Estimation Real Number of Road Accident Casualties - European ...
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D.1.15. Final Report on Task 1.5<br />
Contract No: TREN-04-FP6TR-SI2.395465/506723 “SafetyNet”<br />
Acronym: SafetyNet<br />
Title: Building the <strong>European</strong> <strong>Road</strong> Safety Observatory<br />
Integrated Project, Thematic Priority 6.2 “Sustainable Surface Transport”<br />
Project Co-ordinator:<br />
Pr<strong>of</strong>essor Pete Thomas<br />
Vehicle Safety Research Centre<br />
Ergonomics and Safety Research Institute<br />
Loughborough University<br />
Holywell Building<br />
Holywell Way<br />
Loughborough<br />
LE11 3UZ<br />
Organisation name <strong>of</strong> lead contractor for this deliverable: TRL<br />
Due Date <strong>of</strong> Deliverable: 31/12/2007<br />
Submission Date: 20/03/2008<br />
Report Authors: Jeremy Broughton, Emmanuelle Amoros, Niels Bos,<br />
Petros Evgenikos, Stefan Hoeglinger, Péter Holló,<br />
Catherine Pérez, Jan Tecl<br />
Project Start Date: 1st May 2004<br />
Duration: 4 years<br />
Project co-funded by the <strong>European</strong> Commission within the Sixth Framework Programme (2002 -2006)<br />
Dissemination Level<br />
PU Public X<br />
PP<br />
RE<br />
CO<br />
Restricted to other programme participants (inc. Commission Services)<br />
Restricted to group specified by consortium (inc. Commission Services)<br />
Confidential only for members <strong>of</strong> the consortium (inc. Commission Services)<br />
Project co-financed by the <strong>European</strong> Commission, Directorate-General Transport and Energy<br />
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Table <strong>of</strong> Contents<br />
1. Executive Summary 4<br />
2. Introduction 8<br />
2.1 Background 10<br />
2.2 The common methodology 11<br />
2.3 Injury and severity coding 14<br />
3. Results 16<br />
3.1 Results from the UK study 17<br />
3.2 Results from the other studies 23<br />
4. Synthesis 32<br />
4.1 MAIS and LoS compared 33<br />
4.2 Definition <strong>of</strong> ‘hospitalised’ person 36<br />
4.3 Trends in the Conversion Factors 36<br />
4.4 Adjustment <strong>of</strong> ICD10-based results 37<br />
4.5 An application 40<br />
5. Conclusions and Recommendations 42<br />
6. References 45<br />
7. Appendix A: Reports <strong>of</strong> the national studies 46<br />
7.1 Austria 46<br />
7.1.1 Introduction 46<br />
7.1.2 Description <strong>of</strong> data sources 46<br />
7.1.3 Description <strong>of</strong> linking process 47<br />
7.1.4 Results 60<br />
7.1.5 Conclusions 70<br />
7.1.6 References 71<br />
7.2 Czech Republic 72<br />
7.2.1 Introduction 72<br />
7.2.2 Description <strong>of</strong> data sources 72<br />
7.2.3 Description <strong>of</strong> linking process 73<br />
7.2.4 Results 75<br />
7.2.5 Conclusions 78<br />
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7.3 France 80<br />
7.3.1 Introduction 80<br />
7.3.2 Description <strong>of</strong> data sources 80<br />
7.3.3 Description <strong>of</strong> linking process 82<br />
7.3.4 Results 83<br />
7.3.5 Conclusions 90<br />
7.3.6 References 91<br />
7.4 Greece 92<br />
7.4.1 Introduction 92<br />
7.4.2 Description <strong>of</strong> data sources 93<br />
7.4.3 Description <strong>of</strong> linking process 97<br />
7.4.4 Results 100<br />
7.4.5 Conclusions 103<br />
7.4.6 References 105<br />
7.5 Hungary 106<br />
7.5.1 Introduction 106<br />
7.5.2 Description <strong>of</strong> data sources 106<br />
7.5.3 Description <strong>of</strong> linking process 107<br />
7.5.4 Results 110<br />
7.5.5 Conclusions 113<br />
7.6 Netherlands 117<br />
7.6.1 Introduction 117<br />
7.6.2 Description <strong>of</strong> data sources 120<br />
7.6.3 Description <strong>of</strong> linking process 134<br />
7.6.4 Results 143<br />
7.6.5 Conclusions 163<br />
7.6.6 References 165<br />
7.7 Spain 166<br />
7.7.1 Introduction 166<br />
7.7.2 Description <strong>of</strong> data sources 167<br />
7.7.3 Description <strong>of</strong> linking process 169<br />
7.7.4 Results 178<br />
7.7.5 Conclusions 183<br />
7.7.6 References 184<br />
7.8 United Kingdom 186<br />
7.8.1 Introduction 186<br />
7.8.2 Description <strong>of</strong> data sources 186<br />
7.8.3 Description <strong>of</strong> linking process 189<br />
7.8.4 Results 191<br />
7.8.5 Conclusions 196<br />
7.8.6 References 197<br />
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1. Executive Summary<br />
The objective <strong>of</strong> Task 1.5 <strong>of</strong> the SafetyNet IP has been to estimate the actual<br />
numbers <strong>of</strong> road accident casualties in Europe from the CARE database by<br />
addressing two issues:<br />
• the under-reporting in national accident databases and<br />
• the differences between countries <strong>of</strong> the definitions used to classify injury<br />
severity.<br />
Currently, the only comparable measurement units available in CARE are the<br />
numbers <strong>of</strong> fatal accidents and <strong>of</strong> people killed, where the degree <strong>of</strong> underreporting<br />
is acceptably small in most EU Member States and there is a common<br />
definition. The same is not true, however, <strong>of</strong> non-fatal accidents and <strong>of</strong><br />
casualties who are not killed. As a result, at present the numbers <strong>of</strong> non-fatal<br />
accidents and <strong>of</strong> people seriously and slightly injured cannot be compared in<br />
different Member States. In addition, the definition <strong>of</strong> injury severity differs<br />
among member states, so that a casualty which would be recorded in one<br />
country might not be recorded in another. Equally, a casualty which might be<br />
recorded as ‘seriously’ injured in one country might be recorded as ‘slightly’<br />
injured in another.<br />
As a result <strong>of</strong> this lack <strong>of</strong> comparability, international comparisons <strong>of</strong> road safety<br />
focus entirely on fatal accidents and fatalities, which form only a small minority<br />
<strong>of</strong> the totals. It is highly desirable to extend these comparisons to include the full<br />
range <strong>of</strong> injury severities. The objective <strong>of</strong> Task 1.5 has been to allow this to<br />
happen.<br />
In order to overcome the inconsistencies in the reporting <strong>of</strong> non-fatal casualties,<br />
this Task has:<br />
1. estimated the under-reporting level for non-fatal casualties by developing a<br />
uniform methodology and applying it in several EU countries,<br />
2. estimated the number <strong>of</strong> serious casualties per country according to a new<br />
common measurement unit.<br />
This report documents the results that have been achieved:<br />
° The study began by agreeing a common methodology that would be<br />
applied by all partners in Task 1.5 for their studies.<br />
° Studies were carried out in 8 countries according to this methodology, and<br />
the report contains detailed descriptions <strong>of</strong> the individual studies.<br />
° In each study, files <strong>of</strong> police and hospital records were assembled for the<br />
road accidents that occurred in a common area. These files were<br />
compared to identify matching records, i.e. those casualties who were<br />
present in both files. For these matching records, certain medical details<br />
were added to the police records: length <strong>of</strong> stay in hospital and injury<br />
severity (specifically the Maximum Abbreviated Injury Score MAIS, an<br />
internationally accepted summary measure <strong>of</strong> injury severity).<br />
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° Two matrices were then prepared to summarise the outcome <strong>of</strong> each<br />
study, one based on injury severity and the other on length <strong>of</strong> stay.<br />
° These matrices were brought together for analysis, and conversion factors<br />
for each study were estimated in a consistent way. These factors allow the<br />
actual number <strong>of</strong> serious casualties in each country to be estimated<br />
consistently from police accident statistics.<br />
° The new common measurement unit for counting serious casualties could<br />
be based on either injury severity or length <strong>of</strong> stay. It is concluded that the<br />
most robust definition is <strong>of</strong> a non-fatal casualty with MAIS>=3 (inclusive).<br />
° Initial comparisons have been made <strong>of</strong> casualty data adjusted by the<br />
conversion factors estimated by the national studies.<br />
The various national studies encountered a range <strong>of</strong> problems concerning<br />
access to the hospital data and content <strong>of</strong> the data. In general these were<br />
overcome successfully, although there were some implications for the results<br />
that could finally be achieved.<br />
The coverage <strong>of</strong> the studies varied widely, influenced to some extent by<br />
whether hospital data had to be collected directly (as in the Czech Republic and<br />
Hungary) or were already available from files that had been compiled by<br />
national or regional authorities. The size <strong>of</strong> the datasets varies widely,<br />
depending on the size <strong>of</strong> the study area and the period included. The studies<br />
are summarised below.<br />
Country Study area Period<br />
Austria National 2001<br />
Czech Republic Local (Kromeriz) 2003 - 2005<br />
France Regional (Département <strong>of</strong> the Rhône) 1996 - 2003<br />
Greece Regional (Corfu) 1996 - 2003<br />
Hungary Local (part <strong>of</strong> Budapest) Aug 2004 - Jan 2006<br />
The Netherlands National 1997 - 2003<br />
Spain Regional (Castilla y Leon) July - Dec 2005<br />
United Kingdom Regional (Scotland) 1997 - 2005<br />
Ideally, these studies would have covered complete countries and so been truly<br />
national. Only 2 studies were truly national, so the question arises in the<br />
remaining 6 countries <strong>of</strong> whether conversion factors estimated from subnational<br />
studies can be generalised to the national data. The answer must vary<br />
from country to country, but in general the larger the study area the more likely<br />
the conversion factors are to be nationally representative.<br />
The new common measurement unit is a non-fatal casualty with MAIS>=3. Most<br />
<strong>of</strong> these are recorded by the police as seriously injured, but the studies show<br />
that the police record some as slightly injured. Consequently, according to this<br />
definition the number <strong>of</strong> casualties C in a particular country is estimated as<br />
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C = N1 * police reported serious casualties +<br />
N2 * police reported slight casualties<br />
where N1 and N2 vary from country to country. The overall factors from 7<br />
studies are shown below (they could not be estimated in Austria because <strong>of</strong><br />
data limitations). N2 is considerably smaller than N1 and hence is multiplied by<br />
10 in this figure.<br />
Conversion Factors for MAIS>=3, all road users<br />
Conversion Factors<br />
1.0<br />
0.5<br />
N1 N2*10<br />
0.0<br />
France Hungary Greece Netherlands<br />
Czech<br />
Republic<br />
UK<br />
Spain<br />
It was originally envisaged that the conversion factors would be generalised to<br />
other countries, in order to increase the utility <strong>of</strong> the CARE database. However,<br />
the results have led to the conclusion that this would not provide reliable results.<br />
The only satisfactory approach would be to carry out comparable studies in as<br />
many countries as possible.<br />
The results from the Dutch and UK studies have also shown that the conversion<br />
factors can change through time as police accident reporting practices evolve.<br />
Thus, studies need to be repeated regularly to update the factors.<br />
In summary, the research that has been carried out in the course <strong>of</strong> SafetyNet<br />
Task 1.5 represents a significant step forward and allows for the first time the<br />
number <strong>of</strong> severely injured casualties to be compared meaningfully between<br />
countries. The goals <strong>of</strong> the research were ambitious, but the practical problems<br />
that were encountered have meant that some could not be achieved fully. The<br />
lessons that have been learnt will allow this type <strong>of</strong> study to be carried out more<br />
effectively in future.<br />
The central problem <strong>of</strong> this type <strong>of</strong> study is <strong>of</strong> obtaining access to anonymised<br />
medical records. Access to these records for research purposes is <strong>of</strong>ten<br />
problematical. Modern linkage techniques such as those used in this study,<br />
however, make these data increasingly valuable. Ways need to be found to<br />
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persuade the custodians <strong>of</strong> these data to allow them to be used for purposes<br />
that support the broader aims and welfare <strong>of</strong> society.<br />
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2. Introduction<br />
The objective <strong>of</strong> Task 1.5 <strong>of</strong> the SafetyNet IP is to estimate the actual numbers<br />
<strong>of</strong> casualties in Europe from the CARE database by addressing the issue <strong>of</strong><br />
under-reporting and the differences in national systems for injury classification.<br />
Currently, the only comparable measurement units available in CARE are the<br />
numbers <strong>of</strong> fatal accidents and <strong>of</strong> people killed, where the degree <strong>of</strong> underreporting<br />
is acceptably small in most EU Member States. The same is not,<br />
however, true <strong>of</strong> non-fatal accidents and <strong>of</strong> injured people who do not die, so at<br />
present the numbers <strong>of</strong> non-fatal accidents and <strong>of</strong> people seriously and slightly<br />
injured cannot be compared in different Member States. In addition, the<br />
definition <strong>of</strong> injury severity differs among member states, so that an accident or<br />
casualty which would be recorded in one country might not be recorded in<br />
another, while an accident or casualty which might be recorded as ‘serious’ in<br />
one country might be recorded as ‘slight’ in another,<br />
The result is that at present international comparisons <strong>of</strong> the level <strong>of</strong> road safety<br />
rely almost exclusively upon the analysis <strong>of</strong> data for fatal accidents and<br />
fatalities. This is unsatisfactory, for by most criteria non-fatal accidents and<br />
casualties impose a burden on society that is at least as great as fatal accidents<br />
and fatalities. For example, using the British Government’s cost-benefit value <strong>of</strong><br />
prevention <strong>of</strong> road accidents, in 2005 fatal road accidents accounted for 37% <strong>of</strong><br />
the cost-benefit value <strong>of</strong> preventing accidents that involved personal injury, and<br />
this falls to 27% when accidents involving material damage only are included.<br />
Thus, while fatal accidents and casualties form a major part <strong>of</strong> the burden <strong>of</strong><br />
road accidents in a country, they by no means represent the totality.<br />
In order to overcome the inconsistencies <strong>of</strong> reporting and permit non-fatal<br />
accidents and casualties to be analysed meaningfully, this Task has attempted<br />
to:<br />
1. estimate the under-reporting level for each casualty severity (seriously<br />
injured, slightly injured) by developing a uniform methodology and applying it<br />
in eight EU countries.<br />
2. estimate in each country the number <strong>of</strong> casualties according to a new<br />
common measurement unit.<br />
The results from this Task will expand the scope <strong>of</strong> CARE-based road accident<br />
analyses. By allowing consideration <strong>of</strong> road safety to extend beyond its current<br />
focus on fatal accidents, the increased size <strong>of</strong> the data sets available for<br />
analysis will reduce the effects <strong>of</strong> chance, thereby permitting more detailed<br />
analyses to be carried out.<br />
The structure <strong>of</strong> the work <strong>of</strong> Task 1.5 has been as follows:<br />
1.5.1 Development <strong>of</strong> common methodology<br />
1.5.2 Execution <strong>of</strong> National studies on under-reporting; these will be<br />
conducted by WP1 partners in eight EU countries (Austria, Czech<br />
Republic, France, Greece, Hungary, Netherlands, Spain, United<br />
Kingdom)<br />
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1.5.3 Elaboration <strong>of</strong> National under-reporting coefficients<br />
1.5.4 Adoption <strong>of</strong> the common definition <strong>of</strong> hospitalised persons<br />
Work has now been completed on all subtasks and this report presents the full<br />
results. Details <strong>of</strong> Subtasks 1.5.1 and 1.5.2 were presented in the Interim<br />
Progress Report (Deliverable D1.6), and these are summarised in the<br />
remainder <strong>of</strong> this section for completeness. The common methodology specified<br />
that the final data from the National studies should be provided in a certain<br />
common format, and Section 3 presents results prepared using a common<br />
format for all studies. These results allow Subtasks 1.5.3 and 1.5.4 to be<br />
completed in Section 4. Section 5 discusses the conclusions that can be drawn<br />
from this research and presents recommendations for future work in this area.<br />
Each <strong>of</strong> the national studies represents a substantial body <strong>of</strong> work, with details<br />
varying between countries because <strong>of</strong> variations in the type <strong>of</strong> data that are<br />
available. Appendix A presents reports from the national studies, including<br />
results <strong>of</strong> more detailed analyses carried out in individual countries.<br />
The national studies have been carried out for a specific purpose within the<br />
SafetyNet project, but it should be recognised that the linked data sets have a<br />
potential value that extends well beyond this purpose. In particular, clinical<br />
details from the original medical records are now available for large numbers <strong>of</strong><br />
casualties reported by the police, and this enhanced information has<br />
considerable research potential – and indeed would be very difficult and<br />
expensive to collect in a specific research project. These potential applications<br />
will not be discussed farther in this report, but should be borne in mind when<br />
assessing the costs and benefits <strong>of</strong> this type <strong>of</strong> study.<br />
Terminology<br />
The CARE database uses three categories <strong>of</strong> injury severity: fatal, serious and<br />
slight. As it combines various national databases, the precise meaning <strong>of</strong> these<br />
terms varies by country, and indeed this is one <strong>of</strong> the main reasons for carrying<br />
out this research. Further, many studies have found that police <strong>of</strong>ficers<br />
sometimes do not apply the definition current in their country correctly when<br />
reporting an accident. Arguably, one might use quotation marks as a reminder<br />
<strong>of</strong> the possibility <strong>of</strong> mis-reporting in CARE, for example using “serious” to refer<br />
to casualties recorded in CARE as being seriously injured but including some<br />
who were actually fatally or slightly injured.<br />
The possibility <strong>of</strong> mis-reporting <strong>of</strong> injury severity in police accident data is widely<br />
recognised. Most readers <strong>of</strong> this report will be aware <strong>of</strong> this issue so it seems<br />
unnecessary to use quotation marks.<br />
It is useful at this point to mention one adaptation <strong>of</strong> the standard terminology<br />
that will be made in Section 4.5. A criterion is developed in Section 4 for<br />
defining a serious casualty in a uniform way in different countries, and this<br />
category will be termed serious* to differentiate it.<br />
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2.1 Background<br />
As explained above, road accident reporting systems and standards differ<br />
among Member States, so it has been necessary to identify a common<br />
international standard to provide a benchmark with which to compare accident<br />
data from each country. The benchmark is achieved by developing the method<br />
that has been used several times in several countries to study the level <strong>of</strong><br />
under-reporting. This consists <strong>of</strong> comparing:<br />
° those road accident victims who have been recorded by the police in the<br />
national accident database, with<br />
° those who have been recorded in medical records maintained by hospitals.<br />
Fortunately, medical authorities are farther advanced than transport authorities<br />
with establishing international recording systems, in particular the International<br />
Classification <strong>of</strong> Diseases (ICD) and Abbreviated Injury Scale (AIS) coding<br />
systems. Hence, the basic approach adopted for this Task consists <strong>of</strong><br />
° linking road accident and medical databases, to investigate the level <strong>of</strong><br />
under-reporting and, equally importantly, to copy details from the medical<br />
record <strong>of</strong> each linked casualty to the corresponding record in the accident<br />
database (Task 1.5.2)<br />
° comparing the distributions <strong>of</strong> linked and unlinked casualties from the<br />
national studies by Maximum AIS (MAIS) and length <strong>of</strong> stay in hospital (Task<br />
1.5.3)<br />
° defining a new injury classification based on the most appropriate medical<br />
variable(s) and calculating national coefficients to estimate ‘true’ casualty<br />
totals from the numbers recorded in CARE (Task 1.5.4)<br />
This has been an ambitious programme <strong>of</strong> work, and perhaps the greatest<br />
potential obstacle that was faced has been the difficulty <strong>of</strong> achieving access to<br />
suitable databases <strong>of</strong> medical information. These databases should ideally<br />
cover distinct, geographically well-defined regions, so that one may be confident<br />
that any road accident casualty recorded in the medical databases should – in<br />
the absence <strong>of</strong> under-reporting - also be recorded in the accident database for<br />
that region. There may also be ethical problems, since the databases may<br />
contain details that allow individuals to be identified. On the other hand, the data<br />
needed for the study are anonymous, the only personal details being age and<br />
sex which are needed to link to the accident records.<br />
The linkage <strong>of</strong> road accident and medical databases is a relatively demanding<br />
task, involving a degree <strong>of</strong> judgement when specifying the differences that may<br />
be tolerated when deciding whether a pair <strong>of</strong> records actually refer to the same<br />
casualty. The level <strong>of</strong> prior experience <strong>of</strong> this type <strong>of</strong> work varied widely among<br />
the partners.<br />
Similar studies had already been carried out in a number <strong>of</strong> other countries,<br />
such as the series <strong>of</strong> studies that was carried out in Western Australia (e.g.<br />
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Lopez et al, 1999). Indeed, in the USA this type <strong>of</strong> linkage has been carried out<br />
routinely for over a decade as part <strong>of</strong> the Crash Outcome Data Evaluation<br />
System (CODES) on State-wide data sets from 29 States (see http://wwwnrd.nhtsa.dot.gov/departments/nrd-30/ncsa/CODES.html).<br />
Thus, this type <strong>of</strong><br />
linkage has been applied in a wide range <strong>of</strong> contexts, although the technical<br />
details can vary between studies. The SafetyNet application is thought to be the<br />
first time that the technique has been used to develop a common benchmark for<br />
comparing accident data from different countries.<br />
<strong>Road</strong> accident victims with only slight injuries may not require significant<br />
medical treatment and hence would not be recorded in any medical database.<br />
The common methodology does not cover such cases, as it uses only <strong>of</strong>ficial<br />
records. In the longer term it may be possible to develop survey-based methods<br />
to include them.<br />
Ideally, under-reporting studies would be carried out in all countries that supply<br />
data to the CARE database, so the fact that the national studies will only involve<br />
8 countries also presents difficulties. The pragmatic solution originally<br />
envisaged had been to use information provided by Governmental Experts<br />
(including the existence <strong>of</strong> corresponding data or studies in their countries) to<br />
draw up a system <strong>of</strong> analogues, i.e.<br />
to identify, for each country without a national study, which <strong>of</strong> the<br />
countries with a national study it most closely resembles in terms <strong>of</strong> its<br />
national accident reporting system,<br />
to generalise the coefficients estimated for each country with a national<br />
study to all analogous countries.<br />
The information provided by Governmental Experts has not been sufficient for<br />
this to be done. Section 4 will review the data collected by the national studies<br />
and consider whether an alternative solution may exist.<br />
Even if such a solution could be identified, any approach which generalises from<br />
studies in a minority <strong>of</strong> EU Member States is not fully satisfactory, and the longterm<br />
aim should be to conduct comparable studies in all Member States.<br />
The common methodology<br />
The broad problem that is addressed by Task 1.5 was described in the previous<br />
section, which also gave a general account <strong>of</strong> the approach that has been<br />
adopted. The common methodology that was finalised in May 2005 will now be<br />
presented. Problems experienced when applying the methodology are recorded<br />
in the reports in the Appendix and summarised in Section 4.<br />
There are broadly two alternative methods for collecting the information from<br />
hospitals to be compared with accident data recorded by the local police:<br />
1. Regional or national medical authorities may routinely assemble databases<br />
<strong>of</strong> records from which suitably detailed medical data can be extracted,<br />
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2. Medical data can be collected specifically for this project.<br />
In order to carry out option 2, a representative sample <strong>of</strong> hospitals that receive<br />
accident victims would be selected, and the approvals needed for the data<br />
collection obtained from the medical authorities. During the period <strong>of</strong> data<br />
collection, project staff would regularly visit the hospital departments that<br />
receive accident victims. They would sift the records held in these departments<br />
to identify those people whose presenting history indicates that they had been<br />
injured in a road accident. A range <strong>of</strong> details would be recorded for each <strong>of</strong><br />
these people, and subsequently entered in the project database.<br />
The number <strong>of</strong> hospitals and the length <strong>of</strong> the data collection period would<br />
depend upon the funding available. In view <strong>of</strong> the limited budget allocated to<br />
Task 1.5, the collection <strong>of</strong> data in the volumes required to derive statistically<br />
reliable results may well not be affordable. In this case, only option 1 would be<br />
feasible.<br />
With either option, the medical records are cross-checked regularly with the<br />
police accident records. The checking takes account <strong>of</strong> the catchment 1 area <strong>of</strong><br />
each hospital, comparing the hospital records with police accident records only<br />
for that area. The aim is to identify all cases where the same person is present<br />
in both sets <strong>of</strong> records. Personal names are unlikely to be available in both data<br />
sets, in which case this process must be based on factors common to both data<br />
sets such as the casualty’s age, sex and mode <strong>of</strong> travel, together with accident<br />
circumstances such as date, time and location.<br />
The outcome is a combined set <strong>of</strong> police and medical data in which these<br />
matched cases are marked. The matching process should make allowance for<br />
minor errors in the recording <strong>of</strong> personal details, for example small<br />
discrepancies in age between the two sources. The process used may need to<br />
vary in detail from country to country to allow for local data and facilities.<br />
Once the cross-checking <strong>of</strong> medical and police records has been completed,<br />
the proportion <strong>of</strong> accident casualties that has been reported by the police can<br />
be calculated. This will provide the level <strong>of</strong> under-reporting <strong>of</strong> casualties in the<br />
police data. This is likely to vary with type <strong>of</strong> accident (e.g. in relation to the<br />
number and type <strong>of</strong> vehicles involved), which should also be examined.<br />
The medical data collected under either option must include those details that<br />
are needed to cross-check with police records. The principal extra item <strong>of</strong> data<br />
is whether or not the casualty was admitted to hospital, and if so for how long.<br />
Medical details should also be collected, provided ethical approval has been<br />
given by the medical authorities. The aim will be to record the maximum AIS 2<br />
score for each body region. Under option 2 it will be possible to do this directly<br />
1 The area around the hospital from which accident victims are normally brought to the hospital<br />
for initial treatment<br />
2 Abbreviated Injury Scale, ranging from 1 for minor injuries to 6 for injuries that are currently<br />
untreatable<br />
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from the hospital records if the data collection staff have sufficient expertise, or<br />
it may be necessary to transcribe sufficient details for more expert staff to<br />
assess the AIS scores subsequently.<br />
The combined police and medical data set are used to compile two 3-<br />
dimensional matrices <strong>of</strong> casualty counts. Matrix 1 is based on a casualty’s<br />
length <strong>of</strong> stay in hospital, Matrix 2 is based on the severity <strong>of</strong> their injuries as<br />
summarised by the MAIS score (the maximum <strong>of</strong> the AIS scores per body<br />
region, as described in the following section). <strong>Road</strong> user type is identified from<br />
police data, as it is <strong>of</strong>ten poorly recorded in medical records.<br />
Matrix 1<br />
road user type Length <strong>of</strong> Stay police coding<br />
car occupant<br />
pedestrian<br />
pedal cyclist<br />
motorcyclist<br />
other<br />
X<br />
out-patient<br />
overnight<br />
1-3 days<br />
>3 days<br />
not coded (not<br />
matched in medical<br />
records)<br />
X<br />
fatal<br />
serious<br />
slight<br />
not coded (not matched<br />
in police records)<br />
Matrix 2<br />
road user type MAIS police coding<br />
car occupant<br />
pedestrian<br />
pedal cyclist<br />
motorcyclist<br />
other<br />
X<br />
1-6<br />
not coded (not<br />
matched in medical<br />
records)<br />
X<br />
fatal<br />
serious<br />
slight<br />
not coded (not matched in<br />
police records)<br />
The ‘Common Methodology’ defines the strategy to be followed by each<br />
national study and the numerical outputs, but not the details. It was recognised<br />
at the outset that the type and availability <strong>of</strong> data varies from country to country,<br />
so it would be impossible to be more prescriptive. Inevitably, a range <strong>of</strong> linkage<br />
methods were applied, and Section 4 considers the implications. Full details <strong>of</strong><br />
the individual studies and their linkage methods are provided in the Appendix.<br />
The definition <strong>of</strong> Length <strong>of</strong> Stay had to be tightened in the course <strong>of</strong> the national<br />
studies:<br />
Out-patient (0 nights, 1 part-day)<br />
Overnight (1 night, 2 part-days)<br />
1-3 days (2-4 nights)<br />
>3 days (>4 nights)<br />
The Greek study could not apply this definition exactly because <strong>of</strong> limitations in<br />
the source data, as explained in Section 7.4.<br />
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2.3 Injury and severity coding<br />
It is useful at this point to review the way in which details <strong>of</strong> injuries are coded,<br />
as this is the basis for summarising the overall severity <strong>of</strong> a casualty’s injuries<br />
via the MAIS. The details have evolved over many years, but there is a wellestablished<br />
international coding system.<br />
The Abbreviated Injury Scale (AIS) is a specialised trauma classification <strong>of</strong><br />
injuries based mainly on anatomical descriptors <strong>of</strong> the tissue damage caused by<br />
the injury (EGISM, 2004). The AIS classification system was designed to<br />
distinguish between types <strong>of</strong> trauma <strong>of</strong> clinical importance as well as types <strong>of</strong><br />
trauma <strong>of</strong> interest to vehicle designers and research engineers. It has been<br />
shown to provide a good basis for valid measurement <strong>of</strong> probability <strong>of</strong> death.<br />
The AIS has two components: (1) the injury descriptor (<strong>of</strong>ten referred to as the<br />
‘pre-dot’ code) which is a unique numerical identifier for each injury description;<br />
and (2) the severity score (can be referred to as the ‘post-dot’ code). The<br />
severity score ranges from 1 (minor) to 6 (currently untreatable), and is<br />
assigned to each injury descriptor. The AIS is based on anatomical injury, and<br />
not on physiological parameters (<strong>of</strong> the person injured). It implies that there is<br />
only a single AIS severity score for each injury, for any one person. The AIS<br />
scores injuries and not the consequences <strong>of</strong> injuries; it is not a measure <strong>of</strong><br />
impairments that result from the injury. The AIS severity code is not simply a<br />
ranking <strong>of</strong> expected mortality from injury; it is based on potential for mortality but<br />
also on the diagnostic certainty, rapidity, duration, complexity and expected<br />
effectiveness <strong>of</strong> resolution with or without existing therapy (AAAM, 1990). The<br />
MAIS is the maximum AIS <strong>of</strong> all injury diagnoses for a person<br />
The MAIS can be estimated directly by trained staff, but alternatively it can be<br />
derived from other classifications. The International Classification <strong>of</strong> Diseases<br />
(ICD) is a system designed to promote international comparability in the<br />
collection, processing, classification, and presentation <strong>of</strong> mortality statistics<br />
(DHHS; NCHS, 2007; WHO, 1992). It provides a way to classify medical terms<br />
reported by physicians, medical examiners and coroners on death certificates,<br />
also data from physicians’ <strong>of</strong>fices and hospital inpatient and outpatient records,<br />
so that they can be grouped together for statistical purposes.<br />
In the United States, as in many other countries, the ICD is used to code and<br />
classify mortality data from death certificates. The ICD Clinical Modification<br />
(CM) is used to code non-fatal-injury data from medical records (i.e., hospital<br />
records, emergency department records, and physician <strong>of</strong>fice data). From 1979<br />
to 1998, injury-related fatalities were coded using the 9th revision <strong>of</strong> the ICD<br />
(ICD-9) external cause <strong>of</strong> injury codes, more commonly referred to as E codes.<br />
In 1999, the 10th revision <strong>of</strong> the ICD (ICD-10) was implemented for coding<br />
deaths (DHHS). There is as yet no Clinical Modification <strong>of</strong> ICD-10. Countries<br />
have decided individually if and when to migrate from ICD-9 to ICD-10.<br />
Under ICD-9, the external cause <strong>of</strong> injury or death was assigned an E code<br />
ranging from E800.0 to E999.9 based on information documented on the death<br />
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certificate. External cause <strong>of</strong> injury codes describe the circumstances, such as a<br />
motor vehicle crash, drowning, or suffocation, as well as the intent <strong>of</strong> the injury<br />
(i.e. unintentional, homicide, suicide, intent undetermined, or other). In 1999,<br />
along with ICD-10, the injury E codes for fatalities were replaced with V, W, X,<br />
and Y cause codes along with special U codes for terrorism.<br />
The ICD is developed collaboratively between the World Health Organization<br />
(WHO) and 10 international centres, to ensure that medical terms reported on<br />
death certificates are internationally comparable and lend themselves to<br />
statistical analysis. The ICD has been revised approximately every 10 years<br />
since 1900. These revisions reflect advances in the medical field and changes<br />
in our understanding <strong>of</strong> disease mechanisms and terminology, and are<br />
designed to maximise the amount <strong>of</strong> information and flexibility a code can<br />
provide. ICD-10 more closely reflects current medical knowledge than ICD-9.<br />
One approach for using the ICD for severity assessment has been to develop<br />
the ICDMAP s<strong>of</strong>tware that translates ICD-9-CM coded discharge diagnoses into<br />
AIS pre-dot codes, injury descriptors and severity scores (MacKenzie et al.<br />
1997). The mapping does result in some loss <strong>of</strong> information due to differences<br />
in the injury classification systems. Resulting severity scores referred to as<br />
ICD/AIS scores are considered to be conservative measures <strong>of</strong> injury severity.<br />
Until recently there was no s<strong>of</strong>tware to convert the current ICD-10 codes to AIS.<br />
In 2006, Dr. Maria Seguí-Gómez from the Universidad de Navarra (Spain)<br />
developed a program that allows AIS to be coded from ICD-10 (ECIP, 2006).<br />
There is as yet no validation study that compares the effect on severity trends <strong>of</strong><br />
changing from ICD-9-CM to ICD-10. An empirical adjustment is derived in<br />
Section 4.4 for road accident casualties with MAIS>=3.<br />
Another approach is to estimate the severity <strong>of</strong> an injury based on the estimated<br />
probability <strong>of</strong> surviving that injury, P(survival), known as ICISS (Osler et al.<br />
1996). To calculate this, first survival risk ratios (SRRs) are calculated for each<br />
diagnosis code as the proportion <strong>of</strong> cases with that diagnosis code who did not<br />
die. SRRs are calculated by dividing the number <strong>of</strong> survivors among patients<br />
with a specific ICD by the total number <strong>of</strong> patients with that ICD code. Each<br />
case is then assigned an ICISS, which is the product <strong>of</strong> SRRs <strong>of</strong> all their<br />
diagnoses. The resulting ICISS are estimates <strong>of</strong> P(survival) which range from 0<br />
(unsurvivable) to 1 (certain to survive) (Stephenson et al, 2005).<br />
The ICISS has also problems that need to be addressed, such as the fact that it<br />
is in some measure database-specific, or depends upon other injuries in<br />
multiple trauma cases. Nonetheless, the development <strong>of</strong> this approach to injury<br />
severity assessment is on-going and shows great promise. It could provide a<br />
valid alternative to MAIS in future.<br />
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3. Results<br />
Two matrices are prepared in each national study for the purpose described in<br />
the Introduction: to estimate Conversion Factors that can be applied to police<br />
accident statistics, e.g. as held in the CARE database, in order to estimate<br />
national casualty totals according to two criteria, Length <strong>of</strong> Stay or MAIS. The<br />
calculations are set out in detail in Section 3.1 using data from the UK national<br />
study. Certain assumptions are required for the calculations, and these are<br />
presented and discussed in the context <strong>of</strong> these data.<br />
Results from the other studies are presented in less detail in Section 3.2. More<br />
detailed results <strong>of</strong> interest from individual studies are presented in the Appendix,<br />
as part <strong>of</strong> the technical descriptions <strong>of</strong> the studies.<br />
First, a general overview <strong>of</strong> the national studies is given in Table 1, while Figure<br />
1 illustrates the eight countries involved.<br />
Table 1: Summary details <strong>of</strong> studies<br />
Country Study area Period Coding <strong>of</strong> MAIS<br />
Austria National 2001 From ICD10<br />
Czech Republic Local (Kromeriz, central 2003 - 2005 From ICD10<br />
Moravia)<br />
France Regional (Département 1996 - 2003 Coded directly<br />
<strong>of</strong> the Rhône)<br />
Greece Regional (Corfu) 1996 - 2003 From ICD9<br />
Hungary Local (part <strong>of</strong> Budapest) Aug 2004 - Jan 2006 Coded directly<br />
Netherlands National 1997 - 2003 From ICD9<br />
Spain<br />
Regional (Castilla y July - Dec 2005 From ICD9<br />
Leon)<br />
United Kingdom Regional (Scotland) 1997 - 2005 From ICD10<br />
The fundamental assumption<br />
The fundamental assumption that underlies the calculations in the following<br />
Sections is that the medical and police data have been linked correctly, i.e. the<br />
links that have been made are valid, whereas records that have not been linked<br />
genuinely refer to different people. Clearly, the validity <strong>of</strong> this assumption<br />
depends upon the accuracy <strong>of</strong> the data in the two sets <strong>of</strong> records that are used<br />
for the linking process, but it is inescapable. This assumption needs to be borne<br />
in mind when reading the explanation <strong>of</strong> the calculations. Further assumptions<br />
are introduced as appropriate.<br />
The accuracy <strong>of</strong> the linkage achieved could only be checked rigorously with<br />
access to the personal identifiers in the two sources <strong>of</strong> information for at least a<br />
subset <strong>of</strong> records. Such highly confidential information was not available to any<br />
<strong>of</strong> the national studies.<br />
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Figure 1: Countries where studies were carried out<br />
3.1 Results from the UK study<br />
The UK study linked records from the Scottish Hospital Inpatient System for<br />
1997-2005 with STATS19 police accident records from Scotland. Full details are<br />
provided in Section 7.8. The results can be summarised as follows:<br />
Police<br />
Hospital 26,198 casualties in<br />
SHIPS and STATS19<br />
Not<br />
hospital<br />
151,165 casualties in<br />
STATS19 but not in<br />
SHIPS<br />
Not police<br />
20,672 casualties in<br />
SHIPS but not in<br />
STATS19<br />
unknown number <strong>of</strong><br />
casualties neither in<br />
SHIPS nor in STATS19<br />
The results <strong>of</strong> the linkage are summarised by road user type and policereported<br />
casualty severity in Table 2.<br />
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Table 2: Linkage results, by road user type<br />
Police<br />
Not Grand<br />
<strong>Road</strong> user Fatal Serious Slight police Total<br />
Hospital Car occupant 186 8,776 5,280 7,238 21,480<br />
Motorcyclist 26 1,979 620 2,736 5,361<br />
Pedal cyclist 18 697 422 4,018 5,155<br />
Pedestrian 180 5,255 2,008 2,888 10,331<br />
Unknown 0 0 0 1,229 1,229<br />
Other 17 727 434 2,563 3,741<br />
Not<br />
hospital<br />
Length <strong>of</strong> Stay<br />
Subtotal 427 17,434 8,764 20,672 47,297<br />
Car occupant 1,471 6,891 91,578 99,940<br />
Motorcyclist 334 1,393 5,225 6,952<br />
Pedal cyclist 79 709 6,480 7,268<br />
Pedestrian 516 2,578 20,822 23,916<br />
Other 144 1,260 14,229 15,633<br />
Subtotal 2,544 12,831 138,334 153,709<br />
Grand Total 2,971 30,265 147,098 20,672 201,006<br />
The Length <strong>of</strong> Stay data will be analysed first. The overall results <strong>of</strong> the linkage<br />
are shown in Table 3, omitting fatal casualties. The proportion <strong>of</strong> casualties who<br />
were not reported by the police is lower among the more severely injured. The<br />
Length <strong>of</strong> Stay is reported for all SHIPS cases, so there are no unknown cases.<br />
Table 3: The linkage results, by Length <strong>of</strong> Stay<br />
Length <strong>of</strong> Stay Police<br />
Not police % not reported<br />
Serious Slight<br />
by police<br />
Hospital Outpatient 1,152 1,179 3,596 61%<br />
Overnight 4,434 4,336 7,219 45%<br />
1-3 days 4,690 2,132 4,880 42%<br />
>3 days 7,158 1,117 4,977 38%<br />
Not<br />
12,831 138,334<br />
hospital<br />
Grand Total 30,265 147,098 20,672<br />
The ‘police, not hospital’ casualties did not attend hospital, assuming that the<br />
record-linkage is perfect, so they are shown in Table 4 as ‘not in hospital’. The<br />
‘hospital, not police’ casualties must be divided between the serious and slight<br />
categories so as to simulate the severity coding that the police would have used<br />
if they had been aware <strong>of</strong> these accidents, rather than the actual coding <strong>of</strong><br />
serious. This is achieved by distributing the casualties for each Length <strong>of</strong> Stay<br />
(LoS) pro rata between the serious and slight categories. The calculation is as<br />
follows:<br />
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Let:<br />
ser(i) = number <strong>of</strong> serious casualties reported by police with LoS=i<br />
sli(i) = number <strong>of</strong> slight casualties reported by police with LoS=i<br />
hnp(i) = number <strong>of</strong> casualties in hospital with LoS=i but not reported by police<br />
then estimated total <strong>of</strong> serious(i) = ser(i)*[ser(i)+sli(i)+hnp(i)] / [ser(i)+sli(i)]<br />
estimated total <strong>of</strong> slight (i) = sli(i)*[ser(i)+sli(i)+hnp(i)] / [ser(i)+sli(i)]<br />
Table 4 presents the results. Capture/recapture methods have been used in<br />
some studies to estimate the number in the blank cell, i.e. casualties that were<br />
neither reported by police nor hospital. This has not been attempted here, but<br />
once a method was agreed it would be simple to update the calculation.<br />
Table 4: Estimated results, by Length <strong>of</strong> Stay<br />
Length <strong>of</strong> Stay Police Not police Estimated total<br />
Serious Slight<br />
Serious Slight<br />
Outpatient 1,152 1,179 3,596 2,929 2,998<br />
Overnight 4,434 4,336 7,219 8,084 7,905<br />
1-3 days 4,690 2,132 4,880 8,045 3,657<br />
>3 days 7,158 1,117 4,977 11,463 1,789<br />
Not in hospital 12,831 138,334 12,831 138,334<br />
Total 30,265 147,098 20,672 43,352 154,683<br />
The results show that, corresponding to each STATS19 serious casualty,<br />
11,463/30,265=0.38 casualties were in hospital for more than 3 days, and<br />
corresponding to each slight casualty another 1,789/147,098=0.012 casualties<br />
were in hospital for more than 3 days. Such conversion factors can be used to<br />
estimate casualty totals from STATS19 casualty totals. For example, if serious<br />
casualties were to be defined as those staying more than 3 days in hospital then<br />
the actual total could be estimated as:<br />
N = 0.38 x number <strong>of</strong> serious casualties reported by the police +<br />
0.012 x number <strong>of</strong> slight casualties reported by the police<br />
Note, however, that the calculation <strong>of</strong> the factors depends upon the period <strong>of</strong><br />
the casualty data, as changes over time in hospital procedures are likely to<br />
affect the Length <strong>of</strong> Stay for any particular casualty. The conversion factors<br />
calculated by road user type are presented in Table 5 and illustrated in Figure 2.<br />
Table 5 is the first <strong>of</strong> the standard tables that will be used to compare results<br />
from the national studies.<br />
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Table 5: Conversion Factors based on Length <strong>of</strong> Stay<br />
Length <strong>of</strong> Car Occupant Motorcyclist Pedal Cyclist Pedestrian Other All<br />
Stay Serious Slight Serious Slight Serious Slight Serious Slight Serious Slight Serious Slight<br />
Outpatient/<br />
overnight<br />
0.33 0.06 0.34 0.14 1.16 0.25 0.28 0.08 0.42 0.06 0.36 0.074<br />
1-3 days 0.21 0.02 0.36 0.08 0.68 0.06 0.26 0.03 0.29 0.02 0.27 0.025<br />
>3 days 0.32 0.01 0.49 0.03 0.40 0.01 0.41 0.02 0.54 0.01 0.38 0.012<br />
All 0.86 0.09 1.20 0.25 2.24 0.33 0.95 0.13 1.25 0.10 1.01 0.111<br />
>=1 day 0.53 0.03 0.85 0.11 1.08 0.08 0.66 0.05 0.82 0.03 0.64 0.037<br />
Figure 2: Conversion Factors based on Length <strong>of</strong> Stay<br />
1.0<br />
>3 days (serious) 1-3 days (serious) 3 days (slight) 1-3 days (slight)
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Table 6: The linkage results, by MAIS<br />
Police<br />
Not police % not reported<br />
MAIS Serious Slight<br />
by police<br />
Hospital 1 3,823 3,642 6,294 46%<br />
2 8,336 2,473 8,050 43%<br />
3 3,139 412 2,227 39%<br />
4 226 33 220 46%<br />
5 75 1 44 37%<br />
6 197 19 134 38%<br />
9 1,638 2,184 3,703 49%<br />
1-9 17,434 8,764 20,672<br />
Not<br />
hospital 12,831 138,334<br />
The MAIS scores have been assigned from the ICD10 injury codes for each<br />
case. MAIS 9 is a code generated by the mapping algorithm that represents not<br />
known, i.e. the ICD10 codes were not sufficiently detailed to assign an MAIS<br />
score, e.g. ‘head injury’. 9.4% <strong>of</strong> serious casualties have MAIS 9, and 24.9% <strong>of</strong><br />
slight casualties. These casualties appear on the whole to have relatively minor<br />
injuries, for example the incidence <strong>of</strong> MAIS 9 is lower among serious casualties<br />
than among slight and the % not reported by police is greater than for MAIS 1.<br />
The discussion in Section 2.3 suggests that the lack <strong>of</strong> a Clinical Modification <strong>of</strong><br />
ICD-10 may explain the incidence <strong>of</strong> MAIS 9 casualties.<br />
Excluding these cases would introduce one type <strong>of</strong> bias, tending to raise the<br />
apparent reporting level, while treating them all as MAIS 1 would introduce<br />
another type as they may well include cases with an actual MAIS <strong>of</strong> at least 3.<br />
On the whole, it appears preferable to treat the MAIS 9 cases as MAIS 1, so in<br />
the remainder <strong>of</strong> this report MAIS 9 has been grouped with MAIS 1.<br />
The estimation process is more complex for MAIS than for Length <strong>of</strong> Stay in<br />
another respect. It was known that ‘police, not hospital’ cases had zero Length<br />
<strong>of</strong> Stay (assuming the record-linkage is perfect), but the MAIS <strong>of</strong> these cases<br />
must be estimated. These casualties have not required in-patient treatment, so<br />
it seems unlikely that MAIS will have exceeded 3. On the other hand, some<br />
MAIS 2 casualties could well be treated as outpatients, or in local doctors’<br />
surgeries. It is reasonable to assume that all <strong>of</strong> these casualties had MAIS 1 or<br />
2, but that they cannot be distributed reliably between 1 and 2. As with the<br />
calculation for Length <strong>of</strong> Stay, casualties that were not reported by the police<br />
are then distributed pro rata at each MAIS level to simulate the police severity<br />
coding, with the results shown in Table 7. Note that the calculation is carried for<br />
each MAIS value separately, then the results for values <strong>of</strong> 1, 2 and 9 are<br />
summed to form the first row. As noted previously, the SHIPS data cannot<br />
estimate reliably the actual number <strong>of</strong> slight casualties with MAIS 1 or 2.<br />
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Table 7: Estimated results, by MAIS<br />
Estimated distribution<br />
<strong>of</strong> police,<br />
not hospital<br />
Estimated total<br />
Not<br />
reported<br />
by police Serious Slight Serious Slight<br />
Reported by<br />
police<br />
MAIS Serious Slight<br />
1 or 2 13,797 8,299 18,047 12,831 138,334 37,647 1 153,661 1<br />
3 3,139 412 2,227 0 0 5,108 670<br />
4 226 33 220 0 0 418 61<br />
5 75 1 44 0 0 118 2<br />
6 197 19 134 0 0 319 31<br />
All 17,434 8,764 20,672 43,610 1 154,425 1<br />
1 likely to be underestimated<br />
Thus, it is estimated that for each serious casualty in the STATS19 records<br />
there are actually 5,963/30,265=0.20 casualties with MAIS>=3. Further, a small<br />
proportion <strong>of</strong> slight casualties in the SHIPS records actually had MAIS>=3,<br />
764/147,098=0.005 per slight casualty. If serious casualties were to be defined<br />
as those with MAIS>=3 then the actual total (all types <strong>of</strong> road user) could be<br />
estimated as:<br />
N 1 = 0.20 x number <strong>of</strong> serious casualties reported by the police +<br />
0.005 x number <strong>of</strong> slight casualties reported by the police<br />
Again, these values are averages for the 1997-2005 period, and slightly<br />
different values would apply for, say, the 2003-05, period.<br />
Table 8 presents the conversion factors by road user type. The results are<br />
illustrated in Figure 3, grouping MAIS>=3 together (factors for slight casualties<br />
are multiplied by 25 to facilitate visual comparison). The Figure emphasises that<br />
car occupants and pedestrians are recorded more fully in the Scottish STATS19<br />
data than pedal cyclists. This is the other standard table that will be used to<br />
compare results from the national studies. Note, however, that certain <strong>of</strong> these<br />
results will need to be adjusted for reasons that are explained in Section 4.3.<br />
Table 8: Conversion Factors based on MAIS<br />
Car Occupant Motorcyclist Pedal Cyclist Pedestrian Other All<br />
MAIS Serious Slight Serious Slight Serious Slight Serious Slight Serious Slight Serious Slight<br />
1 or 2 1 1.15 1.03 1.34 1.13 2.54 1.24 1.05 1.03 1.62 1.06 1.24 1.04<br />
3 0.13 0.00 0.25 0.01 0.26 0.01 0.18 0.01 0.23 0.01 0.17 0.00<br />
4 0.01 0.00 0.01 0.00 0.02 0.00 0.03 0.00 0.01 0.00 0.01 0.00<br />
5 0.00 0.00 0.00 0.00 0.00 0.00 0.01 0.00 0.00 0.00 0.00 0.00<br />
6 0.01 0.00 0.01 0.00 0.01 0.00 0.02 0.00 0.01 0.00 0.01 0.00<br />
All 1 1.30 1.03 1.61 1.14 2.83 1.25 1.28 1.04 1.88 1.07 1.44 1.05<br />
>=3 0.15 0.00 0.27 0.01 0.29 0.01 0.23 0.01 0.26 0.01 0.20 0.01<br />
1 factors are likely to be underestimated<br />
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pedal cyclist<br />
Figure 3: Conversion Factors based on MAIS<br />
other<br />
motorcyclist<br />
car occupant<br />
pedestrian<br />
1 or 2 (serious)<br />
>=3 (serious)<br />
>=3 (slight)*25<br />
All<br />
0.0 0.5 1.0 1.5 2.0 2.5<br />
3.2 Results from the other studies<br />
This Section brings together results from the other national studies. The<br />
methods <strong>of</strong> calculation are identical to those used in the UK study, so the results<br />
are presented in less detail. The same structure is used in each case, but<br />
variations in the precise content <strong>of</strong> the data received mean that there are<br />
differences in detail.<br />
The overall results from the various national studies are compared in Section 4.<br />
Austrian study<br />
The Austrian study was carried out with national data for the road accidents that<br />
occurred in the year 2001. The medical information comes from the national<br />
hospital discharge database, which combines administrative and medical data<br />
for all in-patients in the 270 Austrian hospitals. No out-patients are recorded in<br />
this database.<br />
The medical records contain no information about the road user type <strong>of</strong> a<br />
casualty, so it is only possible to calculate overall conversion factors, i.e. not by<br />
road user type. Moreover, the records contain only one ICD code per casualty,<br />
whereas the s<strong>of</strong>tware used to estimate MAIS uses up to 3 ICD codes.<br />
Consequently it has only been possible to calculate conversion factors by<br />
Length <strong>of</strong> Stay.<br />
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Police<br />
Fatally<br />
Injured<br />
Table 9: The linkage results, Austria<br />
Severity<br />
unknown<br />
Seriously<br />
Injured<br />
Slightly<br />
Injured<br />
Not<br />
police<br />
Grand<br />
Total<br />
Hospital 104 1,382 2,882 1,689 12,010 18,067<br />
Not hospital 854 5,187 5,325 39,800 51,166<br />
Grand Total 958 6,569 8,207 41,489 12,010 69,233<br />
Table 10: Conversion Factors based on Length <strong>of</strong> Stay, Austria<br />
Czech study<br />
Length <strong>of</strong><br />
Stay<br />
Severity<br />
unknown<br />
Seriously<br />
Injured<br />
Slightly<br />
Injured<br />
Overnight 0.20 0.17 0.051<br />
1 - 3 days 0.26 0.33 0.051<br />
>3 days 0.18 0.53 0.025<br />
All 0.64 1.03 0.127<br />
>=1 day 0.45 0.86 0.076<br />
The Czech study was carried out for the district <strong>of</strong> Kromeriz in the years 2003 –<br />
2005. The town lies in central Moravia, about 70 km from Brno, and has a<br />
population <strong>of</strong> 30,000 inhabitants. There is one hospital, which is the source <strong>of</strong><br />
the medical data.<br />
Table 11: The linkage results, by road user type, Czech Republic<br />
Police<br />
Seriously<br />
injured<br />
Not<br />
police<br />
Grand<br />
Total<br />
Slightly<br />
injured<br />
Hospital Car occupant 18 126 76 220<br />
Motorcyclist 4 14 15 33<br />
Pedal cyclist 10 49 422 481<br />
Pedestrian 8 18 62 88<br />
Other 1 10 0 11<br />
Not<br />
hospital<br />
Subtotal 41 217 575 833<br />
Car occupant 64 441 505<br />
Motorcyclist 18 54 72<br />
Pedal cyclist 20 110 130<br />
Pedestrian 20 44 64<br />
Other 7 38 45<br />
Subtotal 129 687 816<br />
Grand Total 170 904 575 1,649<br />
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Table 12: Conversion Factors based on Length <strong>of</strong> Stay, Czech Republic<br />
Length <strong>of</strong> Car occupant Motorcyclist Pedal cyclist Pedestrian Other All<br />
Stay Serious Slight Serious Slight Serious Slight Serious Slight Serious Slight Serious Slight<br />
Overnight 0.10 0.28 0.19 0.34 0.71 2.57 0.19 0.98 0.00 0.19 0.23 0.72<br />
1-3 days 0.09 0.06 0.00 0.04 0.30 0.15 0.07 0.16 0.13 0.02 0.11 0.08<br />
>3 days 0.11 0.01 0.09 0.01 0.50 0.02 0.31 0.02 0.00 0.00 0.19 0.02<br />
All 0.29 0.35 0.28 0.39 1.51 2.74 0.57 1.16 0.13 0.21 0.53 0.82<br />
>=1 day 0.19 0.07 0.09 0.06 0.80 0.17 0.38 0.18 0.13 0.02 0.30 0.09<br />
Table 13: Conversion Factors based on MAIS, Czech Republic<br />
MAIS Car occupant Motorcyclist Pedal cyclist Pedestrian Other All<br />
Serious Slight Serious Slight Serious Slight Serious Slight Serious Slight Serious Slight<br />
1 or 2 1 0.97 1.11 1.03 1.17 1.11 3.50 1.05 1.77 0.88 1.00 1.07 1.56<br />
3 0.07 0.01 0.05 0.01 0.30 0.04 0.31 0.04 0.13 0.00 0.15 0.02<br />
4 0.01 0.00 0.00 0.00 0.17 0.00 0.00 0.00 0.00 0.00 0.03 0.00<br />
5 0.02 0.00 0.05 0.00 0.03 0.00 0.04 0.00 0.00 0.00 0.03 0.00<br />
6 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00<br />
All 1 1.08 1.12 1.12 1.18 1.61 3.54 1.40 1.80 1.00 1.00 1.28 1.58<br />
>=3 0.11 0.01 0.09 0.01 0.50 0.04 0.35 0.04 0.13 0.00 0.21 0.02<br />
1 factors are likely to be underestimated<br />
French study<br />
The French study was carried out with data for the eight years 1996-2003 from<br />
the département <strong>of</strong> the Rhône, an area <strong>of</strong> 1.6 million inhabitants consisting <strong>of</strong><br />
the city <strong>of</strong> Lyon, its suburbs and a rural area to the north. A road trauma registry<br />
has operated in the département since 1995, covering all road accident<br />
casualties who seek medical attention in health facilities. These data were<br />
linked with police records, and the results <strong>of</strong> the linkage are summarised by<br />
road user type in Table 14.<br />
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Table 14: The linkage results, by road user type, France<br />
Police<br />
Seriously Slightly<br />
Not<br />
police<br />
Grand<br />
Total<br />
<strong>Road</strong> user injured injured<br />
Hospital Car occupant 1,703 11,195 28,212 41,110<br />
Motorcyclist 983 2,814 11,702 15,499<br />
Pedal cyclist 153 591 9,982 10,726<br />
Pedestrian 734 2,334 4,333 7,401<br />
Other 74 682 2,250 3,006<br />
Not<br />
hospital<br />
Subtotal 3,647 17,616 56,479 77,742<br />
Car occupant 544 7,509 8,053<br />
Motorcyclist 304 1,718 2,022<br />
Pedal cyclist 59 318 377<br />
Pedestrian 279 1,430 1,709<br />
Other 29 525 554<br />
Subtotal 1,215 11,500 12,715<br />
Grand Total 4,862 29,116 56,479 90,457<br />
Table 15: Conversion Factors based on Length <strong>of</strong> Stay, France<br />
Length <strong>of</strong> Car occupant Motorcyclist Pedal cyclist Pedestrian Other All<br />
Stay Serious Slight Serious Slight Serious Slight Serious Slight Serious Slight Serious Slight<br />
Overnight 1.12 1.91 1.28 2.61 4.82 9.82 0.79 1.44 1.16 2.18 1.21 2.23<br />
1-3 days 0.18 0.04 0.19 0.11 0.58 0.31 0.14 0.07 0.41 0.05 0.20 0.06<br />
>3 days 0.48 0.03 0.67 0.09 1.22 0.13 0.48 0.08 0.90 0.05 0.57 0.05<br />
All 1.78 1.98 2.14 2.81 6.62 10.26 1.41 1.59 2.47 2.28 1.98 2.34<br />
>=1 day 0.66 0.07 0.86 0.20 1.80 0.44 0.62 0.14 1.31 0.10 0.77 0.11<br />
Table 16: Conversion Factors based on MAIS, France<br />
Car occupant Motorcyclist Pedal cyclist Pedestrian Other All<br />
MAIS Serious Slight Serious Slight Serious Slight Serious Slight Serious Slight Serious Slight<br />
1 or 2 1 1.32 2.38 1.35 3.13 4.69 10.39 1.01 1.90 1.52 2.67 1.43 2.69<br />
3 0.35 0.03 0.69 0.11 1.64 0.27 0.43 0.08 0.69 0.05 0.52 0.05<br />
4 0.12 0.00 0.10 0.01 0.26 0.00 0.10 0.01 0.30 0.01 0.12 0.01<br />
5 0.05 0.00 0.05 0.00 0.07 0.00 0.03 0.00 0.07 0.00 0.05 0.00<br />
6 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00<br />
All 1 1.84 2.41 2.18 3.25 6.67 10.66 1.58 2.00 2.58 2.73 2.11 2.75<br />
≥3 0.51 0.03 0.83 0.12 1.97 0.27 0.57 0.10 1.06 0.06 0.68 0.06<br />
1 factors are likely to be underestimated<br />
Project co-financed by the <strong>European</strong> Commission, Directorate-General Transport and Energy<br />
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Greek Study<br />
The Greek study was carried out with data for 1996–2003 from the Island <strong>of</strong><br />
Corfu. The island has a population <strong>of</strong> approximately 110,000 people and is<br />
located in the North Ionian Sea. The study was based on data from the Greek<br />
Emergency Department Injury Surveillance System (EDISS) which collects data<br />
from the Regional Hospital <strong>of</strong> Corfu (the only public hospital on the island) and<br />
the <strong>Road</strong> Traffic Police database.<br />
Table 17: The linkage results, by road user type, Greece<br />
Police<br />
Not Grand<br />
<strong>Road</strong> user Seriously injured Slightly injured police Total<br />
Hospital Bicyclist 2 4 98 104<br />
Driver 141 615 5,949 6,705<br />
Passenger 43 191 1,375 1,609<br />
Pedestrian 30 94 624 748<br />
Unknown 24 118 1,959 2,101<br />
Not<br />
hospital<br />
Subtotal 240 1,022 10,005 11,267<br />
Driver 54 315 369<br />
Passenger 26 153 179<br />
Pedestrian 22 78 100<br />
Subtotal 102 546 648<br />
Grand Total 342 1,568 10,005 11,915<br />
Table 18: Conversion Factors based on Length <strong>of</strong> Stay, Greece<br />
Length <strong>of</strong> Driver Passenger Pedestrian Unknown All<br />
Stay Serious Slight Serious Slight Serious Slight Serious Slight Serious Slight<br />
Overnight 3.83 4.46 2.38 2.97 0.37 2.76 15.65 13.33 3.91 4.63<br />
1-3 days 1.35 1.22 0.88 0.78 0.85 0.70 0.45 0.94 1.15 1.04<br />
>3 days 0.55 0.33 0.36 0.20 0.56 0.35 0.10 0.23 0.49 0.30<br />
All 5.73 6.01 3.62 3.95 1.78 3.81 16.20 14.51 5.55 5.97<br />
>=1 day 1.90 1.55 1.24 0.98 1.41 1.05 0.56 1.17 1.64 1.34<br />
Table 19: Conversion Factors based on MAIS, Greece<br />
Driver Passenger Bicyclist Pedestrian Unknown All<br />
MAIS Serious Slight Serious Slight Serious Slight Serious Slight Serious Slight Serious Slight<br />
1 or 2 1 4.62 6.40 3.19 4.42 8.33 20.58 2.49 3.91 11.82 15.17 4.54 6.39<br />
3 0.47 0.11 0.27 0.08 0.00 1.00 0.31 0.13 0.53 0.07 0.40 0.11<br />
4 0.06 0.01 0.00 0.00 0.17 0.17 0.13 0.00 0.17 0.02 0.06 0.01<br />
5 0.00 0.00 0.00 0.01 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.01<br />
All 1 5.14 6.53 3.46 4.50 8.50 21.75 2.93 4.04 12.51 15.26 5.00 6.51<br />
>=3 0.53 0.13 0.27 0.09 0.17 1.17 0.45 0.14 0.69 0.09 0.46 0.12<br />
1 factors are likely to be underestimated<br />
Project co-financed by the <strong>European</strong> Commission, Directorate-General Transport and Energy<br />
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Hungarian study<br />
The study in Hungary was carried out with data from the Károlyi Sándor<br />
Hospital in Budapest, one <strong>of</strong> the 4 Regional Trauma Centres in the city. The<br />
accidents occurred between 1 August 2004 and 31 January 2006.<br />
Table 20: The linkage results, by road user type, Hungary<br />
Police<br />
Not police Grand<br />
Fatally Seriously Slightly<br />
Total<br />
<strong>Road</strong> user injured injured injured<br />
Hospital Car Occupant 2 67 202 273 544<br />
Motorcyclist 0 52 44 182 278<br />
Pedal Cyclist 0 10 7 219 236<br />
Pedestrian 1 1 45 62 89 197<br />
Other 0 0 8 31 39<br />
Subtotal 3 174 323 794 1,294<br />
Not Vehicle Occupant 54 374 1,359 1,787<br />
hospital Pedestrian 29 111 238 378<br />
Subtotal 83 485 1,597 2,165<br />
Grand Total 86 659 1,920 794 3,459<br />
1 includes 8 casualties recorded by police as vehicle occupants<br />
Table 21: Conversion Factors based on Length <strong>of</strong> Stay, Hungary<br />
Length <strong>of</strong> Vehicle occupant Pedestrian All<br />
Stay Serious Slight Serious Slight Serious Slight<br />
Overnight 0.12 0.34 0.04 0.17 0.10 0.31<br />
1-3 days 0.10 0.13 0.08 0.16 0.10 0.13<br />
>3 days 0.35 0.032 0.37 0.069 0.35 0.038<br />
Total 0.57 0.50 0.48 0.40 0.55 0.49<br />
>=1 day 0.45 0.16 0.44 0.22 0.45 0.17<br />
Table 22: Conversion Factors based on MAIS, Hungary<br />
Vehicle Occupant Pedestrian All<br />
MAIS Serious Slight Serious Slight Serious Slight<br />
1+2 1 0.83 1.28 0.86 1.16 0.84 1.27<br />
3 0.43 0.04 0.22 0.02 0.38 0.04<br />
4 0.06 0.00 0.08 0.00 0.06 0.00<br />
5 0.02 0.00 0.05 0.00 0.03 0.00<br />
6 0.00 0.00 0.01 0.00 0.00 0.00<br />
All 1 1.35 1.33 1.21 1.19 1.32 1.31<br />
>=3 0.52 0.04 0.35 0.03 0.48 0.04<br />
1 factors are likely to be underestimated<br />
Note that, as with Table 8, certain <strong>of</strong> these results will need to be adjusted for<br />
reasons that are explained in Section 4.3.<br />
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Dutch Study<br />
The Dutch study was carried out with data for 1997-2003 from the whole <strong>of</strong> the<br />
Netherlands. Rather than serious casualties, the data refer to hospitalised<br />
(Hosp) casualties.<br />
Table 23: The linkage results, by road user type, the Netherlands<br />
Police<br />
Not police Grand<br />
<strong>Road</strong> user Hosp. Slight<br />
Total<br />
Hospital Car/van occupant 21,176 4,590 12,570 38,336<br />
Motorcyclist 3,847 831 3,266 7,944<br />
Moped 9,230 2,477 11,146 22,853<br />
Pedal cyclist 10,323 2,732 32,006 45,061<br />
Pedestrian 3,620 781 3,693 8,094<br />
Other 539 86 672 1,297<br />
Not<br />
hospital<br />
Subtotal 48,735 11,497 63,353 123,585<br />
Car/van occupant 1,479 1,309 2,788<br />
Motorcyclist 222 198 420<br />
Moped 599 530 1,129<br />
Pedal cyclist 644 570 1,214<br />
Pedestrian 213 188 401<br />
Other 48 31 79<br />
Subtotal 3,205 2,826 6,031<br />
Grand Total 51,940 11,497 66,179 129,616<br />
Table 24: Conversion Factors based on Length <strong>of</strong> Stay, the Netherlands<br />
Length <strong>of</strong> Car occupant Motorcyclist Moped rider Pedal cyclist Pedestrian Other All<br />
Stay Hosp. Slight Hosp. Slight Hosp. Slight Hosp. Slight Hosp. Slight Hosp. Slight Hosp. Slight<br />
Overnight 0.13 0.017 0.10 0.022 0.14 0.017 0.22 0.029 0.12 0.022 0.08 0.009 0.15 0.021<br />
1-3 days 0.40 0.036 0.46 0.067 0.49 0.045 0.89 0.083 0.49 0.061 0.39 0.029 0.52 0.051<br />
>3 days 0.39 0.014 0.68 0.049 0.69 0.030 1.22 0.055 0.71 0.046 0.39 0.014 0.65 0.029<br />
All 0.92 0.067 1.25 0.138 1.31 0.092 2.33 0.167 1.31 0.129 0.86 0.052 1.32 0.101<br />
>=1 day 0.78 0.050 1.14 0.116 1.17 0.075 2.11 0.138 1.20 0.107 0.78 0.043 1.17 0.080<br />
Project co-financed by the <strong>European</strong> Commission, Directorate-General Transport and Energy<br />
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Table 25: Conversion Factors based on MAIS, the Netherlands<br />
Car occupant Motorcyclist Moped rider Pedal cyclist Pedestrian Other All<br />
MAIS Hosp. Slight Hosp. Slight Hosp. Slight Hosp. Slight Hosp. Slight Hosp. Slight Hosp. Slight<br />
1 1 0.19 0.019 0.12 0.021 0.14 0.014 0.23 0.022 0.14 0.020 0.16 0.014 0.18 0.019<br />
2 0.41 0.029 0.71 0.088 0.72 0.057 1.27 0.099 0.74 0.080 0.42 0.026 0.68 0.056<br />
3 0.20 0.006 0.31 0.020 0.35 0.014 0.70 0.031 0.33 0.019 0.19 0.007 0.34 0.015<br />
4 0.02 0.001 0.03 0.001 0.03 0.001 0.05 0.002 0.04 0.002 0.02 0.001 0.03 0.001<br />
5 or 6 0.02 0.000 0.03 0.001 0.02 0.001 0.02 0.000 0.02 0.000 0.01 0.000 0.02 0.000<br />
All 1 0.83 0.055 1.20 0.131 1.26 0.086 2.27 0.154 1.26 0.122 0.80 0.048 1.25 0.090<br />
>=3 0.23 0.007 0.37 0.022 0.40 0.015 0.77 0.033 0.38 0.021 0.23 0.008 0.39 0.016<br />
1 factors are likely to be underestimated<br />
Spanish study<br />
Two linkage studies have been carried out in Spain, one in the city <strong>of</strong> Barcelona<br />
and the other in the rural region <strong>of</strong> Castilla y Leon. It was concluded that the<br />
results from Barcelona were not representative, so they will not be presented.<br />
Only overall results could be prepared in either study, i.e. not by road user type.<br />
The reason is illustrated by Table 26: the road user type is unknown in the<br />
medical records. The data come from July-December 2005.<br />
Table 26: The linkage results, by road user type, Castilla y Leon<br />
Police<br />
Fatal Serious Slight Not coded<br />
Not police Grand<br />
Total<br />
Hospital Car occupant 6 176 104 286<br />
Pedestrian 4 47 13 64<br />
Pedal cyclist 0 9 4 13<br />
Motor cyclist 2 56 10 68<br />
Other 1 38 23 62<br />
Unknown 0 0 0 1,143 1,143<br />
Not<br />
hospital<br />
Subtotal 13 326 154 1,143 1,636<br />
Car occupant 155 757 3,460 4,372<br />
Pedestrian 17 105 316 438<br />
Pedal cyclist 5 28 79 112<br />
Motor cyclist 20 183 432 635<br />
Other 37 210 644 891<br />
Unknown 0 0 2 27 29<br />
Subtotal 234 1,283 4,933 27 6,477<br />
Grand Total 247 1,609 5,087 27 1,143 8,113<br />
Project co-financed by the <strong>European</strong> Commission, Directorate-General Transport and Energy<br />
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Table 27: Conversion Factors based on Length <strong>of</strong> Stay, Castilla y Leon<br />
Length <strong>of</strong> Stay<br />
Seriously Slightly<br />
injured injured<br />
Overnight 0.01 0.007<br />
1-3 days 0.19 0.051<br />
>3 days 0.46 0.050<br />
All 0.67 0.107<br />
>=1 day 0.66 0.101<br />
Table 28: Conversion Factors based on MAIS, Castilla y Leon<br />
Serious Slight<br />
1 or 2 1 1.22 1.06<br />
3 0.16 0.01<br />
4 0.08 0.00<br />
5 0.03 0.00<br />
6 0.00 0.00<br />
All 1 1.48 1.07<br />
>=3 0.26 0.02<br />
1 factors are likely to be underestimated<br />
Project co-financed by the <strong>European</strong> Commission, Directorate-General Transport and Energy<br />
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4. Synthesis<br />
This Section brings together the results <strong>of</strong> the national studies presented in the<br />
previous section. First, however, the studies themselves will be reviewed briefly,<br />
drawing upon the detailed report <strong>of</strong> each study in the Appendix.<br />
Predictably, all studies used accident data from national accident databases<br />
that had been compiled from police accident reports. Most studies used files <strong>of</strong><br />
medical data compiled by national or regional authorities from hospital records.<br />
The medical files available in the Czech Republic and Hungary were not<br />
sufficient to carry out the study, however, so the medical data had to be<br />
assembled from hospital records specifically for these studies. This is clearly a<br />
more expensive process and has restricted the scale <strong>of</strong> these studies. The<br />
national medical file available in Austria only included a subset <strong>of</strong> the injury<br />
codes, which hampered that study considerably.<br />
There were problems <strong>of</strong> obtaining access to medical records in most studies,<br />
although these were overcome successfully. It is worth recalling, however, that<br />
it was originally envisaged that a study would be carried out in Belgium, but this<br />
had to be aborted when the Belgian partner found it impossible to negotiate<br />
access to the necessary data.<br />
Access to anonymised medical records for research purposes is <strong>of</strong>ten<br />
problematical. Modern linkage techniques such as those used in this project,<br />
however, make these data increasingly valuable. Ways need to be found to<br />
persuade the custodians <strong>of</strong> these data to allow them to be used for purposes<br />
that support the broader aims and welfare <strong>of</strong> society. As the extent to which the<br />
number and severity <strong>of</strong> road accidents recorded in national databases<br />
represents reality comes under greater scrutiny, the need for this type <strong>of</strong> study<br />
will increase.<br />
While the concept <strong>of</strong> linkage as described in Section 2.2 is straightforward, a<br />
variety <strong>of</strong> approaches was adopted by the partners. It was originally envisaged<br />
that there would be an exploratory phase <strong>of</strong> the project where these could be<br />
compared and harmonised if appropriate. Resource and time constraints meant<br />
that this was not possible, but it would certainly be important to include this in<br />
any future research <strong>of</strong> this type.<br />
Nevertheless, the various linkage approaches were applied rigorously and all<br />
work in similar ways using the same variables to identify potential matches, so<br />
there is no reason to suppose that the results would have differed significantly if<br />
a common, optimised technique had been applied in all studies.<br />
As indicated by Table 1, the extent <strong>of</strong> the eight studies varies widely in time and<br />
space: from the whole <strong>of</strong> the Netherlands from 1997-2003 to the Czech town <strong>of</strong><br />
Kromeriz in 2003–05. Similarly, the size <strong>of</strong> the combined datasets varies widely,<br />
from 1.6 thousand records from the Czech study to 201 thousand records from<br />
Scotland. Summary details <strong>of</strong> the studies are shown in Table 29.<br />
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Linked police and hospital<br />
records,<br />
by police severity<br />
Table 29: Summary <strong>of</strong> linking results.<br />
Hospital<br />
not<br />
police<br />
records<br />
Police not hospital records<br />
Neither<br />
police<br />
nor<br />
hospital<br />
records<br />
Total<br />
Fatal Serious Slight Unkn Fatal Serious Slight Unkn<br />
AU 104 2,882 1,689 1,382 12,010 854 5,325 39,800 5,187 69,233<br />
CZ 41 217 575 129 687 1,649<br />
FR 3,647 17,616 56,479 1,215 11,500 90,457<br />
GR 240 1,022 10,005 102 546 11,915<br />
HU 3 174 323 794 83 485 1,597 3,459<br />
NL 48,735 11,497 63,353 3,205 2,826 129,616<br />
ES 13 326 154 1,143 234 1,283 4,933 27 8,113<br />
UK 427 17,434 8,764 20,672 2,544 12,831 138,334 201,006<br />
It is inevitable that the strength <strong>of</strong> the results achieved by various studies differs,<br />
certainly on statistical grounds and also potentially on the degree to which<br />
results from a part <strong>of</strong> a country may be nationally representative. Overall,<br />
however, the results achieved represent an important step forward in comparing<br />
the numbers <strong>of</strong> road accidents and casualties across a range <strong>of</strong> countries.<br />
4.1 MAIS and LoS compared<br />
One <strong>of</strong> the main aims <strong>of</strong> Task 1.5 is to recommend a definition <strong>of</strong> ‘serious<br />
casualty’ for use in international comparisons <strong>of</strong> casualty data from the CARE<br />
database. When the common methodology was being defined, it was seen that<br />
the broad choice lay between a definition based on the Length <strong>of</strong> Stay <strong>of</strong> road<br />
accident casualties in hospital, and a definition based on their MAIS scores.<br />
Medical authorities tend to be critical <strong>of</strong> the use <strong>of</strong> Length <strong>of</strong> Stay as an indicator<br />
<strong>of</strong> injury severity, e.g. Brasel et al (2007). To the medical layman, it certainly<br />
appears that Length <strong>of</strong> Stay is likely to be influenced far more by clinical<br />
practices and the availability and organisation <strong>of</strong> hospital services than by the<br />
level <strong>of</strong> road safety. It appears that results based on MAIS are more likely to<br />
monitor casualty and severity trends reliably than results based on Length <strong>of</strong><br />
Stay.<br />
Results from the Scottish linkage study provide information that is highly<br />
relevant to this choice <strong>of</strong> basis. The trends in the linked data between 1980 and<br />
2005 show how MAIS and Length <strong>of</strong> Stay for road accident casualties have<br />
developed over a quarter <strong>of</strong> a century. The operational procedures for SHIPS<br />
were unchanged between 1997 and 2005, and indeed for many years<br />
previously, so any changes in the annual data cannot result from changes in the<br />
SHIPS data collection procedure. They must be caused by changes in the<br />
number and nature <strong>of</strong> casualties, or in the criteria used to admit, treat and<br />
discharge hospital in-patients.<br />
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Figure 4 compares the distribution <strong>of</strong> Length <strong>of</strong> Stay in the linked casualty data<br />
with three ranges: 0 days (admitted and left hospital on the same day), 1-3 days<br />
and over 3 days. Note that the y-axis scales differ. This uses the definition <strong>of</strong><br />
Length <strong>of</strong> Stay that was applied in the earlier study (Keigan et al, 1999) for<br />
consistency, so the data from the current study have been recalculated using<br />
these categories. There are clear overall trends, with a shift towards shorter<br />
stays in hospital.<br />
Figure 4: Distribution <strong>of</strong> Length <strong>of</strong> Stay in Scottish linked casualty data<br />
20%<br />
Length <strong>of</strong> Stay = 0 days<br />
15%<br />
10%<br />
5%<br />
Car occupant<br />
Motorcyclist<br />
Pedal cyclist<br />
Pedestrian<br />
All<br />
0%<br />
1980-82 1983-85 1986-90 1991-95 1997-99 2000-02 2003-05<br />
80%<br />
Length <strong>of</strong> Stay = 1-3 days<br />
60%<br />
Length <strong>of</strong> Stay >3 days<br />
70%<br />
50%<br />
60%<br />
40%<br />
50%<br />
30%<br />
40%<br />
20%<br />
30%<br />
1980-82 1983-85 1986-90 1991-95 1997-99 2000-02 2003-05<br />
10%<br />
1980-82 1983-85 1986-90 1991-95 1997-99 2000-02 2003-05<br />
Figure 5 presents the corresponding comparison for MAIS. This comparison is<br />
affected by the switch from ICD9 to ICD10: SHIPS used the ICD9 system until<br />
1996, while the ICD10 system was introduced in 1997 and a new mapping from<br />
ICD to MAIS had to be adopted. The Figure shows major increases in the<br />
proportion <strong>of</strong> casualties with MAIS 1 between 1991-95 and 1997-99, and<br />
corresponding reductions with higher MAIS. It is clear that the combination <strong>of</strong><br />
the ICD10 codes and the new mapping has tended to yield lower MAIS scores.<br />
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60%<br />
50%<br />
40%<br />
30%<br />
20%<br />
10%<br />
Figure 5: Distribution <strong>of</strong> MAIS in Scottish linked casualty data<br />
MAIS = 1<br />
MAIS = 2<br />
80%<br />
70%<br />
60%<br />
50%<br />
40%<br />
30%<br />
0%<br />
1980-82 1983-85 1986-90 1991-95 1997-99 2000-02 2003-05<br />
20%<br />
1980-82 1983-85 1986-90 1991-95 1997-99 2000-02 2003-05<br />
35%<br />
MAIS = 3<br />
30%<br />
25%<br />
20%<br />
15%<br />
10%<br />
Car occupant<br />
Motorcyclist<br />
Pedal cyclist<br />
Pedestrian<br />
All<br />
5%<br />
1980-82 1983-85 1986-90 1991-95 1997-99 2000-02 2003-05<br />
10%<br />
MAIS = 4-6<br />
8%<br />
6%<br />
4%<br />
2%<br />
0%<br />
1980-82 1983-85 1986-90 1991-95 1997-99 2000-02 2003-05<br />
The ICD10 system is likely to provide less accurate estimates <strong>of</strong> injury severity<br />
than ICD9, for the reasons discussed in Section 2.3. Nevertheless, provided<br />
that the bias in the MAIS values calculated from the ICD10 codes is consistent<br />
between countries and years, it should still provide a valuable benchmark for<br />
international comparisons <strong>of</strong> road accident data.<br />
The Figure does indicate that results based on mapping ICD9 codes to MAIS<br />
are not comparable with results based on mapping ICD10 codes. Before and<br />
after the switchover, however, the trends show a consistent pattern which is<br />
likely to reflect changes in road safety rather than in external influences.<br />
Unfortunately, Table 1 shows that both systems have been used in the national<br />
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studies. Section 4.4 adjusts the ICD10-based conversion factors to ICD9 in an<br />
attempt to achieve consistency.<br />
4.2 Definition <strong>of</strong> ‘hospitalised’ person<br />
The title <strong>of</strong> the final stage <strong>of</strong> Task 1.5 in the SafetyNet programme <strong>of</strong> work is<br />
“Adoption <strong>of</strong> the common definition <strong>of</strong> hospitalised persons”. The underlying aim<br />
<strong>of</strong> the Task is to achieve a definition <strong>of</strong> a serious casualty that could be applied<br />
in all countries. At the time the programme was being developed, it seemed that<br />
the most likely outcome would be a definition such as “spent more than 3 days<br />
in hospital”: hence the use <strong>of</strong> the term hospitalised.<br />
Overall, however, the evidence from the Scottish linkage study supports other<br />
arguments against basing the new definition on Length <strong>of</strong> Stay, and in favour <strong>of</strong><br />
adopting a definition based on MAIS. It would be perverse, then, to adopt a<br />
definition based on Length <strong>of</strong> Stay simply because <strong>of</strong> the terminology used in<br />
2003 when preparing the programme.<br />
The only remaining decision concerns the MAIS range to choose for the<br />
definition <strong>of</strong> serious casualty. In principle, the threshold could be taken as 2,<br />
since AIS 2 describes a moderate injury and indeed there are appreciable<br />
numbers <strong>of</strong> cases <strong>of</strong> casualties who die with MAIS=2. The development <strong>of</strong> the<br />
estimation procedure in Section 3, however, explains that it is not possible to<br />
estimate MAIS 1 and 2 separately with the data available in some countries, so<br />
the minimum feasible value for the threshold is 3. Coincidentally, the AIS<br />
documentation refers to 3 as a serious injury. The conversion factors from the<br />
national studies show that adopting a higher threshold would yield rather small<br />
numbers <strong>of</strong> serious casualties.<br />
Recommendation<br />
Accordingly, it is concluded that the optimal definition <strong>of</strong> serious casualty for use<br />
with the CARE database should be a non-fatal casualty with MAIS between 3<br />
and 6 (inclusive).<br />
4.3 Trends in the Conversion Factor<br />
The results <strong>of</strong> Figure 5 from the Scottish linkage between 1980 and 2005 show<br />
clear trends in the MAIS distribution over time, and the detailed results from the<br />
matching process in Section 7.8 show that the relationship between the casualty<br />
data recorded by the police and by the hospitals is also dynamic. Thus, it is<br />
likely that Conversion Factors calculated annually would differ from the<br />
averages for 1997-2005 that were presented in Section 3.1. This is confirmed<br />
by Figure 6, which presents the annual factors used to estimate the number <strong>of</strong><br />
casualties with MAIS>=3 from the number <strong>of</strong> serious and slight casualties in the<br />
STATS19 data. The factors for converting slight casualties are less than for<br />
serious, so use the right-hand scale.<br />
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Figure 6: Annual MAIS-based Conversion Factors in Scottish linked<br />
casualty data<br />
0.30<br />
0.009<br />
0.25<br />
0.20<br />
0.006<br />
serious<br />
0.15<br />
slight<br />
0.10<br />
0.05<br />
>=3 (serious)<br />
1997-2005 average(serious)<br />
>=3 (slight)<br />
1997-2005 average(slight)<br />
0.003<br />
0.00<br />
0.000<br />
1997 1998 1999 2000 2001 2002 2003 2004 2005<br />
Although the annual results are more susceptible to random variation than the<br />
results for nine years <strong>of</strong> data, it is clear that there are trends in the factors.<br />
Ideally, the conversion factors should be recalculated regularly to take account<br />
<strong>of</strong> potential variations in the casualty data and their relationship with the medical<br />
data.<br />
4.4 Adjustment <strong>of</strong> ICD10-based results<br />
It was seen in Section 4.1 that MAIS scores based on ICD10 data are not<br />
comparable with MAIS scores based on ICD9 data, and that ICD9-based scores<br />
are likely to be more reliable. Table 1 shows that the Czech and UK national<br />
studies have used ICD10 data while three used ICD9 (the direct coding system<br />
<strong>of</strong> the French and Hungarian studies is comparable with ICD9). Hence, it is<br />
preferable to adopt ICD9 for the comparison, and a method is needed to adjust<br />
the Czech and UK results to be comparable with ICD9-based results.<br />
As yet there has been no study to compare the effect on severity trends <strong>of</strong><br />
changing from ICD9 to ICD10, so the only feasible approach is to make use <strong>of</strong><br />
the trends in the SHIPS/STATS19 data. Figure 7 extends Figure 5 to show the<br />
proportion <strong>of</strong> linked casualties with MAIS>=3. A simple statistical model has<br />
been used to extrapolate the 1980-95 data and estimate the proportions that<br />
would have been found in 1997-99 if ICD9 had been used. For each road user<br />
group, the estimated proportion would have been greater than the actual<br />
proportion and this would have continued through the following years, so the<br />
conversion factors in Table 8 for MAIS>=3 would have been greater if ICD9 had<br />
been used. Table 30 shows the adjustments necessary, and applies these to<br />
the factors from the last row <strong>of</strong> Table 8.<br />
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Figure 7: Proportion <strong>of</strong> Scottish linked casualties with MAIS>=3<br />
MAIS >= 3<br />
35%<br />
30%<br />
25%<br />
20%<br />
15%<br />
10%<br />
Car occupant<br />
Motorcyclist<br />
Pedal cyclist<br />
Pedestrian<br />
All<br />
5%<br />
0%<br />
1980-82 1983-85 1986-90 1991-95 1997-99 2000-02 2003-05<br />
Table 30: Proportion <strong>of</strong> casualties in 1997-99 with MAIS>=3<br />
Actual Estimated Adjustment Conversion Factors<br />
(ICD10-based) (ICD9-based) to ICD9 Serious Slight<br />
Car occupant 12.1% 24.7% 2.03 0.30 0.008<br />
Motorcyclist 18.1% 35.4% 1.95 0.52 0.022<br />
Pedal cyclist 9.3% 22.1% 2.38 0.69 0.021<br />
Pedestrian 18.5% 21.2% 1.14 0.26 0.009<br />
Other 0.30 0.007<br />
All 14.1% 24.5% 1.74 0.34 0.009<br />
Applying the overall adjustment to the Czech conversion factors (Table 13)<br />
gives 0.37 for serious casualties and 0.031 for slight.<br />
The overall results from the national studies are brought together in the<br />
following two Figures. First, Figure 8 presents the conversion factors for<br />
MAIS>=3, with the factor for slight casualties multiplied by 10 (the Czech and<br />
UK factors have been adjusted to ICD9). For example, from Table 16, for every<br />
serious casualty in the French accident data there are 0.68 casualties with<br />
MAIS>=3, while for every slight casualty there are 0.06.<br />
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Figure 8: Conversion Factors for MAIS>=3, all road users<br />
Conversion Factors<br />
1.0<br />
0.5<br />
N1 N2*10<br />
0.0<br />
France Hungary Greece Netherlands<br />
Czech<br />
Republic<br />
UK<br />
Spain<br />
Next, Figure 9 compares the conversion factors for Length <strong>of</strong> Stay>=1 day,<br />
distinguishing between 1-3 and >3 days. Even the ranking <strong>of</strong> countries in the<br />
two Figures is different.<br />
Figure 9: Conversion Factors for Length <strong>of</strong> Stay>=1 day, all road users<br />
1.5<br />
Conversion factors<br />
1.0<br />
0.5<br />
1-3 days >3 days<br />
0.0<br />
Serious<br />
Slight<br />
Serious<br />
Slight<br />
Serious<br />
Slight<br />
Serious<br />
Slight<br />
Serious<br />
Slight<br />
Serious<br />
Slight<br />
Serious<br />
Slight<br />
Serious<br />
Slight<br />
Greece Netherlands Austria France UK Spain Hungary Czech<br />
Republic<br />
The clear differences shown in these Figures between countries confirm that<br />
casualty reporting practices differ markedly, and that it would be misleading to<br />
compare national casualty data without adjustment. The differences<br />
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demonstrate the need for the use <strong>of</strong> conversion factors such as those presented<br />
here.<br />
4.5 An application<br />
The conversion factors presented in Section 3 (adjusted to ICD9 basis as<br />
necessary) will now be applied using actual CARE data, to illustrate the ways in<br />
which the scope for international comparisons is expanded by the results <strong>of</strong> this<br />
research. Naturally, the strength <strong>of</strong> the results depends upon the assumption<br />
that the factors are nationally representative.<br />
Table 31 presents the 2003-05 average annual casualty totals from CARE. At<br />
the time the data were downloaded, no post-2003 data were available for the<br />
Netherlands, only data from 2005 were available for Hungary and no data were<br />
available for the Czech Republic. The definition <strong>of</strong> serious and slight casualty in<br />
France changed in 2005, so the conversion factors only apply up to 2004.<br />
Table 31: 2003-05 annual average casualty totals<br />
Killed Serious Slight<br />
Austria 859 13,956 41,367<br />
France (2002-04) 6,414 19,898 100,587<br />
Greece 1,644 2,338 18,650<br />
Hungary (2005) 1,278 8,320 19,185<br />
Netherlands (2001-03) 1,003 10,881 29,608<br />
Spain 4,861 23,323 117,286<br />
UK 3,454 32,445 254,253<br />
Source: CARE database, June 2007<br />
To distinguish the number <strong>of</strong> serious casualties estimated according to the<br />
definition proposed above, i.e. with MAIS between 3 and 6, these will be<br />
referred to as serious* casualties. The conversion factors illustrated in Figure 8<br />
are applied in Table 32 to estimate the number <strong>of</strong> serious* casualties, showing<br />
the components N1 and N2. The relation between the number <strong>of</strong> serious and<br />
serious* casualties varies widely. In Greece, the estimated number <strong>of</strong> serious*<br />
casualties considerably exceeds the number <strong>of</strong> serious casualties, while in the<br />
Netherlands, Spain and the United Kingdom it is less than one half.<br />
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Table 32: <strong>Estimation</strong> <strong>of</strong> the number <strong>of</strong> Serious* casualties<br />
Serious casualties Slight casualties<br />
CARE<br />
total<br />
factor 1 N1 CARE<br />
total<br />
factor 2 N2 Serious*<br />
=N1+N2<br />
Serious*<br />
Serious<br />
France 19,898 0.68 13,612 100,587 0.061 6,157 19,768 0.99<br />
Greece 2,338 0.46 1,081 18,650 0.121 2,259 3,339 1.43<br />
Hungary 8,320 0.48 3,962 19,185 0.040 761 4,723 0.57<br />
Netherlands 10,881 0.39 4,254 29,608 0.016 474 4,728 0.43<br />
Spain 23,323 0.26 6,084 117,286 0.018 2,059 8,143 0.35<br />
UK 32,445 0.34 11,130 254,253 0.009 2,298 13,428 0.41<br />
In order to allow for the size <strong>of</strong> country, fatality rates per million population are<br />
<strong>of</strong>ten compared, also fatality rates per million motor vehicles. Table 33<br />
compares these fatality rates with the rates <strong>of</strong> serious* casualties. IRTAD<br />
counts <strong>of</strong> population and motor vehicles in 2005 have provided the<br />
denominators for these calculations.<br />
Table 33: Casualty rates per million population and per million motor<br />
vehicles, 2003-05<br />
Rate per million<br />
population<br />
Rate per million<br />
vehicles<br />
Killed Serious* Killed Serious*<br />
France (2002-04) 106 326 173 532<br />
Greece 148 301 248 503<br />
Hungary (2005) 127 468 379 1,402<br />
Netherlands (2001-03) 61 290 116 548<br />
Spain 112 187 176 294<br />
UK 57 223 103 399<br />
These results need to be qualified in several ways. The main qualification is that<br />
some conversion factors may not be nationally representative, principally<br />
because <strong>of</strong> the choice <strong>of</strong> study area. In addition, the data for the Netherlands<br />
come from an earlier period than for the other countries as the post-2003 Dutch<br />
fatality data were not available in CARE in June 2007. It is known that the<br />
national casualty totals have fallen since 2003 so the actual rates for the<br />
Netherlands for 2003-05 are lower than shown in the table.<br />
Also, no account has been taken <strong>of</strong> trends in the conversion factors. In view <strong>of</strong><br />
the results in the previous section, it might seem better to choose a period for<br />
each country that was centred on the period <strong>of</strong> the national study. This would<br />
lead to greater inconsistency among the periods being compared, and introduce<br />
a different form <strong>of</strong> bias. The approach adopted above seems preferable, but it<br />
will be important to take account explicitly <strong>of</strong> trends in the conversion factors in<br />
any future study <strong>of</strong> this general type.<br />
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5. Conclusions and Recommendations<br />
At present, international comparisons <strong>of</strong> the level <strong>of</strong> road safety rely almost<br />
exclusively on the analysis <strong>of</strong> data relating to fatal accidents and fatalities. This<br />
is unsatisfactory, for by most criteria non-fatal accidents and casualties impose<br />
a burden on society that is at least as great. It is potentially misleading to<br />
analyse the level <strong>of</strong> road safety in a country only in terms <strong>of</strong> fatal accidents and<br />
fatalities.<br />
The CARE database contains details <strong>of</strong> non-fatal accidents and casualties, so it<br />
is essential to allow these data to contribute to international comparisons <strong>of</strong><br />
road safety. The problems with doing this have been well known for many<br />
years, and scientifically acceptable methods are needed to overcome these<br />
problems. The studies presented in this report represent an important step in<br />
this direction. They do not <strong>of</strong>fer a complete solution since they only deal with the<br />
more seriously injured casualties, namely those that attend hospital for<br />
treatment. Nevertheless, this is the most important section <strong>of</strong> the spectrum <strong>of</strong><br />
non-fatal casualties, and the underlying principles may be developed in future to<br />
extend the coverage. The results that have been achieved demonstrate that the<br />
problems mentioned above are not simply theoretical but are real and acute.<br />
The original objective for this project included those casualties who were slightly<br />
injured, but the resources available have meant that no practical progress has<br />
been made in this direction. At present, police reports are the only systematic<br />
source <strong>of</strong> information about those with less serious injuries, although subject to<br />
the limitations that have been examined in this report. An independent source<br />
would be required in order to assess the completeness <strong>of</strong> these reports. Such<br />
data collection is expensive, and has not been attempted within this project.<br />
Nevertheless, approaches exist that could be considered for future research.<br />
One possibility would be to include questions relating to road accident in the<br />
EC‘s SARTRE survey. The relatively low incidence <strong>of</strong> road accidents in much <strong>of</strong><br />
Europe may rule this out on statistical grounds, but it would be possible to<br />
include questions in the regular national surveys carried out by many<br />
Governments, such as the General Household Survey in Great Britain. There is<br />
relevant experience in the Netherlands (AVV, 2002).<br />
Various technical problems have been encountered and surmounted in the<br />
course <strong>of</strong> this project. It is probably too early to say that the coefficients<br />
estimated from these linkage studies allow the national casualty data from the<br />
participating countries to be compared in an unbiased fashion. Nevertheless,<br />
they provide important new information and demonstrate clearly how fully<br />
reliable and nationally representative coefficients may be prepared.<br />
While the national studies have been carried out for a specific purpose within<br />
the SafetyNet project, the linked data sets have a research potential that<br />
extends far beyond this purpose and that has not been considered in this report.<br />
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Recommendations<br />
1. The definition <strong>of</strong> a “serious” casualty for use with the CARE database<br />
should be a non-fatal casualty with MAIS between 3 and 6 (inclusive). At<br />
present this can only be implemented in the countries reported here (other<br />
than Austria). It is recommended that a new study be carried out so that this<br />
definition can be implemented in more countries. Naturally, this study would<br />
take into account the lessons learned in the study reported here.<br />
2. This approach applied in this project represents an important step forward in<br />
comparing the numbers <strong>of</strong> road accidents and casualties across a range <strong>of</strong><br />
countries. In view <strong>of</strong> the variation <strong>of</strong> the Conversion Factors among the<br />
countries studied, however, it would not be wise to generalise results to<br />
other countries. A new study is needed that includes more Member States.<br />
Also, where the current study included only part <strong>of</strong> a country, the coverage<br />
within that country should be extended where possible.<br />
3. The CODES system <strong>of</strong> US Federal Government’s National Highway Traffic<br />
Safety Administration <strong>of</strong>fers an example <strong>of</strong> how this might be achieved. The<br />
NHTSA routinely supports the state-wide linkage <strong>of</strong> accident and medical<br />
records in about 30 States. The EC could support regular national linkage<br />
studies in the Member States. The results would have many benefits in<br />
addition to the preparation <strong>of</strong> conversion factors for use with CARE.<br />
4. Police accident reporting practices in any country will evolve over time, so<br />
the relationship between the police casualty statistics and the actual number<br />
<strong>of</strong> casualties is also likely to change. Clear evidence <strong>of</strong> this has been seen<br />
in both studies that examined developments over time (the Netherlands and<br />
Scotland). It will be necessary to repeat the linkage studies regularly in<br />
order to update the conversion factors.<br />
5. The methods used to link police and medical records in the national studies<br />
differ in detail, as described in the reports in the Appendix. Some<br />
differences were inevitable since the levels <strong>of</strong> detail in the datasets being<br />
linked differed from country to country. Other differences, however, reflected<br />
differences in background and experience among those carrying out the<br />
linkage. Ideally, each <strong>of</strong> the various methods would have been applied to<br />
each dataset to see whether the linkages achieved depended significantly<br />
upon the method used, and if so to identify the optimal method.<br />
Unfortunately the resources available for this study did not allow for this<br />
comparative phase to be carried out, but it would undoubtedly be valuable<br />
for any future study <strong>of</strong> this type to incorporate such a comparison <strong>of</strong> the<br />
methods available among the partners.<br />
6. The methods used to estimate MAIS from ICD injury codes need better<br />
validation. It is not necessary or desirable to confine this to samples <strong>of</strong> road<br />
accident casualties, a broad application to all injuries however caused<br />
would also be very helpful.<br />
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7. It would be valuable to estimate the number <strong>of</strong> casualties missed by both<br />
the police and the hospital reporting, in order that the conversion factors can<br />
fully account for under-reporting. The number <strong>of</strong> these casualties can be<br />
estimated by the capture-recapture method, which requires certain<br />
assumptions to be met. In particular, the fact that the police under-reporting<br />
rate is associated with characteristics such as injury severity and mode <strong>of</strong><br />
transport must be taken into account. This can be done by stratification, in<br />
other words estimating the number <strong>of</strong> missed casualties (and hence the<br />
total number <strong>of</strong> casualties) in each strata defined by these characteristics.<br />
The conversion factors should not only be estimated according to injury<br />
severity and mode <strong>of</strong> transport (as done here) but also according to other<br />
relevant characteristics such as number <strong>of</strong> vehicles involved and type <strong>of</strong><br />
road (e.g. urban/rural). Moreover, if we estimate conversion factors using<br />
regional data and wish to apply them nationally, the need to adjust for<br />
urban/rural characteristics is greater.<br />
8. This study has linked police and hospital records, so inevitably can say<br />
nothing about those road accident casualties with lesser injuries that do not<br />
attend hospital for treatment. While individually these people are less<br />
severely injured than those who attend hospital, they are likely to be more<br />
numerous. It will be important to develop techniques that can prepare<br />
conversion factors for this group <strong>of</strong> casualties. The new IDB (Injury<br />
Database) <strong>of</strong> DG-Sanco will contain detailed information about traffic<br />
accidents in the near future from samples <strong>of</strong> accidents across the EU. This<br />
new source <strong>of</strong> information could potentially be used in linkage studies.<br />
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6. References<br />
Association for the Advancement <strong>of</strong> Automotive Medicine (1990). The<br />
Abbreviated Injury Scale (1990 revision), Des Plaines, Illinois.<br />
AVV, Ministerie van Verkeer en Waterstaat, (2002). Verkeersongevallen in<br />
Nederland 2001, Heerlen, The Netherlands.<br />
http://www.rws-avv.nl/pls/portal30/docs/3736.PDF<br />
Brasel K J, Lim H J, Nirula R and Weigelt J A (2007). Length <strong>of</strong> Stay: an<br />
appropriate quality measure Archives <strong>of</strong> surgery, vol 142, pp 461-466.<br />
Crash Outcome Data Evaluation System (CODES).<br />
http://www-nrd.nhtsa.dot.gov/departments/nrd-30/ncsa/codes.html,, visited 25<br />
June 2007<br />
Department <strong>of</strong> Health and Human Services. Health Resources and Services<br />
Administration. From E to VWXY Cause <strong>of</strong> Injury Codes.<br />
ftp://ftp.hrsa.gov/mchb/vwxy.pdf<br />
<strong>European</strong> Centre for Injury Prevention, University <strong>of</strong> Navarra (2006).<br />
Algorithm to transform ICD-10 codes AIS and ISS, version 1 for SPSS.<br />
Pamplona, Spain<br />
Expert Group on Injury Severity Measurement (EGISM) (2004). Discussion<br />
document on injury severity measurement in administrative datasets.<br />
http://www.cdc.gov/nchs/data/injury/DicussionDocu.pdf.<br />
Lopez D G, Rosman D L, Jelinek G A, Wilkes G J and Sprivulis P C (1999).<br />
Complementing police road-crash records with trauma registry data – an initial<br />
evaluation. <strong>Accident</strong> Analysis and Prevention, Vol. 32, pp. 771-777.<br />
MacKenzie, E. J., Sacco, W et al. (1997). ICDMAP-90: A users guide.<br />
Baltimore, The Johns Hopkins University School <strong>of</strong> Public Health and Tri-<br />
Analytics, Inc.<br />
National Center for Health Statistics (2007). International Classification <strong>of</strong><br />
Diseases 10th Revision (ICD-10).<br />
http://www.cdc.gov/nchs/about/major/dvs/icd10des.htm.<br />
Osler, T., Rutledge, R., et al. (1996). ICISS: an international classification <strong>of</strong><br />
disease-9 based injury severity score. J. Trauma 41 (3), 380–388.<br />
Stephenson S, Langley J and Cryer C (2005). Effects <strong>of</strong> service delivery<br />
versus changes in incidence on trends in injury: a demonstration using<br />
hospitalised traumatic brain injury. <strong>Accident</strong> Analysis and Prevention 2005;<br />
37(5):825-832.<br />
World Health Organization (1992). International Statistical Classification <strong>of</strong><br />
Diseases and Related Health Problems, Tenth Revision. Geneva<br />
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7. Appendix A<br />
This Appendix includes eight reports that present details <strong>of</strong> the national studies<br />
whose results appeared in the main report. Each report was prepared by the<br />
person responsible for carrying out that national study. The reports have a<br />
shared structure, but are formatted independently.<br />
7.1 Study carried out in Austria<br />
Report prepared by Stefan Hoeglinger (KfV)<br />
7.1.1 Introduction<br />
The Austrian national study combined the police database <strong>of</strong> accidents<br />
throughout Austria in the year 2001 with the Austrian hospital discharge<br />
database.<br />
7.1.2 Description <strong>of</strong> data sources<br />
The police database<br />
The police database <strong>of</strong> Austria comprises data <strong>of</strong> road accidents on public<br />
roads with at least one person injured. This statistics should cover 100% <strong>of</strong> all<br />
relevant cases in Austria. The police collect the data by filling in a standardised<br />
form. All these papers are collected by the Federal Statistics body (Statistik<br />
Austria) and transformed into an electronic format. Every month, the Federal<br />
Statistics body is sending out the monthly data <strong>of</strong> road accidents. Persons<br />
committing suicide in a road traffic accident are not included in this database. If<br />
the probability is very high that the person died due to a serious health problem<br />
(e.g. heart attack) the respective record will also be removed from the database.<br />
For the linking procedure and the preparation <strong>of</strong> matrixes 1 and 2 accident data<br />
<strong>of</strong> the year 2001 are used. In this year 57.223 persons were either injured or<br />
killed in a road accident. In contradiction to other <strong>European</strong> countries the<br />
Austrian police use the injury type “injury unknown” when the police agent on<br />
the scene does not know if the person is slightly or seriously injured. Within the<br />
CARE system these persons are generally treated as seriously injured. Like<br />
most <strong>European</strong> countries, Austria is using the 30 day definition for fatalities: If a<br />
person dies within 30 days after the accident he or she will be counted as a<br />
road accident fatality. Uninjured persons involved in the accidents are excluded<br />
from this linking process.<br />
The hospital discharge database<br />
In the hospital discharge database administrative and medical data <strong>of</strong> all inpatients<br />
<strong>of</strong> 270 Austrian hospitals are collected. The hospital discharge records<br />
are designed to fulfil the needs <strong>of</strong> financial compensation for medical services.<br />
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This statistics should cover 100% <strong>of</strong> all relevant cases in Austria. Out-patients<br />
are not recorded in this database. Data is collected by the hospitals and<br />
transferred on an electronically basis to the Ministry for Health and Women. The<br />
ministry passes the data to the Federal Statistics body (Statistik Austria) which<br />
prepares the so called “Spitalsentlassungsstatistik” (hospital discharge<br />
statistics).<br />
For our needs we analysed all in-patients injured in road accidents,<br />
corresponding to ICD 10 coding (S00-T99) and the external cause <strong>of</strong> injury “not<br />
at work” or “at work”. In this database only the main diagnosis at the moment <strong>of</strong><br />
discharging from the hospital is recorded. Before 2001, the hospitals reported<br />
the main diagnosis using the ICD 9 coding system.<br />
The hospital discharge database is case-orientated instead <strong>of</strong> personorientated.<br />
If a person is transferred from one hospital to another he or she is<br />
recorded twice. It is thus not possible to recognise that he or she is just a single<br />
person. As the hospitals collect data about the patient’s age when leaving the<br />
hospital, the age at the moment when admitted to the hospital has to be<br />
recalculated by using the date <strong>of</strong> birth and the date <strong>of</strong> admission to the hospital.<br />
The hospital discharge data is published on an annual basis. Due to some late<br />
transmission <strong>of</strong> data by hospitals, there is a delay <strong>of</strong> 1½ years between the year<br />
<strong>of</strong> discharge and the year <strong>of</strong> data publication. Every year, selected indicators<br />
from this database are calculated and sent to EUROSTAT, WHO-HFA (Health<br />
for All) and also to the OECD database (OECD – Health Data).<br />
In order to prepare data for the linking procedure, data from 2001 and 2002<br />
were used in order to prepare a database with recorded persons who were<br />
admitted to a hospital in 2001. Only records in the hospital discharge database<br />
with an indication <strong>of</strong> a road traffic accident (“not at work” or “at work”) where<br />
used for the linking procedure. (IX14_Verletzungsg; Cause <strong>of</strong> Injury ISIS S30)<br />
Without this limitation around 250,000 records <strong>of</strong> injuries and toxications are in<br />
the database each year. When applying this limitation only 18,067 records are<br />
remaining.<br />
7.1.3 Description <strong>of</strong> the linking process<br />
Before the linking procedure is started, the data files have to be properly<br />
prepared. All this was done by using the standard s<strong>of</strong>tware SPSS and MS<br />
Access.<br />
Variables used for the linking process<br />
Table 34 shows the key variables used in the linking process.<br />
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Common<br />
name<br />
Date<br />
Table 34: Key variables in the police and hospital databases<br />
Hospital discharge database<br />
Police database on road accidents<br />
Explanation Variable Explanation Variable<br />
Date when admission to<br />
Date when the<br />
the hospital (no<br />
accident happens<br />
H_Date<br />
unknown in the<br />
(no unknown in the<br />
P_Date<br />
database)<br />
database)<br />
Hour <strong>of</strong> the day when<br />
the accident happens<br />
-0h-21h and 22h-24h P_Hour<br />
(no unknown in the<br />
- - -<br />
Sex<br />
Austrian or<br />
Foreigner<br />
Age<br />
Federal<br />
state<br />
Living<br />
federal<br />
state<br />
Gender (no unknown in<br />
the database)<br />
Nationality <strong>of</strong> person<br />
(derived from the<br />
passport not from the<br />
country <strong>of</strong> living)<br />
(no unknown in the<br />
database)<br />
Age (no unknown in the<br />
database)<br />
Federal state where the<br />
hospital is located. (no<br />
unknown in the<br />
database)<br />
Federal state where the<br />
person lives. (no<br />
unknown in the<br />
database)<br />
H_Sex<br />
H_Foreigner<br />
H_Age<br />
H_Fed<br />
database)<br />
Gender (no unknown<br />
in the database)<br />
Nationality <strong>of</strong> person<br />
(derived from the<br />
passport not from the<br />
driving license or<br />
license plate; no<br />
unknown in the<br />
database)<br />
Age (24 records with<br />
unknown in the<br />
database)<br />
Federal state where<br />
the accident<br />
happened. (no<br />
unknown in the<br />
database)<br />
H_Fed - -<br />
P_Sex<br />
P_Foreigner<br />
P_Age<br />
P_Fed<br />
As mentioned above, in the police database only records <strong>of</strong> injured or killed<br />
persons are documented and from the hospital discharge database only records<br />
<strong>of</strong> persons involved in a road accident are used. This pre-selection is necessary<br />
because the variables for the linking process are very limited. Otherwise the<br />
chance <strong>of</strong> having a random (and therefore more likely wrong) match between<br />
records <strong>of</strong> both databases would be relatively high.<br />
Technical preparation<br />
All the variables used (Table 34) are prepared to use common values and<br />
variables. For the linking process the following additional variables are added to<br />
the databases.<br />
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Table 35: Additional variables used for the linking process between the<br />
police and hospital databases<br />
Police database<br />
P_Nr<br />
P_Lsi<br />
P_Pointer1<br />
P_Dist1<br />
P_Pointer2<br />
P_Dist2<br />
P_Matchnr<br />
P_Selectivity<br />
P_Distfinal<br />
Hospital database<br />
H_Nr<br />
H_Lsi<br />
H_Pointer1<br />
H_Dist1<br />
H_Pointer2<br />
H_Dist2<br />
H_Matchnr<br />
H_Selectivity<br />
H_Distfinal<br />
First, the databases were arranged in ascending order <strong>of</strong> the variable H_Date<br />
and P_Date. After that, the records were consecutively numbered using the<br />
variable H_Nr and P_Nr. Later on these numbers are refered to as the rank<br />
numbers <strong>of</strong> the record.<br />
P_Lsi and H_Lsi indicate the status <strong>of</strong> the record. The values for this variable<br />
are:<br />
-2 died on the scene<br />
-1 undecided<br />
0 matched<br />
1 not matchable<br />
2 matchable but not matched due to more than one perfect fits.<br />
“Double zeros”<br />
The variable P_Dist1 and H_Dist1 is used to calculate the distance to the best<br />
neighbour <strong>of</strong> a record. The variable P_Dist2 and H_Dist2 contain the distance to<br />
the next best neighbour <strong>of</strong> the relevant record. The variable P_Pointer1 and<br />
H_Pointer1 refer to the rank number <strong>of</strong> the best neighbour. The variable<br />
P_Pointer2 and H_Pointer2 refer to the rank number <strong>of</strong> the next best neighbour.<br />
P_Selectivity and H_Selectivity show the calculated final selectivity between<br />
matched pairs. P_Distfinal and H_Distfinal show the final distance between<br />
matched records.<br />
Preparation <strong>of</strong> the record set <strong>of</strong> the hospital admission database<br />
For the analysis it is necessary to derive a database which contains records <strong>of</strong><br />
those persons who were admitted to the hospital in the year 2001. As the 2001<br />
hospital discharge database contains only records <strong>of</strong> persons who left the<br />
hospital in the year 2001, all records from the hospital discharge databases <strong>of</strong><br />
the years 2001 and 2002 with an admission date in the year 2001 were<br />
selected. The result was that 233 persons were admitted to the hospital in 2001<br />
and left the hospital in 2002. It can be assumed that there are just a few cases<br />
<strong>of</strong> people who were admitted to the hospital in 2001 and left the hospital after<br />
the year 2002. This was thus not analysed.<br />
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We presume that a very high percentage <strong>of</strong> all relevant road accident victims<br />
get admitted to a hospital within 4 days after the accident. Therefore the 136<br />
hospital admission database records until 4 January 2002 where included as<br />
well.<br />
The variable “Age” <strong>of</strong> the hospital discharge database contains the age <strong>of</strong> the<br />
person when leaving the hospital. Therefore the variable, H_Age (age at the<br />
moment <strong>of</strong> hospital admission) is calculated by using this variable “Age”, the<br />
date <strong>of</strong> admission to the hospital and the date <strong>of</strong> birth.<br />
The Linking procedure<br />
The attempt to match the Austrian police’s road traffic accident database with<br />
the hospital discharge (admission) database used a procedure very similar to<br />
the one proposed by SWOV in 2001.<br />
The police database for 2001 contains 57.223 road traffic accidents, whereas<br />
the hospital database contains 18.067 hospitalisations. By simply joining every<br />
record <strong>of</strong> the police database with every record <strong>of</strong> the hospital database about 1<br />
billion matches would have to be assessed. By using a slightly modified<br />
procedure as the one proposed by SWOV the assessment is limited to a<br />
reasonable amount. The quality <strong>of</strong> the linking process has been improved<br />
steadily by running iterative series <strong>of</strong> tests.<br />
The similarity <strong>of</strong> the matches between records <strong>of</strong> both databases is calculated<br />
by the distance function which is described in “The distance function”. The<br />
quality or uniqueness <strong>of</strong> the match is calculated by the selectivity function. This<br />
is explained in “The selectivity function”. In “The linking procedure” the linking<br />
procedure itself is described.<br />
The distance function<br />
The personal ID-number, which could serve as a primary key, is not recorded in<br />
the Austrian police and hospital reports, so a set <strong>of</strong> other characteristics has to<br />
be used to match the respective records. These key variables (see Table 34)<br />
are used in the distance function.<br />
When comparing the values <strong>of</strong> the key variables they are sometimes not<br />
correctly registered or even missing. Furthermore, the time span between the<br />
occurrence <strong>of</strong> the accident and the time <strong>of</strong> admission to the hospital depends on<br />
some parameters. It is uncertain that a seriously injured person is brought to a<br />
hospital with a delay <strong>of</strong> two days. But it is more probable that a slightly injured<br />
person might have some problems two days after the accident and then go to<br />
the hospital. To quantify the similarity between two records <strong>of</strong> the police and<br />
hospital databases a generalised distance function has been defined by SWOV.<br />
A very low distance close to zero indicates a very high probability that the<br />
person in the police database is the same as the one recorded in the hospital<br />
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database. If the distance is higher (because the key variables are different in<br />
some variables) the probability that this matched pair refers to the same victim<br />
is smaller.<br />
As mentioned by SWOV (2001) the distance function can be described as<br />
follows:<br />
“Let the hospital database contain N 1 records and the police database<br />
contain N 2 records, and let c ik denote the category <strong>of</strong> record i on key<br />
variable k (k = 1,…., m), then the distance between record i (i=1, …, N 1 )<br />
and record j (j = 1,…, N 2 ) is defined as:<br />
m<br />
d ij = ∑ δ ( c c ik<br />
, ).<br />
(1)<br />
k = 1<br />
jk<br />
Very generally, the term δ c ik<br />
, c )<br />
(<br />
jk<br />
⎧ 0 if c<br />
⎫<br />
ik<br />
= c<br />
jk<br />
⎪<br />
⎪<br />
δ ( cik<br />
, c<br />
jk<br />
) = ⎨ ak<br />
if cik<br />
≠ c<br />
jk ⎬<br />
(2)<br />
⎪<br />
⎪<br />
⎩bk<br />
if cik<br />
and / or c<br />
jk<br />
missing⎭<br />
Although the values <strong>of</strong> a k and b k in (2) are defined for each key variable,<br />
they all have in common that they increase the distance between two<br />
records when the records contain unequal categories and/or missing<br />
information on a key variable. “<br />
The determination <strong>of</strong> a k and b k for the following key variables was ruled by the<br />
assumption that a distance <strong>of</strong> 100 corresponds to a probability <strong>of</strong> about 50%<br />
that two records refer to the same victim (see Figure 10). The determination <strong>of</strong><br />
the distances is a weakness <strong>of</strong> the used methodology. By carrying out several<br />
trials the distances were chosen manually.<br />
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Figure 10: Determination <strong>of</strong> distances: Probability – Distance function<br />
Probability - Distance function<br />
Probability<br />
100%<br />
90%<br />
80%<br />
70%<br />
60%<br />
50%<br />
40%<br />
30%<br />
20%<br />
10%<br />
0%<br />
0 100 200 300 400 500<br />
Distance<br />
Table 36: Values for a k for the key variable “Date”<br />
P_Inj_Name P_Hour_Name Date_Diff ak P_Inj_Name P_Hour_Name Date_Diff ak<br />
Slightly injured before 21 0 100 Killed within 24 hours after 21 2 1000<br />
Slightly injured after 21 0 100 Killed within 24 hours before 21 3 1000<br />
Slightly injured before 21 1 120 Killed within 24 hours after 21 3 1000<br />
Slightly injured after 21 1 110 Killed within 24 hours before 21 4 1000<br />
Slightly injured before 21 2 150 Killed within 24 hours after 21 4 1000<br />
Slightly injured after 21 2 150 Killed between 24 and 48 hours before 21 0 0<br />
Slightly injured before 21 3 200 Killed between 24 and 48 hours after 21 0 0<br />
Slightly injured after 21 3 200 Killed between 24 and 48 hours before 21 1 50<br />
Slightly injured before 21 4 300 Killed between 24 and 48 hours after 21 1 20<br />
Slightly injured after 21 4 300 Killed between 24 and 48 hours before 21 2 1000<br />
Injury unknown before 21 0 0 Killed between 24 and 48 hours after 21 2 1000<br />
Injury unknown after 21 0 0 Killed between 24 and 48 hours before 21 3 1000<br />
Injury unknown before 21 1 30 Killed between 24 and 48 hours after 21 3 1000<br />
Injury unknown after 21 1 10 Killed between 24 and 48 hours before 21 4 1000<br />
Injury unknown before 21 2 50 Killed between 24 and 48 hours after 21 4 1000<br />
Injury unknown after 21 2 50 Killed between 48 and 72 hours before 21 0 0<br />
Injury unknown before 21 3 100 Killed between 48 and 72 hours after 21 0 0<br />
Injury unknown after 21 3 100 Killed between 48 and 72 hours before 21 1 50<br />
Injury unknown before 21 4 200 Killed between 48 and 72 hours after 21 1 20<br />
Injury unknown after 21 4 200 Killed between 48 and 72 hours before 21 2 1000<br />
Seriously injured before 21 0 0 Killed between 48 and 72 hours after 21 2 1000<br />
Seriously injured after 21 0 0 Killed between 48 and 72 hours before 21 3 1000<br />
Seriously injured before 21 1 50 Killed between 48 and 72 hours after 21 3 1000<br />
Seriously injured after 21 1 20 Killed between 48 and 72 hours before 21 4 1000<br />
Seriously injured before 21 2 1000 Killed between 48 and 72 hours after 21 4 1000<br />
Seriously injured after 21 2 1000 Killed between 72 and 30 days before 21 0 0<br />
Seriously injured before 21 3 1000 Killed between 72 and 30 days after 21 0 0<br />
Seriously injured after 21 3 1000 Killed between 72 and 30 days before 21 1 50<br />
Seriously injured before 21 4 1000 Killed between 72 and 30 days after 21 1 20<br />
Seriously injured after 21 4 1000 Killed between 72 and 30 days before 21 2 1000<br />
Killed within 24 hours before 21 0 0 Killed between 72 and 30 days after 21 2 1000<br />
Killed within 24 hours after 21 0 0 Killed between 72 and 30 days before 21 3 1000<br />
Killed within 24 hours before 21 1 50 Killed between 72 and 30 days after 21 3 1000<br />
Killed within 24 hours after 21 1 20 Killed between 72 and 30 days before 21 4 1000<br />
Killed within 24 hours before 21 2 1000 Killed between 72 and 30 days after 21 4 1000<br />
In Table 36, P_Inj_Name is the severity <strong>of</strong> injury reported in the police<br />
database. P_Hour_Name indicates if the accident happens between 0h and 21h<br />
or between 22h and 24h. Date_diff is the number <strong>of</strong> days between the date<br />
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when the accident happened and the date where the patient was admitted to<br />
the hospital.<br />
b k : n/a as no date is missing in one <strong>of</strong> the databases<br />
Table 37: Values for a k for the key variable “Sex”<br />
P_Sex_Name H_Sex_Name ak<br />
male male 0<br />
male female 2000<br />
female male 2000<br />
female female 0<br />
Where P_Sex_Name is the gender information in the police database and<br />
H_Sex_Name is the gender information in the hospital file.<br />
b k : n/a as no gender information is missing in one <strong>of</strong> the databases<br />
Key variable: Austrian or Foreigner<br />
a k : a k = 0 if the value <strong>of</strong> this variable is the same in both databases<br />
b k : n/a as no information is missing in one <strong>of</strong> the databases<br />
If the value <strong>of</strong> this variable differs in the databases, the match is treated as not<br />
linkable at all.<br />
Key variables about the location in Austria<br />
The following pages describe key variables related to federal states in Austria.<br />
Figure 11 shows a map <strong>of</strong> Austria including all federal states to get an<br />
impression about the chosen a k .<br />
Figure 11: Map <strong>of</strong> Austria<br />
Niederoesterreich<br />
Wien<br />
Oberösterreich<br />
Vorarlberg<br />
Tirol<br />
Salzburg<br />
Steiermark<br />
Burgenland<br />
Kaernten<br />
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Key variable: Federal state<br />
a k :<br />
Table 38: Values for a k for the key variable “Federal state”<br />
P_Fed_Name H_Fed_Name ak P_Fed_Name H_Fed_Name ak<br />
Burgenland Burgenland 0 Salzburg Steiermark 250<br />
Burgenland Kaernten 250 Salzburg Tirol 35<br />
Burgenland Niederoesterreich 125 Salzburg Vorarlberg 500<br />
Burgenland Oberoesterreich 250 Salzburg Wien 35<br />
Burgenland Salzburg 500 Steiermark Burgenland 50<br />
Burgenland Steiermark 125 Steiermark Kaernten 125<br />
Burgenland Tirol 35 Steiermark Niederoesterreich 125<br />
Burgenland Vorarlberg 500 Steiermark Oberoesterreich 125<br />
Burgenland Wien 35 Steiermark Salzburg 125<br />
Kaernten Burgenland 500 Steiermark Steiermark 0<br />
Kaernten Kaernten 0 Steiermark Tirol 35<br />
Kaernten Niederoesterreich 250 Steiermark Vorarlberg 500<br />
Kaernten Oberoesterreich 350 Steiermark Wien 35<br />
Kaernten Salzburg 125 Tirol Burgenland 500<br />
Kaernten Steiermark 125 Tirol Kaernten 125<br />
Kaernten Tirol 35 Tirol Niederoesterreich 500<br />
Kaernten Vorarlberg 500 Tirol Oberoesterreich 500<br />
Kaernten Wien 35 Tirol Salzburg 75<br />
Niederoesterreich Burgenland 125 Tirol Steiermark 500<br />
Niederoesterreich Kaernten 500 Tirol Tirol 0<br />
Niederoesterreich Niederoesterreich 0 Tirol Vorarlberg 250<br />
Niederoesterreich Oberoesterreich 250 Tirol Wien 35<br />
Niederoesterreich Salzburg 500 Vorarlberg Burgenland 500<br />
Niederoesterreich Steiermark 125 Vorarlberg Kaernten 500<br />
Niederoesterreich Tirol 35 Vorarlberg Niederoesterreich 500<br />
Niederoesterreich Vorarlberg 500 Vorarlberg Oberoesterreich 500<br />
Niederoesterreich Wien 35 Vorarlberg Salzburg 500<br />
Oberoesterreich Burgenland 500 Vorarlberg Steiermark 500<br />
Oberoesterreich Kaernten 500 Vorarlberg Tirol 35<br />
Oberoesterreich Niederoesterreich 75 Vorarlberg Vorarlberg 0<br />
Oberoesterreich Oberoesterreich 0 Vorarlberg Wien 35<br />
Oberoesterreich Salzburg 250 Wien Burgenland 500<br />
Oberoesterreich Steiermark 125 Wien Kaernten 500<br />
Oberoesterreich Tirol 35 Wien Niederoesterreich 500<br />
Oberoesterreich Vorarlberg 500 Wien Oberoesterreich 500<br />
Oberoesterreich Wien 35 Wien Salzburg 500<br />
Salzburg Burgenland 500 Wien Steiermark 500<br />
Salzburg Kaernten 125 Wien Tirol 35<br />
Salzburg Niederoesterreich 350 Wien Vorarlberg 500<br />
Salzburg Oberoesterreich 75 Wien Wien 0<br />
Salzburg Salzburg 0<br />
P_Fed_Name indicates the federal state where the accident happened<br />
(mentioned in the police database) and H_Fed_Name indicates in which federal<br />
state the hospital is located.<br />
b k : n/a as no information is missing in one <strong>of</strong> the databases<br />
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Key variable: Federal state <strong>of</strong> living<br />
a k :<br />
Table 39: Values for a k for the key variable “Living”<br />
P_Fed_Name H_Liv_Name ak P_Fed_Name H_Liv_Name ak<br />
Burgenland Burgenland 0 Tirol Salzburg 70<br />
Kaernten Burgenland 150 Vorarlberg Salzburg 150<br />
Niederoesterreich Burgenland 70 Wien Salzburg 150<br />
Oberoesterreich Burgenland 150 Burgenland Steiermark 70<br />
Salzburg Burgenland 150 Kaernten Steiermark 70<br />
Steiermark Burgenland 70 Niederoesterreich Steiermark 70<br />
Tirol Burgenland 150 Oberoesterreich Steiermark 70<br />
Vorarlberg Burgenland 150 Salzburg Steiermark 150<br />
Wien Burgenland 40 Steiermark Steiermark 0<br />
Burgenland Kaernten 150 Tirol Steiermark 150<br />
Kaernten Kaernten 0 Vorarlberg Steiermark 150<br />
Niederoesterreich Kaernten 150 Wien Steiermark 150<br />
Oberoesterreich Kaernten 150 Burgenland Tirol 150<br />
Salzburg Kaernten 70 Kaernten Tirol 70<br />
Steiermark Kaernten 70 Niederoesterreich Tirol 150<br />
Tirol Kaernten 70 Oberoesterreich Tirol 150<br />
Vorarlberg Kaernten 150 Salzburg Tirol 70<br />
Wien Kaernten 150 Steiermark Tirol 150<br />
Burgenland Niederoesterreich 70 Tirol Tirol 0<br />
Kaernten Niederoesterreich 70 Vorarlberg Tirol 70<br />
Niederoesterreich Niederoesterreich 0 Wien Tirol 150<br />
Oberoesterreich Niederoesterreich 70 Burgenland Vorarlberg 150<br />
Salzburg Niederoesterreich 150 Kaernten Vorarlberg 150<br />
Steiermark Niederoesterreich 70 Niederoesterreich Vorarlberg 150<br />
Tirol Niederoesterreich 150 Oberoesterreich Vorarlberg 150<br />
Vorarlberg Niederoesterreich 150 Salzburg Vorarlberg 150<br />
Wien Niederoesterreich 40 Steiermark Vorarlberg 150<br />
Burgenland Oberoesterreich 150 Tirol Vorarlberg 70<br />
Kaernten Oberoesterreich 150 Vorarlberg Vorarlberg 0<br />
Niederoesterreich Oberoesterreich 70 Wien Vorarlberg 150<br />
Oberoesterreich Oberoesterreich 0 Burgenland Wien 40<br />
Salzburg Oberoesterreich 70 Kaernten Wien 70<br />
Steiermark Oberoesterreich 70 Niederoesterreich Wien 40<br />
Tirol Oberoesterreich 150 Oberoesterreich Wien 70<br />
Vorarlberg Oberoesterreich 150 Salzburg Wien 70<br />
Wien Oberoesterreich 150 Steiermark Wien 70<br />
Burgenland Salzburg 150 Tirol Wien 150<br />
Kaernten Salzburg 70 Vorarlberg Wien 150<br />
Niederoesterreich Salzburg 150 All federal states Not Austria 0<br />
Oberoesterreich Salzburg 70 All federal states Unknown 0<br />
Salzburg Salzburg 0 All federal states Austria but unknown 0<br />
Steiermark Salzburg 70<br />
P_Fed_Name indicates the federal state where the accident happened<br />
(mentioned in the police database) and H_Liv_Name indicates the federal state<br />
where the hospitalised person lives.<br />
b k : n/a as no information is missing in one <strong>of</strong> the databases<br />
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Key variable: Age<br />
a k : a k = 0 if the value <strong>of</strong> this variable is the same in both databases<br />
b k : n/a as no information is missing in one <strong>of</strong> the databases<br />
If the value <strong>of</strong> this variable differs in the databases, the match is treated as not<br />
linkable at all.<br />
The selectivity function<br />
The similarity <strong>of</strong> the records can be quantified by calculating the distance<br />
between two records <strong>of</strong> the two databases. If a record <strong>of</strong> the police database<br />
finds a very similar record (small distance) in the hospital database it is<br />
important to control if there are also other hospital records existing with a small<br />
distance to the initial record in the police database. In such a case, the<br />
uniqueness <strong>of</strong> the initial pair can be criticised.<br />
The selectivity <strong>of</strong> a matched pair is the minimum <strong>of</strong> the differences <strong>of</strong> the<br />
distances to its best neighbour and its next best neighbour <strong>of</strong> each record.<br />
Whereas the best neighbour is the record in the other database with the lowest<br />
distance and the next best neighbour is the record in the other database with<br />
the second lowest distance to the selected current record.<br />
If the selectivity is high, the uniqueness is high too. If the selectivity is low, it is<br />
debatable whether the best neighbour pair or the next best neighbour refers to<br />
the same person.<br />
The linking procedure<br />
The linking procedure is implemented by using the standard s<strong>of</strong>tware MS<br />
Access 2003. In the following section the method <strong>of</strong> how to find matches<br />
between the hospital and the police database is described. The matches should<br />
have a high probability <strong>of</strong> referring to the same person in each database. The<br />
section “first pass” is more or less similar to the paper <strong>of</strong> SWOV (2001). In the<br />
section “second pass” an additional function is implemented to cover all<br />
possible cases <strong>of</strong> such a linking procedure.<br />
First initiation<br />
The first initiation starts after both databases were properly prepared.<br />
In this initiation the following variables are filled with constant values:<br />
P_Lsi = -2 or -1 H_Lsi = -1<br />
P_Dist1 = 100000 H_Dist1 = 100000<br />
P_Dist2 = 100000 H_Dist2 = 100000<br />
P_Pointer1 = -1 H_Pointer1 = -1<br />
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P_Pointer2 = -1 H_Pointer2 = -1<br />
If the severity <strong>of</strong> injury reported in the police database indicates that the person<br />
died on the scene the variable concerning the status <strong>of</strong> the record P_Lsi is set<br />
to -2 (died on the scene). In all other cases the value <strong>of</strong> P_Lsi and H_Lsi is set<br />
to -1 (undecided)<br />
At the beginning <strong>of</strong> the linking procedure very high distances are applied to the<br />
relevant variables. During the linking procedure these variables are recalculated<br />
and in case <strong>of</strong> a lower distance the variables are replaced with new values.<br />
An initial value <strong>of</strong> “-1” is selected for all pointers.<br />
First pass<br />
In the first pass the best neighbour and the next best neighbour is determined<br />
by using the distance function.<br />
If a person died on the scene (P_Lsi = -2) the related record will be excluded<br />
from further examination as it can be assumed that this person will not be<br />
transferred to a hospital.<br />
As mentioned above, only records where the admittance to the hospital occurs<br />
within 4 days after the accident were considered. The first record <strong>of</strong> the police<br />
database is compared with all records in the hospital database satisfying this<br />
time span restriction. When two records are compared it is checked, if any <strong>of</strong><br />
the already stored distances in the variable .._Dist1 is higher as the new<br />
calculated one. If so, the old distance is updated by the new distance and stored<br />
in both records. If the new calculated is higher than the distance stored in the<br />
variable .._Dist1, but lower than the distance stored in the variable .._Dist2, the<br />
variable .._Dist2 is updated with the new calculated distance and stored in both<br />
records <strong>of</strong> the databases.<br />
Also the corresponding pointers H_Pointer1, H_Pointer2, P_Pointer1,<br />
P_Pointer2 are updated with the rank number <strong>of</strong> the relevant records <strong>of</strong> the<br />
other database. This procedure is done for both records which are compared.<br />
After that, the second record <strong>of</strong> the police database is compared to all records in<br />
the hospital database also satisfying the mentioned timespan restriction. The<br />
same systematic treatment is applied. This procedure continues until the last<br />
record <strong>of</strong> the police database is processed.<br />
At the end <strong>of</strong> this first pass all records which found a similar record in the other<br />
database contain a pointer which refers to the rank number <strong>of</strong> its best neighbour<br />
in the other database and also a pointer which refers to the rank number <strong>of</strong> its<br />
next best neighbour in the other database. Each <strong>of</strong> these neighbours is<br />
combined with the distance between these records in both databases.<br />
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Second initiation<br />
In this initiation the following variables are filled with these values:<br />
P_Matchnr = 0 H_Matchnr = 0<br />
P_Selectivity = 0 H_Selectivity = 0<br />
P_Distfinal = 100000 H_Distfinal = 100000<br />
P_Lsi = 1 or -1 H_Lsi = 1 or -1<br />
P_Matchnr and H_Matchnr indicate the rank number <strong>of</strong> the record in the other<br />
database if the pair is defined as a match. Zero is choosen as initial value.<br />
P_Selectivity and H_Selectivity indicate the selectivity between the best<br />
neighbour and the next best neighbour <strong>of</strong> a record. As initial value zero is<br />
chosen.<br />
P_Distfinal and H_Distfinal store the final distance <strong>of</strong> the matched pair. (It is not<br />
necessarily the distance beween the best neighbours). A very high distance is<br />
used as an initial value.<br />
If the pointer to the best neighbour indicates that no best neighbour was found<br />
in the first pass (P_Pointer1 = -1 or H_Pointer1 = -1) these records will be<br />
excluded from further analysis. (P_Lsi = 1; H_Lsi = 1); If at least a best<br />
neighbour was found the status for these records will remain as “undecided”<br />
(P_Lsi = -1; H_Lsi = -1)<br />
Determination <strong>of</strong> “Double zero” matches<br />
If a record has a distance <strong>of</strong> zero to its best neighbour and to its next best<br />
neighbour, it is uncertain which record has to be taken for the match. Both<br />
neighbours fit perfect.<br />
For this reason every record with such a double zero situation has to be marked<br />
as “double zeros” (.._LSI = 2). If the best neighbour <strong>of</strong> a record refers to a<br />
double zero match, this record also has to be marked with ..LSI = 2.<br />
This record points to a record in the other database pretending that this is a<br />
perfect fit, but the other record is highly uncertain. To put it dramatically, a<br />
double zero record is poisoning every record surrounding it.<br />
Records with status.._LSI = 2 have to be excluded from further processing as it<br />
is already known at this stage <strong>of</strong> the linking process that the situation will not<br />
change when running the second pass. Double zero records are a problem<br />
when linking the Austrian police database and the hospital database. The<br />
problem occurs due to lack <strong>of</strong> comparable information in both databases.<br />
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Second pass<br />
In the second pass the determination <strong>of</strong> the records which should be linked is<br />
performed. This recursive procedure is almost the same as described in the<br />
paper <strong>of</strong> SWOV but enhanced with one function to find also matches between<br />
two records mentioned as next best neighbours in both databases. Figure 12<br />
shows a flow chart which describes this recursive algorithm.<br />
Figure 12: Description <strong>of</strong> the procedure used for the second pass<br />
Point 1:<br />
Find first record which is<br />
„undecided“ (_LSI = -1)<br />
Set Status = 1<br />
Point 2:<br />
Make this record the r.u.i.<br />
Status = 1<br />
Status<br />
Status = 2<br />
Look up r.u.i´s best<br />
neighbour<br />
Look up r.u.i´s next best<br />
neighbour<br />
yes<br />
_LSI <strong>of</strong> this<br />
neighbour is<br />
„undecided“<br />
no<br />
yes<br />
_LSI <strong>of</strong> this<br />
neighbour is<br />
„undecided“<br />
no<br />
yes<br />
First pointer<br />
points back to<br />
r.u.i.<br />
no<br />
Look up r.u.i´s next best<br />
neighbour<br />
Unmatchable:<br />
_LSI = “unmatchable”<br />
Go to Point 1<br />
Matched:<br />
_LSI = “matched”<br />
– go to Point 1<br />
Status = 1<br />
Go to Point 2<br />
yes<br />
__LSI <strong>of</strong> this<br />
neighbour is<br />
„undecided“<br />
no<br />
yes<br />
Second pointer<br />
points back<br />
no<br />
yes<br />
First pointer<br />
points back<br />
no<br />
Matched:<br />
_LSI = “matched”<br />
Go to Point 1<br />
Unmatchable:<br />
_LSI = “unmatchable”<br />
Go to Point 1<br />
Unmatchable:<br />
_LSI = “unmatchable”<br />
Go to Point 1<br />
Matched:<br />
_LSI = “matched”<br />
– go to Point 1<br />
Status = 2<br />
Go to Point 2<br />
Description <strong>of</strong> names used:<br />
r.u.i<br />
Record under investigation<br />
Status<br />
status to detect if a pair who is pointing at each other as<br />
next best neighbour could be matched.<br />
First pointer H_Pointer1 or P_Pointer1<br />
Second pointer H_Pointer2 or P_Pointer2<br />
This procedure helps to find the following matches <strong>of</strong> records:<br />
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1. if the record in the first database points to its best neighbour in the other<br />
database and this record also points back to the record in the first<br />
database as its best neighbour.<br />
2. if the record in the first database points to its best neighbour in the other<br />
database and this record also points back to the record in the first<br />
database as its next best neighbour.<br />
3. if the record in the first database points to its next best neighbour in the<br />
other database and this record also points back to the record in the first<br />
database as its best neighbour.<br />
4. if the record in the first database points to its next best neighbour in the<br />
other database and this record also points back to the record in the first<br />
database as its next best neighbour.<br />
Calculation <strong>of</strong> selectivity and final distance<br />
In this part <strong>of</strong> the linking procedure, the uniqueness <strong>of</strong> a match quantified by<br />
selectivity and final distance is calculated. First the difference between the<br />
distances <strong>of</strong> a record to its best neighbour and to its next best neighbour is<br />
calculated. This is done for records <strong>of</strong> both databases. The lowest difference <strong>of</strong><br />
a matched pair is then stored in both records <strong>of</strong> the matched pair as their<br />
selectivity. To determine final distance the distance to the neighbour which is<br />
taken as matched neighbour is stored in each database.<br />
Taking into account selectivity and final distance, matched pairs can be divided<br />
in those which have a high probability to refer to the same person (Matchtype:<br />
“usable matched”) and those where it is doubtful if the match is ok (Matchtype:<br />
“not usable matched (Dist, Selectivity)”). A matched pair is “usable matched if<br />
the following conditions are fulfilled:<br />
• Final distance = 100<br />
These values have been chosen carefully after processing several tests.<br />
7.1.4 Results<br />
As no set <strong>of</strong> records with pro<strong>of</strong>ed quality <strong>of</strong> linking is available, the linking<br />
procedure could not be evaluated perfectly. To see if the linking procedure is<br />
calculating reasonable results, two alternative ways <strong>of</strong> checking the plausibility<br />
<strong>of</strong> the matched records is chosen.<br />
Reliability test I – Differences in affected body regions<br />
For this test we assumed that injuries <strong>of</strong> motorcyclists including moped riders<br />
and car occupants differ significantly when looking at the affected body region.<br />
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Table 40 and Figure 13 show the mode <strong>of</strong> transport by affected body region for<br />
matched pairs with a matchtype “usable matched”. The standardised residuals<br />
show for example that knee and lower leg injuries <strong>of</strong> motorcyclists and moped<br />
riders differ significantly from the average due to the standardised residual <strong>of</strong><br />
12,1. (standardised residuals +/- 1,94 would lead to a significance level <strong>of</strong> 5%).<br />
In all body regions rows the chi-square assumption is fulfilled. (Predicted value<br />
> 5)<br />
This leads to the assumption that the linking procedure does not match just<br />
records randomly. If so, there would be no significant difference by mode <strong>of</strong><br />
transport.<br />
Table 40: Affected body regions <strong>of</strong> car passengers and motorcyclists<br />
(only usable matched persons: 3.624 records)<br />
Bodyregion * road user type Crosstabulation<br />
Bodyregion<br />
Total<br />
Abdomen injuries<br />
Ankel injuries<br />
Elbow injuries<br />
Hand injuries<br />
Head injuries<br />
Hip and thigh injuries<br />
Knee and lower leg<br />
injuries<br />
Neck injuries<br />
Shoulder injuries<br />
Thorax injuries<br />
Count<br />
Std. Residual<br />
Count<br />
Std. Residual<br />
Count<br />
Std. Residual<br />
Count<br />
Std. Residual<br />
Count<br />
Std. Residual<br />
Count<br />
Std. Residual<br />
Count<br />
Std. Residual<br />
Count<br />
Std. Residual<br />
Count<br />
Std. Residual<br />
Count<br />
Std. Residual<br />
Count<br />
road user type<br />
Motorcyclist<br />
incl. Moped<br />
Car occupant rider Total<br />
239 91 330<br />
-,9 1,5<br />
48 40 88<br />
-2,4 4,3<br />
69 48 117<br />
-2,2 3,9<br />
51 32 83<br />
-1,6 2,8<br />
1167 210 1377<br />
3,5 -6,3<br />
100 59 159<br />
-2,0 3,6<br />
164 196 360<br />
-6,7 12,1<br />
299 12 311<br />
3,9 -7,1<br />
94 74 168<br />
-3,1 5,5<br />
543 88 631<br />
2,7 -4,9<br />
2774 850 3624<br />
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Figure 13: Affected body regions <strong>of</strong> car passengers and motorcyclists<br />
incl. Moped riders (only usable matched persons: 3.624 records)<br />
Car occupants<br />
Motorcyclists incl. Moped riders<br />
Reliability test II – Linking different years<br />
For this test hospital data from the year 2001 were linked to police data from the<br />
year 2003. In the “date” - variable the year was changed from 2003 to 2001.<br />
Theoretically there should be no “useable matched” records after running the<br />
linking procedure.<br />
Table 41 shows that 1.567 records were found to be useable. This is 30,5% <strong>of</strong><br />
the “useable matched” records when linking both databases with data from the<br />
year 2001. Therefore it can be assumed that 30,5% <strong>of</strong> these matched pairs do<br />
not refer to the same person in each database. This high share reveals that not<br />
enough information is available in both databases for getting reliable results.<br />
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Table 41: Overview on linking procedure when linking police data from<br />
2003 with hospital data from 2001<br />
Source Matchtype Ergebnis<br />
Hospital double zeros 177<br />
not matchable 1258<br />
undecided 1789<br />
Hospital Ergebnis 3224<br />
Police Died on the scene 614<br />
double zeros 290<br />
not matchable 42065<br />
Police Ergebnis 42969<br />
Police + Hospital not usable matched (Dist, Selecticity) 13276<br />
usable matched 1567<br />
Police + Hospital Ergebnis 14843<br />
Gesamtergebnis 61036<br />
Overview and discussion<br />
Figure 14 and Figure 15 show the status <strong>of</strong> all records in the hospital and police<br />
database after the linking process.<br />
Figure 14: Status <strong>of</strong> records in the police database<br />
Status <strong>of</strong> records in the police database<br />
total: 57.223<br />
usable matched; 5142; 9%<br />
died on the scene; 685; 1%<br />
double zeros; 1425; 2%<br />
not usable matched (Dist,<br />
Selecticity); 9993; 17%<br />
not matchable; 39978; 71%<br />
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Figure 15: Status <strong>of</strong> records in the police database<br />
Status <strong>of</strong> records in the hospital database<br />
total:18.067<br />
double zeros; 915; 5%<br />
usable matched; 5142; 28%<br />
not matchable; 2017; 11%<br />
not usable matched (Dist,<br />
Selecticity); 9993; 56%<br />
In the police database 71% <strong>of</strong> all records cannot be matched. As the hospital<br />
database contains only in-patients and no outpatients, this amount can be<br />
explained by the police coded “slightly injured” persons, who – in case they<br />
were coded properly – do not go to the hospital (73% <strong>of</strong> all records).<br />
It seems that we do have to less comparable information in both databases.<br />
This is indicated by the high percentage at 5% <strong>of</strong> all hospital records were the<br />
status is “double zero”. These records have exactly the same key variables in<br />
both databases. E.g. in Austria only the age, but not the date <strong>of</strong> birth is recorded<br />
in the police database. The linking procedure would be much more efficient if<br />
the police database would also contain this information.<br />
When looking at the total numbers, as presented in Figure 14 and Figure 15, it<br />
could be assumed that 915 records <strong>of</strong> double zeros from the hospital database<br />
refer to the same persons as 915 double zeros from the police database but,<br />
who fits with whom can not be determined. The remaining double zeros from<br />
the police database (1.425-915 = 510) can not treated as matchable.<br />
Preparation <strong>of</strong> the matrixes<br />
In order to prepare the matrixes a major problem is the lack <strong>of</strong> information about<br />
the mode <strong>of</strong> transport in the hospital database. E.g., it is known how many<br />
records in the police database refer to persons in a car. But there is no<br />
information on how many records in the hospital database refer to an accident<br />
where the person was sitting in a car. Therefore it is not possible to calculate<br />
how many people in a car were not coded by the police. Additionally, it is<br />
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impossible to calculate the grey marked cells in the following table on the level<br />
<strong>of</strong> the mode <strong>of</strong> transport.<br />
Table 42: Possible combinations <strong>of</strong> presence or absence <strong>of</strong> hospitalised<br />
road traffic victims in police and hospital databases. (SWOV 2001)<br />
In police<br />
database<br />
Not in police<br />
database<br />
Not a<br />
hospitalised<br />
road traffic<br />
victim<br />
In hospital<br />
database<br />
In both<br />
databases<br />
Only in hospital<br />
database<br />
Hospitalisation<br />
not caused by<br />
a road traffic<br />
accident<br />
Not in<br />
hospital<br />
database<br />
Only in<br />
police<br />
database<br />
In neither<br />
database<br />
Not a<br />
hospitalised road<br />
traffic victim<br />
<strong>Road</strong> traffic<br />
victim but not<br />
hospitalised<br />
In order to provide a full picture <strong>of</strong> the linking procedure every record <strong>of</strong> both<br />
databases is counted in the matrixes. If two records are matched “usable<br />
matched” or “not usable matched” all needed cells <strong>of</strong> the matrixes can be<br />
calculated. In all other cases there is a lack <strong>of</strong> information and cells, which could<br />
not be calculated, are marked with “n/a”<br />
Additional information to the variables proposed by TRL concerning the design<br />
<strong>of</strong> matrix 1 and matrix 2 is provided. These are:<br />
- Variable Source: This indicates wether this is a matched pair (Police +<br />
Hospital) or a record could not find another record (Police; Hospital)<br />
- Variable Matchtype:<br />
• Died on the scene<br />
• Double zeros<br />
• Not matchable<br />
• Undecided<br />
• Not usable matched (Dist, Selectivity)<br />
• Usable matched<br />
This information is needed to analyse why data are not matched properly.<br />
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Matrix 1 for the matched pairs<br />
Table 43 shows an overview on matrix1 where police coding, length <strong>of</strong> stay in<br />
hospital and road user type can be crossed.<br />
Table 43: Matrix 1 overview<br />
Source Matchtype police coding Length <strong>of</strong> stay SafetyNet Ergebnis<br />
Hospital double zeros n/a > 3 days 370<br />
1 - 3 days 310<br />
Outpatients; treated like inpatients 81<br />
Overnight 154<br />
not matchable n/a > 3 days 322<br />
1 - 3 days 295<br />
Outpatients; treated like inpatients 66<br />
Overnight 154<br />
undecided n/a > 3 days 466<br />
1 - 3 days 431<br />
Outpatients; treated like inpatients 88<br />
Overnight 195<br />
Police Died on the scene Fatal Injured n/a 685<br />
double zeros Fatal Injured n/a 16<br />
Injury unknown (seriously injured) n/a 316<br />
Seriously Injured n/a 550<br />
Slightly Injured n/a 543<br />
not matchable Fatal Injured n/a 132<br />
Injury unknown (seriously injured) n/a 3608<br />
Seriously Injured n/a 3889<br />
Slightly Injured n/a 32349<br />
Police + Hospital not usable matched (Dist, Selecticity) Fatal Injured > 3 days 12<br />
1 - 3 days 12<br />
Outpatients; treated like inpatients 8<br />
Overnight 5<br />
Injury unknown (seriously injured) > 3 days 486<br />
1 - 3 days 536<br />
Outpatients; treated like inpatients 91<br />
Overnight 359<br />
Seriously Injured > 3 days 585<br />
1 - 3 days 427<br />
Outpatients; treated like inpatients 69<br />
Overnight 240<br />
Slightly Injured > 3 days 2309<br />
1 - 3 days 2751<br />
Outpatients; treated like inpatients 435<br />
Overnight 1668<br />
usable matched Fatal Injured > 3 days 19<br />
1 - 3 days 13<br />
Outpatients; treated like inpatients 44<br />
Overnight 12<br />
Injury unknown (seriously injured) > 3 days 361<br />
1 - 3 days 479<br />
Outpatients; treated like inpatients 41<br />
Overnight 292<br />
Seriously Injured > 3 days 1447<br />
1 - 3 days 699<br />
Outpatients; treated like inpatients 57<br />
Overnight 244<br />
Slightly Injured > 3 days 288<br />
1 - 3 days 583<br />
Outpatients; treated like inpatients 76<br />
Total<br />
Overnight 487<br />
60155<br />
If a person is released from the hospital within the same day, one day is stored<br />
in the variable “XDauer” <strong>of</strong> the Austrian hospital database. If a person is<br />
overnight in the hospital two days are stored in this variable. The conversion<br />
from “Xdauer” to the definition <strong>of</strong> “Length <strong>of</strong> stay SafetyNet” used in this report is<br />
as follows:<br />
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Table 44: Transformation <strong>of</strong> “Xdauer” to “Length <strong>of</strong> stay SafetyNet” used<br />
in this report<br />
Xdauer Length <strong>of</strong> stay SafetyNet<br />
Outpatients; treated like<br />
1<br />
inpatients<br />
2 Overnight<br />
3 1 - 3 days<br />
4 1 - 3 days<br />
5 1 - 3 days<br />
6 and more > 3 days<br />
1.434 persons are coded “slightly injured” in the police database but these<br />
persons went to the hospital after the accident. This shows that the police<br />
underestimated the severity <strong>of</strong> injuries.<br />
In the police database 132 persons coded “fatal injured” are not matchable at<br />
all. This could be a topic for further investigations as the fatalities stored in the<br />
police database are <strong>of</strong>ten cross-checked with the Austrian mortality statistic. As<br />
this statistic is used for the population statistic, it can be assumed that the<br />
quality <strong>of</strong> this database is very high. Therefore, the high share <strong>of</strong> 132 missing<br />
persons in the hospital database is doubtful. E.g. further investigations on a<br />
single record revealed that this person was transfered to hospital A after the<br />
accident but transfered to hospital B after some days. In contradiction to the<br />
description <strong>of</strong> the Austrian hospital discharge database there was no record<br />
about the stay <strong>of</strong> the person in hospital A - only about hospital B.<br />
Figure 16 shows the distribution <strong>of</strong> length <strong>of</strong> stay in hospital by mode <strong>of</strong><br />
transport. A higher proportion <strong>of</strong> <strong>of</strong> a long stay in hospitals can be shown for<br />
pedestrians and motorcyclists including moped riders.<br />
Figure 16: Distribution <strong>of</strong> length <strong>of</strong> stay in hospital by mode <strong>of</strong> transport<br />
(only usable matched persons: 5.142 records)<br />
60,0%<br />
54,3%<br />
52,2%<br />
50,0%<br />
45,3%<br />
40,0%<br />
30,0%<br />
20,0%<br />
13,8%<br />
28,0%<br />
33,9%<br />
17,8%<br />
29,4%<br />
15,7%<br />
23,1%<br />
37,2%<br />
34,8%<br />
36,8%<br />
38,8%<br />
18,8%<br />
Outpatients; treated like inpatients<br />
Overnight<br />
1 - 3 days<br />
> 3 days<br />
10,0%<br />
3,9% 3,0% 2,8%<br />
4,8% 5,6%<br />
0,0%<br />
Pedestrian Pedal cyclist Motorcyclist incl.<br />
Moped rider<br />
Mode <strong>of</strong> transport<br />
Car occupant<br />
Other<br />
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Matrix 2 for the matched pairs<br />
Conversion <strong>of</strong> ICD-10 Codes to MAIS<br />
In Austria the international statistical classification ICD-10 is used in the hospital<br />
discharge database. Before 2001 hospitals reported the main diagnosis by<br />
using the classification ICD-9. Therefore, a transformation from ICD-10 to MAIS<br />
is carried out.<br />
Within the EC project Apollo a conversion from ICD-10 diagnosis to ISS has<br />
been developed at the University <strong>of</strong> Navarra. Based on this code a conversion<br />
from ICD-10 to MAIS is used for the Austrian hospital discharge diagnosis. Not<br />
for all ICD-10 codes MAIS can be calculated. In such cases the value <strong>of</strong> MAIS is<br />
“n/a”<br />
Problems occur when adapting the Apollo code to this data. The Apollo code<br />
was developed to use up to three diagnoses per record. In the Austrian hospital<br />
discharge database only the main diagnosis is stored. It could be assumed that<br />
this is the reason why the conversion does not work very properly.<br />
To show the problem, records <strong>of</strong> the hospital database are chosen, where there<br />
is an indication in the hospital database that this person left the hospital due to<br />
death. In the database 171 records are marked with this value. Out <strong>of</strong> these<br />
records 126 records show a diagnosis which can be transformed to MAIS. The<br />
following table shows the number <strong>of</strong> cases and the calculated MAIS values. For<br />
only one record, a MAIS score <strong>of</strong> 6 can be calculated. As the source for this<br />
table is only the hospital database all records should have a MAIS value <strong>of</strong> 6 as<br />
these persons left the hospital dead.<br />
Table 45: MAIS scores <strong>of</strong> persons who died in the hospital<br />
MAIS Score <strong>Number</strong> <strong>of</strong> records<br />
1 10<br />
2 40<br />
3 45<br />
4 12<br />
5 18<br />
6 1<br />
Total 126<br />
Therefore, the conversion <strong>of</strong> the ICD-10 codes to MAIS using only one<br />
diagnosis, as in the Austrian hospital database, could be criticised.<br />
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Calculated Matrix 2<br />
Table 46 shows a matrix where mode <strong>of</strong> transport, police coding and MAIS is<br />
crossed. Only “useable matched” pairs are used in this table.<br />
Table 46: Overview Matrix 2 (only useable matched records)<br />
Sum <strong>of</strong> Counts<br />
MAIS<br />
road user type police coding 1 2 3 4 5 6 n/a Total<br />
Car occupant Fatal Injured 5 17 11 4 2 14 53<br />
Injury unknown 357 305 34 1 1 58 756<br />
Seriously Injured 273 700 135 6 16 57 1187<br />
Slightly Injured 497 361 19 2 3 73 955<br />
Motorcyclist incl. Moped rider Fatal Injured 2 3 1 1 7<br />
Injury unknown 70 95 10 1 8 184<br />
Seriously Injured 89 377 66 4 11 31 578<br />
Slightly Injured 71 46 6 14 137<br />
Other Fatal Injured 1 1 2<br />
Injury unknown 19 27 3 1 7 57<br />
Seriously Injured 36 72 14 2 9 133<br />
Slightly Injured 37 15 1 5 58<br />
Pedal cyclist Fatal Injured 1 5 2 8<br />
Injury unknown 27 52 6 2 4 2 93<br />
Seriously Injured 60 140 34 5 2 6 247<br />
Slightly Injured 58 70 8 1 1 13 151<br />
Pedestrian Fatal Injured 1 6 5 2 2 2 18<br />
Injury unknown 28 46 4 1 2 2 83<br />
Seriously Injured 45 185 50 5 4 13 302<br />
Slightly Injured 53 61 3 1 15 133<br />
Total 1728 2579 415 35 54 1 330 5142<br />
Figure 17 presents the distribution <strong>of</strong> MAIS by different modes <strong>of</strong> transport.<br />
Although the transformation <strong>of</strong> ICD-10 to MAIS is doubtful, differences can be<br />
observed. Car occupants have a higher share <strong>of</strong> MAIS 1, especially compared<br />
to pedestrians.<br />
Figure 17: Distribution <strong>of</strong> MAIS by mode <strong>of</strong> transport (only usable matched<br />
persons: 5.142 records)<br />
70,0%<br />
60,0%<br />
50,0%<br />
40,0%<br />
30,0%<br />
20,0%<br />
10,0%<br />
0,0%<br />
55,6%<br />
52,7%<br />
57,5%<br />
29,1%<br />
25,6%<br />
23,7%<br />
11,6%<br />
10,6%<br />
9,2%<br />
7,2%<br />
6,7%<br />
6,0%<br />
8,8%<br />
5,8% 6,8%<br />
4,2%<br />
1,5% 1,7% 0,0%<br />
2,0%<br />
1,4% 1,3% 0,7% 1,6%<br />
0,0%<br />
0,4% 0,1%<br />
0,4% 0,0%<br />
0,0% 0,0%<br />
Pedestrian Pedal cyclist Motorcyclist incl.<br />
Moped rider<br />
Mode <strong>of</strong> transport<br />
38,4%<br />
46,9%<br />
Car occupant<br />
36,8%<br />
45,6%<br />
Other<br />
MAIS 1<br />
MAIS 2<br />
MAIS 3<br />
MAIS 4<br />
MAIS 5<br />
MAIS 6<br />
MAIS n/a<br />
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7.1.5 Conclusions<br />
The computer assisted linking process <strong>of</strong> the Austrian hospital and the police<br />
database described in this report tried to calculate two matrixes which should<br />
enable further calculation <strong>of</strong> underreporting rates (conversion factors).<br />
The design <strong>of</strong> the calculated matrixes fits the requirements <strong>of</strong> SafetyNet WP1<br />
Task 5. Nevertheless, the calculated output has to be treated with care.<br />
“Useable matched” calculated records are likely not always to refer to the same<br />
persons. It can be assumed that 30,5% <strong>of</strong> these matches are wrong. The<br />
reason for this is not the linking procedure itself, but the lack <strong>of</strong> comparable<br />
information on both databases. This lack explains the high share <strong>of</strong> “not useable<br />
matched” records due to selectivity, distance (56%) and the “double zero”<br />
records (5%).<br />
The calculated MAIS is based on a transformation <strong>of</strong> ICD-10 Codes to MAIS.<br />
This transformation produces doubtful results. Therefore, no conversion factors<br />
based on MAIS can be derived from this linking process.<br />
To calculate underreporting rates for different modes <strong>of</strong> transport, information<br />
about the mode <strong>of</strong> transport is needed in both databases. The Austrian hospital<br />
discharge database does not contain this information. No conversion factors for<br />
different modes <strong>of</strong> transport can be calculated with the result <strong>of</strong> this report. As<br />
the Austrian hospital discharge database contains only in-patients, information<br />
about slightly injured persons (who do not go to the hospital) are not treated.<br />
Future steps & recommendations:<br />
- Results <strong>of</strong> the linking procedure could be highly improved if e.g. the date <strong>of</strong><br />
birth is also mentioned in the police database. A project called “UDM –<br />
Unfalldatenmanagement” with the aim <strong>of</strong> changing the paper based accident<br />
investigation into a computer based investigation could change this situation.<br />
- More analysis is required to detect why there are so many “unmatchable”<br />
records.<br />
- More investigation about the recording procedure <strong>of</strong> persons, who are<br />
admitted to a hospital, but than transferred to another hospital later, is<br />
needed.<br />
- The new IDB (Injury Database) <strong>of</strong> DG-Sanco will also contain information<br />
about the mode <strong>of</strong> transport in traffic accidents in near future. Unlike the<br />
Austrian hospital discharge database, the IDB is based on a survey carried<br />
out in different member states <strong>of</strong> the EU. More information about the<br />
accident will be available with this new database which could be used to<br />
relaunch <strong>of</strong> the calculation <strong>of</strong> underreporting rates.<br />
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7.1.6 References<br />
Apollo Project: http://www.unav.es/preventiva/traffic_accidents/pagina_5.html<br />
University <strong>of</strong> Navarra – Apollo Project, visited on 5 th <strong>of</strong> January 2007.<br />
Clark, DE. (2004). Practical introduction to record linkage for injury research.<br />
Injury Prevention 2004, Vol. 10, pp186-191.<br />
Crash Outcome Data Evaluation System (CODES): http://wwwnrd.nhtsa.dot.gov/departments/nrd-30/ncsa/codes.html,<br />
NHTSA, visited on 20 th<br />
<strong>of</strong> June 2007<br />
Howe GR. Use <strong>of</strong> computerized record linkage in cohort studies. Epidemiol Rev.<br />
1998, 20(1):112-21.<br />
Jaro MA. Probabilistic linkage <strong>of</strong> large public health data files. Stat Med. Mar 15-<br />
Apr 15 1995, 14(5-7):491-8.<br />
SWOV (2001). A new linking procedure for the determination <strong>of</strong> the total<br />
number <strong>of</strong> hospitalised road traffic victims by comparing police and hospital<br />
reports. Netherlands<br />
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7.2 Study carried out in Czech Republic<br />
Report prepared by Jan Tecl (CDV)<br />
7.2.1 Introduction<br />
The Czech national study comparison and linking the records <strong>of</strong> road traffic<br />
victims from the police database and the records <strong>of</strong> treated or hospitalised<br />
persons from the hospital database was carried out in the framework <strong>of</strong><br />
SafetyNet project as probably the first study <strong>of</strong> this kind in the Czech Republic in<br />
2007.<br />
The two datasets with details <strong>of</strong> injured persons were for the Czech district <strong>of</strong><br />
Kromeriz in the years 2003 – 2005. Records from the central police database<br />
and the district hospital were used.<br />
7.2.2 Description <strong>of</strong> data sources<br />
The police database<br />
The police database <strong>of</strong> the Czech Republic is widely believed to be a quite<br />
reliable road accident data source, and has been developed over more than 30<br />
years. It is organised in three levels: district, regional and central. Data collected<br />
at the district level are verified and transmitted to the regional level, again<br />
verified and transmitted to the central level, again verified and then stored to the<br />
central database on the State Police Directory. The data collecting process is<br />
carried out by means <strong>of</strong> the road accident form and this process is now highly<br />
computerised. The accident report form contains 74 variables related to the 4<br />
main groups (accident, vehicle, driver / passenger, pedestrian).<br />
By law, there is a legal obligation to report to the police all accidents on public<br />
roads, not only those with any person injured but also those with only material<br />
damage (with damage over defined financial limit - at present 50 000 CKR, 20<br />
000 CKR from 2001 until 2006 and only 1000 CKR before 2001.<br />
The hospital discharge database<br />
The situation for the hospital data for road accident victims is not so clear in the<br />
Czech Republic. There is no central hospital injury database as in other<br />
countries. Nevertheless, the statistics <strong>of</strong> hospitalised and killed persons from all<br />
hospitals in the country are collected by the Institute <strong>of</strong> Health Information and<br />
Statistics, that is the administrator <strong>of</strong> the National Health Information System.<br />
The following reports are, among others, processed by this Institute:<br />
Statistics <strong>of</strong> deceased (national demographic statistics data <strong>of</strong> deceased<br />
persons, amended by the cause <strong>of</strong> death by diagnosis in ICD-10 system) and<br />
National register <strong>of</strong> hospitalised (individual hospitals data about hospitalised<br />
persons, basic diagnosis and possibly also other diagnoses, possibly operation<br />
and death cause diagnoses).<br />
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The problem is that only data are available from this Institute (summary<br />
statistical publications), but disaggregate data records are available - even<br />
without personal identifiers. This strict personal data protection is defined by the<br />
law.<br />
From the local point <strong>of</strong> view, the statistics <strong>of</strong> separate hospitals vary<br />
considerably in their structure and reliability, so it is very difficult to obtain from<br />
here some reasonable and utilizable data. Finally, one hospital from Kromeriz in<br />
central Moravia (about 70 km from Brno) was chosen, as the example <strong>of</strong> the<br />
hospital with relatively reliable and available data. This hospital operates for the<br />
town with 30 000 inhabitants (and the neighbouring area), which is about 0,3 %<br />
<strong>of</strong> total inhabitants <strong>of</strong> the Czech Republic.<br />
There are two main problems. Firstly, it is uncertain how closely the operational<br />
zones <strong>of</strong> the police district and the hospital match. Secondly, the hospital<br />
statistics are predominantly oriented to the medical elements <strong>of</strong> the case<br />
(diagnosis <strong>of</strong> the injury), while the elements related to the accident<br />
circumstances are not the focus <strong>of</strong> attention <strong>of</strong> the medical personnel, even in<br />
the hospitals with better level <strong>of</strong> data collection.<br />
7.2.3 Description <strong>of</strong> the linking process<br />
Variables used for the linking process<br />
The best linking variable would be surely the ID-number <strong>of</strong> injured person. This<br />
possibility is, <strong>of</strong> course, excluded by the law for personal data protection.<br />
Consequently, alternate variables must be used.<br />
Although most <strong>of</strong> the variables in the police and hospital databases are disjoint,<br />
some corresponding variables could be found. The following variables have<br />
been chosen for the linking process:<br />
• date <strong>of</strong> accident<br />
• year <strong>of</strong> birth,<br />
• sex,<br />
• type <strong>of</strong> road user.<br />
Skateboard and roller skate users are registered in the hospital database as a<br />
specific type <strong>of</strong> road user, but they are considered as pedestrians for the linking<br />
procedure.<br />
Some tolerance is allowed for variables in the linking process:<br />
day <strong>of</strong> accident: +1 day in the hospital database,<br />
year <strong>of</strong> birth: ± 5 years<br />
type <strong>of</strong> road user: some difference in the hospital database is allowed<br />
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Other important variables which are necessary for the final evaluation and<br />
comparison, are the injury severity (from the police database) and the length <strong>of</strong><br />
stay in the hospital and MAIS (Maximum Abbreviated Injury Scale). MAIS is<br />
derived from the ICD-10 system code. The codes used are:<br />
<strong>Road</strong> user type:<br />
1=pedestrian<br />
2=pedal cyclist<br />
3=motorcyclist<br />
4=car occupant<br />
9=other<br />
Police severity:<br />
1=fatality<br />
3=seriously injured<br />
4= slightly injured<br />
-1= not matched<br />
MAIS:<br />
1=MAIS 1<br />
2=MAIS 2<br />
3=MAIS 3<br />
4=MAIS 4<br />
5=MAIS 5<br />
6=MAIS 6<br />
9=unknown MAIS'<br />
-1=not matched<br />
Length <strong>of</strong> hospital stay:<br />
1='outpatient' (0 night)<br />
2='overnight' (1 night)<br />
3='hospitalised 1-3 days' (1-3 nights)<br />
4='hospitalised more than 3 days' (>4 nights)<br />
8=’hospitalised but unknown length'<br />
-1='not matched'<br />
The third party parameter has not been taken into consideration because there<br />
is no corresponding value in the hospital database.<br />
The linking procedure<br />
The procedure used for the data linking is a probabilistic method accomplished<br />
by the semi-automatic way with a manual checking <strong>of</strong> linked records. The data<br />
<strong>of</strong> both groups (police and hospital) are ordered by the date <strong>of</strong> the accident.<br />
Then the records with the same or near linking parameters are gradually <strong>of</strong>fered<br />
for the linking in two passes. The definitive linkage can be accepted or rejected.<br />
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7.2.4 Results<br />
Table 47: Total number <strong>of</strong> linked records<br />
police<br />
data<br />
no police<br />
data total<br />
hospital data 266 575 841<br />
no hospital data 845 -<br />
total 1111 1686<br />
matched records<br />
In total, 266 from 1111 (23,9%) police records were matched among the<br />
hospital records. 266 from 841 (31,6%) hospital records were matched among<br />
the police records. The total registration rate is 65,9% (1111/1686).<br />
Table 48: <strong>Number</strong> <strong>of</strong> linked records for type <strong>of</strong> user<br />
police and only police only hospital police hospital<br />
type <strong>of</strong> user hospital data data data total total total<br />
pedestrians 28 68 62 96 90 158<br />
pedal cyclists 60 135 422 195 482 617<br />
motorcyclists 19 74 15 93 34 108<br />
car occupants 148 523 76 671 224 747<br />
other 11 45 0 56 11 56<br />
total 266 845 575 1111 841 1686<br />
The registration rate is 60,8% for pedestrians, 31,6% for pedal cyclists, 86,1%<br />
for motorcyclists, 89,8% for car occupants and practically 100% for other road<br />
users.<br />
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Table 49: <strong>Number</strong> <strong>of</strong> linked records for age and sex<br />
age / sex<br />
police and<br />
hospital data<br />
only police<br />
data<br />
only hospital<br />
data police total hospital total total<br />
men<br />
0-14 10 37 62 47 72 109<br />
15-24 44 173 90 217 134 307<br />
25-49 71 258 140 329 211 469<br />
50-69 30 76 63 106 93 169<br />
70+ 12 28 13 40 25 53<br />
women<br />
0-14<br />
15-24<br />
7<br />
26<br />
21<br />
67<br />
37<br />
43<br />
28<br />
93<br />
44<br />
69<br />
65<br />
136<br />
25-49 34 105 76 139 110 215<br />
50-69 27 57 38 84 65 122<br />
70+ 5 23 13 28 18 41<br />
total 266 845 575 1111 841 1686<br />
The registration rate is 43,1% for men aged 0-14, 70,7% for men aged 15-24,<br />
70,1% for men aged 25-49, 62,7% for men aged 50-69 and 75,5% for men at<br />
least 70 years old (66,8% for all men). The registration rate is 43,1 % for women<br />
aged 0-14, 68,4% for women aged 15-24, 64,7% for women aged 25-49, 68,9%<br />
for women aged 50-69 and 68,3% for women at least 70 years old (64,2% for all<br />
women).<br />
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Table 50: Matrix for MAIS and police severity linking<br />
police severity<br />
MAIS 1: fatal 3: serious 4: slight -1: not matched<br />
1: pedestrians<br />
1<br />
2<br />
0<br />
0<br />
1<br />
2<br />
9<br />
8<br />
46<br />
9<br />
3 0 4 1 6<br />
4 0 0 0 0<br />
5 1 1 0 0<br />
6 1 0 0 1<br />
9 0 0 0 0<br />
-1 4 20 44 0<br />
2: pedal cyclists<br />
1<br />
2<br />
0<br />
0<br />
0<br />
3<br />
35<br />
12<br />
358<br />
52<br />
3 0 3 2 10<br />
4 0 3 0 2<br />
5 0 1 0 0<br />
6 1 0 0 0<br />
9 0 0 0 0<br />
-1 5 20 110 0<br />
3: motorcyclists<br />
1<br />
2<br />
0<br />
0<br />
2<br />
0<br />
8<br />
5<br />
13<br />
2<br />
3 0 1 1 0<br />
4 0 0 0 0<br />
5 0 1 0 0<br />
6 1 0 0 0<br />
9 0 0 0 0<br />
-1 2 18 54 0<br />
4: car occupants<br />
1<br />
2<br />
0<br />
0<br />
4<br />
7<br />
84<br />
37<br />
61<br />
12<br />
3 0 5 4 2<br />
4 0 1 1 0<br />
5 2 1 0 1<br />
6 2 0 0 0<br />
9 0 0 0 0<br />
-1 18 64 441 0<br />
9: other<br />
1<br />
2<br />
0<br />
0<br />
0<br />
0<br />
6<br />
4<br />
0<br />
0<br />
3 0 1 0 0<br />
4 0 0 0 0<br />
5 0 0 0 0<br />
6 0 0 0 0<br />
9 0 0 0 0<br />
-1 0 7 38 0<br />
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Table 51: Matrix for length <strong>of</strong> stay and police severity linking<br />
police severity<br />
length <strong>of</strong> stay 1: fatal 3: serious 4: slight -1: not matched<br />
1: pedestrians<br />
1: outpatient<br />
2: overnight<br />
1<br />
0<br />
1<br />
0<br />
11<br />
1<br />
52<br />
1<br />
3: 1 - 3 days 0 1 5 6<br />
4: >3 days 1 6 1 3<br />
8: unknown 0 0 0 0<br />
-1: not matched 4 20 44 0<br />
2: pedal cyclists<br />
1: outpatient<br />
2: overnight<br />
1<br />
0<br />
2<br />
0<br />
40<br />
0<br />
386<br />
2<br />
3: 1 - 3 days 0 3 8 22<br />
4: >3 days 0 5 1 12<br />
8: unknown 0 0 0 0<br />
-1: not matched 5 20 110 0<br />
3: motorcyclists<br />
1: outpatient<br />
2: overnight<br />
1<br />
0<br />
2<br />
0<br />
11<br />
0<br />
14<br />
0<br />
3: 1 - 3 days 0 0 2 1<br />
4: >3 days 0 2 1 0<br />
8: unknown 0 0 0 0<br />
-1: not matched 2 18 54 0<br />
4: car occupants<br />
1: outpatient<br />
2: overnight<br />
2<br />
0<br />
5<br />
0<br />
93<br />
0<br />
67<br />
0<br />
3: 1 - 3 days 0 6 27 6<br />
4: >3 days 2 7 6 3<br />
8: unknown 0 0 0 0<br />
-1: not matched 18 64 441 0<br />
9: other<br />
1: outpatient<br />
2: overnight<br />
0<br />
0<br />
0<br />
0<br />
9<br />
0<br />
0<br />
0<br />
3: 1 - 3 days 0 1 1 0<br />
4: >3 days 0 0 0 0<br />
8: unknown 0 0 0 0<br />
-1: not matched 0 7 38 0<br />
7.2.5 Conclusions<br />
The linking process has been carried out for the first time in the Czech Republic.<br />
It seems however, that police data are significantly more reliable than hospital<br />
data about accidents victims because the hospital data are not collected so<br />
carefully. It would be necessary, for more accurate results, to improve and unify<br />
the system <strong>of</strong> collecting hospital accident statistics. Further, the linking<br />
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procedure may have been affected by the possibility that the not catchment<br />
area may not correspond fully.<br />
It can be seen from the results that the lowest registration rate is for bicyclists<br />
(probably most <strong>of</strong> them were injured in accidents involving a single bicycle) and<br />
then for pedestrians (but sometimes it not clear from the hospital database if the<br />
pedestrian was really injured in a traffic accident that involved another person).<br />
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7.3 Study carried out in France<br />
Report prepared by Emmanuelle Amoros (INRETS)<br />
7.3.1 Introduction<br />
WP1 Task 1.5 aims at estimating factors to correct for under-reporting, to be<br />
applied on the CARE data. As in the other countries, the CARE data for France<br />
are made <strong>of</strong> the national police data. The medical data necessary for<br />
comparison with the police data are provided in France by a road trauma<br />
registry. This registry covers all victims <strong>of</strong> road crashes that occurred in the<br />
Rhône county and who seek medical attention in health facilities <strong>of</strong> the county<br />
or close surroundings. The Rhône county is a large county <strong>of</strong> 1.6 million<br />
inhabitants. It consists <strong>of</strong> a large city Lyon, its suburbs and a rural area in the<br />
north part.<br />
The record-linkage <strong>of</strong> the police data and the registry data is being conducted<br />
every year, as a routine. It is described below. Results <strong>of</strong> the linkage are also<br />
provided.<br />
Only the French specificities <strong>of</strong> the data and <strong>of</strong> the record-linkage are described<br />
here. The common methodology used to estimate the under-reporting correction<br />
factors is described elsewhere.<br />
7.3.2 Description <strong>of</strong> data sources<br />
Police data<br />
The French police are required by law to write a crash report for every road<br />
crash causing at least one casualty. A road crash is <strong>of</strong>ficially defined as a crash<br />
involving at least one vehicle and occurring on the network open to public traffic.<br />
Skateboard or roller skate users are considered as pedestrians by the police,<br />
and, as such, are only classified as road casualties if hit by a vehicle. There is<br />
no restriction about motorised vehicles, in other words there is no exclusion<br />
criteria on bicycles.<br />
The police crash report should report all the people involved in the crash: killed,<br />
injured and non-injured ones. Injured are classified into slightly or seriously<br />
injured : casualties requiring a hospital stay <strong>of</strong> 6 days or more are categorised<br />
as ‘seriously injured’, whereas casualties requiring less than 6 days <strong>of</strong> hospital<br />
stay (including outpatients) are categorised as ‘slightly injured’.<br />
The police crash report contains detailed information on the crash, the crash<br />
environment and conditions, the vehicles involved, but it contains limited<br />
information on the people involved.<br />
These police reports are paper reports; most <strong>of</strong> the information they contain is<br />
recorded into electronic files, according to a standardised format.<br />
The police dataset used here is the one restricted to the Rhône county: only<br />
crashes that occur in the Rhône county are selected.<br />
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Hospital data (road trauma registry)<br />
The registry covers all casualties from road crashes in the Rhône county who<br />
seek medical attention in health facilities. Inclusion criteria are broader than the<br />
police ones: <strong>of</strong>f-road crashes are not excluded; roller skate, skate-board or<br />
scooter users are not considered as pedestrians but as road users using a<br />
mean <strong>of</strong> transport and are hence included, whether hit by another vehicle or not.<br />
The registry is based on the participation <strong>of</strong> all health care facilities in the county<br />
(and its close surroundings) that may receive victims <strong>of</strong> a traffic crash: it<br />
includes some 150 health care facilities: from emergency departments,<br />
intensive care units, surgery units... to rehabilitation departments, as well as<br />
pre-hospital emergency care. The registry includes both inpatients and<br />
outpatients, i.e. all casualties, whether hospitalised or not.<br />
Information collected for each casualty consists <strong>of</strong> a few crash characteristics<br />
and <strong>of</strong> the following casualty characteristics: gender, date <strong>of</strong> birth, place <strong>of</strong><br />
residence, hospital stay, hospital transfer if relevant, and accurate injury<br />
assessment. Indeed, for each subject, injury assessment is based on the whole<br />
set <strong>of</strong> diagnoses provided by the different health services the subject may have<br />
gone through. Plain text diagnoses are coded by the registry physicians<br />
according to the Abbreviated Injury Scale (AIS), 1990 revision. Each injury is<br />
assigned a severity score, ranging from AIS 1 (minor) to AIS 6 (beyond<br />
treatment). To measure the overall severity for casualties with multiple injuries,<br />
the MAIS is used (maximum AIS severity score).<br />
Length <strong>of</strong> hospital stay is estimated by the number <strong>of</strong> nights spent at the<br />
hospital, with the number <strong>of</strong> nights being obtained from date <strong>of</strong> discharge and<br />
date <strong>of</strong> admission.<br />
The categories used are the following:<br />
- outpatient (0 night)<br />
- overnight (1 night)<br />
- 1-3 days (2-4 nights)<br />
- >3 days (>4 nights)<br />
- inpatient, but unknown length <strong>of</strong> stay<br />
Preparation <strong>of</strong> the data<br />
The data cover the 1996-2003 time period. The (French) police definition <strong>of</strong><br />
road casualties are applied, as these are the definition <strong>of</strong> the data in the CARE<br />
database. It implies that the following road users have been excluded:<br />
- roller, scooter and skate boards users if not hit by a vehicle,<br />
- uninjured road users.<br />
Fatalities have also been excluded since they have high rates <strong>of</strong> reporting.<br />
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7.3.3 Description <strong>of</strong> the linking process<br />
Methodology<br />
We have first implemented a record-linkage methodology (Clark, 2004) to be<br />
applied retrospectively on the police and medical datasets, once they are<br />
available. The 1996-2001 data have been linked this way. The method used is<br />
both probabilistic and manual.<br />
It is manual because a major linking variable (place <strong>of</strong> accident: city/village and<br />
details such as street name) cannot be standardised into numerical codes. This<br />
variable is unformatted free text which cannot be standardised and coded<br />
without important loss <strong>of</strong> information.<br />
The method is manual in the sense that the person in charge <strong>of</strong> the linking<br />
process goes through any single record (<strong>of</strong> the police dataset), trying to match it<br />
with one from the medical registry dataset; this process is performed on the<br />
computer screen, assisted by a user-friendly specific application.<br />
It is a probabilistic method as we allow for some possible error in the linking<br />
variables. Typically, we allow for the date <strong>of</strong> accident to differ by 1 or 2 days, if<br />
the other linking variables agree… No matching weights based on probabilities<br />
are computed (since it was not possible on one <strong>of</strong> the linking variables). The<br />
decision <strong>of</strong> linking two records is made based on how many linking variables<br />
agree, which ones and on which values.<br />
The linking variables are :<br />
• date <strong>of</strong> crash,<br />
• time <strong>of</strong> crash,<br />
• location <strong>of</strong> crash (town/district/village and details such as road(s) number<br />
or street(s) name),<br />
• date <strong>of</strong> birth (only year and month are available) <strong>of</strong> the casualties,<br />
• gender <strong>of</strong> the casualties,<br />
• road user type <strong>of</strong> the casualties<br />
the most important ones being date <strong>of</strong> crash, location <strong>of</strong> crash, year and month<br />
<strong>of</strong> birth <strong>of</strong> casualties<br />
From 2002 onwards :<br />
In order to improve the exhaustiveness <strong>of</strong> the registry and the completeness <strong>of</strong><br />
its information (i.e. reduce the number <strong>of</strong> missing values), the use <strong>of</strong> the police<br />
data is now part <strong>of</strong> the registry recording procedure. That is to say, every time a<br />
casualty is about to be recorded in the registry (from a notification form), it is<br />
first checked whether this casualty can be found in the police dataset. If so, the<br />
registry record is created by specifying the link with the record found in the<br />
police data and by copying police information about the crash (location, type <strong>of</strong><br />
crash). If the casualty is not found in the police data, the registry record is<br />
created, using information from the notification form.<br />
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Linking s<strong>of</strong>tware<br />
A specific s<strong>of</strong>tware was developed in Visual Basic ; it works in the Micros<strong>of</strong>t<br />
Access environment.<br />
The s<strong>of</strong>tware is basically a user-friendly way <strong>of</strong> comparing the two datasets. It<br />
allows for different sorting on the linking variables, and pre-selecting <strong>of</strong> the<br />
records that match on date <strong>of</strong> accident and date <strong>of</strong> birth (year and month). It<br />
displays casualties records grouped within accident. Values <strong>of</strong> all different<br />
linking variables are displayed. One goes through every police casualty record,<br />
tries to find the corresponding record in the medical registry dataset. Two<br />
records are linked with a “press-button”, and hence be selected out <strong>of</strong> the<br />
records to be linked.<br />
From 2002 onwards :<br />
A specific s<strong>of</strong>tware was developed in Visual Basic ; it works in the Micros<strong>of</strong>t<br />
Access environment. It works very much in the same way.<br />
Problems encountered and solutions<br />
Crash location is missing in 16% <strong>of</strong> the medical registry casualties. Since crash<br />
location is a major linking variable, a missing value <strong>of</strong>ten means that this<br />
casualty will not be linked. One must however keep in mind that at best, since<br />
the police file is not even half the size <strong>of</strong> the registry file, one could match about<br />
one registry casualty out <strong>of</strong> two. In other words, 16% <strong>of</strong> missing crash location<br />
(in the registry casualties) does not mean 16% <strong>of</strong> missed links. This was<br />
confirmed (see section 5 – reliability <strong>of</strong> the linkage)<br />
There is nothing much that can be done about this missing crash location. The<br />
registry staff already sends letters to the casualties when some data is missing,<br />
and obtains some but not all.<br />
7.3.4 Results<br />
The results <strong>of</strong> the linkage are provided in the following tables:<br />
Table 52: <strong>Number</strong> <strong>of</strong> linked records<br />
<strong>Number</strong> <strong>of</strong> records from<br />
police data<br />
<strong>Number</strong> <strong>of</strong> records from<br />
hospital data<br />
Linked 21 310 (62.7%) 21 310 (27.0%)<br />
Non-linked 12 668 (37.3%) 56 479 (73.0%)<br />
Total 33 978 (100 %) 77 789 (100 %)<br />
In the police data (restricted to injured), a little less than two thirds were linked<br />
with the hospital data. Conversely, less than one third <strong>of</strong> hospital data were<br />
linked with hospital data.<br />
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Table 53: Police data and link status according to police severity<br />
Police reported<br />
severity<br />
<strong>Number</strong><br />
<strong>of</strong> records<br />
Proportion<br />
linked<br />
Killed (at 6 days) excluded -<br />
Seriously injured 4 862 75.4%<br />
Slightly injured 29 116 60.6%<br />
Non-injured excluded -<br />
Total 33 978 62.7%<br />
The proportion <strong>of</strong> police records linked to the hospital data increase with police<br />
severity classification.<br />
Table 54: Hospital data and link status according to MAIS<br />
Length <strong>of</strong> stay<br />
<strong>Number</strong> <strong>of</strong><br />
records<br />
Proportion<br />
linked<br />
MAIS 1 56 043 22.9<br />
MAIS 2 15 535 34.9<br />
MAIS 3 4 110 53.1<br />
MAIS 4 752 64.6<br />
MAIS 5 and 6 248 71.4<br />
Unknown MAIS 1 100 16.8<br />
total 77 789 27.0<br />
The proportion <strong>of</strong> hospital records linked to police records increases with the<br />
MAIS, from 23% at MAIS 1 to 71% at MAIS 5-6.<br />
Table 55: Hospital data and link status according to length <strong>of</strong> hospital stay<br />
Length <strong>of</strong> stay<br />
<strong>Number</strong> <strong>of</strong><br />
records<br />
Proportion<br />
linked<br />
Killed (at 6 days) excluded -<br />
outpatients 64 112 23.6<br />
overnight 5 062 36.9<br />
hospitalised 1-3 days 2 799 43.0<br />
hospitalised > 3 days 4 187 59.8<br />
Hospitalised, unknown length <strong>of</strong> stay 1 627 33.9<br />
total 77 789 27.0<br />
Similarly, the proportion <strong>of</strong> hospital records linked with the police records<br />
increases with length <strong>of</strong> hospital stay.<br />
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<strong>Casualties</strong> characteristics according to registration<br />
We provide distributions <strong>of</strong> a number <strong>of</strong> casualties characteristics, according to<br />
source registration. This is defined in 3 groups: police-only data, hospital-only<br />
data and intersection between police and hospital data. Being based on<br />
independent data the 3 groups can be compared. The comparison <strong>of</strong> casualties<br />
characteristics between hospital-only and ‘police intersection hospital’ provides<br />
a description <strong>of</strong> the police “filter” on casualties and hence enables the<br />
identification <strong>of</strong> bias factors for police under-reporting.<br />
Table 56: <strong>Road</strong> user type according to registration source<br />
<strong>Road</strong> user type Police only Police ∩ hospital Hospital only<br />
pedestrians 13.3 14.5 7.7 %<br />
cyclists 3.0 3.5 17.7 %<br />
motorised-two<br />
15.9 17.8 20.7 %<br />
wheelers<br />
car occupants 63.4 60.6 49.9 %<br />
others 4.4 3.5 4.0 %<br />
100.0 %<br />
(n=12 668)<br />
100.0 %<br />
(n= 21 310)<br />
100.0 %<br />
(n= 56 479)<br />
There is hardly any difference in road user type distribution between police-only<br />
casualties and police∩hospital casualties. This indicates an absence <strong>of</strong> bias on<br />
road user type in hospital reporting.<br />
On the contrary, the distributions <strong>of</strong> road user type are different between<br />
hospital-only and police∩hospital : there are far fewer cyclist casualties in the<br />
police intersection hospital data than in the hospital only data. This indicates a<br />
bias towards less reporting <strong>of</strong> cyclists compared to other road user types in the<br />
police data.<br />
Table 57: Presence <strong>of</strong> third party, according to registration source<br />
Third party Police only Police ∩ hospital Hospital only<br />
yes 84.2 84.1 55.7 %<br />
no 15.8 15.9 44.3 %<br />
total 100.0 %<br />
(n=12 668)<br />
100.0 %<br />
(n= 21 310)<br />
100.0 %<br />
(n= 56 479)<br />
What we mean by ‘third party’ is whether a (human) opponent no matter is<br />
he/she was injured or not, and no matter if he/she was a pedestrian, or<br />
someone in a vehicle, whether motorised or not, and whatever the type (bicycle,<br />
car, van , bus, train, tram..).<br />
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There is no difference in third party distribution between police-only casualties<br />
and police ∩ hospital casualties, indicating no bias on the existence <strong>of</strong> third<br />
party in the crash in hospital reporting. On the contrary, these third party<br />
distributions are highly different between the police∩hospital data and hospitalonly<br />
data: a much higher proportion <strong>of</strong> casualties with no third party involved in<br />
the hospital-only data compared to the police data. This indicates a bias<br />
towards lower reporting in the police data <strong>of</strong> casualties involved in crashes with<br />
no third party than casualties involved in a crash with a third party.<br />
Table 58: Crash location: road type, according to registration source<br />
<strong>Road</strong> type Police only Police ∩<br />
hospital<br />
Hospital<br />
only<br />
Hospital only<br />
motorways 12.2 11.1 6.7 9.8<br />
state and<br />
30.0 31.9 7.6 11.2<br />
county roads<br />
local roads 54.6 54.2 49.7 72.8<br />
<strong>of</strong>f-road, other 3.2 2.7 4.2 6.2<br />
unknown 0.0 0.0 31.7 Not accounted for<br />
100.0 %<br />
(n=12 668)<br />
100.0 %<br />
(n= 21 310)<br />
100.0 %<br />
(n= 56 479)<br />
100.0%<br />
(n= 38 554)<br />
There is hardly any difference in road type distribution between police-only<br />
casualties and police ∩ hospital casualties, indicating no bias on road type<br />
(where the crash occurred) in hospital reporting.<br />
The further comparison <strong>of</strong> road type distribution is hindered by a large<br />
proportion <strong>of</strong> unknown in the hospital-only data. However it seems that the<br />
distribution <strong>of</strong> road type is different between hospital-only data and police<br />
intersection hospital data: there would a smaller proportion <strong>of</strong> casualties from<br />
crashes on local roads and <strong>of</strong>f-road in the police data than in the hospital-only<br />
data. This indicates that the police under-reporting is worse for those crashes.<br />
In other words, there is some bias on road type in police reporting.<br />
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Table 59: Crash location: “greater Lyon: inside or outside” according to<br />
registration source<br />
Urban/rural Police only Police ∩<br />
hospital<br />
Hospital<br />
only<br />
Hospital only<br />
Lyon 34.8 32.6 19.5 24.7<br />
Lyon suburbs 39.1 47.3 35.6 45.1<br />
outside ‘greater 25.9 19.9 23.8 30.1<br />
Lyon’<br />
unknown 0.2 0.2 21.1 Not accounted for<br />
100.0 %<br />
(n=12 668)<br />
100.0 %<br />
(n= 21 310)<br />
100.0 %<br />
(n= 56 479)<br />
100.0%<br />
(n= 44 557)<br />
There is some difference in the distribution <strong>of</strong> where the crash occurred<br />
between police-only casualties and police ∩ hospital casualties: casualties<br />
involved in crashes that occurred far from Lyon are less <strong>of</strong>ten found in hospital<br />
data: it is probable that slight casualties who crashed far from a hospital are less<br />
likely to go to the hospital than similarly slight casualties who crashed within<br />
‘greater Lyon’. In other words there is a bias on urban/rural area in hospital<br />
reporting.<br />
Again, there is a large proportion <strong>of</strong> unknown in the hospital-only data. However<br />
the distributions <strong>of</strong> casualties according to “greater Lyon” (crash location) seems<br />
different between hospital-only and Police ∩ hospital: the proportion <strong>of</strong><br />
casualties who crashed outside the “greater Lyon” is smaller in the police ∩<br />
hospital than in the hospital only. This indicates a worse police under-reporting<br />
for these casualties. More generally, it means a bias on this characteristic in<br />
police-reporting too.<br />
Table 60: Crash location: police type area, according to registration<br />
source<br />
Police type<br />
area<br />
urban police<br />
area<br />
rural police<br />
area<br />
urban<br />
motorway<br />
police area<br />
Police only<br />
Police ∩<br />
hospital<br />
Hospital<br />
only<br />
Hospital only<br />
61.0 61.4 36.1 49.8<br />
22.5 21.5 30.3 41.9<br />
16.5 17.0 6.0 8.2<br />
unknown 0.0 0.0 27.6 Not accounted for<br />
100.0 %<br />
(n=12 668)<br />
100.0 %<br />
(n= 21 310)<br />
100.0 %<br />
(n= 56 479)<br />
100.0%<br />
(n=40 915)<br />
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There is no difference in police type distribution between the police-only<br />
casualties and the police intersection hospital casualties: this indicates that<br />
there is no bias on police type area in hospital reporting.<br />
Again, there is a large proportion <strong>of</strong> missing data in hospital-only data. However<br />
the distributions <strong>of</strong> police type seem different. There is a higher proportion <strong>of</strong><br />
casualties from rural police area in the registry than in the police intersection<br />
hospital casualties: this indicates a bias on police type in the reporting <strong>of</strong><br />
casualties in the police data. More precisely, the under-reporting is worse in<br />
rural police area. This corroborates with the previous finding <strong>of</strong> worse underreporting<br />
outside the “greater Lyon” area.<br />
Table 61: Age <strong>of</strong> casualty, according to registration source<br />
Age Police only Police ∩ hospital Hospital only<br />
0-14 6.5 7.5 13.4%<br />
15-24 29.6 30.7 30.3%<br />
25-49 43.8 43.7 38.2%<br />
50-69 13.4 12.6 8.8%<br />
70 and over 5.6 5.1 3.0%<br />
unknown 1.1 0.4 2.8%<br />
100.0 %<br />
(n=12 668)<br />
100.0 %<br />
(n= 21 310)<br />
100.0 %<br />
(n= 56 479)<br />
There is hardly any difference in age distribution between police-only casualties<br />
and police ∩ hospital casualties. This indicates no bias on age in hospital<br />
reporting. There is some difference in age distribution between hospital-only<br />
casualties and police ∩ hospital casualties: younger casualties in the hospitalonly<br />
data. This indicates a slight bias on age in police reporting.<br />
Table 62: Gender <strong>of</strong> casualty according to registration source<br />
Gender Police only Police ∩ hospital Hospital only<br />
male 60.5 60.3 62.6%<br />
female 39.5 39.7 37.4%<br />
total 100.0 %<br />
(n=12 668)<br />
100.0 %<br />
(n= 21 310)<br />
100.0 %<br />
(n= 56 479)<br />
There is no difference on gender distribution between police-only casualties and<br />
police hospital casualties, indicating no bias on gender in hospital reporting.<br />
There is a very slight difference in gender distribution between hospital-only<br />
casualties and police hospital casualties. This indicates a possible slight bias on<br />
gender in police reporting.<br />
Police under-reporting <strong>of</strong> road casualties and its associated bias factors have<br />
been studied using a multivariate analysis (Amoros et al., 2006). It was mainly<br />
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shown that : 1) police under-reporting is inversely and strongly associated with<br />
injury severity, 2) police under-reporting is strongly related to both road user<br />
type and involvement <strong>of</strong> a third party. <strong>Casualties</strong> in crashes involving a third<br />
party (pedestrian or another vehicle) are more police –reported than those<br />
without; cyclists are far less police-reported than other road users types. 3)<br />
police under-reporting is strongly associated with the combination <strong>of</strong> road type,<br />
crash environment (“greater Lyon”: inside vs. outside) and police force area.<br />
Reliability <strong>of</strong> the linkage<br />
The reliability <strong>of</strong> the linkage was assessed on the 2001 data (Amoros et al.,<br />
2007). Once the previously described record-linkage was performed, a survey<br />
on casualties only identified in the police data was conducted. It consisted in<br />
going back to the police paper reports and retrieving additional information. In<br />
particular, names were collected. Since names are available in the road trauma<br />
registry (since 2000), it was then possible to conduct an additional linkage using<br />
names on casualties not previously linked.<br />
First names and surnames (married name if applicable for women) were used.<br />
Names were compared using the Soundex code to allow for typing, spelling or<br />
transliteration mistakes. Pairs were pre-selected on matching first name and<br />
surnames (Soundex coded) ands then linked if also matching on year and<br />
month <strong>of</strong> birth, date <strong>of</strong> crash and crash location. For the 2001 data, the standard<br />
record-linkage yields 2813 linked casualties, 1322 police-only casualties and<br />
7823 registry-only casualties.<br />
The additional record-linkage was able to find 148 additional linked casualties,<br />
in other words 3.6% <strong>of</strong> the police casualties, or 1.4% <strong>of</strong> the registry casualties.<br />
We checked why these additional linked casualties were not found by our<br />
“standard” record-linkage: it was either because there were 2 or 3 errors in the<br />
major linking variables or because the crash location was missing in the<br />
registry.<br />
A second assessment <strong>of</strong> the linkage reliability was provided by estimating the<br />
number <strong>of</strong> false positives and false negatives (Amoros et al., 2007). False<br />
positives are pairs linked whereas corresponding to two distinct casualties; false<br />
negatives are non-linked pairs whereas corresponding to the same casualty<br />
(where casualty is defined by an individual and a crash, since an individual can<br />
be involved in more than one crash). The estimation method was largely<br />
inspired by two papers : Brenner, 1994 and Brenner and Schmidtmann, 1996. It<br />
is based on probability computations and approximations <strong>of</strong> these: probability <strong>of</strong><br />
disagreement in the linking variables (because <strong>of</strong> errors) for any pair <strong>of</strong> records<br />
from the same casualty, and probability <strong>of</strong> agreement (by chance) for any pair <strong>of</strong><br />
records from distinct casualties.<br />
On the 2001 data, it was estimated that there were 97 false positives and 396<br />
false negatives. This corresponds to 2.3% and 9.6% respectively <strong>of</strong> the police<br />
records, and 0.9% and 3.7% <strong>of</strong> the trauma registry records. It further means that<br />
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the number <strong>of</strong> linked pairs should be increased by 299 (396-97) and the number<br />
<strong>of</strong> non-linked pairs decreased by the same amount.<br />
In conclusion, the number <strong>of</strong> matches missed by the record-linkage is<br />
reasonably small. Compared to the total number <strong>of</strong> casualties <strong>of</strong> the aggregate<br />
dataset (police U registry), it is <strong>of</strong> course smaller.<br />
7.3.5 Conclusions<br />
As regards to the generalisation to the whole country <strong>of</strong> correction factors<br />
estimated at the Rhône county level: the underlying assumption is that the<br />
police practices (<strong>of</strong> road casualties reporting and severity classification) are<br />
homogenous throughout the country. This is supported in France by the<br />
centralised structure <strong>of</strong> each police type. As an example it means that the<br />
degree <strong>of</strong> police under-reporting <strong>of</strong> cyclists is assumed to be the same whatever<br />
the region. By estimating a correction factor for each road user type, the<br />
variation <strong>of</strong> the distribution <strong>of</strong> road user type throughout France can be taken<br />
into account. The same is true for injury severity; injury severity varies across<br />
France since it varies between urban and rural areas. <strong>Road</strong> user type and Injury<br />
severity are the two under-reporting bias factors used by the common<br />
methodology.<br />
There are other important characteristics that display both varying degree <strong>of</strong><br />
police-reporting and varying distributions throughout France : road type,<br />
urban/rural or police type, and possibly third party involvement. We have shown<br />
that they are biasing factors in police reporting <strong>of</strong> casualties. These<br />
characteristics display different distributions across France: road type<br />
distribution does vary since some counties do not have motorways for instance.<br />
Urban/rural distribution or its correlated police type distribution does <strong>of</strong> course<br />
vary. Third party involvement distribution may vary since it is correlated with<br />
traffic density and hence with urban/rural distribution.<br />
The fact that in this study we take account <strong>of</strong> only two under-reporting factors<br />
(those requested for all countries in the project: injury severity) does therefore<br />
reduce the quality <strong>of</strong> the estimations. An estimation <strong>of</strong> the totality <strong>of</strong> road<br />
casualties with under-reporting correction factors estimated according to 5<br />
major bias factors is being conducted; it also includes the estimation <strong>of</strong> the<br />
number <strong>of</strong> non-observed (non-reported) casualties, through the capturerecapture<br />
approach. It will be published separately.<br />
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7.3.6 References<br />
Amoros E, Martin J L, Laumon B, 2006. Under-reporting <strong>of</strong> road crash<br />
casualties in France. <strong>Accident</strong> Analysis and Prevention, 38(4), 627-535<br />
Amoros E, Martin J L, Laumon B, 2007. Estimating non-fatal road casualties in<br />
a large French county, using the capture-recapture method. <strong>Accident</strong> Analysis<br />
and Prevention, May;39(3):483-490<br />
Brenner, H., 1994. Application <strong>of</strong> capture-recapture methods for disease<br />
monitoring: potential effects <strong>of</strong> imperfect record linkage. Methods <strong>of</strong> Information<br />
in Medicine 33 (5), 502-506.<br />
Brenner, H. and Schmidtmann, I., 1996. Determinants <strong>of</strong> homonym and<br />
synonym rates <strong>of</strong> record linkage in disease registration. Methods <strong>of</strong> Information<br />
in Medicine 35 (1), 19-24.<br />
Clark, D. E., 2004. Practical introduction to record linkage for injury research.<br />
Injury Prevention 10 (3), 186-191.<br />
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7.4 Study carried out in Greece<br />
Report prepared by George Yannis, Petros Evgenikos, Antonis Chaziris<br />
(NTUA) Eleni Petridou, Nikos Dessypris (CEREPRI)<br />
7.4.1 Introduction<br />
This report describes the Greek national study on the identification <strong>of</strong> the road<br />
accident underreporting level within the framework <strong>of</strong> Task 1.5 <strong>of</strong> SafetyNet<br />
WP1, aiming to estimate the real numbers <strong>of</strong> road accident casualties, by<br />
addressing the issue <strong>of</strong> Police under-reporting. The results <strong>of</strong> this report will<br />
allow for the development <strong>of</strong> appropriate correction coefficients to be applied on<br />
the Greek road accident data for the estimation <strong>of</strong> the real number <strong>of</strong> road<br />
accident casualties.<br />
Moreover the development <strong>of</strong> under-reporting coefficients will allow for<br />
comparisons between the statistics provided by several EU countries on nonfatal<br />
injuries. Currently, the only comparable measurement units available in<br />
CARE, the <strong>European</strong> Union road accident database with disaggregate data, are<br />
the numbers <strong>of</strong> fatal accidents and <strong>of</strong> people killed, where the degree <strong>of</strong><br />
underreporting is acceptably small in most EU Member States. The same is not<br />
true for non-fatal accidents and for people suffering non-fatal injuries, therefore<br />
the numbers <strong>of</strong> non-fatal accidents and <strong>of</strong> people seriously and slightly injured<br />
cannot be compared between the several EU countries.<br />
Given that the present study aimed to identify possible links between accident<br />
data derived from the <strong>Accident</strong> and Emergency Departments <strong>of</strong> the hospitals<br />
and the Police road accident data files, it was anticipated that data<br />
incompatibility problems would be encountered as the data collection systems<br />
used by the hospital Emergency Departments and the Police differ not only on<br />
their variable sets but also on the common variables definitions. In order to<br />
develop the data matrices (as described in the common methodology) to allow<br />
for the development <strong>of</strong> the under-reporting coefficients, a methodological tool<br />
comprising the following steps was adopted.<br />
The primary target in order to achieve compatibility between the hospital and<br />
the Police data was to define an appropriate study area to ensure that no<br />
accident casualties reported by the Police were transferred to any hospital other<br />
than the one under investigation. This target was achieved by selecting the<br />
General Regional hospital <strong>of</strong> Corfu as the source <strong>of</strong> medical road accident<br />
casualty data, thus the criterion <strong>of</strong> a precisely defined "catchment" area was<br />
met, as all casualties within the island <strong>of</strong> Corfu are primarily transferred to the<br />
emergency department <strong>of</strong> this hospital, even though some more severe injuries<br />
can be subsequently transferred to better equipped hospitals, mainly in the city<br />
<strong>of</strong> Athens.<br />
In order to perform record linkage between the hospital and the Police data files<br />
one should primarily identify a set <strong>of</strong> common appropriate variables to be used<br />
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for the data linking, and ensure that the same definitions concerning these<br />
variables were adopted in both databases (e.g. fatal injuries are considered<br />
those in which death has occurred within 30 days following an accident). This<br />
objective was fulfilled by adopting transformations and/or aggregations in<br />
specific variables <strong>of</strong> the hospital database in order to be comparable with the<br />
respective Police database variables.<br />
The final step concerned the data matching procedure itself. By using the<br />
selected variables and values the file with common records in both databases<br />
(matched cases) was extracted. These records could be grouped by any <strong>of</strong> the<br />
selected variables and values allowing their further processing, whereas nonmatching<br />
cases were grouped in a separate file, which would also be used in<br />
order to produce the data matrices needed for the elaboration <strong>of</strong> the correction<br />
coefficients.<br />
7.4.2 Description <strong>of</strong> data sources<br />
The study was based on data from two different sources, the Greek Emergency<br />
Department Injury Surveillance System (EDISS) and the <strong>Road</strong> Traffic Police<br />
database.<br />
Hospital data files<br />
The Greek Emergency Department Injury Surveillance System (EDISS) was the<br />
first surveillance system covering all type <strong>of</strong> injuries and is operated in the<br />
Emergency Departments <strong>of</strong> four hospitals in Greece, two <strong>of</strong> which are located in<br />
the Greater Athens area (Asclipeion Trauma Hospital and A. Kyriakou<br />
Children's Hospital), the third being in the county <strong>of</strong> Magnesia, in Greek<br />
mainland and the fourth on the island <strong>of</strong> Corfu. The first hospital is dedicated<br />
mostly to adult trauma patients, while the second hospital is one <strong>of</strong> the two<br />
major Children's hospitals in the Greater Athens area and covers on alternate<br />
days three quarters <strong>of</strong> the childhood (
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hospital collecting the necessary medical data and meeting all the requirements<br />
about a predefined "catchment" area is the Regional hospital <strong>of</strong> the island <strong>of</strong><br />
Corfu, as all road accident casualties on the island requiring medical treatment<br />
are primarily carried to this hospital (even cases which are subsequently<br />
transferred to other hospitals). The common methodology for the identification<br />
<strong>of</strong> the underreporting level developed within the framework <strong>of</strong> SafetyNet Task<br />
1.5 was applied to medical data from this hospital as well as police accident<br />
data for the prefecture <strong>of</strong> Corfu, for the period between 1996 and 2003.<br />
Data collection in EDISS was carried out by specially trained medical staff that<br />
interviewed patients suffering from any type <strong>of</strong> injury (or their guardians). A precoded<br />
questionnaire was used, complemented with a short free text describing<br />
the injury event. The questionnaire is a modified version <strong>of</strong> the basic form used<br />
by all <strong>European</strong> Union member states, which participate in the <strong>European</strong> Home<br />
and Leisure <strong>Accident</strong> Surveillance System. The Greek version <strong>of</strong> this<br />
questionnaire also includes additional variables on traffic and occupational<br />
injuries, thus the whole spectrum <strong>of</strong> injuries, by nature, external cause and<br />
intent is covered by EDISS. The questionnaire covers socio-demographic<br />
variables, injury characteristics and treatment <strong>of</strong> the injured individual. For those<br />
who are eventually hospitalised additional data are also collected. The recorded<br />
information is entered in a computerised database with continuous data quality<br />
control system.<br />
More specifically, the variables recorded in the Greek EDISS are:<br />
<strong>Accident</strong> mechanism<br />
Activity at the time <strong>of</strong> the accident, Sports<br />
Location <strong>of</strong> the accident<br />
Products involved<br />
<strong>Accident</strong> description<br />
Patient: Age, sex, nationality<br />
Treatment: Follow-up treatment<br />
Date and time <strong>of</strong> attendance<br />
Length <strong>of</strong> stay<br />
Injury severity score (ISS)<br />
Diagnosis: Type <strong>of</strong> injury (2 possible injuries)<br />
Injured body part (2 possible parts)<br />
Administrative information: Country code, Hospital identification number, Patient<br />
identification number<br />
First aid<br />
Place <strong>of</strong> residence<br />
Vehicle type (for road accidents)<br />
Occupation<br />
Data derived from the EDISS database concern the years 1996-2003, as after<br />
2003 the data collection was suspended.<br />
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Police data files<br />
Data collection on road accidents involving casualties (injury or death) in<br />
Greece is carried out by the Police at national scale since 1963. Whenever an<br />
injury or death occurs as a result <strong>of</strong> a road accident, a special force <strong>of</strong> the Police<br />
(Department <strong>of</strong> <strong>Road</strong> <strong>Accident</strong>s) carries out an investigation (not only on-site).<br />
Initially the Police fills-in on the spot an autopsy report.<br />
Data <strong>of</strong> the autopsy report are not computerised, but they are processed and<br />
analysed only at a general level (total numbers, etc). Furthermore, the main<br />
characteristics <strong>of</strong> an accident (cause, type, time, day, place etc.) are registered<br />
in the incident book <strong>of</strong> the Police department in charge <strong>of</strong> the accident.<br />
Data collected by the Police in the appropriate collection form, which is further<br />
processed by the National Statistical Service <strong>of</strong> Greece (NSSG), are<br />
computerised and available for further analyses. The NSSG competent service<br />
receives by the departmental police <strong>of</strong>fices all road accident collection forms<br />
filled-in by the police <strong>of</strong>ficers in charge <strong>of</strong> the accident. Two copies are filled-in,<br />
one <strong>of</strong> which is submitted to the NSSG, while the other is kept in the local Police<br />
department.<br />
The road accident variables recorded by the Police are the following:<br />
<strong>Accident</strong> related<br />
Date (year, month, day <strong>of</strong> the<br />
month, day <strong>of</strong> the week, hour)<br />
Location<br />
Area type<br />
<strong>Road</strong> type<br />
<strong>Number</strong> <strong>of</strong> casualties<br />
<strong>Number</strong> <strong>of</strong> vehicles involved<br />
Pavement type<br />
Weather, lighting and<br />
pavement conditions<br />
<strong>Accident</strong> type<br />
Vehicle manoeuvre<br />
Vehicle related<br />
Vehicle type<br />
Vehicle nationality<br />
Vehicle make and model<br />
First registration year<br />
Vehicle age<br />
<strong>Number</strong> <strong>of</strong> drivers and<br />
passengers<br />
Alcotest data (hour,<br />
place, results)<br />
Driving license data<br />
(nationality, category,<br />
age)<br />
Person related<br />
<strong>Road</strong> user type<br />
Gender<br />
Age<br />
Nationality<br />
Use <strong>of</strong> safety<br />
equipment<br />
Casualty severity<br />
Position in vehicle<br />
Trip purpose<br />
All data derived from the Police database concerned the prefecture <strong>of</strong> Corfu and<br />
the years 1996-2003, referring to the same area and time period as the EDISS<br />
road accident casualty records.<br />
Data processing<br />
In order to link road accident casualty data, a common subset <strong>of</strong> variables was<br />
used to identify the cases to be linked in the two databases. These variables<br />
were: road user type (driver, passenger, pedestrian, bicyclist); time <strong>of</strong><br />
occurrence (year, month, day); age <strong>of</strong> the road user (in single years); gender <strong>of</strong><br />
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the road user; nationality <strong>of</strong> the road user and mode <strong>of</strong> transport. The time <strong>of</strong><br />
the accident was included in the dataset but was not used for the data linking.<br />
This variable was not considered reliable in the EDISS database, as it was<br />
recorded while interviewing the casualty/patient (or his/her guardian) at the<br />
emergency department <strong>of</strong> the hospital, in some cases many hours after the<br />
accident occurred. Consequently, time <strong>of</strong> the accident was used as<br />
supplementary information for linking cases for which other information was<br />
missing or the information provided by the other the variables was insufficient.<br />
The definition <strong>of</strong> the "mode <strong>of</strong> transport" variable differs between the EDISS and<br />
police collection systems, therefore necessary transformations were<br />
implemented. More specifically, the value "pedestrian" is included in the EDISS<br />
"mode <strong>of</strong> transport variable", while it is not included in respective variable <strong>of</strong> the<br />
police data file (for pedestrian casualties, the motor vehicle which collided with<br />
the pedestrian is recorded, and the value "pedestrian" is recorded as value only<br />
in the "person class" variable). In order to obtain a compatible value set, the<br />
value "pedestrian" in EDISS was replaced by the vehicle which collided with the<br />
pedestrian (which was obtained by a third variable included in EDISS).<br />
Therefore the values included in the EDISS variable "mode <strong>of</strong> transport" are<br />
passenger car, motorcycle, moped, bicycle, small truck, large truck and bus.<br />
As the data files used for the purposes <strong>of</strong> this study included road accident<br />
casualties on the island <strong>of</strong> Corfu, any particularities that arise from the<br />
characteristics <strong>of</strong> the selected study area (demographical, traffic related etc)<br />
were taken into account. More specifically, during vacation periods and<br />
especially during the summer months, a large number <strong>of</strong> foreign tourists are<br />
visiting the island <strong>of</strong> Corfu, explaining the relatively high proportion <strong>of</strong> road<br />
accidents involving foreign people recorded during these periods. This fact was<br />
exploited to increase the efficiency <strong>of</strong> the data linking procedure by including the<br />
variable concerning the nationality <strong>of</strong> the road user in the set <strong>of</strong> variables used<br />
for the data linkage.<br />
Apart from the common variables and values, some additional variables<br />
included in the hospital dataset were also included in the data file with the linked<br />
records. These variables concerned the Length <strong>of</strong> Stay (LoS) in the hospital,<br />
and the Abbreviated Injury Scale (AIS score) for each casualty recorded.<br />
Concerning the AIS scores, these were extracted from the ICD9 scores for each<br />
casualty recorded in the hospital database. These additional variables were<br />
used to produce the matrices described in the common methodology, allowing<br />
for the further processing and the calculation <strong>of</strong> the under-reporting coefficients.<br />
The "Length <strong>of</strong> stay" variable is widely used among hospital databases in<br />
Europe, although it is not defined in the same way throughout the countries. The<br />
Greek definition <strong>of</strong> length <strong>of</strong> stay is based on whether the date has changed<br />
while the patient was being hospitalised. For example, if the patient was<br />
hospitalised while the date has not changed (e.g. from 05:00 to 19:00 at the<br />
same day), or if the patient was hospitalised while the date changed only once<br />
(e.g. from 18:00 to 09:00 in the next morning), then the length <strong>of</strong> stay would be<br />
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1. If the patient stayed hospitalised while the date changed twice, the length <strong>of</strong><br />
stay is 2, etc.<br />
Therefore, the Greek definition <strong>of</strong> the LoS is not necessarily related to the nights<br />
spent, but with the change <strong>of</strong> date while the patient was being hospitalised. It is<br />
also evident that the length <strong>of</strong> stay will be 1, even for some cases where the<br />
patient did not spend the night in the hospital.<br />
Any ethical issues that arise from the use <strong>of</strong> person identification information<br />
related to road accident casualties were also taken into account. Variables<br />
concerning personal information (casualty names, personal addresses, date <strong>of</strong><br />
birth etc) were not included in the data files used for the record linkage. Any<br />
information that could be used for the identification <strong>of</strong> a casualty at personal<br />
level is considered confidential and could not be used for research purposes.<br />
The data linking was carried out in two distinct phases, each one concerning<br />
fatalities and injuries respectively. Concerning non-fatal injuries, the severity <strong>of</strong><br />
the accident is defined differently in the hospital and the police databases. More<br />
specifically, the police defines injury severity using personal judgement <strong>of</strong> the<br />
police <strong>of</strong>ficer filling-in the accident form, while the hospitals define injury severity<br />
on the basis <strong>of</strong> the days <strong>of</strong> hospitalisation. Thus, many injuries defined as<br />
serious in the hospital database could be identified as slight by the police and<br />
vice versa. Consequently, linking the police serious injuries with the hospital<br />
serious injuries and the police slight injuries with the hospital slight injuries could<br />
result an important loss <strong>of</strong> potentially linked cases which were recorded<br />
according to a different injury severity definition in the two databases. On that<br />
purpose, the data linking was carried out using the total number <strong>of</strong> injuries<br />
(serious and slight together) in the two databases.<br />
After completing the data linkage for all injuries, an additional task was<br />
performed in order to identify the proportion <strong>of</strong> casualties for which the accident<br />
severity was differently reported (serious in the one database and slight in the<br />
other) in the hospital and the police data files. This proportion was relatively<br />
high (only 47,8% <strong>of</strong> the linked records' injury severity agreed between the two<br />
databases) verifying the choice to link aggregated injury type data files.<br />
7.4.3 Description <strong>of</strong> the linking process<br />
The Regional Hospital <strong>of</strong> Corfu was the only one out <strong>of</strong> the four hospitals<br />
collaborating in EDISS meeting the clearly defined "catchment" area<br />
requirements. Indeed, all road traffic casualties occurring on the island and<br />
requiring medical treatment are initially assessed in the Emergency Hospital<br />
Department, even the most severe cases which are subsequently transferred in<br />
other hospitals for specialised care. The linking procedure was applied on data<br />
concerning the Emergency Medical Department <strong>of</strong> the Hospital and the <strong>Road</strong><br />
Traffic Police data for the prefecture <strong>of</strong> Corfu between 1996 and 2003.<br />
The present study aimed to link hospital and police road accident casualty data<br />
files. The two data files included a different series <strong>of</strong> variables and values,<br />
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therefore all transformations / aggregations required to obtain the data grouped<br />
by the same variables (as already described in "Data description") were<br />
adopted. After all necessary adjustments have been made, all data grouped by<br />
the linking variables were included in a single file which was the input for the<br />
linking process.<br />
In order to identify the common records between the two datasets specialised<br />
statistics s<strong>of</strong>tware was used. The input file included both hospital and police<br />
records for the whole series <strong>of</strong> years grouped by the variables used for the<br />
linking. The utility "identify duplicate cases" was used to identify the matched<br />
pairs <strong>of</strong> records in the data file, based on the given set <strong>of</strong> linking variables.<br />
The result <strong>of</strong> this procedure grouped the data file in the following way:<br />
- A case from one file matched with one case from the other file (perfect<br />
matches).<br />
- A case from one file matched with more than one cases from the other file. In<br />
that case the additional variables (such as the time <strong>of</strong> the accident) were used<br />
to identify the most likely among the various matches. The selection was done<br />
manually.<br />
- Two (or more) cases from the same file were matched. These cases<br />
concerned accidents with identical characteristics in the same database,<br />
therefore they were not taken into account in the data linkage.<br />
- More than one cases from one file were matched with more than one cases<br />
from the other file. Once again, additional variables were used to identify the<br />
most likely pairs among the various possible matches.<br />
- Non-matched cases.<br />
During the linkage process, however, it was revealed that some values <strong>of</strong> the<br />
common set <strong>of</strong> variables used for the cross-checking did not match for several<br />
records in both datasets, although they seemed to refer to the same casualty.<br />
Inconsistencies between the values could be attributed to incorrect reporting<br />
from the part <strong>of</strong> the patient in the case <strong>of</strong> the hospital data or to misjudgement<br />
on the part <strong>of</strong> the person completing the collection form, in the case <strong>of</strong> the police<br />
data or simply due to an error while processing the data. In order to include<br />
these cases to the linked data file one <strong>of</strong> the following two approaches were<br />
adopted:<br />
1) Repeating the linking process using each time a different subset <strong>of</strong> less<br />
common variables as the criterion for linkage in order to examine a broader<br />
range <strong>of</strong> possible matches. For example, when the nationality <strong>of</strong> the road<br />
user was unknown in the police database and known in the EDISS database,<br />
excluding the nationality variable from the matching subset <strong>of</strong> variables<br />
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would allow inclusion <strong>of</strong> the case in the possible matching groups, based on<br />
the matching results <strong>of</strong> the remaining variables<br />
2) Adopting less strict rules while linking the data, thus, allowing a tolerance<br />
interval for the values <strong>of</strong> certain variables. Consequently, some cases could<br />
be matched although slight differences on the values <strong>of</strong> one linking variable,<br />
was observed, while the rest <strong>of</strong> the variables provided sufficient evidence for<br />
linking the cases. The variables for which such tolerance intervals were<br />
allowed were the following:<br />
Date <strong>of</strong> the accident (a tolerance interval <strong>of</strong> one or two days before and/or<br />
after the actual date <strong>of</strong> the accident could be allowed).<br />
Nationality <strong>of</strong> the road user - only in cases where the nationality was<br />
recorded as "Albanian" in the police data file and as "from North Epirus" in<br />
the EDISS data file. North Epirus is a region <strong>of</strong>ficially within the borders <strong>of</strong><br />
Albania with a minority <strong>of</strong> Greek population, which is recorded using a<br />
separate value in the EDISS database. A large number <strong>of</strong> people from North<br />
Epirus are living on the island <strong>of</strong> Corfu.<br />
Age <strong>of</strong> the road user (a tolerance interval <strong>of</strong> 5 years was adopted in some<br />
cases, in order to include possible rounding <strong>of</strong> the age in the databases).<br />
Mode <strong>of</strong> transport variable (some cases where "moped" was recorded in<br />
the one data file and "motorcycle" in the other were linked, when sufficient<br />
evidence from the rest <strong>of</strong> the variables was provided. Such links were<br />
established also for a few cases where small truck was recorded in the one<br />
data file and passenger car in the other).<br />
Each time the record linkage was taking place, a set <strong>of</strong> linked hospital-police<br />
records was being copied into a separate file containing the linked cases. All<br />
other records were entering the next iteration.<br />
After performing several times the same procedure, using each time different<br />
variable sets all possible matches were identified. The iterations were stopped<br />
when the set <strong>of</strong> variables used for the data linking was judged to be small<br />
enough therefore unable to provide sufficient data for a pair <strong>of</strong> records to be<br />
linked.<br />
Obviously, when less strict rules for the record linking were used, the manual<br />
checking for each pair <strong>of</strong> records was more important in order to avoid linking<br />
irrelevant records. The records left in the end were the non-matched cases.<br />
These data were transferred into separate files for the hospital and the police<br />
data. This file contained road accident casualty records, recorded by the police<br />
and not recorded by the hospital and road accident casualties recorded by the<br />
hospital and not recorded by the police.<br />
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7.4.4 Results<br />
Summary results <strong>of</strong> the overall linking results are provided in this section.<br />
Moreover, some additional results concerning the presentation <strong>of</strong> the data<br />
linkage in disaggregate form are presented in the following Tables. More details<br />
concerning the main results <strong>of</strong> the Greek national study, the data matrices used<br />
for the extraction <strong>of</strong> the under-reporting coefficients, as well as data concerning<br />
the length <strong>of</strong> stay or the AIS scores for the casualty records, are provided in the<br />
main report.<br />
The main results <strong>of</strong> the record linkage between the hospital road accident<br />
casualty database records <strong>of</strong> the General Regional hospital <strong>of</strong> Corfu and the<br />
police records referring to the respective "catchment" area are summarised in<br />
the following Table 63.<br />
Table 63: Summary <strong>of</strong> linking results<br />
Fatalities Injuries<br />
Records in Hospital database 97 11.267<br />
Records in Police database 172 1.910<br />
Linked cases 91 1.262<br />
Not linked hospital records 6 10.005<br />
Not linked police records 81 648<br />
Total records (real number) 178 11.915<br />
During the eight year study period (1996-2003) 11.364 road accident casualties<br />
contacted the Corfu Hospital Emergency Medical Department and out <strong>of</strong> them<br />
97 (0,9%) died on arrival to the hospital or during hospitalization. For the same<br />
period 2.082 road accident casualties were reported by the police and out <strong>of</strong><br />
them 172 (8,3%) were declared as deaths.<br />
Only 6 out <strong>of</strong> the total 178 cases (3,3%) concerning fatalities were not reported<br />
in the police database, while the respective percentage for injuries is<br />
significantly higher (10.005 out <strong>of</strong> 11.915, corresponding to a proportion <strong>of</strong><br />
84%). Additionally, a high percentage <strong>of</strong> road accident fatalities are not reported<br />
in the hospital database, most likely due to a large number <strong>of</strong> deaths at the<br />
accident site, never contacting the emergency department <strong>of</strong> the hospital. The<br />
number <strong>of</strong> non fatal injuries reported by the Police and not reported in the<br />
EDISS database is significantly lower (648 out <strong>of</strong> 11.915, 5,4%).<br />
The results <strong>of</strong> the linking procedure are presented below in schematic form.<br />
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Results <strong>of</strong> data linkage for fatal<br />
injuries<br />
Results <strong>of</strong> data linkage<br />
for non-fatal injuries<br />
The results <strong>of</strong> the linking procedure were further processed in order to provide<br />
the figures concerning the hospital and the police casualty reporting in<br />
disaggregate form. More specifically, the following Tables present the linking<br />
results by the casualty's age and gender, mode <strong>of</strong> transport (for pedestrian<br />
casualties the linked vehicle was recorded) and nationality.<br />
Table 64: Fatalities by age groups and gender<br />
Linked EDISS only Police only<br />
Age groups Male Female Total Male Female Total Male Female Total<br />
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Table 65: Injuries by age groups and gender<br />
Age<br />
Linked EDISS only Police only<br />
groups Male Female Unknown Total Male Female Unknown Total Male Female Unknown Total<br />
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respective number for any other mode <strong>of</strong> transport, both fatal and non-fatal<br />
accidents. More specifically, almost 63% <strong>of</strong> the EDISS only non-fatal injuries<br />
refer to motorcycle related accidents, while the respective figure for passenger<br />
cars is approximately 15%.<br />
Table 67: Fatalities and injuries by nationality<br />
Fatalities<br />
Injuries<br />
Nationality Linked<br />
EDISS<br />
only<br />
Police<br />
only Linked<br />
EDISS<br />
only<br />
Police<br />
only<br />
Greek 67 6 57 958 7.532 342<br />
Albanian 5 0 5 72 535 46<br />
Italian 3 0 3 26 321 30<br />
British 6 0 8 96 392 97<br />
German 4 0 5 40 388 39<br />
Other 6 0 3 70 837 94<br />
Total 91 6 81 1.262 10.005 648<br />
Table 67 presents the linking results concerning both fatalities and non-fatal<br />
injuries by nationality. These results could prove useful for identifying<br />
differences in the underreporting levels between natives and foreigners.<br />
Excluding Greek casualties, the highest proportion both in fatal and non-fatal<br />
injuries is observed for the British people, followed by the Albanians.<br />
In summary, the results presented in these Tables provide a more detailed view<br />
<strong>of</strong> the road accident casualty data linkage between the EDISS and the police<br />
databases for the prefecture <strong>of</strong> Corfu. It is evident though that disaggregate<br />
data concerning fatalities refer to a small number <strong>of</strong> records and their further<br />
division in subgroups (age, gender etc) cannot be used for further calculations<br />
due to the small size <strong>of</strong> the sample. Nevertheless, the non-fatal injury figures<br />
present a great potential for further analyses as the sample size is considerably<br />
larger.<br />
7.4.5 Conclusions<br />
The methodology used to link road accident casualty data between the hospital<br />
(EDISS) database and the respective police data files is based on using a<br />
statistics utility for identifying duplicate cases within a single data file. The<br />
procedure used for the data linking as described in Section 7.4.3 is not fully<br />
computerised and its correct application strongly depends on the manual<br />
checking <strong>of</strong> the linked records. Although it provides reliable results (every linked<br />
record pair is manually checked and it is very unlikely that a matched pair will<br />
not be found) it would be very difficult to implement such a procedure on large<br />
data files (containing a long time series and a bigger area <strong>of</strong> study), as the<br />
manual checks <strong>of</strong> the record matches would be extremely time consuming. In<br />
the present study the sample consisted <strong>of</strong> 12.000 records approximately, most<br />
<strong>of</strong> which could not be linked to another record (only 1.262 matched cases).<br />
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The input file used within this study consisted <strong>of</strong> both hospital and police<br />
records for the whole series <strong>of</strong> years (1996 - 2003) grouped by the six variables<br />
used for the linking (road user type, date <strong>of</strong> occurrence, age <strong>of</strong> the road user,<br />
gender and nationality <strong>of</strong> the road user and mode <strong>of</strong> transport) and other<br />
variables which would serve either as supportive information on whether a<br />
record pair should be linked or not (for cases where more than two records were<br />
linked using only the six variables) or as information to be included in the data<br />
matrices required for the extraction <strong>of</strong> the correction coefficients (as described<br />
in the common methodology). The inclusion <strong>of</strong> several variables in the common<br />
data file made possible to extract the linked and not linked data files in a<br />
disaggregate form, using each time a different variable (or set <strong>of</strong> variables) to<br />
describe the data, therefore it can allow for the development <strong>of</strong> more detailed<br />
correction coefficients.<br />
A study concerning road accident casualty under-reporting coefficients at a<br />
national level should always be based on appropriate data, meaning that the<br />
sample should not only have a statistically significant size (e.g. for a series <strong>of</strong><br />
years) but also being representative for the selected country. Therefore, in order<br />
to evaluate the results and the conclusions from this study, any restrictions that<br />
may arise from the collected data should be taken into account. The data used<br />
for the present study concerned the island <strong>of</strong> Corfu, representing only a<br />
proportion <strong>of</strong> the overall road accident casualties in Greece, being also an ideal<br />
"catchment" area for matching hospital and police data. The high presence <strong>of</strong><br />
tourists during the summer period does not necessarily affects the matching <strong>of</strong><br />
the two files, however further investigation could be proved useful.<br />
This study revealed not only the great potential for linking hospital and police<br />
data but also the need for further investigation <strong>of</strong> such links in order to come up<br />
with larger samples and thus more complete results.<br />
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7.4.6 References<br />
Dessypris N., Petridou E., Skalkidis Y., Moustaki M., Koutselinis A. and<br />
Trichopoulos D. (2002). Countrywide estimation <strong>of</strong> the burden <strong>of</strong> injuries in<br />
Greece: a limited resources approach. J Canc Epidem & Prev 2002; 7: 123-129.<br />
Petridou E, Gatsoulis N, Dessypris N, Skalkidis Y, Voros D, Papadimitriou Y<br />
and Trichopoulos D (2000). Imbalance <strong>of</strong> demand and supply for regionalized<br />
injury services: a case study in Greece. International Journal for Quality in<br />
Health Care; Vol 12; Issue 2; p.115-113.<br />
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7.5 Study carried out in Hungary<br />
Report prepared by Dr. Gábor Merényi, Olivér Zsigmond, Árpád Tóth, Dr.<br />
Péter Holló (KTI)<br />
7.5.1. Introduction<br />
In Hungary, all hospitals report on their discharged patients to Gyógyinfok, the<br />
firm engaged in data management at the National Health Insurance Fund. The<br />
report includes the discharged patients’ date <strong>of</strong> birth, the time <strong>of</strong> their<br />
hospitalisation and discharge, their gender as well as the social insurance<br />
identification number (TAJ). On the basis <strong>of</strong> this identification, the case may be<br />
followed even if the patient is transported to another hospital. In Hungary, too,<br />
disease (injury) recording is implemented in accordance with the BNO-10 (ICD-<br />
10) code system. In case <strong>of</strong> accident, the accident cause has also to be<br />
registered in the BNO-10 code system. Traffic accidents, and only this type <strong>of</strong><br />
accidents, all begin with „V”, therefore they can be easily selected from the<br />
database.<br />
From the aspect <strong>of</strong> the task, unfortunately the Gyógyinfok Database has several<br />
disadvantages:<br />
- Because <strong>of</strong> data protection aspects, the TAJ is not included into the<br />
database <strong>of</strong> the police, therefore the person cannot be identified as simply<br />
as that<br />
- Because <strong>of</strong> different financing, the attended outpatients are recorded in<br />
another database, and until 2006 it was not compulsory to code the cause<br />
<strong>of</strong> the accident, therefore, traffic accidents cannot be retrieved from this<br />
database.<br />
- The BNO (ICD) –10 codes are not suitable for specifying the AIS (MAIS)<br />
severity scale demanded by the task with the s<strong>of</strong>tware available with the<br />
database.<br />
Because <strong>of</strong> the above reasons and for the sake <strong>of</strong> more precise data collection,<br />
the whole national database has not been used, but all data from one selected<br />
trauma centre were analysed and compared with the police data.<br />
7.5.2. Description <strong>of</strong> data sources<br />
This centre is the Károlyi Sándor Hospital in Budapest. This hospital is one <strong>of</strong><br />
the 4 Regional Trauma Centres in Budapest. All the injured adults <strong>of</strong> the traffic<br />
accidents occurring in five northern districts <strong>of</strong> the Capital (III.,IV.,XIII.,XIV.,XV.),<br />
and in the approximately 25-30 settlements <strong>of</strong> the agglomeration, as well as on<br />
the northern main roads (2,2A,2B,3,M3,10,11) leading to the Capital are brought<br />
here on five days <strong>of</strong> the week (Tuesday-Wednesday-Friday-Saturday-Sunday)<br />
throughout 24 hours.<br />
From the hospital’s computerised database, the data <strong>of</strong> all the patients were<br />
processed who had been injured in traffic accidents and hospitalised in the<br />
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hospital’s department in the period between 1 August 2004 and 31 January<br />
2006.<br />
The following data have been selected in order to be compared with the police<br />
database and to be processed:<br />
The patient’s date <strong>of</strong> birth, gender.<br />
<strong>Accident</strong> time, location. Type <strong>of</strong> the vehicle involved in the accident, the<br />
role <strong>of</strong> the injured, the accident’s mechanism (if there was any reference<br />
in the data on health).<br />
The attendance case <strong>of</strong> the injured has been classified on the basis <strong>of</strong><br />
hospitalisation: out-patient, overnight, 1-3 days, or over 3 days attendance.<br />
According to AIS (Abbreviated Injury Scale) injury severity has been<br />
determined for 6 body regions (head & neck, face, chest, abdomen-spine,<br />
extremity, external). Accordingly severity <strong>of</strong> different body regions’ injuries are<br />
classified from 0 to 6. In compliance with the categorisation <strong>of</strong> the American<br />
Association for the Advancement <strong>of</strong> Automotive Medicine, the different scales<br />
are follows:<br />
1 – Minor<br />
2 – Moderate<br />
3 – Serious<br />
4 – Severe<br />
5 – Critical<br />
6 – Unsurvivable<br />
MAIS (maximum <strong>of</strong> the AIS), the highest AIS value has been determined for<br />
each injured person. The AIS values were coded directly by medical staff.<br />
ISS (Injury Severity Score) has been calculated in each injury case separately.<br />
Calculation <strong>of</strong> this generally applied indicator: the total amount <strong>of</strong> the AIS<br />
squared value calculated for the three most seriously injured body regions . This<br />
value may be 0-75. (If on some body region the AIS=6, then the ISS will be<br />
automatically 75.)<br />
Furthermore, the number <strong>of</strong> persons deceased within 30 days in hospital have<br />
been recorded.<br />
7.5.3. Description <strong>of</strong> the linking process<br />
Starting data:<br />
• ACCIDENT data set:<br />
KSH (police), 2005CA.dbf<br />
28783 records, out which 2665 records within catchment<br />
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• HOSPITAL data set<br />
KORHAZ6.dbf<br />
1294 records<br />
(only in the catchment, adult injured, not complete (e.g. falling by cycle not<br />
included, only 5 days <strong>of</strong> the week are concerned)<br />
The data sets, clarified and coded were available in this item only for 2005. In<br />
the hospital the data have been coded for a longer period, as described in 7.5.2,<br />
but the problem is that the <strong>of</strong>ficial data for 2006 are available only as <strong>of</strong> mid<br />
2007. Therefore, at the time <strong>of</strong> the linkage we could use mainly the data for<br />
2005.<br />
Matching<br />
According to its content, the HOSPITAL data set has been divided into two<br />
parts:<br />
- K1-complete: the key fields (DATE, AGE, GENDER, PLACE)<br />
determinant from the aspect <strong>of</strong> matching are available<br />
- K2-incomplete: some parts <strong>of</strong> the data are missing<br />
The ACCIDENT data set has been divided into two parts:<br />
- B1-in the catchment: if the accident occurred in the catchment area <strong>of</strong> the<br />
hospital<br />
- B2-outside the area<br />
The process <strong>of</strong> matching was implemented in three successive steps:<br />
1) K1 – B1 (result: 474 data-series agree out <strong>of</strong> 1012 cases)<br />
2) K2 – B1 remainder (result: 22 data-series agree out <strong>of</strong> 282 cases)<br />
3) (K1+K2) remainder – B2 (result: 4 data-series agree out <strong>of</strong> 798 cases)<br />
matched total: 500 events out <strong>of</strong> 1294 cases<br />
Breakdowns:<br />
Both data sets include<br />
Only the HOSPITAL data set includes<br />
Only the ACCIDENT data set includes (in the area <strong>of</strong> catchment)<br />
500 cases<br />
794 cases<br />
2165 cases<br />
The process <strong>of</strong> matching was carried out by computer, not manually.<br />
Experience showed that the difference allowed in the accident time (±1 hour)<br />
was too limited: the values in the hospital database are rather uncertain as they<br />
are based on declaration, or assessment. As a follow-up to this work, this<br />
tolerance should be increased, then the degree <strong>of</strong> matching <strong>of</strong> the two<br />
databases would certainly be greater.<br />
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Conclusions concerning the linking process<br />
In the first step <strong>of</strong> matching, the agreement <strong>of</strong> gender + age + date + time + site<br />
has been investigated. The criterion <strong>of</strong> congruency is the precise agreement <strong>of</strong><br />
the gender and the date, in the case <strong>of</strong> the age ±1 year, in the case <strong>of</strong> the time<br />
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7.5.4. Results:<br />
During the 18 months <strong>of</strong> the survey 2107 persons injured in traffic accidents<br />
attended the hospital.<br />
Role: driver 1307<br />
Front seat passenger 52<br />
Rear seat passenger 75<br />
Unknown passenger 342<br />
Pedestrian 331<br />
TOTAL 2107<br />
Nursing days: Outpatient 1101 52,3%<br />
1 day 54 2,6%<br />
1-3 days 465 22,1%<br />
>3 day 487 23,1%<br />
TOTAL 2107<br />
MAIS 1 985 46,7%<br />
2 688 32,7%<br />
3 319 15,1%<br />
4 67 3,2%<br />
5 40 1,9%<br />
6 8 0,4%<br />
TOTAL 2107<br />
Deceased 9 0,42%<br />
ISS 0-15 1942 92,2%<br />
16-30 117 5,6%<br />
31-45 34 1,6%<br />
46-60 6 0,3%<br />
61-75 8 0,4%<br />
TOTAL 2107<br />
Motorcycle 373<br />
Passenger car 946<br />
Bus 32<br />
Heavy vehicle 17<br />
Trailer 1<br />
Special vehicle 0<br />
Tramway 2<br />
Trolleybus 5<br />
Suburban railways 0<br />
Train 0<br />
Bicycle 356<br />
Moped 40<br />
Animal 0<br />
Other 4<br />
Pedestrian 331<br />
TOTAL 2107<br />
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Relation between vehicle type, injury severity and the period <strong>of</strong> stay in the<br />
hospital<br />
Nursing days<br />
vehicle MAIS outpatient overnight 1-3 days >3 days Summary<br />
car occupant 1 417 4 69 9 499<br />
2 84 14 149 50 297<br />
3 1 1 22 79 103<br />
4 1 29 30<br />
5 14 14<br />
6 3 3<br />
car occupant Sum 502 22 241 181 946<br />
motorcyclist 1 126 2 21 2 151<br />
2 63 1 36 24 124<br />
3 6 1 13 57 77<br />
4 11 11<br />
5 9 9<br />
6 1 1<br />
motorcyclist Sum 195 4 70 104 373<br />
pedal cyclist 1 156 4 8 4 172<br />
2 79 2 28 12 121<br />
3 9 6 6 34 55<br />
4 4 4<br />
5 1 3 4<br />
pedal cyclist Sum 244 12 43 57 356<br />
pedestrian 1 72 3 28 9 112<br />
2 30 7 54 23 114<br />
3 1 6 61 68<br />
4 1 20 21<br />
5 12 12<br />
6 3 1 4<br />
pedestrian Sum 103 14 88 126 331<br />
other 1 41 9 1 51<br />
2 14 2 12 4 32<br />
3 2 2 12 16<br />
4 1 1<br />
5 1 1<br />
other Sum 57 2 23 19 101<br />
1 part 812 13 135 25 985<br />
2 parts 270 26 279 113 688<br />
3 parts 19 8 49 243 319<br />
4 parts 1 1 65 67<br />
5 parts 1 39 40<br />
6 parts 6 2 8<br />
Summary 1101 54 465 487 2107<br />
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Relation between vehicle type and the severity scale <strong>of</strong> the body’s<br />
regional severity:<br />
Head&Neck car occupant motorcyclist pedal cyclist pedestrian Other Summary<br />
1 395 30 53 80 24 582<br />
2 199 41 41 78 13 372<br />
3 6 5 8 6 1 26<br />
4 5 3 1 7 1 17<br />
5 11 5 4 10 1 31<br />
6 1 3 4<br />
Summary 616 85 107 184 40 1032<br />
Face car occupant motorcyclist pedal cyclist pedestrian other Summary<br />
1 61 10 9 14 1 95<br />
2 14 6 7 20 1 48<br />
3 2 2 1 2 7<br />
4 1 1<br />
Summary 77 18 17 37 2 151<br />
Chest car occupant motorcyclist pedal cyclist pedestrian other Summary<br />
1 145 26 19 33 12 235<br />
2 101 29 11 25 5 171<br />
3 33 10 6 16 2 67<br />
4 7 2 2 11<br />
5 1 1<br />
6 2 1 3<br />
Summary 288 68 36 77 19 488<br />
Abd.Spine car occupant motorcyclist pedal cyclist pedestrian other Summary<br />
1 78 29 14 29 6 156<br />
2 13 5 1 3 4 26<br />
3 17 16 2 7 2 44<br />
4 9 5 1 4 19<br />
5 2 1 3 6<br />
6 1 1<br />
Summary 120 56 18 46 12 252<br />
Extremity car occupant motorcyclist pedal cyclist pedestrian other Summary<br />
1 151 112 101 76 30 470<br />
2 50 55 64 40 12 221<br />
3 65 64 44 67 12 252<br />
4 18 6 2 19 45<br />
5 4 3 3 10<br />
Summary 288 240 211 205 54 998<br />
External car occupant motorcyclist pedal cyclist pedestrian other Summary<br />
1 364 166 198 155 46 929<br />
2 78 61 28 61 5 233<br />
3 5 2 2 9<br />
Summary 447 229 226 218 51 1171<br />
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Relation between vehicle type and injury severity<br />
MAIS<br />
Vehicle 1 2 3 4 5 6 Summary<br />
car occupant 499 297 103 30 14 3 946<br />
motorcyclist 151 124 77 11 9 1 373<br />
pedal cyclist 172 121 55 4 4 356<br />
pedestrian 112 114 68 21 12 4 331<br />
other 51 32 16 1 1 101<br />
Summary 985 688 319 67 40 8 2107<br />
7.5.5. Conclusions<br />
More than half <strong>of</strong> the injured (52,3%) have been attended as outpatients. 23,1%<br />
<strong>of</strong> the injured had been hospitalised for more than 3 days.<br />
Accordingly, 80% <strong>of</strong> the injured suffered minor or moderate injuries (contusions,<br />
lesions, simple fractures, concussion).<br />
5,5% <strong>of</strong> the injured had very severe, critical or fatal injury. 9 injured (0,4%)<br />
deceased. Of course, the latter means a death in the hospital and within 30<br />
days.<br />
Cycle accidents are frequently not included in the police database, and also the<br />
hospital data are deficient (e.g. the accident site), since very <strong>of</strong>ten neither the<br />
injured nor the doctor considers the falling with a bicycle on the public road as a<br />
traffic accident. In these cases the injured does not call out the police, and<br />
usually the hospital does not inform the authorities either. At the same time,<br />
relatively serious injuries may also occur in this category (e.g. shoulder<br />
fractures, dislocations).<br />
Head, chest and abdominal injuries were in higher proportion in the case <strong>of</strong><br />
injured car occupants, whereas pedestrians, motorcyclists and cyclists suffered<br />
more frequently <strong>of</strong> extremity-injuries.<br />
The number <strong>of</strong> persons injured in passenger cars was almost three times higher<br />
than that <strong>of</strong> motorcyclists, cyclists and pedestrians separately. The accident<br />
victim rate in the case <strong>of</strong> these three latter groups was the same. Against them,<br />
the number <strong>of</strong> injured in other vehicles was insignificant.<br />
Nevertheless, the number <strong>of</strong> critical and fatal cases involving pedestrians was<br />
the same as that concerning the car occupants (i.e. in proportion threefold<br />
majority). The rate <strong>of</strong> very serious and fatal injuries were also higher in the case<br />
<strong>of</strong> motorcyclists than motorists.<br />
Accordingly, while in the case <strong>of</strong> car occupants the number <strong>of</strong> injured attended<br />
as out- and overnight patients were in majority in comparison with those<br />
hospitalised for several days, this rate is reversed if pedestrians are concerned,<br />
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because almost twice as many injured had been attended in hospital for several<br />
days.<br />
Representativeness <strong>of</strong> the results<br />
We have compared the different injured categories for the catchment’s area <strong>of</strong><br />
the hospital and for the whole capital (Budapest). The distributions <strong>of</strong> the injured<br />
persons are as follows:<br />
Vehicle<br />
Sample<br />
Budapest<br />
categories injured % injured %<br />
Motorcycle 260 20,09 428 8,36<br />
Car 546 42,19 2619 51,16<br />
Bicycle 236 18,24 232 4,53<br />
Pedestrian 194 14,99 1315 25,69<br />
Other 58 4,48 525 10,26<br />
All 1294 99,99 5119 100,00<br />
It can be seen, that the sample was not representative even for Budapest. The<br />
percentages <strong>of</strong> injured motorcycle and bicycle riders are greater in the sample<br />
than in Budapest, and the percentages <strong>of</strong> injured car occupants and pedestrians<br />
are less. The representativeness is even less regarding the whole country.<br />
The following are the differences between a trauma centre in the capital and<br />
that one in a county hospital:<br />
a) No child under 14 will be admitted to the former (admission is usually<br />
possible to country centres)<br />
b) There is no non-stop inspection over the 7 days <strong>of</strong> the week (5 days were<br />
investigated by the hospital)<br />
c) There are out-patients’ district dispensaries where the patient can<br />
present himself (in the country they are mostly substituted by surgeries<br />
linked to hospitals, so that they are also registered in the hospitals’<br />
database)<br />
Studies in the future<br />
Due primarily to likely lack <strong>of</strong> the representativeness <strong>of</strong> the sample <strong>of</strong> matched<br />
data, it is proposed to:<br />
a) involve one countryside centre into the studies<br />
b) carry out a prospective study in order to make possible recording <strong>of</strong> the<br />
predetermined data. (The character <strong>of</strong> the study detailed here – as it<br />
turns out from the particulars – has been retrospective.)<br />
Another possibility can also be imagined for future studies. Besides taking into<br />
consideration the aspects <strong>of</strong> the protection <strong>of</strong> the personal data, an attempt<br />
should be made to study the databases <strong>of</strong> the central public health<br />
(GYÓGYINFOK) and <strong>of</strong> the police (KSH) on the basis <strong>of</strong> BNO-10. The coding <strong>of</strong><br />
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the accident cause is already compulsory for the hospital and outpatient cases,<br />
thus all the codes starting with “V” correspond to traffic accidents. Moreover,<br />
also the role <strong>of</strong> the injured can be derived from this. The TAJ number is<br />
personal data, but a crosscheck could be made on the basis <strong>of</strong> the date <strong>of</strong> birth<br />
and the starting date <strong>of</strong> hospitalisation.<br />
Combined Police and Medical data set - HUNGARY<br />
LENGTH <strong>of</strong> STAY matrix<br />
Police coding<br />
<strong>Road</strong> user type Length <strong>of</strong> Stay Fatal Serious Slight not matched Total<br />
Driver out-patient 11 79 90<br />
Overnight 1 4 5<br />
1-3 days 19 54 73<br />
>3 days 74 21 95<br />
not matched 39 255 802 1096<br />
Passenger-front out-patient 1 39 40<br />
Overnight 1 3 4<br />
1-3 days 3 23 26<br />
>3 days 12 5 17<br />
not matched 11 67 303 381<br />
Passenger-rear out-patient 2 19 21<br />
Overnight 1 1 2 4<br />
1-3 days 14 14<br />
>3 days 10 1 11<br />
not matched 4 52 254 310<br />
Pedestrian out-patient 1 16 17<br />
Overnight 1 2 3 6<br />
1-3 days 7 27 34<br />
>3 days 30 13 43<br />
not matched 29 111 238 378<br />
not matched out-patient 460 460<br />
Overnight 21 21<br />
1-3 days 175 175<br />
>3 days 138 138<br />
Total 86 659 1920 794 3459<br />
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MAIS matrix<br />
Police coding<br />
<strong>Road</strong> user type MAIS Fatal Serious Slight not matched Total<br />
Driver 1 10 83 93<br />
2 27 59 86<br />
3 54 14 68<br />
4 11 1 12<br />
5 3 1 4<br />
not matched 39 255 802 1096<br />
Passenger-front 1 2 38 40<br />
2 2 27 29<br />
3 10 5 15<br />
4 2 2<br />
6 1 1<br />
not matched 11 67 303 381<br />
Passenger-rear 1 1 21 22<br />
2 2 14 16<br />
3 4 1 5<br />
4 4 4<br />
5 2 2<br />
6 1 1<br />
not matched 4 52 254 310<br />
Pedestrian 1 3 28 31<br />
2 8 27 35<br />
3 18 4 22<br />
4 7 7<br />
5 3 3<br />
6 1 1 2<br />
not matched 29 111 238 378<br />
not matched 1 377 377<br />
2 283 283<br />
3 102 102<br />
4 18 18<br />
5 14 14<br />
Total 86 659 1920 794 3459<br />
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7.6 Study carried out in the Netherlands<br />
Report prepared by Niels Bos (SWOV)<br />
Within the framework <strong>of</strong> the Safetnet project, a study was carried out into linking<br />
hospital data and police data on traffic casualties in The Netherlands. Both<br />
databases contain a number <strong>of</strong> key variables that enables matching <strong>of</strong> patients<br />
in one database with casualties in the other. This was done in order to estimate<br />
the level <strong>of</strong> underreporting and to verify the severity that the police assigns to a<br />
casualty. Police estimated severity not always appeared to be <strong>of</strong> the same<br />
severity in the hospital database, as was investigated by using the MAIS scores.<br />
Correction factors have been determined which, applied to the CARE accident<br />
data, should describe the development <strong>of</strong> real numbers <strong>of</strong> severely injured<br />
casualties. These factors are different by mode <strong>of</strong> transport. However, underreporting<br />
and differences in distribution over relevant variables, such as year <strong>of</strong><br />
accident and age <strong>of</strong> the casualty, prevent outcomes being very reliable.<br />
At the moment, linkable Dutch hospital data is available at SWOV for the years<br />
1997-2005 in a consistent database using uniform coding with ICD9-cm. In this<br />
study the years 1997-2003 are used. Linkable police data is available for the<br />
years 1976-2005, <strong>of</strong> which the CARE database contains the years 1991-2003.<br />
7.6.1 Introduction<br />
In this study the real number <strong>of</strong> hospitalised road casualties is derived from<br />
linking a hospital discharge file to an accident file <strong>of</strong> police reported road<br />
accident casualties. Based on the intersection <strong>of</strong> "distance based matches" and<br />
both rest files, an estimate is made for the number that was not reported in<br />
either database. This leads to a total number <strong>of</strong> casualties that can also be<br />
examined on their medical severity. This severity (MAIS) was determined on all<br />
injury codes that are in the hospital file and form an objective scale <strong>of</strong> severity.<br />
The severity will also be expressed in Length <strong>of</strong> Stay.<br />
The linking study is extensively described in Dutch, in Reurings, Bos & Van<br />
Kampen (R-2007-8). In this report only an overview is presented and for details<br />
reference is made to the SWOV study.<br />
For a correct assessment <strong>of</strong> developments in road safety and <strong>of</strong> the effects <strong>of</strong><br />
road safety measures and interventions the availability <strong>of</strong> reliable figures on<br />
traffic injury outcomes is crucial. In recent years, the governments <strong>of</strong> many<br />
countries have started to set targets for their future national road safety. These<br />
targets are usually expressed in terms <strong>of</strong> numbers <strong>of</strong> traffic injury outcomes.<br />
Setting up realistic targets also depends to a large extent on the availability <strong>of</strong><br />
accurate figures on current traffic injury outcomes. In the Netherlands, as in<br />
many other countries, fatal outcomes in traffic accidents are registered quite<br />
well, but this is generally not the case for hospitalised road traffic casualties.<br />
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In order to determine the degree <strong>of</strong> underreporting <strong>of</strong> hospitalised road traffic<br />
casualties in Dutch police reports, an extensive study was carried out in which<br />
the records <strong>of</strong> two well-established databases were compared. The first<br />
database is the so-called AVV database <strong>of</strong> police-reported road accidents,<br />
which contains extensive information on the accident site, and on the vehicles<br />
and casualties involved in the accident. The second database is the so-called<br />
Prismant-Hospital Discharge database. This is the <strong>of</strong>ficial database containing<br />
information on all patients admitted into Dutch hospitals. In this database<br />
reporting is mainly concerned with medical issues.<br />
The police database only contains information on road traffic casualties and<br />
accidents, and is known to be incomplete (Polak, 1997). Moreover, both<br />
hospitalised and non-hospitalised casualties are recorded in this database. The<br />
hospital database, on the other hand, only contains information on hospitalised<br />
patients and is known to be (almost) complete. However, many <strong>of</strong> these<br />
hospitalised patients are not road traffic casualties, while road traffic casualties<br />
are not always recorded as such.<br />
The aim <strong>of</strong> the present study was to asses the actual number <strong>of</strong> non-fatally<br />
injured but hospitalised road traffic casualties from these two databases. Thus,<br />
the group <strong>of</strong> interest consists <strong>of</strong> all casualties <strong>of</strong> a road accident (according to<br />
the international definition) who have been inpatients in a hospital as a result <strong>of</strong><br />
the accident, and who did not die within 30 days after the accident. The<br />
determination <strong>of</strong> the maximum AIS score allows us to set a boundary in order to<br />
identify real seriously injured road traffic casualties among them. In contrast,<br />
road traffic casualties who die within 30 days <strong>of</strong> the accident (whether<br />
hospitalised or not) belong to the group <strong>of</strong> fatally injured road traffic casualties.<br />
Considering the nature <strong>of</strong> the two Dutch databases, the seriously injured road<br />
traffic casualties can be classified into four subgroups: the hospitalised road<br />
traffic casualties recorded in both databases, those recorded in only one <strong>of</strong> the<br />
two databases, and those that are missing in both databases. Therefore, the<br />
group that has to be recovered consists <strong>of</strong> the four cells enclosed with double<br />
lines in Table 68, which contains all possible combinations.<br />
Table 68: Possible combinations <strong>of</strong> presence or absence <strong>of</strong> hospitalised<br />
road traffic casualties in police and hospital databases.<br />
In police database<br />
Not in police<br />
database<br />
Not a hospitalised<br />
road traffic<br />
casualty<br />
In hospital<br />
database<br />
In both<br />
databases<br />
Only in hospital<br />
database<br />
Hospitalisation<br />
not caused by a<br />
road traffic<br />
accident<br />
Not in hospital<br />
database<br />
Only in police<br />
database<br />
In neither one<br />
database<br />
Not a hospitalised<br />
road traffic casualty<br />
<strong>Road</strong> traffic casualty<br />
but not hospitalised<br />
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To identify these four subgroups <strong>of</strong> the hospitalised traffic road casualties, a<br />
linking procedure was applied which compares a number <strong>of</strong> key variables<br />
contained in the two databases on a record by record basis.<br />
The linking procedure used in the present report is well suited for situations<br />
where unique identifiers like a personal ID number are not available for linking.<br />
A generalised distance function is defined which quantifies the similarity<br />
between pairs <strong>of</strong> records in the two databases. This quantified similarity can be<br />
used to assess the probability <strong>of</strong> the correctness <strong>of</strong> a match: the smaller the<br />
distance, the higher the probability that the two records refer to the same<br />
individual.<br />
The linking procedure is probabilistic and conjunct. It is probabilistic because<br />
discrepancies between records are tolerated, including missing information. The<br />
procedure is conjunct because it simultaneously compares all the records in the<br />
first database with all the records in the second database 3 , and therefore only<br />
requires two passes through the data. Other probabilistic methods for linking<br />
police and hospital records like GIRLS (Generalised Iterative Record Linkage<br />
System) are disjunct. In GIRLS records are grouped according to their scores<br />
on a key variable, and compared within each group. Matched records are then<br />
removed from the linking process. In the next pass the remaining records are<br />
grouped according to their scores on another key variable, and again compared<br />
within each group, etc., etc. This repeated grouping <strong>of</strong> records and removal <strong>of</strong><br />
linked records creates order effects, and requires many passes through the data<br />
(see, e.g., SWOV, 2001 or Rosman et al., 1996).<br />
In the conjunct method two records are matched when they are each other’s<br />
nearest neighbours in terms <strong>of</strong> distance or similarity. Moreover, the difference<br />
between the distance <strong>of</strong> a matched pair <strong>of</strong> records and the distances to their two<br />
next best neighbours is used to quantify the selectivity (or exclusiveness or<br />
uniqueness) <strong>of</strong> the match. This selectivity measure provides a second<br />
diagnostic for the probability <strong>of</strong> correctness <strong>of</strong> a match.<br />
The police and hospital databases, as well as the key variables used for linking,<br />
first are described in section 7.6.2. Then, in section 7.6.3 a generalised distance<br />
function is introduced which quantifies the similarity between records in the two<br />
databases, even if information is missing in one or both records. The linking<br />
procedure itself is described and applied to the Dutch police and hospital<br />
databases. In section 7.6.4, results are analysed in terms <strong>of</strong> the severity<br />
(Maximum AIS) and Length <strong>of</strong> Stay in hospital (LoS). In this section also the<br />
results that are required within the SafetyNet project are given. Finally, in<br />
section 7.6.5 conclusions will be drawn.<br />
3 Except for the time frame. Records are only compared in our study if they are within -1 to +3<br />
days apart.<br />
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7.6.2 Description <strong>of</strong> data sources<br />
7.6.2.1 The police database<br />
In the police database for road accidents (VOR) all accidents in the Netherlands<br />
in which at least one person is injured are collected. This statistic should cover<br />
100% <strong>of</strong> all relevant cases in The Netherlands, but we know that hospitalised<br />
casualties are underreported by about 40% (Polak, 2000). The police collects<br />
the data by filling in a paper report form. All these papers are collected by the<br />
Ministry <strong>of</strong> Transport (AVV) and transformed into an electronic format. Persons<br />
who successfully committed suicide (confirmed) are excluded from the<br />
database.<br />
For the linking procedure we used data from the years 1997-2003. In these<br />
years, 324.717 persons were either injured or killed in a road accident according<br />
to the police. As in most <strong>of</strong> the <strong>European</strong> countries, the 30 day definition for<br />
fatalities is used: If a person dies within 30 days after the accident the person is<br />
counted as a road accident fatality. Uninjured persons involved in road<br />
accidents where excluded from the linking process. The casualties were coded<br />
by severity, <strong>of</strong> which only category 6 is defined as hospitalised:<br />
Table 69: <strong>Number</strong> <strong>of</strong> casualties in the police database by severity.<br />
<strong>Number</strong> <strong>of</strong><br />
cases<br />
code description<br />
(1997-2003)<br />
Fatalities 0 Killed on the spot 4.431<br />
1 Killed later the same day 1.435<br />
2 Killed one day after 537<br />
3 Killed 2-5 days after 452<br />
4 Killed 6-10 days after 253<br />
5 Killed 11-30 days after 301<br />
Hospitalised 6 Hospitalised 79.984<br />
Slightly<br />
7 Transferred to hospital,<br />
90.738<br />
injured<br />
not hospitalised<br />
8 Transferred to hospital,<br />
11.304<br />
hospitalisation unknown<br />
9 Not transferred to hospital 126.402<br />
10 Transfer and hospitalisation unknown 8.880<br />
SUM 324.717<br />
7.6.2.2 The hospital discharge database<br />
In the hospital discharge database (LMR) administrative and medical data <strong>of</strong> inpatients<br />
<strong>of</strong> all Dutch hospitals are collected. This statistic is supposed to cover<br />
100% <strong>of</strong> all relevant cases. Outpatients are not recorded in this database. Data<br />
is collected by the hospitals and transferred to Prismant which prepares the<br />
hospital discharge files.<br />
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We received records for patients that were injured in a traffic accident, but also<br />
<strong>of</strong> cases in which the cause was unknown (E-codes E800-E829+E928+<br />
E958+E988). In this database the main diagnosis from hospital treatment is<br />
recorded. This is determined afterwards, at the moment that the patient is<br />
discharged. The hospitals use the international classification <strong>of</strong> diseases version<br />
9 (ICD-9CM, 1980). The hospital discharge database is patient oriented, but if a<br />
patient is transferred from one hospital to another hospital he will be reported<br />
twice. Some variables make it possible to filter out patients that were treated in<br />
another hospital afterwards, however this is not a 100% check.<br />
The data are published on an annual basis. Due to some late transmittals <strong>of</strong><br />
hospitals, there is a delay <strong>of</strong> 6 months between the year <strong>of</strong> discharge and the<br />
year in which the data is published.<br />
For the linking procedure data from 1997 up to 2004 were used in order to<br />
prepare a database with recorded patients who were admitted to a hospital in<br />
the years 1997-2003, so discharges in 2004 from casualties <strong>of</strong> accidents in<br />
2003 were added. Similarly discharges in 1997 from accidents in 1996 were<br />
excluded from linking.<br />
To limit the number <strong>of</strong> records in the hospital database to a reasonable amount,<br />
the linking procedure was carried out for each year separately. Fatalities and<br />
patients treated shorter than one day (day-treatment, opposed to clinical<br />
treatment) were included, in order to prevent avoidable mismatches. Records<br />
with an indication that it was the second or third treatment as a consequence <strong>of</strong><br />
only one accident were removed, as well as records with an indication that the<br />
patient was treated in another hospital before. This excluded 6773 records from<br />
the linking process (3,3%). When applying this limitation the database contains<br />
200.766 records.<br />
Table 70: <strong>Number</strong> <strong>of</strong> patients in hospital database (admittance).<br />
E-code<br />
Description<br />
number <strong>of</strong><br />
admittances<br />
1997-2003<br />
E810-819, excluding 817 Motor vehicle accidents 87.382<br />
E826-829 excluding 828 <strong>Accident</strong>s without motor vehicles 40.479<br />
E817+E828 Not a moving vehicle 7.404<br />
E820-825 Not on a public road 3.009<br />
E800-807 Train accident 249<br />
E958 Suicide 1.945<br />
E928+E988 Not specified 60.298<br />
SUM 200.766<br />
All these records were used in the linking process, however afterwards, records<br />
were excluded when they do not meet the definition <strong>of</strong> a road traffic accident. If<br />
a hospital record matches with a police record, it can be argued that if the police<br />
and the coders at AVV think it is a traffic accident it should be included. The<br />
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people in the hospital are assumed to be less accurate in judging whether it was<br />
a train accident or a road traffic accident or whether the road was public or not.<br />
The length <strong>of</strong> stay in the Dutch hospital file is defined as the number <strong>of</strong> nights<br />
stayed. Besides the regular clinical stays, there are also day-treatments, where<br />
normally the length <strong>of</strong> stay is 1, in rare cases 2 or 3. In order to be comparable<br />
with the studies in other countries we agreed to redefine the Length <strong>of</strong> Stay<br />
(LoS) as:<br />
Table 71: Definition Length <strong>of</strong> Stay.<br />
Dutch database<br />
Definition used<br />
type <strong>of</strong> treatment length <strong>of</strong> stay<br />
LoS<br />
in LMR<br />
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If there is no injury present in the record, the values MAIS=0 and ISS=0 are<br />
returned (this can be a hospitalization for observation purpose, or an injury<br />
outside the range 800-959 5 ). A value 9 is returned if there is an injury, but its<br />
severity cannot be classified by ICDmap90. Scores 1 to 6 denote increasing<br />
severity, from slight to untreatable.<br />
As our experience with this s<strong>of</strong>tware was rather limited, the quality and<br />
characteristics <strong>of</strong> the medical database itself is analysed. Relations to some<br />
other variables are investigated: The following issues will be dealt with:<br />
A. The number <strong>of</strong> diagnose codes per patient;<br />
B. The influence <strong>of</strong> the level <strong>of</strong> detail <strong>of</strong> the injury coding on MAIS and ISS;<br />
C. The MAIS scores <strong>of</strong> fatalities, compared to survivors;<br />
D. Finally, we assess the length <strong>of</strong> stay for cases in which MAIS equals 0 or<br />
9 (page 132).<br />
Of course, results for MAIS scores depend on the number <strong>of</strong> diagnoses that are<br />
available. Also the level <strong>of</strong> detail that was used in the particular database is<br />
important. Some hospitals do not always use the lowest possible level, or data<br />
providers limit the level <strong>of</strong> detail to the first 3 digits, truncating the forth and fifth<br />
digit.<br />
An example ICD-9-CM Diagnosis<br />
Table 72: ICD9 to AIS.<br />
ICD9<br />
code<br />
description<br />
AIS<br />
predot<br />
AIS<br />
severity<br />
893 Open wound <strong>of</strong> toe(s)<br />
1<br />
893 is a non-specific code that cannot be used<br />
to specify a diagnosis<br />
893.0 Open wound <strong>of</strong> toe(s) without complication 810600 1<br />
893.1 Open wound <strong>of</strong> toe(s) complicated 810600 1<br />
893.2 Open wound <strong>of</strong> toe(s) with tendon involvement 840802 2<br />
The AIS scores <strong>of</strong> these injuries are 1, except for the last one, 893.2, which<br />
scores 2. If the database or doctor only specifies an injury code 893, the derived<br />
AIS severity may be underestimated.<br />
In order to explore the implication <strong>of</strong> these effects in the databases on the<br />
derived injury severity we investigated the level <strong>of</strong> detail <strong>of</strong> the Dutch hospital<br />
database and simulated truncation <strong>of</strong> the 5-digit code. We also simulated the<br />
effect <strong>of</strong> having a main diagnosis only, compared to the Dutch maximum <strong>of</strong> 9,<br />
see below.<br />
5 ICDmap90 s<strong>of</strong>tware is able to map ICD9 codes in the range 800-959 to AIS injury codes and<br />
corresponding severities, except for 905-909 (late effects), 930-939 (foreign bodies) and 958<br />
(early complications)). So patients having one or more codes in these exclusion ranges or<br />
above 960 may have an underestimate <strong>of</strong> their MAIS and ISS score. In the Dutch hospital file,<br />
the percentage <strong>of</strong> codes that cannot be mapped by ICDmap90 is 0,53% (main diagnosis only,<br />
average 1984-2005), so this is only a small problem.<br />
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A <strong>Number</strong> <strong>of</strong> injury diagnoses<br />
First we have examined the number <strong>of</strong> diagnoses over time.<br />
We analysed the 1984-2005 discharge databases, for patients that have an<br />
external cause with E-codes E800-E829. This selection resulted in 758.733<br />
injury codes (unique codes per patient). The annual number <strong>of</strong> unique injuries<br />
has decreased from 38.600 in 1984 to 30.900 in 2005. In the same period the<br />
number <strong>of</strong> patients also decreased from 22.000 to 19.400 and thus the average<br />
number <strong>of</strong> injuries decreases from 1,78 to 1,56 per patient.<br />
When we look at the distribution <strong>of</strong> the number <strong>of</strong> injury diagnoses per person,<br />
we see an increasing number <strong>of</strong> patients that only has one diagnose. In the last<br />
two decades, this has increased from 58 to 66%. The number <strong>of</strong> patients having<br />
no injury code at all and the number <strong>of</strong> observations (V714) are increasing and<br />
treated separately in Table 73.<br />
The observed (coded) number <strong>of</strong> injuries is different from Rosman et al. (1996),<br />
who used data from traffic accidents in Australia (1988). She found 10% <strong>of</strong> no<br />
diagnose/ observation, where we find only 1% in the same year and 5% for the<br />
current years <strong>of</strong> interest. The fraction having one main diagnose only is 42%<br />
with Rosman, 2 diagnoses 22% and all other fractions almost double the<br />
percentages found in the Netherlands. So compared to the Dutch database the<br />
number <strong>of</strong> patients without injury is low, and the number <strong>of</strong> patients having<br />
multiple injuries is also low. This may point to an incomplete reporting, however<br />
this can also be related to the number <strong>of</strong> coded diseases (diagnoses outside the<br />
range 800.00-999.99) or to the number <strong>of</strong> duplicate injury codes that enter the<br />
database. In the current analysis these are left out. In the 2003 database, the<br />
average number <strong>of</strong> unique diagnoses per patient is 2,77. This consists <strong>of</strong> 0,30<br />
diseases, 1,62 injuries and 1,08 E-codes, among which 0,25 duplicate codes.<br />
Table 73. Development <strong>of</strong> the number <strong>of</strong> Diagnoses.<br />
LMR1984-2005, filtered to patients having an E-codes in E800-E829.<br />
Nr <strong>of</strong><br />
diagnoses<br />
1984<br />
-85<br />
1986<br />
-87<br />
1988<br />
-89<br />
1990<br />
-91<br />
1992<br />
-93<br />
1994<br />
-95<br />
1996<br />
-97<br />
1998<br />
-99<br />
2000<br />
-01<br />
2002<br />
-03<br />
2004<br />
-05<br />
no injury diagn 0,6% 0,6% 0,7% 0,6% 0,6% 0,8% 0,9% 0,9% 1,2% 1,1% 1,3%<br />
Observation 0,3% 0,2% 0,2% 0,3% 0,4% 0,5% 0,8% 2,1% 3,4% 3,7% 4,1%<br />
1 =main 58% 59% 59% 58% 59% 60% 61% 63% 63% 64% 66%<br />
2= 1 sub 22% 22% 22% 22% 22% 21% 21% 20% 19% 19% 17%<br />
3 10% 10% 10% 10% 9% 9% 9% 8% 7% 7% 6%<br />
4 4,5% 4,5% 4,5% 4,2% 4,3% 4,1% 3,8% 3,3% 3,2% 2,7% 2,4%<br />
5 2,2% 2,0% 2,1% 2,0% 1,9% 2,1% 1,8% 1,6% 1,5% 1,5% 1,2%<br />
6 1,1% 1,1% 1,1% 1,1% 1,1% 1,0% 1,0% 0,8% 0,8% 0,8% 0,7%<br />
7 0,6% 0,6% 0,5% 0,7% 0,6% 0,6% 0,6% 0,5% 0,5% 0,4% 0,4%<br />
8 0,3% 0,4% 0,3% 0,4% 0,4% 0,3% 0,2% 0,2% 0,2% 0,2% 0,2%<br />
9 0,3% 0,2% 0,2% 0,3% 0,2% 0,2% 0,2% 0,1% 0,2% 0,1% 0,1%<br />
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Figure 18: Distribution <strong>of</strong> patients with their number <strong>of</strong> diagnoses<br />
for readability reasons the remaining 50% is left out <strong>of</strong> this figure.<br />
50%<br />
>6 6 5 4 3 2 Observation no injury diagnose 1<br />
40%<br />
30%<br />
20%<br />
10%<br />
0%<br />
1984-<br />
85<br />
1986-<br />
87<br />
1988-<br />
89<br />
1990-<br />
91<br />
1992-<br />
93<br />
1994-<br />
95<br />
1996-<br />
97<br />
1998-<br />
99<br />
2000-<br />
01<br />
2002-<br />
03<br />
2004-<br />
05<br />
From this data it can not be judged weather multiple injuries are less frequent in<br />
reality or that this a reporting issue, reflecting the quality <strong>of</strong> the database.<br />
B Level <strong>of</strong> Detail <strong>of</strong> the recorded injury codes<br />
When studying the level <strong>of</strong> detail <strong>of</strong> the ICD9-cm injury codes, we see that only<br />
a small minority <strong>of</strong> injuries is not coded at the lowest level available. Since 1992<br />
all injuries are coded at the lowest available level.<br />
Table 74: Percentage <strong>of</strong> injuries that is not coded at the lowest level.<br />
LMR1984-2005, filtered to E-codes E800-E829.<br />
% not at<br />
lowest level<br />
1984<br />
-85<br />
1986<br />
-87<br />
1988<br />
-89<br />
1990<br />
-91<br />
1992<br />
-93<br />
1994<br />
-95<br />
1996<br />
-97<br />
1998<br />
-99<br />
2000<br />
-01<br />
2002<br />
-03<br />
2004<br />
-05<br />
main diagnosis 1,08 0,78 0,52 0,17 0 0 0 0 0 0 0<br />
All 9 diagnoses 1,03 0,67 0,42 0,13 0 0 0 0 0 0 0<br />
However, some codes that are specified with all 5 digits, are not very specific.<br />
Compare for example the following codes:<br />
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ICD9 AIS description<br />
800.00 2 Fracture <strong>of</strong> vault <strong>of</strong> skull<br />
Closed without mention <strong>of</strong> intracranial injury<br />
unspecified state <strong>of</strong> consciousness).<br />
800.04 5 Fracture <strong>of</strong> vault <strong>of</strong> skull<br />
Closed without mention <strong>of</strong> intracranial injury<br />
with prolonged [more than 24 hours] loss <strong>of</strong> consciousness and return to<br />
pre-existing conscious level)<br />
800.30 4 Fracture <strong>of</strong> vault <strong>of</strong> skull<br />
Closed with other and unspecified intracranial hemorrhage<br />
unspecified state <strong>of</strong> consciousness)<br />
It is relevant for the derived AIS score that the coded ICD9 code is sufficiently<br />
specific. Codes ending at '00' may show a less severe injury than a fully<br />
specified injury. Not in all cases it is as dramatic as in the example above,<br />
however its influence on derived severities should be considered as an<br />
explaining factor when using this kind <strong>of</strong> data and comparing across different<br />
hospitals, databases or countries.<br />
In the table below, the structure <strong>of</strong> the injury code is specified with its<br />
occurrence in the data. The development over time is small; the four-digit codes<br />
ending at "0" decreased from 14% to 10% and the 5 digit code ending on "0x"<br />
increased from 14% to 18%. In total for about 30% <strong>of</strong> the injury codes a more<br />
specific ICD-code exists with probably a more accurate severity score.<br />
Table 75: <strong>Number</strong> <strong>of</strong> injuries by structure <strong>of</strong> the injury code.<br />
LMR1984-2005, filtered to patients with E-codes E800-E829.<br />
Digits Structure <strong>Number</strong> <strong>of</strong> codes Distribution<br />
3 xxx 8.873 1,2%<br />
4 xxx.x 245.016 32,3%<br />
xxx.0 91.530 12,1%<br />
5 xxx.xx 133.456 17,6%<br />
xxx.0x 124.273 16,4%<br />
xxx.x0 68.035 9,0%<br />
xxx.00 87.550 11,5%<br />
Total 758.733 100%<br />
Apart from coding the injuries at an aggregated –non specific– level, the<br />
hospitals that provide data to road safety research may truncate the codes or<br />
only provide the main diagnose. In order to estimate the influence <strong>of</strong> this on the<br />
derived severity (MAIS or ISS) this is simulated further in this section.<br />
B1 Influence on MAIS<br />
In this section we simulate the influence <strong>of</strong> omitting detail <strong>of</strong> the ICD9 injury<br />
code and omitting subdiagnoses. We analysed the 2005 discharge database,<br />
that contains 31.176 records for E-codes E800-E829+E928+E958+E988.<br />
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The most correct derivation <strong>of</strong> MAIS scores is <strong>of</strong> course found when using all<br />
injuries available in the most detailed coding (5 digits).<br />
Table 76: Effects <strong>of</strong> truncation and limitation <strong>of</strong> injury codes<br />
on MAIS distribution. LMR2005, N=31.176.<br />
MAIS<br />
% Truncation Main diagnosis only<br />
All (9) All (9) All (9) Main Main<br />
diagnoses diagnoses diagnoses diagnose diagnose<br />
5 digits 4 digits 3 digits 5 digits 4 digits<br />
Main<br />
diagnose<br />
3 digits<br />
0 no injury 6,4 6,5 16,6 6,6 7,0 19,4<br />
9 undetermined 5,2 5,7 5,1 6,1 6,7 5,9<br />
1 minor 20,4 22,9 26,8 21,7 24,8 26,7<br />
2 moderate 48,1 45,9 34,4 48,2 45,4 33,6<br />
3 severe 17,2 17,6 16,5 15,5 15,2 14,1<br />
4 serious 1,7 1,3 0,49 1,2 0,98 0,30<br />
5 critical 0,94 0,02 0,72 0,02<br />
6 not survivable 0,04 0,00 0,03 0,00<br />
Sum 100% 100% 100% 100% 100% 100%<br />
Comparing the share <strong>of</strong> patients <strong>of</strong> one MAIS group with the 'most correct'<br />
group (9 diagnoses 5 digits), we can see that the effect <strong>of</strong> truncation to 4 or<br />
even 3 digits removes all MAIS 5 or 6 cases (100% <strong>of</strong> the cases disappear).<br />
The effect <strong>of</strong> just using the main diagnosis is not too large. This is <strong>of</strong> course<br />
related to the fact that 70% <strong>of</strong> the patients only have the main diagnosis. Using<br />
only the main diagnose, truncated to 3 digits will let the number <strong>of</strong> MAIS=0<br />
cases increase to 3 times its value, so will also the percentage (+200%, see<br />
Figure 19).<br />
Figure 19: Effects <strong>of</strong> truncation and limitation <strong>of</strong> injury codes,<br />
differences with the most correct MAIS scores (all 9 codes, 5 digits).<br />
All (9) Diagnoses 4 digits<br />
All (9) Diagnoses 3 digits<br />
Main diagnose 5 digits<br />
Main diagnose 4 digits<br />
Main diagnose 3 digits<br />
250%<br />
200%<br />
150%<br />
100%<br />
50%<br />
6<br />
5<br />
4<br />
3<br />
2<br />
1<br />
9<br />
0<br />
0%<br />
MaxAIS<br />
-50%<br />
-100%<br />
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B2 Injury Severity Scale (ISS)<br />
On the same basis <strong>of</strong> AIS scores, the ISS can also be calculated. The Injury<br />
Severity Score (ISS) is an anatomical scoring system that provides an overall<br />
score for patients with multiple injuries. Each injury is assigned an Abbreviated<br />
Injury Scale (AIS) score, allocated to one <strong>of</strong> six body regions (Head, Face,<br />
Chest, Abdomen, Extremities (including Pelvis), External). Only the highest AIS<br />
score in each body region is used. The 3 most severely injured body regions<br />
have their score squared and added together to produce the ISS score.<br />
The ISS is comparable to the New Injury Severity Score (NISS), in which the<br />
limitation to body region is cancelled; just the three most severe injuries are<br />
taken.<br />
An example <strong>of</strong> the ISS calculation is shown below:<br />
Table 77: Calculation <strong>of</strong> ISS from AIS scores.<br />
Example from www.trauma.org<br />
Body Region Injury Description AIS Square Top Three<br />
Head & Neck Cerebral Contusion 3 9<br />
Face No Injury 0<br />
Chest Flail Chest 4 16<br />
Abdomen<br />
Minor Contusion <strong>of</strong> Liver<br />
Complex Rupture Spleen<br />
Extremity Fractured femur 3<br />
External No Injury 0<br />
Injury Severity Score 50<br />
The ISS takes values from 0 to 75. If an injury is assigned an AIS <strong>of</strong> 6 (not<br />
survivable injury), the ISS score is automatically assigned to 75.<br />
We analysed the same data by ISS, resulting in the following shifts over the ISS<br />
groups. For presentation we grouped ISS scores together at square values.<br />
2<br />
5<br />
25<br />
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Table 78: Effects <strong>of</strong> truncation and limitation <strong>of</strong> injury codes<br />
on ISS distribution. LMR2005, N=31.176.<br />
% Truncation Main diagnosis only<br />
All (9) All (9) All (9) Main Main<br />
diagnoses 5 diagnoses 4 diagnoses 3 diagnose diagnose<br />
ISS<br />
digits digits digits 5 digits 4 digits<br />
Main<br />
diagnose<br />
3 digits<br />
0 6,4% 6,5% 16,6% 6,6% 7,0% 19,4%<br />
99 5,2% 5,7% 5,1% 6,1% 6,7% 5,9%<br />
1-3 20,4% 22,9% 26,8% 21,7% 24,8% 26,7%<br />
4-8 47,4% 45,3% 34,1% 48,2% 45,4% 33,6%<br />
9-15 16,7% 17,0% 15,8% 15,5% 15,2% 14,1%<br />
16-24 2,5% 2,3% 1,4% 1,2% 1,0% 0,3%<br />
25-35 1,1% 0,3% 0,2% 0,7% 0,0%<br />
36+ 0,2% 0,0% 0,0% 0,0% 0,0%<br />
Using main diagnosis only or using truncated values for the Injury codes, results<br />
in shifts to lower injury severities.<br />
Figure 20: Effects <strong>of</strong> truncation and limitation <strong>of</strong> injury codes,<br />
differences with the most correct ISS scores (all 9 codes, 5 digits).<br />
All (9) Diagnoses 4 digits<br />
All (9) Diagnoses 3 digits<br />
Main diagnose 5 digits<br />
Main diagnose 4 digits<br />
Main diagnose 3 digits<br />
250%<br />
200%<br />
150%<br />
100%<br />
ISS<br />
50%<br />
0%<br />
36+<br />
25-35<br />
16-24<br />
9-15<br />
4-8<br />
1-3<br />
99<br />
0<br />
-50%<br />
-100%<br />
Comparing the share <strong>of</strong> patients <strong>of</strong> one ISS group with the 'most correct' group<br />
(9 diagnoses 5 digits), we can see that the effect <strong>of</strong> truncation to 4 or even 3<br />
digits removes all ISS >= 25 cases (100% <strong>of</strong> the cases disappear). The effect <strong>of</strong><br />
just using the main diagnosis is smaller, compared to truncation. This is <strong>of</strong><br />
course related to the fact that 70% <strong>of</strong> the patients only have the main diagnosis.<br />
Using only the main diagnose, truncated to 3 digits will let the number <strong>of</strong> ISS=0<br />
cases increase to 3 times its value, so will also the percentage (+200%, see<br />
Figure 20).<br />
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C Severity <strong>of</strong> fatalities, compared to survivors<br />
It is known that not all fatalities have untreatable or critical injury (MAIS is 5 or<br />
6). The distribution over the different MAIS-scores in the Dutch hospital file may<br />
be relevant for comparison with other databases; therefore a short analysis will<br />
be given here.<br />
All casualties in the hospital file (1997-2005) having a traffic accident E-code<br />
(E810-E829) were selected.<br />
Table 79: Fatalities by MAIS, casualties and percentage <strong>of</strong> fatalities with<br />
respect to all casualties per MAIS severity. LMR traffic 1997-2005.<br />
Fatalities<br />
Fatality distribution<br />
by MAIS<br />
MAIS<br />
within 30 after 30 within 30 after 30<br />
days days days days<br />
Not killed % fatalities<br />
0 124 7 4,7% 3,0% 8.340 1,5%<br />
9 74 2 2,8% 0,9% 3.714 2,0%<br />
1 60 6 2,3% 2,6% 26.321 0,3%<br />
2 196 33 7,4% 14% 92.570 0,2%<br />
3 941 103 35% 44% 39.433 2,6%<br />
4 454 33 17% 14% 3.418 12,5%<br />
5 762 48 29% 20% 1.924 29,6%<br />
6 50 3 1,9% 1,3% 41 56,4%<br />
SUM 2661 235 100% 100% 175.761 1,6%<br />
The injury <strong>of</strong> fatalities that die after 30 days is a little lower than those dying<br />
within 30 days. The percentage <strong>of</strong> casualties dying increases with severity, as<br />
was expected.<br />
From a split by age, we see that the more severe MAIS codes can be found with<br />
younger casualties, where some elderly with MAIS1 and MAIS2 also die. The<br />
majority <strong>of</strong> elderly fatalities has a MAIS equal 3.<br />
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Figure 21: Fatalities by age group and MAIS. LMR traffic 1997-2005.<br />
400<br />
350<br />
6<br />
300<br />
5<br />
250<br />
4<br />
200<br />
3<br />
150<br />
2<br />
100<br />
1<br />
50<br />
0<br />
0-4 5-9 10-<br />
14<br />
15-<br />
19<br />
20-<br />
24<br />
25-<br />
29<br />
30-<br />
34<br />
35-<br />
39<br />
40-<br />
44<br />
45-<br />
49<br />
50-<br />
54<br />
age group<br />
55-<br />
59<br />
60-<br />
64<br />
65-<br />
69<br />
70-<br />
74<br />
75-<br />
79<br />
80-<br />
84<br />
85-<br />
89<br />
90+<br />
9<br />
0<br />
Figure 22: Morbidity (number <strong>of</strong> fatalities/total number <strong>of</strong> casualties)<br />
by MAIS score and age group. LMR traffic 1997-2005.<br />
90%<br />
% <strong>of</strong> fatalities by MAIS and age<br />
80%<br />
70%<br />
60%<br />
50%<br />
40%<br />
30%<br />
20%<br />
5,6<br />
4<br />
3<br />
2<br />
1<br />
9<br />
0<br />
10%<br />
0%<br />
0- 4 5-9 10-14 15-19 20-24 25-29 30-34 35-39 40-44 45-49 50-54 55-59 60-64 65-69 70-74 75-79 80-84 85+<br />
Age<br />
From Figure 22 it is obvious that traffic casualties have more chances to survive<br />
the younger they are. It is remarkable that the percentage <strong>of</strong> survivors is so<br />
large for MAIS3 cases, but this may be caused by the huge numbers <strong>of</strong><br />
survivors, rather than by a small number <strong>of</strong> fatalities.<br />
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D Relation between MAIS and LoS<br />
For some casualties there is no information on their injury. However the length<br />
<strong>of</strong> hospital stay is known. In this study different measures for severity are<br />
assessed, so it is relevant to study the cases in which one <strong>of</strong> the measures<br />
cannot be determined. To be more specific: if the MAIS score cannot be<br />
determined (MAIS=0 or MAIS=9), the length <strong>of</strong> stay can give information on the<br />
severity.<br />
In the figure below, the relation between the Maximum AIS score and the<br />
average Length <strong>of</strong> Stay is presented, for 9 age groups. LMR data for 1997-2005<br />
have been used, omitting fatalities (at any LoS).<br />
Figure 23: Average Length <strong>of</strong> Stay (LoS) by age for different MAIS-levels.<br />
LMR1997-2005, N=155.416.<br />
40<br />
35<br />
0 9 1<br />
2<br />
5+6<br />
3 4<br />
Average LoS<br />
30<br />
25<br />
20<br />
15<br />
10<br />
5<br />
0<br />
0-15 15-19 20-24 24-34 35-44 45-54 55-64 65-74 75+<br />
Age group<br />
The average length <strong>of</strong> stay for injuries that cannot be classified by ICDmap90<br />
(MAIS9) is a little longer than MAIS1, but shorter than MAIS2. Lack <strong>of</strong> injuries in<br />
the range 800-959 (MAIS0) have the same length <strong>of</strong> stay as MAIS1 patients.<br />
This confirms that ICDmap90 is capable to score the most severe injuries and<br />
that no vital information is neglected by leaving out MAIS=0 and MAIS=9.<br />
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7.6.2.3 Variables used for the linking process<br />
As the databases do not contain unique identifiers, casualties and patients need<br />
to be linked by other variables. The following variables where used as key<br />
variables:<br />
Common<br />
name<br />
Date<br />
Gender<br />
Table 80: Key variables in the hospital and police database.<br />
Hospital discharge database<br />
Police database<br />
Explanation Variable Explanation Variable<br />
Date / hour when LMRepoch Date/hour/minute when VORepoch<br />
entering the hospital<br />
the accident happens<br />
(no unknown in the<br />
(no unknown in the<br />
database)<br />
database)<br />
Gender<br />
(no unknown in the<br />
database)<br />
LMR_gender<br />
Gender<br />
(7.627 unknowns in the<br />
database = 2,3%)<br />
P_gender<br />
<strong>Accident</strong> Type <strong>of</strong> the accident E_code -<br />
type Ecode (ICD9)<br />
Severity - Police indication <strong>of</strong> P_severity<br />
severity<br />
Birth Date <strong>of</strong> birth in the<br />
hospital file<br />
LMR_birth<br />
P_birthdate<br />
Region<br />
Province where<br />
hospital is located.<br />
(no unknown in the<br />
database)<br />
Prov_zh<br />
Date <strong>of</strong> birth in the<br />
police file (24 records<br />
with unknown in the<br />
database)<br />
Province where<br />
hospital is located<br />
according to the police<br />
(for hospital treated or<br />
<strong>Accident</strong> & Emergency<br />
treated persons) or<br />
unknown in cases <strong>of</strong><br />
very slight injury<br />
(casualty not<br />
transferred to hospital<br />
or died on the spot)<br />
P_Prov_zh<br />
As mentioned above, all records <strong>of</strong> injured or killed persons from the police<br />
database were used. From the hospital discharge database only records <strong>of</strong><br />
patients involved in an accident (road accident, suicide or unspecified accident)<br />
were used.<br />
All key variables were prepared to use comparable values. The databases were<br />
arranged in ascending order <strong>of</strong> the variable date. To this end we presume that a<br />
very high percentage <strong>of</strong> all relevant road accident casualties are in a hospital<br />
within 4 days after the accident. Linking is done for all pairs within the timeframe<br />
<strong>of</strong> -1 to +4 days <strong>of</strong> the hospital admittance.<br />
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7.6.3 Description <strong>of</strong> linking process<br />
In a procedure very similar to the one performed by Polak (1997, 2000, SWOV<br />
(2001)), it was attempted to match the police database with the hospital<br />
database.<br />
The police database contains 324.717 road traffic accidents (average 127 per<br />
day), whereas the hospital database contains 200.766 hospitalisations (average<br />
79 per day). Linking was carried out separately for each year. By simply joining<br />
every record <strong>of</strong> the police database with every record <strong>of</strong> the hospital database<br />
that meets the condition that the date difference must be in the range -1 .. +4<br />
days. This means entry into hospital may be 1 day in advance <strong>of</strong> the accident or<br />
ultimately 4 days after. As a result, approximately 18 million links are assessed<br />
for each year (=365 * 127 * 5*79). Of course it is not possible to be medically<br />
treated before the accident actually happened, but this was done to enable<br />
linking <strong>of</strong> records in which recording problems have occurred.<br />
The similarity <strong>of</strong> linked records <strong>of</strong> both databases is calculated by the distance<br />
function which is explained below. The quality <strong>of</strong> the link is calculated by the<br />
selectivity function. The selectivity points out if one can be very sure that this<br />
link is unique.<br />
We speak about LINKING if we compare two records, one from each database.<br />
When we examine the pairs that are best linked (they have a lower distance<br />
than any other pair) we speak about MATCHING. By linking and matching we<br />
determined the intersection <strong>of</strong> both databases. By adding relevant estimates <strong>of</strong><br />
the other cells <strong>of</strong> Table 68, an estimate can be made for the total number <strong>of</strong><br />
hospitalised casualties.<br />
7.6.3.1 The distance function<br />
Since no personal ID-number, which could serve as a primary key, is recorded<br />
in Dutch police and hospital reports, a set <strong>of</strong> other characteristics has to be<br />
used for matching the respective records. These key variables (see Table 80)<br />
were used in the distance function. The values <strong>of</strong> the key variables are<br />
sometimes not correctly registered or they are missing. To quantify the similarity<br />
between two records <strong>of</strong> the police and hospital database, a generalised<br />
distance function has been defined. A very low distance close to zero indicates<br />
a very high probability that the person in the police database is the same person<br />
as the one recorded in the hospital database. If the distance is larger (because<br />
the key values are different in some variables) the probability that this linked<br />
pair refers to the same casualty is smaller.<br />
The distance function can be described as follows:<br />
Let the hospital database contain N 1 records and the police database<br />
contain N 2 records, and let c ik denote the value <strong>of</strong> record i on key variable k<br />
(k = 1,…., 6, we compare records on 6 key-variables), then the distance A ij<br />
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between record i (i=1, …, N 1 ) in LMR and record j (j = 1,…, N 2 ) in VOR is<br />
defined as:<br />
6<br />
6<br />
∑ = 1 ∑k<br />
=<br />
A ij = a = φ δ ( c , ).<br />
(1)<br />
k ijk 1 k ik<br />
c<br />
jk<br />
Very generally, in the term a = φ δ c , c )<br />
ijk<br />
k<br />
(<br />
ik jk<br />
⎧<br />
0 if cik<br />
= c<br />
jk<br />
⎫<br />
⎪<br />
⎪<br />
δ ( cik<br />
, c<br />
jk<br />
) = ⎨ 1 if cik<br />
≠ cik<br />
⎬ (2)<br />
⎪<br />
⎩intermediate if cik<br />
and/or c<br />
jk<br />
is missing⎪<br />
⎭<br />
and φ<br />
k<br />
a weight factor for variable k. Although the values <strong>of</strong> c ik and c jk in (2)<br />
are defined for each key variable, they all have in common that they<br />
increase the distance between two records when the records contain<br />
unequal categories and/or missing information on a key variable.<br />
The values <strong>of</strong> φ<br />
k<br />
δ ( cik<br />
, c<br />
jk<br />
) for the following key variables were determined on<br />
the assumption that a distance <strong>of</strong> 100 corresponds to a probability <strong>of</strong> about 50%<br />
that two records refer to the same person.<br />
We now continue to list the distances assigned to the key variables from Table<br />
80.<br />
1. Epoch-difference (the difference between accident and hospital entry (date/<br />
time)<br />
aij<br />
= 100 * (αi – β j ) 2 /16 if α i ≥ β j ;<br />
a = 100 * (αi – β j ) 2 if α i < β j ;<br />
ij<br />
Figure 24: Dependence <strong>of</strong> distance to the difference in time.<br />
100<br />
80<br />
distance<br />
60<br />
40<br />
20<br />
0<br />
-1 0 1 2 3 4<br />
Epoch difference (days)<br />
In which α i is the epoch <strong>of</strong> hospital entry and β i the epoch <strong>of</strong> the accident, both<br />
expressed in days. This distance is constructed in such a way that it equals 100<br />
for a time difference <strong>of</strong> -1 and +4 days.<br />
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2. Date <strong>of</strong> birth<br />
a ij<br />
= 220 * 0 = 0 if all 8 digits are equal;<br />
a ij<br />
= 220 * 0,2 = 44 if all digits but one are equal;<br />
a ij<br />
= 220 * 0,5 = 110 if all digits but two are equal;<br />
a ij<br />
= 220 * 0,45 = 99 if the date <strong>of</strong> birth is unknown in one <strong>of</strong> the records;<br />
a ij<br />
= 220 * 1 =220 if the dates differ on more that 2 digits.<br />
3. Gender<br />
a ij<br />
= 90 * 0 = 0 if known and equal;<br />
a ij<br />
= 90 * 0,5 = 45 if one <strong>of</strong> both is unknown;<br />
a ij<br />
= 90 * 1 = 90 if different.<br />
4. Region <strong>of</strong> hospital<br />
a ij<br />
= 50 * 0 = 0 if the provinces are equal;<br />
a ij<br />
= 50 * 1 = 50 if the provinces are not equal;<br />
a ij<br />
= 50 * 1 = 50 if unknown in which province the hospital is, or if no<br />
hospital admittance in the police file;<br />
5. <strong>Accident</strong> type (E-code), only in hospital file<br />
= 100 * 0,9 = 90 if E-code equals 817.*, 828.*, 958.* <strong>of</strong> 988.*;<br />
a ij<br />
a ij<br />
a ij<br />
a ij<br />
= 100 * 0,5 = 50 if E-code equals 820.* to 825.*;<br />
= 100 * 0,55 = 55 if E-code equals 928.9*;<br />
= 100 * 0 = 0 in all other cases: 810-816, 818, 819, 826, 827, 829<br />
6. P_severity, only in police file, see coding from Table 69.<br />
= 50 * 0 = 0 if P_severity equals 0, 2, 3, 4, 5, 6, 9 or 10;<br />
a ij<br />
a ij<br />
a ij<br />
= 50 * 0,7 = 35 if P_severity equals 1 or 8;<br />
= 50 * 1 = 50 if P_severity equals 7.<br />
At first it looks strange to give a distance <strong>of</strong> 0 if P_severity is 0, 9 or 10, while<br />
these values indicate that the casualty was not hospitalised. However in these<br />
cases there is no hospital, nor a province <strong>of</strong> the hospital, known which leads to<br />
a distance <strong>of</strong> 50 on variable 4.<br />
If a pair <strong>of</strong> records has a difference on more than one variable, the distances<br />
are added (see Equation (1)).<br />
For each pair <strong>of</strong> records that has been formed by joining the two databases, the<br />
distance is calculated. Small distances correspond to similar and matching<br />
pairs. Each record in one database forms a number <strong>of</strong> pairs with records from<br />
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the other database. The records from the other database are called neighbours<br />
here.<br />
Table 81: Example distances from a police record to two hospital records.<br />
Distance<br />
P-h1<br />
Distance<br />
P-h2<br />
key police hosp1 hosp2<br />
date 22-1-2002 23-1-2002 23-1-2002<br />
hour 23 2 3<br />
minute 35<br />
Epoch 37278,98 37279,08 37279,13 0,06 0,13<br />
Birth 23-3-1980 23-4-1980 23-3-1980 44 0<br />
Gender Male male male 0 0<br />
Region 5 5 6 0 50<br />
Ecode 812 813 0 0<br />
Severity 6=hospitalised 0 0<br />
Distance 44,06 50,13<br />
The preferred pair in this example is the one with the correct region, but an<br />
acceptable typing error in the date <strong>of</strong> birth.<br />
The goal in the remaining part <strong>of</strong> this section is to find the best fitting neighbours<br />
(matching) and to tell something about the quality <strong>of</strong> the match (a combination<br />
<strong>of</strong> distance and selectivity), compared to other neighbours.<br />
7.6.3.2 The selectivity function<br />
By calculating the distance for two records in the two databases the similarity <strong>of</strong><br />
the records can be quantified. If e.g. a record in the police database finds a very<br />
similar record (small distance) in the hospital database, they probably belong to<br />
the same person. However, it is also important to check if there are other<br />
hospital records which also have a small distance to the initial record in the<br />
police database. If others are present, you do not know which one is the true<br />
match and the uniqueness <strong>of</strong> the initial pair can be criticised.<br />
The selectivity <strong>of</strong> a matched pair is the minimum <strong>of</strong> the differences in distance to<br />
its next best neighbour. If the distance to the next best neighbour is large, the<br />
selectivity is high, also the uniqueness is perfect. If the selectivity is low it is very<br />
unsure which pair refers to the same person. This is the case with twins having<br />
an accident together. However from our anonymised view we do not know if<br />
they are really twins, only that in the administrations <strong>of</strong> police and hospital<br />
records are very similar.<br />
7.6.3.3 The matching procedure<br />
The linking and matching procedure was programmed in SAS. In this section<br />
the method <strong>of</strong> how to find matches between the hospital database and the<br />
police database is described briefly. For matches there must be a high<br />
probability that they refer to the same person in each database.<br />
First the distances are calculated for each <strong>of</strong> the 18 million pairs that are joined<br />
annually.<br />
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Second, the best neighbour and the next best neighbour are determined by<br />
using the distance function. This is done twice, once starting from the police<br />
records and once starting from the hospital records. Starting from a police<br />
record, the smallest distance to any <strong>of</strong> the hospital records is determined (within<br />
the timeframe -4 to +1 days) , as well as the record number, the same for the<br />
smallest distance but one.<br />
Equal distance<br />
If a record has a certain distance to its best neighbour and has the same<br />
distance to its next best neighbour, it is uncertain which record must be taken<br />
for the match.<br />
The distance that is assigned for the epoch difference between the VOR and<br />
LMR record is a number with a lot <strong>of</strong> decimals. As the accident time is very<br />
unlikely to be exactly the same this problem mainly exists with two records in<br />
the hospital file (only hour is available) that link to one record in the police file. In<br />
these cases the first record is taken. The selectivity will be zero (as the<br />
difference in distance to the next best neighbour is zero) and the quality <strong>of</strong> the<br />
match is poor. There is only a small number <strong>of</strong> these equal distances.<br />
Matching<br />
In the third step the real matching is performed. The records meeting the<br />
following conditions will be assigned to each other, which means that they<br />
belong to the same person:<br />
1. if the record in the first database points to its best neighbour in the other<br />
database and this record also points back to the record in the first<br />
database as its best neighbour.<br />
After the complete database has been matched by the rule above, the<br />
remainder <strong>of</strong> the database continues with:<br />
2. if the record in the first database points to its best neighbour in the other<br />
database and this record also points back to the record in the first<br />
database as its next best neighbour.<br />
The remainder continues with:<br />
3. if the record in the first database points to its next best neighbour in the<br />
other database and this record also points back to the record in the first<br />
database as its best neighbour.<br />
4. if the record in the first database points to its next best neighbour in the<br />
other database and this record also points back to the record in the first<br />
database as its next best neighbour.<br />
Now many records from one database have been matched with records from<br />
the other database. Records that have not been selected in the four rules above<br />
belong to the rest-files 'police not hospital' and 'hospital not police' respectively.<br />
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7.6.3.4 Selectivity and quality <strong>of</strong> a match<br />
After the matching has been done as described above, the selectivity <strong>of</strong> each<br />
matched pair is determined.<br />
First the difference between the distances <strong>of</strong> a record to its best neighbour and<br />
to its next best neighbour are calculated. This is done for records <strong>of</strong> both<br />
databases. The lowest difference <strong>of</strong> a matched pair is then stored as their<br />
selectivity in both records <strong>of</strong> the matched pair.<br />
Not all matched pairs really belong to the same person. Matches at a large<br />
distance do differ much on the key variables, but there seems to be no other<br />
closer record. This may be caused by underreporting <strong>of</strong> road accidents by the<br />
police. In order to separate true matches from weak matches, a combined<br />
criterion <strong>of</strong> distance and selectivity was used.<br />
Table 82 summarises the relation between distance and selectivity for all<br />
matched records in the Dutch police and hospital databases <strong>of</strong> 1997-2003. Of<br />
the 200.000 records in the hospital database, 112.000 were matched with<br />
records in the police database, the latter consisting <strong>of</strong> 327.000 records.<br />
To simplify inspection <strong>of</strong> the results, in Table 82 the observed distances for the<br />
matched records have been divided into seven classes ranging from very<br />
similar (distance class 0-0.1) to very dissimilar (distance class 220+). For the<br />
same reason, the observed selectivity values have been classified into five<br />
classes ranging from very low (selectivity class 0-10) to very high (selectivity<br />
class 130+).<br />
distance<br />
class<br />
Table 82: Frequencies <strong>of</strong> distance and selectivity classes<br />
for matched records in Dutch police and hospital databases<br />
(1997-2003, excluding fatalities and day treatment).<br />
selectivity class<br />
0-10 10-30 30-80 80-130 130+ Total<br />
0-0.1 244 47 1.306 13.467 17.956 33.020<br />
0.1-35 64 26 373 3.118 4.312 7.893<br />
35-55 349 147 5.510 9.850 396 16.252<br />
55-100 1.909 1.094 5.329 2.547 581 11.460<br />
100-160 7.356 5.033 4.851 502 8 17.750<br />
160-220 15.295 5.570 1.555 3 0 22.423<br />
220+ 1.198 835 153 2 0 2.188<br />
Total 26.415 12.752 19.077 29.489 23.253 110.986<br />
As can be seen in Table 82, <strong>of</strong> all the distance classes the one containing the<br />
smallest distances (0-0.1) has the highest frequency (33,020 records).<br />
Moreover, 95% <strong>of</strong> the matched record pairs in this distance class have a<br />
selectivity <strong>of</strong> 80 or more. In the second distance class (0.1-35), the selectivity is<br />
larger than 80 in 94% <strong>of</strong> the cases. On the whole, larger distance classes are<br />
associated with lower selectivity classes. Almost all matched record pairs with<br />
distances larger than 100 have selectivity values smaller than 80.<br />
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It may safely be assumed that many <strong>of</strong> the matched pairs in Table 82 do not<br />
actually refer to one and the same casualty. Incorrectly matched records are<br />
certain to arise as a result <strong>of</strong> random matching. In the ideal situation where<br />
police and hospital records would contain no coding errors or missing values,<br />
correctly matched records could be differentiated (almost) perfectly from<br />
incorrectly matched records, just by evaluating their distances and selectivity<br />
values. Correctly matched records would all be characterised by near zero<br />
distances combined with large selectivity values, while incorrectly matched<br />
records would all be associated with large distances combined with small<br />
selectivity values. In this ideal situation, only the upper right and lower left cells<br />
<strong>of</strong> Table 82 would contain nonzero frequencies (representing the correctly and<br />
incorrectly matched record, respectively), while the frequencies in the upper left<br />
and lower right cells would all be equal to zero. Incorrect matches would for<br />
example arise when patients from other than traffic accidents would match to<br />
slightly injured casualties from the police database that did not attend hospital.<br />
As Table 82 shows, in reality the distinction is not so clear-cut, although the<br />
larger nonzero frequencies in Table 82 do tend to be concentrated in the upper<br />
right and lower left cells <strong>of</strong> the table. Therefore, in the next section a method is<br />
presented to differentiate the correctly matched records in Table 82 from the<br />
incorrectly matched records.<br />
Table 83: Matching quality status <strong>of</strong> cells in Table 82<br />
1 (high quality) up to 6 (uncertain quality).<br />
distance<br />
class<br />
selectivity class<br />
0-10 10-30 30-80 80-130 130+<br />
0-0.1 6 6 1 1 1<br />
0.1-35 6 6 2 2 2<br />
35-55 6 6 3 3 3<br />
55-100 6 6 4 4 4<br />
100-160 6 6 5 5 5<br />
160-220 6 6 6 6 6<br />
220+ 6 6 6 6 6<br />
In this method, matched records are assigned to one <strong>of</strong> six matching quality<br />
classes. The matching quality classes are defined in Table 83. Records <strong>of</strong><br />
matching quality class 1 have a high probability <strong>of</strong> having been correctly<br />
matched. At the same time, the correctness <strong>of</strong> the matching <strong>of</strong> records assigned<br />
to class 6 ranges from uncertain to improbable. In the next section, this<br />
classification <strong>of</strong> matched records is used to obtain estimates <strong>of</strong> the number <strong>of</strong><br />
correctly matched records, and thus <strong>of</strong> the frequency in the first cell <strong>of</strong> Table 68<br />
"in both databases" (intersection <strong>of</strong> police and hospital file). Matches <strong>of</strong> poor<br />
quality, as well as records that are not matched at all, will appear in the cells<br />
"Only in hospital database" and "Only in police database" respectively.<br />
In the practical application we used matches <strong>of</strong> quality 1, 2 and 3 as part <strong>of</strong> the<br />
intersection <strong>of</strong> both databases, whereas we omitted matches with quality 4 5<br />
and 6. An exception was made for matches between police records and hospital<br />
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records that had an Ecode <strong>of</strong> a non-traffic accident, so quality 4 is included for<br />
Ecodes 817+ 828+ 928+ 958+ 988). The underlying idea is that if the police say<br />
it is a traffic accident this information is assumed to be true, so if the hospital file<br />
says that it was a suicide attempt, the hospital information is overruled by the<br />
police information. This split <strong>of</strong> the quality 4 matches is indicated by quality 4*.<br />
This brings us to a total <strong>of</strong> 63.779 matches (57% <strong>of</strong> all matches). The pour<br />
quality matches will be added to the rest-files 'police not hospital' and 'hospital<br />
not police' respectively.<br />
7.6.3.5 Plausibility check <strong>of</strong> the matched records<br />
As no set <strong>of</strong> records with pro<strong>of</strong>ed quality <strong>of</strong> linking is available, the linking<br />
procedure can not be validated perfectly. To see if the linking procedure is<br />
calculating reasonable results, an alternative way <strong>of</strong> checking the plausibility <strong>of</strong><br />
the matched records was chosen. Although available in both databases, the<br />
mode <strong>of</strong> transport is not one <strong>of</strong> the key variables. This gives the opportunity to<br />
see if the mode <strong>of</strong> transport corresponds within a matched pair.<br />
Table 84: Distribution <strong>of</strong> modes <strong>of</strong> transport in matches <strong>of</strong> quality 1-3+4*<br />
for accidents involving motorised vehicles. 89% <strong>of</strong> the cases have the<br />
same mode (omitting unspecified modes <strong>of</strong> transport).<br />
1997-2003<br />
Mode in VOR<br />
Pedes<br />
trian<br />
Bicycle Moped<br />
Motor<br />
Mode hospital file LMR<br />
cycle<br />
Car Lorry/<br />
truck Other<br />
Not<br />
specified<br />
Total<br />
Pedestrian 3.058 236 31 8 105 89 11 197 3.735<br />
Bicycle 913 7.156 117 22 312 38 7 449 9.014<br />
Moped 150 350 8.543 581 187 8 280 439 10.538<br />
Motorcycle 31 12 236 3.884 75 1 10 166 4.415<br />
Car 624 226 91 68 20.820 142 19 2.063 24.053<br />
Lorry/truck 23 5 1 1 100 242 2 33 407<br />
Other 10 9 8 5 46 2 36 17 133<br />
Total 4.809 7.994 9.027 4.569 21.645 522 365 3.364 52.295<br />
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Table 85: Distribution <strong>of</strong> modes <strong>of</strong> transport in matches <strong>of</strong> quality 1-3+4*<br />
for accidents not involving motorised vehicles. 87% <strong>of</strong> the cases have the<br />
same mode (omitting unspecified modes <strong>of</strong> transport).<br />
1997-2003<br />
Mode in<br />
VOR<br />
Pedes<br />
trian<br />
Bicycle Moped<br />
Motor<br />
Mode hospital file LMR<br />
cycle<br />
Car<br />
Lorry/<br />
truck Other<br />
Not<br />
specified Total<br />
Pedestrian 209 52 1 0 0 0 4 8 274<br />
Bicycle 53 3.097 6 0 6 0 4 33 3.199<br />
Moped 7 292 100 0 3 0 5 8 415<br />
Motorcycle 0 6 0 2 0 0 0 0 8<br />
Car 3 51 2 0 8 0 2 2 68<br />
Lorry/truck 0 2 0 0 0 2 0 0 4<br />
Other 1 5 0 0 0 1 11 7 25<br />
Total 273 3.505 109 2 17 3 26 58 3.993<br />
Many <strong>of</strong> the <strong>of</strong>f-diagonal numbers can be explained by the confusion <strong>of</strong><br />
transport mode in cases <strong>of</strong> bicyclists walking with the bike or drivers/passengers<br />
<strong>of</strong> motor vehicles being hit when getting <strong>of</strong>f or standing next to their vehicle. If in<br />
the hospital file the mode is unspecified, we see that the numbers follow the<br />
distribution <strong>of</strong> the specified modes.<br />
When we compare these results for the poor quality matches (4*+5+6), we<br />
observe that these matrices are much more randomly distributed than the high<br />
quality matrices.<br />
Table 86: Distribution <strong>of</strong> modes <strong>of</strong> transport in matches <strong>of</strong> quality 4*+5+6<br />
for accidents involving motorised vehicles. 41% <strong>of</strong> the cases have the<br />
same mode (omitting unspecified modes <strong>of</strong> transport).<br />
1997-2003<br />
Mode in VOR<br />
Pedes<br />
trian<br />
Bicycle Moped<br />
Motor<br />
Mode hospital file LMR<br />
cycle<br />
Car<br />
Lorry/<br />
truck Other<br />
Not<br />
specified<br />
Total<br />
Pedestrian 395 104 118 67 199 22 17 95 1.017<br />
Bicycle 407 810 770 367 894 56 57 269 3.630<br />
Moped 309 346 1.829 438 877 38 125 307 4.269<br />
Motorcycle 79 49 167 400 250 21 17 70 1.053<br />
Car 726 646 1.453 963 3.654 166 160 685 8.453<br />
Lorry/truck 16 13 40 32 65 20 6 24 216<br />
Other 7 11 21 15 34 2 3 6 99<br />
Total 1.939 1.979 4.398 2.282 5.973 325 385 1.456 18.737<br />
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Table 87: Distribution <strong>of</strong> modes <strong>of</strong> transport in matches <strong>of</strong> quality 4*+5+6<br />
for accidents not involving motorised vehicles. 26% <strong>of</strong> the cases have the<br />
same mode (omitting unspecified modes <strong>of</strong> transport).<br />
1997-2003<br />
Mode in VOR<br />
Pedes<br />
trian<br />
Bicycle Moped<br />
Motor<br />
Mode hospital file LMR<br />
cycle<br />
Car<br />
Lorry/<br />
truck Other<br />
Not<br />
specified<br />
Total<br />
Pedestrian 53 815 8 1 1 0 8 7 893<br />
Bicycle 89 4.182 20 1 14 4 32 47 4.389<br />
Moped 68 2.949 37 2 12 2 24 29 3.123<br />
Motorcycle 8 672 5 1 3 1 6 13 709<br />
Car 140 7.071 21 2 33 4 55 72 7.398<br />
Lorry/truck 6 195 0 0 1 0 3 1 206<br />
Other 3 73 1 0 0 0 1 0 78<br />
Total 367 15.957 92 7 64 11 129 169 16.796<br />
This confirms that matches <strong>of</strong> quality 1-4* can be considered as correct.<br />
Other options for a quality check, such as<br />
o linking the police records from one year to the hospital records from a<br />
different year (this should only give a small number <strong>of</strong> quality matches),<br />
o linking with other techniques,<br />
were not yet performed.<br />
7.6.4 Results and Discussion<br />
In the previous sections the intersection between the two databases was<br />
determined. Now we return to Table 68 in order to fill the upper left cell.<br />
Additional details in this table will be added, as can be seen in Table 88.<br />
The databases contain details <strong>of</strong> road traffic fatalities and casualties (severe as<br />
well as minor injuries). As fatalities and minor injury records do by definition not<br />
belong to the 'hospitalised road traffic casualties' their number is only included<br />
in Table 88 (labelled NotHRTC) and excluded in almost all other tables and<br />
further analyses.<br />
<strong>Casualties</strong> in the hospital database were not always hospitalised: some <strong>of</strong> them<br />
received day-treatment, whereas the majority stayed overnight or more nights.<br />
The ones that stayed one or more nights are hospitalised according to the<br />
Dutch definition. However, if we want to compare internationally, we need to<br />
explore common definitions <strong>of</strong> a ‘severe road traffic casualty’. Different types<br />
and criteria will be addressed here, based on the Length <strong>of</strong> Stay and the<br />
Maximum AIS.<br />
We will split the numbers NotHRTC apart from our basic Table 68, in order to<br />
omit these in the remainder <strong>of</strong> the report. This provides five groups <strong>of</strong> casualty<br />
records:<br />
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1. police and hospital – casualties in police and hospital records;<br />
2. hospital, not police – casualties in hospital records but not in police records;<br />
3. hospital, not a traffic accident – casualties in hospital records that have been<br />
used in the linking process, but were excluded from the label 'hospitalised<br />
road traffic casualty' because the casualty died within 30 days, received only<br />
day-treatment, was not a traffic casualty (but other or unspecified external<br />
cause);<br />
4. police, not hospital – casualties in police records but not in hospital records;<br />
5. police not hospitalised – casualties in police records that haven been used in<br />
the linking process but were excluded from the label 'hospitalised road traffic<br />
casualty' because the casualty died within 30 days or had only minor injury.<br />
Groups 1, 2 and 4 also contain records that do not fulfil the definition <strong>of</strong> a<br />
hospitalised road traffic casualty. In group 1 (intersection) 2015 cases concern<br />
fatalities 6 , 1532 day-treatment. Group 2 contains 513 fatalities and 2957 cases<br />
<strong>of</strong> day-treatment.<br />
For the fourth group <strong>of</strong> records an assumption is made, while the information<br />
from the police is doubted: 4% <strong>of</strong> the total number <strong>of</strong> hospitalised casualties<br />
(79.984 according to the police) is assumed to follow the definition 'hospitalized,<br />
reported by police but not recognized in hospital'. All others (total – 4% - linked<br />
– fatalities - day treatments = 27.069 cases) are assumed not to reflect a<br />
hospitalisation. Reasons can be that they have the wrong severity assigned (not<br />
hospitalised) or that some information on key variables is incorrect in either one<br />
<strong>of</strong> the databases, so that a match is prevented. By taking the maximum number<br />
<strong>of</strong> records on the hospital database (group 2), these cases are caught without<br />
the risk <strong>of</strong> double counting.<br />
The results <strong>of</strong> the linkage can be summarised as follows:<br />
Table 88: Linking between 324.717 police records and 200.066 hospital<br />
records (1997-2003).<br />
1 police and hospital<br />
(60.232 casualties<br />
+ 3.547 NotHRTC)<br />
4 police, not hospital<br />
(3.205 casualties<br />
+ 27.069 NotHRTC)<br />
5 Police Not HRTC<br />
(230.664 casualties)<br />
2 hospital, not police<br />
(63.354 casualties<br />
+ 3.470 NotHRTC)<br />
6 neither police nor<br />
hospital<br />
(estimated 2.826)<br />
3 Hospitalised<br />
NotHRTC<br />
(70.163 casualties)<br />
The cells within the double lines form the total number <strong>of</strong> hospitalised road<br />
traffic casualties (129.617 casualties).<br />
A 6 th group <strong>of</strong> neither police nor hospital can be seen inside the double lines.<br />
With a Capture-Recapture methodology an estimate has been made <strong>of</strong> the<br />
6 2015 fatalities, <strong>of</strong> which 1779 dead in both files, 114 in police file only and 122 in medical file only.<br />
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number <strong>of</strong> not reported casualties that fulfil the definition <strong>of</strong> hospitalised. We<br />
estimated the number <strong>of</strong> ‘neither police nor hospital’ casualties (2826) from the<br />
assumption that the following ratios are equal<br />
neither police nor hospital<br />
police not hospital<br />
hospital not police<br />
= (3)<br />
police and hospital<br />
For the real numerical application the reader is referred to Reurings et al. (2007)<br />
as some records (5437) from group 2, which were linked with pour quality, have<br />
been assigned as true links by the so-called Footprint method. The number has<br />
been split over the modes <strong>of</strong> transport by the same distribution as in the police<br />
file.<br />
Other national studies have not included such estimates, however they take into<br />
account all police reported records where we made an assumption for ‘police<br />
not hospital’ (group 4, see above). We may only apply this assumption if we<br />
also correct for not reported cases.<br />
We will see later that depending on a boundary value set by MAIS or Length <strong>of</strong><br />
Stay only a part <strong>of</strong> these casualties will follow the new definition <strong>of</strong> Severely<br />
Injured.<br />
The results <strong>of</strong> the linkage are summarised by road user type and casualty<br />
severity in Table 89, while the national totals from police reported casualties are<br />
shown in Table 90.<br />
Table 89: Linkage results by road user type (1997-2003).<br />
hospital<br />
not<br />
hospital<br />
police not police<br />
hospitalised slight<br />
Total<br />
Car/van occupant 21.176 4.590 12.570 38.336<br />
Motorcyclist 3.847 831 3.266 7.944<br />
Moped 9.230 2.477 11.146 22.853<br />
Pedal cyclist 10.323 2.732 32.006 45.061<br />
Pedestrian 3.620 781 3.693 8.094<br />
Other 539 86 672 1.297<br />
Subtotal 48.735 11.497 63.354 123.586<br />
Car/van occupant 1.479 1.309 2.788<br />
Motorcyclist 222 198 420<br />
Moped 599 530 1.129<br />
Pedal cyclist 644 570 1.214<br />
Pedestrian 213 188 401<br />
Other 48 31 79<br />
Subtotal 3.205 0 2.826 6.031<br />
Total 51.940 11.497 66.180 129.617<br />
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Table 90: National reported totals, 1997-2003, by road user type<br />
and police severity.<br />
<strong>Road</strong> user hospitalised slightly injured Total<br />
Car/van occupant 36.972 107.339 144.311<br />
Motorcyclist 5.539 10.595 16.134<br />
Mopedist 14.992 50.936 65.928<br />
Pedal cyclist 16.048 53.199 69.247<br />
Pedestrian 5.326 11.577 16.903<br />
Other 1.107 3.678 4.785<br />
All 79.984 237.324 317.308<br />
In The Netherlands we are used to express a reporting rate as 79.984/129.617<br />
= 61,7%. This is similar to a general factor <strong>of</strong> 1,62, working on the number <strong>of</strong><br />
hospitalised only. However in this international approach we want to establish a<br />
set <strong>of</strong> factors based on hospitalised and slight injuries as well. Furthermore we<br />
want to deselect some <strong>of</strong> the 129.617 casualties as they do not all fulfil severity<br />
conditions as Length Of Stay≥boundary LOS and MAIS≥boundary MAIS .<br />
7.6.4.1 Results for Length <strong>of</strong> Stay<br />
First the data are analysed by the Length <strong>of</strong> Stay (LoS) in hospital. The overall<br />
results <strong>of</strong> the linkage are shown in Table 91, omitting fatalities from the police<br />
database. The proportion <strong>of</strong> casualties who were not reported by the police is<br />
lower among the more severely injured, but the difference is less than has been<br />
found in other countries. The Length <strong>of</strong> Stay is reported for all hospital records.<br />
Table 91: The linkage results, by Length <strong>of</strong> Stay.<br />
Note that only the marked cells are considered<br />
as 'hospitalized road traffic casualty'<br />
N<br />
police<br />
not Total % not<br />
Length Of Stay police 'severity'= police<br />
reported<br />
(LoS) hospitalised slight<br />
by police<br />
overnight 4.919 2.140 8.761 15.820 55%<br />
1 10.522 3.802 15.649 29.973 52%<br />
hospital<br />
2 5.128 1.318 6.753 13.199 51%<br />
3 3.402 733 4.157 8.292 50%<br />
≥4 24.764 3.504 28.033 56.301 50%<br />
Fatalities within 30 days 118 4 122<br />
Day treatment 857 675 2.956 4.488<br />
not Police not in hospital file 3.205 2.826 6.031<br />
hospital Not hospitalised 27.069 225.148 252.217<br />
Total 79.984 237.324 69.136 386.444<br />
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In order to create a table in which all casualties are distributed over Length <strong>of</strong><br />
Stay and Police severity, we need to redistribute two groups <strong>of</strong> casualties over<br />
unknown properties.<br />
First we distribute 'Hospital, not police' over the severities that the police most<br />
probable would have assigned. We assume that for a casualty with a certain<br />
LoS the same proportion would be labelled hospitalised as the records that<br />
could be matched. From 8761 overnight casualties in the hospital database we<br />
estimate that a proportion <strong>of</strong> 4919/(4919+2140)=70% would be judged<br />
hospitalised by the police (6105 cases), and so on.<br />
Secondly, for the ‘police, not hospital’ casualties (3205) and for the casualties<br />
reported 'in neither database' (2826), no Length <strong>of</strong> Stay information is available.<br />
As we excluded most not linked police casualties from our results, we assume<br />
that these 6031 casualties have the same distribution as any other hospitalised<br />
casualty, so we assume that a proportion <strong>of</strong> 15820/(15820+29973+13199+<br />
8292+56301)=13% stays overnight (772 cases). So the total number <strong>of</strong><br />
casualties, rated hospitalised by the police that stays overnight is 4919+6105+<br />
772=11796. Table 92 presents the results <strong>of</strong> both redistributions.<br />
Table 92: Estimated results, by Length <strong>of</strong> Stay.<br />
<strong>Casualties</strong> by police severity Factors Cumulative factors<br />
Length <strong>of</strong><br />
Stay hospitalised slight Total hospitalised slight hospitalised slight<br />
Overnight 11.796 4.796 16.592 0,147 0,020 1,322 0,101<br />
1 23.480 7.956 31.436 0,294 0,034 1,174 0,080<br />
2 11.144 2.699 13.843 0,139 0,011 0,881 0,047<br />
3 7.227 1.470 8.697 0,090 0,006 0,741 0,036<br />
≥4 52.070 6.979 59.049 0,651 0,029 0,651 0,029<br />
Total 105.717 23.899 129.617 1,322 0,101<br />
The results show that, corresponding to each casualty reported as hospitalised<br />
by the police (see Table 90), 23480/79984=0.294 casualties were in hospital for<br />
1 day, and 0.651 casualties for 4 or more days. Such conversion factors can be<br />
used to estimate casualty totals from police casualty totals, although changes<br />
over time in hospital procedures may mean that the factors depends upon the<br />
period chosen.<br />
For example, if serious casualties were to be defined as those staying 3 or more<br />
days in hospital then the actual total could be estimated as:<br />
N LoS3+ = 0,741 x number <strong>of</strong> hospitalised casualties reported by the police +<br />
0,036 x number <strong>of</strong> slight casualties reported by the police<br />
Matrix 1 by Length <strong>of</strong> Stay<br />
We have now determined correction factors for police records to the real<br />
number <strong>of</strong> hospitalised casualties for different lower boundaries <strong>of</strong><br />
LengthOfStay. Now we want to do the same per road user type (mode). Table<br />
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93 shows the data where police severity and length <strong>of</strong> stay in hospital are<br />
crossed per mode.<br />
Table 93: matrix 1, numbers by mode, police severity and length <strong>of</strong> stay.<br />
N<br />
Hospital<br />
not<br />
hospital<br />
Police not police<br />
Length police "severity"=<br />
Mode Of Stay hospitalised slight unknown SUM<br />
car/van overnight 2.971 1.174 2.298 6.443<br />
1 5.471 1.786 3.489 10.746<br />
2 2.378 529 1.327 4.234<br />
3 1.430 236 730 2.396<br />
>3 8.926 865 4.727 14.518<br />
motorcycle overnight 261 120 369 750<br />
1 586 219 825 1.630<br />
2 364 90 391 845<br />
3 307 66 240 613<br />
>3 2.329 336 1.442 4.107<br />
moped overnight 790 384 1.565 2.739<br />
1 1.571 718 2.650 4.939<br />
2 881 270 1.282 2.433<br />
3 651 194 793 1.638<br />
>3 5.337 911 4.857 11.105<br />
pedal cycle overnight 603 343 3.966 4.912<br />
1 2.029 815 7.618 10.462<br />
2 1.095 333 3.292 4.720<br />
3 754 186 2.124 3.064<br />
>3 5.842 1.055 15.005 21.902<br />
pedestrian overnight 255 111 474 840<br />
1 696 227 899 1.822<br />
2 340 79 392 811<br />
3 223 46 231 500<br />
>3 2.106 318 1.697 4.121<br />
other overnight 39 8 89 136<br />
1 169 37 169 375<br />
2 70 17 69 156<br />
3 37 5 40 82<br />
>3 224 19 305 548<br />
subtotal 48.735 11.497 63.354 123.586<br />
car/van unknown 1.479 1.309 2.788<br />
motorcycle unknown 222 198 420<br />
moped unknown 599 530 1.129<br />
pedal cycle unknown 644 570 1.214<br />
pedestrian unknown 213 188 401<br />
other unknown 48 31 79<br />
subtotal 3.205 2.826 6.031<br />
SUM 51.940 11.497 66.180 129.617<br />
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Once more we need to use assumptions about missing information on LoS for<br />
records within 'police, not hospital' and 'in neither database', as well as about a<br />
severity that the police would have assigned for records in 'hospital, not police'.<br />
The same assumptions are used as above and the resulting conversion factors<br />
by road user type are presented in Table 94.<br />
Table 94: Conversion Factors based on Length <strong>of</strong> Stay and mode<br />
for different cut-<strong>of</strong>f boundaries.<br />
Length <strong>of</strong> Stay<br />
Cumulative ≥overnight ≥1 ≥2 ≥3 ≥4<br />
factors hosp. slight hosp. slight hosp. slight hosp. slight hosp. slight<br />
car/van 0,918 0,067 0,784 0,050 0,549 0,024 0,448 0,017 0,388 0,014<br />
motorcycle 1,246 0,138 1,143 0,116 0,909 0,075 0,779 0,059 0,683 0,049<br />
moped 1,310 0,092 1,173 0,075 0,916 0,047 0,779 0,037 0,685 0,030<br />
pedal cycle 2,331 0,167 2,112 0,138 1,618 0,084 1,379 0,065 1,218 0,055<br />
pedestrian 1,314 0,129 1,195 0,107 0,922 0,067 0,791 0,053 0,709 0,046<br />
other 0,857 0,052 0,775 0,043 0,544 0,024 0,445 0,016 0,390 0,014<br />
ALL 1,322 0,101 1,174 0,080 0,881 0,047 0,741 0,036 0,651 0,029<br />
Further in this report these factors will be applied to the CARE data, to derive<br />
the number <strong>of</strong> severely injured. The bottom line in Table 94 will be referred to as<br />
'ALL factors'.<br />
Time dependency <strong>of</strong> the correction factors for LoS<br />
It is possible that these factors develop over time, so we split the data by year<br />
instead <strong>of</strong> mode and examined the annual factors. The basic annual data is not<br />
given here, only a graphical presentation <strong>of</strong> the resulting factors is given. We<br />
observe rather stable factors to be applied to hospitalised casualties. Factors for<br />
higher boundaries (small factors) tend to decrease.<br />
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1,6<br />
1,4<br />
1,2<br />
1,0<br />
0,8<br />
0,6<br />
0,4<br />
Figure 25: Conversion factors to LoS, to be applied<br />
to hospitalised police reported casualties.<br />
Development <strong>of</strong> factors for<br />
hospitalized casualties<br />
0,2<br />
0,0<br />
1996 1997 1998 1999 2000 2001 2002 2003 2004<br />
≥overnight ≥1 ≥2 ≥3 ≥4<br />
The factor to be applied to the number <strong>of</strong> slight casualties appears to increase.<br />
This may be the effect <strong>of</strong> a decreasing reporting rate for slight casualties (the<br />
number <strong>of</strong> reported slight casualties has dropped with 27% in the 7 years<br />
studied), but is also influenced by the Length <strong>of</strong> Stay. For longer hospitalizations<br />
the factor is rather stable. If we use average factors, the results for the<br />
development <strong>of</strong> both factors will probably compensate.<br />
0,14<br />
0,12<br />
Figure 26: Conversion factors to LoS, to be applied<br />
to slight police reported casualties.<br />
Development <strong>of</strong> factors for slight casualties<br />
0,10<br />
0,08<br />
0,06<br />
0,04<br />
0,02<br />
0,00<br />
1996 1997 1998 1999 2000 2001 2002 2003 2004<br />
≥overnight ≥1 ≥2 ≥3 ≥4<br />
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7.6.4.2 Results for Maximum AIS<br />
When we want to investigate the effects <strong>of</strong> a cut-<strong>of</strong>f at certain MAIS level, we<br />
need to split the data as presented in Table 71 et seq not by Length <strong>of</strong> Stay, but<br />
by MAIS instead.<br />
The MAIS scores have been assigned from the ICD injury codes for each case.<br />
The overall linkage results are shown in Table 95. The column ‘% not reported<br />
by police’ is based on the three others, e.g. at MAIS=1 47%=8399/17846. As<br />
with the data in Table 90 that was based on Length <strong>of</strong> Stay, the proportion <strong>of</strong><br />
casualties who were not reported by the police is lower among the more<br />
severely injured.<br />
N<br />
Table 95: The linkage results by MAIS.<br />
Police not police<br />
police 'severity'=<br />
MAIS hospitalised slight unknown Total<br />
% not<br />
reported<br />
by police<br />
0 (not known) 1.969 761 2.583 5.313 49%<br />
9 (unknown) 1.098 338 1.134 2.570 44%<br />
1 7.107 2.340 8.399 17.846 47%<br />
2 24.066 6.226 34.177 64.469 53%<br />
Hospital<br />
3 12.384 1.673 15.313 29.370 52%<br />
4 1.252 110 1.157 2.519 46%<br />
5 843 48 573 1.464 39%<br />
6 16 1 18 35 51%<br />
Fatality 118 4 122<br />
Day treatment 857 675 2.956 4.488<br />
Not unknown 3.205 2.826 6.031<br />
hospital Not hospitalised 27.069 225.148 252.217<br />
Total 79.984 237.324 69.136 386.444<br />
As with Length <strong>of</strong> Stay, in order to create a table in which all casualties are<br />
distributed over MAIS and Police severity, we need to distribute the two groups<br />
casualties over unknown properties.<br />
First we distribute 'Hospital not police' over the severities that the police most<br />
probable would have assigned. We assume that for a casualty with a certain<br />
MAIS the same proportion would be labelled hospitalised as the records that<br />
could be matched. From 8399 MAIS=1 casualties in the hospital database we<br />
estimate that a proportion <strong>of</strong> 7107/(7107+2340)=75% would be judged<br />
hospitalised by the police (6319 cases), and so on.<br />
Secondly, for the ‘police, not hospital’ casualties (3205) and for the casualties<br />
reported 'in neither database' (2826), no MAIS information is available. As we<br />
excluded most not linked casualties from our results, we assume that the 6031<br />
casualties have the same MAIS distribution as any other hospitalised casualty,<br />
So for example we assume a proportion <strong>of</strong> 17.846/123.586=14% to have<br />
MAIS=1 (871 cases). So the total number <strong>of</strong> casualties, rated hospitalised by<br />
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the police with MAIS=1 is 7107+6319+871=14296. Table 96 presents the total<br />
results <strong>of</strong> this redistribution.<br />
Table 96: Results by MAIS and police severity.<br />
<strong>Casualties</strong> by police severity Factor Cumulative factor<br />
hospitalised slight Total hosp. slight hosp. slight<br />
0 (not known) 4.091 1.481 5.572 0,051 0,006 1,326 0,099<br />
9 (unknown) 2.090 605 2.695 0,026 0,003 1,275 0,093<br />
1 14.296 4.420 18.717 0,179 0,019 1,249 0,090<br />
2 54.364 13.250 67.615 0,680 0,056 1,070 0,072<br />
3 27.308 3.495 30.803 0,341 0,015 0,391 0,016<br />
4 2.439 203 2.642 0,030 0,001 0,049 0,0012<br />
5-6 1.491 81 1.572 0,019 0,0003 0,019 0,0003<br />
Total 106.080 23.537 129.617 1,326 0,099<br />
Due to small numbers the groups for MAIS=5 and MAIS=6 have been taken<br />
together.<br />
The results show that, corresponding to each hospitalised casualty reported by<br />
the police (see Table 90), 27.308/79.984=0,341 casualties were in hospital with<br />
MAIS=3, and 0,049 with MAIS 4, 5, or 6. Such conversion factors can be used<br />
to estimate casualty totals from police casualty totals, although changes over<br />
time in hospital procedures may mean that the factors depends upon the period<br />
chosen.<br />
For example, if serious casualties were to be defined as those having at least<br />
MAIS=2 then the actual total could be estimated as:<br />
N mais2+ = 1.070 x number <strong>of</strong> hospitalised casualties reported by the police +<br />
0.072 x number <strong>of</strong> slight casualties reported by the police<br />
Comparing the redistributions for MAIS with LoS<br />
From 49.633 cases there is no information for the police estimate <strong>of</strong> hospitalized<br />
or slight injury (129.617 – 79.984). Where the Length <strong>of</strong> stay approach assigned<br />
25.729 <strong>of</strong> them to hospitalized (51,8%), the MAIS approach assigned 26.092<br />
cases to hospitalized (52,6%). So both approaches result in a comparable<br />
estimate.<br />
Matrix 2 by Maximum AIS<br />
We have now determined correction factors for police records to the real<br />
number <strong>of</strong> hospitalised casualties for different lower boundaries <strong>of</strong> Maximum<br />
AIS. Now we want to do the same for the road user type (mode <strong>of</strong> transport).<br />
Table 97 shows the data where police severity and maximum AIS are crossed<br />
per mode.<br />
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Table 97: Matrix 2, numbers by mode, police severity and MAIS<br />
N<br />
Hospital<br />
Police<br />
police "severity"=<br />
Not<br />
police<br />
mode MaxAis hospitalised slight unknown SUM<br />
car/van 0 1.431 548 1.201 3.180<br />
9 674 212 417 1.303<br />
1 4.508 1.358 2.687 8.553<br />
2 9.147 2.007 5.515 16.669<br />
3 4.539 433 2.278 7.250<br />
4 509 20 294 823<br />
5 359 11 172 542<br />
6 9 1 7 17<br />
motorcycle 0 70 22 94 186<br />
9 61 13 44 118<br />
1 334 129 375 838<br />
2 2.088 515 2.026 4.629<br />
3 1.082 135 611 1.828<br />
4 113 11 68 192<br />
5 99 6 46 151<br />
6 2 2<br />
moped 0 176 89 350 615<br />
9 157 50 203 410<br />
1 867 378 1.352 2.597<br />
2 4.814 1.517 6.524 12.855<br />
3 2.786 404 2.368 5.558<br />
4 224 21 220 465<br />
5 205 18 126 349<br />
6 1 2 3<br />
pedal cycle 0 187 84 771 1.042<br />
9 146 49 398 593<br />
1 944 332 3.384 4.660<br />
2 5.687 1.653 17.679 25.019<br />
3 2.929 562 9.109 12.600<br />
4 300 42 471 813<br />
5 124 10 188 322<br />
6 6 6 12<br />
pedestrian 0 77 17 138 232<br />
9 50 12 56 118<br />
1 329 108 499 936<br />
2 2.081 499 2.083 4.663<br />
3 937 127 798 1.862<br />
4 93 15 89 197<br />
5 53 3 31 87<br />
6 0<br />
Other 0 28 1 29 58<br />
9 10 2 16 28<br />
1 125 35 102 262<br />
2 249 35 350 634<br />
3 111 12 149 272<br />
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Not<br />
hospital<br />
4 13 1 16 30<br />
5 3 10 13<br />
6 0<br />
subtotal 48.735 11.497 63.354 123.586<br />
car/van unknown 1.479 1.309 2.788<br />
motorcycle unknown 222 198 420<br />
moped unknown 599 530 1.129<br />
pedal cycle unknown 644 570 1.214<br />
pedestrian unknown 213 188 401<br />
other unknown 48 31 79<br />
subtotal 3.205 2.826 6.031<br />
SUM 51.940 11.497 66.180 129.617<br />
Again we need to use assumptions about missing information on MAIS for<br />
records within 'police, not hospital' and 'in neither database' as well as about a<br />
severity that the police would have assigned for records in 'hospital, not police'.<br />
The same assumptions are used as above and the resulting conversion factors<br />
by road user type are presented in Table 98.<br />
Table 98: Conversion factors based on MAIS and mode<br />
for different cut-<strong>of</strong>f values.<br />
Maximum AIS<br />
cumulative ≥1 ≥2 ≥3 ≥4 ≥5<br />
factors hosp. slight hosp. slight hosp. slight hosp. slight hosp. slight<br />
car/van 0,826 0,055 0,638 0,036 0,233 0,007 0,038 0,001 0,015 0,0002<br />
motorcycle 1,200 0,131 1,078 0,110 0,371 0,022 0,060 0,002 0,027 0,0008<br />
moped 1,259 0,086 1,120 0,072 0,402 0,015 0,054 0,001 0,023 0,0005<br />
pedal cycle 2,266 0,154 2,037 0,132 0,768 0,033 0,068 0,002 0,020 0,0004<br />
pedestrian 1,260 0,122 1,117 0,102 0,377 0,021 0,051 0,002 0,016 0,0004<br />
other 0,803 0,048 0,645 0,033 0,225 0,008 0,032 0,001 0,010 0,0001<br />
ALL 1,249 0,090 1,070 0,072 0,391 0,016 0,049 0,001 0,019 0,0003<br />
Further in this report these factors will be applied to the CARE data, to derive<br />
the number <strong>of</strong> severely injured. The bottom line in Table 98 will be referred to as<br />
'ALL factors'.<br />
The results emphasise that pedal cyclist casualties are recorded less fully by<br />
the Dutch police than casualties among other road user groups, as these factors<br />
are much higher.<br />
Time dependency <strong>of</strong> the corrections factors for MAIS<br />
It is possible that these factors develop over time, so we split the data by year<br />
instead <strong>of</strong> mode and examined the annual factors. The basic annual data is not<br />
given here, but a graphical presentation <strong>of</strong> the resulting factors is given.<br />
We observe rather stable factors to be applied to hospitalised casualties.<br />
Factors for higher boundaries (small factors) are also stable, but very small.<br />
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1,6<br />
1,4<br />
1,2<br />
1,0<br />
0,8<br />
0,6<br />
0,4<br />
0,2<br />
0,0<br />
Figure 27: Conversion factors to MAIS, to be applied<br />
to hospitalised police reported casualties.<br />
Development <strong>of</strong> factors for<br />
hospitalized casualties<br />
1996 1997 1998 1999 2000 2001 2002 2003 2004<br />
≥1 ≥2 ≥3 ≥4 ≥5<br />
Figure 28: Conversion factors to MAIS, to be applied<br />
to slight police reported casualties.<br />
0,12<br />
0,10<br />
Development <strong>of</strong> factors for<br />
slight casualties<br />
0,08<br />
0,06<br />
0,04<br />
0,02<br />
0,00<br />
1996 1997 1998 1999 2000 2001 2002 2003 2004<br />
≥1 ≥2 ≥3 ≥4 ≥5<br />
7.6.4.3 Overview and discussion<br />
The linking between the Dutch hospital database and the police database <strong>of</strong><br />
traffic casualties resulted in an estimate <strong>of</strong> 18.500 hospitalised traffic casualties<br />
annually, distributed over the different cells <strong>of</strong> Table 99.<br />
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Table 99: Distribution <strong>of</strong> police and hospital records over<br />
intersection and rest files.<br />
police and hospital<br />
46%<br />
police, not hospital<br />
2,5%<br />
hospital, not police<br />
49%<br />
neither police nor hospital<br />
2,2%<br />
When applying a certain cut-<strong>of</strong>f at a lower boundary on LoS or MAIS, this<br />
distribution will not really change. So, if only the hospital file is used, 95% <strong>of</strong> the<br />
records consist <strong>of</strong> real information; only 4,7% is estimated. This means that the<br />
distribution <strong>of</strong> casualties by variables that are in the hospital database (such as<br />
LoS, MAIS, mode, age, day <strong>of</strong> week, time <strong>of</strong> day) can be determined quite<br />
accurately, close to the real distribution.<br />
If only the police file is used, known information accounts only for less than<br />
50%. Therefore, variables that are only in the police file (such as area type [built<br />
up area, urban area, motorway], crash opponent, intersection/junction, weather<br />
condition) can not be determined very accurately.<br />
One <strong>of</strong> the aims <strong>of</strong> this project is to develop factors on the police file, in order to<br />
estimate the real numbers and their distributions. With several assumptions for<br />
missing information, correction factors have been developed that can be applied<br />
to the CARE database (i.e. the police file), resulting in an estimate <strong>of</strong> the real<br />
number <strong>of</strong> severely injured.<br />
We can distinguish different groups <strong>of</strong> variables which may be expected to be<br />
more or less reliable in the estimate <strong>of</strong> the real number.<br />
1) Variables that are present in both databases.<br />
Some variables have equivalents in the other database. This group can be<br />
split into 2 subgroups:<br />
a) variables that were used in the linking process (date/time, age, gender,<br />
severity, region),<br />
b) variables that were used to calculate the correction factors (severity,<br />
mode),<br />
For group b, <strong>of</strong> course the outcome reflects the real distribution for that<br />
variable, because the factors were developed to do so. The variable severity<br />
(police severity, MAIS or LoS) is a special one in this group, as it is also<br />
used to set a minimum on the severity, by filtering out only cases above<br />
certain lower boundary. In the analysis <strong>of</strong> results some assumptions have<br />
been made on the relations between these variables.<br />
Variables from 'group a' which were not used in the calculation can give us a<br />
validation <strong>of</strong> the outcomes (year, age, gender, day <strong>of</strong> week, time <strong>of</strong> day).<br />
Only if the numbers/distributions obtained in such a validation are within a<br />
reasonable similarity with the real distribution, one may expect the<br />
distributions on variables that are in one file only to be reliable. In the next<br />
sections we will compare the real distribution (from 95% hospital data) with<br />
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the calculated results (police file x correction factors) for the variables year<br />
and age.<br />
2) Variables that exist in one file only.<br />
For variables which are available in only one database it is very difficult to<br />
say if the observed distribution is comparable to the real distribution, as we<br />
do not know this real distribution. If, for example, all accidents at intersections<br />
were reported correctly by the police, all missing information should<br />
be assigned to sections. An average correction factor as is calculated here<br />
would take the same fraction for both types and thus overestimate the<br />
number <strong>of</strong> intersection accidents and underestimate the section accidents.<br />
The variables Year and Age are explored below.<br />
7.6.4.4 The application to the police file 1991-2005<br />
As an example we present the number <strong>of</strong> severe casualties by mode <strong>of</strong><br />
transport according to different boundary levels. We used the correction factors<br />
by mode <strong>of</strong> transport, but without time dependence (see Table 94 and Table<br />
98). We need to judge whether the results seem reliable and we compare the<br />
sum <strong>of</strong> all modes with the application <strong>of</strong> correction factors without mode <strong>of</strong><br />
transport (see Table 92 and Table 96).<br />
Figure 29: Car occupants by MAIS2+, MAIS3+, LoS2+, LoS3+.<br />
5000<br />
4000<br />
Cars and vans<br />
MAIS2+<br />
MAIS3+<br />
LoS2+<br />
LoS3+<br />
3000<br />
2000<br />
1000<br />
0<br />
1990 1995 2000 2005<br />
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Figure 30: Motorcycles by MAIS2+, MAIS3+, LoS2+, LoS3+.<br />
1400<br />
1200<br />
1000<br />
800<br />
600<br />
400<br />
200<br />
Motorcycles<br />
MAIS2+<br />
MAIS3+<br />
LoS2+<br />
LoS3+<br />
0<br />
1990 1995 2000 2005<br />
Figure 31: Mopeds by MAIS2+, MAIS3+, LoS2+, LoS3+.<br />
3500<br />
3000<br />
2500<br />
2000<br />
1500<br />
1000<br />
500<br />
Mopeds<br />
MAIS2+<br />
MAIS3+<br />
LoS2+<br />
LoS3+<br />
0<br />
1990 1995 2000 2005<br />
Figure 32: Bicycles by MAIS2+, MAIS3+, LoS2+, LoS3+.<br />
8000<br />
7000<br />
6000<br />
5000<br />
4000<br />
3000<br />
2000<br />
1000<br />
Bicycles<br />
MAIS2+<br />
MAIS3+<br />
LoS2+<br />
LoS3+<br />
0<br />
1990 1995 2000 2005<br />
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Figure 33: Pedestrians by MAIS2+, MAIS3+, LoS2+, LoS3+.<br />
1800<br />
1600<br />
1400<br />
1200<br />
1000<br />
Pedestrians<br />
MAIS2+<br />
MAIS3+<br />
LoS2+<br />
LoS3+<br />
800<br />
600<br />
400<br />
200<br />
0<br />
1990 1995 2000 2005<br />
Figure 34: Other modes by MAIS2+, MAIS3+, LoS2+, LoS3+.<br />
200<br />
150<br />
MAIS2+<br />
MAIS3+<br />
LoS2+<br />
LoS3+<br />
Other<br />
100<br />
50<br />
0<br />
1990 1995 2000 2005<br />
As the basis for each graph is the same (the number <strong>of</strong> police reported<br />
hospitalised and slight casualties by mode <strong>of</strong> transport) and the factors are<br />
constant for each year, the patterns observed within each graph are the same.<br />
The level is the only difference. We can see that the lower boundaries <strong>of</strong><br />
MAIS2+ and MAIS3+ form the most extreme values. LoS2+ and LoS3+ are in<br />
between.<br />
We can add up the numbers by mode <strong>of</strong> transport to reach the total number <strong>of</strong><br />
casualties per severity boundary, see Figure 35.<br />
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Figure 35: Sum <strong>of</strong> modes by MAIS2+, MAIS3+, LoS2+, LoS3+.<br />
18000<br />
16000<br />
Sum <strong>of</strong> modes<br />
14000<br />
12000<br />
10000<br />
8000<br />
6000<br />
4000<br />
MAIS2+ MAIS3+<br />
2000<br />
LoS2+<br />
LoS3+<br />
0<br />
1990 1995 2000 2005<br />
Then we can compare the results if we would have applied the ALL factors from<br />
Table 92 and Table 96.<br />
Figure 36: Differences between sum <strong>of</strong> modes and the application<br />
<strong>of</strong> ALL factors, irrespective <strong>of</strong> modes.<br />
1000<br />
800<br />
600<br />
difference All - Sum(modes)<br />
400<br />
200<br />
0<br />
-2001989 1991 1993 1995 1997 1999 2001 2003 2005<br />
-400<br />
-600<br />
MAIS2+<br />
-800<br />
MAIS3+<br />
-1000<br />
LoS2+<br />
-1200<br />
LoS3+<br />
From Figure 36 it can be seen that there is a difference between the application<br />
<strong>of</strong> ALL factors and application <strong>of</strong> factors for each mode separately. The<br />
difference is acceptable in the period that the linking was performed and on<br />
which basis the factors were determined (1997-2003). However in years before<br />
and after, the difference is larger. For factors on LoS, the application <strong>of</strong> ALL<br />
factors lead to higher totals than the sum <strong>of</strong> the separate modes. With MAIS,<br />
the application <strong>of</strong> ALL factors in general leads to lower totals than the sum <strong>of</strong><br />
separate modes.<br />
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7.6.4.5 Age distribution Hospital - Police<br />
In the second experiment to explore the reliability <strong>of</strong> the results obtained, we<br />
looked at the age distribution. The age <strong>of</strong> the casualty was not used in the<br />
calculation <strong>of</strong> the correction factors. There were two main reasons not to do so:<br />
1) If the numbers were split by age group, too few would remain to calculate<br />
reliable correction factors.<br />
2) There is evidence that the age <strong>of</strong> traffic participants is correlated to their<br />
mode <strong>of</strong> transport.<br />
From a point <strong>of</strong> mobility the use <strong>of</strong> a certain mode <strong>of</strong> transport can be<br />
addressed to specific age groups quite well: cycling is dominated by teenagers,<br />
moped riding is done by 16-20 year olds, and public transport is mainly used by<br />
people in their twenties. The car is dominant at every age, but the young and<br />
the very old <strong>of</strong>ten travel as a passenger.<br />
Figure 37: <strong>Number</strong> <strong>of</strong> travelling kilometres per person per day in The<br />
Netherlands, Sources AVV(MON), CSB(OVG) 1994-2006.<br />
kilometeres per person per day<br />
45<br />
40<br />
35<br />
30<br />
25<br />
20<br />
15<br />
Train<br />
Other<br />
BusTramMetro<br />
Car (passenger)<br />
Car (driver)<br />
Motorcycle<br />
Moped<br />
Bicycle<br />
Pedestrian<br />
10<br />
5<br />
0<br />
0 - 11 12 - 17 18 - 24 25 - 29 30 - 39 40 - 49 50 - 59 60 - 74 75+<br />
Age<br />
However, the insights that the accident rate is so different for beginners<br />
compared to that <strong>of</strong> experienced drivers and that the elderly are very fragile<br />
when involved in an accident help to understand that age and mode <strong>of</strong> transport<br />
are not very much correlated in terms <strong>of</strong> traffic casualties.<br />
In a comparison <strong>of</strong> the age-distribution <strong>of</strong> hospitalised and slight injuries in the<br />
police database with the age-distribution in the hospital file by MAIS, it can be<br />
observed that age distributions in both files are not the same. The hospital<br />
records are assumed to represent the real distribution, as the real numbers are<br />
built for 95% from hospital records.<br />
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Figure 38: Age distribution <strong>of</strong> police records and hospital records<br />
for different severities.<br />
6%<br />
5%<br />
4%<br />
3%<br />
Hospitalized<br />
Slight<br />
MAIS4+<br />
MAIS3<br />
MAIS2<br />
MAIS1<br />
2%<br />
1%<br />
0%<br />
0 10 20 30 40 Age 50 60 70 80 90<br />
The age distribution <strong>of</strong> MAIS3 casualties is the most different compared to the<br />
other severities (much lower for 20-50 year olds, much higher above the age <strong>of</strong><br />
60). The strong peak that is observed in the police records for 17 and 18 year<br />
olds is not seen so strongly in any MAIS distribution <strong>of</strong> the hospital file. The high<br />
MAIS2 level for 5-14 year olds is not observed in the police file.<br />
Due to the smaller number <strong>of</strong> cases the pattern for MAIS4+ is the most varying<br />
one.<br />
Table 100: <strong>Number</strong> <strong>of</strong> cases by mode and severity.<br />
Police and hospital files 1997-2005.<br />
Source severity pedestr bicycle moped motorcycle car/van other SUM<br />
Police Hospitalised 6457 20069 18159 6909 45035 1368 97997<br />
file Slight 13511 63702 58534 12724 124168 4169 276808<br />
MAIS4+ 433 1583 781 453 1436 500 5186<br />
Hospital MAIS3 2629 18000 4736 2330 7285 2416 37396<br />
file MAIS2 6539 35692 11984 6066 17101 4856 82238<br />
MAIS1 1430 6635 2441 1085 9442 1477 22510<br />
The difference in age distribution may be caused by different age distributions<br />
per mode <strong>of</strong> transport. There are various ways to show that this is not the case.<br />
As an example the factors between the age distributions are plotted for cyclists<br />
below.<br />
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Figure 39: Factor between the age distribution <strong>of</strong> hospital records and<br />
hospitalised police casualties by MAIS level. LMR+VOR 1997-2005.<br />
7<br />
6<br />
5<br />
4+/hosp<br />
3/hosp<br />
2/hosp<br />
1/hosp<br />
4<br />
3<br />
2<br />
1<br />
0<br />
0 20 40 60 80<br />
Age<br />
Figure 40: Factor between the age distribution <strong>of</strong> hospital records and<br />
slight police casualties by MAIS level. LMR+VOR 1997-2005.<br />
7<br />
6<br />
5<br />
4+/slight<br />
3/slight<br />
2/slight<br />
1/slight<br />
4<br />
3<br />
2<br />
1<br />
0<br />
0 20 40 60 80<br />
Age<br />
This illustrates clearly that any factor on the police records will never result in an<br />
age distribution that is similar to the hospital file, if the age is not among the<br />
components used to determine the factors. Especially the numbers <strong>of</strong> casualties<br />
above 60 and below 10 years old are too low; for the other ages the number is<br />
too high.<br />
7.6.5 Conclusions<br />
Linking police reported traffic casualties and hospital patients having accident<br />
injuries was successfully carried out. On average 46% <strong>of</strong> the hospitalised<br />
casualties was found in both database, 49% was in the hospital database only,<br />
2,5% in the police database only. It was estimated that 2,2% <strong>of</strong> casualties was<br />
reported in neither database.<br />
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Severity estimates from the hospital file, expressed in MaximumAIS and Length<br />
Of Stay enabled to judge the severity assigned by the police. The more severe<br />
the injury, the better the reporting by the police.<br />
As traffic is becoming safer, the number <strong>of</strong> fatalities to be studied is decreasing,<br />
which leads to statistical interpretation problems. A small difference with the<br />
expected trend may not be statistically significant. Analysis on severely injured<br />
casualties had the problems <strong>of</strong> underreporting and not being representative,<br />
next to the international comparability component. These linking studies and<br />
severity assessments from the hospital injuries enables to define sharp<br />
boundaries to groups <strong>of</strong> which underreporting coefficients are well known. With<br />
a boundary on MAIS3+, the group <strong>of</strong> Killed and Severly Injured (KSI) will be<br />
approximately 6 times lager than the group <strong>of</strong> killed only. However with a<br />
boundary on MAIS2+ the group <strong>of</strong> about 15 times larger. In The Netherlands it<br />
is technically and statistically possible to define these boundaries in a reliable<br />
way, so a definition <strong>of</strong> MAIS2+ is recommended for The Netherlands as study<br />
group. Unfortunately this appeared not feasible in the international setting.<br />
Correction factors have been derived to calculate the real number <strong>of</strong> severely<br />
injured casualties (above several severity boundaries) from the police casualty<br />
data.<br />
Problems have been observed in the application <strong>of</strong> these factors as not all<br />
resulting distributions follow the expected distribution. An example on age was<br />
given to illustrate this problem. Time dependency <strong>of</strong> the factors is another<br />
problem that needs to be addressed in any next study. Special attention should<br />
be given to the reliability <strong>of</strong> the derived factors. By disaggregating the data to<br />
age group and year, the numbers in each cell might become too small to<br />
estimate the factors with the required accuracy.<br />
Compared to other countries, in the Netherlands we were very lucky to have<br />
complete national hospital files for a larger number <strong>of</strong> years (1997-2003). Other<br />
countries, being less fortunate with the numbers <strong>of</strong> hospitals and years, already<br />
experienced the small number problems right now, only using the<br />
disaggregation by mode <strong>of</strong> transport.<br />
For international comparison, problems were encountered in the definition <strong>of</strong> the<br />
Maximum AIS, as not all countries have the same ICD version, the same<br />
number <strong>of</strong> diagnoses, and the same level <strong>of</strong> detail <strong>of</strong> the available injury codes.<br />
Special attention in this national report was given to the quality and<br />
characteristics <strong>of</strong> the medical file, such as the number <strong>of</strong> diagnoses and the<br />
level <strong>of</strong> detail <strong>of</strong> the diagnoses. By simulation <strong>of</strong> truncation and omitting<br />
diagnose codes valuable reference has been set.<br />
The difference <strong>of</strong> severity is influenced both by the ICD version and the AIS<br />
version that was used. In The Netherlands ICD9-CM was used and a<br />
conversion to AIS1990, while other countries used ICD10 and a conversion to<br />
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AIS1998. For an analysis <strong>of</strong> the compound result on injury severity (MAIS) see<br />
the study from the United Kingdom.<br />
These difficulties in defining a comparable severity in all <strong>European</strong> countries<br />
prevented the calculation <strong>of</strong> correction factors in all countries. Further research<br />
on medical coding <strong>of</strong> injury and possible conversions between them is required<br />
before any <strong>European</strong> traffic injury severity boundary can be set.<br />
7.6.6 References<br />
Hook, E.B., Regal, R.R., (1995). Capture–recapture methods in epidemiology:<br />
methods and limitations. Epidemiol. Rev. 17 (2), 243–264.<br />
ICDMAP-90 User's Guide. The Johns Hopkins University & Tri analytics, Inc.<br />
(1998-2002).<br />
Polak, P.H. (1997). Registratiegraad van in ziekenhuizen opgenomen<br />
verkeersslacht<strong>of</strong>ers; Eindrapport. R-97-15. SWOV, The Netherlands.<br />
Polak, P.H. (2000). De aantallen in ziekenhuizen opgenomen verkeersgewonden,<br />
1985 – 1997; Koppeling van gegevens van de verkeersongevallenregistratie<br />
en de registratie van de ziekenhuizen. R-2000-26. SWOV, The<br />
Netherlands.<br />
Reurings, M.C.B., Bos, N.M., van Kampen, L.T.B. (2007). Berekening van het<br />
werkelijk aantal in ziekenhuizen opgenomen verkeersgewonden 1997-2003,<br />
Methode en resultaten van koppeling en ophoging van bestanden. R-2007-8.<br />
SWOV, The Netherlands.<br />
Rosman, D.L., Knuiman, M.W., Ryan, G.A. (1996), An Evaluation Of <strong>Road</strong><br />
Crash Injury Severity Measures, <strong>Accident</strong> Analysis & Prevention, Vol. 28, No. 2,<br />
pp. 163-170.<br />
SWOV (2001). A new linking procedure for the determination <strong>of</strong> the total<br />
number <strong>of</strong> hospitalised road traffic casualties by comparing police and hospital<br />
reports. The Netherlands.<br />
Wittes, J., Colton, T., Sidel, V., (1974). Capture–recapture methods for<br />
assessing the completeness <strong>of</strong> case ascertainment when using multiple<br />
information sources. J. Chronol. Dis. 27, 25–36.<br />
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7.7 Study carried out in Spain<br />
Report prepared by Catherine Pérez (ASPB)<br />
7.7.1 Introduction<br />
This section describes the national study carried out in Spain to achieve the<br />
aims <strong>of</strong> Task 1.5 <strong>of</strong> the SafetyNet IP. The objective <strong>of</strong> the task is to estimate the<br />
actual numbers <strong>of</strong> casualties from the CARE database. The general<br />
methodology has been previously described, therefore this section presents<br />
only the specific details <strong>of</strong> the Spanish study.<br />
As a first step, we explore the feasibility <strong>of</strong> knowing whether it would be possible<br />
to carry out a probabilistic record linkage with the National <strong>Accident</strong> Police<br />
Registry (Dirección General de Tráfico, DGT) and the National Hospital<br />
Discharge Registry (HDR). Both registries have a national coverage. As a result<br />
<strong>of</strong> the first phase we selected an Autonomous Region where the study was<br />
feasible: Castilla y León. We describe the characteristics <strong>of</strong> this region and the<br />
methodology used, then present the results for this region.<br />
Characteristics <strong>of</strong> Castilla y Leon<br />
Castilla y Leon is the largest autonomous<br />
region in Spain, and is located in the upper<br />
centre <strong>of</strong> the Iberian Peninsula. It has an<br />
area <strong>of</strong> 94,233km 2 which represents 18,8%<br />
<strong>of</strong> all Spain and 2.523.020 habitants, 5,7%<br />
<strong>of</strong> all Spanish population. It is divided into 9<br />
provinces. There is one city with more than<br />
300.000 population, three between 100.000<br />
and 200.000, and five between 50.000 and<br />
99.999 habitants. In 2004 there were<br />
1.440.056 vehicles registered, 5% <strong>of</strong> all<br />
vehicles registered in Spain. There are<br />
18,890 km <strong>of</strong> roads, 11% <strong>of</strong> the total.<br />
Figure 41: Map <strong>of</strong> Castilla y León<br />
The National Traffic Authority (Dirección General de Tráfico, DGT) reported for<br />
year 2005, 9,857 road victims. Among them 384 were fatalities, 2,207 severe<br />
injured and 7,266 slight injured. In 2004 there were 2,367 hospitalisations due to<br />
road injuries.<br />
In 2004 there were 21.0 road fatalities per 100.000 males and 5,4 road fatalities<br />
per 100.000 females, higher than the national estimates. (National Standardised<br />
mortality ratios are 17.2 and 4.9 respectively). During the same year there were<br />
125.3 hospitalisations due to traffic injuries per 100.000 males and 43.9 per<br />
100.000 females. (National estimates are 118.5 and 45.5 respectively).<br />
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7.7.2 Description <strong>of</strong> data sources<br />
Hospital Discharge Register (HDR) database<br />
The Hospital Discharge Register (HDR) database was provided by the<br />
autonomous department <strong>of</strong> health <strong>of</strong> Castilla y Leon. Data included records <strong>of</strong><br />
hospitalisations due to road injuries from 1 st July 2005 to 31 st December 2005.<br />
Case definition <strong>of</strong> road casualty:<br />
We consider a road casualty if it fulfils the following criteria:<br />
1. Suffering a injury defined by the International Classification <strong>of</strong> Diseases,<br />
9 revision, Clinical Modification. (ICD-9-CM: 800 TO 959.9) and<br />
2. Primary or Urgent hospitalisation (in front to scheduled, which would<br />
indicated that the hospitalisation is related to complications or<br />
rehabilitation process, and not due to a recent accident) and<br />
a. Type <strong>of</strong> funding: road traffic insurance company or<br />
b. External cause <strong>of</strong> injury: road traffic accident (E-Code: 810-819, and 826)<br />
No severity level is provided by ICD-9-CM. A conversion from ICD-9-CM<br />
diagnosis to AIS was carried out using the method developed by MacKenzie<br />
and implemented in ICDMAP90 s<strong>of</strong>tware.<br />
Police data (DGT)<br />
The Police (DGT) data on fatalities or injured in Castilla y Leon was provided by<br />
the National Traffic Authority for the year 2005. Only cases from the second half<br />
year were included for the linkage process.<br />
Representativeness <strong>of</strong> data from Castilla y Leon<br />
In this section we assess how representative are data from Castilla y Leon <strong>of</strong><br />
road accident casualties in the rest <strong>of</strong> Spain. We use the national DGT registry<br />
for year 2005 and the national HDR for year 2004. Police data shows that<br />
among Castilla y Leon injured there are slightly more females, less children and<br />
youth, and more adults over 44 years old (Table 101). Regarding the vehicle,<br />
there are more car users and less motorcycle and moped users.<br />
For the area where happened the crash, there is no difference for fatalities, but<br />
the proportion <strong>of</strong> non urban casualties is 11% higher than the rest <strong>of</strong> Spain for<br />
severe casualties and there are 21% more for slight casualties. Complementary<br />
the proportion <strong>of</strong> urban severe and slight casualties is lower among Castilla y<br />
Leon crashes.<br />
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Table 101: Characteristics <strong>of</strong> road victims in Castilla y Leon and rest <strong>of</strong><br />
Spain by level <strong>of</strong> severity. DGT Spain, 2005.<br />
Fatal Serious Slight<br />
Rest<br />
Castilla <strong>of</strong> Castilla y Rest <strong>of</strong> Castilla y Rest <strong>of</strong><br />
y Leon Spain Total Leon Spain Total Leon Spain Total<br />
N 384 3 473 3 857 2 207 20 237 22 444 7 266 103 684 110 950<br />
GENDER<br />
Male 76.6 79.0 78.7 69.4 72.2 71.9 61.8 62.3 62.3<br />
Female 23.4 20.2 20.5 30.4 26.5 26.9 37.3 35.6 35.7<br />
Unknown 0.9 0.8 0.3 1.2 1.1 0.9 2.1 2.0<br />
AGE<br />
75 12.2 7.3 7.8 5.9 4.5 4.6 3.5 2.4 2.5<br />
VEHICLE<br />
Car 64.3 54.3 55.3 57.1 46.8 47.8 70.1 56.8 57.7<br />
Motorcycle 5.2 11.2 10.6 8.5 12.6 12.2 3.2 9.4 9.0<br />
Moped 3.1 6.4 6.1 6.4 16.2 15.3 5.1 15.3 14.6<br />
Bicycle 2.3 1.8 1.8 2.1 2.0 2.0 1.3 1.6 1.6<br />
Bus 1.3 0.5 0.6 0.8 0.7 0.7 1.1 1.8 1.8<br />
Truck or lorry 10.4 8.8 8.9 11.7 7.3 7.8 10.4 6.3 6.6<br />
Other 2.1 2.5 2.4 2.6 1.8 1.9 1.9 1.2 1.2<br />
Unknown 11.2 14.6 14.2 10.8 12.4 12.3 6.9 7.5 7.5<br />
AREA<br />
Non Urban 85.2 84.7 84.7 77.5 67.2 68.2 68.1 47.2 48.6<br />
Urban 14.8 15.3 15.3 22.5 32.8 31.8 31.9 52.8 51.4<br />
The lethality (number <strong>of</strong> deaths per 1000 victims) for non urban accidents is<br />
similar in Castilla y Leon than the rest <strong>of</strong> Spain. But the lethality for urban<br />
accidents is clearly higher (Table 102).<br />
Table 102: Lethality (number <strong>of</strong> deaths per 1000 victims) in Castilla y Leon<br />
and rest <strong>of</strong> Spain. DGT, Spain 2005<br />
Castilla y Leon Rest <strong>of</strong> Spain Total<br />
Non urban 46,8 44,9 45,1<br />
Urban 19,9 8,6 9,1<br />
Total 39,0 27,3 28,1<br />
There is no reason to believe that severity <strong>of</strong> crashes is higher in Castilla y Leon<br />
than in the whole Spain. On the contrary, it suggests that there might be a<br />
significant underreporting <strong>of</strong> severe and especially slight casualties. Most slight<br />
casualties occur in urban areas, where motorcycles and mopeds are very<br />
popular in Spain. It could also explain the differences by type <strong>of</strong> road user.<br />
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Among hospitalised casualties there is a slightly lower proportion <strong>of</strong> females,<br />
and youth from 15 to 29 years (Table 103). Regarding severity among Castilla y<br />
Leon records there is a higher proportion <strong>of</strong> unknown severity.<br />
Table 103: Characteristics <strong>of</strong> HDR road injured in Castilla y Leon and rest<br />
<strong>of</strong> Spain by level <strong>of</strong> severity. HDR Spain, 2004.<br />
Castilla y<br />
Leon<br />
Rest <strong>of</strong><br />
Spain Total<br />
N 2 196 29 812 32 008<br />
GENDER<br />
Male 73.7 71.5 71.6<br />
Female 26.3 28.5 28.4<br />
AGE<br />
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as reference weight) has been determined, we check whether there is enough<br />
information to achieve it. The reference weight is calculated with this<br />
expression:<br />
p = probability that a pair is correct<br />
A = size <strong>of</strong> database 1<br />
B = size <strong>of</strong> database 2.<br />
E = number <strong>of</strong> correct pairs<br />
W t = log 2 ( p / (1-p)) – log 2 (E / (A x B-E))<br />
The value <strong>of</strong> the weight to contrast with W t will be the attainable minimum<br />
weight when all the variables agree exactly (Wmin). This will be obtained from<br />
the combination <strong>of</strong> the most frequent categories <strong>of</strong> each variable. For instance if<br />
we had only sex and the position in the vehicle, the minimum weight would be<br />
for those records in which the category <strong>of</strong> the variable sex was “man” and the<br />
one <strong>of</strong> the position was “driver” because they are the most frequent. Once<br />
determined, it will be compared with W t (Newcombe, 1988).<br />
If W min >= W t Sensibility or Specificity <strong>of</strong> the process > 95%<br />
If W t – 3
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Table 105: Distribution <strong>of</strong> cases and categories among autonomous<br />
regions<br />
Period Year 2005<br />
Variables Gender, age, date <strong>of</strong> accident/hospitalization.<br />
Autonomous Cases Cases HDR +<br />
Feasi<br />
regions<br />
HDR a DGT a x Common Variables<br />
DGT<br />
bility<br />
Baleares 1.000 5.000 6.000 2 x 100 x 365=73.000 <br />
Galicia 2.500 9.000 11.500 2 x 100 x 365=73.000 <br />
Castilla-León 3.000 10.000 13.000 2 x 100 x 365=73.000 <br />
C.Valenciana 4.000 13.000 17.000 2 x 100 x 365=73.000 <br />
ª: Estimated cases.<br />
We assume that the injured are hospitalised in the same autonomous region where the<br />
accident occurred<br />
If we calculate the reference and minimum weights for these autonomous<br />
regions only Castilla y Leon and Galicia are feasible. Table 106 shows the<br />
results <strong>of</strong> reference weight (W t ) and the minimum weights (Wmin) for different<br />
autonomous regions. Those in black show cases where it is possible to reach<br />
values <strong>of</strong> Sensitivity and Specificity between 90% and 95%. In no case, with<br />
these values it is possible to reach values <strong>of</strong> Sensitivity and Specificity greater<br />
than 95%. Therefore we decided to carry out the national study in the<br />
autonomous region <strong>of</strong> Castilla y Leon.<br />
Table 106: Reference weights and minimum weights to assess the<br />
feasibility <strong>of</strong> probabilistic record linkage<br />
ESPAÑA<br />
(2.001)<br />
BALEARES<br />
GALICIA<br />
CAS-LEÓN<br />
C.VALENCI<br />
ANA<br />
W t ( p=0,95) 20,34 15,35 16,21 16,54 16,91<br />
Minimum Weight (Wmin).<br />
Gender + age + hospitalisation date 14,04 10,29 11,83 11,83 11,11<br />
Gender + age + hospitalisation date +<br />
hospital province<br />
Gender + age + hospitalisation date +<br />
hospital reference area<br />
* Not available<br />
16,44 10,43 13,33 13,95 11,25<br />
* 11,74 13,52 14,46 13,83<br />
The method used for linking records was a mix, that use probabilistic, with the<br />
aid <strong>of</strong> deterministic to generate blocking and with a final manual review. The<br />
probabilistic linkage process consists in matching two or more records which<br />
are believed to belong to the same individual. It is based in two probabilities: the<br />
probability <strong>of</strong> matching given that both records belong to the same individual<br />
and the probability <strong>of</strong> matching by chance. The less probable is a value <strong>of</strong> the<br />
variables, the greater is the weight assigned. The process is done by the<br />
s<strong>of</strong>tware WCONNECTA developed by the Agència de Salut Pública de<br />
Barcelona (ASPB) (Cirera et al, 2000 and Arribas et al, 2004).<br />
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The matching process implies these phases:<br />
1. Data preparation<br />
2. Selection <strong>of</strong> linkage variables<br />
3. Evaluation <strong>of</strong> process feasibility<br />
4. Computation <strong>of</strong> simple weights<br />
5. Restriction <strong>of</strong> comparison pairs (blocking)<br />
6. Comparison stage (matching)<br />
7. Simple weights assignment<br />
8. Computation <strong>of</strong> composite weights<br />
9. Decision stage (linking)<br />
10. Threshold determination<br />
11. Review <strong>of</strong> dubious pairs<br />
1. Data preparation<br />
During July-December <strong>of</strong> 2005, 1,636 people were admitted a public hospital<br />
(HDR) <strong>of</strong> Castilla y Leon as a result <strong>of</strong> the injuries suffered in a traffic accident.<br />
During the same period, 6,970 victims <strong>of</strong> different severity were reported by<br />
police (DGT).<br />
2. Selection <strong>of</strong> linkage variables<br />
Variables used for linkage were age, gender, date <strong>of</strong> the crash and province <strong>of</strong><br />
accident / province <strong>of</strong> hospital. The absence <strong>of</strong> a common identifier for both<br />
databases resulted in the need to link both sources <strong>of</strong> information with the<br />
probabilistic method, using the information <strong>of</strong> the common variables in both<br />
databases. We assume that the hospitalisation is done the same day <strong>of</strong> the<br />
crash, and in the same province <strong>of</strong> the crash.<br />
3.Evaluation <strong>of</strong> process feasibility<br />
The feasibility study has been previously explained in section 7.7.1. with the aim<br />
<strong>of</strong> justifying why we selected the autonomous region <strong>of</strong> Castilla y Leon.<br />
4. Computation <strong>of</strong> simple weights<br />
Prior to linking records it was necessary to compute weights that will become<br />
useful later in the linking phase. These weights are based on two probabilities,<br />
the probability <strong>of</strong> matching given that both records belong to the same<br />
individual, and the probability <strong>of</strong> matching by chance. The less probable is a<br />
value <strong>of</strong> the variable, the greater is the weight assigned (Jaro, 1995).<br />
For each category within each variable there are three possible values based all<br />
<strong>of</strong> them in the distribution <strong>of</strong> the variables to be compared among both files and<br />
taking into account missing values. A value will be assigned to the pair if they<br />
coincided, a value will be assigned if they do not coincide and zero if one <strong>of</strong> the<br />
two values are missing.<br />
5. Restriction <strong>of</strong> comparison pairs (blocking)<br />
Once weights had been computed, it is necessary to compare the information<br />
obtained for the variables common to both files. This first step, known as the<br />
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blocking phase (Jaro, 1995) consisted in forming blocks in order to reduce the<br />
comparisons number. In our case we form blocks with those HDR records for<br />
which the date and time <strong>of</strong> patient attendance was within three days after the<br />
crash occurrence reported in the police files.<br />
6. Comparison stage (matching)<br />
Within each block, two level comparisons were made: firstly, the contents <strong>of</strong> the<br />
common variables for both files for each HDR record with each DGT record<br />
were compared.<br />
7. Simple weights assignment<br />
Out <strong>of</strong> every between-variable comparison a weight value was assigned.<br />
8. Computation <strong>of</strong> composite weights<br />
At a second stage, a composite weight as the sum <strong>of</strong> the individual weights<br />
obtained in between-variable comparisons was generated, allowing the<br />
comparison between records.<br />
Figure 42 indicates that the distribution<br />
<strong>of</strong> the variable WEIGHT is bimodal. It<br />
seems reasonable to think that some<br />
characteristic in the registries exists that<br />
divides them in two groups, each one<br />
with a normal distribution.<br />
We would suppose that those records<br />
that have not agreed with their real pair<br />
will have a relatively low weight, and in<br />
some few cases - based on the little<br />
frequency - not yet being real, the<br />
weight can get to be relatively high. On<br />
the other hand, those that have agreed<br />
with their pair, in most <strong>of</strong> cases will have<br />
Figure 42: Distribution <strong>of</strong> weights<br />
0<br />
0 5 10 15 20 25<br />
Weight<br />
assigned a relatively high weight, except those with the most common<br />
characteristics, that they will have the smaller weight. Under these assumptions,<br />
we can think that the characteristic that divides the records in two groups is<br />
being or not a real pair. The observation <strong>of</strong> the figure 7.7.2 indicates that a good<br />
cut <strong>of</strong>f to differentiate the two distributions could be the corresponding one to<br />
weight 13,5 (W L ).<br />
80<br />
Fr<br />
ec<br />
ue<br />
nc<br />
y<br />
60<br />
40<br />
20<br />
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9. Decision stage (linking)<br />
An HDR record was matched to a police record when it was the record with the<br />
highest composite weight after its comparison with all the remaining records in<br />
the selected block. If there are two or more records with the same weight for<br />
one HDR record, it remains unlinked, because it is impossible to distinguish<br />
which record corresponds to the same person.<br />
Out <strong>of</strong> 1693 HDR records, 1016 have been linked (63%), although we need to<br />
decide which <strong>of</strong> them are really true pairs. In order to decide which are true<br />
pairs, we analyse both the number <strong>of</strong> variables that agree and the weight <strong>of</strong><br />
each pair.<br />
Table 107 shows the distribution <strong>of</strong> the number <strong>of</strong> coincidences. Two <strong>of</strong> the<br />
1,016 records obtain the maximum weight with a record with which they only<br />
have in common or the age, or the sex, or the day <strong>of</strong> the accident or the<br />
province where the accident happened. That is its “better pair”, but it is not<br />
sufficient to trust that it is its true pair. On the other hand, 45.6% <strong>of</strong> the cases<br />
were associated to a record which agreed in all the variables.<br />
Table 107: Distribution <strong>of</strong> number <strong>of</strong> coincidences.<br />
N %<br />
1 2 0,2<br />
2 112 11,0<br />
3 439 43,2<br />
4 463 45,6<br />
Total 1.016 100,0<br />
Figure 7.7.3 shows the distribution <strong>of</strong> the weights assigned according to the<br />
number <strong>of</strong> coincident variables. The weighs cut-<strong>of</strong>f W L is also indicated. Using<br />
this point, all the records in which all the variables have agreed and 7% are<br />
considered correct <strong>of</strong> which the three variables have agreed. They do not<br />
consider any <strong>of</strong> the pairs with less correct than three coincident variables.<br />
Figure 43: Weight distribution according the number <strong>of</strong> coincident<br />
variables<br />
for n_coinc= 2<br />
for n_coinc= 3<br />
for n_coinc= 4<br />
80<br />
80<br />
80<br />
60<br />
Fre<br />
que<br />
ncy<br />
40<br />
60<br />
40<br />
60<br />
40<br />
20<br />
20<br />
20<br />
0<br />
0 5 10 15 20 25<br />
weight<br />
Weight<br />
0<br />
0<br />
0 5 10 15 20 25 0 5 10 15 20 25<br />
weight<br />
pes<br />
Weight<br />
Weight<br />
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10. Threshold determination<br />
Using these weights, two threshold values were defined: the lower-threshold<br />
limit, under which all records with such weight value would be considered not<br />
corresponding to the same individual, and the upper-threshold limit, above<br />
which a record would be considered to belong to the same individual.<br />
11. Review <strong>of</strong> dubious pairs<br />
For those pairs with a weight value between the two threshold limits, a manual<br />
review <strong>of</strong> the data by three reviewers was established, using additional<br />
information, in order to decide if the linkage was accepted. The s<strong>of</strong>tware W-<br />
conecta includes and adaptation <strong>of</strong> the sequential review process used in the<br />
field <strong>of</strong> quality control. That is when dubious cases are reviewed, considering<br />
the number <strong>of</strong> correct or incorrect pairs, the s<strong>of</strong>tware indicates how the<br />
thresholds must be modified. If the chosen interval there are too many correct<br />
records the program suggest to lower the upper threshold, and if there are too<br />
many incorrect records to higher the lower threshold.<br />
The intervals decided to be reviewed were established observing the histogram<br />
and the distribution <strong>of</strong> weights. Review <strong>of</strong> dubious cases was done by three<br />
people to assure objectivity. A conservative criteria was chosen: the linkages<br />
between records considered correct by two or more persons, were considered<br />
correct linkages. The same criteria was used for incorrect pairs <strong>of</strong> records.<br />
We will consider as linked 493 pairs. This represents 48.5% <strong>of</strong> the HDR records<br />
that had assigned to some police record, and 30% <strong>of</strong> the total <strong>of</strong> HDR records<br />
Castilla y Leon.<br />
Finally, it is necessary to discard the possibility that the connected data are<br />
biased towards the cases <strong>of</strong> more peculiar characteristics. Table 7.7.8. shows<br />
the basic characteristics <strong>of</strong> the individuals in the three groups: total hospitalised,<br />
hospitalised which have assigned any police record (63%) and total <strong>of</strong> pairs that<br />
are considered truly linked (30%).<br />
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Table 108: Main characteristics <strong>of</strong> the individuals hospitalised due to road<br />
injuries. Percentage, quartiles and values minimum and maximum.<br />
Total hospital Linked records <strong>Real</strong> pairs<br />
records<br />
N 1.636 1.016 493<br />
GENDER (%)<br />
Male 70,5 70,7 70,8<br />
Female 29,5 29,3 29,2<br />
AGE<br />
Mín 0 0 2<br />
P25 21,0 23,0 24,00<br />
P50 35,0 35,5 35,00<br />
P75 55,0 56,0 55,50<br />
Máx 97 97 97<br />
PROVINCE (%)<br />
Avila 4,6 5,4 7,1<br />
Burgos 22,7 21,2 20,9<br />
León 19,8 18,8 18,3<br />
Palencia 8,6 9,4 10,5<br />
Salamanca 11,6 12,2 14,2<br />
Segovia 4,4 4,7 3,7<br />
Soria 3,9 5,3 5,9<br />
Valladolid 16,8 15,2 12,4<br />
Zamora 7,6 7,9 7,1<br />
LENGTH OF STAY<br />
Mín 0 0 0<br />
P25 2,0 2,0 2,0<br />
P50 5,0 5,0 6,0<br />
P75 11,0 11,0 12,0<br />
Máx 109,0 89 82<br />
TYPE OF DISCHARGE (%)<br />
Home 85,7 83,2 81,1<br />
Transfer 10,5 11,6 12,8<br />
Voluntary discharge ,8 1,0 1,0<br />
Fatality 3,0 4,1 5,1<br />
The results obtained in the previous analyses suggest to consider as weight<br />
threshold (W L ) the value <strong>of</strong> 13,5. The pairs with a weight equal or greater than<br />
this are considered true linked pairs (corresponding to the same individual).<br />
Validity <strong>of</strong> record linkage<br />
As there are no unique identifiers or a subsample <strong>of</strong> records with unique<br />
identifiers that could identify the linked pairs as real pairs, two fictitious data<br />
bases for the calculation <strong>of</strong> the values <strong>of</strong> Sensitivity and Specificity have been<br />
built up.<br />
The databases were created using the following procedures: initially we decide<br />
the percentage <strong>of</strong> cases <strong>of</strong> the source that we expect to link with the records <strong>of</strong><br />
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source B. In our case, we suppose that we would expect to be able to link 70%<br />
the records <strong>of</strong> the HDR with any record <strong>of</strong> the DGT.<br />
The fictitious database contains the HDR records used for the linkage (n=1636).<br />
Out <strong>of</strong> these records 70% have been selected randomly that will also be<br />
included in the data base B. There is a variable that identifies each record (ID)<br />
and another that indicates if the registry comes also from data base B.<br />
The fictitious database B contains 70% <strong>of</strong> the records used for the linkage that<br />
we have selected randomly (n=1.187) and in addition, have added 5,800<br />
records corresponding to other years which the year <strong>of</strong> the accident has been<br />
modified until arriving to quadruplicate the size <strong>of</strong> the data base A (from the data<br />
<strong>of</strong> previous years, we know that the record number <strong>of</strong> the data base <strong>of</strong> the HDR<br />
is approximately one fourth <strong>of</strong> the record number <strong>of</strong> the DGT). A new ID has<br />
been assigned to the new cases different from those assigned previously to the<br />
records <strong>of</strong> source A.<br />
Once the two databases have been created, we proceed to link them. Records<br />
are classified as linked and unlinked according to the value <strong>of</strong> the weight<br />
threshold (W L ) established in the real connection. The ID variable is used to<br />
judge the real status <strong>of</strong> the pair <strong>of</strong> registries. Thus, we will have four possible<br />
situations (Table 109):<br />
Table 109: True and false positives and negatives according the<br />
coincidence with the identifier (ID)<br />
<strong>Real</strong> pair (same ID)<br />
No real pair (different ID)<br />
Result <strong>of</strong><br />
linkage<br />
process<br />
linked<br />
True Positives<br />
W ≥ W L<br />
(TP) 1,129<br />
Not linked False Negatives<br />
W< W L (FN) 58<br />
False Positives<br />
(FP) 20<br />
True Negatives<br />
(TN) 429<br />
True Positives (TP): <strong>Number</strong> <strong>of</strong> records pairs linked correctly.<br />
False Positives (FP): <strong>Number</strong> <strong>of</strong> records pairs wrongly linked.<br />
True Negatives (TN): <strong>Number</strong> <strong>of</strong> records unlinked pairs correctly.<br />
False Negatives (FN): <strong>Number</strong> <strong>of</strong> records wrongly unlinked pairs.<br />
From the previous parameters, we can obtain different measures to evaluate<br />
the accuracy the record linkage:<br />
• Sensitivity (S): S=TP/(TP+FN)<br />
The number <strong>of</strong> pairs <strong>of</strong> records true linked pairs divided by the total number <strong>of</strong><br />
correct pairs <strong>of</strong> records. It is interpreted as the probability that a concordant pair<br />
<strong>of</strong> records has been connected by the process.<br />
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• Specificity (E): E=TN/(FP+TN),<br />
The number <strong>of</strong> unlinked correctly divided the total number <strong>of</strong> pairs <strong>of</strong> incorrect<br />
records. It is interpreted as the probability that a discordant pair does not<br />
connect in the process.<br />
• Positive Predictive Value (PPV). VPP=TP/(TP+FP)<br />
The number <strong>of</strong> correct linked records divided by the total number <strong>of</strong> pairs <strong>of</strong><br />
linked records. It is interpreted as the probability that a pair linked is a really<br />
pair. The PPV is useful as an indicator accuracy <strong>of</strong> the linkage process.<br />
• Match Rate (MR). MR=(TP+FP)/(TP+FN)<br />
The total number <strong>of</strong> linked records pairs divided by the total number <strong>of</strong> pairs <strong>of</strong><br />
correct records.<br />
• From our data, out <strong>of</strong> 1,636 HDR records, 1,149 were linked with a<br />
weight equal or higher than 13.5. It yields a positive predictive value <strong>of</strong><br />
98.3%.<br />
• Out <strong>of</strong> 1,187 records <strong>of</strong> both databases, 1,129 were linked, which yields<br />
a sensibility <strong>of</strong> 95,1%.<br />
• Out <strong>of</strong> 449 records <strong>of</strong> A database 429 were not linked, which yields a<br />
specificity <strong>of</strong> 95,5%.<br />
• The match rate was 0,97.<br />
According to this test there would be 20 false positives and 58 false negatives.<br />
This corresponds to 0.3% and 0.8% respectively <strong>of</strong> the police database, and<br />
1.2% and 3.5% <strong>of</strong> the HDR database. We conclude that the likelihood that a<br />
pair <strong>of</strong> linked records belongs to the same person and accuracy <strong>of</strong> the<br />
procedures are high.<br />
7.7.4 Results<br />
In Castilla y Leon, during July-December <strong>of</strong> 2005, Police reported 6,970 people<br />
injured in traffic accidents, and public hospitals reported 1,636 persons<br />
hospitalised due to road injuries. Four hundred and ninety three records were<br />
linked between both databases. This corresponds to 7,1% <strong>of</strong> police records and<br />
30% <strong>of</strong> hospital records. As expected the proportion <strong>of</strong> serious casualties is<br />
higher among linked records (Table 7.7.11.)<br />
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Table 110: Linked and unlinked police and hospital records distribution.<br />
Police<br />
Hospital<br />
n % n %<br />
Yes 493 7.1 493 30.1<br />
No 6477 92.9 1143 69.9<br />
Total 6970 100.0 1636 100.0<br />
Table 111: Linked and unlinked police records by severity.<br />
Police Linked Unlinked Total<br />
severity n Col % Row % n Col % Row % n Col % Row %<br />
Fatal 13 2,6 5,3 234 3,6 94,7 247 3,5 100.0<br />
Serious 326 66,1 20,3 1283 19,8 79,7 1609 23,1 100.0<br />
Slight 154 31,2 3,0 4933 76,2 97,0 5087 73,0 100.0<br />
Unknown 27 0,4 100,0 27 0,4 100.0<br />
Total 493 100 6477 100.0 6970 100.0 100.0<br />
The distribution <strong>of</strong> casualties by MAIS is similar among linked and unlinked<br />
hospital records. The proportion <strong>of</strong> linked records increases with severity, from<br />
30.9% for MAIS 1 to 50% for MAIS 6.<br />
Table 112: Linked and unlinked hospital records by MAIS (Maximum<br />
Abbreviated Injury Severity).<br />
MAIS Linked Unlinked Total<br />
n Col % Row % n Col % Row % n Col % Row %<br />
0 20 4.1 17,4 95 8.3 82,6 115 7.0 100.0<br />
1 54 11.0 30,9 121 10.6 69,1 175 10.7 100.0<br />
2 242 49.1 29,7 572 50.0 70,3 814 49.8 100.0<br />
3 99 20.1 31,8 212 18.5 68,2 311 19.0 100.0<br />
4 51 10.3 33,3 102 8.9 66,7 153 9.4 100.0<br />
5 20 4.1 40,0 30 2.6 60,0 50 3.1 100.0<br />
6 1 0.2 50,0 1 0.1 50,0 2 0.1 100.0<br />
9 6 1.2 37,5 10 0.9 62,5 16 1.0 100.0<br />
Total 493 100.0 30,1 1143 100.0 69,9 1636 100.0 100.0<br />
The proportion <strong>of</strong> linked records increased also with longer length <strong>of</strong> stay.<br />
Table 113: Linked and unlinked hospital records by length <strong>of</strong> stay.<br />
MAIS Linked Unlinked Total<br />
n Col % Row % n Col % Row % n Col % Row %<br />
Overnight 15 3.0 24.6 46 4.0 75.4 61 3.7 100.0<br />
1-3 149 30.2 25.9 426 37.3 74.1 575 35.1 100.0<br />
>3 329 66.7 32.9 671 58.7 67.1 1000 61.1 100.0<br />
Total 493 100.0 30.1 1143 100.0 69.9 1636 100.0 100.0<br />
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The distribution <strong>of</strong> gender among linked records is similar to hospital only<br />
records, but the proportion <strong>of</strong> females is 5% lower than police only records.<br />
Regarding age, linked records shows a higher proportion (7.3%) <strong>of</strong> children<br />
under 14 years old than police only records (4.5%), but lower than hospital only<br />
records (14%). Youth from 18 to 35 years are more represented among police<br />
only records (44.8%), and less among hospital only (29.6%) and linked records<br />
(39.6%). On the other side, elderly are more represented among hospital only<br />
records (15.1%) and linked records (15,6%).<br />
Table 114: Gender and age group according to data source<br />
Police only Police ∩ Hospital Hospital only<br />
N=6477 % N=493 % N=1143 %<br />
Gender<br />
Male 4141 63.9 344 69.8 805 70.4<br />
Female 2274 35.1 148 30.0 338 29.6<br />
Unknown 62 1 0.2<br />
Age<br />
0-13 years 290 4,5 36 7,3 160 14,0<br />
14-15 years 109 1,7 8 1,6 41 3,6<br />
16-17 years 199 3,1 10 2,0 40 3,5<br />
18-35 years 2900 44,8 195 39,6 338 29,6<br />
36-50 years 1433 22,1 94 19,1 221 19,3<br />
51-65 years 814 12,6 73 14,8 170 14,9<br />
66-98 years 602 9,3 77 15,6 173 15,1<br />
999 130 2,0<br />
Information about the type <strong>of</strong> road user or <strong>of</strong> vehicle is not available for<br />
hospitals. It should be recorded with the E-code <strong>of</strong> the ICD-9-CM. But usually it<br />
is not recorded, or it is recorded only as traffic crash, without specifying anything<br />
else. A previous study (Pérez et al, 2006) showed that in Spain the E-code only<br />
gives useful information on these variables for 21% <strong>of</strong> HDR at national level.<br />
Therefore it is not possible to compare and to derive conversion factors for road<br />
user or vehicle.<br />
Among the linked records there is a higher proportion <strong>of</strong> pedestrians, pedal<br />
cyclists and motor cyclist , and a lower proportion <strong>of</strong> car occupant (Table 115<br />
and Table 116).<br />
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Table 115: <strong>Road</strong> user distribution among linked and unlinked records<br />
Police only Police Linked<br />
n % n %<br />
Car occupant 4389 67,8 286 58,0<br />
Pedestrian 440 6,8 64 13,0<br />
Pedal cyclist 112 1,7 13 2,6<br />
Motor cyclist 636 9,8 68 13,8<br />
Other 894 13,8 62 12,6<br />
Unknown 6 0,1<br />
Table 116: Type <strong>of</strong> vehicle distribution among linked and unlinked records<br />
Police only Police Linked<br />
Type <strong>of</strong> vehicle n % n %<br />
Car 4389 67,8 286 58,0<br />
Motorcycle 290 4,5 37 7,5<br />
Moped 346 5,3 31 6,3<br />
Bicycle 112 1,7 13 2,6<br />
Bus 19 0,3 4 0,8<br />
Truck or van 706 10,9 45 9,1<br />
Other 169 2,6 13 2,6<br />
Unknown 446 6.9 64 13.0<br />
Some <strong>of</strong> the differences found between linked and unlinked data might be due<br />
to the record linkage process. Cases with less common characteristics receive a<br />
higher weight than those that are more common, such 18 to 35 year old men or<br />
car occupants. It is more likely to find several records with the same<br />
characteristics.<br />
Conversion factors<br />
Table 117 and Table 119 show the number <strong>of</strong> cases reported by police and<br />
hospital and the estimated cases according police severity by length <strong>of</strong> stay and<br />
MAIS. Table 118 and Table 120 show the conversion factors derived from these<br />
data. (Results are also presented in the general section <strong>of</strong> the report).<br />
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Length <strong>of</strong><br />
Stay<br />
Table 117: Police and hospital reported cases and estimated cases by<br />
length <strong>of</strong> stay<br />
Fatal Serious Slight<br />
Police severity<br />
Not<br />
known<br />
Not in<br />
police<br />
database<br />
Total Fatal<br />
Estimated cases<br />
Serious Slight Total<br />
Overnight 7 3 5 46 61 28 12 20 61<br />
1-3 nights 3 80 66 426 575 12 309 255 575<br />
>3 nights 3 243 83 671 1000 9 739 252 1000<br />
Sub total 13 326 154 1143 1636 43 1082 511 1636<br />
Police not<br />
hospital<br />
234 1283 4933 27 234 1283 4933 6450<br />
Total 247 1609 5087 27 1143 8113 277 2365 5444 8086<br />
MAIS<br />
Table 118: Conversion factors by length <strong>of</strong> stay<br />
Length <strong>of</strong> Stay<br />
Conversion factors<br />
Fatal Serious Slight<br />
Overnight 0.115 0.008 0.004<br />
1-3 nights 0.047 0.192 0.050<br />
>3 nights 0.037 0.459 0.050<br />
Sub total 0.175 0.672 0.100<br />
Police not hospital<br />
Total 1.122 1.470 1.070<br />
Table 119: Police and hospital reported cases and estimated cases by<br />
MAIS<br />
Fatal<br />
Serious Slight<br />
Police severity<br />
Not<br />
known<br />
Not in<br />
police<br />
database<br />
Estimated cases<br />
Total Fatal Serious Slight Total<br />
1+2 4 178 114 693 989 2471 18781 5314 1 7439<br />
3 0 81 18 212 311 0 254 57 311<br />
4 3 40 8 102 153 9 120 24 153<br />
5 4 14 2 30 50 10 35 5 50<br />
6 0 0 1 1 2 0 0 2 2<br />
0+9 2 13 11 105 131 10 66 55 131<br />
Sub total 13 326 154 1143 1636 276 2353 5457 8086<br />
Police not<br />
234 1283 4933 27<br />
hospital<br />
Total 247 1609 5087 27 1143 8113<br />
1<br />
Includes proportional distribution by severity plus “Police not hospital” cases,<br />
assuming that these cases are <strong>of</strong> low severity.<br />
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Table 120: Conversion factors by MAIS<br />
MAIS<br />
Conversion factors<br />
Fatal Serious Slight<br />
1+2 1,001 1,167 1,045<br />
3 0,000 0,158 0,011<br />
4 0,036 0,075 0,005<br />
5 0,040 0,022 0,001<br />
6 0,000 0,000 0,000<br />
0+9 0,041 0,041 0,011<br />
Total 1,119 1,462 1,073<br />
7.7.5 Conclusions<br />
In this report we have shown that although it has been impossible to carry out a<br />
national study to estimate conversion factors to address the issue <strong>of</strong><br />
underreporting road casualties, it is feasible to carry out the study with only one<br />
autonomic region. The validity <strong>of</strong> the record linkage procedure is quite good,<br />
and the conversion factors derived seem to yield reasonable estimates at<br />
national level.<br />
The proportion <strong>of</strong> police records linked has been very low (7,1%). This<br />
proportion was expected because we are linking with hospitalised records,<br />
which by definition have some level <strong>of</strong> severity, and not all casualties. We know<br />
from a <strong>Road</strong> Injuries Information System based on hospital emergencies, that in<br />
Barcelona 7,8% <strong>of</strong> road casualties are hospitalised and 3,2% are transferred to<br />
another hospital, some <strong>of</strong> them are later on hospitalised.<br />
Conversion factors derived from this study would not be appropriate for slight<br />
and for urban casualties, as slight casualties are underreported in the Castilla y<br />
Leon data. We tried to estimate conversion factors from a record linkage done<br />
in Barcelona. But it is not representative <strong>of</strong> the national urban data, because in<br />
Barcelona local police report exhaustively traffic crashes and therefore<br />
conversion factors were very small. This is not the situation in many cities in<br />
Spain, although the quality <strong>of</strong> reporting is improving because many cities are<br />
setting up urban road safety plans.<br />
Some limitations need to be considered. First <strong>of</strong> all, due to lack <strong>of</strong> availability<br />
data we only used a 6 months database from only one autonomous region. It<br />
would be convenient to repeat the study including a year or even several years<br />
<strong>of</strong> data and at least one or two more autonomous regions where the study<br />
would be feasible and were there is a good balance <strong>of</strong> urban and non urban<br />
crashes.<br />
Secondly, we do not have information about the coverage <strong>of</strong> HDR in Castilla y<br />
Leon. For the whole Spain, we know that for the recent years the HDR has a<br />
good coverage <strong>of</strong> public hospitals, around 99%, but do not include private<br />
hospitals. We can assume, however that serious injuries in general attend a<br />
public hospital. Nonetheless it should be assessed.<br />
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Thirdly, and related to coverage when studying a region, it can happen that in<br />
some cases the persons injured in a collision in Castilla y Leon might be<br />
transferred to a neighbourhood autonomous region because there is a large<br />
hospital closer. This can occur in for instance in provinces closer to Madrid. In<br />
this case police records would not be able to be linked to hospital databases,<br />
and conversion factors would give lower estimates.<br />
Finally it would be very useful to derive conversion factors from different<br />
features such gender an age, and type <strong>of</strong> road user. The E-code is recorded<br />
better In some autonomous regions.<br />
In conclusion, the methodology <strong>of</strong> the study carried out to obtain conversion<br />
factors to estimate serious casualties is appropriate, but in order to apply these<br />
conversion factors we recommend to repeat the study with a broader database.<br />
Acknowledgements<br />
To Eva Cirera and Marc Marí-Dell’Olmo. To the Department <strong>of</strong> Information and<br />
Health from Castilla y León and the National Traffic Safety Authority (DGT).<br />
7.7.6 References<br />
Arribas P, Cirera E, Tristan-Polo M. (2004). Buscando una aguja en un pajar:<br />
las técnicas de conexión de registros en los sistemas de información sanitaria.<br />
Med Clin (Barc). 2004 Feb 15;122 Suppl 1:16-20<br />
Cirera E, Plasencia A, Ferrando J and Arribas P (2000). Probabilistic linkage <strong>of</strong><br />
police and emergency department sources <strong>of</strong> information on motor-vehicle<br />
injury cases: a proposal for improvement. J Crash Prevention and Injury Control<br />
2000; 2(3):229-237.<br />
Cook LJ, Olson LM, Dean JM. Probabilistic record linkage: Relationships<br />
between file sizes, identifiers, and match weights, 2001;40:196-203.<br />
Roos LL, Wajda A. Record linkage strategies. Methods <strong>of</strong> information in<br />
Medicine, 1991;30:117-123<br />
Jaro M A. Matching and Record Linkage, in Business Survey Methods, eds. B.<br />
G. Cox, D. A. Binder, B. N. Chinnappa, A. Christianson, M. J. Colledge, and P.<br />
S. Kott, New York: Wiley, 1995 pp. 355–384.<br />
MacKenzie, E. J., Sacco, W et al. (1997). ICDMAP-90: A users guide.<br />
Baltimore, The Johns Hopkins University School <strong>of</strong> Public Health and Tri-<br />
Analytics, Inc.<br />
Newcombe HB (1988). Handbook <strong>of</strong> record linkage: methods for health and<br />
statistical studies. Administration and business. Oxford: Oxford University<br />
Press,.<br />
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Pérez C, Cirera E, Borrell C, Plasencia A on behalf <strong>of</strong> the work group <strong>of</strong> the<br />
Spanish Society <strong>of</strong> Epidemiology on the Measuring <strong>of</strong> the Impact on health <strong>of</strong><br />
road traffic accidents in Spain. Motor vehicle crash fatalities at 30 days in Spain.<br />
Gac Sanit. 2006; 20(2):108-15.<br />
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7.8 Study carried out in the United Kingdom<br />
Report prepared by Jeremy Broughton and Maureen Keigan (TRL)<br />
7.8.1 Introduction<br />
The UK study has consisted <strong>of</strong> linking the road accident data from Scotland for<br />
1997-2005 with medical data from the Scottish Hospital In-Patient System. The<br />
linkage had been carried out previously for road accidents occurring between<br />
1980 and 1995 (Stone, 1985; Keigan et al, 1999). For the SafetyNet project, the<br />
procedures and s<strong>of</strong>tware were updated and applied to data from the 1997-2005<br />
period. Various comparisons are made <strong>of</strong> the results from the current study with<br />
the results <strong>of</strong> these earlier studies.<br />
The general concept <strong>of</strong> linking and comparing road accident and medical<br />
databases has been applied in a number <strong>of</strong> previous studies and can be<br />
implemented in various ways. The study reported by Simpson (1996), for<br />
example, used medical data recorded by clerks working in A&E Departments <strong>of</strong><br />
a sample <strong>of</strong> 16 hospitals in Great Britain. Collecting data in this way is relatively<br />
expensive, however, so the specific approach adopted for the SafetyNet<br />
collaboration was selected on the basis <strong>of</strong> the funding available and the level <strong>of</strong><br />
experience that existed in the eight national teams.<br />
The United Kingdom comprises England, Wales, Scotland and Northern Ireland.<br />
Scotland is the most northerly <strong>of</strong> these countries, with almost 9% <strong>of</strong> the overall<br />
population and total <strong>of</strong> registered vehicles. While Scotland has had a devolved<br />
government for several years, the same traffic laws apply throughout the United<br />
Kingdom, the 8 Scottish police forces operate in the same way as those in the<br />
rest <strong>of</strong> the country and they are subject to the same operational pressures.<br />
Table 121 compares the casualties in Scotland in 2005 with the UK total.<br />
Table 121: Proportion <strong>of</strong> UK casualties in Scotland, 2005<br />
UK total % in Scotland<br />
killed injured killed injured<br />
Pedestrians 699 33249 9.4% 9.0%<br />
Pedal cyclists 152 16558 10.5% 4.6%<br />
Motorcycle users 584 24669 5.8% 4.2%<br />
Car users 1756 182797 8.8% 6.1%<br />
Others 145 18567 11.0% 8.6%<br />
All road users 3336 275840 8.6% 6.3%<br />
7.8.2 Description <strong>of</strong> data sources<br />
The STATS19 file<br />
All road accidents involving personal injury and at least one vehicle occurring on<br />
the highway ('road' in Scotland) that were reported to the police within 30 days<br />
are recorded in the National <strong>Road</strong> <strong>Accident</strong> database (STATS19). Details <strong>of</strong><br />
accident circumstances and the vehicles and casualties involved are recorded<br />
in annual files.<br />
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A file <strong>of</strong> all casualties in Scotland was extracted from the national STATS19 files<br />
for the years 1997 to 2005. SHIPS data were supplied for 1995-2005, but the<br />
ICD9 system <strong>of</strong> injury coding used in 1995 and 1996 was superseded in 1997<br />
by the ICD10 system so the main results are from 1997-2005.<br />
The STATS19 variables extracted for the matching process consisted <strong>of</strong> police<br />
force area, date and time <strong>of</strong> the accident, casualty type, age and gender,<br />
casualty severity, road user and type <strong>of</strong> vehicle involved. The type <strong>of</strong> road user<br />
and vehicle involved were combined to create the following road user classes<br />
which were used for matching.<br />
Code<br />
<strong>Road</strong> user<br />
1 Driver <strong>of</strong> a motor vehicle<br />
2 Passenger <strong>of</strong> a motor vehicle<br />
3 Rider <strong>of</strong> a motorcycle<br />
4 Passenger <strong>of</strong> a motorcycle<br />
5 Pedal cyclist<br />
6 Pedestrian<br />
7 Unknown<br />
The SHIPS file<br />
The Scottish Hospital In-Patient System (SHIPS) data were supplied by the<br />
Healthcare Information group <strong>of</strong> NHS National Services Scotland. It was<br />
released to TRL under a confidentiality statement for users <strong>of</strong> NHS patient data.<br />
Episodes (casualties) with an 'Emergency - <strong>Road</strong> Traffic <strong>Accident</strong>' type <strong>of</strong><br />
admission or a specified <strong>Road</strong> Traffic <strong>Accident</strong> diagnostic code on the hospital<br />
discharge that were admitted and discharged within the years 1997 to 2005<br />
were selected.<br />
TRL has been advised that the operational procedures for SHIPS were<br />
unchanged between 1997 and 2005, and indeed for many years previously.<br />
Thus, any changes that are identified when the data are analysed by year<br />
cannot be attributed to changes in the data collection procedure. They must<br />
caused by changes in the number and nature <strong>of</strong> casualties, or the criteria used<br />
for admission as a hospital in-patient.<br />
A large number <strong>of</strong> variables are provided within this file including hospital code,<br />
age and gender <strong>of</strong> the patient, admission type, length <strong>of</strong> stay and six diagnosis<br />
codes. The hospital code is a unique alpha-numeric five character code. The<br />
age <strong>of</strong> the in-patient is provided and has been calculated from date <strong>of</strong> birth. The<br />
admission type notes the reason for admission and includes, for example,<br />
whether it is from an emergency, a transfer or the waiting list. The length <strong>of</strong> stay<br />
used in this report refers to total length <strong>of</strong> stay and is either for one admission or<br />
has been accumulated from a number <strong>of</strong> 'stays' in connection with the<br />
diagnoses. Thus, the earlier problems (Stone, 1984) <strong>of</strong> linking patient records<br />
for the same person with more than one admission or with additional transfer<br />
records from the same accident have been eradicated by the suppliers <strong>of</strong> the<br />
data.<br />
The files sent to TRL now hold information on a Continuous Inpatient Stay<br />
basis. A continuous inpatient stay (CIS) is a continuous period <strong>of</strong> time spent as<br />
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an inpatient or day case in hospital regardless <strong>of</strong> any transfers between<br />
specialities or hospitals. From 1997 the diagnosis codes are based on the<br />
International Classification <strong>of</strong> Diseases (ICD) codes (World Health Organisation,<br />
1992) using the ICD10 format.<br />
Length <strong>of</strong> Stay in the SHIPS data is in effect the number <strong>of</strong> nights spent in<br />
hospital. 0 days is recorded for a patient admitted and discharged on the same<br />
day, 1 day for a patient discharged the day after admission (irrespective <strong>of</strong> time<br />
on either day) etc. It is thus possible to adopt exactly the definition <strong>of</strong> Length <strong>of</strong><br />
Stay set out in Section 2.2.<br />
Some <strong>of</strong> the variables included in the SHIPS data have been used to generate<br />
fields for use in matching the two datasets. The ICD10 V codes relate to<br />
external causes <strong>of</strong> morbidity and mortality; codes V01 - V99 define transport<br />
accidents and have been used to determine the mode <strong>of</strong> transport <strong>of</strong> the<br />
casualty. These codes, provided in the SHIPS data as one <strong>of</strong> the six diagnosis<br />
codes, are as follows.<br />
ICD10 V code<br />
Mode <strong>of</strong> transport<br />
V01 - V09<br />
Pedestrian<br />
V10 - V19<br />
Pedal cyclist<br />
V20 - V29<br />
Motorcyclist<br />
V30 - V39, V80 - V86 Other motor vehicle<br />
V40 - V49<br />
Car occupant<br />
V50 - V59<br />
Light goods vehicle<br />
V60 - V69<br />
Heavy goods vehicle<br />
V70 - V79 Public service vehicle occupant<br />
V87<br />
Other vehicle<br />
V89, V98 - V99 Vehicle type unknown<br />
The V codes also have a fourth character subdivision which has been used,<br />
where possible, to assign the casualty as a driver or passenger <strong>of</strong> the vehicle. In<br />
those records where a V code was not present a road user class <strong>of</strong> unknown<br />
has been assigned.<br />
A look-up table was developed to achieve common definitions <strong>of</strong> road user. The<br />
seven classes <strong>of</strong> road user defined using STATS19 variables were taken and<br />
assigned to the V codes in ICD10. This set <strong>of</strong> codes has been used previously<br />
for linking data from these two sources for years prior to 1996. The rationale for<br />
using them again was that this would enable comparisons to be made <strong>of</strong><br />
proportions <strong>of</strong> records that have been linked for datasets from previous years,<br />
thus ensuring confidence in this revised matching method.<br />
The hospital code present in the SHIPS data provided a link to the police force<br />
area held within STATS19 as follows. As would be expected, the larger police<br />
forces have more hospitals within their areas.<br />
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Police Force Area<br />
Northern<br />
Grampian<br />
Tayside<br />
Fife<br />
Lothian and Borders<br />
Central<br />
Strathclyde<br />
Dumfries and Galloway<br />
Hospital code letter<br />
W, R, H, Z<br />
N<br />
T<br />
F<br />
B, S<br />
V<br />
C, G, A, L<br />
Y<br />
7.8.3 Description <strong>of</strong> the linking process<br />
The principles used in this method have been developed from the work carried<br />
out by Nicholl (1980) and Stone (1984). In the first instance a 10 per cent<br />
sample <strong>of</strong> Hospital In-Patient Enquiry (HIPE) records were matched with<br />
STATS19 cases for England and Wales. This produced a matching procedure<br />
with a success rate <strong>of</strong> about 50% using distance from a hospital with an<br />
accident and emergency department, date and time (for accidents that occurred<br />
on the day before admission), gender, age to produce a score for each match.<br />
This work recommended that the E-code from the ICD9 code, which represents<br />
class <strong>of</strong> road user, should be made available for further work to reduce the<br />
number <strong>of</strong> possible matches.<br />
The study reported by Stone (1984) is a comprehensive matching <strong>of</strong> police<br />
accident records and 100% sample <strong>of</strong> hospital in-patients records for Scotland<br />
for the year 1980. A matching algorithm using a similar basis to Nicholl in terms<br />
<strong>of</strong> matching variables and degrees <strong>of</strong> tolerance was developed. The bonus for<br />
this study was that the E-code describing class <strong>of</strong> road user was available and a<br />
matching proportion <strong>of</strong> 67% was achieved. Scottish Hospital In-patient data has<br />
been matched to STATS19 using this method for the years 1980 to 1995.<br />
The main variables used in the matching process for the data reported here<br />
were police force area/hospital code, date <strong>of</strong> accident/admission, casualty/inpatient<br />
age and road user class. In addition, some STATS19 variables were<br />
allowed to vary according to the tolerance level; these are casualty severity,<br />
date <strong>of</strong> accident, police force area, age and road user class. Gender was<br />
included as a matching variable and was always an exact match.<br />
Method<br />
The data were imported into a MS Access database and queries have been<br />
conducted to perform the matching process. The tolerance levels have been<br />
applied in ascending order and once a record has been matched then it is<br />
withdrawn from further matching. The lower tolerance levels are considered the<br />
best match, for example, a match at tolerance level 1 requires all <strong>of</strong> the<br />
matching fields to have the same value.<br />
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Tolerance values<br />
Using an Access update query for each <strong>of</strong> the 30 tolerance levels, the matching<br />
fields from the table containing the STATS19 records are linked with the<br />
corresponding field in the SHIPS data table. For some tolerance levels the<br />
STATS19 matching variables are permitted to vary, for example, in tolerance<br />
levels 7, 8 and 9 the age <strong>of</strong> the casualty in the STATS19 record may be plus or<br />
minus 1. Also, where the casualty severity is given a value <strong>of</strong> -1 a match with a<br />
fatal casualty in STATS19 is permitted. These queries are run to update the<br />
SHIPS record with the STATS19 unique identity reference and the tolerance<br />
level field. The tolerance values are summarised in Table 122; these are<br />
numeric ranges which are discussed following the Table. The procedures and<br />
values were established in a rigorous series <strong>of</strong> tests (Stone, 1984) and have<br />
been used in several STATS19-based linkage studies (Stone, 1984, Keigan et<br />
al., 1999, Broughton et al, 2001).<br />
Table 122: Summary <strong>of</strong> tolerance levels<br />
Level Police Age <strong>Road</strong> user Casualty Length <strong>of</strong> Hour Day<br />
Force area class severity stay<br />
1 0 0 0 0 0 0 0<br />
2 0 0 7 0 0 0 0<br />
3 0 0 0 -1 0 0 0<br />
4 0 0 7 -1 0 0 0<br />
5 0 0 0 0 0 2 1<br />
6 0 0 7 0 0 2 1<br />
7 0 1 0 0 0 0 0<br />
8 0 1 7 0 0 0 0<br />
9 0 1 0 -1 0 0 0<br />
10 0 1 7 -1 0 0 0<br />
11 0 0 0 0 0 4 1<br />
12 0 0 7 0 0 4 1<br />
13 9 0 0 0 0 0 0<br />
14 9 0 7 0 0 0 0<br />
15 0 0 0 1 5 0 0<br />
16 0 0 7 1 5 0 0<br />
17 0 2 0 0 0 0 0<br />
18 0 2 7 0 0 0 0<br />
19 0 0 5 0 0 0 0<br />
20 0 0 0 0 0 4 1<br />
21 0 0 7 0 0 4 1<br />
22 0 0 0 1 0 0 0<br />
23 0 0 7 1 0 0 0<br />
24 0 0 0 0 0 0 1<br />
25 0 0 7 0 0 0 1<br />
26 0 0 0 1 0 1 1<br />
27 0 1 0 1 0 0 0<br />
28 0 1 7 1 0 0 0<br />
29 0 3 0 0 0 0 0<br />
30 0 3 7 0 0 0 0<br />
There are certain special codes in Table 122:<br />
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o For Police Force area a value <strong>of</strong> 9 allows a match with defined<br />
neighbouring areas, 0 is the exact match value.<br />
o <strong>Road</strong> user class unknown (value 7) allows an unknown road user class<br />
in SHIPS to match with any road user class in STATS19, also at<br />
tolerance level 19 the value 5 for road user class allows a pedal cyclist<br />
or pedestrian in SHIPS to match with either a pedal cyclist or pedestrian<br />
in STATS19 data. The exact match value is 0.<br />
o Casualty severity <strong>of</strong> -1 permits a match with a fatal casualty in<br />
STATS19. A value <strong>of</strong> 1 allows a match with a slight casualty in the<br />
STATS19 data. The exact match value is 0.<br />
o Where the length <strong>of</strong> stay is quoted as 5 a SHIPS casualty with a stay <strong>of</strong><br />
5 days or less may be matched with a slight casualty.<br />
o The date <strong>of</strong> the accident is recorded in both datasets. However, time is<br />
only recorded in the STATS19 data so the hour is permitted to change in<br />
STATS19 by plus or minus n (1, 2 or 4) hours. The exact match value is<br />
0.<br />
o When the time is within n hours <strong>of</strong> midnight then the day is allowed to be<br />
the previous day and if n (1, 2 or 4) hours after midnight then the<br />
following day may be matched. The exact match value is 0.<br />
7.8.4 Results<br />
The SHIPS dataset includes 47,297 records for the years 1997 to 2005; these<br />
were matched to the STATS19 data using the 30 tolerance levels, and a total <strong>of</strong><br />
26,625 (56%) matches were achieved. All <strong>of</strong> these matches have been<br />
allocated on a one-to-one basis using the first appropriate match. In previous<br />
matching studies, a number <strong>of</strong> multiple matches were obtained that needed<br />
manual sifting to identify the best match using the local authority area. This<br />
system <strong>of</strong> tolerance levels inevitably leads to matches at the higher levels being<br />
less precise; however, it maximises the number <strong>of</strong> matches in cases where<br />
several potential matches have similar details.<br />
The proportions <strong>of</strong> matches achieved at the different tolerance levels in 1997-<br />
2005 are given in Table 123. Results from the previous matching for 1993 and<br />
1995 are included to examine the consistency <strong>of</strong> the new linkage with the<br />
original linkage procedure.<br />
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Table 123: Proportion <strong>of</strong> SHIPS records matched to STATS19<br />
ICD9 ICD10<br />
1995<br />
1993 Old New 1997 1998 1999 2000 2001 2002 2003 2004 2005<br />
method method<br />
A 3615 3610 3972 3469 3457 3191 2995 3016 2879 2595 2535 2488<br />
B 5399 5321 6096 5767 5751 5448 5341 5359 5178 4914 4837 4702<br />
A/B 67.0% 67.8% 65.2% 60.2% 60.1% 58.6% 56.1% 56.3% 55.6% 52.8% 52.4% 52.9%<br />
A=number <strong>of</strong> matched SHIPS records, B=number <strong>of</strong> SHIPS records<br />
In addition, new data for 1995 was obtained (the original 1995 dataset was no<br />
longer available at TRL) and the new matching procedure was applied; the data<br />
allow the results <strong>of</strong> the previous and the new method <strong>of</strong> matching to be<br />
compared directly. The number <strong>of</strong> SHIPS records for 1995 in this dataset was<br />
6096 compared to 5321 previously obtained, the matches at the individual<br />
tolerance levels are broadly similar apart from level 24 where the proportion<br />
doubles from 2 to 4.1%, this tolerance level allows a SHIPS casualty to match<br />
with a STATS19 record on the following day (all other variables are exact). The<br />
overall proportion matched using the new procedure was slightly less at 65.2%<br />
compared to 67.8%, which is indicative that the method <strong>of</strong> linking has been<br />
applied consistently.<br />
However, there is a steady fall in the proportion <strong>of</strong> SHIPS records that have<br />
been matched to STATS19 records during the years 1997 to 2005. This could<br />
indicate an overall decline in the proportion <strong>of</strong> road accident casualties reported<br />
to and by the police. Alternatively, certain attributes <strong>of</strong> an accident may make it<br />
more or less likely to be reported, and the range <strong>of</strong> casualties may have<br />
changed over this period so as to reduce the proportion that is likely to be<br />
reported to and by the police. For example, an increasing proportion <strong>of</strong><br />
casualties could be admitted to hospital for observation, but found to be<br />
uninjured.<br />
The proportion <strong>of</strong> matches achieved when the road user class is unknown in<br />
SHIPS and allowed to match with any class <strong>of</strong> road user in STATS19 is lower<br />
for the period 1997 to 2005 than for the earlier years. This may be a<br />
consequence <strong>of</strong> the change from using ICD9 to ICD10.<br />
The ICD10 codes appear to determine the class <strong>of</strong> road user more precisely<br />
than the ICD9 codes. The proportion <strong>of</strong> SHIPS casualties where the road user<br />
class was unknown from the ICD9 code was almost 3 times higher than for the<br />
years where ICD10 codes were used.<br />
The earlier version <strong>of</strong> the matching procedure ended with a manual comparison<br />
<strong>of</strong> the unmatched records, which identified further potential matches that lay just<br />
outside the system <strong>of</strong> tolerance levels. This was a laborious and time-consuming<br />
process that involved a degree <strong>of</strong> subjectivity. This final step was not<br />
included with the new matching procedure, which partly explains the slightly<br />
lower matching levels achieved by the new procedure – especially for 1995.<br />
It is planned to systematically assess a subset <strong>of</strong> unmatched records to see<br />
whether the system <strong>of</strong> tolerance levels can be improved. In particular, there are<br />
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indications that police reporting <strong>of</strong> age may have tended to deteriorate over<br />
time, so it may be appropriate to relax the age-related tolerances.<br />
The AIS scores for each casualty are estimated from the ICD codes in the<br />
SHIPS file. The SHIPS data from 1997 used the ICD10 system, whereas the<br />
ICD9 system had been used previously, so a new mapping from ICD to AIS was<br />
needed. The mapping from ICD10 to AIS98 developed at the University <strong>of</strong><br />
Navarra (Apollo, 2006) was adopted.<br />
Whether MAIS is estimated directly or indirectly via such a mapping,<br />
unexpected results can <strong>of</strong>ten be found, such as fatal casualties with low MAIS<br />
scores. This may appear to call into question the validity <strong>of</strong> the linkage, although<br />
such results are also found in studies which do not rely on record linkage.<br />
Consequently, a number <strong>of</strong> such cases were examined in detail, and in each<br />
case the outcome was consistent with the ICD codes, i.e. there was no cause to<br />
doubt the linkage. Four SHIPS cases with MAIS 2 that were linked to a<br />
STATS19 fatality are presented below:<br />
Trends<br />
Male pedestrian aged 20, MAIS 2, ICD10 injury codes included:<br />
Intracranial injury, unspecified injury <strong>of</strong> abdomen, lower back and pelvis<br />
and cardiac arrest. Length <strong>of</strong> stay was 0 days.<br />
Male pedestrian aged 83, MAIS 2, ICD10 injury codes included: fracture <strong>of</strong><br />
vault <strong>of</strong> skull, unspecified injury <strong>of</strong> thorax, atrial fibrillation and flutter and<br />
respiratory failure (unspecified). Length <strong>of</strong> stay was 3 days.<br />
Male driver aged 19, MAIS 2, ICD10 injury codes included: other<br />
unspecified injuries <strong>of</strong> multiple body regions and cardiac arrest. Length <strong>of</strong><br />
stay was 1 day.<br />
Male driver aged 34, MAIS 2, ICD10 injury codes included: intracranial<br />
injury and dependence on respirator. Length <strong>of</strong> stay was 19 days.<br />
Keigan et al. (1999) presents various tables <strong>of</strong> results for 1980-95 that allow<br />
comparisons to be made with results <strong>of</strong> the new linkage, and overall trends<br />
since 1980 will now be examined. Some comparisons can be made exactly,<br />
others must be approximate because <strong>of</strong> the groups used in the earlier report.<br />
First, Figure 44 examines the proportion <strong>of</strong> STATS19 casualties in Scotland that<br />
could be linked to SHIPS records. The data for 1980-95 come from the previous<br />
linkage, the data for 1997-2005 come from the new linkage and there has been<br />
no linkage for 1996. Between 53 and 60% <strong>of</strong> serious STATS19 casualties each<br />
year were linked to SHIPS records; the mean proportion in 1997-2005 is 57.5%,<br />
slightly higher than the 1987-95 mean <strong>of</strong> 56.8% although there has been a<br />
downward trend since 1999 <strong>of</strong> about 0.7% p.a.<br />
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Figure 44: The proportion <strong>of</strong> STATS19 casualties linked to SHIPS<br />
70%<br />
60%<br />
50%<br />
40%<br />
Fatal Serious Slight<br />
30%<br />
20%<br />
10%<br />
0%<br />
1980 1985 1990 1995 2000 2005<br />
Figure 4 appeared in Section 4.1 <strong>of</strong> the main report. It compares the distribution<br />
<strong>of</strong> Length <strong>of</strong> Stay in the linked casualty data with three ranges: 0 days (admitted<br />
and left hospital on the same day), 1-3 days and over 3 days. This uses the<br />
definition <strong>of</strong> Length <strong>of</strong> Stay that was applied in the earlier study, for consistency,<br />
so the data from the current study have been recalculated. There are clear<br />
overall trends, with a shift towards shorter stays in hospital. The changes<br />
between 1991-95 and 1997-99 fit broadly within the overall trends, so it appears<br />
that the results <strong>of</strong> the new linkage are consistent with those <strong>of</strong> the original<br />
linkage in terms <strong>of</strong> Length <strong>of</strong> Stay.<br />
Figure 5 also appeared in Section 4.1 <strong>of</strong> the main report, and presents the<br />
corresponding comparison for MAIS. This comparison is affected by the switch<br />
from ICD9 to ICD10. A new mapping from ICD10 to AIS98 developed at the<br />
University <strong>of</strong> Navarra (Apollo, 2006) is used, and it produced an appreciable<br />
proportion <strong>of</strong> MAIS 9 (unknown) scores. These appear to be generally minor<br />
injuries, so they have been included with MAIS 1 to prepare the Figure. The<br />
Figure shows major increases in the proportion <strong>of</strong> casualties with MAIS 1<br />
between 1991-95 and 1997-99, and corresponding reductions with higher MAIS.<br />
If, less plausibly, the MAIS 9 scores are distributed pro rata among the known<br />
codes then the changes are a little less definite, but it is clear that the<br />
combination <strong>of</strong> the ICD10 codes and the new mapping has tended to yield lower<br />
MAIS scores. There is no way <strong>of</strong> telling whether the earlier or the later system<br />
yields the more reliable results, but this Figure does indicate that results based<br />
on mapping ICD9 codes to MAIS should not be compared with results based on<br />
mapping ICD10 codes.<br />
The relationship between MAIS and Length <strong>of</strong> Stay is examined in Table 124 for<br />
the 1997-2005 period (MAIS 9 is included with MAIS 1, serious and slight<br />
casualties only are included). For example, 15% <strong>of</strong> MAIS 1 casualties left<br />
hospital on the same day in 1997-99, compared with 17% in 2003-05. The<br />
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distributions vary markedly by MAIS, and there is a trend for shorter hospital<br />
stays at most MAIS levels.<br />
Table 124: Distribution <strong>of</strong> casualties by Length <strong>of</strong> Stay at each MAIS level<br />
Length <strong>of</strong> Stay<br />
MAIS overnight 1-3 days >3 days<br />
1 1997-99 15% 74% 11%<br />
2000-02 17% 74% 10%<br />
2003-05 17% 74% 9%<br />
2 1997-99 4% 51% 45%<br />
2000-02 5% 51% 45%<br />
2003-05 5% 48% 47%<br />
3 1997-99 1% 13% 86%<br />
2000-02 1% 12% 87%<br />
2003-05 1% 15% 84%<br />
4-6 1997-99 1% 3% 96%<br />
2000-02 2% 6% 93%<br />
2003-05 1% 9% 90%<br />
This analysis is extended in Table 125 to compare the distributions for the 1997-<br />
2005 period by road user type; pedal cyclist and other casualties are omitted<br />
because <strong>of</strong> the smaller casualty numbers. The Table shows that car occupants<br />
tend to be discharged slightly earlier than pedestrians at each level <strong>of</strong> MAIS,<br />
while motorcyclists tend to spend longer in hospital.<br />
Table 125: Distribution <strong>of</strong> casualties by Length <strong>of</strong> Stay by road user type,<br />
1997-2005<br />
Length <strong>of</strong> Stay<br />
MAIS <strong>Road</strong> user type overnight 1-3 days >3 days<br />
1 car occupant 18% 72% 10%<br />
pedestrian 13% 77% 10%<br />
motorcyclist 9% 79% 13%<br />
2 car occupant 5% 51% 43%<br />
pedestrian 4% 48% 49%<br />
motorcyclist 4% 46% 51%<br />
3 car occupant 1% 14% 85%<br />
pedestrian 1% 13% 86%<br />
motorcyclist 0% 11% 89%<br />
4-6 car occupant 3% 6% 92%<br />
pedestrian 0% 7% 93%<br />
motorcyclist 0% 2% 98%<br />
Cost-benefit analysis<br />
One way <strong>of</strong> understanding the relative contribution <strong>of</strong> a particular group <strong>of</strong><br />
casualties to the national total is via cost-benefit analysis. For example, Table<br />
126 uses the British Government’s cost-benefit value <strong>of</strong> prevention <strong>of</strong> road<br />
accidents to show the relative contribution <strong>of</strong> fatal, serious and slight casualties<br />
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to the national cost <strong>of</strong> injuries. It includes the number <strong>of</strong> serious* casualties<br />
(MAIS≥3) estimated using the conversion factors from the STATS19/SHIPS<br />
linkage (Table 8). The <strong>of</strong>ficial values are averages per severity, not by MAIS,<br />
and it is assumed in the Table that the value <strong>of</strong> a serious* casualty is twice the<br />
<strong>of</strong>ficial value <strong>of</strong> a serious casualty. This is probably conservative, as this<br />
category includes those who died more than 30 days after the accident and<br />
those who suffered long-term disability.<br />
Table 126: Cost-benefit value <strong>of</strong> prevention <strong>of</strong> road accidents, Great<br />
Britain, 2005<br />
Cost per<br />
casualty (£m)<br />
<strong>Number</strong> <strong>of</strong><br />
casualties Cost (£m)<br />
Fatal 1.42846 3201 4573 38%<br />
Serious 0.16051 28954 4647 38%<br />
Slight 0.01238 238862 2957 24%<br />
Total 12177 100%<br />
Serious* 0.32102 6945 2230 18%<br />
Cost per serious* casualty estimated as twice cost per serious casualty<br />
The lower threshold <strong>of</strong> the serious injury category in Great Britain is set<br />
relatively low, but it appears that non-fatal casualties with MAIS≥3 account for at<br />
least one half <strong>of</strong> the burden <strong>of</strong> serious casualties, and one fifth <strong>of</strong> the overall<br />
injury burden.<br />
7.8.5 Conclusions<br />
The matching <strong>of</strong> SHIPS and STATS19 records that had previously been carried<br />
out at TRL for 1980-95 has been successfully extended to the 1997-2005<br />
period. This involved developing an ACCESS database that applied the<br />
principals <strong>of</strong> the earlier matching procedure. The checks described above<br />
suggest that the two procedures are broadly consistent. Table 123 showed that<br />
the proportion <strong>of</strong> SHIPS records that could be matched to STATS19 has fallen<br />
steadily since at least 1993, and it is planned to investigate this further. One<br />
possible explanation would be that changes to reporting procedures and<br />
standards may mean that the system <strong>of</strong> tolerance levels needs to be revised.<br />
An important question that must be considered is whether Scotland may be<br />
considered representative <strong>of</strong> the UK as a whole in terms <strong>of</strong> accident reporting,<br />
so that the conversion factors derived from Scottish data may be generalised to<br />
the rest <strong>of</strong> the country. The UK Department for Transport is currently carrying<br />
out a similar study to match English STATS19 records to in-patient data from<br />
the Hospital Episodes System, the equivalent for England <strong>of</strong> the SHIPS system<br />
in Scotland, so a well-founded answer may well emerge in due course.<br />
For the present, one may observe that Scotland is typical <strong>of</strong> the UK in terms <strong>of</strong><br />
traffic law and traffic conditions, and the police in Scotland are subject to the<br />
same operational pressures as the police in the rest <strong>of</strong> the country. On the other<br />
hand, although Scotland does contain major urban areas, overall it contains a<br />
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higher proportion <strong>of</strong> rural and remote areas than do England and Wales. In<br />
terms <strong>of</strong> hospital admission and clinical procedures, Scottish hospitals operate<br />
within the framework <strong>of</strong> the National Health Service, although budgets are<br />
devolved and this may lead to some variation across the country.<br />
Scotland accounts for about 9% <strong>of</strong> the UK’s fatal casualties and 6% <strong>of</strong> all<br />
casualties, and the study has matched data from 9 years, so there is no reason<br />
on statistical grounds that the results should not be considered representative.<br />
Overall, one may tentatively argue that the conversion factors derived from<br />
Scottish data may be generalised to the rest <strong>of</strong> the country.<br />
7.8.6 References<br />
Apollo Project (2006).<br />
http://www.unav.es/preventiva/traffic_accidents/pagina_5.html<br />
University <strong>of</strong> Navarra – Apollo Project.<br />
Association for the Advancement <strong>of</strong> Automotive Medicine (1998). The<br />
abbreviated injury scale, 1998 revision. Des Plaines, USA.<br />
Broughton J, Keigan M and James F J (2001). Linkage <strong>of</strong> hospital trauma<br />
data and road accident data. TRL Report 518. Wokingham: TRL Limited.<br />
CODES. Reports available from<br />
http://www-nrd.nhtsa.dot.gov/departments/nrd-30/ncsa/CODES.html<br />
Keigan M, Broughton J and Tunbridge R J (1999). Linkage <strong>of</strong> STATS19 and<br />
Scottish hospital in-patient data – analyses for 1980-1995. TRL Report 420.<br />
Wokingham: TRL Limited.<br />
Nicholl JP. The Use <strong>of</strong> Hospital In-patient Data in the Analysis <strong>of</strong> the Injuries<br />
Sustained by <strong>Road</strong> <strong>Accident</strong> <strong>Casualties</strong>. Supplementary Report 628,<br />
Wokingham: TRL Limited.<br />
Simpson H F (1996). Comparison <strong>of</strong> hospital and police casualty data: a national<br />
study. TRL Report 173: Wokingham: TRL Limited.<br />
Stone R D (1984). Computer linkage <strong>of</strong> transport and health data. Laboratory<br />
Report LR1130, Wokingham: TRL Limited.<br />
World Health Organisation (1992). International Statistical Classification <strong>of</strong><br />
Diseases and Related Health Problems. Tenth Revision. Geneva.<br />
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