Master Circular on 'Account Opening' - Version 1 - NSDL

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2.5 Change in SMS flag and / or mobile numbers 482.6 Change in name of Body-Corporate accounts 482.7 Changes in Client Details based on request received from Client through 52email or website of Participants2.8 Procedure for name change of CM account 533. Nomination 534. Minor attaining majority 565. Power of Attorney registration/ de-registration 606. Shifting/ Closure of CM account 664
1. Account Opening:1.1 General Guidelines:1.1.1 Important Points:(a) Self attested copy of PAN card is mandatory for all clients,including Promoters/Partners/Karta/Trustees and whole timedirectors and persons authorized to deal in securities on behalf ofcompany/firm/others.(b) Copies of all the documents submitted by the applicant should beself-attested and accompanied by originals for verification. In casethe original of any document is not produced for verification, thenthe copies should be properly attested by entities authorized forattesting the documents, as per the list mentioned below at pointno. 1.1.6.(c) If any proof of identity or address is in a foreign language, thentranslation into English is required.(d) Name & address of the applicant mentioned on the Know YourClient (KYC) Application Form, should match with thedocumentary proof submitted.(e) If correspondence & permanent address are different, then proofsfor both have to be submitted.(f) Sole proprietor must make the application in his individual name &capacity.(g) For non-residents and foreign nationals, (allowed to trade subject toRBI and FEMA guidelines), copy of passport/PIO Card/OCI Cardand overseas address proof is mandatory.(h) For foreign entities, CIN is optional; and in the absence of DIN no.for the directors, their passport copy should be given.(i) In case of Merchant Navy NRI‟s, Mariner‟s declaration or certifiedcopy of CDC (Continuous Discharge Certificate) is to besubmitted.5
Page 1 and 2: National Securities Depository Ltd.
Page 3: X Registered Society 281.3.3 Escrow
Page 7 and 8: II.bill/ Insurance Copy /Aadhaar Le
Page 9 and 10: VII.VIII.IX.For FII/sub account, Po
Page 11 and 12: above for list of documents which c
Page 13 and 14: point nos. 1.1.2 and 1.1.3], as POI
Page 15 and 16: Form. If ‘in-person’ verificati
Page 17 and 18: e operated by a natural guardian wi
Page 19 and 20: Client(s)", on the account opening
Page 21 and 22: general/specific approvals as may b
Page 23 and 24: IV.Trust: The procedure and documen
Page 25 and 26: (iv) Where the depository account w
Page 27 and 28: ody of individuals and operated by
Page 29 and 30: account after the same has been ver
Page 31 and 32: VII. The Participant should capture
Page 33 and 34: A, Mr. B, Mr. C & Mr. D, the accoun
Page 35 and 36: warehouse receipts will be same as
Page 37 and 38: "Beneficiary Address Local" (referr
Page 39 and 40: facility, the Participant should ca
Page 41 and 42: (a) Sub-type viz. "Margin Account"
Page 43 and 44: 2. Change in demographic details :2
Page 45 and 46: (b) Atleast one of the authorised s
Page 47 and 48: 2.4 Change in bank details:2.4.1 Pa
Page 49 and 50: (a) In case the entity is registere
Page 51 and 52: (d) In case of amalgamation/ scheme
Page 53 and 54: 2.7.4 After the changes are effecte
Page 55 and 56:
3.1.6 Nomination in respect of the
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4.3 Suspend the accountfor debit an
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guardian, which is/areto be process
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Participants should ensure that the
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Clarification by SEBI: Only interne
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time. However, such revocation shal
Page 67 and 68:
6.3 If the application is not in or
Page 69 and 70:
APPLICATION FOR SHIFTING OF CLEARIN
Page 71:
21 Body Corporate Others22 Body Cor
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Master Circular on 'Account Opening' - Version 1 - NSDL

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