July

Proposed
Consolidation
of Subjects
into 12
Standards
1.1 Business Unit Investment Committee Responsibilities
1.2 AMC/CIS Board Responsibilities
1.3 Business Unit and AMC Policies and Procedures
1.4 AMC/CIS Policies and Procedures
1.5 IGF Certification Requirements
1.6 Segregation of Duties
1.7 Double Hatting
1.8 Investment Authorized Persons and Investment Approval Authorities
1.9 Information Controls
1.10 Personal Dealing
1.11 Investment Training
1.12 Investment Resource Review
1.13 Counterparty Documentation
1.14 Investment Recordkeeping
1.15 Investment Repository
1.16 Business Continuity Plan Requirements
2. Asset
Architecture
2. Asset
Architecture
1. Foundational
1. Foundational
2.1 AIA Investment Glossary
2.2 AIA Asset Hierarchy
2.3 Mandates
2.4 Mandate and Composite Controls
2.5 Reference Index Selection and Approval
2.6 New Asset Classes & Instruments
3.1 Construction Management
3.2 Real Estate Asset Management
3. Real 3. Real Estate Estate
4. Oversight 4. Oversight
The Proposal
4.1 Ongoing Investment Review
4.2 Investment Outsourcing
4.3 Investment Governance and Controls Plans
4.4 Investment Project Management
4.5 Voice Recording
5.1 Licensing
5.2 Regulatory Reporting
5.3 Regulatory Communication
6.1 Credit Rating Framework Implementation
6.2 Research Process (Fixed Income and Listed Equites)
5. Regulatory
5. Regulatory
6. Pre-Trade
6. Analytics Pre-Trade &
Structuring Analytics &
Structur