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THE<br />

BULLETIN<br />

THE LAW SOCIETY OF SA JOURNAL<br />

VOLUME 44 – ISSUE 4 – MAY <strong>2022</strong><br />

CHANGES TO THE LEGAL<br />

PRACTITIONER CONDUCT RULES:<br />

WHAT YOU NEED TO KNOW


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This issue of The Law Society of South Australia: Bulletin is<br />

cited as (2020) 44 (4) <strong>LSB</strong>(SA). ISSN 1038-6777<br />

CONTENTS<br />

LEGAL PRACTITIONERS CONDUCT RUES<br />

6 Legal Practitioners Conduct Rules:<br />

Structure & application<br />

By Rosalind Burke<br />

7 National model framework addressing<br />

sexual harassment in the profession<br />

8 New rules on bullying, discrimination<br />

and sexual harassment in legal<br />

profession – By Greg <strong>May</strong><br />

9 Conflict of interest requirements in<br />

short term legal assistance services<br />

By Rosalind Burke<br />

FEATURES & NEWS<br />

10 Was it really that bad? What satisfies<br />

the ‘serious harm’ element in the<br />

Defamation Act – By Peter Quinn &<br />

Jarrad Napier<br />

14 Thinking of being a sperm donor? Do<br />

you need a sperm donor agreement?<br />

– By Julie Redman & Tayla Inglis<br />

17 Budget boos for Federal and Family<br />

Court<br />

18 Disability discrimination and<br />

reasonable adjustments in residential<br />

tenancies – By Kayla Dickeson & Laura<br />

Snell<br />

24 Parliamentary report considers<br />

reforms to Australia’s Space (Launches<br />

and Returns) Act) – By Mark Giddings,<br />

Sophie Howe, & Ashwini Ravindran<br />

28 An analysis of the Law Society’s<br />

Cloud computing guidelines:<br />

Confidentiality – By Mark Ferraretto<br />

REGULAR COLUMNS<br />

4 President’s Message<br />

5 From the Editor<br />

22 Risk Watch: The importance<br />

of verification of identity<br />

By Kate Marcus<br />

26 Tax Files: Professional practices:<br />

what to do with the money you make<br />

By Paul Tanti<br />

30 Wellbeing & Resilience: Building<br />

wellbeing culture in the workplace<br />

By Wellbeing & Resilience Committee<br />

32 Young Lawyers: Performing at your<br />

performance review<br />

Mikayla Wilson, Laura Corbett & Molly<br />

Shanahan<br />

33 Family Law Case Notes<br />

By Craig Nichol & Keleigh Robinson<br />

Executive Members<br />

President:<br />

J Stewart-Rattray<br />

President-Elect: J Marsh<br />

Vice President: A Lazarevich<br />

Vice President: M Tilmouth<br />

Treasurer:<br />

F Bell<br />

Immediate Past<br />

President:<br />

R Sandford<br />

Council Member: M Mackie<br />

Council Member: E Shaw<br />

Metropolitan Council Members<br />

T Dibden<br />

M Tilmouth<br />

A Lazarevich M Mackie<br />

E Shaw<br />

J Marsh<br />

C Charles<br />

R Piccolo<br />

M Jones<br />

Country Members<br />

S Minney<br />

(Northern and Western Region)<br />

P Ryan<br />

(Central Region)<br />

J Kyrimis<br />

(Southern Region)<br />

Metropolitan Council Members<br />

D Colovic E Fah<br />

N Harb L MacNichol<br />

L Polson M Young<br />

KEY LAW SOCIETY CONTACTS<br />

Chief Executive<br />

Stephen Hodder<br />

stephen.hodder@lawsocietysa.asn.au<br />

Executive Officer<br />

Rosemary Pridmore<br />

rosemary.pridmore@lawsocietysa.asn.au<br />

Chief Operations Officer<br />

Dale Weetman<br />

dale.weetman@lawsocietysa.asn.au<br />

Member Services Manager<br />

Michelle King<br />

michelle.king@lawsocietysa.asn.au<br />

Director (Ethics and Practice)<br />

Rosalind Burke<br />

rosalind.burke@lawsocietysa.asn.au<br />

Director (Law Claims)<br />

Kiley Rogers<br />

krogers@lawguard.com.au<br />

Manager (LAF)<br />

Annie MacRae<br />

annie.macrae@lawsocietysa.asn.au<br />

Programme Manager (CPD)<br />

Natalie Mackay<br />

Natalie.Mackay@lawsocietysa.asn.au<br />

THE BULLETIN<br />

Editor<br />

Michael Esposito<br />

bulletin@lawsocietysa.asn.au<br />

Editorial Committee<br />

A Bradshaw P Wilkinson<br />

S Errington D Sheldon<br />

J Arena A Douvartzidis<br />

B Armstrong D Misell<br />

M Ford C Borrelli<br />

The Law Society Bulletin is published<br />

monthly (except January) by:<br />

The Law Society of South Australia,<br />

Level 10-11, 178 North Tce, Adelaide<br />

Ph: (08) 8229 0200<br />

Fax: (08) 8231 1929<br />

Email: bulletin@lawsocietysa.asn.au<br />

All contributions letters and enquiries<br />

should be directed to<br />

The Editor, The Law Society Bulletin,<br />

GPO Box 2066,<br />

Adelaide 5001.<br />

Views expressed in the Bulletin<br />

advertising material included are<br />

not necessarily endorsed by The<br />

Law Society of South Australia.<br />

No responsibility is accepted by the<br />

Society, Editor, Publisher or Printer<br />

for accuracy of information or errors<br />

or omissions.<br />

PUBLISHER/ADVERTISER<br />

Boylen<br />

3/288 Glen Osmond Road,<br />

Fullarton SA 5063<br />

Ph: (08) 8233 9433<br />

Email: admin@boylen.com.au<br />

Studio Manager:<br />

Madelaine Raschella Elliott<br />

Layout: Henry Rivera<br />

Advertising<br />

Email: sales@boylen.com.au<br />

Junior Members<br />

A Douvartzidis<br />

A Kenny<br />

Programme Manager (GDLP)<br />

Desiree Holland<br />

Desiree.Holland@lawsocietysa.asn.au<br />

Ex Officio Members<br />

The Hon K Maher, Prof V Waye,<br />

Prof T Leiman<br />

Assoc Prof C Symes


FROM THE EDITOR<br />

People with<br />

disability should<br />

not be missing out<br />

on legal services<br />

MICHAEL ESPOSITO, EDITOR<br />

IN THIS ISSUE<br />

Last week, Janelle MacMillan OAM<br />

published a powerful story on the<br />

ABC website about the condescending and<br />

judgmental way she is often treated due to<br />

her disability.<br />

Janelle has cerebral palsy. She has<br />

trouble talking and has to deal with<br />

constant uncontrollable body movements.<br />

She is a highly intelligent woman,<br />

prolific charity fundraiser, artist and<br />

children’s book author.<br />

But she says she has “been made to<br />

feel like a child, talked down to, patted<br />

on the head like a dog and made to feel<br />

invisible”.<br />

“I am fighting a war every day to get<br />

people to see who I am and stop the<br />

discrimination”.<br />

There are about 1.2 million Australians<br />

with communication disabilities, and many<br />

would be fighting a similar battle.<br />

It is one reason why the Society has<br />

embarked on a project to increase access<br />

to legal services for people with disability.<br />

Many people with disabilities do not<br />

receive the legal assistance they need<br />

because there are not enough lawyers who<br />

have the skills or willingness to properly<br />

communicate with them.<br />

And that sad reality is that physical<br />

disability is often mistaken for mental<br />

incapacity. As Janelle explained, just<br />

because she has difficulty expressing<br />

herself verbally, does not mean she is<br />

intellectually lacking.<br />

It is dreadful to think that people are<br />

missing out on essential legal services<br />

because of ill-informed assumptions that<br />

they lack the capacity to give instructions<br />

or understand the legal process.<br />

The Society’s Disability Access Project<br />

seeks to change these attitudes and equip<br />

practitioners with the skills and resources<br />

to serve clients with various disabilities.<br />

We think it is a win-win proposition.<br />

Not only do we enhance access to justice<br />

for people with disability, but we increase<br />

the pool of potential clientele for law firms.<br />

Law practices that are willing to invest<br />

in access to legal services for people with<br />

disability will expand their potential to<br />

bring in more work.<br />

About 1 in 5 Australians have some<br />

sort of disability. Firms that are not set up<br />

to provide legal services to people with<br />

disability are therefore missing out on<br />

significant business growth opportunities.<br />

On 24 June, the Society will be running<br />

a free CPD session (at this stage both in<br />

person and via webinar), to assist firms<br />

in providing legal services to people with<br />

disabilities.<br />

The session will include a mock<br />

lawyer-client interview involving a person<br />

with cerebral palsy. Attendees will also<br />

be provided with a consultation copy of<br />

the Society’s Disability Access Guide for<br />

the Legal Profession, and there will be a<br />

demonstration of a soon to be launched<br />

online tool to help people with disabilities<br />

connect with suitable law firms.<br />

The event is worth three CPD points.<br />

Click here to register for the free event, or<br />

send an email to cpd@lawsocietysa.asn.au. B<br />

DEFAMATION REFORMS<br />

New serious harm threshold<br />

SPERM DONOR LAWS<br />

Do you need an agreement?<br />

DISABILITY DISCRIMINATION<br />

Tenants’ rights to modify rental<br />

properties<br />

10<br />

14<br />

18<br />

4<br />

THE BULLETIN <strong>May</strong> <strong>2022</strong>


PRESIDENT’S MESSAGE<br />

Model Framework gives<br />

guidance on effective policies<br />

to stamp out harassment<br />

JUSTIN STEWART-RATTRAY, PRESIDENT<br />

Most practitioners would be well aware<br />

by now of the important changes to<br />

the Legal Profession Conduct Rules, which<br />

came into force on 1 January.<br />

An examination of these rules, as<br />

well as an explainer on the disciplinary<br />

ramifications, are included in this edition<br />

of the Bulletin.<br />

The Society has hosted a CPD to<br />

help practitioners understand the Rules<br />

and has sent several notifications to<br />

practitioners, but we thought it would<br />

be helpful to explain the key changes to<br />

the Rules in this edition of the Bulletin,<br />

so practitioners have an easily accessible<br />

guide to the Rules.<br />

I extend a large vote of thanks to<br />

the Society’s Ethics & Practice Director<br />

Rosalind Burke, and Legal Profession<br />

Conduct Commissioner Greg <strong>May</strong>, for<br />

their contributions to this edition and their<br />

ongoing education and guidance.<br />

One of the changes to the Rules<br />

concerns bullying, discrimination and<br />

harassment. The rules clarify that a<br />

practitioner must not engage in bullying,<br />

discrimination or any form of harassment<br />

in connection with legal practice or their<br />

profession.<br />

The Rules regarding bullying,<br />

discrimination and harassment aim to<br />

make it clear that this type of conduct is<br />

completely unacceptable. It is a positive<br />

step towards building a more inclusive and<br />

respectful culture in the profession.<br />

In this vein, the Law Council of<br />

Australia’s National Model Framework<br />

aims to stamp out sexual harassment in the<br />

profession.<br />

The National Model Framework was<br />

released on 23 December 2021 is available<br />

on the Law Council’s website. It provides<br />

a comprehensive guide to help firms<br />

implement effective policies that protect<br />

the safety and dignity of staff, particularly<br />

with regards to preventing and responding<br />

to sexual harassment.<br />

Law practices are encouraged to either:<br />

• adopt the Model Framework in its<br />

entirety as that organisation’s own<br />

sexual harassment policy; or<br />

• use the Model Framework to augment<br />

and/or refine their existing policies.<br />

A checklist included in the Model<br />

Framework can assist firms to identify<br />

gaps in their existing policies. These gaps<br />

can be filled with extracts from the Model<br />

Framework.<br />

The Model Framework also provides<br />

guidance for people making a complaint<br />

against sexual harassment and people<br />

facing a complaint of sexual harassment.<br />

Of course, having an effective policy is<br />

just one component of a wider response<br />

to harassment in the profession.<br />

It is important that all staff are<br />

familiar with their workplace policies, and<br />

management is committed to enacting the<br />

policies.<br />

The opening line of the Model<br />

Framework is the foundational premise on<br />

which the comprehensive policy is built. It<br />

says “Sexual harassment is unacceptable, in<br />

any context”.<br />

We still have a long way to go before<br />

a culture of zero-tolerance permeates<br />

throughout the whole profession, but<br />

progress is being made.<br />

It was pleasing that the Equal<br />

Opportunity Commissioner Jodeen<br />

Carney recently reported that there<br />

had been a significant drop in sexual<br />

harassment complaints coming to her<br />

office, and expressed the view that the<br />

legal profession’s response to last year’s<br />

EOC Report on sexual harassment in<br />

the profession had been “focused and<br />

impressive”.<br />

Ms Carney suggested that while<br />

the decline in complaints to the Equal<br />

Opportunity Commission may indicate<br />

that there have been fewer instances of<br />

sexual harassment in the profession, it<br />

may also be partly due to there being more<br />

pathways for complaints being available.<br />

The introduction of a specialised<br />

service by Legal Profession Conduct<br />

Commissioner by which people seeking to<br />

discuss instances of inappropriate personal<br />

conduct in the legal profession can contact<br />

a dedicated experienced practitioner in<br />

confidence for support and advice, is a<br />

significant new option. The Society offers<br />

informal and confidential advice and a<br />

range of specialised support services.<br />

The greater accessibility of complaints<br />

mechanisms is a positive step. It is<br />

crucial that those who report harassment<br />

are supported. We know from various<br />

surveys that a fear of speaking out leads<br />

to practitioners leaving the profession<br />

prematurely.<br />

I encourage all practice managers to<br />

consider the National Model Framework,<br />

and review their policies to ensure they<br />

are robust enough to minimise the risk of<br />

bullying, discrimination and harassment. B<br />

<strong>May</strong> <strong>2022</strong> THE BULLETIN 5


CONDUCT RULES<br />

LEGAL PRACTITIONERS CONDUCT<br />

RULES: STRUCTURE AND APPLICATION<br />

ROSALIND BURKE, DIRECTOR, ETHICS & PRACTICE<br />

This paper provides an overview of<br />

the implementation of the Legal<br />

Practitioners Conduct Rules, their structure<br />

and application.<br />

On 1 January <strong>2022</strong> the Society revoked<br />

the SA Australian Solicitors Conduct Rules<br />

(SAASCR) (which were first adopted in<br />

SA in 2011) and implemented the South<br />

Australian Legal Practitioners Conduct<br />

Rules (LPCR).<br />

The SAASCR comprised the Law<br />

Council of Australia’s Australian Solicitors<br />

Conduct Rules (ASCR) with the addition<br />

of some SA-specific content.<br />

The LPCR constitute legal profession<br />

rules that are applicable to all members of<br />

the SA legal profession regardless of the<br />

mode in which they practise.<br />

The LPCR are the product of reviews<br />

undertaken by the Society into the<br />

application and content of the SAASCR.<br />

Application<br />

In addressing concerns about the<br />

application of the SAASCR to all legal<br />

practitioners, attention was focussed on<br />

the statutory references to legal profession<br />

rules contained in the Legal Practitioners Act<br />

1981 (Act). Sections 68, 69 and 70 of the<br />

Act provide as follows:<br />

6<br />

68—Unsatisfactory professional<br />

conduct<br />

In this Act—<br />

unsatisfactory professional conduct<br />

includes conduct of a legal practitioner<br />

occurring in connection with the practice<br />

of law that falls short of the standard of<br />

competence and diligence that a member of<br />

the public is entitled to expect of a reasonably<br />

competent legal practitioner.<br />

69—Professional misconduct<br />

THE BULLETIN <strong>May</strong> <strong>2022</strong><br />

In this Act—<br />

professional misconduct includes—<br />

a. unsatisfactory professional conduct of<br />

a legal practitioner, where the conduct<br />

involves a substantial or consistent<br />

failure to reach or maintain a reasonable<br />

standard of competence and diligence; and<br />

b. conduct of a legal practitioner whether<br />

occurring in connection with the practice<br />

of law or occurring otherwise than in<br />

connection with the practice of law that<br />

would, if established, justify a finding<br />

that the practitioner is not a fit and proper<br />

person to practise the profession of the law.<br />

70—Conduct capable of constituting<br />

unsatisfactory professional conduct<br />

or professional misconduct<br />

Without limiting section 68 or 69,<br />

the following conduct is capable of<br />

constituting unsatisfactory professional<br />

conduct or professional misconduct:<br />

a. conduct consisting of a<br />

contravention of this Act, the<br />

regulations or the legal profession<br />

rules;<br />

The Act defines ‘legal profession rules’<br />

as follows:<br />

legal profession rules means—<br />

a. the Society’s professional conduct<br />

rules;<br />

b. any other rules prescribed by the<br />

regulations for the purposes of this<br />

definition;<br />

The Legal Profession Conduct<br />

Commissioner advised the Society that<br />

a small number of legal practitioners<br />

who were the subject of allegations of<br />

beaches of the SAASCR had raised an<br />

argument that they could not be found<br />

guilty of a breach of legal profession rules<br />

under section 70 because the SAASCR<br />

did not apply to them. The practitioners<br />

argued that as they practised exclusively<br />

as barristers at the time of the alleged<br />

conduct, and the SAASCR only referred to<br />

solicitors, the SAASCR did not constitute<br />

legal profession rules and meant that<br />

section 70(a) could not be invoked in<br />

disciplinary charges against them.<br />

This argument was concerning for the<br />

following reasons:<br />

• It conflicts with the fact that the<br />

profession in SA is a fused one<br />

pursuant to section 6 of the Act<br />

in which all legal practitioners are<br />

admitted and enrolled as solicitors and<br />

barristers of the Supreme Court, and<br />

regulated by a single regulatory and<br />

disciplinary regime, regardless of the<br />

mode in which they choose to practise.<br />

• The definitions of unsatisfactory<br />

professional conduct and professional<br />

misconduct refer to conduct by<br />

‘legal practitioners’ not ‘solicitors’ or<br />

‘barristers’.<br />

• Section 70 does not exclude any class<br />

of practitioner from its ambit.<br />

• The only substantive distinction<br />

between the practice of solicitors<br />

and barristers in the Act relates to<br />

the provisions in relation to trust<br />

money which is only relevant because<br />

practitioners who choose to practise<br />

exclusively as barristers are not<br />

permitted to receive trust money.<br />

The argument also implied that<br />

community expectations that all<br />

practitioners be required to comply<br />

with the same obligations in relation<br />

to discrimination, harassment and<br />

workplace bullying (as raised in the Equal<br />

Opportunity Commissioner’s Report of


CONDUCT RULES<br />

Sexual Harassment in the Legal Profession that<br />

was published on April 2021) could not be<br />

met under the current version of the Act.<br />

Content<br />

From 2019 to 2021 the Law Council<br />

of Australia (LCA) carried out an<br />

extensive review of the ASCR. As a<br />

constituent body that adopted the ASCR<br />

(as the SAASCR) at its inception in 2011,<br />

the Society participated in that review and<br />

made some valuable contributions to it.<br />

The review was stimulated by the<br />

need to ensure that professional conduct<br />

rules respond to a world in which<br />

changing community expectations, and the<br />

development and use of new technologies,<br />

mean that the control of legal practitioner<br />

conduct can no longer be confined to<br />

physical places such as the office, Court or<br />

chambers.<br />

As a result of that review a number of<br />

important modifications to the ASCR were<br />

adopted. These include the implementation<br />

of new rules modifying requirements in<br />

relation to conflict of interest in relation<br />

to short-term legal assistance services<br />

(LPCR Part A Rule 11A) and broadening<br />

and clarifying requirements in relation to<br />

harassment, discrimination and workplace<br />

bullying (LPCR Part A Rule 42 and Part B<br />

Rule 123).<br />

The LPCR<br />

The structure, terminology and<br />

content of the LPCR have effectively<br />

addressed and put to bed the concerns<br />

about the SAASCR referred to above.<br />

The LPCR consists of two sections,<br />

Part A and Part B.<br />

Part A comprises a new SA version of<br />

the ASCR in which:<br />

• changes to ASCR content as a<br />

consequence of the LCA review are<br />

incorporated; and<br />

• ‘solicitor’ is replaced by ‘legal<br />

practitioner’ or ‘practitioner’; and<br />

• Rule 16A Legal Assistance is added; and<br />

• ASCR numbering is retained for crossrefencing<br />

purposes and to simplify use<br />

of the LCA’s commentary.<br />

The rules contained in Part A apply to<br />

all SA legal practitioners to whom Part B<br />

does not apply.<br />

Part B comprises rules that apply to<br />

legal practitioners who hold a Category BA<br />

practising certificate or who have otherwise<br />

elected to practise exclusively as a barrister<br />

by qualifying for the barrister contribution<br />

under the South Australian Professional<br />

Indemnity Insurance Scheme. It comprises<br />

an amended version of the South<br />

Australian Bar Association Rules and are<br />

designed to reflect expectations in contexts<br />

that specifically apply to practitioners who<br />

choose to practise exclusively as barristers.<br />

If you have any questions about the<br />

LPCR, or need advice on professional<br />

obligations, please contact the<br />

Ethics and Practice Unit by email at<br />

ethicsandpractice@lawsocietysa.asn.au. B<br />

Rosalind Burke<br />

National Model Framework<br />

Addressing Sexual Harassment<br />

for the Australian Legal Profession<br />

One of the outcomes of the Law<br />

Council of Australia’s (LCA) recently<br />

concluded review of the Australian<br />

Solicitors Conduct Rules (ASCR) was to<br />

extend the ambit of the rules prohibiting<br />

harassment and discrimination in the legal<br />

profession (ASCR 42).<br />

The subsequent amendments adopted<br />

by the LCA have been incorporated into<br />

the Legal Practitioners Conduct Rules<br />

(LPCR) that were implemented by the<br />

Society in January <strong>2022</strong> (see Part A Rule<br />

42 and Part B Rule 123).<br />

The prohibition of conduct<br />

comprising sexual discrimination,<br />

harassment or workplace bullying is no<br />

longer limited to conduct that is ‘in the<br />

course of legal practice’ but has been<br />

extended to include conduct by legal<br />

practitioners that occurs ‘in the course of,<br />

or in connection with, legal practice or<br />

their profession’.<br />

In conjunction with the<br />

implementation of the amendments<br />

the LCA has developed and published<br />

its National Model Framework Addressing<br />

Sexual Harassment for the Australian<br />

Legal Profession (Model Framework).<br />

The Model Framework provides:<br />

• best practice recommendations for<br />

complaints procedures for disciplinary<br />

bodies and workplaces;<br />

• an auditing tool/checklist which<br />

enables organisations to assess and<br />

identify any gaps in their existing<br />

policies; and<br />

• Guidance Notes as follows:<br />

○ Information for organisations<br />

implementing the Model<br />

Framework;<br />

○ Information for persons wanting<br />

to make a complaint about sexual<br />

harassment; and<br />

○ Information for persons<br />

facing a complaint about sexual<br />

harassment.<br />

To access the Model Framework<br />

please just click on the links provided<br />

or go to the resources page of the<br />

LCA website.<br />

Please contact the Society’s Ethics<br />

and Practice Unit if you have any<br />

questions about the Model Framework<br />

or the LPCR. B<br />

<strong>May</strong> <strong>2022</strong> THE BULLETIN 7


FROM THE CONDUCT COMMISSIONER<br />

New rules on bullying,<br />

discrimination and sexual<br />

harassment in legal profession<br />

GREG MAY, LEGAL PROFESSION CONDUCT COMMISSIONER<br />

RULE 42 – BULLYING, DISCRIMINATION<br />

AND SEXUAL HARASSMENT<br />

SBackground<br />

ection 70(a) of the Legal Practitioners<br />

Act provides that “conduct consisting<br />

of a contravention of this Act, the regulations<br />

or the legal profession rules” is capable of<br />

constituting unsatisfactory professional<br />

conduct or professional misconduct.<br />

Section 5 of the Act defines the “legal<br />

profession rules” as meaning “the Society’s<br />

professional conduct rules” or “any other rules<br />

prescribed by the regulations for the purposes of<br />

this definition”.<br />

The old ASCRs clearly fell within that<br />

definition. In my view, the old ASCRs<br />

applied to both solicitors and barristers.<br />

Not everyone shared that view. Some<br />

barristers took the view that they were<br />

only bound by the Bar Rules, not the<br />

ASCRs – and that the Bar Rules weren’t<br />

caught by the section 5 definition.<br />

In my submissions to the Acting<br />

Commissioner for Equal Opportunity<br />

for the purposes of her review into<br />

harassment in the legal profession, I<br />

suggested that this particular issue should<br />

be put beyond doubt. That has now been<br />

done by the adoption of the new SA<br />

Legal Practitioners Conduct Rules from 1<br />

January <strong>2022</strong>.<br />

Old rule 42<br />

Rule 42 of the ASCRs provided as<br />

follows:<br />

A solicitor must not in the course<br />

of practice, engage in conduct which<br />

constitutes:<br />

• discrimination;<br />

8<br />

THE BULLETIN <strong>May</strong> <strong>2022</strong><br />

• sexual harassment; or<br />

• workplace bullying.<br />

New rules<br />

Rule 42.1 of Part A of the SALPCRs<br />

now provides as follows (with the new<br />

wording underlined):<br />

A solicitor must not in the course of,<br />

or in connection with, legal practice or<br />

their profession, engage in conduct which<br />

constitutes:<br />

• discrimination;<br />

• sexual harassment;<br />

• any other form of harassment; or<br />

• workplace bullying.<br />

The same wording is used in rule 123<br />

in Part B, other than that it refers to “a<br />

barrister” rather than “a solicitor”.<br />

The impact of the changes<br />

The previous requirement was that<br />

any such conduct had to be “in the course<br />

of practice”. The use of that phrase was<br />

somewhat problematic. Anecdotally, it<br />

seems often to be the case that sexual<br />

harassment occurs after work hours<br />

– whether that be at client functions,<br />

conferences etc. It can be a grey area as to<br />

whether conduct in those circumstances is<br />

occurring “in the course of practice”.<br />

Of course, even if a lawyer sexually<br />

harassed someone in circumstances that<br />

were not “in the course of practice”, such<br />

that there was no breach of old rule 42, it<br />

could still have amounted to misconduct<br />

under the definitions “unsatisfactory<br />

professional conduct” in section 68 and of<br />

“professional misconduct” in section 69.<br />

In the new version of rule 42 / rule<br />

123, the use of the phrase “in connection<br />

with practice” broadens the reach of the<br />

rule considerably. It is “a phrase of wide<br />

import”, which requires only “a mere relation<br />

between one thing and another and [does] not<br />

necessarily require a causal relationship between<br />

the two things”. 1 It is also the same phrase<br />

as is used in the relevant definitions in<br />

sections 68 and 69.<br />

In my view, this new rule will now clear<br />

up that grey area I have referred to.<br />

The use of the term “their profession”<br />

adds another dimension. It is no longer<br />

only conduct that has some connection<br />

to a person’s practice that is regulated,<br />

but literally anything to do with the legal<br />

profession. So, it seems to me that this<br />

type of conduct is now clearly prohibited<br />

at (simply by way of some examples)<br />

the Law Society’s annual dinner, other<br />

Law Society social events, professional<br />

development sessions, committee<br />

meetings, functions run by other legal<br />

organisations (eg Australian Lawyers<br />

Alliance, the Association of Corporate<br />

Counsel etc). While a practitioner’s<br />

involvement in those types of events could<br />

well have been in connection with his or<br />

her practice, again any doubt about that is<br />

removed.<br />

A new definition of “harassment” has<br />

been added the rules as well. It is defined<br />

to mean “harassment that is unlawful under<br />

the applicable state, territory or federal antidiscrimination<br />

or human rights legislation”. B<br />

Endnotes<br />

1 Ewin v Vergara (No 3) [2013] FCA 1311 at [230]


CONDUCT RULES<br />

Conflict of interest requirements in<br />

short term legal assistance services<br />

ROSALIND BURKE, DIRECTOR, ETHICS & PRACTICE<br />

LPCR 11A is new rule which introduces<br />

modified, but still prescriptive, conflict<br />

of interest requirements for practitioners<br />

engaging in the provision of short-term<br />

legal assistance services.<br />

For the purpose of 11A, short term<br />

legal assistance means:<br />

Services offered by a legal practitioner to a<br />

client, whether through a legal assistance service<br />

provider or on a pro bono basis, with the<br />

expectation by the practitioner and the client that<br />

the practitioner will not be providing continuing<br />

legal advice or representation in the matter.<br />

The rule is expected to be most<br />

relevant to community legal practices and<br />

legal services that are funded or provided<br />

by the Legal Services Commission in<br />

contexts where urgent short term legal<br />

assistance is required and it is not possible<br />

to perform a robust conflict check prior to<br />

the provision of those services.<br />

In its recently concluded review of<br />

the Australian Solicitors Conduct Rules<br />

(ASCR), the Law Council of Australia<br />

(LCA) gave consideration to the existing<br />

rules in relation to conflict of interest<br />

in the context of increasing community<br />

concerns about access to justice<br />

especially for remote and economically<br />

disadvantaged communities.<br />

After consultation with its constituent<br />

bodies and key access to justice stakeholders,<br />

the Law Council concluded that the existing<br />

conflict of interest requirements can have<br />

unintended consequences for practitioners<br />

providing short term legal services which<br />

might contribute to an inability for recipients<br />

to access those services.<br />

Rule 11A recognises that in the<br />

provision of short term legal assistance<br />

services there may be limits on the extent<br />

to which conflict of interest identification<br />

can be carried out especially in urgent<br />

matters, and in which conflict of interest<br />

does not necessarily apply while continuing<br />

to provide robust protection of clients’<br />

rights in relation to confidentiality and the<br />

requirement that their lawyer act in their<br />

best interests at all times.<br />

Rule 11A provides, essentially, that<br />

if it is not reasonably practicable for a<br />

legal practitioner providing short-term<br />

legal assistance to screen for conflicts, the<br />

practitioner can act in a limited context as<br />

long as, as far as reasonably practicable, they:<br />

• have disclosed to the client the nature<br />

of the services to be provided; and<br />

• are satisfied (at that time) there is no<br />

actual or potential conflict between the<br />

duties owed to that client and one or<br />

more other clients; and<br />

• the client has given informed consent<br />

to the provision of the services on<br />

those terms.<br />

Rule 11A then goes on to provide<br />

that a practitioner must not provide or<br />

continue to provide short-term legal<br />

assistance to a client if they:<br />

• are or become aware that the interests<br />

of the client are adverse to the<br />

interests of a current client; or<br />

• while providing short-term legal<br />

assistance, obtain confidential<br />

information of a current or former<br />

client that might reasonably be<br />

concluded to be material to the client<br />

matter and detrimental to the current<br />

or former client if disclosed.<br />

Finally, 11A provides that a practitioner<br />

providing short-term legal assistance services<br />

may act for that client and another client of<br />

the practitioner or law practice if each client<br />

has given informed consent and measures<br />

are put in place to ensure confidential<br />

information will not be disclosed.<br />

Please contact the Society’s Ethics and<br />

Practice Unit if you have any questions<br />

about Rule 11A or the LPCR. B<br />

<strong>May</strong> <strong>2022</strong> THE BULLETIN 9


DEFAMATION<br />

Was it really that bad?<br />

What satisfies the ‘serious harm’<br />

element in s 10A of Defamation Act<br />

PETER QUINN, MURRAY CHAMBERS & JARRAD NAPIER, NORMAN WATERHOUSE LAWYERS<br />

The Defamation Act 2005 (SA) (‘Act’)<br />

underwent a number of amendments<br />

that became effective as of 1 July 2021.<br />

Those amendments included s 10A, which<br />

has now altered the essential elements of<br />

the cause of action in defamation. The<br />

introduction of s 10A(1) of the Act added<br />

a “serious harm” element to the tort of<br />

defamation that limits the cause of action<br />

to matters where the defamatory matter<br />

‘has caused, or is likely to cause, serious harm to<br />

the reputation of the person’. The addition of<br />

the ‘serious harm’ element appears to have<br />

displaced the common law presumption<br />

that harm flows as a natural incident of<br />

the publication of defamatory matter.<br />

Presumption of harm displaced<br />

In Lachaux v Independent Print Ltd<br />

and Anor [2019] UKSC 27 (‘Lachaux’),<br />

the UK’s Supreme Court held that the<br />

common law presumption of harm<br />

to reputation has been altered by the<br />

introduction of the threshold element of<br />

seriousness 1 .<br />

It is open to Australian courts<br />

to simply follow Lachaux, accept the<br />

presumption is displaced and to, thereby,<br />

avoid the ‘spiralling numbers of expensive,<br />

stressful but ultimately minor matters in our<br />

courts, many of which could be solved better over a<br />

coffee or a barbecue or even a handshake.’ 2<br />

In Newman v Whittington [<strong>2022</strong>] NSWSC<br />

249 (‘Newman’), a pleadings strike-out<br />

case, Sackar J followed Lachaux and held<br />

that s 10A of the Act has the effect of<br />

abolishing the common law presumption<br />

of harm 3 .<br />

As yet, Australian intermediate courts<br />

have not dealt with the question of<br />

whether s 10A of the Act has displaced or<br />

altered the presumption of harm.<br />

There are, however, several reasons as<br />

to why the presumption of harm should<br />

not be displaced in Australia. Primary<br />

among them is that the “serious harm”<br />

element is a direct transplant from the UK.<br />

In the UK, the foundation for the<br />

serious harm element appears in the<br />

decisions of Jameel (Yousef) v Dow Jones<br />

& Co Inc [2005] All ER (D) 43 (‘Jameel’)<br />

and Thornton v Telegraph Media Group Ltd<br />

[2010] EWHC 1414 (‘Thornton’). Both<br />

decisions questioned the basis for the<br />

presumption that damage naturally flows<br />

from the publication of defamatory<br />

matter, instead finding that attention must<br />

be given to the seriousness of the matter<br />

and the circumstances of publication, as a<br />

substantive threshold.<br />

The reasoning in Lachaux drew heavily<br />

on Jameel and Thornton. However, English<br />

Courts dealing with actions in defamation<br />

are subject to the Human Rights Act 1998<br />

and a requirement to administer the law<br />

in a manner compatible with Article 10<br />

of the European Convention on Human<br />

Rights. Article 10 provides protection for<br />

the “right of freedom of expression”,<br />

such that English Courts are required<br />

to treat “defamation proceedings that<br />

are not serving the legitimate purpose<br />

of protecting the claimant’s reputation”<br />

as an abuse of process. That approach<br />

distinguishes Australian jurisprudence,<br />

which is not subject to the policy<br />

considerations defined by the UK’s<br />

Human Rights Act and the European<br />

Convention on Human Rights.<br />

Australian courts have considered<br />

Jameel on the question of the presumption<br />

of harm prior to the introduction of s<br />

10A of the Act 4 . However, there was<br />

no blanket acceptance of the reasoning<br />

in Jameel on that issue, and no apparent<br />

indication that the presumption of harm<br />

should be displaced.<br />

Jameel, Thornton and Lachaux were<br />

considered in Armstrong v McIntosh (No 2), 5<br />

(‘Armstrong’) where, on an interlocutory<br />

application seeking to stay or dismiss the<br />

applicant’s action, Le Miere J considered<br />

whether the test for what is defamatory<br />

includes a threshold test of seriousness.<br />

On that question, Le Miere J reasoned<br />

that there ‘are significant differences<br />

between the law of defamation in<br />

Australia and the law of defamation in<br />

England’ which included ‘the absence of<br />

a Human Rights Act in Western Australia<br />

and the presence of the statutory triviality<br />

defence.’ 6 Armstrong was decided prior<br />

to the introduction of s 10A of the<br />

Act, however, Le Miere J’s reasoning<br />

leaves open the possibility that Lachaux<br />

and Thornton may be followed more<br />

generally on the ‘serious harm’ element by<br />

Australian courts.<br />

Another reason that the presumption<br />

of harm should not be displaced, is that<br />

the long-standing principle that harm<br />

flows naturally from the publication<br />

of defamatory matter is bound up in<br />

the nature of the tort and its historical<br />

underpinnings as an alternative to the<br />

chivalrous (but deadly) practice of duelling<br />

over reputational slights. 7 At a policy level,<br />

providing a remedy for victims of the<br />

harsh and untrue was seen as preferable to<br />

pistols at dawn.<br />

10<br />

THE BULLETIN <strong>May</strong> <strong>2022</strong>


DEFAMATION<br />

What is serious harm?<br />

The question remains how Australian<br />

courts will determine what amounts to<br />

“serious harm”. Under s 10A of the<br />

Act, on the application of a party or its<br />

own initiative, courts are empowered to<br />

determine, at a threshold level, whether<br />

an applicant is capable of establishing<br />

the “serious harm” element. The early<br />

determination of that issue should have the<br />

amendment’s desired effect of preventing<br />

the litigation of trivial claims, freeing court<br />

resources to hear and determine those<br />

claims with substantial merit.<br />

Writing extra-judicially, Gibson DCJ<br />

said that courts must be not simply ‘sideline’<br />

the consideration of the ‘serious harm<br />

threshold’ as a ‘minor trial issue’. 8 Consistent<br />

with that view, establishing the ‘serious<br />

harm’ element should not be treated as a<br />

formulaic exercise and the threshold to be<br />

satisfied should be considered as a matter<br />

of substance, not form.<br />

Newman is the first reported decision<br />

considering the meaning of ‘serious harm’<br />

in Australia under the Act. Save to say that<br />

it considered Lachaux to be the starting<br />

point when assessing serious harm, which<br />

may include an analysis of the scale of<br />

the publication, and the print runs of the


DEFAMATION<br />

readership of the publications, 9 there was<br />

little analysis as to what might constitute<br />

serious harm.<br />

For corporate applicants the nature of<br />

what constitutes “serious harm” is spelt<br />

out in the legislation; they must establish<br />

‘serious financial loss’ to their business.<br />

However, what does it mean for the<br />

individual to establish “serious harm” to<br />

their reputation?<br />

Lachaux held that the consideration<br />

of the harm caused relates to the<br />

consequences of the publication and ‘can<br />

be established only by reference to the impact which<br />

the statement is shown actually to have had.’ 10<br />

The assessment is dependent upon the<br />

inherent tendency of the words to cause<br />

harm, coupled with the impact that the<br />

words had on those to whom they were<br />

communicated 11 . This is consistent with<br />

the South Australian Full Court of the<br />

Supreme Court decision in Lesses v Maras 12<br />

(and McCallum J’s observations in Kostov v<br />

Nationwide News Pty Ltd 13 ) namely, that an<br />

examination of the seriousness and nature<br />

of the defamatory meaning is necessary<br />

to determine the seriousness of the<br />

defamatory matter. 14<br />

It is apparent that the question of<br />

serious harm focuses on the particular<br />

applicant and the publication complained<br />

of. While always a matter of degree, the<br />

test is concerned with the seriousness<br />

of the injury caused to that applicant’s<br />

reputation. It is likely that, as in Newman,<br />

Australian courts will engage in a ‘parity<br />

of reasoning’ and align with the English<br />

authorities, including Lachaux, on the<br />

question of serious harm. Therefore,<br />

potential applicants should first consider<br />

how they will satisfy the serious harm<br />

element. Doing so will depend on a<br />

combination of the following matters:<br />

• whether the serious reputational harm<br />

has been suffered or will more likely<br />

than not occur in the future 15 ;<br />

• a contextual investigation of the facts<br />

(i.e. a move away from the objective<br />

meaning of the words as discussed in<br />

Thornton) 16 ;<br />

• how many publishees heard or read the<br />

publication;<br />

• would the publishees believe the words<br />

used 17 ;<br />

• financial loss (similar to the<br />

considerations raised by corporations<br />

demonstrating serious harm);<br />

• whether there is a reasonable need for<br />

vindication or an apology 18 ;<br />

• can it be inferred from the words that<br />

are used in the publication (the use of<br />

words such as ‘paedophile’ or ‘terrorist’<br />

may be enough to satisfy the inquiry) 19 ;<br />

and<br />

• whether there is any actual impact that<br />

can be demonstrated 20 .<br />

As serious harm is now an essential<br />

element of their cause of action,<br />

applicants must plead a sufficient factual<br />

basis, including proper particulars of<br />

the matters that go to establish serious<br />

reputational harm and whether such harm<br />

has been suffered or is likely to be suffered<br />

in future. If an applicant’s claim fails to<br />

plead that necessary factual basis, they can<br />

expect a challenge on the ‘serious harm’<br />

element at an early stage in proceedings.<br />

Further, an applicant must also<br />

consider the evidence available to prove<br />

his/her reputation, as it existed before<br />

the publication and the harm caused<br />

to that reputation in consequence of<br />

the publication. Courts often divide an<br />

applicant’s reputation into several sectors<br />

or domains, and in the UK it has been<br />

held that an applicant’s bad reputation can<br />

be taken into account when considering<br />

the ‘serious harm’ question. Therefore,<br />

evidence of a prior bad reputation will be<br />

relevant, provided ‘it goes to the same sector of<br />

the claimant’s reputation’ 21 .<br />

The procedural mechanisms of s 10A<br />

of the Act allow for the determination<br />

of whether the serious harm element<br />

is established as a preliminary issue, at<br />

any time before the trial commences are<br />

consistent with the policy underpinning<br />

that provision; namely, ensuring that<br />

applicants are unable to pursue trivial<br />

claims to trial and judgment. Providing<br />

respondents with the opportunity<br />

to challenge the applicant’s ability to<br />

establish the ‘serious harm’ element<br />

from the outset, is a significant step.<br />

However, any applicant responding to<br />

such a challenge may continue to benefit<br />

from the general reluctance of courts to<br />

deprive applicants of a chance to have<br />

their matters heard and determined. As<br />

with summary judgment or summary<br />

dismissal applications, dismissing an action<br />

because the ‘serious harm’ element is not<br />

established may only occur in the most<br />

obvious cases. This will be particularly so<br />

in cases where courts are invited to dismiss<br />

an action based on an assessment of the<br />

pleadings alone without recourse to any,<br />

or further, evidence 22 . With that in mind,<br />

applicants will be well advised to ensure<br />

that their claims provide a proper factual<br />

basis for the ‘serious harm’ element, as<br />

it relates to the (serious) nature of the<br />

defamatory meaning of the publication<br />

in issue and the (wide) scope of that<br />

publication. Ultimately, an applicant<br />

will need to establish the ‘serious harm’<br />

element with admissible evidence and<br />

should expect that the respondent is likely<br />

to bring evidence to the contrary.<br />

Applicants seeking damages for<br />

defamation now face a significant hurdle<br />

and may do so at an early stage in the<br />

proceedings. If courts give due weight to<br />

the intended the purpose of s 10A of the<br />

Act, that provision has the potential of<br />

preventing (or discouraging) the pursuit<br />

of trivial and otherwise meritless claims,<br />

provided that the onus of establishing the<br />

element is placed squarely on applicants<br />

and is treated as a substantial threshold<br />

that an applicant must inevitably meet. B<br />

12<br />

THE BULLETIN <strong>May</strong> <strong>2022</strong>


DEFAMATION<br />

Endnotes<br />

1 [2019] UKSC 27 [12], [13], and [17].<br />

2 New South Wales, Parliamentary Debates,<br />

Legislative Assembly, 29 July 2020, 2 (Mark<br />

Speakman, Attorney-General).<br />

3 [<strong>2022</strong>] NSWSC 249 [69].<br />

4 Manefield v Child Care New South Wales<br />

[2010] NSWSC 1420 (Kirby J); Bristow v<br />

Adams [2012] NSWCA 166 (Basten JA,<br />

Beazley JA and Tobias AJA agreeing); Bleyer<br />

v Google Inc [2014] NSWSC 897 (McCallum<br />

J); Lazarus v Azize & Ors [2015] ACTSC 344<br />

(Mossop AsJ).<br />

5 [2019] WASC 379.<br />

6 Armstrong v McIntosh (No 2) (n 5), [75] (Le Miere J).<br />

7 Patrick George, Defamation Law in Australia<br />

(LexisNexis Butterworths Australia, 3 rd ed, 2017),<br />

30-32.<br />

8 Judith Gibson, ‘Identifying defamation law<br />

reform issues: A “snapshot” view of defamation<br />

judgment data’ (2019) 23 Media and Arts Law<br />

Review 4, 20.<br />

9 Lachaux (n 1), [14].<br />

10 Lachaux (n 1), [14].<br />

11 Lachaux (n 1), [14].<br />

12 (2017) 128 SASR 292.<br />

13 [2019] NSWCA 84.<br />

14 NB: the considerations of seriousness in these<br />

decisions are in relation to the defence of<br />

triviality and damages.<br />

15 Cooke v MGN [2014] EWHC 2831 (QB) [33].<br />

16 Lachaux v Independent Print [2015] EWHC 2242<br />

(QB) [47]-[48] (Warby J) (‘Lachaux (HC)’).<br />

17 Lachaux (n 1) [16].<br />

18 Theedom v Nourish Training [2015] EWHC 3769<br />

(QB) [28].<br />

19 Cooke (n 15) [43]; Lachaux (HC) (n 16) [57];<br />

Lachaux (n 1) [16].<br />

20 Lachaux (n 1) [15].<br />

21 Monroe v Hopkins [2017] EWHC 433 (QB) [228]<br />

(Warby J).<br />

22 Defamation Act 2005 (SA) s 10A(7).<br />

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<strong>May</strong> <strong>2022</strong> THE BULLETIN 13<br />

139 Molesworth Street, North Adelaide SA, 5006<br />

BVDA


FEATURE<br />

THINKING OF BEING A SPERM<br />

DONOR? DO YOU NEED A<br />

SPERM DONOR AGREEMENT?<br />

JULIE REDMAN AND TAYLA INGLIS, ADELTA LEGAL<br />

Advances in technology and legislative<br />

changes including recognition of<br />

same sex marriage have seen an increase<br />

in the number of children conceived<br />

through artificial conception procedures.<br />

Many people including same sex couples<br />

and single women may wish to seek the<br />

assistance of a sperm donor to enable them<br />

to start a family. Important consideration<br />

needs to be given to the role of each<br />

person involved in the artificial conception<br />

process and to the role it is intended each<br />

person play in the life of the child to be<br />

conceived. Whatever the scenario may be,<br />

there are legal complexities that should be<br />

carefully considered, and legal advice is<br />

recommended.<br />

There is a difference between<br />

“parentage” of a child and “parenting”.<br />

Parentage means the determination of<br />

whether a person is the parent of the<br />

child. Parenting is the process of raising<br />

and educating a child from birth until<br />

adulthood.<br />

STATUS AS PARENTS<br />

In South Australia there are two<br />

statutory frameworks that need to be<br />

considered in relation to children born as<br />

a result of artificial conception procedures<br />

– the Family Law Act 1975 (Cth) and the<br />

Family Relationships Act 1975 (SA).<br />

The term ‘parent’ is not defined in the<br />

Family Law Act.<br />

Under the Family Law Act where a<br />

child is born to a woman as a result of<br />

14<br />

THE BULLETIN <strong>May</strong> <strong>2022</strong><br />

an artificial conception procedure and<br />

the mother has a partner (either married<br />

or de facto) at the time of the procedure<br />

who consented to the procedure then the<br />

child will be a child of the mother and that<br />

“intended parent”. 1<br />

Where a child is born to a single<br />

mother, the question of whether the<br />

sperm donor is the father is considerably<br />

more complex. Section 60H of the Family<br />

Law Act does not prima facie exclude a<br />

sperm donor from possibly being a parent<br />

as would be the case for a mother with a<br />

partner.<br />

In contrast, under the Family<br />

Relationships Act (SA) if a woman becomes<br />

pregnant in consequence of a fertilisation<br />

procedure and a man (not being the<br />

woman’s spouse, or if she is in a qualifying<br />

relationship, her partner) produced sperm<br />

used for the purposes of the procedure<br />

then for the purposes of the law of the<br />

State, the man –<br />

1. will be conclusively presumed not to<br />

have caused the pregnancy; and<br />

2. will be taken not to be the father of any<br />

child born as a result of the pregnancy.<br />

The High Court decision in Masson v<br />

Parsons & Ors [2019] HCA 21 (“Masson”)<br />

considered both the provisions of<br />

the Commonwealth and State law in<br />

considering similar provisions under the<br />

Status of Children Act 1996 (NSW).<br />

The High Court found that Mr Masson<br />

(the man who donated his sperm to a<br />

woman who was single at the time of the<br />

conception procedure) was a ‘parent’ of<br />

the child within the meaning of the Family<br />

Law Act. The Court held that section 60H<br />

of the Family Law Act was not exhaustive<br />

of the circumstances in which someone<br />

may be deemed a parent. Masson is now<br />

the leading case in this area of law. The<br />

factors the court considered in making this<br />

determination are discussed in more detail<br />

later in this article.<br />

In determining whether a sperm donor<br />

is a parent of a child born to a mother,<br />

careful consideration of a range of factors<br />

is required, including the intentions of<br />

the mother and sperm donor, whether the<br />

sperm donor was known to the mother<br />

and who is listed on the birth certificate.<br />

PRESUMPTION OF PARENTAGE AND THE<br />

CHILD’S BIRTH CERTIFICATE<br />

There are presumptions of parentage<br />

under the Family Law Act. 2 Most<br />

commonly in artificial conception matters,<br />

this presumption arises when a person’s<br />

name is entered on the child’s birth<br />

certificate as a parent. 3<br />

It is essential that all parties involved<br />

understand and record their intentions in<br />

relation to the parents to be recognised on<br />

the birth certificate, currently this can be<br />

only two people.<br />

DO YOU HAVE TO BE FOUND TO BE A<br />

PARENT TO HAVE A RELATIONSHIP WITH<br />

A CHILD?<br />

The Family Law Act does not restrict<br />

applications for parenting orders to only


FEATURE<br />

those persons who are a ‘parent’ of a child.<br />

If a person can demonstrate that they<br />

are a ‘parent’ of the child, then there is a<br />

presumption as to parental responsibility. 4<br />

Under section 65C of the Family Law<br />

Act however, a parenting order can be<br />

applied for by a parent or grandparent or by<br />

“…any other person concerned with the care,<br />

welfare or development of the child”. 5<br />

A parenting order may deal with a<br />

range of issues such as whom a child is<br />

to live and spend time, the allocation of<br />

parental responsibility, the communication<br />

a child is to have with another person<br />

or persons, maintenance of a child and<br />

any other aspect in relation to the care,<br />

welfare, or development of the child. 6<br />

DOES A SPERM DONOR AGREEMENT<br />

ASSIST TO DEFINE PARENTAGE OR TO<br />

OBTAIN PARENTING ORDERS?<br />

What is evident from recent case law<br />

in the area 7 is that the intention of the<br />

parties at the time of conception and<br />

the actions which follow after the birth<br />

of the child are significant factors taken<br />

into consideration when disputes arise as to<br />

parentage and potential parenting orders.<br />

When embarking on the process of<br />

artificial conception, it is recommended<br />

that parties enter into a Sperm Donor<br />

Agreement prior to conception. 8 This is<br />

particularly so if the birth mother (and/<br />

or her partner) does not want the sperm<br />

donor to be considered a parent of the<br />

child or if the donor intends to be a parent<br />

but will not be registered on the birth<br />

certificate.<br />

Case scenario<br />

Tim and Anna are close friends. Anna is<br />

37, single and seeks to have a child of her<br />

own. Tim is 36, married to Lisa. They have<br />

two children. Tim and Lisa have agreed Tim<br />

can donate his sperm to Anna for her to have<br />

a child provided Tim has no legal status as<br />

a parent. Tim wants a level of protection to<br />

ensure he will not be a parent required to pay<br />

any form of child support to Anna for his<br />

biological child. They are also concerned about<br />

potential claims on Tim’s estate if the child is<br />

legally found to be his child.<br />

What guarantees can be provided<br />

to Tim?<br />

If parties enter into a Sperm Donor<br />

Agreement this will set out in writing the<br />

parties’ intentions and understanding of<br />

roles each party will have in the child’s life,<br />

including Tim’s wife Lisa. A Sperm Donor<br />

Agreement can encompass a range of<br />

issues including, for example:<br />

• Tim’s involvement in pregnancy,<br />

appointments and scans;<br />

• What will be Tim’s role in the child’s<br />

life;<br />

• Whether the parties intend Tim will be<br />

a parent or a donor;<br />

• What will Lisa’s role be in the child’s<br />

life;<br />

• When will the child be told about their<br />

conception;<br />

• The upbringing of the child once born;<br />

• Provisions around dispute resolution in<br />

the event an issue arises in the future.<br />

In our case scenario, the Sperm Donor<br />

Agreement would seek to identify Tim as a<br />

donor only and not a parent of the unborn<br />

child. The intention of the parties would<br />

be to absolve Tim from legal, financial and<br />

other parental responsibilities in relation<br />

to the child to be conceived and to seek to<br />

waive his rights to obtain orders under the<br />

Family Law Act 1975.<br />

Sperm Donor Agreements operate<br />

to provide evidence of the intention of<br />

the parties to the artificial conception<br />

procedure at the time they entered into<br />

the procedure. Although they are unable<br />

to legally define a person as a parent or<br />

not a parent of a child the evidence of the<br />

intent of the parties can be very significant<br />

in any subsequent legal determination<br />

of the status of a party as a parent or<br />

otherwise. By way of example, in our<br />

scenario if Tim decided he now wanted<br />

to have a parenting role in the child’s life<br />

once the child was born, a signed Sperm<br />

Donor Agreement would be a crucial piece<br />

of evidence that Anna could produce as<br />

evidence of the intention of the parties<br />

at the time the child was conceived. A<br />

written agreement setting out the parties’<br />

intention of Tim’s involvement in the<br />

child’s life, entered into pre-conception<br />

is far more useful than a “he said, she said”<br />

understanding, or interpretation of a<br />

verbal agreement reached between the<br />

parties.<br />

<strong>May</strong> <strong>2022</strong> THE BULLETIN 15


FEATURE<br />

If we flip the scenario, and say Tim always<br />

planned to play a more significant role in the<br />

child’s life – such as spending time with the child<br />

during the week and on weekends, attending the<br />

child’s schooling events and involving the child with<br />

his family then is a Sperm Donor Agreement<br />

recording this worth anything?<br />

What can be discerned from the recent<br />

case law is that actions pre-conception,<br />

during pregnancy and following the child’s<br />

birth will be taken into consideration by<br />

the Court when looking at donor disputes. 9<br />

In some cases, a sperm donor has been<br />

determined by the Court to be a parent of<br />

the child born of artificial insemination. 10<br />

In cases where a sperm donor has<br />

been considered to be a parent the relevant<br />

factors have included the following 11 :-<br />

• A donor always held and continued to<br />

hold the expectation that he would be<br />

involved with the child.<br />

• The parties jointly informed others that<br />

the birth mother was pregnant, and the<br />

donor was the biological father.<br />

• The parties discussed the naming of<br />

the child.<br />

• The birth mother indicated that<br />

following the birth of the child the<br />

donor and his family would be actively<br />

involved with the child.<br />

• The parties discussed the donor’s level<br />

of involvement with the child and the<br />

donor indicated that he wanted visits<br />

and an opportunity to baby sit.<br />

• The donor was registered on the child’s<br />

birth certificate.<br />

• The donor gave his genetic material on<br />

the express or implied understanding<br />

that he would be a parent of the child.<br />

• The donor cared for the child<br />

financially and emotionally.<br />

• The child identified with the donor<br />

as her father and referred to him as<br />

“daddy.”<br />

In our scenario, if a determination was<br />

made by a Court that Tim was a parent of<br />

the child, and a paternity order was made<br />

this would enable him to be registered<br />

on the child’s birth certificate. Tim would<br />

then have obligations as a parent for child<br />

support and provision for a child in the<br />

event of his death.<br />

An order that Tim was a parent of the<br />

child would not automatically mean that<br />

Tim would be granted parenting orders,<br />

but he would be entitled to apply for them<br />

under the Family Law Act. 12 The Court’s<br />

paramount consideration in making<br />

parenting orders is to make orders that are<br />

in the best interests of the child.<br />

The case law in this area is evolving and<br />

changing at a rapid pace. If a Sperm Donor<br />

Agreement has been signed by the parties<br />

which clearly sets out their intentions and<br />

a later dispute arises, the Agreement can<br />

become an important piece of evidence<br />

that the Court will consider in determining<br />

whether the donor was intended to have<br />

a more significant role in the child’s life<br />

than being merely a donor. A clear, concise<br />

and prescriptive Sperm Donor Agreement<br />

that confirms each party has obtained legal<br />

advice and explains the roles each party is<br />

to have in the child’s life, will give parties<br />

a greater level of clarity as to intention<br />

and hopefully avoid future disputes about<br />

parentage or involvement of a donor in a<br />

child’s life.<br />

There are also qualified fertility<br />

counsellors to assist parties to explore these<br />

issues. All parties considering an artificial<br />

conception procedure should consider<br />

accessing counselling together to talk<br />

through their expectations and intentions.<br />

We often work with fertility<br />

counsellors to provide a comprehensive<br />

service for people before they enter into<br />

a legal agreement. This should also be<br />

part of the overall preparation by parties<br />

to embark on this complex but exciting<br />

journey of assisted conception and<br />

parenthood.<br />

Adelta Legal is LGBTIQ+ friendly and are<br />

proudly listed as a legal service in the Rainbow<br />

Directory SA (www.rainbowdirectorysa.com.au). B<br />

Endnotes<br />

1 Section 60H Family Law Act.<br />

2 Sections 69P to 69T Family Law Act.<br />

3 Section 69R Family Law Act.<br />

4 Section 61C Family Law Act.<br />

5 Section 65C Family Law Act.<br />

6 Section 64B(2) Family Law Act.<br />

7 Masson v Parsons; Griffin & Laidley [2021]<br />

FCCA 1515.<br />

8 Re Patrick (2002)<br />

9 Masson v Parsons; Griffin & Laidley [2021]<br />

FCCA 1515.<br />

10 Masson v Parsons; Griffin & Laidley [2021]<br />

FCCA 1515.<br />

11 Masson v Parsons; Griffin & Laidley [2021]<br />

FCCA 1515.<br />

12 Section 65C Family Law Act 1975.<br />

16<br />

THE BULLETIN <strong>May</strong> <strong>2022</strong>


FEDERAL BUDGET<br />

Budget boost for Federal<br />

Circuit and Family Court<br />

The Federal Circuit and Family Court<br />

of Australia received a funding boost<br />

of $63.75 million over four years in the<br />

<strong>2022</strong>-23 Federal Budget, which was handed<br />

down on 29 March.<br />

The Chief Justice, the Hon Will<br />

Alstergren, said “This funding is very good<br />

news for the Australian public. The Courts<br />

have been piloting the Lighthouse Project<br />

in Adelaide, Brisbane and Parramatta<br />

registries, where it has not only shed light<br />

on the high prevalence of risk in family<br />

law cases, but assisted the Courts to<br />

manage those risks appropriately.”<br />

Justice Alstergren said the funding<br />

ensures the Courts can extend the Project<br />

nationally to all 15 family law registries<br />

Together, the newly announced and<br />

recent funding allows for:<br />

• Expansion of the Lighthouse<br />

Project: A comprehensive funding<br />

package for family law officers<br />

to support the expansion of the<br />

Lighthouse project to 15 registries<br />

in the Courts, including funding for<br />

registrars, including Senior Judicial<br />

Registrars, Court Child Experts,<br />

and support staff for registrars and<br />

Court Child Experts. This equates to<br />

$54.9m in funding over the forward<br />

estimates, including $2.461 million in<br />

capital. It provides funding from 1<br />

July <strong>2022</strong>, equivalent to 71 family law<br />

positions, comprising 21 registrarrelated<br />

positions (at varying levels), 21<br />

registrar-related support positions, 15<br />

positions for Court Children’s Services<br />

plus 5 support staff, 6 case coordinators<br />

and 3 managerial/technical roles.<br />

• Enhance culturally responsive<br />

support funding: Funding from<br />

1 July <strong>2022</strong> for staffing to support<br />

the expansion of Indigenous Family<br />

Liaison Officers in the Courts. This<br />

equates to $8.85 million in funding<br />

over the forward estimates. It provides<br />

funding from 1 July <strong>2022</strong>, equivalent to<br />

16 family law positions, comprising 11<br />

Indigenous Family Liaison Officers, 1<br />

registrar, 1 Court Child Expert plus 3<br />

support staff.<br />

The Budget also included funding of<br />

$24.2 million over three years for Legal<br />

Aid Commissions to raise their capacity to<br />

meet increased demand for representation<br />

services resulting from the extension and<br />

expansion of the Lighthouse Project pilot.<br />

Other family law related funding<br />

measures include:<br />

• $52.4 million over four years to Legal<br />

Aid Commissions to meet expected<br />

demand for support under the Family<br />

Violence and Cross Examination of<br />

Parties Scheme.<br />

• $22 million over five years from 2021-<br />

22 to support the placement of state<br />

child protection and policing officials in<br />

the family law courts across Australia to<br />

facilitate information sharing between<br />

the family law, child protection and<br />

family violence systems.<br />

• $16.5 million over two years from 2021-<br />

22 to support Legal Aid Commissions<br />

to meet the cost of legal representation,<br />

including independent children lawyers<br />

as ordered by the Federal Circuit and<br />

Family Court of Australia as part<br />

of the Government’s enhanced case<br />

management arrangements for family<br />

law proceedings.<br />

The Law Council of Australia<br />

welcomed these initiatives, but remained<br />

concerned at the underfunding of<br />

frontline legal services.<br />

Law Council President Tass Liveris<br />

said: “Investment in frontline legal<br />

services not only improves outcomes for<br />

individuals it has demonstrated benefits in<br />

terms of downstream costs savings for the<br />

Government,<br />

“A stated focus of this Budget is on<br />

guaranteeing essential services. It is time<br />

to recognise that legal services are an<br />

essential service.”<br />

Other notable Federal Budget<br />

measures included:<br />

• $8.4 million over three years for a<br />

pilot of a new service delivery model<br />

to provide survivors of sexual assault<br />

with greater access to dedicated legal<br />

services to support their recovery and<br />

engagement with the criminal justice<br />

system.<br />

• $7 million over two years for nine<br />

Women’s and Community Legal<br />

Services nationally, to help women<br />

access legal assistance and migration<br />

support. $5.4 million over two years<br />

from 2021-22 to existing legal assistance<br />

services operating within Queensland<br />

and NSW to support individuals and<br />

businesses affected by the recent floods.<br />

• $9.3 million over four years to support<br />

legal assistance services involved in<br />

coronial inquiries and expensive and<br />

complex cases.<br />

• $1.4 million over two years from<br />

<strong>2022</strong>-23 to the Attorney-General’s<br />

Department to progress a national<br />

approach to modernise the execution<br />

of common legal documents.<br />

• $5.6 million over four years to the<br />

Fair Work Commission (FWC) for a<br />

small business support unit to improve<br />

employer/employee experiences when<br />

navigating the Fair Work system.<br />

• $17.0 million over two years from<br />

<strong>2022</strong>-23 to support the Office of the<br />

Australian Information Commissioner<br />

in undertaking its privacy and<br />

regulatory functions<br />

• $15.7 million over four years<br />

from <strong>2022</strong>-23 (and $4.0 million<br />

per year ongoing) to increase the<br />

Commonwealth Director of Public<br />

Prosecution’s capacity to respond to its<br />

increasing caseload.<br />

• $2.5 million over two years from <strong>2022</strong>-<br />

23 to support the Financial Rights<br />

Legal Centre’s National Insurance Law<br />

Service to continue to provide legal<br />

advice and advocacy for consumers in<br />

financial distress due to insurance claim<br />

disputes.<br />

• $1.6 million in <strong>2022</strong>-23 to continue<br />

a pilot for a single case management<br />

solution for the Administrative Appeals<br />

Tribunal (AAT), with the cost to be<br />

met from within the existing resources<br />

of the AAT.<br />

• $6.7 million in <strong>2022</strong>-23 to support<br />

the work of the Office of the Special<br />

Investigator’s (OSI) investigation and<br />

prosecution of potential war crimes in<br />

Afghanistan.<br />

• $1.8 million over three years for advice<br />

and support services for women who<br />

experience sexual harassment. B<br />

<strong>May</strong> <strong>2022</strong> THE BULLETIN 17


FEATURE<br />

DISABILITY DISCRIMINATION<br />

AND REASONABLE ADJUSTMENTS<br />

IN RESIDENTIAL TENANCIES<br />

KAYLA DICKESON & LAURA SNELL<br />

Final year Adelaide Law School students Kayla Dickeson<br />

and Laura Snell completed a six week intensive clinical<br />

placement at the Adelaide Law School Equal Opportunity<br />

Legal Advice Service over summer <strong>2022</strong>. As part of their<br />

role advising clients on Equal Opportunity and SACAT<br />

cases, they investigated the challenges disabled people<br />

can experience accessing rental accommodation. This<br />

article explains the various options that people have<br />

when navigating this difficult environment. The authors<br />

would like to thank Jodeen Carney, Commissioner for<br />

Equal Opportunity, and Natalie Wade, Founder and<br />

Principal Lawyer at Equality Lawyers, for sharing their<br />

time and their insights with us for this article.<br />

How do we protect against<br />

discrimination of persons with<br />

disability 1 in Australia who wish to enter (or<br />

remain in) a residential tenancy agreement<br />

yet require a home modification?<br />

This is an important question,<br />

with particular relevance now as a new<br />

generation of persons with disability are<br />

starting to move into independent or<br />

private accommodation, as opposed to<br />

earlier generations that were historically<br />

forced to reside in institutional settings<br />

or group-homes. Yet, the answer to our<br />

question has proven to be quite complex,<br />

with the relevant law being unclear, as well<br />

as difficult to understand and apply.<br />

Our aim is to start a conversation<br />

about the shortcomings of the current<br />

law on disability discrimination. We argue<br />

the current law is inadequate in protecting<br />

and promoting the rights of persons with<br />

disability in residential tenancies because it<br />

is unclear. We propose that law reform is<br />

needed to address this issue. However, we<br />

suggest a bi-focal approach to law reform<br />

to not only further protect persons with<br />

disability, but to emphasise promotion of<br />

human rights. 2<br />

We will use a hypothetical case study<br />

to better illustrate the issue. In this case,<br />

James is a tenant living with multiple<br />

sclerosis and requires the installation of<br />

grabrails in his bathroom. His landlord will<br />

not allow the modification, claiming that it<br />

will ruin the tiles in the new bathroom.<br />

WHAT IS THE CURRENT LAW?<br />

Disability discrimination is when<br />

an individual experiences ‘unfavourable<br />

treatment’ that causes loss or detriment,<br />

which would not have the same effect<br />

on persons without disability. It must<br />

be causally linked with the individual’s<br />

disability and occur in a specified ‘area of<br />

life’ such as accommodation. 3<br />

If James thinks he has experienced<br />

disability discrimination in South Australia,<br />

he must first make a complaint to either<br />

the Office of the Commissioner for Equal<br />

Opportunity (OCEO) under the Equal<br />

Opportunity Act 1984 (SA) (EOA) 4 or the<br />

Australian Human Rights Commission<br />

(AHRC) under the Disability Discrimination<br />

Act 1992 (Cth) (DDA). 5<br />

Establishing a discrimination claim<br />

over the refusal to provide a home<br />

modification would require the requested<br />

home modification to be considered a<br />

‘reasonable adjustment’.<br />

In the EOA, the term ‘reasonable<br />

adjustment’ is not specifically stated.<br />

The concept arises in section 66(d)(i) 6<br />

which provides that discrimination may<br />

occur where it is unreasonable to fail to<br />

provide ‘special assistance’ or ‘equipment’<br />

that is needed by a person because of<br />

their disability. The Act does not clarify<br />

the definition of ‘special assistance’<br />

or ‘equipment’. Additionally, there is<br />

no positive obligation to provide the<br />

adjustment. Instead, James will need to<br />

prove that the grab rails were not provided<br />

when it was reasonable to provide them.<br />

Imposing this burden on James does not<br />

provide protection in the same way that<br />

it would if there was an obligation on his<br />

landlord to provide the grabrails in the<br />

first place. It also makes it difficult for<br />

him to know what his landlord should<br />

provide because the Act does not provide<br />

examples of what ‘special assistance’ or<br />

‘equipment’ means in practice.<br />

James may have more success making<br />

18<br />

THE BULLETIN <strong>May</strong> <strong>2022</strong>


FEATURE<br />

a claim to the AHRC under the DDA<br />

because it includes and defines the term<br />

‘reasonable adjustment’. 7 However, the<br />

definition of ‘reasonable adjustment’ is<br />

problematic because it does not provide<br />

a clear example of what a reasonable<br />

adjustment should be, only stating<br />

it is something that does not cause<br />

‘unjustifiable hardship’ to a provider. 8 And<br />

there is no clear definition of ‘unjustifiable<br />

hardship’ either. The DDA does provide a<br />

multifactorial definition when determining<br />

whether a request for a reasonable<br />

adjustment may be ‘unjustifiable hardship’. 9<br />

A factfinder needs to balance whether<br />

an adjustment would cause unjustifiable<br />

hardship, considering the potential benefit<br />

and detriment of the request to each party.<br />

Although this can still be a difficult task<br />

because the definitions are not clearly<br />

stated and there are minimal guidelines to<br />

assist factfinders. As with the EOA, James’<br />

landlord has no obligations under the DDA<br />

to provide a home modification.<br />

The Residential Tenancies Act 1995 (SA)<br />

does not impose obligations on landlords<br />

to provide home modification. Landlords<br />

must not unreasonably withhold their<br />

consent to alterations of a ‘prescribed<br />

kind’. 10 Under the regulations this is<br />

limited to a digital television or a carriage<br />

service for accessing the Internet. 11 These<br />

prescribed alterations are arguably minor<br />

when compared with the potential scale of<br />

some home modifications. For example,<br />

home modifications could include smaller<br />

installations such as putting in handrails<br />

and grabrails. Or it could involve structural<br />

changes such as widening doorways,<br />

removing steps, lowering benchtops, or<br />

installing sensory lighting.<br />

Due to differing and vague definitions,<br />

and potential confusion over which<br />

legislation to use, it is unclear if James<br />

could rely on the DDA or the EOA to<br />

offer him legal recourse if his landlord<br />

rejects his request for home modification.<br />

Specifically, the legislation lacks clarity<br />

about the terms ‘reasonable adjustment’,<br />

‘special assistance’ and/or ‘equipment’,<br />

so James does not have clear guidelines<br />

to depend on. We suggest law reform is<br />

required to provide clarification over legal<br />

recourse available to tenants with disability.<br />

LAW REFORM<br />

The United Nations Convention on<br />

the Rights of Persons with Disabilities<br />

(UNCRPD) takes the approach of promoting<br />

human rights and equal recognition before<br />

the law. 12 Comparatively, the EOA and<br />

the DDA take the approach of protecting<br />

rights. In domestic law the onus is on<br />

tenants like James to come forward with<br />

complaints, meaning there is no obligation<br />

or accountability on organisations or<br />

people to prevent discrimination. This puts<br />

pressure on vulnerable and marginalised<br />

groups who may fear they would be putting<br />

their accommodation at risk if they make<br />

a complaint. We suggest law reform is<br />

needed to emphasise promoting human<br />

rights, which would remove some of the<br />

pressures on individuals from having to<br />

make a complaint in the first place. As of<br />

2021, 96% of the 4.4 million Australians<br />

with disability reside in non-specialist<br />

housing, compared with 4% that live in<br />

Specialist Disability Accommodation<br />

(SDA) for people with high care needs.<br />

This means that a considerable portion of<br />

Australia’s population (17.7%) are living<br />

with disability and potentially require<br />

adaptable housing. 13<br />

Promoting Human Rights<br />

The Disability Inclusion Act (SA) (DIA)<br />

Access and inclusion laws can<br />

complement anti-discrimination<br />

protections by promoting rights and<br />

preventing their violation. For example,<br />

under South Australia’s DIA government<br />

agencies must establish Disability Access<br />

and Inclusion Plans (DAIPs). According<br />

to the SA Housing Authority Disability Access<br />

and Inclusion Plan 2020-2024, people with<br />

disability comprise 39% of public housing<br />

tenancies. 14 Across 2015-2020, 17,453<br />

disability modifications were undertaken in<br />

these properties. 15<br />

However, the DIA only applies to<br />

government agencies. Private landlords are<br />

not accountable to a DAIP. This is despite<br />

many persons with disability renting<br />

privately, due to the massive reduction of<br />

available public and community housing<br />

places, 16 and home ownership decreasing<br />

over time. We propose that the DIA be<br />

amended so it extends to private rental<br />

organisations. This could mean that all<br />

landlords and agents would be obligated<br />

to implement a DAIP, similar to existing<br />

obligations to undertake entry inspections<br />

and lodge a bond.<br />

Universal Design<br />

While Housing SA has developed<br />

sustainable housing principles, which<br />

include detailed requirements for housing<br />

accessibility, 17 private rentals do not have<br />

to meet the same standards. This is despite<br />

the social benefits that accessible housing<br />

<strong>May</strong> <strong>2022</strong> THE BULLETIN 19


RENTAL DISCRIMINATION<br />

can bring, including increased quality of<br />

life, independence, safety, fall prevention<br />

and improved function. 18<br />

With the increase in housing demand<br />

and rising cost of rent, persons with<br />

disability may have to take what is on<br />

offer, despite it not meeting their needs.<br />

Disability rights campaigners have<br />

frequently called for an overhaul of<br />

Australia’s building regulations to ensure<br />

that universal design is considered in all<br />

new housing developments. However,<br />

currently there are no mandatory<br />

accessibility standards in the National<br />

Construction Code. 19 James and other<br />

persons with disability could benefit<br />

greatly from increased regulations over<br />

building design standards to ensure they<br />

are accessible.<br />

Human rights bills<br />

Another approach could be to enact<br />

legislation that promotes rights and<br />

prevents the violation of said rights.<br />

These types of legal regimes are found in<br />

countries that have a Bill of Rights 20 or<br />

even in some Australian jurisdictions, such<br />

as Queensland, the ACT and Victoria,<br />

which have Human Rights Acts or<br />

Charters. 21<br />

Protecting Human Rights<br />

Though law reform which promotes<br />

rights is highly necessary, we also think<br />

legal protections in the EOA and DDA<br />

need to be further strengthened to ensure<br />

that persons with disability are empowered<br />

to make complaints when things go<br />

wrong, and to reduce the likelihood of<br />

discrimination occurring in the first place.<br />

The UNCRPD emphasises that<br />

preventing disability discrimination and<br />

allowing for ‘reasonable adjustments’<br />

ensures equality for persons with<br />

disability in the enjoyment and exercise<br />

of all human rights and fundamental<br />

freedoms. 22 We suggest that the DDA and<br />

EOA be reformed to sufficiently define<br />

reasonable adjustments. These reforms<br />

should emphasise the importance of<br />

ensuring equal enjoyment, rather than<br />

20 THE BULLETIN <strong>May</strong> <strong>2022</strong><br />

only emphasising the prevention of<br />

unjustifiable hardship to a provider.<br />

A schedule of examples of reasonable<br />

adjustments could be created and included<br />

in the EOA and DDA. This would<br />

be beneficial in bringing clarity to the<br />

definition of reasonable adjustments.<br />

However, disadvantages could arise<br />

if narrow interpretation inadvertently<br />

excluded certain adjustments. Alternatively,<br />

it could impose financial hardship on the<br />

provider. To prevent these potential issues,<br />

it would be important to create a schedule<br />

that is specifically ‘non-exhaustive’ and<br />

to include protections against financial<br />

hardship of the provider.<br />

CONCLUSION<br />

We argue that South Australia should<br />

adopt a bi-focal approach of promoting<br />

and protecting human rights. We need to<br />

prevent the violation of human rights<br />

from the start, but we still need sufficient<br />

legal protections for individuals to seek<br />

legal recourse if this promotion of rights<br />

fails. This is particularly true in residential<br />

tenancies due to the power imbalance<br />

between agents and landlords compared<br />

with tenants.<br />

Access and inclusion legislation is an<br />

example of rights-promotion, but it should<br />

be extended to apply to both privately and<br />

publicly run organisations. Employing<br />

universal design in Australia’s building<br />

standards so all new housing is accessible<br />

will also ensure equal access to housing.<br />

Parliament should also amend the<br />

DDA and EOA to increase clarity around<br />

what reasonable adjustments are and put<br />

a positive obligation on organisations<br />

to provide them. This would mean that<br />

landlords would have an obligation to<br />

provide home modifications, and tenants<br />

like James would have clear guidelines to<br />

refer to when requesting adjustments.<br />

For more information about EOCLAS<br />

contact Margaret Castles or Skye Schunke at the<br />

Law School, University of Adelaide, or go to our<br />

website: https://law.adelaide.edu.au/free-legalclinics/equal-opportunity-legal-advice-service<br />

B<br />

Endnotes<br />

1 Due to limitations on words, we will refer only<br />

to disability in terms of the protected ground of<br />

‘disability’ as defined in legislation. However, we<br />

wish to note that the discussion here is relevant<br />

to elderly individuals who would arguably benefit<br />

from home modifications. We question whether<br />

law reform should include protections on the<br />

ground of age as well as disability.<br />

2 Australia’s anti-discrimination laws are arguably<br />

already focused on protection of rights,<br />

rather than promotion. Our laws are aimed at<br />

providing adequate legal avenues for individuals<br />

to get recourse as a result of wrongdoing from<br />

discriminators.<br />

3 Disability Discrimination Act 1992 (Cth) s 5 and 6;<br />

Equal Opportunity Act 1984 (SA) s 66<br />

4 Equal Opportunity Act 1984 (SA) s 93<br />

5 Disability Discrimination Act 1992 (Cth) s 67<br />

6 EOA s66(d)(i)<br />

7 DDA s4<br />

8 DDA s11<br />

9 DDA s11<br />

10 Residential Tenancies Act 1995 (SA) s 70(1a)<br />

11 Residential Tenancies Regulations 2010 (SA) s 12<br />

12 Convention on the Rights of Persons with Disabilities,<br />

opened for signature 13 December 2006, 2515<br />

UNTS 3 (entered into force 3 <strong>May</strong> 2008) Article<br />

2; Committee on the Rights of Persons with<br />

Disabilities, General Comment No. 1: Article 12<br />

Equal recognition before the law, 11 th sess, UN doc<br />

CRPD/C/GC/1 (19 <strong>May</strong> 2014)<br />

13 Monash University, Adaptable Housing for People<br />

with Disability in Australia: A scoping study,<br />

Monash Urban Lab Department of Architecture<br />

(Faculty of Art Design and Architecture), 2021,<br />

commissioned by the Australian Human Rights<br />

Commission, p 7<br />

14 SA Housing Authority Disability Access and Inclusion<br />

Plan, 2020, Government of South Australia, p 5<br />

15 Ibid p 7<br />

16 South Australian Council of Social Services,<br />

Supplementary submission to the Select Committee<br />

Inquiry into Privatisation of Public Services in South<br />

Australia p 2<br />

17 SA Housing Authority, Sustainable Housing<br />

Principles (SAHT Universal Housing Design Criteria<br />

2020), Government of South Australia<br />

18 Phillipa Carnemolla and Catherine Bridge,<br />

Housing Design and Community Care: How<br />

Modifications Reduce Care Needs of Older People and<br />

People with Disability, 1 June 2019, International<br />

Journal of Environmental Research and Public<br />

Health p 3<br />

19 n13 p 23<br />

20 US Bill of Rights, UK Magna Carta, Canadian<br />

Bill of Rights<br />

21 The Charter of Human Rights and Responsibilities<br />

Act 2006 (VIC); Human Rights Act 2019 (QLD),<br />

Human Rights Act 2004 (ACT).<br />

22 Convention on the Rights of Persons with Disabilities,<br />

opened for signature 13 December 2006, 2515<br />

UNTS 3 (entered into force 3 <strong>May</strong> 2008) Article 2


A roundup of recent Society<br />

meetings & conferences<br />

ROSEMARY PRIDMORE, EXECUTIVE OFFICER<br />

SA Law Reform Institute meeting<br />

ustin Stewart-Rattray (President),<br />

JStephen Hodder (Chief Executive) and<br />

Nathan Ramos (Policy Coordinator) met<br />

with representatives of SA<strong>LR</strong>I on 7 April<br />

<strong>2022</strong> for the purpose of receiving an update<br />

as to its current and future references and<br />

to discuss the ways in which the Society can<br />

assist with that work. SA<strong>LR</strong>I is presently<br />

focussing on its witness competence<br />

reference and aspects of the Oaths Act.<br />

Joint Rules Advisory Committee<br />

Justin Stewart-Rattray, Alex Lazarevich<br />

(Chair of the Civil Litigation Committee)<br />

and Philip Adams represented the Society<br />

at a meeting of meetings of the Joint Rules<br />

Advisory Committee on 7 April <strong>2022</strong>,<br />

which primarily focused on consideration<br />

of various amendments to the Uniform<br />

Civil Rules.<br />

Medico-Legal Advisory Group<br />

A videoconference meeting of the<br />

Medico-Legal Advisory Group was held on<br />

11 April <strong>2022</strong>. The Society was represented<br />

by Justin Stewart-Rattray, Guy Biddle<br />

(Co-Chair of the Accident Compensation<br />

Committee), Tim Bourne, Rosemary<br />

Pridmore (Executive Officer) and Annie<br />

MacRae (Manager of the Litigation<br />

Assistance Fund). Issues discussed<br />

included a review of the Medico-Legal<br />

Joint Statement and a report from the<br />

medicos that some doctors who had been<br />

requested to provide independent medical<br />

reports had found that the patients had<br />

been advised by their lawyers not to answer<br />

questions.<br />

Meeting with the Attorney-General<br />

The Society’s first meeting with the<br />

new Attorney-General, the Honourable<br />

Kyam Maher MLC was held on 20 April<br />

<strong>2022</strong>. Justin Stewart-Rattray and Stephen<br />

Hodder took the opportunity to raise a<br />

number of issues including the setting of<br />

Practising Certificate fees for <strong>2022</strong>-23, the<br />

approval of the Professional Indemnity<br />

Insurance Scheme for <strong>2022</strong>-23, the need<br />

to address the decline of the Fidelity<br />

Fund and the Society’s key policy issues<br />

(as put to parties in the run up to the State<br />

election). B<br />

<strong>May</strong> <strong>2022</strong> THE BULLETIN 21


RISK WATCH<br />

Inventing Anna or [insert name here]:<br />

The importance of verification of identity<br />

KATE MARCUS, RISK AND CLAIMS SOLICITOR<br />

his whole story is completely true. Except<br />

“Tfor all the parts that are totally made up,”<br />

begins every episode of Netflix’s recent<br />

mini-series, “Inventing Anna”. For those<br />

practitioners who have seen the series,<br />

many may have been left wondering how in<br />

this age of Google searches could anyone<br />

have a remote chance of fooling New<br />

York’s high society, investment bankers and<br />

real estate moguls into believing that they<br />

were a German heiress? As unlikely as it<br />

seems, Anna Delvey/Sorokin did just that.<br />

<strong>May</strong>be The Tinder Swindler documentary<br />

is more your style? This film follows<br />

the elaborate catfishing of unsuspecting<br />

victims, who get captivated by a charming<br />

and apparently wealthy jet-setting Shimon<br />

Hayut.<br />

Identity theft might seem entertaining<br />

in the realm of blockbuster TV series but a<br />

recent case in the Victorian Supreme Court<br />

serves as a reminder that identity fraud<br />

is a real threat. In February, <strong>2022</strong>, Justice<br />

Taylor of the Victorian Supreme Court<br />

sentenced a defendant to 4 years’ jail after<br />

the defendant pleaded guilty to 17 offences<br />

which had seen him fraudulently acquire<br />

$418,497.00 by obtaining the identities of<br />

real people, changing crucial details, setting<br />

up different addresses via post office boxes<br />

and creating false pay slips. Using this<br />

documentation, the defendant could then<br />

set up loans and credit cards through banks.<br />

Practitioners need to be alert to the<br />

risks of identity fraud and take steps to<br />

ensure that the person before them is the<br />

person they claim to be. If any of these<br />

perpetrators found themselves before a<br />

South Australian legal practitioner, could a<br />

VOI process have prevented their scams?<br />

Further, and more worryingly,<br />

could the practitioner be liable for not<br />

preventing such a scam? The answer is<br />

“yes”. In Graham v Hall [2006] NSWCA<br />

208 a practitioner had been informed by a<br />

husband that his wife was too unwell with<br />

cancer to attend at the practitioner’s office<br />

and that she was unwilling to speak to the<br />

practitioner by phone. In fact, the husband<br />

was committing fraud by refinancing the<br />

mortgage on the jointly held family home,<br />

paying off debts and taking the balance<br />

for himself. It was only after the husband’s<br />

death that the wife learned of the new<br />

indebtedness secured against her home.<br />

The practitioner was held to be negligent<br />

for failing to identify the client thereby<br />

allowing the fraud to occur. Current claims<br />

experience in South Australia shows<br />

similar frauds are occurring here.<br />

There may well be much to gain from<br />

committing a fraud and the purpose of<br />

a VOI is to minimise the chances of<br />

someone’s identity being falsely used.<br />

The dangers of identity theft are to be<br />

taken seriously and the Risk Management<br />

packages on the Law Society of SA<br />

website (available to practitioners insured<br />

with the SA Professional Indemnity<br />

Scheme) provide useful tools including<br />

a VOI Checklist which can minimise the<br />

risks when identifying someone.<br />

The circumstances for requiring a VOI<br />

particularly arise in the following situations:<br />

• land dealings;<br />

• mortgages, guarantees and loans;<br />

• making of wills and powers of<br />

attorney;<br />

• where an asset is moving (e.g. shares,<br />

personal property);<br />

• matters that are high risk<br />

Sometimes there may be “warning<br />

signs” e.g. email only instructions,<br />

urgency, or the client seems hesitant to<br />

provide basic identification. There may<br />

be inconsistencies in documents, or the<br />

matter may involve novel features which<br />

may give rise to concern.<br />

Without being an exhaustive list,<br />

practitioners should pay particular<br />

attention to the following:<br />

• Is the person “known” to you?<br />

• If they are a new client - have they<br />

been referred by someone you know?<br />

• Is the transaction ongoing or a one-off<br />

appointment?<br />

• Does the person have something to<br />

gain e.g. a loan, inheritance?<br />

• It is NEVER just a matter of<br />

witnessing a document.<br />

22<br />

THE BULLETIN <strong>May</strong> <strong>2022</strong>


RISK WATCH<br />

It is essential that attention to detail<br />

is demonstrated. Practices need to have<br />

standard policies and procedures for<br />

client identification. Obviously, good<br />

management is not just about having the<br />

policies and procedures but ensuring that<br />

they are understood and used. In this<br />

regard, appropriate file notes and copies of<br />

the proof of identity should be maintained.<br />

Some essential steps in a VOI:<br />

• Check the picture on the drivers’<br />

licence, passport – is it a reasonable<br />

likeness?<br />

• Check the address on the identification<br />

documents – do they match?<br />

• Check the signature – does it match the<br />

identification documents?<br />

• Is anything odd about the documents -<br />

does it look like the document has been<br />

tampered with?<br />

• If the transaction is urgent – ask why?<br />

Some alarm bells may be ringing and<br />

extra caution needs to be taken if:<br />

The client is borrowing money on<br />

the security of a mortgage on a property<br />

owned by a family member.<br />

Consider:<br />

• Is there a relationship between the<br />

borrower and the mortgagor?<br />

• Is there potential for undue influence?<br />

• Does the client need advice?<br />

If satisfied then:<br />

• Open a file<br />

• Use the VOI checklist in the Risk<br />

Management documents package<br />

• Record full name, date of birth and<br />

address<br />

• Detail the nature of the attendance<br />

• Photocopy/scan the identification<br />

• Photocopy/scan the executed<br />

documents<br />

It is essential that a practitioner<br />

can demonstrate that reasonable steps<br />

were taken to establish the identity of<br />

the client. The VOI checklist provides<br />

a comprehensive list which should be<br />

followed. As the documents in the<br />

Risk Management package are regularly<br />

updated, always check the Society website<br />

to ensure you are using the current version<br />

of the relevant document.<br />

Not all clients who attend on<br />

practitioners are committing frauds or<br />

pretending to be someone they are not<br />

– in fact, the vast majority of clients are<br />

genuine but - truth can be stranger than<br />

fiction. What would you do if a would-be<br />

German heiress or the supposed son of<br />

a diamond billionaire turned up in your<br />

office seeking legal advice? We need to be<br />

aware that identity theft poses risks and we<br />

need to remain alert.<br />

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<strong>May</strong> <strong>2022</strong> THE BULLETIN 23


SPACE REPORT<br />

Parliamentary report considers<br />

reforms to Australia’s Space<br />

(Launches and Returns) Act 2018 (Cth)<br />

MARK GIDDINGS, SOPHIE HOWE, AND ASHWINI RAVINDRAN, LK LAW<br />

At the end of last year, the House of<br />

Representatives Standing Committee<br />

on Industry, Innovation, Science and<br />

Resources (Committee) handed down its<br />

report into Australia’s space industry and<br />

the associated legal framework: ‘The Now<br />

Frontier: Developing Australia’s Space Industry’. 1<br />

The report makes 38 recommendations<br />

directed at improving policy and legislation<br />

in order to facilitate growth within the<br />

sector. This article considers some of the<br />

most significant recommendations as well<br />

as some recent announcements by the<br />

Commonwealth Government.<br />

The last round of reforms occurred<br />

when the Space Activities Act 1998 (Cth)<br />

was amended and renamed the Space<br />

(Launches and Returns) Act 2018 (Cth) (Act),<br />

following a long period of consultation<br />

and review. The amendments were focused<br />

on opening up access to small to medium<br />

enterprises, including by dramatically<br />

lowering the insurance requirements<br />

for launch licenses and other monetary<br />

barriers. This was balanced by the<br />

introduction of a stronger framework of<br />

civil penalties to deter non-compliance<br />

with the requirements of the Act.<br />

The amended Act also sought to<br />

accommodate technological developments<br />

in the way payloads were launched<br />

and the move away from government<br />

controlled space programs towards<br />

greater involvement by private companies.<br />

However, not all stakeholders were<br />

convinced that the reforms went far<br />

enough to modernise the Act in the global<br />

context, or that the amendments created a<br />

regulatory regime that strongly encouraged<br />

innovation and investment. The current<br />

process of review and the resultant<br />

recommendations provide a welcome<br />

opportunity for further reform.<br />

24 THE BULLETIN <strong>May</strong> <strong>2022</strong><br />

SEPARATING THE INDUSTRY ENGAGEMENT<br />

AND REGULATORY ROLES OF THE<br />

AUSTRALIAN SPACE AGENCY<br />

The report recommends that<br />

consideration be given to separating<br />

the industry engagement and regulatory<br />

functions of the Australian Space Agency<br />

(Agency), as well as transforming the<br />

Agency into a better funded statutory<br />

body engaging more staff who possess<br />

industry experience and expertise. 2<br />

Since its establishment in 2018, the<br />

regulatory role of the Agency has been<br />

to administer the licensing regime under<br />

the Act. The Agency is responsible for<br />

granting the array of licenses and permits<br />

required under the Act, which include:<br />

• Launch facility licenses – to allow a<br />

person to operate a launch facility in<br />

Australia;<br />

• Australian launch permits – to allow<br />

a person to launch a space object from<br />

either a launch facility in Australia, an<br />

Australian aircraft in flight, or a foreign<br />

aircraft in airspace over Australian<br />

territory, and can also authorise return<br />

to Australia;<br />

• Australian high power rocket<br />

permits – to allow a person to launch<br />

a high power rocket from a facility or<br />

place in Australia;<br />

• Overseas payload permits – to allow<br />

a person to launch a space object from<br />

a facility or place outside Australia;<br />

• Return authorisations – to allow<br />

a person to return a space object to<br />

Earth; and<br />

• Authorisation certificates – to allow<br />

specified conduct that might otherwise<br />

be prohibited under the Act.<br />

Given the Agency’s regulatory<br />

function, one submission to the<br />

Committee noted the potential for<br />

conflicts of interest or direction with<br />

the Agency’s concurrent role of industry<br />

promotion and advocacy. 3 Other<br />

submissions proposed establishing the<br />

Agency as a better funded statutory<br />

body that would improve Government<br />

coordination and promote greater<br />

efficiency in the application assessment<br />

process. 4 Although the Committee did not<br />

go as far as recommending the division of<br />

the Agency’s roles or its transformation<br />

into a statutory body, it did recommend<br />

that these matters be given “careful<br />

consideration” as part of the Agency’s<br />

upcoming post operational review. 5<br />

REDUCING THE COMPLEXITY AND DELAY<br />

ASSOCIATED WITH APPLICATIONS FOR<br />

LICENCES<br />

It is no surprise that submissions to the<br />

Committee by industry and stakeholders<br />

focussed on reducing the regulatory<br />

burden. 6 There was some frustration with<br />

the length of time it can take to obtain a<br />

licence, with one submission estimating<br />

that even simple applications can take up<br />

to 6 months to approve. 7 The Committee<br />

recommended that the Government<br />

consider further reforms to the Act, in<br />

consultation with industry, to simplify the<br />

application process so as to ensure the<br />

growth and competitiveness of the industry,<br />

the safe and responsible management of<br />

the space environment, and consistency<br />

with regulations in other countries. 8<br />

One particular suggestion made by<br />

industry participants was to remove<br />

the requirements in the Act to have<br />

a “suitably qualified expert” undertake<br />

various assessments of the proposed<br />

space activity, and to instead have these<br />

assessments undertaken either in-house or<br />

by the Agency. 9 Currently, the rules under


SPACE REPORT<br />

the Act require that risk hazard analyses,<br />

flight safety plans, and return safety plans<br />

must be performed or confirmed by a<br />

suitably qualified expert who is not a<br />

related party of the applicant. However,<br />

there are few external organisations that<br />

are able to provide such expertise 10 and<br />

often greater expertise is located within<br />

the applicant company. 11<br />

Industry participants also noted<br />

the inconvenience of having to<br />

obtain separate licences from multiple<br />

jurisdictions. 12 Currently, a party seeking to<br />

conduct a space activity will need to ensure<br />

that they comply with all the necessary<br />

licensing schemes separately. For example,<br />

an overseas payload permit will satisfy the<br />

Australian requirements for launching a<br />

space object overseas, but the applicant<br />

will also need to obtain the appropriate<br />

authorisation from the host country. It<br />

was suggested that a system of mutual<br />

approval of licences could be considered. 13<br />

MINIMISING THE COSTS INVOLVED IN<br />

SEEKING LICENCES<br />

Another recommendation was directed<br />

at minimising the costs involved in<br />

applying for a licence or permit under the<br />

Act. The focus of the Committee here<br />

was on a proposed partial cost recovery<br />

scheme, under which the Government<br />

proposed to charge application fees<br />

of approximately $189,894 per launch<br />

permit application. 14 Such fees were<br />

described by industry as making Australia<br />

an uncompetitive launch location. 15<br />

One industry submission identified that<br />

although Australia had certain technical<br />

advantages for launch operations, it would<br />

be a less suitable location if the costs for<br />

launches were “grossly disproportionate to other<br />

like-minded commercial space-faring nations”. 16<br />

It was noted that, in comparison, New<br />

Zealand charges $60 and the USA $0. 17<br />

The proposed fee posed a particular<br />

detriment to small launch vehicle<br />

operators as it failed to adequately take<br />

into consideration industry trends towards<br />

lower launch costs for small satellites.<br />

One industry participant observed that<br />

the proposed fee would have been up to<br />

three times the cost of mission and rocket<br />

development. 18 Ultimately, in a submission<br />

from the Queensland Government, it was<br />

said that there would be a negative impact<br />

on jobs and economic growth, particularly<br />

in a start-up industry that already faced high<br />

levels of competition from overseas. 19 The<br />

Government had deferred the introduction<br />

of the partial cost recovery scheme<br />

until 1 July, <strong>2022</strong>, 20 but the Committee<br />

recommended that the Government<br />

consider further suspending or amending<br />

these fees. 21 Following the release of the<br />

report, the Government announced on 3<br />

March, <strong>2022</strong> that fees for launch permit<br />

applications will not be introduced. 22<br />

COMMENT<br />

The handing down of this report<br />

shows that the Government recognises the<br />

need for ongoing reform of the policies<br />

and laws regulating the space industry.<br />

If the Australian space industry is to<br />

remain competitive it is important for the<br />

Government to avoid disincentives to<br />

private enterprise such as the imposition of<br />

disproportionate license fees. The recent<br />

announcement that launch application fees<br />

will not be introduced will be welcomed<br />

by those involved in the space sector,<br />

particularly small launch vehicle operators.<br />

Beyond that, however, there is a<br />

real need for reforms to decrease the<br />

complexity of the licence application<br />

process and to improve the efficiency of<br />

the Agency in processing applications.<br />

Legislative amendments to the Act that<br />

make it simpler, quicker and less costly to<br />

apply for and obtain licence and permits<br />

are needed to keep up with the pace<br />

of commercial activity in this rapidly<br />

developing sector. On this note, it was<br />

recently announced that the Agency has<br />

been tasked with making improvements to<br />

the regulatory framework by “strengthening<br />

the environment around those regulations, to<br />

identify improvements to procedures and practices,<br />

and to streamline interaction with industry”. 23<br />

Mark Giddings is a Special Counsel, Sophie<br />

Howe is an Associate and Ashwini Ravindran is<br />

a Law Clerk at LK Law. Sophie Howe is also a<br />

member of the Society’s Space Law Committee. B<br />

Endnotes<br />

1 House of Representatives Standing Committee<br />

on Industry, Innovation, Science and Resources,<br />

The New Frontier: Developing Australia’s Space<br />

Industry (Report, November 2021) (Report).<br />

2 Report, 41 at [2.115].<br />

3 Report, 105 at [4.63].<br />

4 Report, 16 at [2.29]-[2.30].<br />

5 Report, 41 at [2.115].<br />

6 Report, 97-99 at [4.33]-[4.39].<br />

7 Report, 97-98 at [4.34].<br />

8 Report, 109-110 at [4.78].<br />

9 Report, 99-101 at [4.40]-[4.46].<br />

10 Report, 99 at [4.40].<br />

11 Report, 100-101 at [4.44].<br />

12 Report, 98 at [4.35]-[4.36].<br />

13 Report, 98 at [4.36].<br />

14 Report, 101 at [4.47].<br />

15 Report, 101-103 at [4.47]-[4.54].<br />

16 Report, 101 at [4.48].<br />

17 Report, 102 at [4.50].<br />

18 Report, 102 at [4.49].<br />

19 Report, 102 at [4.52].<br />

20 Report, 103 at [4.53].<br />

21 Report, 110 at [4.79].<br />

22 <br />

The Hon Melissa Price MP, Minister for Science<br />

and Technology (Cth), ‘Keeping Australia’s space<br />

sector soaring’ (Media Release, 3 March <strong>2022</strong>).<br />

23 The Hon Melissa Price MP, Minister for Science<br />

and Technology (Cth), ‘Address to the Australian<br />

Space Forum’ (Speech, 3 March <strong>2022</strong>).<br />

<strong>May</strong> <strong>2022</strong> THE BULLETIN 25


TAX FILES<br />

Professional practices: what to<br />

do with the money you make<br />

PAUL TANTI, PARTNER, THOMSON GEER<br />

Since the release of guidelines in 2016<br />

by the ATO, taxpayers have been<br />

on notice that the ATO had concerns<br />

regarding the distribution of profits from<br />

professional practices.<br />

The ATO’s views have been finalised<br />

in Practice Compliance Guideline 2021/4<br />

(PCG).<br />

Under the original guidelines released<br />

in 2016, if income derived from a<br />

professional practice was distributed to<br />

individuals or their associated entities<br />

and one of three benchmark tests was<br />

passed, the ATO was unlikely to take any<br />

audit or review action. Those benchmarks<br />

were that 50% or more of the income<br />

derived from the professional practice<br />

(which included the practice entity and its<br />

associated entities) was distributed to the<br />

individual professional practitioner (IPP)<br />

or the average tax rate of the IPP and<br />

its associated entities was 30% or more<br />

or the remuneration received by the IPP<br />

was at least equal to the amount paid to<br />

employees who performed a similar role.<br />

Due to concerns about the way the<br />

guidelines were being implemented by<br />

taxpayers, the Commissioner withdrew<br />

the guidelines and replaced them with<br />

the PCG.<br />

The PCG sets out requirements which,<br />

26 THE BULLETIN <strong>May</strong> <strong>2022</strong><br />

if satisfied, reduce the risk of any ATO<br />

audit activity. The PCG applies from 1 July,<br />

<strong>2022</strong> with various transitional provisions<br />

(which can extend until 2025).<br />

Under the PCG, taxpayers must pass<br />

two gateways to be able to rely on the<br />

PCG.<br />

These gateways are:<br />

1. the structure of the professional<br />

practice has a valid commercial<br />

rationale and has been properly<br />

established; and<br />

2. the professional practice does not<br />

contain any high risk features.<br />

If the two gateways are passed the IPP<br />

must consider three tests. These tests are<br />

essentially those in the 2016 guidelines.<br />

However, rather than being able to rely<br />

on passing one of those tests, each of the<br />

tests is now allocated points. The lower<br />

the points, the lower the risk of audit<br />

activity. Depending on the points allocated<br />

for each of the tests, the taxpayer will fall<br />

into either a green/low risk category, an<br />

amber/moderate risk category or a red/<br />

high risk category.<br />

If taxpayers do not pass the gateways<br />

and therefore cannot rely on the PCG,<br />

the PCG indicates that taxpayers should<br />

contact the ATO to discuss their particular<br />

circumstances.<br />

In order to satisfy gateway 1,<br />

taxpayers should review their constituent<br />

documents (e.g. company constitutions,<br />

trust deeds, partnership agreements) and<br />

relevant documentation (e.g. minutes<br />

of meetings, distribution statements)<br />

to ensure the entities have been validly<br />

established and that they reflect the<br />

structure of what occurs in practice. For<br />

example, if the practice is a partnership<br />

of discretionary trusts, minutes of the<br />

meetings of the discretionary trusts<br />

should reflect the fact that the attendees<br />

at the meeting are trustees of trusts or<br />

representatives of trustees of trusts, rather<br />

than individual partners.<br />

In relation to gateway 2, some of<br />

the features which the Commissioner<br />

considers high risk are:<br />

1. multiple classes of shares or units with<br />

different rights. In particular, when<br />

shares or units are issued to individuals<br />

who do not have an equity interest in<br />

the practice or their associated entities;<br />

2. Everett assignments done on terms<br />

which are different to the assignments<br />

in the Everett case; and<br />

3. the differences between tax income<br />

and accounting or trust law income<br />

are exploited to provide advantages<br />

to taxpayers.


TAX FILES<br />

If the professional practice or the<br />

individual IPP breaches the terms of<br />

the PCG, the ATO will consider applying<br />

the general anti-avoidance provisions in<br />

Part IVA.<br />

The PCG does not, in many respects,<br />

reflect the law regarding the distribution<br />

of income. If the income is derived by<br />

a business structure, rather than by the<br />

IPP, there is no legal requirement for<br />

income to be distributed in any particular<br />

manner. Therefore, the original common<br />

law provisions in the cases such as Gulland<br />

and Tupicoff and the PSI rules in divisions<br />

86 and 87 of the Income Tax Assessment Act<br />

1997 continue to apply. However, even if<br />

the structure of the professional practice<br />

and the distribution of its income comply<br />

with these legal requirements, the PCG<br />

should be considered.<br />

The ATO’s rationale for its views<br />

appears to be that, originally, professionals<br />

had to practice either in their own name<br />

or in a partnership of individuals. As the<br />

rules of the various professions have<br />

been amended to allow them to practice<br />

through entities such as companies and<br />

trusts, the ability to alienate income has<br />

increased. This appears to be the reason<br />

why the PCG is limited to professional<br />

practices and not other practices.<br />

However, even under the original<br />

structures (individuals and partnerships of<br />

individuals), income could be alienated by<br />

way of Philips Case service trusts and/or<br />

Everett assignments.<br />

Taxpayers and their advisers should<br />

do a health check of the professional<br />

practices and/or their professional practice<br />

clients and IPP clients. Taxpayers should<br />

consider their position and the risks of the<br />

ATO taking audit activity if the structure<br />

and pattern of distributions remain<br />

unchanged.<br />

If changes are to be made, taxpayers<br />

must consider whether there are any<br />

adverse tax, stamp duty (unlikely in South<br />

Australia) or commercial difficulties or<br />

liabilities in making those changes.<br />

In many circumstances, changing the<br />

distributions of professional practices to<br />

come within the low risk/green zone or<br />

to move from a high risk/red zone to a<br />

moderate risk/amber zone or a low risk/<br />

green zone, may not result in a significant<br />

tax or commercial cost to taxpayers. In<br />

these circumstances, making changes<br />

should be considered.<br />

If a professional practice does not pass<br />

the gateways and therefore cannot rely on<br />

the PCG, taxpayers and their advisers must<br />

consider whether they should contact the<br />

ATO. If the professional practice does not<br />

satisfy the gateways, for example because<br />

the practice entity is a company or trust<br />

with different classes of shares and units,<br />

taxpayers must consider whether the ATO<br />

would take any action if the distribution<br />

of income by the practice and the IPP<br />

came within the low risk/green zone<br />

outlined in the PCG.<br />

All of these issues must also be<br />

considered in light of the ATO’s recent<br />

releases regarding the application of<br />

section 100A of the Income Tax Assessment<br />

Act 1936. These ATO releases target<br />

distributions by trusts and the potential<br />

application of section 100A. Based on<br />

the draft releases, many situations which<br />

would have been considered normal and<br />

acceptable, will now, potentially, be subject<br />

to section 100A. If section 100A applies,<br />

income which was previously distributed<br />

to beneficiaries would be assessable to<br />

the trustee and subject to tax at the top<br />

marginal rate.<br />

While these provisions are still<br />

draft and the ATO has stated that it<br />

will consider the feedback on the draft<br />

documents, the potential application<br />

of section 100A may impact on the<br />

distributions by professional practices. B<br />

<strong>May</strong> <strong>2022</strong> THE BULLETIN 27


CLOUD COMPUTING<br />

AN ANALYSIS OF THE LAW<br />

SOCIETY OF SOUTH AUSTRALIA’S<br />

CLOUD COMPUTING GUIDELINES:<br />

CONFIDENTIALITY<br />

MARK FERRARETTO, SOLICITOR, EZRA LEGAL<br />

This is the second of five articles that<br />

analyse the Law Society’s Cloud<br />

Computing Guidelines against candidate<br />

cloud systems and on-premises systems.<br />

My thesis is that the caution expressed in<br />

the Guidelines should be applied as much<br />

to on-premises systems as cloud systems to<br />

obtain the best risk profile for a practice’s<br />

information systems.<br />

In this article we analyse the<br />

confidentiality issues that the Guidelines<br />

raise.<br />

Confidentiality<br />

Confidentiality is clearly an important<br />

obligation imposed on legal practitioners.<br />

Rule 9.1 of the Australian Solicitor<br />

Conduct Rules 1 (ASCR) prevents<br />

disclosure of client data to third<br />

parties. ASCR rule 9.2 provides a list of<br />

exceptions to rule 9.1, of which only rule<br />

9.2.1, which allows access by third parties<br />

with the express or implied authority of<br />

the client, could apply to cloud (and on<br />

premises) data.<br />

Paragraph 31 of the Cloud Computing<br />

Guidelines recommends alerting a client<br />

that their data could be disclosed by third<br />

parties because of its storage on cloud<br />

services. The Cloud Computing Guidelines<br />

recommends practitioners include a clause<br />

in their practice’s terms of engagement to<br />

reflect this.<br />

The use of cloud services does require<br />

the data to be disclosed to third parties,<br />

being at least the cloud service provider.<br />

Most cloud providers usually provide webbased<br />

tools to access data stored in the<br />

28 THE BULLETIN <strong>May</strong> <strong>2022</strong><br />

cloud, such as Microsoft’s online versions<br />

of Outlook or Word. Although most cloud<br />

providers encrypt the data they store, they<br />

also possess the keys to decrypt the data<br />

and must do so to process the data and<br />

display it in the web services they provide.<br />

However, the issue of third-party<br />

access also exists in the on-premises<br />

context. Many practices make use of a<br />

practice management system to which they<br />

usually subscribe and is usually maintained<br />

by a service provider, that is, a third party.<br />

These service providers will invariably have<br />

full ‘administrator’ access to the practice<br />

management system and the data stored<br />

within it. This is also the case for firms that<br />

engage IT service providers to support<br />

their IT infrastructure, such as servers,<br />

email systems, laptops and so-on. Clearly<br />

these providers are third parties and these<br />

providers also usually have ‘administrator’<br />

access to a firm’s IT assets, resulting in<br />

potential access to confidential data.<br />

It follows that third-party access issues<br />

arise in the on-premises context as well as<br />

in the cloud context.<br />

However, risks arise in the on-premises<br />

context, especially with smaller practices<br />

who may not possess enough IT expertise<br />

to regulate the activities of third-party<br />

providers. Also, some providers may not<br />

be aware to the risks around confidential<br />

data leading to activities such as backing<br />

up client data unencrypted to a USB drive.<br />

In general, local providers do not provide<br />

the same level of control over data as<br />

cloud providers, especially the larger<br />

providers. This could lead to a greater<br />

risk of unauthorised disclosure in an onpremises<br />

context than in a cloud context.<br />

At a minimum, the confidentiality risk<br />

is at least as prevalent in on-premises as it<br />

is in cloud.<br />

Regardless, a clause in a practice’s<br />

terms and conditions regarding thirdparty<br />

access by cloud services and/or IT<br />

providers is advisable.<br />

Another aspect of confidentiality is<br />

the destruction of data. If a practitioner<br />

deletes a file or an email is it really deleted?<br />

In cloud systems the effects of data<br />

‘deletion’ vary depending on the service<br />

provider and the terms offered. Dropbox,<br />

for example, may keep data that has been<br />

deleted for up to 30 days. 2 Google’s terms<br />

say that it may keep data for up to six<br />

months. 3 Microsoft 365 retains deleted<br />

email for 30 days and files for 90 days. 4<br />

However, these can be configured by a<br />

practice’s administrator. LEAP may keep<br />

deleted data indefinitely! 5<br />

The long retentions in cloud services<br />

are usually a result of backup cycles.<br />

Although data may be ‘permanently’<br />

deleted on the service itself, there may be<br />

copies kept on backup media and it may<br />

take some time for data to percolate out<br />

of the service provider’s backup cycle.<br />

On-premises data gives an impression<br />

of greater control, but still needs to be<br />

managed carefully. Desktop and laptop<br />

computers contain ‘Recycle Bins’ that<br />

may never be emptied. In addition, the<br />

backup issue also exists in the on-premises


CLOUD COMPUTING<br />

Table 2 Confidentiality<br />

CONFIDENTIALITY<br />

PROVISIONS IN TERMS<br />

THIRD-PARTY ACCESS<br />

TO DATA<br />

RE-SELL DATA<br />

DELETE/DESTROY DATA<br />

Dropbox Not specified Not specified<br />

Dropbox Business Yes Subcontractors<br />

Google Workspace Yes Subcontractors<br />

Do not sell personal<br />

information<br />

Use anonymised data for<br />

any purpose<br />

Do not sell data for<br />

advertising purposes<br />

Microsoft 365 Yes ‘Subprocessors’ No<br />

30 days<br />

Default 180 days, option<br />

for permanent<br />

Up to six months after<br />

deletion<br />

Up to 180 days, option<br />

for permanent<br />

LEAP Yes Not specified Not specified Up to 7 years<br />

Actionstep Yes Yes, for analytics No 30 days after termination<br />

On Premises<br />

Depends on IT<br />

provider(s)<br />

Yes<br />

No<br />

Depends on backup<br />

cycle<br />

context. Data permanently deleted from<br />

a computer system may still persist on<br />

backup media for some time. A 12 month<br />

backup cycle would be common amongst<br />

most practices, although many would have<br />

longer retentions, possibly extending to<br />

indefinite retention.<br />

Verdict<br />

At first glance, one would think<br />

that on-premises would win the data<br />

destruction issue, but if it does it doesn’t<br />

by much. Overall, my preference would be<br />

for the cloud system. The data disclosure<br />

risk is managed better and, while there<br />

may be less control over data destruction,<br />

data is likely to be retained for a shorter<br />

period than an on-premises system.<br />

Regardless, it is advisable to heed the<br />

Guidelines’ recommendation to include a<br />

clause in your terms of service regarding<br />

access of client data by third parties.<br />

In the next article we discuss data<br />

security, an issue widely perceived to be a<br />

risk with cloud systems, but which we will<br />

see is potentially a greater risk with onpremises<br />

systems. B<br />

Endnotes<br />

1 ‘Australian Solicitors’ Conduct Rules (SA)<br />

2011 V3 with Commentary’ (Law Society<br />

of South Australia, 1 July 2015) .<br />

2 Dropbox, Privacy Policy (n 10).<br />

3 Google, ‘How Google Retains Data That We<br />

Collect – Privacy & Terms – Google’, Google<br />

.<br />

4 Microsoft, ‘Data Retention, Deletion, and<br />

Destruction in Microsoft 365 - Microsoft Service<br />

Assurance’, Microsoft .<br />

5 ‘Supply and Support Terms and Conditions (with<br />

12 Month Money Back Guarantee)’ (LEAP, 1<br />

August 2016) [12].<br />

<strong>May</strong> <strong>2022</strong> THE BULLETIN 29


WELLBEING & RESILIENCE<br />

Building wellbeing culture<br />

in the workplace<br />

WELLBEING AND RESILIENCE COMMITTEE<br />

Here we are in <strong>May</strong> <strong>2022</strong> and we find<br />

ourselves continuing to adjust to the<br />

“new normal” of COVID-19. Many in our<br />

workplaces, families and communities have<br />

contracted COVID-19 and had first-hand<br />

experience; health mandates are changing<br />

at an incredible pace and there are some<br />

signs of a return to normal with overseas<br />

travel again available - but how are we<br />

dealing with this at a workplace level?<br />

Unsurprisingly the 2021 International<br />

Bar Association report, Mental Wellbeing in<br />

the Legal Profession: A global study (https://<br />

www.ibanet.org/document?id=IBA-report-<br />

Mental-Wellbeing-in-the-Legal-Profession-A-<br />

Global-Study), confirms that over a third<br />

of legal professionals globally feel their<br />

work negatively affects their mental health<br />

and that a stigma around mental wellbeing<br />

remains.<br />

The pandemic has undoubtedly<br />

upended how we think about wellbeing<br />

and mental health. It is no longer a<br />

“nice to have” but key to the strategy of<br />

attracting and retaining the talent within<br />

our firms. The culture of wellbeing and<br />

psychological health are key drivers for<br />

success at a firm and at an industry level -<br />

but where do you start?<br />

Naturally the legal profession is<br />

vulnerable to poor mental health given the<br />

stressful nature of the work itself, intensive<br />

demands, time pressure and often a lack<br />

of resources. The Society’s Wellbeing and<br />

Resilience Committee is committed to<br />

providing practical suggestions on how<br />

firms and practitioners can revisit their<br />

current plans and create some goals to<br />

continuously improve the wellbeing culture<br />

within their workplace.<br />

1. Events are not enough<br />

Before COVID-19, recognising mental<br />

health through a few events per year, say<br />

30 THE BULLETIN <strong>May</strong> <strong>2022</strong><br />

R U OK and mental health month were<br />

seen as acceptable. The focus is not on<br />

events but on taking care of ourselves and<br />

our teams. Events are great; they are about<br />

connecting and sharing knowledge but<br />

do they demonstrate that you really care<br />

about your team or are they just a tick box<br />

exercise?<br />

2. Leadership 101<br />

According to the 2021 Global Burnout<br />

Study (https://infinite-potential.com.au/2021-<br />

global-burnout-study), burnout levels have<br />

increased by 5 percent. Burnout occurs<br />

when an organisation’s culture or structure<br />

creates unmanageable stress for its people.<br />

Two major causes are a lack of manager<br />

support and unclear communication.<br />

Being a good leader is complex and<br />

more of an art than a science. Partners<br />

of firms are charged with a heavy burden<br />

to be an expert in their area of law and<br />

an expert leader, the latter often with no<br />

training nor support. As a leader there<br />

are two things you can do without formal<br />

leadership training, that you already have<br />

expertise in as a legal practitioner. The first<br />

is active listening: put down your phone,<br />

look away from your filling inbox and<br />

focus on what your employees are saying.<br />

The second is to identify any changes in<br />

behaviour and ask the question R U Ok?.<br />

Be an empathetic leader; the days of ‘suck<br />

it up’ are long gone. Replace that with ‘it<br />

sounds like what you are going through is<br />

really challenging, how can I support you?”.<br />

3. Culture Audit<br />

The commitment to wellbeing is<br />

not an easy journey at an individual<br />

or organisational level. Inaction is not<br />

always intentional, but it perpetuates the<br />

impression that wellbeing is not important<br />

and speaks louder than attempts at small<br />

steps that lead to sustainable change.<br />

Consider a culture audit for your team/<br />

practice/firm:<br />

• Who in the team/practice/firm is a role<br />

model for wellbeing? What are those<br />

characteristics/behaviours and how can<br />

they be emulated?<br />

• What are the issues in the workplace<br />

leading to wellbeing concerns? Do<br />

people feel comfortable to raise them?<br />

• How can work be better delegated?<br />

Delivery expectations managed?<br />

• What actions can be taken to foster<br />

a better culture? How can leaders be<br />

better ambassadors?<br />

4. Keep it on your agenda<br />

The impact of wellbeing is not just<br />

on the individual or on culture as standalone<br />

issues. Poorly handled wellbeing can<br />

cause economic and reputational damage<br />

to individuals and firms through PI claims<br />

and by clients being poorly serviced and<br />

seeking alternative legal services, impacting<br />

the revenue of your practice. This alone<br />

should encourage you to put wellbeing on<br />

your team / practice / firm agenda each<br />

month for genuine conversation.<br />

5. Know your resources<br />

• The Law Society of South Australia<br />

∘ Use the free Wellbeing and<br />

Resilience Online programme<br />

as part of your firm induction<br />

program (https://www.lawsocietysa.<br />

asn.au/Public/Lawyers/<br />

Practitioner_Support/Wellbeing_<br />

Online.aspx).<br />

∘ Promote the confidential<br />

Lawcare service - a general<br />

practitioner (Dr Jill) with<br />

experience supporting social and<br />

psychological problems (https://<br />

www.lawsocietysa.asn.au/Public/<br />

Lawyers/Practitioner_Support/<br />

LawCare_Support_Groups.aspx).


WELLBEING & RESILIENCE<br />

∘ Professional Advice Service –<br />

access to a panel of experienced<br />

lawyers wiling to assist<br />

colleagues with personal and<br />

professional problems (at link<br />

above).<br />

∘ Young Lawyers’ Support Group<br />

– assistance from practitioners<br />

to young lawyers who may feel<br />

the need for some independent<br />

guidance from experienced<br />

colleagues (at link above)<br />

∘ Lawyers’ Complaint Companion<br />

Service – for members who are<br />

the subject of a complaint to<br />

the Legal Profession Conduct<br />

Commissioner (first hour free,<br />

at link above).<br />

∘ Women Lawyers Mentoring<br />

Program – guidance and<br />

support from more experienced<br />

practitioners for professional<br />

development of early career<br />

female lawyers (at link above).<br />

• Sole Practitioners Committee<br />

∘ Self-employed legal<br />

professionals are particularly<br />

affected by a lack of support<br />

and uncertainty. The LSSA<br />

recognises this and encourages<br />

all sole practitioners to be<br />

involved in the activities of the<br />

Sole Practitioners Committee.<br />

• Beyond Blue 1300 224 636.<br />

• Lifeline 131 114.<br />

• Relationships Australia 1300 364<br />

277.<br />

Investing in a wellbeing culture within<br />

a workplace future-proofs your workplace<br />

culture, your delivery to clients and long<br />

term health. The legal industry is subject<br />

to constant change and this constant<br />

evolution of innovation, creation and<br />

adaption is near impossible to do when<br />

our wellbeing is running on empty. We<br />

have come a long way during these<br />

COVID years but a continuing concerted<br />

effort is what will drive sustainable change.<br />

References<br />

https://www.ibanet.org/<br />

document?id=IBA-report-Mental-<br />

Wellbeing-in-the-Legal-Profession-A-<br />

Global-Study.<br />

https://infinite-potential.com.au/2021-<br />

global-burnout-study.<br />

Why I chose the Heart Foundation<br />

as the President’s Charity Partner<br />

JUSTIN STEWART-RATTRAY<br />

The Heart Foundation has been chosen<br />

as to be the President’s Charity Partner<br />

this year.<br />

I chose the Heart Foundation for a<br />

number of reasons.<br />

Like many people, I have several loved<br />

ones who have been affected by heartrelated<br />

illness. I have friends around my age<br />

who were supremely fit who all of a sudden<br />

needed major heart surgery.<br />

Lawyers often work in high-pressure<br />

environments which cause considerable<br />

stress. The Society’s Wellbeing Survey<br />

conducted last year showed just how<br />

widespread the negative health effects are<br />

working in the legal profession.<br />

The recent tragic deaths of Shane<br />

Warne, Senator Kimberley Kitching and<br />

Taylor Hawkins, the drummer of the<br />

Foo Fighters, serve as stark reminders of<br />

the fragility of life and how severe heart<br />

problems can strike with little warning.<br />

It is so important that we monitor our<br />

health and have regular check-ups.<br />

This year the Society will host a<br />

number of fundraising events for the Heart<br />

Foundation. Dr Marie Ludlow, Manager of<br />

the SA branch of the Heart Foundation, will<br />

also attend some Society events to provide<br />

educational sessions about heart health.<br />

Some upcoming events and campaigns<br />

include:<br />

• 2-8 <strong>May</strong>: Heart Week - raising awareness<br />

about heart health.<br />

• Commencing July: Campaign to raise<br />

awareness of the Heart Age Calculator<br />

• September (date TBC): Give with Heart<br />

Day - fundraising campaign.<br />

• October: MyMarathon fitness &<br />

fundraising challenge.<br />

We have all been impacted in some<br />

way by COVID-19 in the past two years.<br />

For many, it has exacerbated previous<br />

health issues, and unfortunately, it has<br />

made it more difficult for people to visit<br />

their doctor and undergo essential health<br />

check-ups.<br />

My message is: Don’t delay - get<br />

your heart health checked. For more<br />

information about heart health checks<br />

and booking a health check, visit the<br />

Heart Foundation’s Heart Health Check<br />

webpage.<br />

Donate to the Heart Foundation.<br />

<strong>May</strong> <strong>2022</strong> THE BULLETIN 31


YOUNG LAWYERS<br />

Performing at your<br />

performance review<br />

MIKAYLA WILSON, SEDSMAN LEGAL, LAURA CORBETT, DICKSON WRIGHT LAWYERS<br />

AND MOLLY SHANAHAN, FINLAYSONS LAWYERS<br />

facebook.com/YLCSA<br />

The Young Lawyers’ Committee were<br />

grateful to be able to hold the annual<br />

‘Performing at Your Performance Review’<br />

Seminar which (despite on-going COVID<br />

complications) we were glad to hold inperson<br />

(and via webinar) on Thursday, 31<br />

March, <strong>2022</strong> at Finlaysons Lawyers.<br />

The seminar featured panellists<br />

Rebecca Sandford (Special Counsel, HWL<br />

Ebsworth and Former President of the<br />

Law Society of South Australia) and<br />

Will Snow (Partner and Practice Leader,<br />

Employment, Finlaysons Lawyers) who<br />

shared observations they have garnered<br />

over their successful careers respectively,<br />

and offered practical advice on how<br />

practitioners can get the most out of<br />

a performance review. Sam Burford<br />

(Partner, Dispute Resolution and Litigation<br />

– specialising in construction, Finlaysons<br />

Lawyers) also attended the seminar and<br />

offered some further insights and advice<br />

on the topic as an informal panel member.<br />

We are thankful for the advice and tips<br />

received from all three panellists.<br />

The panellists agreed that the most<br />

stand-out performance reviews come from<br />

those who noticeably prepared and had done<br />

the groundwork prior to their review. This<br />

includes having a goal/outline of what topics<br />

you would like to discuss in the performance<br />

review. In their view, being thoroughly<br />

prepared can help to alleviate the stress<br />

of what may be considered a confronting<br />

experience for many young practitioners.<br />

Another tip for a smooth performance<br />

review was for practitioners to do some<br />

groundwork during the year to open up<br />

the communication channels early on and<br />

minimise any surprises when the review<br />

comes around. A short informal meeting<br />

or coffee break with their supervisor every<br />

three months was suggested as an excellent<br />

way to implement this. This will enable<br />

issues to be addressed as they arise, and<br />

for feedback to be provided on a regular<br />

basis, so that when the time comes, a<br />

performance review can be spent reflecting<br />

on the practitioner’s accomplishments and<br />

learnings, discussing individual goals, and<br />

forming productive plans for the year ahead.<br />

It was suggested that whilst<br />

32 THE BULLETIN <strong>May</strong> <strong>2022</strong><br />

performance reviews can be a daunting<br />

time of year, they can also provide the<br />

opportunity for young lawyers to discuss<br />

with their superiors the progress of their<br />

learning and discuss which tasks they<br />

excelled in and would like to do more of<br />

in the future. The panellists both agreed<br />

that not only is performance review<br />

season daunting for the young lawyer, but<br />

it is also daunting for the performance<br />

reviewer, suggesting that it can be a<br />

difficult task for some to give constructive<br />

feedback, especially if there are some<br />

areas of concern with the practitioner’s<br />

performance. The panellists encouraged<br />

the young lawyers to ask “what do I need<br />

to be doing better” or “how can I improve”.<br />

They suggested that asking questions<br />

along these lines can assist the reviewer<br />

to discuss areas of concerns more openly,<br />

which although may be difficult to hear,<br />

is ultimately of high value to enable a<br />

practitioner to grow and develop.<br />

The topic of salary was raised, with<br />

panellists flagging the importance of<br />

keeping in mind the difference between<br />

a performance review (open discussion<br />

about development and career progression)<br />

as opposed to a salary review (an<br />

evaluation of base salary), noting however<br />

that these can often be combined into<br />

one review at some firms. On the topic of<br />

salary increases, the panellists commented<br />

that it is helpful for practitioners to have<br />

discussions within their social circles to<br />

gain an insight into salary benchmarks.<br />

The topic of self-reflection was also<br />

discussed and the panellists highlighted<br />

that prior to a practitioner’s performance<br />

review, they should think about<br />

opportunities for growth and development<br />

of skills. These areas can be brought up<br />

within the performance review in addition<br />

to the practitioner highlighting what they<br />

believe they have been doing well. It was<br />

discussed that although self-reflection can<br />

be difficult, it is a great process to ensure<br />

that a practitioner’s career doesn’t end up<br />

somewhere the practitioner doesn’t want<br />

it to go. Practitioners should reflect on<br />

their career by looking at where they are<br />

currently, where they want to be and what<br />

they need to change to get there.<br />

Attending a performance review with<br />

clear feedback from clients and colleagues<br />

makes it easier for the reviewer to fairly<br />

assess performance resulting in a more<br />

productive performance review and better<br />

outcomes for the practitioner, reviewer and<br />

the firm as a whole.<br />

The panellists also emphasised the<br />

importance of contributing to the social<br />

fabric of the firm, by attending Friday<br />

night drinks, social club events and just<br />

being part of the social culture of the<br />

firm. While billable hours and technical<br />

legal skills are important, firms are looking<br />

for more than practitioners that simply<br />

come to work, do the hours and go home.<br />

Firms are generally looking for a wellrounded<br />

person so it is also important<br />

at performance reviews to discuss<br />

extracurricular and developmental activities<br />

that a practitioner has been involved in<br />

throughout the year. This could include<br />

being involved in Law Society committees,<br />

attending marketing or business<br />

development events, drafting a summary<br />

from a webinar to circulate internally,<br />

getting involved in the firm’s social events,<br />

providing a case law update for clients<br />

and collaborating with colleagues in<br />

other practice areas. Participating in these<br />

activities showcase to the firm the potential<br />

that a practitioner may have in the future<br />

when being more involved with interacting<br />

with clients and importantly helps to<br />

answer the question; “does this person have<br />

potential to bring in new work to the firm”.<br />

The panellists concluded this part of the<br />

discussion by emphasising that collegiality,<br />

networking with colleagues and building<br />

connections are extremely important and<br />

should be discussed during performance<br />

reviews to assist with showing the reviewer<br />

how the practitioner is an asset to the firm.<br />

Overall, practitioners should reflect on and<br />

discuss what value they bring to the firm.<br />

The Young Lawyers’ Committee<br />

would like to thank Burgess Paluch Legal<br />

Recruitment and legalsuper for their<br />

ongoing support, Finlaysons Lawyers for<br />

generously hosting and the panellists for<br />

their valuable time and insight.


FAMILY LAW CASE NOTES<br />

Family Law Case Notes<br />

CRAIG NICOL AND KELEIGH ROBINSON, THE FAMILY LAW BOOK<br />

PROPERTY – REGISTRAR ERRED WHEN AN<br />

APPLICATION FOR CONSENT ORDERS WAS<br />

DISMISSED AFTER HUSBAND’S DEATH<br />

WHEN WIFE WITHDREW CONSENT<br />

In Hullet & Benton [<strong>2022</strong>] FedCFamC1A<br />

13 (11 February, <strong>2022</strong>) the Full Court<br />

(Austin, Tree & McEvoy JJ) dismissed an<br />

appeal from Macmillan J’s decision in Hullet<br />

& Benton [2021] FamCA 449.<br />

Upon a review of his decision, a<br />

Registrar was held by Macmillan J to have<br />

erred when an application for consent<br />

orders was dismissed following the<br />

husband’s death and the wife’s withdrawal<br />

of consent. Macmillan J held that the<br />

proceedings could continue where the<br />

rules enabled the husband’s executor as<br />

legal personal representative to apply as to<br />

the future conduct of the proceedings.<br />

The wife appealed, arguing that when<br />

determining the review application,<br />

Macmillan J’s power was limited to either<br />

granting the application for consent<br />

orders or dismissing it; the latter being the<br />

only option in the absence of the wife’s<br />

consent. She argued that an application for<br />

consent orders was a “different species of<br />

application to an adversarial application …<br />

and had to be treated differently” (at [10]).<br />

The Full Court said (from [15]):<br />

“… The existence of a ‘judgment’ is<br />

the pre-requisite for a competent appeal (s<br />

26(1) of the Federal Circuit and Family Court<br />

of Australia Act 2021 (Cth) (‘the FCFCA<br />

Act’)), for which purpose a ‘judgment’<br />

is defined to include an order or decree,<br />

whether it be final or interlocutory (s 7 of<br />

the FCFCA Act).<br />

[16] … [A] ‘judgment’ does not include<br />

a mere ruling on a question of law which<br />

is not decisive of the parties’ rights in the<br />

justiciable dispute, even if it is expressed in<br />

the form of an order …<br />

[17] … [N]one of the orders amount<br />

to a ‘judgment’ since none is decisive of<br />

the parties’ rights under Pt VIII of the<br />

Act. The orders do no more than achieve<br />

the continuity of the proceedings. …<br />

[18] Leave to appeal must be refused<br />

once it is understood that no appeal validly<br />

lies. ( … )”<br />

PROPERTY – ERRONEOUS DISMISSAL<br />

OF THE PARTIES’ COUNTERVAILING<br />

APPLICATIONS FOR SOLE OCCUPATION<br />

In Sarto [<strong>2022</strong>] FedCFamC1A 16 (10<br />

February, <strong>2022</strong>) Austin J, sitting in the<br />

appellate jurisdiction of the Federal Circuit<br />

and Family Court of Australia, allowed<br />

an appeal in a case where the Court<br />

heard countervailing applications for sole<br />

occupation of the former matrimonial<br />

home.<br />

The wife had vacated the home<br />

upon separation, but sought an exclusive<br />

occupation order to move back in, despite<br />

being the sole registered owner of the<br />

property. The husband had lived in the<br />

property since separation and sought a<br />

sole occupation order.<br />

The Magistrates Court of Western<br />

Australia dismissed both applications. The<br />

wife appealed.<br />

Austin J said (from [11]):<br />

“… Being the sole legal proprietor<br />

of the property, absent an injunction to<br />

the contrary, [the wife] … is entitled to<br />

exclusive possession ( … )<br />

[14] Regardless of whether or not<br />

persons are married, property law governs<br />

the ascertainment of their property rights<br />

and interests (Wirth v Wirth [1956] HCA<br />

71 …). ( … )<br />

[19] The husband … seeks to obtain<br />

a property settlement order which<br />

substitutes him as the exclusive legal<br />

proprietor of the property … [T]he<br />

success of the husband’s claim depends<br />

upon an eventual exercise of discretion …<br />

under Pt VIII of the Act adjusting the …<br />

existing property interests. ( … )<br />

[20] In the face of the wife’s<br />

withdrawal of consent, the only way …<br />

the husband could evade ejection from the<br />

property was by securing an injunction to<br />

restrain the wife from exercising the rights<br />

which attend her legal title …<br />

[21] … Evidently, the magistrate<br />

concluded it was not proper to do so,<br />

because the injunction sought by the<br />

husband was refused. ( … )<br />

[24] … [T]he magistrate also refused<br />

to make the orders sought by the wife<br />

… The magistrate decided no order was<br />

necessary, but that conclusion was reached<br />

on the false premise that making no order<br />

at all would then permit the husband to<br />

continue residing in the property ( … )<br />

[30] … The husband … has not<br />

demonstrated it would be ‘proper’ to<br />

grant an injunction depriving the wife<br />

of her legal entitlement to possession of<br />

the property. An order should be made<br />

requiring the husband to immediately<br />

vacate the property. … ”<br />

<strong>May</strong> <strong>2022</strong> THE BULLETIN 33


FAMILY LAW CASE NOTES<br />

CHILDREN – ORDER FOR VACCINATION OF<br />

CHILD AGAINST COVID-19 – EVIDENCE OF<br />

PUBLIC HEALTH RESEARCHER PREFERRED<br />

In Palange & Kalhoun [<strong>2022</strong>]<br />

FedCFamC2F 149 (16 February, <strong>2022</strong>)<br />

Judge B Smith heard an application for a<br />

10 year old child to be vaccinated against<br />

Covid-19.<br />

The Court directed each parent to file<br />

any expert evidence that they sought to<br />

rely upon. The mother filed an affidavit<br />

of “Dr E”, a public health researcher in<br />

the area of vaccination, who had a PhD in<br />

public health amongst other qualifications.<br />

There was no other expert evidence.<br />

The mother also sought to rely<br />

upon publications by the World Health<br />

Organisation and the Center for Disease<br />

Control Prevention.<br />

The Court said (from [68]):<br />

“ … [E]ach party has given evidence<br />

of what various bodies have said, and what<br />

is contained in the pamphlets provided,<br />

to seek to prove the truth of those<br />

statements. ( … )<br />

[81] Dr E … has a PhD on the topic<br />

on which she has given her opinion. She<br />

currently works in the field in which she<br />

has given her opinion and her role is<br />

to study the area on which she gave an<br />

opinion. There was no challenge to Dr E’s<br />

expertise. ( … )<br />

[83] … I am satisfied that Dr E’s<br />

opinion evidence sufficiently satisfies the<br />

criteria for admissibility pursuant to s.79<br />

Evidence Act ( … )<br />

[109] … I do not consider it<br />

appropriate to give any weight to either<br />

of [the parties’] opinions on the medical<br />

and public health issues associated with<br />

COVID-19 infection or vaccination. ( … )<br />

34 THE BULLETIN <strong>May</strong> <strong>2022</strong><br />

[111] … I also give no weight to the<br />

pamphlets tendered by the mother.<br />

[112] … I give substantial weight to the<br />

unchallenged and uncontested evidence<br />

of Dr E who is a highly qualified expert.<br />

( … )<br />

[154] My role is to consider and weigh<br />

the relative risks … taking into account<br />

the evidence before me, and … to make<br />

a decision as to what course of action I<br />

believe is in his best interests. …<br />

[155] … I am satisfied that it is in<br />

the child’s best interests to be vaccinated<br />

against COVID-19 … ”<br />

PROPERTY – COURT ERRED BY NOT<br />

PROVIDING REASONS WHEN REJECTING<br />

A VALUATION THAT WAS NOT FROM A<br />

SINGLE EXPERT<br />

In Cantoni [<strong>2022</strong>] FedCFamC1A<br />

11 (7 February, <strong>2022</strong>) the Full Court<br />

(McClelland DCJ, Williams & Wilson<br />

JJ) allowed an appeal from a decision of<br />

Foster J, reviewing an interim order for<br />

the sale of a property made by a Senior<br />

Registrar.<br />

The property had been subject of<br />

construction that had stalled. The husband<br />

sought interim orders for the immediate<br />

sale of the property. The wife sought the<br />

appointment of a single expert as to value<br />

and orders for a builder to complete the<br />

construction, and for the property to be<br />

sold upon completion.<br />

After the Senior Registrar ordered an<br />

immediate sale; the matter came to the<br />

Court for review, where Foster J refused<br />

the wife’s solicitor’s oral application for<br />

leave to rely upon adversarial evidence as<br />

to value, the only reason given being “she’s<br />

not a single expert” ([18]).<br />

The Full Court said (from [22]):<br />

“The obligation to give reasons varies<br />

with the circumstances of the case (Police<br />

Federation of Australia and Another v Nixon<br />

and Another [2011] FCAFC 161 … at<br />

[67]). ... While there is generally no need<br />

to give detailed reasons when exercising<br />

a procedural discretion such as, whether<br />

in the context of this case the affidavit<br />

of [the adversarial expert] … should have<br />

been admitted into evidence, the reasons<br />

provided must nonetheless disclose the<br />

process of reasoning …<br />

[23] The primary judge in this matter<br />

was placed in an invidious position as<br />

a result of the appellant not having<br />

complied with the requirements of the<br />

then applicable Family Law Rules 2004<br />

(Cth) (‘the Rules’). First, the appellant did<br />

not file a formal application seeking leave<br />

to rely on an adversarial report. Second,<br />

the appellant failed to support such an<br />

application with an affidavit addressing the<br />

requirements of the Rules as required of<br />

a party seeking to rely upon an adversarial<br />

report. … ( … )<br />

[27] … [T]he primary judge did not, in<br />

giving reasons for rejection of the report<br />

… refer to those matters. Instead, the<br />

reason provided by the primary judge for<br />

rejecting the report … was solely that she<br />

was not ‘a single expert.’ ( … )<br />

[29] The failure of a trial judge<br />

to provide adequate reasons makes it<br />

impossible for the party aggrieved by<br />

the ruling and for an appellate court<br />

to determine whether the ruling was<br />

based on an error of law and, in those<br />

circumstances, the failure to give<br />

reasons will itself constitute an error<br />

of law … ( … )” B


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LawCare<br />

The LawCare Counselling<br />

Service is for members of<br />

the profession or members<br />

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whose lives may be adversely<br />

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If you have a problem, speak<br />

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Dr Jill before it overwhelms you.<br />

Dr Jill is a medical practitioner<br />

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All information divulged to the<br />

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To contact Dr Jill 08 8110 5279<br />

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LawCare is a member service<br />

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The Litigation Assistance Fund (LAF) is a<br />

non-profit charitable trust for which the<br />

Law Society acts as trustee. Since 1992<br />

it has provided funding assistance to<br />

approximately 1,500 civil claimants.<br />

LAF receives applications for funding<br />

assistance from solicitors on behalf of<br />

civil claimants seeking compensation/<br />

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LAF funds itself by receiving a relatively<br />

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LAF recommends considering whether<br />

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representation. For example, all Funding<br />

Agreements with LAF give LAF certain<br />

rights including that funding can be<br />

withdrawn and/or varied.<br />

For further information, please visit<br />

the Law Society’s website or contact<br />

Annie MacRae on 8229 0263.<br />

Family Law - Melbourne<br />

Marita Bajinskis<br />

formerly of<br />

Howe Martin & Associates<br />

is a Principal at<br />

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Marita is an Accredited Family<br />

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<strong>May</strong> <strong>2022</strong> THE BULLETIN 35


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