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APPLICANT'S UNDERTAKING SHRIRAM TRANSPORT FINANCE COMPANY LIMITED

A4 Application Form Resident.pmd - HDFC Bank

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<strong>APPLICANT'S</strong> <strong>UNDERTAKING</strong>I/We hereby agree and confirm that:1. I/We have read, understood and agreed to the contents and terms and conditions of <strong>SHRIRAM</strong> <strong>TRANSPORT</strong> <strong>FINANCE</strong> <strong>COMPANY</strong> <strong>LIMITED</strong> Prospectus dated July 5, 2013 (“Prospectus”)2. I/We hereby apply for allotment of the NCDs to me/us and the amount payable on application is remitted herewith.3. I/We hereby agree to accept the NCDs applied for or such lesser number as may be allotted to me/us in accordance with the contents of the Prospectus subject to applicable statutory and/or regulatory requirements.4. I/We irrevocably give my/our authority and consent to IDBI Trusteeship Services Limited, to act as my/our trustees and for doing such acts as are necessary to carry out their duties in such capacity.5. I am/We are Indian National(s) resident in India and I am/ we are not applying for the said NCDs as nominee(s) of any person resident outside India and/or Foreign National(s).6. The application made by me/us do not exceed the investment limit on the maximum number of NCDs which may be held by me/us under applicable statutory and/or regulatory requirements.7. In making my/our investment decision I/We have relied on my/our own examination of the company and the terms of the issue, including the merits and risks involved and my/our decision to make this application is solely based on disclosures contained in the Prospectus.8. I/We have obtained the necessary statutory and/or regulatory permissions/approvals for applying for, subscribing to, and seeking allotment of the NCDs applied for.9. Additional Undertaking, in case of ASBA Applicants:1) I/We hereby undertake that I/We am/are an ASBA Applicant(s) as per applicable provisions of the SEBI Regulations; 2) In accordance with ASBA process provided in the SEBI Regulations and disclosed in the Prospectus, I/We authorize (a) the Lead Managers/Co-Lead Manager/ Lead Brokers/Sub Brokers and Trading Members (in Specified cities only) or the SCSBs, as the case may be, to do all acts as are necessary to make the Application in the Issue, including uploading my/our application, blocking or unblockingof funds in the bank account maintained with the SCSB as specified in the Application Form, transfer of funds to the Public Issue Account on receipt of instruction from the Registrar to the Issue, after finalization of Basis of Allotment; and (b) the Registrar to theIssue to issue instruction to the SCSBs to unblock the funds in the specified bank account upon finalization of the Basis of Allotment. 3) In case the amount available in the specified Bank Account is insufficient as per the Application, the SCSB shall reject the Application.10. Additional Undertaking in case the Applicant wishes to hold the Bonds in physical form:1. In terms of Section (8)(1) of the Depositories Act, 1996, I/we wish to hold the NCDs in physical form. 2. I/We confirm that the Information provided in this form is true and correct and I/We enclose herewith self attested copies of the KYC Documents. 3. I/We confirmthat we do not hold any Demat Account.ISSUE RELATED INFORMATION FOR FILLING THE APPLICATION FORMKYC Documents: (To be submitted only for holding NCDs in Physical Form) Self-attested copies of the following documents are required to be submitted by the Applicants as KYC Documents:1. PAN card; 2. Proof of identification in case of Applications by or on behalf of the Central or State Government and the officials appointed by the courts and by the Applicants residing in the State of Sikkim; 3. Proof of residence: Any of the following documents shall be considered asa verifiable proof of residence: ● ration card issued by the GoI;or ● valid driving license issued by any transport authority of the Republic of India; or ● electricity bill (not older than three months); or ● landline telephone bill (not older than three months); or ● valid passport issuedby the GoI; or ● voter’s identity card issued by the GoI; or ● Government ID Card; or ● Defence ID Card; or ● passbook or latest bank statement issued by a bank operating in India; or ● registered lease and license agreement or agreement for sale or rent agreement or flat maintenancebill; or ● Aadhaar Letter issued by Unique Identification Authority of India (UIDAI); 4. Self-attested copy of a cancelled cheque of the bank account to which the amounts pertaining to payment of refunds, interest and redemption as applicable, should be credited“For further details pertaining to KYC Documents, see the section titled “Applications for Allotment of NCDs in the Physical and Dematerialized Form“ on page 10 of this Abridged Prospectus.”Investor Categories:Category I (Institutional Investors)Sub Category Code Category II (Non Institutional Investors)Sub Category CodeResident Public Financial Institutions, 11 Partnership firms in the name of the partners 24Statutory Corporations including State Industrial Development Corporations, Commercial Banks,Limited liability partnerships 25Co-operative Banks and Regional Rural Banks 12 Category III (High Net-worth Individuals (“HNIs”))#Sub Category CodeIndian Provident Funds, Pension Funds, Superannuation Funds, Gratuity Fund 13Resident Indian individuals who apply for NCDs aggregatingIndian alternative investment funds registered with SEBI 14to a value more than ` 5 Lacs, across all Series of NCDs 31Indian Insurance Companies registered with the IRDA 15National Investment Fund 16Hindu Undivided Families through the Karta who apply for NCDs aggregating 32Indian Mutual Funds registered with SEBI 17 to a value more than ` 5 Lacs, across all Series of NCDsInsurance funds set up and managed by the Indian army, navy or the air force 18 Category IV (Retail Individual Investors)#Sub Category CodeCategory II (Non Institutional Investors)Sub Category Code Resident Indian individuals who apply for NCDs aggregatingCompanies, Bodies Corporate, Societies 21 to a value not more than ` 5 Lacs, across all Series of NCDs 41Public/private/charitable/religious trusts 22 Hindu Undivided Families through the Karta who apply for NCDs aggregating 42Resident Indian Scientific and/or industrial research organizations 23 to a value not more than ` 5 Lacs, across all Series of NCDs#Category III and Categroy IV investors are collectively referred as IndividualsIssue Structure:Series I II III IV VFrequency of Interest Payment Annual Annual Monthly Not Applicable Not ApplicableMinimum Application` 10,000/- (10 NCDs) (for all Series of NCDs, namely Series I, Series II, Series III, Series IV and Series V either taken individually or collectively)In Multiples of ` 1,000/- (1 NCDs) ` 1,000/- (1 NCDs) ` 1,000/- (1 NCDs) ` 1,000/- (1 NCDs) ` 1,000/- (1 NCDs)Face Value/ Issue Price (`) per NCDs ` 1,000 ` 1,000 ` 1,000 ` 1,000 ` 1,000Coupon (% per annum) - (A) 9.65% 9.80% 9.40% Not Applicable Not ApplicableAdditional Incentive on Coupon NCD Holders NCD Holders NCD Holders NCD Holders NCD Holders NCD Holders(% per annum) on Any Record Date - (B) who are who are who are who are who are who areIndividuals Non Individuals Individuals Non Individuals Individuals Non Individuals Not Applicable Not Applicable1.25% Nil 1.35% Nil 1.23% NilAggregate of Coupon and Additional N C D NCD Holders NCD Holders NCD Holders NCD Holders NCD HoldersIncentive on any Record Date Holders who who are who are who are who are who are Not Applicable Not Applicable(% per annum) = (A) + (B) are Individuals Non Individuals Individuals Non Individuals Individuals Non Individuals10.90% 9.65% 11.15% 9.80% 10.63% 9.40%Effective Yield (% per annum) on NCD Holders NCD Holders NCD Holders NCD Holders NCD Holders NCD Holders NCD Holders NCD Holders NCD Holders NCD Holdersany Record Date who are who are who are who are who are who are who are who are who are who areIndividuals Non Individuals Individuals Non Individuals Individuals Non Individuals Individuals Non Individuals Individuals Non Individuals10.90% 9.65% 11.15% 9.80% 11.15% 9.80% 10.90% 9.65% 11.15% 9.80%Mode of Payment of Interest and/ Through Various options availableor Redemption of NCDsTenor Thirty six months Sixty months Sixty months Thirty six months Sixty monthsRedemption DateRedemption Amount (`/NCD)*36 from the Deemed Date ofAllotment.Face Value + accrued interest at theapplicable Coupon at theRedemption Date + AdditionalIncentive for Individual NCDHolders50% redemption at the end of 48months and balance 50% at theend of 60 months from theDeemed Date of Allotment50% of Face Value of the NCDspayable each at end of 48months and at end of 60 monthsfrom Deemed Date of Allotment.Face Value at each stage, shallbe payable with accrued interestat applicable Coupon on date ofredemption + AdditionalIncentive for Individual NCDHolders.SecurityThe principal amount of the NCDs to be issued in terms of the Prospectus together with all interest due on the NCDs, as well as all costs, charges, all fees, remuneration of DebentureTrustee and expenses payable in respect thereof shall be secured by way of first and exclusive charge in favour of the Debenture Trustee on an identified immovable property and specifiedfuture receivables of our Company as may be decided mutually by our Company and the Debenture Trustee. Our Company will create appropriate security in favour of the DebentureTrustee for the NCD Holders on the assets adequate to ensure 100% asset cover for the NCDs, which shall be free from any encumbrances.SenioritySenior, (to clarify, the claims of the NCD Holders shall be superior to the claims of any unsecured creditors, subject to applicable statutory and/or regulatory requirements). The NCDs wouldconstitute direct and secured obligations of ours and shall rank pari passu inter se, and subject to any obligations under applicable statutory and/or regulatory requirements, shall also,with regard to the amount invested, be secured by way of first and exclusive charge on the identified immovable property and the specified future loan receivables of our Company.* subject to applicable tax deducted at source, if any.For Grounds of Technical Rejections, please refer page 300 of the ProspectusBasis of Allotment :For details, please refer to instruction 34 on page 21 of this Abridged Prospectus.The details of the collection centers of the Escrow Collection Banks shall be available on the website of NSE and BSE at www.nseindia.com and www.bseindia.com, respectively.TEAR HERE● While submitting the Application Form, the Applicant should ensure that the date stamp being put on the Application <strong>COMPANY</strong> CONTACT DETAILSREGISTRAR CONTACT DETAILSForm by the Lead Managers/Lead Brokers/Sub Brokers/Trading Member/SCSB matches with the date stamp on theAcknowledgement SlipShriram Transport Finance Company Limited,Integrated Enterprises (India) Limited; 2nd Floor, Kences● In case of queries related to allotment/ credit of Allotted NCD/Refund, the Applicants should contact Registrar to the Issue. Registered Office: Mookambika Complex,Towers, No. 1, Ramakrishna Street, North Usman Road,• In case of ASBA Application submitted to the SCSBs, the Applicants should contact the relevant SCSB.3 rd Floor, No. 4, Lady Desika Road, Mylapore,T. Nagar, Chennai - 600 017; Tel: + 91 44 28140801• In case of queries related to upload of ASBA Aapplications submitted to the Lead Managers/Lead Brokers/Sub Chennai, Tamil Nadu- 600004 Tel No: +91 44 2499 0356 to 803; Fax:+91 44 28142479; Email: stfcipo@integratedindia.in;Brokers/Trading Members Applicants should contact the relevant Lead Managers/Lead Brokers/Sub Brokers/Trading Fax: +91 44 2499 3272 Compliance Officer and Contact Investor Grievance Email: sureshbabu@integratedindia.in;Members.Person: Mr. Vivek Madhukar Achwal;Website: www.integratedindia.in; Contact Person: Ms. Anusha N /• Acknowledgement is subject to realisation of Cheque/DD/Availability of Funds in the ASBA accountE-mail: stfcncd5comp@stfc.inMr. Sriram S; SEBI Registration No: INR0000005442<strong>SHRIRAM</strong> <strong>TRANSPORT</strong> <strong>FINANCE</strong> <strong>COMPANY</strong> <strong>LIMITED</strong>60 months from the DeemedDate of AllotmentFace Value + accrued interestat applicable Coupon at theRedemption Date + AdditionalIncentive for Individual NCDHolders36 months from the DeemedDate of AllotmentNCD Holderswho areIndividuals` 1,364.33per NCDNCD Holderswho are NonIndividuals` 1,318.67per NCD50% redemption at the end of 48months and balance 50% at theend of 60 months from theDeemed Date of AllotmentNCD Holderswho areIndividuals` 763.37 per NCDat end of 48 monthsand ` 848.48 perNCD at end of 60months from theDeemed Date ofAllotmentNCD Holderswho are NonIndividuals` 726.93 per NCDat end of 48 monthsand ` 798.17 perNCD at end of 60months from theDeemed Date ofAllotment


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSTHIS ABRIDGED PROSPECTUS CONSISTS OF 48 PAGES, PLEASE ENSURE THAT YOU GET ALL PAGESPlease ensure that you read the Prospectus and the general instructions contained in this Memorandum before applying in theIssue. Unless otherwise specified, all capitalised terms used in this form shall have the meaning ascribed to such terms in theProspectus. The investors are advised to retain a copy of Prospectus/Abridged Prospectus for their future reference.<strong>SHRIRAM</strong> <strong>TRANSPORT</strong> <strong>FINANCE</strong> <strong>COMPANY</strong> <strong>LIMITED</strong>A Public Limited Company Incorporated under the Companies Act, 1956 (Registered as a Non-Banking Financial Company within themeaning of the Reserve Bank of India Act, 1934 (2 of 1934)) Registered Office: Mookambika Complex, 3 rd Floor, No. 4, Lady DesikaRoad, Mylapore, Chennai, Tamil Nadu- 600004 Tel No: +91 44 2499 0356 Fax: +91 44 2499 3272 Corporate Office: WockhardtTowers, Level – 3, West Wing, C-2, G Block, Bandra-Kurla Complex, Bandra (East), Mumbai - 400 051 Tel No: +91 22 4095 9595Fax: +91 22 4095 9596/97 Website: www.stfc.in Compliance Officer and Contact Person: Mr. Vivek Madhukar Achwal; E-mail:stfcncd5comp@stfc.inPublic Issue by Shriram Transport Finance Company Limited, (“Company” or “Issuer”) of Secured Redeemable Non-Convertible Debentures of face value of ` 1,000 each, (“NCDs”), aggregating upto ` 37,500 lacs with an option to retain oversubscriptionupto ` 37,500 lacs for issuance of additional NCDs aggregating to a total of upto ` 75,000 lacs, hereinafter referredto as the “Issue”. The Issue is being made pursuant to the provisions of Securities and Exchange Board of India (Issue andListing of Debt Securities) Regulations, 2008, as amended (the “Debt Regulations”).GENERAL RISKInvestors are advised to read the Risk Factors, starting on page 17 of the Prospectus carefully before taking an investment decisionin the Issue. For the purpose of taking an investment decision, the investors must rely on their own examination of the Issuer andthe Issue including the risks involved. Specific attention of the investors is invited to the Risk Factors from pages 17 and 39 ofthe Prospectus.ISSUER’S ABSOLUTE RESPONSIBILITYThe Issuer, having made all reasonable inquiries, accepts responsibility for, and confirms that the Prospectus contains all informationwith regard to the Issuer and the Issue, which is material in the context of the Issue, that the information contained in the Prospectus istrue and correct in all material respects and is not misleading in any material respect, that the opinions and intentions expressed hereinare honestly held and that there are no other facts, the omission of which makes the Prospectus as a whole or any of such informationor the expression of any such opinions or intentions misleading in any material respect.CREDIT RATINGThe NCDs proposed to be issued under this Issue have been rated ‘CRISIL AA/Stable’ by CRISIL for an amount of upto ` 75,000lacs vide its letter dated June 11, 2013 and ‘CARE AA+’ by CARE for an amount of upto ` 75,000 lacs vide its letter dated June12, 2013. The rating of the NCDs by CRISIL indicates high degree of safety regarding timely servicing of financial obligations andcarrying very low credit risk. The rating of NCDs by CARE indicates high degree of safety as regards timely servicing of financialobligations and carrying very low credit risk. The ratings provided by CRISIL and/or CARE may be suspended, withdrawn orrevised at any time by the assigning rating agency and should be evaluated independently of any other rating. These ratings arenot a recommendation to buy, sell or hold securities and investors should take their own decisions. Please refer to Annexure 1 ofthe Prospectus for the rationale for the above ratings.LISTINGThe NCDs offered through the Prospectus are proposed to be listed on the National Stock Exchange of India Limited (“NSE”) andthe BSE Limited (“BSE”). Our Company has obtained an ‘in-principle’ approval for the Issue from the NSE vide their letter datedJuly 2, 2013 and from the BSE vide their letter dated July 2, 2013. For the purposes of the Issue, NSE shall be the DesignatedStock Exchange.ISSUE PROGRAMME*ISSUE OPENS ON : JULY 16, 2013 ISSUE CLOSES ON : JULY 29, 2013* The subscription list for the Issue shall remain open for subscription on Working Days during banking hours for the period indicated above, except that the Issue may close on such earlier date or extendeddate as may be decided at the discretion of the duly authorised committee of Directors of our Company subject to necessary approvals. In the event of such early closure or extension of the Issue,our Company shall ensure that notice of the same is provided to the prospective investors, on or before such early date of closure or the initial Closing Date, as the case may be, through advertisement/sin a leading national daily newspaper.IDBI Trusteeship Services Limited has by its letter dated June 7, 2013 given its consent for its appointment as Debenture Trustee to the Issue and for its name to be included in the Prospectus and in allthe subsequent periodical communications sent to the holders of the Debentures issued pursuant to this Issue. A copy of the final Prospectus has been filed with the Registrar of Companies, Chennai,Tamil Nadu, in terms of section 56 and section 60 of the Act, along with the endorsed/certified copies of all requisite documents. For further details please refer to the section titled “Material Contractsand Documents for Inspection” beginning on page 364 of the Prospectus.Shriram Transport Finance Company Limited3


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSDETAILS RELATING TO ENTITIES ASSOCIATEDWITH THE ISSUELEAD MANAGERS TO THE ISSUEJM Financial Institutional Securities Private Limited141 Maker Chambers III,Nariman PointMumbai - 400 021Tel: +91 22 6630 3030Fax: +91 22 2204 7185Email: stfc.ncd@jmfl.comInvestor Grievance Email: grievance.ibd@jmfl.comWebsite: www.jmfl.comContact Person: Ms. Lakshmi LakshmananCompliance Officer: Mr. Chintal Sakaria(Email: chintal.sakaria@jmfl.com)SEBI Registration No.: INM000010361A. K. Capital Services Limited30-39, Free Press House,Free Press Journal Marg,215 Nariman Point,Mumbai - 400 021.Tel: +91 22 6754 6500Fax: +91 22 6610 0594Email: stfcncd2013@akgroup.co.inInvestor Grievance Email: investor.grievance@akgroup.co.inWebsite: www.akcapindia.comContact Person: Ms. Akshata Tambe/Mr. Siddharth ShahCompliance Officer: Mr. Vikas Agarwal(Email: vikas.agarwal@akgroup.co.in)SEBI Registration No: INM000010411HDFC Bank LimitedInvestment Banking Division,Trade World ‘A’ Wing,1 st Floor, Kamala Mills,Senapati Bapat Marg,Lower Parel (W),Mumbai 400 013, IndiaTel: +91 22 3383 9197Fax: +91 22 4080 4114E-mail: amitkumaar.singh@hdfcbank.comInvestor Grievance e-mail:investor.redressal@hdfcbank.comWebsite: www.hdfcbank.comContact Person: Amit Kr. SinghCompliance Officer: Mr. Manoj Nadkarni(Email: manoj.nadkarni@hdfcbank.com)SEBI Registration Number: INM000011252ICICI Securities Limited *ICICI Centre, H.T. Parekh Marg,Churchgate, Mumbai 400 020, Maharashtra, IndiaTel: +91 22 2288 2460Fax: +91 22 2282 6580E-mail: stfc.ncdissue2013@icicisecurities.comInvestor Grievance Email: customercare@icicisecurities.comContact Person: Manvendra TiwariCompliance Officer: Mr. Subir Saha(Email: subir.saha@icicisecurities.com)SEBI Registration No: INM000011179* SEBI registration of ICICI Securities Limited expires on July 8, 2013 andthe application for renewal of certificate of registration was made by ICICISecurities Limited to SEBI on March 20, 2013 as required under Regulation 8A(1) of SEBI (Merchant Bankers) Regulations,1992. The approval of SEBI in thisregard is awaited.CO-LEAD MANAGERS TO THE ISSUEKarvy Investor Services Limited702, Hallmark Business Plaza,7 th Floor, Sant Dynaneshwar Marg,Opp Gurunanak Hospital, Bandra (East),Mumbai- 400051.Tel: +91 22 6149 1500Fax: +91 22 6149 1515E-mail: stfcncd2013@karvy.comInvestor Grievance Email: igmbd@karvy.comWebsite: www.karvy.comContact Person: Mr. Sumit SinghCompliance Officer: Mr. V. Madhusudhan Rao(Email: madhu@karvy.com)SEBI Registration No: INM000008365RR Investors Capital Services Private Limited **47, M.M Road,Rani Jhansi Marg,Jhandewalan,New Delhi- 110055.Tel: +91 11 23636362/63Fax: +91 11 2363 6746Email: stfcncd2013@rrfcl.comInvestor Grievance Email: investors@rrfcl.comWebsite: www.rrfinance.com/ www.rrfcl.comContact Person: Mr. Sandeep MahajanCompliance Officer: Mr. Sandeep Mahajan(Email: sandeepmahajan@rrfcl.com)SEBI Registration No: INM00000758** SEBI registration of RR Investors Capital Services Private Limited hasexpired on May 31, 2013 and the application for renewal of certificate ofregistration was made by RR Investors Capital Services Private Limited to SEBIon February 13, 2013 as required under Regulation 8A (1) of SEBI (MerchantBankers) Regulations,1992. SEBI, in its reply to the aforementioned applicationhas directed RR Investors Capital Services Private Limited to furnish certaindocuments/information and RR Investors Capital Services Private Limited hasfurnished the same vide its letter dated March 26, 2013. The approval of SEBIin this regard is awaited.4 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSSMC Capitals Limited302-303, Enterprise Centre,Near Orchid Hotel,Nehru Road, Vile Parle (E),Mumbai- 400 099.Tel: +91 22 6648 1818Fax: +91 22 6648 1850Email: stfc.ncd@smccapitals.comInvestor Grievance Email:investor.grievance@smccapitals.comWebsite: www.smccapitals.comContact Person: Abhishek GaurCompliance Officer: Mr. Sanjeev Barnwal(Email: sanjeev.barnwal@smccapitals.com)SEBI Registration No: INM000011427Trust Investment Advisors Private Limited109/110, First Floor, Balrama,Bandra Kurla Complex,Bandra (East), Mumbai- 400051.Tel: +91 22 4084 5060Fax: +91 22 4084 5066Email: mbd.trust@trustgroup.co.inInvestor Grievance Email: customercare@trustgroup.co.inWebsite: www.trustgroup.co.inContact Person: Mr.Anindya SenCompliance Officer: Mr. Balkrishna Shah(Email: balkrishna.shah@trustgroup.co.in)SEBI Registration No: INM000011120Compliance Officer (and Company Secretary)The details of the person appointed to act as Compliance Officerfor the purposes of this Issue are set out below:Mr. Vivek Madhukar AchwalCompany SecretaryShriram Transport Finance Company LimitedWockhardt Towers,Level-3, West Wing,C –2, G Block, Bandra-Kurla Complex,Bandra (East), Mumbai –400 051.Tel.: +91 22 4095 9595Fax: +91 22 4095 9596/97Email: stfcncd5comp@stfc.inInvestors may contact the Registrar to the Issue or theCompliance Officer in case of any pre-issue or post Issue relatedissues such as non-receipt of Allotment Advice, demat credit,refund orders, non-receipt of physical certificates, transfers, orinterest on application money etc.DEBENTURE TRUSTEEIDBI Trusteeship Services LimitedAsian Building, Ground Floor, 17,R. Kamani Marg, Ballard Estate,Mumbai- 400 001.Tel: +91 22 40807000Fax: + 91 22 66311776Website: http://www.idbitrustee.comContact Person: Vitthal NawandharEmail: vitthal.n@idbitrustee.comSEBI Registration No.: IND000000460IDBI Trusteeship Services Limited has by its letter dated June 7,2013 given its consent for its appointment as Debenture Trustee tothe Issue and for its name to be included in the Prospectus and inall the subsequent periodical communications sent to the holdersof the Debentures issued pursuant to this Issue.REGISTRAR TO THE ISSUEIntegrated Enterprises (India) Limited2nd Floor, Kences Towers,No. 1, Ramakrishna Street,North Usman Road,T. Nagar,Chennai - 600 017Tel: + 91 44 28140801 to 803Fax: +91 44 28142479Email: stfcipo@integratedindia.inInvestor Grievance Email: sureshbabu@integratedindia.inWebsite: www.integratedindia.inContact Person: Ms Anusha N / Mr Sriram SSEBI Registration No: INR000000544JOINT STATUTORY AUDITORSM/s. S. R. Batliboi & Co. LLPChartered Accountants12 th Floor, The Ruby, Ruby Mills,Senapati Bapat Marg, Dadar (W),Mumbai – 400 021.Tel: +91 22 6192 000Fax: +91 22 6192 3000Email: SRBC@in.ey.comICAI Firm registration number: 301003EM/s. G. D. Apte & Co.Chartered Accountants9, Kamer Building, Plot No. 407,Cawasji Patel Street,Mumbai 400 001Tel: +91 22 2285 0254Fax: +91 20 2528 0275ICAI Firm registration number:100515WCREDIT RATING AGENCIESCredit Analysis and Research Limited4 th Floor,Godrej Coliseum,Somaiya Hospital Road,Off Eastern Express Highway,Sion (E),Mumbai – 22Tel: +91 22 6754 3456Fax: +91 22 6754 3457Email: ashvini.patil@careratings.comWebsite: www.careratings.comContact Person: Ashivini PatilSEBI Registration No.: IN/CRA/004/1999Shriram Transport Finance Company Limited5


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSDETAILS PERTAINING TO THE ISSUEOur Company and the Lead Managers are not liable for anyamendment or modification or changes in applicable laws orregulations, which may occur after the date of the Prospectus.A. Objects Of The Issue1. Issue Proceeds: The funds raised through this Issue, aftermeeting the expenditures of and related to the Issue, will beused for our various financing activities including lendingand investments, subject to the restrictions contained in theForeign Exchange Management (Borrowing and Lending inRupee) Regulations, 2000, and other applicable statutory and/or regulatory requirements, to repay our existing loans and ourbusiness operations including for our capital expenditure andworking capital requirements.The Main Objects clause of the Memorandum of Association ofour Company permits our Company to undertake the activities forwhich the funds are being raised through the present Issue and alsothe activities which our Company has been carrying on till date.Further, in accordance with the Debt Regulations, our Companywill not utilize the proceeds of the Issue for providing loans toor acquisitions of shares of any person who is a part of the samegroup as our Company or who is under the same managementas our Company.The Issue proceeds shall not be utilized towards full or partconsideration for the purchase or any other acquisition, inter aliaby way of a lease, of any immovable property.Further, the Company undertakes that Issue proceeds from NCDsallotted to banks shall not be used for any purpose which may be incontravention of the RBI guidelines on bank financing to NBFCsincluding those relating to classification as capital market exposureor any other sectors that are prohibited under the RBI regulations.2. Interim Use of Proceeds: For further details, please refer tothe page on 119 of the Prospectus.3. Monitoring of Utilization of Funds: For further details,please refer to the page on 119 of the Prospectus.b. issue procedurePROCeDURE FOR APPLICATION4. Availability of Prospectus and Application Forms: Pleasenote that there is a single Application Form for ASBAApplicants as well as Non-ASBA Applicants who are PersonsResident in India.Physical copies of the abridged Prospectus containing the salientfeatures of the Prospectus together with Application Forms maybe obtained from:(a) Our Company’s Registered Office and Corporate Office;(b) Offices of the Lead Managers, Co-Lead Managers, LeadBrokers and sub-brokers;(c) Trading Members; and(d) Designated Branches of the SCSBs.Electronic Application Forms may be available for downloadon the websites of the Stock Exchanges and on the websitesof the SCSBs that permit submission of ASBA Applicationselectronically. A unique application number (“UAN”) will begenerated for every Application Form downloaded from thewebsites of the Stock Exchanges. Our Company may alsoprovide Application Forms for being downloaded and filled atsuch websites as it may deem fit. In addition, brokers havingonline demat account portals may also provide a facility ofsubmitting the Application Forms virtually online to theiraccount holders.Trading Members of the Stock Exchanges can downloadApplication Forms from the websites of the Stock Exchanges.Further, Application Forms will be provided to Trading Membersof the Stock Exchanges at their request.On a request being made by any Applicant before the IssueClosing Date, physical copies of the Prospectus and ApplicationForm can be obtained from the Company’s Registered andCorporate Office, as well as offices of the Lead Managers andthe Co-Lead Managers. Electronic copies of the Prospectus willbe available on the websites of the Lead Managers, the Co-Lead Managers, the Designated Stock Exchange, SEBI and theSCSBs.5. Who are eligible to apply for NCDs? The followingcategories of persons are eligible to apply in the Issue:Category I : Institutional Investors:• Resident public financial institutions as specified in Section 4A of the Companies Act, 1956, authorized to invest in the NCDs;• Statutory corporations including State Industrial DevelopmentCorporations, commercial banks, co-operative banks andregional rural banks incorporated in India and authorized toinvest in the NCDs;• Indian Provident funds, pension funds, superannuation fundsand gratuity funds, authorized to invest in the NCDs;• Indian alternative investment funds registered with SEBI;• Indian insurance companies registered with the IRDA;• Indian Mutual Funds registered with SEBI;• National Investment Fund set up pursuant to the resolutionF. No. 2/3/2005-DD-II dated November 23, 2005 by theGovernment of India; andInsurance funds set up and managed by the Indian army, navyor the air force of the Union of India or by the Department ofPosts, IndiaCategory II: Non Institutional Investors:• Companies, bodies corporate and societies, registered underthe applicable laws in India, and authorized to invest in theNCDs;• Trusts settled under the Indian Trusts Act, 1882, public/privatecharitable/religious trusts settled and/or registered in India underapplicable laws, which are authorized to invest in the NCDs;• Resident Indian scientific and/or industrial researchorganizations, authorized to invest in the NCDs;• Partnership firms formed under applicable laws in India in thename of the partners, authorized to invest in the NCDs; andLimited Liability Partnerships formed and registered under theprovisions of the Limited Liability Partnership Act, 2008 (No. 6 of2009), authorized to invest in the NCDs.Category III: High Net-worth Individual, (“HNIs”), Investors• Resident Indian individuals who apply for NCDs aggregating toa value more than ` 5 lacs, across all Series of NCDs; and• Hindu Undivided Families through the Karta who apply forNCDs aggregating to a value more than ` 5 lacs, across all Seriesof NCDs.Category IV: Retail Individual Investors• Resident Indian individuals who apply for NCDs aggregating toa value not more than ` 5 lacs, across all Series of NCDs; andShriram Transport Finance Company Limited7


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS• Hindu Undivided Families through the Karta who apply forNCDs aggregating to a value not more than ` 5 lacs, across allSeries of NCDsPlease note that it is clarified that Persons Resident OutsideIndia shall not be entitled to participate in the Issue and anyapplications from such persons are liable to be rejected.Participation of any of the aforementioned categories ofpersons or entities is subject to the applicable statutoryand/or regulatory requirements in connection with thesubscription to Indian securities by such categories ofpersons or entities. Applicants are advised to ensure thatApplications made by them do not exceed the investmentlimits or maximum number of NCDs that can be held by themunder applicable statutory and or regulatory provisions.Applicants are advised to ensure that they have obtained thenecessary statutory and/or regulatory permissions/ consents/approvals in connection with applying for, subscribing to, orseeking Allotment of NCDs pursuant to the Issue.The Lead Managers, the Co-Lead Managers and their respectiveassociates and affiliates are permitted to subscribe in the Issue.6. Who are not eligible to apply for NCDs? The followingcategories of persons, and entities, shall not be eligible toparticipate in the Issue and any Applications from such personsand entities are liable to be rejected:a) Minors without a guardian name*;b) Foreign nationals inter-alia including any NRIs who are (i)based in the USA, and/or, (ii) domiciled in the USA, and/or,(iii) residents/citizens of the USA, and/or, (iv) subject to anytaxation laws of the USA;c) Persons resident outside India;d) Foreign Institutional Investors;e) Qualified Foreign Investors;f) Overseas Corporate Bodies; andg) Persons ineligible to contract under applicable statutory/regulatory requirements.* Applicant shall ensure that guardian is competent to contract underIndian Contract Act, 1872Based on the information provided by the Depositories, theCompany shall have the right to accept Applications belongingto an account for the benefit of a minor (under guardianship). Incase of Applications for Allotment of NCDs, the Registrar to theIssue shall verify the above on the basis of the records providedby the Depositories based on the DP ID and Client ID providedby the Applicants in the Application Form and uploaded ontothe electronic system of the Stock Exchanges.The concept of Overseas Corporate Bodies (meaning anycompany, partnership firm, society and other corporate body oroverseas trust irrevocably owned/held directly or indirectly tothe extent of at least 60% by NRIs), which was in existence until2003, was withdrawn by the Foreign Exchange Management(Withdrawal of General Permission to Overseas CorporateBodies) Regulations, 2003. Accordingly, OCBs are not permittedto invest in the Issue.No offer to the public (as defined under Directive 2003/71/EC,together with any amendments and implementing measuresthereto, the “Prospectus Directive”) has been or will be madein respect of the Issue or otherwise in respect of the NCDs, inany Member State of the European Economic Area which hasimplemented the Prospectus Directive (a “Relevant MemberState”) except for any such offer made under exemptionsavailable under the Prospectus Directive, provided that no suchoffer shall result in a requirement to publish or supplement aprospectus pursuant to the Prospectus Directive, in respect ofthe Issue or otherwise in respect of the NCDs.Please refer to “Rejection of Applications” on page 300 of theProspectus for information on rejection of Applications.7. Modes of Making Applications: Applicants may use any ofthe following facilities for making Applications:(a) ASBA Applications through the Lead Managers, the Co-LeadManagers, Lead Brokers, sub-brokers or the Trading Membersof the Stock Exchanges only in the Specified Cities (namely,Mumbai, Chennai, Kolkata, Delhi, Ahmedabad, Rajkot, Jaipur,Bengaluru, Hyderabad, Pune, Vadodara and Surat) (“SyndicateASBA”). For further details please refer to “Submission of ASBAApplications” on page 285 of the Prospectus;(b) ASBA Applications through the Designated Branches of theSCSBs. For further details please refer to “Submission of ASBAApplications” on page 285 of the Prospectus; and(c) Non-ASBA Applications through the Lead Managers, theCo-Lead Managers, Lead Brokers, sub-brokers or the TradingMembers of the Stock Exchanges at the centres mentioned inApplication Form. For further details please refer to “Submissionof Non-ASBA Applications (other than Direct OnlineApplications)” on page 286 of the Prospectus.(d) Non-ASBA Applications for Allotment in physical formthrough the Lead Managers, the Co-Lead Managers, LeadBrokers, sub-brokers or the Trading Members of the StockExchanges at the centres mentioned in Application Form.For further details please refer to “Submission of Non-ASBAApplications for Allotment of NCDs in the Physical Form” onpage 284 of the Prospectus.(e) Please note that clarifications and/or confirmations regardingthe implementation of the requisite infrastructure and facilities inrelation to direct online applications and online payment facilityhave been sought from the Stock Exchanges and the StockExchanges have confirmed that the necessary infrastructure andfacilities for the same have not been implemented by both StockExchanges. Hence, the Direct Online Application facility willnot be available for this Issue.APPLICATIONS FOR ALLOTMENT OF NCDsDetails for Applications by certain categories of Applicantsincluding documents to be submitted are summarized below.8. Applications by Mutual Funds: No mutual fund scheme shallinvest more than 15% of its NAV in debt instruments issued bya single Company which are rated not below investment gradeby a credit rating agency authorized to carry out such activity.Such investment limit may be extended to 20% of the NAV ofthe scheme with the prior approval of the Board of Trustees andthe Board of the relevant asset management company.A separate Application can be made in respect of each schemeof an Indian mutual fund registered with SEBI and suchApplications shall not be treated as multiple Applications.Applications made by the AMCs or custodians of a MutualFund shall clearly indicate the name of the concerned schemefor which Application is being made. In case of Applicationsmade by Mutual Fund registered with SEBI, a certified copy oftheir SEBI registration certificate must be submitted with theApplication Form. The Applications must be also accompaniedby certified true copies of (i) SEBI Registration Certificate andtrust deed (ii) resolution authorising investment and containing8 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSformed and registered under the provisions of the LimitedLiability Partnership Act, 2008 (No. 6 of 2009)The Application must be accompanied by certified true copies of:(i) Partnership Deed; (ii) Any documents evidencing registrationthereof under applicable statutory/regulatory requirements; (iii)Resolution authorizing investment and containing operatinginstructions (Resolution); (iv) Specimen signature of authorizedperson. Failing this, our Company reserves the right toaccept or reject any Applications in whole or in part, ineither case, without assigning any reason therefor.17. Applications under Power of Attorney: In case ofApplications made pursuant to a power of attorney by Applicantswho are Institutional Investors or Non Institutional Investors, acertified copy of the power of attorney or the relevant resolutionor authority, as the case may be, with a certified copy of thememorandum of association and articles of association and/or bye laws must be submitted with the Application Form. Incase of Applications made pursuant to a power of attorney byApplicants who are HNI Investors or Retail Individual Investors,a certified copy of the power of attorney must be submitted withthe Application Form. Failing this, the Company reserves theright to accept or reject any Application in whole or in part,in either case, without assigning any reason therefor. TheCompany, in its absolute discretion, reserves the right torelax the above condition of attaching the power of attorneywith the Application Forms subject to such terms andconditions that the Company, the Lead Managers and theCo-Lead Managers may deem fit.Brokers having online demat account portals may also providea facility of submitting the Application Forms (ASBA as well asnon-ASBA Applications) online to their account holders. Underthis facility, a broker receives an online instruction through itsportal from the Applicant for making an Application on his/her behalf. Based on such instruction, and a power of attorneygranted by the Applicant to authorise the broker, the brokermakes an Application on behalf of the Applicant.APPLICATIONS FOR ALLOTMENT OF NCDs IN THEPHYSICAL AND DEMATERIALIZED FORM:18. Application for allotment in the physical form:Submission of Non- ASBA Applications for Allotment ofthe NCDs in physical form : Applicants can also apply forAllotment of the NCDs in physical form by submitting dulyfilled in Application Forms to the Lead Managers, the Co-Lead Managers, the Lead Brokers, sub-brokers or the TradingMembers of the Stock Exchanges, with the accompanyingaccount payee cheques or demand drafts representing the fullApplication Amount and KYC documents as specified under“Applications for Allotment of NCDs” and “Issue Procedure- Additional instructions for Applicants seeking Allotmentof the NCDs in physical form” at pages 282 and 293 of theProspectus respectively. The Lead Managers, the Co-LeadManagers, the Lead Brokers, sub-brokers and the TradingMembers of the Stock Exchanges shall, on submission ofthe Application Forms to them, verify and check the KYCdocuments submitted by such Applicants and upload details ofthe Application on the online platforms of Stock Exchanges,following which they shall acknowledge the uploading of theApplication Form by stamping the acknowledgment slip withthe date and time and returning it to the Applicant.On uploading of the Application details, the Lead Managers,the Co-Lead Managers, the Lead Brokers, sub-brokers andTrading Members of the Stock Exchanges will submit theApplication Forms, with the cheque/demand draft to theEscrow Collection Bank(s) along with the KYC documents,which will realise the cheque/demand draft, and send theApplication Form and the KYC documents to the Registrarto the Issue, who shall check the KYC documents submittedand match Application details as received from the onlineplatforms of Stock Exchanges with the Application Amountdetails received from the Escrow Collection Bank(s) forreconciliation of funds received from the Escrow CollectionBank(s). In case of discrepancies between the two databases,the details received from the online platforms of StockExchanges will prevail, except in relation to discrepanciesbetween Application Amounts. Lead Managers, the Co-LeadManagers, the Lead Brokers, sub-brokers and the TradingMembers of the Stock Exchanges are requested to note that allApplicants are required to be banked with only the designatedbranches of Escrow Collection Bank(s). On Allotment,the Registrar to the Issue will dispatch NCD certificates/Allotment Advice to the successful Applicants to theiraddresses as provided in the Application Form. If the KYCdocuments of an Applicant are not in order, the Registrarto the Issue will withhold the dispatch of NCD certificatespending receipt of complete KYC documents from suchApplicant. In such circumstances, successful Applicantsshould provide complete KYC documents to the Registrarto the Issue at the earliest. In such an event, any delayby the Applicant to provide complete KYC documents tothe Registrar to the Issue will be at the Applicant’s solerisk and neither the Company, the Registrar to the Issue,the Escrow Collection Bank(s), nor the Lead Managers,the Co-Lead Managers and/or the Lead Brokers will beliable to compensate the Applicants for any losses causedto them due to any such delay, or liable to pay any intereston the Application Amounts for such period duringwhich the NCD certificates are withheld by the Registrarto the Issue. Further, the Company will not be liable forany delays in payment of interest on the NCDs Allottedto such Applicants, and will not be liable to compensatesuch Applicants for any losses caused to them due to anysuch delay, or liable to pay any interest for such delay inpayment of interest on the NCDs.For instructions pertaining to completing Application Form pleasesee “Issue Procedure - General Instructions” and “Issue Procedure- Additional Instructions for Applicants seeking allotment ofNCDs in physical form” on pages 288 and 293 of the Prospectusrespectively.19. Applications for allotment in the dematerialized form:Submission of ASBA Applications: Applicants can also applyfor NCDs using the ASBA facility. ASBA Applications can besubmitted through either of the following modes:a) Physically or electronically to the Designated Branchesof the SCSB with whom an Applicant’s ASBA Accountis maintained. In case of ASBA Application in physicalmode, the ASBA Applicant shall submit the ApplicationForm at the relevant Designated Branch of the SCSB. TheDesignated Branch shall verify if sufficient funds equal tothe Application Amount are available in the ASBA Accountand shall also verify that the signature on the ApplicationForm matches with the Investor’s bank records, asmentioned in the ASBA Application, prior to uploading10 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSsuch ASBA Application into the electronic system of theStock Exchanges. If sufficient funds are not available inthe ASBA Account, the respective Designated Branchshall reject such ASBA Application and shall notupload such ASBA Application in the electronic systemof the Stock Exchanges. If sufficient funds are availablein the ASBA Account, the Designated Branch shall blockan amount equivalent to the Application Amount andupload details of the ASBA Application in the electronicsystem of the Stock Exchanges. The Designated Branchof the SCSBs shall stamp the Application Form and issuean acknowledgement as proof of having accepted theApplication. In case of Application in the electronic mode,the ASBA Applicant shall submit the ASBA Applicationeither through the internet banking facility available withthe SCSB, or such other electronically enabled mechanism forapplication and blocking funds in the ASBA Account held withSCSB, and accordingly registering such ASBA Applications.b) Physically through the Lead Managers, Co-LeadManagers, Lead Brokers, sub-brokers or Trading Membersof the Stock Exchanges only at the Specified Cities (Mumbai,Chennai, Kolkata, Delhi, Ahmedabad, Rajkot, Jaipur, Bangalore,Hyderabad, Pune, Vadodara and Surat), i.e. Syndicate ASBA.Kindly note that ASBA Applications submitted to the LeadManagers, the Co-Lead Managers, Lead Brokers, sub-brokersor Trading Members of the Stock Exchanges at the SpecifiedCities will not be accepted if the SCSB where the ASBAAccount, as specified in the ASBA Application, is maintainedhas not named at least one branch at that Specified City forthe Lead Managers, the Co-Lead Managers, Lead Brokers,sub-brokers or Trading Members of the Stock Exchanges, asthe case may be, to deposit ASBA Applications (A list ofsuch branches is available at http://www.sebi.gov.in/sebiweb/home/list/5/33/0/0/Recognised-Intermediaries).Upon receipt of the Application Form by the LeadManagers, the Co-Lead Managers, Lead Brokers, subbrokersor Trading Members of the Stock Exchanges, asthe case may be, an acknowledgement shall be issued bygiving the counter foil of the Application Form to the ASBAApplicant as proof of having accepted the Application.Thereafter, the details of the Application shall be uploadedin the electronic system of the Stock Exchanges and theApplication Form shall be forwarded to the relevant branchof the SCSB, in the relevant Specified City, named by such SCSBto accept such ASBA Applications from the Lead Managers,the Co-Lead Managers, Lead Brokers, sub-brokers or TradingMembers of the Stock Exchanges, as the case may be (A listof such branches is available at http://www.sebi.gov.in/sebiweb/home/list/5/33/0/0/Recognised-Intermediaries). Upon receiptof the ASBA Application, the relevant branch of the SCSBshall perform verification procedures including verification ofthe Applicant’s signature with his bank records and check ifsufficient funds equal to the Application Amount are availablein the ASBA Account, as mentioned in the ASBA Form. Ifsufficient funds are not available in the ASBA Account, therelevant ASBA Application is liable to be rejected. If sufficientfunds are available in the ASBA Account, the relevant branch ofthe SCSB shall block an amount equivalent to the ApplicationAmount mentioned in the ASBA Application. The ApplicationAmount shall remain blocked in the ASBA Account untilapproval of the Basis of Allotment and consequent transferof the amount against the Allotted NCDs to the PublicIssue Account(s), or until withdrawal/ failure of the Issueor until withdrawal/ rejection of the Application Form, asthe case may be.20 ASBA Applicants must note that:(a) Physical Application Forms will be available with theDesignated Branches of the SCSBs and with the LeadManagers, the Co-Lead Managers, Lead Brokers, subbrokersand Trading Members of the Stock Exchanges atthe Specified Cities; and electronic Application Forms willbe available on the websites of the SCSBs and the StockExchanges at least one day prior to the Issue Opening Date.Application Forms will also be provided to the TradingMembers of the Stock Exchanges at their request. TheApplication Forms would be serially numbered. Further,the SCSBs will ensure that the abridged Prospectus ismade available on their websites.(b) The Designated Branches of the SCSBs shall acceptASBA Applications directly from ASBA Applicants onlyduring the Issue Period. The SCSB shall not accept anyASBA Applications directly from ASBA Applicants afterthe closing time of acceptance of Applications on the IssueClosing Date. However, in case of Syndicate ASBA, therelevant branches of the SCSBs at Specified Cities can acceptASBA Applications from the Lead Managers, the Co-LeadManagers, Lead Brokers, sub-brokers or Trading Membersof the Stock Exchanges, as the case may be, after the closingtime of acceptance of Applications on the Issue ClosingDate. For further information on the Issue programme,please refer to “General Information – Issue Programme”on page 52 of the Prospectus.(c) In case of Applications through Syndicate ASBA, thephysical Application Form shall bear the stamp of theLead Managers, the Co-Lead Managers, Lead Brokers, subbrokersor Trading Members of the Stock Exchanges, as thecase maybe, if not, the same shall be rejected. ApplicationForms directly submitted to SCSBs should bear thestamp of SCSBs, if not, the same are liable to be rejected.Please note that ASBA Applicants can make an Application forAllotment of NCDs in the dematerialized form only.21. Submission of Non-ASBA Applications (Otherthan Direct Online Applications): Applicants must usethe specified Application Form, which will be seriallynumbered, bearing the stamp of the relevant Lead Manager,the Co-Lead Managers, Lead Broker, sub-broker or TradingMember of the Stock Exchanges, as the case maybe, fromwhom such Application Form is obtained. Such ApplicationForm must be submitted to the relevant Lead Manager, theCo-Lead Managers, Lead Broker, sub-broker or TradingMember of the Stock Exchanges, as the case maybe, at thecenters mentioned in the Application Form along with thecheque or bank draft for the Application Amount, before theclosure of the Issue Period. The Stock Exchanges may alsoprovide Application Forms for being downloaded and filled.Accordingly the investors may download Application Formsand submit the completed Application Forms together withcheques/ demand drafts to the Lead Manager, the Co-LeadManagers, Lead Broker, sub-broker or Trading Member of theStock Exchanges at the centers mentioned in the ApplicationForm. On submission of the complete Application Form, therelevant Lead Manager, the Co-Lead Managers, Lead Broker,sub-broker or Trading Member of the Stock Exchange,Shriram Transport Finance Company Limited11


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSas the case maybe, will upload the Application Form onthe electronic system provided by the Stock Exchange,and once an Application Form has been uploaded, issuean acknowledgement of such upload by stamping theacknowledgement slip attached to the Application Formwith the relevant date and time and return the same to theApplicant. Thereafter, the Application Form together withthe cheque or bank draft shall be forwarded to the EscrowCollection Banks for realization and further processing.The duly stamped acknowledgment slip will serve as aduplicate Application Form for the records of the Applicant.The Applicant must preserve the acknowledgment slip andprovide the same in connection with:(a) any cancellation/ withdrawal of their Application;(b) queries in connection with allotment and/ or refund(s) ofNCDs; and/or(c) all investor grievances/ complaints in connection with the Issue.22. Submission of Direct Online Applications:Please note that clarifications and/or confirmations regardingthe implementation of the requisite infrastructure andfacilities in relation to direct online applications and onlinepayment facility have been sought from the Stock Exchangesand the Stock Exchanges have confirmed that the necessaryinfrastructure and facilities for the same have not beenimplemented by both Stock Exchanges. Hence, the DirectOnline Application facility will not be available for this IssueApplicants having operational beneficiary accounts can opt tosubmit Direct Online Applications through the online platformand online payment facility offered by Stock Exchanges. SuchApplicants must:• log on to the online platform of the Stock Exchange;• use and duly fill the Application Form available on the onlineplatform of the Stock Exchange;• use the optional facility (if provided by the Stock Exchangeto supply the details of the broker who referred the Issue to theApplicant), if any;• submit the above information online following the instructionsstated therein; and• make the requisite payment for the NCDs applied for using theonline payment facility.Relevant “know your customer” details of such Applicants willbe validated online from the Depositories, on the basis of theDP ID and Client ID provided by them in the Application Form.On successful submission of a Direct Online Application, theApplicant will receive a system-generated UAN and an SMSor an e-mail confirmation on credit of the requisite ApplicationAmount paid through the online payment facility with the DirectOnline Application. On Allotment, the Registrar to the Issueshall credit NCDs to the beneficiary account of the Applicant andin case of refund, the refund amount shall be credited directlyto the Applicant’s bank account. Applicants applying throughthe Direct Online Application facility must preserve their UANand quote their UAN in: (a) any cancellation/withdrawal oftheir Application; (b) in queries in connection with Allotmentof NCDs and/or refund(s); and/or (c) in all investor grievances/complaints in connection with the Issue.As per Circular No. CIR./IMD/DF-1/20/2012 dated July 27,2012 issued by SEBI, the availability of the Direct OnlineApplications facility is subject to the Stock Exchangesputting in place the necessary systems and infrastructure,and accordingly the aforementioned disclosures are subjectto any further clarifications, notification, modificationdeletion, direction, instructions and/or correspondence thatmay be issued by the Stock Exchanges and/or SEBI.INSTRUCTIONS FOR FILLING-UP THE APPLICATIONFORM23. General Instructions:A. General instructions for completing the Application Form• Applications must be made in prescribed Application Formonly;• Application Forms must be completed in block letters inEnglish, as per the instructions contained in the Prospectus,the abridged Prospectus and the Application Form.• If the Application is submitted in joint names, the ApplicationForm should contain only the name of the first Applicant whosename should also appear as the first holder of the depositoryaccount held in joint names.• Applications must be for a minimum of ten NCDs and inmultiples of one NCD thereafter. For the purpose of fulfillingthe requirement of minimum application size of ten NCDs,an Applicant may choose to apply for ten NCDs of the sameSeries or across different Series. Applicants may apply for oneor more Series of NCDs Applied for in a single ApplicationForm.• If the depository account is held in joint names, theApplication Form should contain the name and PAN of theperson whose name appears first in the depository accountand signature of only this person would be required in theApplication Form. This Applicant would be deemed to havesigned on behalf of joint holders and would be required togive confirmation to this effect in the Application Form.• Applications should be made by Karta in case of HUFs.Applicants are required to ensure that the PAN details of theHUF are mentioned and not those of the Karta.;• Thumb impressions and signatures other than in English/Hindi/Gujarati/Marathi or any other languages specified inthe 8th Schedule of the Constitution needs to be attested by aMagistrate or Notary Public or a Special Executive Magistrateunder his/her seal;• No separate receipts will be issued for the money payableon the submission of the Application Form. However, theLead Managers, the Co-Lead Managers, Lead Brokers, subbrokers,Trading Members of the Stock Exchanges or theDesignated Branches of the SCSBs, as the case may be, willacknowledge the receipt of the Application Forms by stampingand returning to the Applicants the acknowledgement slip.This acknowledgement slip will serve as the duplicate of theApplication Form for the records of the Applicant. Applicantsmust ensure that the requisite documents are attached tothe Application Form prior to submission and receipt ofacknowledgement from the relevant Lead Manager, the Co-Lead Managers, Lead Broker, sub-broker, Trading Member ofthe Stock Exchanges or the Designated Branch of the SCSBs,as the case may be.• Every Applicant should hold valid Permanent AccountNumber (PAN) and mention the same in the Application Form.• All Applicants are required to tick the relevant column of“Category of Investor” in the Application Form.• All Applicants are required to tick the relevant box of the12 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS“Mode of Application” in the Application Form choosingeither ASBA or Non-ASBA mechanism.• ASBA Applicants should correctly mention the ASBAAccount number and ensure that funds equal to the ApplicationAmount are available in the ASBA Account before submittingthe Application Form to the Designated Branch and alsoensure that the signature in the Application Form matcheswith the signature in Applicant’s bank records, otherwise theApplication is liable to be rejected.Applicants should note that neither the Lead Managers, theCo-Lead Managers, Lead Brokers, sub-brokers, TradingMember of the Stock Exchanges, Escrow CollectionBanks nor Designated Branches, as the case may be, willbe liable for error in data entry due to incomplete orillegible Application Forms.Our Company would allot Series V NCDs to all validApplications, wherein the Applicants have not indicatedtheir choice of the relevant Series of NCDs.B. Applicant’s Beneficiary Account and Bank AccountDetailsApplicants applying for Allotment in dematerialised formmust mention their DP ID and Client ID in the ApplicationForm, and ensure that the name provided in the ApplicationForm is exactly the same as the name in which the BeneficiaryAccount is held. In case the Application Form for Allotmentin dematerialised form is submitted in the first Applicant’s,it should be ensured that the Beneficiary Account is held inthe same joint names and in the same sequence in which theyappear in the Application Form. In case the DP ID, Client IDand PAN mentioned in the Application Form for Allotment indematerialised form and entered into the electronic system ofthe Stock Exchanges do not match with the DP ID, Client IDand PAN available in the Depository database or in case PANis not available in the Depository database, the ApplicationForm for Allotment in dematerialised form is liable to berejected. Further, Application Forms submitted by Applicantsapplying for Allotment in dematerialised form, whosebeneficiary accounts are inactive, will be rejected.On the basis of the DP ID and Client ID provided bythe Applicant in the Application Form for Allotment indematerialised form and entered into the electronic systemof the Stock Exchanges, the Registrar to the Issue willobtain from the Depositories the Demographic Details of theApplicant including PAN, address, bank account details forprinting on refund orders/sending refunds through electronicmode, Magnetic Ink Character Recognition (“MICR”) Codeand occupation. These Demographic Details would be usedfor giving Allotment Advice and refunds (including throughphysical refund warrants, direct credit, NECS, NEFT andRTGS), if any, to the Applicants. Hence, Applicants areadvised to immediately update their Demographic Details asappearing on the records of the DP and ensure that they aretrue and correct, and carefully fill in their Beneficiary Accountdetails in the Application Form. Failure to do so could result indelays in dispatch/credit of refunds to Applicants and deliveryof Allotment Advice at the Applicants’ sole risk, and neitherthe Company, the Lead Managers, the Co-Lead Managers,Lead Brokers, sub-brokers, Trading Members of the StockExchanges, Escrow Collection Bank(s), SCSBs, Registrar tothe Issue nor the Stock Exchanges will bear any responsibilityor liability for the same.The Demographic Details would be used for correspondence withthe Applicants including mailing of the Allotment Advice andprinting of bank particulars on the refund orders, or for refundsthrough electronic transfer of funds, as applicable. AllotmentAdvice and physical refund orders (as applicable) would bemailed at the address of the Applicant as per the DemographicDetails received from the Depositories. Applicants may notethat delivery of refund orders/ Allotment Advice may getdelayed if the same once sent to the address obtained from theDepositories are returned undelivered. In such an event, theaddress and other details given by the Applicant (other thanASBA Applicants) in the Application Form would be usedonly to ensure dispatch of refund orders. Please note thatany such delay shall be at such Applicants sole risk andneither our Company, the Lead Managers, the Co-LeadManagers, Lead Brokers, sub-brokers, Trading Membersof the Stock Exchanges, Escrow Collection Banks, SCSBs,Registrar to the Issue nor the Stock Exchanges shall beliable to compensate the Applicant for any losses causedto the Applicant due to any such delay or liable to pay anyinterest for such delay. In case of refunds through electronicmodes as detailed in the Prospectus, refunds may be delayedif bank particulars obtained from the Depository Participantare incorrect.In case of Applications made under power of attorney,our Company in its absolute discretion, reserves the rightto permit the holder of Power of Attorney to request theRegistrar that for the purpose of printing particulars on therefund order and mailing of refund orders/ Allotment Advice,the demographic details obtained from the Depository of theApplicant shall be used. By signing the Application Form,the Applicant would have deemed to have authorized theDepositories to provide, upon request, to the Registrar to theIssue, the required Demographic Details as available on itsrecords. The Demographic Details given by Applicant in theApplication Form would not be used for any other purpose bythe Registrar to the Issue except in relation to the Issue.With effect from August 16, 2010, the beneficiary accountsof Applicants for whom PAN details have not been verifiedshall be suspended for credit and no credit of NCDs pursuantto the Issue will be made into the accounts of such Applicants.Application Forms submitted by Applicants whose beneficiaryaccounts are inactive shall be rejected. Furthermore, in caseno corresponding record is available with the Depositories, whichmatches the three parameters, namely, DP ID, Client ID and PAN,then such Application are liable to be rejected.C. Permanent Account Number (PAN)The Applicant should mention his or her PermanentAccount Number (PAN) allotted under the IT Act. Forminor Applicants, applying through the guardian, it is mandatoryto mention the PAN of the minor Applicant. However,Applications on behalf of the Central or State Governmentofficials and the officials appointed by the courts in terms of aSEBI circular dated June 30, 2008 and Applicants residing in thestate of Sikkim who in terms of a SEBI circular dated July 20,2006 may be exempt from specifying their PAN for transactingin the securities market. In accordance with Circular No.MRD/DOP/Cir-05/2007 dated April 27, 2007 issuedby SEBI, the PAN would be the sole identificationnumber for the participants transacting in the securitiesmarket, irrespective of the amount of transaction. AnyApplication Form, without the PAN is liable to beShriram Transport Finance Company Limited13


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSrejected, irrespective of the amount of transaction.It is to be specifically noted that the Applicants shouldnot submit the GIR number instead of the PAN as theApplication is liable to be rejected on this ground.However, the exemption for the Central or State Governmentand the officials appointed by the courts and for investorsresiding in the State of Sikkim is subject to the DepositoryParticipants‘ verifying the veracity of such claims by collectingsufficient documentary evidence in support of their claims. Atthe time of ascertaining the validity of these Applications, theRegistrar to the Issue will check under the Depository recordsfor the appropriate description under the PAN field i.e. eitherSikkim category or exempt category.D. Joint ApplicationsIf the depository account is held in joint names, the ApplicationForm should contain the name and PAN of the person whosename appears first in the depository account and signature ofonly this person would be required in the Application Form.This Applicant would be deemed to have signed on behalf ofjoint holders and would be required to give confirmation to thiseffect in the Application FormE. Additional/ Multiple ApplicationsAn Applicant is allowed to make one or more Applicationsfor the NCDs for the same or other Series of NCDs, subjectto a minimum application size of ` 10,000/- and in multiplesof ` 1,000/- thereafter. Any Application for an amountbelow the aforesaid minimum application size will bedeemed as an invalid application and shall be rejected.However, multiple Applications by the same individualApplicant aggregating to a value exceeding ` 5 lacs shall bedeem such individual Applicant to be a HNI Applicant and allsuch Applications shall be grouped in the HNI Portion, for thepurpose of determining the basis of allotment to such Applicant.However, any Application made by any person in his individualcapacity and an Application made by such person in his capacityas a karta of a Hindu Undivided family and/or as Applicant(second or third Applicant), shall not be deemed to be a multipleApplication. For the purposes of allotment of NCDs under theIssue, Applications shall be grouped based on the PAN, i.e.Applications under the same PAN shall be grouped togetherand treated as one Application. Two or more Applicationswill be deemed to be multiple Applications if the sole or firstApplicant is one and the same. For the sake of clarity, two ormore applications shall be deemed to be a multiple Applicationfor the aforesaid purpose if the PAN number of the sole or thefirst Applicant is one and the same.24. Do’s and Don’ts: Applicants are advised to take note ofthe following while filling and submitting the Application Form:Do’s1. Check if you are eligible to apply as per the terms of theProspectus and applicable law;2. Read all the instructions carefully and complete theApplication Form in the prescribed form;3. Ensure that you have obtained all necessary approvals fromthe relevant statutory and/or regulatory authorities to applyfor, subscribe to and/or seek Allotment of NCDs pursuant tothe Issue.4. Ensure that the DP ID and Client ID are correct and beneficiaryaccount is activated for Allotment of NCDs in dematerializedform. The requirement for providing Depository Participantdetails shall be mandatory for all Applicants.5. Ensure that the Application Forms are submitted at thecollection centres provided in the Application Forms, bearingthe stamp of a Lead Manager, the Co-Lead Managers, LeadBroker, sub-brokers or Trading Members of the StockExchange, as the case may be, for Applications other thanASBA Applications.6. Ensure that you have been given an acknowledgement asproof of having accepted the Application Form;7. In case of any revision of Application in connection withany of the fields which are not allowed to be modified on theelectronic application platform of the Stock Exchanges as per theprocedures and requirements prescribed by each relevant StockExchange, ensure that you have first withdrawn your originalApplication and submit a fresh Application. For instance, as perthe notice No: 20120831-22 dated August 31, 2012 issued bythe BSE, fields namely, quantity, series, application no., subcategorycodes will not be allowed for modification during theIssue. In such a case the date of the fresh Application will beconsidered for date priority for allotment purposes.8. Ensure that signatures other than in the languages specifiedin the Eighth Schedule to the Constitution of India is attestedby a Magistrate or a Notary Public or a Special ExecutiveMagistrate under official seal.9. Ensure that the DP ID, the Client ID and the PAN mentionedin the Application Form, which shall be entered into theelectronic system of the Stock Exchanges, match with the DPID, Client ID and PAN available in the Depository database;10. In case of an HUF applying through its Karta, the Applicantis required to specify the name of an Applicant in the ApplicationForm as ‘XYZ Hindu Undivided Family applying throughPQR’, where PQR is the name of the Karta;11. Ensure that the Applications are submitted to the LeadManagers, the Co-Lead Managers, Lead Brokers, sub-brokers,Trading Members of the Stock Exchange or DesignatedBranches of the SCSBs, as the case may be, before the closureof application hours on the Issue Closing Date. For furtherinformation on the Issue programme, please refer to “GeneralInformation – Issue Programme” on page 52 of the Prospectus.12. Ensure that the Demographic Details including PAN areupdated, true and correct in all respects;13. Ensure that you have obtained all necessary approvalsfrom the relevant statutory and/or regulatory authorities toapply for, subscribe to and/or seek allotment of NCDs pursuantto the Issue;14. Permanent Account Number: Except for Application(i) on behalf of the Central or State Government and officialsappointed by the courts, and (ii) (subject to SEBI circulardated April 3, 2008) from the residents of the state of Sikkim,each of the Applicants should provide their PAN. ApplicationForms in which the PAN is not provided will be rejected. Theexemption for the Central or State Government and officialsappointed by the courts and for investors residing in the State ofSikkim is subject to (a) the demographic details received fromthe respective depositories confirming the exemption granted tothe beneficiary owner by a suitable description in the PAN fieldand the beneficiary account remaining in “active status”; and(b) in the case of residents of Sikkim, the address as per thedemographic details evidencing the same;15. Ensure that if the depository account is held in jointnames, the Application Form should contain the name andPAN of the person whose name appears first in the depository14 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSaccount and signature of only this person would be requiredin the Application Form. This Applicant would be deemed tohave signed on behalf of joint holders and would be requiredto give confirmation to this effect in the Application Form;16. Applicants are requested to write their names andApplication serial number on the reverse of the instruments bywhich the payments are made;17. All Applicants are requested to tick the relevant column“Category of Investor” in the Application Form; and18. Tick the Series of NCDs in the Application Form that youwish to apply for.Don’ts:1. Do not apply for lower than the minimum application size;2. Do not pay the Application Amount in cash, by money orderor by postal order or by stockinvest;3. Do not send Application Forms by post; instead submitthe same to the Lead Managers, the Co-Lead Managers,Lead Brokers, sub-brokers, Trading Members of the StockExchange or Designated Branches of the SCSBs, as thecase may be;4. Do not fill up the Application Form such that the NCDsapplied for exceeds the Issue size and/or investment limitor maximum number of NCDs that can be held underthe applicable laws or regulations or maximum amountpermissible under the applicable regulations;5. Do not submit the GIR number instead of the PAN as theApplication is liable to be rejected on this ground;6. Do not submit incorrect details of the DP ID, Client IDand PAN or provide details for a beneficiary account whichis suspended or for which details cannot be verified by theRegistrar to the Issue;7. Do not submit the Application Forms without the fullApplication Amount;8. Do not submit Applications on plain paper or on incompleteor illegible Application Forms;9. Do not apply if you are not competent to contract under theIndian Contract Act, 1872;10. Do not submit an Application in case you are not eligibleto acquire NCDs under applicable law or your relevantconstitutional documents or otherwise;11. Do not submit an Application that does not comply withthe securities law of your respective jurisdiction;12. Do not apply if you are a person ineligible to apply forNCDs under the Issue including Applications by PersonsResident Outside India, (inter-alia including NRIs who are (i)based in the USA, and/or, (ii) domiciled in the USA, and/or,(iii) residents/citizens of the USA, and/or, (iv) subject to anytaxation laws of the USA);13. Applicants other than ASBA Applicants should not submitthe Application Form directly to the Escrow Collection Banks/Bankers to the Issue, and the same will be rejected in suchcases; and14. Do not make an application of the NCD on multiple copiestaken of a single form.25. Additional Instructions Specific to ASBA ApplicantsDo’s:1. Check if you are eligible to Apply under ASBA;2. Read all the instructions carefully and complete theApplication Form;3. Ensure that you tick the ASBA option in the ApplicationForm and give the correct details of your ASBA Accountincluding bank account number/ bank name and branch;4. Ensure that your Application Form is submitted eitherat a Designated Branch of a SCSB where the ASBAAccount is maintained or with the Lead Managers, theCo-Lead Managers, Lead Brokers, sub-brokers or TradingMembers of the Stock Exchange at the Specified Cities,and not directly to the Escrow Collecting Banks (assumingthat such bank is not a SCSB) or to our Company or theRegistrar to the Issue;5. In case of ASBA Applications through Syndicate ASBA,before submitting the physical Application Form to the LeadManagers, the Co-Lead Managers, Lead Brokers, subbrokersor Trading Members of the Stock Exchange, ensurethat the SCSB where the ASBA Account, as specified in theASBA Form, is maintained has named at-least one branchin that Specified City for the Lead Managers, the Co-LeadManagers, Lead Brokers, sub-brokers or Trading Membersof the Stock Exchange, as the case may be, to deposit ASBAForms (A list of such branches is available at http://www.sebi.gov.in/sebiweb/home/list/5/33/0/0/Recognised-Intermediaries;6. In terms of the SEBI circular CIR/CFD/DIL/1/2013dated January 2, 2013, in case of an SCSB making an ASBAApplication, such ASBA Application should be made throughan ASBA Account utilised solely for the purpose of applyingin public issues and maintained in the name of such SCSBApplicant with a different SCSB, wherein clear demarcatedfunds are available.7. Ensure that the Application Form is signed by the ASBAAccount holder in case the ASBA Applicant is not the accountholder;8. Ensure that you have funds equal to the Application Amountin the ASBA Account before submitting the Application Formand that your signature in the Application Form matches withyour available bank records;9. Ensure that you have correctly ticked, provided or checkedthe authorisation box in the Application Form, or haveotherwise provided an authorisation to the SCSB via theelectronic mode, for blocking funds in the ASBA Accountequivalent to the Application Amount mentioned in theApplication Form; and10. Ensure that you receive an acknowledgement from theDesignated Branch or the concerned Lead Manager, theCo-Lead Managers, Lead Broker, sub-broker or TradingMember of the Stock Exchange, as the case may be, for thesubmission of the Application Form.Don’ts:1. Payment of Application Amount in any mode other thanthrough blocking of Application Amount in the ASBAAccounts shall not be accepted under the ASBA process;2. Do not submit the Application Form to the Lead Managers,the Co-Lead Managers, Lead Brokers, sub-brokers or TradingMembers of the Stock Exchange, as the case may be, at alocation other than the Specified Cities.3. Do not send your physical Application Form by post.Instead submit the same to a Designated Branch or the LeadManagers, the Co-Lead Managers, Lead Brokers, subbrokersor Trading Members of the Stock Exchange, as thecase may be, at the Specified Cities; and4. Do not submit more than five Application Forms per ASBAShriram Transport Finance Company Limited15


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSAccount.Kindly note that ASBA Applications submitted to theLead Managers, the Co-Lead Managers, Lead Brokers,sub-brokers or Trading Members of the Stock Exchangeat the Specified Cities will not be accepted if the SCSBwhere the ASBA Account, as specified in the ApplicationForm, is maintained has not named at least one branchat that Specified City for the Lead Managers, the Co-Lead Managers, Lead Brokers, sub-brokers or TradingMembers of the Stock Exchange, as the case may be, todeposit such Application Forms (A list of such branchesis available at http://www.sebi.gov.in/sebiweb/home/list/5/33/0/0/Recognised-Intermediaries).Please refer to “Rejection of Applications” on page 300 ofthe Prospectus for information on rejection of Applications.26. ADDITIONAL INSTRUCTIONS FOR APPLICANTSSEEKING ALLOTMENT OF NCDS IN PHYSICALFORM:Any Applicant who subscribes to the NCDs in physical formshall undertake the following steps:• Complete the Application Form in all respects, by providingall the information including PAN and Demographic Details.However, do not provide DP details in the Application Form.The requirement for providing DP details shall be mandatoryonly for Applicants who wish to subscribe to the NCDs indematerialised form.• Provide the following documents with the Application Form:(a) Self-attested copy of the PAN card(b) Proof of identification in case of Applications by or on behalfof the Central or State Government and the officials appointedby the courts and by Applicants residing in the State of Sikkim.Any one of the following documents shall be considered as averifiable proof of identification:• valid passport issued by the GoI; or• voter’s identity card issued by the GoI; or• valid driving license issued by any transport authority of theRepublic of India; or• Government ID card; or• Defence ID card; or• ration card issued by the GoI(c) Self-attested copy of proof of residence. Any one of thefollowing documents shall be considered as a verifiable proofof residence:• ration card issued by the GoI; or• valid driving license issued by any transport authority of theRepublic of India; or• electricity bill (not older than three months); or• landline telephone bill (not older than three months); or• valid passport issued by the GoI; or• voter’s identity card issued by the GoI; or• passbook or latest bank statement issued by a bank operatingin India; or• registered leave and license agreement or agreement for sale orrent agreement or flat• maintenance bill.• AADHAAR letter, issued by Unique Identification Authorityof India, GoI.(d) Self-attested copy of a cancelled cheque of the bank accountto which the amounts pertaining to payment of refunds, interestand redemption, as applicable, should be credited. In theabsence of such cancelled cheque, the Company reserves theright to reject the Application or to consider the bank detailsgiven on the Application Form at its sole discretion. In such casethe Company, the Lead Managers, the Co-Lead Managers andthe Registrar to the Issue shall not be liable for any delays/errorsin payment of refund and/or interest.The Applicant shall be responsible for providing the aboveinformation accurately. Delays or failure in credit of thepayments due to inaccurate details shall be at the sole risk ofthe Applicants and neither the Lead Managers, the Co-LeadManagers nor the Company shall have any responsibility andundertake any liability for the same. Applications for Allotmentof the NCDs in physical form, which are not accompaniedwith the abovestated documents, may be rejected at the solediscretion of the Company.In relation to the issuance of the NCDs in physical form, notethe following:1. An Applicant has the option to seek Allotment of NCDs ineither dematerialised or physical mode. However, an Applicantcan seek Allotment of NCDs in physical mode only if theApplicant does not have a beneficiary account. No partialApplication for the NCDs shall be permitted; any suchpartial Application is liable to be rejected.2. Any Applicant who provides Depository Participantdetails in the Application Form shall be Allotted the NCDsin dematerialised form only, irrespective of whether suchApplicant has provided the details required for Allotment inphysical form. Such Applicant shall not be Allotted NCDs inphysical form.3. In case of NCDs issued in physical form, the Companywill issue one certificate to the holders of the NCDs for theaggregate amount of the NCDs for each of the Series of NCDsthat are applied for (each such certificate, a “Consolidated NCDCertificate”). A successful Applicant can also request for theissue of NCD certificates in the denomination of 1 (one)NCD at any time post allotment of the NCDs.4. The Company shall dispatch the Consolidated NCDCertificate to the (Indian) address of the Applicant providedin the Application Form, within the time and in the mannerstipulated under Section 113 of the Companies Act, 1956, readwith the Company’s Articles of Association.All terms and conditions disclosed in relation to the NCDs heldin physical form pursuant to rematerialisation shall be applicablemutatis mutandis to the NCDs issued in physical form.The Applicant shall be responsible for providing the aboveinformation and KYC documents accurately. Delay or failurein credit of payments or receipt of Allotment Advice or NCDcertificates due to inaccurate or incomplete details shall beat the sole risk of the Applicants and the Lead Managers,the Co-Lead Managers, the Company and the Registrarto the Issue shall have no responsibility and undertake noliability in this relation. In case of Applications for Allotmentof NCDs in physical form, which are not accompanied withthe aforestated documents, Allotment of NCDs in physicalform may be held in abeyance by the Registrar to the Issue,pending receipt of KYC documents.16 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSTERMS OF PAYMENTThe entire issue price for the NCDs is payable on Applicationonly. In case of Allotment of lesser number of NCDs thanthe number applied, our Company shall refund the excessamount paid on Application to the Applicant.27. Payment mechanism for ASBA Applicant: The ASBAApplicants shall specify the ASBA Account number in theApplication Form.For ASBA Applications submitted to the Lead Managers, theCo-Lead Managers, Lead Brokers, sub-brokers or TradingMembers of the Stock Exchange at the Specified Cities, theASBA Application will be uploaded onto the electronic systemof the Stock Exchange and deposited with the relevant branchof the SCSB at the Specified City named by such SCSB toaccept such ASBA Applications from the Lead Managers, theCo-Lead Managers, Lead Brokers, sub-brokers or TradingMembers of the Stock Exchange, as the case may be (A listof such branches is available at http://www.sebi.gov.in/sebiweb/home/list/5/33/0/0/Recognised-Intermediaries). The relevantbranch of the SCSB shall perform verification procedures andblock an amount in the ASBA Account equal to the ApplicationAmount specified in the ASBA Application.For ASBA Applications submitted directly to the SCSBs, therelevant SCSB shall block an amount in the ASBA Accountequal to the Application Amount specified in the ASBAApplication, before entering the ASBA Application into theelectronic system of the Stock Exchanges. SCSBs may providethe electronic mode of application either through an internetenabled application and banking facility or such other secured,electronically enabled mechanism for application and blockingof funds in the ASBA Account.ASBA Applicants should ensure that they have funds equalto the Application Amount in the ASBA Account beforesubmitting the ASBA Application to the Lead Managers,the Co-Lead Managers, Lead Brokers, sub-brokers orTrading Members of the Stock Exchange, as the casemay be, at the Specified Cities or to the DesignatedBranches of the SCSBs. An ASBA Application where thecorresponding ASBA Account does not have sufficient fundsequal to the Application Amount at the time of blocking theASBA Account is liable to be rejected.The Application Amount shall remain blocked in the ASBAAccount until approval of the Basis of Allotment and consequenttransfer of the amount against the Allotted NCDs to the PublicIssue Account(s), or until withdrawal/ failure of the Issue oruntil withdrawal/ rejection of the Application Form, as the casemay be. Once the Basis of Allotment is approved, the Registrarto the Issue shall send an appropriate request to the controllingbranch of the SCSB for unblocking the relevant ASBA Accountsand for transferring the amount pertaining to NCDs allocable tothe successful ASBA Applicants to the Public Issue Account(s).In case of withdrawal/ failure of the Issue, the blocked amountshall be unblocked on receipt of such information from theRegistrar to the Issue.28. Escrow Mechanism for Applicants other than ASBAApplicants: Our Company shall open an Escrow Account witheach of the Escrow Collection Bank(s) in whose favour theApplicants (other than ASBA Applicants) shall draw the chequeor demand draft in respect of his or her Application. Cheques ordemand drafts received for the full Application Amount fromApplicants would be deposited in the Escrow Account(s). Allcheques/ bank drafts accompanying the Application shouldbe crossed “A/c Payee only” for eligible Applicants must bemade payable to “Escrow Account STFC NCD V Public Issue”.The Escrow Collection Bank(s) shall transfer the funds fromthe Escrow Account into the Public Issue Account(s), as perthe terms of the Escrow Agreement, the Prospectus and theProspectus.The Escrow Collection Banks will act in terms of the Prospectusand the Escrow Agreement. The Escrow Collection Banks, forand on behalf of the Applicants, shall maintain the monies inthe Escrow Account until the Designated Date. The EscrowCollection Banks shall not exercise any lien whatsoeverover the monies deposited therein and shall hold the moniestherein in trust for the Applicants. On the Designated Date, theEscrow Collection Banks shall transfer the funds representedby Allotment of NCDs (other than in respect of Allotment tosuccessful ASBA Applicants) from the Escrow Account, asper the terms of the Escrow Agreement, into the Public IssueAccount(s).The balance amount after transfer to the Public Issue Account(s)shall be transferred to the Refund Account. Payments of refundto the relevant Applicants shall also be made from the RefundAccount as per the terms of the Escrow Agreement and theProspectus.The Applicants should note that the escrow mechanism is notprescribed by SEBI and has been established as an arrangementbetween our Company, the Lead Managers, the Co-LeadManagers, the Escrow Collection Banks and the Registrar to theIssue to facilitate collections from the Applicants.Each Applicant shall draw a cheque or demand draft mechanismfor the entire Application Amount as per the following terms:1. All Applicants would be required to pay the full ApplicationAmount at the time of the submission of the Application Form.2. The Applicants shall, with the submission of the ApplicationForm, draw a payment instrument for the Application Amountin favour of the Escrow Accounts and submit the same alongwith their Application. If the payment is not made favouringthe Escrow Accounts along with the Application Form, theApplication is liable to be rejected by the Escrow CollectionBanks. Application Forms accompanied by cash, stockinvest,money order or postal order will not be accepted.• The payment instruments for payment into the Escrow Accountshould be drawn in favour of “Escrow Account STFC NCD VPublic Issue”3. The monies deposited in the Escrow Accounts will be held forthe benefit of the Applicants (other than ASBA Applicants) tillthe Designated Date.4. On the Designated Date, the Escrow Collection Banks shalltransfer the funds from the Escrow Accounts as per the terms ofthe Escrow Agreement into the Public Issue Account(s) with theBankers to the Issue and the refund amount shall be transferredto the Refund Account.5. Payments should be made by cheque or demand draft drawnon any bank (including a co-operative bank), which is situatedat, and is a member of or sub-member of the bankers’ clearinghouse located at the centre where the Application Form issubmitted. Outstation cheques, post dated cheques and cheques/bank drafts drawn on banks not participating in the clearingprocess will not be accepted and Applications accompaniedby such cheques or bank drafts are liable to be rejected. Cash/stockinvest/ money orders/ postal orders will not be accepted.Shriram Transport Finance Company Limited17


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSPlease note that cheques without the nine digit Magnetic InkCharacter Recognition (“MICR”) code are liable to be rejected.6. Applicants are advised to provide the Application Formnumber on the reverse of the cheque or bank draft to avoidmisuse of instruments submitted with the Application Form.29. Payment by cash/ stockinvest/ money order: Paymentthrough cash/ stockinvest/ money order shall not be acceptedin this Issue.30. Payment mechanism for Direct Online Applicants: Pleasenote that clarifications and/or confirmations regarding theimplementation of the requisite infrastructure and facilitiesin relation to direct online applications and online paymentfacility have been sought from the Stock Exchanges andthe Stock Exchanges have confirmed that the necessaryinfrastructure and facilities for the same have not beenimplemented by both Stock Exchanges. Hence, the DirectOnline Application facility will not be available for this Issue.SUBMISSION OF COMPLETED APPLICATIONFORMSMode ofSubmission ofApplicationFormsASBAApplicationsNon-ASBAApplicationsTo whom the Application Form hasto be submitted(i) If using physical Application Form,(a) to the Lead Managers, the Co-Lead Managers, Lead Brokers, subbrokersor Trading Members of theStock Exchanges only at the SpecifiedCities (“Syndicate ASBA”), or (b)to the Designated Branches of theSCSBs where the ASBA Account ismaintained; or(ii) If using electronic ApplicationForm, to the SCSBs, electronicallythrough internet banking facility, ifavailable.The Lead Managers, the Co-LeadManagers, Lead Brokers, sub-brokersor Trading Members of the StockExchanges at the centres mentioned inthe Application Form.Note: Applications for Allotment inphysical form can be made only byusing non-ASBA Applications andApplicants are not permitted to makeApplications for Allotment in physicalform using ASBA Applications andDirect Online Applications.Please note that clarifications and/or confirmations regardingthe implementation of the requisite infrastructure and facilitiesin relation to direct online applications and online paymentfacility have been sought from the Stock Exchanges and the StockExchanges have confirmed that the necessary infrastructure andfacilities for the same have not been implemented by both StockExchanges. Hence, the Direct Online Application facility willnot be available for this Issue.No separate receipts will be issued for the ApplicationAmount payable on submission of Application Form.However, the Lead Managers/Co-Lead Managers/Lead Brokers/sub-brokers/Trading Members of StockExchanges will acknowledge the receipt of the ApplicationForms by stamping the date and returning to the Applicantsan acknowledgement slip which will serve as a duplicateApplication Form for the records of the Applicant.Syndicate ASBA Applicants must ensure that their ASBAApplications are submitted to the Lead Managers, theCo-Lead Managers, Lead Brokers, sub-brokers or TradingMembers of the Stock Exchanges only at the SpecifiedCities (Mumbai, Chennai, Kolkata, Delhi, Ahmedabad,Rajkot, Jaipur, Bengaluru, Hyderabad, Pune, Vadodara andSurat). Kindly note that ASBA Applications submitted tothe Lead Managers, the Co-Lead Managers, Lead Brokers,sub-brokers or Trading Members of the Stock Exchangesat the Specified Cities will not be accepted if the SCSBwhere the ASBA Account, as specified in the ASBAApplication, is maintained has not named at least onebranch at that Specified City for the Lead Managers, theCo-Lead Managers, Lead Brokers, sub-brokers or TradingMembers of the Stock Exchanges, as the case may be, todeposit ASBA Applications (A list of such branches isavailable at http://www.sebi.gov.in/sebiweb/home/list/5/33/0/0/Recognised-Intermediaries).For information on the Issue programme and timingsfor submission of Application Forms, please refer to“General Information – Issue Programme” on page 52 ofthe Prospectus.Applicants other than ASBA Applicants are advised notto submit the Application Form directly to the EscrowCollection Banks/ Bankers to the Issue, and the samewill be rejected in such cases and the Applicants willnot be entitled to any compensation whatsoever.31. Electronic Registration of Applications:(a) The Lead Managers, the Co-Lead Managers, Lead Brokers,sub-brokers, Trading Members of the Stock Exchange andDesignated Branches of the SCSBs, as the case may be,will register the Applications using the on-line facilities of theStock Exchange. Direct Online Applications will be registeredby Applicants using the online platform offered by the StockExchanges. The Lead Managers, the Co-Lead Managers,the Lead Brokers, our Company and the Registrar to theIssue are not responsible for any acts, mistakes or errors oromission and commissions in relation to, (i) the Applicationsaccepted by the SCSBs, (ii) the Applications uploaded by theSCSBs, (iii) the Applications accepted but not uploaded bythe SCSBs, (iv) with respect to ASBA Applications acceptedand uploaded by the SCSBs without blocking funds in theASBA Accounts, or (v) any Applications accepted bothuploaded and/or not uploaded by the Trading Members ofthe Stock Exchange.(b) In case of apparent data entry error by the Lead Managers,the Co-Lead Managers, Lead Brokers, sub-brokers, TradingMembers of the Stock Exchange, Escrow Collection Banksor Designated Branches of the SCSBs, as the case may be,in entering the Application Form number in their respectiveschedules other things remaining unchanged, the ApplicationForm may be considered as valid and such exceptions may berecorded in minutes of the meeting submitted to the DesignatedStock Exchange.(c) The Stock Exchange will offer an electronic facility forregistering Applications for the Issue. This facility will beavailable on the terminals of Lead Managers, the Co-LeadManagers, Lead Brokers, sub-brokers, Trading Members of the18 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSStock Exchange and the SCSBs during the Issue Period. TheLead Managers, the Co-Lead Managers, Lead Brokers, subbrokersand Trading Members of the Stock Exchange can alsoset up facilities for off-line electronic registration of Applicationssubject to the condition that they will subsequently upload theoff-line data file into the on-line facilities for Applications ona regular basis, and before the expiry of the allocated time onthe Issue Closing Date. On the Issue Closing Date, the LeadManagers, the Co-Lead Managers, Lead Brokers, sub-brokers,Trading Members of the Stock Exchange and the DesignatedBranches of the SCSBs shall upload the Applications tillsuch time as may be permitted by the Stock Exchange. Thisinformation will be available with the Lead Managers, the Co-Lead Managers, Lead Brokers, sub-brokers, Trading Membersof the Stock Exchange and the Designated Branches of theSCSBs on a regular basis. Applicants are cautioned that a highinflow of high volumes on the last day of the Issue Period maylead to some Applications received on the last day not beinguploaded and such Applications will not be considered forallocation. For further information on the Issue programme,please refer to “General Information – Issue Programme” onpage 52 of the Prospectus.(d) At the time of registering each Application, other thanASBA Applications and Direct Online Applications, the LeadManagers, the Co-Lead Managers, Lead Brokers, subbrokersor Trading Members of the Stock Exchange shallenter the requisite details of the Applicants in the on-line systemincluding:• Application Form number• PAN (of the first Applicant, in case of more than one Applicant)• Investor category and sub-category• DP ID (not applicable to Applications for Allotment of NCDsin physical form)• Client ID (not applicable to Applications for Allotment ofNCDs in physical form)• Series of NCDs applied for• Number of NCDs Applied for in each Series of NCD• Price per NCD• Application amount• Cheque number(e) With respect to ASBA Applications submitted directlyto the SCSBs at the time of registering each Application, theDesignated Branches shall enter the requisite details of theApplicants in the on-line system including:• Application Form number• PAN (of the first Applicant, in case of more than one Applicant)• Investor category and sub-category• DP ID• Client ID• Series of NCDs applied for• Number of NCDs Applied for in each Series of NCD• Price per NCD• Bank code for the SCSB where the ASBA Account ismaintained• Bank account number• Application amount(f) With respect to ASBA Applications submitted to the LeadManagers, the Co-Lead Managers, Lead Brokers, subbrokersor Trading Members of the Stock Exchange only atthe Specified Cities, at the time of registering each Application,the requisite details of the Applicants shall be entered in the onlinesystem including:• Application Form number• PAN (of the first Applicant, in case of more than one Applicant)• Investor category and sub-category• DP ID• Client ID• Series of NCDs applied for• Number of NCDs Applied for in each Series of NCD• Price per NCD• Bank code for the SCSB where the ASBA Account ismaintained• Location of Specified City• Application amount(g) A system generated acknowledgement will be given to theApplicant as a proof of the registration of each Application. It isthe Applicant‘s responsibility to obtain the acknowledgementfrom the Lead Managers, the Co-Lead Managers, LeadBrokers, sub-brokers, Trading Members of the StockExchange and the Designated Braches of the SCSBs, asthe case may be. The registration of the Application by theLead Managers, the Co-Lead Managers, Lead Brokers, subbrokers,Trading Members of the Stock Exchange and theDesignated Braches of the SCSBs, as the case may be, doesnot guarantee that the NCDs shall be allocated/ Allotted byour Company. The acknowledgement will be non-negotiableand by itself will not create any obligation of any kind.(h) Applications can be rejected on the technical grounds listedon page 300 of the Prospectus or if all required information is notprovided or the Application Form is incomplete in any respect.(i) The permission given by the Stock Exchange to use theirnetwork and software of the online system should not in anyway be deemed or construed to mean that the compliance withvarious statutory and other requirements by our Company, theLead Managers and/or the Co-Lead Managers are cleared orapproved by the Stock Exchange; nor does it in any mannerwarrant, certify or endorse the correctness or completeness ofany of the compliance with the statutory and other requirementsnor does it take any responsibility for the financial or othersoundness of our Company, the management or any schemeor project of our Company; nor does it in any manner warrant,certify or endorse the correctness or completeness of any ofthe contents of this Prospectus; nor does it warrant that theNCDs will be listed or will continue to be listed on the StockExchanges.(j) Only Applications that are uploaded on the online systemof the Stock Exchange shall be considered for allocation/Allotment. The Lead Managers, the Co-Lead Managers, LeadBrokers, sub-brokers, Trading Members of the Stock Exchangeand the Designated Braches of the SCSBs shall capture all datarelevant for the purposes of finalizing the Basis of Allotmentwhile uploading Application data in the electronic systemsof the Stock Exchange. In order that the data so captured isaccurate the Lead Managers, the Co-Lead Managers, LeadBrokers, sub-brokers, Trading Members of the Stock Exchangeand the Designated Braches of the SCSBs will be given up toone Working Day after the Issue Closing Date to modify/ verifycertain selected fields uploaded in the online system during theIssue Period after which the data will be sent to the Registrar forShriram Transport Finance Company Limited19


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSreconciliation with the data available with the NSDL and CDSL.32. REJECTION OF APPLICATIONS: Applications wouldbe liable to be rejected on the technical grounds listed on page300 of the Prospectus below or if all required information is notprovided or the Application Form is incomplete in any respect.The Board of Directors and/or any committee of our Companyreserves its full, unqualified and absolute right to accept or rejectany Application in whole or in part and in either case withoutassigning any reason thereof.Application may be rejected on one or more technical grounds,including but not restricted to:• Applications submitted without payment of the entireApplication Amount. However, our Company may allot NCDsup to the value of application monies paid, if such applicationmonies exceed the minimum application size as prescribedhereunder;• In case of partnership firms, NCDs may be applied for in thenames of the individual partner(s) and no firm as such shallbe entitled to apply for in its own name. However a LimitedLiability Partnership firm can apply in its own name;• Application by persons not competent to contract under theIndian Contract Act, 1872, as amended, except bids by Minorshaving valid demat account as per demographic details providedby the Depository Participants;• PAN not mentioned in the Application Form, except forApplications by or on behalf of the Central or State Governmentand the officials appointed by the courts and by investors residingin the State of Sikkim, provided such claims have been verifiedby the Depository Participants. In case of minor Applicantsapplying through guardian, when PAN of the Applicant is notmentioned;• DP ID and Client ID not mentioned in the Application Form(except in case Applicant has applied for Allotment of NCDs inthe physical form);• GIR number furnished instead of PAN;• Applications by OCBs;• Applications for an amount below the minimum applicationsize;• Submission of more than five ASBA Forms per ASBA Account;• Applications by persons who are not eligible to acquire NCDsof our Company in terms of applicable laws, rules, regulations,guidelines and approvals;• In case of Applications under power of attorney or by limitedcompanies, corporate, trust etc., relevant documents are notsubmitted;• Applications accompanied by Stockinvest/ money order/postal order/ cash;• Signature of Applicant missing;• ASBA Application Forms not being signed by the ASBAAccount holder, if the account holder is different from theApplicant or the signature of the ASBA Account holder on theApplication Form does not match with the signature availableon the Applicant’s bank records;• Application Forms submitted to the Lead Managers, theCo-Lead Managers, Lead Brokers, sub-brokers or TradingMembers of the Stock Exchange does not bear the stampof the relevant Lead Manager, the Co-Lead Managers, LeadBroker, sub-broker or Trading Member of the StockExchange, as the case may be. ASBA Applications submitteddirectly to the Designated Branches of the SCSBs does not bearthe stamp of the SCSB and/or the Designated Branch and/or theLead Managers, the Co-Lead Managers, Lead Brokers, subbrokersor Trading Members of the Stock Exchange, as thecase may be;• ASBA Applications not having details of the ASBA Accountto be blocked;• In case no corresponding record is available with theDepositories that matches three parameters namely, DP ID,Client ID and PAN or if PAN is not available in the Depositorydatabase;• With respect to ASBA Applications, inadequate funds in theASBA Account to enable the SCSB to block the ApplicationAmount specified in the ASBA Application Form at the time ofblocking such Application Amount in the ASBA Account or noconfirmation is received from the SCSB for blocking of funds;• SCSB making an ASBA application (a) through an ASBAaccount maintained with its own self or (b)through an ASBAAccount maintained through a different SCSB not in its ownname or (c) through an ASBA Account maintained through adifferent SCSB in its own name, where clear demarcated fundsare not present or (d) through an ASBA Account maintainedthrough a different SCSB in its own name which ASBA Accountis not utilised solely for the purpose of applying in public issues;• Applications for amounts greater than the maximum permissibleamounts prescribed by the regulations and applicable law;• Applications where clear funds are not available in EscrowAccounts as per final certificates from Escrow Collection Banks;• Authorization to the SCSB for blocking funds in the ASBAAccount not provided;• Applications by persons prohibited from buying, selling ordealing in shares, directly or indirectly, by SEBI or any otherregulatory authority;• Applications by any person outside India;• Applications by other persons who are not eligible to applyfor NCDs under the Issue under applicable Indian or foreignstatutory/regulatory requirements;• Applications not uploaded on the online platform of the StockExchanges;• Applications uploaded after the expiry of the allocated time onthe Issue Closing Date, unless extended by the Stock Exchange,as applicable;• Application Forms not delivered by the Applicant within thetime prescribed as per the Application Form and the Prospectusand as per the instructions in the Application Form and theProspectus;• Applications by Applicants whose demat accounts have been‘suspended for credit’ pursuant to the circular issued by SEBI onJuly 29, 2010 bearing number CIR/MRD/DP/22/2010;• Where PAN details in the Application Form and as entered intothe electronic system of the Stock Exchange, are not as per therecords of the Depositories;• ASBA Applications submitted to the Lead Managers, theCo-Lead Managers, Lead Brokers, sub-brokers or TradingMembers of the Stock Exchange at locations other than theSpecified Cities or at a Designated Branch of a SCSB wherethe ASBA Account is not maintained, and ASBA Applicationssubmitted directly to an Escrow Collecting Bank (assuming thatsuch bank is not a SCSB), to our Company or the Registrar tothe Issue;• Applications tendered to the Trading Members of the Stock20 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSExchange at centers other than the centers mentioned in theApplication Form;• Category not ticked; and/or• Application Form accompanied with more than one cheque.• In case of cancellation of one or more orders (series) withinan Application, leading to total order quantity falling under theminimum quantity required for a single Application.• SCSBs investing in the Issue through its own ASBA account.Kindly note that ASBA Applications submitted to the LeadManagers, the Co-Lead Managers, Lead Brokers, subbrokersor Trading Members of the Stock Exchange atthe Specified Cities will not be accepted if the SCSB where theASBA Account, as specified in the ASBA Form, is maintainedhas not named at least one branch at that Specified Cityfor the Lead Managers, the Co-Lead Managers, LeadBrokers, sub-brokers or Trading Members of theStock Exchange, as the case may be, to deposit ASBAApplications (A list of such branches is available at http://www.sebi.gov.in/sebiweb/home/list/5/33/0/0/Recognised-Intermediaries).For information on certain procedures to be carried out by theRegistrar to the Offer for finalization of the basis of allotment,please refer to “Information for Applicants” on page 301 of theProspectus.33. Information for Applicants: In case of ASBA Applicationssubmitted to the SCSBs, in terms of the SEBI circular CIR/CFD/DIL/3/2010 dated April 22, 2010, the Registrar to the Issue willreconcile the compiled data received from the Stock Exchangeand all SCSBs, and match the same with the Depositorydatabase for correctness of DP ID, Client ID and PAN. TheRegistrar to the Issue will undertake technical rejections basedon the electronic details and the Depository database. In case ofany discrepancy between the electronic data and the Depositoryrecords, the Company, in consultation with the Designated StockExchange, the Lead Managers, the Co-Lead Managers and theRegistrar to the Issue, reserves the right to proceed as per theDepository records for such ASBA Applications or treat suchASBA Applications as rejected.In case of ASBA Applicants submitted to the Lead Managers,the Co-Lead Managers, Lead Brokers, sub-brokers andTrading Members of the Stock Exchange at the SpecifiedCities, the basis of allotment will be based on the Registrar‘svalidation of the electronic details with the Depository records,and the complete reconciliation of the final certificates receivedfrom the SCSBs with the electronic details in terms of theSEBI circular CIR/CFD/DIL/1/2011 dated April 29, 2011. TheRegistrar to the Issue will undertake technical rejections basedon the electronic details and the Depository database. In case ofany discrepancy between the electronic data and the Depositoryrecords, the Company, in consultation with the Designated StockExchange, the Lead Managers, the Co-Lead Managers and theRegistrar to the Issue, reserves the right to proceed as per theDepository records or treat such ASBA Application as rejected.In case of non-ASBA Applications and Direct OnlineApplications, the basis of allotment will be based on theRegistrar‘s validation of the electronic details with theDepository records, and the complete reconciliation of thefinal certificates received from the Escrow Collection Bankswith the electronic details in terms of the SEBI circular CIR/CFD/DIL/3/2010 dated April 22, 2010 and the SEBI circularCIR/CFD/DIL/1/2011 dated April 29, 2011. The Registrar willundertake technical rejections based on the electronic details andthe Depository database. In case of any discrepancy betweenthe electronic data and the Depository records, the Company,in consultation with the Designated Stock Exchange, the LeadManagers, the Co-Lead Managers, the Registrar to the Issue,reserves the right to proceed as per the Depository records ortreat such Applications as rejected.Based on the information provided by the Depositories, theCompany shall have the right to accept Applications belongingto an account for the benefit of a minor (under guardianship).In case of Applications for a higher number of NCDs thanspecified for that category of Applicant, only the maximumamount permissible for such category of Applicant will beconsidered for Allotment.34. BASIS OF ALLOTMENT:The Registrar will aggregate the Applications, based on theApplications received through an electronic book, from theStock Exchanges and determine the valid Applications for thepurpose of drawing the basis of allocation.Grouping of Applications and Allocation Ratio: For thepurposes of the basis of allotment:(a) Applications received from Applicants who are InstitutionalInvestors: Applications received from Institutional Investors,shall be grouped together, (“Institutional Portion”);(b) Applications received from Applicants who are NonInstitutional Investors: Applications received from NonInstitutional Investors, shall be grouped together, (“NonInstitutional Portion”);(c) Applications received from HNI Investors: Applicationsreceived from HNI Investors, shall be grouped together,(“HNI Portion”); and(d) Applications received from Retail Individual Investors:Applications received from Retail Individual Investors, shallbe grouped together, (“Retail Individual Portion”);For removal of doubt, “Institutional Portion”, Non-Institutional Portion” “HNI Portion” and “Retail IndividualPortion” are individually referred to as “Portion” andcollectively referred to as “Portions”.For the purposes of determining the number of NCDsavailable for allocation to each of the abovementionedPortions, our Company shall have the discretion ofdetermining the number of NCDs to be allotted over andabove the Base Issue Size, in case our Company opts toretain any oversubscription in the Issue upto ` 37,500 lacs.The aggregate value of NCDs decided to be allotted overand above the Base Issue Size, (in case our Company optsto retain any oversubscription in the Issue), and/or theaggregate value of NCDs upto the Base Issue Size shall becollectively termed as the “Overall Issue Size”.35. Allocation Ratio:Reservations shall be made for each of the Portions in the belowmentioned format:ParticularsSize in%InstitutionalCategory10% of theIssue SizeNonInstitutionalCategory10% of theIssue SizeHNICategory30% of theIssue SizeShriram Transport Finance Company LimitedRetailIndividualCategory50% of theIssue Size36. Basis of Allotment for NCDs:(a) Allotments in the first instance:(i) Applicants belonging to the Institutional Portion, in thefirst instance, will be allocated NCDs upto 10% of Issue Size21


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSon first come first serve basis (determined on the basis of theupload of each Application into the electronic book of theStock Exchange);(ii) Applicants belonging to the Non Institutional Portion, inthe first instance, will be allocated NCDs upto 10% of IssueSize on first come first serve basis (determined on the basisof the upload of each Application into the electronic book ofthe Stock Exchange);(iii) Applicants belonging to the HNI Portion, in the firstinstance, will be allocated NCDs upto 30% of Issue Size onfirst come first serve basis (determined on the basis of theupload of each Application into the electronic book of theStock Exchange);(iv) Applicants belonging to the Retail Individual Portion, inthe first instance, will be allocated NCDs upto 50% of IssueSize on first come first serve basis (determined on the basisof the upload of each Application into the electronic book ofthe Stock Exchange);Allotments, in consultation with the Designated StockExchange, shall be made on a first-come first-serve basis, basedon the upload of each Application into the electronic book of theStock Exchange, in each Portion subject to the Allocation Ratio.(b) Under Subscription: If there is any under subscriptionin any Portion, priority in allotments will be given in thefollowing order (in decreasing order of priority):(i) Retail Individual Portion(ii) HNI Portion(iii) Non Institutional Portion(iv) Institutional Portion(c) For each Portion, all Applications uploaded into theelectronic book of the Stock Exchange on the same daywould be treated at par with each other. Allotment within aday would be on proportionate basis, where NCDs appliedfor exceeds NCDs to be allotted for each Portion respectively.(d) Minimum allotments of 1 NCD and in multiples of 1 NCDthereafter would be made in case of each valid Application.(e) Allotments in case of oversubscription: In case of anoversubscription, allotments to the maximum extent, aspossible, will be made on a first-come first-serve basis andthereafter on proportionate basis in each Portion, i.e. fullallotment of NCDs to the Applicants on a first come firstbasis up to the date falling 1 (one) day prior to the date ofoversubscription and proportionate allotment of NCDs tothe Applicants on the date of oversubscription (determinedon the basis of the upload of each Application into theelectronic book of the Stock Exchange, in each Portion).(f) Proportionate Allotments: For each Portion, on the dateof oversubscription:i) Allotments to the Applicants shall be made in proportionto their respective application size, rounded off to the nearestinteger.ii) If the process of rounding off to the nearest integer resultsin the actual allocation of NCDs being higher than the Issuesize, not all Applicants will be allotted the number of NCDsarrived at after such rounding off. Rather, each Applicantwhose allotment size, prior to rounding off, had the highestdecimal point would be given preference.iii) In the event, there are more than one Applicant whoseentitlement remain equal after the manner of distributionreferred to above, our Company will ensure that the basis ofallotment is finalised by draw of lots in a fair and equitablemanner.(g) Applicant applying for more than one series of NCDs:If an Applicant has applied for more than one series ofNCDs, (Series I, Series II, Series III, Series IV and/orSeries V, individually referred to as “Series”), and in casesuch Applicant is entitled to allocation of only a part of theaggregate number of NCDs applied for, the Series-wiseallocation of NCDs to such Applicants shall be in proportionto the number of NCDs with respect to each Series, appliedfor by such Applicant, subject to rounding off to the nearestinteger, as appropriate in consultation with Lead Managers,the Co-Lead Managers and Designated Stock Exchange.All decisions pertaining to the basis of allotment of NCDspursuant to the Issue shall be taken by our Company inconsultation with the Lead Managers, the Co-Lead Managersand the Designated Stock Exchange and in compliance withthe aforementioned provisions of the Prospectus. Any otherqueries/ issues in connection with the Applications will beappropriately dealt with and decided upon by the Companyin consultation with the Lead Managers and the Co-LeadManagers.Our Company would allot Series V NCDs to all validApplications, wherein the Applicants have not indicated theirchoice of the relevant Series of NCDs.Our Company has the discretion to close the Issue irrespectiveof whether any of the Portion(s) are fully subscribed or not.37. Retention of oversubscription:Our Company is making a public Issue of NCDs aggregatingupto ` 37,500 lacs with an option to retain oversubscriptionof NCDs up to ` 37,500 lacs.PAYMENT OF REFUNDS38. Refunds for Applicants other than ASBA Applicants: Within12 Working Days of the Issue Closing Date, the Registrar to theIssue will dispatch refund orders/ give instructions for electronicrefund, as applicable, of all amounts payable to unsuccessfulApplicants (other than ASBA Applicants) and also any excessamount paid on Application, after adjusting for allocation/Allotment of NCDs.The Registrar to the Issue will obtain from the Depositories theApplicant’s bank account details, including the MICR code, onthe basis of the DP ID and Client ID provided by the Applicantin their Application Forms, for making refunds.For Applicants who receive refunds through ECS, directcredit, RTGS or NEFT, the refund instructions will be givento the clearing system within 12 Working Days from the IssueClosing Date. A suitable communication shall be dispatched tothe Applicants receiving refunds through these modes, givingdetails of the bank where refunds shall be credited along withamount and expected date of electronic credit of refund. Suchcommunication will be mailed to the addresses of Applicants,as per the Demographic Details received from the Depositories.The Demographic Details would be used for mailing of thephysical refund orders, as applicable.39. Mode of making refunds for Applicants other than ASBAApplicants;The payment of refund, if any, for Applicants other than ASBAApplicants would be done through any of the following modes:1. Direct Credit – Applicants having bank accounts with the22 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSRefund Bank(s), as per Demographic Details received from theDepositories, shall be eligible to receive refunds through directcredit. Charges, if any, levied by the Refund Bank(s) for thesame would be borne by the Company.2. NECS – Payment of refund would be done through NECSfor Applicants having an account at any of the centres wheresuch facility has been made available. This mode of paymentof refunds would be subject to availability of complete bankaccount details including the MICR code from the Depositories.3. RTGS – Applicants having a bank account at any of the centreswhere such facility has been made available and whose refundamount exceeds ` 2 lacs, have the option to receive refundthrough RTGS provided the Demographic Details downloadedfrom the Depositories contain the nine digit MICR code of theApplicant’s bank which can be mapped with the RBI data toobtain the corresponding Indian Financial System Code (IFSC).Charges, if any, levied by the Applicant’s bank receiving thecredit would be borne by the Applicant.4. NEFT – Payment of refund shall be undertaken throughNEFT wherever the Applicant’s bank has been assigned theIndian Financial System Code (IFSC), which can be linked to aMagnetic Ink Character Recognition (MICR), if any, availableto that particular bank branch. IFSC Code will be obtainedfrom the website of RBI as on a date immediately prior to thedate of payment of refund, duly mapped with MICR numbers.Wherever the Applicants have registered their nine digit MICRnumber and their bank account number while opening andoperating the demat account, the same will be duly mapped withthe IFSC Code of that particular bank branch and the paymentof refund will be made to the Applicants through this method.The process flow in respect of refunds by way of NEFT is atan evolving stage, hence use of NEFT is subject to operationalfeasibility, cost and process efficiency. In the event that NEFTis not operationally feasible, the payment of refunds would bemade through any one of the other modes as discussed in thesections.5. For all other Applicants, including those who have notupdated their bank particulars with the MICR code, the refundorders will be dispatched through Speed Post or Registered Post.Such refunds will be made by cheques, pay orders or demanddrafts drawn on the relevant Refund Bank and payable at par atplaces where Applications are received. Bank charges, if any,for cashing such cheques, pay orders or demand drafts at othercentres will be payable by the Applicants.40. Mode of making refunds for ASBA Applicants:In case of ASBA Applicants, the Registrar shall instruct therelevant SCSB to unblock the funds in the relevant ASBAAccount for withdrawn, rejected or unsuccessful or partiallysuccessful ASBA Applications within 12 Working Days of theIssue Closing Date.41. TRANSFER OF NCDs AND ISSUANCE OF ALLOTMENTADVICE:With respect to Applicants other than ASBA Applicants,our Company shall (i) ensure dispatch of Allotment Advice/intimation within 12 Working Days of the Issue Closing Date,and (ii) give instructions for credit of NCDs to the beneficiaryaccount with Depository Participants, for successful Applicantswho have been allotted NCDs in dematerialized form, within12 Working Days of the Issue Closing Date. The AllotmentAdvice for successful Applicants who have been allotted NCDsin dematerialized form will be mailed to their addresses as perthe Demographic Details received from the Depositories.With respect to the ASBA Applicants, our Company shallensure dispatch of Allotment Advice and/ or give instructionsfor credit of NCDs to the beneficiary account with DepositoryParticipants within 12 Working Days of the Issue Closing Date.The Allotment Advice for successful ASBA Applicants willbe mailed to their addresses as per the Demographic Detailsreceived from the Depositories.Our Company shall use best efforts to ensure that all steps forcompletion of the necessary formalities for commencement oftrading at the Stock Exchange where the NCDs are proposedto be listed are taken within 12 Working Days from the IssueClosing Date.The Company will provide adequate funds required for dispatchof refund orders and Allotment Advice, as applicable, to theRegistrar to the Issue.OTHER INFORMATION42. Withdrawal of Applications during the Issue Period:Withdrawal of ASBA Applications; ASBA Applicants canwithdraw their ASBA Applications during the Issue Period bysubmitting a request for the same to Lead Manager, the Co-Lead Managers, Lead Broker, sub-broker, Trading Memberof the Stock Exchange or the Designated Branch, as thecase may be, through whom the ASBA Application had beenplaced. In case of ASBA Applications submitted to the LeadManagers, the Co-Lead Managers, Lead Brokers, subbrokersor Trading Members of the Stock Exchange at theSpecified Cities, upon receipt of the request for withdrawal fromthe ASBA Applicant, the relevant Lead Manager, the Co-LeadManagers, Lead Broker, sub-broker or Trading Memberof the Stock Exchange, as the case may be, shall do therequisite, including deletion of details of the withdrawn ASBAApplication Form from the electronic system of the StockExchange. In case of ASBA Applications submitted directly tothe Designated Branch of the SCSB, upon receipt of the requestfor withdraw from the ASBA Applicant, the relevant DesignatedBranch shall do the requisite, including deletion of details ofthe withdrawn ASBA Application Form from the electronicsystem of the Stock Exchanges and unblocking of the funds inthe ASBA Account directly.43. Withdrawal of Non-ASBA Applications (other thanDirect Online Applications):Non-ASBA Applicants can withdraw their Applications duringthe Issue Period by submitting a request for the same to LeadManager, the Co-Lead Managers, Lead Broker, sub-brokeror Trading Member of the Stock Exchange, as the case maybe, through whom the Application had been placed. Uponreceipt of the request for withdrawal from the Applicant, therelevant Lead Manager, the Co-Lead Managers, Lead Broker,sub-broker or Trading Member of the Stock Exchange, asthe case may be, shall do the requisite, including deletion ofdetails of the withdrawn Non-ASBA Application Form from theelectronic system of the Stock Exchange.44. Withdrawal of Applications after the Issue Period:In case an Applicant wishes to withdraw the Application afterthe Issue Closing Date, the same can be done by submittinga withdrawal request to the Registrar to the Issue prior to thefinalization of the Basis of Allotment.45. Revision of Applications:As per the notice No: 20120831-22 dated August 31, 2012Shriram Transport Finance Company Limited23


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSissued by the BSE, cancellation of one or more orders (series)within an Application is permitted during the Issue Periodas long as the total order quantity does not fall under theminimum quantity required for a single Application. Pleasenote that in case of cancellation of one or more orders (series)within an Application, leading to total order quantity fallingunder the minimum quantity required for a single Applicationwill be liable for rejection by the Registrar.In case of any revision of Application in connection withany of the fields which are not allowed to be modified on theelectronic application platform of the Stock Exchanges as perthe procedures and requirements prescribed by each relevantStock Exchange, ensure that you have first withdrawn youroriginal Application and submit a fresh Application. Forinstance, as per the notice No: 20120831-22 dated August31, 2012 issued by the BSE, fields namely, quantity, series,application no., sub-category codes will not be allowed formodification during the Issue. In such a case the date of thefresh Application will be considered for date priority forallotment purposes.Revision of Applications is not permitted after the expiry ofthe time for acceptance of Application Forms on Issue ClosingDate. However, in order that the data so captured is accurate,the Lead Managers, the Co-Lead Managers, Lead Brokers,sub-brokers, Trading Members of the Stock Exchange and theDesignated Branches of the SCSBs will be given up to oneWorking Day after the Issue Closing Date to modify/ verifycertain selected fields uploaded in the online system during theIssue Period, after which the data will be sent to the Registrarfor reconciliation with the data available with the NSDL andCDSL.46. Depository Arrangements:We have made depository arrangements with NSDL andCDSL for issue and holding of the NCDs in dematerializedform. Please note that Tripartite Agreements have beenexecuted between our Company, the Registrar and both thedepositories.As per the provisions of the Depositories Act, 1996, theNCDs issued by us can be held in a dematerialized form. Inthis context:i. Agreement dated April 30, 1999 between us, the Registrarto the Issue and NSDL, and dated March 29, 2000, betweenus, the Registrar to the Issue and CDSL, respectively foroffering depository option to the investors.ii. An Applicant must have at least one beneficiary accountwith any of the Depository Participants (DPs) of NSDL orCDSL prior to making the Application.iii. The Applicant must necessarily provide the DP ID andClient ID details in the Application Form.iv. NCDs Allotted to an Applicant in the electronic form willbe credited directly to the Applicant’s respective beneficiaryaccount(s) with the DP.vi. Non-transferable Allotment Advice/ refund orders willbe directly sent to the Applicant by the Registrar to thisIssue.ix. It may be noted that NCDs in electronic form can betraded only on the Stock Exchange having electronicconnectivity with NSDL or CDSL. The Stock Exchangeshave connectivity with NSDL and CDSL.x. Interest or other benefits with respect to the NCDsheld in dematerialized form would be paid to those NCDHolders whose names appear on the list of beneficial ownersgiven by the Depositories to us as on Record Date. In case ofthose NCDs for which the beneficial owner is not identifiedby the Depository as on the Record Date/ book closure date,we would keep in abeyance the payment of interest or otherbenefits, till such time that the beneficial owner is identifiedby the Depository and conveyed to us, whereupon theinterest or benefits will be paid to the beneficiaries, asidentified, within a period of 30 days.xi. The trading of the NCDs on the floor of the Stock Exchangesshall be in dematerialized form only.Please also refer to “Instructions for filling up the ApplicationForm - Applicant’s Beneficiary Account and Bank AccountDetails” on page 289 of the Prospectus.Please note that the NCDs shall cease to trade from the RecordDate (for payment of the principal amount and the applicablepremium for such NCDs) prior to redemption of the NCDs.PLEASE NOTE THAT TRADING OF NCDs ON THEFLOOR OF THE STOCK EXCHANGES SHALL BE INDEMATERIALISED FORM ONLY IN MULTIPLE OFONE NCD.Allottees will have the option to re-materialise the NCDsAllotted under the Issue as per the provisions of the Act and theDepositories Act.47. Communications:• All future communications in connection with Applicationsmade in this Issue should be addressed to the Registrar tothe Issue quoting the full name of the sole or first Applicant,Application Form number, Applicant’s DP ID and Client ID,Applicant’s PAN, number of NCDs applied for, date of theApplication Form, name and address of the Lead Manager,the Co-Lead Managers, Lead Broker, sub-broker, TradingMember of the Stock Exchange or Designated Branch,as the case may be, where the Application was submitted,and cheque/ draft number and issuing bank thereof or withrespect to ASBA Applications, ASBA Account number inwhich the amount equivalent to the Application Amount wasblocked. All grievances relating to the ASBA process maybe addressed to the Registrar to the Issue, with a copy to therelevant SCSB.• Applicants may contact our Compliance Officer (andCompany Secretary) or the Registrar to the Issue in case ofany pre-Issue or post-Issue related problems such as nonreceiptof Allotment Advice, refunds, interest on applicationmoney or credit of NCDs in the respective beneficiaryaccounts, as the case may be.• Grievances relating to the ASBA process may be addressedto the Registrar to the Issue, with a copy to the relevantSCSB. Grievances relating to Direct Online Applicationsmay be addressed to the Registrar to the Issue, with a copyto the relevant Stock Exchange.48. Interest in case of Delay: Our Company undertakes topay interest, in connection with any delay in allotment, dematcredit and refunds, beyond the time limit as may be prescribedunder applicable statutory and/or regulatory requirements, atsuch rates as stipulated under such applicable statutory and/orregulatory requirements.49. Undertaking by the Issuer:Statement by the Board:(a) All monies received pursuant to the Issue of NCDs topublic shall be transferred to a separate bank account other24 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSthan the bank account referred to in sub-section (3) of section73 of the Act.(b) Details of all monies utilised out of Issue referred to insub-item (a) shall be disclosed under an appropriate separatehead in our Balance Sheet indicating the purpose for whichsuch monies had been utilised; and(c) Details of all unutilised monies out of issue of NCDs, ifany, referred to in sub-item (a) shall be disclosed under anappropriate separate head in our Balance Sheet indicating theform in which such unutilised monies have been invested.(d) We shall utilize the Issue proceeds only upon executionof the documents for creation of security as stated in theProspectus and the Prospectus and on receipt of the minimumsubscription of 75% of the Base Issue.(e) The Issue proceeds shall not be utilized towards full orpart consideration for the purchase or any other acquisition,inter alia by way of a lease, of any immovable property.50. Other Undertakings by the Company:The Company undertakes that:(a) Complaints received in respect of the Issue will be attendedto by the Company expeditiously and satisfactorily;(b) Necessary cooperation to the relevant credit ratingagency(ies) will be extended in providing true and adequateinformation until the obligations in respect of the NCDs areoutstanding;(c) Our Company will take necessary steps for the purpose ofgetting the NCDs listed within the specified time, i.e., within 12Working Days of the Issue Closing Date;(d) Funds required for dispatch of refund orders/AllotmentAdvice/NCD Certificates will be made available by ourCompany to the Registrar to the Issue;(e) Our Company will forward details of utilisation of theproceeds of the Issue, duly certified by the Statutory Auditor, tothe Debenture Trustee at the end of each half year;(f) Our Company will provide a compliance certificate to theDebenture Trustee on an annual basis in respect of compliancewith the terms and conditions of the Issue as contained in theProspectus.(g) Our Company will disclose the complete name and addressof the Debenture Trustee in its annual report.C. TERMS OF THE ISSUE51. Authority for the Issue:This Issue has been authorized by the Board of Directors of ourCompany pursuant to a resolution passed at their meeting heldon May 7, 2013.52. Principal Terms & Conditions of this Issue:The NCDs being offered as part of the Issue are subjectto the provisions of the Debt Regulations, the Act,the Memorandum and Articles of Association of ourCompany, the terms of the Prospectus, the Prospectus,the Application Forms, the terms and conditions ofthe Debenture Trustee Agreement and the DebentureTrust Deed, other applicable statutory and/or regulatoryrequirements including those issued from time to time bySEBI/the Government of India/BSE/NSE, RBI, and/orother statutory/regulatory authorities relating to the offer,issue and listing of securities and any other documents thatmay be executed in connection with the NCDs.53. Ranking of NCDsThe NCDs would constitute direct and secured obligationsof ours and shall rank pari passu inter se, and subject to anyobligations under applicable statutory and/or regulatoryrequirements, shall also, with regard to the amountinvested, be secured by way of first and exclusive charge onthe identified immovable property and the specified futureloan receivables of our Company. The claims of the NCDHolders shall be superior to the claims of any unsecuredcreditors, subject to applicable statutory and/or regulatoryrequirements.54. Debenture Redemption Reserve; Regulation 16 of theDebt Regulations and Section 117C of the Act states that anycompany that intends to issue debentures must create a DRRto which adequate amounts shall be credited out of the profitsof the company until the redemption of the debentures. TheMinistry of Corporate Affairs has through its general circulardated February 11, 2013 (“Circular”) clarified that ‘theadequacy’ of DRR for NBFCs registered with the RBI underSection 45-lA of the RBI (Amendment) Act, 1997 shall be 25%of the value of debentures issued through a public issue as perthe Debt Regulations. The Circular further mandates (a) everycompany to create/maintain the required DRR before the 30 thday of April of each year and (b) deposit or invest, as the casemay be, a sum which shall not be less than 15% of the amount ofits debentures maturing during the year ending on the following31 st day of March. The abovementioned amount deposited orinvested, must not be utilized for any purpose other than for therepayment of debentures maturing during the year provided thatthe amount remaining deposited or invested must not at any timefall below 15% of the amount of debentures maturing during theperiod as mentioned above.55. Face Value: The face value of each NCD shall be` 1,000.56. Security: The principal amount of the NCDs to be issuedin terms of the Prospectus together with all interest due on theNCDs, as well as all costs, charges, all fees, remuneration ofDebenture Trustee and expenses payable in respect thereof shallbe secured by way of first and exclusive charge in favour ofthe Debenture Trustee on an identified immovable propertyand specified future receivables of our Company as may bedecided mutually by our Company and the Debenture Trustee.Our Company will create appropriate security in favour of theDebenture Trustee for the NCD Holders on the assets adequateto ensure 100% asset cover for the NCDs, which shall be freefrom any encumbrances.Our Company intends to enter into an indenture/deedwith the Debenture Trustee, (‘Debenture Trust Deed’),the terms of which will govern the appointment of theDebenture Trustee. Our Company proposes to completethe execution of the Debenture Trust Deed during thesubscription period after the minimum subscription forthe Issue has been achieved and utilize the funds after thestipulated security has been created.Under the terms of the Debenture Trust Deed, our Companywill covenant with the Debenture Trustee that it will paythe NCD Holders the principal amount on the NCDs onthe relevant redemption date and also that it will pay theinterest due on NCDs on the rate specified in the Prospectusand in the Debenture Trust Deed. The Debenture Trust Deedwill also provide that our Company may withdraw any portionShriram Transport Finance Company Limited25


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSof the security and replace with another asset of the same or ahigher value.57. Trustees for the NCD Holders: We have appointedIDBI Trusteeship Services Limited to act as the DebentureTrustee for the NCD Holders. We and the Debenture Trusteewill execute a Debenture Trust Deed, inter alia, specifying thepowers, authorities and obligations of the Debenture Trusteeand us. The NCD Holder(s) shall, without further act or deed,be deemed to have irrevocably given their consent to theDebenture Trustee or any of its agents or authorized officialsto do all such acts, deeds, matters and things in respect ofor relating to the NCDs as the Debenture Trustee may in itsabsolute discretion deem necessary or require to be done inthe interest of the NCD Holder(s). Any payment made by usto the Debenture Trustee on behalf of the NCD Holder(s)shall discharge us pro tanto to the NCD Holder(s).The Debenture Trustee will protect the interest of the NCDHolders in the event of default by us in regard to timelypayment of interest and repayment of principal and theywill take necessary action at our cost.58. Events of Default: Subject to the terms of the DebentureTrust Deed, the Debenture Trustee at its discretion may, orif so requested in writing by the holders of at least threefourthsof the outstanding amount of the NCDs or withthe sanction of a special resolution, passed at a meetingof the NCD Holders, (subject to being indemnified and/or secured by the NCD Holders to its satisfaction), givenotice to our Company specifying that the NCDs and/orany particular Series of NCDs, in whole but not in part areand have become due and repayable on such date as may bespecified in such notice inter alia if any of the events listedbelow occurs. The description below is indicative and acomplete list of events of default and its consequences willbe specified in the Debenture Trust Deed:(i) Default is committed in payment of the principalamount of the NCDs on the due date(s); and(ii) Default is committed in payment of any interest on theNCDs on the due date(s).59. NCD Holder not a Shareholder:The NCD Holders will not be entitled to any of the rightsand privileges available to the equity and/or preferenceshareholders of our Company, except to the extent of theright to receive the annual reports of our Company and suchother rights as may be prescribed under the Companies Act,1956 and the Debt Listing Agreement.60. Rights of NCD Holders: Some of the significant rightsavailable to the NCD Holders are as follows:1. The NCDs shall not, except as provided in the Act,our Memorandum and Articles of Association and/or theDebenture Trust Deed, confer upon the holders thereofany rights or privileges available to our Company’smembers/shareholders including, without limitation, theright to attend and/or vote at any general meeting of ourCompany’s members/shareholders. However, if anyresolution affecting the rights attached to the NCDsis to be placed before the members/shareholders of ourCompany, the said resolution will first be placed before theconcerned registered NCD Holders for their consideration. Interms of Section 219(2) of the Act, holders of NCDs shall beentitled to a copy of the balance sheet and copy of trust deedon a specific request made to our Company.26 Shriram Transport Finance Company Limited2. Subject to applicable statutory/regulatory requirements andterms of the Debenture Trust Deed, including requirements ofthe RBI, the rights, privileges and conditions attached to theNCDs may be varied, modified and/or abrogated with theconsent in writing of the holders of at least three-fourths ofthe outstanding amount of the NCDs or with the sanctionof a special resolution passed at a meeting of the concernedNCD Holders, provided that nothing in such consent orresolution shall be operative against us, where such consentor resolution modifies or varies the terms and conditionsgoverning the NCDs, if the same are not acceptable to us.3. Subject to applicable statutory/regulatory requirements andterms of the Debenture Trust Deed, the registered NCD Holderor in case of joint-holders, the one whose name stands firstin the register of debenture holders shall be entitled to votein respect of such NCDs, either in person or by proxy, atany meeting of the concerned NCD Holders and every suchholder shall be entitled to one vote on a show of hands and ona poll, his/her voting rights on every resolution placed beforesuch meeting of the NCD Holders shall be in proportion to theoutstanding nominal value of NCDs held by him/her.4. The NCDs are subject to the provisions of the DebtRegulations, the Act, the Memorandum and Articles ofAssociation of our Company, the terms of the Prospectus, theApplication Forms, the terms and conditions of the DebentureTrust Deed, requirements of the RBI, other applicable statutoryand/or regulatory requirements relating to the issue and listing,of securities and any other documents that may be executed inconnection with the NCDs.5. A register of NCD Holders (“Register of DebentureHolders”) will be maintained in accordance with Section152 of the Act and all interest and principal sums becomingdue and payable in respect of the NCDs will be paid to theregistered holder thereof for the time being or in the caseof joint-holders, to the person whose name stands first inthe Register of NCD Holders as on the record date. Furtheras the NCDs issued are also being issued in Demat form,the Depositories shall also maintain the updated register ofholders of the NCDs in Demat Form. In terms of Section152A of the Companies Act, the register of beneficialowners maintained by a Depository for any NCD indematerialized form under Section 11 of the DepositoriesAct shall be deemed to be a Register of Debenture holdersfor this purpose.6. Subject to compliance with RBI requirements, NCDscan be rolled over only with the consent of the holders ofat least 75% of the outstanding amount of the NCDs afterproviding at least 21 days prior notice for such roll over andin accordance with the Debt Regulations. Our Company shallredeem the debt securities of all the debt securities holders,who have not given their positive consent to the roll-over.The aforementioned rights of the NCD Holders are merelyindicative. The final rights of the NCD Holders will be as perthe terms of the Prospectus and the Debenture Trust Deedto be executed between our Company and the DebentureTrustee.61. Nomination facility to NCD Holder: In accordance withSection 109A of the Act, the sole NCD Holder, or first NCDHolder , along with other joint NCD Holders’ (being individual(s)),may nominate any one person (being an Individual) who, inthe event of death of Applicant the NCDs Allotted, if any, willvest. A person, being a nominee, becoming entitled to the


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSNCD by reason of the death of the NCD Holder(s), shall beentitled to the same rights to which he would be entitled ifhe were the registered holder of the NCD, subject to otherterms and conditions as detailed in the Prospectus. Wherethe nominee is a minor, the NCD Holder(s) may make anomination to appoint, in the prescribed manner, any personto become entitled to the NCD(s), in the event of his death,during the minority. A nomination shall stand rescindedupon sale of a NCD by the person nominating. A buyerwill be entitled to make a fresh nomination in the mannerprescribed. When the NCD is held by two or more persons,the nominee shall become entitled to receive the amount onlyon the demise of all the holders. Fresh nominations can bemade only in the prescribed form available on request at ourRegistered/ Corporate Office or at such other addresses asmay be notified by us.NCD Holder(s) are advised to provide the specimensignature of the nominee to us to expedite the transmissionof the NCD(s) to the nominee in the event of demise ofthe NCD Holder(s). The signature can be provided in theApplication Form or subsequently at the time of makingfresh nominations. This facility of providing the specimensignature of the nominee is purely optional.In accordance with Section 109B of the Act, any personwho becomes a nominee by virtue of the provisions ofSection 109A of the Act, shall upon the production of suchevidence as may be required by our Board, elect either:(a) to register himself or herself as the holder of the NCDs; or(b) to make such transfer of the NCDs, as the deceased holdercould have made.Further, our Board may at any time give notice requiring anynominee to choose either to be registered himself or herself or totransfer the NCDs, and if the notice is not complied with, withina period of 90 days, our Board may thereafter withhold paymentof all interests or other monies payable in respect of the NCDs,until the requirements of the notice have been complied with.For all NCDs held in the dematerialized form, nominationsregistered with the respective Depository Participant of theApplicant would prevail. If the investors require changingtheir nomination, they are requested to inform their respectiveDepository Participant in connection with NCDs held in thedematerialized form.Applicants (other than Applicants for Series III NCDs) whohave opted for allotment of NCDs in the physical form and/or persons holding NCDs in the physical form should providerequired details in connection with their nominee to ourCompany.For all NCDs held in the dematerialized form, nominationsregistered with the respective Depository Participant of theApplicant would prevail. If the investors require changingtheir nomination, they are requested to inform their respectiveDepository Participant in connection with NCDs held in thedematerialized form and inform our Company in connectionwith NCDs held in the physical form.62. Jurisdiction: Exclusive jurisdiction for the purpose of theIssue is with the competent courts of jurisdiction in Mumbai,India.63. Application in the Issue: Applicants (other than for SeriesIII NCDs) shall have the option to apply for all other SeriesNCDs in the physical form or in the dematerialized formthrough a valid Application Form filled in by the Applicantalong with attachment, as applicable. Applicants can onlyapply for Series III NCDs in the dematerialized form througha valid Application Form filled in by the Applicant along withattachment, as applicable.In terms of Regulation 4(2)(d) of the Debt Regulations,our Company will make public issue of the NCDs in thedematerialised form. However, in terms of Section 8 (1) of theDepositories Act, our Company, at the request of the Investorswho wish to hold the NCDs in physical form will fulfil suchrequest. However, trading in NCDs shall be compulsorily indematerialized form.64. Form and Denomination: In case of NCDs held in physicalform, a single certificate will be issued to the NCD Holderfor the aggregate amount (“Consolidated Certificate”) foreach type of NCDs. A successful Applicant can also requestfor the issue of NCD certificates in the denomination of 1(one) NCD at any time post allotment of the NCDs (“MarketLot”).It is however distinctly to be understood that the SeriesIII NCDs pursuant to this Issue shall be issued only indematerialized form to all categories of investors.In respect of Consolidated Certificates, we will, onlyupon receipt of a request from the NCD Holder, split suchConsolidated Certificates into smaller denominationssubject to the minimum of Market Lot. No fees would becharged for splitting of NCD certificates in Market Lots,but stamp duty payable, if any, would be borne by the NCDHolder. The request for splitting should be accompanied bythe original NCD certificate which would then be treatedas cancelled by us.65. Transfer/Transmission of NCD(s):The NCDs shall be transferred or transmitted freely inaccordance with the applicable provisions of the Act. Theprovisions relating to transfer and transmission and otherrelated matters in respect of our shares contained in theArticles and the Act shall apply, mutatis mutandis (to theextent applicable to debentures) to the NCD(s) as well.In respect of the NCDs held in physical form, a suitableinstrument of transfer as may be prescribed by the Issuermay be used for the same. The NCDs held in dematerializedform shall be transferred subject to and in accordance withthe rules/procedures as prescribed by NSDL/CDSL andthe relevant DPs of the transfer or transferee and any otherapplicable laws and rules notified in respect thereof. Thetransferee(s) should ensure that the transfer formalities arecompleted prior to the Record Date. In the absence of thesame, interest will be paid/redemption will be made to theperson, whose name appears in the register of debentureholders maintained by the Depositories. In such cases,claims, if any, by the transferees would need to be settledwith the transferor(s) and not with the Issuer or Registrar.Please see “Issue Structure –Interest/Premium” on page 265 ofthe Prospectus for the implications on the interest applicableto NCDs held by Individual Investors on the Record Dateand NCDs held by Non Individual Investors on the RecordDate.For NCDs held in electronic form: The normal procedurefollowed for transfer of securities held in dematerializedform shall be followed for transfer of the NCDs held inelectronic form. The seller should give delivery instructionscontaining details of the buyer’s DP account to his depositoryShriram Transport Finance Company Limited27


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSparticipant.In case the transferee does not have a DP account, theseller can re-materialise the NCDs and thereby convert hisdematerialized holding into physical holding. Thereafter theNCDs can be transferred in the manner as stated above.In case the buyer of the NCDs in physical form wants tohold the NCDs in dematerialized form, he can choose todematerialize the securities through his DP.66. Title:In case of:(i) the NCDs held in the dematerialized form, the person forthe time being appearing in the register of beneficial ownersmaintained by the Depository; and(ii) the NCD held in physical form, the person for the time beingappearing in the Register of NCD Holders as NCD Holder, shallbe treated for all purposes by our Company, the DebentureTrustee, the Depositories and all other persons dealing withsuch person as the holder thereof and its absolute owner forall purposes whether or not it is overdue and regardless of anynotice of ownership, trust or any interest in it or any writingon, theft or loss of the Consolidated NCD Certificate issued inrespect of the NCDs and no person will be liable for so treatingthe NCD Holder.No transfer of title of a NCD will be valid unless and untilentered on the Register of NCD Holders or the register ofbeneficial owners maintained by the Depository prior to theRecord Date. In the absence of transfer being registered, interestand/or Maturity Amount, as the case may be, will be paid tothe person, whose name appears first in the Register of NCDHolders maintained by the Depositories and/or our Companyand/or the Registrar, as the case may be. In such cases, claims,if any, by the purchasers of the NCDs will need to be settledwith the seller of the NCDs and not with our Company or theRegistrar. The provisions relating to transfer and transmissionand other related matters in respect of our Company’s sharescontained in the Articles of Association of our Company andthe Companies Act shall apply, mutatis mutandis (to the extentapplicable) to the NCD (s) as well.67. Succession: Where NCDs are held in joint names and oneof the joint holders dies, the survivor(s) will be recognized asthe NCD Holder(s). It will be sufficient for our Company todelete the name of the deceased NCD Holder after obtainingsatisfactory evidence of his death. Provided, a third person maycall on our Company to register his name as successor of thedeceased NCD Holder after obtaining evidence such as probateof a will for the purpose of proving his title to the debentures. Inthe event of demise of the sole or first holder of the Debentures,will recognise the executors or administrator of the deceasedNCD Holders, or the holder of the succession certificate or otherlegal representative as having title to the Debentures only if suchexecutor or administrator obtains and produces probate or letterof administration or is the holder of the succession certificateor other legal representation, as the case may be, from anappropriate court in India. The directors of the Company in theirabsolute discretion may, in any case, dispense with productionof probate or letter of administration or succession certificate orother legal representation.Where a non-resident Indian becomes entitled to the NCDs byway of succession, the following steps have to be complied with:(a) Documentary evidence to be submitted to the Legacy Cell ofthe RBI to the effect that the NCDs were acquired by the nonresidentIndian as part of the legacy left by the deceased NCDHolder.(b) Proof that the non-resident Indian is an Indian national or isof Indian origin.Such holding by a non-resident Indian will be on a nonrepatriationbasis.68. Joint-holders: Where two or more persons are holdersof any NCD(s), they shall be deemed to hold the same asjoint holders with benefits of survivorship subject to otherprovisions contained in the Articles.69. Procedure for Rematerialisation of NCDs: NCD Holderswho wish to hold the NCDs in physical form may do so bysubmitting a request to their DP at any time after Allotment inaccordance with the applicable procedure stipulated by the DP, inaccordance with the Depositories Act and/or rules as notified bythe Depositories from time to time. Holders of Series III NCDswho propose to rematerialize their Series III NCDs, wouldhave to mandatorily submit details of their bank mandatealong with a copy of any document evidencing that the bankaccount is in the name of the holder of such Series III NCDsand their Permanent Account Number to the Company andthe DP. No proposal for rematerialization of Series III NCDswould be considered if the aforementioned documents anddetails are not submitted along with the request for suchrematerialization.70. Restriction on transfer of NCDs: There are no restrictionson transfers and transmission of NCDs and on their consolidation/splitting except as may be required under applicable statutoryand/or regulatory requirements including any requirementsof the RBI and/or as provided in our Articles of Association.Please refer to the section titled “Summary of the Key Provisionsof the Articles of Association” beginning on page 362 of theProspectus.71. Period of Subscription:ISSUE PROGRAMMEISSUE OPENS ON July 16, 2013ISSUE CLOSES ON July 29, 2013Applications Forms for the Issue will be accepted only between10.00 a.m. and 5.00 p.m. (Indian Standard Time) or suchextended time as may be permitted by the Stock Exchanges,during the Issue Period as mentioned above on all days betweenMonday and Friday (both inclusive barring public holiday),(i) by the Lead Managers, Co-Lead Managers, Lead Brokers,sub-brokers or the Trading Members of the Stock Exchange,as the case maybe, at the centers mentioned in ApplicationForm through the non-ASBA mode or, (ii) in case of ASBAApplications, (a) directly by the Designated Branches of theSCSBs or (b) by the centers of the Lead Managers, Co-LeadManagers, Lead Brokers, sub-brokers or the Trading Membersof the Stock Exchange, as the case maybe, only at the SelectedCities. On the Issue Closing Date Application Forms willbe accepted only between 10.00 a.m. and 3.00 p.m. (IndianStandard Time) and uploaded until 5.00 p.m. or such extendedtime as may be permitted by the Stock Exchanges.Due to limitation of time available for uploading the Applicationson the Issue Closing Date, Applicants are advised to submittheir Application Forms one day prior to the Issue Closing Dateand, no later than 3.00 p.m (Indian Standard Time) on the Issue28 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSClosing Date. Applicants are cautioned that in the event a large number of Applications are received on the Issue Closing Date,there may be some Applications which are not uploaded due to lack of sufficient time to upload. Such Applications that cannot beuploaded will not be considered for allocation under the Issue. Application Forms will only be accepted on Working Days during theIssue Period. Neither our Company, nor the Lead Managers, Co-Lead Managers, Lead Brokers, sub-brokers or Trading Membersof the Stock Exchanges are liable for any failure in uploading the Applications due to failure in any software/ hardware systems orotherwise. Please note that the Basis of Allotment under the Issue will be on a date priority basis.The Issue may close on such earlier date or extended date as may be decided at the discretion of the duly authorised committee ofDirectors of our Company subject to necessary approvals. For further information on the Issue programme, please refer to “GeneralInformation – Issue Programme” page 52 of the Prospectus. In the event of such early closure or extension of the Issue, ourCompany shall ensure that notice of the same is provided to the prospective investors, on or before such early date of closure or theinitial Closing Date, as the case may be, through advertisement/s in a leading national daily newspaper.72. Interest/Premium:1. Applicable Interest/Premium:(a) For Series I NCDs: Interest would be paid annually at the following rates of interest in connection with the relevantcategories of NCD Holders as on the Record Date, on the amount outstanding from time to time, commencing from theDeemed Date of Allotment::Category of NCD Holder as onthe Record DateRate of Interest/Coupon (%per annum) – (A)Additional Incentiveon any Record Date (%per annum) – (B)Aggregate of Couponand AdditionalIncentiveon any Record Date (%per annum) =(A)+(B)NCD Holder who is an Individual 9.65% 1.25% 10.90%NCD Holder who is a Non9.65% Nil 9.65%Individual** NCD Holders who are Non Individuals SHALL NOT be eligible for the additional incentive of 1.25% per annum for Series INCDs held on any Record Date(b) For Series II NCDs: Interest would be paid annually at the following rates of interest in connection with the relevantcategories of NCD Holders as on the Record Date, on the amount outstanding from time to time, commencing from theDeemed Date of Allotment:Category of NCD Holder as onthe Record DateRate of Interest/Coupon (%per annum) – (A)Additional Incentiveon any Record Date (%per annum) – (B)Aggregate of Couponand AdditionalIncentiveon any Record Date (%per annum) =(A)+(B)NCD Holder who is an Individual 9.80% 1.35% 11.15%NCD Holder who is a Non9.80% Nil 9.80%Individual** NCD Holders who are Non Individuals SHALL NOT be eligible for the additional incentive of 1.35% per annum for Series IINCDs held on any Record Date.(c) For Series III NCDs: Interest would be paid monthly at the following rates of interest in connection with the relevantcategories of NCD Holders as on the Record Date, on the amount outstanding from time to time, commencing from theDeemed Date of Allotment:Category of NCD Holder as on Rate of Interest/Coupon (% Additional Incentive Aggregate of Couponthe Record Dateper annum) – (A)on any Record Date (% and Additional Incentiveper annum) – (B) on any Record Date (%per annum) =(A)+(B)NCD Holder who is an Individual 9.40% 1.23% 10.63%NCD Holder who is a Non9.40% Nil 9.40%Individual** NCD Holders who are Non Individuals SHALL NOT be eligible for the additional incentive of 1.23% per annum for Series IIINCDs held on any Record Date.(d) For Series IV NCDs: Series IV NCDs shall be redeemed at the end of thirty six months from the Deemed Date of Allotmentat the following amounts based on the relevant categories of NCD Holders as on the Record Date for redemption of the SeriesIV NCDs:Shriram Transport Finance Company Limited29


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSCategory of NCD Holder ason the Record DateNCD Holder who is anIndividualNCD Holder who is a NonIndividualFace Value (` per NCD) Premium Amount (` per Aggregate Amount– (A)NCD) – (B)Payable at the Timeof Redemption (` perNCD) =(A)+(B)*1,000 364.33 1,364.331,000 318.67 1,318.67* subject to applicable tax deducted at source, if any.(e) For Series V NCDs: In case of Series V NCDs, 50% of the Face Value of the NCDs shall be redeemable at a premium of `263.37 per Series V NCD held by an Individual and at a premium of ` 226.93 per Series V NCD held by a Non Individual atthe end of forty eight months from the Deemed Date of Allotment and the remaining 50% of the Face Value of the NCDs shallbe redeemable at a premium of ` 348.48 per Series V NCD held by an Individual and at a premium of ` 298.17 per SeriesV NCD held by a Non Individual at the end of sixty months from the Deemed Date of Allotment, as better detailed below:Category of NCD Holder as on theRecord DateFaceValue (`per NCD)– (A)Premium Amountfor 50% of theNCDs to beredeemed at theend of 48 months (`per NCD) – (B)AggregateAmountPayable atthe at the endof 48 months(` per NCD)=(A/2) +(B)PremiumAmount forremaining50% of theNCDs to beredeemed atthe end of 60months (` perNCD) – (C)AggregateAmountPayable atthe at the endof 60 months(` per NCD)=(A/2) +(C)*NCD Holder who is an Individual 1,000 263.37 763.37* 348.48 848.48NCD Holder who is a Non Individual 1,000 226.93 726.93 298.17 798.17* subject to applicable tax deducted at source, if any.On any relevant Record Date the Registrar and/or our Company shall determine the list and identity of NCD Holders, (basedon their DP identification, PAN and/or entries in the register of NCD Holders), and make applicable interest payments based onwhether such NCD Holder as on such Record Date is an Individual or a Non Individual. The categories of the NCD Holders,(i.e. Individuals and Non Individuals), will be identified based on the details obtained from the depository database (withrespect to NCDs held in dematerialized form) and register of NCD Holders (with respect to the NCDs held in physical form).2. Payment of Interest/Premium:Annual Payment of Interest for Series I and Series II NCDs: For NCDs subscribed under Series I and Series II, the relevantinterest will be paid on the first day of April every year for the amount outstanding. The first interest payment will be made onApril 1, 2014 for the period commencing from the Deemed Date of Allotment till March 31, 2014. The last interest paymentwill be made at the time of redemption of the NCD on a pro rata basis.Monthly Payment of Interest for Series III NCDs: For NCDs subscribed under Series III, the first interest payment shall bemade on the first day of September, 2013. The first interest payment shall be made from the Deemed Date of Allotment upto the August 31, 2013. The relevant interest accruing after August 31, 2013 will be paid on the first day of every followingmonth for the amount outstanding. Interest payment will be made till the expiry of sixty months from the Deemed Date ofAllotment. The last interest payment will be made at the time of redemption of the NCD on a pro rata basis.Basis of payment of Interest / Premium : Payment of (a) interest and/or redemption amount in case of Series I, Series II andSeries III NCDs and (b) the face value of the NCDs plus the applicable premium on redemption in case of Series IV and SeriesV NCDs, will be made to those NCD Holders (or to first holder in case of joint-holders), whose names appear in the registerof NCD Holders (in case of NCDs held in physical form) and/or the details obtained from the depository database (in case ofNCDs held in dematerialized form), as on the applicable Record Date. On every relevant Record Date, the Registrar and/orour Company shall determine the list and identity of NCD Holders, (based on their DP identification, PAN and/or entries inthe register of NCD Holders), and make applicable interest payments based on whether such NCD Holder as on the applicableRecord Date is an Individual or a Non Individual.We may enter into an arrangement with one or more banks in one or more cities for direct credit of interest to the account ofthe investors. In such cases, interest, would be directly credited to the account of those investors who have given their bankmandate on the interest payment date.We may offer the facility of NECS, NEFT, RTGS, Direct Credit and any other method permitted by RBI and SEBI from timeto time to help NCD Holders. The terms of this facility (including towns where this facility would be available) would be asprescribed by RBI. Refer to the paragraph on “Manner of Payment of Interest/Refund/Redemption Amounts” at page 271 inthe Prospectus.30 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS3. Taxation: Any tax exemption certificate/document mustbe lodged at the office of the Registrar at least 7(seven) daysprior to the Record Date or as specifically required, failingwhich tax applicable on interest will be deducted at source onaccrual thereof in our Company’s books and/or on paymentthereof, in accordance with the provisions of the IT Act and/or any other statutory modification, enactment or notificationas the case may be. A tax deduction certificate will be issuedfor the amount of tax so deducted.As per clause (ix) of Section 193 of the I.T. Act, no tax isrequired to be withheld on any interest payable on any securityissued by a company, where such security is in dematerializedform and is listed on a recognized stock exchange in India inaccordance with the Securities Contracts (Regulation) Act, 1956(42 of 1956) and the rules made thereunder. Accordingly, no taxwill be deducted at source from the interest on listed NCDs heldin the dematerialized form.However in case of NCDs held in physical form, as per thecurrent provisions of the IT Act, tax will not be deductedat source from interest payable on such NCDs held by theinvestor (in case of resident Individuals and HUFs), if suchinterest does not exceed ` 5,000 in any financial year. Ifinterest exceeds the prescribed limit of ` 5,000 on accountof interest on the NCDs, then the tax will be deducted atapplicable rate. However in case of NCD Holders claimingnon-deduction or lower deduction of tax at source, as thecase may be, the NCD Holder should furnish either (a) adeclaration (in duplicate) in the prescribed form i.e. (i)Form 15H which can be given by Individuals who are ofthe age of 60 years or more (ii) Form 15G which can begiven by all Applicants (other than companies, and firms ),or (b) a certificate, from the Assessing Officer which can beobtained by all Applicants (including companies and firms)by making an application in the prescribed form i.e. FormNo.13. The aforesaid documents, as may be applicable,should be submitted to our Company quoting the name of thesole/ first NCD Holder, NCD folio number and the distinctivenumber(s) of the NCD held, prior to the Record Date toensure non-deduction/lower deduction of tax at source frominterest on the NCD. The investors need to submit Form15H/ 15G/certificate in original from Assessing Officerfor each financial year during the currency of the NCD toensure non-deduction or lower deduction of tax at sourcefrom interest on the NCD.If the date of interest payment falls on a Saturday, Sunday ora public holiday in Mumbai or Chennai or any other paymentcentre notified in terms of the Negotiable Instruments Act, 1881,then interest would be paid on the next working day. Paymentof interest would be subject to the deduction as prescribed in theI.T. Act or any statutory modification or re-enactment thereoffor the time being in force.Subject to the terms and conditions in connection withcomputation of applicable interest on the Record Date as statedon page 267 of the Prospectus, please note that in case theNCDs are transferred and/or transmitted in accordance withthe provisions of the Prospectus read with the provisions ofthe Articles of Association of our Company, the transferee ofsuch NCDs or the deceased holder of NCDs, as the case maybe, shall be entitled to any interest which may have accruedon the NCDs.4. Day Count Convention:Interest shall be computed on a 365 days-a-year basis on theprincipal outstanding on the NCDs. However, where the interestperiod (start date to end date) includes February 29, interestshall be computed on 366 days-a-year basis, on the principaloutstanding on the NCDs5. Effect of holidays on payments:If the date of payment of interest or principal or any date specifieddoes not fall on a Working Day, then the succeeding WorkingDay will be considered as the effective date for such payment ofinterest or principal, as the case may be (the “Effective Date”).Interest and principal or other amounts, if any, will be paid onthe Effective Date. For avoidance of doubt, in case of interestpayment on Effective Date, interest for period between actualinterest payment date and the Effective Date will be paid innormal course in next interest payment date cycle. Payment ofinterest will be subject to the deduction of tax as per Income TaxAct or any statutory modification or re-enactment thereof for thetime being in force. In case the Maturity Date falls on a holiday,the payment will be made on the next Working Day, without anyinterest for the period overdue.73. Interest on Application Money:1. Interest on application monies received which are usedtowards allotment of NCDs: Our Company shall pay intereston application money on the amount allotted to the Applicants,other than to ASBA Applicants, subject to deduction of incometax under the provisions of the Income Tax Act, 1961, asamended, as applicable, to any Applicants to whom NCDsare allotted pursuant to the Issue from the date of realizationof the cheque(s)/demand draft(s) or 3 (three) days from thedate of receipt of the application (being the date of upload ofeach Application on the electronic Application platform of theStock Exchanges) whichever is later upto one day prior to theDeemed Date of Allotment, at the rate of 9.00% per annum.Our Company has a right to withdraw the Issue at anytime 2(two) days prior to Issue closing date for receiving subscriptionin the Issue. Our Company shall in the event of such withdrawal,subject to receipt of a minimum subscription of 75 % of theBase Issue, i.e. ` 28,125 lacs, allot NCDs to all Applicants whohave applied for NCDs upto one day prior to the date by whichCompany gives notice for withdrawal of Issue. However, it isclarified that in the event that our Company does not receive aminimum subscription of 75 % of the Base Issue, i.e. ` 28,125lacs our Company will not allot any NCDs to Applicants.Further our Company shall pay interest on application moneyon the amount allotted, other than to ASBA Applicants, subjectto deduction of income tax under the provisions of the IncomeTax Act, 1961, as amended, as applicable, to any Applicants towhom NCDs are allotted pursuant to the Issue from the dateof realization of the cheque(s)/demand draft(s) or 3 (three)days from the date of receipt of the application (being thedate of upload of each Application on the electronic Applicationplatform of the Stock Exchanges) whichever is later upto oneday prior to the Deemed Date of Allotment, at the rate of9.00% per annum.Our Company may enter into an arrangement with one or morebanks in one or more cities for direct credit of interest to theaccount of the Applicants. Alternatively, the interest warrantwill be dispatched along with the Letter(s) of Allotment at thesole risk of the Applicant, to the sole/first Applicant.Shriram Transport Finance Company Limited31


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS2. Interest on application monies received which are liable tobe refunded: Our Company shall pay interest on applicationmoney which is liable to be refunded to the Applicants, otherthan to ASBA Applicants, in accordance with the provisionsof the Debt Regulations and/or the Companies Act, or otherapplicable statutory and/or regulatory requirements, subjectto deduction of income tax under the provisions of the IncomeTax Act, 1961, as amended, as applicable, from the date ofrealization of the cheque(s)/demand draft(s) or 3 (three)days from the date of receipt of the application (being thedate of upload of each Application on the electronic Applicationplatform of the Stock Exchanges) whichever is later upto oneday prior to the Deemed Date of Allotment, at the rate of2.50% per annum. Such interest shall be paid along with themonies liable to be refunded. Interest warrant will be dispatched/ credited (in case of electronic payment) along with theLetter(s) of Refund at the sole risk of the Applicant, to the sole/first Applicant.In the event our Company does not receive a minimumsubscription of 75 % of the Base Issue, i.e. ` 28,125 lacs on thedate of closure of the Issue, our Company shall pay intereston application money which is liable to be refunded to theApplicants, other than to ASBA Applicants, in accordancewith the provisions of the Debt Regulations and/or theCompanies Act, or other applicable statutory and/orregulatory requirements, subject to deduction of income taxunder the provisions of the Income Tax Act, 1961, as amended.Provided that, notwithstanding anything contained hereinabove,our Company shall not be liable to pay any interest on moniesliable to be refunded in case of (a) invalid applications orapplications liable to be rejected, and/or (b) applications whichare withdrawn by the Applicant. Please refer to “Rejection ofApplication” at page 300 of the Prospectus.74. Maturity and Redemption:The NCDs issued pursuant to the Prospectus have a fixedmaturity date.• Series I: The date of maturity for Series I NCDs is thirty sixmonths from the Deemed Date of Allotment. Each Series INCD shall be redeemed at the Face Value thereof along with theinterest accrued thereon, if any, at the end of thirty six monthsfrom the Deemed Date of Allotment.• Series II: The date of maturity for Series II NCDs is sixtymonths from the Deemed Date of Allotment. 50% of theFace Value of the NCDs will be payable at the end of theforty eight months and remaining 50% at the end of thesixty months from the Deemed Date of Allotment. The FaceValue at each stage of redemption as detailed above, shall bepayable together with any interest at the applicable Couponwhich may have accrued on the date of such redemptionplus the Additional Incentive as may be applicable for NCDHolders who are Individuals.• Series III: The date of maturity for Series III NCDs is sixtymonths from the Deemed Date of Allotment. Each Series IIINCD shall be redeemed at the Face Value thereof along withthe interest accrued thereon, if any, at the end of sixty monthsfrom the Deemed Date of Allotment.• Series IV: The date of maturity for Series IV NCDs is thirtysix months. Each Series IV NCDs, shall be redeemable at apremium of ` 364.33 per Series IV NCD held by an Individualand at a premium of ` 318.67 per Series IV NCD held bya Non Individual, at the end of thirty six months from theDeemed Date of Allotment.• Series V: The date of maturity for Series V NCDs issixty months from the Deemed Date of Allotment. ForSeries V NCDs, 50% of the Face Value of the NCDs shallbe redeemable at a premium of ` 263.37 per Series V NCDheld by an Individual and at a premium of ` 226.93 per SeriesV NCD held by a Non Individual at the end of forty eightmonths from the Deemed Date of Allotment and the remaining50% of the Face Value of the NCDs shall be redeemable at apremium of ` 348.48 per Series V NCD held by an Individualand at a premium of ` 298.17 per Series V NCD held by a NonIndividual at the end of sixty months from the Deemed Dateof Allotment.Upon the part redemption (i.e. repayment of 50% of the FaceValue) of the each of the Series II and Series V NCDs at theend of forty eight months from the Deemed Date of Allotment,in accordance with the aforementioned provisions of theProspectus, trading in such Series II and Series V NCDs, will besuspended till the required approval(s) and/or permission(s) fortrading in the Series II and Series V NCDs (with respect to theoutstanding value of Series II and Series V NCDs) is obtainedfrom the Stock Exchanges and/or other regulatory authorities,in accordance with the applicable statutory and/or regulatoryrequirements.Please further note that with respect to Series II and Series VNCDs, our liability to NCD Holder(s) to the extent of the valueof the NCDs partly redeemed and repaid at the end of fortyeight months, towards his/their rights including for payment orotherwise shall stand extinguished from the date of payment ofthe redemption amount at the end of forty eight months. TheNCD certificate(s) for all Series II and Series V NCDs shallstand extinguished to the extent of the amount partly redeemedupon redemption of the corresponding value of the NCD(s), atthe end of forty eight months.75. Application Size:Each application should be for a minimum of 10 NCDs and inmultiples of 1 NCD thereafter. The minimum application sizefor each application would be ` 10,000/- ( for all Series of NCDsnamely, Series I, Series II, Series III, Series IV and Series VNCDs either taken individually or collectively) and in multiplesof ` 1,000/- thereafter.Applicants can apply for any or all types of NCDs offeredhereunder (any/all options) using the same Application Form.Applicants are advised to ensure that applications madeby them do not exceed the investment limits or maximumnumber of NCDs that can be held by them under applicablestatutory and or regulatory provisions.76. Terms of Payment:The entire issue price of ` 1,000 per NCD is payable onapplication itself. In case of allotment of lesser number ofNCDs than the number of NCDs applied for, our Companyshall refund the excess amount paid on application to theApplicant in accordance with the terms of the Prospectus. Forfurther details please refer to the paragraph on “Interest onApplication Money” on page 269 of the Prospectus.77. Manner of Payment of Interest / Refund / RedemptionAmounts:The manner of payment of interest / refund / redemption in32 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSconnection with the NCDs is set out below:For NCDs applied / held in electronic form: The bank detailswill be obtained from the Depositories for payment of Interest/ refund / redemption as the case may be. Applicants who haveapplied for or are holding the NCDs in electronic form, areadvised to immediately update their bank account details asappearing on the records of the depository participant. Pleasenote that failure to do so could result in delays in credit ofrefunds to the Applicant at the Applicant’s sole risk, and theLead Managers, the Co-Lead Managers, our Company nor theRegistrar to the Issue shall have any responsibility and undertakeany liability for the same.For NCDs held in physical form: The bank details will beobtained from the Application Form or from the copy ofthe cancelled cheque annexed to the Application Form forpayment of interest / refund / redemption as the case may be.The mode of interest / refund / redemption payments shall beundertaken in the following order of preference:1. Direct Credit: Investors having their bank account withthe Refund Banks, shall be eligible to receive refunds, if any,through direct credit. The refund amount, if any, would becredited directly to their bank account with the Refund Banker.2. NECS: Payment of interest / refund / redemption shall beundertaken through NECS for Applicants having an accountat the centers mentioned in NECS MICR list.This mode of payment of refunds would be subject toavailability of complete bank account details including theMICR code, IFSC code, bank account number, bank nameand branch name as appearing on a cheque leaf, from theDepositories. One of the methods for payment of interest /refund / redemption is through NECS for Applicants having abank account at any of the abovementioned centers.3. RTGS: Applicants having a bank account with aparticipating bank and whose interest payment / refund/ redemption amount exceeds ` 2 lacs, or such amount asmay be fixed by RBI from time to time, have the optionto receive refund through RTGS. Such eligible Applicantswho indicate their preference to receive interest payment /refund / redemption through RTGS are required to providethe IFSC code in the Application Form or intimate ourCompany and the Registrars to the Issue at least 7 (seven)days before the Record Date. Charges, if any, levied by theApplicant’s bank receiving the credit would be borne by theApplicant. In the event the same is not provided, interestpayment / refund / redemption shall be made through NECSsubject to availability of complete bank account details for thesame as stated above.3. NEFT: Payment of interest / refund / redemption shallbe undertaken through NEFT wherever the Applicants’bank has been assigned the Indian Financial System Code(“IFSC”), which can be linked to a Magnetic Ink CharacterRecognition (“MICR”), if any, available to that particularbank branch. IFSC Code will be obtained from the website ofRBI as on a date immediately prior to the date of paymentof refund, duly mapped with MICR numbers. Whereverthe Applicants have registered their nine digit MICR numberand their bank account number while opening and operatingthe de-mat account, the same will be duly mapped with theIFSC Code of that particular bank branch and the paymentof interest/refund/redemption will be made to the Applicantsthrough this method.4. Registered Post/Speed Post: For all other Applicants,including those who have not updated their bank particularswith the MICR code, the interest payment / refund / redemptionorders shall be dispatched through Speed Post/ Registered Postonly to Applicants that have provided details of a registeredaddress in India. Refunds may be made by cheques, pay orders,or demand drafts drawn on the relevant Refund Bank andpayable at par at places where Applications are received. Allcheques, pay orders, or demand drafts as the case may be, shallbe sent by registered/speed post at the Investor’s sole risk. Bankcharges, if any, for cashing such cheques, pay orders, or demanddrafts at other centres will be payable by the Applicant.78. Refunds for Applicants other than ASBA Applicants:Within 12 Working Days of the Issue Closing Date, the Registrarto the Issue will dispatch refund orders/issue instructions forelectronic refund, as applicable, of all amounts payable tounsuccessful Applicants (other than ASBA Applicants) andalso any excess amount paid on Application, after adjustingfor allocation/Allotment of NCDs. In case of Applicants whohave applied for Allotment of NCDs in dematerialized form,the Registrar to the Issue will obtain from the Depositories theApplicant’s bank account details, including the MICR code, onthe basis of the DP ID and Client ID provided by the Applicant intheir Application Forms, for making refunds. In case of Applicantswho have applied for Allotment of NCDs in physical form, thebank details will be extracted from the Application Form or thecopy of the cheque. For Applicants who receive refunds throughECS, direct credit, RTGS or NEFT, the refund instructions willbe issued to the clearing system within 12 Working Days of theIssue Closing Date. A suitable communication will be dispatchedto the Applicants receiving refunds through these modes, givingdetails of the amount and expected date of electronic credit ofrefund. Such communication will be mailed to the addresses(in India) of Applicants, as per Demographic Details receivedfrom the Depositories or the address details provided in theApplication Form, in case of Applicants who have applied forAllotment of NCDs in physical form. The Demographic Detailsor the address details provided in the Application Form wouldbe used for mailing of the physical refund orders, as applicable.Investors who have applied for NCDs in electronic form, areadvised to immediately update their bank account details asappearing on the records of their Depository Participant. Failureto do so could result in delays in credit of refund to the investorsat their sole risk and neither the Lead Managers, the Co-LeadManagers nor the Company shall have any responsibility andundertake any liability for such delays on part of the investors.79. Printing of Bank Particulars on Interest Warrants:As a matter of precaution against possible fraudulent encashmentof refund orders and interest/redemption warrants due to loss ormisplacement, the particulars of the Applicant’s bank accountare mandatorily required to be given for printing on the orders/warrants. In relation to NCDs applied and held in dematerializedform, these particulars would be taken directly from thedepositories. In case of NCDs held in physical form eitheron account of rematerialisation or transfer, the investors areadvised to submit their bank account details with our Company/ Registrar at least 7 (seven) days prior to the record date failingwhich the orders / warrants will be dispatched to the postaladdress of the holder of the NCD as available in the records ofour Company. Bank account particulars will be printed on theorders/ warrants which can then be deposited only in the accountspecified.Shriram Transport Finance Company Limited33


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS80. Loan against NCDs: Pursuant to RBI Circular dated June27, 2013, our Company, being an NBFC, is not permitted toextend any loans against the security of its NCDs.81. Buy Back of NCDs: Our Company may, at its sole discretion,from time to time, consider, subject to applicable statutory and/or regulatory requirements, buyback of NCDs, upon such termsand conditions as may be decided by our Company.Our Company may from time to time invite the NCD Holdersto offer the NCDs held by them through one or more buy-backschemes and/or letters of offer upon such terms and conditionsas our Company may from time to time determine, subjectto applicable statutory and/or regulatory requirements. SuchNCDs which are bought back may be extinguished, re-issuedand/or resold in the open market with a view of strengtheningthe liquidity of the NCDs in the market, subject to applicablestatutory and/or regulatory requirements.82. Procedure for Redemption by NCD Holders:The procedure for redemption is set out below:NCDs held in physical form: No action would ordinarilybe required on the part of the NCD Holder at the time ofredemption and the redemption proceeds would be paid tothose NCD Holders whose names stand in the register ofNCD Holders maintained by us on the record date fixed forthe purpose of Redemption. However, our Company mayrequire that the NCD certificate(s), duly discharged by thesole holder/all the joint-holders (signed on the reverse of theNCD certificate(s)) be surrendered for redemption on maturityand should be sent by the NCD Holder(s) by Registered Postwith acknowledgment due or by hand delivery to our officeor to such persons at such addresses as may be notified byus from time to time. NCD Holder(s) may be requestedto surrender the NCD certificate(s) in the manner as statedabove, not more than three months and not less than one monthprior to the redemption date so as to facilitate timely payment.We may at our discretion redeem the NCDs without therequirement of surrendering of the NCD certificates by theholder(s) thereof. In case we decide to do so, the holders ofNCDs need not submit the NCD certificates to us and theredemption proceeds would be paid to those NCD Holderswhose names stand in the register of NCD Holders maintainedby us on the record date fixed for the purpose of redemptionof NCDs. In such case, the NCD certificates would be deemedto have been cancelled. Also see the para “Payment onRedemption” given below.Please note that with respect to Series II and Series V NCDs, ourliability to NCD Holder(s) to the extent of the value of the NCDspartly redeemed and repaid at the end of forty eight months,towards his/their rights including for payment or otherwise shallstand extinguished from the date of payment of the redemptionamount at the end of forty eight months. The NCD certificate(s)for all Series II and Series V NCDs shall stand extinguishedto the extent of the amount partly redeemed upon redemptionof the corresponding value of the NCD(s), at the end of fortyeight months. It is clarified that for debenture holders holdingSeries II ans Series V of NCDs in the physical form, uponthe part redemption thereof, at the end of 48 months from theDeemed Date of Allotment, our Company shall issue fresh NCDcertificates for the remaining outstanding Face Value of theNCDs and shall cancel the existing NCD Certificates (in lightof the extent of the Face Value of the NCDs which are redeemedat the end of 48 months from the Deemed Date of Allotment)NCDs held in electronic form: No action is required on thepart of NCD Holder(s) at the time of redemption of NCDs.Upon the part redemption (i.e. repayment of 50% of the FaceValue) of the each of the Series II and Series V NCDs at theend of forty eight months from the Deemed Date of Allotment,in accordance with the aforementioned provisions of theProspectus, trading in such Series II and Series V NCDs, will besuspended till the required approval(s) and/or permission(s) fortrading in the Series II and Series V NCDs (with respect to theoutstanding value of Series II and Series V NCDs) is obtainedfrom the Stock Exchanges and/or other regulatory authorities,in accordance with the applicable statutory and/or regulatoryrequirements.Please further note that with respect to Series II and Series VNCDs, our liability to NCD Holder(s) to the extent of the valueof the NCDs partly redeemed and repaid at the end of fortyeight months, towards his/their rights including for payment orotherwise shall stand extinguished from the date of payment ofthe redemption amount at the end of forty eight months.83. Payment on Redemption:The manner of payment of redemption is set out below:NCDs held in physical form: The payment on redemptionof the NCDs will be made by way of cheque/pay order/electronic modes. However, if our Company so requires,the aforementioned payment would only be made on thesurrender of NCD certificate(s), duly discharged by the soleholder / all the joint-holders (signed on the reverse of theNCD certificate(s). Dispatch of cheques/pay order, etc. inrespect of such payment will be made on the RedemptionDate or (if so requested by our Company in this regard)within a period of 30 days from the date of receipt of theduly discharged NCD certificate.In case we decide to do so, the redemption proceeds in themanner stated above would be paid on the Redemption Dateto those NCD Holders whose names stand in the register ofNCD Holders maintained by us/Registrar to the Issue on therecord date fixed for the purpose of Redemption. Hence thetransferees, if any, should ensure lodgment of the transferdocuments with us at least 7 (seven) days prior to the recorddate. In case the transfer documents are not lodged with us atleast 7 (seven) days prior to the record date and we dispatchthe redemption proceeds to the transferor, claims in respectof the redemption proceeds should be settled amongst theparties inter se and no claim or action shall lie against us orthe Registrars.Our liability to holder(s) towards his/their rights includingfor payment or otherwise shall stand extinguished from thedate of redemption in all events and when we dispatch theredemption amounts to the NCD Holder(s).Further, we will not be liable to pay any interest, income orcompensation of any kind from the date of redemption of theNCD(s).NCDs held in electronic form: On the redemption date,redemption proceeds would be paid by cheque /pay order /electronic mode to those NCD Holders whose names appearon the list of beneficial owners given by the Depositories tous. These names would be as per the Depositories’ records onthe record date fixed for the purpose of redemption. TheseNCDs will be simultaneously extinguished to the extent ofthe amount redeemed through appropriate debit corporateaction upon redemption of the corresponding value of the34 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSNCDs. It may be noted that in the entire process mentionedabove, no action is required on the part of NCD Holders.Our liability to NCD Holder(s) towards his/their rightsincluding for payment or otherwise shall stand extinguishedfrom the date of redemption in all events and when wedispatch the redemption amounts to the NCD Holder(s).Further, we will not be liable to pay any interest, income orcompensation of any kind from the date of redemption ofthe NCD(s).84. Right to Reissue NCD(s):Subject to the provisions of the Act, where we have fullyredeemed or repurchased any NCD(s), we shall have andshall be deemed always to have had the right to keep suchNCDs in effect without extinguishment thereof, for thepurpose of resale or reissue and in exercising such right, weshall have and be deemed always to have had the power toresell or reissue such NCDs either by reselling or reissuingthe same NCDs or by issuing other NCDs in their place. Theaforementioned right includes the right to reissue originalNCDs.85. Sharing of Information:We may, at our option, use on our own, as well as exchange,share or part with any financial or other information aboutthe NCD Holders available with us, with our subsidiaries,if any and affiliates and other banks, financial institutions,credit bureaus, agencies, statutory bodies, as may be requiredand neither we or our affiliates nor their agents shall be liablefor use of the aforesaid information.86. Notices:All notices to the NCD Holder(s) required to be given by usor the Debenture Trustee shall be published in one Englishlanguage newspaper having wide circulation and one regionallanguage daily newspaper in Chennai and/or will be sent bypost/ courier or through email or other electronic media tothe Registered Holders of the NCD(s) from time to time.87. Issue of Duplicate NCD Certificate(s):If any NCD certificate(s) is/are mutilated or defaced or thecages for recording transfers of NCDs are fully utilised, thesame may be replaced by us against the surrender of suchcertificate(s). Provided, where the NCD certificate(s) aremutilated or defaced, the same will be replaced as aforesaidonly if the certificate numbers and the distinctive numbersare legible.If any NCD certificate is destroyed, stolen or lost then uponproduction of proof thereof to our satisfaction and uponfurnishing such indemnity/security and/or documents as wemay deem adequate, duplicate NCD certificate(s) shall beissued. Upon issuance of a duplicate NCD certificate, theoriginal NCD certificate shall stand cancelled.88. Market Making:The Company is exploring a possibility of appointment ofmarket maker(s) in connection with the NCDs offered in theIssue. Market maker(s) may be appointed also subject to receiptof statutory approvals as may be required.89. Future Borrowings:We will be entitled to borrow/raise loans or avail of financialassistance in whatever form as also to issue debentures/NCDs/other securities in any manner having such rankingin priority, pari passu or otherwise, subject to applicableconsents, approvals or permissions that may be requiredunder any statutory/regulatory/contractual requirement, andchange the capital structure including the issue of sharesof any class, on such terms and conditions as we may thinkappropriate, without the consent of, or intimation to, theNCD Holders or the Debenture Trustee in this connection.90. Impersonation:As a matter of abundant caution, attention of the Investors isspecifically drawn to the provisions of sub-section (1) of Section68A of the Companies Act which is reproduced below:“Any person who makes in a fictitious name an application to acompany for acquiring, or subscribing for, any shares therein, orotherwise induces a company to allot, or register any transfer ofshares therein to him, or any other person in a fictitious name,shall be punishable with imprisonment for a term which mayextend to five years”.91. Pre-closure:Our Company, in consultation with the Lead Managers and theCo-Lead Managers reserves the right to close the Issue at any timeprior to the Issue Closing Date, subject to receipt of minimumsubscription for NCDs aggregating to 75% of the Base Issue.Our Company shall allot NCDs with respect to the Applicationsreceived at the time of such pre-closure in accordance with theBasis of Allotment as described hereinabove and subject toapplicable statutory and/or regulatory requirements.92. Utilisation of Application Money:The sum received in respect of the Issue will be kept in separatebank accounts and we will have access to such funds as perapplicable provisions of law(s), regulations and approvals.93. Utilisation of Issue Proceeds:a) All monies received pursuant to the Issue of NCDs topublic shall be transferred to a separate bank account otherthan the bank account referred to in sub-section (3) of section73 of the Act.b) Details of all monies utilised out of Issue referred toin sub-item (a) shall be disclosed under an appropriateseparate head in our Balance Sheet indicating the purpose forwhich such monies had been utilised; andc) Details of all unutilised monies out of issue of NCDs,if any, referred to in sub-item (a) shall be disclosed underan appropriate separate head in our Balance Sheet indicatingthe form in which such unutilised monies have been invested.d) We shall utilize the Issue proceeds only upon execution of thedocuments for creation of security as stated in the Prospectusand the Prospectus and on receipt of the minimum subscriptionof 75% of the Base Issue.e) The Issue proceeds shall not be utilized towards full or partconsideration for the purchase or any other acquisition, inter aliaby way of a lease, of any immovable property.94. Filing of the Prospectus with ROC:A copy of the Prospectus shall be filed with the Registrar ofCompanies, Chennai, Tamil Nadu, in terms of section 56 andsection 60 of the Act.95. Pre-Issue Advertisement:Subject to Section 66 of the Companies Act, 1956, our Companywill issue a statutory advertisement on or before the IssueOpening Date. This advertisement will contain the informationas prescribed in Schedule IV of Debt Regulations in compliancewith the Regulation 8(1) of Debt Regulations. Material updates,if any, between the date of filing of the Prospectus with ROCand the date of release of this statutory advertisement will beincluded in the statutory advertisement.Shriram Transport Finance Company Limited35


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS96. Listing:The NCDs offered through the Draft Prospectus and theProspectus are proposed to be listed on the BSE and the NSE.Our Company has obtained an ‘in-principle’ approval for theIssue from the BSE vide their letter dated July 2, 2013 and fromNSE vide their letter dated July 2, 2013. For the purposes of theIssue, NSE shall be the Designated Stock Exchange.If permissions to deal in and for an official quotation of the NCDsare not granted by the Designated Stock Exchange, the Companywill forthwith repay, without interest, all such moneys receivedfrom the Applicants pursuant to the Prospectus. If such money isnot repaid within eight days after the Company becomes liableto repay it, our Company and every officer in default will onand from such expiry of eight days be liable to repay the money,with interest at the rate of 15% p.a. as prescribed under Section73 of the Companies Act. Our Company will use best effortsto ensure that all steps for the completion of the necessaryformalities for listing at the Stock Exchanges are taken within12 Working Days of the Issue Closing Date. Our Company shalluse best efforts to ensure that all steps for completion of thenecessary formalities for commencement of trading at the StockExchange where the NCDs are proposed to be listed are takenwithin 12 Working Days from the Issue Closing Date. For theavoidance of doubt, it is hereby clarified that in the event of nonsubscription to any one or more of the Series, such Series(s) ofNCDs shall not be listed.DETAILS PERTAINING TO THE <strong>COMPANY</strong>a. General InformationShriram Transport Finance Company LimitedDate of Incorporation: June 30, 1979. Our Company wasincorporated as a public limited company under the provisionsof the Act.Registered Office:Mookambika Complex, 3 rd Floor, No. 4, Lady Desika Road,Mylapore, Chennai, Tamil Nadu – 600004.Registration:Corporate Identification Number: L65191TN1979PLC007874issued by the Registrar of Companies, Tamil Nadu.Our Company holds a certificate of registration dated September4, 2000 bearing registration no. A-07-00459 issued by the RBIto carry on the activities of a NBFC under section 45 IA of theRBI Act, 1934, which has been renewed on April 17, 2007,(bearing registration no. 07-00459).b. Details of share capitalThe share capital of our Company as at date of the Prospectus isset forth below:Share CapitalRupees inlacsAuthorised Share Capital39, 70, 00, 000 Equity Shares of ` 10/- each 39,7002,00,00,000 Preference Shares of ` 100/- each 20,000Total 59,700Issued22,69,18,077 Equity Shares of ` 10 /- each 22,691.81Share CapitalSubscribedRupees inlacs22,69,18,077Equity Shares of ` 10 /- each 22,691.81Paid-up Share Capital22,68,63,936 Equity Shares of ` 10/- each 22,686.3948,000 Equity Shares of ` 10/- each, paid up ` 2.405/- eachTotal 22,688.79For further details, please refer page 73 of the Prospectus.c. Our ManagementBoard of Directors: The general superintendence, direction andmanagement of our affairs and business are vested in our Boardof Directors. We have not appointed any ‘manager’ within themeaning thereof under the provisions of the Act. As on the dateof the Prospectus, we have 10 (Ten) Directors on our Board.NameDesignationMr. Arun DuggalNon Executive ChairmanMr. Umesh Govind Revankar Managing DirectorMr. Ramachandran Sridhar Non-Executive and Non-Independent DirectorMr. Sumati Prasad MishrilalBafnaMr. Mayashanker VermaMr. Puneet BhatiaMr. LakshminarayananSubramanianMr. Ranvir DewanMrs. Kishori UdeshiMr. Amitabh ChaudhryD. Our SubsidiariesNon-Executive and IndependentDirectorNon-Executive and IndependentDirectorNon-Executive and Non-Independent DirectorNon-Executive and IndependentDirectorNon-Executive and Non-Independent DirectorNon- Executive and IndependentDirectorNon- Executive and IndependentDirectorAs on the date of the Prospectus our Company has the followingthree subsidiaries:1. Shriram Equipment Finance Company Limited,(“SEFCL”): SEFCL was incorporated pursuant to a certificateof incorporation dated December 15, 2009 issued by theRegistrar of Companies, Chennai, Tamil Nadu, and having itsregistered office situated at Mookambika Complex, 3 rd Floor,No. 4, Lady Desika Road, Mylapore, Chennai, Tamil Nadu,India - 600004.2. Shriram Automall India Limited, (“SAIL”): SAIL wasincorporated pursuant to a certificate of incorporation datedFebruary 11, 2010 issued by the Registrar of Companies,Chennai, Tamil Nadu and having its registered office situatedat Mookambika Complex, 3 rd Floor, No. 4, Lady Desika Road,Mylapore, Chennai, Tamil Nadu, India - 600004.36 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS3. Shriram Insurance Broking Company Limited(“SIBCL”): SIBCL was incorporated pursuant to a certificateof incorporation dated January 1, 2013 issued by the Registrarof Companies, Chennai, Tamil Nadu and having its registeredoffice situated at Mookambika Complex, 3 rd Floor, No. 4, LadyDesika Road, Mylapore, Chennai, Tamil Nadu, India - 600004.e. Debt - equity ratio:The debt equity ratio prior to this Issue is based on a totaloutstanding consolidated debt of ` 33,38,625.14 lacs andconsolidated shareholder funds amounting to ` 7,30,250.60lacs as on March 31, 2013. The debt equity ratio post the Issue(assuming subscription of ` 75,000 lacs) is 4.67 times, based ona total outstanding debt of ` 34,13,625.14 lacs and shareholdersfund of ` 7,30,250.60 lacs as on March 31, 2013.(` in lacs)Particulars #Prior to theIssuePost theIssue*Secured loans as on March 26,11,526.17 26,86,526.1731, 2013Unsecured loans as on March 7,27,098.97 727,098.9731, 2013Total Debt 33,38,625.14 34,13,625.14Share capital as on March 31, 22,688.79 22,688.792013Reserves as on March 31, 7,11,098.38 7,11,098.382013Less: Miscellaneous3,536.57 3,536.57expenditure (to the extent notwritten off or adjusted) as onMarch 31, 2013Total Shareholders Fund 7,30,250.60 7,30,250.60Debt Equity Ratio (Number4.57 4.67of times)# On a consolidated basis.* The debt-equity ratio post the Issue is indicative and is onaccount of assumed inflow of ` 75,000 lacs from the Issue, ason March 31, 2013 and does not include contingent and offbalancesheet liabilities. The actual debt-equity ratio post theIssue would depend upon the actual position of debt and equityon the date of allotment.For details on the total outstanding debt of our Company, pleaserefer to the section titled “Disclosures on Existing FinancialIndebtedness” beginning on page 186 of the Prospectus.F. OTHER FINANCIAL INFORMATIONSUMMARY FINANCIAL INFORMATIONThe following tables are derived from ReformattedConsolidated Summary Financial Statements and theReformatted Unconsolidated Summary Financial Statements.The Reformatted Consolidated Summary Financial Statementsand the Reformatted Unconsolidated Summary FinancialStatements should be read in conjunction with the examinationreport thereon issued by our Joint Statutory Auditors andstatement of significant accounting policies and notes toaccounts on the Reformatted Consolidated Summary FinancialStatements and the Reformatted Unconsolidated SummaryFinancial Statements contained in the section titled “FinancialInformation” beginning on page 185 of the Prospectus.A. SUMMARY INFORMATION OF OURUNCONSOLIDATED ASSETS AND LIABILITIES(` in lacs)ABCDEParticularsEquity andLiabilitiesTotal Shareholders'fundShare applicationmoney pendingallotmentTotal Non-currentliabilitiesTotal CurrentliabilitiesTotal Equityand Liabilities(A+B+C+D)AssetsAs at March 31,2013 2012 2011 2010 2009719,473.96 599,231.25 490,439.30 384,233.30 231,649.80- - - - 13.452,186,078.70 1,789,275.33 1,582,461.59 1,277,884.31 907,762.191,577,770.12 1,189,241.18 1,089,962.93 1,037,592.27 1,360,382.934,483,322.78 3,577,747.76 3,162,863.82 2,699,709.88 2,499,808.37F Total Non-current 2,098,796.42 1,667,435.90 1,491,975.65 1,284,955.92 1,200,020.13assetsG Total Current assets 2,384,526.36 1,910,311.86 1,670,888.17 1,414,753.96 1,299,788.24H Total Assets (F+G) 4,483,322.78 3,577,747.76 3,162,863.82 2,699,709.88 2,499,808.37B. SUMMARY INFORMATION OF OUR UNCONSOLIDATEDPROFIT AND LOSS ACCOUNT(` in lacs)ParticularsFor the year ended March 31,2013 2012 2011 2010 2009A. Total Income 656,358.99 589,387.66 540,105.45 450,138.30 373,763.10B TotalExpenditureC. Net ProfitBefore Taxation(A-B)D Total taxexpense /(income)E. Profit after taxfrom continuingoperations(C-D)454,739.88 401,296.64 355,212.69 317,679.18 281,699.99201,619.11 188,091.02 184,892.76 132,459.12 92,063.1165,557.10 62,346.06 61,904.76 45,147.38 30,822.90136,062.01 125,744.96 122,988.00 87,311.74 61,240.21D. SUMMARY INFORMATION OF OUR CONSOLIDATEDASSETS AND LIABILITIES(` in lacs)ABCDEFGParticularsEquity andLiabilitiesTotalShareholders'fundTotal Non-currentliabilitiesTotal CurrentliabilitiesTotal Equityand Liabilities(A+B+C)AssetsTotal Non-currentassetsTotal CurrentassetsTotal Assets(E+F)As at March 31,2013 2012 2011 2010733,787.16 603,264.11 489,335.80 384,406.832,288,170.45 1,837,477.68 1,608,831.53 1,277,884.311,743,003.56 1,263,042.78 1,114,000.33 1,037,595.244,764,961.17 3,703,784.57 3,212,167.66 2,699,886.382,247,986.36 1,720,273.41 1,520,316.66 1,285,161.522,516,974.81 1,983,511.16 1,691,851.00 1,414,724.864,764,961.17 3,703,784.57 3,212,167.66 2,699,886.38Shriram Transport Finance Company Limited37


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSE. SUMMARY INFORMATION OF OUR CONSOLIDATEDPROFIT AND LOSS ACCOUNT(` in lacs)ParticularsFor the year ended March 31,2013 2012 2011 2010A. Total Income 701,595.80 617,945.97 548,338.22 450,143.12B Total Expenditure 485,329.77 422,194.65 364,584.12 317,686.38C. Net Profit BeforeTaxation (A-B)D Total tax expense /(income)E. Profit after taxfrom continuingoperations (C-D)216,266.03 195,751.32 183,754.10 132,456.7469,877.26 64,876.00 62,041.93 45,146.74146,388.77 130,875.32 121,712.17 87,310.00For further details please refer to the Prospectus.LlLEGAL AND OTHER INFORMATIONRegulations And PoliciesFor further details, please refer page 354 of the Prospectus.B. PENDING PROCEEDINGS And STATUTORY DEFAULTSAs on the date of the Prospectus, there are no defaults inmeeting statutory dues, institutional dues, and towards holdersof instrument like debentures, fixed deposits and arrears oncumulative preference shares, etc, by our Company or by publiccompanies promoted by the same promoter and listed on stockexchange. For futher details please refer to the Prospectus.C. Other Regulatory And Statutory DisclosuresAuthority for the Issue: At the meeting of the Board of Directorsof our Company, held on May 7, 2013, the Directors approvedthe issue of NCDs to the public in one or more tranches, upto anamount not exceeding ` 2,00,000 lacs.Prohibition by SEBI: Our Company, persons in control ofour Company and/or our Promoter have not been restrained,prohibited or debarred by SEBI from accessing the securitiesmarket or dealing in securities and no such order or directionis in force. Further, no member of our promoter group has beenprohibited or debarred by SEBI from accessing the securitiesmarket or dealing in securities due to fraud.Disclaimer Clause of the NSE: As required, a copy of this OfferDocument has been submitted to NSE. NSE has given vide itsletter ref.: NSE/LIST/209048-8 dated July 02, 2013 permissionto the Issuer to use the Exchange’s name in this Offer Documentas one of the stock exchanges on which this Issuer’s securitiesare proposed to be listed. The Exchange has scrutinized this draftoffer document for its limited internal purpose of deciding onthe matter of granting the aforesaid permission to this Issuer. Its to be distinctly understood that the aforesaid permission givenby NSE should not in any way be deemed or construed that theOffer Document has been cleared or approved by NSE; nor doesit in any manner warrant, certify or endorse the correctness orcompleteness of any of the contents of this Offer Document;nor does it warrant that this Issuer’s securities will be listedor will continue to be listed on the Exchange; nor does it takeany responsibility for the financial or other soundness of thisCompany, its promoters, its management or any scheme orproject of this Issuer.Every person who desires to apply for or otherwise acquiresany securities of this Issuer may do so pursuant to independentinquiry, investigation and analysis and shall not have any claimagainst the Exchange whatsoever by reason of any loss whichmay be suffered by such person consequent to or in connectionwith such subscription/acquisition whether by reason ofanything stated or omitted to be stated herein or for any otherreason whatsoever.Disclaimer Clause of the BSE: BSE Limited (“the Exchange”)has given vide its letter dated July 02, 2013, permission to thisCompany to use the Exchange’s name in this offer document asone of the stock exchanges on which this Company’s securitiesare proposed to be listed. The Exchange has scrutinized thisoffer document for its limited internal purpose of deciding on thematter of granting the aforesaid permission to this Company. TheExchange does not in any manner:a. Warrant, certify or endorse the correctness or completeness ofany of the contents of this offer document; orb. Warrant that this Company’s securities will be listed or willcontinue to be listed on the Exchange; orc. Take any responsibility for the financial or other soundness ofthis Company, its promoters, its management or any scheme orproject of this Company;and it should not for any reason be deemed or construed that thisoffer document has been cleared or approved by the Exchange.Every person who desires to apply for or otherwise acquires anysecurities of this Company may do so pursuant to independentinquiry, investigation and analysis and shall not have any claimagainst the Exchange whatsoever by reason of any loss whichmay be suffered by such person consequent to or in connectionwith such subscription/acquisition whether by reason ofanything stated or omitted to be stated herein or for any otherreason whatsoever.Disclaimer Clause of the RBI: THE <strong>COMPANY</strong> ISHAVING A VALID CERTIFICATE OF REGISTRATIONDATED APRIL 17, 2007 ISSUED BY THE RESERVEBANK OF INDIA UNDER SECTION 45 IA OF THERESERVE BANK OF INDIA ACT, 1934. HOWEVER,THE RBI DOES NOT ACCEPT ANY RESPONSIBILITYOR GUARANTEE ABOUT THE PRESENT POSITIONAS TO THE FINANCIAL SOUNDNESS OF THE<strong>COMPANY</strong> OR FOR THE CORRECTNESS OF ANY OFTHE STATEMENTS OR REPRESENTATIONS MADEOR OPINIONS EXPRESSED BY THE <strong>COMPANY</strong> ANDFOR REPAYMENT OF DEPOSITS/ DISCHARGE OFLIABILITY BY THE <strong>COMPANY</strong>.Track record of past public issues handled by the LeadManagers and Co-Lead Managers:The track record of past issues handled by the Lead Managersand the Co-Lead Managers, as required by SEBI circular numberCIR/MIRSD/1/2012 dated January 10, 2012, are available at thefollowing websites:Name of Lead Manager/ Co- WebsiteLead ManagerJM Financial Institutional www.jmfl.comSecurities Private LimitedA. K. Capital Services Limited www.akcapindia.comHDFC Bank Limitedwww.hdfcbank.comICICI Securities Limited www.icicisecurities.com38 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSKarvy Investor Services Limited www.karvy.comRR Investors Capital Services www.rrfinance.com / www.Private Limitedrrfcl.comSMC Capitals Limited www.smccapitals.comTrust Investment Advisors www.trustgroup.co.inPrivate LimitedListing: An application has been made to the NSE and theBSE for permission to deal in and for an official quotation ofour NCDs. NSE has been appointed as the Designated StockExchange.If permissions to deal in and for an official quotation of ourNCDs are not granted by NSE and/or BSE, our Company willforthwith repay, without interest, all moneys received from theApplicants in pursuance of the Prospectus.Our Company shall ensure that all steps for the completionof the necessary formalities for listing and commencement oftrading at all the Stock Exchanges mentioned above are takenwithin 12 Working Days from the date of allotment.For the avoidance of doubt, it is hereby clarified that in the eventof non subscription to any one or more of the Options, suchNCDs with Option(s) shall not be listed.Consents: Consents in writing of: (a) the Directors, (b) ourCompany Secretary and Compliance Officer (c) Bankers to ourCompany and Bankers to the Issue; (d) Lead Managers, (e) Co-Lead Managers; (f) the Registrar to the Issue, (g) Lead Brokersto the Issue, (h) Legal Advisors to the Issue, (i) Credit RatingAgencies and (j) the Debenture Trustee to act in their respectivecapacities, have been obtained and the same will be filed alongwith a copy of the Prospectus with the ROC.The joint consents of the Joint Statutory Auditors of ourCompany, namely S. R. Batliboi & Co. LLP and G. D. Apte & Co.for inclusion of their names as (a) the joint Statutory Auditors,(b) examination reports on Reformatted Consolidated SummaryFinancial Statements and the Reformatted UnconsolidatedSummary Financial Statements in the Prospectus have beenobtained and the same will be filed with the Designated StockExchange along with a copy of the Prospectus.Expert Opinion: Except the following, our Company has notobtained any expert opinions in connection with the Prospectus:Our Company has received consent from its Joint StatutoryAuditors namely, S.R. Batliboi & Co. LLP, Chartered Accountantsand G.D.Apte & Co., Chartered Accountants to include theirname as an expert under Section 58 of the Companies Act, 1956in the Prospectus in relation to the examination report of theAuditor dated June 18, 2013 and statement of tax benefits datedJune 18, 2013 included in the Prospectus and such consent hasnot been withdrawn as on the date of the Prospectus. However,the term “expert” shall not be construed to mean an “expert”” asdefined under the U.S Securities Act, 1933.Common form of Transfer:The Issuer undertakes that thereshall be a common form of transfer for the NCDs and theprovisions of the Companies Act, 1956 and all applicablelaws shall be duly complied with in respect of all transfer ofdebentures and registration thereof.Minimum Subscription: If our Company does not receive theminimum subscription of 75% of the Base Issue, i.e. ` 28,125lacs, the entire subscription shall be refunded to the Applicantswithin 30 days from the date of closure of the Issue. If there isdelay in the refund of subscription by more than 8 days afterour Company becomes liable to refund the subscription amount,our Company will pay interest for the delayed period, at ratesprescribed under sub-sections (2) and (2A) of Section 73 of theCompanies Act, 1956.Filing of the Prospectus with ROC: A copy of the Prospectushas been filed with the Registrar of Companies, Chennai, TamilNadu, in terms of section 56 and section 60 of the Act.Debenture Redemption Reserve: Section 117C of the Actstates that any company that intends to issue debentures mustcreate a DRR to which adequate amounts shall be creditedout of the profits of the company until the redemption of thedebentures. The Ministry of Corporate Affairs has through itsgeneral circular dated February 11, 2013 (“Circular”) clarifiedthat ‘the adequacy’ of DRR for NBFCs registered with the RBIunder Section 45-lA of the RBI (Amendment) Act, 1997 shallbe 25% of the value of debentures issued through a public issueas per the Debt Regulations. The Circular further mandates (a)every company to create/maintain the required DRR before the30 th day of April of each year and (b) deposit or invest, as thecase may be, a sum which shall not be less than 15% of theamount of its debentures maturing during the year ending onthe following 31 st day of March. The abovementioned amountdeposited or invested, must not be utilized for any purpose otherthan for the repayment of debentures maturing during the yearprovided that the amount remaining deposited or invested mustnot at any time fall below 15% of the amount of debenturesmaturing during the period as mentioned above.Issue Related Expenses: The expenses of this Issue include,inter alia, lead management and co-lead management fees andselling commission to lead managers, co-lead managers, leadbrokers,fees payable to debenture trustees and the Registrar tothe Issue, SCSBs’ commission/ fees, printing and distributionexpenses, legal fees, statutory advertisement expenses andlisting fees. The Issue expenses and listing fees will be paid byour Company.The estimated breakdown of the total expenses for the Issue isas follows:ActivityIssueExpenses(` in lacs)As a % oftotal IssueExpensesAs a % ofIssueLead management, 1,180.90 40.77 1.575selling commissionsand brokerageCommission/processing 0.55 0.02 0.001fee for SCSBs andSyndicate for ASBA*Advertising and 1,011.24 34.92 1.348Marketing ExpensesPrinting and Stationery 365.00 12.60 0.487Advisors’ fees 30.06 1.04 0.040Registrar’s fees 16.85 0.58 0.022Other Miscellaneous 291.56 10.07 0.389(legal fees, credit ratingexpenses, listing feesetc.)Total 2,896.16 100.00 3.862*SCSBs would be entitled to a processing fee of ` 15 per BidShriram Transport Finance Company Limited39


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUScum Application Form for processing the Bid cum ApplicationForms procured by the Syndicate or Registered Brokers andsubmitted to SCSB.UnderwritingThe Issue has not been underwritten.Details regarding the public issue during the last three yearsby our Company and other listed companies under the samemanagement within the meaning of section 370(1B):Our Company has not made any public or rights or compositeissue of capital during the last three years. There are no listedcompanies under the same management within the meaning ofSection 370(1) (B) of the Companies Act, 1956.Public / Rights IssuesOur Company has not made any public or rights issuances in thelast five years except as follows:Previous Issue: Please refer page 315 to the Prospectus.Commissions and Brokerage on previous issue1. ` 1,237.49 lacs was incurred in the financial year ended March31, 2010 towards commission and brokerage in connection withthe public issue of 9,999,996 secured non convertible debenturesof face value ` 1,000.00 each pursuant to the prospectus datedJuly 16, 2009;2. ` 532.77 lacs was incurred in the financial year ended March31, 2011 towards commission and brokerage in connectionwith the public issue of 4,168,968 secured non convertibledebentures and 8,31,031 unsecured non convertible debenturesof face value ` 1,000.00 each pursuant to the prospectus datedMay 6, 2010; and3. ` 1,335.24 lacs were incurred in the financial year ended March31, 2012 towards commission and brokerage in connection withthe public issue of 9,999,993 secured non convertible debenturesof face value ` 1,000.00 each pursuant to the prospectus datedJune 16, 2011.4. ` 739. 65 lacs was incurred in the financial year ended March31, 2013 towards commission and brokerage in connection withthe public issue of 6,000,000 secured non convertible debenturesof face value ` 1,000.00 each pursuant to the prospectus datedJune 16, 2012.Stock Market Data: Please refer to page 316 of the ProsepctusRevaluation of assets: The Company has not revalued its assetsin the last five years.Mechanism for redressal of investor grievances: The RegistrarAgreement dated June 24, 2013 between the Registrar to theIssue and our Company will provide for retention of recordswith the Registrar to the Issue for a period of at least three yearsfrom the last date of despatch of the Allotment Advice, dematcredit and refund orders to enable the investors to approach theRegistrar to the Issue for redressal of their grievances.All grievances relating to the Issue may be addressed to theRegistrar to the Issue, giving full details such as name, addressof the Applicant, number of NCDs applied for, amount paid onapplication and the bank branch or collection centre where theapplication was submitted. The contact details of Registrar tothe Issue are as follows:Integrated Enterprises (India) Limited2nd Floor, Kences Towers,No1, Ramakrishna Street,North Usman Road, T. Nagar,Chennai - 600 017Tel: + 91 44 2814 0801, +91 44 2814 0802, +91 44 2814 0803Fax: +91 44 2814 2479Email: stfcipo@integratedindia.inInvestor Grievance Email: sureshbabu@integratedindia.inWebsite: www.integratedindia.inContact Person: Ms. Anusha N and Mr. Sriram SCompliance Officer: Mr. Suresh Babu. KSEBI Registration No.: INR000000544We estimate that the average time required by us or the Registrarto the Issue for the redressal of routine investor grievanceswill be 7 (seven) business days from the date of receipt of thecomplaint. In case of non-routine complaints and complaintswhere external agencies are involved, we will seek to redressthese complaints as expeditiously as possible.Mr. Vivek M. Achwal has been appointed as the ComplianceOfficer of our Company for this issue.The contact details of Compliance Officer of our Company areas follows:Mr. Vivek M. Achwal,Wockhardt Towers, Level-3West Wing, C–2, G Block, Bandra – Kurla ComplexBandra (East)Mumbai – 400 051Tel. No. +91 22 4095 9595Fax No.: +91 22 4095 9596/97Email: stfcncd5comp@stfc.inChange in Auditors of our Company during the last threeyears: There has been no change(s) in the Joint StatutoryAuditors of our Company in the last 3 (three) financial yearspreceding the date of the Prospectus.RISK FACTORSAn investment in NCDs involves a certain degree of risk.Prospective investors should carefully consider the risksand uncertainties described below, in addition to the otherinformation contained in the Prospectus before making anyinvestment decision relating to the NCDs. The risk factors setforth below do not purport to be complete or comprehensive interms of all the risk factors that may arise in connection withour business or any decision to purchase, own or dispose of theNCDs. If any of the following risks or other risks that are notcurrently known or are now deemed immaterial, actually occur,our business, financial condition and result of operation couldsuffer, the trading price of the NCDs could decline and youmay lose your all or part of your interest and / or redemptionamounts. Unless otherwise stated in the relevant risk factorsset forth below, we are not in a position to specify or quantifythe financial or other implications of any of the risks mentionedherein. The ordering of the risk factors is intended to facilitateease of reading and reference and does not in any mannerindicate the importance of one risk factor over another.The Prospectus contains forward looking statements thatinvolve risk and uncertainties. Our Company’s actual resultscould differ materially from those anticipated in these forwardlooking statements as a result of several factors, including the40 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSconsiderations described below and elsewhere in the Prospectus.Unless the context otherwise requires, the financial informationused in this section is derived from and should be read inconjunction with the Reformatted Unconsolidated SummaryFinancial Statements and the Reformatted ConsolidatedSummary Financial Statements of our Company.Investors are advised to read the following risk factors carefullybefore making an investment in the NCDs offered in this Issue.You must rely on your own examination of our Company andthis Issue, including the risks and uncertainties involved.INTERNAL RISK FACTORSRisks relating to our Company and its Business1. Our financial performance is highly sensitive to interest ratevolatility.2. Our business requires raising substantial capital by the wayof borrowing, and any disruption in funding sources wouldhave a material adverse effect on our liquidity, financialcondition and/or cash flows.3. If we are unable to manage the level of NPAs in our loanassets, our financial position, results of operations and cashflows may suffer.4. Our business is focused on commercial vehicle financefor new and pre-owned commercial vehicles and any adversedevelopments in this sector would adversely affect our resultsof operations.5. High levels of customer defaults could adversely affect ourbusiness, financial condition, results of operations and/orcash flows.6. We may not be able to recover, on a timely basis or at all,the full value of collateral or amounts which are sufficient tocover the outstanding amounts due under defaulted loans.7. The Company is involved in certain legal proceedings foralleged contravention of certain State legislations in Indiarelating to “money lending” activities. Any unfavourableoutcome in such proceedings and the imposition of anyadditional restrictive statutory and/or regulatory requirementsmay adversely affect our goodwill, business prospects andresults of operations.8. A large part of our collections are in cash and consequentlywe face the risk of misappropriation or fraud by our employees.9. Our significant indebtedness and the conditions andrestrictions imposed by our financing arrangements couldrestrict our ability to conduct our business and operations inthe manner we desire.10. We have in the past acquired, and may continue to acquirein the future, portfolios relating to various credit and financingfacilities from banks and other institutions on a non-recoursebasis. If the performance of such portfolios deteriorates, ourbusiness, financial condition, results of operations and/orcash flows may be adversely affected11. We face increasing competition in our business whichmay result in declining margins if we are unable to competeeffectively.12. We may not be able to successfully sustain our growthstrategy.13. We may not be able to successfully diversify our productportfolio.14. Our loan portfolio may no longer continue to be classifiedas priority sector advances by the RBI.15. We may experience difficulties in expanding our businessinto new regions and markets in India.16. Any downgrade of our credit ratings would increaseborrowing costs and constrain our access to capital andlending markets and, as a result, would negatively affect ournet interest margin and our business.17. If we are unable to successfully expand, maintain orleverage our partnership arrangements with private financiersinvolved in commercial vehicle financing, our businessprospects, results of operations, financial conditions and/orcash flows may be adversely affected.18. A decline in our capital adequacy ratio could restrict ourfuture business growth.19. As part of our business strategy we assign or securitizea substantial portion of our loan assets to banks andother institutions. Any deterioration in the performance of anypool of receivables assigned or securitized to banks and otherinstitutions may adversely impact our financial performanceand/or cash flows.20. System failures or inadequacy and security breaches incomputer systems may adversely affect our business.21. We may not be able to maintain our current levels ofprofitability due to increased costs or reduced spreads.22. We face asset-liability mismatches which could affect ourliquidity and consequently may adversely affect our operations,profitability and/or cash flows.23. The trade mark/service mark and logo in connectionwith the “Shriram” brand which we use is licensed to usand consequently, any termination or non-renewal of suchlicense may adversely affect our goodwill, operations andprofitability. Further, our current logo which we are usingfor our corporate publicity campaigns and as included in theProspectus is not registered. Our inability to register such logoand/or to adequately protect the same may adversely affect ourgoodwill, operations and profitability.24. We have certain contingent liabilities which may adverselyaffect our financial condition.25. We are involved in various legal and other proceedingsthat if determined against us could have a material adverseeffect on our financial condition and results of operations.26. Inaccurate appraisal of credit may adversely impact ourbusiness.27. We may have to comply with strict regulations andguidelines issued by regulatory authorities in India.28. Our ability to assess, monitor and manage risks inherentin our business differs from the standards of some of ourcounterparts in India and in some developed countries.29. Our Promoter beneficially owns more than 25% of ourequity share capital and accordingly has the ability to exercisesignificant influence over the outcome of matters submitted toshareholders for approval, and their interests may differ fromthose of other holders of Equity Shares.30. We have entered into certain related party transactions.31. Any failure by us to identify, manage, complete andintegrate acquisitions, divestitures and other significantShriram Transport Finance Company Limited41


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUStransactions successfully could adversely affect our results ofoperations, business prospects and/or cash flows.32. The BSE has, in the past, suspended the trading of ourEquity Shares on grounds of alleged non compliance withlisting agreement requirements. Our failure to comply withthe provisions of the listing agreements executed between ourCompany and the stock exchanges where our securities arelisted, in a timely manner or at all, may expose us to regulatoryproceedings and/or penal action.33. Our success depends in large part upon our managementteam and key personnel and our ability to attract, train andretain such persons.34. We are exposed to fluctuations in the market values of ourinvestment and other asset portfolio.35. Our results of operations could be adversely affected byany disputes with our employees.36. Our inability to obtain, renew or maintain our statutoryand regulatory permits and approvals required to operate ourbusiness may have a material adverse effect on our business.37. We are subject to supervision and regulation by the RBIas a deposit-taking NBFC, and changes in RBI’s regulationsgoverning us could adversely affect our business.38. Any changes in the statutory and/or regulatoryrequirements in connection with taxation could adverselyaffect our operations, profitability and cash flows.39. Our insurance coverage may not adequately protect usagainst losses.40. We may not be able to successfully implement our newbusiness strategies, or such new strategies may not achievedesired results.41. We have regional concentration in southern India andwestern India, and therefore are dependent on the generaleconomic conditions and activities in these areas.42. New product/services offered by us may not be successful.43. We may not be able to detect money-laundering and otherillegal or improper activities fully or on a timely basis, whichcould expose us to additional liability and harm our businessor reputation.44. Our risk management policies and procedures may notadequately address unidentified or unanticipated risks.Risks Relating to the Utilization of Issue Proceeds45. The fund requirement and deployment mentioned in theObjects of the Issue have not been appraised by any bank orfinancial institution.Risks Relating to the NCDs46. Changes in interest rates may affect the price of our NCDs.47. You may not be able to recover, on a timely basis or at all,the full value of the outstanding amounts and/or the interestaccrued thereon in connection with the NCDs.48. Payments to be made on the NCDs will be subordinated tocertain tax and other liabilities preferred by law.49. Failure to comply with the requirements in connectionwith creation of adequate Debenture Redemption Reserve,(“DRR”), for the NCDs issued pursuant to the Prospectus and/or be able to deposit or invest the required proportion of thevalue of the NCDs maturing every year until all NCDs issuedand allotted pursuant to the Issue mature or are redeemedotherwise.50. Any downgrading in credit rating of our NCDs may affectthe value of NCDs and thus our ability to raise further debts.51. There is no active market for the NCDs on the capitalmarkets segment of the Stock Exchanges. As a result theliquidity and market prices of the NCDs may fail to developand may accordingly be adversely affected.52. There may be a delay in making refunds to Applicants.B. EXTERNAL RISK FACTORS1. Our business is primarily dependent on the automobile andtransportation industry in India.2. Increase in competition from our peer group in the CVfinance sector may result in reduction of our market share,which in turn may adversely affect our profitability.3. Our growth depends on the sustained growth of the Indianeconomy. An economic slowdown in India and abroad couldhave a direct impact on our operations and profitability.4. Political instability or changes in the government coulddelay further liberalization of the Indian economy andadversely affect economic conditions in India generally, whichcould impact our business.5. Civil unrest, terrorist attacks and war would affect ourbusiness.6. Our business may be adversely impacted by naturalcalamities or unfavourable climatic changes.7. Any downgrading of India’s sovereign rating by aninternational rating agency (ies) may affect our business andour liquidity to a great extent.8. Global economic instability or slowdown is likely to adverselyaffect our business and our results of operations.9. Companies operating in India are subject to a variety ofcentral and state government taxes and surcharges.10. Trade deficits could adversely affect our business.11. Financial difficulty and other problems in certain financialinstitutions in India could adversely affect our business.12. A decline in India’s foreign exchange reserves may affectliquidity and interest rates in the Indian economy, which couldadversely impact us.PROMINENT NOTES1. This is a public issue of NCDs by our Company aggregatingupto ` 37,500 lacs with an option to retain over-subscription upto` 37,500 lacs for issuance of additional NCDs aggregating to atotal of upto ` 75,000 lacs.2. For details on the interest of our Company’s Directors, pleaserefer to the sections titled “Our Management” and “CapitalStructure” beginning on pages 163 and 173 of the Prospectus,respectively.3. Our Company has entered into certain related partytransactions, within the meaning of AS 18 as notified by theCompanies (Accounting Standards) Rules, 2006, as disclosedin the section titled “Financial Information” beginning on page185 of the Prospectus.4. Any clarification or information relating to the Issue shall bemade available by the Lead Managers, the Co-Lead Managers42 Shriram Transport Finance Company Limited


in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSand our Company to the investors at large and no selectiveor additional information would be available for a section ofinvestors in any manner whatsoever.5. Investors may contact the Registrar to the Issue, ComplianceOfficer, the Lead Managers and the Co-Lead Managers for anycomplaints pertaining to the Issue. In case of any specific querieson allotment/refund, Investor may contact Registrar to the Issue.6. In the event of oversubscription to the Issue, allocation ofNCDs will be as per the “Basis of Allotment” set out on page302 of the Prospectus.7. Our Equity Shares are listed on the NSE and BSE.8. Our Company has received a Letter dated December 22,2011 from the Madras Stock Exchange Limited, approving thedelisting of the equity shares of our Company.9. Pursuant to the SHMPL Scheme of Merger sanctioned underSection 391 to 394 read with Section 100 to 104 of the Act,between our Company and SHMPL, as approved by the Hon’bleHigh Court of Madras vide the Merger Order, the businessand undertaking of SHMPL, our erstwhile promoter, wasmerged into our Company with a view of, inter alia, reducingshareholding tiers, optimizing administrative costs and enablingthe shareholders of SHMPL to hold equity shares directly in ourCompany. The appointed date under the SHMPL Scheme ofMerger was April 1, 2012, and the SHMPL Scheme of Mergerbecame effective from November 5, 2012 when a certified truecopy of the order of the High Court of Madras approving theSHMPL Scheme of Merger was filed with the ROC by SHMPLand our Company, (“SHMPL Effective Date”). On the SHMPLEffective Date, SHMPL was merged into our Company withoutwinding up of SHMPL under Section 394 of the Act. Pursuantto the SHMPL Scheme of Merger, 9,38,72,380 equity sharesof the face value of ` 10 each fully paid up of our Company,were issued and allotted, to the members of SHMPL whosenames were recorded in the register of members of SHMPL onNovember 5, 2012 in connection with the SHMPL Scheme ofMerger, in the ratio of 313:124 i.e. 313 equity shares of the facevalue of ` 10 each fully paid up of our Company were issuedfor every 124 equity shares of the face value of ` 10 each fullypaid up of SHMPL, held by the respective members thereof.Accordingly, 9,33,71,512 (Nine crores thirty three lacs seventyone thousand five hundred and twelve only) equity shares ofthe face value of ` 10 each of our Company, earlier held bySHMPL stood cancelled pursuant to the SHMPL Scheme ofMerger coming into effect. For further details, please refer to“Our Promoter - Scheme of Arrangement between our Companyand SHMPL” on page 176 of the Prospectus.10. The non convertible debentures issued pursuant to the fourprevious public issues in the years 2009, 2010 2011 and 2012vide the prospectus dated July 16, 2009, the prospectus datedMay 06, 2010, the prospectus dated June 16, 2011, and theprospectus dated July 16, 2012 respectively, are listed on NSEand BSE.11. Some of our privately placed non convertible debentures andother debt instruments are listed on BSE and some in NSE.12. As of March 31, 2013, we had certain contingent liabilitiesnot provided for, which includes contingent liability in respectof disputed income tax/interest tax demand contested in appealsnot provided for ` 46,689.12 lacs on an unconsolidated basis,MVAT demand where the Company has filed appeal beforeTribunal for ` 1,843.09 lacs, Guarantees given for subsidiariesfor ` 500.00 lacs and guarantees and counter guarantees givenof ` 226,750.85 lacs on an unconsolidated basis.13. For further information relating to certain significant legalproceedings that we are involved in, see “Pending Proceedingsand Statutory Defaults” beginning on page 309 of the Prospectus.FOR DETAILS ON RISK FACTORS: PLEASE REFERPAGE NUMBER 17 OF THE PROSPECTUS.MATERIAL CONTRACTS AND DOCUMENTS FORINSPECTIONThe following contracts which are or may be deemed materialhave been entered or are to be entered into by the Company.These contracts and also the documents for inspection referredto hereunder, may be inspected at the Registered Office of theCompany situated at Mookambika Complex, 3 rd Floor, No. 4,Lady Desika Road, Mylapore, Chennai, Tamil Nadu – 600004from 10.00 A.M. to 5.00 P.M. on any business days from thedate of the Prospectus until the date of closure of the Issue.DeclarationWe, the Directors of the Shriram Transport Finance CompanyLimited, certify that all the relevant provisions of the CompaniesAct, 1956 and the guidelines issued by the Government ofIndia or the guidelines issued by the Securities and ExchangeBoard of India established under Section 3 of the Securities andExchange Board of India Act, 1992, as the case may be, havebeen complied with and no statement made in the Prospectusis contrary to the provisions of the Companies Act, 1956, theSecurities and Exchange Board of India Act, 1992 or the rulesmade or guidelines issued thereunder, as the case may be.Yours faithfullyOn behalf of the Board of Directors of<strong>SHRIRAM</strong> <strong>TRANSPORT</strong> <strong>FINANCE</strong> <strong>COMPANY</strong> <strong>LIMITED</strong>MR. ARUN DUGGALMR. UMESH GOVIND REVANKARMR. RAMACHANDRAN SRIDHARMR. MAYASHANKER VERMAMR. SUMATI PRASAD MISHRILAL BAFNAMR. PUNEET BHATIAMR. RANVIR DEWANMR. LAKSHMINARAYANAN SUBRAMANIANMRS. KISHORI UDESHIMR. AMITABH CHAUDHRYPlace: MUMBAIDate: July 5, 2013FOR FURTHER DETAILS PLEASE REFER TO THEPROSPECTUSShriram Transport Finance Company Limited43


IN THE NATURE OF FORM 2A-MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSCENTERS FOR AVAILABILITY AND ACCEPTANCE OF APPLICATION FORMSIn case of Applicant applying through ASBA Process in any Specified Cities i.e. 12 cities, namely, Mumbai, Chennai, Kolkata, Delhi, Ahmedabad, Rajkot, Jaipur, Bangalore, Hyderabad, Pune, Baroda and Surat, the ASBAApplicant can also submit their Application Form with the Members of Syndicate, at the addresses provided below, for uploading of the Application. The respective Member of Syndicate after uploading of the Applicationshall forward the Application Form to the Specified Branches of SCSBs for blocking of funds. At all other places (except Specified Cities, as above),the ASBA Application Forms should be submitted with the DesignatedBranch of SCSBs only and non ASBA Applications should be submitted to the Members of Syndicate/ Trading Members as specified below:JM FINANCIAL SERVICES <strong>LIMITED</strong>LEAD MANAGERS TO THE ISSUE / LEAD BROKERS TO THE ISSUEAHMEDABAD : Mr Bhavesh Shah/Mr.Girish Shah, JM Financial Services Ltd, G-10 Chinubhai Centre, Gr. Flr,Nehru Bridge Corner,Ashram Road, Ahmedabad-380 009.Ph:079-2657 6666–70. BANGALORE : Mr Yeriswamy Reddy/Mr Prashant Upadhyay, JM Financial Services Ltd, 97/4 Residency Rd,Bangalore-560 025.Ph:-080- 30912400/2299 8264/65/66/67. CHENNAI : Mr B Kalaiselvan/Ms. T V Sumithra, JM Financial Services Ltd, Gee Gee Crystal-5th Floor,91-92. Dr.Radhakrishnan Salai,Mylapore, Chennai-600 004. Ph:044-4225 5666. HYDERABAD : Mr Ganpathy Murthy/Chandrasekhar, JM FinancialServices Ltd, 9-10 Uma Chambers,3rd Floor, Banjara Hills, Hyderabad-500 034. Ph:040- 6636 0009/10/12/46. Mr Mallesh/Mr Pravin Chary, JM Financial Services Ltd, 3rd Floor, 305 Jade Arcade, Opp Paradise Hotel, M G Road, Secundrabad- 500 003. Ph:(040) 3982 5200. INDORE : Mr. Manish Upadhyay/Aarti, JM Financial Services Ltd, UG-7 & 8, Ground Floor, D M Tower, ,21/1, Race Course Road,Indore-452 004. Ph:0731-3072111/4262111. JAIPUR : Mr Navneet Sharma, JM Financial Services Ltd, G-7 & G-8,Brij Anukamba,Plot No.K-13, Ashoka Marg,C-Scheme,Jaipur -302 001. Ph:0141-3984400.KOLKATA : Mr. Bhaskar Chaterjee, JM Financial Services Ltd, Kankaria Estate, 8th Flr,6th Little Russell Street,Kolkata-700 071. Ph: 033-3987 0330. MUMBAI : Mr Kaushik Datta/R Mukundan/Kedar Pimputkar/Ms Armin Irani, JM Financial Services Ltd, 2,3,4 Kamanwala Chambers,P M Road, Fort,Mumbai-400 001. Ph:022-2266 5577-80, 6633 3030/3021 3500.Mr Ashit Vora/Atul Shukla, JM Financial Services Ltd, 1st Floor, Patel House, Next to Bank of Baroda,M G Road, Vileparle (E), Mumbai-400 057. Ph:022-2613 5202-41-67077440-43. Ms Jyotsna Solanki/Mr C V George, JM Financial Services Ltd, 1stFloor, New Pushpanjali II, Jambli Galli, (Factory Lane), Opp Chintamani Jewellers, Borivali (West), Mumbai-400 092.Ph:022- 6695 9120-23/3021 5400. Mr Amol Jadhav, JM Financial Services Ltd, Palm Court, M- Wing, 4th Floor, Goregaon Link Road,Malad West, Mumbai-400 064. Ph:022-30877000/67617000.Mr. Tilak Sanil,, JM Financial Services Ltd, 424/425 Kalidas Plaza, V B Lane,Ghatkopar East, Mumbai-400 075.Ph:022-6710 4738/3097 8700. Mr. Nilesh Gavle, JM Financial Services Ltd, Ground Floor, Anushka, New Link Rd,Andheri (West), Mumbai, 400 053 Ph:022- 66191600/612 NEW DELHI : MrPrasad Nair/Mr C S Tiwari, JM Financial Services Ltd, 5 G&H, 5th Floor, Hansalaya Building, 15, Barakhamba Road, New Delhi -110 001. Ph: (011) 4263 5699. PUNE: Mr Anand Shirke/Mr Sanjay Yelwande, JM Financial Services Ltd, 205 Business Guild ,Opp. Krishna Dining Hall,Law College Road,Erandawane, Pune-411 004. Ph:020-3987 1601/00/66033720. RAJKOT : Mr Sona Verghese, JM Financial Services Ltd, 202 Solitaire, 2nd Floor, Swami Vivekanand Marg, Near Municipal Commissioner Bunglow, Ramkrishna Nagar, Rajkot -360 007. Ph:0281-3984101/3984000. SURAT : Mr. Dipen Shah /Mr Nishant Trivedi, JM Financial Services Ltd, 407, 4th Floor, 21 Century Business Centre, Near Udhna Char Rasta, Ring Road, Surat-395 002. Ph:0261-3984000. VADODARA : Mr. Ghanshyam Vyas/Mr Rashmin Jadhav, JM Financial Services Ltd, G1Ground Floor, Shohan, 49 Alkapuri Society, Opp. HDFCBank, Alkapuri, Vadodara-390 007. Ph:0265-3984 300. VISHAKHAPATNAM: Mr Satish, JM Financial Services Ltd, Door No 9-1-224/4/3, 1st Floor, Nandan Nirman, CBM Compound, Near Rama Talkies Junction, Visakhapatnam -530 003. Ph: (0891) 3983 800. WARANGAL : Ravinder Jamboju, SomaFinancial Services,Drno16-10-1349, Near Pallavi Hospital, Shiva Nagar, Warangal, Andhra Pradesh 506002.mobile No : 9885644211.AK STOCKMART PRIVATE <strong>LIMITED</strong>AGRA: A K Stockmart Pvt Ltd, C/o Ikita Gupta 9, Sbi Colony,1st Floor,Opp Subhash Park,Mg Road,Agra,Uttar Pradesh-282002. Tel: 7351925461. AHMADNAGAR: Religare Sec Ltd, Shop No. 5 , 6 , 7 & 8 Himalaya Towers,Ahmadnagar Savedi Road-414001, Tel: +919371977618. AHMEDABAD: AK Stockmart Pvt Ltd, 101/102, Kalvanna New Centre Point, Panchvati Circle,Ahmedabad 380 009, Tel: 079 32910590 .Asset Alliance Sec Pvt Ltd, Latin Manharlala Sec Pvt Ltd Neel Kamal Complex 2nd Floor, Opp Sales India Ashram Road Near Income Tax Cirle-380052, Tel: 9227630300; Bonanza PortfolioLtd, 401, Shital Varsha Arcade; Nr. Girish Cold Drink, Cross Road; C G Road-380009, Tel: 9374986373; Motilal Oswal Sec Ltd, Bearing No. G-6/7/8/9 & 10 Citypride Complex Near Nalanda Hotel Mithakali Circle Navrangpura 380009, Tel: 30078120, 8121; Reliance Sec Ltd, Office No 101/B Shivalik-2 1st Floor, Above Icici Bank 132 Ring Road, Satellite-380015,Tel: 30483453; Religare Sec Ltd, 201,202,203,2nd Floor,Dev Complex, Opp Parimal Garden, C.G. Road-380006, Tel: +919998344466; AHMEDNAGAR: Prabhudas Lilladher Pvt Ltd, C/o Amit Investment 2155 , Tapkir Galli, Ahmednagar-414001,Tel: 095241-2345049. AJMER: Religare Sec Ltd, 415/11, Opp Gujrati School, Kutchery Road-305001, Tel: +919352142892. ALIGARH: Religare Sec Ltd, Block A, 1st Floor, Centre Point Market, Samad Road-202001, Tel: +919927090905. ALLAHABAD: A K Stockmart Pvt Ltd, C/o Padmavati FinancialServices Bldg -28, Hastings Road, Allahabad Uttar Pradesh 211001. Tel: 9335143387. ALWAR: Sharekhan Ltd, 2/539, Aravali Vihar, Kala Kua Housing Board-301001, Tel: 0144-2360880/3290307). AMRAVATI: Religare Sec Ltd, Amar Plaza, Street No.56/A, Infront Of Venkatesh Balaji Temple JaistambhSquare-444601, Tel: +919561096216. AMRITSAR: Religare Sec Ltd, Sco-44, 1st Floor, Nagpal Towers-II, Distrcit Shopping Centre,Near Hotel M.K., Ranjit Avenue-143001, Tel: +919779586664; : ANANTPUR: Religare Sec Ltd, 01st Floor, Lakshmi Arcade, Subhash Road-515001, Tel:+919393760320.ASANSOL: Religare Sec Ltd, 1st Floor, Sumitra Complex, Opp.Syndicate Bank, G.C.Mitra Road, Hutton Road-713301, AURANGABAD: A K Stockmart Pvt Ltd, C/O Abhijit C. Bhaiwal Shop No B-2, Udyog Drushti Apartment, Golwalkar Guruji Marg,Ulka Nagari, Aurangabad: 431005. Tel:.09689915013.BARODA: A K Stockmart Pvt Ltd, 216,402-Glaxy Complex, Near Pizza Inn, Jetalpur Road, Baroda 39007. Belgaum: Religare Sec Ltd, 1st Floor, Khimji Building, B.R.Ambedkar Road, Above Hdfc Bank-590001, BENGALURU: A K Stockmart Pvt Ltd, 709/710 5th Floor, Bridge Tower, No-135, BridgeRoad, Bagalore-560025,080 41117119/22223404. Bettiah: Sharekhan Ltd, Near Hotel Bharat Jalpan, Lal Bazar-560011, Tel:06254-241512/522. BETUL: Sharekhan Ltd, “ Housing Board Colony “, Gurudwara Road, Ganj-845438, Tel: 07141-233233/234533/329415. Bhagalpur: Religare Sec Ltd, 2nd Floor,Angar Complex, Patal Babu Road -812001, BHARUCH: Prabhudas Lilladher Pvt Ltd, 1st Floor, Blue Chip Complex, Sevashram Road, Panch Batti-392001, Tel: 02642-242115; Bhavnagar: A K Stockmart Pvt Ltd, C/o Siddharth Udaybhai Sarvaiya B/11-12, Radheshyam Complex, Below Idbi Bank, WaghawadiRoad, Bhavnagar: 364002. Tel: 094262 37374. BHILAI: Prabhudas Lilladher Pvt Ltd, C/O Srg Investment, 190 Zonal Market, Sector-10-490006, Tel: 0788-2356711; BHILWARA: A K Stockmart Pvt Ltd, C/o Anil Kumar Ladha 1-N-58,R.C.Vyas Colony,Near Water Tanki, Bhilwara 311001 Rajasthan. Tel:9829244797. BHOPAL: Kalpataru Multiplier Ltd, E-3/103 Arera Colony, Near Cindrella School,10 No. Stop-462042, Tel: 4276724-725-728,09826430536; Bhubaneswar: A K Stockmart Pvt Ltd, C/O Pr Financial Consultants Pvt Ltd 18, Bapuji Nagar, Bhubanswar-751009, Odisha. BIKANER: ReligareSec Ltd, First Floor, Ganpati Plaza, Kem Road-334001, BILASPUR: Religare Sec Ltd, Room No:502, V.R.Plaza Near Srikant Verma Marg Link Road-495001, Tel: +919993094986. BURDWAN: Religare Sec Ltd, 401, 1st Floor, G.T.Road, Birhata, Kalitala-713101, Tel: +919903800061. CALICUT: IFCIFinancial Services Ltd, Faremont Building First Floor,Wayanadu Rd, Eranhipalam Po,Calicut-673006.. Tel: 0495-4022005 /0495-3211770; CHANDIGARH: Master Capital Services Ltd, S.C.O.22-23 2nd Floor Sector 9 D-160009, Tel: 9814610637; Religare Sec Ltd, Sco-56-58, 2nd Floor, Sector 9 D-160017,Tel: +919878824115. CHENNAI: A K Stockmart Pvt Ltd, 17a, 1st Floor, Wellington Estate, Ethiraj Salai, Egmore, Chennai-600006tel: 04442147213. Bonanza Portfolio Ltd, S K L S Complex, 1st Floor No.164/21,G N T Road, Red Hills-600052, Tel: 044-26320877; Centrum Wealth Management Ltd,Ganesh Enclave 39 Gopalapuram 1st Street-600086, Tel: 9884480228, 044-42229681,83; IFCI Financial Services Ltd, Continental Chambers, 3rd Floor, 142, Mahatma Gandhi Oad,Nungambakkam, Chennai 600 034.. Tel: 044-28306600; Nirmal Bang Sec Private Ltd, New No.51, C P Ramasamy Road,CP Manor Building Alwarpet-600018, Tel: 044-42912650 /09940109035; Prabhudas Lilladher Pvt Ltd, No. 158, 1st Floor, Willington Estate 24, Ethiraj Salai-600105, Tel: 044 –42660486/88; Reliance Sec Ltd, Reliance House, Ground Floor, No. 6 Haddows Road, Opp. Shashtri Bhanan Nungam Bakkam-600006, Tel: 30254749; Religare Sec Ltd, W-101, 1st Floor, Second Avenue, Anna Nagar -600040, Tel: 8939802543; Sharekhan Ltd, G-2, Salzburg Square, 107-Harrington Road, Chetpet-600031, Tel: 044-28362800/2900/28363160; Way 2 Wealth Brokers Pvt Ltd, Wing E, 2nd Floor, Rnj Enclave, No.11,Mahalingapuram Main Road, Nungam Bakkam-600034, Tel: 044-42201512; COIMBATORE: A K Stockmart Pvt Ltd, C/O Vssl Stock Broking Private Limited S.Lakshmanasamy 85-C, L.G.Arcade, Sengupta Street, Ramnagar,Coimbatore-641 009. Tel: 9843144212. CUTTACK: A K Stockmart Pvt Ltd, C/O Biswa Prasad Das 2nd Floor,Kb Complex,Station Road,Near Hp Petrol Pump,College Square,Cuttack,Odisha-753003. Tel: 0671-2549715/2548715 ,9338089590,6991247; A K Stockmart Pvt Ltd, Kaibalya ,1st Floor, Link Road, Above Ing Vyasa Bank, Cuttck, Orissa, 753012. DEHRADUN: A K StockmartPvt Ltd, C/O Sterling Portfolio & Leasing Rajendra Singh Bisht 202, Neelkanth Complex, 43, Rajpur Road, Dehradun-248001 Uttaranchal. Tel: 09837003530. DELHI: IDBI Capital Market Services Ltd, Office No. 216-217-218, Second Floor, Vardhman Tower, Preet Vihar, -110092, Tel: 011-3247 2133/3247 3307/2245 7808/9711402125; Prabhudas Lilladher Pvt Ltd, C/O. Meenakshi Fin. Ser. 104, 1st Floor, Aggarwal Chambers, Near Sainik Vihar, Opp. Venus Apartment, Pitampura-110034, Tel: 011 47002151 /52 /54. Dhanbad: A K Stockmart Pvt Ltd, C/O Poonam Agarwal Poonam Agarwal PoonamAgarwal Narayani Sec,307,Sai Ram 09864014385 Laza, Bank More, Dhanbad 826001. DURGAPUR: Prabhudas Lilladher Pvt Ltd, 2nd Floor, Hdfc Building, Kwality Hotel Complex, Bhiringi, Durgapur, Dist-Bhurdwan -713213, Tel: 0343-2588242/09332337194; ERODE: A K Stockmart Pvt Ltd, C/O HadBest Financial Service K Ezhilarasu 139,Nsa Nagar, 1st Floor Sankar Nilayam, Near Club Melange, Perundurai Road,Erode-638011. Tel: 9865267766. FARIDABAD: Religare Sec Ltd, Sco-6, Iind Floor Sector-16, Main Market, Faridabad-121007, GANDHIDHAM : A K Stockmart Pvt Ltd, C/O M/S. GlobalInvestment Chintan Chheda D B Z.-South-170, Gandhidham-Kachchh,Pin. : 370201. GANGANAGAR: Religare Sec Ltd, Shop No. 15 & 16, New Dhan Mandi Road, Near Gate No. 2, Sri Ganga Nagar-335001, Tel: +918875006837. GHAZIABAD: A K Stockmart Pvt Ltd, C/O Khullar Payal Khullar R13/111,Raj Nagar,Ghaziabad,Up. Tel: 09810236377. Gorakhpur: A K Stockmart Pvt Ltd, C/O Dhiraj Kumar Gupta 1st Floor,Ram Govind Complex,Opp Raj Cinema,Sumer Sagar Road, Gorakhpur, Up-273001. Tel: 09305903555,07897820804,0551-2205986. Guntur: Religare Sec Ltd, Ratna Deepika Plaza” 9/1 Door No.6-9-17, 2nd Floor Arundelpet -522002, Tel: +919391278169; GURGAON: Sharekhan Ltd, Gf 10 Jmd Regent Square,Dlf Phase Ii,,Near Chakarpur Opp Sahara Mall,,Main Mehrauli Gurgaon Road-122001, Tel: 0124-4104555/6/7. GUWAHATI: A K Stockmart Pvt Ltd, C/O Amit Investment RatanlalJain 1st Floor, Room No.1,Kamakhya Umananda Bhawan,A.T. Road, Guwahati, Assam-781001. A K Stockmart Pvt Ltd, C/O Shree Salasar Capital Market Nitin Jain Brand New Day,Bhagaban Bharali Complex,Near Kotak Mahindra Bank,G S Road, Guwahati -781007. Tel: 09678008140; A K StockmartPvt Ltd, C/O Shree Salasar Capital Market Nitin Jain Saraf Bldg Annex R No 5, 3rd Floor, At Road Guwahati 781001 Assam. Tel: 9864014385; GWALIOR: Prabhudas Lilladher Pvt Ltd, C/O Sharecon. Jhawar Bldg, Sarafa Rd, Lashkar-474001, Tel: 0751-5070075;HARIDWAR: Prabhudas LilladherPvt Ltd, C/O Siddharth Fin.Consl. Shop No-14, 1st Flr, Avdhoot Mandal, Ashram Rd, Jwalapur -243407, Tel: 0751-265779/326018; HISSAR: A K Stockmart Pvt Ltd, Bld-22-24,Pushpa Complex Hissar 125005 Haryana. Tel: 9812090450. HUBLI: A K Stockmart Pvt Ltd, C/O Uttamchand Oswal OswalFund Houseu, Near Karnataka Bank, New Cotton Market, Hubli-580029. Tel: 9243281200. Hyderabad: A K Stockmart Pvt Ltd, Office No 1, 2 nd Floor, M.C.H. Premises No 6-3-249/6, Alcazar Plaza & Towers,Road No 1, Banjara Hills, Hyderabad-500034 04066759862. Asset Alliance Sec Pvt Ltd, G-1,Hig-56, Sindhu Enclave, KPHB Colony, Water Tank Road-500072, Tel: 040–64571496,09247883503; Centrum Wealth Management Ltd, 6-3-1111/311, Babukhan Mall, Somajiguda-500016, Tel: 7702600014; Religare Sec Ltd, #12-13-188, 3rd Floor, Above Ap State Cooperative Bank, Street No 2-500017,Tel: +919849135625; Sharekhan Ltd, 7-1-22/3/1-5/C, Afzia Towers, 1st Floor, Begumpet-500016, Tel: 040-66827469 70/40203544 (D); Way 2 Wealth Brokers Pvt Ltd, 6-3-571/1/5 Rock Vista 2nd Floor Rock Dale Compound Somaji Guda-500082, Tel: 040-4561239; Nirmal Bang Sec Private Ltd, H No.7-1-22/8-C, 1st Floor,Near Green Lands Flyover, Begumpet-500016, Tel: 040-42407049/30900913 /09849029992. INDORE: A K Stockmart Pvt Ltd, C/O Harish Agrawal 260,Gold Arcade,3/1 New Alasia, Indore, Madhya Pradesh-452001. Tel: 09826062666,09406683322,0731-4002266; IDBI Capital MarketServices Ltd, Plot No. 11a/A, 1st Scheme No. 54, Opp. Satya Sai School, Vijay Nagar, A. B. Road,-452010, Tel: 0731-2554229/4248070/7828835587; JABALPUR: Religare Sec Ltd, 1627, Gr. Floor Shastri Bridge Chowk Napier Town -482001, Tel: +919893030857; Sharekhan Ltd, 2nd Floor, MangalamBuilding, 103, Napier Town, Shastri Bridge Road,-482001, Tel: 0761-4007775/4017877. JAIPUR: A K Stockmart Pvt Ltd, C/o Hem Secu. Ltd 203 Jaipur Tower, M.I Rd Jaipur 302001 ,Rajasthan. Tel: 9352658239; Hem Sec Ltd, 203 Jaipur Tower M.I.Road-302001,. JALANDHAR: Religare Sec Ltd, GobindNiwas, Ii Nd Floor, 36, G.T Road, Jalandhar City-144001, Tel: +919356091361. JAMMU: Religare Sec Ltd, 92 B/A, Upper Basement, Gole Market, Gandhi Nagar-180004, JAMNAGAR: A K Stockmart Pvt Ltd, C/O Alpesh N Dattani 2-A, Second Floor, Avantika Complex, Limda Lane, Jamnagar: 361001.Tel: 9825228010. JAMSHEDPUR: A K Stockmart Pvt Ltd, C/O Alok Kumar Agarwal Binapani Trade Centre, Sf-1, 2nd Floor, Sakchi, Jamshedpur, 831001. Tel: 09334053272; A K Stockmart Pvt Ltd C/o Vyana Advisory Pvt Ltd Abhinav Khettry 76 Chitrakoot 7th Floor 230a Ajc Bose Road 831001 9836333525Abhenav@Vyana.In C/O Garg Securities Pvt Ltd Garg Securities Pvt Ltd Shree Ram Agarwal 1 Gulati Complex In Front Of Milkhiram Market 831003 9431302001 KOLKATA : A K Stockmart Pvt Ltd, 1408, Om Towers, 14th Floor,32, J L Nehru Road , Kolkata-700071 033 22882644. A K StockmartPvt Ltd, 76 Chitrakoot, 7th Floor, 230a AJC Bose Road, Kolkata 700020. Tel: 0657-6540 555/7739 555500; A K Stockmart Pvt Ltd, 1, Gulati Complex, In Front Of Milkhiram Market. JODHPUR: A K Stockmart Pvt Ltd, C/O Virendra Mehta 204, Poonamcomplex, Sardarpura, 3 Rd Road Jodhpur 342003Rajasthan. Tel: 9414145124. KAKINADA: Religare Sec Ltd, Door No: 13-1-62, Opp: Apollo Hospital, Main Road, East Godavari District-533002, Tel: +919396647073; Sharekhan Ltd, Dno.26-1-15,16. Temple Street ,Sai Complex-533001, Tel: 0884-6564662/6455988/6564266. KANNUR: Prabhudas LilladherPvt Ltd, 1st Floor, Grand Plaza, Fort Road-670001, Tel: 0497-2464880/881; A K Stockmart Pvt Ltd, C/O Spfl Securities Limited Neeraj Jain Ground Floor, 2g Kan Chamber, 14/113, Civil Lines Kanpur Up. Tel:9335017410. KARNAL: Religare Sec Ltd, Sco-236 1st Floor,Sector -12, Part-I Urban Estate,Karnal-132001,Tel 9996932005. KOCHI: A K Stockmart Pvt Ltd, C/Oaccess Finserve Mr. Ramesh Civil Line Road, Opp. Padivattom Bust Stop, Edapally P.O. Kochi, Kerala-682024. Tel:04844041113,09287280473; A K Stockmart Pvt Ltd, C/O Mr. Sangeeth Kumar K S Cc27/3005,Girinagar ClubRoad,Girinagar, Kadavanthara ,Kochi-682 020. Tel: 04846406407,08943333601. KOLHAPUR: Religare Sec Ltd, C-3, First Floor, Royal Prestige, 1127, E Ward, Sykes Extension-416008, Tel: +919561081880; KOLKATA: Bonanza Portfolio Ltd, 6th Floor, 16a , Brabourne Road-700001, Tel: 9007760004;Eastern Financiers Ltd, 14, India Exchange Place, Allahabad Bank Building, 2nd Floor-700001, Motilal Oswal Sec Ltd, 3rd Floor Constantia Bldg 11 Dr U N Brahmachari Street 700017. Tel: 9830665717; Nirmal Bang Sec Private Ltd, Ac Market Complex,8th Floor, 1 Shakespeare Sarani,-700071, Tel:033-30584292/93/30584288 /9830160707; Prabhudas Lilladher Pvt Ltd, Shop No.304,306 & 308, 3rd Floor, Lords. 7/1, Lords Sinha Road-700071, Tel: 033-40200204; Religare Sec Ltd, 1, India Exchange Place Beside Kolkata Stock Exchange Ist Floor-700001, Religare Sec Ltd, Aa-50, Ground Floor, Sector-I, Salt Lake City-700064, Religare Sec Ltd, 400/1a, Prince Anwar Shah Road 4th Floor, Opp South City Mall-700045, Sharekhan Ltd, Kankaria Estate,1st Floor, 6-Little Russell Street,-700071, Tel: 033-22830055/22805555; Shree Bahubali International Ltd, 12 India Exchange Place Jute House 3rd Floor-700001, Skp Sec Ltd, Level 21, Chatterjee International Centre, 33a,J.L.Nehru Road-700070, Eureka Stock & Share Broking Services Ltd., B 5/E,Gillander House, 8,N.S.Road, -700001, KOTA: Religare Sec Ltd, D-8, 2nd Floor, Unit No 104-105 & 114-115, Sriram Complex , Opp Multipurpose School, Gumanpura-324007, Tel: +919799919309; KURNOOL: Religare Sec Ltd, D.N.18-56/57, 1st Floor, Pavan Complex, Nehru Road-518001, LCUKNOW: Master Capital Services Ltd, 602, 6th Floor, Ratan Square 20-A Vidhan Sabha Marg-226001, Tel: 9839994447; LUDHIANA: Nirmal Bang Sec Private Ltd, Office No.301& 302,Sco No.15, Scan Plaza,Feroze Gandhi Marg-141001, Tel: 0161-4020000 /9814026174; Religare Sec Ltd, S.C.O. 16-17, 4th Floor, Feroze Gandhi Market-141001, Tel: 9872499727. MADURAI: A K Stockmart Pvt Ltd, C/O Easy Investments 46/1, 1st Floor, Main Road, Kk Nagar,Madurai-625020. Tel:09944193339,9366696000. MANDYA: A K Stockmart Pvt Ltd, Shri Sainik Financial Solution ,Ist Floor, M Lingaiah Building,Mandya-571401, (Karnataka). Tel: -9448464388. MANGALORE: A K Stockmart Pvt Ltd, C/O Arunanjali Securities Norbert Shenoy Urwa Church School Complex, 1st Floor, Ladyhill,Kuloor Ferry Road Urwa, Mangalore-575006. Tel: 9686929141/9880100798; Ifci Financial Services Ltd, Janavi Plaza, No.103 First Floor, Kudmul Ranga Rao Road, Nr. Bunts Hostel Circle Karangalpady, Mangalore-575 003. Tel: 7760812009. MAZAFFARPUR: A K Stockmart Pvt Ltd C/O Mani Kanta JainMani Kanta Jain 15-D Vakil Road New Mandi Muzaffarnagar 251001 9837464013 Sachinjainj77@Gmail.Com ; Religare Sec Ltd, 01st Floor, Ankit Complex, Nr. Garib Asthan Mandir-842001, Tel: +919570095400. MEERUT: Religare Sec Ltd, 213, 214, 214-A, 2nd Floor Ganga Plaza, Begum Bridge Road-250002, Tel: +919927089281; MEHSANA: Religare Sec Ltd, Office No F-33, 1st Floor, Wide Angle, Nr. Khari Bridge, Ahmedabad-Mehsana Highway-384002, Tel: +919898289850. MUMBAI: A K Stockmart Pvt Ltd, 30-39, Free Press House, 4th Floor, Free Press Journal Marge, Nariman Point Mumbai400021, Asit C Mehta Investment Interrmediates Ltd, Nucleus House Saki Vihar Road Andheri (E) -400072, Tel: 022-28583333; Asset Alliance Sec Pvt Ltd, Latin Manharlal Sec 903 9th Floor P J Tower Bse Building Dalal Street Fort-400001, Tel: 022-66101182, 9820529866; Bonanza Portfolio Ltd,Delta House, J1, Cama Industrial Estate, Goregoan(E)-400063, Tel: 9820593730; Centrum Wealth Management Ltd, Centrum House 6th Level Cst Road Vidya Nagari Marg, Kalina Santacruz (E)-400098, Tel: 9821501179, 22-42159000,42159465; Dalal & Broacha Stock Broking Pvt Ltd, 21 Olympus Bldg2nd Floor 179/81 Perin Nariman Street Bazargate Fort-400001, Tel: 43325727; Hem Sec Ltd, 14/15 Khatau Building 1st Floor 44 Bank Street Fort-400023, IFCI Financial Services Ltd, Earnest House, 7th & 9th Floor Nariman Point-400021, Tel: 022-43335111; Mehta Equities Ltd, 612, Arun Chambers,Tardeo Road-400034, Motilal Oswal Sec Ltd, Motilal Oswal Tower”, 6th Floor, Junction Of Gokhale & Sayani Road Behind Parel St Depot, Prabhadevi-400025, Tel: 9167364912; Prabhudas Lilladher Pvt Ltd, Sadhana House, 3 Rd Floor, 570, P. B. Marg, Behind Mahindra Tower, Worli-400018, Tel: 022-66322222/91; Reliance Sec Ltd, 11th Floor R Tech It Park Western Express Highway Goregaon East-400063, Tel: 9323672199; Religare Sec Ltd, 301/302, Viraj Tower, Gundavali, Western Express Highway, Near Landmark Building, Andheri (East)-400093, Sharekhan Ltd, 10th Floor, Betabuilding,LodhaIthink Techno Campus,Opp. Kanjurmarg Railwaystation,Kanjurmarg (East) -400042, Tel: 6116 9179; Way 2 Wealth Brokers Pvt Ltd, Hincon House, 24/7 Park Tower B 3rd Floor Lbs Marg Vikroli (W)-400083, Tel: 022-61462900; MUZAFFAR NAGAR: A K Stockmart Pvt Ltd, 15-D,Vakil Road,NewMandi,Muzaffarnagar,Uttar Pradesh-251001. Tel: 9837464013. MYSORE: A K Stockmart Pvt Ltd, C/O Moneyline Sanjag J , Office No 2, 1st Flopr, Kannada Sahithya Bhavan Road, Vijayanagar 1st Stage, Mysore 570017. Tel: 0821-4260364/9986201007/09886383744. NAGPUR: A K Stockmart Pvt Ltd,C/O Om Apex Investments Services Pvt. Ltd C-1,Yugdharam Complex, Central Bazar Road, Ramdas Peth, Nagpur-440010. Tel: 9822203500/09225000000. NASHIK: Prabhudas Lilladher Pvt Ltd, C/O. Investment Solutions, 3 Meghsheet, Near.Datta Mandir Nashik Road-422101, Tel: 0253-2451570; ReligareSec Ltd, No-5, Suyojit Sankul Complex, Sharanpur Road-422005, Sharekhan Ltd, 5 Sk Open Mall, Yeolekar Mala, Near Byk College, College Road-422005, Tel: 0253-6610975 To 989. NAVSARI: Prabhudas Lilladher Pvt Ltd, C/O Kajal Hemal Shah. Besides Jalaram Dana Chana, Above Hira Dressess,Library Rd, Opp Sayaji Library-396445, Tel: 02637-240129/320054. NELLORE: Religare Sec Ltd, D-No. 17-1-138, 3rd Floor, Trunk Road-524001, Tel: +919581887700. NEW DELHI: A K Stockmart Pvt Ltd 609, 6th Floor, Antriksh Bhawan, 22 Kasturba Narge, Connaught Place, New Delhi 110001 Tel: 01123739628. Alankit Assignments Ltd, Alankit House, 2e/21, Jhandewalaln-110055, Tel: 9811206698; Bay Sec Private Ltd, 4 Floor, Jeevan Vihar, Parliment Street-110001, Tel: 9873300726; Bonanza Portfolio Ltd, 4353/4c, Madan Mohan Street, Ansari Road, Daryaganj-110002, Tel: 9871282129; CentrumWealth Management Ltd, 309, Ashoka Estate, 24, Barakhamba Road-110001, Tel: 09650698463; D B International Stock Brokers Ltd, 402, New Delhi House, 27 Barakhanba Road-110001, Tel: 9312212421; Dalal & Broacha Stock Broking Pvt Ltd, 18/17 Wea Dakha House Karol Bagh-110005, Tel: 28756444;Idbi Capital Market Services Ltd, C/O Idbi Bank Ltd, 51/3 2nd Floor Deshbandhu Gupta Road, Opposite Khalsa College, New Delhi -110005 . Tel: 9810355166; Master Capital Services Ltd, 801, 8th Floor Arunachal Building 19, Barakhamba Road-110001, Tel: 9312887435; Motilal Oswal Sec Ltd, 801-806 8th Floor Prakash Deep Building 7 Tolstoy Building Cannought Place 110001. Tel: 9810254874; Pace Stock Broking Services Pvt Ltd, A-1/291 Safdarjung Enclave -110029, Tel: 9818774181; Prabhudas Lilladher Pvt Ltd, 3rd Floor, 54/D-1, Rama Road, Kirti Nagar Industrial Area-110015, Tel: 011-42900500/503; Reliance Sec Ltd, 1001, Faiz Road, Above Federal Bank, Near Jhandel Wala Metro Station, Karol Bagh -110005, Tel: 30926331; Religare Sec Ltd, G-36, Marina Arcade, Cannaught Place -110001, S S Corporate Sec Ltd, Ndm-2 D Block 3rd Floor Netaji Subhash Place Pritampura -110034,Tel: 9811409143; Sharekhan Ltd, 39, First Floor, Samyak Tower, Near Metro Pillor No. 120, Pusa Road-110005, Tel: 011-45117000 ; Shri Parasram Holdings Pvt Ltd, Sph House C-8 Nimri Shopping Centre Bharat Nagar -110052, Tel: 9899453453; Vogue Associates Pvt Ltd, 302,Vardhman Plaza TowerH3, Netaji Subhas Place ,Pitampura-110003, Tel: 9971159090; Vserve Management Private Ltd, 701, Rohit House 3, Tolstoy Marg Connaught Place-110001, Tel: 9810186081; Way 2 Wealth Brokers Pvt Ltd, Dcm Building 1st Floor 16 Barakhamba Road-110001, Tel: 011-64644914; Noida: A K StockmartPvt Ltd, C/O Shipra Rai Wealth Direct,Sf-20 2nd Floor, Ansal Fortune Arcade,Sector-18, Noida,Up-201301.PANAJI: Religare Sec Ltd, Office No. 4-5, 1st Floor,Magnum Centre, Opp. Delhi Durbar Restaurant, M.G. Road-403001, Tel: +919326626888; Sharekhan Ltd, F49/F50, 1st Floor, ‘B’ Block, AlfranPlaza, M.G. Road,-403001, Tel: 0832-2421460. Patiala: Religare Sec Ltd, S.C.F. No. 110, Chhoti Baradri -147001, Tel: +919356237973. Patna: IDBI Capital Market Services Ltd, Patna Branch Office, 205, 2nd Floor, Grand Plaza, Fraser Road,-800001, Tel: 0612-320 0687/320 0727/9304810333; Rajiv44<strong>SHRIRAM</strong> <strong>TRANSPORT</strong> <strong>FINANCE</strong> <strong>COMPANY</strong> <strong>LIMITED</strong>


IN THE NATURE OF FORM 2A-MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSLochan Pandey, 601 B, Ashiana Plaza,Budh Marg-800001, Tel: 0612-2213117/3251185/9334117776; Religare Sec Ltd, 101, 1st Floor, Jaiprakash Loknayak Bhawan, Dak Bungalow Crossing-800001, Tel: +919334027610; Sharekhan Ltd, Ashiana Plaza, 406b-407, Buddha Marg,-800001, Tel: 0612-2213112-16/2207870; PONDICHERRY: Centrum Wealth Management Ltd, Hindocha Invest & Fin. Services 335,1st Flr. Mission Street-605001, Tel: 09092078595; Religare Sec Ltd, 496, M G Road-605001, Tel: +919500005784. Pune: A K Stockmart Pvt Ltd, Office No 705, 7th Floor, Soharb Hall, 21, SasoonRoad, Pune 4111001 Tel : 02064002241. A K Stockmart Pvt Ltd, C/O Janak Merchant 7, M.G. Road, Wonder Landbasement , Pune-411001, Tel: 020-40068695; A K Stockmart Pvt Ltd, C/O Vilekha Pradeep B-6, Swojas Complex Parihar Chowk,Aundh, Pune:411007. Tel: 9322310470 , 020-25890824; RAIPUR:Prabhudas Lilladher Pvt Ltd, C/O.Khemka Investment, Gudhiyari-492009, Tel: 0771-2524281, 2523889; Religare Sec Ltd, 2nd Floor Nagdev Plaza, Opp. Hotel Satluj, Jail Road-492001, Tel: +919993094983; Sharekhan Ltd, “Ridhi House”, 27/218, New Shanti Nagar-492007, Tel: 0771-4217777, 4281172,4001004. RAJAHMUNDRY: Religare Sec Ltd, D.No 46-7-31, Iind Floor, Yosodhan Towers, Opp:Reliance Web World, Danavaipet-533102, Tel: +919346970333. Rajkot: Asset Alliance Sec Pvt Ltd, Krish Corner Amin Marg-360005, Tel: 9825677399,0281-2458120,21; Religare Sec Ltd, Office No 313,314,315& 316, 3rd Floor “Siddhi Vinayak Complex” Opp. Ramkrishna Ashram, Dr.Yagnik Road-360001, Tel: +919898039906; Sharekhan Ltd, 102/103, Hem Arcade,,Opp Vivekanand Statue,,Dr Yagnik Road,-360001, Tel: 0281-2482483-85. RANCHI: Prabhudas Lilladher Pvt Ltd, C/O Anant Investments, Unit202, 2nd Floor, Girdhar Plaza, Harmu Road-834001, Tel: 0651-6453395; Religare Sec Ltd, Unit No. 104 & 105, First Floor, Mahabir Tower, Main Road-834001, Tel: +919334043336; Sharekhan Ltd, Shree Gopal Complex, 4th Floor, Room No I, Court Road,-834001, Tel: 0651-2208205/2312715 . RAVIPURam:A K Stockmart Pvt Ltd, 39/9917, 3rd Pullath Business Centre, Urishupally Road, Ravipuram, Cochin 682015. Tel: 08089072350,09605612898. Salem: Prabhudas Lilladher Pvt Ltd, C/O. Vijaya & Co. 105 & 106 1st Flr, Light House Complex, Four Road-636009, Tel: 0427-2353588/3599; Religare SecLtd, First Floor, 116, Omalur Main Road, Opp Tvs Workshop-636007, Tel: 9940174717; Sharekhan Ltd, Sri Ganesh Tower,561,2nd Floor,,Saradha College Main Road-636007, Tel: 0427-2315790. SECUNDERABAD:Prabhudas Lilladher Pvt Ltd, A-66/67, Minerva Complex, 1st Floor-500003, Tel: 040-66908796; Religare Sec Ltd, 315, 3rd Floor, Bhuvana Towers, S D Road-500003, SHIMOGA: Religare Sec Ltd, No.575/562/937, & 576/563/938, Opposite Canara Bank Divisional Office, Kuvempu Road-577201, Tel: +919901996941. SILIGURI: Prabhudas Lilladher Pvt Ltd, C/O.Sri Gogaji Investments,1st Flr, Anand Mangal Square, S.F Rd Dist : Darjeeling -734005, Tel: 0353-2500192. SOLAPUR: Religare Sec Ltd, Shop No.:-05 , Ground Floor, City Pride Commercial Complex, ‘A’ Wing, Pankha Bawdi, Near Old Employment Chowk-413001, Tel: +919325393251. SURAT: A K Stockmart Pvt Ltd, C/O Bastawala Securities 301, City Square Building, Opp. Bsnl Office, Ajramar Chowk,New Rander Road,Surat-395009. Tel: 9825409920; A K Stockmart Pvt Ltd, C/O Concept Securities Pvt. Ltd Hemant Ishverlal Desai 401, Empire State Building, Nr. Udhna Darwaja,Ring Road,Surat -395002.SURENDRANAGAR: A K Stockmart Pvt Ltd, C/O Damyantiben Harivallabhbhai Jani Bhramha Samaj Bhavan, Samay Karyalay Road. Surendranagar-363001 Gujarat (India), Telephone: 02752-222468, 221205, 223305, 234305 THANE: Religare Sec Ltd, Ist Floor, Office No-101 A And 101 B, ChandramaCo-Op. Housing Society Ltd, Ram Ganesh Gadkari Parth, Ram Maruti Cross Road, Naupada-400602, Tel: +919967660597. THANJAUUR: Religare Sec Ltd, Anandha Traders, 1st Floor, 2a1b/2a1a, No. 2886, Srinivasam Pillai Road-613001, Tel: +919940087254. TIRUCHY: A K Stockmart Pvt Ltd, No-69, North Andar Street, Trichirapall-620002 . Tel: 09842451975,09842492829. Tirupur: Religare Sec Ltd, No.1, 2nd Floor Binny Main Road Park Road -641601, Tel: +919176999351; Sharekhan Ltd, Pooma Complex,1st Floor,,M G Road,-680001, Tel: 0487-2446971/72/73/74. TRICHY: A K StockmartPvt Ltd C/O Stock Focus Financial Services P Ltd Subramanian Gurumurthy No-69 North Andar Street 620002 09842451975/09842492829 Religare Sec Ltd, A 11, 2nd Floor, Pl.A. Kanagu Complex 11th Cross, Thillai Nagar-620018, Sharekhan Ltd, F-1, Achyuta, 111-Bharatidasan Salai, Cantonment-620001,Tel: 0431-4000705 /2412810. TRIVANDRUM: Sharekhan Ltd, Laxmi Bldg.,1st Floor, T.C.No.26/430, Vanrose Road-695039, Tel: 0471-6450657. TUMKUR: Religare Sec Ltd, No.12& 13, Santrupthi Complex, Vivekananda Road-572101, Tel: 9448235139. Udaipur: Religare Sec Ltd, 405-409, Hg 1-20,Hajareshwar Colony, Opp. Hanuman Temple Court Road-313001, Tel: +919928014086; Sharekhan Ltd, 405, Daulat Chambers, Sardarpura-313004, Tel: 0294-2426945/6/329251. VADODARA: A K Stockmart Pvt Ltd C/O Nishil Marfatia 216 402-Glaxy Complex Near Pizza Inn Jetalpur Road 390007 9925002600Nishilmarfatia@Gmail.Com Prabhudas Lilladher Pvt Ltd, F-1, Vaikunth Complex, 1st Floor, 27 Anand Nagar Society, Productivtiy Road, Alkapuri-390005, Tel: 0265-2320568/5584774. VALSAD: Religare Sec Ltd, Shop No 209/210, 2nd Floor, K.B. Mall, Halar Road-396001, Tel: +919974097405. VARANASI:A K Stockmart Pvt Ltd, D-64/127,C-H,Arihant Complex, Nagar Nigam Road,Sigra,Varanasi ,Up-542001. Tel: 9336835110/9415000000; Gigantic Sec Ltd, Shot No (8 & 9); Laxmi Cinama Campus; Mahmoorganj -221010, Tel: 9305174568 . Vijayawada: Sharekhan Ltd, Centurian Plaza, D. No: 40-1-129,2nd Floor, Old Coolex Building, M.G. Road-520010, Tel: 0866-6629993/2493753/6641919. VISAKHAPATNAM: Asset Alliance Sec Pvt Ltd, Door No: 47-10-1/6, 1st Floor Bhuvaneswari Plaza Dwarkanagar-530016, Tel: 0891-6620301, 09848181109; WARANGAL: Religare Sec Ltd, H.No.: -8-5-45/1,Seetharama Complex, Station Road-506002.HDFC SECURITIES <strong>LIMITED</strong>MUMBAI: HDFC Securities Limited, I Think Techno Campus Building-B,”Alpha”,Office Floor 8, Opp. Crompton Greaves,Near Kanjurmarg Station Kanjurmarg(East),Mumbai 400 042 India.ICICI SECURITIES <strong>LIMITED</strong>MUMBAI: ICICI Securities Limited, Gr. Floor, H.T Parekh Marg, Back Bay Reclamation, Churchgate, MUMBAI-400020. ICICI Securities, Shree Sawan Knowledge Park, Gr. Floor, Plot No. D-507, T.T.C Industrial Area, M.I.D.C, Turbhe, Navi Mumbai-400705.KARVY STOCK BROKING <strong>LIMITED</strong>AGRA:17/2/4, 2Nd Floor, Deepak Wasan Plaza,Sanjay Place, (Behind Holiday Inn),Agra282 002,0562,2526660/61/62/63; AHMEDBAD:201-203 Shail; Opp: Madhusudhan House, Near Navrangpura Telephone Exchange Office, Off C.G. Road, Ahmedbad 380 006,079,26445235; 27, ALLAHABAD:2Nd Floor,Rsa Towers, Above Sony Showroom,,57, Sardar Patel Marg, Civil Lines,Allahabad211 001,0532, 2260291/92; AMBALA: 5509, Nichoson Road, Adjacent KOS Hospital Ambala Cantonement 133001 171 3200223/2640668/2640669 AMRITSAR:72-A Taylor’s Road,Opp.Aga Heritage Gandhi Ground,Amritsar143001,0183,5053802/3/4/5; ANAND:FF-6, Chitrangana, Opp: Motikaka Chawl,Vidyanagar Road, Anand,Anand388 120,02692,248980, 248873, 320394; AURANGABAD: Shop No.214/215 Tapadiya City Centre, Nirala Bazar Aurangabad 431001 240 2363530, BANGALORE:no 54 “Yadalamma Heritage” ,GroundFloor Vanivilas Road, Next To Butter Sponge, Basavangudi,Bangalore560004,080, 26621192/93; BAREILLY:1St Floor, 165, Civil Lines,Opp.Hotel Bareilly Palace, Near Rly Station,Bareilly243 001,0581,2310470; BEGUSARAI: Hotel Diamond Surabhi Complex, Capasia Chowk (In Front Of Refinery Township),Begusarai 851117, 6243 243696/243551,320912 BELGAUM: FK-1, Khimajibhai Complex, Ambedkar Road, Opp: Civil Hospital, Belgaum 590001, 831 2402544/722/880/3095262 BHARUCH:ff 47/48 Aditya Complex,,Opp. Kasak Fuwara,Bharuch392 001,02642,225207/08; BHAVNAGAR:g-1, Gitanjli Complex,Opp-B-Division, Police Station,Opp -B-Division, Police Station, Kala Nala,Bhavnagar364 001,0278,6454004; BHOPAL:kay Kay Business Centre,133, Zone 1, Mp Nagar,Bhopal462 011,0755,4092712, 4092714, 4092704; BHUBANESHWAR:624, Saheednagar,First Floor,Bhubaneshwar751 007,0674,2511011-14, 2547531/32/33; BILASPUR: Shop No 201/202, V.R.Plaza, Link Road, Bilaspur, 495001,, 7752, 519598/236466/236420 Bsnl-236466/6420/221931 BURDWAN:Birhata (Halder Complex), 63, G T Road, Burdwan 713101,, 342 2550801, BIJAPUR: Belambagi Complex, 1st Floor, Siddeshwara Road, Bijapur,586101. CHANDIGARH:sco 371-372, Above Hdfc Bank,Sector 35-B,Chandigarh160 036,0172,5071726, 5071727, 5071728/5079702; CHENNAI: 33/1, Venkataraman Street ,T Nagar,Chennai 600 017,044,28155967/28153658; COCHIN:cheruparambathu Road,,1St Cross Road, Kadavanthra,Cochin682020,0484,4017925; COIMBATORE:”Jaya Enclave” 1057/1508,Avanashi Road,Coimbatore 641 018,0422,4291000–30; CUTTACK:opp.Jaganath Petrol Pump,Arunodya Market, Link Road,Cuttack753 012,0671,2332680/81/3110827/3109972/2613906; DAVANGERE:, No.15/9, 1st Floor, Sobagu Complex 2nd MainRoad (AVK College Road), P J Extension,, Davangere 577002, 8192, 258712/13/14 DEHRADUN:48/49, Patel Market, Opp: Punjab Jewellers,Near Gandhi Park, Rajpur Road,Dehradun248 001,0135,2713351/2714046 ; Kaulagarh Road, Near Sirmour Marg,Dehradun248 001,0135,2754334, 2754336; DURGAPUR,:Old Dutta Automobile Building, 1st Floor, Benachity, Malancha Road, Durgapur 700013 343 2586375 To 77; ERODE: No 4, Veerappan Traders Complex, Opp. Erode Bus Stand, Erode, 638003. FARIDABAD:, A-2B, 1st Floor, Neelam Bata Road, Nit, Faridabad 121001, 129 418000/105 GANGTOK: TS Towers,Opp: Hotel Tashi Delek, M G Road,Gangtok, 737101, 3592 201457, 201458. GHAZIABAD:1St Floor, C-7, Lohia Nagar ,Ghaziabad201 001,0120,2701886/2701891/2700594; GORAKPUR:above V.I.P. House,Adjacent, A.D. Girls College, Bank Road, Gorakpur 273 001,0551,2346519/2333825/2333814/5513297816 /17/19; GUNTUR:, 10/1,Sai House, Arundelpet, Guntur, 522002, 863, 2326686,85,84 2326687 GURGAON:shop No 18, Near Huda Office, Ground Floor, Opp. Akd Office,Sec.14, Old Delhi Road, Near Madras Restaurant,Gurgaon122 001,0124,4086419/ 3243535; GUWAHATI:2Nd Floor, RamKumar Plaza, Chatribari Road,Near Himatshinga Petrol Pump,Guwahati781 001,0361,2608016/8102/8122; GWALIOR:near Nadigate Pul, Mlb Road,Shinde Ki Chawani,Gwalior474 001,0751,4069001, 4069002; GADAG: 1stfloor, J T Math Road, Gadag, 582101. HALDIA: 2nd Floor, New Market Building,,Durgachak, Haldia, 721602, 3224, 276755, 276756, 276757 HASSAN:, St. Anthony’s Complex, Ground Floor,H N Pura Road, Opp. Canara Bank Hassan 573201 8172 262032,51,52,53,65 HISSAR:sco 17 Red Square Market,1St Floor,Hissar125 001,01662,225868 (D)/225845/836; HUBLI:giriraja House, No.451/B,,Ward No.1, Club Road,Hubli580 029,0836,2353962, 2353974, 2353975; HYDERABAD:21, Avenue 4,Street No.1, Banjara Hills,Hyderabad500 034,040,23312454/23320251 INDORE:105, 106 & 107,D M Towers, 21/1, Race Cource Road,,Near Janjeerwala Chowrah,,Indore452 001,0731,3014200-19;JAIPUR:s-16/A, Land Mark, 3Rd Floor,Opp Jai Club, Mahaveer Marg, C Scheme,Jaipur302 001,0141,2378703/604/605/2363321; JALANDHAR:prime Tower, Lower Ground Floor Off.No.3,Plot No 28, G T Road,Jalandhar144 001,0181,4634401-14; JAMMU:1St Floor, 29 D/C,Near Services Selection Board,Gandhinagar,Jammu180 004,0191,9906297556,9906296948 & 9906296475 ; JAMNAGAR:g-12 & 108 Madhav Plaza, Opp: Sbs Bank,Near Lal Bungalow,Jamnagar361 001,0288,2556520 /2556260/2556420; JAMSHEDPUR:2Nd Floor, Kanchan Towers, ,3 Sb Shop Area, Main Road, Bistupur,Jamshedpur831001,0657,2487020, 2487045, 2487048; JODHPUR:203, Modi Arcade,Chopasni Road,Jodhpur342 001,0291,5103026/5103046; KAKINADA:13-1-46, I Floor,Sri Deepthi Towers, Icici Bank Complex, Main Road,Kakinada533 001,0884,2387382/2387383/2387381/3293518; KANPUR:15/46, Civil Lines, Near MuirMills,Stock Exchange Road,Kanpur208 001,0512,2330127, 2331445, 2333395,96; KARIMNAGAR:, H No.4-2-130/131, Above Union Bank Rajeev Chowk, Karimnagar, 505001, 878, 2244773, 2244779 KOLHAPUR : Omkar Plaza 1 St Floor,, Unit F-2 & F-4,Rajaram Road, Bagal Chowk,, Kolhapur, 416008,231, 2520650/2520655 KOLKATA:49, Jatin Das Road,Near Deshpriya Park,Kolkata700 029,033,24634787-89/24647231/32/4891/24650308; 22N/1 KOTA:29, Shopping Centre, 1 Floor,Near Lala Lapatrai Circle,Kota324 007,0744,2365145/146/144; KURNOOL: Shop No.43, 1st Floor, S V Complex, RailwayStation Road, Kurnool 518004 8518 228850, 228950 KOZIKODE: Ist Floor Savithri Building Bank Road Fatima Kozikode; LUCKNOW:94, Mahatma Gandhi Marg,Opp: Governor House, Hazratganj,Lucknow226 001,0522,2236819-28, 3817001 (Rim) LUDHIANA:ground Floor, Sco -3,Feroze GandhiMarket,Ludhiana141 001,0161,4680050 To 4680062 And 4680080; MADURAI:274, Goods Shed Street,~,Madurai625 001,0452,2350855 (D)/2350852-854 ; MANGALORE:mahendra Arcade, Ground Floor,No.4-6-577/21/22, Kodial Bail,Mangalore575 003,0824,2492302, 2496332, 2492901; MEERUT:1St Floor,Medi Centre, Opp Eves Centre,Hapur Road Near Bachha Park,Meerut250 002,0121,2520068; MUMBAI-FORT (D N ROAD):, 207,Jeevan Udyog Building, 2ND Floor, Above Khadi Gram Udyog, Opp : Citibank, D N Road, Fort, Mumbai, 400001, 22 22031601/02/03/04. MUMBAI–THANE:Office No 1 YashwantTower,, Ram Ganesh, Gadkari Path, Ghantali Road, Naupada,, Thane (West) 400602, 22, 25446121 MYSORE:l-350, Silver Tower, 1St Floor,Ashoka Road, Opp: Clock Tower,Mysore570 001,0821,2524292, 2524294; NAGPUR:230-231, 3Rd Floor, Shriram Shyam Towers,Next To Niit Building, Sardar,Kingsway,Nagpur440 001,0712,6614146/6614145; NASIK:f1, Suyojit Sankul Sharanpur Road,Near Rajiv Gandhi Bhavan,Nasik422 002,0253,6602542/6602543 /6602544; NAVSARI:1St Floor, Chinmay Arcade,Opp: Sattapir, Sayaji Road,Navsari396 445,02637,280362, 280363, 280364; NEW DELHI:105-108,Arunachal Building,19, Barakhamba Road, Connaught Place,New Delhi110 001,011,23324401/23324409/43509200; NOIDA:307, Jaipuria Plaza, D-68A,2Nd Floor, (Opp Delhi Public School) Sector 26,Noida201 301,0120,2539271, 2539272; PANJIM:no.7 & 8, El. Dorado Plaza,Heliodoro Salgado Road,Panjim,403 001,0832,2426870, 2426871, 2426872; PATIALA:sco 27 D, Chhoti Baradari,~,Patiala147 001,0175,5051726/27/28; PATNA:anand Tower, 2Nd Floor, Exhibition Road,Near Republic Hotel, Opp: Mithila Motors,Patna800 001,0612,2321354/55/56/57; PUNE:office No.88, 4Th Floor, B Wing, ShrinathPlaza,Sant Dayaneshwar Paduka Chowk, Fc Road,Pune411 033,020,30203100; Rameera Towers, 130/24,Pimprichinchwad,, New Township Road, Tilak Road, Nigidi,Pune411 044,020,27659116/115; PONDICHERRY: No7,First Floor, Thiayagaraja Street, Pondicherry, 605001. RAICHUR: Dno.11-2-61/62/1 1stFloor, Lingsugur Road, Raichur; 584101; RAIPUR:02& 03, Lower Level, Millennium Plaza, ,Ground Floor, Behind Indian Coffee House, G E Road,Raipur 492 001,0771,2236694-96, 6450194; RAJAHMUNDRY, : D No 6-1-4, 1st Floor, Rangachary, T Nagar, Rajahmundry, 533101, 883, 2434468,69,70RAJKOT:312 Star Chambers, ,Harihar Chowk,Rajkot360 001,0281,6453888; RANCHI:”Commerce Towers”, 3Rd Floor,Beside Mahabir Towers Main Road,Ranchi834 001,0651,2330386, 2330394, 2330320; SALEM:40, Brindavan Road, Near Perumal Koil,Fair Lands,Salem636 016,0427,2335700/2335705/2335701-704 ; SHILLONG:mani Bhawan Annexe, Ground Floor, ,Opp. R K M Elp School, Lower Police Bazar,Shillong739 001,0364,2224175/4186/8172; SHIMLA:triveni Building,By Pass Chowk, Khallini,Shimla171 002,0177,2624453; SHIMOGA: No.8-50/A, Llr Road; Opp: Telecom GMS Office, Durgigudi577201,8182, 228795,96,97,226747 SILIGURI:nanak Complex,2Nd Floor, Sevoke Road,Siliguri734 001,0353,2526393, 2526394, 2526395, 2526396, 2526397, 2526399; SURAT:gf-16, Empire State Building,Nr.Udhana Darwaja, Ring Road,Surat395 002,0261,3243497 & 3017151-55; TIRUPUR: 244a First Floor,Kamaraj Road, Tirupur, 641604; TIRUPATI, :No16 first Floor, RC Road Tirupati, 517502,, 877 2252756 THRISSUR:2Nd Floor, Brothers Complex,Near Dhanalakshmi Bank Ho, Naikkanal Junction,Thrissur680 001,0487,2322483/484/493/494; TRICHY:sri Krishna Arcade, 1St Floor,No.60, Thennur High Road,Thennur,Trichy621 017,0431,2791322/2798200/2793799/2793800 2791000 ; TRIVANDRUM:2Nd Floor, Akshaya Towers,Sasthamangalam,Trivandrum695 010,0471,2725987, 2725989-991; TUMKUR:, No.203-42-284, 1st Floor, Vivekananda Road, Shantala Clinic,Tumkur, 572101,, 816, 2261891, 2261892,2261893 UDUIPI: Groundfloor, Sriram Arcade, Opp Head Postoffice, Uduipi, 576101; UDAIPUR:201-202, Madhav Chambers, Opp.GPO,Madhuban Chetak Circle,Udaipur313 001,0294,5101601/602/603; VADODARA: B-3, Mangaldeep Complex, Opp To Masonic Hall,,Productivity Road, ,Vadodara390007,0265,2322864 & 3243348; VALSAD, : Shop No.2, Phiroza Corne Tithal Cross Road Valsad, 396001, 2632, 326901, 326902, VARANASI:d 64/132, Ka, 1St Floor,”Anant Complex”, Sigra,Varanasi221 001,0542,2225365/2223814; VIJAYAWADA:39-10-7, Opp: Municipal Water Tank,Labbipetvijayawada5200100866Vijayawada2495200/400/500/600/700/800,; VISHAKAPATNAM:47-14-4, Eswar Paradise,Dwaraka Nagar Main Roadvishakapatnam530 0160891Vishakapatnam2752915 To 18, WARANGAL-HANUMKONDA, :Shop No.5 & 6, 1st Floor, Chandra Complex, 5-6-94, Lashkar Bazar, Opp: B.Ed College,Hanamkonda, 506001, 870, 2551484, 2551494.RR EQUITY BROKERS PRIVATE <strong>LIMITED</strong>NEW DELHI: RR Equity Brokers, 47, M.M. Road, Rani Jhansi Marg, Jhandewalan, New Delhi–110055 011-23636363/62; RR Equity Brokers, 105, Anchal Plaza,Nelson Mandela Road Vasant Kunj,New Delhi-110070, 011-26891262,26134764 ; RR Equity Brokers, 105, Pratap Bhawan, Bahadur Shah ZafarMarg, New Delhi-110001 011- 49505500,41509018 ; RR Equity Brokers, 118, Gagandeep Building, Rajendra Place, New Delhi- 110008 011- 25764872,41538956; RR Equity Brokers, 106, Pankaj Chambers, Preet Vihar Community Centre, Delhi-110092, 011-42421238-39, 49504400; RR Equity Brokers, ShopNo. 24, FD Market, Near Madhuban Chowk, Pitampura, Delhi-110034 011–27311419; RR Equity Brokers, N-24-25, Connaught Place, New Delhi-110001 011- 41523306, 46308803, 41523229; RR Equity Brokers, 111, Jyotishikhar, 8 Distt. Centre, Janakpuri, New Delhi-110018 011- 25617654; KOLKATA:RR Equity Brokers, 704,Krishna Bldg.,224,AJC Bose Road, Kolkata- 700017 033-22802963/22806878; MUMBAI: RR Equity Brokers, 18 First Floor,105 bombay Samachar Marg.,Fort, Mumbai- 400023 022-40544201/224; RR Equity Brokers, 133A, Mittal Tower, A Wing, 13th Floor, Nariman Point, Mumbai-400021 9324804084; AHMEDABAD: RR Equity Brokers, 401, Abhijit-1, Opp. Bhuj Mercantile Bank, Mithakhali, 6 Road, Navrangpura, Ahmedabad-390009 079- 40211888; JAIPUR: RR Equity Brokers, 7,Katewa Bhawan,Opp. Ganapati Plaza, MI Road,Jaipur- 302001 0141-3235456; LUCKNOW: RR EquityBrokers, G-32,Shriram Tower,13- A,Ashok Marg, Lucknow- 226001 0522- 4057612; CHANDIGARH: RR Equity Brokers, SCO-222-223,Gr. Floor,Sector-34A, Chandigarh 0172-2624896 Bangalore: RR Equity Brokers, S-111,Manipal Centre,47,Deckenson Road,Banglore-42 080-42477177 CHENNAI: RR EquityBrokers, 3rd Flr.,Percision Plaza,New -397, Teynampet, anna Salai, Chennai- 600018 044-42077370/71; DEHRADUN: RR Equity Brokers, 56, 1st Floor, Rajpur Road,Opp. Madhuban, Dehradun, Uttaranchal- 248001 0135-3258181; VADODARA: RR Equity Brokers, 222 Siddharth Complex,RC DuttaRoad.,Vadodra- 390007 0265-3256190/2353195 ;GHAZIABAD: RR Equity Brokers, 114, Satyam Complex, Raj Nagar DC, Raj Nagar, Ghaziabad-201002, Uttar Pradesh 0120-2828090; NOIDA: RR Equity Brokers, P-5,Sector-18,Noida- 201301, Uttar Pradesh 0120-4336992; FARIDABAD: RR Equity Brokers,Shop No. 55, 1st Floor, Near Flyover,Neelam Chowk,NIIT, Faridabad-121001, Haryana 0129-02427361.SMC GLOBAL SECURITIES <strong>LIMITED</strong>AGRA: F- 4, Block No 35, Surya Kiran Building Near Metro Bar Sanjay Place Agra Tel:7520787708, AHMEDABAD: 10-A, Kalapurnam,C G Road ,Near Municipal Market, Ahmedabad 380003 Tel:9825612323, 09727799200, BANGALORE:- 2003/2, 2nd Floor, (above tata docomo showroom), 100 ft road,HAL 2nd Stage, Bangalore-560008 Tel:09739161699, CHENNAI: Salzburg square,flat no.1, 3rd Floor,Door no .107,Harrington Road Chetpet,Chennai-600 031. CHANDIGARH: SCO -122-123, 2nd Floor, Cabin No -61, Sector -8C,Madhya Marg,Chandigarh–160009 DEHRADUN: 7,8,9&10 shiva palace, secondfloor, rajpur road Dehradun 248001 Tel:9368572105 HISSAR :- Mago Securities Ltd 104, SCF Gram, 1st Floor Green Square Market Hissar Tel:09416023332 HYDERABAD/SECUND’BAD: 206, 3rd floor Bhuvana Towers, Above CMR Exclusive, S D Road Secunderabad, 500003 Tel:9347453777 INDORE:206,Gold Arcade 3/1 New Palasia Opp Curewell hospital, Indore, M P Tel:9826062666 JAIPUR: 401, fourth Floor Shyam Anukampa Opp HDFC BANK Ashok Marg C scheme Jaipur Tel:9928882771 JAMSHEDPUR: K2-L1 Tiwary Becher Complex ,P.O. Bistupur ,Jamshedpur 831001 Tel:9934399678 KANPUR:shop no : G-21, Ground Floor City Centre The Mall Kanpur -228001 Tel:9305358433 KOLKATA: 18, Rabindra Sarani Podder Court Gate NO 4, 5th Floor Kolkatta -700001 Tel:09933664479 KOTA: 4-a-6 Talwandi Kota Rajasthan Tel:09829116982 LUCKNOW: Radha Krishna Bhawan, Plot No. 3/A, 5 ParkRoad, Lucknow Tel:9839826932 MUMBAI: 258,Perin Nariman Street First Floor Fort mumbai -400001 Tel:09821111219, 9930055430 NEW DELHI/DELHI: 17, Netaji Subhash Marg, Opp. Golcha Cinema Daryaganj, New Delhi-110 002 Tel:9818620470, 9810059041, 6B, First Floor Himalaya House 23,K G Marg Connaught place New Delhi -110 001 Tel:9958696929 9180469955, 503, Ansal Bhawan Barakhamba Road New Delhi -110001 Tel:9871626464 NOIDA :- 106-Ocean Plaza .P-5 SEC-18, NOIDA-201301 Tel:9717000378 PUNE: 3RD Floor, 1206/4B, Durgashankar Building, Beside Khetan MedicalBehind Shubham hotel, JM Road Pune 411004 RAJKOT: 401-Star Chambers, Harihar Chowk, Nr. Panchnth Mandir, Rajkot-360001 Mob-# +91 8000903984, Tel: 0281-3017965 SURAT:- 316,Empire State Building, Ring Road, Surat.395002. Mo: 9033002341 VARANASI: D-64/127-C-H, Nagar Nigam Road,Sigra, Varanasi, 221010 Tel:9415201997.TRUST FINANCIAL CONSULTANCY SERVICES PRIVATE <strong>LIMITED</strong>AHMEDABAD: Trust Financial Consultancy Services Pvt Ltd., 006, Ground Floor, Sakar –IV, Opp Town Hall, Ellis Bridge, Ashram Road, Ahmedabad-380009, Tel: 079 30006151, BANGALORE: Trust Financial Consultancy Services Pvt Ltd., No.910, 9th Floor, Prestige, Meridian1, M.G Road, Bangalore-560001, Tel: 080 42622111, BHARUCH: Trust Financial Consultancy Services Pvt Ltd., Bunglow No.3 Utkarsh Society, Behind Polytechnic College, Bharuch -392002, Tel: 02642-247383, CHENNAI: Trust Financial Consultancy Services Pvt Ltd., 7 A, 7th Floor, Gee Gee Emerald No. 312, (Old No. 151),Village Road, (Valluvar Kottam High Road), Nungambakkam, Chennai-600034., Tel: 044 43535856, HYDERABAD: Trust Financial Consultancy Services Pvt Ltd., 511, Aditya Trade Centre, Ameerpeth, Hyderbad-500038, Tel: 040 66846061, KOLKATTA: Trust Financial Consultancy Services Pvt Ltd., RoomNo.64 Chitrakoot, 230/A, Acharya Jagdish Chandra, Bose Road, Kolkatta-700020, Tel: 033 40845000, MUMBAI: Trust Financial Consultancy Services Pvt Ltd., 1101, Naman Centre, Bandra Kurla Complex, Bandra (East), Mumbai–400051, Tel: 022-40845000, NEW DELHI: Trust Financial Consultancy ServicesPvt Ltd., 1001 Surya Kiran Building, 19-Kasturba Gandh I Marg, New Delhi -110001, Tel: 011-43554045, PUNE: Trust Financial Consultancy Services Pvt Ltd., 521, Sterling Centre, Opp Hotel Arora, Tower, M.G.Road Camp, Pune-411001, Tel: 020 66027375/76.<strong>SHRIRAM</strong> <strong>TRANSPORT</strong> <strong>FINANCE</strong> <strong>COMPANY</strong> <strong>LIMITED</strong>45


AXIS CAPITAL <strong>LIMITED</strong>IN THE NATURE OF FORM 2A-MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSBANGALORE: Axis Capital Ltd, 2A, 2nd Floor, REDIFICE Signature, Hospital Road, Pin: 560001, Tel: 080-40333222. CHENNAI: Axis Securities Ltd, 11, Vijay Delux Apartments, 7/4 First Main Road, CIT Colony, Mylapore, Pin: 600004, Tel: 044-39184335/4226. HYDERABAD: Axis Securities Ltd,6-3-650/217B & C, Maheshwari Chambers, 2nd Floor, Somajiguda, Pin: 500082, Tel: 040-39893626/30658502. MUMBAI: Axis Capital Ltd, 4A/5C, Khatau Building, Ground floor, Alkesh Dinesh Mody Marg, Fort, Pin: 400001, Tel: 022-22677901. NEW DELHI: Axis Capital Ltd, 815-816,8th Floor, AmbadeepBuilding, K.G.Marg, Pin: 110001, Tel: 011-46769649. PUNE: Axis Capital Ltd, 1248 A, Asmani Plaza, 1st Floor, Opp Cafe Goodluck, Deccan Gymkhana, Pin: 411004, Tel: 020-30547125. RAJKOT: Axis Securities Ltd, 308, 3rd Floor, Towar Commercial Complex, Jawahar Complex, Near Galaxy Hotel,Pin: 360001, Tel: 0281-2226383/384. VADODARA: Axis Securities Ltd, 515, Race Course Tower, Pashabhai Park, Race Course, Pin: 390007, Tel: 9377225295.BAJAJ CAPITAL INVESTOR SERVICES <strong>LIMITED</strong>AGRA: Bajaj Capital, Shop No. 110, Ground Floor, Block No. 27/2/4, Sanjay Palace, Near Hotel Panchrattan, Agra–282002, Ph: 0562-6457307. AHMEDABAD: Bajaj Capital, 2-L, ‘Akik’ Opp Lions Hall, Mithakhali Six Raod, Near Nalanda Hotel, Ellisbridge, Ahmedabad–380006, Ph: 079-64500171, 72.AJMER: Bajaj Capital, 26, Ground Floor, Ajmer Tower, Kutchery Road, Ajmer-305001. Ph: 0145-6451231,0145-6451232. ALLAHABAD: Bajaj Capital, Shop No. F-5, Indira Bhawan, Civil Lines, ALLAHABAD–211001, Ph: 0532-6452481,0532-6452482. BANGALORE: Bajaj Capital, Unit 104-107, FirstFloor, ‘A’ Wing, Mittal Towers, M.G. Road, Bangalore–560001, Ph: 080-65471121, 65471123. Bajaj Capital, 759, Shri Jayalakshmi Nivasa, 100-ft Road, Indira Nagar, (Opp. SBI Personal Bank) Bangalore-38, Ph: 080-65471127/26. Bajaj Capital, 4, Lakshmi Mansion, 81/B,8th Main Road, Opp. Food World,3rd Block, Jaya Nagar, Bangalore -11, Ph: 080-65471128/29. Bajaj Capital, Raheja Arcade, 1st Floor, #122, Koramangala, Bangalore-34, Ph:080-65471130/31. Bajaj Capital, 197, Sampige Rd, Near 11th Cross, (Above Karnataka Bank) Malleshwaram, Bangalore- 3, Ph: 080-65471132/33. Bajaj Capital, RajajiNagar 293/1, 17th Main Road “D”, IIIrd Block, Rajaji Nagar, Bangalore-10, Ph: 080-65471139/38. BHAGALPUR: Bajaj Capital, 2nd Floor, Chandralok Complex, Near Ghantaghar, Bhagalpur–812001, Ph: 0641-9234300737. BHOPAL: Bajaj Capital, Shop No. 6, First Floor, Jyoti Cinema Complex, M.P. Nagar,Zone1, Bhopal–462011, Ph: 0755-6459550. BHUBANESHWAR: Bajaj Capital, Plot No. 1/A, Ground Floor, Station Square, Kharvel Nagar, Bhubneswar–751001, Ph: 0674-6451257, 6451269. CHA0NDIGARDH: Bajaj Capital, SCO 341-342, First Floor, Sector 35B, Chandigarh 160036, Ph: (0172), 6451612–13. CHENNAI: Bajaj Capital, Wellington Plaza, 3rd Floor, 90, Anna Salai, Chennai–600002, Ph: 044-23451207, 08. Bajaj Capital, K.R. BUILDINGS, No. 12, L.B. Road, Adyar, Chennai-600 020, Ph: 64588304/305/306. Bajaj Capital, W.111, First Floor, 3rd Avenue, Anna Nagar, Chennai–40, Ph: 64588309/310, 64581539. Bajaj Capital, Shop No. 4, Trinity Complex, No.110, 4th Avenue, Ashok Nagar, Chennai–83, Ph: 64588311/312. Bajaj Capital, No. 7, R.K. Mutt Road, (Near Indian Bank) Mylapore, Chennai–4, Ph: 64581540/64588318/317. Bajaj Capital, Shop No. 4, Plot No. 3, 29th Street, Nanganallur, Chennai-61, Ph: 64588320/319. Bajaj Capital, Bridge Port, New No. 29, Old No. 12, Burkit Road, T. Nagar, Chennai-17, Ph: 64588321/22. Bajaj Capital, Shop No. 5, Ground Floor, Vikas Plaza, 37/C, Velachery, Tambaram Road, Chennai–42, Ph: 64588326/24. COIMBATORE: Bajaj Capital, No. 575, D.B. Road,First Floor, (Near Head Post Office) R.S. Puram, Coimbatore–641002, Ph: 6470136, 38. DEHRADUN: Bajaj Capital, 15, Rohini Plaza, 11-E Rajpur Road, Dehradun–248001, Ph: 0135-6452648,0135-6452649. DHANBAD: Bajaj Capital, Ozone Plaza, 1st Floor, Bank More, Dhanbad–826001, Ph: 0326-2300576.FARIDABAD: Bajaj Capital, 5R/1 Ground Floor, B.K. Chowk, Near HDFC Bank, Faridabad–121001, Ph: 0129–6466566. GHAZIABAD: Bajaj Capital, G-5, Ansals Satyam Building, Raj Nagar, District Centre, Ghaziabad–201002, Ph: 0120–6493211,0120-6494070. GORAKHPUR: Bajaj Capital, Ground Floor,A D Towers, Bank Road, Gorakhpur, Gorakhpur–273001, Ph: 0551-6453025,0551-6453026. GURGAON: Bajaj Capital, Super Mart B-201, Super Mart-1, DLF City Phase-IV, Gurgaon–122002, Ph: 0124-6469991,0124-6468105. Bajaj Capital, Sec 14 102, AKD Tower, Upper Ground Floor, Near HUDA Office,Sector-14, Gurgaon- 122001, Ph: 124- 6468101, 6468102. GUWAHATI: Bajaj Capital, Room No.102, 1st Floor, Dunfur Apartment, R G Baruah Road, Guwahati–781024, Ph: 9207045530, 312. HYDERABAD: Bajaj Capital, 3-6-522, 2nd & 3rd Floor, Archies Showroom, Opp. KFC, Himayath Nagar, Hyderabad–500029, Ph: 040-44555555, 64631421, 22. Bajaj Capital, Shop No. 4, Ground Floor, Swarnajayanthi Complex (HUDA) Ameerpet, Hyderabad–500016, Ph: 040-64631425/24. Bajaj Capital, No.3/MIG-I, Near ICICI Bank, K.P.H.B. Colony, Kukatpally, Hyderabad–500072, Ph: 64631427/26. Bajaj Capital, ShopNo.10, First Floor, Minerva Complex, 94, S.D. Road, Secunderabad–500003, Ph: 040-64631428, 29. JAIPUR: Bajaj Capital, G-3, Anukampa Tower, Opp. SangamTower, Church Road (M. I. Road), Jaipur–302001, Ph: 0141-6503342, 43. JAMSHEDPUR: Bajaj Capital, Shop No. 53, 2nd Floor, Kamani BusinessCentre Bishtupur, Jamshedpur–831001, Ph: 6457603, 6457627. KANPUR: Bajaj Capital, 106, Ratan Esquire, 14/144, Chunni Ganj, Kanpur–208001, Ph: (0512) 6451763–64. KOCHI: Bajaj Capital, Rubicon Building, S.A. Road, South Over Bridge, Valanjambalam, Kochi–682016, Ph: 0484-6452566, 65.KOLKATA: Bajaj Capital, 5th Floor, Room No. 507, 7/1, Lord Sinha Road, Kolkata–700071, Ph: 033–22820383. Bajaj Capital, 9, Ezra Street, Kolkata-700001, Ph: 64578545–47. Bajaj Capital, Gagananchal Complex, Shop No. 38A, 37, Dr. Abani Dutta Road, Howrah–711106, Ph: 64602157-58, 64604011.Bajaj Capital, B-9/20 (C. A), P O. Kalyani, Dist. Nadia, Kalyani-741235, Ph: 64605211, 64605214. Bajaj Capital, 182, Jessore Road (Satgachi Crossing), Dum Dum, Kolkata–700074, Ph: 64578543. Bajaj Capital, Mezanine Floor, Flat No. 3, P-24A, C I T Road Scheme VI M, Kolkata-700054. Ph: 64578551–52. Bajaj Capital, Martin Burn House, Ground Floor, Room No. 15, 1, R N Mukherjee Road Kolkata–700001, Ph: 64578553–54. Bajaj Capital, Sec-I BF-192, Sec-I, Salt Lake, Kolkata-700064, Ph: 64578627–29. Bajaj Capital, Sec-V Plot No. IX-16, Block EP & GP, Sec-V, Salt Lake, Kolkata–700091, Ph:64578555–56. Bajaj Capital, First Floor, 4 Jatin Bagchi Road, Kolkata-700029. Ph: 64578548–50. Bajaj Capital, Ground Floor, Shop No. 9, ShreeramNagar, Teghoria, V I P Road, Kolkata-700052, Ph: 64578625. Bajaj Capital, 25/A, Raja Ram Mohan Roy Road, Kolkata–700008, Ph: 64578542. Bajaj Capital,C-36, Lakshmi Narayan Colony, Po. Naktala, PS. Jadavpur, Kolkata-700047, Ph: 64578626. LUCKNOW: Bajaj Capital, 5, Commerce House, Habibullah Compound, 11, M.G. Marg, Hazratganj, Lucknow–226001, Ph: 0522–6565568. LUDHIANA: Bajaj Capital, M-3, ABC Services, SCO-137, Feroze GandhiMarket, Ludhiana-1, Ph: (0161) 2412287. MADURAI: Bajaj Capital, Suriya Towers, No.5, First Floor, 272/273, Good Shed Street, Madurai–625001, Ph: 0452-6461023, 6461024, 6461025. MANGALORE: Bajaj Capital, Essel Towers, BS 4, Bunts Hostel Circle, Mangalore–575003, Ph: 0824-6451218, 17.MEERUT: Bajaj Capital, G-43, Ganga Plaza, Near Begam Bridge, Meerut cantt.-250001, Ph: 0121-6451510, 6451511. MUMBAI: Bajaj Capital, Agra Bldg, Gr. Floor, 7/9 Oak Lane, Fort, Mumbai–400023, Ph: 022–66376999. Bajaj Capital, A-24, Laram Shopping Center, Opposite Platform no. 6, Andheri (W),Mumbai–400058, Ph: 022-65210112, 65210116. Bajaj Capital, Rashesh Building, Shop no. 11, 1st Floor, Near Maxus Mall, 150 ft Road, Bhayandar (w), 401104, Ph: 022-65991662–63. Bajaj Capital, Shop no.2, Nandkumar Apt, Factory Lane, Near Ambaji Mandir, Borivali (w), Mumbai-400092, Ph: 65991664–65. Bajaj Capital, Room No.1, Gr Floor, Sunil Sadan Opp Grand Central Restaurant, M.D.S Marg, Chembur (E) Mumbai-400071, Ph: 022- 65991667–68. Bajaj Capital, Shop No. 5, Abdul Kadar Jilani Building, Gokhale Road, Opp. Portugese Church, Dadar (w), Mumbai-400 028, Ph: 65991669–70. BajajCapital, Office No. 4, Vishwas CHS, Ground Floor, Behaning Neel-Yog Square Mall, R. B. Mehta Marg, Ghatkopar (E), Mumbai–400 077, Ph: 022–65991671/65210115. Bajaj Capital, Shop No 1, Dhara Complex, Plot No. 3&4, Sec-No 44, Seawoods, Nerul, Navi Mumbai–400706, Ph: 022- 65991674–75.Bajaj Capital, Shop no-3, Chaman House Co-op Hsg Society ,plot no-34 ,Beside IDBI Bank Atm, Sion (E) Mumbai–400022, Ph: 022-64518004, 65991677. Bajaj Capital, Shop No 3, 5th Floor, Tardeo Airconditioned Market, Mumbai-400034, Ph: 64534950, 64534954. Bajaj Capital, R.No 5, Above KhandelwalSweets, Opp Thane Railway Station, Gokhale Road, Thane (W) Mumbai–400601, Ph: 022-25376898, 65991678–79. NAGPUR: Bajaj Capital, Shop No. 5, Pushpakunja Commercial Complex, Central Bazar Road, Ramdas Peth, NAGPUR–440010, Ph: 0712-6618577. NASHIK: Bajaj Capital, G 18 & 19, SuyojitSankul, Tilak Wadi, Sharanpur Road, Nashik–422002, Ph: 0253-6629011, 6629012. NEW DELHI: Bajaj Capital, Bajaj House, 97, Nehru Place, New Delhi–110019, Ph: 011–41693000, 26410315. Bajaj Capital, N-10, Kalkaji, New Delhi, Ph: 64736914, 64640919. Bajaj Capital, 15, L.G.F. Central Market,Masoodpur, Vasant Kunj, New Delhi -110070, Ph: 64736918, 64640940. Bajaj Capital, Shop no. 15, Ground Floor, Deep Cinema Complex, Phase-1, Ashok Vihar, Delhi–110052, Ph: 64736944, 64640908. Bajaj Capital, United India Life Building, F-Block, Connaught Place, New Delhi–1, Ph: 41790444 (30Lines) 64640900-07. Bajaj Capital, DDA Shop No. 24, Ground Floor, Rama Krishna Market, No.1, I. P. Extension, Patparganj, Delhi–110092, Ph: 64736942, 64640931. Bajaj Capital, DDA Shop No. 4, FD Market, Near Madhuban Chowk, Pitampura, Delhi-110088, Ph: 64736902, 64640933. Bajaj Capital,9, Ground Floor, Rajendra Bhawan, Rajendra Place (Opp. Rachna Cinema) New Delhi-110008, Ph:, 64736940, 64640938. Bajaj Capital, 112, 1st Floor, Ansal Chamber- 1, Bhikaji Cama Place, New Delhi-110066, Ph: 64736916, 64640910. Bajaj Capital, F-1, Ist floor, B-87, Defence colony, New Delhi- 110024,Ph: 64736930, 64640912. Bajaj Capital, F-4, HL Square, Plot No. 6, Sector-5, Dwarka, New Delhi–110075, Ph: 64736925, 64640915. Bajaj Capital, Shop No. 11 & 12, 7-A, Janakpuri Dist.Centre (Opp. Janak Puri Transport Authority), New Delhi–110058, Ph: 64736912, 64640917. Bajaj Capital, Shop No.3, Ground Floor, B-5, Tagore Market (Next to Post Office), Kirti Nagar-110015, Ph: 64736922. Bajaj Capital, C-50, Shivalik, Main Road, Malviya Nagar, New Delhi-110017, Ph: 64736907, 64640923. Bajaj Capital, G-8&9, Ground Floor, Bhanot Tower, A-Block Opp. Jawala Heri Market, Paschim Vihar, NewDelhi–110063, Ph: 64640929, 64736947. Bajaj Capital, 19, DDA Market, Commercial Complex, Yusuf Sarai, New Delhi–110016, Ph: 64640943-44, 64736937. NOIDA: Bajaj Capital, Sector -29 A-2, Brahmputra Commercial Complex, Near Rail Reservation Centre, Sec. 29,Noida-201301 Ph: 6494074-75, 6493213.Bajaj Capital, Sec-41 C-20, C Block Market, Sector-41, Noida-201301. Ph: 2570410, 6494077–78. PANAJI: Bajaj Capital, F2, 1st Floor, Alfran Plaza, Near Don Bosco School, Panaji, Goa, Panaji–403001, Ph: 0484–2356869, 70. PATNA: Bajaj Capital, Flat No. 108, 1st Floor, Ashiana, Plaza, Budha Marg,Patna–800001, Ph: 0612- 6451056-59, 61–63. PONDICHERRY: Bajaj Capital, No. 127/A, 100 Ft. Road,Natesan Tower, 1st Floor, Natesan Nagar, Pondicherry–605001, Ph: 0413-6452334, 6452335. PUNE: Bajaj Capital, Shop No 6, Sanas Plaza, 1302, Subhash Nagar, Bazirao Road, Pune–411002, Ph: 020-65009460, 61. Bajaj Capital, Suyash Plaza, Office No.08, 3rd floor, Opp-Selene Building, Bhandarkar road, Near Kamla nehru Park. Pune–411004, Ph: 020–65009463. Bajaj Capital, Office no. 13, A Wing, Kamala Cross Road, Opp. PMPC office, old Mumbai highway, Pimpri, Pune–411018, Ph: 020–46500150-51. RAJKOT: Bajaj Capital, Prathibha Complex, Near Jayesh Publicity, Moti Tanki Chowk, Rajkot–360001, Ph: 0281-6450135, 37. SALEM: Bajaj Capital, 22, GF, Omalur Main Road, SALEM–636009, Ph: 0427-6452565, 6452566. SILLIGURI: Bajaj Capital, 3rd Floor, Jatin Das Sarani, (Near Jwel Club),Ashram Para, Siliguri, Siliguri–734001, Ph: 9641831375. SURAT: Bajaj Capital, L-4, Ground Floor, Vishwakarma Chambers, Majura Gate Crossing Road, Ring Road, Surat–395002, Ph: 0261-6450421, 6450422. THIRUVANANTHAPURAM: Bajaj Capital, Edamala Plaza, TC 14/999 Opposite Police Headquarters,Vellayambalam Road, Vazahuthacadu Sasthamangalam Post, Thiruvananthapuram–695010, Ph: 0491-6450176. TIRUCHIRAPALLI: Bajaj Capital, Swati Arcade, 73/1-f 1st Floor Salaia Road, Thillai nagar, Thiruchirapalli–620018, Ph: 0431-6452094, 6452095. TRICHUR: Bajaj Capital, VIII/78/9, BharathaKshemam Building, Next to SBI ATM, College Road, East Fort, Thrissur–680005. Ph: 0487-6451533, 70. VADODARA: Bajaj Capital, 129 Siddharth Complex, R C Dutt Road, Vadodara–390007, Ph: 0265–3088162. VARANASI: Bajaj Capital, D-58/53-54, 1st Floor, Shiva Complex, Rath Yatra Crossing, Varanasi–221010, Ph: 0265-6450181. VIJAYWADA: Bajaj Capital, Kalyan Complex 39-1-89, 1st Floor, Beside OBC Bank, Temple Street, M.G. Road, Labbipet, Vijayawada–520010, Ph: 0265–6450181. VISHAKHAPATNAM: Bajaj Capital, Door No. 10-1-125, 1ST Floor, Asilmetta Junction, Beside Prasad Labs,Visakhapatnam–530003, Ph: 0891-6461773, 74.EDELWEISS BROKING <strong>LIMITED</strong>AHMEDABAD: Edelweiss Broking Limited; Edelweiss House,2nd Floor, Nr. Samved Hospital, H. L. Commerce Six Road, Navrangpura, Ahmedabad-380009, Tel: 079-40019888 BANGALORE: Edelweiss Broking Limited; ASWAN, 15/6 Ground Floor Prime Rose Road Bangalore–560001, Tel: 080 42471113HYDERABAD: Edelweiss Broking Limited; 2nd flr, MB Towers, Plot no.5, Road no.2, Banjara Hills, Hyderabad-500016, Tel: 040–40316911 JAIPUR: Edelweiss Broking Limited; 601/602, 6th floor, Green House, Ashok Marg, C Scheme, Jaipur 302001, Tel: 0141-4045167 KOLKATA: Edelweiss BrokingLimited; 2nd Floor, Savitri Towers 3A Upper wood street Kolkata-700017, Tel: 033- 40104635,MUMBAI: Edelweiss Broking Limited; 101,1st Floor, 12 New Bake House, Opp Maharashtra State Co-op Bank,Nr Old Karvy office. Fort Mumbai 400001, Tel: 022-67494580 /81, Edelweiss Broking Limited; 104,1st flr,P J towers Stock Exchange Bldg, Fort, Mumbai- 400001, Tel: 022-67471345, Edelweiss Broking Limited; Atlantic Commercial Tower, RB Mehta Road, Nr. Patel Chouk, Ghatkopar East, Mumbai-400077, Tel: 022-25012611/12, Edelweiss Broking Limited; Bindu Shopping Centre, Grd Flr, Besant Street,Tilak Road, Nr. St Santacruz West, Mumbai-400054, Tel: 022-26485953/84, Edelweiss Broking Limited; Shop No 10, Sucheta Enclaves, Mahrastra Lane, Off L. T Road Borivali (W) Mumbai-92, Tel: 022-28914367 NEW DELHI: Edelweiss Broking Limited; 8-B, 8th Floor, Atma Ram House, Tolstoy Marg,New Delhi- 110001, Tel: 011- 46501100 PUNE: Edelweiss Broking Limited; 1184, Unit No 3, 1st Floor, Gokul Building, F C Road, PUNE -411005, Tel: 020-66056672 SURAT: Edelweiss Broking Limited; 108, Vishwakarma Chambers, B/S ITC, Majuragate, Ring Road, Surat–395002, Tel: 0261-2460537.INTEGRATED ENTERPRISES (INDIA) <strong>LIMITED</strong>AHMEDABAD: 21, Nirman, Gr.Floor, Behind Navrangpura Bus Stop, Navrangpura, Ahmedabad-380 009. Tel: 26443289/26447825. BANGALORE: No 12, Ramanuja Plaza, Ground Floor, 5th Cross, Malleswaram, Bangalore-560 003. Phone : 23446386/23461470. BHOPAL: Manasarovar Complex,FM 14,CBlock, First Floor,(Near Habibganj Railway Station),Habibganj Station Road, Bhopal-462011. Tel: 4266005/4266006. BARODA: F- 40/41, National Plaza, 1st Floor, R.C.Dutt Road, Alkapuri, Baroda-390 007. Tel: 2343677/2341608. BHUBHANESHWAR: 39 F, I Floor,Kalika Jewellery and Sons,Ashok Nagar,Bhubaneswar-751009 Phone : 2530613/2530614. CHENNAI: 1st Floor, Kences Towers, 1, Ramakrishna Street, North Usman Road, T.Nagar, Chennai-600 017. Tel: 28140645. COIMBATORE: Janaki Apts., Ground Floor, 29/176, Ramalingam Road (West), R.S. Puram, Coimbatore-641 002. Tel: 2471944/2471505.COCHIN: 'RAJ SOUDH', I Floor, 39/3477, M.G.Road, Ernakulam-682 016. Tel: 2358922/2358923. DHANBAD: Shri Ram Plaza, 3rd Floor, Shop No.308, Bank More, Dhanbad -Jharkhand-826001. Tel: 2300737/2304331/2307635. GUNTUR: 6-9-15,9/1 Aurndelpet,Guntur-522002 Tel: 2326624/2337809. GOA:106, 1st Floor, Durga Chambers, Opp. Kenis Hotel, 18th June Road, Panjim,Goa-403 001. Phone : 2426904/2426905. HYDERABAD: No.5-10-197/A, G4, I Floor, Reliance Krishna Apts, Beside Kalanjali Bhavan, Navad Pahad, Hill Fort Road, Hyderabad-500 004. Tel: 23242375/23242472. JAMSHEDPUR:Shop No.8, Meghdeep Apts, H No.5, Line No.2, Q Road, Bistupur, Jamshedpur, Pincode-831001, Jharkhand. Tel: 2756319/2756321. KAKINADA: LIG 7, 2-6-38, AP Housing Board, 100 Building Center, Srinagar,Kakinada-533 003. Tel: 2377258. KOLKATA-SOUTH: Flat No.1-B, 4C Lansdowne Place, Opp.Road of Ramakrishna Mission Hospital, Kolkata-700 029. Tel: 24746400/24742705. LUCKNOW: 207-A, 2nd Floor, Saran Chambers II, 5, Park Road, Lucknow-226 001. Tel: 2235736/2236766. MUMBAI: Fort: 15, 1st Floor, Modern House, Dr.V.B.Gandhi Marg, Fort, Mumbai-400 023. Tel: 4066 1800.MADURAI: 82, 1st Floor, Vakkil New Street, Madurai-625 001. Tel: 2630305/2620560. MANGALORE: F-1, 1st Floor, Ram Bhavan Complex, Kodialbail-575 003. Tel: 2440163/2447051. MYSORE: 133, Shika Towers, Second Floor, Rama Vilas Road, Mysore-570 024. Phone : 2424188/4266682. NELLORE:Shop No.27, Co-operative Bank Shopping Complex, Trunk Road, Nellore-524 001. Phone : 2326297/2332040. NAGPUR: Block No.108, Sathyam Towers, (First Floor), (Diagonally opposite to BIG BAZAAR), Plot No.8, Wardha Road, Dhantoli, Nagpur-440012. Tel: 2420105/2443106. NASIK: B Wing, ParshuramApts, Opp. Times of India Office, College Road,Nasik-422 005. Tel: 2575524/2316300. NEW DELHI: 1691/36, (I Floor), Arya Samaj Road,(Opp. to Satbhrawan School), Naiwala,Karol Bagh,New Delhi-110 005. Tel: 45170331 to 45170335. PUDUCHERY: No.40-A,Aurobindo Street, (Between M.G.Road& Mission Street), Pondicherry-605 001. Tel: 2222155/4207233. PATNA: No.313, Jagat Trade Centre, Fraser Road, Patna 800 001. Tel: 2205943. PUNE: 7 and 8 Arthshilp, Gr.Floor, 1349, 1350, Shukrawar Peth, Bajirao Road,Pune-411 002. Tel: 24473944/24481891. RAJAMUNDHRY: 6-14-7/1, Opp. PalaVarthakula Sangam, Achantavari St, T.Nagar,Rajamundhry-533101. Tel: 2422120/2437533. RAJKOT: 130/131, Star Chambers, 1st Floor, Harihar Chowk, Dr. Rajendra Prasad Road,Rajkot-360 001. Tel: 3041451/2240373. SALEM: Shop No.8/9/10, M.R.Complex, 1st Floor, No.114, Kanakupillai Street, Alagapuram,Salem-636016. Tel: 2446727/2336746. SECUNDERABAD: 202,Second Floor, Karan Centre Sarojin Devi Road, Secunderabad-500003. Tel: 27845605/27816080. SURAT: C-18 1st Floor,Belgium Chambers, Next to City Co-op Bank, Main Ring Road, Delhi Gate, Surat-395 003. Tel: 2454535/2450086, 2410815.TRICHY: Chitra Complex-No.11, Gr. Floor, Near Chatram Bus Stand, Trichy-620 002. Tel: 2703670/2716387. THANJAVUR: 1999,Kamal Towers, West Main Street,Thanjavur-613 009. Tel: 230928/230929. THRISSUR: 1st Floor, B Inland Arcade, Mannath lane, Thrissur-680 001. Tel: 3204561/3204562.TRIVANDRUM: Aashiana, 1 Floor, TC 28/2829 (2), Kuthiravattom Road, Trivandrum-695 001. Tel: 0471-2461593. TIRUPATHI: D.No.10-13-490A, 2nd Floor,Beside Krisha Reddy Hospital, Tirupathi-517501. Tel: 2224001 /2224003. THANE STATION: No 102, I Floor,Shree Krishna Complex CHS Ltd,Dada Patil Wadi, Next to Ganesh Towers ,Thane West-400 602. Tel: 25301256/25301257. VIJAYAWADA: D No. 29-13-29, Ist Floor, Kaleswara Rao Road, Near Dornakal X Roads,Suryaraopeta,Vijayawada-520 002. Tel: 2472414/2470517. VISHAKAPATNAM : TC-1, 3rd Floor, Dwaraka Plaza, Main Road,Dwaraka Nagar, Vizag-530 016. Tel: 2513606/2747020. WARANGAL: C-15/16, Green Square Plaza, Vadderaju Complex, Near Petrol Pump, Opp: Public Garden, Hanmakonda, Warrangal Dist-506 001. Tel: 2546421/2546471.INDIA INFOLINE <strong>LIMITED</strong>AHMEDABAD: 4th Floor, High Street I, Above Promart mall, Law Garden Cross Road, Ahmedabad-380006. India Infoline Ltd-2nd Floor, High Street 1, Near G L S College, Above Pro Mart Mall, Low Garden Cross Road, Ahmedabad–380006. BANGALORE: 31/9, Krimson Square, 2Nd Floor, Above VishalMegamart, Rupena Agrahara, Hosur Main Road, Bangalore-560068. India Infoline Ltd-Esquire Centre, #9/8 Block 2C, 2nd Floor, M G Road, Premia. Bangalore–560001. ( Karnataka). BARODA: SF- 1, Savoy, 2Nd Floor, Savoy Complex, Opp Bayer Abs Towers, Old Padra Road, Baroda-390007.BHUBANESHWAR: SOMI PALACE, 1st Floor, Plot No-M5/17, Acharya Vihar, Bhubaneswar-751013. CHANDIGARH: 3015/16, 2nd floor sec 22D opp kishan bhavan chandigarh-160022. CHENNAI: Tower No-143, MGR Salai, Near To Life Line Hospital Perungudi, Chennai-600096. India Infoline Ltd-Ganesh Complex, No-203, 2nd Floor, Anna Salai, Teynampet, Chennai-600014. HYDERABAD: India Infoline Ltd, D. No. 5-9-22/B/501, 5th & 6th Floor, My Home Sarovar Plaza, Secretariat Road, Hyderabad-500004. JAIPUR: 5Th Floor, City Mall, Bhagwandas Road, (Near To Rajmandir Cinema) Jaipur.JAMSHEDPUR: 1st Floor, Tiweri Bechar, Bistupur, Jamshedpur-831001. KOCHI: 2nd Floor, Sana Tower, M. G. Road, Jose Junction, Kochi -16. KOLKATA: Zonal Off, 1, Shakespere Sarani, Acmarket, 5th Floor, Kolkata -700071. India Infoline Ltd-Zonal Off, 9th Floor, 1, Shakespere Sarani, ACMarket,Theatre Road, Kolkata -700071 ( West Bengal). MEERUT: 2Nd Floor, Above Hdfc Bank, 381 Westwern Kacheri Road, Meerut-250002. MUMBAI: India Infoline Limited, IIFL Center, B Wing, Trade Centre, Kamala Mills Compound, Off Senapati Bapat Marg, Lower Parel, Mumbai-13. India InfolineLimited, IIFL House, PlotNo. B-23, Road No. 16, Thane Wagle estate, Thane (W)-400604. India Infoline Ltd, Off No-1A, Building No 105, Opp. Bharat House, Mumbai Samachar Marg, Fort, Mumbai 400001. NASHIK: 10 & 11, Viraj Corner, Canada Corner, Nashik-422005. NEW DELHI: 71/3, 1St Floor,Rama Road, Najaphgarh Road, Above Dhl Bldg, Motinagar New Delhi-110015. India Infoline Ltd-71/3, 1st Flr Rama Road, Moti Nagar, New Delhi-110015. PATNA: 2Nd Floor, Ashiana Chamber, Block ‘A’, Exibition Road, Opp. Republic Hotel, Patna -800001. PUNE: 5Th Floor, Lohia Jain It Park, ChandaniChowk, Paud Road, Pune-411038. India Infoline Ltd, 5th Floor, Lohia Jain IT Park, Near Chandni Chowk, Paud Road, Kothrud, Pune 411 038. RAIPUR: Nagdev Plaza, Block-A, 1St Floor, Jail Road, Infront Of Hotel Satluj, Kutchery Chowk. Raipur-492001. RAJKOT: Millennium Square, 2Nd & 3Rd Floor,Opp Royale Inn Hotel, Phulchab Chowk, Rajkot-360001. SECUNDERABAD: 32 Minarva Complex, S D Road, Secunderabad–500007. SURAT: 701, 702, 709, 710, 21st Century Business Centre, Near Udhna Darwaja, Ring Road, Surat-395002.SHCIL SERVICES <strong>LIMITED</strong>ADAJAN: SHCIL, H-207, Manthan Nr Gujarat, Gas Circle, Above Central, Bank Of India Adajan, Surat-395009, 0261-2788995/96. AGARTALA: SHCIL, First Floor, 88, Motor Stand Road, Opp., Petrol Pump, P.O.Agartala, Agartala Tripura West-799001, 0381- 2300089. AGRA: SHCIL, 6, Awagarh House,M G Road, Civil Lines, Agra-282001, 0562-2524126, 2520325. AHMEDABAD: SHCIL, 304/306 Sears Towers, 3Rd Frl Patel Society, Gulbai Tekra Panchawati, Ahmedabad-380006, 079-26467032, 26464760. SHCIL, 4Th Floor, Vrajprabha, Complex , Opp Rly Crossing, Maninagar (West), Ahmedabad-380008,079-25462717, 25450677. SHCIL, 209, Shukan Mall, Near Visat Petrol Pump, Motera, Sabarmati, Ahmedabad-380005, 079-27502790, 27571390. SHCIL, 106, Sukhsagar Complex, Nr Fortune Landmark Hotel, Ashram Road, Usamanpura, Ahmedabad-380013, 079-27556730, 27556731. AJMER: SHCIL, 2NdFloor, 711/4, K.C.Complex, Opp.Daulat Baug, Ajmer-305001, 0145-2431290, 2630648. ALLAHABAD: SHCIL, 188/ 255 , Cl Plaza, Meerapur , Attarsuiya, Allahabad-211003, 0532- 2451012, 2451013. SHCIL, Lda Centre, Ground Floor, 2 S.P.Marg, Civil Lines, Allahabad-211001, 0532-2560088, 2560178, 3208631.ALWAR: SHCIL, 1St Floor, 38A, Lajpat Nagar, Scheme No 2, Alwar-301001, 0144-2348459, 2348614. AMBALA: SHCIL, 5502, First Floor, Surya Tower, Opp Nigar Cinema, Nicholsan Road, Ambala-133001, 0171-2645366, 2645367, 2645358. AMRAVATI: SHCIL, Blok No 82, Glushan Tower, MofussilPlots, Near Panchasheel Talkies, Jaistambh Chowk, Amravati-444601, 0721- 2560470/2568986, 6522774. AMRELI: SHCIL, Shop No.12And13, First, Floor, Mona Arcade, Opp., Hirak Baug Bus Station, Road, Amreli-365601, 02792-225241, 225242. AMRITSAR: SHCIL, 33-34, Court Road, Opp DoabaAutomobiles, Court Raod Amritsar, Punjab-143001, 0183-2402227/2210103, 2420227. ANAND: SHCIL, 204 Nathwani Chambers, Near Patel Market, Sardargunj, Anand-388001, 0269-2266611. AURANGABAD: SHCIL, Ragbhir Chambers, 1St Floor, Above Idbi Bank, Vidya Nagar, Jalna Road, Aurangabad46<strong>SHRIRAM</strong> <strong>TRANSPORT</strong> <strong>FINANCE</strong> <strong>COMPANY</strong> <strong>LIMITED</strong>


IN THE NATURE OF FORM 2A-MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS, Maharashtra.-431005, 0240-2453631, 2453632. BAGALKOT: SHCIL, Tp No 159/1 A/8, Ward No10, Behind Kalburgi Hospital, Mahaveer Road, Bagalkot-587101, 08354-220100, 08354-220103. BANGALORE: SHCIL, B’Lore Stock Exch.Ltd, Stock Exch. Towers, 51, 1 Cross, J.C. Road, Bangalore-560027,080-22995236, 080-22995246/49. BARODA: SHCIL, Ff2 , Ananya Avenue, Near Motinagar Char Rasta, Warasiya Ring Road, Baroda-390006, 0265-2531029, 2531039. SHCIL, 305-308, Paradise Complex, 3Rd Floor, Sayajigunj, Baroda-390005, 0265-2363419/ 2363516, 2363516. SHCIL, G3 SiddhivinayakComp, Near Bank Of India, Ellora Park, Baroda-390023, 0265-2393384, 2393385. BARRACKPORE: SHCIL, 4(2) S.N Banerjee Road, Barackpore Shoping Arcade, 2Nd Floor, Kolkata, West Bengal-700120, 033-25452634, 25452633. BELGAUM: SHCIL, Basavkrupa 1, Club Road, Opp.Civil Hospital, NearHansraj Super Market, Belgaum-590002, 0831-2469817/818, 2432102. BELLARY: SHCIL, Door No:342/1 A/1, Chiranjivi Nilaya, Shubha Mahal, Gandhi Nager , Bellary-583101, 0839-2257660, 0839-2257664. BERHAMPUR: SHCIL, Oppof Hotel Moti, House No-12223A/16, Gandhi Nagar, Berhampur, Dist-Ganjam, Orissa-760001, 0680 2220754, 2220764. BHAGALPUR:SHCIL, 2Nd Floor , Angar Complex, Patal Babu Road, Bhagalpur-812001, 0641-2409406, 2300416. BHARUCH: SHCIL, 119/A, First Floor, Bluechip Complex, Sevashram Road, Bharuch-392001, 02642-268633/34, 650809. BHATINDA: SHCIL,Mc 4373, 1St Floor, Opp, Indian Overseas Bank, Kikar Bazar, Bhatinda-151005, 0164-2235846, 2253846. BHAVNAGAR: SHCIL, G-2 Vasundhara Complx 1St, Floor, Opp.Dakshinamurty, School , Waghawadi, Road, Bhavnagar-364002, 0278-2471113, 2471114. BHILAI: SHCIL, Room No. 8, Second Floor,Chauhan Estate G E Road, Supela, Bhilai (Cg)-490020, 0788-2295355, 2290454. BHIMAVARAM: SHCIL, Door No. 27-2-9, Opp Water Tank, J P Road, Bhimavaram-534202, 08816- 226008, 226005. BHOPAL: SHCIL, First Floor, Alankar Comp, Plot No.11 Zone Ii, M P Nagar, Bhopal .M.P-462011, 0755-4221321, 4220338. BHUBANESHWAR: SHCIL, 3Rd Flr Plot No 111 Varah, Complex Station Square, Unit 3 Master Canteen, Kharvel Nagar Bhubaneswar-751001, 0674-2391713, 2391773. BIKANER: SHCIL, Chugh Mansion 1St Floor, Opp Drm Office Near, Railway Stadium, Bikaner-334001, 0151- 2540131,2549506. BILASPUR: SHCIL, Shop No 1, 1St Flr, Navin Plaza , Telipara, Bus Stand Rd, Bilaspur, Chattisgarh-495001, 07752- 412039, 220322. BOKARO: STEEL CITY, SHCIL, C1-22 , C , Sector 4 , City Center, Bokaro Steel City-827004, 06542- 231950, 231960. CALICUT: SHCIL, Metro Towers, 19/2084, B-20, 1St Floor, P V Swamy, Road, Chalappuram P.O., Calicut-673002, 0495-2300373, 2304473 , 2530270.. CHANDIGARH: SHCIL, Deepak Towers, 2Nd Floor, Sco 154/155, Sector 17 C, Chandigarh-160017, 0172-2542807, 2702545. CHANDRAPUR: SHCIL, 2Nd Flr Raghuwanshi, Complex Nr AzadGarden, Main Rd Chandrapur, Nagpur-442402, 07172-270302 , 274202. CHENNAI: SHCIL, W 101, 1St Floor, Second Avenue, Anna Nagar, Chennai-600040, 044 -26280154, 42051772. SHCIL, Justice Basheer Ahmed, Sayeed Bldg, 3Rd Floor, 45 Moore Street Second, Line Beach Chennai-600001, 044 -25340725,40100200. SHCIL, Gokul Arcade 1St Flr No 2, Sardar Patel Rd Adyar, (Nr Adyar Signal Stop), Chennai-600020, 044-24420602, 45504085. SHCIL, 202 2Nd Floor, Challa Mall, Complex 11And11/A, Sir Theagaraya Rd T Nagar, Chennai-600017, 044-24328380, 24359307. SHCIL, Shop No. 8 & 9, No. 68/22A Kakkan Street, Tambaram West, Chennai-600045, 044-22260569, 42034948. SHCIL, Arutjothi Towers Plot No, 2&9 1St Flr Mount, Poonamalle High Rd Sakthi, Nagar Porur Chennai-600116, 044-22520191, 42014260. CHINCHWAD: SHCIL, 217-218, Kohinoor Arcade, Sec No 24 B’Bay- Pune Rd, NigdiChincwad, Pune-Maharashtra-411044, 020-27654837, 64103427. COIMBATORE: SHCIL, A-108, Raheja Centre 1St Floor, 1073/74, Avinashi Road, Coimbatore-641018, 0422-2241606, 4214004. CUTTACK: SHCIL, 1St Floor, Plot No-3027/3401, Opp-Kedarson, Dolamundai, Cuttack-753001, 0671-2411837,2428720. DAVANGERE: SHCIL, 1St Frl Above Mahalakshmi, Book Depot Akkanahadevi, Rd Pj Extension, Davangere-577002, 08192- 236964/65, 234442. DEHRADUN: SHCIL, 59/3, 1St Floor, Rajpur Road, Above Idbi, Bank, Dehradun.-248001, 0135-2652558, 6454102, 2710215/48. NEW-DELHI: SHCIL,8A, Milap Blg , Gr Floor, Bahadur Shah Zafar Marg, New Delhi, New Delhi-110002, 011-23359517/18/19, 43546864. SHCIL, 3, Vardhman Trade Centre, 2Nd Floor, Nehru Palace, Dda Complex, New Delhi-110019, 011-26425334/35/36/37, 26281579. SHCIL, 103, 1St Floor, Suneja Tower-1, Janakpuri DistrictCentre, Janakpuri, New Delhi-110058, 011-25507314/16, 2550732664699300. SHCIL, Gr Flr Shop Gf13 Bld No 3, Ansal Chambers I, Bhikaji Cama Place, New Delhi-110066, 011-26193384/85, 26193418, 64699302. SHCIL, 504, 5Th Floor, B-08, Gditl, Tower Netaji Subhash, Palace Opp Wazirpur Depot,Pitampura-Delhi-110034, 011 -27357134/37, 2735713564699300. SHCIL, 401, 4Th Floor, Ashish Corporate Tower, Community Centre, Karkardooma Delhi-110092, 011-22375747/44. SHCIL, 68/2 2Nd Floor Above, Mehra Sons Jewellers, Janpath, New Delhi-110001, 011-23324909/01, 64699304. DHANBAD:SHCIL, 201, Shanti Bhawan, Bank More, Dhanbad-826001, 0326-2300185, 2300184. DHARWAD: SHCIL, Sri Ranga Towers, Ground Floor, Near Nttf, Ramnagar Cross, P.B.Road, Dharwad-580001, 0836-2435635, 2435636. DOMBIVILI: SHCIL, C/O Dombivili Nagri Shaka, Ri Bank , Ist Flr, GuruprasadBlg Manpada Rd, Dombivile (E)-Thane-421201, 0251- 2861199, 2860751. ERODE: SHCIL, 110/4, 1St Floor, R K Samy Bldg, Sathy Road, Near Bus Stand, Erode-638003, 0424-2213823, 2214026. GANDHIDHAM: SHCIL, Office No. 206, Sindhu-Ii, Plot No.302, Ward 12-B, Gandhidham(Kutch)-370201,02836-226585, 226586. GANDHINAGAR: SHCIL, Plot No. 447 2Nd Floor, Sector 16 Gh 5, Nr.Pragna Petrol Pump, Gandhinagar-382016, 079-23248579. GHAZIABAD: SHCIL, 301 And 302, 3Rd Floor, Hans Plaza, Ambedkar Road, Ghaziabad-201001, 0120-2796097, 2796098/ 99. GOA: SHCIL, 2Nd Floor,Tamba Building, Dr. Atmaram Borkar Road, Panaji-Goa, Goa-403001, 0832-2421497, 2421496. GORAKHPUR: SHCIL, Office No. 16, 17, 18, 3Rd Floor The Mall , Cross Road, Bank Road , Gorakhpur-273001, 0551-2341809. GULBARGA: SHCIL, G1 & G2, Shrushti Arcade, Gr Frl Opp St Mary Church,Court Rd Off Sb Temple Rd, Gulbarga-585102, 08472-279710/11. GUNTUR: SHCIL, S2 Raghu Mansions, 2Nd Flr, Opp. To Sankar Villas, 4/1 Brodipet, Guntur -522002, 0863-6642898, 6640898. GURGAON: SHCIL, Shop No251, Central Arcade, 1St Floor , Opposite, Sahara Mall, Dlf Phase II, Gurgaon,Haryana-122002, 0124-2387956/59, 4068690. GUWAHATI: SHCIL, Blue Dart Complex Maniram, Dewan Lane Jadav Bora, Complex G S Road, Ulubari, Guwahati-781007, 0361-2460587/88, 2454213. GWALIOR: SHCIL, First Flr, Sharma Mansion, Nr Archies Gallary Old, High Court Rd Jayendra, GanjLashkar, Gwalior-474009, 0751-4077783, 4065111, 4065111. HALDIA: SHCIL, Akash Ganga Commercial, Complex Unit No 3/17, 3Rd Floor, Durgachalk, Haldia, Dist:Purbamidnapor-721602, 03224-272067, 272166. HALDWANI: SHCIL, Shop Nol L-2 Durga Center, Bhotia Parao, Nanital Road, Haldwani-263139, 05946-282392/93. HARIDWAR: SHCIL, Gr Floor , Royal Plaza, Chandracharya Chawk, Ranipur More, Haridwar-249407, 01334-265941/266504, 645404. HASSAN: SHCIL, 1St Floor Lakshmi Complex, Opp Bsnl Bhavan, B M Road, Hassan-573201, 08172-232117/18. HAZARIBAGH: SHCIL, AboveCentral Bank Of Ind, Bodom Bazar, Malviya Marg, Hazaribagh-825301, 06546-222847, 222674. HUBLI: SHCIL, 1St Floor, Varsha Complex, Behind Bhavani Arcade, Opp. Basava Vana, Near Old Bus Stand, Hubli-580029, 0836 -2212050, 2253112, 2253106 (D). HYDERABAD: SHCIL, Vertex Plaza ShopNo -4, 1-1-238/2/4, A.S Rao Nagar, Hyderabad-500062, 040 -27133205, 27133207. SHCIL, Shop No 7, 10-4-3 Afia, Plaza, Nr Humayun Nagar, Post Office Masab Tank, Mehdipatnam Hyderabad-500028, 040-23300160, 23300163. SHCIL, 2Nd Floor, Shop No 7&8, Dno 17-85/C/106 Main Road, AnnapurnaShoping Complex, Dilsukh Nagar, Hyderabad-500060, 040-24151197, 24151203. SHCIL, G6-G10, East Block, Swarna, Jayanthi Commercial Comp, Next Huda Maitrivanam, Ameerpet Hyderabad-500038, 040-66664675, 66071031. SHCIL, Plot No138, Kalyani Sri, Sai Niketan, Bhagynagar, Colony , Opp KphbColony, Kukatpally Hyderabad-500072, 040-66203220, 23063560. SHCIL, 3-6-269, G6 And G7, Mym Money Centre, Opp.Telugu Academy, Himayatnagar, Hyderabad-500029, 040-23261526, 23261527. ICHALKARANJI: SHCIL, 545/1 Murgunde Building, Shahu Corner Road, Near Sakharape Hospital,Ichalkaranji-416115, 0230-2421595/94, 2421594. INDORE: SHCIL, 220-221, Dm Tower, Race Course Road, Indore-452003, 0731-4026910 -15, 2432061/71. JABALPUR: SHCIL, 7, Ankita Complex, 2Nd Fl, Opp. Prabhu Vandana, Talkies, Civic Centre, Jabalpur-482002, 0761-4014944. JAIPUR: SHCIL, 300-A, 2Nd Flr Jse Bldng, Jln Marg, Malviya Nagar, Jaipur 302017-302017, 0141 -2729047/48/49/50/52. SHCIL, Sangam Tower, 2Nd Floor, Off No 213 Church Road, Jaipur 302001-302001, 0141-2387276/ 75, 2387104/ 05. JALANDER: SHCIL, 1St Floor , Sco 33, Multani Tower, Puda Complx, Opp. TehsilComplex, Jalander, Punjab-144001, 0181-2243974, 2453076. JALGAON: SHCIL, C/O Shree Mahavir, Sahakari Bank Ltd.87, Polan Peth Dana Bazar, Jalgaon-425001, 0257-2222690/ 2220102. JAMMU: SHCIL, 83 A/D Extn, Near Police Lines, Gandhi Nagar, Jammu-180004, 0191-2455053, 2455058.JAMNAGAR: SHCIL, Off.No.6 To 8, Madhav Darshan Complex, Opp. Cricket Bunglow, Gurudwara Rd Jamnagar-361001, 0288-2770125, 2661159. JAMSHEDPUR: SHCIL, Shantiniketan Building, 2Nd Floor Isb Shop Area, Main Road Bistupur, Jamshedpur-831001, 0657- 2420437, 2420438. JAYANAGAR:SHCIL, Shop No 7, 1St Floor, # 44 , 3Rd Cross, Jayanagar, 4Th T Block, Bangalore-560011, 080-22453800, 22453900. JODHPUR: SHCIL, 1St Floor, 54 Gulab Bhavan, Chopasani Road, Near Kankariya Building, Jodhpur-342003, 0291-2636609, 2636710. JORHAT: SHCIL, K D Building, 1St Floor RupahiAli, Garali, Jorhat-785001, 0376-23000368, 2300550. JUNAGADH: SHCIL, 34, 35, Platinum Complex, Jayshree Talkies Road, Kalwa Chowk, Junagadh-362001, 0285-2652748, 2629748. KAKINADA: SHCIL, Door No. 5-1-6/1 2Nd Flr, Ayyappa Towers Main Road, Suryarao Peta, Kakinada-533002, 0884-2347774, 2347775. KALYAN: SHCIL, Shcil, Gala No.110, Vasant Vihar Complex, Chandulal Joshi Compound, Opp.Railway Stn, Kalyan(W)-421301, 0251-2315421/22, 2315423/24. KANNUR: SHCIL, 2Nd Floor, K V R Towers, South Bazar, Kannur-670002, 0497- 2712333, 2712323. KANPUR: SHCIL, BhatiaComplex, 124/1, C-Block, Govind Nagar, Kanpur-208005, 0512 -2653688, 2653687, 3065029. SHCIL, Ground Flr, Krishna Tower, 15/63 Civil Lines, Kanpur-208001, 0512-2306138, 2338096/ 2306084. KARAIKUDI: SHCIL, A.C.A Complex , 1St Floor, Door No 30/1C, Sekkalai Road, Karaikudi-630001, 04565-232180. KARKALA: SHCIL, Shop No 12, D.No 127/23, 1St Floor Sharada Palace, Market Road , Karkala-574104, 08258-234650, 08258-234651. KARNAL: SHCIL, 1St Flr, 16, Mahila Ashram, Complex Above Gift Galler, Behind Main Bus Stand, Karnal-132001, 0184-2253875, 2262734. KARUR:, SHCIL,128-A Vanitha Towers, 1St Floor, Kovai Road, Karur-639002, 04324-240628, 240438/240528. KHAMBHAT:, SHCIL, No 4, Raj Darshan Complex, Station Road, Khambhat-388620, 02698-222283. KOCHI:, SHCIL, Safeena Mansion , Gr Floor, Ravipuram Junction , Kanoos Theatre, M G Road, Kochi-682016,0484 -2363022, 2363023. KOLHAPUR:, SHCIL, Ayodhya Towers, 4Th Floor, 511 Kh’E’Ward, Near Dabolkar Corner, Stn Road, Kolhapur-416001, 0231-2663123/80//24. KOLKATA:, SHCIL, A.G. Towers 6Th Floor, 125/1, Park Street, Calcutta-700017, 033-22262081, 26662100. , SHCIL, Rnm House, 3RdFloor, 3B Lal Bazar Street, Calcutta-700001, 033-22420777, 22107584. KOLLAM:, SHCIL, E Ii 24/25 2Nd Floor, Commercial Complex, East Block Bishop Jerome, Nagar, Chinnakada Kollam-691001, 0474 2768158, 2768159. KORAMANGALA:, SHCIL, No 103, 1St Floor, Mighkhb Colony, 17Th Main,5Th Block Koramangala, Bangalore-560095, 080-25529149, 25529150. KOTA:, SHCIL, Mewara Plaza, 344, Shopping Centre, Rawat Bhata-Guman Pura Rd, Kota-324007, 0744-2360863, 2361356. KOTTAYAM:, SHCIL, 2Nd Floor, Korattaiyil, Complex, Opposite Public, Library, Sashtri Road, Kottayam-686001,0481- 2303670, 2303671. KUNDAPUR:, SHCIL, Door No. 433/1/51, I Floor, Near Manunath Nursinghome, Mastikatte Main Road, Kundapur-576201, 08254-234557/58. KURNUL:, SHCIL, Flat No A10, 1St Flr, Bhupal Complex Park, Road Kurnool-518001, 08518-278738, 278739. LUCKNOW:, SHCIL,36/15 , 1St Floor, Above, India Bulls, Saprumarg, Opp Rohit Bhawan, Lucknow-226001, 0522-2629850/40. LUDHIANA:, SHCIL, Cabin No. 501, Sco 18, 5Th Floor, Opp Lse. F.G.Market, Ludhiana-140001, 0161-2422157, 3017701. MADURAI:, SHCIL, C-1, 3Rd Floor, A R Plaza, 16/17 North Veli Street,Madurai-625001, 0452-2342174, 2350178 (TELEFAX). MALLESWARAM:, SHCIL, No 13 Vasanth Milan, 1St Cross, Malleswaram, Bangalore-560003, 080 -23560525, 23461225. MANGALORE:, SHCIL, Shop No 6 & 7 2Nd Flr, Manasa Tower M G Rd, Kodialbail, Mangalore-575003, 0824- 2494986, 2495220/2495224. MANIPAL:, SHCIL, 1St Floor, Trade Centre, Near Syndicate Circle, Manipal-576104, 0820-2572115, 0820-257116. MEERUT:, SHCIL, T-306, Ganag Plaza, Begum Bridge Road, Meerut, Uttar Pradesh-250002, 0121-2656274, 2655167. MEHSANA:, SHCIL, Om Complex 2Nd Flr, Radhanpur RoadCross Rd, Nr Petrol Pump, Mehsana-384002, 02762-232622/23. MIRZAPUR:, SHCIL, Plot No 64 Keshav Kunj, Mission Compound Ramai, Patti Civil Lines Above, Icici Bank Mirzapur Up-231001, 05442-253012. MOGA:, SHCIL, 531/09 Nifd Campus, New Town Opp. D.M.College, Moga, Punjab-142001,01636-233296/223896. MOHALI:, SHCIL, S C F 33 1St Floor, Phase 5, Mohali, Punjab-160059, 0172-2272123, 4655065. MUGALSARAI:, SHCIL, 3Rd Floor 952 Gt Road, Subash Nagar, Near Subhash Park, Mugalsarai Chandauli-232101, 05412-257542. MUMBAI:, SHCIL, Shop No 8, Bayside Arcade,Dr B A Road, Parel, Mumbai-400012, 022-24115313, 24125313. , SHCIL, No 4 Parsian Apartments, V.P. Road, Next To, Zoroastrian Co-Op. Bank, Off S.V. Road, Andheri W-400058, 022-26230910, 26230912. , SHCIL, 169/C Neelkanth Niwas, Purandare Park Society, Dr. Ambedkar Road, Dadar Tt , Mumbai-400014, 022-24151706/07. , SHCIL, Shcil, Centre Point, Unit No 301, 3Rd Floor, Dr . B Ambedkar Rd, Parel, Mumbai-400012, 022-61779400-09. , SHCIL, 12/14, Uti Bldg, Bank Street Cross Lane, Near Old Custom House, Fort-400023, 022-22622677, 22675960/61. , SHCIL, Raheja Chamber, Office No.15,Gr Flr, Nariman Point, Mumbai-400021, 022 -22884685/87, 2284424722852970. , SHCIL, Basaveshwar Bhavan 1St Fl, Basaveshwar Chowk, D K Sandu Marg, Chembur-400071, 022-25288358, 25290542. , SHCIL, 104 Shyam Kamal A Wing, 1St Flr Opp Vileparle, Rly Stn. Vileparle East, Mumbai-400057,022- 26161101/26105363, 26184143. , SHCIL, Vishwanagar Co-Op Hsg, Soc.Gr. Flr, Junction Of, R B Mehta Road&Hingwala, Lane, Ghatkopar, E Mumbai-400077, 022 -21021795/21022653, 21020790. , SHCIL, Rewa Apts.’B’ Ground Flr, Behind Boi Opp Cadbury, House Bhulabhai Desai Rd, Mahalaxmi,Mumbai-400026, 022-23538225, 23526220. , SHCIL, Unique Towers, G-2, Gr.Flr, Behind Patel Auto, Off, S V Road Goregaon West, Mumbai-400062, 022-28787336, 28787341. , SHCIL, Shop. No.10, Ground Floor, Madhumilan Co-Op Hsg Soc, Mangal Kunj, S.V. Road, Borivali (West)-400092, 022 -28332104,28332085. , SHCIL, Shop No.2 , Koteshwar Apts, R.H.B. Rd Opp Icici Bank, Mulund West, Mumbai-400080, 022-25907618/17, 25620703. , SHCIL, 25, Gr Floor, Hazari Baug, Station Road, Vikhroli West, Mumbai-400083, 022-25779282, 25778466. , SHCIL, M1 Keshava Building, Bandra Kurla Complex,Bandra (E), Mumbai-400051, 022-26591252, 26591254. MUZAFFARPUR:, SHCIL, Domapokhar Bank Road, Near Sutapatty, Shyam Mandir Marg, Muzaffarpur-842001, 0621-2246222, 2246422. MYLAPORE:, SHCIL, Shop No:1B, Ground Floor, 4/180 Tnhb Complex, Luz Corner, Mylapore, Chennai-600004,044- 43536409, 24986972. MYSORE:, SHCIL, 442/3 & 4 1St Floor, Chamaraja Double Road, Ramaswamy Circle, Mysore-570024, 0821-2333860, 2333926. NAGPUR:, SHCIL, 3Rd Floor, Saraf Court, Opp Yeshwant Stadium, Dhantoli, Nagpur-440012, 0712 -6611595, 2443561, 6612258. , SHCIL, 1St FlrVishnu Complex, Opp Rahate Hospital, C A Road, Nagpur-440008, 0712 -6643469/6643470, 6643499. NAIHATI:, SHCIL, Surya Kiran Apartment, Ground Floor, 212, R B C Road, Post Naihati, 24 Pgs(North), West Bengal-743165, 033 25023076, 25023080. NANDED:, SHCIL, 1St Floor Ramashish Bldg,Above Icici Bank Vip Rd, Nanded-431602, 02462-252962, 640474. NASIK:, SHCIL, F8, 1St Flr Suyojit Sanku, Adjacent To Rajiv Gandhi, Bhavan(Nmc) Sharapur Rd, Nasik-422002, 0253 -2232859. NAVI-MUMBAI:, SHCIL, Plot No.P-51, Ttc Industrial Area, Midc, Mahape, Navi Mumbai-400710, 022-61778500. , SHCIL, 11/12 Thakker Towers, Ground Floor, Sector 17, Vashi Navi Mumbai-400703, 022- 27897167/70, 27897170. , SHCIL, Shop No 1 Yashogandh Chs, Middle Class Chs, Near Rupali Theatre, Old Panvel-410206, 022-27462056/57, 27462057. NAVSARI:, SHCIL, 2288/101 1St Floor,Nanuvishnudham, Swami Vivekanand Road., Kansarawad Navsari-396445, 02637-249403/01/25, 645613. NELLORE:, SHCIL, H No 16/1102 Ground Flr., Moon Land Apartments, K V Agraharam Pogathota, Nellore-524001, 0861-2343480, 2343481. NIZAMABAD:, SHCIL, Kavitha Complex, Block E 1StFloor, Godown Road, Nizamabad-503001, 0846-2232233, 22322355. NOIDA:, SHCIL, P/5 , 203 2Nd Floor, Ocean Plaza, Sector-18, Noida U P-201301, 0120-2516368/69, 25163704217077. PALAKKAD:, SHCIL, 1St Floor, Fort Centre, Complex, Fort Maidan, Stadium Bye Pass Road, Palakkad-678001, 04912510851, 2510861. PANCHKULA:, SHCIL, Sco-64, 1St Floor, Sector-11, Panchkula-134109, 0172-4635063, 4639064. PATAN:, SHCIL, 55, 56, 57, 2Nd Floor, Shreedev Complex, Station Road, Patan-384265, 02766-222920, 222921. PATIALA:, SHCIL, No. 6 & 7, Leela Bhavani Market, Patiala-147001,0175-2201890, 2304678. PATNA:, SHCIL, 301-305, Ashiana Plaza, Budh Marg, Patna-800001, 0612-2231167/3292768, 2201129/ 6171. PHAGWARA:, SHCIL, Scf 31, First Floor, Near Arjun Mall, Guru, Hargobind Nagar Market, Phagwara, Punjab-144401, 01824-262725, 262981. PONDICHERRY:, SHCIL,201, 1St Floor Mission, Street, Pondicherry-605001, 0413-2331751, 2331752/55. PORBANDAR:, SHCIL, Purusharth, Ground Floor, Behind Aroon Photo Studio, M.G.Road, Porbandar-360575, 0286 -2203144, 2215884. PUNE:, SHCIL, 5/33 Agarkar Nagar, Boat Club Road, Near Alankar Theatre, Pune-411001,020-26050115, 26050116. , SHCIL, Sneh Leela Apt, 1St Floor, Apte Road, Deccan Gymkhana, Pune-411004, 020-25520418/25521842, 25521843. RAICHUR:, SHCIL, Shreyansh Tower 1St Frl, 11/2/59/A-1 M G Rd Above, Bank Of Maharashtra, Raichur-584101, 0853-2225049/50. RAIPUR:, SHCIL, 222-223, Rishabh Complex, M.G.Road Behind Hotel All, Near Raipur, Raipur-492001, 0771-2534212, 4034155. RAJAHMUNDRY:, SHCIL, 7-28-32, 2Ndfloor, Jupudy Complex, T. Nagar, Rajahmundry-533101, 0883-2439476, 2476761. RAJKOT:, SHCIL, Shree Sadguru Complex, 1St Flr, Opp.Tirupati, Petrol Pump,Kalawad Road, Rajkot-360007, 0281-2478004, 2478006. , SHCIL, Orbit Complex, Grnd Floor, Nr. Sadar Police Chowky, Sadar Bazar, Rajkot-360001, 0281 244959. RANCHI:, SHCIL, 5, Arjan Place, 3Rd Floor, Main Road, Ranchi-834001, 0651-2331632, 2330938. ROURKELA:, SHCIL, Plot No:307/2050,Behind Pani Market Comple, Udit Nagar, Rourkela-769012, 0661-2500051, 0661-2500056. SALEM:, SHCIL, Shop No: 5/1, First Floor, Sri Lakshmi Complex, No 76, Cherry Road, Opp To Govt Arts College-636007, 0427-2418648, 2418649/50/58. SANGLI:, SHCIL, Gomtesh Padmavati, 111/112 MahaveerNagar, Sangli-416416, 0233- 2623252/51, 2623253. SATNA:, SHCIL, Shop No 1 , 1St Floor , K B Complex, Seemariya Chowk , Rewa Rd, Satna (Mp)-485001, 07672-411095. SECUNDERABAD:, SHCIL, G9-G10 Gr Floor Bhuvana, Towersnear (Cmr Building), Near Manju Theartre, S D Road , Secunderabad-500003, 040-27803394, 27803395. SHIMLA:, SHCIL, 201 P. C. Chambers, Near, Ritz Cinema Road, The Mall, Shimla-171001, 0171-2803737, 2804747. SHIMOGA:, SHCIL, 1St Flr, Sangappa Complex, Garden Area, 3Rd Cross, Beside State Bank Of Hyd, Shimoga-Karnataka-577201, 08182 -227785, 227786/227745. SILCHAR:, SHCIL, N.N.Dutta Road, Near Guruduwara, Cachar Slichar, Assam-788001, 03842-230120/26. SOLAN:, SHCIL, Platinum Mall Ground Frl, South Enclave Bye Pass, Saproon, Solan-173211, 01792-225464/65. SOLAPUR:, SHCIL, 148 Railway Lines, Nr Nav Bharat Gas Agency, DufferinChowk , Solapur-413001, 0271-2310093/94. SRI GANGA NAGAR:, SHCIL, 21/A Bhardwaj Bhavan, 1St Floor Ravindrapath, Sri Ganga Nagar, Rajasthan-335001, 0154-2440993, 24422022444202. SURAT:, SHCIL, 311, Shyam Chambers, Opp. Sub Jail, Ring Road, Surat-395002, 0261-2321281/82/83.SURENDRA NAGAR:, SHCIL, First Flr Above Himanshu, Textorium Jawahar Rd, Derasar Chownk, Surendra Nagar-363001, 02752- 220075, 228237. THANE:, SHCIL, No1 Crystal Court, 1St Flr, Near Thane Janata Bank, B Cabin Road, Shivaji, Nagar, Naupada Thane(W)-400602, 022-25451752/25453791,25453790/2545. TINSUKIA:, SHCIL, Shyam Kunj Complex, Opp Hero Honda Show Room, Chirwayapatty Rd, Tinsukia-786125, 0374-2336010. TIRUPATI:, SHCIL, Shop No 10 1St Flr, Sridevi Complex, Tilak Road, Tirupati-517501, 0877-2220202, 2222724. TRICHUR:, SHCIL, Pooma Complex, 3Rd Floor,M G Road, Trichur-680001, 0487 2445657, 2445657. TRICHY:, SHCIL, A-1, Srishti Court, Ground Floor, Salai Road, Woraiyur Trichy-620003, 0431-2750927, 2750928. TRIVANDRUM:, SHCIL, Sowbhagya, T.C.3/2730-2, Palace View Lane, Pattom Palace P.O., Trivandrum-695004, 0471-2543133, 2543032.TUTICORIN:, SHCIL, Anbu Medical Complex, First Floor, 285/8 D, Wgc Road, Tuticorin-628002, 0461-2327638. UDAIPUR:, SHCIL, 101, Anand Plaza, University Road, Nr. Aayad Bridge, Udaipur-313001, 0294-2429575, 24295095101866. UDIPI:, SHCIL, 3Rd Floor, Shriram Arcade, Opp Head Post Office,Udupi-576101, 0820-2535404, 0820-2535405. UJJAIN:, SHCIL, 103 -104, Siddhivinayak Trade Cente, Opp Shaheed Park, Freeganj, Ujjain-Mp-456010, 0734-4014174, 2515961. VARANASI:, SHCIL, Kuber Complex, 4Th Floor, D-58/2 Rath Yatra, Varanasi-221010, 0542-2226818, 2226897/ 2226098. SHCIL,Shop No 7, Kashiraj Apartment, Kammachha, Varanasi-221010, 0542-2455732, 2455734. VELLORE:, SHCIL, Nexus Tower, 3Rd Flr No:6, Officer Line, Opp.Voorhees School, Vellore-632001, 0416-2221894, 2221895. VERAVAL:, SHCIL, First Floor, Swastik Complex, Bus Station Road, Veraval-362265,02876 -244202, 244203. VIJAYWADA:, SHCIL, D No 27-14-47 Opp, Buckingham Post Off, Rajagopalchari Street, Governerpet Vijaywada-520002, 0866- 6666898/2579004, 2579002. VISHAKAPATNAM:, SHCIL, 30-15-28 Silver Willow, 2Nd Floor, Dabha Garden, Vishakapatnam-530020, 0891- 2752070,2716577/78. VISNAGAR: SHCIL, 48, Sukhnivas Complex, 1St Flr Station Road, Visnagar-384315, 02765-227610, 227620. WARANGAL: SHCIL, Shop No-16, Mayuri Bvss, Complex H.No-5-9-36/37, Lashkar Bazar Hanamkonda, Main Road , Warangal-506001, 0870-6565113, 2553318. WARDHA: SHCIL,Shop No 3 & 4 Sun Complex, Rajkala Rd, Opp Maharashtr Bank, Wardha Maharashtra-442001, 07152-251925, 251927. YAVATMAL: SHCIL, Shcil, Shop No-18, 19, 20, 21, 1St Floor, Super Bazar, Sbi Square, Yavatmal-445001, 07232-244884, 250276.SPA SECURITIES <strong>LIMITED</strong>AHMEDABAD: SPA Securities Limited, 401, Arjun Avenue, Near Nutan Nagrik Bank, Opp. Samartheshwar Mahadev, Ellisbridge, Ahmedabad-380006, Tel: 079-3001 3800. AGRA: SPA Securities Limited, Shope No-9, 10,11 Block No-17/2/4 Friends Wasan Plaza Sanjay Place Agra–282002, Tel: 0562-3058262-239. BANGALORE: SPA Securities Limited, 703-704 7th Floor Brigade Tower 135 Brigade Raod Banglore–560025, Tel: 080-4111 7006. CHANDIGARH: SPA Securities Limited, 1st Floor, Sco-307, Sector-38-D, Chandigarh-160009, Tel: 0172-4678545. CHENNAI: SPA Securities Limited, D.No-2 5th FloorPhase-Ii Kasi Arcade No-14 Sir Thayagarya Road T. Nagar Chennai–600017, Tel: 044-43993400. HYDERABAD: SPA Securities Limited, No 6-3-1109/5 & 6 2nd Floor G S Mall Sumaji Gudda Hyderabad -500082, Tel: 040-44331300. JAIPUR: SPA Securities Limited, Prime Plaza, 26 Gopal Bari Oppsite.Vidhayak Puri Police Station Khasakothi Jaipur–302001, Tel: 0141-4260000/29. KANPUR: SPA Securities Limited, Office No. 226 B, 2nd Floor, City Center, The Mall, Kanpur -208001, Tel: 0512-23911231. KOLKATA: SPA Securities Limited, Diamond Chambers Room No-8-0 8th Floor 4 CowringheeLane Kolkata-700016, Tel: 033-22521537. LUCKNOW: SPA Securities Limited, S-209 A 2nd Floor, Sky Hi Chamber, Saran Chamber 2, 11/05 Lane Park Road, Luck Now–226001, Tel: 0522-6051917. MEERUT: SPA Securities Limited, J-260, 2nd Floor Abu Plaza Abu Lane Meerut-250001, Tel: 0121-40181403.MUMBAI: SPA Securities Limited, 101-A, 10th Floor Mittal Court A-Wing Nariman Point Mumbai-400021, Tel: 022-40439000. SPA Securities Limited, 602 Embassy Centre Nariman Point Mumbai-400021, Tel: 022-22829706. NEW DELHI: SPA Securities Limited, 25 C Block Comunitey Center JanakpuriNew Delhi–110058; Tel: 011-45675500/45586600. PATNA: SPA Securities Limited, 301 A, 3rd Floor Bhuwneshwar Plaza Near Magadh Stock Exchange Patna-800001, Tel: 0612-3249356/57. PUNE: SPA Securities Limited, 5 Shankar Smiriti Secound Floor Next To Kaka Halwai Prabhat Road Lane Number9/3, 39/25 Erandwna Off Kary Road Pune -411004, Tel: 020-30223276.TATA SECURITIES <strong>LIMITED</strong>AHMEDABAD : Tata Securities Limited, 12/A Gr Floor, Campus Corner 1, Near Pralhadnagar AUDA Garden, Satellite,Ahmedabad-380015; Tel: 66070012/66070018. . BANGALORE : Tata Securities Limited, No. 58/4, Ground Floor, 8th Main, 18th Cross Junction, Malleshwaram, Bangalore-560055; Tel:65322450/65322451. BHUBANESHWAR : Tata Securities Limited, Rajendra Vihar Block–‘D’ Forest park, Main Road, Bhubneshwar-751009; Tel: 6540127/6540141. CHANDIGARH : Tata Securities Limited, Gr Floor, SCO 147-148, Sector 9 C, Chandigarh-160017; Tel: 6625830/6544426. CHENNAI : TataSecurities Limited, Unit No. 1, 1st Floor, Mandira Apartment,23 A North Boag Road,Chennai–600017; Tel: 64509770/64509771. DEHRADHUN : Tata Securities Limited, 7/3 Shivam Tower, 2nd Floor, New Cantt Road, Dehradun–248001; Tel: 6050023/6050024. JAIPUR : Tata Securities Limited, NiddhiKamal Towers, 37& 38 B, Banwara House, Ajmer Road, Jaipur-302006; Tel: 6507055/6455532. JAMSHEDPUR : Tata Securities Limited, 2nd Floor, Aditya Towers, Main Road, Bistupur, Jamshedpur-831001; Tel: 4036205/4036206. JAMSHEDPUR : Tata Securities Limited, Qtr No K3/39 H.S. Road,TelcoColony, Jamshedpur-831004; Tel: 6459406/6459437. KOLKATA : Tata Securities Limited, 1st Floor, Tata Centre, 43 J L Nehru Road, Kolkata-700071; Tel: 64993234/64993235. KOLKATA : Tata Securities Limited, HA-6, Sector-III, Salt Lake, Kolkata-700091; Tel: 23350746/23350750. LUCKNOW : TataSecurties Limited, Shalimar Logix, gr Flr, 4, Rana Pratap Marg, Behind Arif Castle, Lucknow-226001; Tel: 4036205/4036206. MADURAI : Tata Securities Limited, Plot No.1 K.K.Nagar, Opp: Jawahar Hospital, Aavin Milk Project Junction, Madurai-625020; Tel: 6450109/6450110. MUMBAI : Tata SecuritiesLimited, 4 Nirmal Milan CHS Nehru Road Vile Parle (E), Mumbai-400057; Tel: 64572361/64572362. MUMBAI : Tata Securities Limited, 3rd Floor, Lodha I Think Techno Campus, Pokhran Road, Thane (West)-400607; Tel: 61827933/61827935. NAGPUR : Tata Securities Limited, Shriram Sham Tower,Block No.132, 1st Floor, SV Patel Marg, Kingsway Civil Lines, Nagpur–440001; Tel: 6450383. NEW DELHI : Tata Securities Limited, C/o TMF, 4th Flr, Kanchenjunga Bldg, Barakhamba Road, New Delhi-110001; Tel: 64640016/64640017. PUNE : Tata Securities Limited, Office No.11, 3rd Floor, BrahmaChambers,2010,Sadashiv Peth,Tilak Road, Pune-411030; Tel: 65000681/65000682. SECUNDERABAD : Tata Securities Limited, 1-7-284 to 293, Jade Arcade, M G Road, Secunderabad-500003; Tel: 23260178/23260179.<strong>SHRIRAM</strong> <strong>TRANSPORT</strong> <strong>FINANCE</strong> <strong>COMPANY</strong> <strong>LIMITED</strong>47


48IN THE NATURE OF FORM 2A-MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSTRADING MEMBERSThe Trading Members shall accept Application Forms only in such cities/ towns where the banking branches (escrow banks) are available. Details of such branches of the Escrow Banks where the Application Form along with the cheque/ demand draft submitted by a Non ASBA applicant shall be depositedby the Trading Members are available on the websites of NSE and BSE at www.nseindia.com and www.bseindia.com, respectively.LIST OF SELF CERTIFIED SYNDICATE BANKS (SCSBS) UNDER THE ASBA PROCESSSr. Bank Branch Address Contact Person Contact Number FaxNo.1 Axis Bank Limited Centralised Collections and Payment Hub (CCPH) 9th Floor, Solaris, C-Wing Opp L&T Gate No 6, Mr Kirit Rathod, Vice President 022-40754981/ 82/83/9820850829 022-40754996Saki Vihar Road, Powai, Mumbai – 4000722 State Bank of Hyderabad Gunfoundry, Hyderabad Sri Ashok Kulkarni 040-23387325 040-233877433 Corporation Bank Capital Market Branch, Ist Floor, Earnest House, NCPA Marg, Nariman Point, Mumbai-400021 Mr. Amod Kumar 22841406/22842764/9870340031 022-228438234 State Bank of Travencore Anakatchery Buildings, Y M C A Road, Statue, Thiruvananthapuram-695001 P.P. Muraleedharan 0471-2333676 0471-23381345 IDBI Bank Limited IDBI Bank Limited, Central Processing Unit, Sarju House, 3rdFloor, Plot No 7, Street No. 15, Andheri MIDC, Rajiv Nair / Anoop Kumar Jaiswal 022-6670 0659/66700660 022-66700669/666Andheri (E), Mumbai, Pin : 4000936 State Bank of Bikaner & Jaipur Financial Super Market Branch, Apex Mall, Tonk Road, Jaipur Shri N K Chandak 0141-2744415/9413398505 0141-27444577 Yes Bank YES Bank Limited, Tiecicon House, Second Floor, Dr. E Moses Road, Mahalaxmi, Mumbai 400 011 Mahesh Shirali / Manoj Bisht/ 022 66229031/ 9164/9070 022-24974875Shankar Vichare8 Punjab National Bank Capital Market Services Branch, PNB House, Fort, Sir P.M.Road, Mumbai Sh. K Kumar Raja 022- 22621122, 22621123, 022 – 226211249 Deutsche Bank Sidrah, 110, Swami Vivekananda Road, Khar (West), Mumbai- 400052 Mrs. Anne Narielwala (91) (022) 6600 9428 (91)Ms. Pallavi Shilvalkar (022) 6600 941910 Union Bank of India Mumbai Samachar Marg, 66/80, Mumbai Samachar Marg, Post Bag No.253 & 518, Fort, Mumbai - 400023. Mr. D B Jaiswar 022-22629408 022- 2267668511 HDFC Bank Limited FIG – OPS Department, Lodha, I Think Techno Campus, O-3 Level, Next to Kanjurmarg Railway Station, Deepak Rane / Uday Dixit 022-30752928/30752927 022-25799801Kanjurmarg (East) Mumbai - 400 042 Maharashtra.12 Bank of Baroda Mumbai Main Office, Mumbai Samachar Marg, Fort, Mumbai 400 023. Mr. Sonu A. Arekar 40468314/40468307 022-2283523613 ICICI Bank Ltd Capital Market Division, No. 30, Mumbai Samachar Marg, Fort, Mumbai 400 001. Roshan Tellis 022-22627600 022-2261113814 Vijaya Bank Head Office Bldg 41/2,M G Road Bangalore Karnataka State 560001 BM 080-2558438515 Bank of Maharashtra Fort Branch, 1stFloor, Janmangal, 45/47, Mumbai Samachar Marg, Mumbai – 23 A D Deshpande 022-22694160/22652595/22663947/ 022-22681296(Assistant General Manager) 973000043816 State Bank Of India Capital Market Branch (11777), Videocon Heritage Building (Klick House), Charanjit Rai Marg, Fort, Mumbai-400 001 Mr. Anil Sawant,Deputy Manager 022-22094932/9870498689 022-2209492117 Andhra Bank 18, Homi Modi Street, Nanavati Mahalaya, Fort Branch, Mumbai-400023. Seshagiri Rao Jonnakuti 02222026088/2204762618 HSBC Limited 3rd Floor, PCM Dept. Umang, Plot CTS No. 1406-A/28, Mindspace, Malad (West) Mumbai 400 064 Mr Jagrut Joshi 022-67115485/9870403732 022-66536005(address of IPO Operations office)19 Kotak Mahindra Bank Ltd Kotak Infiniti, 6th Floor, Building No. 21, Infinity Park, Off Western, Express Highway, General AK Vaidya Marg,Malad (E) Prashant Sawant 022-66056959/9967636316 022-6605664220 Bank of India Stock Exchange Branch, Phiroze Jeejeebhoy Tower, (New Stock Exchange Bldg), P. J. Tower, Dalal Street, Shri Navin Kumar Pathak, 022-22723631/1677/ 022-22721782Fort, Mumbai – 400 023. Senior Manager 961981071721 CITI Bank Citigroup Center, Plot No C-61, Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051 S Girish 022-26535504/98199 12248 022-2653582422 IndusInd Bank IndusInd Bank Ltd. Fort Branch, Sonawalla Bldg, Mumbai Samachar Marg, Fort, Mumbai 400001 Yogesh Adke, Dy. Vice President 66366589 / 91 / 92, 9833670809 022-2264483423 Allahabad Bank Allahabad Bank, Fort Branch, 37, Mumbai Samachar Marg, Post Box No. 282, Mumbai, Maharashtra 400 023 Shri S. K. Jain, Chief Manager 022-22655739/22662018 022-2266193524 Karur Vysya Bank Ltd Demat Cell, Second Floor,No 29,Rangan Street, T Nagar, Chennai - 600 017 Nori Subrahmanyam 044-24340374 044-2434037425 The Federal Bank Limited ASBA Cell, Retail Business Dept., Federal Bank, Marine Drive, Ernakulam 682031 Dhanya Dominic 0484-2201847 0484-238560526 Indian Bank Nandanam Branch- 480 Anna Salai, Nandanam 600035 Mr. V Muthukumar / Mr. M Veerabahu 044 24330233 044 2434775527 Central Bank of India Ground floor, Central Bank of India, Central Bank Building, Fort, Mumbai 400001 Mr. Vineet Bansaj 022-22623148/22623149 022-2262315028 Oriental Bank of Commerce 67, Bombay Samachar Marg, Sonawala Building, Fort,Mumbai -400001 Shri B.K. Palrecha, 022-22654791/95 022-22654779Asstt. General Manager29 Standard Chartered Bank Crescenzo, 3 rd Floor, C/38-39, G-Block, Opp. MCA Club, Brandra-Kurla, Complex, Bandra(E), Mumbai 400 051 Rohan Ganpule 022-61157250 / 022-61157234 022-2675735830 J P Morgan Chase Bank, N.A. J.P. Morgan Tower, Off C.S.T. Road, Kalina Santacruz - East, Mumbai - 400 098 Nandita Halady 022-6157 3833 022-6157 391031 Nutan Nagrik Sahakari Bank Ltd. Opp samratheshwar mahadev, Nr, Law Garden, Ellisbbridge. Miti shah 9879506795 0792656471532 UCO Bank Mumbai Main (Retail) Br., UCO Bank Bldg., D. N. Road, Mumbai- 400 023 Manager 022 40180105 222287075433 Canara Bank Merchant Banking Division, 407, 4thFloor, Himalaya House, 79, Mata Ramabai Ambedkar Marg, Mumbai 400 001 Mr. Arvind Namdev Pawar 022-22661618, 22692973, 9969670141 022-2266414034 United Bank of India Global Cash Management Services Hub, 4th Floor, United Bank of India, United Tower, Head Office,11, AGM (CMS & Demat) 03322624175/03322624176 033-22624176Hemanta Basu Sarani, Kolkata – 700 001.35 Syndicate Bank Capital Market Services Br. 26A, First Floor, SyndicateBank Bldg, P.M. Road, Fort, Mumbai - 1 P Padmavathy Sundaram, Chief Manager 022-22621844 022-2270099736 South Indian Bank ASBA Cell (NODAL OFFICE)1st Floor, SIB Building, Market Road, Ernakulam – 682035, Kerala, India. John K Mechery 9645817905 0484-235192337 Indian Overseas Bank Chennai DP Branch, Mezzanine Floor, Cathedral Branch, 762, Anna Salai, Chennai 600 002 Mr. R.S. Mani / Mr. M. Sasikumar 044-28513616/ 28513617/ 28513618 044-2851361938 Tamilnad Mercantile Bank Ltd. Tamilnad Mercantile Bank Ltd.,Depository Participant Services Cell, Third Floor, Plot No.4923, Ac/16, 2nd Avenue, Mr. K. Natarajan 044-26192552 044-26204174Anna Nagar (West), Chennai - 600 040, Tamilnadu, India39 City Union Bank Ltd. 48, Mahalakshmi St.,T.Nagar, Chennai - 600 017. Sivaraman 044-24340010, 24343517, 044-2434858624346060, 24348586, 9380286558,9382642081, 938028655840 BNP Paribas BNPParibas House, 1, North Avenue, Maker Maxity, Bandra Kurla Complex, Bandra (East), Mumbai – 400051 Mr. Prem Mariwala, Mr. Dipu SA, 022-61964570, 61964594, 61964592 022- 61964595, 61964595,Ms Prathima Madiwala 6196459541 The Kalupur Commercial Kalupur Bank Bhavan, Nr. Income Tax Circle, Ashram Road, Ahmedabad-380 014 Jay V. Pathak Manager 079-27582028 079-27544666Co-Operative Bank Ltd.42 Bank of America N.A. EA Chambers, Express Avenue 8th Floor No. 49, 50L, Whites Road, Royapettah, Chennai 600014 Swaminathan Ganapathy/A S Sreedharan 044-42904526 044-4352891143 The Lakshmi Vilas Bank Ltd. Bharat House, Ground Floor, 104, Bombay Samachar Marg, Fort Mumbai - 400 001. S Ramanan 022-22672255, 22672247(M), 022-2267026722673435(CM)44 State Bank of Patiala CO 99-102, Sector - 8C, Chandigarh Shri. Amarjit Singh Girn 0172-2779116, 2546124, 2543868/ 0172-2546080977958609645 State Bank of Mysore Dalal Street, P.B.No.1066, #24/28, Cama Building, Dalal Street, Fort, Mumbai-400 001. Mr. Shailendrakumar 07208048007, 022- 22678041 022-2265634646 The Surat Peoples Co-op Bank Ltd Central Office.Vasudhara Bhavan, Timaliyawad, Nanpura, Surat – 395001 Mr. Iqbal Shaikh 0261-2464577 0261-2464577, 59247 Dhanlaxmi Bank Limited The Dhanlaxmi Bank Ground Floor, Janmabhoomi Bhavan, Plot 11 -12, Janmabhoomi Marg, Fort Mumbai, Maharashtra - 400 001 Gunavati karkera 022 – 2202535 022-2287163748 The Saraswat Co-operative Bank Ltd. Madhushree, Plot No. 85, 4 th Floor, District Business Centre, Sector – 17, Vashi, Navi Mumbai – 400703 Mr. A. A. Bhatia (O) 27884161, 27884162, 27884163, 2788415327884164, (M) 982050512149 DBS Bank Ltd DBS Bank Ltd, Fort House, 221, Dr. D.N. Road, Fort, Mumbai, 400 001 Amol Natekar 022- 6613 1213 022-6752 847050 Dena Bank Dena Bank, Capital Market Branch, 17, B, Horniman Circle, Fort, Mumbai – 23 Branch Manager 022-22661206, 22702881 022-22694426/2270288051 Karnataka Bank Ltd The Karnataka Bank Ltd, Mangalore–H O Complex Branch, Mahaveera Circle, Kankanady, Mangalore – 575002 Ravindranath Baglodi, Sr. Manager 0824-2228139/140/141 0824-222813852 TThe Ahmedabad Mercantile Co-Op. Bank Ltd. Head office :-”Amco House”, Nr. Stadium Circle, Navrangpura, Ahmedabad-09 Bimal P Chokshi 079-26426582-84-88 079-2656486353 ING Vysya Bank No.69, Ramaiah Complex Roopena Agrahara,Hosur Road, Bangalore - 560068 Yoganand J 2500500054 Janata Sahakari Bank Ltd. N S D L Department, Bharat Bhavan, 1360, Shukrawar Peth, Pune - 411002 Shri Ajit Manohar Sane 020-24431011, 020-24431016, 020-24431014+91--9503058993For further details, Please see the List of Self Certified Syndicate Banks (SCSBs) under the ASBA Process at http://www.sebi.gov.in/sebiweb/home/list/5/33/0/0/Recognised-Intermediaries<strong>SHRIRAM</strong> <strong>TRANSPORT</strong> <strong>FINANCE</strong> <strong>COMPANY</strong> <strong>LIMITED</strong>

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