1,000,000 5 9/8/2006 9/8/2011 24/8/2006 8.75
QH061110 1,000,000 5 17/8/2006 17/8/2011 1/9/2006 8.75
QH061112 3,700,000 5 17/8/2006 17/8/2011 1/9/2006 8.75
QH061111 2,000,000 5 17/8/2006 17/8/2011 7/9/2006 8.75
QHB0911014 10,000,000 2 18/8/2009 18/8/2011 9/9/2009 8.90
QH061113 13,800,000 5 25/8/2006 25/8/2011 7/9/2006 8.70
QH061114 500,000 5 25/8/2006 25/8/2011 11/9/2006 8.70
QHB0911015 10,000,000 2 26/8/2009 26/8/2011 2/10/2009 8.90
QHB0911021 2,000,000 2 26/8/2009 26/8/2011 12/11/2009 8.90
QH061121 3,000,000 5 30/8/2006 30/8/2011 5/10/2006 8.70
QH061120 1,000,000 5 7/9/2006 7/9/2011 5/10/2006 8.40
QH061118 4,500,000 5 13/9/2006 13/9/2011 28/9/2006 8.40
QHB0911020 10,000,000 2 14/9/2009 14/9/2011 22/10/2009 9.20
QHB0911019 10,000,000 2 16/9/2009 16/9/2011 2/10/2009 9.20
QH061119 2,000,000 5 19/9/2006 19/9/2011 2/10/2006 8.40
QH061124 2,000,000 5 6/10/2006 6/10/2011 19/10/2006 8.50
QH061127 1,000,000 5 6/10/2006 6/10/2011 25/10/2006 8.50
QH061130 2,000,000 5 12/10/2006 12/10/2011 1/11/2006 8.50
QH061132 2,000,000 5 27/10/2006 27/10/2011 14/11/2006 8.50
QHD0811055 400,000 3 28/10/2008 28/10/2011 12/11/2008 15.00
QHB0811065 5,000,000 3 31/10/2008 31/10/2011 28/11/2008 15.00
QHD0811059 2,100,000 3 4/11/2008 4/11/2011 19/11/2008 15.00
QH061134 2,000,000 5 14/11/2006 14/11/2011 6/12/2006 8.50
QH061133 200,000 5 15/11/2006 15/11/2011 4/12/2006 8.50
QHD0811067 2,000,000 3 18/11/2008 18/11/2011 4/12/2008 11.00
106

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
QHB0811068 3,000,000 3 18/11/2008 18/11/2011 9/12/2008 11.00
QHB0811078 5,000,000 3 21/11/2008 21/11/2011 18/12/2008 11.00
QH061135 3,000,000 5 24/11/2006 24/11/2011 11/12/2006 8.50
QHD0811076 2,000,000 3 25/11/2008 25/11/2011 16/12/2008 10.74
QH061137 500,000 5 30/11/2006 30/11/2011 22/12/2006 8.50
QH061136 1,800,000 5 11/12/2006 11/12/2011 21/12/2006 8.50
QHB0811086 15,000,000 3 19/12/2008 19/12/2011 14/1/2009 9.00
QH061141 1,600,000 5 20/12/2006 20/12/2011 5/1/2007 8.50
QHB0811084 500,000 3 22/12/2008 22/12/2011 12/1/2009 9.00
QHD0811085 2,000,000 3 23/12/2008 23/12/2011 12/1/2009 8.98
EQUITABLENESS FACT BOOK 2009
QHB0811089 10,000,000 3 29/12/2008 29/12/2011 22/1/2009 8.75
QHB0811088 6,500,000 3 31/12/2008 31/12/2011 20/1/2009 8.75
QH071202 1,400,000 5 10/1/2007 10/1/2012 24/1/2007 8.40
QH071203 20,000,000 5 12/1/2007 12/1/2012 24/1/2007 8.40
QH071201 5,000,000 5 15/1/2007 15/1/2012 19/1/2007 8.40
QHB071225 2,000,000 5 17/1/2007 17/1/2012 30/10/2007 8.00
QH071210 3,000,000 5 22/1/2007 22/1/2012 6/2/2007 8.40
QH071207 5,000,000 5 23/1/2007 23/1/2012 31/1/2007 8.40
QH071213 6,600,000 5 23/1/2007 23/1/2012 8/2/2007 8.40
QH071208 17,500,000 5 24/1/2007 24/1/2012 5/2/2007 8.40
QH071211 30,000,000 5 26/1/2007 26/1/2012 7/2/2007 8.10
QH071212 15,000,000 5 29/1/2007 29/1/2012 7/2/2007 8.10
CP4A0102 1,210,000 10 15/4/2002 15/4/2012 2/6/2008 8.10
CP4_0102 900,000 10 6/5/2002 6/5/2012 2/6/2008 8.30
CP4A0202 1,000,000 10 20/6/2002 20/6/2012 2/6/2008 9.15
CP4A0302 1,000,000 10 16/8/2002 16/8/2012 2/6/2008 9.10
107

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
QHB0912022 2,000,000 3 27/8/2009 27/8/2012 12/11/2009 9.20
CP4_0902 300,000 10 18/9/2002 18/9/2012 2/6/2008 9.10
CP4A0602 650,000 10 21/10/2002 21/10/2012 2/6/2008 8.38
CP4A0702 1,200,000 10 6/11/2002 6/11/2012 2/6/2008 8.40
CP4A0103 550,000 10 21/1/2003 21/1/2013 2/6/2008 9.20
CP4A0303 250,000 10 26/2/2003 26/2/2013 2/6/2008 9.20
CP4_0503 200,000 10 28/3/2003 28/3/2013 2/6/2008 9.30
CP4A1403 600,000 10 13/6/2003 13/6/2013 2/6/2008 8.51
CP4A1703 600,000 10 15/7/2003 15/7/2013 2/6/2008 8.51
CP4A1803 650,000 10 31/7/2003 31/7/2013 2/6/2008 8.51
CP4A1903 500,000 10 13/8/2003 13/8/2013 2/6/2008 8.42
CP4A2603 450,000 10 15/9/2003 15/9/2013 2/6/2008 8.42
CP4A2703 100,000 10 15/9/2003 15/9/2013 2/6/2008 9.20
QHD0813047 500,000 5 23/9/2008 23/9/2013 7/10/2008 15.00
QHB0813053 2,000,000 5 30/9/2008 30/9/2013 17/10/2008 15.00
QHB0813054 5,000,000 5 17/10/2008 17/10/2013 7/11/2008 15.00
QHB0813061 10,000,000 5 21/10/2008 21/10/2013 21/11/2008 15.00
QHB0813062 10,000,000 5 23/10/2008 23/10/2013 21/11/2008 15.00
QHD0813056 500,000 5 28/10/2008 28/10/2013 12/11/2008 15.00
QHB0813063 16,000,000 5 28/10/2008 28/10/2013 21/11/2008 15.00
QHB0813064 15,000,000 5 30/10/2008 30/10/2013 25/11/2008 15.00
QHB0813066 2,100,000 5 31/10/2008 31/10/2013 28/11/2008 15.00
QHD0813060 1,900,000 5 4/11/2008 4/11/2013 19/11/2008 15.00
QHB0813069 3,000,000 5 18/11/2008 18/11/2013 9/12/2008 11.00
QHB0813073 500,000 5 19/11/2008 19/11/2013 9/12/2008 11.00
QHB0813072 2,000,000 5 20/11/2008 20/11/2013 9/12/2008 11.00
108

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
QHD0813077 3,000,000 5 25/11/2008 25/11/2013 16/12/2008 10.89
QHD0813075 280,000 5 2/12/2008 2/12/2013 16/12/2008 9.80
QHB0813087 5,000,000 5 19/12/2008 19/12/2013 14/1/2009 9.00
CP4A2504 500,000 10 10/6/2004 10/6/2014 2/6/2008 8.80
QHD0914025 50,000 5 24/11/2009 24/11/2014 11/12/2009 9.00
TP4A0105 400,000 10 25/1/2005 25/1/2015 2/6/2008 8.70
TP4A0305 1,000,000 10 31/1/2005 31/1/2015 2/6/2008 8.70
TP4A0505 1,000,000 10 18/3/2005 18/3/2015 2/6/2008 8.80
TP4A0905 500,000 10 21/4/2005 21/4/2015 2/6/2008 8.80
TP4A1005 2,000,000 10 26/4/2005 26/4/2015 2/6/2008 8.80
EQUITABLENESS FACT BOOK 2009
TP4A1205 500,000 10 26/5/2005 26/5/2015 2/6/2008 8.80
TP4A1405 2,050,000 10 30/5/2005 30/5/2015 2/6/2008 8.80
TP4A1705 800,000 10 12/7/2005 12/7/2015 2/6/2008 8.90
TP4A2205 1,000,000 10 16/8/2005 16/8/2015 2/6/2008 8.95
TP4A2305 1,200,000 10 24/8/2005 24/8/2015 2/6/2008 8.95
TP4A2505 800,000 10 20/9/2005 20/9/2015 2/6/2008 8.95
QH061611 500,000 10 17/8/2006 17/8/2016 7/9/2006 8.95
QH061618 500,000 10 13/9/2006 13/9/2016 28/9/2006 8.60
QH071714 10,000,000 10 12/2/2007 12/2/2017 5/3/2007 8.50
QH071717 6,000,000 10 30/3/2007 30/3/2017 18/4/2007 7.20
QH071722 1,750,000 10 5/7/2007 5/7/2017 7/8/2007 7.95
CP4A0402 1,000,000 15 12/9/2002 12/9/2017 2/6/2008 9.99
CP4A0502 1,000,000 15 8/10/2002 8/10/2017 2/6/2008 9.15
CP4A0802 1,200,000 15 15/11/2002 15/11/2017 2/6/2008 9.17
CP4A0902 1,000,000 15 10/12/2002 10/12/2017 2/6/2008 9.18
CP4A1002 700,000 15 12/12/2002 12/12/2017 2/6/2008 9.18
109

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
CP4A1102 800,000 15 24/12/2002 24/12/2017 2/6/2008 9.18
CP4A0203 1,100,000 15 25/2/2003 25/2/2018 2/6/2008 9.18
CP4A0403 1,000,000 15 20/3/2003 20/3/2018 2/6/2008 9.13
CP4A0603 700,000 15 28/3/2003 28/3/2018 2/6/2008 9.13
CP4A0703 1,150,000 15 16/4/2003 16/4/2018 2/6/2008 9.18
CP4A0903 1,200,000 15 29/4/2003 29/4/2018 2/6/2008 9.18
CP4A1003 1,420,000 15 14/5/2003 14/5/2018 2/6/2008 9.18
CP4A1203 1,500,000 15 12/6/2003 12/6/2018 2/6/2008 9.18
CP4A1303 400,000 15 13/6/2003 13/6/2018 2/6/2008 9.18
CP4A1503 700,000 15 23/6/2003 23/6/2018 2/6/2008 9.18
CP4A1603 5,000,000 15 30/6/2003 30/6/2018 2/6/2008 9.18
QHD0818030 1,170,000 10 20/8/2008 20/8/2018 9/9/2008 15.00
QHB0818033 800,000 10 26/8/2008 26/8/2018 11/9/2008 15.00
CP4A2003 1,000,000 15 28/8/2003 28/8/2018 2/6/2008 9.70
CP4A2103 4,390,000 15 10/9/2003 10/9/2018 2/6/2008 8.84
CP4A2203 1,000,000 15 12/9/2003 12/9/2018 2/6/2008 8.84
CP4A2303 600,000 15 12/9/2003 12/9/2018 2/6/2008 9.70
CP4A2403 1,250,000 15 12/9/2003 12/9/2018 2/6/2008 9.70
CP4A2503 1,000,000 15 15/9/2003 15/9/2018 2/6/2008 9.70
QHB0818043 6,700,000 10 16/9/2008 16/9/2018 3/10/2008 15.00
QHB0818048 1,200,000 10 23/9/2008 23/9/2018 8/10/2008 15.00
CP4A3403 1,200,000 15 24/9/2003 24/9/2018 2/6/2008 9.70
CP4A3003 1,000,000 15 26/9/2003 26/9/2018 2/6/2008 9.70
CP4A3603 2,000,000 15 26/9/2003 26/9/2018 2/6/2008 9.70
CP4A3303 2,000,000 15 30/9/2003 30/9/2018 2/6/2008 9.70
CP4A3503 1,200,000 15 30/9/2003 30/9/2018 2/6/2008 9.70
110

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
CP4A3703 2,000,000 15 30/9/2003 30/9/2018 2/6/2008 9.70
CP4A4003 1,000,000 15 24/10/2003 24/10/2018 2/6/2008 9.50
CP4A4403 2,150,000 15 18/11/2003 18/11/2018 2/6/2008 9.50
CP4A4603 1,000,000 15 27/11/2003 27/11/2018 2/6/2008 9.50
CP4_1603 1,270,000 15 29/11/2003 29/11/2018 2/6/2008 9.50
CP4A4703 1,000,000 15 8/12/2003 8/12/2018 2/6/2008 9.40
CP4_1703 1,300,000 15 19/12/2003 19/12/2018 2/6/2008 9.40
CP4A4803 2,000,000 15 22/12/2003 22/12/2018 2/6/2008 9.40
CP4A4903 2,000,000 15 23/12/2003 23/12/2018 2/6/2008 9.40
CP4A5003 1,000,000 15 25/12/2003 25/12/2018 2/6/2008 9.40
EQUITABLENESS FACT BOOK 2009
CP4_1803 800,000 15 26/12/2003 26/12/2018 2/6/2008 9.40
CP4A0104 700,000 15 15/1/2004 15/1/2019 15/1/2005 9.40
CP4A0304 500,000 15 3/2/2004 3/2/2019 2/6/2008 9.40
CP4A0504 1,000,000 15 9/2/2004 9/2/2019 2/6/2008 9.40
CP4A0704 500,000 15 16/2/2004 16/2/2019 2/6/2008 8.59
CP4A0804 1,500,000 15 17/2/2004 17/2/2019 2/6/2008 9.40
CP4A1304 2,000,000 15 18/2/2004 18/2/2019 2/6/2008 9.40
CP4_0104 1,150,000 15 20/2/2004 20/2/2019 2/6/2008 9.40
CP4A0904 1,500,000 15 20/2/2004 20/2/2019 2/6/2008 9.40
CP4A1004 2,000,000 15 25/2/2004 25/2/2019 2/6/2008 9.40
CP4A1104 4,000,000 15 26/2/2004 26/2/2019 2/6/2008 9.40
CP4_0204 1,320,000 15 27/2/2004 27/2/2019 2/6/2008 9.40
CP4A1204 5,050,000 15 27/2/2004 27/2/2019 2/6/2008 9.40
CP4A1504 1,000,000 15 8/3/2004 8/3/2019 2/6/2008 9.40
CP4A1604 500,000 15 15/3/2004 15/3/2019 2/6/2008 8.59
CP4_0404 1,100,000 15 19/3/2004 19/3/2019 2/6/2008 9.40
111

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
CP4_0504 1,000,000 15 26/3/2004 26/3/2019 2/6/2008 9.40
CP4A1704 900,000 15 14/4/2004 14/4/2019 2/6/2008 8.59
CP4A1804 100,000 15 14/4/2004 14/4/2019 2/6/2008 9.40
CP4A2004 1,600,000 15 29/4/2004 29/4/2019 2/6/2008 9.40
CP4A2204 900,000 15 17/5/2004 17/5/2019 2/6/2008 8.59
CP4A2304 1,000,000 15 28/5/2004 28/5/2019 2/6/2008 9.40
CP4A2604 710,000 15 4/6/2004 4/6/2019 2/6/2008 9.20
CP4A2404 600,000 15 10/6/2004 10/6/2019 2/6/2008 9.20
QHD0919008 1,000,000 10 23/6/2009 23/6/2019 21/7/2009 9.20
CP4A2704 1,200,000 15 24/6/2004 24/6/2019 2/6/2008 9.20
CP4A2904 900,000 15 20/7/2004 20/7/2019 2/6/2008 9.00
QHB0919013 1,000,000 10 21/7/2009 21/7/2019 13/8/2009 9.30
CP4A3004 1,000,000 15 28/7/2004 28/7/2019 2/6/2008 9.00
CP4A3104 1,000,000 15 30/7/2004 30/7/2019 2/6/2008 9.00
CP4_1004 1,000,000 15 30/7/2004 30/7/2019 2/6/2008 9.00
CP4A3304 2,000,000 15 9/8/2004 9/8/2019 2/6/2008 9.00
TP4A3404 400,000 15 9/8/2004 9/8/2019 2/6/2008 9.00
TP4A3504 400,000 15 19/8/2004 19/8/2019 2/6/2008 9.00
TP4_1104 1,000,000 15 19/8/2004 19/8/2019 2/6/2008 9.00
TP4A3704 700,000 15 23/8/2004 23/8/2019 2/6/2008 9.00
TP4A3904 1,650,000 15 27/8/2004 27/8/2019 2/6/2008 9.00
TP4A3804 1,500,000 15 31/8/2004 31/8/2019 2/6/2008 9.00
TP4A4004 2,600,000 15 31/8/2004 31/8/2019 2/6/2008 9.00
TP4A4104 550,000 15 9/9/2004 9/9/2019 2/6/2008 9.00
TP4_1304 50,000 15 14/9/2004 14/9/2019 2/6/2008 9.00
TP4A4204 950,000 15 17/9/2004 17/9/2019 2/6/2008 9.00
112

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
TP4A4504 380,000 15 28/9/2004 28/9/2019 2/6/2008 9.00
TP4A4604 1,500,000 15 13/10/2004 13/10/2019 2/6/2008 9.00
TP4A5004 1,200,000 15 21/10/2004 21/10/2019 2/6/2008 9.00
TP4A4704 550,000 15 15/11/2004 15/11/2019 2/6/2008 9.00
QHD0919024 2,500,000 10 16/11/2009 16/11/2019 7/12/2009 9.90
TP4A4804 1,050,000 15 18/11/2004 18/11/2019 2/6/2008 9.00
TP4A4904 350,000 15 26/11/2004 26/11/2019 2/6/2008 9.00
TP4A5204 800,000 15 24/12/2004 24/12/2019 2/6/2008 9.00
TP4A0405 1,000,000 15 31/1/2005 31/1/2020 2/6/2008 9.00
TP4_0105 750,000 15 31/3/2005 31/3/2020 2/6/2008 9.10
EQUITABLENESS FACT BOOK 2009
TP4A0605 500,000 15 31/3/2005 31/3/2020 2/6/2008 9.10
QH052001 100,000 15 21/4/2005 21/4/2020 14/7/2005 9.10
TP4A1105 1,500,000 15 28/4/2005 28/4/2020 2/6/2008 9.10
QH052002 100,000 15 28/4/2005 28/4/2020 14/7/2005 9.10
TP4A1305 800,000 15 25/5/2005 25/5/2020 2/6/2008 9.10
TP4A1505 900,000 15 21/6/2005 21/6/2020 2/6/2008 9.20
TP4A1805 1,000,000 15 29/7/2005 29/7/2020 2/6/2008 9.30
TP4A1905 500,000 15 29/7/2005 29/7/2020 2/6/2008 9.30
TP4A2705 800,000 15 21/10/2005 21/10/2020 2/6/2008 9.25
QH052003 1,400,000 15 18/11/2005 18/11/2020 1/12/2006 9.25
TP4A3005 2,000,000 15 20/12/2005 20/12/2020 2/6/2008 9.25
TP4A3105 2,000,000 15 21/12/2005 21/12/2020 2/6/2008 9.25
TP4A2905 1,000,000 15 23/12/2005 23/12/2020 2/6/2008 9.25
TP4A3205 5,000,000 15 26/12/2005 26/12/2020 2/6/2008 9.25
TP4A0206 1,900,000 15 20/1/2006 20/1/2021 2/6/2008 9.25
TP4A0306 600,000 15 26/1/2006 26/1/2021 2/6/2008 9.25
113

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
TP4A0406 300,000 15 15/2/2006 15/2/2021 2/6/2008 9.25
TP4A0706 500,000 15 23/2/2006 23/2/2021 2/6/2008 9.25
TP4A1606 300,000 15 28/2/2006 28/2/2021 2/6/2008 9.25
TP4A0806 1,500,000 15 24/3/2006 24/3/2021 2/6/2008 9.25
TP4A1006 1,000,000 15 6/4/2006 6/4/2021 2/6/2008 9.25
TP4A1206 800,000 15 18/4/2006 18/4/2021 2/6/2008 9.25
TP4A1306 400,000 15 19/4/2006 19/4/2021 2/6/2008 9.25
QH062101 200,000 15 17/5/2006 17/5/2021 7/6/2006 9.25
QH062104 500,000 15 17/7/2006 17/7/2021 2/8/2006 9.25
QH062107 500,000 15 31/7/2006 31/7/2021 16/8/2006 9.25
QH062126 600,000 15 11/8/2006 11/8/2021 25/10/2006 9.25
QH062112 50,000 15 17/8/2006 17/8/2021 1/9/2006 9.25
QH062111 500,000 15 17/8/2006 17/8/2021 7/9/2006 9.25
QH062113 2,000,000 15 25/8/2006 25/8/2021 7/9/2006 9.20
QH062116 400,000 15 25/8/2006 25/8/2021 15/9/2006 9.20
QH062122 2,500,000 15 31/8/2006 31/8/2021 5/10/2006 9.20
QH062123 300,000 15 12/9/2006 12/9/2021 19/10/2006 8.90
QH062125 1,700,000 15 6/10/2006 6/10/2021 24/10/2006 9.00
QH062129 250,000 15 17/10/2006 17/10/2021 1/11/2006 9.00
QH062131 1,000,000 15 18/10/2006 18/10/2021 2/11/2006 9.00
QH062128 2,500,000 15 19/10/2006 19/10/2021 26/10/2006 9.00
QH062133 1,000,000 15 15/11/2006 15/11/2021 4/12/2006 9.00
QH062138 1,000,000 15 28/11/2006 28/11/2021 22/12/2006 9.00
QH062139 1,500,000 15 30/11/2006 30/11/2021 26/12/2006 9.00
QH062140 1,500,000 15 12/12/2006 12/12/2021 29/12/2006 9.00
QH062142 2,000,000 15 22/12/2006 22/12/2021 11/1/2007 9.00
114

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
QH072209 1,000,000 15 11/1/2007 11/1/2022 6/2/2007 9.00
QH072205 2,000,000 15 17/1/2007 17/1/2022 30/1/2007 9.00
QH072213 1,500,000 15 23/1/2007 23/1/2022 8/2/2007 9.00
QH072216 10,000,000 15 12/2/2007 12/2/2022 13/3/2007 8.80
QH072219 10,000,000 15 19/4/2007 19/4/2022 4/5/2007 7.60
QH072221 5,000,000 15 20/6/2007 20/6/2022 2/7/2007 8.00
QH072224 1,000,000 15 17/7/2007 17/7/2022 31/7/2007 8.40
QH072223 4,000,000 15 26/7/2007 26/7/2022 28/8/2007 8.40
QHD0823023 70,000 15 18/7/2008 18/7/2023 1/8/2008 15.00
QHD0823032 1,290,000 15 4/8/2008 4/8/2023 9/9/2008 15.00
EQUITABLENESS FACT BOOK 2009
QHD0823031 1,000,000 15 20/8/2008 20/8/2023 9/9/2008 15.00
QHB0823036 3,200,000 15 29/8/2008 29/8/2023 17/9/2008 15.00
QHB0823039 1,300,000 15 10/9/2008 10/9/2023 24/9/2008 15.00
QHD0823042 1,100,000 15 15/9/2008 15/9/2023 30/9/2008 15.00
QHB0823044 4,610,000 15 16/9/2008 16/9/2023 3/10/2008 15.00
QHB0823049 1,300,000 15 23/9/2008 23/9/2023 8/10/2008 15.00
QHD0823050 850,000 15 30/9/2008 30/9/2023 17/10/2008 15.00
Total 706,070,000
VND Government Bonds issued by Vietnam Expressway Development Company
VEC10907 1,000,000 3 24/7/2009 24/7/2012 28/10/2009 10,00
VEC10802 2,000,000 5 22/12/2008 22/12/2013 10/2/2009 9,00
VEC10804 3,000,000 5 26/12/2008 26/12/2013 15/6/2009 9,00
VEC10803 2,000,000 5 29/12/2008 29/12/2013 10/2/2009 8,99
VEC10905 3,000,000 5 23/1/2009 23/1/2014 26/8/2009 8,50
VEC10906 37,000 5 16/7/2009 16/7/2014 28/10/2009 9,40
VEC10908 33,000 5 31/8/2009 31/8/2014 28/10/2009 10,50
115

Bond code
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
VEC10909 30,000 5 11/9/2009 11/9/2014 28/10/2009 10.50
VEC10910 35,000 5 18/9/2009 18/9/2014 28/10/2009 10.50
VEC10911 100,000 5 2/10/2009 2/10/2014 28/10/2009 10.50
VEC10801 5,000,000 15 1/9/2008 1/9/2023 17/10/2008 16.00
Total 16,235,000
VND Bond issued by Vietnam Bank for Social Policies
VBS10903 5,000,000 2 12/6/2009 12/6/2011 23/7/2009 8.70
VBS10904 15,000,000 2 26/6/2009 26/6/2011 23/7/2009 9.00
Total 20,000,000
VND Municipal Bond
HN051001 1,500,000 5 20/10/2005 20/10/2010 27/10/2005 9.07
HN051002 8,550,000 5 1/11/2005 1/11/2010 7/11/2005 9.10
HN061101 400,000 5 24/10/2006 24/10/2011 3/11/2006 8.70
HN061102 4,600,000 5 27/10/2006 27/10/2011 6/11/2006 8.75
HCMB0901 10,000,000 3 31/8/2009 31/8/2012 14/10/2009 10.40
HCMB0902 5,000,000 3 15/9/2009 15/9/2012 14/10/2009 10.40
HCMB0903 400,000 3 30/9/2009 30/9/2012 14/10/2009 10.40
Total 30,450,000
116

Bond code
VND Corporate Bond
Listed Vol.
(bond)
Term
(year)
Issue date
(dd/mm/yyyy)
Maturity date
(dd/mm/yyyy)
First trading date
(dd/mm/yyyy)
Coupon
(%/year)
VE061102 6,000,000 5 1/9/2006 1/9/2011 24/09/2007 9.60
VE061101 9,000,000 5 20/7/2006 20/7/2011 16/07/2007 9.50
Total 15,000,000
Sovereign Bond (USD)
CPB0910023 830,000 1 20/10/2009 20/10/2010 12/11/2009 3.15
CPD0910016 1,000,000 1 26/08/2009 26/08/2010 22/09/2009 2.98
CPD0911017 470,000 2 28/08/2009 28/08/2011 22/09/2009 3.75
CPD0912018 100,000 3 1/9/2009 1/9/2012 22/09/2009 3.90
CPD0910005 1,000,000 1 24/03/2009 24/03/2010 21/08/2009 3.00
EQUITABLENESS FACT BOOK 2009
CPD0911006 800,100 2 26/03/2009 26/03/2011 21/08/2009 3.20
CPD0912007 501,000 3 31/03/2009 31/03/2012 21/08/2009 3.60
Total 4,701,100
117

3.2. Delistings in 2009
No.
Term
(year)
Bond code
Issuer
Coupon
(%)
Delisted volume
(bond)
Delisted date
(dd/mm/yyyy)
1 2 QH070915 (4) 7.40 10,000,000 13/1/2009
2 2 QH070916 (4) 7.20 10,000,000 22/1/2009
3 2 QH070918 (4) 6.60 10,000,000 9/3/2009
4 2 QH070920 (4) 6.70 10,000,000 2/4/2009
5 3 TP4A1406 (4) 8.15 500,000 3/4/2009
6 5 CP4A2104 (4) 8.40 100,000 15/4/2009
7 7 CP4_0202 (4) 8.10 50,000 6/5/2009
8 3 QH060902 (4) 8.15 300,000 8/6/2009
9 3 QH060908 (4) 8.15 1,000,000 20/7/2009
10 3 QH060909 (4) 8.45 1,000,000 27/7/2009
11 3 QH060911 (4) 8.15 2,000,000 3/8/2009
12 3 QH060910 (4) 8.15 1,000,000 3/8/2009
13 3 QH060913 (4) 8.10 2,000,000 11/8/2009
14 3 TP1A0306 (2) 8.15 1,500,000 2/2/2009
15 5 CP1_0104 (2) 8.35 1,000,000 6/2/2009
16 3 TP1A0706 (2) 8.15 300,000 16/2/2009
17 3 CP1_0204 (2) 8.40 1,100,000 18/2/2009
18 3 CP1A0104 (2) 8.35 3,000,000 18/2/2009
19 5 CP1_0304 (2) 8.40 1,807,000 2/3/2009
20 5 CP1_0404 (2) 8.40 500,000 18/3/2009
21 5 CP1_0504 (2) 8.45 500,000 31/3/2009
22 5 CP1A0304 (2) 8.35 450,000 8/4/2009
23 5 CP1_0604 (2) 8.40 600,000 15/4/2009
24 5 CP1_0704 (2) 8.40 550,000 23/4/2009
25 7 CP1_0502 (2) 8.00 100,000 4/5/2009
26 5 CP1A0404 (2) 8.40 900,000 4/5/2009
27 5 CP1A0504 (2) 8.40 400,000 18/5/2009
28 5 CP1_0904 (2) 8.40 550,000 1/6/2009
29 5 CP1A0604 (2) 8.40 900,000 1/6/2009
30 5 CP1_1004 (2) 8.40 1,000,000 10/6/2009
31 5 CP1A0704 (2) 8.40 500,000 15/6/2009
32 5 CP1A0804 (2) 8.45 1,000,000 1/7/2009
33 5 TP1A0904 (2) 8.45 500,000 15/7/2009
34 5 CP1_1104 (2) 8.45 1,000,000 13/7/2009
35 5 TP1A1004 (2) 8.45 1,000,000 20/7/2009
36 5 CP1_1204 (2) 8.45 600,000 27/7/2009
118

No.
Term
(year)
Bond code
Issuer
Coupon
(%)
Delisted volume
(bond)
Delisted date
(dd/mm/yyyy)
37 5 TP1A1104 (2) 8.45 1,900,000 4/8/2009
38 5 TP1_1304 (2) 8.45 600,000 10/8/2009
39 5 TP1A1204 (2) 8.45 1,150,000 17/8/2009
40 2 CPB070929 (2) 7.15 1,000,000 17/8/2009
41 5 TP1_1404 (2) 8.45 500,000 25/8/2009
42 5 CPB070931 (2) 7.20 500,000 28/8/2009
43 5 TP1A1304 (2) 8.45 1,600,000 28/8/2009
44 5 TP1A1404 (2) 8.45 700,000 14/9/2009
45 5 TP1_1504 (2) 8.45 350,000 10/9/2009
46 2 CPB070932 (2) 7.30 3,000,000 28/9/2009
47 5 TP1A1504 (2) 8.50 700,000 28/9/2009
48 2 CPB070934 (2) 7.30 1,100,000 5/10/2009
49 5 TP1_1604 (2) 8.50 1,000,000 5/10/2009
50 2 CPB070932 (2) 7.30 3,000,000 28/9/2009
51 5 TP1A1504 (2) 8.50 700,000 28/9/2009
52 2 CPB070934 (2) 7.30 1,100,000 10/5/2009
53 5 TP1_1604 (2) 8.50 1,000,000 10/5/2009
54 5 TP1A1604 (2) 8.50 1,000,000 10/12/2009
55 5 TP4A5104 (1) 7.75 50,000 10/7/2009
56 5 TP1_1704 (2) 8.50 200,000 13/10/2009
57 5 TP1A1704 (2) 8.50 1,500,000 14/10/2009
58 5 TP1A1804 (2) 8.50 1,500,000 26/10/2009
59 2 CPB070937 (2) 7.40 3,000,000 26/10/2009
60 2 CPB070939 (2) 7.70 11,600,000 11/2/2009
61 5 TP1A1904 (2) 8.50 1,700,000 11/5/2009
62 5 TP1_1804 (2) 8.50 2,000,000 11/11/2009
63 5 TP1_1904 (2) 8.45 1,500,000 12/3/2009
64 5 TP1A2004 (2) 8.5 2,000,000 30/11/2009
65 2 CPB070945 (2) 7.9 27,640,000 12/7/2009
66 5 TP1A2104 (2) 8.5 1,500,000 15/12/2009
67 2 QHB0810006 (1) 7.7 13,000,000 28/12/2009
68 5 TP1A0105 (2) 8.5 1,030,000 30/12/2009
69 2 QHB0810003 (1) 7.7 12,600,000 31/12/2009
70 3 PV060902 (3) 9.90 3,682,016 27/05/2009
Total 169,427,000
EQUITABLENESS FACT BOOK 2009
Note: (1) Vietnam Development Bank; (2) State Treasury; (3) PetroVietnam Joinstock Finance Corporation (PVFC); (4) Development Assistant
Fund
119

4. Transactions by foreign investors
Bond code
Volume
(bond)
Percentage
(%)
Bids
Value
(VND
mil.)
Percentage
(%)
Volume
(bond)
Percentage
(%)
Ask
Value
(VND
mil.)
Percentage
(%)
Volume
(bond)
Total
(Bid + Ask)
1. Outright trading (Government Bond + Corporate Bond)
CP071213 175,000 0.07 17,203 0.06 275,000 0.09 27,074 0.09 450,000 0.08 44,277 0.08
CPB071245 - - - - 1,750,000 0.60 178,026 0.59 1,750,000 0.31 178,026 0.31
CP061106 - - - - 750,000 0.26 80,145 0.27 750,000 0.13 80,145 0.14
CP061113 1,900,000 0.71 200,908 0.73 3,900,000 1.33 407,586 1.35 5,800,000 1.04 608,494 1.06
CP061327 - - - - 1,200,000 0.41 120,777 0.40 1,200,000 0.21 120,777 0.21
CP071204 500,000 0.19 49,317 0.18 1,000,000 0.34 99,077 0.33 1,500,000 0.27 148,394 0.26
CP4A1603 600,000 0.22 58,800 0.21 600,000 0.21 59,189 0.20 1,200,000 0.21 117,989 0.20
CPB0810028 4,750,000 1.78 561,067 2.04 3,350,000 1.14 390,713 1.30 8,100,000 1.45 951,780 1.65
QH071018 7,500,000 2.81 776,161 2.82 13,500,000 4.61 1,401,684 4.66 21,000,000 3.75 2,177,844 3.78
QHB0810020 9,900,000 3.70 1,002,407 3.64 18,100,000 6.19 1,850,414 6.15 28,000,000 5.00 2,852,821 4.95
CP071203 400,000 0.15 40,221 0.15 4,332,070 1.48 451,237 1.50 4,732,070 0.85 491,458 0.85
QHB0810007 14,900,000 5.58 1,503,104 5.46 25,000,000 8.54 2,510,722 8.34 39,900,000 7.13 4,013,827 6.97
QHB0823044 - - - - 1,300,000 0.44 179,057 0.59 1,300,000 0.23 179,057 0.31
QH060909 1,000,000 0.37 102,469 0.37 2,000,000 0.68 205,538 0.68 3,000,000 0.54 308,007 0.53
QH060910 1,000,000 0.37 102,268 0.37 2,000,000 0.68 205,152 0.68 3,000,000 0.54 307,420 0.53
QH070920 7,500,000 2.81 784,864 2.85 9,800,000 3.35 1,024,871 3.40 17,300,000 3.09 1,809,735 3.14
CP071220 700,000 0.26 71,514 0.26 1,900,000 0.65 190,260 0.63 2,600,000 0.46 261,774 0.45
QH061113 300,000 0.11 29,322 0.11 1,100,000 0.38 111,685 0.37 1,400,000 0.25 141,007 0.24
QHB0810014 10,800,000 4.04 1,101,923 4.01 14,300,000 4.89 1,472,838 4.89 25,100,000 4.48 2,574,761 4.47
CPB0810024 1,100,000 0.41 123,862 0.45 1,600,000 0.55 191,775 0.64 2,700,000 0.48 315,637 0.55
CPB0813005 3,000,000 1.12 305,618 1.11 400,000 0.14 40,122 0.13 3,400,000 0.61 345,740 0.60
CPD071236 310,000 0.12 30,435 0.11 2,000,000 0.68 202,791 0.67 2,310,000 0.41 233,226 0.40
TP1_0706 4,000,000 1.50 415,051 1.51 5,500,000 1.88 576,572 1.91 9,500,000 1.70 991,622 1.72
TP1_0906 1,000,000 0.37 106,591 0.39 3,700,000 1.26 380,624 1.26 4,700,000 0.84 487,214 0.85
QH071212 800,000 0.30 79,106 0.29 2,100,000 0.72 213,803 0.71 2,900,000 0.52 292,908 0.51
TP1A0606 1,500,000 0.56 157,728 0.57 2,500,000 0.85 264,886 0.88 4,000,000 0.71 422,613 0.73
TP1A1106 1,500,000 0.56 159,332 0.58 3,000,000 1.03 318,810 1.06 4,500,000 0.80 478,142 0.83
CP061116 1,400,000 0.52 128,470 0.47 2,600,000 0.89 249,874 0.83 4,000,000 0.71 378,344 0.66
CP071205 1,600,000 0.60 153,441 0.56 3,934,600 1.34 388,507 1.29 5,534,600 0.99 541,948 0.94
CP071209 1,450,000 0.54 147,806 0.54 2,218,000 0.76 229,847 0.76 3,668,000 0.66 377,653 0.66
TP4A0906 1,200,000 0.45 118,908 0.43 2,000,000 0.68 200,314 0.67 3,200,000 0.57 319,222 0.55
CPD0810017 4,300,000 1.61 435,688 1.58 600,000 0.21 63,693 0.21 4,900,000 0.88 499,381 0.87
CPB0810016 8,850,000 3.31 926,036 3.37 9,550,000 3.26 1,003,885 3.33 18,400,000 3.29 1,929,921 3.35
TP1A1905 1,900,000 0.71 202,296 0.74 2,200,000 0.75 234,373 0.78 4,100,000 0.73 436,669 0.76
CPB071247 - - - - 400,000 0.14 40,862 0.14 400,000 0.07 40,862 0.07
CPD0810026 2,002,500 0.75 219,561 0.80 700,000 0.24 84,238 0.28 2,702,500 0.48 303,799 0.53
QH071203 3,470,000 1.30 347,517 1.26 7,170,000 2.45 712,261 2.37 10,640,000 1.90 1,059,777 1.84
TP1_0405 2,500,000 0.94 260,870 0.95 2,500,000 0.85 260,870 0.87 5,000,000 0.89 521,739 0.91
TP1A1506 800,000 0.30 82,804 0.30 1,000,000 0.34 105,575 0.35 1,800,000 0.32 188,378 0.33
TP1A2305 2,160,000 0.81 226,077 0.82 2,490,000 0.85 261,328 0.87 4,650,000 0.83 487,404 0.85
CP061119 350,000 0.13 35,520 0.13 700,000 0.24 71,508 0.24 1,050,000 0.19 107,028 0.19
Percentage
(%)
Value
(VND
mil.)
Percentage
(%)
120

Bond code
Volume
(bond)
Percentage
(%)
Bids
Value
(VND
mil.)
Percentage
(%)
Volume
(bond)
Percentage
(%)
Ask
Value
(VND
mil.)
Percentage
(%)
Volume
(bond)
Total
(Bid + Ask)
Percentage
(%)
Value
(VND
mil.)
CPB0811025 2,250,000 0.84 261,670 0.95 500,000 0.17 65,353 0.22 2,750,000 0.49 327,023 0.57
QH071020 5,000,000 1.87 517,646 1.88 4,000,000 1.37 415,651 1.38 9,000,000 1.61 933,297 1.62
QHB0810006 2,700,000 1.01 269,669 0.98 4,700,000 1.61 470,319 1.56 7,400,000 1.32 739,988 1.28
CP061121 2,253,610 0.84 232,660 0.85 3,438,000 1.18 349,222 1.16 5,691,610 1.02 581,883 1.01
CP4_1803 - - - - 300,000 0.10 30,131 0.10 300,000 0.05 30,131 0.05
CP4A1204 - - - - 450,000 0.15 48,705 0.16 450,000 0.08 48,705 0.08
QH071213 500,000 0.19 50,000 0.18 1,445,000 0.49 131,334 0.44 1,945,000 0.35 181,334 0.31
TP1_0205 500,000 0.19 54,291 0.20 500,000 0.17 54,291 0.18 1,000,000 0.18 108,581 0.19
CPB071242 - - - - 1,300,000 0.44 135,473 0.45 1,300,000 0.23 135,473 0.24
CP4_0404 - - - - 100,000 0.03 10,167 0.03 100,000 0.02 10,167 0.02
CP4A3703 - - - - 300,000 0.10 30,502 0.10 300,000 0.05 30,502 0.05
CPD071238 1,200,000 0.45 123,536 0.45 1,000,000 0.34 103,757 0.34 2,200,000 0.39 227,293 0.39
CPB0811019 3,000,000 1.12 306,162 1.11 1,500,000 0.51 150,271 0.50 4,500,000 0.80 456,433 0.79
CPB070945 15,680,000 5.87 1,626,224 5.91 10,200,000 3.49 1,053,852 3.50 25,880,000 4.62 2,680,076 4.65
CPB071234 180,000 0.07 18,019 0.07 180,000 0.06 17,942 0.06 360,000 0.06 35,961 0.06
CPD071233 2,117,500 0.79 197,513 0.72 - - - - 2,117,500 0.38 197,513 0.34
TP1A0105 1,000,000 0.37 101,634 0.37 500,000 0.17 51,137 0.17 1,500,000 0.27 152,771 0.27
TP1A0705 3,000,000 1.12 311,711 1.13 1,500,000 0.51 156,954 0.52 4,500,000 0.80 468,665 0.81
TP1A1604 600,000 0.22 62,709 0.23 - - - - 600,000 0.11 62,709 0.11
CP071201 3,660,000 1.37 365,479 1.33 4,800,000 1.64 480,422 1.60 8,460,000 1.51 845,902 1.47
TP1A1306 2,000,000 0.75 202,207 0.74 2,500,000 0.85 267,384 0.89 4,500,000 0.80 469,591 0.82
QH071211 2,840,000 1.06 282,731 1.03 7,340,000 2.51 730,630 2.43 10,180,000 1.82 1,013,360 1.76
QH071714 160,000 0.06 16,412 0.06 - - - - 160,000 0.03 16,412 0.03
CP061104 500,000 0.19 53,340 0.19 1,000,000 0.34 107,097 0.36 1,500,000 0.27 160,437 0.28
CPD071235 4,000,000 1.50 391,831 1.42 6,000,000 2.05 596,960 1.98 10,000,000 1.79 988,790 1.72
QH061136 3,000,000 1.12 304,936 1.11 3,600,000 1.23 362,817 1.20 6,600,000 1.18 667,753 1.16
QHB0810003 5,740,000 2.15 576,157 2.09 8,980,000 3.07 900,405 2.99 14,720,000 2.63 1,476,561 2.56
CP061109 - - - - 860,000 0.29 90,300 0.30 860,000 0.15 90,300 0.16
CPB0810010 4,560,000 1.71 464,508 1.69 1,300,000 0.44 131,850 0.44 5,860,000 1.05 596,358 1.04
QHD0823032 - - - - 200,000 0.07 31,373 0.10 200,000 0.04 31,373 0.05
TP1A0506 1,000,000 0.37 100,657 0.37 1,000,000 0.34 100,975 0.34 2,000,000 0.36 201,632 0.35
CPB070939 3,300,000 1.23 336,887 1.22 2,500,000 0.85 254,223 0.84 5,800,000 1.04 591,109 1.03
TP1A1804 600,000 0.22 62,761 0.23 200,000 0.07 20,488 0.07 800,000 0.14 83,249 0.14
TP1A1606 1,500,000 0.56 160,142 0.58 1,300,000 0.44 140,529 0.47 2,800,000 0.50 300,670 0.52
TP1A5105 2,300,000 0.86 237,192 0.86 3,300,000 1.13 336,328 1.12 5,600,000 1.00 573,520 1.00
QH071016 3,000,000 1.12 303,418 1.10 - - - - 3,000,000 0.54 303,418 0.53
CP4A2103 92,000 0.03 9,200 0.03 27,000 0.01 2,703 0.01 119,000 0.02 11,903 0.02
CPD071243 - - - - 203,820 0.07 21,033 0.07 203,820 0.04 21,033 0.04
QHB0810015 1,500,000 0.56 149,755 0.54 500,000 0.17 50,222 0.17 2,000,000 0.36 199,977 0.35
QHD0818030 - - - - 150,000 0.05 21,685 0.07 150,000 0.03 21,685 0.04
CP061122 1,800,000 0.67 185,558 0.67 1,700,000 0.58 173,147 0.58 3,500,000 0.63 358,705 0.62
CPB0810004 13,400,000 5.01 1,375,375 5.00 5,000,000 1.71 512,859 1.70 18,400,000 3.29 1,888,234 3.28
Percentage
(%)
EQUITABLENESS FACT BOOK 2009
121

Bond code
Volume
(bond)
Percentage
(%)
Bids
Value
(VND
mil.)
Percentage
(%)
Volume
(bond)
Percentage
(%)
Ask
Value
(VND
mil.)
Percentage
(%)
Volume
(bond)
Total
(Bid + Ask)
Percentage
(%)
Value
(VND
mil.)
QH061141 2,100,000 0.79 212,618 0.77 3,075,000 1.05 309,982 1.03 5,175,000 0.92 522,599 0.91
CPD0810074 1,000,000 0.37 114,012 0.41 - - - - 1,000,000 0.18 114,012 0.20
QHB0811018 - - - - 2,000,000 0.68 197,037 0.65 2,000,000 0.36 197,037 0.34
CP061125 - - - - 1,400,000 0.48 141,347 0.47 1,400,000 0.25 141,347 0.25
CPB071034 4,000,000 1.50 410,724 1.49 3,000,000 1.03 305,453 1.01 7,000,000 1.25 716,176 1.24
CPB0912002 450,000 0.17 44,586 0.16 900,000 0.31 89,987 0.30 1,350,000 0.24 134,573 0.23
CPB070937 3,000,000 1.12 311,533 1.13 2,000,000 0.68 208,909 0.69 5,000,000 0.89 520,442 0.90
CPB071032 500,000 0.19 51,040 0.19 500,000 0.17 51,605 0.17 1,000,000 0.18 102,645 0.18
TP1_0806 1,000,000 0.37 100,069 0.36 1,000,000 0.34 100,154 0.33 2,000,000 0.36 200,223 0.35
TP1A0605 200,000 0.07 20,430 0.07 - - - - 200,000 0.04 20,430 0.04
TP1A1204 500,000 0.19 52,545 0.19 - - - - 500,000 0.09 52,545 0.09
TP1A1304 120,000 0.04 12,749 0.05 - - - - 120,000 0.02 12,749 0.02
CP061124 1,600,000 0.60 164,913 0.60 1,500,000 0.51 152,728 0.51 3,100,000 0.55 317,641 0.55
CP071202 2,100,000 0.79 212,314 0.77 3,500,000 1.20 353,607 1.17 5,600,000 1.00 565,921 0.98
CP071210 2,000,000 0.75 196,458 0.71 2,000,000 0.68 196,219 0.65 4,000,000 0.71 392,677 0.68
QH071201 500,000 0.19 50,203 0.18 3,900,000 1.33 393,856 1.31 4,400,000 0.79 444,059 0.77
CP4A0302 - - - - 450,000 0.15 40,433 0.13 450,000 0.08 40,433 0.07
CPD071244 - - - - 1,200,000 0.41 122,467 0.41 1,200,000 0.21 122,467 0.21
TP1A2505 500,000 0.19 53,094 0.19 - - - - 500,000 0.09 53,094 0.09
CP061105 2,300,000 0.86 238,045 0.87 500,000 0.17 53,893 0.18 2,800,000 0.50 291,937 0.51
TP1_1006 3,600,000 1.35 377,507 1.37 3,600,000 1.23 371,741 1.23 7,200,000 1.29 749,247 1.30
TP1A1006 500,000 0.19 50,500 0.18 500,000 0.17 51,539 0.17 1,000,000 0.18 102,039 0.18
TP1A3105 - - - - 500,000 0.17 52,854 0.18 500,000 0.09 52,854 0.09
TP4A3205 219,900 0.08 22,479 0.08 197,500 0.07 20,378 0.07 417,400 0.07 42,857 0.07
TP1A0406 500,000 0.19 51,340 0.19 - - - - 500,000 0.09 51,340 0.09
CP071208 1,000,000 0.37 97,813 0.36 500,000 0.17 49,212 0.16 1,500,000 0.27 147,025 0.26
CPD071046 2,000,000 0.75 205,445 0.75 - - - - 2,000,000 0.36 205,445 0.36
CPB0810037 2,450,000 0.92 286,369 1.04 1,850,000 0.63 214,319 0.71 4,300,000 0.77 500,688 0.87
CPD0811041 2,000,000 0.75 250,833 0.91 2,000,000 0.68 250,164 0.83 4,000,000 0.71 500,997 0.87
CPD071240 500,000 0.19 50,784 0.18 500,000 0.17 50,996 0.17 1,000,000 0.18 101,780 0.18
TP1A2104 1,500,000 0.56 156,020 0.57 - - - - 1,500,000 0.27 156,020 0.27
TP1_1704 200,000 0.07 21,066 0.08 - - - - 200,000 0.04 21,066 0.04
TP1A1404 200,000 0.07 21,186 0.08 - - - - 200,000 0.04 21,186 0.04
TP1A1504 500,000 0.19 52,832 0.19 - - - - 500,000 0.09 52,832 0.09
TP1A1904 1,000,000 0.37 104,825 0.38 - - - - 1,000,000 0.18 104,825 0.18
TP1_0805 300,000 0.11 30,221 0.11 - - - - 300,000 0.05 30,221 0.05
TP1A0305 200,000 0.07 20,515 0.07 - - - - 200,000 0.04 20,515 0.04
TP1A1405 100,000 0.04 10,066 0.04 - - - - 100,000 0.02 10,066 0.02
CP071219 200,000 0.07 19,479 0.07 - - - - 200,000 0.04 19,479 0.03
QHD0811059 500,000 0.19 61,197 0.22 - - - - 500,000 0.09 61,197 0.11
CPB0811071 1,000,000 0.37 114,148 0.41 - - - - 1,000,000 0.18 114,148 0.20
QH071207 700,000 0.26 74,820 0.27 700,000 0.24 76,324 0.25 1,400,000 0.25 151,143 0.26
Percentage
(%)
122

Bond code
Volume
(bond)
Percentage
(%)
Bids
Value
(VND
mil.)
Percentage
(%)
Volume
(bond)
Percentage
(%)
Ask
Value
(VND
mil.)
Percentage
(%)
Volume
(bond)
Total
(Bid + Ask)
TP1_0206 300,000 0.11 30,866 0.11 300,000 0.10 30,866 0.10 600,000 0.11 61,731 0.11
CPD071246 552,660 0.21 56,517 0.21 - - - - 552,660 0.10 56,517 0.10
CPB0811046 500,000 0.19 54,834 0.20 - - - - 500,000 0.09 54,834 0.10
QHB0813072 1,440,000 0.54 160,961 0.59 - - - - 1,440,000 0.26 160,961 0.28
QHB0911014 5,000,000 1.87 490,010 1.78 1,000,000 0.34 99,118 0.33 6,000,000 1.07 589,128 1.02
QH061127 1,945,000 0.73 191,292 0.70 1,945,000 0.66 190,999 0.63 3,890,000 0.69 382,290 0.66
QH071202 800,000 0.30 83,009 0.30 800,000 0.27 82,774 0.27 1,600,000 0.29 165,782 0.29
CP4A3603 - - - - 70,000 0.02 6,980 0.02 70,000 0.01 6,980 0.01
QHB0911020 9,970,000 3.73 974,408 3.54 - - - - 9,970,000 1.78 974,408 1.69
CPD0813001 1,800,000 0.67 179,450 0.65 500,000 0.17 50,096 0.17 2,300,000 0.41 229,545 0.40
TP4A3005 261,400 0.10 27,425 0.10 - - - - 261,400 0.05 27,425 0.05
QHB0911015 700,000 0.26 67,063 0.24 - - - - 700,000 0.13 67,063 0.12
TP4A0606 400,000 0.15 41,641 0.15 - - - - 400,000 0.07 41,641 0.07
VE061101 500,000 0.19 48,625 0.02 500,000 0.19 48,625 0.02 1,000,000 0.18 97,250 0.17
Total 267,259,570 100 27,507,118 100 292,580,990 100 30,110,273 99.86 559,840,560 100 57,617,391 100
2. Repos trading
QHB0911019 680,000 100 66,040 100 0 0 680,000 100 66,040 100
Total 680,000 100 66,040 100 0 0 680,000 100 66,040 100
Percentage
(%)
Value
(VND
mil.)
Percentage
(%)
EQUITABLENESS FACT BOOK 2009
123

5. Bond Trading Members
5.1. List of Bond Trading Members as of 31/12/2009
No.
Institutions
Admission
date
(dd/mm/
yyyy)
Charter capital
(VND)
1 Viet Capital Securities JSC 01/09/2009 360,000,000,000 08 - 39143588 08 - 39143209
2 Morgan Stanley Gateway Securities JSC 11/09/2009 300,000,000,000 04 - 39429775 04 - 39429776
3 Agribank Securities Joint-Stock Corporation 01/09/2009 1,200,000,000,000 04 - 62762666 04 - 62765666
4 Sacombank Securities Company 17/09/2009 1,100,000,000,000 08 - 62686868 08 - 62555939
5 An Binh Securities JSC 01/09/2009 397,000,000,000 04 - 35624626 04 - 35624628
6 Bao Viet Securities JSC 01/09/2009 451,500,000,000 04 - 39288080 04 - 39289888
7 Kim Long Securities Corporation 01/09/2009 660,000,000,000 04 - 37726868 04 - 37726131
8 Vietnam Bank for Industry and Trade Securities JSC 01/09/2009 789,934,000,000 04 - 62780012 04 - 39741760
9 Saigon Securities Inc 01/09/2009 1,533,334,710,000 08 - 38242897 08 - 38242997
10 Ho Chi Minh City Securities Corporation 01/09/2009 394,634,000,000 08 - 38233299 08 - 38233301
11 Thien Viet Securities JSC 01/09/2009 430,000,000,000 04 - 22203228 04 - 2220 3227
12 Thang Long Securities JSC 01/09/2009 420,000,000,000 04 - 37262600 04 - 37262601
13 ACB Securities Company Ltd 01/09/2009 1,000,000,000,000 08 - 54043054 08 - 54043085
14 Vietcombank Securities Company Ltd 10/09/2009 700,000,000,000 04 - 39363358 04 - 39360262
15 VPBank Securities Company 16/09/2009 500,000,000,000 04 - 39743655 04 - 39743656
16
Bank for Invesment and Development of Vietnam
Securities Company
11/09/2009 700,000,000,000 04 - 22200668 04 - 22200669
17 VietinBank 22/09/2009 11,252,972,800,000 04- 39421158 04 - 39428720
18 Saigon Commerical Bank 13/10/2009 3,635,428,960,000 08 - 39206501 08 - 39206505
19 Australia and NewZealand Banking GroupLtd 22/09/2009 15,000,000 (USD) 04 - 38258190 04 - 38258188
20 Maritime Bank 09/09/2009 2,240,000,000,000 04 - 37718989 04 - 37711157
21 Vietcombank 17/09/2009 12,100,860,260,000 04 - 39343137 04 - 39349437
22 Standard Chartered Bank (Vietnam) Ltd. 01/09/2009 1,000,000,000,000 04 - 39368000 04 - 39368300
23 HSBC Bank (Vietnam) Ltd. 25/11/2009 3,000,000,000,000 08 - 37247247 08 - 38250749
24 HabuBank 21/09/2009 2,800,000,000,000 04 - 38460135 04 - 37262083
25 TienPhong Bank 21/09/2009 1,000,000,000,000 04 - 37688998 04 - 37688979
26 Bao Viet Bank 15/10/2009 1,500,000,000,000 04 - 39289898 04 - 39288899
27 Techcombank 22/09/2009 4,337,014,710,000 04 - 39446368 04 - 39446378
28 Military Bank 21/09/2009 3,820,000,000,000 04 - 2661088 04 - 62661381
29 Sacombank 22/09/2009 5,115,830,840,000 08 - 9320420 08 - 39321447
30 BIDV Bank 22/09/2009 8,666,718,444,725 04 - 22225311 04 - 22200549
Tel.
Fax
124

5.2. Top 10 active members by bond brokerage
No. Member firm Market share by bond brokerage (%)
1 Vietcombank Securities Company Ltd 33.13%
2 Thang Long Securities JSC 14.01%
3 Saigon Securities Inc 9.98%
4 ACB Securities Company Ltd 9.57%
5 Sacombank Securities Company 7.21%
6 Agribank Securities Joint-Stock Corporation 6.35%
7
Bank for Invesment and Development of Vietnam
Securities Company
2.30%
8 Ho Chi Minh City Securities Corporation 2.23%
9 Bao Viet Securities JSC 2.10%
10 VPBank Securities Company 1.27%
Others 11.86%
Market share by bond brokerage
EQUITABLENESS FACT BOOK 2009
11,86%
2,23%
1,27%
2,10%
33,13%
2,30%
6,35%
7,21%
9,57%
14,01%
9,98%
Vietcombank Securities Company
Saigon Securities Inc
Sacombank Securities Company
Bank for Invesmentand Developmant of Vietnam Securities Company
Bao Viet Securities JSC
Thang Long Securities JSC
ACB Securities Company Ltd
Ho Chi Minh Securities Corporation
Agribank Securities Jont-Stock Corporation
VPBank Securities Company
Others
125

5.3. Top 10 active members by bond Proprietary dealing
No. Member firm Proprietary dealing by bond trading(%)
1 Agribank Securities Joint-Stock Corporation 15.28%
2 Vietcombank Securities Company Ltd 10.90%
3 Saigon Securities Inc 9.73%
4 Maritime Bank 8.37%
5 Ho Chi Minh City Securities Corporation 7.50%
6 Sacombank Securities Company 7.48%
7
Bank for Invesment and Development of Vietnam
Securities Company
6.17%
8 ACB Securities Company Ltd 4.30%
9 Standard Chartered Bank (Vietnam) Ltd. 4.22%
10 Thang Long Securities JSC 4.09%
Others 21.97%
Top 10 active members by bond Proprietary dealing
21,97%
15,28%
10,90%
4,09%
4,22%
4,30%
9,73%
6,17%
7,48%
7,50%
8,37%
Agribank Securities Jont-Stock Corporation
Saigon Securities Inc
Ho Chi Minh City Securities Corporation
Bank for Invesment and Development
of Vietnam Securities Company
Standard Chartered Bank (Vietnam) Ltd.
Vietcombank Securities Company Ltd
Marinetime Bank
Sacombank Securities Company
ACB Securities Company Ltd
Thang Long Securities JSC
Others
126

III. UNLISTED PUBLIC COMPANY MARKET
1. UPCoM 2009 in Review
No. Indicators Unit 2009
1 Total number of sessions Session 136
2 Total number of registered companies Company 34
3 Total volume of registered stocks Stock 327,433,642
4 Total value of registered stocks VND mil 3,274,336
5 UPCoM-Index of the last session Point 53.821
6 Highest UPCoM-Index Point 1002
7 Lowest UPCoM-Index Point 50.863
8 Total registered stocks trading volume Stock 39,877,882
9 Total registered stocks trading value VND mil. 545,479.3
10 Session with biggest trading volume Stock 1,301,6894
11 Session with biggest trading value VND mil. 20,414.55
12 Average stock trading volume Stock / Session 293,219
13 Average stock trading value VND mil./ Session 4,010.9
14 Market capitalization at the last session VND mil. 4,259,8146
15 Total number of UPCoM Members Company 84
TRANPERANCY FACT BOOK 2009
Note: + The first trading day of UPCoM was on 24/06/2009
+ (1) 31/12/2009; (2) 24/06/2009; (3) 29/12/2009; (4) Session 51 on 3/09/2009; (5) Session 51 on 3/09/2009; (6) 31/12/2009
127

2. Trading activities
2.1. Review of UPCoM trading activities
Trading method
Total trading volume
(shares)
Total trading value
Electronic Negotiation 36,165,693 492,075
Conventional Negotiation 3,712,189 53,405
Total 39,877,882 545,479
Trading value and UPCoM-Index in 2009
Trading value
1.400.000
110
1.300.000
1.200.000
90
1.100.000
1.000.000
70
900.000
800.000
700.000
50
600.000
500.000
30
400.000
300.000
10
200.000
100.000
0
-10
24/06/2009 31/12/2009
UPCoM-Index Trading value
UPCoM-Index
128

2.2. Trading activities by registered stocks
No.
Stock code
Electronic Negotiation Conventional Negotiation Total
Volume
(shares)
Value
(VND mil.)
Volume
(shares)
Value
(VND mil.)
Volume
(shares)
Value
(VND mil.)
1 ABI 573,985 9,062 17,139 26,201 591,124 35,263
2 ACC 13,100 376 0 376 13,100 751
3 ACE 38,322 895 200 1,095 38,522 1,990
4 API 1,148,800 8,648 191 8,839 1,148,991 17,487
5 APS 12,426,588 142,681 8,566 151,247 12,435,154 293,927
6 BMJ 9,000 221 0 221 9,000 442
7 BTC 85,330 3,907 1 3,907 85,331 7,814
8 CFC 57,360 1,720 56 1,776 57,416 3,496
9 CLS 1,152,065 12,150 648 12,799 1,152,713 24,949
10 CT3 0 0 0 0 0 0
11 DBM 10 0 0 0 10 1
12 DDN 65,000 1,632 74 1,706 65,074 3,339
13 DNT 17,600 232 0 232 17,600 465
14 GTH 39,730 582 0 582 39,730 1,164
15 HDO 434,450 6,283 1,663 7,946 436,113 14,228
16 HIG 1,901,931 59,766 5,032 64,799 1,906,963 124,565
17 IME 0 0 0 0 0 0
18 ITD 126,065 1,546 1,054 2,600 127,119 4,146
19 KMT 60,786 977 0 977 60,786 1,953
20 MAS 19,800 464 5 469 19,805 933
21 PPP 289,222 3,656 227 3,883 289,449 7,539
22 PSP 156,720 2,111 71 2,183 156,791 4,294
23 PTP 163 4 0 4 163 8
24 SME 5,782,699 76,768 2,071 78,839 5,784,770 155,607
25 SVS 794,450 8,917 2,838 11,754 797,288 20,671
26 TAS 5,456,114 72,245 2,724 74,969 5,458,838 147,214
27 TCO 32,560 457 135 592 32,695 1,049
28 TGP 532,547 4,618 96 4,714 532,643 9,331
29 TMW 0 0 0 0 0 0
30 TNM 212,830 1,716 206 1,922 213,036 3,638
31 TTR 61,200 661 0 661 61,200 1,322
32 UDJ 11,500 185 0 185 11,500 370
33 VDS 4,339,647 66,492 10,406 76,898 4,350,053 143,390
34 VPC 326,119 3,104 0 3,104 326,119 6,208
Total 36,165,693 492,075 53,405 36,165,693 36,219,098 1,037,554
TRANPERANCY FACT BOOK 2009
129

2.3 Order placing
No.
Stock code
No. of Bid
orders
Bid Volume
(shares)
Percentage
(%)
No. of Ask
orders
Ask Volume
(shares)
Percentage
(%)
Difference
Bid -Ask
(shares)
1 ABI 1,255 1,346,463 1.98 1,915 2,207,055 2.72 -860,592
2 ACC 52 102,510 0.15 34 53,900 0.07 48,610
3 ACE 20 53,402 0.08 74 480,725 0.59 -427,323
4 API 834 2,106,420 3.10 1,159 2,756,205 3.40 -649,785
5 APS 9,163 19,376,065 28.55 13,403 26,514,636 32.66 -7,138,571
6 BMJ 10 13,800 0.02 13 17,000 0.02 -3,200
7 BTC 123 157,560 0.23 197 183,850 0.23 -26,290
8 CFC 391 544,841 0.80 567 496,740 0.61 48,101
9 CLS 2,163 3,199,994 4.72 2,664 3,791,823 4.67 -591,829
10 CT3 99 307,415 0.45 4 24,000 0.03 283,415
11 DBM 5 4,010 0.01 49 76,900 0.09 -72,890
12 DDN 320 206,150 0.30 816 833,650 1.03 -627,500
13 DNT 51 53,690 0.08 44 73,800 0.09 -20,110
14 GTH 97 74,480 0.11 334 347,740 0.43 -273,260
15 HDO 177 439,100 0.65 571 641,960 0.79 -202,860
16 HIG 2,561 4,240,762 6.25 2,654 3,632,726 4.48 608,036
17 IME 52 115,530 0.17 17 17,000 0.02 98,530
18 ITD 112 236,621 0.35 170 261,933 0.32 -25,312
19 KMT 337 219,773 0.32 358 263,600 0.32 -43,827
20 MAS 53 27,730 0.04 263 300,800 0.37 -273,070
21 PPP 893 849,604 1.25 1,299 1,192,112 1.47 -342,508
22 PSP 234 301,130 0.44 526 928,320 1.14 -627,190
23 PTP 11 1,373 0.00 69 48,010 0.06 -46,637
24 SME 4,523 9,531,215 14.05 6,164 11,110,947 13.69 -1,579,732
25 SVS 875 2,112,420 3.11 856 1,670,970 2.06 441,450
26 TAS 4,523 12,118,446 17.86 5,213 11,051,151 13.61 1,067,295
27 TCO 86 155,320 0.23 55 179,980 0.22 -24,660
28 TGP 1,096 1,466,883 2.16 1,412 1,786,096 2.20 -319,213
29 TMW 4 2,150 0.00 1 7,000 0.01 -4,850
30 TNM 265 421,765 0.62 339 626,885 0.77 -205,120
31 TTR 15 67,320 0.10 4 61,200 0.08 6,120
32 UDJ 42 103,180 0.15 32 110,500 0.14 -7,320
33 VDS 3,596 7,215,177 10.63 4,766 8,345,770 10.28 -1,130,593
34 VPC 539 688,949 1.02 657 1,080,344 1.33 -391,395
Total 34,577 67,861,248 100.00 46,699 81,175,328 100.00 -13,314,080
130

3. List of registered companies as of 31/12/2009
No.
Registered Company
Stock
code
Charter
Capital (VND
mil.)
Registered
Volume
(shares)
Outstanding
shares
(shares)
First
trading day
(dd/mm/
yyyy)
Market
Capitalization
(VND mil.)
1 Agriculture Bank Insurance Joint – ABI 380,000 38,000,000 38,000,000 16/7/2009 380,000
Stock Corporation
2 Becamex Asphalt and Conccrete JSC ACC 60,000 6,000,000 6,000,000 22/12/2009 169,800
3 An Giang Centrifugal Concrete JSC ACE 23,000 2,300,000 2,300,000 10/11/2009 48,300
4 APEC Investment JSC API 264,000 26,400,000 26,400,000 26/10/2009 221,760
5 Asian – Pacific Securities JSC APS 260,000 26,000,000 26,000,000 24/6/2009 252,200
6 Becamex Mineral JSC BMJ 60,000 6,000,000 6,000,000 22/12/2009 125,400
7 Binh Trieu Construction &
BTC 12,613 1,261,345 1,261,345 28/7/2009 54,869
Engineering joint stock company
8 Cafico Vietnam JSC CFC 16,291 1,629,120 1,629,120 24/6/2009 78,849
TRANPERANCY FACT BOOK 2009
9 Cho Lon Securities JSC CLS 90,000 9,000,000 9,000,000 24/6/2009 79,200
10 Project 3 Construction and
CT3 21,812 2,181,209 2,181,209 20/11/2009 N/A
Investment JSC
11 DakLak Pharmaceutical Medical DBM 12,944 1,294,392 1,294,392 17/12/2009 42,715
Equipment JSC
12 Da Nang Pharmaceuticel – Medical DDN 28,000 2,800,000 2,800,000 24/6/2009 67,480
Equipment JSC
13 Dong Nai Tourist JSC DNT 50,327 5,032,700 5,032,700 14/8/2009 52,340
14 Thua Thien Hue Construction GTH 19,000 1,900,000 1,900,000 28/10/2009 20,140
Transportation JSC
15 Hung Dao Container JSC HDO 43,047 4,304,672 4,304,672 11/11/2009 63,709
16 HiPT Group HIG 96,091 9,609,062 9,609,062 24/6/2009 306,529
17 Mechanical and Industrial
IME 30,000 3,000,000 3,000,000 01/12/2009 N/A
Construction JSC
18 Innovative Technology Development ITD 116,104 11,610,399 11,610,399 04/12/2009 171,834
Corporation
19 Central Vietnam Metal Corporation KMT 88,709 8,870,885 8,870,885 10/08/2009 106,451
20 Danang Airport Services JSC MAS 16,691 1,669,115 1,669,115 09/09/2009 42,062
21 Phong Phu Pharmaceutical JSC PPP 22,000 2,200,000 2,200,000 24/6/2009 22,000
131

No.
Registered Company
Stock
code
Charter
Capital (VND
mil.)
Registered
Volume
(shares)
Outstanding
shares
(shares)
First
trading day
(dd/mm/
yyyy)
Market
Capitalization
(VND mil.)
22 Dinh Vu Petroleum Service Port JSC PSP 225,000 22,500,000 22,500,000 10/11/2009 202,500
23 Post Printing and Telecommunication PTP 68,000 6,800,000 6,800,000 10/12/2009 114,240
Services JSC
24 SME Securities Corporation SME 150,000 15,000,000 15,000,000 24/6/2009 151,500
25 Sao Viet Securities JSC SVS 135,000 13,500,000 13,500,000 22/9/2009 143,100
26 Trang An Securities JSC TAS 139,000 13,900,000 13,900,000 24/6/2009 195,990
27 DuyenHai multi modal Transport JSC TCO 90,900 9,090,000 9,090,000 24/9/2009 152,618
28 Truong Phu JSC TGP 100,000 10,000,000 10,000,000 24/6/2009 57,000
29 Tan Mai General Wood JSC TMW 46,624 4,662,350 4,662,350 23/12/2009 N/A
30 Tranimexco Transportation Import- TNM 38,000 3,800,000 3,800,000 27/10/2009 30,400
Export and Construction JSC
31 Tourism Trade and Inveestment JSC TTR 19,934 1,993,393 1,993,393 04/12/2009 21,529
32 Becamex Urban Development JSC UDJ 165,000 16,500,000 16,500,000 22/12/2009 280,500
33 Viet Dragon Securities JSC VDS 330,000 33,000,000 33,000,000 24/6/2009 564,300
34 V – Power Investment and Development
VPC 56,250 5,625,000 5,625,000 07/10/2009 40,500
Total 3,274,337 327,433,642 327,433,642 4,259,815
132

4. Transactions by foreign investors
4.1. Trading activities by registered stocks
Stock
code
Volume
(shares)
Percentage
(%)
Bids Ask Total
Value
(VND
mil.)
Percentage
(%)
Volume
(shares)
Percentage
(%)
Value
(VND
mil.)
Percentage
(%)
Volume
(shares)
Percentage
(%)
Value
(VND
mil.)
ABI 10,355 1.12 153,39 0.62 0 0.00 0,00 0.00 10,355 0.96 153,39 0.52
ACE 9,145 0.99 197,43 0.80 0 0.00 0,00 0.00 9,145 0.85 197,43 0.66
APS 15,300 1.65 172,83 0.70 13,600 9.02 152,89 3.05 28,900 2.68 325,72 1.09
BTC 67,620 7.29 3,307,57 13.36 64,040 42.50 3,177,13 63.33 131,660 12.20 6,484,70 21.78
CFC 7,900 0.85 299,32 1.21 0 0.00 0,00 0.00 7,900 0.73 299,32 1.01
DDN 8,410 0.91 202,65 0.82 0 0.00 0,00 0.00 8,410 0.78 202,65 0.68
GTH 23,500 2.53 359,11 1.45 0 0.00 0,00 0.00 23,500 2.18 359,11 1.21
HIG 520,667 56.10 16,482,83 66.56 45,000 29.86 1,317,00 26.25 565,667 52.44 17,799,83 59.77
Percentage
(%)
TRANPERANCY FACT BOOK 2009
KMT 20,302 2.19 394,90 1.59 0 0.00 0,00 0.00 20,302 1.88 394,90 1.33
MAS 13,800 1.49 324,88 1.31 0 0.00 0,00 0.00 13,800 1.28 324,88 1.09
PPP 70,760 7.62 916,81 3.70 1,360 0.90 17,79 0.35 72,120 6.69 934,60 3.14
SME 24,700 2.66 391,40 1.58 22,700 15.06 298,76 5.96 47,400 4.39 690,16 2.32
TCO 7,020 0.76 92,35 0.37 0 0.00 0,00 0.00 7,020 0.65 92,35 0.31
TGP 33,845 3.65 335,91 1.36 0 0.00 0,00 0.00 33,845 3.14 335,91 1.13
TNM 100 0.01 0,82 0.00 0 0.00 0,00 0.00 100 0.01 0,82 0.00
VDS 19,500 2.10 340,05 1.37 0 0.00 0,00 0.00 19,500 1.81 340,05 1.14
VPC 75,119 8.09 790,71 3.19 4,000 2.65 53,20 1.06 79,119 7.33 843,91 2.83
Total 928,043 100.00 24,762,95 100.00 150,700 100.00 5,016,77 100.00 1,078,743 100.00 29,779,72 100.00
133

4.2. Total room and Current room of foreign holdings as of 31/12/2009
No.
Stock code
Registered volume
(shares)
Total room
(shares)
Current room
(shares)
Current ratio
(%)
1 ABI 38,000,000 18,620,000 18,609,645 48.97
2 ACC 6,000,000 2,940,000 2,930,000 48.83
3 ACE 2,300,000 1,127,000 1,117,855 48.60
4 API 26,400,000 12,936,000 12,930,000 48.98
5 APS 26,000,000 12,740,000 12,645,650 48.64
6 BMJ 6,000,000 2,940,000 2,930,000 48.83
7 BTC 1,261,345 618,059 483,989 38.37
8 CFC 1,629,120 798,269 778,369 47.78
9 CLS 9,000,000 4,410,000 4,410,000 49.00
10 CT3 2,181,209 1,068,792 1,068,552 48.99
11 DBM 1,294,392 634,252 634,252 49.00
12 DDN 2,800,000 1,372,000 1,363,590 48.70
13 DNT 5,032,700 2,466,023 2,466,023 49.00
14 GTH 1,900,000 931,000 907,500 47.76
15 HDO 4,304,672 2,109,289 2,059,289 47.84
16 HIG 9,609,062 4,708,440 4,226,023 43.98
17 IME 3,000,000 1,470,000 1,169,230 38.97
18 ITD 11,610,399 5,689,096 2,454,227 21.14
19 KMT 8,870,885 4,346,734 4,326,432 48.77
20 MAS 1,669,115 817,866 804,066 48.17
21 PPP 2,200,000 1,078,000 1,008,600 45.85
22 PSP 22,500,000 11,025,000 11,025,000 49.00
23 PTG 6,800,000 743,105 743,105 49.00
24 PTP 15,000,000 3,332,000 3,332,000 49.00
25 SME 13,500,000 7,350,000 7,209,000 48.06
26 SVS 13,900,000 6,615,000 6,615,000 49.00
27 TAS 9,090,000 6,811,000 6,811,000 49.00
28 TCO 10,000,000 4,454,100 4,431,080 47.03
29 TGP 4,662,350 4,900,000 4,866,155 48.66
30 TNM 3,800,000 1,862,000 1,861,900 49.00
31 TTR 1,993,393 976,763 976,763 49.00
32 UDJ 16,500,000 8,085,000 7,575,000 45.91
33 VDS 33,000,000 16,170,000 16,150,500 48.94
34 VPC 5,625,000 2,756,250 2,060,131 36.62
Total 327,433,642 158,901,038 152,979,926
134

5. UPCoM-Index change in 2009
Month
Opening UPCoM-
Index
Closing UPCoM-
Index
Highest
UPCoM-Index
Date
(dd/mm/yyyy)
Lowest
UPCoM-Index
Date
(dd/mm/yyyy)
6 100 77.67 100 24/06/2009 77.67 30/6/2009
7 72.47 76.06 79.77 29/07/2009 68.43 22/7/2009
8 79.59 66.16 96.54 14/08/2009 65.44 28/8/2009
9 66.06 66.67 67.63 25/09/2009 62.05 14/9/2009
10 68.46 72.72 77.26 21/10/2009 64.99 6/10/2009
11 70.09 57.98 71.93 06/11/2009 57.98 30/11/2009
12 57.00 53.82 59.53 03/12/2009 50.86 29/12/2009
TRANPERANCY FACT BOOK 2009
UPCoM Index change in 2009
120
100
80
60
40
20
0
24/06/2009 31/12/2009
135

6. UPCoM Member
6.1 List of UPCoM Members as of 31/12/2009
No
Mem.
Code
Company Abb. name Head office address
1 001 Bao Viet Securities JSC BVSC No, 8 Le Thai To, Hoan Kiem, Hanoi
2 002
Bank for Invesment and Development of
Vietnam Securities Company
BSC
Floor 10, A Tower – Vincom Twin Tower, No, 191 Ba Trieu,
Hanoi
3 003 Saigon Securities Inc SSI No, 72 Nguyen Hue, District 1, Ho Chi Minh City
4 004 The First Securities JSC FSC
No, 9 Hoang Van Thu, Chanh Nghia Urban Quarter , Thu Dau
Mot town, Binh Duong province
5 005 Thang Long Securities JSC TSC Floor 06, No, 273 Kim Ma, Hanoi
6 006 ACB Securities Company Ltd ACBS No 107N, Truong Dinh street, District 3, Ho Chi Minh City
7 007
Vietnam Bank for Industry and Trade
Securities JSC
VietinbankSc
No, 306 Ba Trieu, Hanoi
8 008 Agribank Securities Joint-Stock Corporation AGRISECO
5th, Artex buiding, 172 Ngoc Khanh street, Ba Dinh district,
Ha Noi city
9 009 Vietcombank Securities Company Ltd VCBS Floor 12 and 17 No, 198 Tran Quang Khai, Hanoi
10 010 MeKong Securities Corporation MSC 09 Dinh Tien Hoang, District 1, Ho Chi Minh city
11 011 Ho Chi Minh City Securities Corporation HSC Floor 2, No, 06 Thai Van Lung, District 1, Ho Chi Minh City
12 012 HaiPhong Securities JSC HASECO No, 24 Cu Chinh Lan, Hong Bang District, Hai Phong
13 014 Dong A Securities Company Ltd DAS No, 56-58 Nguyen Cong Tru, District 1, Ho Chi Minh City
136

Tel./ Fax
TEL: 04.39288888
Fax: 04.39289888
TEL: 04.22200668
Fax: 04.22200669
TEL: 08.38242897
Fax: 08.38242997
TEL: 0650.3832614/15
Fax: 0650.3832616
Charter Capital
(VND mil.)
Website
722,339 www.bvsc.com.vn
700,000 www.bsc.com.vn
1,533,335 www.ssi.com.vn
300,000 www.fsc.com.vn
Business lines
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
Admission date
as Member of
UPCoM
(dd/mm/yyyy)
19/6/2009
19/6/2009
19/6/2009
19/6/2009
TRANPERANCY FACT BOOK 2009
TEL:04.37262600
Fax:04.37262601
800,000 www.thanglongsc.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
19/6/2009
TEL: 08.54043054
Fax: 08.54043085
1,500,000 www.acbs.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
19/6/2009
TEL: 04.32780012
Fax: 04.39741760
789,934 www.acbs.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
19/6/2009
TEL: 04.62762666
Fax: 04.62765666
1,200,000 www.agriseco.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
19/6/2009
TEL: 04.39366990
Fax: 04.39360262/772
700,000 www.vcbs.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
19/6/2009
TEL: 08.35202050
Fax: 08.38228014
65,000 www.mekongsecurities.com.vn
Securities brokerage; Securities
investment advisory;
19/6/2009
TEL: 08.38233299
Fax: 08.38233301
591,631 www.hsc.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
19/6/2009
TEL: 0313.842335
Fax: 0313.746266
309,790 www.hpsc.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
19/6/2009
TEL: 08.39144134
Fax: 08.39144136
500,000 www.das.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
19/6/2009
137

No
Mem.
Code
Company Abb. name Head office address
14 015 Habubank Securities Company Ltd HBBS 2C Van Phuc, Kim Ma, Ba Dinh District, Hanoi
15 016 Dai Viet Securities Incorporation DVS Incorp
Floor 4, No, 194 Nguyen Cong Tru, Nguyen Thai Binh Ward,
District 1, Ho Chi Minh City
16 017 Sacombank Securities Company SBS 278 Nam Ky Khoi Nghia street, District 3, Ho Chi Minh City
17 018 An Binh Securities JSC ABS No, 101 Lang Ha, Lang Ha Ward, Dong Da District, Hanoi
18 019 Kim Long Securities Corporation KLS No, 22 Duong Thanh Cong, Ba Dinh District, Hanoi
19 020 Vietnam International Securities JSC VISecurities Floor 3, No, 59, Quang Trung, Hai Ba Trung District, Hanoi
20 021 VNDirect Securities Corporation VNDIRECT.CO
No, 01 Nguyen Thuong Hien, Nguyen Du Ward, Hai Ba Trung
District, Hanoi city
21 022 Fortune Securities Corporation PHS
5th floor, Lawrence S,Ting building, 801 Nguyen Van Linh
street, district 7, Ho Chi Minh city
22 023 Viet Securities JSC VSC No, 117 Quang Trung, Vinh, Nghe An Province
23 024 Da Nang Securities JSC DNSC
24 025 Ha Noi Securities Corporation HSSC CORP
No, 102 Nguyen Thi Minh Khai, Hai Châu District, Da Nang
city
Floor 3, Opera Commercial Centre Building, 60 Ly Thai To,
Hoan Kiem, Hanoi
25 026 VPBank Securities Company VPBS
Floor 3 + 4, Building No, 362 Pho Hue, Pho Hue Ward, Hai
Ba Trung District, Hanoi
26 027 Ha Thanh Securities JSC HASC
27 028 National Securities JSC NSI
28 029 Viet Nam Securities Coporation VSEC.CORP
No, 56 Nguyen Du, Nguyen Du Ward, Hai Ba Trung District,
Hanoi
No, 106 Pho Hue, Ngo Thi Nhậm Ward, Hai Ba Trung
District, Hanoi
Floor 8, No, 59 Quang Trung, Nguyen Du Ward, Hai Ba Trung
District, Hanoi
29 030 Asian - Pacific Securities JSC
APEC
SECURITIES.JSC
Floor 8, No, 9 Dao Duy Anh, Dong Da District, Hanoi
138

Tel./ Fax
TEL: 04.37262275
Fax: 04.37262305
TEL: 08.39144288
Fax: 08.39144268
TEL: 08.62686868
Fax: 08.62555956
TEL: 04.35624626
Fax: 04.35624628
TEL: 04.37726666
Fax: 04.37725688
Charter Capital
(VND mil.)
Website
150,000 www.hbbs.com.vn
250,000 www.dvsc.com.vn
1,100,000 www.sbsc.com.vn
397,000 www.abs.vn
891,000 www.kls.vn
Business lines
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
Admission date
as Member of
UPCoM
(dd/mm/yyyy)
19/6/2009
19/6/2009
19/6/2009
19/6/2009
19/6/2009
TRANPERANCY FACT BOOK 2009
TEL: 04.39445888
Fax: 04.39445889
200,000 www.vise.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Securities depository.
19/6/2009
TEL: 04.39724568
Fax: 04.39724600
300,000 www.vndirect.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
19/6/2009
TEL: 08.54135479
Fax: 08.54135472
135,000 www.phs.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Securities depository.
19/6/2009
TEL: 0383.837606
Fax:0383.588271
37,500 www.vietsecurities.com.vn
Securities brokerage; Securities
investment advisory; Securities
depository.
19/6/2009
TEL: 05113.888456
Fax: 05113.888459
50,000 www.dnsc.com.vn
Securities brokerage; Securities
investment advisor;
Securities depository.
19/6/2009
TEL: 04.39365969/70
Fax: 04.39365995
50,000 www.hssc.com.vn
Securities brokerage; Securities
investment advisory; Securities
depository.
19/6/2009
TEL:
04.39743655/39288869
Fax: 04.39743656
500,000 www.vpbs.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
19/6/2009
TEL: 04.39429472
Fax: 04.39264644
150,000 www.hasc.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Securities depository.
19/6/2009
TEL: 04.39445474
Fax: 04.39445475
50,000 www.nsi.com.vn
Securities brokerage; Securities
investment advisory; Securities
depository.
19/6/2009
TEL: 04.39446066
Fax: 04.39446070
135,000
www.vnsec.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisor; Securities depository.
19/6/2009
TEL: 04.35730200
Fax: 04.35771966
260,000 www.apec.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Securities depository.
19/6/2009
139

No
Mem.
Code
Company Abb. name Head office address
30 032 Southeast Asia Securities Corporation SASC No, 14 Lang Ha, Thanh Cong Ward, Ba Dinh District, Hanoi
31 033 Viet Dragon Securities Corporation VDSC
Floor 3,4,5, Estar Building, No, 147 – 149 Vo Van Tan, Ward
6, District 3, Ho Chi Minh City
32 034 Capital Securities Company CSC Floor 3, No, 01 Dao Duy Anh, Dong Da District, Hanoi
33 035 MHB Securities Corporation MHBS Floor 2, Opera View, 161 Dong Khoi, District Q,1, Tp HCM
34 036 Alpha Securities JSC APSC
35 037 Pacific Securities JSC PSC
36 038 Viet Tin Securities JSC VTSS JSC
No, 2 Pham Ngu Lao, Phan Chu Trinh Ward, Hoan Kiem
District, Hanoi
Floor 2, No, 168 Ngọc Khanh, Giang Vo, Ba Dinh District,
Hanoi
1st & 2nd floor, 40 Phan Boi Chau street, Hoan Kiem district,
Ha Noi city
37 039 Woori CBV Securities Corporation WOORI CBV No, 14 Tran Binh Trong, Hoan Kiem District, Hanoi
38 040 Ocean Joint Stock Securities Company OCS.JSC 4 Lang Ha street, Ba Dinh district, Ha Noi city
39 041 Trang An Securities JSC TAS
Floor 9, 59 - Quang Trung, Nguyen Du, Hai BaTrung District,
Hanoi
40 042 Thien Viet Securities JSC TVSC No, 535 Kim Ma, Ba Dinh District, Hanoi
41 044 Tan Viet Securities JSC TVSI Floor 5, No, 152 Thuy Khue, Tay Ho District, Hanoi
42 045 Petrovietnam Securities JSC PSI No, 20 Ngo Quyen, Hoan Kiem District, HN
43 046 Phu Gia Securities Coporation PGSC 63 Pham Ngoc Thach, District 3, Ho Chi Minh City
44 047 Horizon Securities Corporation HRS
45 048 Orient securities Corporation ORS
46 049 Royal Securities Coporation ROSE Corp.
Floor 5 No, 194 Nguyen Cong Tru, Nguyen Thai Binh Ward,
District 1, Ho Chi Minh City
No, 194 Nguyen Cong Tru, Nguyen Thai Binh Ward, District
1, Ho Chi Minh City
Floor 2 No, 106 Nguyen Hue, Ben Nghe Ward, District 1, Ho
Chi Minh City
140

Tel./ Fax
TEL: 04.62753844
Fax: 04.62753816
TEL: 08.62992006
Fax: 08.62992007
TEL: 04.35771732
Fax: 04.35771741
TEL: 08.38241567
Fax: 08.38241572
TEL: 04.39334666
Fax: 04.39334668
TEL: 04.62732059
Fax: 04.62732058
TEL: 04.39411568
Fax: 04.39411592
Charter Capital
(VND mil.)
Website
200,000 www.seabs.com.vn
330,000 www.vdsc.com.vn
75,737 www.capitalsecurities.vn
170,000 www.mhbs.vn
58,619 www.apsc.com.vn
28,000 www.psc.vn
71,429 www.viet-tin.com
Business lines
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Securities depository.
Securities proprietary dealing; Securities
investment advisory; Underwriting;
Securities depository.
Securities brokerage; Securities
investment advisory; Securities
depository.
Securities brokerage; Securities
proprietary dealing; Securities investment
advisor; Securities depository.
Securities brokerage; Securities
investment advisory; Securities
depository.
Securities brokerage;
Securities depository.
Securities brokerage; Securities
investment advisory; Securities
depository.
Admission date
as Member of
UPCoM
(dd/mm/yyyy)
19/6/2009
19/6/2009
19/6/2009
19/6/2009
19/6/2009
17/9/2009
11/08/2009
TRANPERANCY FACT BOOK 2009
TEL: 04.39410246
Fax: 04.39410248
100,000 www.cbv.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisor; Securities depository.
19/6/2009
TEL: 04.37726699
Fax: 04.37726763
150,000 www.ocs.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Securities depository.
19/6/2009
TEL: 04.39446218/11/12
Fax: 04.39446213 TEL:
22209596
139,000 www.tas.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Securities depository.
19/6/2009
TEL: 04.22203228
Fax: 04.22203227
430,000 www.tvs.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
19/6/2009
TEL: 04.37280921
Fax: 04.37280920
350,000 www.tvsi.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
19/6/2009
TEL: 04.62789898
Fax: 04.62788989
287,250 www.psi.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisor; Securities depository.
19/6/2009
TEL: 08.38201295
Fax: 08.39321619
43,000 www.phugiasc.vn
Securities brokerage; Securities
investment advisor;
Securities depository.
19/6/2009
TEL: 08.39147027/25
Fax: 08.39147020
35,000 www.horizonsecurities.com
Securities brokerage;
Securities depository.
19/6/2009
TEL: 08.39144290
Fax: 08.39142295
240,000 www.ors.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisor; Securities depository.
19/6/2009
TEL: 08.38247948
Fax: 08.38247950
35,000 www.rose.com.vn
Securities brokerage; Securities
investment advisor;
Securities depository.
19/6/2009
141

No
Mem.
Code
Company Abb. name Head office address
47 050 Morgan Stanley Gateway Securities JSC GSI No, 8, Thien Quang street, Hai Ba Trung district, Ha Noi
48 051 Nam Viet Securities Corporation NAVS
49 052 Sao Viet Securities Corporation VSSCorp.
50 053 Cho Lon Securities JSC CLSC
51 055 Vina Securities JSC SMES
52 055 SME Securities Corporation SMES
Floor 4 No, 6-8 Pho Duc Chinh, Nguyen Thai Binh Ward,
District 1, Ho Chi Minh City
58/1-58/2 Tran Xuan Soan, Tan Kieng ward, District 7, Ho
Chi Minh city
No, 631-633 Nguyen Trai, Ward 11, District 5, Ho Chi Minh
City
5th floor, SunWah building, 115 Nguyen Hue street, district 1,
Ho Chi Minh city
Floor 3 – 4, VinaPlast - Tai Tam Building, No, 39A Ngo
Quyen, Hoan Kiem District, HN
53 056 Viet Quoc Securities Corporation, VQSC 21 Han Thuyen street, Hai Ba Trung district, Hanoi city
54 057 Empower Securities Corporation EPS
Floor 1-2, Chuong Duong ACIC Building, No, 225 Ben
Chuong Duong, District 1, Ho Chi Minh City
55 058 FPT Securities JSC FPTS Floor 2, No, 71 Nguyen Chi Thanh, Dong Da District, Hanoi.
56 059 Royal International Securities IRS
No, 30 Nguyen Du, Bui Thi Xuan Ward, Hai Ba Trung
District, Hanoi
57 060 Au Viet Securities Corporation AVSC
3rd floor, Savimex buiding, 194 Nguyen Cong Tru street,
District 1, Ho Chi Minh city
58 061 VNS Securities Company VNS Floor 1, No, 9 Dao Duy Anh, Hanoi
59 062 Click & Phone Securities Corporation Clifone
D17, Thang Long International Village, Cau Giay District,
Hanoi
60 063 Dong Duong Securities JSC DDS No, 148-150 Nguyen Cong Tru, District 1, Ho Chi Minh City
61 064 Dai Nam Securities JSC DNSE No, 28, Tang Bat Ho, Hai Ba Trung District, Ha Noi
62 065
Kenanga Viet Nam Securities Joint Stock
Corporation
KVS
97 Tran Hung Dao street, Hoan Kiem district, Ha Noi city
142

Tel./ Fax
TEL: 04.39429774
Fax: 04.39429776
TEL: 08.38211446
Fax: 08.38211502
TEL: 04.22201592
Fax: 04.22201590
TEL: 08.38551661
Fax: 08.38555682
TEL: 04.22205678
Fax: 04.22205680
TEL: 04.22205678
Fax: 04.22205680
Charter Capital
(VND mil.)
Website
300,000 www.msgs.com.vn
46,000 www.navis.com.vn
135,000 www.vssc.com.vn
90,000 www.cholonsc.vn
150,000 www.smes.vn
150,000 www.smes.vn
Business lines
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
Securities brokerage;
Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities investment
advisor; Securities depository.
Securities brokerage; Securities
investment advisor;
Securities depository.
Securities brokerage;
Securities investment advisor;
Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities investment
advisor; Securities depository.
Admission date
as Member of
UPCoM
(dd/mm/yyyy)
19/6/2009
19/6/2009
19/6/2009
19/6/2009
19/6/2009
19/6/2009
TRANPERANCY FACT BOOK 2009
TEL: 04.39746999
Fax: 04.39746834
45,000 www.vqs.vn
Securities brokerage; Securities
investment advisor;
Securities depository.
19/6/2009
TEL: 08. 38386068
Fax: 08.38381897
135,000 www.eps.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisor; Securities depository.
19/6/2009
TEL: 04. 37737070
Fax: 04. 37739058
440,000 www.fpts.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
19/6/2009
TEL: 04.39446666
Fax: 04.39446969
135,000 www.irs.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
19/6/2009
TEL: 08.38216789
Fax: 08.38213399
360,000 www.avsc.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
19/6/2009
TEL: 04.35730073
Fax: 04.35730088
161,000 www.vnsc.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisor; Securities depository.
19/6/2009
TEL: 04.37930880
Fax: 04.37930580
135,000 www.clifone.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisor; Securities depository.
19/6/2009
TEL: 08.39147769
Fax: 08.38217602
125,000 www.dds.com.vn
Securities brokerage; Securities
investment advisor;
Securities depository.
19/6/2009
TEL: 04.39726178
Fax: 04.39726179
50,000 www.dnse.com.vn
Securities brokerage; Securities
investment advisor;
Securities depository.
19/6/2009
TEL: 04.39411425
Fax: 04.39411418
135,000 www.vinagolden.com
Securities brokerage; Securities
investment advisor;
Securities depository.
19/6/2009
143

No
Mem.
Code
Company Abb. name Head office address
63 066 Golden Lotus Securities Corporation GLS 27 Nguyen Dinh Chieu street, District 1, Ho Chi Minh city
64 067 An Phat Securities Company APSI No, 75A, Tran Hung Dao street, Hoan Kiem, Ha Noi
65 068 Viet Capital Securities JSC VCS
No, 67 Ham Nghi, Nguyen Thai Binh Ward, District 1, Ho Chi
Minh City
66 069
Sai Gon – Ha Noi Securities Joint Stock
Company
SHS
1st & 5th floor, Dao Duy Anh buiding, 09 Dao Duy Anh street,
Dong da district, Ha Noi city
67 070
Stock Mart Vietnam Securities Joint
Stock Company
VN Stock Mart JSC
1st floor, Hang Hai Building, 01 Dao Duy Anh street, Dong
Da district, Ha Noi city
68 071
Dai Tay Dưong Securities Joint Stock
Company
OSC
No, 169 Hang Bong street, Hoan Kiem, Ha Noi
69 072 Vincom Securities Joint Stock Company VICOMSC
Floor 14 & 15, tower B, Vincom city tower, no, 191 Ba Trieu
street, Ha Noi
70 073 Wall street securities JSC WWS No, 1, Le Phung Hieu street, Hoan Kiem, Ha Noi
71 074
An Thanh Joint Stock Securities
Company
ATSC
1st Floor, 18T2 Building, Trung Hoa Nhan Chinh Urban
quatar, Le Van Luong street, Thanh Xuan district, Ha Noi city
72 075 BETA Securities JSC BSI
No, 16 Nguyen Truong To, Ward 12, District 4, Ho Chi Minh
city
73 076
Viet Nam Industrial & Commercial
Securities Company
VICS
4th floor, Ha Thanh Plaza building, 102 Thai Thinh street,
Dong Da district, Ha Noi city
74 077
Mirae Asset Securities (Viet Nam) joint
stock company
MIRAE ASSET
1-5 Le Duan street, District 1 and 19th Floor, 37 Ton Duc
Thang street, District 1, Ho Chi Minh city
75 079 Kim Eng Viet Nam Securities JSC KEVS No, 255, Tran Hung Dao, District 1, Ho Chi Minh city
76 080 EuroCapital Securities Company ECC
77 083 Artex Securities Corporation ART
78 084 A - Au Securities Company AAS
2nd Floor, 57 Buiding, Lang Ha street, Ba Dinh District, Ha
Noi city
2nd Floor, No,2 Pham Su Manh street, Hoan Kiem district, Ha
Noi city
2nd floor, 137 Le Quang Đinh street, Binh Thanh district, Ho
Chi Minh city
144

Tel./ Fax
TEL: 08.39107080
Fax: 08.39107081
TEL: 04.39410276/77
Fax: 04.39410270
TEL: 08.39143588
Fax: 08.39143209
TEL: 04.35378010
Fax: 04.35378005
TEL: 04.39447030
Fax: 04.39447033
TEL: 04.39380098
Fax: 04.39380127
Charter Capital
(VND mil.)
Website
378,000 www.vcsc.com.vn
135,000 www.chungkhoananphat.vn
378,000 www.vcsc.com.vn
410,630 www.shs.com.vn
135,000 www.vnstockmart.com.vn
135,000 www.ckosc.com.vn
Business lines
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Securities depository
Admission date
as Member of
UPCoM
(dd/mm/yyyy)
19/6/2009
19/6/2009
19/6/2009
19/6/2009
19/6/2009
19/6/2009
TRANPERANCY FACT BOOK 2009
TEL: 04.39744246
Fax: 04.39744243
300,000 www.vincomsc.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
19/6/2009
TEL: 04.39367153
Fax: 04.39367083
168,000 www.wss.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Securities depository.
19/6/2009
TEL: 04.62509999
Fax: 04.62506666
41,000 www.atsc.com.vn
Securities brokerage; Securities
investment advisory; Securities
depository.
19/6/2009
TEL: 08.39434815
Fax: 08.39434816
300,000 www.bsi.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
19/6/2009
TEL: 04.35148830
Fax: 04.35148768
150,000 www.vics.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Securities depository.
19/6/2009
TEL:
08.39102222/799908.
08.39101777
Fax:
08.3910722208/39110970
300,000 www.miraeasset.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
25/8/2009
ĐT: 08.38386636
Fax: 08.38386639
200,000 www.kimeng.com.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Securities depository.
19/6/2009
TEL: 04.35144444
Fax: 04.3514894
150,000 www.eurocapital.vn
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Securities depository.
19/6/2009
TEL: 04.39368368
Fax: 04.39368367/77
135,000 www.artex.com.vn
Securities brokerage; Securities
proprietary dealing; Securities depository.
19/6/2009
TEL: 08.62583306
Fax: 08.2583310/15
35,000 www.aas.com.vn
Securities brokerage; Securities
investment advisor;
Securities depository.
7/12/2009
145

No
Mem,
Code
Company Abb, name Head office address
79 085 Thanh Cong Securities Company TCSC No,36, Tay Thanh street, Tan Phu district, Ho Chi Minh city
80 087 Vien Dong Securities Corporation VDSE 80 Vo Van Tan street, District 3, Ho Chi Minh city
81 089 Viet Thanh Securities Company VTS 82-84 Calmette street, District 1, Ho Chi Minh city
82 091 Standard Securities Joint Stock Company SSJ
2nd floor, 02 Trung trac street, Vung Tau city, Ba Ria – Vung
Tau province
83 092
SaigonBank Berjaya Securities Joint
Stock Company
SBBS
SaigonBank Berjaya Securities Joint Stock Company
84 098 Truong Son Securities Incorporation TSS Truong Son Securities Incorporation
146

Tel./ Fax
TEL: 08.38159072
Fax: 08.38159077
TEL: 08,39308181
Fax: 08,39307440
TEL: 08.39147799/3794
Fax: 08.39144511
TEL: 064.3616616
Fax: 064.3626466
TEL: 08.39143399
Fax: 08.39143388
TEL: 04.37711666
Fax: 04.62733236
Charter Capital
(VND mil.)
Website
360,000 www.tcsc.vn
135,000 www.vdse.com.vn
35,000 www.vts.com.vn
35,000 www.ssj.com.vn
300,000 www.sbbsjsc.com.vn
41,000
www,tss,com,vn
Business lines
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
Securities brokerage;
Securities proprietary dealing;
Securities depository.
Securities brokerage; Securities
investment advisor;
Securities depository.
Securities brokerage; Securities
investment advisor;
Securities depository.
Securities brokerage; Securities
proprietary dealing; Securities investment
advisory; Underwriting; Securities
depository.
Securities brokerage; Securities
investment advisor;
Securities depository,
Admission date
as Member of
UPCoM
(dd/mm/yyyy)
19/6/2009
19/6/2009
28/8/2009
19/6/2009
19/6/2009
19/6/2009
TRANPERANCY FACT BOOK 2009
147

6.2. Top 10 active members by registered stock brokerage
a. By Trading volume
No.
Member firm
Registered stock brokerage by
trading volume (%)
1 Asian - Pacific Securities JSC 21.17%
2 SME Securities Corporation 9.53%
3 Viet Dragon Securities Corporation 8.16%
4 Trang An Securities JSC 7.34%
5 Vietcombank Securities Company Ltd 4.62%
6 Bao Viet Securities JSC 4.32%
7 ACB Securities Company Ltd 3.90%
8 Tan Viet Securities JSC 3.71%
9 FPT Securities JSC 3.46%
10 Agribank Securities Joint-Stock Corporation 2.70%
Others Securities companies 31.11%
Registered stock brokerage by trading volume
21,17%
31,11%
9,53%
2,70%
3,46%
8,16%
3,71%
3,90%
4,32%
4,62%
7,34%
Asian - Pacific Securities JSC
Viet Dragon Securities Corporation
Vietcombank Securities Company Ltd
ACB Securities Company Ltd
FPT Securities JSC
Other Securities Companies
SME Securities Corporation
Trang An Securities JSC
Bao Viet Securities JSC
Tan Viet Securities JSC
Agribank Securities Jont-Stock Corporation
148

. By Trading value
No.
Member firm
Registered stock brokerage by
trading value (%)
1 Asian - Pacific Securities JSC 17.91%
2 SME Securities Corporation 9.94%
3 Viet Dragon Securities Corporation 8.99%
4 Trang An Securities JSC 7.07%
5 Vietcombank Securities Company Ltd 5.39%
6 Bao Viet Securities JSC 5.25%
7 ACB Securities Company Ltd 4.59%
8 Tan Viet Securities JSC 3.75%
9 FPT Securities JSC 3.23%
10 Agribank Securities Joint-Stock Corporation 2.94%
Others Securities companies 30.94%
TRANPERANCY FACT BOOK 2009
Registered stock brokerage by trading value
17,91%
30,94%
9,94%
2,94%
8,99%
3,23%
3,75%
4,59%
5,25%
5,39%
7,07%
Asian - Pacific Securities JSC
Viet Dragon Securities Corporation
Vietcombank Securities Company Ltd
ACB Securities Company Ltd
FPT Securities JSC
Other Securities Companies
SME Securities Corporation
Trang An Securities JSC
Bao Viet Securities JSC
Tan Viet Securities JSC
Agribank Securities Jont-Stock Corporation
149

6.3.Top 10 active members by Registered stock Proprietary dealing
a. By trading volume
No.
Member firm
Proprietary dealing by
Registered stocks trading
volume (%)
1 Agribank Securities Joint-Stock Corporation 72.36%
2 Tan Viet Securities JSC 9.06%
3 Asian - Pacific Securities JSC 8.39%
4 Kim Long Securities Corporation 5.98%
5 Habubank Securities Company Ltd 3.27%
6 The First Securities JSC 0.54%
7 Trang An Securities JSC 0.40%
Proprietary dealing by Registered stock trading volume
3,27%
5,98%
0,54%
0,40%
8,39%
9,06%
72,36%
Agribank Securities Jont-Stock Corporation
Asian - Pacific Securities JSC
Habubank Securities Company Ltd
Trang An Securities JSC
Tan Viet Securities JSC
Kim Long Securities Corporation
The First Securities JSC
150

. By Trading value
No.
Member firm
Proprietary dealing by
Registered stocks trading value
(%)
1 Agribank Securities Joint-Stock Corporation 65.55%
2 Tan Viet Securities JSC 13.94%
3 Asian - Pacific Securities JSC 7.85%
4 Habubank Securities Company Ltd 7.12%
5 Kim Long Securities Corporation 4.59%
6 The First Securities JSC 0.73%
7 Trang An Securities JSC 0.22%
TRANPERANCY
FACT BOOK 2009
Proprietary trading by Registered stock trading valule
4.59%
0.73%
0.22%
7.12%
7.85%
13.94%
65.55%
Agribank Securities Jont-Stock Corporation
Tan Viet Securities JSC
Asian - Pacific Securities JSC
Kim Long Securities Corporation
Habubank Securities Company Ltd
The First Securities JSC
Trang An Securities JSC
151

HANOI STOCK EXCHANGE
Add: No. 81 Tran Hung Đao, Hoan Kiem, Ha Noi
Tel: 84 - 4 - 39412626
Fax: 84 - 4 - 3934 7818
Website: www.hnx.vn
Email: marketinfo@hnx.vn