o_19k6fnuqr4ap1kbjthf1mug1eigh.pdf
Transform your PDFs into Flipbooks and boost your revenue!
Leverage SEO-optimized Flipbooks, powerful backlinks, and multimedia content to professionally showcase your products and significantly increase your reach.
Brain and Cognition xxx (2011) xxx–xxx<br />
Contents lists available at ScienceDirect<br />
Brain and Cognition<br />
journal homepage: www.elsevier.com/locate/b&c<br />
Emotions induced by operatic music: Psychophysiological effects of music, plot,<br />
and acting<br />
A scientist’s tribute to Maria Callas<br />
Felicia Rodica Baltesß, Julia Avram, Mircea Miclea, Andrei C. Miu ⇑<br />
Emotion and Cognition Neuroscience Laboratory, Department of Psychology, Babes-Bolyai University, Cluj-Napoca, CJ 400015, Romania<br />
article<br />
info<br />
abstract<br />
Article history:<br />
Accepted 31 January 2011<br />
Available online xxxx<br />
Keywords:<br />
Operatic music<br />
Music-induced emotions<br />
Physiological differentiation of emotions<br />
Operatic music involves both singing and acting (as well as rich audiovisual background arising from the<br />
orchestra and elaborate scenery and costumes) that multiply the mechanisms by which emotions are<br />
induced in listeners. The present study investigated the effects of music, plot, and acting performance<br />
on emotions induced by opera. There were three experimental conditions: (1) participants listened to<br />
a musically complex and dramatically coherent excerpt from Tosca; (2) they read a summary of the plot<br />
and listened to the same musical excerpt again; and (3) they re-listened to music while they watched the<br />
subtitled film of this acting performance. In addition, a control condition was included, in which an independent<br />
sample of participants succesively listened three times to the same musical excerpt. We measured<br />
subjective changes using both dimensional, and specific music-induced emotion questionnaires.<br />
Cardiovascular, electrodermal, and respiratory responses were also recorded, and the participants kept<br />
track of their musical chills. Music listening alone elicited positive emotion and autonomic arousal, seen<br />
in faster heart rate, but slower respiration rate and reduced skin conductance. Knowing the (sad) plot<br />
while listening to the music a second time reduced positive emotions (peacefulness, joyful activation),<br />
and increased negative ones (sadness), while high autonomic arousal was maintained. Watching the acting<br />
performance increased emotional arousal and changed its valence again (from less positive/sad to<br />
transcendent), in the context of continued high autonomic arousal. The repeated exposure to music<br />
did not by itself induce this pattern of modifications. These results indicate that the multiple musical<br />
and dramatic means involved in operatic performance specifically contribute to the genesis of musicinduced<br />
emotions and their physiological correlates.<br />
Ó 2011 Elsevier Inc. All rights reserved.<br />
‘‘Maria Callas exploded the concept of what beautiful singing<br />
means: Is it pretty sounds and pure tones? Or should beauty<br />
evolve from text, musical shape, dramatic intent and, especially,<br />
emotional truth?’’<br />
(Anthony Tommassini in ‘‘A Voice and a Legend That Still Fascinate;<br />
Callas Is What Opera Should Be’’, The New York Times, September<br />
15, 1997)<br />
Abbreviations: DBP, diastolic blood pressure; ECG, electrocardiogram; GEMS,<br />
Geneva Emotional Music Scale; HF-HRV, power in the high frequency band of HRV;<br />
HR, heart rate; HRV, heart rate variability; IBI, cardiac interbeat intervals; LF-HRV,<br />
power in the low frequency band of HRV; NA, negative affect; PA, positive affect;<br />
PANAS, Positive and Negative Affect Schedule; RR, respiratory rate; RSA, respiratory<br />
sinus arrhythmia; SAM, Self-Assessment Manikin; SBP, systolic blood pressure; SCL,<br />
skin conductance level; SEM, standard error of the mean; VLF-HRV, power in the<br />
very low frequency band of HRV.<br />
⇑ Corresponding author. Address: 37 Republicii, Cluj-Napoca, CJ 400015,<br />
Romania. Fax: +40 264 590967.<br />
E-mail address: andreimiu@gmail.com (A.C. Miu).<br />
1. Introduction<br />
We are often emotionally moved by musical performances.<br />
However, emotions induced by music have only recently drawn<br />
the attention of scholars in cognitive and affective sciences (Juslin<br />
& Vastfjall, 2008; Scherer & Zentner, 2001). Field studies have<br />
confirmed that music pervades everyday life and some of its most<br />
important functions are related to mood change and emotion regulation<br />
(DeNora, 1999; Juslin, Liljestrom, Vastfjall, Barradas, &<br />
Silva, 2008; Sloboda & O’Neil, 2001). In daily life, music generally<br />
increases positive affect, alertness, and focus in the present<br />
(Sloboda, O’Neil, & Ivaldi, 2001). In addition, it provides opportunities<br />
for venting strong emotions, increasing their intensity, or<br />
calming down (DeNora, 1999). Therefore, music has been related<br />
to the genesis and control of emotions.<br />
Despite previous debates on whether music induces emotions in<br />
listeners (i.e., the so-called ‘‘emotivist’’ position), or only expresses<br />
emotions that listeners can recognize (i.e., the ‘‘cognitivist’’<br />
0278-2626/$ - see front matter Ó 2011 Elsevier Inc. All rights reserved.<br />
doi:10.1016/j.bandc.2011.01.012<br />
Please cite this article in press as: Baltesß, F. R., et al. Emotions induced by operatic music: Psychophysiological effects of music, plot, and acting. Brain and<br />
Cognition (2011), doi:10.1016/j.bandc.2011.01.012
2 F.R. Baltesß et al. / Brain and Cognition xxx (2011) xxx–xxx<br />
position) (Kivy, 1990; Scherer & Zentner, 2001), the recent literature<br />
has generally supported the former view that music induces<br />
subjective (e.g., self-reported sadness), behavioral (e.g., crying),<br />
and physiological changes (e.g., heart rate [HR – see list of acronyms]<br />
deceleration) that are characteristic of emotions (Bharucha,<br />
Curtis, & Paroo, 2006; Juslin & Vastfjall, 2008; Koelsch, 2005;<br />
Scherer & Zentner, 2001). In addition, the mechanisms by which<br />
music induces emotions (e.g., semantic associations, emotional<br />
contagion based on observation of facial and vocal expressions;<br />
see Bezdek & Gerrig, 2008; Hietanen, Surakka, & Linnankoski,<br />
1998; Lundqvist & Dimberg, 1995) may not be specific to music,<br />
but this possibility has only recently started to be investigated<br />
(for reviews, see Juslin & Vastfjall, 2008; Scherer & Zentner,<br />
2001). The present report stems from the emotivist approach,<br />
and will examine the effects of opera on listeners’ physiological responses<br />
and subjective ratings of their own emotions.<br />
One way to investigate these issues has been to identify physiological<br />
responses during music listening (e.g., Krumhansl, 1997;<br />
Nyklícek, Thayer, & Van Doornen, 1997). This approach has extended<br />
the studies on the physiological differentiation of emotions<br />
induced by facial expressions (e.g., Ekman, Levenson, & Friesen,<br />
1983), images (e.g., Codispoti, Bradley, & Lang, 2001), and even natural<br />
sounds (e.g., Bradley & Lang, 2000). Previous studies indicated<br />
that only certain emotions (e.g., fear, disgust) can be distinguished<br />
based on their autonomic signatures (for review see Levenson,<br />
1992), but the effect sizes were small or medium at best (Cacioppo,<br />
Berntsen, Klein, & Poehlmann, 1997). These findings are not surprising<br />
considering the limited emotional saliency of images and<br />
words presented in laboratory settings. Recent psychophysiological<br />
studies have used more complex stimuli such as films, and consequently<br />
induced more robust experiences of emotion and<br />
physiological responses (e.g., Frazier, Strauss, & Steinhauer, 2004;<br />
Kreibig, Wilhelm, Roth, & Gross, 2007).<br />
1.1. Psychophysiology of music-induced emotions<br />
Like films, music has been shown to produce physiological<br />
changes that can distinguish between emotions. In two landmark<br />
studies, Krumhansl (1997), and Nyklícek et al. (1997) measured a<br />
large array of cardiovascular, respiratory, and electrodermal responses<br />
in association with self-report measures of emotions induced<br />
by music. Emotions were differentiated based on certain<br />
physiological responses such as respiratory sinus arrhythmia<br />
(RSA) and cardiac interbeat intervals (IBI) (Nyklícek et al., 1997).<br />
For instance, sadness ratings correlated positively with IBI, systolic<br />
(SBP) and diastolic blood pressure (DBP), and negatively with skin<br />
conductance level (SCL) (Khalfa, Peretz, Blondin, & Manon, 2002;<br />
Krumhansl, 1997). Emotional arousal was best explained by physiological<br />
changes, which accounted for 62.5% of the variance<br />
(Nyklícek et al., 1997). There is only one psychophysiological field<br />
study that measured emotional ratings, electrodermal and respiratory<br />
responses in a sample of spectators (i.e., 27 listeners) during<br />
several live performances of Wagner’s operas given in the festival<br />
theater of Bayreuth in 1987–1988 (Vaitl, Vehrs, & Sternagel,<br />
1993) 1 . In contrast to laboratory studies, these limited field results<br />
suggested that physiological responses differed between opera leitmotivs,<br />
but there was a weak correspondence between physiological<br />
and subjective measures of emotions.<br />
Psychophysiological studies have thus focused on the coherence<br />
between subjective, behavioral, and physiological components of<br />
music-induced emotions. Lundqvist, Carlsson, and Juslin (2009) reported<br />
an association between music-induced happiness and<br />
1 A recent laboratory study on psychophysiological changes induced by opera came<br />
to our attention while this article was under review. See Bernardi et al. (2009).<br />
greater SCL, and supported the emotivist position. In contrast, another<br />
study found that increased emotional arousal occurred without<br />
changes in SCL (Grewe, Nagel, Kopiez, & Altenmuller, 2007a).<br />
The latter pattern of results was interpreted as evidence for the<br />
cognitivist position, although the participants were clearly instructed<br />
to rate the emotional arousal they felt, and not that expressed<br />
by the music. These apparently divergent results might<br />
be explained by methodological differences, considering that one<br />
study used a self-report instrument that measured changes in several<br />
basic emotions (Lundqvist et al., 2009), and the other measured<br />
changes in arousal and valence across emotions (Grewe<br />
et al., 2007a). In addition, there are emotions specifically induced<br />
by music that are not captured by basic emotion measures such<br />
as the one used by Lundqvist et al. (2009).<br />
1.2. Specific music-induced emotions<br />
It has been argued that aesthetic emotions are deeper and more<br />
significant (Sloboda, 1992), nuanced and subtle (Scherer & Zentner,<br />
2001) than other more general emotions. Indeed, the range of music-induced<br />
emotions goes beyond the emotions captured by the<br />
basic emotion models. A recent field study showed that a nine-factor<br />
model best fitted the emotion descriptors that were chosen by<br />
music listeners who attended a classical music festival (Zentner,<br />
Grandjean, & Scherer, 2008). It included emotion categories (e.g.,<br />
wonder, transcendence) that are not part of any current model of<br />
emotion. The Geneva Emotional Music Scale (GEMS) is the first<br />
questionnaire designed to measure music-induced emotions<br />
(Zentner et al., 2008). To our knowledge, no study has investigated<br />
the correlation between physiological responses and music-induced<br />
emotions measured by GEMS.<br />
1.3. Music-induced chills<br />
Music-induced emotions are often accompanied by physical<br />
sensations such as chills (i.e., tremor or tingling sensations passing<br />
through the body as the result of sudden keen emotion or excitement).<br />
Two landmark studies indicated that the great majority of<br />
people were susceptible to chills (Sloboda, 1991), and these bodily<br />
phenomena were associated with music-induced emotions, especially<br />
sadness and melancholy (Panksepp, 1995). Musical events<br />
such as crescendos or a solo instrument (e.g., a soprano’s voice)<br />
emerging from a softer orchestral background induced chills<br />
(Grewe, Nagel, Kopiez, & Altenmuller, 2007b; Panksepp, 1995).<br />
Psychophysiological studies have shown that music-induced chills<br />
correlated with increases in SCL and HR (Grewe et al., 2007b;<br />
Rickard, 2004). The present study aims to integrate the measurement<br />
of chills, music-induced emotions reflected by GEMS, and a<br />
wider range of physiological changes.<br />
1.4. The duration of musical stimuli<br />
One important aspect that differentiates studies of music-induced<br />
emotions is the duration of stimuli. For instance, many studies<br />
used short (i.e., several seconds), monotonic musical stimuli. It<br />
has been suggested that even less than one second of music is sufficient<br />
to prime an emotional meaning (e.g., Bigand, Vieillard,<br />
Madurell, Marozeau, & Dacquet, 2005; Peretz, Blood, Penhune, &<br />
Zatorre, 2001; Watt & Ash, 1998). However, this approach has at<br />
least two limitations. First, it usually involves forced-choice responses<br />
that increase the difficulty of emotional valence processing<br />
(Bigand et al., 2005; Peretz et al., 2001). Second, the correct<br />
categorization of the emotional content of music may only reflect<br />
the emotions that listeners perceive in music. One second may<br />
not be enough time to develop an emotional response. At any rate,<br />
longer durations of musical stimuli increase the magnitude of<br />
Please cite this article in press as: Baltesß, F. R., et al. Emotions induced by operatic music: Psychophysiological effects of music, plot, and acting. Brain and<br />
Cognition (2011), doi:10.1016/j.bandc.2011.01.012
F.R. Baltesß et al. / Brain and Cognition xxx (2011) xxx–xxx 3<br />
psychophysiological responses in music-induced emotions (Witvliet<br />
& Vrana, 2007). Psychophysiological studies generally used longer<br />
stimuli (i.e., ranging from 6 to 600 s), and it has been argued that<br />
the use of full music pieces has greater external validity when<br />
investigating emotional responses to music (Grewe et al., 2007a;<br />
Nater, Abbruzzese, Krebs, & Ehlert, 2006; Rickard, 2004).<br />
1.5. Multiple sources of emotion in operatic music<br />
The duration of musical stimuli, as well as the integration of<br />
music with congruent visual and verbal cues are important contributors<br />
to emotional responses that people develop to musical<br />
performance (Bezdek & Gerrig, 2008; Scherer & Zentner, 2001).<br />
Operatic music performance involves both singing and acting,<br />
which multiplies the mechanisms by which emotions are induced<br />
in listeners. Opera adds the power of the dramatic plot and the personality<br />
of the performer to the affective message of the musical<br />
score and the emotional expressivity of voice (Scherer, 1995).<br />
The rich audiovisual background arising from the orchestra and<br />
elaborate scenery and costumes are also important. The objective<br />
of the present study was to investigate for the first time the cumulative<br />
contributions of music listening, learning the context of the<br />
events it portrays (i.e., plot), and watching the acting performance<br />
to emotions induced by opera.<br />
These sources may support the genesis of emotion either independently<br />
or in concert. Research on film music supports the latter<br />
possibility. For instance, music presented during the opening scene<br />
of a film influenced the emotional valence of words that participants<br />
used in their continuations of the narratives (Vitouch,<br />
2001). In addition, judgments of characters displaying neutral<br />
emotions were significantly affected by the emotional content of<br />
the music that accompanied the film (Tan, Spackman, & Bezdek,<br />
2007). Lyrics are also important in emotional responses to music.<br />
For instance, the emotional effects of music and lyrics were investigated<br />
by combining musical excerpts with lyrics that conveyed<br />
the same emotion or another emotion (Ali & Peynircioglu, 2006;<br />
Stratton & Zalanowski, 1994). These studies indicated that lyrics<br />
enhanced emotion in sad and angry music. Furthermore, these<br />
emotions readily transferred to images that were arbitrarily associated<br />
with songs (Ali & Peynircioglu, 2006). In addition, visual<br />
cues such as facial expressions are preattentively integrated with<br />
vocal cues and influence the emotional judgment of the latter (de<br />
Gelder, Bocker, Tuomainen, Hensen, & Vroomen, 1999). Therefore,<br />
it seems likely that facial expressions of singers influence the emotional<br />
processing of music. Overall, music, lyrics, and visual cues<br />
seem to significantly contribute to the genesis of music-induced<br />
emotions, and their concerted contribution may explain why operatic<br />
music is so effective in inducing emotions. However, this complex<br />
issue has not been investigated to date.<br />
1.6. Objectives of the present study<br />
We investigated subjective and physiological emotional responses<br />
to operatic music. In order to maximize external validity,<br />
we chose a dramatically coherent and musically complex excerpt<br />
from Tosca by Giacomo Puccini. The soprano Maria Callas and the<br />
baritone Tito Gobbi gave a legendary interpretation of the main<br />
characters in Tosca, and their 1964 live performance at Covent Garden<br />
was fortunately recorded on film. In this performance, both artists<br />
impress by their emotional identification with the characters,<br />
and the way they deliver the mixture of lust and hate, fear, emotional<br />
vulnerability and indignation through their voice (Huck,<br />
1984). Studying the psychophysiology of emotion during this performance<br />
offers us an opportunity to catch a scientific glimpse of<br />
the emotional force that artists such as Maria Callas have inspired.<br />
The present study had three experimental conditions that<br />
investigated the contributions of music, plot, and acting performance<br />
to emotional responses. First, participants listened to the<br />
musical excerpt. Then, they read a summary of the plot and listened<br />
to the same musical excerpt again. In the third condition,<br />
they re-listened to music while they watched the subtitled film<br />
of this acting performance. In between conditions, we measured<br />
music-induced emotions using both dimensional, and specific music-induced<br />
emotion questionnaires. During the experimental conditions,<br />
cardiovascular, electrodermal and respiratory responses<br />
were continuously recorded, and the participants kept track of<br />
their musical chills.<br />
Since there are very few psychophysiological studies of emotions<br />
in operatic music (and operatic music is so diverse), the present<br />
study was consequently exploratory. Based on the musical and<br />
dramatic content of this musical excerpt, we expected that it<br />
would induce a pattern of emotions characterized by increased<br />
unpleasant emotions (e.g., sadness) and decreased pleasant emotions<br />
(e.g., joyful activation, peacefulness). In addition, based on<br />
the literature in related areas (e.g., sadness induced by films), we<br />
expected a change in the sympathovagal balance, with vagal withdrawal<br />
and sympathetic activation, as well as decreases of SCL and<br />
respiratory rate (RR). We were specifically interested in the way<br />
each successive layer of complexity influenced music-induced<br />
emotions and their physiological correlates.<br />
2. Methods<br />
2.1. Participants<br />
N = 37 healthy, right-handed Romanian volunteers (25 women;<br />
mean age = 21.4 years, ranging between 19 and 24 years), with<br />
good hearing, were selected for this study (out of an initial pool<br />
of 45 volunteers). The sample size was determined by using a priori<br />
statistical power analysis (power = 0.95; alpha = 0.05; effect<br />
size f = 0.25) run in the G-Power 3.1 software (Faul, Erdfelder, Lang,<br />
& Buchner, 2007). The participants had no significant musical education,<br />
but they reported that music was an important part of their<br />
lives. None of the participants reported having listened to Tosca before,<br />
a preference for classic or operatic music, or understood Italian.<br />
These inclusion criteria were important in order to control for<br />
the degree of familiarity with the selected musical piece, and<br />
understanding of the lyrics. None of the participants reported cardiovascular<br />
or neurological problems, or any kind of medical treatment<br />
that would interfere with cardiovascular and autonomic<br />
functions. Participants were asked to refrain from alcohol, caffeine<br />
and smoking at least four hours before the experiment. All the participants<br />
signed an informed consent to participate to the experiment<br />
and the procedures complied with the recommendations of<br />
the Declaration of Helsinki for human studies.<br />
2.2. Materials<br />
We used an excerpt from Giacomo Puccini’s Tosca (Act II), filmed<br />
at Covent Garden in 1964, starring Maria Callas as Floria Tosca, Tito<br />
Gobbi as Scarpia, and Renato Cioni as Mario Cavaradossi (Zeffirelli,<br />
2002). We selected and juxtaposed two excerpts (i.e., excerpt 1 from<br />
11 0 :00 00 [Scarpia: Ed or fra noi parliam da buoni amici]to22 0 :31 00 [Scarpia:<br />
Io? Voi!], and excerpt 2 from 23 0 :36 00 [Tosca: Quanto?]to31 0 :35 00<br />
[Tosca: Perché me ne rimuneri cosi?]) for the following reasons. First,<br />
these excerpts contain the plot (see Supplementary materials)<br />
involving all the three main characters (i.e., Tosca, Scarpia, and Cavaradossi).<br />
Second, these excerpts are musically and dramatically<br />
heterogenous, with a variety of rhythmical dynamics, ascending<br />
and descending scales, large vocal range and emotional tension. In<br />
Please cite this article in press as: Baltesß, F. R., et al. Emotions induced by operatic music: Psychophysiological effects of music, plot, and acting. Brain and<br />
Cognition (2011), doi:10.1016/j.bandc.2011.01.012
4 F.R. Baltesß et al. / Brain and Cognition xxx (2011) xxx–xxx<br />
addition, our approach to inducing music-related emotions explicitly<br />
relied on using longer excerpts (e.g., 19 0 :30 00 in the present study)<br />
from popular operatic compositions in order to credibly replicate the<br />
musical context that induces emotions in the real world (Grewe<br />
et al., 2007a; Juslin & Vastfjall, 2008; Rickard, 2004). Music was presented<br />
using Technics RP-F600 high-quality noise canceling closed<br />
headphones. Before the start of the experiment, a test tone was<br />
played, giving participants the opportunity to adjust the loudness<br />
to an individually comfortable level. After the participants read the<br />
plot before the second experimental condition, the experimenters<br />
checked how well the plot was understood by asking the participants<br />
the following questions: (1) who are the main characters; (2)<br />
what happens in this opera; and (3) what happens in this excerpt<br />
of the opera? The great majority of the participants answered correctly<br />
to these questions, but those who omitted or were not sure<br />
of certain details were allowed to read the summary of the plot again<br />
and assisted with supplementary explanations by the experimenters.<br />
This experimental condition started only after each participant<br />
correctly answered all the questions regarding the plot. The video<br />
was displayed on a Samsung SyncMaster 205BW monitor<br />
(50.8 cm), located 1.5 m in front of the participant’s chair. The experimental<br />
room was small and dimly lit, and was maintained at a comfortable<br />
ambient temperature.<br />
2.3. Procedure<br />
There were three conditions of musical experience: (1) music<br />
listening; (2) music re-listening after learning the plot; and (3) music<br />
re-listening while watching the acting performance. Previous<br />
studies revealed that the psychophysiological responses induced<br />
by music are not significantly affected by repeated exposure<br />
(Grewe et al., 2007a, 2007b). However, we also included a control<br />
condition in which an independent sample of N = 9 participants<br />
(five women) successively listened three times to the same musical<br />
excerpt, in order to check whether the repeated exposure to music<br />
influenced the subjective and physiological measures. The same<br />
questionnaires and physiological recordings were used in the main<br />
experiment and the supplementary control condition, except SBP<br />
and DBP that were not measured in the latter condition. The participants<br />
in this control experiment met all the inclusion criteria that<br />
applied to the main experiment.<br />
At the arrival to the laboratory, each participant completed the<br />
general scales of the Positive and Negative Affect Schedule (PANAS-<br />
I) (Watson & Clark, 1994), in order to control for differences in<br />
affective mood before the start of the experiment. After a habituation<br />
period during which participants were explained that several<br />
non-invasive recordings will be taken during music listening, the<br />
physiological electrodes for SCL and electrocardiogram (ECG), as<br />
well as the respiration transducer and an arm cuff coupled to an<br />
automatic blood pressure monitor were attached. Participants<br />
were instructed to sit comfortably and relax, and carefully listen<br />
to the music while monitoring the music-related emotions they<br />
felt without trying to control them in any way. They were instructed<br />
to identify emotions they felt during music listening,<br />
and not emotions that the music expressed. They were also requested<br />
to keep a count on a scratch sheet of the number of chills<br />
they experienced during each condition.<br />
Each condition was preceded by a 5 min interval during which<br />
baseline physiological recordings were made. Participants completed<br />
each condition and unless they wanted a break, they moved<br />
onto the following condition. First, they listened to the musical excerpt.<br />
In the second condition, they were given a summary of the<br />
plot (see Supplementary materials). Using a brief questionnaire,<br />
the experimenters first made sure that participants understood<br />
the plot and knew the characters, and then music was played<br />
again. In the third condition, the participants listened to music<br />
while also watching the acting performance. In order to facilitate<br />
the complete understanding of the plot and acting performance,<br />
the movie was subtitled in Romanian.<br />
After each condition, participants were required to rate the<br />
emotional arousal (1 – non-arousing to 5 – arousing) and valence<br />
(1 – unpleasant to 5 – pleasant) induced by music; and completed<br />
GEMS (Zentner et al., 2008) for music-induced emotions.<br />
2.4. Self-report measures<br />
The positive (PA) and negative affect (NA) scales of PANAS-I<br />
(Watson & Clark, 1994) include 20 items each, which measure<br />
the affective mood in the past few weeks until present. Emotional<br />
arousal and valence were measured using the Self-Assessment<br />
Manikin (SAM) (Bradley & Lang, 1994). SAM is a non-verbal pictorial<br />
assessment technique that directly measures the pleasure and<br />
arousal (as well as dominance, which was not used in the present<br />
study) associated with a person’s affective reaction to a wide variety<br />
of stimuli. For the measurement of emotions induced by music<br />
(e.g., wonder, transcendence, tenderness, peacefulness), we used<br />
the long (i.e., 45 items) variant of GEMS (Zentner et al., 2008).<br />
GEMS scores are grouped on nine factors: wonder; transcendence;<br />
tenderness; nostalgia; peacefulness; power; joyful activation; tension;<br />
and sadness. Whereas the dimensional rating allowed us to<br />
document general changes of emotional arousal and valence, GEMS<br />
offered us the possibility of actually identifying the specific emotions<br />
that were induced by each experimental condition. Self-reports<br />
of chills were also collected.<br />
2.5. Physiological measures<br />
ECG, SCL, and respiration were continuously recorded during<br />
the baseline and experimental conditions, using a BIOPAC MP150<br />
system and specific electrodes and transducers. Blood pressure<br />
was intermittently measured at fixed intervals during the experimental<br />
condition.<br />
2.5.1. Cardiovascular measures<br />
ECG was recorded using disposable pregelled Ag/AgCl electrodes<br />
placed in a modified lead II configuration, at a sample rate of 500<br />
samples/s, and amplified using an ECG100C module. After visual<br />
inspection of the recordings and editing to exclude artifacts in<br />
AcqKnowledge 3.9.0.17, all the recordings were analyzed using Nevrokard<br />
7.0.1 (Intellectual Services, Ljubljana, Slovenia). We calculated<br />
HR, and HR variability (HRV) indices in the time and<br />
frequency domains: mean IBI between successive R waves (HR and<br />
IBI are negatively correlated); power in the high frequency<br />
(HF-HRV) band (0.15–0.4 Hz in adults) of HRV, also known as<br />
RSA; power in the low (LF-HRV) (0.05–0.15 Hz), and very low<br />
frequency (VLF-HRV) (0–0.05 Hz) bands of HRV, as well as LF/HF<br />
ratios. The latter three measures, obtained by spectral analysis, are<br />
reported in normalized units (see Task Force Report, 1996). RSA<br />
reflects vagal modulation of the heart, whereas LF-HRV reflects a<br />
complex interplay between sympathetic and vagal influences (see<br />
Eckberg, 1997; Kingwell et al., 1994; Miu, Heilman, & Miclea,<br />
2009; Task Force of the European Society of Cardiology and Electrophysiology,<br />
1996). These measures were derived from each baseline<br />
and experimental conditions. The statistical analyses of RSA included<br />
respiration frequency as covariate in order to control for<br />
the influence of respiration on this measure. Therefore, the results<br />
reported here controlled for the influence of respiration on RSA.<br />
2.5.2. Skin conductance<br />
After cleaning and abrading the skin of the palms, TSD203<br />
electrodermal response electrodes filled with isotonic gel were attached<br />
to the volar surfaces of the index and medius fingers. SCL<br />
Please cite this article in press as: Baltesß, F. R., et al. Emotions induced by operatic music: Psychophysiological effects of music, plot, and acting. Brain and<br />
Cognition (2011), doi:10.1016/j.bandc.2011.01.012
F.R. Baltesß et al. / Brain and Cognition xxx (2011) xxx–xxx 5<br />
recordings were amplified using a GSR100C module. We estimated<br />
SCL by extracting the area under the curve (lS/s) from each baseline<br />
and experimental condition, after the downdrift in the SCL<br />
waves was eliminated using the ‘‘difference’’ function of Acq-<br />
Knowledge, as described in (Bechara, Damasio, Damasio, & Lee,<br />
1999; Miu, Heilman, & Houser, 2008).<br />
2.5.3. Respiration<br />
One channel of respiration was measured using a top respiration<br />
band placed on the chest, below the breast. The data were recorded<br />
with the RSP100C module and the TSD201 Transducer of<br />
the Biopac system. TSD201 can arbitrarily measure slow to very<br />
fast thoracic and abdominal respiration patterns with no loss in<br />
signal amplitude, optimal linearity and minimal hystheresis. RR<br />
(in cycles per minute) was calculated breath by breath using Acq-<br />
Knowledge software.<br />
2.5.4. Blood pressure<br />
SBP and DBP (in millimeters of mercury) were measured intermittently<br />
with an automatic blood pressure monitor (Digital Blood<br />
Pressure monitor, Vital System) through an arm cuff at the participant’s<br />
right upper arm. Inflation was initiated at the end of the<br />
baseline, at minutes 5, 10, 15, and at the end of the musical<br />
condition.<br />
2.6. Data reduction<br />
For the continous physiological measurements (i.e., all except<br />
SBP and DBP), we calculated difference scores by subtracting each<br />
baseline measure (i.e., the quiet sitting period immediately preceding<br />
each musical experience condition) from the corresponding<br />
experimental condition measure (see Kreibig et al., 2007). In the<br />
case of SBP and DBP that were intermittently measured, we first<br />
calculated the arithmetic mean of the physiological data from<br />
baseline and experimental conditions, and then derived the same<br />
difference score. The raw scores were transformed to T scores for<br />
normalization.<br />
2.7. Statistical analysis<br />
Data were inspected for outliers (Stevens, 2002, pp. 14–17) –<br />
only 0.8% of the data were excluded. We used repeated measure<br />
ANOVA and ANCOVA, followed by post hoc tests, in order to determine<br />
whether there were differences in emotion experience and<br />
physiological responses between the musical experience conditions.<br />
Effect sizes for t-tests and AN/COVA are reported as Cohen’s<br />
d and g 2 p , and interpreted as follows: d = 0.2 or g2 p<br />
= 0.01 – small effect<br />
size; d = 0.5 or g 2 p<br />
= 0.059 – medium effect size; and d = 0.8 or<br />
g 2 p<br />
= 0.138 – large effect size (Cohen, 1988). We also used the Friedmann<br />
non-parametric test to analyze potential differences between<br />
the frequency of chills in the experimental conditions. In<br />
addition, correlation analyses allowed us to test the association between<br />
emotion experience, physiological responses, and chills.<br />
Simple regressions were used to test whether affective mood<br />
(i.e., PA and NA) predicted affect (i.e., dimensional and specific<br />
emotion ratings) and physiological responses. The data are reported<br />
in the graphs as means ± one standard error of the means<br />
(SEM).<br />
3. Results<br />
3.1. General affect<br />
A 3 (musical experience: music listening vs. learning the plot vs.<br />
watching the acting performance) 2 (sex: women vs. men)<br />
Fig. 1. Changes in emotional arousal and valence (SAM) induced by music listening<br />
(1), learning the plot (2), and watching the acting performance (3).<br />
ANCOVA indicated that musical experience had a significant main<br />
effect on self-reported emotional arousal (F[4, 32] = 6.19, p = 0.002,<br />
g 2 p<br />
= 0.12). NA and PA were included as covariates in these analyses<br />
in order to control for the affective mood of participants before the<br />
experiments.<br />
The analyses of the data from the supplementary control sample<br />
indicated that the repeated exposure to music had no significant<br />
effects on emotional arousal and valence (p= 0.3 for both)<br />
(see Supplementary Fig. 1). In addition, we compared the first music<br />
listening condition in the control experiment to the music listening<br />
condition from the main experiment, in order to verify<br />
their similarity. Indeed, there were no significant differences between<br />
the arousal (t[45] = 1.29, ns) and valence scores<br />
(t[45] = 1.23, ns) in the first conditions of the main and control<br />
experiments, respectively.<br />
Although emotional arousal and valence were not measured before<br />
the first condition because it would have been hard to find an<br />
equally complex, but emotionally neutral stimulus to which to<br />
compare the first experimental condition, we explored the affective<br />
experience that music listening induced by one sample Student t-<br />
tests. The expected mean was the mid-value of the SAM rating<br />
scale. These analyses indicated that music listening was associated<br />
with increased emotional arousal (t[35] = 2.42, p = 0.02, Cohen’s<br />
d= 0.3) and valence scores (t[35] = 8.57, p < 0.0001, Cohen’s d=<br />
1). Next, by comparing between the three experimental condition,<br />
we found that watching the acting performance significantly increased<br />
emotional arousal compared to learning the plot, and music<br />
listening (see Fig. 1). Neither the main effect of sex, nor the interaction<br />
of sex musical experience on emotional arousal and valence<br />
were statistically significant.<br />
3.2. Music-induced emotions<br />
The effects of musical experience and sex on music-induced<br />
emotions measured by GEMS were also investigated. A 3 (musical<br />
experience: music listening vs. learning the plot vs. watching the<br />
acting performance) 2 (sex: women vs. men) ANCOVA indicated<br />
that musical experience induced specific emotions. NA and PA<br />
were again included as covariates in these analyses.<br />
The analyses of the data from the supplementary control sample<br />
indicated that the repeated exposure to music had no significant<br />
effects on any of the GEMS measures (p > 0.1 for all) (see<br />
Please cite this article in press as: Baltesß, F. R., et al. Emotions induced by operatic music: Psychophysiological effects of music, plot, and acting. Brain and<br />
Cognition (2011), doi:10.1016/j.bandc.2011.01.012
6 F.R. Baltesß et al. / Brain and Cognition xxx (2011) xxx–xxx<br />
decreased IBI (F[4, 32] = 2.98, p = 0.05, g 2 p<br />
= 0.08), and SCL<br />
(F[4, 32] = 3.2, p = 0.04, g 2 p<br />
= 0.09) in comparison to music listening.<br />
3.4. Experienced chills<br />
The repeated exposure of the independent control sample to<br />
music had no significant effect on self-reported chills (p = 0.3).<br />
There were no differences between the frequency of chills in the<br />
control and main experiments, respectively.<br />
A Friedman non-parametric test compared between the three<br />
experimental conditions in the main experiment and indicated<br />
that the exposure to the acting performance significantly increased<br />
the number of reported chills (v 2 = 8.92, p = 0.01) in comparison to<br />
learning the plot and music listening.<br />
3.5. Relationships between music-induced affect, chills, and<br />
physiological responses<br />
Fig. 2. Changes in GEMS scores induced by music listening (1), learning the plot (2),<br />
and watching the acting performance (3).<br />
Supplementary Fig. 2). We also compared the pattern of GEMS<br />
scores between the first conditions of the main and control experiments.<br />
There was only one significant difference on tenderness<br />
(t[45] = 2.25, p = 0.02), with higher scores in the music listening<br />
condition of the main experiment.<br />
By comparing between the three experimental condition, we<br />
found that learning the plot and watching the acting performance<br />
had significant effects on distinct music-induced emotions (see<br />
Fig. 2). On the one hand, learning the plot reduced the scores of<br />
peacefulness (F[4, 32] = 7.84, p = 0.0009, g 2 p<br />
= 0.23) and joyful activation<br />
(F[4, 32] = 5.85, p = 0.004, g 2 p<br />
= 0.17), and increased sadness<br />
(F[4, 32] = 10.98, p = 0.0001, g 2 p<br />
= 0.32). On the other hand, watching<br />
the acting performance increased the scores of wonder<br />
(F[4, 32] = 8.13, p = 0.0007, g 2 p<br />
= 0.23) and transcendence<br />
(F[4, 32] = 4.02, p = 0.02, g 2 p<br />
= 0.11). Neither the main effect of sex,<br />
nor the interaction of sex musical experience on specific emotions<br />
were statistically significant.<br />
3.3. Physiological responses<br />
The analyses of the data from the supplementary control sample<br />
indicated that the repeated exposure to music had no significant<br />
effects on any of the physiological measures (p > 0.39 for all)<br />
(see Supplementary Fig. 3). However, a couple of physiological<br />
measures were significantly different between the first conditions<br />
of the main and control experiments: IBI (t[45] = 4.77, p < 0.0001)<br />
and RR (t[45] = 2.09, p = 0.04), with lower values in the first condition<br />
of the control experiment.<br />
There were significant main effects of musical experience on<br />
physiological responses. In comparison to baseline measures, music<br />
listening (i.e., the first condition) significantly decreased RR<br />
(F[4, 32] = 9.12, p = 0.005, g 2 p<br />
= 0.29), IBI (F[4, 32] = 3.11, p = 0.02,<br />
g 2 p = 0.09), and SCL (F[4, 32] = 29.76, p < 0.0001, g2 p<br />
= 0.75). In the<br />
following experimental conditions, both learning the plot, and<br />
watching the acting performance specifically influenced physiological<br />
measures (Fig. 3). On the one hand, learning the plot significantly<br />
decreased RSA (F[4, 32] = 3.05, p = 0.05, g 2 p<br />
= 0.08) and<br />
increased LF-HRV (F[4, 32] = 3.49, p = 0.03, g 2 p<br />
= 0.09) and LF/HF<br />
(F[4, 32] = 3.77, p = 0.02, g 2 p<br />
= 0.1) in comparison to music listening.<br />
On the other hand, watching the acting performance significantly<br />
We analyzed the correlations between emotions, chills, and<br />
physiological responses within each musical experience condition.<br />
The following paragraph reports the main patterns of correlations<br />
for which we had a priori hypotheses (for detailed results, see<br />
Tables 1–3). These analyses indicated that LF-HRV positively, and<br />
RSA negatively correlated with emotional arousal after learning<br />
the plot. In the same condition, the frequency of chills also correlated<br />
with arousal. In contrast, RR positively correlated with emotional<br />
valence (i.e., increased RR for positive valence) during music<br />
listening.<br />
The analyses of music-induced emotions showed that LF-HRV<br />
positively, and RSA negatively correlated with the level of wonder,<br />
power, and joyful activation after learning the plot. Also, LF-HRV<br />
positively and RSA negatively correlated with the frequency of<br />
chills both after learning the plot, and while watching the acting<br />
performance. Chills consistently correlated positively with the levels<br />
of wonder and transcendence in all three musical experience<br />
conditions. We also checked if this correlation was replicated in<br />
the control experiment and we confirmed that chills correlated significantly<br />
with wonder (r = 0.65, p = 0.05) and marginally with<br />
transcendence (r = 0.6, p = 0.08). Another consistent pattern of positive<br />
correlations was that between RR, wonder (during all three<br />
musical experience conditions), and transcendence (during music<br />
listening, and watching the acting performance).<br />
3.6. Previous mood and music-induced affect<br />
PA and NA significantly correlated (r = 0.45, p < 0.01), but the<br />
low correlation allowed us to use both as predictors (i.e., negligible<br />
multicollinearity). Our hypotheses were that NA would positively<br />
predict unpleasant emotions measured by GEMS (i.e., nostalgia,<br />
sadness, tension), and negatively predict pleasant emotions (i.e.,<br />
wonder, transcendence, power, tenderness, peacefulness, joyful<br />
activation). We also expected that PA would negatively predict<br />
unpleasant emotions and positively predict pleasant emotions. In<br />
addition, based on the work of Panksepp (1995), we also hypothesized<br />
that NA would negatively predict chills and RSA. On the<br />
assumption that only the first condition (i.e., music listening)<br />
would be directly affected by previous mood, regression analyses<br />
were run on music-induced emotions and chills recorded during<br />
the first condition. The results indicated that power (R = 0.53,<br />
p = 0.0009, g 2 p<br />
= 0.28) and joyful activation (R = 0.45, p = 0.05,<br />
g 2 p<br />
= 0.21) were negatively predicted by NA. In contrast, PA positively<br />
predicted power (R = 0.51, p < 0.001, g 2 p<br />
= 0.26) and joyful<br />
activation (R = 0.38, p = 0.02, g 2 p = 0.15).<br />
Please cite this article in press as: Baltesß, F. R., et al. Emotions induced by operatic music: Psychophysiological effects of music, plot, and acting. Brain and<br />
Cognition (2011), doi:10.1016/j.bandc.2011.01.012
F.R. Baltesß et al. / Brain and Cognition xxx (2011) xxx–xxx 7<br />
Fig. 3. Changes in interbeat intervals (IBI), heart rate (HR), power in the very low frequency (VLF), and low frequency (LF) bands of heart rate variability, respiratory sinus<br />
arrhythmia (RSA), sympathovagal balance (LF/HF), skin conductance level (SCL), systolic blood pressure (SBP), diastolic blood pressure (DBP), and respiratory rate (RR)<br />
induced by music listening (1), learning the plot (2), and watching the acting performance (3).<br />
4. Discussion<br />
The results of this study confirmed that music listening, learning<br />
the plot, and watching the acting performance had specific effects<br />
on emotional responses measured at the subjective and<br />
physiological levels.<br />
4.1. Effects of music, plot and acting<br />
In comparison to expected mean scores, music listening increased,<br />
as one would expect, emotional arousal and valence. In<br />
addition, music listening decreased RR, IBI and SCL, in comparison<br />
to baseline physiology. These results seem to extend previous<br />
observations that sad music is associated with decreased SCL,<br />
and sadness induced by music is well discriminated by respiratory<br />
changes (Krumhansl, 1997; Nyklícek et al., 1997). Moreover, our<br />
observation of decreased SCL associated with this music excerpt<br />
is also in line with studies that induced sadness by directed facial<br />
action tasks (Ekman et al., 1983; Levenson, 1992).<br />
It may seem that the pattern of reduced RR and SCL, and increased<br />
HR (i.e., decreased IBI) in the music listening condition is<br />
contradictory. Early observations indicated that the minor tonalities<br />
of music increased HR (Hyde & Scalapino, 1918), whereas<br />
the tempo of music influenced RR (Diserens, 1920). Bernardi and<br />
colleagues (2009) have recently reported that music crescendos<br />
or emphases (e.g., in Nessun dorma from Puccini’s Turandot) induced<br />
skin vasoconstriction along with increases in blood pressures<br />
and HR. There was also increased breath depth during<br />
music crescendos, but these modulations of respiratory power<br />
were independent of cardiovascular modulations. The present<br />
study also shows that music listening independently modulated<br />
RR and HR, and the former correlated with negative valence, wonder<br />
and transcendence. Also in line with the present results, Nakahara,<br />
Furuya, Francis, & Kinoshita, (2010) found that playing Bach’s<br />
No. 1 Prelude with emotional expression increased HR and decreased<br />
RR in pianists, in comparison to playing the same piece<br />
without emotional expression. Therefore, these studies suggest<br />
that music-induced emotions can independently modulate cardiovascular<br />
and respiratory activities, and this pattern of physiological<br />
changes may contribute to the receptiveness or arousal to music<br />
(Bernardi et al., 2009; the present study) and the capacity of<br />
performers to incorporate expressiveness in their performance<br />
(Nakahara, Furuya, Francis, & Kinoshita, 2010).<br />
Our control analyses on the data from an independent sample<br />
indicated that re-listening to the musical excerpt for three times<br />
did not increase emotional arousal and valence, or induced additional<br />
physiological changes by itself. Whereas there were no differences<br />
between the conditions of the control experiment,<br />
which argued that repeated music listening alone did not affected<br />
the subjective and physiological measurements, the relevance of<br />
the physiological measurements from the control experiment is<br />
limited. There were differences in IBI and RR between the sample<br />
used in the main and control experiments, respectively. This was<br />
probably due to the reduced sample size in the control experiment<br />
(N = 9, in comparison to N = 37 in the main experiment). Overall,<br />
the control data supported the view that the changes observed in<br />
the main experiment were not due to repeated music listening<br />
alone, although this inference should be taken with caution in regard<br />
to some of the physiological results. Replicating the control<br />
findings with a sample size that is similar to that of the main<br />
experiment would be necessary in order to unequivocally confirm<br />
that the repeated music listening alone does not change physiological<br />
activity.<br />
Learning the plot before listening to the musical excerpt the<br />
second time (in the main experiment) induced a pattern of emotional<br />
changes that included reduced peacefulness, joyful activation,<br />
and increased sadness. At the physiological level, learning<br />
the plot decreased RSA and increased LF-HRV. The change in RSA<br />
reflects vagal suppression that has been associated with negative<br />
emotional states and traits, such as anxiety and depression (Bleil,<br />
Gianaros, Jennings, Flory, & Manuck, 2008; Miu et al., 2009). The<br />
summary of the plot that the participants read before they<br />
Please cite this article in press as: Baltesß, F. R., et al. Emotions induced by operatic music: Psychophysiological effects of music, plot, and acting. Brain and<br />
Cognition (2011), doi:10.1016/j.bandc.2011.01.012
8 F.R. Baltesß et al. / Brain and Cognition xxx (2011) xxx–xxx<br />
Table 1<br />
Correlations between physiological responses, chills, and affect during music listening.<br />
Geneva Emotional Music Scale Chills<br />
Self-Assessment<br />
Manikin<br />
Sadness Tension<br />
Arousal Valence Wonder Transcendence Power Tenderness Nostalgia Peacefulness Joyful<br />
activation<br />
Systolic blood pressure (SBP) 0.23 0.12 0.23 0.36 * 0.34 * 0.13 0.29 0.03 0.17 0.3 0.07 0.09<br />
Diastolic blood pressure (DBP) 0.06 0.17 0.13 0.16 0.15 0.06 0.02 0.11 0.15 0.15 0.03 0.11<br />
Skin conductance level (SCL) 0.08 0.12 0.05 0.15 0.14 0.12 0.14 0.01 0.02 0.15 0.07 0.11<br />
Respiratory rate (RR) 0.01 0.4 * 0.35 * 0.35 * 0.7 0.23 0.32 0.08 0.12 0.04 0.00 0.27<br />
Cardiac interbeat intervals (IBI) 0.05 0.11 0.17 0.01 0.21 0.01 0.15 0.01 0.02 0.1 0.02 0.21<br />
Heart rate (HR) 0.04 0.08 0.14 0.01 0.18 0.03 0.12 0.02 0.04 0.11 0.06 0.18<br />
Power in the very low frequency of heart rate variability (VLF-HRV) 0.21 0.31 0.07 0.02 0.6 0.36 * 0.11 0.45 ** 0.07 0.1 0.08 0.03<br />
Power in the low frequency of heart rate variability (LF-HRV) 0.1 0.05 0.003 0.09 0.7 0.03 0.29 0.13 0.21 0.11 0.09 0.04<br />
Respiratory sinus arrhythmia (RSA or HF-HRV) 0.02 0.01 0.07 0.05 0.01 0.07 0.27 0.16 0.25 0.13 0.04 0.15<br />
Ratio between low and high frequency powers of heart rate variability 0.15 0.15 0.19 0.07 0.16 0.09 0.22 0.15 0.1 0.00 0.04 0.05<br />
(LF/HF)<br />
Chills 0.22 0.08 0.44 ** 0.46 ** 0.11 0.00 0.19 0.12 0.12 0.1 0.26<br />
p 6 0.05.<br />
p 6 0.01.<br />
*<br />
**<br />
re-listened to the musical excerpt described negative emotional<br />
events (e.g., Scarpia tortures Cavaradossi and harasses Tosca; see<br />
Supplementary materials). Therefore, we argue that the sadness induced<br />
by learning the plot triggered vagal suppression that was<br />
neither explained by concomitant respiratory changes (i.e., RR<br />
was controlled for in the analyses of RSA), nor by re-listening to<br />
the musical excerpt by itself. The increase in LF-HRV suggests that<br />
learning the plot also facilitated sympathetic activity. However, LF<br />
probably reflects a complex interplay between sympathetic and<br />
vagal influences on the heart (Eckberg, 1997; Miu et al., 2009), so<br />
the effect of learning the plot on sympathetic activity should be taken<br />
with caution. Overall, learning the plot significantly influenced<br />
music-induced emotions and changed sympathovagal balance in<br />
the direction of greater preparedness for action.<br />
Watching the acting performance increased emotional arousal<br />
and valence (SAM) compared to the first two experimental conditions.<br />
Furthermore, it increased wonder and transcendence<br />
(GEMS). Notably, wonder and transcendence are emotions that<br />
are specifically induced by music (Zentner et al., 2008). In comparison<br />
to music listening and learning the plot, watching the acting<br />
performance added social-emotional and visuospatial cues to the<br />
musical experience: facial expressions, gestures and postures,<br />
translated lines, and scenery. These factors probably contributed<br />
to the semantic processing of music and vocal expressions, and<br />
we argue that this experimental condition best approximated the<br />
full musical experience of listeners attending a live opera performance.<br />
Watching the acting performance decreased IBI and SCL<br />
in comparison to music listening. Previous studies reported that<br />
music-induced sadness ratings correlated positively with IBI and<br />
negatively with SCL (Krumhansl, 1997; Nyklícek et al., 1997). In<br />
addition, watching the acting performance was also related to significantly<br />
more music-induced chills. Another recent study showed<br />
that music-induced chills correlated with increased SCL and HR<br />
(Guhn, Hamm, & Zentner, 2007). The apparent divergence between<br />
these previous results and the present findings of increased wonder<br />
and transcendence associated with decreased IBI and SCL,<br />
and increased music-induced chills may be explained by differences<br />
in experimental design and measures. First, previous studies<br />
used short excerpts from classical orchestral music, whereas we focused<br />
on opera. Second, the previous studies investigated music<br />
listening alone, whereas our observations are based on a condition<br />
that involved music listening while watching the acting performance.<br />
Third, their conclusions are based on comparisons between<br />
music expressing negative and positive emotions, identified using<br />
basic emotions questionnaires. In the present experiment, watching<br />
the acting performance induced wonder and transcendence<br />
measured using GEMS. Overall, our results show for the first time<br />
that watching the acting performance contributes to music-induced<br />
wonder and transcendence that are associated with decreased<br />
IBI and SCL, and increased chills.<br />
In summary, both music listening (compared to baseline), and<br />
watching the acting performance (compared to music listening)<br />
decreased IBI and SCL. As shown in Fig. 3, IBI followed the same<br />
decreasing trend, whereas SCL remained at the same level after<br />
learning the plot compared to music listening. This means that<br />
learning the plot did not significantly influence these physiological<br />
variables, but they nonetheless remained at the level induced by<br />
music listening (i.e., they did not return to baseline). Therefore,<br />
music listening decreased RR, IBI, and SCL, learning the plot had<br />
no effect on these measures, and watching the acting performance<br />
significantly decreased IBI and SCL again. This indicates that IBI and<br />
SCL are the main physiological variables that are influenced by music<br />
listening and watching the acting performance. The only variables<br />
that were specifically influenced by learning the plot were<br />
RSA and LF-HRV, which indicates that they are sensitive to the<br />
addition of meaning in this context.<br />
Please cite this article in press as: Baltesß, F. R., et al. Emotions induced by operatic music: Psychophysiological effects of music, plot, and acting. Brain and<br />
Cognition (2011), doi:10.1016/j.bandc.2011.01.012
F.R. Baltesß et al. / Brain and Cognition xxx (2011) xxx–xxx 9<br />
4.2. Coherence between subjective and physiological changes<br />
Table 2<br />
Correlations between physiological responses, chills, and affect during music listening after learning the plot.<br />
Geneva Emotional Music Scale Chills<br />
Self-Assessment<br />
Manikin<br />
Sadness Tension<br />
Arousal Valence Wonder Transcendence Power Tenderness Nostalgia Peacefulness Joyful<br />
activation<br />
Systolic blood pressure (SBP) 0.12 0.1 0.23 0.09 0.24 0.08 0.05 0.01 0.05 0.04 0.01 0.1<br />
Diastolic blood pressure (DBP) 0.02 0.15 0.00 0.16 0.13 0.39 ** 0.23 0.19 0.11 0.00 0.08 0.05<br />
Skin conductance level (SCL) 0.02 0.07 0.13 0.09 0.06 0.04 0.18 0.06 0.08 0.02 0.47 ** 0.18<br />
Respiratory rate (RR) 0.08 0.29 0.33 * 0.42 0.26 0.13 0.1 0.04 0.32 * 0.01 0.01 0.45 **<br />
Cardiac interbeat intervals (IBI) 0.09 0.21 0.27 0.17 0.34 * 0.11 0.16 0.04 0.33 * 0.1 0.18 0.09<br />
Heart rate (HR) 0.05 0.16 0.25 0.13 0.35 * 0.05 0.13 0.02 0.29 0.09 0.22 0.07<br />
Power in the very low frequency of heart rate variability (VLF-HRV) 0.02 0.23 0.08 0.07 0.02 0.07 0.2 0.15 0.16 0.02 0.13 0.13<br />
Power in the low frequency of heart rate variability (LF-HRV) 0.36 * 0.02 0.56 ** 0.56 ** 0.46 ** 0.39 * 0.43 ** 0.01 0.47 ** 0.44 ** 0.29 0.35 *<br />
Respiratory sinus arrhythmia (RSA or HF-HRV) 0.34 * 0.01 0.56 ** 0.56 ** 0.46 ** 0.41 ** 0.43 ** 0.00 0.47 ** 0.42 ** 0.29 0.35 *<br />
0.16 0.15 0.09 0.14 0.17 0.08 0.07 0.03 0.11 0.00 0.07 0.31<br />
Ratio between low and high frequency powers of heart rate variability<br />
(LF/HF)<br />
Chills 0.34 * 0.03 0.36 * 0.39 * 0.28 0.02 0.27 0.1 0.4 * 0.12 0.36 *<br />
p 6 0.05.<br />
p 6 0.01.<br />
*<br />
**<br />
There has been an active emotivist vs. cognitivist debate between<br />
scholars who argue that music listeners really experience<br />
emotions, or only identify emotions that music expresses (Kivy,<br />
1990; Scherer & Zentner, 2001). This study integrated subjective<br />
and physiological measures of emotional responses, thus adding<br />
to the developing literature on the psychophysiology of music. In<br />
this line, a novel and important contribution of the present study<br />
is that we correlated music-induced emotions measured with a domain-specific<br />
instrument (i.e., GEMS), with an extensive array of<br />
emotion-related physiological changes. For instance, we found that<br />
music-induced wonder positively correlated with RR and chills<br />
across conditions. Moreover, by comparing the correlations of subjective<br />
and physiological changes between the three experimental<br />
conditions, one would observe that the psychophysiological coherence<br />
increases the most after learning the plot. This might suggest<br />
that the addition of meaning may be more closely related to the<br />
coherence between subjective and physiological changes induced<br />
by music, than the provision of additional sensory information<br />
(e.g., watching the acting performance).<br />
4.3. Affective mood and sex<br />
The present findings that affective mood predicted emotions induced<br />
by music listening (e.g., power, joyful activation) suggests<br />
that future studies of music-induced emotions should control for<br />
this potential confound. Specifically, NA negatively predicted, and<br />
PA positively predicted power and joyful activation induced by<br />
music listening. This argues for the role of affective mood in the<br />
genesis of music-induced emotions, which is also in line with other<br />
studies (see Kreutz, Ott, Teichmann, Osawa, & Vaitl, 2008). In a recent<br />
field study (F.R. Baltes, M. Miclea, & A.C. Miu, unpublished<br />
observations), we have confirmed and extended the relationship<br />
between the affective mood that the participants reported before<br />
the beginning of a live opera performance, and the music-induced<br />
sadness and transcendence (GEMS). This indicates that the influence<br />
of affective mood is not limited to wonder and transcendence.<br />
However, the specificity of this association in relation to the musical<br />
stimuli, and the physical setting (i.e., laboratory vs. field studies)<br />
might be investigated by future studies.<br />
We also controlled for sex differences in the present analyses. A<br />
previous study showed that in comparison to men, women rated<br />
the chill-producing songs as being sadder (Panksepp, 1995). Another<br />
study reported that women showed elevated SCL to heavy<br />
metal compared to Renaissance music (Nater et al., 2006). In light<br />
of these results, the present study tested the effects of sex, and the<br />
interaction of sex and musical experience. We expected that after<br />
learning the plot, and especially during watching the acting performance,<br />
women would be more reactive due to increased emotional<br />
empathy with the female character in the musical excerpt. However,<br />
we found no significant main effect, or interaction of sex with<br />
musical experience, on subjective or physiological responses.<br />
4.4. Potential limitations and implications<br />
One potential limit is that the mere repeated exposure may<br />
have influenced the present pattern of results. However, this<br />
possibility was controlled by measuring the same subjective and<br />
physiological responses while an independent control sample<br />
re-listened to the same musical excerpt for three times. The results<br />
from this sample indicated that the emotional arousal and valence,<br />
the music-induced emotions, or the physiological measures did not<br />
change with mere re-listening. This is also in line with the studies<br />
of Grewe et al. (2007a, 2007b). However, we acknowledge that a<br />
real limitation of the present study comes from the small size of<br />
Please cite this article in press as: Baltesß, F. R., et al. Emotions induced by operatic music: Psychophysiological effects of music, plot, and acting. Brain and<br />
Cognition (2011), doi:10.1016/j.bandc.2011.01.012
10 F.R. Baltesß et al. / Brain and Cognition xxx (2011) xxx–xxx<br />
Table 3<br />
Correlations between physiological responses, chills, and affect during music listening while watching the acting performance.<br />
Geneva Emotional Music Scale Chills<br />
Self-Assessment<br />
Manikin<br />
Sadness Tension<br />
Arousal Valence Wonder Transcendence Power Tenderness Nostalgia Peacefulness Joyful<br />
activation<br />
Systolic blood pressure (SBP) 0.17 0.18 0.15 0.39 * 0.09 0.2 0.21 0.1 0.09 0.22 0.39 ** 0.02<br />
Diastolic blood pressure (DBP) 0.13 0.23 0.25 0.32 0.1 0.12 0.04 0.01 0.13 0.1 0.21 0.017<br />
Skin conductance level (SCL) 0.00 0.16 0.04 0.05 0.09 0.01 0.1 0.05 0.02 0.16 0.1 0.09<br />
Respiratory rate (RR) 0.32 0.2 0.39 ** 0.49 ** 0.34 * 0.2 0.08 0.01 0.27 0.28 0.22 0.53 **<br />
Cardiac interbeat intervals (IBI) 0.17 0.05 0.18 0.25 0.01 0.03 0.01 0.12 0.03 0.21 0.07 0.04<br />
Heart rate (HR) 0.19 0.00 0.17 0.25 0.04 0.06 0.08 0.16 0.00 0.17 0.02 0.00<br />
Power in the very low frequency of heart rate variability (VLF-HRV) 0.02 0.00 0.13 0.04 0.12 0.15 0.12 0.25 0.2 0.00 0.13 0.14<br />
Power in the low frequency of heart rate variability (LF-HRV) 0.08 0.06 0.16 0.1 0.01 0.01 0.11 0.11 0.03 0.00 0.04 0.36 *<br />
Respiratory sinus arrhythmia (RSA or HF-HRV) 0.02 0.12 0.16 0.1 0.03 0.02 0.11 0.06 0.02 0.12 0.05 0.38 *<br />
0.05 0.03 0.16 0.22 0.19 0.08 0.07 0.03 0.15 0.06 0.27 0.29<br />
Ratio between low and high frequency powers of heart rate variability<br />
(LF/HF)<br />
Chills 0.2 0.12 0.36 * 0.34 * 0.27 0.12 0.22 0.12 0.28 0.24 0.023<br />
p 6 0.05.<br />
p 6 0.01.<br />
*<br />
**<br />
the control sample in comparison to the sample from the main<br />
experiment.<br />
In light of the previous literature, musical expertise and (not)<br />
understanding the original language performance are also unlikely<br />
to have confounded our results. For instance, Bigand et al. (2005)<br />
showed that the classification of musical excerpts according to<br />
the emotional content did not differ between music graduates<br />
and nonmusicians. Another study found that emotional responses<br />
are not affected by song translation of non-native original language<br />
performance (Chiaschi, 2007), such as we did in our third experimental<br />
condition. It is also unlikely that listening to music with<br />
eyes open influenced music-induced emotions in the present study<br />
(Kallinen, 2004). However, future studies might control for personality<br />
variables (e.g., absorption) that are known to affect emotional<br />
arousal induced by music (Kreutz et al., 2008).<br />
These results have theoretical and methodological implications.<br />
First, they contribute to the literature supporting the emotivist position<br />
in the psychology of music. Second, they also add evidence in<br />
favor of the physiological differentiation of emotions. Third, considering<br />
that psychophysiological measures tended to correlate<br />
more highly with GEMS scores, and wonder and transcendence<br />
played a particularly prominent role, the present results emphasize<br />
the utility of domain-specific instruments to assess music-induced<br />
emotions. Fourth, many previous studies have paid a high price for<br />
experimental control, by using sound clips lasting a few seconds<br />
and crude measures of emotion (Peretz et al., 2001; Vieillard<br />
et al., 2008). Although these studies contributed to the understanding<br />
of the minimal conditions that are necessary to express an<br />
emotional meaning, it remains often unclear whether findings<br />
from such studies have any bearing on the experience of music<br />
in real life. Consequently, we chose to use a 19 min excerpt from<br />
Tosca, edited to contain a coherent plot, in order to realistically<br />
simulate the real life conditions in which opera induces emotions.<br />
The rich and complex pattern of psychophysiological results in the<br />
present study underscores the importance of external validity in<br />
laboratory studies of music-induced emotions.<br />
Each experimental condition in the present study manipulated<br />
an additional variable in relation to the previous conditions (i.e.,<br />
the plot for the second condition, and the visual context for the<br />
third condition). The rationale behind this type of within-subject<br />
design is that any change that develops in one condition relative<br />
to the previous one is determined by the additional variable that<br />
was manipulated in that condition. However, it is possible that<br />
rather than being specifically induced by each new variable that<br />
was manipulated in a certain experimental condition, the changes<br />
could be due to simply increasing the sensory and semantic complexity<br />
of the musical experience. For instance, the visual context<br />
that was added in the third experimental condition might have<br />
clarified the meaning of the music, or allowed increased depth of<br />
processing in relation to the first two conditions. Other studies<br />
have used similar approaches by juxtaposing music and images,<br />
or lyrics and music, and claimed that emotional changes were specifically<br />
induced by the variable that differed between conditions<br />
(e.g., Ali & Peynircioglu, 2006).<br />
One may wonder whether this pattern of findings might generalize<br />
to all opera, or is unique to this style of operatic music performance<br />
(i.e., pertaining to verismo), composer, composition, excerpt,<br />
or interpretation. Scherer and Zentner (2001) have emphasized<br />
that music-induced emotions depend on several factors, such as<br />
structural features of music (i.e., pitch, melody, tempo, rhythm,<br />
harmony), performance features (e.g., physical appearance, expression,<br />
reputation, technical and interpretative skills of the performer),<br />
listener features (e.g., musical expertise, personality,<br />
affective mood), and contextual features (e.g., location of the<br />
performance, social framing of the event). The present study<br />
investigated the influence of affective mood, and controlled for<br />
Please cite this article in press as: Baltesß, F. R., et al. Emotions induced by operatic music: Psychophysiological effects of music, plot, and acting. Brain and<br />
Cognition (2011), doi:10.1016/j.bandc.2011.01.012
F.R. Baltesß et al. / Brain and Cognition xxx (2011) xxx–xxx 11<br />
important listener features (i.e., musical expertise, familiarity with<br />
the selected musical piece, preference for classic or operatic music).<br />
In addition, all the participants listened to the music in the<br />
same physical setting (i.e., our laboratory). This argues for the generality<br />
of our findings. It was beyond the purpose of this study to<br />
investigate the influence of musical structure, and performance<br />
features. It is likely that the stellar performance of Maria Callas<br />
and Tito Gobbi in this Tosca performance increased the effectiveness<br />
of this excerpt in inducing emotions. However, we speculate<br />
that the pattern of emotions reported here would not have been<br />
different had we used another interpretation of this opera by artists<br />
that are vocally and dramatically comparable (or at least<br />
close) to Maria Callas and Tito Gobbi. Future studies might investigate<br />
whether these findings can be replicated with excerpts from<br />
other operas.<br />
4.5. Conclusion<br />
In conclusion, this study found that music listening, learning the<br />
plot, and watching the acting performance had specific effects on<br />
music-induced emotions and their physiological correlates. Opera<br />
poses enormous challenges to research due to the multitude of<br />
musical and dramatic means by which it induces emotions.<br />
Although the present study only scratched the surface, it opens<br />
new perspectives for future studies on the mechanisms of musicinduced<br />
emotions in opera.<br />
Acknowledgments<br />
We are grateful to Dr. Laurel J. Trainor and two anonymous<br />
reviewers for important suggestions that helped us in improving<br />
the present article, and Dr. Marcel Zentner for permission to use<br />
the Geneva Emotional Music Scale (GEMS-45) in the study. We also<br />
thank Silviu Matu for help with data collection. This research was<br />
supported by the 2010 Arnold Bentley Award from the Society for<br />
Education, Music, and Psychology (SEMPRE) to R.F.B. and A.C.M.,<br />
and grant 411/2010 from the National University Research Council<br />
to A.C.M.<br />
Appendix A. Supplementary material<br />
Supplementary data associated with this article can be found, in<br />
the online version, at doi:10.1016/j.bandc.2011.01.012.<br />
References<br />
Ali, S. O., & Peynircioglu, Z. F. (2006). Songs and emotions: Are lyrics and melodies<br />
equal partners? Psychology of Music, 34, 511–534.<br />
Bechara, A., Damasio, H., Damasio, A. R., & Lee, G. P. (1999). Different contributions<br />
of the human amygdala and ventromedial prefrontal cortex to decision-making.<br />
Journal of Neuroscience, 19(13), 5473–5481.<br />
Bernardi, L., Porta, C., Casucci, G., Balsamo, R., Bernardi, N. F., Fogari, R., et al. (2009).<br />
Dynamic interactions between musical, cardiovascular, and cerebral rhythms in<br />
humans. Circulation, 119(25), 3171–3180.<br />
Bezdek, M. A., & Gerrig, R. J. (2008). Musical emotions in the context of narrative<br />
film. Behavioral and Brain Sciences, 31, 578.<br />
Bharucha, J. J., Curtis, M., & Paroo, K. (2006). Varieties of musical experience.<br />
Cognition, 100(1), 131–172.<br />
Bigand, E., Vieillard, S., Madurell, F., Marozeau, J., & Dacquet, A. (2005).<br />
Multidimensional scaling of emotional responses to music: The effect of<br />
musical expertise and of the duration of the excerpts. Cognition and Emotion, 19,<br />
1113–1139.<br />
Bleil, M. E., Gianaros, P. J., Jennings, J. R., Flory, J. D., & Manuck, S. B. (2008). Trait<br />
negative affect: Toward an integrated model of understanding psychological<br />
risk for impairment in cardiac autonomic function. Psychosomatic Medicine,<br />
70(3), 328–337.<br />
Bradley, M. M., & Lang, P. J. (1994). Measuring emotion: The self-assessment<br />
manikin and the semantic differential. Journal of Behavior Therapy and<br />
Experimental Psychiatry, 25(1), 49–59.<br />
Bradley, M. M., & Lang, P. J. (2000). Affective reactions to acoustic stimuli.<br />
Psychophysiology, 37(2), 204–215.<br />
Cacioppo, J. T., Berntsen, G. B., Klein, D. J., & Poehlmann, K. M. (1997).<br />
Psychophysiology of emotion across the life span. Annual Review of<br />
Gerontology & Geriatrics, 17, 27–74.<br />
Chiaschi, M. (2007). The effect of song translation vs. non-native original language<br />
performance in Japanese on emotional response of Japanese participants. M.A.<br />
thesis, The Florida State University. .<br />
Codispoti, M., Bradley, M. M., & Lang, P. J. (2001). Affective reactions to briefly<br />
presented pictures. Psychophysiology, 38(3), 474–478.<br />
Cohen, J. (1988). Statistical power analysis for the behavioral sciences (2nd ed.).<br />
Hillsdale, NJ: Lawrence Erlbaum Associates.<br />
de Gelder, B., Bocker, K. B., Tuomainen, J., Hensen, M., & Vroomen, J. (1999).<br />
The combined perception of emotion from voice and face: Early interaction<br />
revealed by human electric brain responses. Neuroscience Letters, 260(2),<br />
133–136.<br />
DeNora, T. (1999). Music as a technology of the self. Poetics, 27, 31–36.<br />
Diserens, C. M. (1920). Reaction to musical stimuli. Psychological Bulletin, 20,<br />
173–199.<br />
Eckberg, D. L. (1997). Sympathovagal balance: A critical appraisal. Circulation, 96(9),<br />
3224–3232.<br />
Ekman, P., Levenson, R. W., & Friesen, W. V. (1983). Autonomic nervous system<br />
activity distinguishes among emotions. Science, 221(4616), 1208–1210.<br />
Faul, F., Erdfelder, E., Lang, A. G., & Buchner, A. (2007). G⁄Power 3: Flexible statistical<br />
power analysis program for the social, behavioral, and biomedical sciences.<br />
Behavior Research Methods, 39(2).<br />
Frazier, T. W., Strauss, M. E., & Steinhauer, S. R. (2004). Respiratory sinus arrhythmia<br />
as an index of emotional response in young adults. Psychophysiology, 41(1),<br />
75–83.<br />
Grewe, O., Nagel, F., Kopiez, R., & Altenmuller, E. (2007a). Emotions over time:<br />
Synchronicity and development of subjective, physiological, and facial affective<br />
reactions to music. Emotion, 7(4), 774–788.<br />
Grewe, O., Nagel, F., Kopiez, R., & Altenmuller, E. (2007b). Listening to music as a recreative<br />
process: Physiological, psychological, and psychoacoustical correlates<br />
of chills and strong emotions. Music Perception, 24, 297–314.<br />
Guhn, M., Hamm, A., & Zentner, M. (2007). Physiological and musico-acoustic<br />
correlates of the chill response. Music Perception, 24(5), 473–483.<br />
Hietanen, J. K., Surakka, V., & Linnankoski, I. (1998). Facial electromyographic<br />
responses to vocal affect expressions. Psychophysiology, 35(5), 530–536.<br />
Huck, W. (1984). Tosca: Four callas toscas. The Opera Quarterly, 2(3), 175–178.<br />
Hyde, I. H., & Scalapino, W. (1918). The influence of music upon electrocardiograms<br />
and blood pressure. American Journal of Physiology, 46, 35–38.<br />
Juslin, P. N., Liljestrom, S., Vastfjall, D., Barradas, G., & Silva, A. (2008). An experience<br />
sampling study of emotional reactions to music: Listener, music, and situation.<br />
Emotion, 8(5), 668–683.<br />
Juslin, P. N., & Vastfjall, D. (2008). Emotional responses to music: The need to<br />
consider underlying mechanisms. Behavioral and Brain Sciences, 31(5), 559–575<br />
(discussion 575-621).<br />
Kallinen, K. (2004). Emotion related psychophysiological responses to listening to music<br />
with eyes-open versus eyes-closed: Electrodermal (EDA), electrocardial (ECG), and<br />
electromyographic (EMG) measures. Paper presented at the International<br />
Conference on Music Perception & Cognition.<br />
Khalfa, S., Peretz, I., Blondin, J.-P., & Manon, R. (2002). Event-related skin<br />
conductance responses to musical emotions in humans. Neuroscience Letters,<br />
328(2), 145–149.<br />
Kingwell, B. A., Thompson, J. M., Kaye, D. M., McPherson, G. A., Jennings, G. L., &<br />
Esler, M. D. (1994). Heart rate spectral analysis, cardiac norepinephrine<br />
spillover, and muscle sympathetic nerve activity during human sympathetic<br />
nervous activation and failure. Circulation, 90(1), 234–240.<br />
Kivy, P. (1990). Music alone: Philosophical reflections on the purely musical experience.<br />
Cornell University Press.<br />
Koelsch, S. (2005). Investigating emotion with music: Neuroscientific approaches.<br />
Annals of the New York Academy of Sciences, 1060, 412–418.<br />
Kreibig, S. D., Wilhelm, F. H., Roth, W. T., & Gross, J. J. (2007). Cardiovascular,<br />
electrodermal, and respiratory response patterns to fear- and sadness-inducing<br />
films. Psychophysiology, 44(5), 787–806.<br />
Kreutz, G., Ott, U., Teichmann, D., Osawa, O., & Vaitl, D. (2008). Using music to<br />
induce emotions: Influences of musical preference and absorption. Psychology of<br />
Music, 36(1), 101–126.<br />
Krumhansl, C. L. (1997). An exploratory study of musical emotions and<br />
psychophysiology. Canadian Journal of Experimental Psychology, 51(4),<br />
336–353.<br />
Levenson, R. W. (1992). Autonomic nervous system differences among emotions.<br />
Psychological Science, 3, 23–27.<br />
Lundqvist, L. O., Carlsson, F., & Juslin, P. N. (2009). Emotional responses to music:<br />
Experience, expression, and physiology. Psychology of Music, 37, 61–90.<br />
Lundqvist, L. O., & Dimberg, U. (1995). Facial expressions are contagious. Journal of<br />
Psychophysiology, 9(3), 203–211.<br />
Miu, A. C., Heilman, R. M., & Houser, D. (2008). Anxiety impairs decision-making:<br />
Psychophysiological evidence from an Iowa Gambling Task. Biological<br />
Psychology, 77(3), 353–358.<br />
Miu, A. C., Heilman, R. M., & Miclea, M. (2009). Reduced heart rate variability and<br />
vagal tone in anxiety: Trait versus state, and the effects of autogenic training.<br />
Autonomic Neuroscience, 145(1–2), 99–103.<br />
Nakahara, H., Furuya, S., Francis, P. R., & Kinoshita, H. (2010). Psycho-physiological<br />
responses to expressive piano performance. International Journal of<br />
Psychophysiology, 75(3), 268–276.<br />
Please cite this article in press as: Baltesß, F. R., et al. Emotions induced by operatic music: Psychophysiological effects of music, plot, and acting. Brain and<br />
Cognition (2011), doi:10.1016/j.bandc.2011.01.012
12 F.R. Baltesß et al. / Brain and Cognition xxx (2011) xxx–xxx<br />
Nater, U. M., Abbruzzese, A., Krebs, M., & Ehlert, U. (2006). Sex differences in<br />
emotional and psychophysiological responses to musical stimuli. International<br />
Journal of Psychophysiology, 62(2), 300–308.<br />
Nyklícek, I., Thayer, J. F., & Van Doornen, L. J. P. (1997). Cardiorespiratory<br />
differentiation of musically-induced emotions. Journal of Psychophysiology, 11,<br />
304–321.<br />
Panksepp, J. (1995). The emotional sources of ‘‘chills’’ induced by music. Music<br />
Perception(13), 171–207.<br />
Peretz, I., Blood, A. J., Penhune, V., & Zatorre, R. (2001). Cortical deafness to<br />
dissonance. Brain, 124(Pt 5), 928–940.<br />
Rickard, N. S. (2004). Intense emotional responses to music: A test of the<br />
physiological arousal hypothesis. Psychology of Music, 32, 371–388.<br />
Scherer, K. R. (1995). Expression of emotion in voice and music. Journal of Voice,<br />
9(3), 235–248.<br />
Scherer, K. R., & Zentner, M. R. (2001). Emotional effects of music: Production rules.<br />
In P. N. Juslin & J. A. Sloboda (Eds.), Music and emotion: Theory and research<br />
(pp. 361–392). Oxford; New York: Oxford University Press.<br />
Sloboda, J. (1991). Music structure and emotional response: Some empirical<br />
findings. Psychology of Music, 19, 110–120.<br />
Sloboda, J. (1992). Music as a language. In F. Wilson & F. Roehmann (Eds.), Music and<br />
child development (pp. 28–43). MMB Music.<br />
Sloboda, J., & O’Neil, S. A. (2001). Emotions in everyday listening to music. In P. N.<br />
Juslin & J. A. Sloboda (Eds.), Music and emotion: Theory and research. Oxford;<br />
New York: Oxford University Press.<br />
Sloboda, J., O’Neil, S. A., & Ivaldi, A. (2001). Functions of emotions in everyday life:<br />
An exploratory study using the experience sampling method. Musicae Scientiae,<br />
5, 9–32.<br />
Stevens, J. (2002). Applied multivariate statistics for the social sciences (Applied<br />
Multivariate STATS) (4th ed.). New Jersey: Lawrence Erlbaum Assoc.<br />
Stratton, V. N., & Zalanowski, A. H. (1994). Affective impact of music vs. lyrics.<br />
Psychology of Music, 12(2), 70–83.<br />
Tan, S. L., Spackman, M. P., & Bezdek, M. A. (2007). Viewers’ interpretations of film<br />
characters’ emotions: Effects of presenting film music before or after a character<br />
is shown. Music Perception, 25(2), 135–152.<br />
Task Force of the European Society of Cardiology and the North American Society of<br />
Pacing and Electrophysiology (1996). Heart rate variability: Standards of<br />
measurement, physiological interpretation and clinical use. Circulation, 93,<br />
1043–1065.<br />
Vaitl, D., Vehrs, W., & Sternagel, S. (1993). Prompts-leitmotif-emotion: Play it again,<br />
Richard Wagner! In N. Birbaumer & A. Ohman (Eds.), The structure of emotion:<br />
Psychophysiological, cognitive, and clinical aspects (pp. 169–189). Seattle, WA:<br />
Hogrefe & Huber.<br />
Vieillard, S., Peretz, I., Gosselin, N., Khalfa, S., Gagnon, L., & Bouchard, B. (2008).<br />
Happy, sad, scary and peaceful musical excerpts for research on emotions.<br />
Cognition and Emotion, 22(4), 720–752.<br />
Vitouch, O. (2001). When your ear sets the stage: Musical context effects in film<br />
perception. Psychology of Music, 29(1), 70–83.<br />
Watson, D., & Clark, A. C. (1994). The PANAS-X. Manual for the positive and negative<br />
affect schedule – expanded form. The University of Iowa.<br />
Watt, R. J., & Ash, R. L. (1998). A psychological investigation of meaning in music.<br />
Musicae Scientiae, 2, 33–54.<br />
Witvliet, C. V. O., & Vrana, S. R. (2007). Play it again Sam: Repeated exposure to<br />
emotionally evocative music polarises liking and smiling responses, and influences<br />
other affective reports, facial EMG, and heart rate. Cognition and Emotion, 21, 3–25.<br />
Zeffirelli, F.(Director). (2002). Maria callas – At Covent Garden 1962 and 1964. US and<br />
Canada: EMI Classics.<br />
Zentner, M., Grandjean, D., & Scherer, K. R. (2008). Emotions evoked by the sound of<br />
music: Characterization, classification, and measurement. Emotion, 8(4), 494–521.<br />
Please cite this article in press as: Baltesß, F. R., et al. Emotions induced by operatic music: Psychophysiological effects of music, plot, and acting. Brain and<br />
Cognition (2011), doi:10.1016/j.bandc.2011.01.012