Joseph Stone Capital
Joseph Stone Capital, LLC is a full-service boutique
investment banking firm committed to providing clients
with outstanding personal attention in a wide range of
financial services for over 20 years. This approach
distinguishes us in the industry and accounts for our
outstanding record of long-term stability and growth.
Our investment banking department focuses on emerging
growth companies. Among our many areas of expertise are
raising capital and advising on mergers and acquisitions.
Our financial expertise enables us to structure
transactions that satisfy the needs of both our corporate
clients and our investors.
As a boutique investment banking firm, Joseph Stone
Capital provides value-added service to a select group of
corporate, individual and institutional clients.
While our capabilities are broad, our key focus areas
include public offering, IPO, private placement, strategic
corporate advisory, and merger and acquisition advisory
services for growth companies in broad industries
including, but not limited to, healthcare, technology and
digital media sectors etc.. We seek companies with
innovative technologies and intellectual capital as well as
strong growth potential, and in keeping with our firm’s
philosophy, we forge long-term relationships. This
includes guiding them through all cycles of growth.
Our corporate finance team
of seasoned business and
provides industry expertise
and ensures that clients
executing an investment
banking transaction are
well prepared. By applying
expertise, we maximize deal
terms and protect the
client’s interest. Our
that our clients receive the
individual attention and
direction they need."
Our Suite of Investment Banking
Corporate finance, including underwriting companies
through initial public offering, reverse mergers, secondary
and convertible debt offerings, as well as private
placements, registered direct offerings, and at-themarketing
Financial advisory services, including mergers and
acquisitions, corporate restructuring, strategic advisory,
and fairness opinions.
We know that every investor has their own unique
set of goals, which is reflected by your personal
investment objectives. At Joseph Stone Capital,
LLC, our investment professionals meet these
demands with our broad range of experience and
Our financial services take a strategy-first approach
by creating a unique and customized plan for each
client that utilizes both technical and fundamental
analysis. We work through volatile markets and build
our relationships by committing ourselves towards
achieving our clients’ financial goals. At Joseph Stone
Capital, LLC, we have an experienced and
knowledgeable team that can quickly respond to our
clients' needs in the fast paced and ever-changing
market environment of today.
Public Offerings & IPOs
Joseph Stone Capital provides highly professional
investment banking services for companies seeking
capital to implement well-defined growth plans.
Private Placements and Registered Direct Offerings
Joseph Stone Capital assists both public and private
companies in raising private capital for all phases of
growth. We help you to save time and money and remain
in control of your business.
SPAC (Special Purpose Acquisition Company)
A SPAC (Special Purpose Acquisition Company) is a
publicly-traded vehicle that has been formed to
facilitate a business combination. SPAC enables a
company to go public through mergers & Acquisition
Joseph Stone Capital provides customized bridge loans
to satisfy short- and medium-term capital requirements
for stabilizing or growing your business. A bridge loan
can be an excellent solution for financing specific
Joseph Stone Capital works with an extensive network
of national and regional investment banking firms on a
variety of corporate finance deals.
Fixed Income Offerings
Joseph Stone’s fixed income experts will guide you on
structuring an advantageous transaction for a capital
raise based on your goals, credit and current market
Whether you need to refinance or raise capital to grow
your company underwriters will guide you to get the best
At-the-Market Offering (ATM)
Joseph Stone facilitates ATM offering to provide an
efficient means of raising measured amounts of equity
capital over time.
Mergers and Acquisitions
Joseph Stone Capital provides mergers and acquisitions
advisory services to small and mid-sized companies
looking to expand operations, increase long-term
profitability and add shareholder value.
Our team insists with the acquisition of a public
company by a private company so that the private
company can bypass the lengthy and complex process of
Valuation and Fairness Opinions
Whether buying or selling, we provide detailed analysis
and valuation for your transaction. Our goal is to
provide you with an advantageous decision-making tool
that will get the deal done.
Joseph Stone Capital provides complete advisory
services related to business restructuring and
recapitalization. We know how to help you improve your
company and profitability.
Joseph Stone Capital offers strategic advice and process
execution that is focused on results and based on knowledge
and vision. By combining a deep understanding of your
objectives, your industry, and securities markets, we will help
you navigate the short- and long-term opportunities and
challenges facing your organization.
Whether it’s for strategic, financial or operational reasons we
can help you get the best deal on an asset sale. Our experts
will guide you through the process, help with strategy,
analysis and finding the best buyer or a group of buyers.
Joseph Stone Capital Advantage
• Extensive experience in assisting emerging or growth
companies raise capital
• Investment Banking service center
• Great record of success in raising capital for growing
• Extended network of potential investors
• Marketing and regulatory expertise to help you