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THE<br />
BULLETIN<br />
THE LAW SOCIETY OF SA JOURNAL<br />
VOLUME 44 – ISSUE 4 – MAY <strong>2022</strong><br />
CHANGES TO THE LEGAL<br />
PRACTITIONER CONDUCT RULES:<br />
WHAT YOU NEED TO KNOW
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This issue of The Law Society of South Australia: Bulletin is<br />
cited as (2020) 44 (4) <strong>LSB</strong>(SA). ISSN 1038-6777<br />
CONTENTS<br />
LEGAL PRACTITIONERS CONDUCT RUES<br />
6 Legal Practitioners Conduct Rules:<br />
Structure & application<br />
By Rosalind Burke<br />
7 National model framework addressing<br />
sexual harassment in the profession<br />
8 New rules on bullying, discrimination<br />
and sexual harassment in legal<br />
profession – By Greg <strong>May</strong><br />
9 Conflict of interest requirements in<br />
short term legal assistance services<br />
By Rosalind Burke<br />
FEATURES & NEWS<br />
10 Was it really that bad? What satisfies<br />
the ‘serious harm’ element in the<br />
Defamation Act – By Peter Quinn &<br />
Jarrad Napier<br />
14 Thinking of being a sperm donor? Do<br />
you need a sperm donor agreement?<br />
– By Julie Redman & Tayla Inglis<br />
17 Budget boos for Federal and Family<br />
Court<br />
18 Disability discrimination and<br />
reasonable adjustments in residential<br />
tenancies – By Kayla Dickeson & Laura<br />
Snell<br />
24 Parliamentary report considers<br />
reforms to Australia’s Space (Launches<br />
and Returns) Act) – By Mark Giddings,<br />
Sophie Howe, & Ashwini Ravindran<br />
28 An analysis of the Law Society’s<br />
Cloud computing guidelines:<br />
Confidentiality – By Mark Ferraretto<br />
REGULAR COLUMNS<br />
4 President’s Message<br />
5 From the Editor<br />
22 Risk Watch: The importance<br />
of verification of identity<br />
By Kate Marcus<br />
26 Tax Files: Professional practices:<br />
what to do with the money you make<br />
By Paul Tanti<br />
30 Wellbeing & Resilience: Building<br />
wellbeing culture in the workplace<br />
By Wellbeing & Resilience Committee<br />
32 Young Lawyers: Performing at your<br />
performance review<br />
Mikayla Wilson, Laura Corbett & Molly<br />
Shanahan<br />
33 Family Law Case Notes<br />
By Craig Nichol & Keleigh Robinson<br />
Executive Members<br />
President:<br />
J Stewart-Rattray<br />
President-Elect: J Marsh<br />
Vice President: A Lazarevich<br />
Vice President: M Tilmouth<br />
Treasurer:<br />
F Bell<br />
Immediate Past<br />
President:<br />
R Sandford<br />
Council Member: M Mackie<br />
Council Member: E Shaw<br />
Metropolitan Council Members<br />
T Dibden<br />
M Tilmouth<br />
A Lazarevich M Mackie<br />
E Shaw<br />
J Marsh<br />
C Charles<br />
R Piccolo<br />
M Jones<br />
Country Members<br />
S Minney<br />
(Northern and Western Region)<br />
P Ryan<br />
(Central Region)<br />
J Kyrimis<br />
(Southern Region)<br />
Metropolitan Council Members<br />
D Colovic E Fah<br />
N Harb L MacNichol<br />
L Polson M Young<br />
KEY LAW SOCIETY CONTACTS<br />
Chief Executive<br />
Stephen Hodder<br />
stephen.hodder@lawsocietysa.asn.au<br />
Executive Officer<br />
Rosemary Pridmore<br />
rosemary.pridmore@lawsocietysa.asn.au<br />
Chief Operations Officer<br />
Dale Weetman<br />
dale.weetman@lawsocietysa.asn.au<br />
Member Services Manager<br />
Michelle King<br />
michelle.king@lawsocietysa.asn.au<br />
Director (Ethics and Practice)<br />
Rosalind Burke<br />
rosalind.burke@lawsocietysa.asn.au<br />
Director (Law Claims)<br />
Kiley Rogers<br />
krogers@lawguard.com.au<br />
Manager (LAF)<br />
Annie MacRae<br />
annie.macrae@lawsocietysa.asn.au<br />
Programme Manager (CPD)<br />
Natalie Mackay<br />
Natalie.Mackay@lawsocietysa.asn.au<br />
THE BULLETIN<br />
Editor<br />
Michael Esposito<br />
bulletin@lawsocietysa.asn.au<br />
Editorial Committee<br />
A Bradshaw P Wilkinson<br />
S Errington D Sheldon<br />
J Arena A Douvartzidis<br />
B Armstrong D Misell<br />
M Ford C Borrelli<br />
The Law Society Bulletin is published<br />
monthly (except January) by:<br />
The Law Society of South Australia,<br />
Level 10-11, 178 North Tce, Adelaide<br />
Ph: (08) 8229 0200<br />
Fax: (08) 8231 1929<br />
Email: bulletin@lawsocietysa.asn.au<br />
All contributions letters and enquiries<br />
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The Editor, The Law Society Bulletin,<br />
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Ex Officio Members<br />
The Hon K Maher, Prof V Waye,<br />
Prof T Leiman<br />
Assoc Prof C Symes
FROM THE EDITOR<br />
People with<br />
disability should<br />
not be missing out<br />
on legal services<br />
MICHAEL ESPOSITO, EDITOR<br />
IN THIS ISSUE<br />
Last week, Janelle MacMillan OAM<br />
published a powerful story on the<br />
ABC website about the condescending and<br />
judgmental way she is often treated due to<br />
her disability.<br />
Janelle has cerebral palsy. She has<br />
trouble talking and has to deal with<br />
constant uncontrollable body movements.<br />
She is a highly intelligent woman,<br />
prolific charity fundraiser, artist and<br />
children’s book author.<br />
But she says she has “been made to<br />
feel like a child, talked down to, patted<br />
on the head like a dog and made to feel<br />
invisible”.<br />
“I am fighting a war every day to get<br />
people to see who I am and stop the<br />
discrimination”.<br />
There are about 1.2 million Australians<br />
with communication disabilities, and many<br />
would be fighting a similar battle.<br />
It is one reason why the Society has<br />
embarked on a project to increase access<br />
to legal services for people with disability.<br />
Many people with disabilities do not<br />
receive the legal assistance they need<br />
because there are not enough lawyers who<br />
have the skills or willingness to properly<br />
communicate with them.<br />
And that sad reality is that physical<br />
disability is often mistaken for mental<br />
incapacity. As Janelle explained, just<br />
because she has difficulty expressing<br />
herself verbally, does not mean she is<br />
intellectually lacking.<br />
It is dreadful to think that people are<br />
missing out on essential legal services<br />
because of ill-informed assumptions that<br />
they lack the capacity to give instructions<br />
or understand the legal process.<br />
The Society’s Disability Access Project<br />
seeks to change these attitudes and equip<br />
practitioners with the skills and resources<br />
to serve clients with various disabilities.<br />
We think it is a win-win proposition.<br />
Not only do we enhance access to justice<br />
for people with disability, but we increase<br />
the pool of potential clientele for law firms.<br />
Law practices that are willing to invest<br />
in access to legal services for people with<br />
disability will expand their potential to<br />
bring in more work.<br />
About 1 in 5 Australians have some<br />
sort of disability. Firms that are not set up<br />
to provide legal services to people with<br />
disability are therefore missing out on<br />
significant business growth opportunities.<br />
On 24 June, the Society will be running<br />
a free CPD session (at this stage both in<br />
person and via webinar), to assist firms<br />
in providing legal services to people with<br />
disabilities.<br />
The session will include a mock<br />
lawyer-client interview involving a person<br />
with cerebral palsy. Attendees will also<br />
be provided with a consultation copy of<br />
the Society’s Disability Access Guide for<br />
the Legal Profession, and there will be a<br />
demonstration of a soon to be launched<br />
online tool to help people with disabilities<br />
connect with suitable law firms.<br />
The event is worth three CPD points.<br />
Click here to register for the free event, or<br />
send an email to cpd@lawsocietysa.asn.au. B<br />
DEFAMATION REFORMS<br />
New serious harm threshold<br />
SPERM DONOR LAWS<br />
Do you need an agreement?<br />
DISABILITY DISCRIMINATION<br />
Tenants’ rights to modify rental<br />
properties<br />
10<br />
14<br />
18<br />
4<br />
THE BULLETIN <strong>May</strong> <strong>2022</strong>
PRESIDENT’S MESSAGE<br />
Model Framework gives<br />
guidance on effective policies<br />
to stamp out harassment<br />
JUSTIN STEWART-RATTRAY, PRESIDENT<br />
Most practitioners would be well aware<br />
by now of the important changes to<br />
the Legal Profession Conduct Rules, which<br />
came into force on 1 January.<br />
An examination of these rules, as<br />
well as an explainer on the disciplinary<br />
ramifications, are included in this edition<br />
of the Bulletin.<br />
The Society has hosted a CPD to<br />
help practitioners understand the Rules<br />
and has sent several notifications to<br />
practitioners, but we thought it would<br />
be helpful to explain the key changes to<br />
the Rules in this edition of the Bulletin,<br />
so practitioners have an easily accessible<br />
guide to the Rules.<br />
I extend a large vote of thanks to<br />
the Society’s Ethics & Practice Director<br />
Rosalind Burke, and Legal Profession<br />
Conduct Commissioner Greg <strong>May</strong>, for<br />
their contributions to this edition and their<br />
ongoing education and guidance.<br />
One of the changes to the Rules<br />
concerns bullying, discrimination and<br />
harassment. The rules clarify that a<br />
practitioner must not engage in bullying,<br />
discrimination or any form of harassment<br />
in connection with legal practice or their<br />
profession.<br />
The Rules regarding bullying,<br />
discrimination and harassment aim to<br />
make it clear that this type of conduct is<br />
completely unacceptable. It is a positive<br />
step towards building a more inclusive and<br />
respectful culture in the profession.<br />
In this vein, the Law Council of<br />
Australia’s National Model Framework<br />
aims to stamp out sexual harassment in the<br />
profession.<br />
The National Model Framework was<br />
released on 23 December 2021 is available<br />
on the Law Council’s website. It provides<br />
a comprehensive guide to help firms<br />
implement effective policies that protect<br />
the safety and dignity of staff, particularly<br />
with regards to preventing and responding<br />
to sexual harassment.<br />
Law practices are encouraged to either:<br />
• adopt the Model Framework in its<br />
entirety as that organisation’s own<br />
sexual harassment policy; or<br />
• use the Model Framework to augment<br />
and/or refine their existing policies.<br />
A checklist included in the Model<br />
Framework can assist firms to identify<br />
gaps in their existing policies. These gaps<br />
can be filled with extracts from the Model<br />
Framework.<br />
The Model Framework also provides<br />
guidance for people making a complaint<br />
against sexual harassment and people<br />
facing a complaint of sexual harassment.<br />
Of course, having an effective policy is<br />
just one component of a wider response<br />
to harassment in the profession.<br />
It is important that all staff are<br />
familiar with their workplace policies, and<br />
management is committed to enacting the<br />
policies.<br />
The opening line of the Model<br />
Framework is the foundational premise on<br />
which the comprehensive policy is built. It<br />
says “Sexual harassment is unacceptable, in<br />
any context”.<br />
We still have a long way to go before<br />
a culture of zero-tolerance permeates<br />
throughout the whole profession, but<br />
progress is being made.<br />
It was pleasing that the Equal<br />
Opportunity Commissioner Jodeen<br />
Carney recently reported that there<br />
had been a significant drop in sexual<br />
harassment complaints coming to her<br />
office, and expressed the view that the<br />
legal profession’s response to last year’s<br />
EOC Report on sexual harassment in<br />
the profession had been “focused and<br />
impressive”.<br />
Ms Carney suggested that while<br />
the decline in complaints to the Equal<br />
Opportunity Commission may indicate<br />
that there have been fewer instances of<br />
sexual harassment in the profession, it<br />
may also be partly due to there being more<br />
pathways for complaints being available.<br />
The introduction of a specialised<br />
service by Legal Profession Conduct<br />
Commissioner by which people seeking to<br />
discuss instances of inappropriate personal<br />
conduct in the legal profession can contact<br />
a dedicated experienced practitioner in<br />
confidence for support and advice, is a<br />
significant new option. The Society offers<br />
informal and confidential advice and a<br />
range of specialised support services.<br />
The greater accessibility of complaints<br />
mechanisms is a positive step. It is<br />
crucial that those who report harassment<br />
are supported. We know from various<br />
surveys that a fear of speaking out leads<br />
to practitioners leaving the profession<br />
prematurely.<br />
I encourage all practice managers to<br />
consider the National Model Framework,<br />
and review their policies to ensure they<br />
are robust enough to minimise the risk of<br />
bullying, discrimination and harassment. B<br />
<strong>May</strong> <strong>2022</strong> THE BULLETIN 5
CONDUCT RULES<br />
LEGAL PRACTITIONERS CONDUCT<br />
RULES: STRUCTURE AND APPLICATION<br />
ROSALIND BURKE, DIRECTOR, ETHICS & PRACTICE<br />
This paper provides an overview of<br />
the implementation of the Legal<br />
Practitioners Conduct Rules, their structure<br />
and application.<br />
On 1 January <strong>2022</strong> the Society revoked<br />
the SA Australian Solicitors Conduct Rules<br />
(SAASCR) (which were first adopted in<br />
SA in 2011) and implemented the South<br />
Australian Legal Practitioners Conduct<br />
Rules (LPCR).<br />
The SAASCR comprised the Law<br />
Council of Australia’s Australian Solicitors<br />
Conduct Rules (ASCR) with the addition<br />
of some SA-specific content.<br />
The LPCR constitute legal profession<br />
rules that are applicable to all members of<br />
the SA legal profession regardless of the<br />
mode in which they practise.<br />
The LPCR are the product of reviews<br />
undertaken by the Society into the<br />
application and content of the SAASCR.<br />
Application<br />
In addressing concerns about the<br />
application of the SAASCR to all legal<br />
practitioners, attention was focussed on<br />
the statutory references to legal profession<br />
rules contained in the Legal Practitioners Act<br />
1981 (Act). Sections 68, 69 and 70 of the<br />
Act provide as follows:<br />
6<br />
68—Unsatisfactory professional<br />
conduct<br />
In this Act—<br />
unsatisfactory professional conduct<br />
includes conduct of a legal practitioner<br />
occurring in connection with the practice<br />
of law that falls short of the standard of<br />
competence and diligence that a member of<br />
the public is entitled to expect of a reasonably<br />
competent legal practitioner.<br />
69—Professional misconduct<br />
THE BULLETIN <strong>May</strong> <strong>2022</strong><br />
In this Act—<br />
professional misconduct includes—<br />
a. unsatisfactory professional conduct of<br />
a legal practitioner, where the conduct<br />
involves a substantial or consistent<br />
failure to reach or maintain a reasonable<br />
standard of competence and diligence; and<br />
b. conduct of a legal practitioner whether<br />
occurring in connection with the practice<br />
of law or occurring otherwise than in<br />
connection with the practice of law that<br />
would, if established, justify a finding<br />
that the practitioner is not a fit and proper<br />
person to practise the profession of the law.<br />
70—Conduct capable of constituting<br />
unsatisfactory professional conduct<br />
or professional misconduct<br />
Without limiting section 68 or 69,<br />
the following conduct is capable of<br />
constituting unsatisfactory professional<br />
conduct or professional misconduct:<br />
a. conduct consisting of a<br />
contravention of this Act, the<br />
regulations or the legal profession<br />
rules;<br />
The Act defines ‘legal profession rules’<br />
as follows:<br />
legal profession rules means—<br />
a. the Society’s professional conduct<br />
rules;<br />
b. any other rules prescribed by the<br />
regulations for the purposes of this<br />
definition;<br />
The Legal Profession Conduct<br />
Commissioner advised the Society that<br />
a small number of legal practitioners<br />
who were the subject of allegations of<br />
beaches of the SAASCR had raised an<br />
argument that they could not be found<br />
guilty of a breach of legal profession rules<br />
under section 70 because the SAASCR<br />
did not apply to them. The practitioners<br />
argued that as they practised exclusively<br />
as barristers at the time of the alleged<br />
conduct, and the SAASCR only referred to<br />
solicitors, the SAASCR did not constitute<br />
legal profession rules and meant that<br />
section 70(a) could not be invoked in<br />
disciplinary charges against them.<br />
This argument was concerning for the<br />
following reasons:<br />
• It conflicts with the fact that the<br />
profession in SA is a fused one<br />
pursuant to section 6 of the Act<br />
in which all legal practitioners are<br />
admitted and enrolled as solicitors and<br />
barristers of the Supreme Court, and<br />
regulated by a single regulatory and<br />
disciplinary regime, regardless of the<br />
mode in which they choose to practise.<br />
• The definitions of unsatisfactory<br />
professional conduct and professional<br />
misconduct refer to conduct by<br />
‘legal practitioners’ not ‘solicitors’ or<br />
‘barristers’.<br />
• Section 70 does not exclude any class<br />
of practitioner from its ambit.<br />
• The only substantive distinction<br />
between the practice of solicitors<br />
and barristers in the Act relates to<br />
the provisions in relation to trust<br />
money which is only relevant because<br />
practitioners who choose to practise<br />
exclusively as barristers are not<br />
permitted to receive trust money.<br />
The argument also implied that<br />
community expectations that all<br />
practitioners be required to comply<br />
with the same obligations in relation<br />
to discrimination, harassment and<br />
workplace bullying (as raised in the Equal<br />
Opportunity Commissioner’s Report of
CONDUCT RULES<br />
Sexual Harassment in the Legal Profession that<br />
was published on April 2021) could not be<br />
met under the current version of the Act.<br />
Content<br />
From 2019 to 2021 the Law Council<br />
of Australia (LCA) carried out an<br />
extensive review of the ASCR. As a<br />
constituent body that adopted the ASCR<br />
(as the SAASCR) at its inception in 2011,<br />
the Society participated in that review and<br />
made some valuable contributions to it.<br />
The review was stimulated by the<br />
need to ensure that professional conduct<br />
rules respond to a world in which<br />
changing community expectations, and the<br />
development and use of new technologies,<br />
mean that the control of legal practitioner<br />
conduct can no longer be confined to<br />
physical places such as the office, Court or<br />
chambers.<br />
As a result of that review a number of<br />
important modifications to the ASCR were<br />
adopted. These include the implementation<br />
of new rules modifying requirements in<br />
relation to conflict of interest in relation<br />
to short-term legal assistance services<br />
(LPCR Part A Rule 11A) and broadening<br />
and clarifying requirements in relation to<br />
harassment, discrimination and workplace<br />
bullying (LPCR Part A Rule 42 and Part B<br />
Rule 123).<br />
The LPCR<br />
The structure, terminology and<br />
content of the LPCR have effectively<br />
addressed and put to bed the concerns<br />
about the SAASCR referred to above.<br />
The LPCR consists of two sections,<br />
Part A and Part B.<br />
Part A comprises a new SA version of<br />
the ASCR in which:<br />
• changes to ASCR content as a<br />
consequence of the LCA review are<br />
incorporated; and<br />
• ‘solicitor’ is replaced by ‘legal<br />
practitioner’ or ‘practitioner’; and<br />
• Rule 16A Legal Assistance is added; and<br />
• ASCR numbering is retained for crossrefencing<br />
purposes and to simplify use<br />
of the LCA’s commentary.<br />
The rules contained in Part A apply to<br />
all SA legal practitioners to whom Part B<br />
does not apply.<br />
Part B comprises rules that apply to<br />
legal practitioners who hold a Category BA<br />
practising certificate or who have otherwise<br />
elected to practise exclusively as a barrister<br />
by qualifying for the barrister contribution<br />
under the South Australian Professional<br />
Indemnity Insurance Scheme. It comprises<br />
an amended version of the South<br />
Australian Bar Association Rules and are<br />
designed to reflect expectations in contexts<br />
that specifically apply to practitioners who<br />
choose to practise exclusively as barristers.<br />
If you have any questions about the<br />
LPCR, or need advice on professional<br />
obligations, please contact the<br />
Ethics and Practice Unit by email at<br />
ethicsandpractice@lawsocietysa.asn.au. B<br />
Rosalind Burke<br />
National Model Framework<br />
Addressing Sexual Harassment<br />
for the Australian Legal Profession<br />
One of the outcomes of the Law<br />
Council of Australia’s (LCA) recently<br />
concluded review of the Australian<br />
Solicitors Conduct Rules (ASCR) was to<br />
extend the ambit of the rules prohibiting<br />
harassment and discrimination in the legal<br />
profession (ASCR 42).<br />
The subsequent amendments adopted<br />
by the LCA have been incorporated into<br />
the Legal Practitioners Conduct Rules<br />
(LPCR) that were implemented by the<br />
Society in January <strong>2022</strong> (see Part A Rule<br />
42 and Part B Rule 123).<br />
The prohibition of conduct<br />
comprising sexual discrimination,<br />
harassment or workplace bullying is no<br />
longer limited to conduct that is ‘in the<br />
course of legal practice’ but has been<br />
extended to include conduct by legal<br />
practitioners that occurs ‘in the course of,<br />
or in connection with, legal practice or<br />
their profession’.<br />
In conjunction with the<br />
implementation of the amendments<br />
the LCA has developed and published<br />
its National Model Framework Addressing<br />
Sexual Harassment for the Australian<br />
Legal Profession (Model Framework).<br />
The Model Framework provides:<br />
• best practice recommendations for<br />
complaints procedures for disciplinary<br />
bodies and workplaces;<br />
• an auditing tool/checklist which<br />
enables organisations to assess and<br />
identify any gaps in their existing<br />
policies; and<br />
• Guidance Notes as follows:<br />
○ Information for organisations<br />
implementing the Model<br />
Framework;<br />
○ Information for persons wanting<br />
to make a complaint about sexual<br />
harassment; and<br />
○ Information for persons<br />
facing a complaint about sexual<br />
harassment.<br />
To access the Model Framework<br />
please just click on the links provided<br />
or go to the resources page of the<br />
LCA website.<br />
Please contact the Society’s Ethics<br />
and Practice Unit if you have any<br />
questions about the Model Framework<br />
or the LPCR. B<br />
<strong>May</strong> <strong>2022</strong> THE BULLETIN 7
FROM THE CONDUCT COMMISSIONER<br />
New rules on bullying,<br />
discrimination and sexual<br />
harassment in legal profession<br />
GREG MAY, LEGAL PROFESSION CONDUCT COMMISSIONER<br />
RULE 42 – BULLYING, DISCRIMINATION<br />
AND SEXUAL HARASSMENT<br />
SBackground<br />
ection 70(a) of the Legal Practitioners<br />
Act provides that “conduct consisting<br />
of a contravention of this Act, the regulations<br />
or the legal profession rules” is capable of<br />
constituting unsatisfactory professional<br />
conduct or professional misconduct.<br />
Section 5 of the Act defines the “legal<br />
profession rules” as meaning “the Society’s<br />
professional conduct rules” or “any other rules<br />
prescribed by the regulations for the purposes of<br />
this definition”.<br />
The old ASCRs clearly fell within that<br />
definition. In my view, the old ASCRs<br />
applied to both solicitors and barristers.<br />
Not everyone shared that view. Some<br />
barristers took the view that they were<br />
only bound by the Bar Rules, not the<br />
ASCRs – and that the Bar Rules weren’t<br />
caught by the section 5 definition.<br />
In my submissions to the Acting<br />
Commissioner for Equal Opportunity<br />
for the purposes of her review into<br />
harassment in the legal profession, I<br />
suggested that this particular issue should<br />
be put beyond doubt. That has now been<br />
done by the adoption of the new SA<br />
Legal Practitioners Conduct Rules from 1<br />
January <strong>2022</strong>.<br />
Old rule 42<br />
Rule 42 of the ASCRs provided as<br />
follows:<br />
A solicitor must not in the course<br />
of practice, engage in conduct which<br />
constitutes:<br />
• discrimination;<br />
8<br />
THE BULLETIN <strong>May</strong> <strong>2022</strong><br />
• sexual harassment; or<br />
• workplace bullying.<br />
New rules<br />
Rule 42.1 of Part A of the SALPCRs<br />
now provides as follows (with the new<br />
wording underlined):<br />
A solicitor must not in the course of,<br />
or in connection with, legal practice or<br />
their profession, engage in conduct which<br />
constitutes:<br />
• discrimination;<br />
• sexual harassment;<br />
• any other form of harassment; or<br />
• workplace bullying.<br />
The same wording is used in rule 123<br />
in Part B, other than that it refers to “a<br />
barrister” rather than “a solicitor”.<br />
The impact of the changes<br />
The previous requirement was that<br />
any such conduct had to be “in the course<br />
of practice”. The use of that phrase was<br />
somewhat problematic. Anecdotally, it<br />
seems often to be the case that sexual<br />
harassment occurs after work hours<br />
– whether that be at client functions,<br />
conferences etc. It can be a grey area as to<br />
whether conduct in those circumstances is<br />
occurring “in the course of practice”.<br />
Of course, even if a lawyer sexually<br />
harassed someone in circumstances that<br />
were not “in the course of practice”, such<br />
that there was no breach of old rule 42, it<br />
could still have amounted to misconduct<br />
under the definitions “unsatisfactory<br />
professional conduct” in section 68 and of<br />
“professional misconduct” in section 69.<br />
In the new version of rule 42 / rule<br />
123, the use of the phrase “in connection<br />
with practice” broadens the reach of the<br />
rule considerably. It is “a phrase of wide<br />
import”, which requires only “a mere relation<br />
between one thing and another and [does] not<br />
necessarily require a causal relationship between<br />
the two things”. 1 It is also the same phrase<br />
as is used in the relevant definitions in<br />
sections 68 and 69.<br />
In my view, this new rule will now clear<br />
up that grey area I have referred to.<br />
The use of the term “their profession”<br />
adds another dimension. It is no longer<br />
only conduct that has some connection<br />
to a person’s practice that is regulated,<br />
but literally anything to do with the legal<br />
profession. So, it seems to me that this<br />
type of conduct is now clearly prohibited<br />
at (simply by way of some examples)<br />
the Law Society’s annual dinner, other<br />
Law Society social events, professional<br />
development sessions, committee<br />
meetings, functions run by other legal<br />
organisations (eg Australian Lawyers<br />
Alliance, the Association of Corporate<br />
Counsel etc). While a practitioner’s<br />
involvement in those types of events could<br />
well have been in connection with his or<br />
her practice, again any doubt about that is<br />
removed.<br />
A new definition of “harassment” has<br />
been added the rules as well. It is defined<br />
to mean “harassment that is unlawful under<br />
the applicable state, territory or federal antidiscrimination<br />
or human rights legislation”. B<br />
Endnotes<br />
1 Ewin v Vergara (No 3) [2013] FCA 1311 at [230]
CONDUCT RULES<br />
Conflict of interest requirements in<br />
short term legal assistance services<br />
ROSALIND BURKE, DIRECTOR, ETHICS & PRACTICE<br />
LPCR 11A is new rule which introduces<br />
modified, but still prescriptive, conflict<br />
of interest requirements for practitioners<br />
engaging in the provision of short-term<br />
legal assistance services.<br />
For the purpose of 11A, short term<br />
legal assistance means:<br />
Services offered by a legal practitioner to a<br />
client, whether through a legal assistance service<br />
provider or on a pro bono basis, with the<br />
expectation by the practitioner and the client that<br />
the practitioner will not be providing continuing<br />
legal advice or representation in the matter.<br />
The rule is expected to be most<br />
relevant to community legal practices and<br />
legal services that are funded or provided<br />
by the Legal Services Commission in<br />
contexts where urgent short term legal<br />
assistance is required and it is not possible<br />
to perform a robust conflict check prior to<br />
the provision of those services.<br />
In its recently concluded review of<br />
the Australian Solicitors Conduct Rules<br />
(ASCR), the Law Council of Australia<br />
(LCA) gave consideration to the existing<br />
rules in relation to conflict of interest<br />
in the context of increasing community<br />
concerns about access to justice<br />
especially for remote and economically<br />
disadvantaged communities.<br />
After consultation with its constituent<br />
bodies and key access to justice stakeholders,<br />
the Law Council concluded that the existing<br />
conflict of interest requirements can have<br />
unintended consequences for practitioners<br />
providing short term legal services which<br />
might contribute to an inability for recipients<br />
to access those services.<br />
Rule 11A recognises that in the<br />
provision of short term legal assistance<br />
services there may be limits on the extent<br />
to which conflict of interest identification<br />
can be carried out especially in urgent<br />
matters, and in which conflict of interest<br />
does not necessarily apply while continuing<br />
to provide robust protection of clients’<br />
rights in relation to confidentiality and the<br />
requirement that their lawyer act in their<br />
best interests at all times.<br />
Rule 11A provides, essentially, that<br />
if it is not reasonably practicable for a<br />
legal practitioner providing short-term<br />
legal assistance to screen for conflicts, the<br />
practitioner can act in a limited context as<br />
long as, as far as reasonably practicable, they:<br />
• have disclosed to the client the nature<br />
of the services to be provided; and<br />
• are satisfied (at that time) there is no<br />
actual or potential conflict between the<br />
duties owed to that client and one or<br />
more other clients; and<br />
• the client has given informed consent<br />
to the provision of the services on<br />
those terms.<br />
Rule 11A then goes on to provide<br />
that a practitioner must not provide or<br />
continue to provide short-term legal<br />
assistance to a client if they:<br />
• are or become aware that the interests<br />
of the client are adverse to the<br />
interests of a current client; or<br />
• while providing short-term legal<br />
assistance, obtain confidential<br />
information of a current or former<br />
client that might reasonably be<br />
concluded to be material to the client<br />
matter and detrimental to the current<br />
or former client if disclosed.<br />
Finally, 11A provides that a practitioner<br />
providing short-term legal assistance services<br />
may act for that client and another client of<br />
the practitioner or law practice if each client<br />
has given informed consent and measures<br />
are put in place to ensure confidential<br />
information will not be disclosed.<br />
Please contact the Society’s Ethics and<br />
Practice Unit if you have any questions<br />
about Rule 11A or the LPCR. B<br />
<strong>May</strong> <strong>2022</strong> THE BULLETIN 9
DEFAMATION<br />
Was it really that bad?<br />
What satisfies the ‘serious harm’<br />
element in s 10A of Defamation Act<br />
PETER QUINN, MURRAY CHAMBERS & JARRAD NAPIER, NORMAN WATERHOUSE LAWYERS<br />
The Defamation Act 2005 (SA) (‘Act’)<br />
underwent a number of amendments<br />
that became effective as of 1 July 2021.<br />
Those amendments included s 10A, which<br />
has now altered the essential elements of<br />
the cause of action in defamation. The<br />
introduction of s 10A(1) of the Act added<br />
a “serious harm” element to the tort of<br />
defamation that limits the cause of action<br />
to matters where the defamatory matter<br />
‘has caused, or is likely to cause, serious harm to<br />
the reputation of the person’. The addition of<br />
the ‘serious harm’ element appears to have<br />
displaced the common law presumption<br />
that harm flows as a natural incident of<br />
the publication of defamatory matter.<br />
Presumption of harm displaced<br />
In Lachaux v Independent Print Ltd<br />
and Anor [2019] UKSC 27 (‘Lachaux’),<br />
the UK’s Supreme Court held that the<br />
common law presumption of harm<br />
to reputation has been altered by the<br />
introduction of the threshold element of<br />
seriousness 1 .<br />
It is open to Australian courts<br />
to simply follow Lachaux, accept the<br />
presumption is displaced and to, thereby,<br />
avoid the ‘spiralling numbers of expensive,<br />
stressful but ultimately minor matters in our<br />
courts, many of which could be solved better over a<br />
coffee or a barbecue or even a handshake.’ 2<br />
In Newman v Whittington [<strong>2022</strong>] NSWSC<br />
249 (‘Newman’), a pleadings strike-out<br />
case, Sackar J followed Lachaux and held<br />
that s 10A of the Act has the effect of<br />
abolishing the common law presumption<br />
of harm 3 .<br />
As yet, Australian intermediate courts<br />
have not dealt with the question of<br />
whether s 10A of the Act has displaced or<br />
altered the presumption of harm.<br />
There are, however, several reasons as<br />
to why the presumption of harm should<br />
not be displaced in Australia. Primary<br />
among them is that the “serious harm”<br />
element is a direct transplant from the UK.<br />
In the UK, the foundation for the<br />
serious harm element appears in the<br />
decisions of Jameel (Yousef) v Dow Jones<br />
& Co Inc [2005] All ER (D) 43 (‘Jameel’)<br />
and Thornton v Telegraph Media Group Ltd<br />
[2010] EWHC 1414 (‘Thornton’). Both<br />
decisions questioned the basis for the<br />
presumption that damage naturally flows<br />
from the publication of defamatory<br />
matter, instead finding that attention must<br />
be given to the seriousness of the matter<br />
and the circumstances of publication, as a<br />
substantive threshold.<br />
The reasoning in Lachaux drew heavily<br />
on Jameel and Thornton. However, English<br />
Courts dealing with actions in defamation<br />
are subject to the Human Rights Act 1998<br />
and a requirement to administer the law<br />
in a manner compatible with Article 10<br />
of the European Convention on Human<br />
Rights. Article 10 provides protection for<br />
the “right of freedom of expression”,<br />
such that English Courts are required<br />
to treat “defamation proceedings that<br />
are not serving the legitimate purpose<br />
of protecting the claimant’s reputation”<br />
as an abuse of process. That approach<br />
distinguishes Australian jurisprudence,<br />
which is not subject to the policy<br />
considerations defined by the UK’s<br />
Human Rights Act and the European<br />
Convention on Human Rights.<br />
Australian courts have considered<br />
Jameel on the question of the presumption<br />
of harm prior to the introduction of s<br />
10A of the Act 4 . However, there was<br />
no blanket acceptance of the reasoning<br />
in Jameel on that issue, and no apparent<br />
indication that the presumption of harm<br />
should be displaced.<br />
Jameel, Thornton and Lachaux were<br />
considered in Armstrong v McIntosh (No 2), 5<br />
(‘Armstrong’) where, on an interlocutory<br />
application seeking to stay or dismiss the<br />
applicant’s action, Le Miere J considered<br />
whether the test for what is defamatory<br />
includes a threshold test of seriousness.<br />
On that question, Le Miere J reasoned<br />
that there ‘are significant differences<br />
between the law of defamation in<br />
Australia and the law of defamation in<br />
England’ which included ‘the absence of<br />
a Human Rights Act in Western Australia<br />
and the presence of the statutory triviality<br />
defence.’ 6 Armstrong was decided prior<br />
to the introduction of s 10A of the<br />
Act, however, Le Miere J’s reasoning<br />
leaves open the possibility that Lachaux<br />
and Thornton may be followed more<br />
generally on the ‘serious harm’ element by<br />
Australian courts.<br />
Another reason that the presumption<br />
of harm should not be displaced, is that<br />
the long-standing principle that harm<br />
flows naturally from the publication<br />
of defamatory matter is bound up in<br />
the nature of the tort and its historical<br />
underpinnings as an alternative to the<br />
chivalrous (but deadly) practice of duelling<br />
over reputational slights. 7 At a policy level,<br />
providing a remedy for victims of the<br />
harsh and untrue was seen as preferable to<br />
pistols at dawn.<br />
10<br />
THE BULLETIN <strong>May</strong> <strong>2022</strong>
DEFAMATION<br />
What is serious harm?<br />
The question remains how Australian<br />
courts will determine what amounts to<br />
“serious harm”. Under s 10A of the<br />
Act, on the application of a party or its<br />
own initiative, courts are empowered to<br />
determine, at a threshold level, whether<br />
an applicant is capable of establishing<br />
the “serious harm” element. The early<br />
determination of that issue should have the<br />
amendment’s desired effect of preventing<br />
the litigation of trivial claims, freeing court<br />
resources to hear and determine those<br />
claims with substantial merit.<br />
Writing extra-judicially, Gibson DCJ<br />
said that courts must be not simply ‘sideline’<br />
the consideration of the ‘serious harm<br />
threshold’ as a ‘minor trial issue’. 8 Consistent<br />
with that view, establishing the ‘serious<br />
harm’ element should not be treated as a<br />
formulaic exercise and the threshold to be<br />
satisfied should be considered as a matter<br />
of substance, not form.<br />
Newman is the first reported decision<br />
considering the meaning of ‘serious harm’<br />
in Australia under the Act. Save to say that<br />
it considered Lachaux to be the starting<br />
point when assessing serious harm, which<br />
may include an analysis of the scale of<br />
the publication, and the print runs of the
DEFAMATION<br />
readership of the publications, 9 there was<br />
little analysis as to what might constitute<br />
serious harm.<br />
For corporate applicants the nature of<br />
what constitutes “serious harm” is spelt<br />
out in the legislation; they must establish<br />
‘serious financial loss’ to their business.<br />
However, what does it mean for the<br />
individual to establish “serious harm” to<br />
their reputation?<br />
Lachaux held that the consideration<br />
of the harm caused relates to the<br />
consequences of the publication and ‘can<br />
be established only by reference to the impact which<br />
the statement is shown actually to have had.’ 10<br />
The assessment is dependent upon the<br />
inherent tendency of the words to cause<br />
harm, coupled with the impact that the<br />
words had on those to whom they were<br />
communicated 11 . This is consistent with<br />
the South Australian Full Court of the<br />
Supreme Court decision in Lesses v Maras 12<br />
(and McCallum J’s observations in Kostov v<br />
Nationwide News Pty Ltd 13 ) namely, that an<br />
examination of the seriousness and nature<br />
of the defamatory meaning is necessary<br />
to determine the seriousness of the<br />
defamatory matter. 14<br />
It is apparent that the question of<br />
serious harm focuses on the particular<br />
applicant and the publication complained<br />
of. While always a matter of degree, the<br />
test is concerned with the seriousness<br />
of the injury caused to that applicant’s<br />
reputation. It is likely that, as in Newman,<br />
Australian courts will engage in a ‘parity<br />
of reasoning’ and align with the English<br />
authorities, including Lachaux, on the<br />
question of serious harm. Therefore,<br />
potential applicants should first consider<br />
how they will satisfy the serious harm<br />
element. Doing so will depend on a<br />
combination of the following matters:<br />
• whether the serious reputational harm<br />
has been suffered or will more likely<br />
than not occur in the future 15 ;<br />
• a contextual investigation of the facts<br />
(i.e. a move away from the objective<br />
meaning of the words as discussed in<br />
Thornton) 16 ;<br />
• how many publishees heard or read the<br />
publication;<br />
• would the publishees believe the words<br />
used 17 ;<br />
• financial loss (similar to the<br />
considerations raised by corporations<br />
demonstrating serious harm);<br />
• whether there is a reasonable need for<br />
vindication or an apology 18 ;<br />
• can it be inferred from the words that<br />
are used in the publication (the use of<br />
words such as ‘paedophile’ or ‘terrorist’<br />
may be enough to satisfy the inquiry) 19 ;<br />
and<br />
• whether there is any actual impact that<br />
can be demonstrated 20 .<br />
As serious harm is now an essential<br />
element of their cause of action,<br />
applicants must plead a sufficient factual<br />
basis, including proper particulars of<br />
the matters that go to establish serious<br />
reputational harm and whether such harm<br />
has been suffered or is likely to be suffered<br />
in future. If an applicant’s claim fails to<br />
plead that necessary factual basis, they can<br />
expect a challenge on the ‘serious harm’<br />
element at an early stage in proceedings.<br />
Further, an applicant must also<br />
consider the evidence available to prove<br />
his/her reputation, as it existed before<br />
the publication and the harm caused<br />
to that reputation in consequence of<br />
the publication. Courts often divide an<br />
applicant’s reputation into several sectors<br />
or domains, and in the UK it has been<br />
held that an applicant’s bad reputation can<br />
be taken into account when considering<br />
the ‘serious harm’ question. Therefore,<br />
evidence of a prior bad reputation will be<br />
relevant, provided ‘it goes to the same sector of<br />
the claimant’s reputation’ 21 .<br />
The procedural mechanisms of s 10A<br />
of the Act allow for the determination<br />
of whether the serious harm element<br />
is established as a preliminary issue, at<br />
any time before the trial commences are<br />
consistent with the policy underpinning<br />
that provision; namely, ensuring that<br />
applicants are unable to pursue trivial<br />
claims to trial and judgment. Providing<br />
respondents with the opportunity<br />
to challenge the applicant’s ability to<br />
establish the ‘serious harm’ element<br />
from the outset, is a significant step.<br />
However, any applicant responding to<br />
such a challenge may continue to benefit<br />
from the general reluctance of courts to<br />
deprive applicants of a chance to have<br />
their matters heard and determined. As<br />
with summary judgment or summary<br />
dismissal applications, dismissing an action<br />
because the ‘serious harm’ element is not<br />
established may only occur in the most<br />
obvious cases. This will be particularly so<br />
in cases where courts are invited to dismiss<br />
an action based on an assessment of the<br />
pleadings alone without recourse to any,<br />
or further, evidence 22 . With that in mind,<br />
applicants will be well advised to ensure<br />
that their claims provide a proper factual<br />
basis for the ‘serious harm’ element, as<br />
it relates to the (serious) nature of the<br />
defamatory meaning of the publication<br />
in issue and the (wide) scope of that<br />
publication. Ultimately, an applicant<br />
will need to establish the ‘serious harm’<br />
element with admissible evidence and<br />
should expect that the respondent is likely<br />
to bring evidence to the contrary.<br />
Applicants seeking damages for<br />
defamation now face a significant hurdle<br />
and may do so at an early stage in the<br />
proceedings. If courts give due weight to<br />
the intended the purpose of s 10A of the<br />
Act, that provision has the potential of<br />
preventing (or discouraging) the pursuit<br />
of trivial and otherwise meritless claims,<br />
provided that the onus of establishing the<br />
element is placed squarely on applicants<br />
and is treated as a substantial threshold<br />
that an applicant must inevitably meet. B<br />
12<br />
THE BULLETIN <strong>May</strong> <strong>2022</strong>
DEFAMATION<br />
Endnotes<br />
1 [2019] UKSC 27 [12], [13], and [17].<br />
2 New South Wales, Parliamentary Debates,<br />
Legislative Assembly, 29 July 2020, 2 (Mark<br />
Speakman, Attorney-General).<br />
3 [<strong>2022</strong>] NSWSC 249 [69].<br />
4 Manefield v Child Care New South Wales<br />
[2010] NSWSC 1420 (Kirby J); Bristow v<br />
Adams [2012] NSWCA 166 (Basten JA,<br />
Beazley JA and Tobias AJA agreeing); Bleyer<br />
v Google Inc [2014] NSWSC 897 (McCallum<br />
J); Lazarus v Azize & Ors [2015] ACTSC 344<br />
(Mossop AsJ).<br />
5 [2019] WASC 379.<br />
6 Armstrong v McIntosh (No 2) (n 5), [75] (Le Miere J).<br />
7 Patrick George, Defamation Law in Australia<br />
(LexisNexis Butterworths Australia, 3 rd ed, 2017),<br />
30-32.<br />
8 Judith Gibson, ‘Identifying defamation law<br />
reform issues: A “snapshot” view of defamation<br />
judgment data’ (2019) 23 Media and Arts Law<br />
Review 4, 20.<br />
9 Lachaux (n 1), [14].<br />
10 Lachaux (n 1), [14].<br />
11 Lachaux (n 1), [14].<br />
12 (2017) 128 SASR 292.<br />
13 [2019] NSWCA 84.<br />
14 NB: the considerations of seriousness in these<br />
decisions are in relation to the defence of<br />
triviality and damages.<br />
15 Cooke v MGN [2014] EWHC 2831 (QB) [33].<br />
16 Lachaux v Independent Print [2015] EWHC 2242<br />
(QB) [47]-[48] (Warby J) (‘Lachaux (HC)’).<br />
17 Lachaux (n 1) [16].<br />
18 Theedom v Nourish Training [2015] EWHC 3769<br />
(QB) [28].<br />
19 Cooke (n 15) [43]; Lachaux (HC) (n 16) [57];<br />
Lachaux (n 1) [16].<br />
20 Lachaux (n 1) [15].<br />
21 Monroe v Hopkins [2017] EWHC 433 (QB) [228]<br />
(Warby J).<br />
22 Defamation Act 2005 (SA) s 10A(7).<br />
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<strong>May</strong> <strong>2022</strong> THE BULLETIN 13<br />
139 Molesworth Street, North Adelaide SA, 5006<br />
BVDA
FEATURE<br />
THINKING OF BEING A SPERM<br />
DONOR? DO YOU NEED A<br />
SPERM DONOR AGREEMENT?<br />
JULIE REDMAN AND TAYLA INGLIS, ADELTA LEGAL<br />
Advances in technology and legislative<br />
changes including recognition of<br />
same sex marriage have seen an increase<br />
in the number of children conceived<br />
through artificial conception procedures.<br />
Many people including same sex couples<br />
and single women may wish to seek the<br />
assistance of a sperm donor to enable them<br />
to start a family. Important consideration<br />
needs to be given to the role of each<br />
person involved in the artificial conception<br />
process and to the role it is intended each<br />
person play in the life of the child to be<br />
conceived. Whatever the scenario may be,<br />
there are legal complexities that should be<br />
carefully considered, and legal advice is<br />
recommended.<br />
There is a difference between<br />
“parentage” of a child and “parenting”.<br />
Parentage means the determination of<br />
whether a person is the parent of the<br />
child. Parenting is the process of raising<br />
and educating a child from birth until<br />
adulthood.<br />
STATUS AS PARENTS<br />
In South Australia there are two<br />
statutory frameworks that need to be<br />
considered in relation to children born as<br />
a result of artificial conception procedures<br />
– the Family Law Act 1975 (Cth) and the<br />
Family Relationships Act 1975 (SA).<br />
The term ‘parent’ is not defined in the<br />
Family Law Act.<br />
Under the Family Law Act where a<br />
child is born to a woman as a result of<br />
14<br />
THE BULLETIN <strong>May</strong> <strong>2022</strong><br />
an artificial conception procedure and<br />
the mother has a partner (either married<br />
or de facto) at the time of the procedure<br />
who consented to the procedure then the<br />
child will be a child of the mother and that<br />
“intended parent”. 1<br />
Where a child is born to a single<br />
mother, the question of whether the<br />
sperm donor is the father is considerably<br />
more complex. Section 60H of the Family<br />
Law Act does not prima facie exclude a<br />
sperm donor from possibly being a parent<br />
as would be the case for a mother with a<br />
partner.<br />
In contrast, under the Family<br />
Relationships Act (SA) if a woman becomes<br />
pregnant in consequence of a fertilisation<br />
procedure and a man (not being the<br />
woman’s spouse, or if she is in a qualifying<br />
relationship, her partner) produced sperm<br />
used for the purposes of the procedure<br />
then for the purposes of the law of the<br />
State, the man –<br />
1. will be conclusively presumed not to<br />
have caused the pregnancy; and<br />
2. will be taken not to be the father of any<br />
child born as a result of the pregnancy.<br />
The High Court decision in Masson v<br />
Parsons & Ors [2019] HCA 21 (“Masson”)<br />
considered both the provisions of<br />
the Commonwealth and State law in<br />
considering similar provisions under the<br />
Status of Children Act 1996 (NSW).<br />
The High Court found that Mr Masson<br />
(the man who donated his sperm to a<br />
woman who was single at the time of the<br />
conception procedure) was a ‘parent’ of<br />
the child within the meaning of the Family<br />
Law Act. The Court held that section 60H<br />
of the Family Law Act was not exhaustive<br />
of the circumstances in which someone<br />
may be deemed a parent. Masson is now<br />
the leading case in this area of law. The<br />
factors the court considered in making this<br />
determination are discussed in more detail<br />
later in this article.<br />
In determining whether a sperm donor<br />
is a parent of a child born to a mother,<br />
careful consideration of a range of factors<br />
is required, including the intentions of<br />
the mother and sperm donor, whether the<br />
sperm donor was known to the mother<br />
and who is listed on the birth certificate.<br />
PRESUMPTION OF PARENTAGE AND THE<br />
CHILD’S BIRTH CERTIFICATE<br />
There are presumptions of parentage<br />
under the Family Law Act. 2 Most<br />
commonly in artificial conception matters,<br />
this presumption arises when a person’s<br />
name is entered on the child’s birth<br />
certificate as a parent. 3<br />
It is essential that all parties involved<br />
understand and record their intentions in<br />
relation to the parents to be recognised on<br />
the birth certificate, currently this can be<br />
only two people.<br />
DO YOU HAVE TO BE FOUND TO BE A<br />
PARENT TO HAVE A RELATIONSHIP WITH<br />
A CHILD?<br />
The Family Law Act does not restrict<br />
applications for parenting orders to only
FEATURE<br />
those persons who are a ‘parent’ of a child.<br />
If a person can demonstrate that they<br />
are a ‘parent’ of the child, then there is a<br />
presumption as to parental responsibility. 4<br />
Under section 65C of the Family Law<br />
Act however, a parenting order can be<br />
applied for by a parent or grandparent or by<br />
“…any other person concerned with the care,<br />
welfare or development of the child”. 5<br />
A parenting order may deal with a<br />
range of issues such as whom a child is<br />
to live and spend time, the allocation of<br />
parental responsibility, the communication<br />
a child is to have with another person<br />
or persons, maintenance of a child and<br />
any other aspect in relation to the care,<br />
welfare, or development of the child. 6<br />
DOES A SPERM DONOR AGREEMENT<br />
ASSIST TO DEFINE PARENTAGE OR TO<br />
OBTAIN PARENTING ORDERS?<br />
What is evident from recent case law<br />
in the area 7 is that the intention of the<br />
parties at the time of conception and<br />
the actions which follow after the birth<br />
of the child are significant factors taken<br />
into consideration when disputes arise as to<br />
parentage and potential parenting orders.<br />
When embarking on the process of<br />
artificial conception, it is recommended<br />
that parties enter into a Sperm Donor<br />
Agreement prior to conception. 8 This is<br />
particularly so if the birth mother (and/<br />
or her partner) does not want the sperm<br />
donor to be considered a parent of the<br />
child or if the donor intends to be a parent<br />
but will not be registered on the birth<br />
certificate.<br />
Case scenario<br />
Tim and Anna are close friends. Anna is<br />
37, single and seeks to have a child of her<br />
own. Tim is 36, married to Lisa. They have<br />
two children. Tim and Lisa have agreed Tim<br />
can donate his sperm to Anna for her to have<br />
a child provided Tim has no legal status as<br />
a parent. Tim wants a level of protection to<br />
ensure he will not be a parent required to pay<br />
any form of child support to Anna for his<br />
biological child. They are also concerned about<br />
potential claims on Tim’s estate if the child is<br />
legally found to be his child.<br />
What guarantees can be provided<br />
to Tim?<br />
If parties enter into a Sperm Donor<br />
Agreement this will set out in writing the<br />
parties’ intentions and understanding of<br />
roles each party will have in the child’s life,<br />
including Tim’s wife Lisa. A Sperm Donor<br />
Agreement can encompass a range of<br />
issues including, for example:<br />
• Tim’s involvement in pregnancy,<br />
appointments and scans;<br />
• What will be Tim’s role in the child’s<br />
life;<br />
• Whether the parties intend Tim will be<br />
a parent or a donor;<br />
• What will Lisa’s role be in the child’s<br />
life;<br />
• When will the child be told about their<br />
conception;<br />
• The upbringing of the child once born;<br />
• Provisions around dispute resolution in<br />
the event an issue arises in the future.<br />
In our case scenario, the Sperm Donor<br />
Agreement would seek to identify Tim as a<br />
donor only and not a parent of the unborn<br />
child. The intention of the parties would<br />
be to absolve Tim from legal, financial and<br />
other parental responsibilities in relation<br />
to the child to be conceived and to seek to<br />
waive his rights to obtain orders under the<br />
Family Law Act 1975.<br />
Sperm Donor Agreements operate<br />
to provide evidence of the intention of<br />
the parties to the artificial conception<br />
procedure at the time they entered into<br />
the procedure. Although they are unable<br />
to legally define a person as a parent or<br />
not a parent of a child the evidence of the<br />
intent of the parties can be very significant<br />
in any subsequent legal determination<br />
of the status of a party as a parent or<br />
otherwise. By way of example, in our<br />
scenario if Tim decided he now wanted<br />
to have a parenting role in the child’s life<br />
once the child was born, a signed Sperm<br />
Donor Agreement would be a crucial piece<br />
of evidence that Anna could produce as<br />
evidence of the intention of the parties<br />
at the time the child was conceived. A<br />
written agreement setting out the parties’<br />
intention of Tim’s involvement in the<br />
child’s life, entered into pre-conception<br />
is far more useful than a “he said, she said”<br />
understanding, or interpretation of a<br />
verbal agreement reached between the<br />
parties.<br />
<strong>May</strong> <strong>2022</strong> THE BULLETIN 15
FEATURE<br />
If we flip the scenario, and say Tim always<br />
planned to play a more significant role in the<br />
child’s life – such as spending time with the child<br />
during the week and on weekends, attending the<br />
child’s schooling events and involving the child with<br />
his family then is a Sperm Donor Agreement<br />
recording this worth anything?<br />
What can be discerned from the recent<br />
case law is that actions pre-conception,<br />
during pregnancy and following the child’s<br />
birth will be taken into consideration by<br />
the Court when looking at donor disputes. 9<br />
In some cases, a sperm donor has been<br />
determined by the Court to be a parent of<br />
the child born of artificial insemination. 10<br />
In cases where a sperm donor has<br />
been considered to be a parent the relevant<br />
factors have included the following 11 :-<br />
• A donor always held and continued to<br />
hold the expectation that he would be<br />
involved with the child.<br />
• The parties jointly informed others that<br />
the birth mother was pregnant, and the<br />
donor was the biological father.<br />
• The parties discussed the naming of<br />
the child.<br />
• The birth mother indicated that<br />
following the birth of the child the<br />
donor and his family would be actively<br />
involved with the child.<br />
• The parties discussed the donor’s level<br />
of involvement with the child and the<br />
donor indicated that he wanted visits<br />
and an opportunity to baby sit.<br />
• The donor was registered on the child’s<br />
birth certificate.<br />
• The donor gave his genetic material on<br />
the express or implied understanding<br />
that he would be a parent of the child.<br />
• The donor cared for the child<br />
financially and emotionally.<br />
• The child identified with the donor<br />
as her father and referred to him as<br />
“daddy.”<br />
In our scenario, if a determination was<br />
made by a Court that Tim was a parent of<br />
the child, and a paternity order was made<br />
this would enable him to be registered<br />
on the child’s birth certificate. Tim would<br />
then have obligations as a parent for child<br />
support and provision for a child in the<br />
event of his death.<br />
An order that Tim was a parent of the<br />
child would not automatically mean that<br />
Tim would be granted parenting orders,<br />
but he would be entitled to apply for them<br />
under the Family Law Act. 12 The Court’s<br />
paramount consideration in making<br />
parenting orders is to make orders that are<br />
in the best interests of the child.<br />
The case law in this area is evolving and<br />
changing at a rapid pace. If a Sperm Donor<br />
Agreement has been signed by the parties<br />
which clearly sets out their intentions and<br />
a later dispute arises, the Agreement can<br />
become an important piece of evidence<br />
that the Court will consider in determining<br />
whether the donor was intended to have<br />
a more significant role in the child’s life<br />
than being merely a donor. A clear, concise<br />
and prescriptive Sperm Donor Agreement<br />
that confirms each party has obtained legal<br />
advice and explains the roles each party is<br />
to have in the child’s life, will give parties<br />
a greater level of clarity as to intention<br />
and hopefully avoid future disputes about<br />
parentage or involvement of a donor in a<br />
child’s life.<br />
There are also qualified fertility<br />
counsellors to assist parties to explore these<br />
issues. All parties considering an artificial<br />
conception procedure should consider<br />
accessing counselling together to talk<br />
through their expectations and intentions.<br />
We often work with fertility<br />
counsellors to provide a comprehensive<br />
service for people before they enter into<br />
a legal agreement. This should also be<br />
part of the overall preparation by parties<br />
to embark on this complex but exciting<br />
journey of assisted conception and<br />
parenthood.<br />
Adelta Legal is LGBTIQ+ friendly and are<br />
proudly listed as a legal service in the Rainbow<br />
Directory SA (www.rainbowdirectorysa.com.au). B<br />
Endnotes<br />
1 Section 60H Family Law Act.<br />
2 Sections 69P to 69T Family Law Act.<br />
3 Section 69R Family Law Act.<br />
4 Section 61C Family Law Act.<br />
5 Section 65C Family Law Act.<br />
6 Section 64B(2) Family Law Act.<br />
7 Masson v Parsons; Griffin & Laidley [2021]<br />
FCCA 1515.<br />
8 Re Patrick (2002)<br />
9 Masson v Parsons; Griffin & Laidley [2021]<br />
FCCA 1515.<br />
10 Masson v Parsons; Griffin & Laidley [2021]<br />
FCCA 1515.<br />
11 Masson v Parsons; Griffin & Laidley [2021]<br />
FCCA 1515.<br />
12 Section 65C Family Law Act 1975.<br />
16<br />
THE BULLETIN <strong>May</strong> <strong>2022</strong>
FEDERAL BUDGET<br />
Budget boost for Federal<br />
Circuit and Family Court<br />
The Federal Circuit and Family Court<br />
of Australia received a funding boost<br />
of $63.75 million over four years in the<br />
<strong>2022</strong>-23 Federal Budget, which was handed<br />
down on 29 March.<br />
The Chief Justice, the Hon Will<br />
Alstergren, said “This funding is very good<br />
news for the Australian public. The Courts<br />
have been piloting the Lighthouse Project<br />
in Adelaide, Brisbane and Parramatta<br />
registries, where it has not only shed light<br />
on the high prevalence of risk in family<br />
law cases, but assisted the Courts to<br />
manage those risks appropriately.”<br />
Justice Alstergren said the funding<br />
ensures the Courts can extend the Project<br />
nationally to all 15 family law registries<br />
Together, the newly announced and<br />
recent funding allows for:<br />
• Expansion of the Lighthouse<br />
Project: A comprehensive funding<br />
package for family law officers<br />
to support the expansion of the<br />
Lighthouse project to 15 registries<br />
in the Courts, including funding for<br />
registrars, including Senior Judicial<br />
Registrars, Court Child Experts,<br />
and support staff for registrars and<br />
Court Child Experts. This equates to<br />
$54.9m in funding over the forward<br />
estimates, including $2.461 million in<br />
capital. It provides funding from 1<br />
July <strong>2022</strong>, equivalent to 71 family law<br />
positions, comprising 21 registrarrelated<br />
positions (at varying levels), 21<br />
registrar-related support positions, 15<br />
positions for Court Children’s Services<br />
plus 5 support staff, 6 case coordinators<br />
and 3 managerial/technical roles.<br />
• Enhance culturally responsive<br />
support funding: Funding from<br />
1 July <strong>2022</strong> for staffing to support<br />
the expansion of Indigenous Family<br />
Liaison Officers in the Courts. This<br />
equates to $8.85 million in funding<br />
over the forward estimates. It provides<br />
funding from 1 July <strong>2022</strong>, equivalent to<br />
16 family law positions, comprising 11<br />
Indigenous Family Liaison Officers, 1<br />
registrar, 1 Court Child Expert plus 3<br />
support staff.<br />
The Budget also included funding of<br />
$24.2 million over three years for Legal<br />
Aid Commissions to raise their capacity to<br />
meet increased demand for representation<br />
services resulting from the extension and<br />
expansion of the Lighthouse Project pilot.<br />
Other family law related funding<br />
measures include:<br />
• $52.4 million over four years to Legal<br />
Aid Commissions to meet expected<br />
demand for support under the Family<br />
Violence and Cross Examination of<br />
Parties Scheme.<br />
• $22 million over five years from 2021-<br />
22 to support the placement of state<br />
child protection and policing officials in<br />
the family law courts across Australia to<br />
facilitate information sharing between<br />
the family law, child protection and<br />
family violence systems.<br />
• $16.5 million over two years from 2021-<br />
22 to support Legal Aid Commissions<br />
to meet the cost of legal representation,<br />
including independent children lawyers<br />
as ordered by the Federal Circuit and<br />
Family Court of Australia as part<br />
of the Government’s enhanced case<br />
management arrangements for family<br />
law proceedings.<br />
The Law Council of Australia<br />
welcomed these initiatives, but remained<br />
concerned at the underfunding of<br />
frontline legal services.<br />
Law Council President Tass Liveris<br />
said: “Investment in frontline legal<br />
services not only improves outcomes for<br />
individuals it has demonstrated benefits in<br />
terms of downstream costs savings for the<br />
Government,<br />
“A stated focus of this Budget is on<br />
guaranteeing essential services. It is time<br />
to recognise that legal services are an<br />
essential service.”<br />
Other notable Federal Budget<br />
measures included:<br />
• $8.4 million over three years for a<br />
pilot of a new service delivery model<br />
to provide survivors of sexual assault<br />
with greater access to dedicated legal<br />
services to support their recovery and<br />
engagement with the criminal justice<br />
system.<br />
• $7 million over two years for nine<br />
Women’s and Community Legal<br />
Services nationally, to help women<br />
access legal assistance and migration<br />
support. $5.4 million over two years<br />
from 2021-22 to existing legal assistance<br />
services operating within Queensland<br />
and NSW to support individuals and<br />
businesses affected by the recent floods.<br />
• $9.3 million over four years to support<br />
legal assistance services involved in<br />
coronial inquiries and expensive and<br />
complex cases.<br />
• $1.4 million over two years from<br />
<strong>2022</strong>-23 to the Attorney-General’s<br />
Department to progress a national<br />
approach to modernise the execution<br />
of common legal documents.<br />
• $5.6 million over four years to the<br />
Fair Work Commission (FWC) for a<br />
small business support unit to improve<br />
employer/employee experiences when<br />
navigating the Fair Work system.<br />
• $17.0 million over two years from<br />
<strong>2022</strong>-23 to support the Office of the<br />
Australian Information Commissioner<br />
in undertaking its privacy and<br />
regulatory functions<br />
• $15.7 million over four years<br />
from <strong>2022</strong>-23 (and $4.0 million<br />
per year ongoing) to increase the<br />
Commonwealth Director of Public<br />
Prosecution’s capacity to respond to its<br />
increasing caseload.<br />
• $2.5 million over two years from <strong>2022</strong>-<br />
23 to support the Financial Rights<br />
Legal Centre’s National Insurance Law<br />
Service to continue to provide legal<br />
advice and advocacy for consumers in<br />
financial distress due to insurance claim<br />
disputes.<br />
• $1.6 million in <strong>2022</strong>-23 to continue<br />
a pilot for a single case management<br />
solution for the Administrative Appeals<br />
Tribunal (AAT), with the cost to be<br />
met from within the existing resources<br />
of the AAT.<br />
• $6.7 million in <strong>2022</strong>-23 to support<br />
the work of the Office of the Special<br />
Investigator’s (OSI) investigation and<br />
prosecution of potential war crimes in<br />
Afghanistan.<br />
• $1.8 million over three years for advice<br />
and support services for women who<br />
experience sexual harassment. B<br />
<strong>May</strong> <strong>2022</strong> THE BULLETIN 17
FEATURE<br />
DISABILITY DISCRIMINATION<br />
AND REASONABLE ADJUSTMENTS<br />
IN RESIDENTIAL TENANCIES<br />
KAYLA DICKESON & LAURA SNELL<br />
Final year Adelaide Law School students Kayla Dickeson<br />
and Laura Snell completed a six week intensive clinical<br />
placement at the Adelaide Law School Equal Opportunity<br />
Legal Advice Service over summer <strong>2022</strong>. As part of their<br />
role advising clients on Equal Opportunity and SACAT<br />
cases, they investigated the challenges disabled people<br />
can experience accessing rental accommodation. This<br />
article explains the various options that people have<br />
when navigating this difficult environment. The authors<br />
would like to thank Jodeen Carney, Commissioner for<br />
Equal Opportunity, and Natalie Wade, Founder and<br />
Principal Lawyer at Equality Lawyers, for sharing their<br />
time and their insights with us for this article.<br />
How do we protect against<br />
discrimination of persons with<br />
disability 1 in Australia who wish to enter (or<br />
remain in) a residential tenancy agreement<br />
yet require a home modification?<br />
This is an important question,<br />
with particular relevance now as a new<br />
generation of persons with disability are<br />
starting to move into independent or<br />
private accommodation, as opposed to<br />
earlier generations that were historically<br />
forced to reside in institutional settings<br />
or group-homes. Yet, the answer to our<br />
question has proven to be quite complex,<br />
with the relevant law being unclear, as well<br />
as difficult to understand and apply.<br />
Our aim is to start a conversation<br />
about the shortcomings of the current<br />
law on disability discrimination. We argue<br />
the current law is inadequate in protecting<br />
and promoting the rights of persons with<br />
disability in residential tenancies because it<br />
is unclear. We propose that law reform is<br />
needed to address this issue. However, we<br />
suggest a bi-focal approach to law reform<br />
to not only further protect persons with<br />
disability, but to emphasise promotion of<br />
human rights. 2<br />
We will use a hypothetical case study<br />
to better illustrate the issue. In this case,<br />
James is a tenant living with multiple<br />
sclerosis and requires the installation of<br />
grabrails in his bathroom. His landlord will<br />
not allow the modification, claiming that it<br />
will ruin the tiles in the new bathroom.<br />
WHAT IS THE CURRENT LAW?<br />
Disability discrimination is when<br />
an individual experiences ‘unfavourable<br />
treatment’ that causes loss or detriment,<br />
which would not have the same effect<br />
on persons without disability. It must<br />
be causally linked with the individual’s<br />
disability and occur in a specified ‘area of<br />
life’ such as accommodation. 3<br />
If James thinks he has experienced<br />
disability discrimination in South Australia,<br />
he must first make a complaint to either<br />
the Office of the Commissioner for Equal<br />
Opportunity (OCEO) under the Equal<br />
Opportunity Act 1984 (SA) (EOA) 4 or the<br />
Australian Human Rights Commission<br />
(AHRC) under the Disability Discrimination<br />
Act 1992 (Cth) (DDA). 5<br />
Establishing a discrimination claim<br />
over the refusal to provide a home<br />
modification would require the requested<br />
home modification to be considered a<br />
‘reasonable adjustment’.<br />
In the EOA, the term ‘reasonable<br />
adjustment’ is not specifically stated.<br />
The concept arises in section 66(d)(i) 6<br />
which provides that discrimination may<br />
occur where it is unreasonable to fail to<br />
provide ‘special assistance’ or ‘equipment’<br />
that is needed by a person because of<br />
their disability. The Act does not clarify<br />
the definition of ‘special assistance’<br />
or ‘equipment’. Additionally, there is<br />
no positive obligation to provide the<br />
adjustment. Instead, James will need to<br />
prove that the grab rails were not provided<br />
when it was reasonable to provide them.<br />
Imposing this burden on James does not<br />
provide protection in the same way that<br />
it would if there was an obligation on his<br />
landlord to provide the grabrails in the<br />
first place. It also makes it difficult for<br />
him to know what his landlord should<br />
provide because the Act does not provide<br />
examples of what ‘special assistance’ or<br />
‘equipment’ means in practice.<br />
James may have more success making<br />
18<br />
THE BULLETIN <strong>May</strong> <strong>2022</strong>
FEATURE<br />
a claim to the AHRC under the DDA<br />
because it includes and defines the term<br />
‘reasonable adjustment’. 7 However, the<br />
definition of ‘reasonable adjustment’ is<br />
problematic because it does not provide<br />
a clear example of what a reasonable<br />
adjustment should be, only stating<br />
it is something that does not cause<br />
‘unjustifiable hardship’ to a provider. 8 And<br />
there is no clear definition of ‘unjustifiable<br />
hardship’ either. The DDA does provide a<br />
multifactorial definition when determining<br />
whether a request for a reasonable<br />
adjustment may be ‘unjustifiable hardship’. 9<br />
A factfinder needs to balance whether<br />
an adjustment would cause unjustifiable<br />
hardship, considering the potential benefit<br />
and detriment of the request to each party.<br />
Although this can still be a difficult task<br />
because the definitions are not clearly<br />
stated and there are minimal guidelines to<br />
assist factfinders. As with the EOA, James’<br />
landlord has no obligations under the DDA<br />
to provide a home modification.<br />
The Residential Tenancies Act 1995 (SA)<br />
does not impose obligations on landlords<br />
to provide home modification. Landlords<br />
must not unreasonably withhold their<br />
consent to alterations of a ‘prescribed<br />
kind’. 10 Under the regulations this is<br />
limited to a digital television or a carriage<br />
service for accessing the Internet. 11 These<br />
prescribed alterations are arguably minor<br />
when compared with the potential scale of<br />
some home modifications. For example,<br />
home modifications could include smaller<br />
installations such as putting in handrails<br />
and grabrails. Or it could involve structural<br />
changes such as widening doorways,<br />
removing steps, lowering benchtops, or<br />
installing sensory lighting.<br />
Due to differing and vague definitions,<br />
and potential confusion over which<br />
legislation to use, it is unclear if James<br />
could rely on the DDA or the EOA to<br />
offer him legal recourse if his landlord<br />
rejects his request for home modification.<br />
Specifically, the legislation lacks clarity<br />
about the terms ‘reasonable adjustment’,<br />
‘special assistance’ and/or ‘equipment’,<br />
so James does not have clear guidelines<br />
to depend on. We suggest law reform is<br />
required to provide clarification over legal<br />
recourse available to tenants with disability.<br />
LAW REFORM<br />
The United Nations Convention on<br />
the Rights of Persons with Disabilities<br />
(UNCRPD) takes the approach of promoting<br />
human rights and equal recognition before<br />
the law. 12 Comparatively, the EOA and<br />
the DDA take the approach of protecting<br />
rights. In domestic law the onus is on<br />
tenants like James to come forward with<br />
complaints, meaning there is no obligation<br />
or accountability on organisations or<br />
people to prevent discrimination. This puts<br />
pressure on vulnerable and marginalised<br />
groups who may fear they would be putting<br />
their accommodation at risk if they make<br />
a complaint. We suggest law reform is<br />
needed to emphasise promoting human<br />
rights, which would remove some of the<br />
pressures on individuals from having to<br />
make a complaint in the first place. As of<br />
2021, 96% of the 4.4 million Australians<br />
with disability reside in non-specialist<br />
housing, compared with 4% that live in<br />
Specialist Disability Accommodation<br />
(SDA) for people with high care needs.<br />
This means that a considerable portion of<br />
Australia’s population (17.7%) are living<br />
with disability and potentially require<br />
adaptable housing. 13<br />
Promoting Human Rights<br />
The Disability Inclusion Act (SA) (DIA)<br />
Access and inclusion laws can<br />
complement anti-discrimination<br />
protections by promoting rights and<br />
preventing their violation. For example,<br />
under South Australia’s DIA government<br />
agencies must establish Disability Access<br />
and Inclusion Plans (DAIPs). According<br />
to the SA Housing Authority Disability Access<br />
and Inclusion Plan 2020-2024, people with<br />
disability comprise 39% of public housing<br />
tenancies. 14 Across 2015-2020, 17,453<br />
disability modifications were undertaken in<br />
these properties. 15<br />
However, the DIA only applies to<br />
government agencies. Private landlords are<br />
not accountable to a DAIP. This is despite<br />
many persons with disability renting<br />
privately, due to the massive reduction of<br />
available public and community housing<br />
places, 16 and home ownership decreasing<br />
over time. We propose that the DIA be<br />
amended so it extends to private rental<br />
organisations. This could mean that all<br />
landlords and agents would be obligated<br />
to implement a DAIP, similar to existing<br />
obligations to undertake entry inspections<br />
and lodge a bond.<br />
Universal Design<br />
While Housing SA has developed<br />
sustainable housing principles, which<br />
include detailed requirements for housing<br />
accessibility, 17 private rentals do not have<br />
to meet the same standards. This is despite<br />
the social benefits that accessible housing<br />
<strong>May</strong> <strong>2022</strong> THE BULLETIN 19
RENTAL DISCRIMINATION<br />
can bring, including increased quality of<br />
life, independence, safety, fall prevention<br />
and improved function. 18<br />
With the increase in housing demand<br />
and rising cost of rent, persons with<br />
disability may have to take what is on<br />
offer, despite it not meeting their needs.<br />
Disability rights campaigners have<br />
frequently called for an overhaul of<br />
Australia’s building regulations to ensure<br />
that universal design is considered in all<br />
new housing developments. However,<br />
currently there are no mandatory<br />
accessibility standards in the National<br />
Construction Code. 19 James and other<br />
persons with disability could benefit<br />
greatly from increased regulations over<br />
building design standards to ensure they<br />
are accessible.<br />
Human rights bills<br />
Another approach could be to enact<br />
legislation that promotes rights and<br />
prevents the violation of said rights.<br />
These types of legal regimes are found in<br />
countries that have a Bill of Rights 20 or<br />
even in some Australian jurisdictions, such<br />
as Queensland, the ACT and Victoria,<br />
which have Human Rights Acts or<br />
Charters. 21<br />
Protecting Human Rights<br />
Though law reform which promotes<br />
rights is highly necessary, we also think<br />
legal protections in the EOA and DDA<br />
need to be further strengthened to ensure<br />
that persons with disability are empowered<br />
to make complaints when things go<br />
wrong, and to reduce the likelihood of<br />
discrimination occurring in the first place.<br />
The UNCRPD emphasises that<br />
preventing disability discrimination and<br />
allowing for ‘reasonable adjustments’<br />
ensures equality for persons with<br />
disability in the enjoyment and exercise<br />
of all human rights and fundamental<br />
freedoms. 22 We suggest that the DDA and<br />
EOA be reformed to sufficiently define<br />
reasonable adjustments. These reforms<br />
should emphasise the importance of<br />
ensuring equal enjoyment, rather than<br />
20 THE BULLETIN <strong>May</strong> <strong>2022</strong><br />
only emphasising the prevention of<br />
unjustifiable hardship to a provider.<br />
A schedule of examples of reasonable<br />
adjustments could be created and included<br />
in the EOA and DDA. This would<br />
be beneficial in bringing clarity to the<br />
definition of reasonable adjustments.<br />
However, disadvantages could arise<br />
if narrow interpretation inadvertently<br />
excluded certain adjustments. Alternatively,<br />
it could impose financial hardship on the<br />
provider. To prevent these potential issues,<br />
it would be important to create a schedule<br />
that is specifically ‘non-exhaustive’ and<br />
to include protections against financial<br />
hardship of the provider.<br />
CONCLUSION<br />
We argue that South Australia should<br />
adopt a bi-focal approach of promoting<br />
and protecting human rights. We need to<br />
prevent the violation of human rights<br />
from the start, but we still need sufficient<br />
legal protections for individuals to seek<br />
legal recourse if this promotion of rights<br />
fails. This is particularly true in residential<br />
tenancies due to the power imbalance<br />
between agents and landlords compared<br />
with tenants.<br />
Access and inclusion legislation is an<br />
example of rights-promotion, but it should<br />
be extended to apply to both privately and<br />
publicly run organisations. Employing<br />
universal design in Australia’s building<br />
standards so all new housing is accessible<br />
will also ensure equal access to housing.<br />
Parliament should also amend the<br />
DDA and EOA to increase clarity around<br />
what reasonable adjustments are and put<br />
a positive obligation on organisations<br />
to provide them. This would mean that<br />
landlords would have an obligation to<br />
provide home modifications, and tenants<br />
like James would have clear guidelines to<br />
refer to when requesting adjustments.<br />
For more information about EOCLAS<br />
contact Margaret Castles or Skye Schunke at the<br />
Law School, University of Adelaide, or go to our<br />
website: https://law.adelaide.edu.au/free-legalclinics/equal-opportunity-legal-advice-service<br />
B<br />
Endnotes<br />
1 Due to limitations on words, we will refer only<br />
to disability in terms of the protected ground of<br />
‘disability’ as defined in legislation. However, we<br />
wish to note that the discussion here is relevant<br />
to elderly individuals who would arguably benefit<br />
from home modifications. We question whether<br />
law reform should include protections on the<br />
ground of age as well as disability.<br />
2 Australia’s anti-discrimination laws are arguably<br />
already focused on protection of rights,<br />
rather than promotion. Our laws are aimed at<br />
providing adequate legal avenues for individuals<br />
to get recourse as a result of wrongdoing from<br />
discriminators.<br />
3 Disability Discrimination Act 1992 (Cth) s 5 and 6;<br />
Equal Opportunity Act 1984 (SA) s 66<br />
4 Equal Opportunity Act 1984 (SA) s 93<br />
5 Disability Discrimination Act 1992 (Cth) s 67<br />
6 EOA s66(d)(i)<br />
7 DDA s4<br />
8 DDA s11<br />
9 DDA s11<br />
10 Residential Tenancies Act 1995 (SA) s 70(1a)<br />
11 Residential Tenancies Regulations 2010 (SA) s 12<br />
12 Convention on the Rights of Persons with Disabilities,<br />
opened for signature 13 December 2006, 2515<br />
UNTS 3 (entered into force 3 <strong>May</strong> 2008) Article<br />
2; Committee on the Rights of Persons with<br />
Disabilities, General Comment No. 1: Article 12<br />
Equal recognition before the law, 11 th sess, UN doc<br />
CRPD/C/GC/1 (19 <strong>May</strong> 2014)<br />
13 Monash University, Adaptable Housing for People<br />
with Disability in Australia: A scoping study,<br />
Monash Urban Lab Department of Architecture<br />
(Faculty of Art Design and Architecture), 2021,<br />
commissioned by the Australian Human Rights<br />
Commission, p 7<br />
14 SA Housing Authority Disability Access and Inclusion<br />
Plan, 2020, Government of South Australia, p 5<br />
15 Ibid p 7<br />
16 South Australian Council of Social Services,<br />
Supplementary submission to the Select Committee<br />
Inquiry into Privatisation of Public Services in South<br />
Australia p 2<br />
17 SA Housing Authority, Sustainable Housing<br />
Principles (SAHT Universal Housing Design Criteria<br />
2020), Government of South Australia<br />
18 Phillipa Carnemolla and Catherine Bridge,<br />
Housing Design and Community Care: How<br />
Modifications Reduce Care Needs of Older People and<br />
People with Disability, 1 June 2019, International<br />
Journal of Environmental Research and Public<br />
Health p 3<br />
19 n13 p 23<br />
20 US Bill of Rights, UK Magna Carta, Canadian<br />
Bill of Rights<br />
21 The Charter of Human Rights and Responsibilities<br />
Act 2006 (VIC); Human Rights Act 2019 (QLD),<br />
Human Rights Act 2004 (ACT).<br />
22 Convention on the Rights of Persons with Disabilities,<br />
opened for signature 13 December 2006, 2515<br />
UNTS 3 (entered into force 3 <strong>May</strong> 2008) Article 2
A roundup of recent Society<br />
meetings & conferences<br />
ROSEMARY PRIDMORE, EXECUTIVE OFFICER<br />
SA Law Reform Institute meeting<br />
ustin Stewart-Rattray (President),<br />
JStephen Hodder (Chief Executive) and<br />
Nathan Ramos (Policy Coordinator) met<br />
with representatives of SA<strong>LR</strong>I on 7 April<br />
<strong>2022</strong> for the purpose of receiving an update<br />
as to its current and future references and<br />
to discuss the ways in which the Society can<br />
assist with that work. SA<strong>LR</strong>I is presently<br />
focussing on its witness competence<br />
reference and aspects of the Oaths Act.<br />
Joint Rules Advisory Committee<br />
Justin Stewart-Rattray, Alex Lazarevich<br />
(Chair of the Civil Litigation Committee)<br />
and Philip Adams represented the Society<br />
at a meeting of meetings of the Joint Rules<br />
Advisory Committee on 7 April <strong>2022</strong>,<br />
which primarily focused on consideration<br />
of various amendments to the Uniform<br />
Civil Rules.<br />
Medico-Legal Advisory Group<br />
A videoconference meeting of the<br />
Medico-Legal Advisory Group was held on<br />
11 April <strong>2022</strong>. The Society was represented<br />
by Justin Stewart-Rattray, Guy Biddle<br />
(Co-Chair of the Accident Compensation<br />
Committee), Tim Bourne, Rosemary<br />
Pridmore (Executive Officer) and Annie<br />
MacRae (Manager of the Litigation<br />
Assistance Fund). Issues discussed<br />
included a review of the Medico-Legal<br />
Joint Statement and a report from the<br />
medicos that some doctors who had been<br />
requested to provide independent medical<br />
reports had found that the patients had<br />
been advised by their lawyers not to answer<br />
questions.<br />
Meeting with the Attorney-General<br />
The Society’s first meeting with the<br />
new Attorney-General, the Honourable<br />
Kyam Maher MLC was held on 20 April<br />
<strong>2022</strong>. Justin Stewart-Rattray and Stephen<br />
Hodder took the opportunity to raise a<br />
number of issues including the setting of<br />
Practising Certificate fees for <strong>2022</strong>-23, the<br />
approval of the Professional Indemnity<br />
Insurance Scheme for <strong>2022</strong>-23, the need<br />
to address the decline of the Fidelity<br />
Fund and the Society’s key policy issues<br />
(as put to parties in the run up to the State<br />
election). B<br />
<strong>May</strong> <strong>2022</strong> THE BULLETIN 21
RISK WATCH<br />
Inventing Anna or [insert name here]:<br />
The importance of verification of identity<br />
KATE MARCUS, RISK AND CLAIMS SOLICITOR<br />
his whole story is completely true. Except<br />
“Tfor all the parts that are totally made up,”<br />
begins every episode of Netflix’s recent<br />
mini-series, “Inventing Anna”. For those<br />
practitioners who have seen the series,<br />
many may have been left wondering how in<br />
this age of Google searches could anyone<br />
have a remote chance of fooling New<br />
York’s high society, investment bankers and<br />
real estate moguls into believing that they<br />
were a German heiress? As unlikely as it<br />
seems, Anna Delvey/Sorokin did just that.<br />
<strong>May</strong>be The Tinder Swindler documentary<br />
is more your style? This film follows<br />
the elaborate catfishing of unsuspecting<br />
victims, who get captivated by a charming<br />
and apparently wealthy jet-setting Shimon<br />
Hayut.<br />
Identity theft might seem entertaining<br />
in the realm of blockbuster TV series but a<br />
recent case in the Victorian Supreme Court<br />
serves as a reminder that identity fraud<br />
is a real threat. In February, <strong>2022</strong>, Justice<br />
Taylor of the Victorian Supreme Court<br />
sentenced a defendant to 4 years’ jail after<br />
the defendant pleaded guilty to 17 offences<br />
which had seen him fraudulently acquire<br />
$418,497.00 by obtaining the identities of<br />
real people, changing crucial details, setting<br />
up different addresses via post office boxes<br />
and creating false pay slips. Using this<br />
documentation, the defendant could then<br />
set up loans and credit cards through banks.<br />
Practitioners need to be alert to the<br />
risks of identity fraud and take steps to<br />
ensure that the person before them is the<br />
person they claim to be. If any of these<br />
perpetrators found themselves before a<br />
South Australian legal practitioner, could a<br />
VOI process have prevented their scams?<br />
Further, and more worryingly,<br />
could the practitioner be liable for not<br />
preventing such a scam? The answer is<br />
“yes”. In Graham v Hall [2006] NSWCA<br />
208 a practitioner had been informed by a<br />
husband that his wife was too unwell with<br />
cancer to attend at the practitioner’s office<br />
and that she was unwilling to speak to the<br />
practitioner by phone. In fact, the husband<br />
was committing fraud by refinancing the<br />
mortgage on the jointly held family home,<br />
paying off debts and taking the balance<br />
for himself. It was only after the husband’s<br />
death that the wife learned of the new<br />
indebtedness secured against her home.<br />
The practitioner was held to be negligent<br />
for failing to identify the client thereby<br />
allowing the fraud to occur. Current claims<br />
experience in South Australia shows<br />
similar frauds are occurring here.<br />
There may well be much to gain from<br />
committing a fraud and the purpose of<br />
a VOI is to minimise the chances of<br />
someone’s identity being falsely used.<br />
The dangers of identity theft are to be<br />
taken seriously and the Risk Management<br />
packages on the Law Society of SA<br />
website (available to practitioners insured<br />
with the SA Professional Indemnity<br />
Scheme) provide useful tools including<br />
a VOI Checklist which can minimise the<br />
risks when identifying someone.<br />
The circumstances for requiring a VOI<br />
particularly arise in the following situations:<br />
• land dealings;<br />
• mortgages, guarantees and loans;<br />
• making of wills and powers of<br />
attorney;<br />
• where an asset is moving (e.g. shares,<br />
personal property);<br />
• matters that are high risk<br />
Sometimes there may be “warning<br />
signs” e.g. email only instructions,<br />
urgency, or the client seems hesitant to<br />
provide basic identification. There may<br />
be inconsistencies in documents, or the<br />
matter may involve novel features which<br />
may give rise to concern.<br />
Without being an exhaustive list,<br />
practitioners should pay particular<br />
attention to the following:<br />
• Is the person “known” to you?<br />
• If they are a new client - have they<br />
been referred by someone you know?<br />
• Is the transaction ongoing or a one-off<br />
appointment?<br />
• Does the person have something to<br />
gain e.g. a loan, inheritance?<br />
• It is NEVER just a matter of<br />
witnessing a document.<br />
22<br />
THE BULLETIN <strong>May</strong> <strong>2022</strong>
RISK WATCH<br />
It is essential that attention to detail<br />
is demonstrated. Practices need to have<br />
standard policies and procedures for<br />
client identification. Obviously, good<br />
management is not just about having the<br />
policies and procedures but ensuring that<br />
they are understood and used. In this<br />
regard, appropriate file notes and copies of<br />
the proof of identity should be maintained.<br />
Some essential steps in a VOI:<br />
• Check the picture on the drivers’<br />
licence, passport – is it a reasonable<br />
likeness?<br />
• Check the address on the identification<br />
documents – do they match?<br />
• Check the signature – does it match the<br />
identification documents?<br />
• Is anything odd about the documents -<br />
does it look like the document has been<br />
tampered with?<br />
• If the transaction is urgent – ask why?<br />
Some alarm bells may be ringing and<br />
extra caution needs to be taken if:<br />
The client is borrowing money on<br />
the security of a mortgage on a property<br />
owned by a family member.<br />
Consider:<br />
• Is there a relationship between the<br />
borrower and the mortgagor?<br />
• Is there potential for undue influence?<br />
• Does the client need advice?<br />
If satisfied then:<br />
• Open a file<br />
• Use the VOI checklist in the Risk<br />
Management documents package<br />
• Record full name, date of birth and<br />
address<br />
• Detail the nature of the attendance<br />
• Photocopy/scan the identification<br />
• Photocopy/scan the executed<br />
documents<br />
It is essential that a practitioner<br />
can demonstrate that reasonable steps<br />
were taken to establish the identity of<br />
the client. The VOI checklist provides<br />
a comprehensive list which should be<br />
followed. As the documents in the<br />
Risk Management package are regularly<br />
updated, always check the Society website<br />
to ensure you are using the current version<br />
of the relevant document.<br />
Not all clients who attend on<br />
practitioners are committing frauds or<br />
pretending to be someone they are not<br />
– in fact, the vast majority of clients are<br />
genuine but - truth can be stranger than<br />
fiction. What would you do if a would-be<br />
German heiress or the supposed son of<br />
a diamond billionaire turned up in your<br />
office seeking legal advice? We need to be<br />
aware that identity theft poses risks and we<br />
need to remain alert.<br />
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<strong>May</strong> <strong>2022</strong> THE BULLETIN 23
SPACE REPORT<br />
Parliamentary report considers<br />
reforms to Australia’s Space<br />
(Launches and Returns) Act 2018 (Cth)<br />
MARK GIDDINGS, SOPHIE HOWE, AND ASHWINI RAVINDRAN, LK LAW<br />
At the end of last year, the House of<br />
Representatives Standing Committee<br />
on Industry, Innovation, Science and<br />
Resources (Committee) handed down its<br />
report into Australia’s space industry and<br />
the associated legal framework: ‘The Now<br />
Frontier: Developing Australia’s Space Industry’. 1<br />
The report makes 38 recommendations<br />
directed at improving policy and legislation<br />
in order to facilitate growth within the<br />
sector. This article considers some of the<br />
most significant recommendations as well<br />
as some recent announcements by the<br />
Commonwealth Government.<br />
The last round of reforms occurred<br />
when the Space Activities Act 1998 (Cth)<br />
was amended and renamed the Space<br />
(Launches and Returns) Act 2018 (Cth) (Act),<br />
following a long period of consultation<br />
and review. The amendments were focused<br />
on opening up access to small to medium<br />
enterprises, including by dramatically<br />
lowering the insurance requirements<br />
for launch licenses and other monetary<br />
barriers. This was balanced by the<br />
introduction of a stronger framework of<br />
civil penalties to deter non-compliance<br />
with the requirements of the Act.<br />
The amended Act also sought to<br />
accommodate technological developments<br />
in the way payloads were launched<br />
and the move away from government<br />
controlled space programs towards<br />
greater involvement by private companies.<br />
However, not all stakeholders were<br />
convinced that the reforms went far<br />
enough to modernise the Act in the global<br />
context, or that the amendments created a<br />
regulatory regime that strongly encouraged<br />
innovation and investment. The current<br />
process of review and the resultant<br />
recommendations provide a welcome<br />
opportunity for further reform.<br />
24 THE BULLETIN <strong>May</strong> <strong>2022</strong><br />
SEPARATING THE INDUSTRY ENGAGEMENT<br />
AND REGULATORY ROLES OF THE<br />
AUSTRALIAN SPACE AGENCY<br />
The report recommends that<br />
consideration be given to separating<br />
the industry engagement and regulatory<br />
functions of the Australian Space Agency<br />
(Agency), as well as transforming the<br />
Agency into a better funded statutory<br />
body engaging more staff who possess<br />
industry experience and expertise. 2<br />
Since its establishment in 2018, the<br />
regulatory role of the Agency has been<br />
to administer the licensing regime under<br />
the Act. The Agency is responsible for<br />
granting the array of licenses and permits<br />
required under the Act, which include:<br />
• Launch facility licenses – to allow a<br />
person to operate a launch facility in<br />
Australia;<br />
• Australian launch permits – to allow<br />
a person to launch a space object from<br />
either a launch facility in Australia, an<br />
Australian aircraft in flight, or a foreign<br />
aircraft in airspace over Australian<br />
territory, and can also authorise return<br />
to Australia;<br />
• Australian high power rocket<br />
permits – to allow a person to launch<br />
a high power rocket from a facility or<br />
place in Australia;<br />
• Overseas payload permits – to allow<br />
a person to launch a space object from<br />
a facility or place outside Australia;<br />
• Return authorisations – to allow<br />
a person to return a space object to<br />
Earth; and<br />
• Authorisation certificates – to allow<br />
specified conduct that might otherwise<br />
be prohibited under the Act.<br />
Given the Agency’s regulatory<br />
function, one submission to the<br />
Committee noted the potential for<br />
conflicts of interest or direction with<br />
the Agency’s concurrent role of industry<br />
promotion and advocacy. 3 Other<br />
submissions proposed establishing the<br />
Agency as a better funded statutory<br />
body that would improve Government<br />
coordination and promote greater<br />
efficiency in the application assessment<br />
process. 4 Although the Committee did not<br />
go as far as recommending the division of<br />
the Agency’s roles or its transformation<br />
into a statutory body, it did recommend<br />
that these matters be given “careful<br />
consideration” as part of the Agency’s<br />
upcoming post operational review. 5<br />
REDUCING THE COMPLEXITY AND DELAY<br />
ASSOCIATED WITH APPLICATIONS FOR<br />
LICENCES<br />
It is no surprise that submissions to the<br />
Committee by industry and stakeholders<br />
focussed on reducing the regulatory<br />
burden. 6 There was some frustration with<br />
the length of time it can take to obtain a<br />
licence, with one submission estimating<br />
that even simple applications can take up<br />
to 6 months to approve. 7 The Committee<br />
recommended that the Government<br />
consider further reforms to the Act, in<br />
consultation with industry, to simplify the<br />
application process so as to ensure the<br />
growth and competitiveness of the industry,<br />
the safe and responsible management of<br />
the space environment, and consistency<br />
with regulations in other countries. 8<br />
One particular suggestion made by<br />
industry participants was to remove<br />
the requirements in the Act to have<br />
a “suitably qualified expert” undertake<br />
various assessments of the proposed<br />
space activity, and to instead have these<br />
assessments undertaken either in-house or<br />
by the Agency. 9 Currently, the rules under
SPACE REPORT<br />
the Act require that risk hazard analyses,<br />
flight safety plans, and return safety plans<br />
must be performed or confirmed by a<br />
suitably qualified expert who is not a<br />
related party of the applicant. However,<br />
there are few external organisations that<br />
are able to provide such expertise 10 and<br />
often greater expertise is located within<br />
the applicant company. 11<br />
Industry participants also noted<br />
the inconvenience of having to<br />
obtain separate licences from multiple<br />
jurisdictions. 12 Currently, a party seeking to<br />
conduct a space activity will need to ensure<br />
that they comply with all the necessary<br />
licensing schemes separately. For example,<br />
an overseas payload permit will satisfy the<br />
Australian requirements for launching a<br />
space object overseas, but the applicant<br />
will also need to obtain the appropriate<br />
authorisation from the host country. It<br />
was suggested that a system of mutual<br />
approval of licences could be considered. 13<br />
MINIMISING THE COSTS INVOLVED IN<br />
SEEKING LICENCES<br />
Another recommendation was directed<br />
at minimising the costs involved in<br />
applying for a licence or permit under the<br />
Act. The focus of the Committee here<br />
was on a proposed partial cost recovery<br />
scheme, under which the Government<br />
proposed to charge application fees<br />
of approximately $189,894 per launch<br />
permit application. 14 Such fees were<br />
described by industry as making Australia<br />
an uncompetitive launch location. 15<br />
One industry submission identified that<br />
although Australia had certain technical<br />
advantages for launch operations, it would<br />
be a less suitable location if the costs for<br />
launches were “grossly disproportionate to other<br />
like-minded commercial space-faring nations”. 16<br />
It was noted that, in comparison, New<br />
Zealand charges $60 and the USA $0. 17<br />
The proposed fee posed a particular<br />
detriment to small launch vehicle<br />
operators as it failed to adequately take<br />
into consideration industry trends towards<br />
lower launch costs for small satellites.<br />
One industry participant observed that<br />
the proposed fee would have been up to<br />
three times the cost of mission and rocket<br />
development. 18 Ultimately, in a submission<br />
from the Queensland Government, it was<br />
said that there would be a negative impact<br />
on jobs and economic growth, particularly<br />
in a start-up industry that already faced high<br />
levels of competition from overseas. 19 The<br />
Government had deferred the introduction<br />
of the partial cost recovery scheme<br />
until 1 July, <strong>2022</strong>, 20 but the Committee<br />
recommended that the Government<br />
consider further suspending or amending<br />
these fees. 21 Following the release of the<br />
report, the Government announced on 3<br />
March, <strong>2022</strong> that fees for launch permit<br />
applications will not be introduced. 22<br />
COMMENT<br />
The handing down of this report<br />
shows that the Government recognises the<br />
need for ongoing reform of the policies<br />
and laws regulating the space industry.<br />
If the Australian space industry is to<br />
remain competitive it is important for the<br />
Government to avoid disincentives to<br />
private enterprise such as the imposition of<br />
disproportionate license fees. The recent<br />
announcement that launch application fees<br />
will not be introduced will be welcomed<br />
by those involved in the space sector,<br />
particularly small launch vehicle operators.<br />
Beyond that, however, there is a<br />
real need for reforms to decrease the<br />
complexity of the licence application<br />
process and to improve the efficiency of<br />
the Agency in processing applications.<br />
Legislative amendments to the Act that<br />
make it simpler, quicker and less costly to<br />
apply for and obtain licence and permits<br />
are needed to keep up with the pace<br />
of commercial activity in this rapidly<br />
developing sector. On this note, it was<br />
recently announced that the Agency has<br />
been tasked with making improvements to<br />
the regulatory framework by “strengthening<br />
the environment around those regulations, to<br />
identify improvements to procedures and practices,<br />
and to streamline interaction with industry”. 23<br />
Mark Giddings is a Special Counsel, Sophie<br />
Howe is an Associate and Ashwini Ravindran is<br />
a Law Clerk at LK Law. Sophie Howe is also a<br />
member of the Society’s Space Law Committee. B<br />
Endnotes<br />
1 House of Representatives Standing Committee<br />
on Industry, Innovation, Science and Resources,<br />
The New Frontier: Developing Australia’s Space<br />
Industry (Report, November 2021) (Report).<br />
2 Report, 41 at [2.115].<br />
3 Report, 105 at [4.63].<br />
4 Report, 16 at [2.29]-[2.30].<br />
5 Report, 41 at [2.115].<br />
6 Report, 97-99 at [4.33]-[4.39].<br />
7 Report, 97-98 at [4.34].<br />
8 Report, 109-110 at [4.78].<br />
9 Report, 99-101 at [4.40]-[4.46].<br />
10 Report, 99 at [4.40].<br />
11 Report, 100-101 at [4.44].<br />
12 Report, 98 at [4.35]-[4.36].<br />
13 Report, 98 at [4.36].<br />
14 Report, 101 at [4.47].<br />
15 Report, 101-103 at [4.47]-[4.54].<br />
16 Report, 101 at [4.48].<br />
17 Report, 102 at [4.50].<br />
18 Report, 102 at [4.49].<br />
19 Report, 102 at [4.52].<br />
20 Report, 103 at [4.53].<br />
21 Report, 110 at [4.79].<br />
22 <br />
The Hon Melissa Price MP, Minister for Science<br />
and Technology (Cth), ‘Keeping Australia’s space<br />
sector soaring’ (Media Release, 3 March <strong>2022</strong>).<br />
23 The Hon Melissa Price MP, Minister for Science<br />
and Technology (Cth), ‘Address to the Australian<br />
Space Forum’ (Speech, 3 March <strong>2022</strong>).<br />
<strong>May</strong> <strong>2022</strong> THE BULLETIN 25
TAX FILES<br />
Professional practices: what to<br />
do with the money you make<br />
PAUL TANTI, PARTNER, THOMSON GEER<br />
Since the release of guidelines in 2016<br />
by the ATO, taxpayers have been<br />
on notice that the ATO had concerns<br />
regarding the distribution of profits from<br />
professional practices.<br />
The ATO’s views have been finalised<br />
in Practice Compliance Guideline 2021/4<br />
(PCG).<br />
Under the original guidelines released<br />
in 2016, if income derived from a<br />
professional practice was distributed to<br />
individuals or their associated entities<br />
and one of three benchmark tests was<br />
passed, the ATO was unlikely to take any<br />
audit or review action. Those benchmarks<br />
were that 50% or more of the income<br />
derived from the professional practice<br />
(which included the practice entity and its<br />
associated entities) was distributed to the<br />
individual professional practitioner (IPP)<br />
or the average tax rate of the IPP and<br />
its associated entities was 30% or more<br />
or the remuneration received by the IPP<br />
was at least equal to the amount paid to<br />
employees who performed a similar role.<br />
Due to concerns about the way the<br />
guidelines were being implemented by<br />
taxpayers, the Commissioner withdrew<br />
the guidelines and replaced them with<br />
the PCG.<br />
The PCG sets out requirements which,<br />
26 THE BULLETIN <strong>May</strong> <strong>2022</strong><br />
if satisfied, reduce the risk of any ATO<br />
audit activity. The PCG applies from 1 July,<br />
<strong>2022</strong> with various transitional provisions<br />
(which can extend until 2025).<br />
Under the PCG, taxpayers must pass<br />
two gateways to be able to rely on the<br />
PCG.<br />
These gateways are:<br />
1. the structure of the professional<br />
practice has a valid commercial<br />
rationale and has been properly<br />
established; and<br />
2. the professional practice does not<br />
contain any high risk features.<br />
If the two gateways are passed the IPP<br />
must consider three tests. These tests are<br />
essentially those in the 2016 guidelines.<br />
However, rather than being able to rely<br />
on passing one of those tests, each of the<br />
tests is now allocated points. The lower<br />
the points, the lower the risk of audit<br />
activity. Depending on the points allocated<br />
for each of the tests, the taxpayer will fall<br />
into either a green/low risk category, an<br />
amber/moderate risk category or a red/<br />
high risk category.<br />
If taxpayers do not pass the gateways<br />
and therefore cannot rely on the PCG,<br />
the PCG indicates that taxpayers should<br />
contact the ATO to discuss their particular<br />
circumstances.<br />
In order to satisfy gateway 1,<br />
taxpayers should review their constituent<br />
documents (e.g. company constitutions,<br />
trust deeds, partnership agreements) and<br />
relevant documentation (e.g. minutes<br />
of meetings, distribution statements)<br />
to ensure the entities have been validly<br />
established and that they reflect the<br />
structure of what occurs in practice. For<br />
example, if the practice is a partnership<br />
of discretionary trusts, minutes of the<br />
meetings of the discretionary trusts<br />
should reflect the fact that the attendees<br />
at the meeting are trustees of trusts or<br />
representatives of trustees of trusts, rather<br />
than individual partners.<br />
In relation to gateway 2, some of<br />
the features which the Commissioner<br />
considers high risk are:<br />
1. multiple classes of shares or units with<br />
different rights. In particular, when<br />
shares or units are issued to individuals<br />
who do not have an equity interest in<br />
the practice or their associated entities;<br />
2. Everett assignments done on terms<br />
which are different to the assignments<br />
in the Everett case; and<br />
3. the differences between tax income<br />
and accounting or trust law income<br />
are exploited to provide advantages<br />
to taxpayers.
TAX FILES<br />
If the professional practice or the<br />
individual IPP breaches the terms of<br />
the PCG, the ATO will consider applying<br />
the general anti-avoidance provisions in<br />
Part IVA.<br />
The PCG does not, in many respects,<br />
reflect the law regarding the distribution<br />
of income. If the income is derived by<br />
a business structure, rather than by the<br />
IPP, there is no legal requirement for<br />
income to be distributed in any particular<br />
manner. Therefore, the original common<br />
law provisions in the cases such as Gulland<br />
and Tupicoff and the PSI rules in divisions<br />
86 and 87 of the Income Tax Assessment Act<br />
1997 continue to apply. However, even if<br />
the structure of the professional practice<br />
and the distribution of its income comply<br />
with these legal requirements, the PCG<br />
should be considered.<br />
The ATO’s rationale for its views<br />
appears to be that, originally, professionals<br />
had to practice either in their own name<br />
or in a partnership of individuals. As the<br />
rules of the various professions have<br />
been amended to allow them to practice<br />
through entities such as companies and<br />
trusts, the ability to alienate income has<br />
increased. This appears to be the reason<br />
why the PCG is limited to professional<br />
practices and not other practices.<br />
However, even under the original<br />
structures (individuals and partnerships of<br />
individuals), income could be alienated by<br />
way of Philips Case service trusts and/or<br />
Everett assignments.<br />
Taxpayers and their advisers should<br />
do a health check of the professional<br />
practices and/or their professional practice<br />
clients and IPP clients. Taxpayers should<br />
consider their position and the risks of the<br />
ATO taking audit activity if the structure<br />
and pattern of distributions remain<br />
unchanged.<br />
If changes are to be made, taxpayers<br />
must consider whether there are any<br />
adverse tax, stamp duty (unlikely in South<br />
Australia) or commercial difficulties or<br />
liabilities in making those changes.<br />
In many circumstances, changing the<br />
distributions of professional practices to<br />
come within the low risk/green zone or<br />
to move from a high risk/red zone to a<br />
moderate risk/amber zone or a low risk/<br />
green zone, may not result in a significant<br />
tax or commercial cost to taxpayers. In<br />
these circumstances, making changes<br />
should be considered.<br />
If a professional practice does not pass<br />
the gateways and therefore cannot rely on<br />
the PCG, taxpayers and their advisers must<br />
consider whether they should contact the<br />
ATO. If the professional practice does not<br />
satisfy the gateways, for example because<br />
the practice entity is a company or trust<br />
with different classes of shares and units,<br />
taxpayers must consider whether the ATO<br />
would take any action if the distribution<br />
of income by the practice and the IPP<br />
came within the low risk/green zone<br />
outlined in the PCG.<br />
All of these issues must also be<br />
considered in light of the ATO’s recent<br />
releases regarding the application of<br />
section 100A of the Income Tax Assessment<br />
Act 1936. These ATO releases target<br />
distributions by trusts and the potential<br />
application of section 100A. Based on<br />
the draft releases, many situations which<br />
would have been considered normal and<br />
acceptable, will now, potentially, be subject<br />
to section 100A. If section 100A applies,<br />
income which was previously distributed<br />
to beneficiaries would be assessable to<br />
the trustee and subject to tax at the top<br />
marginal rate.<br />
While these provisions are still<br />
draft and the ATO has stated that it<br />
will consider the feedback on the draft<br />
documents, the potential application<br />
of section 100A may impact on the<br />
distributions by professional practices. B<br />
<strong>May</strong> <strong>2022</strong> THE BULLETIN 27
CLOUD COMPUTING<br />
AN ANALYSIS OF THE LAW<br />
SOCIETY OF SOUTH AUSTRALIA’S<br />
CLOUD COMPUTING GUIDELINES:<br />
CONFIDENTIALITY<br />
MARK FERRARETTO, SOLICITOR, EZRA LEGAL<br />
This is the second of five articles that<br />
analyse the Law Society’s Cloud<br />
Computing Guidelines against candidate<br />
cloud systems and on-premises systems.<br />
My thesis is that the caution expressed in<br />
the Guidelines should be applied as much<br />
to on-premises systems as cloud systems to<br />
obtain the best risk profile for a practice’s<br />
information systems.<br />
In this article we analyse the<br />
confidentiality issues that the Guidelines<br />
raise.<br />
Confidentiality<br />
Confidentiality is clearly an important<br />
obligation imposed on legal practitioners.<br />
Rule 9.1 of the Australian Solicitor<br />
Conduct Rules 1 (ASCR) prevents<br />
disclosure of client data to third<br />
parties. ASCR rule 9.2 provides a list of<br />
exceptions to rule 9.1, of which only rule<br />
9.2.1, which allows access by third parties<br />
with the express or implied authority of<br />
the client, could apply to cloud (and on<br />
premises) data.<br />
Paragraph 31 of the Cloud Computing<br />
Guidelines recommends alerting a client<br />
that their data could be disclosed by third<br />
parties because of its storage on cloud<br />
services. The Cloud Computing Guidelines<br />
recommends practitioners include a clause<br />
in their practice’s terms of engagement to<br />
reflect this.<br />
The use of cloud services does require<br />
the data to be disclosed to third parties,<br />
being at least the cloud service provider.<br />
Most cloud providers usually provide webbased<br />
tools to access data stored in the<br />
28 THE BULLETIN <strong>May</strong> <strong>2022</strong><br />
cloud, such as Microsoft’s online versions<br />
of Outlook or Word. Although most cloud<br />
providers encrypt the data they store, they<br />
also possess the keys to decrypt the data<br />
and must do so to process the data and<br />
display it in the web services they provide.<br />
However, the issue of third-party<br />
access also exists in the on-premises<br />
context. Many practices make use of a<br />
practice management system to which they<br />
usually subscribe and is usually maintained<br />
by a service provider, that is, a third party.<br />
These service providers will invariably have<br />
full ‘administrator’ access to the practice<br />
management system and the data stored<br />
within it. This is also the case for firms that<br />
engage IT service providers to support<br />
their IT infrastructure, such as servers,<br />
email systems, laptops and so-on. Clearly<br />
these providers are third parties and these<br />
providers also usually have ‘administrator’<br />
access to a firm’s IT assets, resulting in<br />
potential access to confidential data.<br />
It follows that third-party access issues<br />
arise in the on-premises context as well as<br />
in the cloud context.<br />
However, risks arise in the on-premises<br />
context, especially with smaller practices<br />
who may not possess enough IT expertise<br />
to regulate the activities of third-party<br />
providers. Also, some providers may not<br />
be aware to the risks around confidential<br />
data leading to activities such as backing<br />
up client data unencrypted to a USB drive.<br />
In general, local providers do not provide<br />
the same level of control over data as<br />
cloud providers, especially the larger<br />
providers. This could lead to a greater<br />
risk of unauthorised disclosure in an onpremises<br />
context than in a cloud context.<br />
At a minimum, the confidentiality risk<br />
is at least as prevalent in on-premises as it<br />
is in cloud.<br />
Regardless, a clause in a practice’s<br />
terms and conditions regarding thirdparty<br />
access by cloud services and/or IT<br />
providers is advisable.<br />
Another aspect of confidentiality is<br />
the destruction of data. If a practitioner<br />
deletes a file or an email is it really deleted?<br />
In cloud systems the effects of data<br />
‘deletion’ vary depending on the service<br />
provider and the terms offered. Dropbox,<br />
for example, may keep data that has been<br />
deleted for up to 30 days. 2 Google’s terms<br />
say that it may keep data for up to six<br />
months. 3 Microsoft 365 retains deleted<br />
email for 30 days and files for 90 days. 4<br />
However, these can be configured by a<br />
practice’s administrator. LEAP may keep<br />
deleted data indefinitely! 5<br />
The long retentions in cloud services<br />
are usually a result of backup cycles.<br />
Although data may be ‘permanently’<br />
deleted on the service itself, there may be<br />
copies kept on backup media and it may<br />
take some time for data to percolate out<br />
of the service provider’s backup cycle.<br />
On-premises data gives an impression<br />
of greater control, but still needs to be<br />
managed carefully. Desktop and laptop<br />
computers contain ‘Recycle Bins’ that<br />
may never be emptied. In addition, the<br />
backup issue also exists in the on-premises
CLOUD COMPUTING<br />
Table 2 Confidentiality<br />
CONFIDENTIALITY<br />
PROVISIONS IN TERMS<br />
THIRD-PARTY ACCESS<br />
TO DATA<br />
RE-SELL DATA<br />
DELETE/DESTROY DATA<br />
Dropbox Not specified Not specified<br />
Dropbox Business Yes Subcontractors<br />
Google Workspace Yes Subcontractors<br />
Do not sell personal<br />
information<br />
Use anonymised data for<br />
any purpose<br />
Do not sell data for<br />
advertising purposes<br />
Microsoft 365 Yes ‘Subprocessors’ No<br />
30 days<br />
Default 180 days, option<br />
for permanent<br />
Up to six months after<br />
deletion<br />
Up to 180 days, option<br />
for permanent<br />
LEAP Yes Not specified Not specified Up to 7 years<br />
Actionstep Yes Yes, for analytics No 30 days after termination<br />
On Premises<br />
Depends on IT<br />
provider(s)<br />
Yes<br />
No<br />
Depends on backup<br />
cycle<br />
context. Data permanently deleted from<br />
a computer system may still persist on<br />
backup media for some time. A 12 month<br />
backup cycle would be common amongst<br />
most practices, although many would have<br />
longer retentions, possibly extending to<br />
indefinite retention.<br />
Verdict<br />
At first glance, one would think<br />
that on-premises would win the data<br />
destruction issue, but if it does it doesn’t<br />
by much. Overall, my preference would be<br />
for the cloud system. The data disclosure<br />
risk is managed better and, while there<br />
may be less control over data destruction,<br />
data is likely to be retained for a shorter<br />
period than an on-premises system.<br />
Regardless, it is advisable to heed the<br />
Guidelines’ recommendation to include a<br />
clause in your terms of service regarding<br />
access of client data by third parties.<br />
In the next article we discuss data<br />
security, an issue widely perceived to be a<br />
risk with cloud systems, but which we will<br />
see is potentially a greater risk with onpremises<br />
systems. B<br />
Endnotes<br />
1 ‘Australian Solicitors’ Conduct Rules (SA)<br />
2011 V3 with Commentary’ (Law Society<br />
of South Australia, 1 July 2015) .<br />
2 Dropbox, Privacy Policy (n 10).<br />
3 Google, ‘How Google Retains Data That We<br />
Collect – Privacy & Terms – Google’, Google<br />
.<br />
4 Microsoft, ‘Data Retention, Deletion, and<br />
Destruction in Microsoft 365 - Microsoft Service<br />
Assurance’, Microsoft .<br />
5 ‘Supply and Support Terms and Conditions (with<br />
12 Month Money Back Guarantee)’ (LEAP, 1<br />
August 2016) [12].<br />
<strong>May</strong> <strong>2022</strong> THE BULLETIN 29
WELLBEING & RESILIENCE<br />
Building wellbeing culture<br />
in the workplace<br />
WELLBEING AND RESILIENCE COMMITTEE<br />
Here we are in <strong>May</strong> <strong>2022</strong> and we find<br />
ourselves continuing to adjust to the<br />
“new normal” of COVID-19. Many in our<br />
workplaces, families and communities have<br />
contracted COVID-19 and had first-hand<br />
experience; health mandates are changing<br />
at an incredible pace and there are some<br />
signs of a return to normal with overseas<br />
travel again available - but how are we<br />
dealing with this at a workplace level?<br />
Unsurprisingly the 2021 International<br />
Bar Association report, Mental Wellbeing in<br />
the Legal Profession: A global study (https://<br />
www.ibanet.org/document?id=IBA-report-<br />
Mental-Wellbeing-in-the-Legal-Profession-A-<br />
Global-Study), confirms that over a third<br />
of legal professionals globally feel their<br />
work negatively affects their mental health<br />
and that a stigma around mental wellbeing<br />
remains.<br />
The pandemic has undoubtedly<br />
upended how we think about wellbeing<br />
and mental health. It is no longer a<br />
“nice to have” but key to the strategy of<br />
attracting and retaining the talent within<br />
our firms. The culture of wellbeing and<br />
psychological health are key drivers for<br />
success at a firm and at an industry level -<br />
but where do you start?<br />
Naturally the legal profession is<br />
vulnerable to poor mental health given the<br />
stressful nature of the work itself, intensive<br />
demands, time pressure and often a lack<br />
of resources. The Society’s Wellbeing and<br />
Resilience Committee is committed to<br />
providing practical suggestions on how<br />
firms and practitioners can revisit their<br />
current plans and create some goals to<br />
continuously improve the wellbeing culture<br />
within their workplace.<br />
1. Events are not enough<br />
Before COVID-19, recognising mental<br />
health through a few events per year, say<br />
30 THE BULLETIN <strong>May</strong> <strong>2022</strong><br />
R U OK and mental health month were<br />
seen as acceptable. The focus is not on<br />
events but on taking care of ourselves and<br />
our teams. Events are great; they are about<br />
connecting and sharing knowledge but<br />
do they demonstrate that you really care<br />
about your team or are they just a tick box<br />
exercise?<br />
2. Leadership 101<br />
According to the 2021 Global Burnout<br />
Study (https://infinite-potential.com.au/2021-<br />
global-burnout-study), burnout levels have<br />
increased by 5 percent. Burnout occurs<br />
when an organisation’s culture or structure<br />
creates unmanageable stress for its people.<br />
Two major causes are a lack of manager<br />
support and unclear communication.<br />
Being a good leader is complex and<br />
more of an art than a science. Partners<br />
of firms are charged with a heavy burden<br />
to be an expert in their area of law and<br />
an expert leader, the latter often with no<br />
training nor support. As a leader there<br />
are two things you can do without formal<br />
leadership training, that you already have<br />
expertise in as a legal practitioner. The first<br />
is active listening: put down your phone,<br />
look away from your filling inbox and<br />
focus on what your employees are saying.<br />
The second is to identify any changes in<br />
behaviour and ask the question R U Ok?.<br />
Be an empathetic leader; the days of ‘suck<br />
it up’ are long gone. Replace that with ‘it<br />
sounds like what you are going through is<br />
really challenging, how can I support you?”.<br />
3. Culture Audit<br />
The commitment to wellbeing is<br />
not an easy journey at an individual<br />
or organisational level. Inaction is not<br />
always intentional, but it perpetuates the<br />
impression that wellbeing is not important<br />
and speaks louder than attempts at small<br />
steps that lead to sustainable change.<br />
Consider a culture audit for your team/<br />
practice/firm:<br />
• Who in the team/practice/firm is a role<br />
model for wellbeing? What are those<br />
characteristics/behaviours and how can<br />
they be emulated?<br />
• What are the issues in the workplace<br />
leading to wellbeing concerns? Do<br />
people feel comfortable to raise them?<br />
• How can work be better delegated?<br />
Delivery expectations managed?<br />
• What actions can be taken to foster<br />
a better culture? How can leaders be<br />
better ambassadors?<br />
4. Keep it on your agenda<br />
The impact of wellbeing is not just<br />
on the individual or on culture as standalone<br />
issues. Poorly handled wellbeing can<br />
cause economic and reputational damage<br />
to individuals and firms through PI claims<br />
and by clients being poorly serviced and<br />
seeking alternative legal services, impacting<br />
the revenue of your practice. This alone<br />
should encourage you to put wellbeing on<br />
your team / practice / firm agenda each<br />
month for genuine conversation.<br />
5. Know your resources<br />
• The Law Society of South Australia<br />
∘ Use the free Wellbeing and<br />
Resilience Online programme<br />
as part of your firm induction<br />
program (https://www.lawsocietysa.<br />
asn.au/Public/Lawyers/<br />
Practitioner_Support/Wellbeing_<br />
Online.aspx).<br />
∘ Promote the confidential<br />
Lawcare service - a general<br />
practitioner (Dr Jill) with<br />
experience supporting social and<br />
psychological problems (https://<br />
www.lawsocietysa.asn.au/Public/<br />
Lawyers/Practitioner_Support/<br />
LawCare_Support_Groups.aspx).
WELLBEING & RESILIENCE<br />
∘ Professional Advice Service –<br />
access to a panel of experienced<br />
lawyers wiling to assist<br />
colleagues with personal and<br />
professional problems (at link<br />
above).<br />
∘ Young Lawyers’ Support Group<br />
– assistance from practitioners<br />
to young lawyers who may feel<br />
the need for some independent<br />
guidance from experienced<br />
colleagues (at link above)<br />
∘ Lawyers’ Complaint Companion<br />
Service – for members who are<br />
the subject of a complaint to<br />
the Legal Profession Conduct<br />
Commissioner (first hour free,<br />
at link above).<br />
∘ Women Lawyers Mentoring<br />
Program – guidance and<br />
support from more experienced<br />
practitioners for professional<br />
development of early career<br />
female lawyers (at link above).<br />
• Sole Practitioners Committee<br />
∘ Self-employed legal<br />
professionals are particularly<br />
affected by a lack of support<br />
and uncertainty. The LSSA<br />
recognises this and encourages<br />
all sole practitioners to be<br />
involved in the activities of the<br />
Sole Practitioners Committee.<br />
• Beyond Blue 1300 224 636.<br />
• Lifeline 131 114.<br />
• Relationships Australia 1300 364<br />
277.<br />
Investing in a wellbeing culture within<br />
a workplace future-proofs your workplace<br />
culture, your delivery to clients and long<br />
term health. The legal industry is subject<br />
to constant change and this constant<br />
evolution of innovation, creation and<br />
adaption is near impossible to do when<br />
our wellbeing is running on empty. We<br />
have come a long way during these<br />
COVID years but a continuing concerted<br />
effort is what will drive sustainable change.<br />
References<br />
https://www.ibanet.org/<br />
document?id=IBA-report-Mental-<br />
Wellbeing-in-the-Legal-Profession-A-<br />
Global-Study.<br />
https://infinite-potential.com.au/2021-<br />
global-burnout-study.<br />
Why I chose the Heart Foundation<br />
as the President’s Charity Partner<br />
JUSTIN STEWART-RATTRAY<br />
The Heart Foundation has been chosen<br />
as to be the President’s Charity Partner<br />
this year.<br />
I chose the Heart Foundation for a<br />
number of reasons.<br />
Like many people, I have several loved<br />
ones who have been affected by heartrelated<br />
illness. I have friends around my age<br />
who were supremely fit who all of a sudden<br />
needed major heart surgery.<br />
Lawyers often work in high-pressure<br />
environments which cause considerable<br />
stress. The Society’s Wellbeing Survey<br />
conducted last year showed just how<br />
widespread the negative health effects are<br />
working in the legal profession.<br />
The recent tragic deaths of Shane<br />
Warne, Senator Kimberley Kitching and<br />
Taylor Hawkins, the drummer of the<br />
Foo Fighters, serve as stark reminders of<br />
the fragility of life and how severe heart<br />
problems can strike with little warning.<br />
It is so important that we monitor our<br />
health and have regular check-ups.<br />
This year the Society will host a<br />
number of fundraising events for the Heart<br />
Foundation. Dr Marie Ludlow, Manager of<br />
the SA branch of the Heart Foundation, will<br />
also attend some Society events to provide<br />
educational sessions about heart health.<br />
Some upcoming events and campaigns<br />
include:<br />
• 2-8 <strong>May</strong>: Heart Week - raising awareness<br />
about heart health.<br />
• Commencing July: Campaign to raise<br />
awareness of the Heart Age Calculator<br />
• September (date TBC): Give with Heart<br />
Day - fundraising campaign.<br />
• October: MyMarathon fitness &<br />
fundraising challenge.<br />
We have all been impacted in some<br />
way by COVID-19 in the past two years.<br />
For many, it has exacerbated previous<br />
health issues, and unfortunately, it has<br />
made it more difficult for people to visit<br />
their doctor and undergo essential health<br />
check-ups.<br />
My message is: Don’t delay - get<br />
your heart health checked. For more<br />
information about heart health checks<br />
and booking a health check, visit the<br />
Heart Foundation’s Heart Health Check<br />
webpage.<br />
Donate to the Heart Foundation.<br />
<strong>May</strong> <strong>2022</strong> THE BULLETIN 31
YOUNG LAWYERS<br />
Performing at your<br />
performance review<br />
MIKAYLA WILSON, SEDSMAN LEGAL, LAURA CORBETT, DICKSON WRIGHT LAWYERS<br />
AND MOLLY SHANAHAN, FINLAYSONS LAWYERS<br />
facebook.com/YLCSA<br />
The Young Lawyers’ Committee were<br />
grateful to be able to hold the annual<br />
‘Performing at Your Performance Review’<br />
Seminar which (despite on-going COVID<br />
complications) we were glad to hold inperson<br />
(and via webinar) on Thursday, 31<br />
March, <strong>2022</strong> at Finlaysons Lawyers.<br />
The seminar featured panellists<br />
Rebecca Sandford (Special Counsel, HWL<br />
Ebsworth and Former President of the<br />
Law Society of South Australia) and<br />
Will Snow (Partner and Practice Leader,<br />
Employment, Finlaysons Lawyers) who<br />
shared observations they have garnered<br />
over their successful careers respectively,<br />
and offered practical advice on how<br />
practitioners can get the most out of<br />
a performance review. Sam Burford<br />
(Partner, Dispute Resolution and Litigation<br />
– specialising in construction, Finlaysons<br />
Lawyers) also attended the seminar and<br />
offered some further insights and advice<br />
on the topic as an informal panel member.<br />
We are thankful for the advice and tips<br />
received from all three panellists.<br />
The panellists agreed that the most<br />
stand-out performance reviews come from<br />
those who noticeably prepared and had done<br />
the groundwork prior to their review. This<br />
includes having a goal/outline of what topics<br />
you would like to discuss in the performance<br />
review. In their view, being thoroughly<br />
prepared can help to alleviate the stress<br />
of what may be considered a confronting<br />
experience for many young practitioners.<br />
Another tip for a smooth performance<br />
review was for practitioners to do some<br />
groundwork during the year to open up<br />
the communication channels early on and<br />
minimise any surprises when the review<br />
comes around. A short informal meeting<br />
or coffee break with their supervisor every<br />
three months was suggested as an excellent<br />
way to implement this. This will enable<br />
issues to be addressed as they arise, and<br />
for feedback to be provided on a regular<br />
basis, so that when the time comes, a<br />
performance review can be spent reflecting<br />
on the practitioner’s accomplishments and<br />
learnings, discussing individual goals, and<br />
forming productive plans for the year ahead.<br />
It was suggested that whilst<br />
32 THE BULLETIN <strong>May</strong> <strong>2022</strong><br />
performance reviews can be a daunting<br />
time of year, they can also provide the<br />
opportunity for young lawyers to discuss<br />
with their superiors the progress of their<br />
learning and discuss which tasks they<br />
excelled in and would like to do more of<br />
in the future. The panellists both agreed<br />
that not only is performance review<br />
season daunting for the young lawyer, but<br />
it is also daunting for the performance<br />
reviewer, suggesting that it can be a<br />
difficult task for some to give constructive<br />
feedback, especially if there are some<br />
areas of concern with the practitioner’s<br />
performance. The panellists encouraged<br />
the young lawyers to ask “what do I need<br />
to be doing better” or “how can I improve”.<br />
They suggested that asking questions<br />
along these lines can assist the reviewer<br />
to discuss areas of concerns more openly,<br />
which although may be difficult to hear,<br />
is ultimately of high value to enable a<br />
practitioner to grow and develop.<br />
The topic of salary was raised, with<br />
panellists flagging the importance of<br />
keeping in mind the difference between<br />
a performance review (open discussion<br />
about development and career progression)<br />
as opposed to a salary review (an<br />
evaluation of base salary), noting however<br />
that these can often be combined into<br />
one review at some firms. On the topic of<br />
salary increases, the panellists commented<br />
that it is helpful for practitioners to have<br />
discussions within their social circles to<br />
gain an insight into salary benchmarks.<br />
The topic of self-reflection was also<br />
discussed and the panellists highlighted<br />
that prior to a practitioner’s performance<br />
review, they should think about<br />
opportunities for growth and development<br />
of skills. These areas can be brought up<br />
within the performance review in addition<br />
to the practitioner highlighting what they<br />
believe they have been doing well. It was<br />
discussed that although self-reflection can<br />
be difficult, it is a great process to ensure<br />
that a practitioner’s career doesn’t end up<br />
somewhere the practitioner doesn’t want<br />
it to go. Practitioners should reflect on<br />
their career by looking at where they are<br />
currently, where they want to be and what<br />
they need to change to get there.<br />
Attending a performance review with<br />
clear feedback from clients and colleagues<br />
makes it easier for the reviewer to fairly<br />
assess performance resulting in a more<br />
productive performance review and better<br />
outcomes for the practitioner, reviewer and<br />
the firm as a whole.<br />
The panellists also emphasised the<br />
importance of contributing to the social<br />
fabric of the firm, by attending Friday<br />
night drinks, social club events and just<br />
being part of the social culture of the<br />
firm. While billable hours and technical<br />
legal skills are important, firms are looking<br />
for more than practitioners that simply<br />
come to work, do the hours and go home.<br />
Firms are generally looking for a wellrounded<br />
person so it is also important<br />
at performance reviews to discuss<br />
extracurricular and developmental activities<br />
that a practitioner has been involved in<br />
throughout the year. This could include<br />
being involved in Law Society committees,<br />
attending marketing or business<br />
development events, drafting a summary<br />
from a webinar to circulate internally,<br />
getting involved in the firm’s social events,<br />
providing a case law update for clients<br />
and collaborating with colleagues in<br />
other practice areas. Participating in these<br />
activities showcase to the firm the potential<br />
that a practitioner may have in the future<br />
when being more involved with interacting<br />
with clients and importantly helps to<br />
answer the question; “does this person have<br />
potential to bring in new work to the firm”.<br />
The panellists concluded this part of the<br />
discussion by emphasising that collegiality,<br />
networking with colleagues and building<br />
connections are extremely important and<br />
should be discussed during performance<br />
reviews to assist with showing the reviewer<br />
how the practitioner is an asset to the firm.<br />
Overall, practitioners should reflect on and<br />
discuss what value they bring to the firm.<br />
The Young Lawyers’ Committee<br />
would like to thank Burgess Paluch Legal<br />
Recruitment and legalsuper for their<br />
ongoing support, Finlaysons Lawyers for<br />
generously hosting and the panellists for<br />
their valuable time and insight.
FAMILY LAW CASE NOTES<br />
Family Law Case Notes<br />
CRAIG NICOL AND KELEIGH ROBINSON, THE FAMILY LAW BOOK<br />
PROPERTY – REGISTRAR ERRED WHEN AN<br />
APPLICATION FOR CONSENT ORDERS WAS<br />
DISMISSED AFTER HUSBAND’S DEATH<br />
WHEN WIFE WITHDREW CONSENT<br />
In Hullet & Benton [<strong>2022</strong>] FedCFamC1A<br />
13 (11 February, <strong>2022</strong>) the Full Court<br />
(Austin, Tree & McEvoy JJ) dismissed an<br />
appeal from Macmillan J’s decision in Hullet<br />
& Benton [2021] FamCA 449.<br />
Upon a review of his decision, a<br />
Registrar was held by Macmillan J to have<br />
erred when an application for consent<br />
orders was dismissed following the<br />
husband’s death and the wife’s withdrawal<br />
of consent. Macmillan J held that the<br />
proceedings could continue where the<br />
rules enabled the husband’s executor as<br />
legal personal representative to apply as to<br />
the future conduct of the proceedings.<br />
The wife appealed, arguing that when<br />
determining the review application,<br />
Macmillan J’s power was limited to either<br />
granting the application for consent<br />
orders or dismissing it; the latter being the<br />
only option in the absence of the wife’s<br />
consent. She argued that an application for<br />
consent orders was a “different species of<br />
application to an adversarial application …<br />
and had to be treated differently” (at [10]).<br />
The Full Court said (from [15]):<br />
“… The existence of a ‘judgment’ is<br />
the pre-requisite for a competent appeal (s<br />
26(1) of the Federal Circuit and Family Court<br />
of Australia Act 2021 (Cth) (‘the FCFCA<br />
Act’)), for which purpose a ‘judgment’<br />
is defined to include an order or decree,<br />
whether it be final or interlocutory (s 7 of<br />
the FCFCA Act).<br />
[16] … [A] ‘judgment’ does not include<br />
a mere ruling on a question of law which<br />
is not decisive of the parties’ rights in the<br />
justiciable dispute, even if it is expressed in<br />
the form of an order …<br />
[17] … [N]one of the orders amount<br />
to a ‘judgment’ since none is decisive of<br />
the parties’ rights under Pt VIII of the<br />
Act. The orders do no more than achieve<br />
the continuity of the proceedings. …<br />
[18] Leave to appeal must be refused<br />
once it is understood that no appeal validly<br />
lies. ( … )”<br />
PROPERTY – ERRONEOUS DISMISSAL<br />
OF THE PARTIES’ COUNTERVAILING<br />
APPLICATIONS FOR SOLE OCCUPATION<br />
In Sarto [<strong>2022</strong>] FedCFamC1A 16 (10<br />
February, <strong>2022</strong>) Austin J, sitting in the<br />
appellate jurisdiction of the Federal Circuit<br />
and Family Court of Australia, allowed<br />
an appeal in a case where the Court<br />
heard countervailing applications for sole<br />
occupation of the former matrimonial<br />
home.<br />
The wife had vacated the home<br />
upon separation, but sought an exclusive<br />
occupation order to move back in, despite<br />
being the sole registered owner of the<br />
property. The husband had lived in the<br />
property since separation and sought a<br />
sole occupation order.<br />
The Magistrates Court of Western<br />
Australia dismissed both applications. The<br />
wife appealed.<br />
Austin J said (from [11]):<br />
“… Being the sole legal proprietor<br />
of the property, absent an injunction to<br />
the contrary, [the wife] … is entitled to<br />
exclusive possession ( … )<br />
[14] Regardless of whether or not<br />
persons are married, property law governs<br />
the ascertainment of their property rights<br />
and interests (Wirth v Wirth [1956] HCA<br />
71 …). ( … )<br />
[19] The husband … seeks to obtain<br />
a property settlement order which<br />
substitutes him as the exclusive legal<br />
proprietor of the property … [T]he<br />
success of the husband’s claim depends<br />
upon an eventual exercise of discretion …<br />
under Pt VIII of the Act adjusting the …<br />
existing property interests. ( … )<br />
[20] In the face of the wife’s<br />
withdrawal of consent, the only way …<br />
the husband could evade ejection from the<br />
property was by securing an injunction to<br />
restrain the wife from exercising the rights<br />
which attend her legal title …<br />
[21] … Evidently, the magistrate<br />
concluded it was not proper to do so,<br />
because the injunction sought by the<br />
husband was refused. ( … )<br />
[24] … [T]he magistrate also refused<br />
to make the orders sought by the wife<br />
… The magistrate decided no order was<br />
necessary, but that conclusion was reached<br />
on the false premise that making no order<br />
at all would then permit the husband to<br />
continue residing in the property ( … )<br />
[30] … The husband … has not<br />
demonstrated it would be ‘proper’ to<br />
grant an injunction depriving the wife<br />
of her legal entitlement to possession of<br />
the property. An order should be made<br />
requiring the husband to immediately<br />
vacate the property. … ”<br />
<strong>May</strong> <strong>2022</strong> THE BULLETIN 33
FAMILY LAW CASE NOTES<br />
CHILDREN – ORDER FOR VACCINATION OF<br />
CHILD AGAINST COVID-19 – EVIDENCE OF<br />
PUBLIC HEALTH RESEARCHER PREFERRED<br />
In Palange & Kalhoun [<strong>2022</strong>]<br />
FedCFamC2F 149 (16 February, <strong>2022</strong>)<br />
Judge B Smith heard an application for a<br />
10 year old child to be vaccinated against<br />
Covid-19.<br />
The Court directed each parent to file<br />
any expert evidence that they sought to<br />
rely upon. The mother filed an affidavit<br />
of “Dr E”, a public health researcher in<br />
the area of vaccination, who had a PhD in<br />
public health amongst other qualifications.<br />
There was no other expert evidence.<br />
The mother also sought to rely<br />
upon publications by the World Health<br />
Organisation and the Center for Disease<br />
Control Prevention.<br />
The Court said (from [68]):<br />
“ … [E]ach party has given evidence<br />
of what various bodies have said, and what<br />
is contained in the pamphlets provided,<br />
to seek to prove the truth of those<br />
statements. ( … )<br />
[81] Dr E … has a PhD on the topic<br />
on which she has given her opinion. She<br />
currently works in the field in which she<br />
has given her opinion and her role is<br />
to study the area on which she gave an<br />
opinion. There was no challenge to Dr E’s<br />
expertise. ( … )<br />
[83] … I am satisfied that Dr E’s<br />
opinion evidence sufficiently satisfies the<br />
criteria for admissibility pursuant to s.79<br />
Evidence Act ( … )<br />
[109] … I do not consider it<br />
appropriate to give any weight to either<br />
of [the parties’] opinions on the medical<br />
and public health issues associated with<br />
COVID-19 infection or vaccination. ( … )<br />
34 THE BULLETIN <strong>May</strong> <strong>2022</strong><br />
[111] … I also give no weight to the<br />
pamphlets tendered by the mother.<br />
[112] … I give substantial weight to the<br />
unchallenged and uncontested evidence<br />
of Dr E who is a highly qualified expert.<br />
( … )<br />
[154] My role is to consider and weigh<br />
the relative risks … taking into account<br />
the evidence before me, and … to make<br />
a decision as to what course of action I<br />
believe is in his best interests. …<br />
[155] … I am satisfied that it is in<br />
the child’s best interests to be vaccinated<br />
against COVID-19 … ”<br />
PROPERTY – COURT ERRED BY NOT<br />
PROVIDING REASONS WHEN REJECTING<br />
A VALUATION THAT WAS NOT FROM A<br />
SINGLE EXPERT<br />
In Cantoni [<strong>2022</strong>] FedCFamC1A<br />
11 (7 February, <strong>2022</strong>) the Full Court<br />
(McClelland DCJ, Williams & Wilson<br />
JJ) allowed an appeal from a decision of<br />
Foster J, reviewing an interim order for<br />
the sale of a property made by a Senior<br />
Registrar.<br />
The property had been subject of<br />
construction that had stalled. The husband<br />
sought interim orders for the immediate<br />
sale of the property. The wife sought the<br />
appointment of a single expert as to value<br />
and orders for a builder to complete the<br />
construction, and for the property to be<br />
sold upon completion.<br />
After the Senior Registrar ordered an<br />
immediate sale; the matter came to the<br />
Court for review, where Foster J refused<br />
the wife’s solicitor’s oral application for<br />
leave to rely upon adversarial evidence as<br />
to value, the only reason given being “she’s<br />
not a single expert” ([18]).<br />
The Full Court said (from [22]):<br />
“The obligation to give reasons varies<br />
with the circumstances of the case (Police<br />
Federation of Australia and Another v Nixon<br />
and Another [2011] FCAFC 161 … at<br />
[67]). ... While there is generally no need<br />
to give detailed reasons when exercising<br />
a procedural discretion such as, whether<br />
in the context of this case the affidavit<br />
of [the adversarial expert] … should have<br />
been admitted into evidence, the reasons<br />
provided must nonetheless disclose the<br />
process of reasoning …<br />
[23] The primary judge in this matter<br />
was placed in an invidious position as<br />
a result of the appellant not having<br />
complied with the requirements of the<br />
then applicable Family Law Rules 2004<br />
(Cth) (‘the Rules’). First, the appellant did<br />
not file a formal application seeking leave<br />
to rely on an adversarial report. Second,<br />
the appellant failed to support such an<br />
application with an affidavit addressing the<br />
requirements of the Rules as required of<br />
a party seeking to rely upon an adversarial<br />
report. … ( … )<br />
[27] … [T]he primary judge did not, in<br />
giving reasons for rejection of the report<br />
… refer to those matters. Instead, the<br />
reason provided by the primary judge for<br />
rejecting the report … was solely that she<br />
was not ‘a single expert.’ ( … )<br />
[29] The failure of a trial judge<br />
to provide adequate reasons makes it<br />
impossible for the party aggrieved by<br />
the ruling and for an appellate court<br />
to determine whether the ruling was<br />
based on an error of law and, in those<br />
circumstances, the failure to give<br />
reasons will itself constitute an error<br />
of law … ( … )” B
CLASSIFIEDS<br />
VALUATIONS<br />
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Ph: 08 8342 4445<br />
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Certified Practising Valuer NO.346<br />
Auctioneers & Valuers Association<br />
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Hugh t. +61 McPharlin 8 431 80 82FCA<br />
d m. +61 +61 8401 8139 712 1130 908<br />
m +61 419 841 780<br />
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w nexiaem.com.au<br />
Consulting Engineers<br />
Australian Technology Pty Ltd<br />
for expert opinion on:<br />
• Vehicle failure and accidents<br />
• Vehicle design<br />
• Industrial accidents<br />
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• Occupational health and safety<br />
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Investigating:<br />
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• workplace conduct<br />
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Support services:<br />
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LawCare<br />
The LawCare Counselling<br />
Service is for members of<br />
the profession or members<br />
of their immediate family<br />
whose lives may be adversely<br />
affected by personal or<br />
professional problems.<br />
If you have a problem, speak<br />
to the LawCare counsellor<br />
Dr Jill before it overwhelms you.<br />
Dr Jill is a medical practitioner<br />
highly qualified to treat social<br />
and psychological problems,<br />
including alcoholism and drug<br />
abuse.<br />
The Law Society is pleased to<br />
be able to cover the gap<br />
payments for two consultations<br />
with Dr Jill per patient per<br />
financial year.<br />
All information divulged to the<br />
LawCare counsellor is totally<br />
confidential.<br />
To contact Dr Jill 08 8110 5279<br />
7 days a week<br />
LawCare is a member service<br />
made possible by the generous<br />
support of Arthur J. Gallagher<br />
The Litigation Assistance Fund (LAF) is a<br />
non-profit charitable trust for which the<br />
Law Society acts as trustee. Since 1992<br />
it has provided funding assistance to<br />
approximately 1,500 civil claimants.<br />
LAF receives applications for funding<br />
assistance from solicitors on behalf of<br />
civil claimants seeking compensation/<br />
damages who are unable to meet the<br />
fees and/or disbursements of prosecuting<br />
their claim. The applications are<br />
subjected to a means test and a merits<br />
test. Two different forms of funding exist –<br />
Disbursements Only Funding (DOF) and<br />
Full Funding.<br />
LAF funds itself by receiving a relatively<br />
small portion of the monetary proceeds<br />
(usually damages) achieved by the<br />
claimants whom it assists. Claimants who<br />
received DOF funding repay the amount<br />
received, plus an uplift of 100% on that<br />
amount. Claimants who received Full<br />
Funding repay the amount received, plus<br />
15% of their damages. This ensures LAF’s<br />
ability to continue to provide assistance<br />
to claimants.<br />
LAF recommends considering whether<br />
applying to LAF is the best course in the<br />
circumstances of the claim. There may be<br />
better methods of obtaining funding/<br />
representation. For example, all Funding<br />
Agreements with LAF give LAF certain<br />
rights including that funding can be<br />
withdrawn and/or varied.<br />
For further information, please visit<br />
the Law Society’s website or contact<br />
Annie MacRae on 8229 0263.<br />
Family Law - Melbourne<br />
Marita Bajinskis<br />
formerly of<br />
Howe Martin & Associates<br />
is a Principal at<br />
Blackwood Family Lawyers<br />
in Melbourne<br />
Marita is an Accredited Family<br />
Law Specialist and can assist with<br />
all family law matters including:<br />
• matrimonial and de facto<br />
• property settlements<br />
• superannuation<br />
• children’s issues<br />
3/224 Queen Street<br />
Melbourne VIC 3000<br />
T: 03 8672 5222<br />
Marita.Bajinskis@<br />
blackwoodfamilylawyers.com.au<br />
www.blackwoodfamilylawyers.com.au<br />
CONSULTING<br />
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Contact<br />
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or Victor Tien<br />
08 8232 1333<br />
contact@brettandwatson.com.au<br />
www.brettandwatson.com.au<br />
Ground Floor<br />
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Adelaide SA 5000<br />
<strong>May</strong> <strong>2022</strong> THE BULLETIN 35
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