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MASS UK Industry Conduct Principles and Code of Practice 2022 (V6)

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6.8 ISM CODE CERTIFICATION<br />

6.8.1 The International Safety Management <strong>Code</strong> (ISM <strong>Code</strong>), under Regulation 3 <strong>and</strong> 4, may have a requirement for<br />

<strong>MASS</strong> to have a level <strong>of</strong> certification for safety. These may include:<br />

6.10.2 The Operator should pay due adherence to the many <strong>and</strong> varied statutes, legislations, rules, regulations <strong>and</strong><br />

<strong>Code</strong>s <strong>of</strong> practice that apply to seafaring. Although the autonomous nature <strong>of</strong> the <strong>MASS</strong> operation may seem to<br />

negate some requirements, it is the crewless aspect that should dem<strong>and</strong> increased awareness. Any procedures<br />

produced should pay particular attention to this detail, especially those systems <strong>and</strong> equipment procedures that<br />

are required to avoid collision.<br />

n Document <strong>of</strong> Compliance;<br />

n Safety Management Certificate.<br />

6.8.2 The provisions <strong>of</strong> this <strong>Code</strong> (Chapter 13) <strong>and</strong> the development <strong>and</strong> use <strong>of</strong> an SMS will assist the Operator in<br />

showing compliance to the ISM <strong>Code</strong> certification requirements when appropriate.<br />

6.10.3 The Operator should formulate <strong>and</strong> document procedures to ensure that safe working practices are carried out<br />

in the operation <strong>of</strong> the <strong>MASS</strong>. These may be in the form <strong>of</strong> checklists, which can be followed by all personnel<br />

irrespective <strong>of</strong> their location.<br />

6.10.4 Simple procedures should be developed for the operation <strong>of</strong> the <strong>MASS</strong>. These should include, but not be limited to:<br />

6.9 RISK ASSESSMENT<br />

6.9.1 Hazard identification <strong>and</strong> risk assessment are key tools in identifying those potential hazards that the operation<br />

<strong>and</strong> maintenance <strong>of</strong> the <strong>MASS</strong> may impart <strong>and</strong> the associated realisation <strong>of</strong> those hazards occurring.<br />

6.9.2 The process for the risk assessment should be based on the techniques available in the following documents:<br />

n Testing <strong>of</strong> equipment, including propulsion <strong>and</strong> steering gear, prior to commencing a passage;<br />

n Navigation <strong>and</strong> h<strong>and</strong>ling <strong>of</strong> the <strong>MASS</strong>;<br />

n Maintenance routines;<br />

n Bunkering operations;<br />

n Watertight/weathertight integrity;<br />

n Stability <strong>of</strong> the <strong>MASS</strong>;<br />

n <strong>Conduct</strong> <strong>of</strong> passengers <strong>and</strong> crew if utilised on board.<br />

n ISO/IEC 31010. Risk Management – Risk Assessment techniques<br />

n ISO/IEC 27005. Information Technology – Security techniques. Information security risk management.<br />

6.10.5 Due to the autonomous nature <strong>of</strong> <strong>MASS</strong> operation the following areas should be considered on top <strong>of</strong> traditional<br />

vessel operating procedures:<br />

6.9.3 Therefore, a key duty <strong>of</strong> the Operator is to develop an effective Risk Assessment system. This will, through a logical<br />

approach, systematically identify risks to personnel <strong>and</strong> the environment that the <strong>MASS</strong> could potentially influence.<br />

6.9.4 Risk assessment system outputs will assist in the production <strong>of</strong> the <strong>MASS</strong> safe systems <strong>of</strong> work <strong>and</strong> operational<br />

procedures.<br />

6.9.5 Any Risk Assessment system should be simple to underst<strong>and</strong> <strong>and</strong> implement such that Operators can carry out<br />

effective risk assessments, taking into account any deviations from the perceived ‘normal’ operating envelope.<br />

n Anti-Collision, crewless <strong>MASS</strong> <strong>and</strong> the ability to detect <strong>and</strong> avoid collision;<br />

n Cyber Security, anti-hacking <strong>and</strong> vessel hijacking for remote operated <strong>MASS</strong>;<br />

n Anti-Piracy, close protection, remote control etc;<br />

n SOLAS Reg 14, Considerations pertaining to evidence <strong>of</strong> minimum manning level requirements;<br />

n SOLAS Reg 33, Distress situations <strong>and</strong> how the Operator meets its obligations <strong>and</strong> responsibilities to other<br />

mariners in distress.<br />

6.11 CREWING REQUIREMENTS FOR LARGER SHIPS WHEN PILOTAGE IS REQUIRED<br />

6.9.6 Further guidance can be sought in Chapter 1 <strong>of</strong> the <strong>Code</strong> <strong>of</strong> Safe Working <strong>Practice</strong>s for Merchant Seafarers.<br />

6.9.7 Where a <strong>MASS</strong> uses, transfers or holds bulk quantities <strong>of</strong> substances, materials or liquids that, in the event <strong>of</strong> a<br />

spillage could constitute an environmental impact then the Operator is recommended to develop <strong>and</strong> implement<br />

a <strong>MASS</strong> Oil Pollution Emergency Plan (<strong>MASS</strong>OPEP).<br />

6.10 PROCEDURES TO ENSURE SAFE OPERATION OF <strong>MASS</strong><br />

6.10.1 The regulations <strong>and</strong> rules, not addressed by this <strong>Code</strong>, which apply to all <strong>MASS</strong> include, but are not limited to:<br />

n The IMO Instruments;<br />

n Local navigation rules;<br />

n National health <strong>and</strong> safety regulations;<br />

n The <strong>Code</strong> <strong>of</strong> Safe Working <strong>Practice</strong>s for Merchant Seamen;<br />

n All relevant national shipping or guidance notices.<br />

6.11.1 For some <strong>MASS</strong>, it might be<br />

appropriate to have permanently<br />

exhibited information for pilots <strong>and</strong><br />

port authorities, e.g. at the RCC for<br />

navigational items in the event <strong>of</strong><br />

platform manning <strong>and</strong> the need to<br />

take local control. An example <strong>of</strong> the<br />

ICS Vessel Pilot Card is at Figure 5-1.<br />

6.11.2 Alternatively, in a smaller <strong>MASS</strong>, the<br />

record could take any suitable form.<br />

These could include a diary, as<br />

distinct from a specially printed<br />

logbook, or a shore/remote pick up<br />

data-logger.<br />

Figure 6-1 - Pilot Card<br />

6.11.3 Whatever form the record takes, such entries should be accepted as evidence <strong>of</strong> compliance with the<br />

Shore-Side, On Board, Remote Procedural requirements.<br />

58<br />

<strong>MASS</strong> <strong>UK</strong> <strong>Industry</strong> <strong>Conduct</strong> <strong>Principles</strong> <strong>and</strong> <strong>Code</strong> <strong>of</strong> <strong>Practice</strong> Version 6 <strong>MASS</strong> <strong>UK</strong> <strong>Industry</strong> <strong>Conduct</strong> <strong>Principles</strong> <strong>and</strong> <strong>Code</strong> <strong>of</strong> <strong>Practice</strong> Version 6 59

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