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Agenda 21 for Sustainable Construction in Developing Countries - CIB

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WSSD editionPublished by the CSIR Build<strong>in</strong>g and <strong>Construction</strong> TechnologyP O Box 395, Pretoria, 0001© 2002, <strong>CIB</strong> & UNEP-IETCBoutek Report No Bou/E0204ISBN 0-7988-5540-1Design and layout by African Watermark Graphic Design, PretoriaPr<strong>in</strong>ted by Capture Press, PretoriaPr<strong>in</strong>ted on Reviva Recycled White


<strong>Agenda</strong> <strong>21</strong> <strong>for</strong><strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong><strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>A discussion documentThe International Council <strong>for</strong>Research and Innovation<strong>in</strong> Build<strong>in</strong>g and <strong>Construction</strong><strong>CIB</strong>andUnited Nations Environment ProgrammeInternational Environmental Technology CentreUNEP-IETCPrepared by:Chrisna du PlessisCSIR Build<strong>in</strong>g and <strong>Construction</strong> TechnologyP O Box 395Pretoria0001South Africacdupless@csir.co.za


5.2.2 Access to fund<strong>in</strong>g . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 605.2.3 Partnerships and cooperation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 615.2.4 Internal housekeep<strong>in</strong>g . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 625.2.5 Encourag<strong>in</strong>g and support<strong>in</strong>g implementation. . . . . . . . . . . . . . . . . . . . . . . . . 625.2.6 Monitor<strong>in</strong>g and evaluation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 635.3 Actions <strong>for</strong> the private sector, utility companies and other service providers. . . . . . . . . . . 635.3.1 Capacity-build<strong>in</strong>g . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 635.3.2 Access to fund<strong>in</strong>g . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 645.3.3 Partnerships and cooperation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 645.3.4 Internal housekeep<strong>in</strong>g . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 645.3.5 Encourag<strong>in</strong>g and support<strong>in</strong>g implementation. . . . . . . . . . . . . . . . . . . . . . . . . 655.3.6 Monitor<strong>in</strong>g and evaluation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 665.4 Actions <strong>for</strong> clients . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 665.4.1 Capacity-build<strong>in</strong>g . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 665.4.2 Access to fund<strong>in</strong>g . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 665.4.3 Partnerships and cooperation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 675.4.4 Internal housekeep<strong>in</strong>g . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 675.4.5 Encourag<strong>in</strong>g and support<strong>in</strong>g implementation. . . . . . . . . . . . . . . . . . . . . . . . . 675.4.6 Monitor<strong>in</strong>g and evaluation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 675.5 Actions <strong>for</strong> government and regulatory stakeholders . . . . . . . . . . . . . . . . . . . . . . . . . . 685.5.1 Capacity-build<strong>in</strong>g . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 685.5.2 Access to fund<strong>in</strong>g . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 685.5.3 Partnerships and cooperation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 695.5.4 Internal housekeep<strong>in</strong>g . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 705.5.5 Encourag<strong>in</strong>g and support<strong>in</strong>g implementation. . . . . . . . . . . . . . . . . . . . . . . . . 705.5.6 Monitor<strong>in</strong>g and evaluation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 715.6 Role of NGOs and CBOs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71Summary Table: A strategy <strong>for</strong> action . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72Chapter 6: Conclusions and the way <strong>for</strong>ward. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 736.1 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 736.2 The way <strong>for</strong>ward. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74Addendum 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77About the authors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


AcknowledgementsThis document is a synthesis of ideas drawn from n<strong>in</strong>e regional position papers, an expert workshop and commentsreceived through a 12-month consultation process. As the ma<strong>in</strong> author of this report, I would like to acknowledgethe <strong>in</strong>put of the follow<strong>in</strong>g people:Authors of the regional position papersAsiaDr Ahmad Sanusi HassanProf. Anil LaulKirtee ShahAfricaProf. Ambrose AdebayoDr O. John EbohonDr Daniel K. IrurahProf. P.D. RwelamilaLat<strong>in</strong> AmericaProf. Vahan AgopyanMauricio P<strong>in</strong>to de ArrudaProf. Vanderley M. JohnLiliana MarulandaLiliana Miranda SaraProf. Christer SjöströmExpert work<strong>in</strong>g groupProf. Ambrose AdebayoChristelle BeyersSam ChambuyaOsafo GiyamahDr Daniel IrurahProf. Vanderley JohnDr Mark NapierProf. George O<strong>for</strong>iProf. Miguel SattlerAsst Prof. Farida ShafiiMy thanks also go to the follow<strong>in</strong>g people <strong>for</strong> their comments:Dr Wim Bakens, Hanlie Barnard, Prof. Paul Bowen, Amadi Chibuzor, Dr Guillermo Foladori, C.T. Ganesan, PhillipeGarnier, Dr Richard Hill, Hugo Houben, Ewel<strong>in</strong>a Kaatz, T<strong>in</strong>us Kruger, Richard Lorch, Dr Rodney Mil<strong>for</strong>d, LaraOpperman, Ronald Rovers, W<strong>in</strong>ston Shakantu, Jorge Vanegas, and Jill Wells.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


ForewordThis discussion document <strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong> represents both a sectorresponse and a develop<strong>in</strong>g country response to the challenge of susta<strong>in</strong>able development. It builds on the pr<strong>in</strong>ciplesof the UN <strong>Agenda</strong> <strong>21</strong> <strong>for</strong>mulated at the Earth Summit <strong>in</strong> Rio and is published as a contribution to the JohannesburgWorld Summit on <strong>Susta<strong>in</strong>able</strong> Development.The release of this discussion document co<strong>in</strong>cides with the renewed commitment of develop<strong>in</strong>g countries to takeleadership <strong>for</strong> social and economic development. This commitment is reflected <strong>in</strong> <strong>in</strong>itiatives such as the NewPartnership <strong>for</strong> Africa's Development (NePAD), conceived by African Heads of State to place the cont<strong>in</strong>ent on apath of susta<strong>in</strong>able growth and development. The support of UNEP-IETC and the <strong>CIB</strong> to <strong>in</strong>stitutions and people of"the South", who have developed this contribution, is a concrete expression of such partnership.The construction <strong>in</strong>dustry is central to how we shape our future, and to the susta<strong>in</strong>ability of this future. The delivery ofappropriate and af<strong>for</strong>dable <strong>in</strong>frastructure underp<strong>in</strong>s the competitive per<strong>for</strong>mance of almost every facet of a country’s<strong>in</strong>dustrial, technological and commercial base, as well as the welfare of households and people. The <strong>in</strong>dustry impacts onalmost every aspect of the realization of human settlements and the creation of <strong>in</strong>frastructure that supports development.In the developed world, the built environment generally constitutes more than half of the total national capital<strong>in</strong>vestment, accounts <strong>for</strong> up to half of all the raw materials taken out of the earth's crust by weight, and consumesbetween 40% and 50% of a country’s energy. The built environment consumes substantial f<strong>in</strong>ancial and naturalresources, and generates considerable waste streams.While the built environment provides homes, employment, recreation and dignity to billions of people, many rema<strong>in</strong>substantively excluded from these benefits and the potential of humank<strong>in</strong>d to benefit <strong>in</strong>to the future is dependent on a pathof change that must be taken today. This document is an important step on the dist<strong>in</strong>ctive path that develop<strong>in</strong>g countries willhave to follow, mov<strong>in</strong>g from a very different present, encumbered by exploitation and underdevelopment of the recent past.The present drags the past <strong>in</strong> its wake. For develop<strong>in</strong>g countries, the objectives of future susta<strong>in</strong>ability are <strong>in</strong>exorablybound together with the press<strong>in</strong>g need to atta<strong>in</strong> a susta<strong>in</strong>able present grounded <strong>in</strong> economic growth. The enhancedcapacity of governments, <strong>in</strong>novation, the <strong>for</strong>mation of domestic skills and construction capability are all fundamentalto the <strong>in</strong>frastructure that will unlock economic growth and an attack on poverty, hunger and disease.The fabric of susta<strong>in</strong>ability will be woven also from the rich cultural and environmental diversity that presents uniqueopportunity <strong>for</strong> the develop<strong>in</strong>g countries to demonstrate leadership on an alternative path to the common future.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong> sets out an R & D agenda and a strategy <strong>for</strong> action<strong>for</strong> the develop<strong>in</strong>g world <strong>in</strong> partnership with the developed world. The <strong>Construction</strong> Industry Development Board (CIDB)is proud to be associated with this <strong>in</strong>itiative and commends the authors. Established by government as a public/ privatepartnership to drive the national vision <strong>for</strong> trans<strong>for</strong>mation and development of the South African construction <strong>in</strong>dustry,the CIDB will cont<strong>in</strong>ue to cooperate with UNEP-IETC, the <strong>CIB</strong>, the CSIR and all <strong>in</strong>terested parties to advance this agenda.Spencer HodgsonCEO: <strong>Construction</strong> Industry Development BoardSouth Africa<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>i


PrefaceS<strong>in</strong>ce the 1992 Earth Summit <strong>in</strong> Rio, when <strong>Agenda</strong> <strong>21</strong> was <strong>for</strong>mulated as the <strong>in</strong>ternational bluepr<strong>in</strong>t <strong>for</strong> susta<strong>in</strong>abledevelopment, all sectors of society have been <strong>in</strong> the process of <strong>in</strong>terpret<strong>in</strong>g and pursu<strong>in</strong>g susta<strong>in</strong>ability andsusta<strong>in</strong>able development with<strong>in</strong> their specific contexts. Chapter 7 of <strong>Agenda</strong> <strong>21</strong> specifically refers to the role ofhuman settlements <strong>in</strong> susta<strong>in</strong>able development. The ability to meet most of our basic human needs relates <strong>in</strong> oneway or another to the creation of human settlements and their per<strong>for</strong>mance. There<strong>for</strong>e, <strong>in</strong> 1996 a second<strong>in</strong>ternational action plan, The Habitat <strong>Agenda</strong>, was <strong>for</strong>mulated specifically to address the role of human settlements<strong>in</strong> susta<strong>in</strong>able development. The construction sector has a major role to play <strong>in</strong> terms of the susta<strong>in</strong>able developmentof human settlements, as is highlighted <strong>in</strong> Chapter 4, Section C of The Habitat <strong>Agenda</strong>. The construction <strong>in</strong>dustryand its activities are responsible <strong>for</strong> a substantial amount of global resource use and waste emissions. It also hasan important role to play <strong>in</strong> socio-economic development and quality of life. Thus the need <strong>for</strong> an <strong>in</strong>ternationallyagreed <strong>Agenda</strong> on <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> was highlighted early on, and <strong>in</strong> 1999 the International Council <strong>for</strong>Research and Innovation <strong>in</strong> Build<strong>in</strong>g and <strong>Construction</strong> (<strong>CIB</strong>) published its <strong>Agenda</strong> <strong>21</strong> on <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong>(<strong>CIB</strong> Publication 237) after an extensive collaborative research process.This first <strong>Agenda</strong> <strong>for</strong> the construction sector was <strong>in</strong>tended as a global <strong>in</strong>termediary between the broader<strong>in</strong>ternational <strong>Agenda</strong>s, and national/regional <strong>Agenda</strong>s <strong>for</strong> the built environment and the construction sector. Itsma<strong>in</strong> objectives were to create a global framework and term<strong>in</strong>ology that would add value to all national or regionaland sub-sectoral <strong>Agenda</strong>s, and to provide a source document <strong>for</strong> def<strong>in</strong><strong>in</strong>g R & D activities related to susta<strong>in</strong>ableconstruction. The document provided a detailed overview of the concepts, issues and challenges of susta<strong>in</strong>abledevelopment and susta<strong>in</strong>able construction, and posed certa<strong>in</strong> challenges to the construction <strong>in</strong>dustry. The fulldocument can be downloaded from the <strong>CIB</strong> website www.cibworld.nlHowever, creat<strong>in</strong>g a susta<strong>in</strong>able built environment <strong>in</strong> the develop<strong>in</strong>g world requires a different approach from thattaken by the developed world, and this is not often clearly understood and discussed. The problems and their scale,the development priorities, the capacity of the local <strong>in</strong>dustry and governments, as well as the skills levels found <strong>in</strong>develop<strong>in</strong>g countries are often radically different from those found <strong>in</strong> developed countries. There are also certa<strong>in</strong>cultural and worldview differences between the developed and develop<strong>in</strong>g world countries that impact on theunderstand<strong>in</strong>g and implementation of susta<strong>in</strong>able development and construction.There<strong>for</strong>e, a special <strong>Agenda</strong> <strong>21</strong> <strong>for</strong><strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g<strong>Countries</strong> was commissioned as part of theaction plan <strong>for</strong> the implementation of <strong>Agenda</strong><strong>21</strong> on <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong>, and tofurther the <strong>CIB</strong>’s proactive approach onsusta<strong>in</strong>able construction. This project hasbeen undertaken <strong>in</strong> partnership with UNEP-IETC, CSIR Build<strong>in</strong>g and <strong>Construction</strong>Technology and the <strong>Construction</strong> IndustryDevelopment Board of South Africa. As the<strong>Agenda</strong> is cont<strong>in</strong>ually evolv<strong>in</strong>g, your furthercontributions to the discussion are welcomed.The Habitat <strong>Agenda</strong><strong>CIB</strong> A<strong>21</strong> <strong>for</strong><strong>Susta<strong>in</strong>able</strong><strong>Construction</strong><strong>Agenda</strong> <strong>21</strong><strong>CIB</strong>-UNEPA<strong>21</strong> <strong>for</strong><strong>Susta<strong>in</strong>able</strong><strong>Construction</strong> <strong>in</strong>Develop<strong>in</strong>g<strong>Countries</strong><strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>iii


Chapter 1IntroductionThe develop<strong>in</strong>g world has very little time left <strong>in</strong> which to decide the future of its settlements. It can choose to bl<strong>in</strong>dlyfollow the model laid down by the developed nations, or it can choose to opt <strong>for</strong> a more susta<strong>in</strong>able model ofdevelopment. There is no doubt that large-scale development is needed to address issues such as adequate hous<strong>in</strong>g,rapid urbanisation and lack of <strong>in</strong>frastructure. However, these problems need to be addressed <strong>in</strong> a way that is sociallyand ecologically responsible. Due to the rapid rate of urbanisation experienced <strong>in</strong> develop<strong>in</strong>g countries and the<strong>in</strong>creas<strong>in</strong>g pressures on what are often limited resources, there is great urgency to make susta<strong>in</strong>able <strong>in</strong>terventionsnow, while these built environments are be<strong>in</strong>g created, rather than try and change th<strong>in</strong>gs after the fact.While the level of underdevelopment <strong>in</strong> develop<strong>in</strong>g countries may be cause <strong>for</strong> despair, it also provides anopportunity <strong>for</strong> development <strong>in</strong> these countries to avoid the problems currently experienced <strong>in</strong> the developedcountries. Develop<strong>in</strong>g countries need not go through the same process of development as that followed by developedcountries. Instead these countries can choose to base all future development on the pr<strong>in</strong>ciples of susta<strong>in</strong>ability.This document is the culm<strong>in</strong>ation of a process <strong>in</strong>itiated <strong>in</strong> December 2000 a . The aim of the process was to betterunderstand the challenges of susta<strong>in</strong>able construction <strong>in</strong> develop<strong>in</strong>g countries, and <strong>for</strong>mulate a research anddevelopment agenda and strategy <strong>for</strong> action that would ensure that the contribution of the construction sector to thephysical development of develop<strong>in</strong>g countries supported the pr<strong>in</strong>ciples of susta<strong>in</strong>ability. While the processhighlighted the many barriers and developmental problems faced by develop<strong>in</strong>g countries, the aim of this <strong>Agenda</strong>is not to solve these issues, but to make sure that the role-players with<strong>in</strong> the broader construction sector who arework<strong>in</strong>g on solutions to these developmental issues have what they need to make sure that their solutions supportsusta<strong>in</strong>able development.The R & D agenda outl<strong>in</strong>ed <strong>in</strong> Chapter 4 of this document there<strong>for</strong>e not only looks at the technological enablersthat will be necessary, but also at what would be required to provide an enabl<strong>in</strong>g environment <strong>for</strong> theimplementation of susta<strong>in</strong>able construction practices <strong>in</strong> develop<strong>in</strong>g countries. This entails the development of avariety of <strong>in</strong>stitutional enablers, as well as the <strong>for</strong>mulation of a value system <strong>for</strong> the construction sector that supportssusta<strong>in</strong>ability and the tools that would be needed to facilitate the adoption of this value system.However, susta<strong>in</strong>able development and construction is the responsibility not only of researchers. It requires concertedaction by all stakeholders <strong>in</strong>volved <strong>in</strong> the creation and use of the built environment. Clients need to demand a moresusta<strong>in</strong>able built environment, professionals need to adopt and promote susta<strong>in</strong>able construction practices throughtheir work, the construction <strong>in</strong>dustry needs to commit to follow<strong>in</strong>g susta<strong>in</strong>able construction processes, and regulatorybodies need to encourage, enable and en<strong>for</strong>ce susta<strong>in</strong>able construction. If all these stakeholders are to fulfil theirroles, the educational sector has to provide them with the necessary tra<strong>in</strong><strong>in</strong>g and with educators who themselves arecommitted to susta<strong>in</strong>ability. These educators will need the knowledge that is be<strong>in</strong>g developed by the researchers aspart of the proposed R & D agenda. For the researchers to develop this new knowledge, they will need theparticipation and support of clients, contractors, professionals, governments and regulators.There<strong>for</strong>e, susta<strong>in</strong>able construction can happen only if all the necessary elements – both technological and contextualenablers, as well as stakeholders – are developed and work together at local, national, regional and <strong>in</strong>ternational levels.a This process is fully described <strong>in</strong> Addendum 1.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>1


This document is especially significant as it represents an important step <strong>in</strong> the empowerment of develop<strong>in</strong>g countries,provid<strong>in</strong>g as it does an agenda that was prepared entirely by experts from develop<strong>in</strong>g countries to answer to thespecific needs and challenges of develop<strong>in</strong>g countries. That is, to provide develop<strong>in</strong>g country answers to develop<strong>in</strong>gcountry problems. However, <strong>in</strong> an <strong>in</strong>terconnected and <strong>in</strong>terdependent world, the <strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong><strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong> does not concern develop<strong>in</strong>g countries alone, but also offers guidance todeveloped countries <strong>in</strong> their pursuit of susta<strong>in</strong>ability, as well as opportunities <strong>for</strong> mutually beneficial partnerships.1.1 ObjectivesThe aim of this document is to provide a research and development agenda and strategy <strong>for</strong> action <strong>for</strong> susta<strong>in</strong>ableconstruction <strong>in</strong> develop<strong>in</strong>g countries. The objectives of this R & D agenda are to provide a common framework thatcan be used to:• Guide <strong>in</strong>ternational and national <strong>in</strong>vestment <strong>in</strong> research and development <strong>in</strong> develop<strong>in</strong>g countries.• Stimulate debate and encourage the exchange of learn<strong>in</strong>g on susta<strong>in</strong>able construction with<strong>in</strong> the develop<strong>in</strong>gworld, thus draw<strong>in</strong>g the develop<strong>in</strong>g world <strong>in</strong>to the <strong>in</strong>ternational debate as an equal partner.1.2 Scope of the studyIt is important to note that <strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong> restricts itself to issuesthat can be addressed through susta<strong>in</strong>ability <strong>in</strong>itiatives <strong>in</strong> the built environment. However, one must recognise thatthis is a highly simplistic view, which is based on the assumption that several other macro-scale factors areappropriately addressed. Four such factors, which will not be covered directly, are:• Political stability. Political <strong>in</strong>stability greatly underm<strong>in</strong>es susta<strong>in</strong>able construction among other facets of socioeconomiclife. Besides, people, build<strong>in</strong>gs and settlements are often the first targets of political violence, which<strong>in</strong> turn:- Renders people homeless. A grow<strong>in</strong>g refugee population <strong>in</strong>creases the demand <strong>for</strong> emergency shelterand settlements.- Reduces the lifespan of build<strong>in</strong>gs, either through actual destruction or lack of care and ma<strong>in</strong>tenance.- Reduces <strong>in</strong>centives to <strong>in</strong>vest <strong>in</strong> property development and ma<strong>in</strong>tenance.- Reduces <strong>in</strong>centives <strong>for</strong> research and tra<strong>in</strong><strong>in</strong>g, while contribut<strong>in</strong>g to the exodus of exist<strong>in</strong>g capacity.• Transparent governance. Absence of transparent governance also translates <strong>in</strong>to a situation where theconstruction <strong>in</strong>dustry becomes ta<strong>in</strong>ted with unfair practices, especially corruption <strong>in</strong> bidd<strong>in</strong>g, tender<strong>in</strong>g andcontract awards, as well as throughout the construction process.• Economic growth and the redistribution of wealth.• Mean<strong>in</strong>gful <strong>in</strong>tegration and participation <strong>in</strong> the global economy, as well as mean<strong>in</strong>gful political andeconomic cooperation among develop<strong>in</strong>g countries on a regional basis.2<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


While the HIV/Aids pandemic and natural disasters also have significant implications <strong>for</strong> the construction <strong>in</strong>dustry<strong>in</strong> develop<strong>in</strong>g countries, which will need specific strategies, these fall outside the scope of this <strong>Agenda</strong>.1.3 Structure of the documentChapter 2 aims to provide an overview of the susta<strong>in</strong>able construction debate. It clarifies the susta<strong>in</strong>abilityterm<strong>in</strong>ology used, discusses some of the tensions, briefly describes the impact of the construction sector on theenvironment and society, and outl<strong>in</strong>es some of the challenges of susta<strong>in</strong>able construction. Chapter 3 describes thedevelop<strong>in</strong>g world context with<strong>in</strong> which this <strong>Agenda</strong> will have to be implemented. Chapter 4 outl<strong>in</strong>es the actualR & D agenda proposed, while the strategy <strong>for</strong> action <strong>in</strong> Chapter 5 provides a framework of actions required fromthe various role-players responsible <strong>for</strong> support<strong>in</strong>g and implement<strong>in</strong>g both the R & D agenda and susta<strong>in</strong>ableconstruction. Chapter 6 describes the way <strong>for</strong>ward <strong>for</strong> the implementation of the R & D agenda.1.4 Def<strong>in</strong>itions1.4.1 Develop<strong>in</strong>g countriesFor the purposes of this project, develop<strong>in</strong>g countries were def<strong>in</strong>ed as those countries outside Europe with a percapita GNP of less than US$7 000. Although this is the measure used by the World Bank, it must be commentedthat the use of GNP as a measure of development is com<strong>in</strong>g under severe criticism. Not only is it based onconsumption (and there<strong>for</strong>e not conducive to susta<strong>in</strong>ability), it also disallows other, more qualitative measures ofdevelopment that may be a more accurate measure of susta<strong>in</strong>ability. These countries are also generically referredto as "the South", despite the fact that many fall <strong>in</strong> the northern hemisphere. The term "the North" is used <strong>for</strong>Europe, North America and high-<strong>in</strong>come countries <strong>in</strong> Asia and Oceania. Despite its geographical <strong>in</strong>accuracy, thenorth-south term<strong>in</strong>ology is <strong>in</strong>creas<strong>in</strong>gly preferred <strong>in</strong> development circles, as the UN term<strong>in</strong>ology implies thatcountries <strong>in</strong> Europe, North America and Australasia are superior ("developed") to other ("develop<strong>in</strong>g" or "lessdeveloped") countries. 11.4.2 <strong>Construction</strong>In the context of this <strong>Agenda</strong>, four mean<strong>in</strong>gs of construction are used:• <strong>Construction</strong> as site activities that lead to the realisation of a specific build<strong>in</strong>g. In this regard construction isviewed as a specific stage <strong>in</strong> the project cycle described below.• <strong>Construction</strong> as the comprehensive cycle of a build<strong>in</strong>g project, cover<strong>in</strong>g key stages such as feasibility, design,build, operation, decommission<strong>in</strong>g, demolition and disposal.• <strong>Construction</strong> as a sector of the economy, which is <strong>in</strong> turn l<strong>in</strong>ked to allied sectors and <strong>in</strong>dustries <strong>in</strong> materialproduction and distribution, as well as service sectors such as transport and f<strong>in</strong>ance. In Lat<strong>in</strong> America, theterm construbus<strong>in</strong>ess has been co<strong>in</strong>ed to denote this broadest <strong>in</strong>terpretation of construction.• <strong>Construction</strong> as the broad process/mechanism <strong>for</strong> the realisation of human settlements. This entails the landidentification,plann<strong>in</strong>g, design and implementation processes <strong>for</strong> human settlements.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>3


Each of the four variations <strong>in</strong> mean<strong>in</strong>g has different<strong>Construction</strong> is the broad process/mechanism <strong>for</strong>implications <strong>for</strong> the relevant susta<strong>in</strong>ability issues to bethe realisation of human settlements and theaddressed. The susta<strong>in</strong>ability implications of construction ascreation of <strong>in</strong>frastructure that supportsdevelopment. This <strong>in</strong>cludes the extraction anda site process aim only at m<strong>in</strong>imis<strong>in</strong>g the environmental andbeneficiation of raw materials, the manufactur<strong>in</strong>g worker-related impacts. Any broader concerns withof construction materials and components, the susta<strong>in</strong>ability <strong>in</strong> the built environment need to be addressedconstruction project cycle from feasibility to at stages <strong>in</strong> the project cycle earlier or later than at thedeconstruction, and the management and construction stage. This leads to the second level of mean<strong>in</strong>goperation of the built environment.of construction, consider<strong>in</strong>g construction as thecomprehensive project cycle. This entails the preconstructionstages, as well as feasibility, site identification, design/technical documentation and contract award, aswell as the actual build<strong>in</strong>g works and the post-construction stages, such as occupation/operation and demolition.Although this def<strong>in</strong>ition provides a more comprehensive framework <strong>for</strong> <strong>in</strong>tegrat<strong>in</strong>g susta<strong>in</strong>ability issues <strong>in</strong> the builtenvironment, it is still limited. This is ma<strong>in</strong>ly because the life cycle (and related impacts) of most constructionmaterials/components beg<strong>in</strong>s well be<strong>for</strong>e the conventional project cycle beg<strong>in</strong>s, and ends well after the project cycleis over. This necessitates the third level of def<strong>in</strong>ition – construction as a sector of modern economies. In this respectthe sector is viewed as a critical l<strong>in</strong>k <strong>in</strong> a cha<strong>in</strong> of events orig<strong>in</strong>at<strong>in</strong>g with the extraction of raw materials (m<strong>in</strong><strong>in</strong>g andharvest<strong>in</strong>g) through process<strong>in</strong>g and distribution of components, assembly of components on site, and build<strong>in</strong>goccupation followed by decommission<strong>in</strong>g of build<strong>in</strong>gs, demolition and disposal of resultant waste. With thisapproach the range of susta<strong>in</strong>ability issues and opportunities broadens significantly.The key limitation of the above three def<strong>in</strong>itions is that they tend to focus on the biophysical and economicconsiderations of susta<strong>in</strong>ability <strong>in</strong> the built environment, while ignor<strong>in</strong>g the human dimension (adequate provision <strong>for</strong>basic needs such as shelter, poverty, threat to cultural values and <strong>in</strong>equalities – gender, generational or regional). Thishas led to the broader view of construction as the process/mechanism <strong>for</strong> the realisation of human settlements.<strong>Susta<strong>in</strong>able</strong> construction <strong>in</strong> this context focuses on provid<strong>in</strong>g human settlements (urban and rural) that reaffirm humandignity rather than underm<strong>in</strong>e it. The role of human settlements <strong>in</strong> reduc<strong>in</strong>g crime and enhanc<strong>in</strong>g thepsychological/spiritual well-be<strong>in</strong>g of the <strong>in</strong>habitants then becomes a critical issue.A "susta<strong>in</strong>able construction <strong>in</strong>dustry" no longermeans simply that the <strong>in</strong>dustry is able to cont<strong>in</strong>ueits bus<strong>in</strong>ess and grow, but also that it supportsthe pr<strong>in</strong>ciples of susta<strong>in</strong>able development –which may mean that <strong>in</strong> some cases it needs tostop grow<strong>in</strong>g, or grow <strong>in</strong> different ways.As "susta<strong>in</strong>ability" has come to denote a meta-concept l<strong>in</strong>kedto the pr<strong>in</strong>ciples of susta<strong>in</strong>able development, the mean<strong>in</strong>g ofthe term <strong>in</strong> relation to the construction <strong>in</strong>dustry has alsochanged. The next chapter provides some background onthe susta<strong>in</strong>able construction debate, which will clarify theterm<strong>in</strong>ology and expla<strong>in</strong> the importance of broaden<strong>in</strong>g thedef<strong>in</strong>ition of construction to <strong>in</strong>clude this systemic view of theentire process of settlement creation.4<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


Chapter 2<strong>Susta<strong>in</strong>able</strong> construction – the debateThe issue of susta<strong>in</strong>able construction lies with<strong>in</strong> a broader <strong>in</strong>ternational debate on susta<strong>in</strong>able development. Thisdebate has been hampered by the perceived ambiguity, and even contradictory nature of the concept and itsassociated term<strong>in</strong>ology. Its all-encompass<strong>in</strong>g nature and <strong>in</strong>herent complexity have also made the conceptvulnerable to large-scale co-option by agencies with<strong>in</strong> the <strong>in</strong>ternational development community and mult<strong>in</strong>ationalbus<strong>in</strong>ess arena. Agencies that very often use the term "susta<strong>in</strong>able development" <strong>for</strong> promot<strong>in</strong>g activities thatrema<strong>in</strong> essentially based on an unsusta<strong>in</strong>able development model that is pollut<strong>in</strong>g the ecosystem, <strong>in</strong>creas<strong>in</strong>g<strong>in</strong>equity and social exclusion, and consum<strong>in</strong>g resources at a rate faster than nature can replace them.This has given rise to considerable tension between the proponents of what has been described as weaksusta<strong>in</strong>ability, and those demand<strong>in</strong>g a stronger approach, as well as between the developed and develop<strong>in</strong>gworlds. This chapter provides a brief <strong>in</strong>troduction to the term<strong>in</strong>ology used, the tensions with<strong>in</strong> the debate, the impactof the construction sector, and the challenges of susta<strong>in</strong>able construction.2.1 The term<strong>in</strong>ologyThe terms "susta<strong>in</strong>ability" and "susta<strong>in</strong>able development" are the ma<strong>in</strong> sources of confusion. They are often seen asdescrib<strong>in</strong>g two different ideologies, with susta<strong>in</strong>ability seen either as pure economic viability, or as an environmentalconcept advocat<strong>in</strong>g the ma<strong>in</strong>tenance and repair of current environmental conditions and, <strong>in</strong> the extreme, a return tosome k<strong>in</strong>d of noble savage state. In contrast, susta<strong>in</strong>able development is seen as the more progressive approachadvocat<strong>in</strong>g the goal of susta<strong>in</strong><strong>in</strong>g current development (often <strong>in</strong>terpreted as economic growth and improvedstandards of liv<strong>in</strong>g). However, if one considers the motivation beh<strong>in</strong>d the concept of susta<strong>in</strong>able development, these<strong>in</strong>terpretations are mislead<strong>in</strong>g and <strong>in</strong>correct. With<strong>in</strong> the construction sector we also f<strong>in</strong>d terms such as "susta<strong>in</strong>ablesettlements/cities", "urban susta<strong>in</strong>ability", and "susta<strong>in</strong>able construction" that need clarification.2.1.1 Susta<strong>in</strong>abilityThe ma<strong>in</strong> motivation beh<strong>in</strong>d susta<strong>in</strong>able development is to susta<strong>in</strong> thespecies homo sapiens. The Rio Declaration, which <strong>for</strong>ms the preamble to<strong>Agenda</strong> <strong>21</strong>, states very clearly that "Human be<strong>in</strong>gs are at the centre ofconcern <strong>for</strong> susta<strong>in</strong>able development"."Susta<strong>in</strong>: to support, to keepalive, to keep go<strong>in</strong>g"Humans are there<strong>for</strong>e the ma<strong>in</strong> focus of the susta<strong>in</strong>able development debate. The key concern is to keep planetaryconditions favourable <strong>for</strong> human life at a global as well as local level. As we do not fully understand the complex<strong>in</strong>terrelationships between the different components of the biosphere, a prudent approach is advocated, hence thecall <strong>for</strong> biodiversity conservation and environmental protection.Susta<strong>in</strong>ability is thus the condition or state that would allow the cont<strong>in</strong>ued existence of homo sapiens, and it is thegoal we would like to achieve. Because of endlessly chang<strong>in</strong>g external and <strong>in</strong>ternal (societal) conditions, this is nota fixed state, but one of dynamic balance where we will have to cont<strong>in</strong>uously adapt to these chang<strong>in</strong>g conditions.In order to achieve this state, we will have to meet certa<strong>in</strong> requirements. Firstly, we need to balance the needs ofhumans with the carry<strong>in</strong>g capacity of the planet, and with the need to protect that capacity so that the needs offuture generations can cont<strong>in</strong>ue to be met.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>5


The relationship between these terms can beexpla<strong>in</strong>ed as follows:• The objective is to susta<strong>in</strong> the species homosapiens. That is to support it and keep it alive.• Susta<strong>in</strong>ability is the condition or state whichwould allow the cont<strong>in</strong>ued existence of homosapiens, and provide a safe, healthy andproductive life <strong>in</strong> harmony with nature andlocal cultural and spiritual values. It is thegoal we would like to achieve.• <strong>Susta<strong>in</strong>able</strong> development is then the k<strong>in</strong>d ofdevelopment we need to pursue <strong>in</strong> order toachieve the state of susta<strong>in</strong>ability. It is acont<strong>in</strong>uous process of ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g adynamic balance between the demands ofpeople <strong>for</strong> equity, prosperity and quality oflife, and what is ecologically possible. It iswhat we need to do.• <strong>Susta<strong>in</strong>able</strong> human settlements are thosecities, towns, villages and their communitiesthat enable us to live <strong>in</strong> a manner thatsupports the state of susta<strong>in</strong>ability and thepr<strong>in</strong>ciples of susta<strong>in</strong>able development.• Urban susta<strong>in</strong>ability is the broader processof creat<strong>in</strong>g susta<strong>in</strong>able human settlements,especially towns and cities. It <strong>in</strong>cludessusta<strong>in</strong>able construction, but also thecreation of <strong>in</strong>stitutional, social andeconomic systems that support susta<strong>in</strong>abledevelopment.• <strong>Susta<strong>in</strong>able</strong> construction means that thepr<strong>in</strong>ciples of susta<strong>in</strong>able development areapplied to the comprehensive constructioncycle from the extraction and beneficiationof raw materials, through the plann<strong>in</strong>g,design and construction of build<strong>in</strong>gs and<strong>in</strong>frastructure, until their f<strong>in</strong>aldeconstruction and management of theresultant waste. It is a holistic processaim<strong>in</strong>g to restore and ma<strong>in</strong>ta<strong>in</strong> harmonybetween the natural and builtenvironments, while creat<strong>in</strong>g settlementsthat affirm human dignity and encourageeconomic equity.However, mere survival is not our goal. We want to be ableto live <strong>in</strong> an environment that provides a certa<strong>in</strong> quality oflife – that meets our full hierarchy of needs. The most basicrequirement <strong>for</strong> this is the ability of all to live a safe, healthyand productive life <strong>in</strong> harmony with nature and localcultural and spiritual values. 2To get this, we need to achieve a measure of social andeconomic equity between <strong>in</strong>dividuals, as well as betweencommunities, nations and generations. We have to f<strong>in</strong>d away to equitably distribute wealth (<strong>in</strong> the <strong>for</strong>m of access toresources and opportunities) and <strong>in</strong>crease prosperity <strong>for</strong>all. This l<strong>in</strong>e of reason<strong>in</strong>g led us to the so-called threepillars of susta<strong>in</strong>able development – people (socialdevelopment), the planet (ecological protection) andprosperity (economic development).2.1.2 <strong>Susta<strong>in</strong>able</strong> developmentContrary to popular belief, susta<strong>in</strong>able development is notmerely development that can be susta<strong>in</strong>ed, but rather thek<strong>in</strong>d of development we need to pursue <strong>in</strong> order to achievethe state of susta<strong>in</strong>ability. It is not the goal, but the processof ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g a dynamic balance between the demands ofpeople <strong>for</strong> equity, prosperity and quality of life and what isecologically possible. Development is also not just seen <strong>in</strong> itsnarrow mean<strong>in</strong>g of growth, expansion and acquir<strong>in</strong>g ofknowledge, but as progress through improvement, evolutionand the quest <strong>for</strong> wisdom.While the scope of the term is still evolv<strong>in</strong>g as it is co-optedby more and more discipl<strong>in</strong>es and advocacy groups, it isgenerally agreed to place certa<strong>in</strong> demands on human activity<strong>in</strong> the three systems central to development.The economic aspects of susta<strong>in</strong>able development require thedevelopment of an economic system that facilitates equitableaccess to resources and opportunities and the fair shar<strong>in</strong>g off<strong>in</strong>ite ecologically productive space, that enables susta<strong>in</strong>ablelivelihoods, and establishes viable bus<strong>in</strong>esses and <strong>in</strong>dustriesbased on sound ethical pr<strong>in</strong>ciples. The focus is on creat<strong>in</strong>gprosperity <strong>for</strong> all, not just profits <strong>for</strong> a few, and to do this with<strong>in</strong>the bounds of the ecologically possible and without <strong>in</strong>fr<strong>in</strong>g<strong>in</strong>gon basic human rights.6<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


The social aspects of susta<strong>in</strong>able development require thatwe enable the development of fair and just societies thatfoster positive human development and provide peoplewith opportunities <strong>for</strong> self-actualisation and anacceptable quality of life.The environmental aspects of susta<strong>in</strong>able developmentrequire that we f<strong>in</strong>d a balance between protect<strong>in</strong>g thephysical environment and its resources, and us<strong>in</strong>g theseresources <strong>in</strong> a way that will allow the earth to cont<strong>in</strong>uesupport<strong>in</strong>g an acceptable quality of life <strong>for</strong> human be<strong>in</strong>gs."<strong>Susta<strong>in</strong>able</strong> development is development thatmeets the needs of the present withoutcompromis<strong>in</strong>g the ability of future generationsto meet their own needs… As such it requiresthe promotion of values that encourageconsumption standards that are with<strong>in</strong> thebounds of the ecologically possible and towhich all could reasonably aspire."Our Common Future, WCED, 1987It is highly unlikely that all of the susta<strong>in</strong>ability pr<strong>in</strong>ciples implicit <strong>in</strong> the above statements can be upheld at all times, asthey have conflict<strong>in</strong>g requirements. Most of the time, decision-makers will have to make trade-offs and otherwise tryto balance the different requirements to f<strong>in</strong>d a solution that is the optimum one <strong>for</strong> the greater good. These decisionsneed to be flexible and should be regularly reviewed aga<strong>in</strong>st agreed-upon <strong>in</strong>dicators to keep the three systems <strong>in</strong>dynamic balance and ensure that the one sphere is not developed at the expense of the others.2.1.3 <strong>Susta<strong>in</strong>able</strong> human settlements<strong>Susta<strong>in</strong>able</strong> human settlements are those cities, towns, villages and their communities which:• enable us to live <strong>in</strong> a manner that supports the stateof susta<strong>in</strong>ability and the pr<strong>in</strong>ciples of susta<strong>in</strong>abledevelopment, and• have <strong>in</strong>stitutional, social and economic systemsthat will ensure their cont<strong>in</strong>ued existence."Human settlements mean the totality of thehuman community – whether city, town orvillage – with all the social, material,organizational, spiritual and cultural elementsthat susta<strong>in</strong> it. "Vancouver Declaration on Human Settlements, 1976Whether a settlement can be declared susta<strong>in</strong>able or not depends on the <strong>in</strong>teraction of four different patterns:• The physical structure – how the settlement sits with<strong>in</strong> the natural environment and there<strong>for</strong>e responds to thetopography; the spatial relationship between the different parts of the city; and the <strong>for</strong>m of the built environment.• The utilisation patterns – which are <strong>for</strong>med by the way the settlement uses its resources and which aredescribed by the <strong>in</strong>frastructure and services provided.• The social patterns – how people live, learn and work <strong>in</strong>, and relate to their settlement, and the opportunitiesprovided by the settlement <strong>for</strong> meet<strong>in</strong>g these social needs.• The operational patterns – how the settlement functions and is managed.<strong>Susta<strong>in</strong>able</strong> development holds certa<strong>in</strong> very specific and often conflict<strong>in</strong>g demands and conditions <strong>for</strong> the creationof these patterns. These conditions are also different with<strong>in</strong> different economic, ecological, geographical,topographical and social contexts. It is there<strong>for</strong>e not possible to def<strong>in</strong>e a physical bluepr<strong>in</strong>t <strong>for</strong> susta<strong>in</strong>able human<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>7


settlements. However, through the Habitat <strong>Agenda</strong> an attempt has been made to create normative guidel<strong>in</strong>es thatcould be applied to the creation of settlements everywhere.2.1.4 Urban susta<strong>in</strong>abilityUrban susta<strong>in</strong>ability is the broader process of creat<strong>in</strong>g susta<strong>in</strong>able human settlements, especially towns and cities.It <strong>in</strong>cludes susta<strong>in</strong>able construction, but also the creation of <strong>in</strong>stitutional, social and economic systems that supportsusta<strong>in</strong>able development. The seven essential dimensions of urban susta<strong>in</strong>ability can be described as: 3Vision of the Forum Cities <strong>for</strong> Life (ForoCiudades para la Vida), Peru"We want cities <strong>for</strong> life that reflect the expressionof susta<strong>in</strong>able development and that offer anadequate quality of life to their <strong>in</strong>habitants. This isto be achieved through equal opportunities <strong>for</strong> ahealthy, safe, productive life with solidarity and <strong>in</strong>harmony with nature and its rural surround<strong>in</strong>gs,and the cultural conditions and spiritual valuesadapted to the diversity of the country. We wantcities <strong>for</strong> life <strong>in</strong> which their <strong>in</strong>habitants identifythemselves with its development, <strong>in</strong> which they areproud of their culture and the natural beauty of theplace they live <strong>in</strong>; and where they cooperate anddemonstrate solidarity, while be<strong>in</strong>g competitive.”Forum Cities <strong>for</strong> Life, National Action Plan,2000-2005• A susta<strong>in</strong>able urban economy provid<strong>in</strong>g work andwealth;• A susta<strong>in</strong>able urban society with social coherenceand social solidarity;• <strong>Susta<strong>in</strong>able</strong> urban shelter provid<strong>in</strong>g decent,af<strong>for</strong>dable hous<strong>in</strong>g <strong>for</strong> all;• A susta<strong>in</strong>able urban environment with stableecosystems;• <strong>Susta<strong>in</strong>able</strong> urban access through resourceconserv<strong>in</strong>g mobility;• <strong>Susta<strong>in</strong>able</strong> urban life – the liveable city; and• <strong>Susta<strong>in</strong>able</strong> urban democracy through anempowered citizenry.Urban susta<strong>in</strong>ability is a multi-dimensional problem that requires a systemic approach. The decision-mak<strong>in</strong>gprocesses of urban susta<strong>in</strong>ability would there<strong>for</strong>e also be different from traditional approaches. In practice this meansa move from hierarchical and sectoral decision-mak<strong>in</strong>g to a more holistic, <strong>in</strong>tegrated and participative approach.2.1.5 <strong>Susta<strong>in</strong>able</strong> construction<strong>Susta<strong>in</strong>able</strong> construction is a holistic processaim<strong>in</strong>g to restore and ma<strong>in</strong>ta<strong>in</strong> harmonybetween the natural and built environments, andcreate settlements that affirm human dignity andencourage economic equity.It should be recognised that mank<strong>in</strong>d is locked <strong>in</strong>to a highlydynamic relationship with the natural world and that the twoare acutely <strong>in</strong>terdependent. In address<strong>in</strong>g the complexproblem of construction and the environment, ef<strong>for</strong>ts towardssusta<strong>in</strong>able construction are fundamentally an attempt to put<strong>in</strong> place practices that restore the balance between the naturaland built environments. It is a search <strong>for</strong> an ecological modelthat views both realms as fundamentally <strong>in</strong>terconnected.8<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


<strong>Susta<strong>in</strong>able</strong> construction is seen to imply holistic th<strong>in</strong>k<strong>in</strong>g as regards construction and management of the builtenvironment, tak<strong>in</strong>g a lifecycle perspective. It implies not only new environmentally orientated construction designs, butalso new environmentally friendly operation and ma<strong>in</strong>tenance procedures. Not only must construction materials andcomponents be produced <strong>in</strong> a susta<strong>in</strong>able way, but their use must also answer to new requirements deriv<strong>in</strong>g fromholistic environmental prerequisites. For example, there is no sense <strong>in</strong> produc<strong>in</strong>g cladd<strong>in</strong>g glass <strong>in</strong> an environmentallyfriendly way, if that sheet of glass is go<strong>in</strong>g to be used as a façade or roof <strong>in</strong> a Brazilian tropical climate.However, just as the concept of environmental susta<strong>in</strong>ability is still unfold<strong>in</strong>g as our knowledge about theenvironment expands, so is the understand<strong>in</strong>g of susta<strong>in</strong>able construction as a concept that extends beyond thebiophysical impact of the built environment. Thus, the concept of susta<strong>in</strong>able construction now transcendsenvironmental susta<strong>in</strong>ability to embrace economic and social susta<strong>in</strong>ability, which emphasises possible valueaddition to the quality of life of <strong>in</strong>dividuals and communities.For many years there has been a tendency <strong>for</strong> susta<strong>in</strong>ability studies <strong>in</strong> construction to give greater emphasis to thedimensions or aspects denom<strong>in</strong>ated as technical, i.e. ecological and geographical/spatial susta<strong>in</strong>ability (asdescribed by Sachs 4 ). As a result, this approach has often ended up neglect<strong>in</strong>g the social contradictions mak<strong>in</strong>gthe environmental issue ma<strong>in</strong>ly – and <strong>in</strong> some cases exclusively – a technical one.Thus, understand<strong>in</strong>g of the non-technical aspects (i.e. social, economic and cultural susta<strong>in</strong>ability), as well as thepolitical, must be encouraged and practised <strong>in</strong> countries which have to fight aga<strong>in</strong>st social exclusion as one of theirpriorities. This change of focus, or <strong>in</strong>creased plurality of approach, should contribute towards help<strong>in</strong>g develop<strong>in</strong>gcountries to face up <strong>in</strong> a more productive way to the challenges presented by susta<strong>in</strong>able development with<strong>in</strong> theirreality, given that the social, economic and cultural contradictions are the true causes of their environmental problems.2.2 The tensionsAs said earlier, there are many tensions with<strong>in</strong> the susta<strong>in</strong>ability debate. The first set of tensions is ma<strong>in</strong>ly betweenthe concerns of the North and those of the South, and is expressed <strong>in</strong> terms of the Brown and Green <strong>Agenda</strong>s.Another set of tensions arises from the time frame with<strong>in</strong> which responses are planned. If we are deal<strong>in</strong>g with thesurvival of the human species, can we af<strong>for</strong>d to make decisions that will threaten that survival fifty or four hundredyears down the l<strong>in</strong>e? Or do we limit our decisions to a time frame of twenty or thirty years and hope that technologywill develop to mitigate the consequences of our actions at a later stage?The third set of tensions can be found <strong>in</strong> E<strong>in</strong>ste<strong>in</strong>’s question of whether we can really solve our problems from thesame consciousness that created them. This poses the question of who should be responsible <strong>for</strong> <strong>for</strong>mulat<strong>in</strong>g thesusta<strong>in</strong>able development model. Should it be the North, which was responsible <strong>for</strong> creat<strong>in</strong>g most of the problemssusta<strong>in</strong>able development attempts to address, and has a vested <strong>in</strong>terest <strong>in</strong> try<strong>in</strong>g to ma<strong>in</strong>ta<strong>in</strong> current economicmodels and global power balances? Or should it be the South, which traditionally has a more value-orientated,community-based notion of development (although this is rapidly erod<strong>in</strong>g)?2.2.1 The "Brown" and "Green" agendasThe Green <strong>Agenda</strong> concentrates on reduc<strong>in</strong>g the environmental impact of urban-based production, consumptionand waste-generation on natural resources and ecosystems, and ultimately on the world’s life-support systems. In<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>9


BrownGreenKey concern Human well-be<strong>in</strong>g Ecosystemicwell-be<strong>in</strong>gTimeframe Immediate DelayedScale Local Local to globalConcerned Low-<strong>in</strong>come Future generationsabout groupsView of Nature Manipulate and use Protect andwork withEnvironmental Provide more Use lessservicesTable 1: Difference between the Brown and Greenagendas. 6general, the Green <strong>Agenda</strong>, which focuses on theproblems of affluence and over-consumption, ismore press<strong>in</strong>g <strong>in</strong> affluent countries. The Brown<strong>Agenda</strong>, which focuses on the problems of povertyand underdevelopment, emphasises the need toreduce the environmental threats to health that arisefrom poor sanitary conditions, crowd<strong>in</strong>g,<strong>in</strong>adequate water provision, hazardous air andwater pollution, and local accumulations of solidwaste. The Brown <strong>Agenda</strong> is there<strong>for</strong>e morepert<strong>in</strong>ent <strong>in</strong> poor, under-serviced cities or parts ofcities. 5 Table 1 illustrates the ma<strong>in</strong> differencesbetween the Brown and Green agendas.The develop<strong>in</strong>g world is <strong>in</strong> a particularly difficult position as the <strong>in</strong>teraction between the Brown and Green <strong>Agenda</strong>sis further complicated by the need to address past <strong>in</strong>equities <strong>in</strong> service delivery <strong>in</strong> a manner that is sociallyacceptable to both rich and poor, that will enable the develop<strong>in</strong>g world to live with<strong>in</strong> what is ecologically possible,given its small resource base relative to its population growth rates, and which m<strong>in</strong>imises the negativeenvironmental impacts associated with both Green and Brown agendas.2.2.2 Weak versus strong susta<strong>in</strong>abilityDepend<strong>in</strong>g on the will<strong>in</strong>gness of stakeholders to accept and participate <strong>in</strong> change, ef<strong>for</strong>ts towards susta<strong>in</strong>ability canbe placed on a cont<strong>in</strong>uum between weak (false) and strong (true) susta<strong>in</strong>ability, the key criterion be<strong>in</strong>g whethercurrent development and consumption patterns will allow future generations to meet their basic needs.Key to this <strong>in</strong>tergenerational equity aspect of susta<strong>in</strong>able development is the question of how much we can use nowand how much to leave <strong>for</strong> future generations. To enable us to measure our resource wealth, four k<strong>in</strong>ds of capitalhave been identified: 7• Natural capital: natural resources and the services provided to humans by the biophysical environment.• Human capital: labour, education, skills, <strong>in</strong>telligence, culture and organisation.• Manufactured capital: build<strong>in</strong>gs, <strong>in</strong>frastructure, goods, <strong>in</strong><strong>for</strong>mation resources.• F<strong>in</strong>ancial capital: Cash, credit, <strong>in</strong>vestments and monetary <strong>in</strong>struments.Weak susta<strong>in</strong>ability is the idea that different k<strong>in</strong>ds of capital are fully <strong>in</strong>terchangeable and that natural capital canthere<strong>for</strong>e be used up as long as it is converted <strong>in</strong>to manufactured capital of equal value. If this rule is applied itwould, <strong>for</strong> <strong>in</strong>stance, be justified to run down the environment provided the proceeds of environmental degradationwere re<strong>in</strong>vested <strong>in</strong> other <strong>for</strong>ms of capital.10"Only when the last tree has died and the lastriver been poisoned and the last fish been caughtwill we realize that we cannot eat money."19th century Cree Indian ProphecyStrong susta<strong>in</strong>ability is the idea that there are certa<strong>in</strong>functions that the environment per<strong>for</strong>ms that are essential<strong>for</strong> the welfare and survival of the human species, andwhich cannot be duplicated by humans. These ecologicalassets are called "critical natural capital" and cannot be<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


traded <strong>for</strong> any of the other <strong>for</strong>ms of capital, as their depletion would endanger human survival. Examples are theozone layer, the carbon cycle and the hydrological cycle. 8Thus, while it may seem perfectly rational to trade natural capital of a given value <strong>for</strong> human-made capital of equal orgreater value with<strong>in</strong> a static framework, this is not true with<strong>in</strong> a dynamic framework – that is, modell<strong>in</strong>g economicsystems through time. Firstly, this is because we would be liv<strong>in</strong>g off our irreplaceable and non-substitutable naturalcapital, <strong>in</strong>stead of off the revenue derived from that capital, and, secondly, because the human-made capital with whichwe replace it will eventually depreciate <strong>in</strong> value, leav<strong>in</strong>g us with noth<strong>in</strong>g. Over the long term the susta<strong>in</strong>ability of homosapiens will there<strong>for</strong>e be threatened by the "weak" susta<strong>in</strong>ability approach.2.2.3 A new model of developmentThe model of social and economic equity, whichunderp<strong>in</strong>s <strong>Agenda</strong> <strong>21</strong>, is ma<strong>in</strong>ly based on the Westernliberal democratic value system shaped by the previousmillennium’s social revolutions <strong>in</strong> Europe. Increas<strong>in</strong>gscepticism from the develop<strong>in</strong>g world suggests thatsusta<strong>in</strong>able development as promoted and practised bythe <strong>in</strong>ternational development agencies is just bus<strong>in</strong>essas usual, and that despite its lip service to "harmonywith local cultural and spiritual values" it often conflictswith the values held by the non-<strong>in</strong>dustrialised countries,or at best does not acknowledge the validity of othervalue systems. There is also scepticism about the abilityof the West to provide the real solutions to problems thatwere essentially created by their development model.It is felt unlikely that susta<strong>in</strong>able development and humansettlements will be possible through the model ofdevelopment espoused by the World Bank and theInternational Monetary Fund. Many of the problemsexperienced <strong>in</strong> the develop<strong>in</strong>g world are a result of thedevelopment models these <strong>in</strong>stitutions encouraged thedevelop<strong>in</strong>g countries to follow, not a div<strong>in</strong>ely orda<strong>in</strong>edprocess. Worldwide environmental crisis has been broughtabout by the economic model that favours expansion of thestructures of mass production, with its predatory relationshipto the physical environment and <strong>in</strong>herent social <strong>in</strong>equalitymanifested <strong>in</strong> a scenario of high concentration of privatewealth and social exclusion. The strategies and processesthat have been adopted <strong>in</strong> pursuit of economic growth anddevelopment have been very resource-<strong>in</strong>tensive. Thesestrategies and processes are themselves the products ofhabits and lifestyles that are constantly chang<strong>in</strong>g <strong>in</strong> waysthat impose further demands on global natural resources.From the Kauntan Declaration "Our cities,our homes: A citizens’ agenda""This disturb<strong>in</strong>g reality is <strong>in</strong> large part a legacyof the ideologies and <strong>in</strong>stitutions of thetwentieth century and <strong>in</strong> particular of thedom<strong>in</strong>ant neo-liberal economic developmentmodel of unfettered economic growth,unregulated markets, privatisation of publicassets and functions, and global economic<strong>in</strong>tegration that has become the guid<strong>in</strong>gphilosophy of our most powerful <strong>in</strong>stitutions.This model spawns projects that displace thepoor to benefit those already better off, divertsresources to export production that mightotherwise be used by the less advantaged toproduce <strong>for</strong> their own needs, destroyslivelihoods <strong>in</strong> the name of creat<strong>in</strong>g jobs, andlegitimises policies that deprive persons <strong>in</strong> needof essential public services. The modeladvances <strong>in</strong>stitutional changes that shift thepower to govern from people and governmentsto unaccountable global corporations andf<strong>in</strong>ancial <strong>in</strong>stitutions devoted to a s<strong>in</strong>gle goal:maximis<strong>in</strong>g their own short-term f<strong>in</strong>ancialga<strong>in</strong>s. We need a different k<strong>in</strong>d of developmentwhich will give different k<strong>in</strong>ds of cities."<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>11


Notions of what constitutes development, and the associated habits and lifestyles <strong>in</strong>troduced by the variousEuropean colonisers, contributed greatly to the problems experienced by cities <strong>in</strong> develop<strong>in</strong>g countries. Thequestion asked is whether the develop<strong>in</strong>g countries should cont<strong>in</strong>ue pursu<strong>in</strong>g this development model.The develop<strong>in</strong>g nations are today follow<strong>in</strong>g the developed nations’ policy of achiev<strong>in</strong>g economic growth throughmacro-<strong>in</strong>dustrial production, which revolves around the concept of large-scale production and high-consumptionpatterns. The consequent environmental and social impact is often overlooked. The adoption of the new Western"susta<strong>in</strong>able" construction methods and city patterns requires question<strong>in</strong>g to ensure these reflect the specificrequirements of the develop<strong>in</strong>g nations and <strong>in</strong>corporate their value systems. Promot<strong>in</strong>g a development modelderived from Western values and growth patterns <strong>in</strong>creases <strong>in</strong>equity, causes cultural alienation, loss of culturalwisdom and environmental degradation, irrespective of whether it claims to promote susta<strong>in</strong>able development ornot. There<strong>for</strong>e, changes to this development model are called <strong>for</strong>, or we require a completely new model ofdevelopment that <strong>in</strong>cludes non-Western values. We need a different vision with different k<strong>in</strong>ds of economics,growth, technology, energy, <strong>in</strong>stitutions, governance, and, of course, a different type of "development". Wethere<strong>for</strong>e need a new development model that would enable these changes to be made, that places more moderatedemands on the earth’s resources, and that encourages their more equitable distribution. Both our benchmarks andgoals must change. So must the measur<strong>in</strong>g yardstick. Developmental problem-solv<strong>in</strong>g is not only about ensur<strong>in</strong>gclean water, treat<strong>in</strong>g sewage and manag<strong>in</strong>g transport, but also about tackl<strong>in</strong>g the underly<strong>in</strong>g <strong>for</strong>ces and processes– chang<strong>in</strong>g "development" itself.The biggest challenge of susta<strong>in</strong>able development comes from hav<strong>in</strong>g to question and re-evaluate some of ourfundamental assumptions regard<strong>in</strong>g development. We need to reth<strong>in</strong>k and redesign the dom<strong>in</strong>ant developmentmodels, we have to question the <strong>in</strong>evitability of urbanisation as we are currently experienc<strong>in</strong>g it, and we need to gowith<strong>in</strong> ourselves and our cultural value systems to f<strong>in</strong>d a set of values and ethics that will encourage true susta<strong>in</strong>abledevelopment. Most importantly, we need to accept the magnitude of the change that will be required and start work<strong>in</strong>gtowards that change.Susta<strong>in</strong>ability will demand fundamental and farreach<strong>in</strong>gchanges <strong>in</strong> the world economic orderand power relationships, development models,production practices, attitudes to resources andways of liv<strong>in</strong>g.Just as we cannot solve the problems we created with thesame th<strong>in</strong>k<strong>in</strong>g that created them, we will not be able to effectthese changes from with<strong>in</strong> the current developmentalparadigm. We need to make a mental shift equivalent to theone the human race had to make when it was proven thatthe Earth was not the centre of the universe.However, the criticism levelled aga<strong>in</strong>st a "susta<strong>in</strong>able" development model that requires the imposition of a Westernvalue system on the develop<strong>in</strong>g world does not imply an outright rejection either of susta<strong>in</strong>able development or ofWestern values. Instead, <strong>in</strong> the words of Iba Der Thiam:" [T]he way is simple. It does not mean exalt<strong>in</strong>g or restor<strong>in</strong>g every bit of Africa’s social heritage… . Nor does itmean reject<strong>in</strong>g everyth<strong>in</strong>g history brought us from Europe and elsewhere; It means exam<strong>in</strong><strong>in</strong>g our real culture <strong>for</strong>the permanent values which created the unity, stability, solidarity and cohesion of ancient societies … and to addto this canon selected values, not just from Europe … but from civilisations and cultures from all over the world." 9It is clear, though, that <strong>in</strong>herent <strong>in</strong> this call <strong>for</strong> a new development model is the understand<strong>in</strong>g that the success ofthe susta<strong>in</strong>ability drive depends ultimately on the decisions people make regard<strong>in</strong>g their behaviour. These decisions12<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


are driven by a value system, by an idea of what is "right" and what is "wrong". Development <strong>in</strong>itiatives will notlead to tangible and last<strong>in</strong>g improvements <strong>in</strong> physical well-be<strong>in</strong>g without draw<strong>in</strong>g on those universal spiritualpostulates that give direction and mean<strong>in</strong>g to life.While science can offer tools and methods <strong>for</strong> promot<strong>in</strong>g social and economic advancement, it alone cannot setdirection; the goal of development cannot come from the process itself. A vision is needed, and the proper visionwill never take shape if the spiritual (not religious) heritage and needs of humans cont<strong>in</strong>ue to be regarded astangential to development policy and programmes. We need to re<strong>in</strong>vent the relationship between people and theirenvironment. For this we need to develop a new set of values and ethics that also acknowledges the values andtraditions of the develop<strong>in</strong>g world.2.3 The impact of the construction <strong>in</strong>dustryMost human activities that impact on the environment have backwards or <strong>for</strong>ward l<strong>in</strong>kages to the construction<strong>in</strong>dustry, and their impact can be mitigated through changes <strong>in</strong> the practices of the construction <strong>in</strong>dustry. The<strong>in</strong>dustry’s environmental impact is the most measurable, but its socio-economic impact should not be negated.<strong>Susta<strong>in</strong>able</strong> construction <strong>in</strong> the develop<strong>in</strong>g countries tends to focus on the relationship between construction andhuman development, often marg<strong>in</strong>alis<strong>in</strong>g the environmental aspects. Biophysical considerations <strong>in</strong> the builtenvironment have not been clearly articulated beyond the impact on environmental health. However, <strong>in</strong> light of thesevere environmental degradation experienced by most of the develop<strong>in</strong>g world, the construction <strong>in</strong>dustry cannotcont<strong>in</strong>ue to ignore the environment.2.3.1 Environmental impactThe environmental impact of the construction <strong>in</strong>dustry as an <strong>in</strong>dustry sector is probably larger <strong>in</strong> develop<strong>in</strong>gcountries than it is <strong>in</strong> developed countries. This is due to the fact that the develop<strong>in</strong>g countries are virtually still underconstruction and that they have a relatively low degree of <strong>in</strong>dustrialisation, mak<strong>in</strong>g the construction <strong>in</strong>dustry one ofthe biggest factors impact<strong>in</strong>g on the biophysical environment.The physical environment and the construction sector are l<strong>in</strong>ked pr<strong>in</strong>cipally by the demands made by the latter onglobal natural resources, and this assumes huge environmental significance with the rapid growth <strong>in</strong> globalpopulation and the attendant implications <strong>for</strong> natural resources. This is especially the case with hous<strong>in</strong>g and<strong>in</strong>frastructure, which are very resource-<strong>in</strong>tensive. The call and desire <strong>for</strong> susta<strong>in</strong>able construction is <strong>in</strong> realisation ofthe construction <strong>in</strong>dustry’s capacity to make a significant contribution to environmental susta<strong>in</strong>ability because of theenormous demands it exerts on global resources.The simplest po<strong>in</strong>t at which to beg<strong>in</strong> evaluat<strong>in</strong>g the impact of the construction <strong>in</strong>dustry is to look at its consumptionof energy and greenhouse gas emissions. The biggest culprits <strong>in</strong> terms of climate change are the materials that <strong>for</strong>mthe basis of modern construction – concrete and steel. Twice as much concrete is used <strong>in</strong> <strong>for</strong>mal construction aroundthe world than the total of all other build<strong>in</strong>g materials – <strong>in</strong>clud<strong>in</strong>g wood, steel, plastic and alum<strong>in</strong>ium. Cementproduction is, after the burn<strong>in</strong>g of fossil fuels, the biggest anthropogenic contributor to greenhouse gas emissions.Cement kilns have been identified as a stationary source of nitrogen oxides, releas<strong>in</strong>g more than 25 tons peryear. 10 Although cement makes up only 12-14% of the f<strong>in</strong>al concrete mix, further embodied energy comes fromthe transportation and extraction of aggregates and, <strong>in</strong> the case of re<strong>in</strong><strong>for</strong>ced concrete, the manufactur<strong>in</strong>g of steel.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>13


Steel is one of the most energy-<strong>in</strong>tensive materials. Together, the production of iron and steel is responsible <strong>for</strong> 4.1%of global energy use. 11 The manufactur<strong>in</strong>g and f<strong>in</strong>al use of both these materials can also be very water-<strong>in</strong>tensive.<strong>Construction</strong> activities, whether through the manufactur<strong>in</strong>g of construction materials, or through the operationalactivities of actual construction, also lead to a number of other environmental problems. These <strong>in</strong>clude noisepollution, dust, and hazardous contam<strong>in</strong>ation through toxic waste.Apart from the energy embedded <strong>in</strong> build<strong>in</strong>g materials and products, and the associated greenhouse gasemissions, massive environmental pollution also occurs dur<strong>in</strong>g process<strong>in</strong>g of the raw materials and manufactur<strong>in</strong>gof the product. Toxic gases and effluents are discharged <strong>in</strong>to the environmental media with devastat<strong>in</strong>g effects onaquatic and mar<strong>in</strong>e life, as well as contribut<strong>in</strong>g to atmospheric pollution. The production of iron, steel and nonferrousmetals, as well as the production of other construction materials such as cement, glass, lime and bricks, isMaterialSawn timberCementConcreteBricksSteelPVC PlasticAlum<strong>in</strong>iumKWh/Kg0.71.40.30.85.918.052.0KWh/m33501 7507001 36046 00024 700141 500Coal (Kg)0.8260251401 0001 8004 200responsible <strong>for</strong> 20% of annual diox<strong>in</strong> and furan emissions.This exclude emissions due to the production and use ofPVC and other chlor<strong>in</strong>ated substances used <strong>in</strong> theconstruction <strong>in</strong>dustry as pa<strong>in</strong>ts, sealants, plastics andwood preservatives, <strong>for</strong> which specific figures are not yetavailable. Road transport <strong>in</strong>frastructure, especially roadpav<strong>in</strong>g with asphalt, contributes a further one percent ofannual diox<strong>in</strong> emissions. The bulk of diox<strong>in</strong> emissions(69%) come from the <strong>in</strong>c<strong>in</strong>eration of municipal waste. The<strong>in</strong>c<strong>in</strong>eration of treated waste wood, floor cover<strong>in</strong>gs andTable 2: Energy consumption <strong>in</strong> the productionof construction materials <strong>in</strong> Brazil. 12 electrical wir<strong>in</strong>g from demolition sites makes a significantcontribution to this figure. 13<strong>Construction</strong> and demolition waste is another important issue, as waste is often dumped illegally <strong>in</strong> dams, rivercourses and any available hollow. If left unchecked, dump<strong>in</strong>g sites become breed<strong>in</strong>g grounds <strong>for</strong> mosquitoesand verm<strong>in</strong>. High material consumption rates are due to high material wastage, both as waste and as materialunnecessarily <strong>in</strong>corporated <strong>in</strong> the build<strong>in</strong>g. (Material wastage can be def<strong>in</strong>ed as the amount of materialconsumed <strong>in</strong> addition to the planned amount.) The highest rates of wastage are recorded <strong>for</strong> Portland cementand concrete and ceramic blocks, all materials which significantly contribute to climate change through theirmanufacture.The build<strong>in</strong>g materials manufactur<strong>in</strong>g <strong>in</strong>dustry is also responsible <strong>for</strong> the pollution of watercourses and fill<strong>in</strong>g up oflandfill sites. The raw materials <strong>for</strong> build<strong>in</strong>g materials are often extracted from the rural h<strong>in</strong>terlands, where theycause degradation of land and ecosystems. The process<strong>in</strong>g and production of these usually take place close to thecity, where they produce air and dust pollution and consume a great deal of energy.In Cerro de Pasco city, Peru, 100% of thepopulation have lead particles <strong>in</strong> their lungsfrom m<strong>in</strong><strong>in</strong>g activities. The second cause ofdeath <strong>in</strong> the city of Ilo is cancer caused by thesulphur dioxide emissions from the copperprocess<strong>in</strong>g by the Southern CopperCorporation of Peru.Any discussion on the environmental impact of constructionwould not be complete without the <strong>in</strong>clusion of the m<strong>in</strong><strong>in</strong>gand m<strong>in</strong>eral-related <strong>in</strong>dustrial sector. Pollution, landdegradation and widespread disruption of natural terra<strong>in</strong>are direct impacts that are exacerbated by the lack ofprogrammes and regulations regard<strong>in</strong>g the rehabilitationof m<strong>in</strong><strong>in</strong>g sites.14<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


Furthermore, massive de<strong>for</strong>estation <strong>in</strong> develop<strong>in</strong>g countries can be attributed to the build<strong>in</strong>g materials <strong>in</strong>dustry – not justlocally, but also <strong>for</strong> export. Timber <strong>for</strong> construction and related <strong>in</strong>dustries is often harvested from <strong>in</strong>digenous <strong>for</strong>ests andonly m<strong>in</strong>imally replaced, caus<strong>in</strong>g soil erosion, siltation of watercourses, and reduced precipitation and its concomitantproblems. These <strong>in</strong>direct impacts generate grow<strong>in</strong>g regional <strong>in</strong>equalities, impoverishment, and underemployment.Site design and the impact of the actual construction process on the natural environment rema<strong>in</strong> common problems.Without a proper <strong>in</strong>vestigation of the site, the natural environment ceases to be an <strong>in</strong>tegral part of design andconstruction implementation and is thereby compromised. As argued by Schaefer, architects, developers, buildersand owners often overlook the site as one of the significant elements of susta<strong>in</strong>able development and construction. 14He further argues that development proceeds <strong>in</strong> a heroic mode – that nature is to be conquered, the rugged<strong>in</strong>dividual master<strong>in</strong>g and subdu<strong>in</strong>g the land <strong>for</strong> economic ga<strong>in</strong>.In many urban areas of the develop<strong>in</strong>g world, the construction of build<strong>in</strong>gs, especially residential build<strong>in</strong>gs, has beencarried out to occupy the entire site. In the process, the natural green system has been destroyed and compaction hastaken place to a level that prevents air movement <strong>in</strong> the soil, even after construction has been completed. The exist<strong>in</strong>gnatural environment has <strong>in</strong> many cases been destroyed beyond repair. In South Africa, <strong>for</strong> example, new hous<strong>in</strong>g,especially <strong>in</strong> the state low-cost projects, has changed places of good natural vegetation <strong>in</strong>to desert, with constructionactivity caus<strong>in</strong>g the removal of all the trees on site, rather than <strong>in</strong>tegrat<strong>in</strong>g them <strong>in</strong>to the built environment.The construction <strong>in</strong>dustry also has a huge impact onagricultural land. Soil erosion and other <strong>for</strong>ms of landdegradation now rob the world of 70-140 000km 2 /year offarm<strong>in</strong>g land. Urbanisation alone is responsible <strong>for</strong> the lossof 20-40 000km 2 /year. 15 Aga<strong>in</strong>, the impact is most dire <strong>in</strong>develop<strong>in</strong>g countries with poor-quality soils, such as mostAfrican countries. Land is a costly commodity and the basisof many an economic activity on which survival rests. Thedevelopment of land, especially where there is lack ofstr<strong>in</strong>gent application of environmental standards andregulations, tends to disregard the quality of the built andnatural environment <strong>in</strong> pursuit of maximum economic ga<strong>in</strong>.Fig. 1:Soil erosion <strong>in</strong> new hous<strong>in</strong>g development,Mooirivier, South Africa.2.3.2 Social impactGiven that the products of the <strong>in</strong>dustry are used to underp<strong>in</strong> and facilitate all facets of socio-economic relations, itis possible to enhance social susta<strong>in</strong>ability through the construction process. This is particularly the case with thelabour-<strong>in</strong>tensive nature of construction activities and the opportunities it presents <strong>for</strong> poverty alleviation.<strong>Construction</strong> also has social impacts <strong>in</strong> terms of its labour relations and bus<strong>in</strong>ess practices.The construction <strong>in</strong>dustry (<strong>in</strong> its narrow def<strong>in</strong>ition) is the largest <strong>in</strong>dustrial employer <strong>in</strong> the world with 111million employees worldwide. Of these, 74% are <strong>in</strong> the low-<strong>in</strong>come countries. S<strong>in</strong>ce low-<strong>in</strong>come countriesproduce only 23% of the global construction output, it is clear that the "employment <strong>in</strong>tensity" of constructionactivities is much higher <strong>in</strong> low-<strong>in</strong>come countries than <strong>in</strong> the high-<strong>in</strong>come ones. 16 The construction <strong>in</strong>dustry andits employment conditions can there<strong>for</strong>e play a major role <strong>in</strong> human development and improv<strong>in</strong>g the quality oflife <strong>for</strong> the poor.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>15


However, the construction sector has a reputation <strong>for</strong> greed, corruption, unfair labour practices andenvironmental destruction. In a recent <strong>in</strong>ternational Gallup poll, the sector was perceived as even more corruptthan the arms and energy sectors. 17 Corruption <strong>in</strong> the construction sector, lead<strong>in</strong>g to sub-standard constructionproducts, was also partially held to account <strong>for</strong> the high death tolls <strong>in</strong> recent earthquakes <strong>in</strong> Turkey and India.A study by the International Labour Organisation (ILO) found that construction workers almost everywhere <strong>in</strong>the world do not view their employment <strong>in</strong> a favourable light and <strong>in</strong> many countries – both rich and poor –people work <strong>in</strong> construction out of necessity and rarely out of choice. 18 Few would want their children to enterthe <strong>in</strong>dustry.The same study also found that among blue-collar workers high rates of gender discrim<strong>in</strong>ation and sexualharassment cont<strong>in</strong>ue to limit the equal participation of women <strong>in</strong> the <strong>in</strong>dustry, despite government programmesto promote gender equality <strong>in</strong> the sector. While the situation is better <strong>for</strong> women <strong>in</strong> the built-environmentprofessions, they too still deal with high, if more subtle, levels of gender discrim<strong>in</strong>ation and harassment.Accord<strong>in</strong>g to the ILO study, the construction <strong>in</strong>dustry also has a very bad safety record, although reliable data onthis is scarce, especially <strong>in</strong> develop<strong>in</strong>g countries where the rarity of workman’s <strong>in</strong>surance means that accidents oftengo unreported. This high accident rate is ascribed to lack of <strong>for</strong>mal tra<strong>in</strong><strong>in</strong>g and subcontract<strong>in</strong>g to the unregulated<strong>in</strong><strong>for</strong>mal sector.The fluctuat<strong>in</strong>g nature of the <strong>in</strong>dustry, coupled with low profit marg<strong>in</strong>s and a high turnover of <strong>in</strong><strong>for</strong>mal workers, isalso contribut<strong>in</strong>g to the collapse of the apprenticeship system, and subsequently to a reduced national skills base.2.3.3 Economic impactFig. 2:Workers <strong>in</strong> cooperative mak<strong>in</strong>g compressedearth blocks, Buffalo City, South Africa.The construction <strong>in</strong>dustry also has the potential to enhanceeconomic susta<strong>in</strong>ability through its structure, conduct andper<strong>for</strong>mance. In almost every country <strong>in</strong> the world, thebuilt environment normally constitutes more than half oftotal national capital <strong>in</strong>vestment, and constructionrepresents as much as 10% of GNP. 19 The <strong>in</strong>dustry is alsoplay<strong>in</strong>g a substantial role <strong>in</strong> the creation of small, mediumand micro enterprises (SMMEs). N<strong>in</strong>ety per cent ofconstruction workers are employed <strong>in</strong> microfirms withfewer than ten people. 20 The contribution of small and<strong>in</strong><strong>for</strong>mal contractors to the economy should also not beunderestimated. Most cement and pa<strong>in</strong>t is sold to smallerconsumers. Small companies are also responsible <strong>for</strong> alarge proportion of build<strong>in</strong>g material manufactured. InBrazil alone there are about 11 000 small companiesmanufactur<strong>in</strong>g ceramic bricks and tiles. These companiespromote local economic development <strong>in</strong> a way that thelarge national and mult<strong>in</strong>ational companies cannot do.16<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


There is also a direct relationship between the economic susta<strong>in</strong>ability of the sector and its environmental impact.An economically efficient construction <strong>in</strong>dustry enhances environmental susta<strong>in</strong>ability by ensur<strong>in</strong>g least-cost methods ofconstruction that encourage optimal allocation of resources and discourage waste. Furthermore, economic susta<strong>in</strong>abilitywith<strong>in</strong> construction requires that social and environmental costs are <strong>in</strong>ternalised and reflected <strong>in</strong> the f<strong>in</strong>al product prices.2.4 The challenges of susta<strong>in</strong>able construction<strong>Susta<strong>in</strong>able</strong> construction poses certa<strong>in</strong> challenges to develop<strong>in</strong>g and developed countries alike. Often, the onlydifferences lies <strong>in</strong> the approach to f<strong>in</strong>d<strong>in</strong>g solutions to these challenges that are appropriate to the specific contextualconditions, and the resources that are available to pursue these solutions. However, while these challenges are the ma<strong>in</strong>focus of susta<strong>in</strong>able construction <strong>in</strong> developed countries, <strong>in</strong> develop<strong>in</strong>g countries they merely constitute another layer<strong>in</strong> an already complex problem. Furthermore, while developed countries have made some progress <strong>in</strong> address<strong>in</strong>g thechallenges of susta<strong>in</strong>able construction, develop<strong>in</strong>g countries are only now beg<strong>in</strong>n<strong>in</strong>g to consider how to address thesechallenges from with<strong>in</strong> the broader developmental challenges they are fac<strong>in</strong>g. This section briefly discusses thecommon challenges, while Chapter 3 provides an overview of the challenges particular to develop<strong>in</strong>g countries.2.4.1 Internalis<strong>in</strong>g susta<strong>in</strong>abilitySusta<strong>in</strong>ability as a concept has only recently been <strong>in</strong>troduced to the construction sector, and the development thatis happen<strong>in</strong>g shows that susta<strong>in</strong>ability and susta<strong>in</strong>able construction are not yet an <strong>in</strong>tegral part of decision-mak<strong>in</strong>gand bus<strong>in</strong>ess practice. Susta<strong>in</strong>ability is still seen as a "nice-to-have" addition to normal practice, and not as thema<strong>in</strong> motivator that drives all bus<strong>in</strong>ess and development decisions.2.4.2 Can "susta<strong>in</strong>able" be profitable?The general perception is that the <strong>in</strong>troduction of susta<strong>in</strong>able construction practices will <strong>in</strong>crease costs and reduceprofit. The need to make additional <strong>in</strong>vestments <strong>in</strong> mach<strong>in</strong>ery, equipment and tra<strong>in</strong><strong>in</strong>g is very often an excuse notto comply with standards and practices based on pr<strong>in</strong>ciples of susta<strong>in</strong>ability. The construction <strong>in</strong>dustry compla<strong>in</strong>sof lack of resources to <strong>in</strong>vest <strong>in</strong> the technological changes required <strong>for</strong> the application of this concept and they areconcerned that their level of profits will be reduced. The same arguments prevent the implementation of betteremployment conditions and tra<strong>in</strong><strong>in</strong>g programmes.While it is true that the change to more susta<strong>in</strong>able construction will <strong>in</strong>cur some costs, there are also associatedsav<strong>in</strong>gs result<strong>in</strong>g from efficient resource use, higher productivity and reduced risk. The challenge is to f<strong>in</strong>d ways ofcapitalis<strong>in</strong>g on these benefits of susta<strong>in</strong>ability to <strong>in</strong>crease profitability.2.4.3 Mobilisation of resourcesOne of the key challenges of susta<strong>in</strong>able construction is the mobilisation of resources <strong>in</strong> order to support research,technological changes and feasibility studies <strong>for</strong> the production and market<strong>in</strong>g of new materials and technologies.In many cases the issue is not the lack of resources, but the lack of coord<strong>in</strong>ation to manage them <strong>in</strong> a more efficientway. Converg<strong>in</strong>g resources from the different organisations could help to <strong>in</strong>crease the impact of these resources.Governments are not able to guarantee the necessary f<strong>in</strong>ancial resources to support the above-mentioned activities.The private and academic sectors represent resources that can be tapped and directed towards <strong>in</strong>itiatives <strong>in</strong> the<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>17


susta<strong>in</strong>able construction sector. Work<strong>in</strong>g together, the f<strong>in</strong>anc<strong>in</strong>g of research and educational activities, as well asthe responsibilities to develop the sector can be shared by all parties. Costs can also be substantially reduced if theconstruction sector works together and shares responsibilities with government, universities and other private sectorrelated <strong>in</strong>dustries and <strong>in</strong>stitutions. Furthermore, research partnerships among different countries will reduce the costand time required to solve the ma<strong>in</strong> technical problems.2.4.4 Public awarenessSusta<strong>in</strong>ability is not only the responsibility of governments and the construction <strong>in</strong>dustry. Citizens need to get<strong>in</strong>volved and be aware of the impacts of their behaviour and their use and misuse of resources. Individualparticipation of people is key to achiev<strong>in</strong>g decisions needed to secure changes <strong>in</strong> the consumption patterns of themajority of the population. It is important to develop campaigns that on the one hand <strong>in</strong><strong>for</strong>m the public regard<strong>in</strong>gthe benefits and opportunities of the use of environmentally friendly build<strong>in</strong>g materials and products and, on theother, encourage a change <strong>in</strong> consumer habits towards a more susta<strong>in</strong>able use of resources.2.4.5 Improv<strong>in</strong>g the quality of the construction process and its productsDefects and <strong>in</strong>efficient processes are expensive <strong>for</strong>ms of wast<strong>in</strong>g environmental resources and pose a danger toboth construction workers and the end-users of the product. Badly per<strong>for</strong>m<strong>in</strong>g construction products also reduce thequality of life of those us<strong>in</strong>g these products. A first step towards susta<strong>in</strong>able construction is to improve the qualityof construction products and the efficiency and safety of the construction process.2.4.6 Reduc<strong>in</strong>g resource useIt is a priority <strong>for</strong> the construction sector to reduce its use of resources. This can be done by direct or <strong>in</strong>direct means,each pos<strong>in</strong>g a different challenge.a) Reduction of build<strong>in</strong>g material wastageReduc<strong>in</strong>g material wastage has several benefits. It reduces global material consumption, the amount ofconstruction waste and, <strong>in</strong> the long term, the amount of demolition waste. It also reduces construction costs,mak<strong>in</strong>g houses more af<strong>for</strong>dable.Fig. 3:Creat<strong>in</strong>g unnecessary demolition waste.Management, design and cultural practices have agreat <strong>in</strong>fluence on the wastage rates. These can bechanged through education, site plann<strong>in</strong>g,management and design practices, as well as the use ofnew technologies. Nature’s re-use and degradationtechnology needs to be <strong>in</strong>corporated where possible<strong>in</strong>to modern-day construction processes. Where this isimpossible, susta<strong>in</strong>able construction requires new and<strong>in</strong>novative methods of waste disposal and re-use.18<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


) Increas<strong>in</strong>g the use of recycled waste as build<strong>in</strong>g materialsWhen properly done, recycl<strong>in</strong>g waste as build<strong>in</strong>g materials is a convenient way to reduce the environmentalimpact of the construction <strong>in</strong>dustry. Recycl<strong>in</strong>g has several potential environmental advantages:• it reduces consumption of natural resources;• it reduces the deposition of landfill;• it can reduce energy consumption of material production and all its associated pollution; and• it can result <strong>in</strong> more durable materials.Waste recycl<strong>in</strong>g is still seen by many <strong>in</strong> terms of aggregates, fly-ash and steel re-use, but this viewpo<strong>in</strong>t needsto be expanded to strategies that add much higher value to re-used or recycled materials.c) Energy efficiency <strong>in</strong> build<strong>in</strong>gsThis can be achieved through cutt<strong>in</strong>g down both consumption and embodied energy. Reduc<strong>in</strong>g energyconsumption can be accomplished through education, the development of an energy code, improvementof systems (air-condition<strong>in</strong>g, heat<strong>in</strong>g, water heat<strong>in</strong>g), improvement of <strong>in</strong>sulation, use of alternative energysources and passive solar design improvements. Consumption can also be reduced through the redesignof appliances such as water heaters and light<strong>in</strong>g sources. There is furthermore significant room <strong>for</strong>improvement <strong>in</strong> the production of build<strong>in</strong>g materials, especially those produced by small companies.d) Water conservationA comb<strong>in</strong>ation of user education and design and technical changes is required. Improved water meter<strong>in</strong>gsystems, ra<strong>in</strong>water harvest<strong>in</strong>g systems, re-us<strong>in</strong>g water, waterless technologies and low-flow, aerated andself-clos<strong>in</strong>g faucets are suggested. The use of water on construction sites and <strong>in</strong> the production of materialsalso needs to be reassessed.e) Durability and ma<strong>in</strong>tenanceIncreas<strong>in</strong>g knowledge on the service life of the built environment, and the capability of generat<strong>in</strong>g andmanag<strong>in</strong>g life data are certa<strong>in</strong>ly a major challenge <strong>for</strong> achiev<strong>in</strong>g a more susta<strong>in</strong>able construction <strong>in</strong>dustry.This should <strong>in</strong>clude the physical as well as functional durability of the constructed asset, as well as theoptimisation of the service life <strong>in</strong> all phases of the build<strong>in</strong>g process. It also requires that build<strong>in</strong>g flexibility andcapacity be upgraded. At present research on durability is almost completely limited to re<strong>in</strong><strong>for</strong>ced concretestructures, and it is necessary to extend research to all other technologies and construction materials.Ma<strong>in</strong>tenance also needs to be considered dur<strong>in</strong>g design, and life-cycle costs can be used to select morecompetitive technologies.2.4.7 Innovation <strong>in</strong> build<strong>in</strong>g materials and methods<strong>Susta<strong>in</strong>able</strong> construction can make a huge difference not only to global environmental susta<strong>in</strong>ability, but also tosocio-economic susta<strong>in</strong>ability through the equitable shar<strong>in</strong>g of the world’s resources as promoted by the Fair Sharesconcept. A recent study <strong>for</strong> the European Union on the implications of the Fair Share concept concluded that if theEU were to use only its fair share of the world’s resources, this would require an 85% reduction <strong>in</strong> use of cement,87% of steel and 90% of alum<strong>in</strong>ium. <strong>21</strong> The Kyoto Protocol also requires a substantial reduction <strong>in</strong> greenhouse gasemissions. This will have serious implications <strong>for</strong> the construction sector, as the built environment is a substantial<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>19


The Fair Shares concept looks at the<strong>in</strong>dividual's access to resources – both sourceand s<strong>in</strong>k (the ability to absorb waste products).This is calculated on a country-by-countrybasis as a factor of the national population asa percentage of the global population, theamount of product produced, and the s<strong>in</strong>kcapacity or emissions produced, and is basedon the premise that the total material <strong>in</strong>put <strong>in</strong>toworld economy must be halved if we are toleave enough resources <strong>for</strong> future generations.It also <strong>in</strong>cludes the idea that we have to reduceour resource consumption not only because wewill run out of resources, but also because ofthe environmental impact of extract<strong>in</strong>g andus<strong>in</strong>g those resources.contributor to greenhouse gas emissions. Cop<strong>in</strong>g with these k<strong>in</strong>dof restrictions will require an entirely new design paradigm, onemore far-reach<strong>in</strong>g than the move from brick and mortar to steeland glass at the beg<strong>in</strong>n<strong>in</strong>g of the 20th century.2.4.8 Environmental health and safetyAs the materials used by the construction sector are responsible<strong>for</strong> a large percentage of the global toxic burden, moreresearch needs to be done regard<strong>in</strong>g the environmental andhealth impacts of manufactured build<strong>in</strong>g materials and f<strong>in</strong>ishes,and strategies <strong>for</strong> deal<strong>in</strong>g with harmful materials like asbestosneed to be developed and implemented. Further <strong>in</strong>vestigation isalso needed regard<strong>in</strong>g the environmental impact and healththreats presented by activities on build<strong>in</strong>g sites, especiallyregard<strong>in</strong>g the loss of topsoil and vegetation, as well as dust andnoise pollution and the storage of harmful chemicals.2.4.9 Procurement proceduresThe client has an important role to play <strong>in</strong> the susta<strong>in</strong>ability of construction. By <strong>in</strong>clud<strong>in</strong>g susta<strong>in</strong>ability criteria <strong>in</strong>tothe procurement policies and procedures of all large clients, <strong>in</strong>clud<strong>in</strong>g government, an enabl<strong>in</strong>g environment <strong>for</strong>susta<strong>in</strong>able construction, as well as a market <strong>for</strong> susta<strong>in</strong>able construction products, is created.20<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


Chapter 3The develop<strong>in</strong>g world contextWhy a separate <strong>Agenda</strong> <strong>for</strong> develop<strong>in</strong>g countries? While there are many similarities between developed anddevelop<strong>in</strong>g countries, the differences are even larger, the scope of the problems more extreme, and the resourcesto deal with them considerably fewer. Furthermore, the level of underdevelopment <strong>in</strong> develop<strong>in</strong>g countries may because <strong>for</strong> despair, but it also provides an opportunity <strong>for</strong> development <strong>in</strong> these countries to avoid the problemsexperienced <strong>in</strong> developed countries, by follow<strong>in</strong>g a more susta<strong>in</strong>able development path.There is there<strong>for</strong>e a sense of urgency about <strong>in</strong>troduc<strong>in</strong>g susta<strong>in</strong>able construction practices <strong>in</strong>to the develop<strong>in</strong>gworld. Firstly, the develop<strong>in</strong>g world is still largely under construction and every m<strong>in</strong>ute means the construction of abuild<strong>in</strong>g, road or dam that will <strong>in</strong> all likelihood not be susta<strong>in</strong>able. Secondly, the pressures on resources <strong>in</strong> thesecountries mean that they cannot af<strong>for</strong>d to make mistakes and have to make sure that what is be<strong>in</strong>g constructed nowwill be susta<strong>in</strong>able.However, susta<strong>in</strong>ability is still a relatively new concept <strong>for</strong> the construction <strong>in</strong>dustry <strong>in</strong> the develop<strong>in</strong>g world, and it isnot yet receiv<strong>in</strong>g sufficient attention. Societies and governments faced with the extreme survival issues prevalent <strong>in</strong>the develop<strong>in</strong>g world tend to adopt a crisis-management approach to development, with little regard <strong>for</strong> the longtermimpact their actions will have on both the environment and society. In regions marked by poverty and economicproblems, it is very difficult to establish environmental susta<strong>in</strong>ability as a national priority. Consequently susta<strong>in</strong>abilityactions are focused on poverty, democracy, improv<strong>in</strong>g <strong>in</strong>frastructure, and nature conservation to support ecotourism,and the construction sector’s role <strong>in</strong> these areas rema<strong>in</strong>s underrated. Only the socio-economic considerationsof susta<strong>in</strong>ability have benefited <strong>in</strong> terms of articulated policies and implementation programmes, and the role ofconstruction <strong>in</strong> poverty alleviation, women and children’s rights, and community empowerment are growth areas <strong>in</strong>research. The biophysical considerations of construction have tended to rema<strong>in</strong> research exercises to be addressedby research and academic <strong>in</strong>stitutions, and biophysical susta<strong>in</strong>ability issues are rarely taken beyond the need <strong>for</strong>better household health through improved <strong>in</strong>door air quality and water and sanitation provision.Awareness of human rights with respect to basic needs such as shelter and related services has translated <strong>in</strong>tocommunities and households demand<strong>in</strong>g hous<strong>in</strong>g and <strong>in</strong>frastructure <strong>in</strong>tervention. However, while the demand <strong>for</strong>shelter and services is high, the response from government and <strong>in</strong>dustry is still extremely limited and rarelyconsiders the implications of both lack of service delivery and type of services delivered from a susta<strong>in</strong>abilityperspective. This then is the context with<strong>in</strong> which the construction sector <strong>in</strong> develop<strong>in</strong>g countries has to operate.3.1 What develop<strong>in</strong>g countries have <strong>in</strong> commonThe develop<strong>in</strong>g countries have very different climatic, cultural and economic conditions, yet they have manyconditions and issues <strong>in</strong> common. This document will focus on the commonalities, while recognis<strong>in</strong>g this diversityand the fact that solutions can only be appropriate if arrived at on a local level. The follow<strong>in</strong>g are some of theconditions common to develop<strong>in</strong>g countries:• The ma<strong>in</strong> sources of <strong>for</strong>eign <strong>in</strong>come <strong>for</strong> most develop<strong>in</strong>g countries rema<strong>in</strong> agricultural products and rawmaterials, and with the value of these commodities show<strong>in</strong>g a steady decl<strong>in</strong>e over the past few decades,these countries f<strong>in</strong>d it <strong>in</strong>creas<strong>in</strong>gly difficult to access the f<strong>in</strong>anc<strong>in</strong>g necessary to move towards<strong>in</strong>dustrialisation and a knowledge economy.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong><strong>21</strong>


• There are high levels of <strong>in</strong>equity with<strong>in</strong> develop<strong>in</strong>gcountries, with many countries hav<strong>in</strong>g developed adual economy with a wealthy elite that hasconsumption patterns equal to those <strong>in</strong> developedcountries, and the majority of the population liv<strong>in</strong>g<strong>in</strong> abject poverty.Fig. 4:Global corporations and <strong>in</strong><strong>for</strong>mal settlementsliv<strong>in</strong>g cheek-by-jowl <strong>in</strong> São Paulo, Brazil.• The develop<strong>in</strong>g world is further characterised by alack of <strong>in</strong>frastructure and basic services. Often thesecountries even lack the capacity and resources toimprove and ma<strong>in</strong>ta<strong>in</strong> exist<strong>in</strong>g <strong>in</strong>frastructure, letalone cope with the demands of rapid urbanisation.For example, <strong>in</strong> the poorest region of thedevelop<strong>in</strong>g world, Africa, only 62% of households<strong>in</strong> urban areas have access to safe dr<strong>in</strong>k<strong>in</strong>g water,and this mostly means hav<strong>in</strong>g access to a communaltap. Rapid urbanisation and high levels of urbanpoverty mean that the resources often do not exist toimprove and operate this level of service.• The rapid growth of most cities <strong>in</strong> the develop<strong>in</strong>g world, coupled with a lack of funds <strong>for</strong> urban <strong>in</strong>vestment,is the ma<strong>in</strong> reason beh<strong>in</strong>d the develop<strong>in</strong>g world’s most press<strong>in</strong>g need – delivery of adequate and af<strong>for</strong>dablehous<strong>in</strong>g and <strong>in</strong>frastructure.• The majority of develop<strong>in</strong>g countries have a colonial past that imposed certa<strong>in</strong> norms, standards andbureaucratic procedures on the development of settlements and, by implication, on the construction <strong>in</strong>dustry.These were often <strong>in</strong>appropriate <strong>in</strong> the local context, but destroyed exist<strong>in</strong>g built environment traditions.• While the develop<strong>in</strong>g world consumes far fewer resources, and releases far less greenhouse gasses than thedeveloped world, the environmental degradation experienced has a more direct and visible impact andpresent a more immediate threat to the survival of the poor.• The majority of develop<strong>in</strong>g countries have only recently become aware of gender issues, and discrim<strong>in</strong>ationand even abuse aga<strong>in</strong>st women is still part of local cultures. This extends to women’s ability to be equalparticipants <strong>in</strong> the creation and ownership of the built environment.• Develop<strong>in</strong>g countries still have strong traditions of cooperative society and have developed sophisticatedmethods of conflict resolution and reach<strong>in</strong>g common agreement.• There is strong grassroots ability <strong>for</strong> <strong>in</strong>novation <strong>in</strong> the use of build<strong>in</strong>g materials, settlement development, and<strong>in</strong>stitutional structur<strong>in</strong>g that can be regarded as one of the most important resources <strong>in</strong> develop<strong>in</strong>g countries.3.2 The ma<strong>in</strong> issuesDevelop<strong>in</strong>g countries also have a number of key developmental issues <strong>in</strong> common. While these issues may cause22<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


different problems <strong>in</strong> different regions and even countries, they are the ma<strong>in</strong> developmental concerns <strong>in</strong>develop<strong>in</strong>g countries.3.2.1 Urbanisation and rural developmentDevelop<strong>in</strong>g countries are experienc<strong>in</strong>g urbanisation ata rate unprecedented <strong>in</strong> human history. S<strong>in</strong>ce the1950s the global population has more than doubled,and most of that growth has taken place <strong>in</strong> thedevelop<strong>in</strong>g world. The majority of the world’smegacities are <strong>in</strong> develop<strong>in</strong>g countries where there isnot sufficient urban <strong>in</strong>vestment to keep pace with thehigh rate of demographic growth. 22 Much of thisgrowth there<strong>for</strong>e happened without proper plann<strong>in</strong>gand <strong>in</strong>frastructure <strong>in</strong>vestment, and <strong>in</strong> many of thelargest cities, 20-30% of this growth happens <strong>in</strong> the<strong>in</strong><strong>for</strong>mal sector. In Lima, the capital city of Peru, 54% ofthe population lives <strong>in</strong> <strong>in</strong><strong>for</strong>mal hous<strong>in</strong>g.Fig. 5:Favela (<strong>in</strong><strong>for</strong>mal settlement) <strong>in</strong> Rio deJaneiro, Brazil.There are many reasons why people move to the cities. They are pushed off their ancestral lands byenvironmental degradation, over-population, civil war, ill-conceived development programmes andgovernment taxes. But mostly people move to the cities to try and improve their lot. Subsistence farmers are<strong>for</strong>ced to enter the cash economy <strong>in</strong> order to pay medical and education bills and taxes, and to purchase thetempt<strong>in</strong>g array of consumer goods mak<strong>in</strong>g their way to the villages. However, agriculture is no longerprofitable <strong>for</strong> any but the largest farmers us<strong>in</strong>g mechanised processes and expensive fertilisers, scientificallydeveloped cultivars and special animal feeds and supplements. In contrast, the city with its diverse economypromises a much better opportunity <strong>for</strong> survival.Evolv<strong>in</strong>g appropriate susta<strong>in</strong>able city strategies <strong>for</strong> develop<strong>in</strong>g, as well as developed, countries requires a reexam<strong>in</strong>ationof modern day frameworks of the city as well as its components. Cities have always developed <strong>in</strong>tandem with economic and technological resources. In other words, as long as there is ample, expendablemoney, as well as access to technological resources that enable physical growth, most cities have rapidlydeveloped with little consideration <strong>for</strong> their natural environment and long-term susta<strong>in</strong>ability. This has been afeature of cities s<strong>in</strong>ce the days of Ur, and many historical cities have paid the ultimate price <strong>for</strong> thisshortsightedness. However, modern cities come with specific spatial characteristics that further <strong>in</strong>crease theirunsusta<strong>in</strong>ability.Cities <strong>in</strong> develop<strong>in</strong>g countries are particularly vulnerable to the negative impacts of modern-day plann<strong>in</strong>gframeworks. Past colonial segregation plann<strong>in</strong>g systems, the modern movement’s monofunctional zon<strong>in</strong>g systemthat shaped the post-colonial cities of the develop<strong>in</strong>g world, the emphasis on <strong>in</strong>dustrialisation as eng<strong>in</strong>e <strong>for</strong> growth,and modern social exclusion practices such as security estates have comb<strong>in</strong>ed to <strong>for</strong>m and re<strong>in</strong><strong>for</strong>ce the disjo<strong>in</strong>tedand fragmented character of develop<strong>in</strong>g country cities.The spatial <strong>for</strong>m result<strong>in</strong>g from these factors has been observed to deepen poverty, widen <strong>in</strong>equality, <strong>in</strong>crease exclusion,promote wasteful consumerism, destroy the environment, deplete natural resources, tilt <strong>in</strong>vestment balance <strong>in</strong> favour of<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>23


cities and <strong>in</strong> particular to big cities, and cause cultural alienation, thereby seriously damag<strong>in</strong>g people’s capacity to f<strong>in</strong>dsolutions rooted <strong>in</strong> their cultures, social norms, value systems and traditional wisdom. How the develop<strong>in</strong>g world copeswith these <strong>for</strong>ces and factors will largely determ<strong>in</strong>e how humane, liveable and just its cities will be.Develop<strong>in</strong>g world cities also have to deal with two sets of susta<strong>in</strong>ability problems. It is a fact that urban povertycreates structural and strategic problems <strong>for</strong> susta<strong>in</strong>able development. Urban underdevelopment leads to high levelsof <strong>in</strong>door air pollution, pollution of watercourses, <strong>in</strong>creased vulnerability to communicable diseases and socialproblems such as gang-related crime and problems associated with overcrowd<strong>in</strong>g.However, the <strong>in</strong>tense focus of susta<strong>in</strong>ability ef<strong>for</strong>ts on adequate and af<strong>for</strong>dable hous<strong>in</strong>g and service delivery <strong>in</strong> thedevelop<strong>in</strong>g world leaves the impression that the higher-end <strong>for</strong>mal residential and commercial sub-sector has noserious susta<strong>in</strong>ability problems to be addressed. The settlements and build<strong>in</strong>gs <strong>in</strong> this sector there<strong>for</strong>e often fail toactively pursue a susta<strong>in</strong>ability agenda.While the higher-end built environment sector (residential, commercial and <strong>in</strong>dustrial) reflect higher standards ofsocio-economic susta<strong>in</strong>ability than the <strong>in</strong><strong>for</strong>mal settlements and low-cost hous<strong>in</strong>g schemes, they too suffer frombiophysical unsusta<strong>in</strong>ability, as well as unresponsiveness to opportunities or strategies <strong>for</strong> address<strong>in</strong>g the socioeconomicdeprivations manifested <strong>in</strong> the poorer areas.At the build<strong>in</strong>g unit level, failure to address energy and water conservation, the re-use and recycl<strong>in</strong>g of componentsand materials, targeted job creation and the use of local resources, as well as issues of gender <strong>in</strong>equality, are someof the unsusta<strong>in</strong>ability outcomes of this sub-sector. The biophysical unsusta<strong>in</strong>ability is characterised by heavyenvironmental impacts throughout the project cycle and the cradle-to-grave cycle of materials and components. Inthe project cycle, these impacts <strong>in</strong>clude:• Increased water pollution due to greater runoff from hard paved surfaces and waste/pollutants generatedthrough urban use such as motorised transport, soil erosion from excavation sites and uncollected solid waste.• Heavy consumption of resources <strong>for</strong> <strong>in</strong>puts to production of virg<strong>in</strong> components. Most of the materials used<strong>in</strong>volve high levels of embodied energy through their cradle-to-grave cycle, and then end up on landfills afterdemolition due to the absence of systems <strong>for</strong> re-use and recycl<strong>in</strong>g of construction waste.• The operation phase of such build<strong>in</strong>gs means <strong>in</strong>efficient consumption of energy and water due to an absenceof conservation strategies or <strong>in</strong>itiatives to exploit renewable energy sources. Absence of strategies <strong>for</strong> therecycl<strong>in</strong>g of water and solid waste further translates to excessive levels of consumption and pollution.• High dependence on mechanised construction and factory-based production of components <strong>in</strong>creasesembodied energy <strong>in</strong>tensities while m<strong>in</strong>imis<strong>in</strong>g job and entrepreneurial opportunities <strong>in</strong> the cradle-to-graveand project cycles of the sub-sector.• Inefficient land use and urban sprawl, especially through development of residential suburbs, office parksand shopp<strong>in</strong>g malls.• Short economic lifespan of build<strong>in</strong>gs.24<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


• M<strong>in</strong>imal opportunities <strong>for</strong> re-use and recycl<strong>in</strong>g of components and materials.• High levels of solid waste generation.This sub-sector there<strong>for</strong>e poses different susta<strong>in</strong>ability challenges compared to the <strong>in</strong><strong>for</strong>mal and low-cost hous<strong>in</strong>gsub-sector. However, these are often the "<strong>in</strong>visible" challenges that hardly attract attention. The absence ofappropriate legislation or <strong>in</strong>centives, as well as the <strong>in</strong>capacity of local authorities and central governments <strong>in</strong>implement<strong>in</strong>g the exist<strong>in</strong>g ones, has meant that the middle/high <strong>in</strong>come residential and commercial sub-sector havetotally ignored the need to address the biophysical issues. The market-driven sector is likely to cont<strong>in</strong>ue ignor<strong>in</strong>gsocio-economic and biophysical considerations unless there is a significant change <strong>in</strong> legislation/<strong>in</strong>centives and thecapacity of governments to implement them. The challenge of susta<strong>in</strong>able construction has there<strong>for</strong>e rema<strong>in</strong>edunanswered. It is also evident that the resources of most stakeholders <strong>in</strong> construction will cont<strong>in</strong>ue to be directedtowards socio-economic considerations, and ways will have to be found to achieve a balance of <strong>in</strong>vestmentbetween socio-economic and environmental susta<strong>in</strong>ability, exploit<strong>in</strong>g the synergies between the sectors.L<strong>in</strong>ked to urbanisation are two further issues: rural development and its l<strong>in</strong>ks to urbanisation, and the issue of land.a) Urban-rural l<strong>in</strong>kagesThe development strategy of <strong>in</strong>dustrialisation, <strong>in</strong> which the construction sector plays a large part, focusesmost of its activities <strong>in</strong> urban centres, caus<strong>in</strong>g labour <strong>in</strong> rural areas to migrate <strong>for</strong> employment. Gordon 23is of the op<strong>in</strong>ion that <strong>in</strong>dustry has succeeded neither <strong>in</strong> achiev<strong>in</strong>g economic development <strong>for</strong> most countries,nor even <strong>in</strong> provid<strong>in</strong>g employment <strong>for</strong> all the hopeful job seekers. It has been found, though, that a small<strong>in</strong>crease <strong>in</strong> the number of jobs available may stimulate migration to such an extent that unemploymentactually <strong>in</strong>creases as a result. There<strong>for</strong>e it is necessary to reconsider current <strong>in</strong>frastructure and<strong>in</strong>dustrialisation <strong>in</strong>vestment strategies <strong>in</strong> terms of their spatial location and the resultant effect on migration.It is clear that urban and rural problems are closely <strong>in</strong>terl<strong>in</strong>ked. L<strong>in</strong>kages between cities and their rural h<strong>in</strong>terlandsare critical to the function<strong>in</strong>g of both. Programmes <strong>for</strong> the revitalisation and redevelopment of transportationnetworks and <strong>in</strong>frastructure between cities and rural areas have attempted to address this. Transportation <strong>in</strong> manyways provides a vital lubricant <strong>for</strong> trade and permits the advantages of geographical specialisation <strong>in</strong> productionto be more fully exploited. However, <strong>in</strong> many of the develop<strong>in</strong>g countries there is a widespread transportationcrisis. This crisis is not always one of quantity – many countries have extensive road and rail networks – but ratherthe quality of the <strong>in</strong>frastructure. These countries there<strong>for</strong>e face problems of both quantity and quality <strong>in</strong>transportation, which <strong>in</strong> turn impact on the viability of rural economies and their attractiveness to jobseekers.Tourism is also play<strong>in</strong>g an <strong>in</strong>creas<strong>in</strong>gly large, and not always beneficial, role <strong>in</strong> rural development <strong>in</strong> thedevelop<strong>in</strong>g world. To understand the construction <strong>in</strong>dustry <strong>in</strong> relation to tourism, one needs to understandthe models and types of tourism developed <strong>in</strong> most develop<strong>in</strong>g countries. Until recently, most <strong>for</strong>eign<strong>in</strong>vestment <strong>in</strong> tourism was coupled with <strong>for</strong>eign architectural concepts and imagery and the dest<strong>in</strong>ationbecame a replication of high-density Western architecture. This is amply illustrated by the proliferation ofWestern-style high-rise hotels <strong>in</strong> countries such as Turkey and Thailand. The appropriateness of suchstructures, the aesthetic quality of the architecture and their impact on the local environment and societyare questionable <strong>in</strong> terms of their contextual responsiveness. Investment <strong>in</strong> tourism is meant to encouragea self-susta<strong>in</strong><strong>in</strong>g economy. However, the <strong>in</strong>ternational tourism <strong>in</strong>dustry, because of the economic powerheld by <strong>for</strong>eign <strong>in</strong>vestors, imposes a pattern of development which exacerbates dependency on developedcountries. 24 This trend can be observed <strong>in</strong> many develop<strong>in</strong>g-country tourist dest<strong>in</strong>ations, especially <strong>in</strong> their<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>25


architectural expression, imagery, usage of materials and construction procurement systems. Tourismdevelopment has also caused irreversible environmental and social damage <strong>in</strong> many countries, and tourismdevelopment projects need to be approached with caution and wisdom.Fig. 6:Rural hous<strong>in</strong>g, Limpopo Prov<strong>in</strong>ce,South Africa.In short, visible and susta<strong>in</strong>able rural developmentstrategies should <strong>for</strong>m an <strong>in</strong>tegral part offashion<strong>in</strong>g a new urban future. The <strong>in</strong>herentsusta<strong>in</strong>ability advantages of rural liv<strong>in</strong>g – lowerenergy consumption, lower waste production,lower pollution, small size, cyclic metabolism and<strong>in</strong> some cases more direct governance, comb<strong>in</strong>edwith the urban environmental backlash, could leadto a reassessment of our priorities. There may bea place <strong>for</strong> Ghandi’s village republic system, afterall.b) LandLand is the basic matrix of life and all development activities generate on or from it. The traditional relationshipto land ownership is one of the major differentiat<strong>in</strong>g factors between developed and develop<strong>in</strong>g countries.Land values and land ownership are considered synonymous with progress, but this perspective needs to bere-exam<strong>in</strong>ed. Traditional practices, <strong>for</strong> example the"But how can you buy or sell the sky? The land? The Artha Shastra <strong>in</strong> India, and tribal law <strong>in</strong> manyidea is strange to us. If we do not own the freshness African countries, propagated a system veryof the air and the sparkle of the water, how can youdifferent from today’s practices. In Ghana, <strong>for</strong>buy them? We have not <strong>in</strong>herited the Earth from<strong>in</strong>stance, land is seen as belong<strong>in</strong>g to the ancestorsour <strong>for</strong>efathers, but borrowed it from our children."Chief Seattle, 1858and it is kept <strong>in</strong> trust <strong>for</strong> future generations, thus noone can own land.The values attributed to a product are frequently unrepresentative of its real value, as a result of various marketand credit systems. The manner <strong>in</strong> which land is valued is a typical example that has far-reach<strong>in</strong>g effects. Itcan lead to speculation (and <strong>in</strong>flation) without creat<strong>in</strong>g any real value or product. Furthermore, if the ownerhas to pay a high price just <strong>for</strong> the land, he will often compromise on the quality of the build<strong>in</strong>g itself. Logically,it is the asset on the land that can be bought and sold, and not the land itself. Most develop<strong>in</strong>g countries aresuffer<strong>in</strong>g from the ill effects of unsusta<strong>in</strong>able land- and credit-related f<strong>in</strong>ancial policies. Over the years wehave l<strong>in</strong>ked value to land and made this a transactable commodity with astronomical value, perpetuat<strong>in</strong>g thelack of <strong>in</strong>tegration of the poor <strong>in</strong>to the city’s economical and social opportunities. Presently, there iswidespread <strong>in</strong>equity with regard to access to land <strong>in</strong> most develop<strong>in</strong>g countries.The fact that you can trade <strong>in</strong> land is by itself the core of the problem. There are three areas that needcritical exam<strong>in</strong>ation:• The commodification of land, which is a major contributor to <strong>in</strong>flation.• Credit aga<strong>in</strong>st land as a mortgageable asset, which <strong>in</strong> turn leads to <strong>in</strong>equity.• Lack of access to credit because of <strong>in</strong>equitable access to land, and there<strong>for</strong>e of collateral.26<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


Besides the need to re<strong>for</strong>mulate the f<strong>in</strong>ancial and legal aspects of land issues, we also need to reconsiderhow we use, distribute and manage that land. Plann<strong>in</strong>g land use and where we build needs to be <strong>in</strong>tegratedwith the plann<strong>in</strong>g of water supply systems and roads, as well as dra<strong>in</strong>age, sewage and the disposal of waste.Development strategies that are based on natural resource plann<strong>in</strong>g are often relegated to the background,and <strong>in</strong>stead political considerations are allowed to dictate regional plans. This results <strong>in</strong> the misuse of land,<strong>in</strong>equitable growth and extensive degradation.At urban level <strong>for</strong>mal developments still thrive onthe perception of abundance of cheap land, as isevident from the s<strong>in</strong>gle-purpose land usage. Thisresults <strong>in</strong> heavy land take as most such propertiesare developed at very low densities. This <strong>in</strong> turnposes a major threat to other land uses such asagriculture, <strong>for</strong>estry, and nature conservation.Urban sprawl also contributes significantly to lossof bio-diversity and impairment of watercatchments areas. Urban sprawl is supported byprivate motorised transport. However, while it isclear that develop<strong>in</strong>g countries have far lowerdemand <strong>for</strong> private motor vehicles, <strong>in</strong>frastructurecont<strong>in</strong>ues to be planned <strong>for</strong> projected vehicleownership that equals that <strong>in</strong> Europe or even NorthAmerica, <strong>in</strong>stead of focus<strong>in</strong>g on the development ofmore efficient public transport systems.Fig. 7:Sprawl<strong>in</strong>g low-cost residentialdevelopment <strong>in</strong> South Africa.3.2.2 <strong>Susta<strong>in</strong>able</strong> hous<strong>in</strong>gThe <strong>in</strong>tegrated concept of hous<strong>in</strong>g as part of the urban tissue of a city is not often contemplated by the construction<strong>in</strong>dustry, yet it is one of the most press<strong>in</strong>g problems of the develop<strong>in</strong>g world. Hous<strong>in</strong>g is far more than just shelterand is only one of the build<strong>in</strong>g blocks of human settlement. For hous<strong>in</strong>g to be susta<strong>in</strong>able, hous<strong>in</strong>g programmeshave to adopt a holistic perspective and <strong>in</strong>clude issues such as urban design, urban green<strong>in</strong>g and the provision ofsocial <strong>in</strong>frastructure such as schools and cl<strong>in</strong>ics. The problems of susta<strong>in</strong>able hous<strong>in</strong>g concern both <strong>for</strong>mal and<strong>in</strong><strong>for</strong>mal hous<strong>in</strong>g provision, as well as the policies that regulate hous<strong>in</strong>g provision. Hous<strong>in</strong>g is also often seen as aproduct to be fabricated and delivered, <strong>in</strong>stead of as an enabl<strong>in</strong>g and empower<strong>in</strong>g process.Urban hous<strong>in</strong>g, especially low-<strong>in</strong>come hous<strong>in</strong>g, <strong>in</strong> the majority of develop<strong>in</strong>g countries is characterised by the follow<strong>in</strong>g:• Rapid growth of slums and unauthorised settlements (between 20-30% of new growth <strong>in</strong> cities).• Overcrowd<strong>in</strong>g.• Deteriorat<strong>in</strong>g quality due to poor ma<strong>in</strong>tenance and neglect.• Decl<strong>in</strong><strong>in</strong>g rental stock.• Sluggish supply rate of <strong>for</strong>mal hous<strong>in</strong>g.• Unaf<strong>for</strong>dable land and hous<strong>in</strong>g prices compared to <strong>in</strong>come and sav<strong>in</strong>gs levels.• Stra<strong>in</strong>ed physical <strong>in</strong>frastructure and social services.• Shortage of skilled labour.• Insufficient attention to social, environmental, cultural and climatic factors <strong>in</strong> plann<strong>in</strong>g and design.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>27


Although susta<strong>in</strong>ability at human settlement scale has received great attention so far <strong>in</strong> most develop<strong>in</strong>g countries, itstill rema<strong>in</strong>s the most glar<strong>in</strong>g challenge <strong>in</strong> terms of its demand on resources and expertise. The demand at humansettlement level (especially <strong>for</strong> af<strong>for</strong>dable hous<strong>in</strong>g) has become so much that there is hardly any spare capacity to bedirected to the other levels of susta<strong>in</strong>ability, especially with respect to the impacts and opportunities of the <strong>for</strong>malconstruction sector. On the other hand it is at settlement level where the develop<strong>in</strong>g world’s contribution to susta<strong>in</strong>ableconstruction becomes more effectively demonstrated, especially <strong>in</strong> terms of the community-based delivery processesthat characterises low-cost hous<strong>in</strong>g projects from South America to South East Asia. In many develop<strong>in</strong>g countriesfamily members themselves are build<strong>in</strong>g a significant number of houses, normally with help from family and friends.a) In<strong>for</strong>mal hous<strong>in</strong>gThe <strong>in</strong><strong>for</strong>mal sector is the biggest producer of hous<strong>in</strong>g stock <strong>in</strong> most develop<strong>in</strong>g countries. Most of it is illegaland built through self-help construction processes. The sector is characterised by <strong>in</strong>secure tenure, poor-qualityenvironments, small units, high density, <strong>in</strong>adequate physical and social services, and the unavailability off<strong>in</strong>ance and credit. On the other hand it is af<strong>for</strong>dable, and presents not only problems, but also solutions.There is possibly no better start<strong>in</strong>g po<strong>in</strong>t <strong>for</strong> the susta<strong>in</strong>able construction agenda <strong>in</strong> the develop<strong>in</strong>g world thanthe shack. This build<strong>in</strong>g type, which is predom<strong>in</strong>ant <strong>in</strong> all cities of the develop<strong>in</strong>g world, is a highlyparadoxical phenomenon. Although it is clear why <strong>in</strong><strong>for</strong>mal settlements and shack hous<strong>in</strong>g have beenidentified as among the most press<strong>in</strong>g susta<strong>in</strong>ability issues <strong>in</strong> cities <strong>in</strong> the develop<strong>in</strong>g world, it is rarelyrecognised that the shack and its related <strong>in</strong><strong>for</strong>mal settlement types have extremely unique susta<strong>in</strong>abilityqualities which need to be enhanced. On the one hand, the shack epitomises that p<strong>in</strong>nacle of resourceefficiency that even developed countries are still struggl<strong>in</strong>g to achieve – full re-use and recycl<strong>in</strong>g of build<strong>in</strong>gmaterials and components. A conventional shackcan consist almost entirely of re-used components ormaterials sourced close to the site. S<strong>in</strong>ce they areself-built, shacks exploit the most abundant skills andtechnology available with<strong>in</strong> the household andcommunity. This enhances resource conservationand af<strong>for</strong>dability while provid<strong>in</strong>g a channel <strong>for</strong>household employment and <strong>in</strong>vestment. The shack isalso quite low <strong>in</strong> embodied energy and very easy todeconstruct and reassemble as required. Itsproduction, operation processes and layout alsoprovide opportunities <strong>for</strong> the development ofcohesive communities and settlement structureswhich have proved difficult to replicate throughFig. 8: Re-use of materials - shacks <strong>in</strong> Cape Town,<strong>for</strong>mal upgrad<strong>in</strong>g and new <strong>for</strong>mal settlementSouth Africa.development.Key amongst these strengths are labour-<strong>in</strong>tensive construction methods, locally sourced materials, and highlystructured, <strong>in</strong>ternally networked and mutually supportive communities. The communities also contribute to thegeneral recycl<strong>in</strong>g of resources from the waste stream, not only <strong>for</strong> their own use but also <strong>for</strong> supply to theconventional recycl<strong>in</strong>g stream. Failure to recognise these susta<strong>in</strong>ability qualities often leads to these qualitiesbe<strong>in</strong>g disregarded dur<strong>in</strong>g hous<strong>in</strong>g <strong>in</strong>terventions aimed at improv<strong>in</strong>g socio-economic susta<strong>in</strong>ability.28<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


On the other hand, the shack epitomises a lot of what is unsusta<strong>in</strong>able about construction and the builtenvironment. This is characterised by the follow<strong>in</strong>g:• Lack of tenure –- most shack dwellers are squatters who occupy land illegally, often at very high densities.• Inadequate shelter (poor construction and <strong>in</strong>adequate size <strong>for</strong> the number of occupants).• Poor <strong>in</strong>door air quality, especially due to <strong>in</strong>adequate ventilation and use of fossil fuels or biomass fuels.• Major contribution to water and outdoor air pollution.• High vulnerability to both natural disasters and man-made disasters such as fire.b) Formal hous<strong>in</strong>gPublic sector hous<strong>in</strong>g programmes are characterised by doubtful quality, generally unimag<strong>in</strong>ative plann<strong>in</strong>gand design, low market image, high client dissatisfaction, poor land management records, low land costsand low expectations of profit, offset by organisational <strong>in</strong>efficiency. In the rush to provide better hous<strong>in</strong>g andimproved services, communities are sometimes relocated to remote sites that <strong>in</strong>hibit the social processes thatfacilitate cohesive communities and settlements. In Africa, s<strong>in</strong>gle-purpose land use, low densities, longdistances from work centres and <strong>in</strong>adequate publictransport are some of the urban levelunsusta<strong>in</strong>ability issues related to such <strong>in</strong>terventions.In Asia and Lat<strong>in</strong> America, issues such as a lack of<strong>for</strong>mal low-<strong>in</strong>come hous<strong>in</strong>g schemes <strong>in</strong> someThe Brazilian experienceThe current state of Brazilian cities is due to theabsence of public or private hous<strong>in</strong>gcountries, and the high population densities <strong>in</strong> programmes capable of f<strong>in</strong>anc<strong>in</strong>g orhous<strong>in</strong>g schemes, create a different set of problems. promot<strong>in</strong>g the production of hous<strong>in</strong>g andurban <strong>in</strong>frastructure on a large scale. Thus theAlthough af<strong>for</strong>dable hous<strong>in</strong>g has been pursued as hous<strong>in</strong>g deficit today is characterised as one ofthe most critical agenda <strong>for</strong> susta<strong>in</strong>able the biggest problems faced by the populationconstruction <strong>in</strong> the develop<strong>in</strong>g world, one canconclude that most of the <strong>in</strong>terventions have notbeen carried out <strong>in</strong> a susta<strong>in</strong>able way from bothsocio-economic and biophysical considerations. Itis there<strong>for</strong>e clear that the delivery of susta<strong>in</strong>ableand a major challenge to the construction<strong>in</strong>dustry. Poor distribution of <strong>in</strong>come is thema<strong>in</strong> cause of the hous<strong>in</strong>g deficit. This deficitcan be subdivided <strong>in</strong>to two different concepts:quantitative deficit (the number of dwell<strong>in</strong>gsthat need to be built to meet the demographicand af<strong>for</strong>dable hous<strong>in</strong>g/settlements still rema<strong>in</strong>sdemand), and qualitative deficit (the numberas one of the most critical agendas <strong>for</strong> susta<strong>in</strong>ableof dwell<strong>in</strong>gs considered <strong>in</strong>adequate becauseconstruction <strong>in</strong> develop<strong>in</strong>g countries. The largeof a lack of or poor <strong>in</strong>frastructure andprojects <strong>in</strong>itiated to improve the hous<strong>in</strong>gexcessive overcrowd<strong>in</strong>g). Self-construction <strong>in</strong>conditions of the urban poor are not motivated byperipheral areas or high-risk areas such asimprovements <strong>in</strong> the overall susta<strong>in</strong>ability of thesteep slopes or flood pla<strong>in</strong>s has seen thecity, but rather by the need to improve theeconomic <strong>in</strong>dicators of employment generationthrough construction activities, and meet thecreation of the "illegal" city. These clandest<strong>in</strong>eself-constructed shantytowns are still the ma<strong>in</strong>source of hous<strong>in</strong>g production <strong>in</strong> Brazil.targets set by political agendas.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>29


The South African experienceAt the house design and construction level,many low-<strong>in</strong>come hous<strong>in</strong>g schemes showm<strong>in</strong>imal improvements to the shack.Inadequate size, poor thermal and structuralper<strong>for</strong>mance, use of costly and highlyprocessed materials and technologies, a shorteconomic life span with high ma<strong>in</strong>tenancerequirements, as well as <strong>in</strong>adequatecommunity/owner participation <strong>in</strong> the<strong>in</strong>tervention are some of the <strong>in</strong>adequacies ofthe hous<strong>in</strong>g delivered.It is not uncommon to see subsidence, thecrack<strong>in</strong>g of walls and unbearable <strong>in</strong>doortemperatures, coupled with wrong foundationand construction material choices yield<strong>in</strong>gunhealthy environments and high ma<strong>in</strong>tenancecosts. This is because little site plann<strong>in</strong>g andassessment takes place and factors such asclimatic conditions, orientation, hydrology,geology and ecology is rarely considered.These hous<strong>in</strong>g <strong>in</strong>terventions are alsoimplemented with little or no publicparticipation and seldom make provision <strong>for</strong>adequate social services. Non-occupation,pilferage, waste and corruption are furthercommon problems that can be highlighted.The challenges differ from region to region, and someregional perspectives are discussed <strong>in</strong> the accompany<strong>in</strong>gboxes. However, the problems of quality, exclusion, socialsusta<strong>in</strong>ability and environmental impact are common to allthe regions.As the term often implies, low-cost hous<strong>in</strong>g <strong>in</strong>terventionsaim at low <strong>in</strong>itial cost per unit delivered, with m<strong>in</strong>imalconsideration <strong>for</strong> the life cycle cost of the hous<strong>in</strong>gprovided to the owners, the communities and society <strong>in</strong>general. The properties also hardly get <strong>in</strong>tegrated <strong>in</strong>to theconventional property market, as they are perceived tobe of <strong>in</strong>ferior quality and constitut<strong>in</strong>g high f<strong>in</strong>ancial risk.Dur<strong>in</strong>g the last twenty-five years, various hous<strong>in</strong>gpractices considered to be "alternative" have shownthemselves to be the only programmes capable ofreach<strong>in</strong>g the poorest sections of the population. Amongthese are the popular hous<strong>in</strong>g cooperative, andalternative methods of production based on the collectiveand organised ef<strong>for</strong>ts of the community. John Turnerpo<strong>in</strong>ted out <strong>in</strong> the 1970s that a participative system <strong>for</strong>hous<strong>in</strong>g production would br<strong>in</strong>g benefits <strong>for</strong> all. On theone hand, the users themselves decide on the plann<strong>in</strong>g,adm<strong>in</strong>ister the resources efficiently, and guard the builtenvironment aga<strong>in</strong>st degradation. On the other hand, thequality of the result<strong>in</strong>g build<strong>in</strong>gs and the personalisationof the product help to reduce <strong>in</strong>stances of default onpayments and promote the f<strong>in</strong>ancial susta<strong>in</strong>ability that thetraditional programmes had been los<strong>in</strong>g. 25The most effective of these participative systems have proved to be self-managed popular cooperatives,where the community has f<strong>in</strong>ancial control of the project, <strong>in</strong>clud<strong>in</strong>g purchas<strong>in</strong>g, hir<strong>in</strong>g, payments andkeep<strong>in</strong>g of accounts. For the development of the build<strong>in</strong>g project and its execution, technical consult<strong>in</strong>gservices – which do not belong to any public organ – are contracted. In popular cooperatives <strong>in</strong> Peru,the total <strong>in</strong>direct costs of build<strong>in</strong>g are some 45% less than the total cost of conventional construction.Besides the cost factor, the quality of the construction produced by popular cooperatives can be higherthan that achieved <strong>in</strong> conventional enterprises. The low level of material wastage and the diversity of thearchitectural and typological solutions result<strong>in</strong>g from the participation of the cooperative workers <strong>in</strong> theplann<strong>in</strong>g and execution can expla<strong>in</strong> the higher quality of construction found <strong>in</strong> cooperative schemes.However, due to the resistance from consumers and the companies provid<strong>in</strong>g the service, it is verydifficult to imag<strong>in</strong>e that the demands <strong>for</strong> susta<strong>in</strong>able hous<strong>in</strong>g and better services can be satisfied withalternative clean technologies. The self-help tradition of poor families does not guarantee the use ofthese technologies, because they tend to copy medium and high-class construction concepts with amisunderstood concept of progress and modernity.30<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


c) Rural hous<strong>in</strong>gA shift <strong>in</strong> socio-economic patterns from traditionalagriculture to monetary based agriculture andlater to manufactur<strong>in</strong>g <strong>in</strong>dustry has changed theplann<strong>in</strong>g patterns and construction systems <strong>in</strong>develop<strong>in</strong>g countries <strong>in</strong> urban as well as ruralareas, as the adopted plann<strong>in</strong>g laws, build<strong>in</strong>gcodes and regulations from the West oftendiscourage, if not <strong>for</strong>bid, hous<strong>in</strong>g developmentbased on traditional concepts. However, <strong>in</strong> somecases rural hous<strong>in</strong>g still provides good examples ofan alternative and perhaps more susta<strong>in</strong>ablemodel of development and construction.Fig. 9:Traditional house, Himachal Pradesh, India.The follow<strong>in</strong>g factors <strong>in</strong>fluence the production process and product quality of rural hous<strong>in</strong>g:• Increas<strong>in</strong>g monetisation and commercialisation of rural economy.• Changes <strong>in</strong> social systems and relations that have traditionally encouraged/facilitated use of communities’<strong>in</strong>ternal skills and resources <strong>in</strong> construction of houses/build<strong>in</strong>gs on a self-help, mutual shar<strong>in</strong>g basis.• Decl<strong>in</strong><strong>in</strong>g access to materials such as mud, thatch, bamboo, wood, stone and cow dung, with whichvillagers use to construct houses.• Increas<strong>in</strong>g alienation from the traditional natural build<strong>in</strong>g materials due partly to the "urban"<strong>in</strong>fluence of modernisation, and party to the "unsatisfactory" per<strong>for</strong>mance of these materials.• The gradual disappearance of traditional wisdom and knowledge of build<strong>in</strong>g science and materials.• The exodus of skilled labour to cities/ other countries.• Underdeveloped hous<strong>in</strong>g credit systems and <strong>in</strong>stitutions; expensive and exploitative <strong>in</strong><strong>for</strong>mal credit;and scarce <strong>for</strong>mal <strong>in</strong>stitutional credit <strong>for</strong> <strong>in</strong>dividual customers.• Legal status and <strong>in</strong>security of tenure, as well as deplet<strong>in</strong>g common property resources, are problems<strong>for</strong> poor households.• A scarcity of professional services, especially locally based services.• The non-availability of credit <strong>for</strong> repairs, upgrad<strong>in</strong>g and extensions.d) Hous<strong>in</strong>g policyIn many develop<strong>in</strong>g countries there are no clear-cut policies to support hous<strong>in</strong>g and urban plann<strong>in</strong>g, andthere is a def<strong>in</strong>ite lack of norms and specific legislation that promote susta<strong>in</strong>able construction. While therehave been regulations regard<strong>in</strong>g Environmental Impact Assessments (EIA) <strong>for</strong> <strong>in</strong>dustrial sectors like m<strong>in</strong><strong>in</strong>g,fishery and <strong>for</strong>estry <strong>for</strong> a while now, these requirements rarely exist <strong>for</strong> the construction of big <strong>in</strong>frastructureprojects and large urban development projects.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>31


Accord<strong>in</strong>g to Turner, one of the ma<strong>in</strong> barriers that needs to be removed by governments regard<strong>in</strong>g thehous<strong>in</strong>g issue is the traditional <strong>in</strong>stitutional approach <strong>in</strong> terms of programmes and packages – that is to say,impos<strong>in</strong>g standardised sets of goods and services <strong>for</strong> categories of people, made up of pre-selectedoptions. 26 This adm<strong>in</strong>istrative, cultural or merely geographical divergence between those who decode,control and make projects on one side, and those who need, use and pay on the other, has already resulted<strong>in</strong> many unsuccessful experiments <strong>in</strong> hous<strong>in</strong>g <strong>in</strong> economic, technical, aesthetic, environmental and socialterms. Too often government presents itself as The Great Provider without the f<strong>in</strong>ancial and <strong>in</strong>stitutionalcapacity to make good on its promises.Political changes <strong>in</strong> the develop<strong>in</strong>g world from colonial to post-colonial times have also meant changes<strong>in</strong> government policies <strong>in</strong> areas such as hous<strong>in</strong>g and other development spheres that have an impact onsusta<strong>in</strong>able construction. Due to urbanisation and population growth, with the resultant acute shortageof hous<strong>in</strong>g, many governments have provided hous<strong>in</strong>g – among other national needs. Hous<strong>in</strong>g policieswere often geared towards delivery of low-cost hous<strong>in</strong>g on a large scale or, follow<strong>in</strong>g the enabl<strong>in</strong>gapproach of provid<strong>in</strong>g a core or starter house, a site with services, or a capital subsidy. However, thereare several challenges that have resulted from large-scale hous<strong>in</strong>g provision. The one is that the race tocomplete large quantities of hous<strong>in</strong>g <strong>in</strong> a relatively short timeframe prompted the emergence ofunscrupulous contractors with relatively limited experience <strong>in</strong> the construction sector, whose standards ofworkmanship and project management were poor. Beneficiaries of such hous<strong>in</strong>g have been unable toachieve consolidation on account of low <strong>in</strong>comes and lack of access to economic opportunities andcredit. In the area of skills transfer, the scale at which women have benefited has also been limited.3.2.3 EducationIgnorance, lack of access to <strong>in</strong><strong>for</strong>mation, and education on environmental topics, especially those related tosusta<strong>in</strong>able construction, are present at all levels. Rais<strong>in</strong>g public awareness on environmental and equity issuesis <strong>in</strong>dispensable <strong>for</strong> susta<strong>in</strong>able development. For successful implementation of comprehensive and appropriatedevelopment issues, it is essential to educate the public, governments, social and technical <strong>in</strong>stitutions andbus<strong>in</strong>ess groups about comprehensive susta<strong>in</strong>ability issues. Just as an <strong>in</strong>dividual understands the implicationsof his daily f<strong>in</strong>ancial decisions, similarly he should be cognisant of the social and environmental implicationsof his actions.Two ma<strong>in</strong> problems exist <strong>in</strong> the current education system. The first and most important one is a lack of <strong>in</strong>tegrationof these ef<strong>for</strong>ts with<strong>in</strong> the education system, s<strong>in</strong>ce development as well as research <strong>in</strong> the field of susta<strong>in</strong>able humansettlements and construction is not l<strong>in</strong>ked to the academic <strong>in</strong>stitutions. At best, any change and development workcont<strong>in</strong>ues to rema<strong>in</strong> one of many pilot projects or "alternative" options. Their propagation at a mass level ish<strong>in</strong>dered by the lack of appropriately tra<strong>in</strong>ed professionals with<strong>in</strong> the profession, government agencies andamongst the educators themselves. This lack of awareness also exists amongst the general public. This shortage ofprofessional skills can be ascribed to the follow<strong>in</strong>g reasons:• Lack of awareness and exposure to susta<strong>in</strong>ability issues <strong>in</strong> a holistic manner.• The <strong>in</strong>ability of the faculty to guide and support students <strong>in</strong> these ef<strong>for</strong>ts due to the requirements of work<strong>in</strong>g with<strong>in</strong>the conventional framework, as well as the faculty’s own lack of understand<strong>in</strong>g of susta<strong>in</strong>able construction.32<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


• There is no organised feedback of research and development <strong>in</strong> susta<strong>in</strong>able design and construction <strong>in</strong>tothe professional <strong>in</strong>stitutions. The system rema<strong>in</strong>s static <strong>in</strong> the absence of a discern<strong>in</strong>g coterie to advocatethe necessary change.The creation of better mechanisms to allow the transference of knowledge from research <strong>in</strong>stitutions to the market,bridg<strong>in</strong>g the gap between theory and practice, is crucial. To bridge this gap will require <strong>in</strong>tervention at all threelevels of education, cont<strong>in</strong>ued education programmes <strong>for</strong> both professionals and technicians and a concertedpublic education programme.High on the agenda would be to develop modules that become part of the regular school curriculum. Just asMathematics and other sciences are part of the basic school curricula right from the primary level, the subject ofSusta<strong>in</strong>ability must be taught so as to become a part of one’s daily thought processes.<strong>Susta<strong>in</strong>able</strong> construction will also require professionals with better environmental knowledge. This, <strong>in</strong> turn, willrequire environmentally orientated education <strong>in</strong> fields like build<strong>in</strong>g materials and build<strong>in</strong>g systems.Furthermore there is a shortage of qualified workers and an <strong>in</strong>sufficient amount of specialised workers,especially <strong>in</strong> alternative and clean technologies. With<strong>in</strong> the curricula of schools and tertiary <strong>in</strong>stitutions thereare often no courses that <strong>in</strong>clude the problems and requirements of susta<strong>in</strong>able construction.3.2.4 Gender equityIn many of the develop<strong>in</strong>g countries, women are still considered second-class citizens. It is important that the roleof women as legitimate owners, users and producers of hous<strong>in</strong>g is recognised. In its report entitled "Shramshakti",the National Commission appo<strong>in</strong>ted by the Government of India on self-employed women and women <strong>in</strong> the<strong>in</strong><strong>for</strong>mal sector notes that all poor women share someimportant characteristics. These can be summed up asfewer and poorer opportunities to work; greater impactof unemployment, under-employment and casual natureof work; greater vulnerability because of lack of skills andeducation; lesser mobility; heavy responsibilities; asystem of social practices underrat<strong>in</strong>g the value ofwomen’s work; and lack of access to better technologies,tools and productive assets.Women construction workers face <strong>in</strong>stability and<strong>in</strong>security of work, poor remuneration, anddiscrim<strong>in</strong>ation <strong>in</strong> the payment of wages. Tools,equipment and technologies used by skilled andunskilled workers are not designed <strong>for</strong> women’sphysiology, and women are also often the last <strong>in</strong> l<strong>in</strong>ewhen skills like masonry and carpentry are imparted.Conditions on construction sites also do not take <strong>in</strong>toaccount women’s need <strong>for</strong> privacy and security.Fig. 10: Women be<strong>in</strong>g taught how to build withrammed earth, Johannesburg, South Africa.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>33


3.2.5 F<strong>in</strong>anc<strong>in</strong>g and procurementFig. 11: <strong>Construction</strong> projects funded as part ofpoverty relief programme, Clarens,South Africa.There is tremendous scope <strong>for</strong> achiev<strong>in</strong>g susta<strong>in</strong>abilitythrough the use of government expenditure as aprocurement <strong>in</strong>strument, especially given that thegovernment is one of the major clients of constructionfirms <strong>in</strong> the <strong>for</strong>mal sector. It is possible and appropriate<strong>for</strong> the government to demand susta<strong>in</strong>able constructionpractices. However, this possibility is also limited tovarious factors. Dw<strong>in</strong>dl<strong>in</strong>g government <strong>in</strong>come and alimited revenue base may limit the uses of governmentexpenditure as a policy <strong>in</strong>strument <strong>for</strong> achiev<strong>in</strong>gsusta<strong>in</strong>able construction. In the face of other compet<strong>in</strong>gdemands, less emphasis may be put on measures andprocesses likely to lead to susta<strong>in</strong>able construction,especially if these mean additional costs. This wouldparticularly be the case with regard to the use ofgovernment grants and subsidies as <strong>in</strong>centives <strong>for</strong>adopt<strong>in</strong>g susta<strong>in</strong>able construction processes.Most develop<strong>in</strong>g country governments favour large turnkey projects and "build, operate, and transfer" projects.Among the problems associated with these procurement systems is the fact that only large companies are able toparticipate effectively <strong>in</strong> this k<strong>in</strong>d of project, as proof of available bridg<strong>in</strong>g f<strong>in</strong>ance, large capacities and long stand<strong>in</strong>gexperience <strong>in</strong> similar projects is often required. This means that <strong>for</strong>eign companies often w<strong>in</strong> such project bids.There is also little f<strong>in</strong>ance available to <strong>in</strong>troduce environmentally appropriate and susta<strong>in</strong>able <strong>in</strong>terventions, andexist<strong>in</strong>g f<strong>in</strong>ancial avenues are resistant to the use of new technologies (e.g. photovoltaic energy sources) andmaterials such as earth or straw bale. One of the major challenges would be to develop f<strong>in</strong>anc<strong>in</strong>g mechanisms thatenable and encourage the use of susta<strong>in</strong>able technologies and level the play<strong>in</strong>g field <strong>for</strong> local contractors.3.2.6 Governance and management: <strong>in</strong>stitutional susta<strong>in</strong>abilityThe comb<strong>in</strong>ation of economic and regulatory measures by which susta<strong>in</strong>able construction can be encouragedwould be difficult to implement <strong>in</strong> the develop<strong>in</strong>g world. This is because of the absence of the necessary governmentand private <strong>in</strong>stitutions to facilitate the process. In the particular case of susta<strong>in</strong>ability <strong>in</strong>itiatives, the role of<strong>in</strong>stitutions as a necessary prerequisite to successful implementation of susta<strong>in</strong>able policies and processes is welldocumented. 27 Perhaps more significant are the constituents of the <strong>in</strong>stitutional problems cited <strong>in</strong> the develop<strong>in</strong>gcountries as impediments to susta<strong>in</strong>able development. Commonly identified <strong>in</strong>stitutional problems <strong>in</strong> the develop<strong>in</strong>gworld <strong>in</strong>clude <strong>in</strong>adequate skills and personnel, poor monitor<strong>in</strong>g, corruption, lack of coord<strong>in</strong>ation, lack of politicalwill and limited public awareness of the concept of susta<strong>in</strong>ability, and <strong>in</strong>adequate legislative frameworks.These problems are especially acute <strong>in</strong> sub-Saharan Africa. The dearth of <strong>in</strong>stitutions necessary to enable the<strong>for</strong>mulation and implementation of effective policies to drive the process of susta<strong>in</strong>able construction makes a mockeryof the call <strong>for</strong> susta<strong>in</strong>able construction on the cont<strong>in</strong>ent. Unless these <strong>in</strong>stitutions are <strong>in</strong> place to facilitate and implementappropriate policies, ef<strong>for</strong>ts at achiev<strong>in</strong>g susta<strong>in</strong>able construction <strong>in</strong> sub-Saharan Africa rema<strong>in</strong> unrealistic.34<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


The significance of <strong>in</strong>stitutional susta<strong>in</strong>ability as a necessary prerequisite to environmental susta<strong>in</strong>ability is oftenignored, especially <strong>in</strong> the case of the develop<strong>in</strong>g countries, where it is assumed that functional <strong>in</strong>stitutions exist. Thisassumption often encourages the <strong>for</strong>mulation of policies that are largely <strong>in</strong>congruent to the peculiarities of thesecountries. Policies that give no recognition to the dearth of f<strong>in</strong>ancial, human and <strong>in</strong>stitutional capacity are openlyadvocated <strong>for</strong> the develop<strong>in</strong>g world. As the experiences of developed countries show, the structure, conduct andper<strong>for</strong>mance of the construction <strong>in</strong>dustry is crucial to the sector’s ability to respond to policy <strong>in</strong>itiatives anddevelopment strategies.When it comes to policy <strong>in</strong>struments <strong>for</strong> implement<strong>in</strong>g susta<strong>in</strong>able construction, the scope is limited by numerousfactors. If we take economic policies and <strong>in</strong>struments as an example, the fact that a huge proportion of thepopulation <strong>in</strong> develop<strong>in</strong>g countries operates outside of the ma<strong>in</strong>stream economy drastically reduces policy activismand effectiveness. For <strong>in</strong>stance, <strong>in</strong> the majority of sub-Saharan African countries, most medium to small construction<strong>in</strong>dustry operatives are not registered <strong>in</strong> the tax system and do not pay taxes, mak<strong>in</strong>g it very difficult or impossibleto subject them to any fiscal discipl<strong>in</strong>e or <strong>in</strong>fluence.At local government level, the local authorities <strong>in</strong> charge of the provision of construction permits, the regularisationof <strong>in</strong><strong>for</strong>mal build<strong>in</strong>gs, the provision of good quality public spaces and the control of urbanisation, are not equippedwith the necessary f<strong>in</strong>ancial and technical resources to provide these services adequately, let alone <strong>in</strong>clude criteria<strong>for</strong> susta<strong>in</strong>ability. While there are many tools available to assist local authorities with environmental management,they are not accompanied by the necessary capacity and the f<strong>in</strong>ancial resources <strong>for</strong> their application.3.3 The barriers to susta<strong>in</strong>able construction3.3.1 Lack of capacity of the construction sectorThe most critical barrier to susta<strong>in</strong>able construction is the lack of capacity of the construction sector to actuallyimplement susta<strong>in</strong>able practices. This lack of capacity is a factor both of the number of human resources and the skillslevels of these resources. There simply are not enough professionals, tradesmen and labourers who have been tra<strong>in</strong>edto support susta<strong>in</strong>able construction. In fact, the capacity of the construction sector <strong>in</strong> many develop<strong>in</strong>g countries canbarely deal with the demands of rout<strong>in</strong>e construction. The vast majority of construction firms are small enterprises thatrely on outsourc<strong>in</strong>g personnel as required. This has severely affected skills tra<strong>in</strong><strong>in</strong>g and the retention of expertise <strong>in</strong> the<strong>in</strong>dustry as construction workers become highly mobile, walk<strong>in</strong>g <strong>in</strong> and out of the <strong>in</strong>dustry, depend<strong>in</strong>g on per<strong>for</strong>mance<strong>in</strong> other sectors of the economy. The impact can be seen <strong>in</strong> the rigid adherence to management techniques andconstruction practices handed down from colonial times which, as a result of <strong>in</strong>adequate skills and capacity, haverema<strong>in</strong>ed unchanged and irrelevant to the requirements of susta<strong>in</strong>able construction.3.3.2 An uncerta<strong>in</strong> economic environmentIn develop<strong>in</strong>g countries the private sector has a very narrow market base and the <strong>for</strong>mal construction <strong>in</strong>dustryoverly relies on the government <strong>for</strong> work. However, government construction orders fluctuate with <strong>in</strong>come,especially multilateral and unilateral f<strong>in</strong>ancial assistance, which often facilitate the <strong>for</strong>eign exchange devoted toimports, <strong>in</strong>clud<strong>in</strong>g construction materials.There has also been a reduction <strong>in</strong> public spend<strong>in</strong>g as services previously provided by governments are privatisedbecause of fiscal prudence, or simply because governments are bankrupt. Often reductions <strong>in</strong> public spend<strong>in</strong>g are<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>35


a precondition <strong>for</strong> f<strong>in</strong>ancial support from the World Bank or International Monetary Fund. For example, <strong>in</strong> Kenyapublic build<strong>in</strong>g activity <strong>in</strong> 1995 was only 3% of what it had been <strong>in</strong> 1982. 28This helps perpetuate the <strong>in</strong><strong>for</strong>mal approach to construction activities, as fluctuations <strong>in</strong> construction activitydiscourage long term strategic plann<strong>in</strong>g, which <strong>in</strong> turn h<strong>in</strong>ders access to <strong>in</strong>vestment capital. Usually, detailed<strong>in</strong>vestment appraisal is required by f<strong>in</strong>ancial <strong>in</strong>stitutions to grant bus<strong>in</strong>ess loans, which is impossible <strong>in</strong> an uncerta<strong>in</strong>economic environment brought about by the huge variations <strong>in</strong> construction demand. As a result, a vicious circleemerges where uncerta<strong>in</strong>ties prevent access to capital <strong>in</strong>vestment, mak<strong>in</strong>g it difficult <strong>in</strong> turn to ma<strong>in</strong>ta<strong>in</strong> and procureplants and equipment and tra<strong>in</strong> personnel to deal with new requirements such as susta<strong>in</strong>ability.Delays with <strong>in</strong>terim and f<strong>in</strong>al payments, as well as onerous contract conditions faced by construction firms, can alsoimpose huge constra<strong>in</strong>ts on the <strong>in</strong>dustry. Many construction firms have suffered f<strong>in</strong>ancial ru<strong>in</strong> and bankruptcybecause of delays <strong>in</strong> payment, which are common with government contracts. This is further compounded by thepolitical <strong>in</strong>stability that prevails <strong>in</strong> develop<strong>in</strong>g countries, where new regimes often refuse to honour the contractsissued by their predecessors.The construction <strong>in</strong>dustry <strong>in</strong> develop<strong>in</strong>g countries is also often very dependent on the importation of constructioncomponents and materials. There is a direct relationship between natural resource depletion and <strong>for</strong>eign exchangeearn<strong>in</strong>gs, which are used to facilitate imports, <strong>in</strong>clud<strong>in</strong>g construction materials and expertise. Thus, achiev<strong>in</strong>greductions <strong>in</strong> construction-related imports through a susta<strong>in</strong>able construction process would assist <strong>in</strong> reduc<strong>in</strong>g theenvironmental impact of related activities such as m<strong>in</strong><strong>in</strong>g and de<strong>for</strong>estation. This is particularly the case given thenegative terms of trade between primary commodities and manufactured products. 29 This means that as importprices <strong>in</strong>crease and primary commodity prices fall, as is often the case, real resources are constantly transferredfrom the develop<strong>in</strong>g countries to the developed countries by hav<strong>in</strong>g to export more primary commodities <strong>for</strong> lessmanufactured products.3.3.3 Poverty and low urban <strong>in</strong>vestmentThe cities of the develop<strong>in</strong>g world show a low rate of urban <strong>in</strong>vestment aga<strong>in</strong>st a high rate of demographicgrowth. This has evolved <strong>in</strong>to the accelerated degradation of the urban quality of life. This process affects not onlythe urban poor and their surround<strong>in</strong>g environment, but has a negative impact on the city as a whole. Even withef<strong>for</strong>ts by national governments and the private sector to promote urban <strong>in</strong>vestment and reduce environmentaldegradation, the benefits have been able to reach neither the lowest <strong>in</strong>come population nor the city as a whole.With<strong>in</strong> this generalised shortage of resources – not only of people, but also of <strong>in</strong>stitutions – construction alternativeswith new and susta<strong>in</strong>able technologies struggle to f<strong>in</strong>d the necessary space to develop <strong>in</strong>to ma<strong>in</strong>streamtechnologies. Any technical solution that <strong>in</strong>creases the total capital cost of hous<strong>in</strong>g or <strong>in</strong>frastructure will probablyface opposition, especially if aimed at low-cost hous<strong>in</strong>g.3.3.4 Lack of accurate dataAccurate data and <strong>in</strong><strong>for</strong>mation is critical to achiev<strong>in</strong>g effective susta<strong>in</strong>able construction processes and policies.In<strong>for</strong>mation is needed on current "green" build<strong>in</strong>g materials that are available, <strong>in</strong>clud<strong>in</strong>g the types of materials, howthey are employed and the resources consumed over their life cycle. Similarly, it is also important to have accurate<strong>in</strong><strong>for</strong>mation about the number of construction operatives, their mode of operation and the sector <strong>in</strong> which they operate.36<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


In the develop<strong>in</strong>g countries the paucity of even basel<strong>in</strong>e population data is well acknowledged, impos<strong>in</strong>gfurther constra<strong>in</strong>ts on effective plann<strong>in</strong>g. Although there are government <strong>in</strong>stitutions charged with the tasks ofgather<strong>in</strong>g statistical <strong>in</strong><strong>for</strong>mation, they often exist only <strong>in</strong> name. Those that have had to contend withdevelopment issues would acknowledge that it is not unusual to seek statistical <strong>in</strong><strong>for</strong>mation from governmentoffices <strong>in</strong> sub-Saharan Africa and be referred to the local offices of the United Nations. Indeed, <strong>in</strong> manyAfrican countries, it has not been possible to execute a population census, and the figures commonly used areprojections from the colonial era. Statistical <strong>in</strong><strong>for</strong>mation <strong>for</strong> the construction sector is often either unavailableor unreliable.Data and <strong>in</strong><strong>for</strong>mation on the health effects and risk of unsusta<strong>in</strong>able construction activities are also not very reliableand often <strong>in</strong>sufficient. To date it is very difficult to prove the connection between certa<strong>in</strong> illnesses and environmentalpollution, even though these l<strong>in</strong>ks are well known. The lack of data about the exact connections makes decisions on<strong>in</strong>terventions difficult.3.3.5 Lack of <strong>in</strong>terest <strong>in</strong> the issue of susta<strong>in</strong>abilityThere is a general lack of <strong>in</strong>terest <strong>in</strong> the issue of susta<strong>in</strong>ability – and especially biophysical susta<strong>in</strong>ability – by theconstruction sector, its clients and other stakeholders. This neglect is experienced differently through the variousstakeholders, as illustrated below:• Politicians: Biophysical susta<strong>in</strong>ability issues rarely constitute agenda-differentiation of parties or politicalleadership, except when they can be directly l<strong>in</strong>ked to gender and poverty.• Manufacturers: Environmental responsiveness rarely constitutes a criterion <strong>in</strong> materials or productspecifications, or <strong>in</strong> their market<strong>in</strong>g.• Local authorities: Biophysical susta<strong>in</strong>ability rarely constitutes a criterion or drives requirements <strong>for</strong> planapprovals, land use or land sub-division.• Built environment professionals: Susta<strong>in</strong>ability considerations rarely make it to the brief, design criteriaor specifications. Related tra<strong>in</strong><strong>in</strong>g <strong>in</strong>stitutions have negligible capacity <strong>for</strong> tra<strong>in</strong><strong>in</strong>g <strong>in</strong> these issues.The construction <strong>in</strong>dustry is traditionally very difficult to change, especially when it comes to the constructionmethods and build<strong>in</strong>g materials used. Companies follow the consumption patterns of clients who normallyworship modernity and the development model of developed countries with its vices and problems. Furthermore,the construction sector is dom<strong>in</strong>ated by companies that are not <strong>in</strong>terested <strong>in</strong> technology changes that <strong>in</strong>volve risksand extra costs.One of the reasons <strong>for</strong> the lack of <strong>in</strong>terest by the private sector to develop susta<strong>in</strong>able products that are accessibleto the various <strong>in</strong>come groups of the population, is the lack of alternative f<strong>in</strong>ancial and micro-credit mechanisms toencourage changes <strong>in</strong> present practices. Developers/f<strong>in</strong>ancers and contractors also do not recognise susta<strong>in</strong>abilityas a means to competitiveness <strong>in</strong> local or <strong>for</strong>eign markets.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>37


3.3.6 Technological <strong>in</strong>ertiaFig. 12: Traditional earth house, Free State,South Africa.Another barrier is the unquestion<strong>in</strong>g application of build<strong>in</strong>g codesand plann<strong>in</strong>g concepts from Western countries <strong>in</strong>troduced dur<strong>in</strong>gthe colonial period. These regulations favour the use of constructionmaterials such as brick and re<strong>in</strong><strong>for</strong>ced concrete, and discourageany alternatives to these build<strong>in</strong>g materials and types of services. To<strong>in</strong>troduce any new technologies or use a broader spectrum oftechnologies, <strong>in</strong>clud<strong>in</strong>g some traditional technologies, is <strong>in</strong>crediblydifficult. This results <strong>in</strong> technological <strong>in</strong>ertia – where few newtechnologies are <strong>in</strong>troduced and adopted – and ultimately <strong>in</strong>technological dependency on the developed world from whichmany develop<strong>in</strong>g countries have to source the materials andtechnologies that comply with the <strong>in</strong>herited practices.There is no such th<strong>in</strong>g as apolitical technology. Technological dependency h<strong>in</strong>ders the autonomous development ofdependent countries <strong>in</strong> develop<strong>in</strong>g their own technologies, and makes poorer countries subject to an agenda designedto favour the economic and f<strong>in</strong>ancial aims of large <strong>in</strong>ternational groups. Develop<strong>in</strong>g countries need knowledge andtechnology that is better adapted to their own natural resources than that which they obta<strong>in</strong> from <strong>in</strong>dustrialised countries.There is also a more <strong>in</strong>sidious legacy of this colonial technology imposition. So <strong>in</strong>sistent have the colonial powers beenthat their technologies and criteria <strong>for</strong> development are far superior to anyth<strong>in</strong>g found <strong>in</strong> the colonies, that there is ageneral lack if confidence <strong>in</strong> home-grown solutions and traditions, and these are actively discouraged.For <strong>in</strong>stance, <strong>in</strong> Malaysia the traditional plann<strong>in</strong>g and construction system us<strong>in</strong>g timber has been discouraged s<strong>in</strong>cemajor fires occurred <strong>in</strong> 1826 and 1881. In South Africa it is almost impossible to get council approval andf<strong>in</strong>anc<strong>in</strong>g <strong>for</strong> earth construction, despite the fact that the technology has a long history of use <strong>in</strong> the country andthat more than 10% of the population live <strong>in</strong> traditional hous<strong>in</strong>g constructed ma<strong>in</strong>ly of earth.However, even if these technologies were allowed, they have been so vilified as symbols of primitivism, subdevelopmentand poverty that people would rather pay a <strong>for</strong>tune <strong>for</strong> an imported product or technology than makeuse of a more appropriate and af<strong>for</strong>dable local version. Even those who naturally make use of these techniques <strong>in</strong>the countryside reject them when they migrate to the city, preferr<strong>in</strong>g their new residences to be constructed fromconventional materials, as a symbol of their social ascent, material advancement and stability.The lack of national technological policies supportive of traditional technologies creates favourable conditions <strong>for</strong>the reproduction of the technological models adopted <strong>in</strong> the developed countries, models not suited to the realityof the develop<strong>in</strong>g world. In many develop<strong>in</strong>g countries energy sources are also particularly scarce and associatedwith high import cost. Scarcity of energy has there<strong>for</strong>e impacted on the local production of these importedmaterials, especially high-energy materials such as alum<strong>in</strong>ium, steel, plastic, glass and cement. An added problemis the use of old manufactur<strong>in</strong>g plants and equipment whose energy consumption and costs are often high relativeto similar plants <strong>in</strong> developed countries.While the regulations help to control standards of hous<strong>in</strong>g development, they have made hous<strong>in</strong>g m<strong>in</strong>imally feasible<strong>for</strong> the poor. The regulations should provide opportunity rather than restriction <strong>in</strong> order to encourage the discoveryof new solutions or adaptation of traditional solutions without endanger<strong>in</strong>g people’s safety and health.38<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


3.3.7 Lack of <strong>in</strong>tegrated researchAnother problem is that much of the research <strong>in</strong> build<strong>in</strong>g technologies and plann<strong>in</strong>g is not done <strong>in</strong> a holisticmanner. The research <strong>in</strong>stitutions, development agencies and other organisations address each issue <strong>in</strong>dividuallyand <strong>in</strong>dependently of other issues to which it is l<strong>in</strong>ked. For <strong>in</strong>stance, agencies <strong>in</strong>volved with build<strong>in</strong>g technologiesfocus on specific technologies such as Ferro-cement or soil blocks as isolated elements, while others deal withpollution, transport plann<strong>in</strong>g, environment or social issues. Co-ord<strong>in</strong>ation and cross-sectoral work between theseagencies is lack<strong>in</strong>g and thus development activities related to the design and management of human settlementsdo not take place <strong>in</strong> a holistic manner. Fund<strong>in</strong>g <strong>for</strong> holistic research projects, <strong>in</strong>stead of projects focus<strong>in</strong>g on onespecific aspect such as energy efficiency, is also difficult to f<strong>in</strong>d.While there is a consensus <strong>in</strong> the discourse, this comes undone <strong>in</strong> the proposals <strong>for</strong> deal<strong>in</strong>g with the problem. Thislack of <strong>in</strong>tegrated research plann<strong>in</strong>g and dissem<strong>in</strong>ation between the theoretical and practical spheres is a furtherobstacle to susta<strong>in</strong>able construction.3.4 OpportunitiesThe develop<strong>in</strong>g countries also offer some opportunities <strong>for</strong> susta<strong>in</strong>able construction that are not common <strong>in</strong> thedeveloped world.3.4.1 Innovation <strong>in</strong> materials and technologiesIn develop<strong>in</strong>g countries the availability of conventional construction materials will fall considerably short of their demand,despite improved productivity, and several alternatives <strong>for</strong> them are be<strong>in</strong>g developed. R & D <strong>in</strong>stitutions <strong>in</strong> India havedeveloped a number of technologies <strong>for</strong> production of new build<strong>in</strong>g materials that are cost-effective and eco-friendlywith special attention to utilisation of <strong>in</strong>dustrial and agricultural waste. However, most of these technologies are still <strong>in</strong>the experimental or demonstration stage. In South America, experts are experiment<strong>in</strong>g with renewable materials suchas sugar-cane straw panels and bamboo, and <strong>in</strong>novative construction-waste recycl<strong>in</strong>g experiences have delivered<strong>in</strong>terest<strong>in</strong>g results <strong>for</strong> the generation of different construction aggregates to be used <strong>in</strong> new construction processes. InMalaysia research is focused on marry<strong>in</strong>g modern production methods with traditional build<strong>in</strong>g practices.Large-scale, centralised production and consumption lead to largedistances <strong>for</strong> transportation of raw materials and end products, highmarket<strong>in</strong>g costs and other add-ons. Macro-production essentially leadsto a centralised economy and imbalanced growth, while microproductionfacilitates distribution of wealth and power. There is a needto differentiate between products that need to go <strong>in</strong>to macro-enterpriseproduction and those appropriate <strong>for</strong> micro-enterprise. Technologiesthat are appropriate at a national level must also be segregated fromthose that are appropriate <strong>for</strong> local consumption. This woulddist<strong>in</strong>guish technologies that need to go <strong>in</strong>to macro-<strong>in</strong>dustrialproduction from those suited to micro-enterprise. Appropriatetechnologies are those that respond to the local environment, resourcesand economic needs. The development of new materials andtechnologies needs also to take <strong>in</strong>to account the fact that the majorityof the population is poor with very limited <strong>in</strong>vestment capacity.Fig. 13: In<strong>for</strong>mal house built with oldbottles, Free Sate, South Africa.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>39


Furthermore, ef<strong>for</strong>ts must not only be concentrated on sourc<strong>in</strong>g new and environmentally friendly constructionmaterials, but attention must also be given to <strong>in</strong>novative recycl<strong>in</strong>g and re-use. This would require, as part ofthe strategy, a practice of produc<strong>in</strong>g build<strong>in</strong>gs and materials with a longer life-span, and which are easy torecycle and can be disposed of at m<strong>in</strong>imal environmental cost. Thus, the adverse impacts of constructionactivities and products on the physical environment would only be effectively m<strong>in</strong>imised through efficient useof natural resources, especially non-renewable resources.Modernis<strong>in</strong>g traditional Malay architectureThe Industrial Revolution <strong>in</strong>troduced the idea of mass production with components manufactured by a s<strong>in</strong>glepurpose mach<strong>in</strong>e. The ability of <strong>in</strong>dustries to offer components with regular sizes and dimensions helped tospeed up hous<strong>in</strong>g construction and reduce costs, but the system constricts design and plann<strong>in</strong>g to a limitedpattern. This application ignores the surround<strong>in</strong>g regional identity, s<strong>in</strong>ce all places are regarded as the same <strong>in</strong>the design strategy of exploit<strong>in</strong>g mass-produced components. The outcome is a homogeneous build<strong>in</strong>g identity,which tends to erode exist<strong>in</strong>g landscapes and disregard the essence of the place, culture, tradition and exist<strong>in</strong>ggeography. Today, the technology has developed through the application of a computer-based approach. Thishas created batch <strong>in</strong>dustry technology, which is far more flexible and can be practically adopted <strong>for</strong> eco-friendlydesign. It is now possible to create a versatile and multi-purpose factory, which can provide a variety of build<strong>in</strong>gcomponents or batch products as opposed to a s<strong>in</strong>gle product.Traditional Malay architecture relies heavily on pre-fabricated elements. The concept of assembled componentsus<strong>in</strong>g batch technology provides a way to re<strong>in</strong>troduce the traditional build<strong>in</strong>g patterns <strong>in</strong> a cost-effective way.Instead of be<strong>in</strong>g produced manually by traditional builders, the components can be fabricated at the factory.These batch-produced materials will help to cope with the demands of the hous<strong>in</strong>g <strong>in</strong>dustry. The positive aspectof batch-produced components is that they are available at reasonable prices accord<strong>in</strong>g to <strong>in</strong>dividualrequirements. The number of traditional craftsmen is decreas<strong>in</strong>g, as there is no place <strong>for</strong> them <strong>in</strong> the modernconstruction <strong>in</strong>dustry. The application of construction methods based on a comb<strong>in</strong>ation of traditional techniquesand computer technology <strong>in</strong> the manufactur<strong>in</strong>g <strong>in</strong>dustry saves the profession of the traditional craftsmen. Today’scraftsmen, though, would most likely be university graduates do<strong>in</strong>g research and design<strong>in</strong>g prefabricatedcomponents <strong>in</strong> various <strong>for</strong>ms, sizes, designs and styles. This move to automation will not necessarily result <strong>in</strong> joblosses as a large number of workers will still be needed to work on the house construction itself.3.4.2 Re-evaluat<strong>in</strong>g the traditionalThe concept of susta<strong>in</strong>able development as seen with<strong>in</strong> the environmental movement was well understood by theearly traditions <strong>in</strong> human civilisation. The <strong>in</strong>digenous people of develop<strong>in</strong>g countries have practical experience ofthe fact that humans are dependent on the earth’s life support system and traditional cultures have practisedsusta<strong>in</strong>able resource use <strong>for</strong> millennia. Traditional communities have always used the natural materials of theirimmediate environments <strong>for</strong> construction and the resultant build<strong>in</strong>gs have been well <strong>in</strong>tegrated <strong>in</strong>to the naturalenvironment. Such <strong>in</strong>digenous architectural precedents, us<strong>in</strong>g different materials <strong>in</strong> different circumstances, can befound across the develop<strong>in</strong>g world. Traditional build<strong>in</strong>g materials have the additional advantage of be<strong>in</strong>g cheapand easily accessible. Such materials have been proved also to be climatically friendly, as demonstrated <strong>in</strong> studiesby Fathy 30 , Guidoni 31 Scwelferger 32 and Pruss<strong>in</strong> 33 .For decades the frequent adaptation of build<strong>in</strong>gs and <strong>in</strong>variable re-use of earlier materials or materials close athand, or those drawn from abandoned or collapsed build<strong>in</strong>gs, has further supported susta<strong>in</strong>ability. This alsoprovided a natural solution to the problem of construction waste. Where sound build<strong>in</strong>g materials survived, they40<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


would be re-used or even adapted to suit a new design. The rest of the build<strong>in</strong>g materials (clay walls or grass roofs)were left to be gradually reabsorbed <strong>in</strong>to the environment. While this <strong>for</strong>m of natural degradation may still bepossible <strong>in</strong> rural areas across the develop<strong>in</strong>g world,where use of rudimentary build<strong>in</strong>g materials andtechnologies are common, one has to question itsworkability <strong>in</strong> an urban sett<strong>in</strong>g where the size ofconstruction volume and construction waste prevent agradual deconstruction process, and the use of materialsthat do not lend themselves to natural degradation is thenorm. However, <strong>in</strong> South Africa several pilot projects withstabilised earth block construction, and the issue of twoAgrément certificates <strong>for</strong> different types of stabilised earth Fig. 14: New Gourna mosque, Luxor, Egypt.blocks, have shown that there is room <strong>for</strong> improvedDesigned by Hassan Fathy and built withsun dried earth blocks.traditional technologies <strong>in</strong> the <strong>for</strong>mal construction market.However, traditions provide us not only with examples of more susta<strong>in</strong>able construction patterns, but also with examplesof processes <strong>for</strong> social susta<strong>in</strong>ability <strong>in</strong> the creation of the built environment. Emergent construction activities are oftenbased on the pr<strong>in</strong>ciples of susta<strong>in</strong>able construction <strong>in</strong> terms of usage of materials, environmental friendl<strong>in</strong>ess,procurement systems geared towards embrac<strong>in</strong>g community methods of construction, and management practices found<strong>in</strong> the local culture and traditions.a) Co-existence, community and collaborationOne of the strengths of the develop<strong>in</strong>g countries is thestrong culture of solidarity, mutual aid and people’scapacity to work together. These values can still beseen <strong>in</strong> rural areas and <strong>in</strong> the <strong>in</strong><strong>for</strong>mal settlements <strong>in</strong>urban areas where the population must work together<strong>in</strong> order to improve their liv<strong>in</strong>g conditions. It is alsopractised among poor municipalities which dependon such strategies to achieve results.There are also precedents <strong>for</strong> more transparent anddirect local government, <strong>for</strong> example the PanchayatiRaj system used <strong>in</strong> India. This system is typicallydepended on the wisdom of the five headman of thevillage to look after the day-to-day problems of thevillage by deal<strong>in</strong>g with a problem at the first level. Itwas only the residual problems that were taken tothe next level of decision-mak<strong>in</strong>g where the<strong>in</strong>dividual representatives went to the decisionmak<strong>in</strong>gbody of the group of villages.La Mita - Peru"Due to the scarce State fund<strong>in</strong>g, the city of Ilohas developed a co-f<strong>in</strong>anc<strong>in</strong>g system <strong>for</strong> theimplementation of community <strong>in</strong>frastructurethat has a great social impact. This systemmakes use of an ancient tradition of communitywork called "la mita". In this system it is theresponsibility of each citizen to give one day ofwork per week <strong>for</strong> the community. Through thissystem <strong>in</strong>vestments of approximately 10 milliondollars have been generated <strong>in</strong> communalworks between 1990 and 1997. Additionally,with the <strong>in</strong>troduction of the "tributarycompensation programme" the neighbourswith economic difficulties are allowed to paythe municipal service fees and taxes to themunicipality through days of communal work."Doris Balv<strong>in</strong>, Ilo Report, HIS-BIDb) Traditional build<strong>in</strong>g methodsThis is another area where there is much opportunity <strong>in</strong> the amount of <strong>in</strong>novative experiences and researchalready done <strong>in</strong> relation to appropriate build<strong>in</strong>g materials and technologies. There is very valuable experience<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>41


Fig. 15: Traditional house and sun dried earth blocks,Limpopo Prov<strong>in</strong>ce, South Africa.that can be drawn from work done by local experts <strong>in</strong>various regions, experiment<strong>in</strong>g with traditionalpractices and materials. It is understood that thedevelopment of traditional build<strong>in</strong>g practices cannot besuccessful by simply copy<strong>in</strong>g a prototype of thetraditional house, because the exist<strong>in</strong>g prototype isobsolete <strong>in</strong> a contemporary context. Furthermore, theregionalist approach is not a development ofarchitecture which recalls a lost vernacular; it mustadhere to the context of contemporary technology,topical adaptation and cultural responses. However, thetraditional house and the technologies used to create itcan be utilised as a spr<strong>in</strong>gboard <strong>for</strong> research <strong>in</strong>to moresusta<strong>in</strong>able technologies.In the search <strong>for</strong> alternatives which meet the expectations of the population, as well as hous<strong>in</strong>g andenvironmental requirements, the technologies which use raw earth, timber from susta<strong>in</strong>able managed sourcesand other organic products, such as straw and bamboo, as raw materials present great potential. Although thereis currently much resistance to the utilisation of these materials, they have been used <strong>in</strong> the develop<strong>in</strong>g countriess<strong>in</strong>ce time immemorial. Some of these techniques are deeply rooted <strong>in</strong> the culture of different regions, and if theywere to be used <strong>in</strong> a technically correct and economically viable way, it would be possible, through successfulexperiments, to restore the confidence of government, <strong>in</strong>dustry and users. Earth construction techniques went<strong>in</strong>to disfavour ma<strong>in</strong>ly due to the technological changes brought on by the Industrial Revolution and theconsequent new demands of the consumer market. It rema<strong>in</strong>s one of the major problems that traditional ruralconstruction methods, which are often more environmentally friendly, are mostly abandoned <strong>in</strong> cities because ofa false idea of "modernity".Fig. 16: "Modern" house built with compressedearth blocks, Buffalo City, South Africa.It is known that any technological change normallyrequires at least one generation to consolidate. Forexample, <strong>in</strong> Peru the transition from mud bricks andqu<strong>in</strong>cha to the wrongly named "noble" materials wasa process which took from 1930 to 1950 to ga<strong>in</strong>momentum and then up to the 1970s to getestablished and be <strong>in</strong>cluded with<strong>in</strong> the national normssystems. This was done at the same time that mudconstruction and traditional systems were <strong>for</strong>bidden.This prohibition ended at the end of the 1980s, but thetechnological change was already <strong>in</strong>corporated, andit may take another generation or two be<strong>for</strong>e thetraditional technologies become acceptable aga<strong>in</strong>.However, as the example from Malaysia shows, thereare many benefits <strong>in</strong> tak<strong>in</strong>g a new look at oldtechnologies.42<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


Traditional hous<strong>in</strong>g <strong>in</strong> MalaysiaIn Malaysia and other South East Asian countries, the traditional ‘house on stilts’ provided a far moreecologically friendly footpr<strong>in</strong>t than the imported terrace houses or high-rise residential blocks. It developed withthe landscape and its pattern evolved with the landscape.The traditional construction system made use of prefabricated timber components that were assembled on site.Timber is the most suitable material <strong>for</strong> the humid climate and high ra<strong>in</strong>fall. Most settlements are built alongthe river <strong>in</strong> wetlands, as this area is most suitable <strong>for</strong> paddy cultivation - the ma<strong>in</strong> traditional agriculturalactivity. This has <strong>in</strong>fluenced the <strong>for</strong>m of the traditional house which is built on a series of piles, with the floorelevated several feet above ground level. This compensates <strong>for</strong> any rise of the water level, while not <strong>in</strong>hibit<strong>in</strong>gthe flow of the water. The foundations are simple and no <strong>in</strong>tensive site clear<strong>in</strong>g is required. The design of thefloor aids <strong>in</strong> the ventilation of the house. The house is built by a communal ef<strong>for</strong>t, with the men do<strong>in</strong>g the heavywork and the women mak<strong>in</strong>g the thatched walls and roofs. Through the benefit of prefabrication, the traditionalhouse is capable of enlargement. The basic type <strong>for</strong>ms a ‘core’ house built accord<strong>in</strong>g to what the occupant canaf<strong>for</strong>d. When f<strong>in</strong>ance <strong>in</strong>creases, so does the opportunity to extend the size of the house.The layout of the village is based on the result of mutual agreement among the villagers. It represents theadjustment of physical and social parameters to environmental factors. When a villager wants to build a house,he seeks advice and permission from the community through the leader of the village. Traditional houseconstruction is guided by the whole community, especially through the ceremony to select the site. The villagerscommonly share most activities rang<strong>in</strong>g from mutual economic aid to house construction. Often the boundarybetween <strong>in</strong>dividual, family and community responsibility is difficult to identify. This type of social unit is importantbecause it signifies the only solution to the problem of survival. Each family is dependent on the others.Traditional patterns offer a variation of house size <strong>for</strong> all <strong>in</strong>come groups while the group<strong>in</strong>g arrangementsencourage social <strong>in</strong>teraction. Various house sizes are located <strong>in</strong> one group <strong>in</strong>corporat<strong>in</strong>g all <strong>in</strong>come levels. Thesize of the house accords to the owner’s means and avoids segregation of <strong>in</strong>come levels. The use of woodmakes pre-fabricated systems possible that can easily be used by semi-skilled labour <strong>in</strong> cooperative schemes.All of this supports social susta<strong>in</strong>ability.c) Ethical values <strong>for</strong> construction and settlement plann<strong>in</strong>gIt was the endeavour to provide <strong>for</strong> susta<strong>in</strong>able human settlements that led man to <strong>in</strong>troduce guidel<strong>in</strong>es <strong>for</strong>social and value-based controls so that the entire <strong>in</strong>terdependent system was respected. These values andguidel<strong>in</strong>es were often encoded <strong>in</strong> religion, either through propagat<strong>in</strong>g the sense of brotherhood and<strong>in</strong>terdependence, or through myths around the elements, specific plants, and animals, aimed to ensure whatwe today understand as susta<strong>in</strong>ability. It was the responsibility of the architect or the planner of humansettlements to ensure that the pr<strong>in</strong>ciples of <strong>in</strong>ter-dependency were respected. This l<strong>in</strong>k<strong>in</strong>g of religious andsocial codes with architecture and human settlement plann<strong>in</strong>g is found <strong>in</strong> both Asian and African societies.Traditional architecture <strong>in</strong> the Asian region was more than just the built <strong>for</strong>m and its symbolism. The townplann<strong>in</strong>gmethodologies, the symbolism and the architecture all comb<strong>in</strong>ed to provide a total <strong>for</strong>mula <strong>for</strong>susta<strong>in</strong>able human settlements described <strong>in</strong> mystical b codification l<strong>in</strong>ked to religion. Though designated theleader of the team, the architect/planner worked <strong>in</strong> close coord<strong>in</strong>ation with the religious head, who wasresponsible <strong>for</strong> oversee<strong>in</strong>g that the social aspects were well <strong>in</strong>tegrated <strong>in</strong> the plann<strong>in</strong>g and implementationstages to provide <strong>for</strong> susta<strong>in</strong>able development with social cross-checks.b Mystical, or mystification is used <strong>in</strong> its sense of <strong>in</strong>duc<strong>in</strong>g a sense of the sacred. Thus mystify<strong>in</strong>g plann<strong>in</strong>g controls would beto declare them as sacred and part of the spiritual and/or religious doctr<strong>in</strong>e.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>43


Vastu VidyaThis rationale is conta<strong>in</strong>ed <strong>in</strong> the ancient Sanskrit text, theVastu Vidya. Study<strong>in</strong>g and demystify<strong>in</strong>g the preceptsThe Vastu Vidya — the traditional Indian textsconta<strong>in</strong>ed <strong>in</strong> this text will provide one with human settlementconta<strong>in</strong><strong>in</strong>g the fundamental pr<strong>in</strong>ciples ofpatterns that are environmentally susta<strong>in</strong>able, whilst at theplann<strong>in</strong>g and build<strong>in</strong>g <strong>for</strong> human settlements, isthe parallel of the Feng Shui <strong>in</strong> the Far East.same time respect<strong>in</strong>g the social fabric of the citizens that theThough propagated through myths and religion, settlements were designed <strong>for</strong>.if analysed logically it is a complete buildersmanual of do’s and don’ts. These texts have a African societies also have a very strong cosmologicalstrong understand<strong>in</strong>g of climatology, the rationale to the design and layout of settlements, and therebehaviour of build<strong>in</strong>g materials and their are specific rules and taboos surround<strong>in</strong>g the creation andappropriate application, respect <strong>for</strong> the natural use of the built and natural environment to encourageelements and, most importantly, the control of peaceful coexistence and harmony at all levels of life.human aspirations. The texts are region-specificand several versions exist, but the fundamentalSo rapid was the trans<strong>for</strong>mation dur<strong>in</strong>g the Industriallogic of liv<strong>in</strong>g with nature is the common threadRevolution that all the wisdom of the past regard<strong>in</strong>gthat holds all the versions together. These textsgovernance, traditional values, customs and cultural practiceswere revered by K<strong>in</strong>g and citizen alike, andwere buried, and with it the traditional values of coexistence.propagated by the religious heads through theplanners and designers of settlements.Western science also considers these traditional practices withsuspicion because of their association with religious orspiritual practices, and many Western scientists reject outrightany mention of this rich heritage. However, with<strong>in</strong> their context, these traditions provide a sound basis <strong>for</strong> avalue system that encourages more susta<strong>in</strong>able practices <strong>in</strong> the societies of their orig<strong>in</strong>. They also provide somepractical guidel<strong>in</strong>es <strong>for</strong> the implementation of certa<strong>in</strong> aspects of susta<strong>in</strong>ability from which the rest of the worldcan learn. By dismiss<strong>in</strong>g these traditions because of their religious l<strong>in</strong>ks, we are dismiss<strong>in</strong>g thousands of yearsof accumulated wisdom. As the pharmaceutical <strong>in</strong>dustry is do<strong>in</strong>g with traditional herbal lore, and He<strong>in</strong>richSchliemann did with the legend of Odysseus, we (as <strong>in</strong>dividuals and as creators of the built environment) alsoneed to separate the superstition from the underly<strong>in</strong>g knowledge and wisdom <strong>in</strong> order to f<strong>in</strong>d the hidden gold.d) Cultural tourismFig. 17: Makalali Game Lodge,Mpumalanga, South Africa.The synthesis of tradition and modernity found <strong>in</strong> the many luxury gamelodges <strong>in</strong> Africa is another example of how cultural tourism can be usedto re<strong>in</strong>vigorate the traditional build<strong>in</strong>g heritage. This approach re-usestraditional architectural vocabulary, imagery and <strong>for</strong>m, which aredef<strong>in</strong>ed through construction techniques and materials, but appliesmodern, scientific understand<strong>in</strong>g of construction and ma<strong>in</strong>tenanceproblems. The emphasis is not only on the aesthetic quality, but ratheron pragmatic architectural solutions to <strong>in</strong>digenous methods andconstruction processes. These methods are region-specific and embracethe <strong>in</strong>digenous type of architecture and society that has established along tradition <strong>in</strong> terms of image, technology, appropriate traditionalmaterials and functions. The architects and construction team <strong>in</strong>volved <strong>in</strong>tourism-related design have a responsibility to blend the traditional andmodern polarities, without turn<strong>in</strong>g it <strong>in</strong>to a theme park.44<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


Chapter 4A future R & D agenda4.1 IntroductionChapter 3 provided the context with<strong>in</strong> which built environment practitioners, researchers and educators have to work<strong>in</strong> develop<strong>in</strong>g countries. As can be seen, there are numerous barriers and challenges <strong>for</strong> susta<strong>in</strong>able construction,but also some opportunities. It is also clear that, to improve the quality of life <strong>for</strong> people <strong>in</strong> develop<strong>in</strong>g countries, anumber of critical issues such as access to adequate hous<strong>in</strong>g and <strong>in</strong>frastructure, rapid urbanisation, <strong>in</strong><strong>for</strong>malsettlement and <strong>in</strong>stitutional <strong>in</strong>capacity have to be addressed. However, <strong>in</strong> follow<strong>in</strong>g an issue-driven approach <strong>in</strong><strong>for</strong>mulat<strong>in</strong>g this research agenda, it would have been easy to get trapped <strong>in</strong> the enormity of the developmentalchallenge and end up with an unfocused wish list that lost sight of the orig<strong>in</strong>al purpose: mak<strong>in</strong>g sure that thedevelopment that is necessary and happen<strong>in</strong>g already will be accord<strong>in</strong>g to susta<strong>in</strong>ability pr<strong>in</strong>ciples. There<strong>for</strong>e, adifferent approach was followed that, firstly, steered clear of old sectoral divisions (e.g. energy, water, waste, etc.)and attempted to <strong>in</strong>troduce a more holistic approach, and secondly focused not on the development that is needed,but on what would be necessary to make sure that when development happens, it would be susta<strong>in</strong>able.As could be seen from Chapter 2, the <strong>in</strong>ternational community has more or less reached agreement on the descriptorsof susta<strong>in</strong>able development – that is, the requirements that a susta<strong>in</strong>able development path is go<strong>in</strong>g to place on ourrelationship with the biophysical environment and with each other, and on the economic models we choose to facilitatethese <strong>in</strong>teractions. The challenge now lies <strong>in</strong> meet<strong>in</strong>g these requirements. For this, a number of enablers are required.In prepar<strong>in</strong>g this document, the focus was on identify<strong>in</strong>g these enablers and the actions that would be necessary toensure their use. The enablers are <strong>in</strong>terdependent and multi-dimensional, follow<strong>in</strong>g a systemic approach, asopposed to the usual sectoral approach. They are also bound to the actions <strong>in</strong> Chapter 5, both driv<strong>in</strong>g certa<strong>in</strong>actions and requir<strong>in</strong>g specific actions <strong>for</strong> their development and implementation. Thus the enablers and the actionstogether provide a comprehensive, long-term framework <strong>for</strong> the furtherance of susta<strong>in</strong>able construction. Because ofthe great diversity <strong>in</strong> develop<strong>in</strong>g countries, and the different levels of progress on susta<strong>in</strong>able construction with<strong>in</strong>different countries, the R & D agenda has been left at a visionary, and there<strong>for</strong>e generic level, identify<strong>in</strong>g specificresearch areas, not necessarily research projects. Implementation of the agenda should take place with<strong>in</strong> thecontext of the susta<strong>in</strong>ability pr<strong>in</strong>ciples and the develop<strong>in</strong>g world challenges. Thus, where capacity build<strong>in</strong>g of theprivate sector is suggested, this implies build<strong>in</strong>g the capacity of the private sector to deal with the requirements ofsusta<strong>in</strong>able development. Technologies <strong>for</strong> the future means the development of technologies that are appropriateto develop<strong>in</strong>g countries and support susta<strong>in</strong>able construction, while the areas suggested under benchmark<strong>in</strong>g andassessment require the collection of data specific to develop<strong>in</strong>g countries.Develop<strong>in</strong>g the necessary enablers requires an approach that operates simultaneously at various scales, as wellas different time horizons. In terms of scale, enablers need to cover a range of needs from the urban level rightdown to the level of components and materials. In terms of time frames, there are certa<strong>in</strong> immediate enablersthat have to be developed to provide a sound basis from which to work. Concurrently with these immediateenablers a set of medium term and long-term enablers also have to be developed. The immediate enablers relateto the creation of an enabl<strong>in</strong>g environment and the collection and shar<strong>in</strong>g of <strong>in</strong><strong>for</strong>mation <strong>for</strong> benchmark<strong>in</strong>g andassessment. The medium term enablers relate to the mitigation of impact and actual implementation ofsusta<strong>in</strong>able construction, while the long-term enablers relate to the creation of a totally new and moresusta<strong>in</strong>able built environment paradigm.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>45


Enablers can be technological or <strong>in</strong>stitutional, or they can come from the value systems we subscribe to. While it isa rather simplistic division, <strong>for</strong> the purposes of this document these three categories of enablers have been used toidentify specific research areas <strong>for</strong> a future R & D agenda.4.1.1 Technology enablersDevelopment is supported by technology, not only through the provision of physical <strong>in</strong>frastructure, but alsothrough the tools and knowledge that aid decision-mak<strong>in</strong>g. The socio-economic goals of development cannotbe met without the use of technology. However, the technology used must also support the environmental andsocio-economic pr<strong>in</strong>ciples of susta<strong>in</strong>able development. Technology enablers can be divided <strong>in</strong>to "hardware","software" and know-how.• Equipment, <strong>in</strong>dustrial processes, materials and physical <strong>in</strong>frastructure are all examples of technological"hardware" necessary <strong>for</strong> development.• "Software" <strong>in</strong>cludes systems, mental models and those tools (ICT-based or otherwise) that support decisionmak<strong>in</strong>gand monitor<strong>in</strong>g and evaluation, and assist with knowledge and <strong>in</strong><strong>for</strong>mation management.• Know-how is the <strong>in</strong><strong>for</strong>mation (bluepr<strong>in</strong>ts, benchmarks, databases, etc.) we have and the knowledge andexperience that is available through specialist expertise and <strong>in</strong>digenous knowledge systems.For technology enablers to be successful, processes <strong>for</strong> technology transfer and management are required, as wellas access to those technologies. This requires the presence of function<strong>in</strong>g <strong>in</strong>stitutional enablers. Furthermore,specific value system enablers are necessary to br<strong>in</strong>g about the successful uptake of technologies that are conduciveto susta<strong>in</strong>able development.4.1.2 Institutional enablersWithout function<strong>in</strong>g and supportive <strong>in</strong>stitutions, susta<strong>in</strong>able development will not be possible. As withtechnology, the <strong>in</strong>stitutional enablers come <strong>in</strong> both "hardware" and "software". The hardware is the range of<strong>in</strong>stitutions <strong>in</strong>volved <strong>in</strong> develop<strong>in</strong>g and us<strong>in</strong>g <strong>in</strong>stitutional enablers. These <strong>in</strong>clude national and localgovernment, plann<strong>in</strong>g and implement<strong>in</strong>g agencies, support<strong>in</strong>g agencies (such as f<strong>in</strong>ancial <strong>in</strong>stitutions),academic and research <strong>in</strong>stitutions, professional associations, and non-governmental and community-basedorganisations of various descriptions. For susta<strong>in</strong>able development to become a reality, the follow<strong>in</strong>grequirements are placed on these <strong>in</strong>stitutions:• That they truly understand and support the pr<strong>in</strong>ciples of susta<strong>in</strong>able development.• That susta<strong>in</strong>able development becomes a sem<strong>in</strong>al aspect of policy, legislation and governance.• That the capacity to implement susta<strong>in</strong>able development <strong>in</strong>itiatives be developed through develop<strong>in</strong>g therequired skills base, f<strong>in</strong>ancial mechanisms, and partnerships.• That an <strong>in</strong>tegrated approach and the precautionary pr<strong>in</strong>ciple be followed.46<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


The software is what is necessary to help the <strong>in</strong>stitutions meet the above requirements. They fall <strong>in</strong>to at leastfive categories:• Policy and strategy: Giv<strong>in</strong>g guidance on what should be done, and how it should be done.• Education: As susta<strong>in</strong>able development requires cont<strong>in</strong>uous adaptation, educational enablers are neededthat reaches almost from cradle to grave, across all sectors of society, teach<strong>in</strong>g people not only the what andwhy, but also the how of susta<strong>in</strong>able development, and updat<strong>in</strong>g this knowledge as new knowledge andunderstand<strong>in</strong>g becomes available.• F<strong>in</strong>ancial mechanisms: These can range from f<strong>in</strong>anc<strong>in</strong>g mechanisms to encourage the uptake of moresusta<strong>in</strong>able technologies or encourage resource efficiency, to f<strong>in</strong>d<strong>in</strong>g new ways of determ<strong>in</strong><strong>in</strong>g professionalfees to allow <strong>for</strong> new demands and changes <strong>in</strong> work<strong>in</strong>g patterns.• Regulations and legislation that can act as either <strong>in</strong>centives or dis<strong>in</strong>centives <strong>for</strong> more susta<strong>in</strong>able practices,and which allow <strong>for</strong> new technologies and ways of do<strong>in</strong>g th<strong>in</strong>gs.• Mechanisms <strong>for</strong> good governance: These can be new processes, specific per<strong>for</strong>mance <strong>in</strong>dicators, or a newpolitical (or corporate) value system.4.1.3 Value-system enablers<strong>Susta<strong>in</strong>able</strong> development is not just a way to ensure that human needs will cont<strong>in</strong>ue to be met. In its deeper mean<strong>in</strong>gthe concept has ethical connotations that require attitud<strong>in</strong>al and behavioural changes. The success of susta<strong>in</strong>abledevelopment will ultimately depend on the decisions <strong>in</strong>dividuals and groups make regard<strong>in</strong>g their own behaviour.Adopt<strong>in</strong>g new technologies and <strong>in</strong>stitutional processes requires that we make specific decisions to do so. Thesedecisions are based on our personal value system. The value system enablers to support susta<strong>in</strong>able developmentcan be found <strong>in</strong> those traditional values that encourage harmony, tolerance, respect and compassion betweenhumans and their physical environment. Examples are the African concept of "Ubuntu" or the South American "LaMita", which are both based on the recognition of broader familial and social relationships and obligations, andacknowledgement of the fundamental <strong>in</strong>terconnectedness of all creation.From the above, the follow<strong>in</strong>g can then grow:• Personal codes of conduct that encourage the <strong>in</strong>dividual to take responsibility <strong>for</strong> his or her actions, as well as<strong>for</strong> the well-be<strong>in</strong>g of the community, and the community to take responsibility <strong>for</strong> the well-be<strong>in</strong>g of the <strong>in</strong>dividual.• Community behaviour that supports a shared ethical system and follows a common vision of susta<strong>in</strong>abledevelopment.• A society that encourages and enables creativity and <strong>in</strong>novation, and actively embraces change and difference.4.2 Technology enablers – the key R & D areasWhile there is considerable <strong>in</strong>ternational research regard<strong>in</strong>g the immediate technology enablers <strong>for</strong> susta<strong>in</strong>able<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>47


development and construction, several gaps rema<strong>in</strong> <strong>in</strong> develop<strong>in</strong>g countries, where different conditions not onlyrequire different solutions, but also mean that the benchmark<strong>in</strong>g <strong>in</strong><strong>for</strong>mation drawn from developed countries isseldom applicable. Further, <strong>in</strong><strong>for</strong>mation pert<strong>in</strong>ent to develop<strong>in</strong>g countries is often not dissem<strong>in</strong>ated widely oreffectively. Because of this gap, the technologies used to mitigate the impact are drawn from developed countriesand do not provide the optimum answer <strong>for</strong> develop<strong>in</strong>g countries. For example, imported solutions often reducelocal employment opportunities, <strong>in</strong>stead of creat<strong>in</strong>g them and thus meet<strong>in</strong>g a key requirement <strong>for</strong> susta<strong>in</strong>abledevelopment <strong>in</strong> develop<strong>in</strong>g countries. Lastly, both developed and develop<strong>in</strong>g countries have to take the third step– develop<strong>in</strong>g radically new technologies that re<strong>in</strong>vent the way we construct and use our built environments. Thislast gap offers an opportunity <strong>for</strong> develop<strong>in</strong>g countries to race ahead of the developed countries with their vested<strong>in</strong>terests <strong>in</strong> old materials and technologies.The critical areas <strong>in</strong> which research on technology enablers is necessary are described below. The immediate workhas to be focused on benchmark<strong>in</strong>g, assessment and knowledge shar<strong>in</strong>g. This will then support the medium-termenablers of mitigation, as well as the long-term enablers that create both the technologies and a construction<strong>in</strong>dustry <strong>for</strong> the future. However, work on these enablers needs to be done concurrently, although the time frameswith<strong>in</strong> which it needs to happen can be divided <strong>in</strong>to short, medium or long term, with the weight of <strong>in</strong>vestmentgradually shift<strong>in</strong>g from the immediate to the long term enablers.4.2.1 Benchmark<strong>in</strong>g and assessmentThe first step would be to establish the current state of affairs <strong>in</strong> develop<strong>in</strong>g countries (on a country-by-countrybasis) <strong>in</strong> respect of the impact of the built environment, the broad construction process, the capacity of theconstruction <strong>in</strong>dustry (<strong>in</strong>clud<strong>in</strong>g the built environment professionals), and the life-cycle properties of exist<strong>in</strong>gtechnologies used <strong>in</strong> these countries.a) Establish the impact of the construction <strong>in</strong>dustry <strong>in</strong> develop<strong>in</strong>g countriesThe data from developed countries <strong>in</strong>dicate that the construction <strong>in</strong>dustry has a considerable environmentalimpact. As much of the develop<strong>in</strong>g world is effectively still under construction, this impact could besignificantly larger <strong>in</strong> develop<strong>in</strong>g countries, as would be the socio-economic impact of the <strong>in</strong>dustry. Theavailability of a package of country-specific data on energy and water consumption, the generation ofwaste and pollution, job creation, employment conditions and economic contribution of the <strong>in</strong>dustry iscrucial to advocacy, awareness rais<strong>in</strong>g and education, as well as to future monitor<strong>in</strong>g and evaluation ofthe <strong>in</strong>dustry. However, to understand the full impact of construction, it is also necessary to look at the impactof the built environment once it had been created.b) Establish the impact of the built environment <strong>in</strong> develop<strong>in</strong>g countriesThe range of built environment types <strong>in</strong> develop<strong>in</strong>g countries is far broader than that <strong>in</strong> developedcountries, cover<strong>in</strong>g a range from ultra-modern skyscrapers to different types of <strong>in</strong><strong>for</strong>mal settlement, anddown to deep rural traditional settlements. Each of these has a different socio-economic and environmentalimpact that needs to be determ<strong>in</strong>ed. Unlike <strong>in</strong> developed countries, it is also necessary to determ<strong>in</strong>e theimpact of underdevelopment of the built environment.c) Establish the capacity of the broader construction <strong>in</strong>dustryCentral to susta<strong>in</strong>able construction is a viable and skilled <strong>in</strong>dustry that is able to meet the requirements ofsusta<strong>in</strong>ability. It is there<strong>for</strong>e necessary to understand the available skills levels, capacity and other48<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


estrictions of the local <strong>in</strong>dustry and its associated built environment professionals <strong>in</strong> order to identify thegaps and challenges, and determ<strong>in</strong>e an appropriate strategy <strong>for</strong> address<strong>in</strong>g these.d) Develop an expanded life cycle analysis <strong>for</strong> exist<strong>in</strong>g technologiesLittle work has been done regard<strong>in</strong>g the life-cycle analysis of specific construction materials, technologiesand <strong>in</strong>frastructure options <strong>in</strong> develop<strong>in</strong>g countries, mak<strong>in</strong>g it difficult <strong>for</strong> designers and specifiers to make<strong>in</strong><strong>for</strong>med choices, and <strong>for</strong> build<strong>in</strong>gs and other construction projects to be assessed. It is also essential thatanalysis methods be expanded to <strong>in</strong>clude issues such as job creation, child labour, human rights and localeconomic development potential.e) Develop a vulnerability <strong>in</strong>dexDevelop<strong>in</strong>g countries are most at risk from natural disasters and environmental degradation, as well aseconomic crises. A vulnerability <strong>in</strong>dex that identifies potential areas of risk and disaster and monitors thepossible impacts of climate change will assist <strong>in</strong> the plann<strong>in</strong>g of settlements and <strong>in</strong>frastructure choices andreduce the impact of future disasters.In many countries research has already been done on aspects of the above research areas. However, <strong>for</strong> a numberof reasons it is very difficult <strong>for</strong> develop<strong>in</strong>g country researchers to widely dissem<strong>in</strong>ate the knowledge and<strong>in</strong><strong>for</strong>mation that has been developed. Often even researchers work<strong>in</strong>g <strong>in</strong> the same country rema<strong>in</strong> unaware of eachother’s work, and the available <strong>in</strong><strong>for</strong>mation is not packaged <strong>in</strong> a way that is accessible and useful to <strong>in</strong>dustry andthe broader public. Thus, together with the development of the above <strong>in</strong><strong>for</strong>mation packages, it is also necessary tolook at how this knowledge will be shared.4.2.2 Knowledge shar<strong>in</strong>gFor susta<strong>in</strong>able construction practices to become widely accepted, the shar<strong>in</strong>g of knowledge has to happen at four levels:• between researchers themselves;• between researchers and educational <strong>in</strong>stitutions;• between researchers and the <strong>in</strong>dustry; and• between researchers and the decision-makers (governments, developers, and the public).To facilitate knowledge shar<strong>in</strong>g the follow<strong>in</strong>g is required:• a global survey on relevant studies done <strong>in</strong> develop<strong>in</strong>g countries that can be kept <strong>in</strong> a national or<strong>in</strong>ternational databank;• an <strong>in</strong>ventory of <strong>in</strong>ternationally available design and assessment tools and technologies <strong>for</strong> susta<strong>in</strong>ableconstruction that are appropriate <strong>for</strong> use <strong>in</strong> develop<strong>in</strong>g countries;• the collection and publication of best practices that illustrate <strong>in</strong>ter alia the application of tools andtechnologies, and approaches <strong>in</strong> support of capacity build<strong>in</strong>g; and• development of a knowledge-shar<strong>in</strong>g strategy <strong>for</strong> each of the above levels that make use of a variety ofmedia, from dedicated journals, to websites and even radio.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>49


4.2.3 Technologies to mitigate impactA number of technologies and construction practices that concentrate on mitigat<strong>in</strong>g the environmental impact of thebuilt environment and its construction have been developed <strong>in</strong> both the developed and the develop<strong>in</strong>g countries.However, the environmental impact of the built environment is not the only concern of susta<strong>in</strong>able construction. It isalso necessary to develop and use technologies and practices that will mitigate the social impact of constructionand empower people through job creation and entrepreneurial opportunities, without plac<strong>in</strong>g their health at risk,as well as technologies that deal with the immediate impact of poverty <strong>in</strong> human settlements. Aga<strong>in</strong>, much workhas already been done <strong>in</strong> this regard. The ma<strong>in</strong> challenge is to:• identify, and if necessary adapt, the technologies and practices that are appropriate <strong>for</strong> develop<strong>in</strong>g countryconditions and af<strong>for</strong>dable, as well as acceptable, <strong>for</strong> low-<strong>in</strong>come communities;• promote technology transfer between develop<strong>in</strong>g countries, as well as between develop<strong>in</strong>g and developedcountries;• f<strong>in</strong>d ways of <strong>in</strong>troduc<strong>in</strong>g these technologies <strong>in</strong>to ma<strong>in</strong>stream build<strong>in</strong>g practice; and• identify and fill the rema<strong>in</strong><strong>in</strong>g technology gaps.4.2.4 Technologies of the futureMitigat<strong>in</strong>g the impact of the construction <strong>in</strong>dustry is like treat<strong>in</strong>g a disease by reduc<strong>in</strong>g the symptoms. Ultimately, ifa cure is to be found, it will be necessary to address the root cause of the disease. Thus, while we are do<strong>in</strong>g damagecontrol, it is crucial that we start th<strong>in</strong>k<strong>in</strong>g about alternatives to current practices and technologies that will steer theway we build and live towards a more susta<strong>in</strong>able model. The research <strong>in</strong> this regard is long term, with longturnaround times <strong>in</strong> <strong>in</strong>vestment, and it requires skills and resources that are not readily available <strong>in</strong> develop<strong>in</strong>gcountries. Nonetheless, if these problems can be addressed, these technologies can become an important driver <strong>for</strong>the future economic growth of develop<strong>in</strong>g countries. The follow<strong>in</strong>g <strong>in</strong>terl<strong>in</strong>ked topics are the ma<strong>in</strong> future focus areas<strong>for</strong> susta<strong>in</strong>able construction <strong>in</strong> develop<strong>in</strong>g and developed countries alike. Development <strong>in</strong> this area should strive tomeet the susta<strong>in</strong>ability criteria of resource efficiency, use of renewable resources, m<strong>in</strong>imis<strong>in</strong>g pollution and waste,economic empowerment, health and safety, and human development. In addition, it is crucial <strong>for</strong> develop<strong>in</strong>gcountries that the technologies developed also factor <strong>in</strong> the creation of livelihood opportunities.a) Ecosystemic build<strong>in</strong>gs and <strong>in</strong>frastructureThe most susta<strong>in</strong>able approach to the creation of the built environment would be to mimic natural processesand designs to provide services such as heat<strong>in</strong>g and cool<strong>in</strong>g or waste management. This approach needsto be explored at all levels from the manufactur<strong>in</strong>g of materials to the plann<strong>in</strong>g and management of cities.b) The renewable revolutionMuch emphasis has been placed on renewable energy, and this research needs to cont<strong>in</strong>ue, with emphasison mak<strong>in</strong>g these technologies reliable and cost-effective. However, little attention has been paid to anequally important area: the use of construction materials from renewable resources. These can be useddirectly – <strong>for</strong> example wood, straw bales and bamboo – or <strong>in</strong>directly through the development of newmaterials from renewable resources such as plant oils and fibres.50<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


c) BiotechnologyHistorically, changes <strong>in</strong> the built environment have been led by changes <strong>in</strong> technology, which <strong>in</strong> turn weredriven by scientific revolutions. Biotechnology is the next scientific revolution that can play a major role <strong>in</strong>chang<strong>in</strong>g our built environment. Because of its current attractiveness to <strong>in</strong>vestors, it is also the futureresearch area where the possibility of fund<strong>in</strong>g is the greatest. Biotechnology can be used to develop moresusta<strong>in</strong>able replacements <strong>for</strong> energy-<strong>in</strong>tensive, pollut<strong>in</strong>g, poisonous or non-renewable constructionmaterials, as well as <strong>in</strong> the provision of services such as sanitation and energy.d) Recycl<strong>in</strong>gThe current trend is to focus on the re-use and recycl<strong>in</strong>g of construction and demolition waste. To this mustbe added the possibility of creat<strong>in</strong>g construction materials and components from recycled materials from arange of waste streams.e) Reth<strong>in</strong>k<strong>in</strong>g the traditionalThe fact is that many develop<strong>in</strong>g countries will not be able to provide the newer susta<strong>in</strong>able technologies tolow-<strong>in</strong>come communities <strong>for</strong> a long time. However, these countries tend to have a long tradition of constructionthat is more susta<strong>in</strong>able and better suited to local conditions than that <strong>in</strong>troduced by the colonial powers.There<strong>for</strong>e, another key area <strong>for</strong> research is to identify these construction practices and materials and developthem further to provide an improved standard of liv<strong>in</strong>g, while provid<strong>in</strong>g low-<strong>in</strong>come communities with theopportunity to construct their own shelter, create liveable settlements and ma<strong>in</strong>ta<strong>in</strong> their cultural heritage.4.2.5 Chang<strong>in</strong>g the construction processIt is also crucial that the construction process be changed to allow <strong>for</strong> a more holistic and susta<strong>in</strong>able approach tothe creation of the built environment. This would mean, <strong>in</strong>ter alia, the development of:• processes and tools that allow the <strong>in</strong>tegration of plann<strong>in</strong>g, design and implementation processes;• tools that encourage a synergistic and more ecologically responsible approach to <strong>in</strong>frastructure and servicedelivery at city level, as well as at build<strong>in</strong>g level; and• construction and deconstruction processes that m<strong>in</strong>imise environmental impact while maximis<strong>in</strong>g job creationand local prosperity.4.3 Institutional enablers – the key R & D areasA huge gap rema<strong>in</strong>s between the development of susta<strong>in</strong>able technologies and their implementation. This gap iscaused by an imperfect understand<strong>in</strong>g on the part of the various stakeholders regard<strong>in</strong>g their roles andresponsibilities; the poor communication between researchers, educational organisations and implementers;lagg<strong>in</strong>g or non-exist<strong>in</strong>g regulatory and implement<strong>in</strong>g mechanisms; and a general lack of awareness regard<strong>in</strong>g theneed <strong>for</strong> change and its urgency, as well as how to implement the necessary change.4.3.1 Clarification of roles and responsibilitiesThe first area that needs clarification is to understand the <strong>in</strong>stitutional power relationships and their drivers, as well<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>51


as how each of these <strong>in</strong>stitutions (f<strong>in</strong>ancial, educational and research <strong>in</strong>stitutions, government, and professional and<strong>in</strong>dustry bodies and associations) will drive the changes necessary <strong>for</strong> susta<strong>in</strong>able construction.The second area that needs clarification is with<strong>in</strong> the construction process itself, where the different role-players tendto pass responsibility <strong>for</strong> the <strong>in</strong>troduction of more susta<strong>in</strong>able practices to each other. It is necessary to clearly outl<strong>in</strong>ethe responsibilities, and necessary actions of each of the members of the professional team, the actual constructionteam, the client and the local authority or other relevant government bodies, as well as the relationship betweenthese various roles and responsibilities.In many develop<strong>in</strong>g countries, the roles of traditional governance systems and leadership offer a third area whereclarification is necessary. Through the <strong>in</strong>clusion of these structures, a bridge can also be built between newtechnologies and traditional practices that support susta<strong>in</strong>able development.4.3.2 EducationIn order to meet the need <strong>for</strong> built environment practitioners skilled <strong>in</strong> the additional requirements of susta<strong>in</strong>ableconstruction the follow<strong>in</strong>g steps are necessary:• Curricula and tra<strong>in</strong><strong>in</strong>g programmes need to be revised to reflect the centrality of susta<strong>in</strong>ability requirements<strong>in</strong> the creation of the built environment. Coupled with this is the need to develop new methods of teach<strong>in</strong>gthat will equip students to work with<strong>in</strong> a multi-dimensional, multi-discipl<strong>in</strong>ary and <strong>in</strong>terdependent problemsolv<strong>in</strong>gframework.• Gaps <strong>in</strong> the education of clients, the public, decision-makers, professionals and other implementers need tobe identified and programmes developed to fill these gaps.• Tra<strong>in</strong><strong>in</strong>g programmes need to be developed <strong>for</strong> cont<strong>in</strong>ued professional education, as well as <strong>for</strong> a range ofnew built environment professionals such as impact assessors, susta<strong>in</strong>ability raters, etc.• Methods of rat<strong>in</strong>g and audit<strong>in</strong>g curricula and educational <strong>in</strong>stitutions <strong>for</strong> adherence to susta<strong>in</strong>abilitypr<strong>in</strong>ciples need to be developed.4.3.3 Advocacy and awarenessCoupled with the educational drive is the necessity to raise public awareness about the need <strong>for</strong> and benefits ofsusta<strong>in</strong>able construction, and to <strong>in</strong>troduce new technologies to the public, the <strong>in</strong>dustry and political decisionmakers.This can be done through the development of pilot projects, best-practice databases, and monitor<strong>in</strong>g andevaluation of these best practices to illustrate the benefits that can be achieved through susta<strong>in</strong>able construction.4.3.4 Cooperation and partnershipsTo strengthen susta<strong>in</strong>able construction <strong>in</strong> develop<strong>in</strong>g countries it is necessary to enable more cooperation betweendevelop<strong>in</strong>g country researchers. There<strong>for</strong>e new cooperative partnerships between umbrella bodies with<strong>in</strong>develop<strong>in</strong>g countries and active research networks need to be established and systems put <strong>in</strong> place to facilitate the<strong>in</strong>teraction between members of these networks and partnerships.52<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


4.3.5 L<strong>in</strong>k<strong>in</strong>g research to implementersIt is crucial that knowledge and tools <strong>for</strong> susta<strong>in</strong>able construction be transferred to the people who have to usethem. However, it is also crucial that the people who have to use these tools are <strong>in</strong>volved <strong>in</strong> the developmentof tools and technologies. It is there<strong>for</strong>e necessary to establish partnerships with <strong>in</strong>dustries, local governments,communities and other possible end-users of a product <strong>in</strong> the development of that product. L<strong>in</strong>k<strong>in</strong>g research toidentified problems with<strong>in</strong> a specific <strong>in</strong>dustry or community can also strengthen the <strong>in</strong>teraction betweenresearchers and implementers. Systems to l<strong>in</strong>k researchers with possible non-research partners there<strong>for</strong>e needto be developed.4.3.6 Develop regulatory mechanismsThe <strong>in</strong>troduction of more susta<strong>in</strong>able technologies and practices will require strong regulatory support. To achievethis support it is necessary to:• review exist<strong>in</strong>g policies, legislation and regulations to identify gaps, shortcom<strong>in</strong>gs and conflicts;• update exist<strong>in</strong>g regulations (e.g. national build<strong>in</strong>g regulations) to <strong>in</strong>clude new technologies and <strong>in</strong>troducesusta<strong>in</strong>ability criteria, and deregulate where regulations are creat<strong>in</strong>g blockages;• develop regulatory tools, e.g. <strong>in</strong>centives or dis<strong>in</strong>centives, to encourage susta<strong>in</strong>ability;• identify problems with the en<strong>for</strong>cement of regulations and develop more effective en<strong>for</strong>cement measuresthrough cooperation and partnerships between stakeholders; and• develop more progressive benchmarks <strong>for</strong> standards and regulations.4.3.7 Strengthen<strong>in</strong>g implement<strong>in</strong>g mechanismsIn develop<strong>in</strong>g countries the capacity of implement<strong>in</strong>g agents is one of the key barriers to susta<strong>in</strong>able construction.While this can partly be addressed through education and tra<strong>in</strong><strong>in</strong>g, problems such as lack of manpower, equipment,access to f<strong>in</strong>anc<strong>in</strong>g or even basic services further reduce the capacity of implement<strong>in</strong>g agents. It is there<strong>for</strong>e necessaryto determ<strong>in</strong>e the capacity, skills levels and levels of <strong>in</strong>frastructure support of the construction <strong>in</strong>dustry, built environmentpractitioners and their government counterparts, and from this develop a strategy <strong>for</strong> fill<strong>in</strong>g the gaps.To support such a strategy, it is necessary to develop mechanisms <strong>for</strong> releas<strong>in</strong>g f<strong>in</strong>ancial resources <strong>for</strong>susta<strong>in</strong>able construction. Such mechanisms would <strong>in</strong>clude those that encourage <strong>in</strong>novation and demonstratesuch <strong>in</strong>novation, as well as encourage and enable the use of more susta<strong>in</strong>able practices. It is also necessaryto develop procedures such as susta<strong>in</strong>ability rat<strong>in</strong>g systems <strong>for</strong> captur<strong>in</strong>g and us<strong>in</strong>g benchmarks to assessprojects and <strong>in</strong>dividuals.A further barrier to implementation is the current fee structure of built environment professionals that is based onproject cost. Alternative fee structures that encourage or reward professionals <strong>for</strong> pay<strong>in</strong>g more attention tosusta<strong>in</strong>ability need to be developed and accredited.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>53


4.3.8 Us<strong>in</strong>g <strong>in</strong>stitutions as driversEducation, research and government <strong>in</strong>stitutions can play a powerful role <strong>in</strong> driv<strong>in</strong>g susta<strong>in</strong>able constructionthrough sett<strong>in</strong>g an example of best practice. To assist <strong>in</strong>stitutions <strong>in</strong> this role, systems have to be developed thatenable and monitor the use of procurement as a driver. In addition, it is necessary to develop mechanisms <strong>for</strong>the audit<strong>in</strong>g and accreditation of <strong>in</strong>stitutions, companies and professionals as providers of susta<strong>in</strong>ableconstruction services.4.3.9 Regional centres of excellenceEstablishment of regional and local centres to tra<strong>in</strong> future professionals <strong>in</strong> the areas of appropriate build<strong>in</strong>gtechnologies and susta<strong>in</strong>able plann<strong>in</strong>g strategies can help to develop a corps of susta<strong>in</strong>able habitat advocatesoperat<strong>in</strong>g with<strong>in</strong> the ma<strong>in</strong>stream. These centres can also be used <strong>for</strong> awareness rais<strong>in</strong>g, <strong>in</strong><strong>for</strong>mation and technicalsupport to professionals, contractors, <strong>in</strong>terested citizens, <strong>in</strong>stitutions, bus<strong>in</strong>ess and <strong>in</strong>dustry, and should also beavailable at centralised po<strong>in</strong>ts <strong>in</strong> a comprehensive manner. These centres could be l<strong>in</strong>ked <strong>in</strong>ternationally to promotethe exchange of <strong>in</strong><strong>for</strong>mation and ideas.4.4 Value system enablers – the key R & D areasThe values of susta<strong>in</strong>ability are be<strong>in</strong>g <strong>in</strong>troduced <strong>in</strong>to a context of conflict, <strong>in</strong>equality, materialism and lack ofconcern <strong>for</strong> the biosphere and <strong>for</strong> collective survival. For susta<strong>in</strong>ability to become a key criterion <strong>for</strong> decisionsmade by <strong>in</strong>dividuals, corporations and governments, humanity will need to redef<strong>in</strong>e its value systems. This <strong>in</strong>cludesthe ethical or moral codes we adopt, the value we assign to an action and its outcome, and the rewards we seekand award. The construction sector could play a decisive role <strong>in</strong> the success or failure of the drive <strong>for</strong> susta<strong>in</strong>ability.However, this would require that the sector critically exam<strong>in</strong>e the value systems on which it is currently based, andmake the necessary changes. To assist with this, the follow<strong>in</strong>g is required.4.4.1 Mapp<strong>in</strong>g the route and landmarks of changeThe construction sector is particularly resistant to change and there<strong>for</strong>e needs clear <strong>in</strong>dications of the changes <strong>in</strong>the external environment and how these <strong>in</strong>crease the urgency <strong>for</strong> changes <strong>in</strong> the sector, as well as the measures ofsuccess that have already been achieved and the benefits of these. Mapp<strong>in</strong>g the landmarks of change, both <strong>in</strong> termsof real threats such as climate change or toxic pollution, and <strong>in</strong> terms of the successes that have been achieved,such as the reduction <strong>in</strong> use of CFCs, and the improvements <strong>in</strong> energy efficiency achieved by some countries, canhelp to encourage change with<strong>in</strong> the construction sector.4.4.2 Re-evaluat<strong>in</strong>g heritage and traditionIt may not be necessary to <strong>in</strong>vent a new value system to support susta<strong>in</strong>ability. Cultural heritage <strong>in</strong> develop<strong>in</strong>gcountries provides many of the elements that are needed. However, <strong>for</strong> these to be adopted, develop<strong>in</strong>g countrieswill first have to accept that their heritage is valuable and relevant <strong>in</strong> the twenty-first century, and secondly that theircultural heritage also <strong>in</strong>cludes elements that is contrary to the pr<strong>in</strong>ciples of susta<strong>in</strong>able development. It is there<strong>for</strong>enecessary to re-evaluate the cultural heritage of the develop<strong>in</strong>g world <strong>in</strong> terms of the contribution it can make tosusta<strong>in</strong>able construction by provid<strong>in</strong>g technological, <strong>in</strong>stitutional and value enablers.54<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


4.4.3 Understand<strong>in</strong>g what drive current value systemsValue systems develop with<strong>in</strong> a specific context <strong>for</strong> specific reasons. In order to change the current value systemsto values supportive of susta<strong>in</strong>ability, it is necessary to critically exam<strong>in</strong>e the value systems <strong>in</strong> the construction sectorand f<strong>in</strong>d out what is driv<strong>in</strong>g them. By address<strong>in</strong>g the driver, and not the value, the construction <strong>in</strong>dustry maydiscover that there are more susta<strong>in</strong>able options to meet the same needs.4.4.4 Develop a new way of measur<strong>in</strong>g value and rewardCurrently, the value of someth<strong>in</strong>g, be it a plant, object or person, is measured <strong>in</strong> monetary terms, as is the meansthrough which people are rewarded. However, we are rediscover<strong>in</strong>g that most th<strong>in</strong>gs <strong>in</strong> life that determ<strong>in</strong>e qualityof life (as opposed to standard of liv<strong>in</strong>g) have an <strong>in</strong>tr<strong>in</strong>sic value far greater than their monetary value. Thisunderstand<strong>in</strong>g is central to the value system that underlies susta<strong>in</strong>ability. We need to learn to value of theenvironment and the community of life also <strong>for</strong> the non-material wealth they provide. Companies are alsodiscover<strong>in</strong>g that money alone is not a sufficient reward. Employees tend to be more loyal to companies with astrong value system and sense of social responsibility, and which reward their employees through means thatacknowledge them as people; <strong>for</strong> <strong>in</strong>stance, extra time to spend with their family, a sabbatical to pursue a particularpassion, or even the freedom to choose the colour of their office walls.The enabler that is needed here is not a list provid<strong>in</strong>g a means of compar<strong>in</strong>g the monetary and <strong>in</strong>tr<strong>in</strong>sic values of,<strong>for</strong> <strong>in</strong>stance, employ<strong>in</strong>g more people versus buy<strong>in</strong>g a mach<strong>in</strong>e to do their jobs. Rather it is a process through whichcompanies can, together with their staff, develop a common set of values and a shared ethic to which all cansubscribe, and which acknowledges the <strong>in</strong>tr<strong>in</strong>sic value of our natural and built environment and of mutuallybeneficial social relationships.4.4.5 Develop codes of conduct based on a shared ethic<strong>Susta<strong>in</strong>able</strong> construction requires that the construction sector operates from a shared ethical statement – someth<strong>in</strong>gsimilar to an Earth Charter c specifically <strong>for</strong> the construction sector. Once the sector has a shared vision andcommitment to support that vision, the various <strong>in</strong>dustry sectors and professional organisations <strong>in</strong>volved <strong>in</strong> the broadconstruction process have to develop their own <strong>in</strong>ternal codes of conduct.4.4.6 Corporate social responsibility report<strong>in</strong>g <strong>for</strong> the construction sectorThe shift towards susta<strong>in</strong>able development requires that the focus of social responsibility shift from the external(charity) to the <strong>in</strong>ternal –- <strong>in</strong>tegrat<strong>in</strong>g certa<strong>in</strong> pr<strong>in</strong>ciples of responsibility and compassion <strong>in</strong>to the day-to-day actionsand decisions of both <strong>in</strong>dividuals and companies. Corporate social responsibility report<strong>in</strong>g is becom<strong>in</strong>g animportant market differentiator <strong>in</strong> all <strong>in</strong>dustry sectors and the construction <strong>in</strong>dustry is not excluded from this. Whilesome companies have already developed their own report<strong>in</strong>g mechanisms based on <strong>in</strong>dicators drawn from thecompany’s value statement and code of conduct, it is necessary to develop a report<strong>in</strong>g mechanism <strong>for</strong> theconstruction sector that can be used to measure a company’s per<strong>for</strong>mance on a comparative basis.c See www.ecocouncil.com<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>55


Summary Table:A future R & D agendaTechnology enablers Institutional enablers Value enablersBenchmark<strong>in</strong>g and assessment Clarification of roles and Mapp<strong>in</strong>g the route andresponsibilitieslandmarks of change• Establish the impact of the • Institutional power relationships • Plott<strong>in</strong>g changes <strong>in</strong> theconstruction <strong>in</strong>dustry <strong>in</strong> and how these will drive change. possible threats.develop<strong>in</strong>g countries. • Roles of players with<strong>in</strong> the • Mapp<strong>in</strong>g the successes.• Establish the impact of the built construction process.environment <strong>in</strong> develop<strong>in</strong>g • Role of traditional governancecountries.systems.• Establish the capacity of thebroader construction <strong>in</strong>dustry.• Develop an expanded life cycleanalysis <strong>for</strong> exist<strong>in</strong>g technologies.• Develop a vulnerability <strong>in</strong>dex.Knowledge shar<strong>in</strong>g Education Understand<strong>in</strong>g what drivescurrent value systemsImmediate• A databank of relevant • Revise curricula and tra<strong>in</strong><strong>in</strong>g • Understand the drivers beh<strong>in</strong>ddevelop<strong>in</strong>g country studies. programmes. decisions and identify more• A knowledge-shar<strong>in</strong>g strategy. • New methods of teach<strong>in</strong>g to susta<strong>in</strong>able options that• Inventory of appropriate reflect new complexity and satisfy these drivers.technologies.<strong>in</strong>tegration of processes.• Identify gaps <strong>in</strong> learn<strong>in</strong>g <strong>for</strong>role-players and stakeholders.• Cont<strong>in</strong>ued professionaleducation tra<strong>in</strong><strong>in</strong>g programmes.• Methods of rat<strong>in</strong>g and audit<strong>in</strong>gcurricula, as well as <strong>in</strong>stitutions.Advocacy and awareness• Pilot projects.• Best practices databases.• Monitor<strong>in</strong>g and evaluationtools and systems.Re-evaluat<strong>in</strong>g heritage andtraditional• Identify the contributiontradition and cultural heritage<strong>in</strong> develop<strong>in</strong>g countries canmake to the development ofenablers.Cooperation and partnerships• Establish research networks.• Partnerships betweendevelop<strong>in</strong>g country <strong>in</strong>stitutions.56<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


Summary Table (cont<strong>in</strong>ued):A future R & D agendaTechnology enablers Institutional enablers Value enablersTechnologies to mitigate impact L<strong>in</strong>k<strong>in</strong>g research to implementers Develop a new way ofmeasur<strong>in</strong>g value and rewardMedium term• Identify and adapt the • Partnerships between research • Process <strong>for</strong> companies toappropriate technologies. and <strong>in</strong>dustry or other develop a common set of values• Promote technology transfer non-research partners. that acknowledge the <strong>in</strong>tr<strong>in</strong>sicbetween develop<strong>in</strong>g countries.value of social and• F<strong>in</strong>d ways of <strong>in</strong>troduc<strong>in</strong>genvironmental relationships.these technologies <strong>in</strong>toma<strong>in</strong>stream build<strong>in</strong>g practice. Develop regulatory mechanisms Develop codes of conduct based• Identify and fill he rema<strong>in</strong><strong>in</strong>gon shared ethictechnology gaps.• Review exist<strong>in</strong>g policies, • Develop a shared visionlegislation and regulations. and ethical statement <strong>for</strong>• Update exist<strong>in</strong>g regulations to the construction sector.enable susta<strong>in</strong>able construction. • Develop <strong>in</strong>ternal codes of• Develop regulatory tools (e.g. conduct <strong>for</strong> professionalf<strong>in</strong>ancial <strong>in</strong>centives) to encourage organisations and <strong>in</strong>dustrysusta<strong>in</strong>able construction.sectors based on this• Identify en<strong>for</strong>cement problems shared vision.and develop more effectiveen<strong>for</strong>cement mechanisms.• Develop more progressive standards.Technologies of the future Strenghen<strong>in</strong>g implement<strong>in</strong>g Corporate social responsibilitymechanismsreport<strong>in</strong>gLong-term• Ecosystemic build<strong>in</strong>gs and • Determ<strong>in</strong>e gaps <strong>in</strong>capacity and • Develop a common corporate<strong>in</strong>frastructure. skills levels and develop a social responsibility (CSR)• Renewable energy and materials. strategy to address these. report<strong>in</strong>g mechanisms <strong>for</strong>• Biotechnology <strong>for</strong> construction. • F<strong>in</strong>ancial mechanisms (<strong>in</strong>clud<strong>in</strong>g the construction sector.• Recycl<strong>in</strong>g resources.• Reth<strong>in</strong>k<strong>in</strong>g the traditional.Chang<strong>in</strong>g the construction process• Systems and tools to enable andmonitor the use of <strong>in</strong>stitutional pro-curement as a susta<strong>in</strong>ability driver.• Mechanisms <strong>for</strong> audit<strong>in</strong>g andaccreditation of <strong>in</strong>stitutions andpractitioners.• Processes and tools to allowthe <strong>in</strong>tegration of plann<strong>in</strong>g,design and implementation.• Tools that encourage asynergistic and more ecologicallyresponsible approach to <strong>in</strong>frastructure and service delivery<strong>in</strong> cities and <strong>in</strong> build<strong>in</strong>gs.• <strong>Construction</strong> and deconstructionprocesses that m<strong>in</strong>imise environmentalimpact while maximis<strong>in</strong>gjob creation and local prosperity.<strong>in</strong>centives and dis<strong>in</strong>centives)to encourage and enable<strong>in</strong>novation and susta<strong>in</strong>ableconstruction.• Rat<strong>in</strong>g schemes to assessprojects and practitioners.• Reth<strong>in</strong>k professional fee structures.Us<strong>in</strong>g <strong>in</strong>stitutions as driversUs<strong>in</strong>g <strong>in</strong>stitutions as drivers• Establish regional centres <strong>for</strong>tra<strong>in</strong><strong>in</strong>g, technical support,<strong>in</strong><strong>for</strong>mation captur<strong>in</strong>g andknowledge-shar<strong>in</strong>g.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>57


Chapter 5A strategy <strong>for</strong> action5.1 Elements of the strategyAs stated <strong>in</strong> Chapter 1, the purpose of this document is to provide an understand<strong>in</strong>g of what would be necessary toensure that the contribution of the construction sector to the physical development of develop<strong>in</strong>g countries supports thepr<strong>in</strong>ciples of susta<strong>in</strong>ability. This can only be possible if all the different stakeholders cooperate <strong>in</strong> the implementation ofa clear strategy that <strong>in</strong>volves specific supportive actions by all role-players, as well as the development of new knowledgeand technologies that can assist the different role-players to per<strong>for</strong>m these actions. Chapter 4 identified a number of keyknowledge and technology areas that have to be developed. However, research and development happens with<strong>in</strong> aspecific context, and it is the responsibility of the various stakeholders to create an enabl<strong>in</strong>g environment <strong>for</strong> the k<strong>in</strong>d ofresearch and development that supports susta<strong>in</strong>ability, as well as <strong>for</strong> the uptake and implementation of the results fromsuch research. This chapter provides a strategy <strong>for</strong> action that will create such an enabl<strong>in</strong>g environment.This strategy is built around the follow<strong>in</strong>g elements:• Capacity build<strong>in</strong>g• Access to fund<strong>in</strong>g• Partnerships and cooperation• Internal housekeep<strong>in</strong>g• Encourag<strong>in</strong>g and support<strong>in</strong>g implementation• Monitor<strong>in</strong>g and evaluation.As the R & D agenda and strategy <strong>for</strong> action are <strong>in</strong>terdependent, there may be certa<strong>in</strong> overlaps between the two,as well as between the actions identified <strong>in</strong> this chapter <strong>for</strong> the various role-players. While the R & D agendaidentifies the enabler that needs to be developed through research, the role-players have to support, accept andimplement these enablers through the actions described <strong>in</strong> this chapter.This strategy is also based on the understand<strong>in</strong>g that action is required at <strong>in</strong>dividual, organisational, local, national,regional and <strong>in</strong>ternational levels.5.2 Actions <strong>for</strong> the research and education sectorIt is necessary that susta<strong>in</strong>ability becomes the central po<strong>in</strong>t of departure <strong>in</strong> determ<strong>in</strong><strong>in</strong>g research projects, thecontent of curricula, and educational methods. To achieve this, issues such as fund<strong>in</strong>g, <strong>in</strong>ternal capacity, knowledgeshar<strong>in</strong>gand partnerships will also need to be addressed. These <strong>in</strong>stitutions can also play the role of <strong>in</strong>dependentwatchdogs to monitor and evaluate the per<strong>for</strong>mance of other sectors. However, to be accepted <strong>in</strong> such a role,<strong>in</strong>stitutions will themselves have to practise what they preach.5.2.1 Capacity-build<strong>in</strong>gWhile elements such as energy efficiency and the development of alternative construction materials and serviceshave been studied and taught <strong>for</strong> many years, susta<strong>in</strong>able construction as a holistic concept is less than ten yearsold. This means that most of the built environment practitioners currently <strong>in</strong> practice know very little about theconcept and how it relates to their activities. The same can be said <strong>for</strong> most educators and researchers. There<strong>for</strong>e,<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>59


there is very little capacity to tra<strong>in</strong> the next generation of practitioners to be fully aware of their role <strong>in</strong> susta<strong>in</strong>ableconstruction and be capable of actually implement<strong>in</strong>g susta<strong>in</strong>ability pr<strong>in</strong>ciples. It is essential that this gap beaddressed through the follow<strong>in</strong>g actions:a) Build <strong>in</strong>ternal capacityResearch and education <strong>in</strong>stitutes have to commit to a programme of <strong>in</strong>ternal capacity-build<strong>in</strong>g that will result<strong>in</strong> staff with the necessary level of understand<strong>in</strong>g and skills regard<strong>in</strong>g susta<strong>in</strong>able construction. These<strong>in</strong>stitutions also have to ensure the cont<strong>in</strong>uity of organisational learn<strong>in</strong>g and areas of expertise that have beendeveloped. In other words, they have to develop mechanisms to reta<strong>in</strong> the capacity that has been developed.b) Expand learn<strong>in</strong>g offer<strong>in</strong>gsEducational <strong>in</strong>stitutes need to expand the scope of their offer<strong>in</strong>gs to <strong>in</strong>clude cont<strong>in</strong>ued professional educationprogrammes specifically focused on susta<strong>in</strong>able construction, courses <strong>for</strong> the emerg<strong>in</strong>g susta<strong>in</strong>abilityprofessions, as well as tra<strong>in</strong><strong>in</strong>g programmes <strong>for</strong> blue-collar workers <strong>in</strong> the construction <strong>in</strong>dustry that willequip them to deal with a new approach to construction and the new technologies that are be<strong>in</strong>g <strong>in</strong>troduced.5.2.2 Access to fund<strong>in</strong>gFund<strong>in</strong>g <strong>for</strong> research and development rema<strong>in</strong>s a critical issue <strong>in</strong> develop<strong>in</strong>g countries. Fund<strong>in</strong>g <strong>for</strong> research <strong>in</strong>construction and the built environment is even scarcer. Many develop<strong>in</strong>g countries, keen on catch<strong>in</strong>g up with the West,are concentrat<strong>in</strong>g their research fund<strong>in</strong>g on areas such as biotechnology and <strong>in</strong><strong>for</strong>mation and communicationstechnology (ICT). The lack of fund<strong>in</strong>g <strong>for</strong> develop<strong>in</strong>g country researchers <strong>in</strong> this field to participate mean<strong>in</strong>gfully <strong>in</strong><strong>in</strong>ternational collaborative ef<strong>for</strong>ts and knowledge exchanges severely limits the development of research <strong>in</strong> develop<strong>in</strong>gcountries, as well as the ability of these countries to contribute to the debate on susta<strong>in</strong>able construction.Overseas development fund<strong>in</strong>g <strong>for</strong> built environment research tends to focus on issues that are considered priorities<strong>in</strong> the developed world with its mature construction <strong>in</strong>dustry, modern <strong>in</strong>frastructure and high standards of liv<strong>in</strong>g.The obligatory partnerships with developed country partners also mean that the bulk of fund<strong>in</strong>g usually returns tothe fund<strong>in</strong>g country via expensive human resource costs. The conditions attached to these fund<strong>in</strong>g streams alsostructure research projects <strong>in</strong> such a way that the developed country partner plays the senior role, with develop<strong>in</strong>gcountry partners relegated to a support<strong>in</strong>g role. This system limits the empowerment and development ofresearchers <strong>in</strong> develop<strong>in</strong>g countries, and makes these countries even more dependent on imported technology.While North-South collaboration has an important role to play, the development of South-South opportunities <strong>for</strong>research collaboration is becom<strong>in</strong>g <strong>in</strong>creas<strong>in</strong>gly important.A further problem with the current conditions of overseas development fund<strong>in</strong>g is that many of these fund<strong>in</strong>gmechanisms require that researchers should be able to carry some or all of the costs upfront and then have thebridg<strong>in</strong>g f<strong>in</strong>ance available to wait until the fund<strong>in</strong>g organisation’s lengthy <strong>in</strong>ternal processes have been completed.Many develop<strong>in</strong>g country research organisations simply do not have the f<strong>in</strong>ancial means to do this and thus rema<strong>in</strong>unable to access this fund<strong>in</strong>g.Hav<strong>in</strong>g said that, it should be acknowledged that some fund<strong>in</strong>g is available, but that develop<strong>in</strong>g countries have alsonot developed sufficient expertise <strong>in</strong> access<strong>in</strong>g or creatively harness<strong>in</strong>g the available funds. More can also be done tolobby <strong>for</strong> <strong>in</strong>ternal and external fund<strong>in</strong>g, as well as <strong>for</strong> better fund<strong>in</strong>g conditions and the allocation of fund<strong>in</strong>gspecifically <strong>for</strong> research <strong>in</strong> susta<strong>in</strong>able construction. Research <strong>in</strong>stitutes there<strong>for</strong>e have to undertake the follow<strong>in</strong>g steps:60<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


a) Identify and access appropriate fund<strong>in</strong>g streamsWhile there may be limited fund<strong>in</strong>g available <strong>for</strong> large research projects between develop<strong>in</strong>g countrypartners, there is often <strong>in</strong>ternal governmental fund<strong>in</strong>g available <strong>for</strong> local projects, as well as fund<strong>in</strong>g <strong>for</strong>exchange programmes made available as part of bilateral science and technology agreements betweencountries. Partnerships with <strong>in</strong>dustry may also open further fund<strong>in</strong>g streams. Research organisations need tof<strong>in</strong>d out what fund<strong>in</strong>g is available with<strong>in</strong> their own countries, and identify the fund<strong>in</strong>g processes of<strong>in</strong>ternational fund<strong>in</strong>g agencies.b) Be creative <strong>in</strong> us<strong>in</strong>g exist<strong>in</strong>g fund<strong>in</strong>g streamsThe next step is to use this fund<strong>in</strong>g creatively to leverage further fund<strong>in</strong>g or resources, or to use localfund<strong>in</strong>g to fund local projects that l<strong>in</strong>k with larger develop<strong>in</strong>g country research projects.c) Actively lobby <strong>for</strong> fund<strong>in</strong>gResearch organisations also need to actively lobby fund<strong>in</strong>g <strong>in</strong>stitutions <strong>for</strong> a larger fund<strong>in</strong>g share <strong>for</strong>susta<strong>in</strong>able construction, given the tremendous impact that the construction sector has on the environmentand the socio-economic benefits that can grow from susta<strong>in</strong>able construction.5.2.3 Partnerships and cooperationResearch and education does not happen <strong>in</strong> a vacuum. There is a direct circle of <strong>in</strong>fluence between research,education, <strong>in</strong>dustry, government and community that has to be considered when <strong>in</strong>troduc<strong>in</strong>g change. Theestablishment of partnerships and practical cooperation between these sectors plays an important role <strong>in</strong> <strong>in</strong>troduc<strong>in</strong>gmean<strong>in</strong>gful change. It is also necessary to establish closer cooperation between research and educational <strong>in</strong>stitutions<strong>in</strong> develop<strong>in</strong>g countries, as these <strong>in</strong>stitutions often have more <strong>in</strong> common with each other than they have with theirtraditional developed world partners. There<strong>for</strong>e, the follow<strong>in</strong>g actions also need to be taken:a) Establish cross-sectoral exchange programmesIt is necessary to establish networks and programmes to exchange staff and knowledge betweenresearch organisations, academia, government and <strong>in</strong>dustry to expedite the transfer of learn<strong>in</strong>g betweenthese sectors, ensure the cont<strong>in</strong>ued relevance of research and education to <strong>in</strong>dustry and government,and help <strong>in</strong>dustry and government to be more responsive to new demands placed on them as a resultof susta<strong>in</strong>able development.b) Establish an effective South-South network of researchers and educatorsFor various reasons, there has been little collaboration between researchers from develop<strong>in</strong>g countries outsidetheir own regions. However, with<strong>in</strong> the different regions, various networks do exist that can be l<strong>in</strong>ked <strong>in</strong>to anumbrella network of develop<strong>in</strong>g country researchers. Such a network can then be used to share knowledge,identify project partners and candidates <strong>for</strong> staff exchange, and leverage fund<strong>in</strong>g <strong>for</strong> South-South cooperation.c) Clarify issues of knowledge-shar<strong>in</strong>gTo make the most effective use of the limited resources available <strong>for</strong> research <strong>in</strong> develop<strong>in</strong>g countries, itis necessary that <strong>in</strong><strong>for</strong>mation and knowledge be shared freely among researchers work<strong>in</strong>g with<strong>in</strong> thesecountries. However, there are issues regard<strong>in</strong>g <strong>in</strong>tellectual property rights and accessibility of knowledgethat have to be clarified be<strong>for</strong>ehand.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>61


d) Pursue research and educational partnerships with other sectorsThe fact that susta<strong>in</strong>able construction is such a new concept means that everyone is still learn<strong>in</strong>g. Theurgency of the matter means that opportunities <strong>for</strong> learn<strong>in</strong>g have to be <strong>in</strong>novatively pursued. Establish<strong>in</strong>gresearch and educational partnerships with <strong>in</strong>dustry sectors, non-governmental organisations (NGOs),community-based organisations (CBOs) and government <strong>in</strong>creases these opportunities <strong>for</strong> learn<strong>in</strong>g andplaces them directly at the coalface, thus ensur<strong>in</strong>g that research rema<strong>in</strong>s relevant to the local context, andthat susta<strong>in</strong>ability becomes a central driver <strong>for</strong> other development. Research organisations anduniversities can also act as the laboratories <strong>for</strong> <strong>in</strong>dustry and government, as well as provide <strong>in</strong>dependentmonitor<strong>in</strong>g and evaluation services.5.2.4 Internal housekeep<strong>in</strong>ga) Revise exist<strong>in</strong>g curriculaEducational <strong>in</strong>stitutions will have to commit to the development and implementation of new curricula andtra<strong>in</strong><strong>in</strong>g methods suggested under Section 4.3.2 of the R & D agenda described <strong>in</strong> Chapter 4.b) Practise what is be<strong>in</strong>g preachedThe best way to teach is by example, and research organisations cannot expect the public to accept newtechnologies if the organisations that developed these technologies are not prepared to use them. There<strong>for</strong>e, bothresearch and educational <strong>in</strong>stitutions have to review and, if necessary, change their day-to-day activities to ensurethat these support the pr<strong>in</strong>ciples of susta<strong>in</strong>ability and provide examples of what is be<strong>in</strong>g advocated. These<strong>in</strong>stitutions also need to participate <strong>in</strong> the relevant susta<strong>in</strong>ability report<strong>in</strong>g and assessment schemes that aredeveloped under the R & D agenda outl<strong>in</strong>ed <strong>in</strong> Chapter 4.5.2.5 Encourag<strong>in</strong>g and support<strong>in</strong>g implementationWhile the ma<strong>in</strong> role of research organisations is to develop the necessary enablers, they also have a responsibilityto facilitate the implementation of these enablers through technology transfer and advocacy. Educational <strong>in</strong>stitutionsalso have an advocacy responsibility, as well as a significant role <strong>in</strong> rais<strong>in</strong>g awareness about the importance ofsusta<strong>in</strong>able construction and the enablers that are available to implement it.a) Technology transferTechnology transfer has to happen <strong>in</strong> several directions: between develop<strong>in</strong>g countries, betweendeveloped and develop<strong>in</strong>g countries, between <strong>in</strong>dustry and research organisations, and betweenresearch organisations and communities, sometimes via <strong>in</strong>dustry or government. As many of thetechnologies be<strong>in</strong>g developed <strong>for</strong> susta<strong>in</strong>able construction are new, the importance of pilot anddemonstration projects to assist with technology transfer should not be underestimated.b) Rais<strong>in</strong>g awarenessThe most effective way that educational <strong>in</strong>stitutions can raise awareness is by <strong>in</strong>clud<strong>in</strong>g the pr<strong>in</strong>ciples ofsusta<strong>in</strong>able construction <strong>in</strong> their curricula. In partnership with the research organisations, they can alsoraise awareness by means of sem<strong>in</strong>ars and workshops with members of the professions and <strong>in</strong>dustry, andthrough community outreach programmes. These <strong>in</strong>stitutions also have to explore ways of dissem<strong>in</strong>at<strong>in</strong>gknowledge through more popular plat<strong>for</strong>ms such as trade magaz<strong>in</strong>es, television and radio.62<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


c) AdvocacyThrough their alumni, universities have a powerful advocacy resource that can be used to <strong>in</strong>troduce thepr<strong>in</strong>ciples of susta<strong>in</strong>ability and susta<strong>in</strong>able construction <strong>in</strong>to the marketplace and the agendas of decisionmakers.Research organisations can also play an advocacy role through their often close l<strong>in</strong>ks togovernment and <strong>in</strong>volvement <strong>in</strong> policy development.5.2.6 Monitor<strong>in</strong>g and evaluationApart from develop<strong>in</strong>g the appropriate mechanisms and tools, research and education <strong>in</strong>stitutions have two furtherroles to play <strong>in</strong> terms of monitor<strong>in</strong>g and evaluation.a) Provide <strong>in</strong>dependent monitor<strong>in</strong>g to the private sector and governmentTheir very nature makes universities and other research organisations the obvious candidates <strong>for</strong> provid<strong>in</strong>g<strong>in</strong>dependent monitor<strong>in</strong>g and evaluation of the per<strong>for</strong>mance of the private sector and government accord<strong>in</strong>gto the mechanisms suggested <strong>in</strong> Section 4.3.5 and 4.3.7.b) Introduce mechanisms <strong>for</strong> own monitor<strong>in</strong>g and evaluationIf research and educational <strong>in</strong>stitutions are to monitor, evaluate and assess the per<strong>for</strong>mance of other sectors,these <strong>in</strong>stitutions themselves should also be accountable. Section 4.3.7 suggests the development of appropriatemechanisms <strong>for</strong> audit<strong>in</strong>g, accreditation and assessment of these <strong>in</strong>stitutions. Research and education <strong>in</strong>stitutionshave to commit themselves to <strong>in</strong>troduc<strong>in</strong>g these mechanisms <strong>in</strong> their management processes.5.3 Actions <strong>for</strong> the private sector, utility companies and other service providersStakeholders <strong>in</strong> this section <strong>in</strong>clude built environment practitioners, contractors, developers, manufacturers ofconstruction materials, components and tools, the f<strong>in</strong>ancial sector that provides fund<strong>in</strong>g <strong>for</strong> construction andproperty development, certa<strong>in</strong> government functions and the utility companies.5.3.1 Capacity-build<strong>in</strong>gOne of the major barriers aga<strong>in</strong>st the implementation of susta<strong>in</strong>able construction practices is that those who haveto implement these practices do not have the necessary knowledge, skills or even understand<strong>in</strong>g of what is required.Build<strong>in</strong>g the capacity of these implementers to deal with the demands of susta<strong>in</strong>able construction is there<strong>for</strong>e anessential action <strong>for</strong> this sector.a) Enable cont<strong>in</strong>ued organisational learn<strong>in</strong>gThe requirements of susta<strong>in</strong>able construction will demand new skills and cont<strong>in</strong>uous learn<strong>in</strong>g. For the privatesector to rema<strong>in</strong> competitive, its members will have to enable and encourage cont<strong>in</strong>ued learn<strong>in</strong>g with<strong>in</strong> theirorganisations. This can be done through develop<strong>in</strong>g <strong>in</strong>-house tra<strong>in</strong><strong>in</strong>g programmes or through partnershipswith research and education <strong>in</strong>stitutions. The ma<strong>in</strong> goal is to make sure that everyone with<strong>in</strong> the organisationacquires the necessary knowledge and understand<strong>in</strong>g that will help him or her to further susta<strong>in</strong>ability.b) Support the development of external capacityAs part of their corporate social responsibility programmes, the private sector can fund (or otherwisesupport) a range of capacity build<strong>in</strong>g programmes to support susta<strong>in</strong>able construction, from tra<strong>in</strong><strong>in</strong>g and<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>63


skills development programmes <strong>for</strong> blue-collar workers and emerg<strong>in</strong>g contractors to the <strong>in</strong>ternal capacitybuild<strong>in</strong>gprogrammes at educational <strong>in</strong>stitutions.5.3.2 Access to fund<strong>in</strong>gThe private sector is one of the key avenues <strong>for</strong> research fund<strong>in</strong>g. While most of this fund<strong>in</strong>g is directly related to<strong>in</strong>creas<strong>in</strong>g the competitiveness of the organisation that has provided the fund<strong>in</strong>g, a certa<strong>in</strong> amount of fund<strong>in</strong>g isalso required <strong>for</strong> research that is <strong>for</strong> the common good, but will not have a direct impact on the organisation’s profitmarg<strong>in</strong>s. It is there<strong>for</strong>e suggested that a percentage of the organisational budget <strong>for</strong> corporate social responsibilityis earmarked <strong>for</strong> this k<strong>in</strong>d of general research. This fund<strong>in</strong>g can then be pooled to fund jo<strong>in</strong>t research projects ofthe k<strong>in</strong>d suggested <strong>in</strong> Chapter 4.5.3.3 Partnerships and cooperationThe private sector and other service providers are important stakeholders <strong>in</strong> the development and implementationof susta<strong>in</strong>able construction. Their cooperation with research organisations is essential to the success of the R & Dagenda described <strong>in</strong> Chapter 4. Partnerships between different <strong>in</strong>dustry sectors and the resultant synergies andpool<strong>in</strong>g of resources will benefit all parties, as well as speed up the development of those enablers necessary <strong>for</strong>susta<strong>in</strong>able construction. There<strong>for</strong>e the follow<strong>in</strong>g actions are suggested:a) Cooperate on implementation of the R & D agendaThe private sector’s cooperation is essential if researchers are to determ<strong>in</strong>e the impact of the construction<strong>in</strong>dustry and the built environment and establish benchmarks <strong>for</strong> the monitor<strong>in</strong>g of progress, as well as <strong>for</strong>develop<strong>in</strong>g life-cycle analysis databases and monitor<strong>in</strong>g and evaluation mechanisms. The process requiresthat private-sector role-players are prepared not only to divulge sensitive <strong>in</strong><strong>for</strong>mation, but also to actuallycapture the relevant data <strong>for</strong> their own organisations and appo<strong>in</strong>t an external, <strong>in</strong>dependent party toper<strong>for</strong>m the relevant assessments.b) Partner <strong>for</strong> R & DThere are several ways <strong>in</strong> which the private sector can partner with the research <strong>in</strong>stitutions. The private sectorcan work with the research organisations to adapt or replace exist<strong>in</strong>g practices to achieve greater efficiencyand improve susta<strong>in</strong>ability. A partnership between research organisations and the private sector can alsoassist with the commercialisation of new products and processes developed <strong>in</strong> the research organisations.c) Form <strong>in</strong>dustry coalitionsIn the <strong>in</strong>itial phases of benchmark<strong>in</strong>g, develop<strong>in</strong>g strategies and pre-competitive research, coalitionsbetween different <strong>in</strong>dustry role-players will help to develop <strong>in</strong>tegrated solutions and enabl<strong>in</strong>g mechanisms,and pool resources <strong>for</strong> mutual ga<strong>in</strong>.5.3.4 Internal housekeep<strong>in</strong>gOne of the ma<strong>in</strong> barriers to susta<strong>in</strong>able construction is the reluctance of the private sector to fully commit itself tosusta<strong>in</strong>ability and make the necessary adaptations <strong>in</strong> its bus<strong>in</strong>ess practices. However, the context with<strong>in</strong> whichbus<strong>in</strong>esses operates is chang<strong>in</strong>g and plac<strong>in</strong>g <strong>in</strong>creased pressure on the private sector to support susta<strong>in</strong>ability. Ithas there<strong>for</strong>e become necessary <strong>for</strong> the private sector to take the follow<strong>in</strong>g actions:64<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


a) Assess risk and benefitsThe worldwide shift towards corporate social responsibility and susta<strong>in</strong>able development is chang<strong>in</strong>g<strong>in</strong>vestment drivers, procurement criteria and notions of accountability. Role-players <strong>in</strong> the constructionsector have to determ<strong>in</strong>e how vulnerable they are <strong>in</strong> this new environment, and what benefits can be drawnfrom a change <strong>in</strong> bus<strong>in</strong>ess practice towards more susta<strong>in</strong>able methods and processes.b) Devise strategic plans <strong>for</strong> different <strong>in</strong>dustry sectorsWhile this document provides a general outl<strong>in</strong>e of the actions that are necessary, each of the different<strong>in</strong>dustry sectors (e.g. steel manufacturers, contractors’ associations and professional bodies) has to developits own, sector-specific strategy on how to address the requirements of susta<strong>in</strong>able construction anddevelopment. This needs to happen at national and <strong>in</strong>ternational level.c) Change organisational valuesChange will also have to take place at an organisational level, with bus<strong>in</strong>esses adopt<strong>in</strong>g their own <strong>in</strong>ternalcodes of conduct to reflect the different values required <strong>for</strong> a susta<strong>in</strong>able world.d) Improve resource efficiency and reduce environmental impactThe first step towards a more susta<strong>in</strong>able construction <strong>in</strong>dustry is to foster more efficient use of resources andreduce the environmental impact of the <strong>in</strong>dustry. Bus<strong>in</strong>esses can contribute <strong>in</strong> three ways: Firstly, by chang<strong>in</strong>gtheir work environment to be more resource-efficient (<strong>for</strong> example, by chang<strong>in</strong>g light fitt<strong>in</strong>gs <strong>in</strong> offices and<strong>in</strong>troduc<strong>in</strong>g recycl<strong>in</strong>g policies <strong>for</strong> office waste); secondly, by chang<strong>in</strong>g manufactur<strong>in</strong>g and constructionprocesses to reduce and recycle waste and use less energy and water; and thirdly, by planners and designersbas<strong>in</strong>g their designs and specifications on pr<strong>in</strong>ciples of resource efficiency and ecological responsibility.5.3.5 Encourag<strong>in</strong>g and support<strong>in</strong>g implementationThe private sector will largely be responsible <strong>for</strong> the implementation of susta<strong>in</strong>able construction practices. This it cando through the follow<strong>in</strong>g actions:a) Assist with the <strong>in</strong>cubation and mentor<strong>in</strong>g of emerg<strong>in</strong>g-market niches<strong>Susta<strong>in</strong>able</strong> construction is lead<strong>in</strong>g to the development of entirely new market niches <strong>in</strong> terms of services,materials and tools. The private sector can assist with the commercialisation of these new services, materialsand tools, and help their orig<strong>in</strong>ators to create viable bus<strong>in</strong>esses.b) Create a demandBy virtue of its spend<strong>in</strong>g power, the private sector can create a demand <strong>for</strong> more ecologically and sociallyresponsible construction materials and services, as well as more efficient and healthier build<strong>in</strong>gs, and canpressurise f<strong>in</strong>anc<strong>in</strong>g <strong>in</strong>stitutions to accept alternative, more susta<strong>in</strong>able materials and technologies.c) Use new technologies and processesF<strong>in</strong>ally, the private sector can use more susta<strong>in</strong>able technologies and processes <strong>in</strong> its own bus<strong>in</strong>ess activities – <strong>for</strong>example, us<strong>in</strong>g zero-emission <strong>in</strong>dustrial cluster<strong>in</strong>g <strong>in</strong> the manufactur<strong>in</strong>g of materials and components, specify<strong>in</strong>gmore susta<strong>in</strong>able materials and services, design<strong>in</strong>g more resource-efficient build<strong>in</strong>gs, us<strong>in</strong>g more labour-<strong>in</strong>tensiveconstruction methods, or manag<strong>in</strong>g the deconstruction process <strong>for</strong> maximum recovery of materials.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>65


5.3.6 Monitor<strong>in</strong>g and evaluationa) Develop and adopt corporate social responsibility report<strong>in</strong>g systemsIdeally, all bus<strong>in</strong>esses should develop an <strong>in</strong>ternal system <strong>for</strong> corporate social responsibility that is <strong>in</strong> l<strong>in</strong>ewith <strong>in</strong>ternational report<strong>in</strong>g <strong>in</strong>itiatives. Corporate social responsibility is measured accord<strong>in</strong>g to anorganisation’s per<strong>for</strong>mance <strong>in</strong> terms of its purpose and values; how it treats its work<strong>for</strong>ce, how ethically itdeals <strong>in</strong> the marketplace; its impact on the environment; its <strong>in</strong>volvement <strong>in</strong> the community; and itscommitment to human rights – all the requirements of susta<strong>in</strong>ability. 34b) Participate <strong>in</strong> certification schemesAll <strong>in</strong>dustry role-players should actively seek certification under ISO 9 000 and 14 000, and any newsusta<strong>in</strong>ability standards that are developed. Developers, designers and contractors should also apply <strong>for</strong>certification of their products accord<strong>in</strong>g to rat<strong>in</strong>g schemes such as BREEAM, LEED, Green Build<strong>in</strong>gs <strong>for</strong>Africa, and other eco-rat<strong>in</strong>g and assessment schemes.c) Capture <strong>in</strong><strong>for</strong>mation <strong>for</strong> monitor<strong>in</strong>g and assessmentIn order to monitor the progress of the construction sector, it is necessary that the <strong>in</strong>dicators used tobenchmark <strong>in</strong>dustry impact be regularly updated. It is there<strong>for</strong>e important that organisations commit tocaptur<strong>in</strong>g <strong>in</strong>dicator <strong>in</strong><strong>for</strong>mation regard<strong>in</strong>g their own per<strong>for</strong>mance on a regular basis. Captur<strong>in</strong>g this<strong>in</strong><strong>for</strong>mation will also help organisations to measure the impact and benefits of their susta<strong>in</strong>ability policies,and provide an early warn<strong>in</strong>g system regard<strong>in</strong>g future problems and risks.5.4 Actions <strong>for</strong> clientsThe question most often asked by service providers <strong>in</strong> the construction sector is whether there is a market <strong>for</strong>susta<strong>in</strong>ability. It is the role of clients – from the <strong>in</strong>dividual buy<strong>in</strong>g a wood-treatment product to the governmentputt<strong>in</strong>g out tenders <strong>for</strong> <strong>in</strong>frastructure development – to demand products and services that support susta<strong>in</strong>ableconstruction and thus create this market. For this, clients have to become <strong>in</strong><strong>for</strong>med customers, adopt mechanismsthat will release fund<strong>in</strong>g <strong>for</strong> possible additional costs, <strong>for</strong>m partnerships to leverage change, change theirprocurement systems and monitor the impact of their choices.5.4.1 Capacity-build<strong>in</strong>gTo create a market <strong>for</strong> susta<strong>in</strong>able construction, clients will have to develop their understand<strong>in</strong>g of whatsusta<strong>in</strong>ability means, how it relates to their lives and bus<strong>in</strong>esses, how it should change their procurement briefs andpolicies, and the benefits of demand<strong>in</strong>g more susta<strong>in</strong>able options.5.4.2 Access to fund<strong>in</strong>gOpt<strong>in</strong>g <strong>for</strong> a product or service that supports susta<strong>in</strong>ability may require higher capital costs. However, these highercapital costs can be offset by reduced runn<strong>in</strong>g and ma<strong>in</strong>tenance costs, reduced risks, <strong>in</strong>creased productivity, ahappier, healthier and more loyal work<strong>for</strong>ce, and an improved public image that can result <strong>in</strong> an <strong>in</strong>creased marketshare and improved shareholder appeal. Clients can use these sav<strong>in</strong>gs, reduced risks and added value to leveragethe additional capital costs.66<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


5.4.3 Partnerships and cooperationThere are two ways <strong>in</strong> which clients can use partnerships and collaborative ef<strong>for</strong>t to support susta<strong>in</strong>able construction.a) Partnerships <strong>for</strong> learn<strong>in</strong>gClient groups can <strong>for</strong>m partnerships with research organisations to help them identify the possiblebenefits of susta<strong>in</strong>able construction <strong>for</strong> their specific operations, and to identify and develop ways ofleverag<strong>in</strong>g fund<strong>in</strong>g to cover the additional costs. Similarly, partnerships must be developed witheducational <strong>in</strong>stitutions to assist clients <strong>in</strong> educat<strong>in</strong>g themselves on the need <strong>for</strong> and requirements ofsusta<strong>in</strong>able construction.b) Consumer lobby<strong>in</strong>gIt is difficult to choose susta<strong>in</strong>able construction products and services if these are not yet on offer. Clientscan guide this process by <strong>for</strong>m<strong>in</strong>g consumer blocks that actively lobby service providers and manufacturersto develop and provide the k<strong>in</strong>d of services and products that are required.5.4.4 Internal housekeep<strong>in</strong>gThe most important contribution clients can make is to change their <strong>in</strong>ternal procurement systems to supportecologically and socially responsible service providers. By do<strong>in</strong>g this, governments, bus<strong>in</strong>esses and other clientsnot only reduce their own negative impact, but also actively assist <strong>in</strong> develop<strong>in</strong>g a market <strong>for</strong> services andproducts that support susta<strong>in</strong>ability. Further, clients themselves have to become ecologically and sociallyresponsible by sourc<strong>in</strong>g labour and materials locally, choos<strong>in</strong>g ecologically responsible materials and services,and us<strong>in</strong>g their procurement policies to assist with skills development and empowerment with<strong>in</strong> local communities.5.4.5 Encourag<strong>in</strong>g and support<strong>in</strong>g implementationClients support the implementation of susta<strong>in</strong>able construction by actively demand<strong>in</strong>g susta<strong>in</strong>able services andproducts from the construction sector and withdraw<strong>in</strong>g their support from bus<strong>in</strong>esses that do not follow susta<strong>in</strong>abilitypr<strong>in</strong>ciples. In many develop<strong>in</strong>g countries, government rema<strong>in</strong>s one of the construction <strong>in</strong>dustry’s biggest clients, andeven where it is not a direct client, it often cont<strong>in</strong>ues to play a role <strong>in</strong> determ<strong>in</strong><strong>in</strong>g the tender conditions andaward<strong>in</strong>g of <strong>in</strong>frastructure projects. By chang<strong>in</strong>g its tender criteria and provid<strong>in</strong>g special conditions <strong>for</strong> serviceproviders who support susta<strong>in</strong>ability, government can use its considerable buy<strong>in</strong>g power and <strong>in</strong>fluence to leveragethe adoption of susta<strong>in</strong>able construction practices.5.4.6 Monitor<strong>in</strong>g and evaluationMonitor<strong>in</strong>g the costs, sav<strong>in</strong>gs and other benefits and impacts result<strong>in</strong>g from purchas<strong>in</strong>g and us<strong>in</strong>g moresusta<strong>in</strong>able services and products can help to determ<strong>in</strong>e the benefits and possible problems of this approach.This <strong>in</strong><strong>for</strong>mation can be used to motivate other clients to adopt procurement systems that demand susta<strong>in</strong>ableconstruction, and thus expand the market. It can also be used to develop more efficient purchas<strong>in</strong>g andprocurement systems, as well as solutions to any problems that are block<strong>in</strong>g the market uptake of susta<strong>in</strong>ableconstruction products and processes.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>67


5.5 Actions <strong>for</strong> government and regulatory stakeholdersThe stakeholders <strong>in</strong>cluded <strong>in</strong> this area are national and local government, regulatory bodies such as standardsorganisations and those bodies responsible <strong>for</strong> regulat<strong>in</strong>g the professions and the <strong>in</strong>dustry sectors.5.5.1 Capacity-build<strong>in</strong>gWhile many develop<strong>in</strong>g country governments and regulatory bodies face serious capacity problems <strong>in</strong> terms ofpersonnel, equipment and f<strong>in</strong>ances, this section focus specifically on the capacity of these bodies to deal with thedemands of susta<strong>in</strong>able construction. The follow<strong>in</strong>g actions will assist with creat<strong>in</strong>g this capacity.a) Create an advisory stakeholder councilGovernment or a coalition of the relevant regulatory bodies should convene an advisory stakeholdercouncil that can <strong>for</strong>mulate guidel<strong>in</strong>es <strong>for</strong> susta<strong>in</strong>able construction, liaise with other sectors and advisegovernment regard<strong>in</strong>g appropriate policy and legislation.b) Raise awareness among government officials and politiciansThe majority of politicians have a very limited understand<strong>in</strong>g of susta<strong>in</strong>able development and itsimplications <strong>for</strong> the development paths and <strong>in</strong>frastructure choices they promise to their electorate. However,if politicians were to fully understand and support susta<strong>in</strong>ability, they would be a very powerful <strong>for</strong>ce <strong>for</strong>advocacy and rais<strong>in</strong>g awareness amongst the public. Government officials tend to have a similarly lowunderstand<strong>in</strong>g of susta<strong>in</strong>able development and the role that the construction sector can and should play.It is necessary to raise the level of understand<strong>in</strong>g among both officials and politicians and build their capacityto br<strong>in</strong>g about the changes <strong>in</strong> policy, legislation and implementation that susta<strong>in</strong>able construction will require.c) Introduce compulsory cont<strong>in</strong>ued professional educationIn the develop<strong>in</strong>g world, with its rapid urbanisation and limited resources, there is a great urgency to makesusta<strong>in</strong>able <strong>in</strong>terventions now, while these built environments are be<strong>in</strong>g created, rather than try and changeth<strong>in</strong>gs after the fact. Develop<strong>in</strong>g countries cannot af<strong>for</strong>d to wait <strong>for</strong> the next generation of professionals to beeducated and come <strong>in</strong>to power be<strong>for</strong>e susta<strong>in</strong>able construction is <strong>in</strong>troduced <strong>in</strong>to the ma<strong>in</strong>stream of practice.Wait<strong>in</strong>g <strong>for</strong> the market to drive this change <strong>in</strong> professional capacity will also take too long. Drastic measuresare called <strong>for</strong>, and this <strong>in</strong>cludes compell<strong>in</strong>g the current generation of built environmental professionals to reeducatethemselves to be able to deal with the challenge, and to cont<strong>in</strong>ue updat<strong>in</strong>g their knowledge.5.5.2 Access to fund<strong>in</strong>ga) Reconsider scope of own fund<strong>in</strong>g programmes<strong>Susta<strong>in</strong>able</strong> construction has been largely left out of the research budget of most develop<strong>in</strong>g countries,which tend to be skewed <strong>in</strong> favour of the glamorous areas of <strong>in</strong><strong>for</strong>mation and communications technologyand biotechnology – areas which are of limited relevance to the developmental priorities of develop<strong>in</strong>gcountries and which, unlike susta<strong>in</strong>able construction, promise a comparatively small return on <strong>in</strong>vestment<strong>in</strong> terms of local job creation and an improved quality of life <strong>for</strong> the citizens of develop<strong>in</strong>g countries.However, the contribution that susta<strong>in</strong>able construction can make <strong>in</strong> terms of real changes on the ground,as well as the open<strong>in</strong>g up of previously unexplored opportunities <strong>for</strong> economic development, such as68<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


carbon trad<strong>in</strong>g with the developed countries, and technology transfer between develop<strong>in</strong>g countries,justifies a larger share of the national R & D budget.b) Negotiate better terms and access to fund<strong>in</strong>g with Overseas Development Agencies (ODAs)Governments are largely responsible <strong>for</strong> negotiat<strong>in</strong>g the overseas development assistance that a countryreceives, and the terms on which it is made available. While most ODAs have a specific fund<strong>in</strong>g portfolio<strong>in</strong> terms of types of projects and areas of research that are be<strong>in</strong>g funded, these are not cast <strong>in</strong> stone, anddevelop<strong>in</strong>g country governments can negotiate <strong>for</strong> a change <strong>in</strong> these fund<strong>in</strong>g portfolios and terms to betterreflect local conditions and priorities.c) Provide fund<strong>in</strong>g to support emerg<strong>in</strong>g bus<strong>in</strong>esses and <strong>in</strong>novative technologiesWhile there are many technologies be<strong>in</strong>g developed <strong>in</strong> develop<strong>in</strong>g countries to support susta<strong>in</strong>ableconstruction, there is often no fund<strong>in</strong>g and other support available to help the <strong>in</strong>ventors of these technologiesto commercialise them and set up viable bus<strong>in</strong>esses. Yet these technologies not only provide more susta<strong>in</strong>ableoptions to the established technologies, they also provide several sp<strong>in</strong>-off benefits such as improved humanand environmental health, opportunities <strong>for</strong> economic self-empowerment of the poor, and possible sources of<strong>for</strong>eign <strong>in</strong>come. These additional benefits mean that it is <strong>in</strong> the <strong>in</strong>terests of the government to support thedevelopment of these bus<strong>in</strong>esses and technologies.d) Provide fund<strong>in</strong>g <strong>for</strong> tra<strong>in</strong><strong>in</strong>g and educationAs expla<strong>in</strong>ed <strong>in</strong> Section 5.2.1 and 5.3.1, it is critical that the skills of all members of the construction sectorhave to be upgraded. Professional organisations, <strong>in</strong> partnership with government and the private sector,should set up fund<strong>in</strong>g schemes <strong>for</strong> tra<strong>in</strong><strong>in</strong>g blue-collar workers, professionals and educators. These can<strong>in</strong>clude subsidisation of tra<strong>in</strong><strong>in</strong>g courses, provid<strong>in</strong>g scholarships to those who cannot af<strong>for</strong>d the coststhemselves, and sett<strong>in</strong>g up <strong>in</strong>centive and reward schemes.5.5.3 Partnerships and cooperationa) Include the <strong>in</strong><strong>for</strong>mal sectorIn many develop<strong>in</strong>g countries, the <strong>in</strong><strong>for</strong>mal sector of the construction <strong>in</strong>dustry is as big as, if not bigger than,the <strong>for</strong>mal sector. It is there<strong>for</strong>e crucial that <strong>in</strong>dustry umbrella bodies and professional organisations <strong>in</strong>cludethe <strong>in</strong><strong>for</strong>mal sector as well when sett<strong>in</strong>g up partnerships <strong>for</strong> the implementation of susta<strong>in</strong>able construction.b) Br<strong>in</strong>g traditional governance systems on boardIn many develop<strong>in</strong>g countries, especially <strong>in</strong> Africa and Asia, traditional systems of governance are still aliveand play a vital role <strong>in</strong> the development of especially rural areas. Traditional leaders have an <strong>in</strong>fluential roleto play <strong>in</strong> determ<strong>in</strong><strong>in</strong>g the acceptance of new technologies <strong>in</strong>to communities. As susta<strong>in</strong>able construction hasto happen with<strong>in</strong> the local cultural context, it is necessary to <strong>in</strong>clude traditional leaders <strong>in</strong>to partnerships <strong>for</strong>research and implementation. Their collaboration <strong>in</strong> develop<strong>in</strong>g strategies <strong>for</strong> awareness-rais<strong>in</strong>g anddissem<strong>in</strong>ation of <strong>in</strong><strong>for</strong>mation, as well as the development of codes of conduct that support susta<strong>in</strong>ability, is alsocritical to the success of susta<strong>in</strong>able development and construction <strong>in</strong> the areas where they are <strong>in</strong> control.c) Partner with local governmentThe most direct l<strong>in</strong>k between government and the construction sector is often through local government. Thebuy-<strong>in</strong> and support of local government will be critical to the acceptance and implementation of more<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>69


susta<strong>in</strong>able construction technologies and practices. It is there<strong>for</strong>e necessary to set up partnerships with localgovernment to build their own capacity, to assist <strong>in</strong> the implementation of the R & D agenda identified <strong>in</strong> Chapter4, and to manage and regulate the technology transfer from research programmes to pilot projects and further.5.5.4 Internal housekeep<strong>in</strong>ga) Lead by exampleNational and local governments need to lead by example, green<strong>in</strong>g their own facilities and practices andfollow<strong>in</strong>g their own policies and regulations.b) Adopt a regulatory framework <strong>for</strong> susta<strong>in</strong>able constructionGovernment, the professional regulators and <strong>in</strong>dustry representatives have to <strong>for</strong>mulate and adopt aregulatory framework <strong>for</strong> susta<strong>in</strong>able construction that clearly outl<strong>in</strong>es the roles and responsibilities of thevarious role-players and the per<strong>for</strong>mance <strong>in</strong>dicators accord<strong>in</strong>g to which they will be measured.Professional and <strong>in</strong>dustry regulatory bodies need to <strong>for</strong>mulate their own <strong>in</strong>ternal codes of conduct <strong>in</strong>relationship to susta<strong>in</strong>able construction, while national government has to facilitate the creation ofregulatory bodies <strong>for</strong> the range of emerg<strong>in</strong>g professions such as impact assessors, energy raters, etc.c) Comply with <strong>in</strong>ternational agreements and frameworksGovernment should provide an enabl<strong>in</strong>g and encourag<strong>in</strong>g framework <strong>for</strong> all role-players, <strong>in</strong>clud<strong>in</strong>g itself,to comply with those <strong>in</strong>ternational agreements and frameworks to which the country is a signatory.d) Change professional fee systemCurrent professional fee systems, based on a percentage of the contract value, do not encourage the use ofmore susta<strong>in</strong>able construction practices, and may <strong>in</strong> fact discourage their use. The bodies and governmentsectors responsible <strong>for</strong> regulat<strong>in</strong>g the professions need to develop alternative fee structures that more accuratelyreflect the demands placed on built-environment practitioners by the requirements of susta<strong>in</strong>able construction.5.5.5 Encourag<strong>in</strong>g and support<strong>in</strong>g implementationa) Change standards and regulations to support susta<strong>in</strong>able constructionMany exist<strong>in</strong>g standards and regulations were developed to meet totally different priorities and needs thanthose required by susta<strong>in</strong>able construction <strong>in</strong> develop<strong>in</strong>g countries. As such, they may no longer berelevant, or may even provide obstacles to the creation of a more susta<strong>in</strong>able built environment. Nationaland local government have to review policies, legislation and regulations on a cont<strong>in</strong>uous basis, andderegulate or develop new regulations as our understand<strong>in</strong>g of susta<strong>in</strong>ability grows.Standards organisations have to review their methods and criteria to allow <strong>for</strong> the new technologies andservices that are be<strong>in</strong>g developed, while local governments have to review their by-laws and regulationsto accommodate the changes brought about by susta<strong>in</strong>able construction practices.b) Provide effective <strong>in</strong>centives and dis<strong>in</strong>centivesThrough <strong>in</strong>centives such as tax breaks, preferential procurement and bridg<strong>in</strong>g f<strong>in</strong>ance <strong>for</strong> retool<strong>in</strong>g,government can provide <strong>in</strong>centives <strong>for</strong> the construction sector to adopt susta<strong>in</strong>able construction practices.70<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


Similarly, tougher environmental and labour legislation with severe penalties <strong>for</strong> <strong>in</strong>fr<strong>in</strong>gement willencourage manufacturers and contractors to clean up their act.c) En<strong>for</strong>ce regulationsGovernment and professional and <strong>in</strong>dustry bodies have to set up systems to make sure that regulations areen<strong>for</strong>ced, and set up appropriate dispute-resolution mechanisms.5.5.6 Monitor<strong>in</strong>g and evaluationa) Set up legal structures <strong>for</strong> monitor<strong>in</strong>g and evaluationGovernment and the regulatory bodies need to set up legal structures <strong>for</strong> monitor<strong>in</strong>g, evaluat<strong>in</strong>g andassessment, even if the responsibility <strong>for</strong> their management is to be delegated to other organisations.b) Participate <strong>in</strong> monitor<strong>in</strong>g and evaluat<strong>in</strong>g schemesGovernment, at both local and national level, needs to participate <strong>in</strong> the various monitor<strong>in</strong>g and evaluationschemes that will be set up.5.6 Role of NGOs and CBOsThe last stakeholder group comprises the non-governmental organisations (NGOs) and community-basedorganisations (CBOs). These organisations are at the front l<strong>in</strong>e <strong>in</strong> terms of technology transfer <strong>for</strong> susta<strong>in</strong>ableconstruction, awareness-rais<strong>in</strong>g and advocacy. They also have an important watchdog role to play, and can takeover some of the monitor<strong>in</strong>g and evaluation roles described <strong>in</strong> this chapter. Their close l<strong>in</strong>ks to the communitieswith<strong>in</strong> which they operate means that these organisations are critical partners <strong>for</strong> the research organisations <strong>in</strong> thedevelopment and transfer of new technologies.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>71


Summary Table:A strategy <strong>for</strong> actionAccess to fund<strong>in</strong>g Capacity build<strong>in</strong>gPartnerships andcooperationInternal housekeep<strong>in</strong>gEncourag<strong>in</strong>g andsupport<strong>in</strong>gimplementationMonitor<strong>in</strong>g andevaluation72Actions <strong>for</strong> the research Actions <strong>for</strong> the private Actions <strong>for</strong> clients Actions <strong>for</strong> government andand education sector sector and utility companies regulatory stakeholdersas service providers• Build <strong>in</strong>ternal capacity. •Enable cont<strong>in</strong>ued •Develop own •Create an advisoryorganisational learn<strong>in</strong>g. understand<strong>in</strong>g of stakeholder council.• Expand learn<strong>in</strong>gsusta<strong>in</strong>ability and theoffer<strong>in</strong>gs. •Support the development benefits of more •Raise awareness ofof external capacity. susta<strong>in</strong>able choices. susta<strong>in</strong>able constructionamong governmentofficials and politicians.•Introduce cont<strong>in</strong>uedprofessional education.• Identify and access •Provide fund<strong>in</strong>g <strong>for</strong> R & D •Use the sav<strong>in</strong>gs, •Reconsider scope of ownappropriate fund<strong>in</strong>g <strong>for</strong> own benefit. reduced risks and fund<strong>in</strong>g programmes.streams.added value result<strong>in</strong>g•Through corporate social from susta<strong>in</strong>able •Negotiate better terms and• Be creative <strong>in</strong> us<strong>in</strong>g responsibility (CSR) budget construction to leverage access to fund<strong>in</strong>g withexist<strong>in</strong>g fund<strong>in</strong>g streams. contribute to fund<strong>in</strong>g <strong>for</strong> the additional capital overseas developmentresearch <strong>for</strong> the common costs required <strong>for</strong> its agencies (ODAs).• Actively lobby <strong>for</strong> good. implementation.fund<strong>in</strong>g <strong>for</strong> susta<strong>in</strong>ableconstruction.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>•Provide fund<strong>in</strong>g to supportemerg<strong>in</strong>g bus<strong>in</strong>esses and<strong>in</strong>novative technologies.•Provide fund<strong>in</strong>g <strong>for</strong>tra<strong>in</strong><strong>in</strong>g and education.• Establish cross-sectoral •Cooperate on the •Form partnerships <strong>for</strong> •Include the <strong>in</strong><strong>for</strong>mal sector.exchange programmes. implementation of the learn<strong>in</strong>g with researchR & D agenda. and education •Br<strong>in</strong>g traditional• Establish an effective <strong>in</strong>stitutions. governance systems onSouth-South network of •Partner with research board.researchers & educators. organisations. •Form consumerlobby<strong>in</strong>g groups •Partnerships between local• Clarify issues of •Form <strong>in</strong>dustry coalitions to demand more government andknowledge shar<strong>in</strong>g. to fund pre-competitive susta<strong>in</strong>able services research and educationresearch and development and products. <strong>in</strong>stitutions.• Pursue research and of enabl<strong>in</strong>g mechanisms.educational partnershipswith other sectors.• Revise exist<strong>in</strong>g curricula. •Assess risk of non-compliance •Reth<strong>in</strong>k own <strong>in</strong>ternal •Lead by example.and benefits of compliance. procurement systems.• Practise what is be<strong>in</strong>g•Adopt a regulatorypreached. •Devise strategic plans <strong>for</strong> framework <strong>for</strong>different <strong>in</strong>dustry sectors.susta<strong>in</strong>able construction.• Change organisational values.•Improve resource efficiencyand reduce impact.•Comply with <strong>in</strong>ternationalagreements & frameworks.•Change professional feesystems.• Technology transfer. •Assist with the <strong>in</strong>cubation •Use government •Change standards andand mentor<strong>in</strong>g of emerg<strong>in</strong>g <strong>in</strong>fluence to drive the regulations to support• Rais<strong>in</strong>g awareness. market niches. market. susta<strong>in</strong>able construction.• Advocacy. •Use new technologies •Provide effective <strong>in</strong>centivesand processes.and dis<strong>in</strong>centives, e.g.tax breaks.•Create a demand.•En<strong>for</strong>ce regulations.• Provide <strong>in</strong>dependent •Adopt corporate social •Participate <strong>in</strong> •Set up legal structures <strong>for</strong>monitor<strong>in</strong>g to private responsibility (CSR) monitor<strong>in</strong>g and monitor<strong>in</strong>g andsector and government. report<strong>in</strong>g systems. evaluation schemes. evaluation.• Introduce mechanisms •Participate <strong>in</strong> certification •Monitor cost benefits •Participate <strong>in</strong> monitor<strong>in</strong>g<strong>for</strong> own monitor<strong>in</strong>g schemes. achieved. and evaluation schemes.and evaluation.•Capture <strong>in</strong><strong>for</strong>mation <strong>for</strong>monitor<strong>in</strong>g and assessment.


Chapter 6Conclusions and the way <strong>for</strong>ward6.1 ConclusionsWe are beg<strong>in</strong>n<strong>in</strong>g to realise the impact of our developmental actions on the planet and its people, and canappreciate at an <strong>in</strong>tellectual level that the current state of the world is not its optimum condition. But are we, as usersof the built environment and as members of the construction sector, fully aware of our culpability <strong>in</strong> this state ofaffairs and prepared to <strong>in</strong>ternalise the changes that will be needed? In developed and develop<strong>in</strong>g countries alike,the <strong>for</strong>mal construction sector and its clients persist <strong>in</strong> th<strong>in</strong>k<strong>in</strong>g that construction can cont<strong>in</strong>ue as be<strong>for</strong>e; all that isneeded are a few tweaks to the construction process to improve resource efficiency. The <strong>in</strong>terventions most oftensuggested are what other <strong>in</strong>dustries call "end-of-pipe" solutions. In terms of the m<strong>in</strong>d shift that is necessary, theyamount to rearrang<strong>in</strong>g the deckchairs on the Titanic. At most they are the <strong>in</strong>terim solutions that are buy<strong>in</strong>g us timeto <strong>for</strong>mulate, accept and implement a strong susta<strong>in</strong>ability model of development with its accompany<strong>in</strong>g values andethics. Internationally, the construction <strong>in</strong>dustry and its clients have not even begun to realise the scope of the<strong>in</strong>novation that will be required.The change required is far greater than the shift made at the beg<strong>in</strong>n<strong>in</strong>g of the 20th century, mov<strong>in</strong>g from bricksand mortar to steel and glass. The construction <strong>in</strong>dustry needs to be completely re<strong>in</strong>vented, from the materials usedand how they are manufactured, to how per<strong>for</strong>mance is viewed and the criteria set <strong>for</strong> it.In a way, this shift would be easiest <strong>for</strong> the develop<strong>in</strong>g countries. Not only do they <strong>in</strong> many cases still have a liv<strong>in</strong>gmemory of exist<strong>in</strong>g <strong>in</strong> another paradigm with other values, they are, by nature of the survival challenges experienced,used to <strong>in</strong>novation, adaptation and do<strong>in</strong>g more with less. It may be that, through their cultural heritage, <strong>in</strong>novativehome-grown solutions and adaptability, the develop<strong>in</strong>g countries are hold<strong>in</strong>g one part of the key to susta<strong>in</strong>ability.However, we have to remember that both developed and develop<strong>in</strong>g countries hold knowledge and values that cancontribute to a new vision <strong>for</strong> development, as well as the practical know-how needed to make it work.The ultimate aim of <strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong> is to facilitate this shift <strong>in</strong> th<strong>in</strong>k<strong>in</strong>gand do<strong>in</strong>g, from exploitation and degradation of the planet and its people to a development model where the builtenvironment and the natural environment are <strong>in</strong> harmony with each other and where people can live safe, healthyand productive lives <strong>in</strong> harmony with nature and local cultural and spiritual values. To this purpose an R & D agendahas been <strong>for</strong>mulated that is aimed at develop<strong>in</strong>g the technological, social and value enablers that will make the shiftpossible. To support this R & D agenda, a strategy <strong>for</strong> action is suggested. This strategy describes the actions expectedfrom the research and education <strong>in</strong>stitutions, the private sector, clients, government, and the professional and <strong>in</strong>dustryregulatory bodies <strong>in</strong> support of susta<strong>in</strong>able construction and the implementation of the R & D agenda.The title of this document suggests that there is a difference <strong>in</strong> susta<strong>in</strong>able construction between developed anddevelop<strong>in</strong>g countries. However, if one looks at the head<strong>in</strong>gs <strong>in</strong> the R & D agenda and strategy <strong>for</strong> action, thesecan <strong>in</strong> most cases apply equally well to developed countries. The question can there<strong>for</strong>e be asked: How is <strong>Agenda</strong><strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong> different from an agenda that would have been <strong>for</strong>mulatedfrom a developed-world perspective? The differences lie <strong>in</strong> the scope of the <strong>Agenda</strong> and the context with<strong>in</strong> whichits recommendations have to be applied.The developed world, which owes its wealth and high standard of liv<strong>in</strong>g to its commitment to technologicaldevelopment, would naturally emphasise technology <strong>in</strong> an R & D agenda that concerns itself with susta<strong>in</strong>able<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>73


construction. The develop<strong>in</strong>g world, however, comes from a people-centred view of development, which recognisesthat ultimately it will be the behaviour and choices of people that determ<strong>in</strong>e the success or failure of susta<strong>in</strong>abledevelopment and construction, not only the availability of susta<strong>in</strong>able technologies. While technology is important,we also need to provide an <strong>in</strong>stitutional environment that encourages and enables people to change theirbehaviour, as well as giv<strong>in</strong>g them reasons <strong>for</strong> chang<strong>in</strong>g their behaviour. The scope of the <strong>Agenda</strong> was there<strong>for</strong>eexpanded to <strong>in</strong>clude the development of <strong>in</strong>stitutional and value enablers. These three sets of enablers are seen asequally important <strong>for</strong> the promotion and implementation of susta<strong>in</strong>able construction.There are as many contextual differences between develop<strong>in</strong>g countries as there are between develop<strong>in</strong>g anddeveloped countries, and many of the similarities are superficial at best. Thus, while it is agreed that we share acommon goal – achiev<strong>in</strong>g a state of susta<strong>in</strong>ability – the develop<strong>in</strong>g world, with its great diversity of cultures, realisesthat there are different ways of def<strong>in</strong><strong>in</strong>g and meet<strong>in</strong>g this goal, and that these ways can best be determ<strong>in</strong>ed at locallevel. The R & D agenda there<strong>for</strong>e merely provides a loose framework of areas <strong>in</strong> which research is needed, andplaces the emphasis on develop<strong>in</strong>g enablers that are situated with<strong>in</strong> the local context, whether these aretechnologies that respond to local climates and skills levels, or the use of value systems derived from the localcultural heritage. Similarly, the suggested actions have to grow from local <strong>in</strong>itiatives, mak<strong>in</strong>g use of local strengthsand address<strong>in</strong>g local barriers. The value of the strategy <strong>for</strong> action lies <strong>in</strong> provid<strong>in</strong>g a global strategy that can beused by local champions to encourage action with<strong>in</strong> their own communities.6.2 The way <strong>for</strong>wardTo take <strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong> <strong>for</strong>ward is an enormous undertak<strong>in</strong>gthat will require plenty of <strong>in</strong>novation and commitment from all concerned. Both the R & D agenda and the strategy<strong>for</strong> action have identified tasks <strong>for</strong> immediate attention, as well as tasks <strong>for</strong> the medium and long term. Theimmediate tasks are those concerned with capacity-build<strong>in</strong>g, rais<strong>in</strong>g awareness, f<strong>in</strong>d<strong>in</strong>g access to fund<strong>in</strong>g,build<strong>in</strong>g networks and partnerships, and provid<strong>in</strong>g benchmark <strong>in</strong><strong>for</strong>mation relevant to develop<strong>in</strong>g countries. Thisis where the bulk of work needs to focus <strong>in</strong> the next five years, as these areas present the critical obstacles thatare hold<strong>in</strong>g back further development. However, it is vital that work cont<strong>in</strong>ues at the same time on the mediumterm and long-term tasks of develop<strong>in</strong>g tools andThe only way to eat an elephant is bite by bite. technologies and other enablers to lessen the impact andAfrican proverblead the construction sector <strong>in</strong>to a new paradigm.Due to contextual differences, it is envisioned that this <strong>Agenda</strong> needs to be taken <strong>for</strong>ward at both the local and<strong>in</strong>ternational level. The R & D agenda has been structured <strong>in</strong> a way that allows countries to work <strong>in</strong>dependentlyfrom each other accord<strong>in</strong>g to their own priorities, while contribut<strong>in</strong>g to the development of an <strong>in</strong>ternational bodyof knowledge. It there<strong>for</strong>e provides a framework <strong>for</strong> common research projects that can be executed <strong>in</strong> partnershipwith research teams of other develop<strong>in</strong>g countries, or as <strong>in</strong>dependent, country-specific studies that fill some of theknowledge and technology gaps. However, the ideal is that the R & D agenda will provide a structured opportunity<strong>for</strong> South-South partnerships and technology transfer, as well as <strong>for</strong> renegotiation of exist<strong>in</strong>g North-Southpartnerships to empower researchers <strong>in</strong> develop<strong>in</strong>g countries and expand research capacity <strong>in</strong> these countries.To start this process it will be necessary to actively lobby <strong>for</strong> support of the <strong>Agenda</strong> with<strong>in</strong> the different develop<strong>in</strong>gcountry regions, as well as at <strong>in</strong>ternational level. To coord<strong>in</strong>ate and facilitate this process, a <strong>for</strong>mal structure isrequired. It is there<strong>for</strong>e proposed that a special programme be set up, under the umbrella of an organisation suchas the <strong>CIB</strong>, with the explicit purpose of manag<strong>in</strong>g and promot<strong>in</strong>g the implementation of the <strong>Agenda</strong>. In response to74<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


the different priorities and conditions <strong>in</strong> the regions, as well as the language gap between Lat<strong>in</strong> America andthe largely English-speak<strong>in</strong>g African and Asian networks, it is suggested that an <strong>in</strong>itial three regionalchampions be appo<strong>in</strong>ted to take the <strong>Agenda</strong> further <strong>in</strong> their respective regions. These champions could alsoact on a rotat<strong>in</strong>g basis as the champion responsible <strong>for</strong> the <strong>in</strong>ternational coord<strong>in</strong>ation of the process andsett<strong>in</strong>g up the umbrella network.The duties of these champions will be to:• Lobby the various regional stakeholders and role-players to get their support <strong>for</strong> and commitment to the<strong>Agenda</strong> and its strategy <strong>for</strong> action.• Identify exist<strong>in</strong>g regional research and education networks that operate <strong>in</strong> the field of construction, and lobbythem to <strong>for</strong>m a regional network of networks, which will then all be l<strong>in</strong>ked to the global research network.• Identify possible sources of fund<strong>in</strong>g <strong>for</strong> research collaboration with<strong>in</strong> their regions.• Start an awareness-rais<strong>in</strong>g process on susta<strong>in</strong>able construction with<strong>in</strong> their own countries or regions.Over time, the structures set up by these champions could then <strong>for</strong>m the basis of regional centres of excellence. Itshould also be acknowledged that the three ma<strong>in</strong> regions could be further divided <strong>in</strong>to sub-regions. Africa alonecan be divided <strong>in</strong>to six or seven dist<strong>in</strong>ct sub-regions. The ideal is to ultimately set up a series of sub-regionalnetwork hubs that are all l<strong>in</strong>ked to the global network, but which can focus on specific sub-regional issues.The duties of the <strong>in</strong>ternational champion are envisioned as follows:• to negotiate with <strong>in</strong>ternational agencies <strong>for</strong> fund<strong>in</strong>g of collaborative research projects on a South-South, aswell as North-South basis;• to build l<strong>in</strong>ks with relevant <strong>in</strong>ternational networks and bodies;• to build the <strong>in</strong>ternational develop<strong>in</strong>g country research network; and• to facilitate collaboration and knowledge-shar<strong>in</strong>g between research organisations <strong>in</strong> the develop<strong>in</strong>g world,as well as between researchers and role-players <strong>in</strong> the <strong>in</strong>dustry.F<strong>in</strong>ally, the implementation of this <strong>Agenda</strong> is not the responsibility only of the research and education <strong>in</strong>stitutions.More active <strong>in</strong>volvement of government, <strong>in</strong>dustry, non-governmental organisations and professionals is needed ifsusta<strong>in</strong>ability is to become a generally accepted driver <strong>for</strong> change. The circle of discussion and dissem<strong>in</strong>ation thusneeds to be widened. At national level a strategic alliance between the different levels of government, the broaderconstruction <strong>in</strong>dustry and universities and research centres could work as an effective mechanism to boost theimportance of the topic and to encourage coord<strong>in</strong>ated action. At <strong>in</strong>ternational level, cooperation and concertedadvocacy can play an important role <strong>in</strong> <strong>in</strong>fluenc<strong>in</strong>g governments and the construction sector <strong>in</strong> develop<strong>in</strong>g countriesto give the necessary attention to issues related to susta<strong>in</strong>able construction.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>75


Most importantly of all, we have to acknowledge that people are at the centre of susta<strong>in</strong>able development. In itsdeeper mean<strong>in</strong>g susta<strong>in</strong>ability has ethical and moral connotations that imply attitud<strong>in</strong>al changes and valuereorientation. There<strong>for</strong>e, the success of the susta<strong>in</strong>ability drive will ultimately depend on each <strong>in</strong>dividual’s consciouschoice to adopt or reject the pr<strong>in</strong>ciples of susta<strong>in</strong>able development. There are countless examples wheredevelopment projects have unexpectedly failed, usually because aspirations, cultural practices and values, and realneeds were disregarded. 35 Studies <strong>in</strong> South Africa have shown that when people are asked to rate the keyper<strong>for</strong>mance <strong>in</strong>dicators <strong>for</strong> their built environment, it is often not the quality that is important, but that the correctprocess has been followed <strong>in</strong> determ<strong>in</strong><strong>in</strong>g what gets built, and that this process takes cognisance of social andcultural needs and their priorities. 36 <strong>Susta<strong>in</strong>able</strong> construction <strong>in</strong> develop<strong>in</strong>g countries will there<strong>for</strong>e only becomefeasible if it meets the needs and requirements of the people <strong>in</strong> these countries, and does not conflict with theirculture and values. At the end of the day, it is the client who will determ<strong>in</strong>e whether susta<strong>in</strong>able construction will beadopted by the <strong>in</strong>dustry as the best way <strong>for</strong>ward.76<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


Addendum 1The processPhase 1(funded jo<strong>in</strong>tly by <strong>CIB</strong> and CSIR)N<strong>in</strong>e expert position papers were commissioned, three each from Africa, Asia and Lat<strong>in</strong> America. These papersprovided comment on the follow<strong>in</strong>g:• The different regional understand<strong>in</strong>gs of susta<strong>in</strong>able construction.• The issues and challenges fac<strong>in</strong>g the regions.• The impact of the construction <strong>in</strong>dustry on the economy, the environment and society <strong>in</strong> the regions.• The barriers to susta<strong>in</strong>able construction.• The strengths and opportunities presented by the cultures and traditional practices of the regions.• Suggested actions <strong>for</strong> the research community, governments and the construction <strong>in</strong>dustry.From these papers, a first discussion document was prepared to act as a common start<strong>in</strong>g po<strong>in</strong>t <strong>for</strong> further debate.This document, as well as the position papers, was made available on the follow<strong>in</strong>g websites:http://www.cibworld.nl:600/pages/beg<strong>in</strong>/A<strong>21</strong>SCDC.htmlhttp://www.susta<strong>in</strong>ablesettlement.co.zaPhase 2(funded jo<strong>in</strong>tly by UNEP-IETC and the CSIR)Through articles <strong>in</strong> the publications "Open House International" and "<strong>Susta<strong>in</strong>able</strong> Build<strong>in</strong>g", as well as through <strong>CIB</strong>newsletters and a targeted e-mail campaign, <strong>in</strong>terested parties were <strong>in</strong>vited to use the First Discussion Document asa basis from which to identify the key priorities <strong>for</strong> action regard<strong>in</strong>g the creation of susta<strong>in</strong>able built environments<strong>in</strong> develop<strong>in</strong>g countries, as well as concrete suggestions <strong>for</strong> the way <strong>for</strong>ward. This broader consultation process wasopen <strong>for</strong> a year. F<strong>in</strong>ally, a small expert workshop was convened to <strong>for</strong>mulate the structure of the research anddevelopment agenda, the strategy <strong>for</strong> action and a concrete way <strong>for</strong>ward <strong>for</strong> the <strong>Agenda</strong>. From this workshop, thef<strong>in</strong>al draft was prepared.Phase 3(funded jo<strong>in</strong>tly by UNEP-IETC and the CIDB)A draft <strong>Agenda</strong> was prepared and submitted electronically <strong>for</strong> f<strong>in</strong>al comment to the regional expert work<strong>in</strong>g groupcompris<strong>in</strong>g of those <strong>in</strong>vited to the workshop, as well as the orig<strong>in</strong>al contributors to the First Discussion Document,parties identified by UNEP-IETC and a selected group of 50 <strong>in</strong>ternational experts with<strong>in</strong> the <strong>CIB</strong>, as well as with<strong>in</strong>other stakeholder groups. Tak<strong>in</strong>g <strong>in</strong>to account the comments received from this f<strong>in</strong>al round of consultation, the f<strong>in</strong>al<strong>Agenda</strong> was readied <strong>for</strong> publication and its launch at the World Summit on <strong>Susta<strong>in</strong>able</strong> Development <strong>in</strong>Johannesburg, as well as the <strong>Susta<strong>in</strong>able</strong> Build<strong>in</strong>g’02 Conference <strong>in</strong> Oslo.Chapters 2 and 3 of this document are based on the discussion papers, while Chapters 4, 5 and 6 are based onthe results of the expert workshop.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>77


About the authorsChrisna du Plessis is a research architect at the CSIR Build<strong>in</strong>g and <strong>Construction</strong> Technology (South Africa). She is jo<strong>in</strong>t coord<strong>in</strong>atorof a <strong>CIB</strong> task group (TG38) on Urban Susta<strong>in</strong>ability and is a member of another <strong>CIB</strong> work<strong>in</strong>g group on Future Studies <strong>in</strong> <strong>Construction</strong>(W082). As member of the <strong>CIB</strong>, she has written the South African report on susta<strong>in</strong>able development and the future of construction,as well as co-authored the chapter on urban susta<strong>in</strong>ability <strong>in</strong> the <strong>CIB</strong> <strong>Agenda</strong> <strong>21</strong> <strong>for</strong> the <strong>Construction</strong> Industry.Prof. Ambrose Adebayo is Head of the School of Architecture, Plann<strong>in</strong>g and Hous<strong>in</strong>g at the University of Natal. He is alsochairman of the Board of Education, Research and Technology <strong>in</strong> the African Union of Architects and co-president of the Africanregion <strong>for</strong> the UNESCO-UIA Architectural Education and Validation Committee. His areas of expertise are architecture, urbandesign and hous<strong>in</strong>g across the African region.Dr John Ebohon is a Reader <strong>in</strong> Energy, Susta<strong>in</strong>ability and Development at De Mont<strong>for</strong>t University <strong>in</strong> Leicester, and Director ofthe Develop<strong>in</strong>g World Built Environment Research Unit at De Mont<strong>for</strong>t. His teach<strong>in</strong>g and research <strong>in</strong>terests are <strong>in</strong> the fields ofenergy, susta<strong>in</strong>ability and development, built environment economics and f<strong>in</strong>ance <strong>in</strong>stitutions, and the process of economicdevelopment, technology transfer, and construction mult<strong>in</strong>ationals.Dr Daniel Irurah is a Senior Lecturer <strong>in</strong> Design and <strong>Construction</strong> at the University of the Witwatersrand. His focus <strong>in</strong> teach<strong>in</strong>g,research and consultancy work is Susta<strong>in</strong>ability <strong>in</strong> the Built Environment. Dr Irurah is a member of several professional bodies,<strong>in</strong>clud<strong>in</strong>g <strong>CIB</strong> Work<strong>in</strong>g Commissions and Task Groups, the South African Institute of Build<strong>in</strong>g, and the Institute of EnergyProf. PD Rwelamila is Professor at the Graduate School of Bus<strong>in</strong>ess Leadership at the University of South Africa and an associateof the CSIR Build<strong>in</strong>g and <strong>Construction</strong> Technology <strong>in</strong> South Africa.Dr Ahmad Sanusi Hassan is a lecturer <strong>in</strong> the Architecture Programme at the School of Hous<strong>in</strong>g, Build<strong>in</strong>g and Plann<strong>in</strong>g,University of Science Malaysia (USM), Penang, Malaysia. At the university, he is lectur<strong>in</strong>g <strong>in</strong> courses related to susta<strong>in</strong>able urbandesign and susta<strong>in</strong>able architecture, and Computer Aided Design (CAD), computer animation and digital architecture. His fieldof specialisation is susta<strong>in</strong>able architecture and urban plann<strong>in</strong>g <strong>for</strong> Southeast Asian tropical wetlandsProf. Anil Laul is a practis<strong>in</strong>g architect and director of the Anangpur Build<strong>in</strong>g Centre <strong>in</strong> India. He is also visit<strong>in</strong>g professor atthe School of Architecture and Plann<strong>in</strong>g, New Delhi, and chairman and chief consultant to the Nizamudd<strong>in</strong> Build<strong>in</strong>g Centre,and has been <strong>in</strong>volved <strong>in</strong> several policy development <strong>in</strong>itiatives. Prof. Laul’s work focuses on alternative technologies, hous<strong>in</strong>gprovision and susta<strong>in</strong>able urban plann<strong>in</strong>g.Kirtee Shah is president of HIC (Habitat International Coalition), a global coalition of NGOs, CBOs, networks, activists, andprofessionals engaged <strong>in</strong> issues and activities concern<strong>in</strong>g hous<strong>in</strong>g rights, popular production of hous<strong>in</strong>g, gender equity, environment,and susta<strong>in</strong>able development. He is also the founder President of INHAF (India Habitat Forum), a national plat<strong>for</strong>m of NGOs, civicgroups and professionals work<strong>in</strong>g to strengthen civil society’s role <strong>in</strong> settlement plann<strong>in</strong>g, management and development.Prof. Vahan Agopyan is an eng<strong>in</strong>eer and vice dean at the Escola Politécnica, University de São Paulo. His areas of expertiseare build<strong>in</strong>g materials and quality <strong>in</strong> build<strong>in</strong>g.Maurício P<strong>in</strong>to de Arruda obta<strong>in</strong>ed his degree <strong>in</strong> architecture from the State University of Londr<strong>in</strong>a <strong>in</strong> 1997, and received hisM. Arch. degree from the University of São Paulo <strong>in</strong> 2000. Arruda has been publish<strong>in</strong>g articles on susta<strong>in</strong>able construction andsocial hous<strong>in</strong>g s<strong>in</strong>ce 1999. Currently, he works <strong>in</strong> his own office develop<strong>in</strong>g technologies <strong>in</strong> wood construction.78<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


Dr Vanderley John is a civil eng<strong>in</strong>eer and is currently Associate Professor of the Department <strong>Construction</strong> Eng<strong>in</strong>eer<strong>in</strong>g,Polytechnic School, University of São Paulo, Brazil. He has been deputy super<strong>in</strong>tendent of the <strong>Construction</strong> Committees of theBrazilian National Standards Association (ABNT) <strong>for</strong> the past eight years. He is also a <strong>for</strong>mer president and vice-president ofthe Brazilian National Association of the Built Environment (ANTAC) and is still <strong>in</strong>volved with the coord<strong>in</strong>ation of two ANTACwork<strong>in</strong>g groups: Recycl<strong>in</strong>g Waste, and Susta<strong>in</strong>ability.Prof. Christer Sjöstrom is at the Royal Institute of Technology (KTH) Sweden. His expertise is <strong>in</strong> durability, service and life-cycleanalysis of build<strong>in</strong>g materials and products.Liliana Miranda Sara is the National Executive Secretary <strong>for</strong> Foro Ciudades Para la Vida (Cities <strong>for</strong> Life), as well as the Presidentof the Ecociudad Association. She is a visit<strong>in</strong>g Professor at three Universities where she lectures at Masters level <strong>in</strong> UrbanEnvironmental Management. She is also an <strong>in</strong>dependent consultant with various <strong>in</strong>ternational organisations. Arch. Miranda isalso the official civic society (FCPV network) representative to the National Commission and Executive Commission <strong>for</strong> Rio+10.Christelle Beyers tra<strong>in</strong>ed as a town and regional planner and held positions <strong>in</strong> government at the local, prov<strong>in</strong>cial, and nationallevels prior to jo<strong>in</strong><strong>in</strong>g IIEC-CERF Africa, where she is project manager of the <strong>Susta<strong>in</strong>able</strong> Homes Initiative, a large and complexprogramme <strong>in</strong> the energy, environment, and hous<strong>in</strong>g sectors.Sam Chimbuya is an ecologist by background and Africa regional coord<strong>in</strong>ator of the International Council <strong>for</strong> LocalEnvironmental Initiatives (ICLEI).Dr Mark Napier is a research architect at the CSIR Build<strong>in</strong>g and <strong>Construction</strong> Technology. He spesialises <strong>in</strong> monitor<strong>in</strong>g, evaluationand general research on hous<strong>in</strong>g <strong>in</strong> develop<strong>in</strong>g countries. He is also co-coord<strong>in</strong>ator of <strong>CIB</strong> Task Group 40 on In<strong>for</strong>mal Settlements.Dr Faridah Shafii is Associate Professor at The Faculty of Civil Eng<strong>in</strong>eer<strong>in</strong>g, and currently the Manager of Research andDevelopment at The <strong>Construction</strong> Technology and Management Centre, Universiti Teknologi Malaysia, and sits on theManagement Board and Adm<strong>in</strong>istrative Committee of the International Council on Research and Innovation <strong>in</strong> Build<strong>in</strong>g and<strong>Construction</strong> (<strong>CIB</strong>).Prof. Miguel Sattler is a civil eng<strong>in</strong>eer and agronomist. He lectures at post-graduate level at the School of Civil Eng<strong>in</strong>eer<strong>in</strong>g ofthe Federal University of Rio Grande do Sul. Prof Sattler was twice President of the Brazilian Association of Technology of theBuilt Environment (1991-1993 and 1998-2000) and is the Coord<strong>in</strong>ator of the Work<strong>in</strong>g Group on <strong>Susta<strong>in</strong>able</strong> Development ofthe same association.Prof. George O<strong>for</strong>i is a full Professor at the National University of S<strong>in</strong>gapore. His ma<strong>in</strong> research area is construction <strong>in</strong>dustrydevelopment, and his special <strong>in</strong>terest lies <strong>in</strong> the improvement of the construction <strong>in</strong>dustries of develop<strong>in</strong>g countries. He is amember of the Board of the International Council <strong>for</strong> Research and Innovation <strong>in</strong> Build<strong>in</strong>g and <strong>Construction</strong> (<strong>CIB</strong>) and Coord<strong>in</strong>atorof the <strong>CIB</strong> Work<strong>in</strong>g Commission 107 (W107) on <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>.Osafo Giyamah has a MSc. <strong>in</strong> Build<strong>in</strong>g and is Manager: Best Practices <strong>for</strong> the <strong>Construction</strong> Industry Development Board ofSouth Africa.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>79


References1 Satterthwaite, D. (ed.) (1999) The Earthscan Reader <strong>in</strong> <strong>Susta<strong>in</strong>able</strong> Cities. London: Earthscan.2 UNCHS(United Nations Centre <strong>for</strong> Human Settlements) (1996) The Habitat <strong>Agenda</strong>.Onl<strong>in</strong>e http:// habitat.unchs.org/unchs/english/hagenda/<strong>in</strong>dex.htm3 Hall, P. and Pfeiffer, U. (2000) Urban Future <strong>21</strong>. A Global <strong>Agenda</strong> <strong>for</strong> Twenty-First Century Cities. London:E & FN Spon.4 Sachs, I. (1997) Desenvolvimento sustentável, bio-<strong>in</strong>dustrialização descentralizada e novas configuraçõesrural-urbanas – Os casos da Índia e Brasil. In: Vieira, P. F. and Weber, J. (eds). Gestão de recursos naturaisrenováveis e desenvolvimento. São Paulo: Cortez. p. 474-475.5 International Institute <strong>for</strong> Environment and Development (2001) "Reconcil<strong>in</strong>g the ‘Green’ and ‘Brown’agendas <strong>for</strong> urban environmental improvement." Brief<strong>in</strong>g Paper 6 <strong>in</strong> Urban Environmental Improvement andPoverty Reduction. London: IIED Human Settlements Programme.6 Adapted from McGranahan, G. and Satterthwaite, D. (2000)"Environmental health and ecologicalsusta<strong>in</strong>ability: reconcil<strong>in</strong>g the Brown and Green agendas <strong>in</strong> urban development." In C. Pugh (ed.)<strong>Susta<strong>in</strong>able</strong> Cities <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>. London: Earthscan.7 Hawken, P., Lov<strong>in</strong>s, A and Lov<strong>in</strong>s, L.H. (1999) Natural Capitalism. Snowmass, CO: Rocky Mounta<strong>in</strong> Institute.8 Turner, R.K. and Pearce, D.W. (1993) "<strong>Susta<strong>in</strong>able</strong> economic development: economic and ethicalpr<strong>in</strong>ciples." In Barbier, E. (ed), Economics and Ecology: New Frontiers and <strong>Susta<strong>in</strong>able</strong> Development.London: Chapman & Hall.9 Falloux, F. and Talbot, L.M. (1993) Crisis and opportunity. Environment and Development <strong>in</strong> Africa. London:Earthscan.10 World Bus<strong>in</strong>ess Council <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> Development. "About the Cement Industry." World Bus<strong>in</strong>ess Council<strong>for</strong> <strong>Susta<strong>in</strong>able</strong> Development: Towards a <strong>Susta<strong>in</strong>able</strong> Cement Industry.Onl<strong>in</strong>e http://www.wbcsdcement.org/concrete_misc.asp11 World Resources Institute ( 2000) World Resources 2000-2001. Onl<strong>in</strong>e http://www.wri.org12 Mascaró, J. L., Claro, A. and Schneider, I. E. (1978) A Evolução dos Sistemas de Construção com oDesenvolvimento Econômico: uma Visão Retrospectiva. São Paulo: EDUSP.13 United Nations Environment Programme (1999) Diox<strong>in</strong> and Furan Inventories: National and RegionalEmissions of PCDD/ PCDF. Geneva: UNEP.14 Schaefer, K. (1994) "Site Design and Plann<strong>in</strong>g <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong>." Proceed<strong>in</strong>gs: First InternationalConference of <strong>CIB</strong>TG16 on <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong>, November 6-9, Tampa, Florida.15 Sundquist, B. (2000) "Topsoil loss – Causes, effects and implications: A global perspective." The Earth’sCarry<strong>in</strong>g Capacity – some literature reviews. Onl<strong>in</strong>e http://www.alltel.net/~bsundquist1/16 International Labour Organisation (2001) The <strong>Construction</strong> Industry <strong>in</strong> the Twenty-First Century: Its Image,Employment Prospects and Skills Requirements. International Labour Office, Geneva.17 Transparency International. (2000) Transparency International’s Bribe Payers Survey. 20 January 2000.Available onl<strong>in</strong>e: http://www.transparency.org/cpi/1999/bps.html Viewed 02/04/2002.18 International Labour Organisation (2001) – op cit.19 Confederation of International Contractors’ Associations and United Nations Environment Programme(2002) Industry as a Partner <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> Development: <strong>Construction</strong>. UK; CICA and UNEP.20 Ibid.<strong>21</strong> Hille, J. (1997) The Concept of Environmental Space. European Environmental Agency, Expert's CornerN°1997/2.22 Girardet, H. (1996) The Gaia Atlas of Cities. London: Gaia Books.<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>81


23 Gordon, A. A. and Gordon, D. L. (eds) (1992) Understand<strong>in</strong>g Contemporary Africa. Boulder and London:First Virg<strong>in</strong>ia de Lancey – The Economics of Africa.24 Pearce, D. (1991) Tourist Development (2nd Edition). United K<strong>in</strong>gdom: Longman Group.25 Turner, J. (1977) Vivienda. Todo el podeer para los usuáros. Madri: H. Blume.26 Turner, J. (1990) "Da Provisão Centralizada à Autogestão Local. Novas direções para apoliticalhabitacional." Arquitetura e Tecnologia. São Paulo: Nobel. 1990. pp. 87-101.27 Ebohon, O. J. (1996) "The scope and limits of susta<strong>in</strong>able development <strong>in</strong> Africa’s built environment sector."The International Journal of <strong>Susta<strong>in</strong>able</strong> Development and World Ecology, Vol. 3, No. 1.28 Wells, J. (2001) "<strong>Construction</strong> and capital <strong>for</strong>mation <strong>in</strong> less developed economies: Unravell<strong>in</strong>g the <strong>in</strong><strong>for</strong>malsector <strong>in</strong> an African city", <strong>in</strong> <strong>Construction</strong> Management and Economics, 19, pp. 267-274.29 Ebohon, O. J. (1996) op. cit.30 Fathy, H. (1973) Architecture <strong>for</strong> the Poor. Chicago: University of Chicago Press.31 Guidoni (1976) Architecture of Primitive Culture. London: Academy Editions.32 Scwelferger, F. W. (1982) Traditional Hous<strong>in</strong>g <strong>in</strong> African Cities. Chichester: Wiley.33 Pruss<strong>in</strong>, L. (1986) Haturmere, Islamic Design <strong>in</strong> West Africa. USA: University of Cali<strong>for</strong>nia Press.34 Bus<strong>in</strong>ess Impact Task Force. W<strong>in</strong>n<strong>in</strong>g with <strong>in</strong>tegrity. London: Bus<strong>in</strong>ess <strong>in</strong> the Community, November 2000.Available onl<strong>in</strong>e www.bitc.org.uk35 Falloux and Talbot (1993) op cit.; Malan, J.S. (1988) "The cosmological factor <strong>in</strong> developmentprogrammes." South African Journal of Ethnology, 11(2). pp. 61-66.36 Lamont, T. (1999) "The case of M<strong>in</strong>ghaville." Hous<strong>in</strong>g <strong>in</strong> Southern Africa, February 1999, pp. 38-41;Aboutrabi, M. and Abdelhalim, K.M. (2000) "A study of af<strong>for</strong>dability <strong>in</strong> low-<strong>in</strong>come households <strong>in</strong>Khayelitsha Township, South Africa." Proceed<strong>in</strong>gs: Strategies <strong>for</strong> a <strong>Susta<strong>in</strong>able</strong> Built Environment, Pretoria,August 2000; Malan, L. (2000) "Decid<strong>in</strong>g on what matters: Identify<strong>in</strong>g key per<strong>for</strong>mance <strong>in</strong>dicators with thepeople of Khayelitsha." Proceed<strong>in</strong>gs: Strategies <strong>for</strong> a <strong>Susta<strong>in</strong>able</strong> Built Environment, Pretoria, August 2000.Pretoria: CSIR Report No. BOU/I 200.82<strong>Agenda</strong> <strong>21</strong> <strong>for</strong> <strong>Susta<strong>in</strong>able</strong> <strong>Construction</strong> <strong>in</strong> Develop<strong>in</strong>g <strong>Countries</strong>


The International Council <strong>for</strong> Research and Innovation<strong>in</strong> Build<strong>in</strong>g and <strong>Construction</strong> (<strong>CIB</strong>)P O Box 18373000 BVRotterdamThe Netherlandssecretariat@cibworld.nlwww.cibworld.nlUnited Nations Environment ProgrammeInternational Environmental Technology Centre (UNEP-IETC)2-110 Ryokuchi koenTsurumi-kuOsaka 538-0036Japanietc@unep.or.jpwww.unep.or.jpCSIR Build<strong>in</strong>g and <strong>Construction</strong> TechnologyP O Box 395Pretoria0001South Africaboutek@csir.co.zawww.csir.co.za<strong>Construction</strong> Industry Development Board of South Africa (CIDB)P O Box <strong>21</strong>07Brooklyn Square0075South Africacidb@CIDB.org.zawww.cidb.org.zaFor more project <strong>in</strong><strong>for</strong>mation:www.susta<strong>in</strong>ablesettlement.co.za

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