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Arkib Negara ELECTRONIC RECORDS MANAGEMENT and archive mgmt guideline_eng

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e-SPARK<br />

Policies <strong>and</strong> practices on managing metadata should:<br />

• Assign roles <strong>and</strong> responsibilities for capturing <strong>and</strong> managing metadata.<br />

• Identify metadata elements to be captured.<br />

• Establish when <strong>and</strong> how metadata is to be captured.<br />

• Determine how long metadata needs to be retained.<br />

• Detail how metadata is to be stored, including consideration of any persistent linkages<br />

between metadata elements <strong>and</strong> the records to which they relate.<br />

• Ensure that storage is secure <strong>and</strong> an audit trail of access, usage, <strong>and</strong> alterations or<br />

additions are kept to monitor the integrity <strong>and</strong> authenticity of the metadata.<br />

• Include adequate backup procedures <strong>and</strong> recovery mechanisms <strong>and</strong> a consideration of<br />

disaster management.<br />

• Provide for the preservation of metadata for as long as it is required.<br />

3.2 Determining How Long to Keep Electronic Records<br />

The retention period of a record should:<br />

<br />

Meet current <strong>and</strong> future business needs by:<br />

o<br />

o<br />

o<br />

o<br />

Retaining information concerning past <strong>and</strong> present decisions <strong>and</strong> activities as part of<br />

the corporate memory to inform present <strong>and</strong> future decisions <strong>and</strong> activities.<br />

Retaining evidence of past <strong>and</strong> present activities to meet accountability obligations.<br />

Eliminating, as early as possible <strong>and</strong> in an orderly way, records which are no longer<br />

required.<br />

Retaining the context of the record which will allow future users to interpret the<br />

validity of the records that earlier systems captured <strong>and</strong> managed.<br />

• Comply with legal requirements, by ensuring that the regulatory environment applicable<br />

to records management for specific business activities is documented, understood <strong>and</strong><br />

implemented.<br />

• Meet the current <strong>and</strong> future needs of external stakeholders by :<br />

o<br />

Identifying the enforceable or legitimate interests that stakeholders may have in<br />

preserving the records for longer than they are required by the public office itself.<br />

They may include stakeholders such as business partners, clients <strong>and</strong> other people<br />

affected by the organization’s decisions or actions, <strong>and</strong> others to whom the<br />

organization should make its records available to meet accountability requirements,<br />

such as auditors, regulatory authorities <strong>and</strong> investigative bodies, <strong>archive</strong>s authorities<br />

or researchers.<br />

Copyright <strong>Arkib</strong> <strong>Negara</strong> Malaysia Page 17 of 86

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