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Sample Compass Proposal

FEE SCHEDULE – 401(k)

FEE SCHEDULE – 401(k) PLAN Plan Design Set-up Fee…………………………………………………..…………………………………….………….… $2,000 Includes Standard or non-standard plan document Summary plan description Corporate resolution Administrative documents in accordance with plan provisions Input plan specifications into pension software system Input employee records and account balances into pension software system Take over fee…………………………………………………………..……………………………………………………..…Waived ANNUAL ADMINISTRATION FEES Estimated number of participants with balances 15 Participant annual charge ($30) $450 Base fee for plan administration $1,500 Estimated total recurring annual administrative fee (years 2+) $1950 Plan design setup fee & takeover $2,000 1st Year Fees (includes annual administration & set up) $3950 Additional Fees and Services: Preparation of participant loan* ....................................................................................................... $75.00 Preparation of participant distribution* ........................................................................................... $75.00 Preparation of hardship withdrawal* ..............................................................................................$150.00 Plan amendments/summary of material modifications...................................................................$250.00 Cross Tested Calculations and Compliance Testing ............................................................................... $450.00 Employee meetings ................................................................................................................. time and charges * It is customary to have the participants pay these charges.

3(16) FEE SCHEDULE – 401(k) PLAN Plan Design Set-up Fee…………………………………………………..………………………………….…………..…$2,000 Includes Standard or non-standard plan document Summary plan description Corporate resolution Administrative documents in accordance with plan provisions Input plan specifications into pension software system Input employee records and account balances into pension software system Take over fee…………………………………………………………..…………………………………………………….…Waived ANNUAL ADMINISTRATION FEES Estimated number of participants with balances Asset Based Charge 10 Bps Participant annual charge ($60) $0 Base fee for plan administration $2,000 Estimated total recurring annual administrative fee (years 2+) $2000 Plan design setup fee & takeover $2,000 1st Year Fees (includes annual administration & set up) $4000 Additional Fees and Services: ERISA Bond.................................................................................................................................. Market Value Participant Mailings ........................................................................................................ $7.50 per participant Preparation of participant loan* ........................................................................................................... $75.00 Preparation of participant distribution* ............................................................................................... $75.00 Preparation of hardship withdrawal* ................................................................................................. $150.00 Plan amendments/summary of material modifications..........................................................$250.00 Cross Tested Calculations and Compliance Testing ............................................................................ $450.00