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Taking Action

ISBN 978-3-86859-870-4

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<strong>Taking</strong> <strong>Action</strong><br />

Transforming Athens’<br />

Urban Landscapes<br />

Αναλαμβάνοντας Δράση –<br />

Μετασχηματίζοντας τα Αστικά<br />

Τοπία της Αθήνας<br />

edited by Norbert Kling,<br />

Tasos Roidis and Mark Michaeli


17<br />

Preface<br />

19<br />

Πρόλογος<br />

introduction<br />

25<br />

Norbert Kling, Tasos Roidis<br />

and Mark Michaeli<br />

<strong>Taking</strong> <strong>Action</strong>: Working Towards<br />

Positive Urban Change<br />

33<br />

ΕΙΣΑΓΩΓΗ<br />

Αναλαμβάνοντας Δράση: Προς<br />

μια Θετική Αστική Αλλαγή<br />

Reading and<br />

conceptualising<br />

Spaces of Urban<br />

transformation<br />

43<br />

Mark Michaeli<br />

Re-Imagining Processes<br />

of Urban Transformation:<br />

A Thousand Green Deals<br />

53<br />

Richard Woditsch and<br />

Mark Kammerbauer<br />

The Polykatoikia: An Osmosis<br />

of Public and Private Spaces<br />

63<br />

Tasos Roidis<br />

Catalyst of Urban Transformation:<br />

The “Inner-Urban Landscapes”<br />

Concept<br />

81<br />

Kris Scheerlinck and<br />

Gitte Schreurs<br />

Streetscape Essentials<br />

95<br />

Panos Dragonas<br />

Learning from @Omonoia:<br />

On the Development of Athenian<br />

Public Space through Media<br />

103<br />

Περιλήψεις Ενότητας<br />

Μελετώντας και Νοηματοδοτώντας<br />

Χώρους Αστικού<br />

Μετασχηματισμού


Approaching and<br />

framing situations<br />

of Change<br />

111<br />

Panayotis Tournikiotis<br />

The Issue of <strong>Taking</strong> <strong>Action</strong> and<br />

the City of Athens<br />

117<br />

Norbert Kling<br />

Visions and Local Knowledge:<br />

The Urban Everyday as Space<br />

of Change<br />

135<br />

Christos-Georgios Kritikos<br />

Facing Athens’ Urban Heritage<br />

Paradox: An Abandoned<br />

Building Stock as Common(s)?<br />

153<br />

Konstantina Georgiadou<br />

Being an Athenian; or,<br />

Who are we Planning for?<br />

163<br />

Vasiliki Geropanta<br />

Digitally Assisted Community<br />

Mapping<br />

179<br />

Theodora Malamou<br />

#recording_the_city.<br />

Bougada: An Alternative Way<br />

of Mapping Victoria Square<br />

195<br />

Περιλήψεις Ενότητας<br />

Προσεγγίζοντας και Διαμορφώνοντας<br />

Καταστάσεις<br />

Αλλαγής<br />

Negotiating and<br />

realising Change –<br />

<strong>Taking</strong> <strong>Action</strong><br />

203<br />

Eirini Iliopoulou and<br />

Vasilis Avdikos<br />

Participatory Processes in<br />

Integrated Territorial<br />

Development: A Case of<br />

Co-Managing Water Commons<br />

215<br />

Elissavet Bargianni and<br />

Grammatiki Papazoglou<br />

Athens’ Natural Capital: Aiming<br />

for 2030<br />

227<br />

Dimitris Poulios<br />

Re-Thinking the Planning<br />

Process in Athens: Actors,<br />

Governance, Public Space<br />

and Planning Culture<br />

241<br />

Futureproofing Greek Cities:<br />

Old Tools are not Enough.<br />

A Conversation Between Michalis<br />

Goudis and Norbert Kling<br />

253<br />

Jon Goodbun<br />

The Ecological Semiotics of<br />

Air Pollution and Heat in Athens<br />

271<br />

Josep Bohigas and Ioanna<br />

Spanou: Winning, Losing and<br />

Regaining Barcelona’s Urban<br />

Spaces. Edited by Norbert Kling<br />

283<br />

Περιλήψεις Ενότητας<br />

Διαπραγματεύοντας και<br />

Υλοποιώντας την Αλλαγή –<br />

Αναλαμβάνοντας Δράση<br />

287 Debating Athens’ Futures<br />

295 Biographies<br />

298 Acknowledgements<br />

299 Photography and<br />

Graphic Material<br />

318 Imprint


Preface<br />

Urban transformation presents enormous challenges. These have<br />

to be met with the strongest commitments possible if the ambitious<br />

global goals associated with re-thinking and re-making cities and<br />

urban processes are to be realised. Transformation and transition<br />

have become key terms in public debates about current problems<br />

and possible futures. Within the broadly defined field of change,<br />

urban transformation is seen as a prime site of analysis and intervention<br />

since it is here that multiple transformative processes and<br />

transitions intersect. To engage with such processes, inter- and<br />

transdisciplinary perspectives are needed to develop a fuller understanding<br />

of the conditions in and through which transformations<br />

take place and unfold their potential.<br />

The authors in this book aim to contribute to the multifaceted<br />

debate about urban futures and the restructuring of our cities<br />

towards healthier, greener, more liveable and resilient environments.<br />

Coming from different professional and academic backgrounds<br />

involved with the research, planning or production of urban change,<br />

they have joined forces to discuss the ever more urgent issue<br />

of how to make cities more sustainable and responsive to future<br />

change.<br />

The focus of this book is on Athens. Like other cities in Europe<br />

and globally, Athens and its conurbation in and around the Attica<br />

basin are challenged by a series of current and emerging problems<br />

that demand far-reaching decisions and actions. When, in December<br />

2021, the authors first met to discuss the problems of and possible<br />

trajectories for Athens, a set of core questions crystallised and<br />

convergences in their respective approaches became apparent.<br />

This informed the basic structure of this book. During the following<br />

period, a series of exchanges enabled the authors to elaborate their<br />

contributions in parallel to the developing book and relate to each<br />

other across disciplinary boundaries.<br />

The publication is part of the research project which started<br />

as a broadly defined enquiry into the transformation of urban<br />

landscapes by the Chair of Sustainable Urbanism at the Technical<br />

University in Munich (TUM). It developed into an Athenian project<br />

in 2019 as the continuation of a working relationship between the


18<br />

National Technical University of Athens (NTUA) and TUM. It was<br />

generously supported for a three-year research period in 2020<br />

by the Schwarz Foundation. Since then, several institutions and collaborators<br />

have participated in the project, including the Gennadius<br />

Li brary of the American School of Classical Studies at Athens,<br />

as well as students, researchers and teaching staff from different<br />

schools of architecture in Greece and at TUM. As the work on the<br />

publication ran in parallel to urban analysis and academic design<br />

projects conducted with students, questions that emerged from<br />

design-oriented perspectives also found their way into the book.<br />

The book’s title, <strong>Taking</strong> <strong>Action</strong>: Transforming Athens’ Urban<br />

Landscapes, is an invitation to comprehend and learn from the<br />

Athenian situation, but also to actively participate in and contribute<br />

to the city’s multiple transformations.


Πρόλογος<br />

19<br />

Έχει καταστεί σαφές, ότι οι τεράστιες προκλήσεις που θέτει ο<br />

αστικός μετασχηματισμός πρέπει να αντιμετωπιστούν με τις<br />

ισχυρότερες δυνατές δεσμεύσεις, εάν πρόκειται να υλοποιηθούν<br />

οι φιλόδοξοι παγκόσμιοι στόχοι που συνδέονται με την επανεξέταση<br />

και την αναδιαμόρφωση των πόλεων και των αστικών διαδικασιών.<br />

Ο αστικός μετασχηματισμός και η πράσινη μετάβαση έχουν<br />

γίνει βασικοί όροι σε δημόσιες συζητήσεις σχετικές με τα τρέχοντα<br />

προβλήματα και με πιο βιώσιμα μέλλοντα. Στο πλαίσιο του ευρύτερα<br />

οριζόμενου πεδίου της αλλαγής, η αστική ανανέωση θεωρείται<br />

πρωταρχικός τόπος ανάλυσης και παρέμβασης, καθώς εδώ<br />

διασταυρώνονται πολλαπλές διαδικασίες και μεταβάσεις. Για να<br />

ασχοληθούμε με τέτοιες διαδικασίες, απαιτούνται διεπιστημονικές<br />

και πολυεπιστημονικές προοπτικές, που να πραγματεύονται<br />

την ανάπτυξη μιας πληρέστερης κατανόησης των συνθηκών μέσα<br />

και μέσω των οποίων οι μετασχηματισμοί λαμβάνουν χώρα και<br />

αποκαλύπτουν τις δυνατότητές τους.<br />

Οι θεμελιώδεις αλλαγές που δρομολογούνται ή και συμβαίνουν,<br />

επηρεάζουν αναπόφευκτα τα συμφέροντα και την καθημερινή<br />

ζωή πολλών. Οι συγγραφείς αυτού του βιβλίου έχουν ως στόχο να<br />

συμβάλουν στην πολύπλευρη συζήτηση για το αστικό μέλλον και<br />

την αναδιάρθρωση των πόλεών μας προς ένα πιο υγιές, πράσινο και<br />

ανθεκτικό περιβάλλον. Προερχόμενοι από διαφορετικά επαγγελματικά<br />

και ακαδημαϊκά υπόβαθρα τα οποία ασχολούνται με την έρευνα,<br />

τον σχεδιασμό ή την παραγωγή αστικών αλλαγών, ένωσαν τις<br />

δυνάμεις τους για να συζητήσουν το ολοένα και πιο επείγον ζήτημα<br />

του πώς θα γίνουν οι πόλεις πιο βιώσιμες και πώς θα ανταποκριθούν<br />

σε μελλοντικές αλλαγές.<br />

Το παρόν βιβλίο επικεντρώνεται στην Αθήνα. Όπως και άλλες<br />

πόλεις στην Ευρώπη και παγκοσμίως, η Αθήνα και το πολεοδομικό<br />

της συγκρότημα εντός και γύρω από το λεκανοπέδιο της Αττικής,<br />

αντιμετωπίζουν μια σειρά από υπαρκτά και αναδυόμενα προβλήματα<br />

που απαιτούν μακρόπνοες αποφάσεις και εκτεταμένες δράσεις.<br />

Τις τελευταίες δύο δεκαετίες έχει αναπτυχθεί μια έντονη συζήτηση<br />

για την κατάσταση της Αθήνας και το μέλλον της πόλης. Όταν τον


Δεκέμβριο του 2021, οι συγγραφείς συναντήθηκαν για πρώτη φορά,<br />

για να συζητήσουν τα προβλήματα και τις πιθανές κατευθύνσεις για<br />

την Αθήνα, αποκρυσταλλώθηκε ένα σύνολο βασικών ερωτημάτων,<br />

ενώ έγιναν εμφανείς οι συγκλίσεις στις αντίστοιχες προσεγγίσεις<br />

τους. Αυτό αποτέλεσε και τη βασική δομή του παρόντος βιβλίου.<br />

Κατά τη διάρκεια της επόμενης περιόδου, μια σειρά από ανταλλαγές<br />

ιδεών και απόψεων επέτρεψε στους συγγραφείς να επεξεργαστούν<br />

τα κείμενά τους παράλληλα με την ανάπτυξη των θεματικών<br />

του βιβλίου και να συσχετιστούν μεταξύ τους πέρα από τα όρια του<br />

εκάστοτε γνωστικού πεδίου.<br />

Η παρούσα έκδοση αποτελεί μέρος του ερευνητικού προγράμματος<br />

που ξεκίνησε ως μια ευρεία έρευνα για τον μετασχηματισμό<br />

των αστικών τοπίων από την Έδρα Βιώσιμου Αστικού Σχεδιασμού<br />

του Τεχνικού Πανεπιστημίου του Μονάχου (Sustainable Urbanism -<br />

TUM). Εξελίχθηκε σε ερευνητικό έργο για την Αθήνα το 2019, ως<br />

συνέχεια μιας υπάρχουσας σχέσης συνεργασίας μεταξύ του Εθνικού<br />

Μετσόβιου Πολυτεχνείου (ΕΜΠ) και του TUM. Υποστηρίχθηκε<br />

γενναιόδωρα για μια τριετή ερευνητική περίοδο το 2020 από το<br />

Ίδρυμα Schwarz. Έκτοτε, έχουν συμμετάσχει στο έργο διάφορα<br />

ιδρύματα και συνεργάτες, μεταξύ των οποίων η Γεννάδειος Βιβλιοθήκη<br />

της Αμερικανικής Σχολής Κλασικών Σπουδών στην Αθήνα, καθώς<br />

και φοιτητές, ερευνητές και διδακτικό προσωπικό από διάφορες<br />

αρχιτεκτονικές σχολές στην Ελλάδα και στο ΤUM. Οι εργασίες για<br />

την έκδοση διεξήχθησαν παράλληλα με πολεοδομικές αναλύσεις και<br />

ακαδημαϊκά εργαστήρια σχεδιασμού. Τα ερωτήματα που προέκυψαν<br />

από αυτήν τη διαδικασία βρήκαν επίσης το δρόμο τους στο βιβλίο.<br />

Ο τίτλος του βιβλίου Αναλαμβάνοντας Δράση: Μετασχηματίζοντας<br />

τα Αστικά Τοπία της Αθήνας (<strong>Taking</strong> <strong>Action</strong>: Transforming Athens’<br />

Urban Landscapes), είναι μια πρόσκληση να κατανοήσουμε και να<br />

διδαχθούμε από την αθηναϊκή πραγματικότητα, να συμμετάσχουμε<br />

ενεργά και να συμβάλουμε στους πολλαπλούς μετασχηματισμούς<br />

της πόλης.<br />

20


Reading


and<br />

Conceptualising<br />

Spaces of<br />

Urban<br />

Transformation


Re-Imagining Processes of<br />

Urban Transformation:<br />

A Thousand Green Deals<br />

Mark Michaeli<br />

The urgent need for climate-oriented green urban transformation<br />

is now broadly acknowledged. The dramatic increase in the number<br />

and severity of extreme weather events and weather conditions<br />

worldwide poses unprecedented challenges to the safety and longterm<br />

habitability of populated areas. Meanwhile, long-hesitant<br />

policymakers have launched ambitious plans to adapt our urban<br />

living environments to meet the challenges of climate change.<br />

And yet, both from a lay perspective as well as that of the planners<br />

and experts tasked with implementing the transformation project,<br />

the process is painfully slow. It is limited in many places to individual<br />

interventions, whose effect is to improve quality at a local level.<br />

Though committed to nature-based solutions and green urban<br />

infrastructures that serve the entire region, these projects have so<br />

far had little impact because they remain incoherent in the specific<br />

spatial and temporal context of transformation.<br />

In what follows, I turn the spotlight onto the critical dimensions<br />

of, and conditions for, urban transformation processes with the<br />

aim of deriving approaches to overcoming these obstacles. For<br />

the purposes of illustration, I make reference to selected European<br />

cities. In this context, I follow the basic principle of the Inner-urban<br />

Landscape (IUL) (see Roidis, chapter in this book), which I understand<br />

as the spatial backbone of an ecological-social urban system,<br />

encompassing entire urban and metropolitan areas. It is both the<br />

target spatial arena for thousands of jointly formulated and negotiated<br />

green deals between society and individual as well as cultural<br />

and natural processes in time and space.<br />

Transformation as Challenge for Planning<br />

Generally, green urban transformation calls for substantial planning<br />

interventions and guidance. This follows from the recognition that<br />

without a “systematic future-oriented thinking through of goals,<br />

measures, ways and means” – according to a current definition of<br />

planning (Wild, 1974, p. 13, translation by the author) – the chances<br />

of achieving the goals laid down in international agreements such<br />

as the UN Sustainable Development Goals (United Nations, 2015)<br />

remain slim.


44<br />

Interestingly, however, spatial planning – unlike, for example,<br />

corporate planning – struggles with some of the four dimensions<br />

mentioned by Wild. With regard to “ways” and “means”, experts from<br />

planning practice point out that their scope for action and implementation<br />

is initially limited to legally standardised planning and<br />

decision-making processes. Urban transformation along various<br />

dimensions of sustainability, however, requires project-related<br />

special agreements between the actors involved as a minimum<br />

precondition for the development of productive potential – which,<br />

incidentally, is not unknown in urban planning (Kraft & Schmidiger,<br />

2020). In contrast to formalised legal principles or established<br />

norms for environmental design, these agreements first require a<br />

dialogue between those who set the planning framework and those<br />

investing in or using the space. I would also suggest that, given this<br />

constraint, agreements are more likely to be developed successfully<br />

in a trialogue involving the community. This suggestion is not<br />

rooted in the suspicion that planning cannot express and represent<br />

the interests of the community. Rather, the triangular arrangement<br />

integrates two appreciably vital potentials for accelerating<br />

transformation: firstly, better visualisation and representation of all<br />

interests in the jointly designed transformation process; secondly,<br />

following from this, the mobilisation of numerous new constellations<br />

of actors supportive of the strategic achievement of goals, but now<br />

integrated under the umbrella of jointly agreed goals. In this (game)<br />

set-up, planning itself becomes the advocate of establishing and<br />

securing the equilibrium between the specific spatial and societal<br />

requirements of sustainability and space-transforming entities: the<br />

community as a whole and the individual contributor.<br />

Research focused on the transformation of urban systems and<br />

spaces has identified such re-negotiated and mutually agreed projects<br />

as the key to sustainable development. However, the findings<br />

indicate that initial projects are usually limited to fairly straightforward<br />

situations in which the individual and community benefits<br />

gained are easily measurable and thus clearly attributable to the<br />

participants. It is therefore not surprising that such agreements<br />

are almost never systematically enacted in complex scenarios and<br />

among networks of actors with divergent interests. On the contrary,<br />

planning that is fixated on short-term implementation tends to fall<br />

back on the basic standardised tools. The entire triangle of actors<br />

consequently fails to reach its potential, and many promising and<br />

feasible approaches are ruled out in practice (Brasche, 2019).<br />

Recent research from the field of environmental social sciences<br />

and environmental governance further corroborates the<br />

phenomenon of “institutional” blockages that can occur between<br />

multiple stakeholders even where their development goals converge<br />

(Jensen et al., 2015). In this regard, according to the research,<br />

frictions increase the more the individual subsystems, such as<br />

the participating planning departments, have institutionalised<br />

and codified their respective areas of responsibility. This includes<br />

predetermined administrative logics or procedures defined within<br />

subdepartments as well as optimisation measures or indicator<br />

systems for measuring performance (Madsen et al., 2022). Put<br />

simply, it is not only different performance targets that create problems<br />

for implementation. Rather, even when interests are similar,


the nuanced institutional version of performance accounting can<br />

become an insurmountable obstacle. In a worst case scenario,<br />

for example, a green urban transformation performance measured<br />

by biodiversity might impede another measure evaluated, for<br />

example, by the buffer capacity for rainwater in the decision-making<br />

process. And this despite the fact that the well balanced combination<br />

of both complementary measures would represent a considerable<br />

gain in quality for the overall system, as well as from both<br />

perspectives.<br />

It is for this reason that the aforementioned researchers<br />

maintain that in the complex, multidisciplinary and conflicting field<br />

of urban infrastructure delivery and transformation, alternative<br />

governance models are superior to traditional, heavily departmentbased<br />

planning models (Miörner et al., 2021).<br />

45<br />

Acting in Partnerships and Non-Partnerships<br />

It is a popular misconception that planning, or the public sector,<br />

undertakes planned interventions in the city itself, or can exercise<br />

substantial control over the majority of processes. In fact, this is<br />

true only for relatively few interventions. For the most part, these<br />

are located within cities’ own areas of responsibility, for example,<br />

in the construction of buildings or open spaces as part of public<br />

infrastructure.<br />

In actuality, the vast majority of interventions are undertaken<br />

by market economy actors, private individuals or companies. Their<br />

individual actions are oriented within the parameters set by planning.<br />

Planning stimulates this by means of incentive instruments or<br />

the definition of minimum standards when issuing permits.<br />

However, this means that a controlling effect only occurs if<br />

there is a transformation decision relevant to the legal enforcement<br />

mechanism in the first place – such as, for example, changes to<br />

conditions in approving permits. In the face of a deliberate perpetuation<br />

of an existing situation (non-activity; see, for example, Kritikos<br />

in this book), the established tools of planning are relatively powerless.<br />

Against this background, we should treat slogans in support of<br />

uncompromising, 100 % preservation of existing structures, which<br />

are often voiced in the popular debate with great caution. This is<br />

because they fail to recognise that goal-oriented, sustainable transformation,<br />

which necessitates addressing new issues and inventing<br />

new spatial modes of operation for the city, can only succeed if<br />

there is controlled re-structuring activity at all.<br />

This important aspect of controllability, especially for the<br />

further development of the built – and, given the climate crisis,<br />

increasingly important non-built – spatial stock, is, astonishingly,<br />

all but absent from the transformation narrative on urban space. In<br />

this respect, lessons could be drawn from international experience<br />

with energy conservation laws that have been introduced practically<br />

everywhere in Europe since the 1990s. In the short term, a substantial<br />

slump in the renovation rate of old buildings has followed the<br />

introduction or tightening of regulations. Austrian studies have also<br />

found a shift in activity in private real estate ownership in favour<br />

of “renovation via the DIY store”, which has largely eluded control<br />

within planning processes. (Amann et al., 2020, p. 6, translation by<br />

the author). Contemporary studies on this phenomenon, which was


quickly recognised as a problem of enforcement, primarily focus on<br />

types of (residential) real estate, typically held in individual ownership.<br />

These tend to recommend a review of the instruments developed<br />

to date, which, in addition to regulatory measures and state<br />

subsidies, now provide market-oriented stimuli and mechanisms<br />

that focus on the options available for action by individuals (Weiß &<br />

Dunkelberg, 2010). For this to happen, however, the behaviour<br />

of the actors involved must be plausibly calculable. The navigation<br />

of actors within, for example, a transformation process focused on<br />

sustainability has so far been given short shrift in typically objectfixated<br />

planning.<br />

46<br />

Activating Spatial and Actor Knowledge: Think Tanks and Brokers<br />

of Transformation<br />

Since the middle of the 2010s, transformation research has been<br />

demanding that the knowledge of diverse actor expectations and<br />

behaviour be more effectively activated to enable the creation of<br />

implementable agendas and strategies for green urban transformation<br />

(Werbeloff et al., 2016). A recent study on the everyday supply<br />

structure in Bavaria (Michaeli et al., 2020) shows – as a methodological<br />

collateral product – how different the assessment of the<br />

problem situation and possible solutions can be when the traditional<br />

knowledge base of spatial planning is abandoned and an<br />

alternative view is taken from the perspective of the various stakeholders.<br />

The development and negotiation of a new relational spatial<br />

knowledge (the knowledge of space) is therefore cited in recent<br />

planning science as a basic condition for a socio-ecological reconstruction<br />

of economic activity in space and the provision of the<br />

necessary patterns of spatial use and infrastructures (Hofmeister &<br />

Kanning, 2021).<br />

Equipped with these three dimensions of knowledge 1. on the<br />

system or context, 2. on orientation or goal achievement and 3. on<br />

the organisation of change the authors assign the role of pro-active<br />

transformation broker to the spatial planner and designer. Using<br />

their own instruments, spatial planners and designers can navigate<br />

between different actors in private and public space, as well as<br />

between departmental competences. They assemble knowledge<br />

and networks of actors, identify supporting projects that can form<br />

the backbone for numerous docking processes; they also mediate<br />

between research, politics and implementation practice and supervise<br />

the processes of change that have been initiated.<br />

In keeping with Miörner’s position (Miörner et al., 2021), these<br />

two authors’ reflections entail a new organisation of the governance<br />

of the impending urban transformations, here conceived as a genuine<br />

cross-sectional agency, although at least in Miörner’s case<br />

the risks of such an organisation within the established municipal,<br />

or even national, administrative logics are also considered.<br />

The challenge is primarily that the more openly legal frameworks<br />

– for example, for new forms of inclusion, participation<br />

or compensation of third parties in highly complex planning processes<br />

– have so far only been provided in the rarest of cases.<br />

Although I would endorse this risk assessment, I would nevertheless<br />

like to point out two things: the urgency of the transformative<br />

challenge leaves us no time to explore all possible conflict


configurations in order to then – in the best case scenario – arrive<br />

at a putative Gesamtkunstwerk of a transformation administration.<br />

Nor is it to be expected that all productive models of collaboration<br />

will necessarily be conflictual. Numerous studies on sustainability<br />

transformation (Werbeloff et al., 2016), or on complementary<br />

informal governance models in spatial development practice<br />

(Michaeli et al., 2016), demonstrate the consensual feasibility of<br />

transformation projects in inhabited space along collectively agreed<br />

development goals and comprehensible, visualised incentives.<br />

The contemporary model experiments by Barcelona Regional<br />

(Barcelona, Bohigas, Spanou & Kling, in this book), oriented around<br />

a long-term and strategic plan, or the studies by the Atelier Parisien<br />

d’Urbanisme (Apur) in Paris, which have been informing municipal<br />

transformation policy for over 50 years, are excellent examples.<br />

Both demonstrate how cities can make themselves fit for transformation<br />

through stimulus-providing think tanks and enter into productive<br />

discussion with all those involved in the process (Michaeli &<br />

Häupl, 2014).<br />

47<br />

Transformation Constellations<br />

Before going on to illustrate, with reference to selected European<br />

cities, that such new governance approaches can be successfully<br />

implemented and how, it is worth concluding this theoretical section<br />

with a look at the actual transformation scenarios that await us in<br />

the future.<br />

In principle, transformation denotes the conversion of an initial<br />

state into a target state. In the public discourse, the project of urban<br />

transformation appears strangely monolithic. Beside the description<br />

of the goal to be achieved by the community, considerations<br />

of the organisation of the continuity of the process or the activation<br />

of the complex groups and networks of actors mentioned take a<br />

back seat to descriptions of the state or standard to be achieved in<br />

the future. Here, urban development that is (almost always) additive<br />

and project-focused has not yet been discarded, and the primacy<br />

of growth continues to be the unquestioned engine of change.<br />

However, the transformation that is now imminent also requires<br />

knowledge of how to deal with the abandonment and non-replacement<br />

of certain structures or created investment values, or the<br />

reconstruction of urban infrastructures and their patterns of use<br />

during ongoing operation. In the process, the actors involved will<br />

also have to adapt to new economies of spatial transformation.<br />

The intentional renunciation of uses and building structures<br />

in order to use them as places for the development of open space<br />

or occupation for supposedly low-value uses has so far remained<br />

the exception rather than the rule. However, this deserves greater<br />

attention in the context of larger urban transformation projects and<br />

the increasingly scarce and already depleted inner-city land resources:<br />

for example, if one wants to pedestrianise street spaces,<br />

implement green infrastructures for shading or areas for rainwater<br />

retention, the space must first be reclaimed from motorised traffic.<br />

This means that new, less space-intensive mobility options must<br />

be developed, and stationary traffic must be removed from streets,<br />

for which the acquisition of land and the construction of neighbourhood<br />

(high-rise) car parks is proposed on a case-by-case basis.


Viewed individually, such a project makes neither economic nor<br />

ecological sense and seems to run counter to transformation goals.<br />

However, as a (partial) catalysing measure towards green urban<br />

transformation, it is precisely such initial projects that are receiving<br />

increasing attention today (Apur, 2012, 2020). This kind of intervention,<br />

combined with the targeted acquisition of individual plots of<br />

land, is seen as a strategic and complementary building block for<br />

gaining access to public spaces in a densely populated and privatised<br />

urban structure such as Paris. In this way, measures to improve<br />

the environment can be implemented, especially in rather narrow<br />

street spaces (greening, improvement of amenities and promotion<br />

of alternative modes of transport – especially pedestrian traffic. So<br />

far, these have mostly been limited to wide street sections or urban<br />

spaces earmarked to be freed of motorised traffic due to spatial<br />

requirements for stationary traffic.<br />

48<br />

Establishing New Continuities<br />

What appears quite coherent in its conception, however, often turns<br />

out to be very difficult in its implementation, especially because<br />

such interventions are associated with enormous costs for the<br />

community, which, at least in conventional fiscal accounting, can<br />

scarcely be recouped by the environmental improvements. However,<br />

the beneficial urban ecology-climate potential of such coupled<br />

measures is estimated to be enormous. The exploratory study<br />

published in 2020 by the agency Atelier Parisien d’Urbanisme –<br />

established as early as 1967 and operating as a platform between<br />

policy advice, scientific groundwork and the writing of development<br />

proposals (Barcelona, Bohigas, Spanou & Kling, in this book) –<br />

estimates the amount of additional Parisian urban street space<br />

that can potentially be activated in this way at over 450 kilometres,<br />

quadrupling the street length previously considered green corridors<br />

(Apur, 2020).<br />

Assuming that the assessment of the capacity of the street<br />

space profile is no longer primarily based on the needs of traffic<br />

organisation but on the growth of street space greening, recent research<br />

results from construction botany suggest further activation<br />

potential in so-called tree façades (Höpfl et al., 2022). This involves<br />

specific techniques of growing and pruning asymmetrical growth<br />

forms that also allow the lateral placement of trees in the street<br />

space. This means that narrow street cross-sections, which are<br />

typical of Mediterranean cities, may now be planted with greenery.<br />

While the large-scale use of such building structures close to the<br />

façades of existing urban structures is precluded both by underground<br />

cable routing, the lighting requirements of the buildings, and<br />

also by considerations of the ventilation of the street spaces, they<br />

offer a potential supplement as a bridge element in the ecologically<br />

functional blue-green network of the city (Well & Ludwig, 2021).<br />

In addition to the rare corridors that can be developed in<br />

spatial-physical continuity of green structures, the resulting complementary<br />

network inheres in the idea of the pas japonais – the<br />

arrangement of stepping stones in a Japanese garden. Although<br />

arranged at a distance from each other, they nevertheless enable<br />

passage or transition. Green elements are arranged in relation<br />

to each other in such a way that the functional continuity of the


climatic corridors is preserved despite physical interruptions<br />

imposed by the urban structure. It should be noted, however, that<br />

the continuity requirements of air exchange or surface water drainage,<br />

for example, differ greatly. In addition, they must be carefully<br />

adapted to the topographical context. They do not necessarily<br />

follow the same developmental routes.<br />

In densely built-up urban areas such as Paris or Athens, the<br />

relative importance of climate-functional green spaces found or<br />

established in isolated locations cannot be underestimated. On a<br />

third supplementary level, conversion concepts now also include<br />

smaller pocket parks, urban residual areas along or in the middle<br />

of infrastructure corridors, as well as private green structures. They<br />

are assessed individually or, if too small-scale, as an area cluster<br />

with regard to their ecological-climatic performance and integrated<br />

into the green infrastructure plan in a similar way to the Japanese<br />

garden stepping stones (Apur, 2020).<br />

This approach of integrating private areas into the functional<br />

green space network is gaining traction in current discussions.<br />

In urban, morphologically dense and developed contexts, this is<br />

explained by the scarcity of areas in public space that can be activated<br />

for green transformation. However, urban climate studies on<br />

local city and neighbourhood scales also demonstrate the importance<br />

of the less densely built, suburban or garden city neighbourhoods<br />

as production and distribution spaces for fresh and cold air<br />

flows, and as crucial structures for coping with heavy rainfall events<br />

in the urban environment. These outlying districts and suburbs,<br />

which are located relatively close to the city centre in metropolitan<br />

conurbations, are in danger of losing their ecological-climatic<br />

functionality in hitherto little-controlled redevelopment processes.<br />

Due to ongoing urbanisation and re-densification processes, they<br />

are currently coming under particularly severe pressure. The climate<br />

adaptation discussion will therefore have to focus much more<br />

sharply than before on the outer areas of the city. This is particularly<br />

a matter of prevention strategies that can become effective<br />

in conjunction with measures in the vulnerable core area and thus<br />

contribute to the mitigation or averting of overheating effects, smog<br />

and flash foods.<br />

It is in outdoor areas that the fresh air flows that cool the city<br />

centres must be generated. Precipitation must be buffered, drained<br />

and percolated here in order to protect heavily sealed inner-city<br />

areas. This is where the decisive qualitative changes in the provision<br />

of infrastructure must take place – which, for example, allow the<br />

choice of alternative forms of mobility and so reduce congestion<br />

in the inner cities, creating fresh space for green structures. While<br />

core areas are primarily made fit to cope with climatic challenges,<br />

safeguarding and coordinating measures in the outer areas and the<br />

surrounding landscape ensures that local climatic problems are<br />

minimised.<br />

In order to be able to influence urban climatic conditions positively<br />

and to a sufficient extent in the future, the focus will consequently<br />

also have to be on private properties, as these take up the<br />

largest share of land in urban areas, and this is where the greatest<br />

potential exists from a mitigation perspective.<br />

49


50<br />

Transformation in Practice<br />

In some European contexts, this happens in a highly regulatory way.<br />

For example, in the Swiss canton of Zurich, where environmental<br />

planning for private property and thus practically the entire open<br />

space design, long-term care and maintenance is subject to building<br />

law (Canton of Zurich, 2022). Other cities and regions rely on the<br />

conceptual integration of small-scale measures for private property<br />

in overarching transformation planning, but act not so much<br />

through regulation as through new agreements between public and<br />

private actors.<br />

In its plan for a climate-adapted infrastructure in the field of<br />

rainwater management, for example, the Polish city of Gdansk<br />

actually puts the development of private green spaces at the forefront<br />

of the transformation process. The establishment of numerous<br />

so-called rain gardens on private properties, supported by advisory<br />

services and subsidies, forms the preparatory basis for the longterm<br />

total reconstruction of the surface water management of the<br />

entire city, which will extend over several decades. The initial focus<br />

here is on measures to increase infiltration and storage. In the long<br />

term, a closer coupling of this isolated small-scale infrastructure<br />

with the subsequent higher-level pipe network is possible, so that<br />

retained precipitation could be activated, for example, for irrigation<br />

of green elements to bridge dry periods (Kasprzyk et al., 2022).<br />

Even if the framework of measures in the relatively small city<br />

of Saarlouis in western Germany is rather modest compared to<br />

the large metropolises, the fairly simple approach taken deserves<br />

a special mention: in this case, a now widespread state support<br />

programme for planting trees on private properties is linked to strategic,<br />

spatial-structural conditions. The costs for the trees are then<br />

fully covered if they are planted in the area between the building<br />

structure and the street on private land. This not only progressively<br />

establishes a green corridor shading the street spaces along traffic<br />

areas. As a positive collateral eff ect, sizeable areas of Saarlouis,<br />

mostly previously used as temporary parking lots, are unsealed<br />

and thus reclaimed as valuable areas for rainwater management<br />

(Municipality of Saarlouis, 2022). In this way, a clever combination<br />

of a superordinate structure- building approach and private initiative<br />

results in a transformation process in which the city figuratively<br />

“replants” itself and “grows from within” continuously. This strategy<br />

appears to be beneficial for all actors from both a community and<br />

an individual perspective.<br />

It is therefore important to develop new models of equilibrium<br />

between stakeholders and society for the forthcoming transformation,<br />

and to involve as large a group of private individuals or<br />

numbers of individually acting subjects as possible in the process.<br />

These projects show that this can be done not only through financial<br />

support or coercion, but also, for example, in a less intrusive<br />

way – through encouragement, planning support or risk protection<br />

combined with clever conditions for connecting the individual measures<br />

to the overarching strategy.<br />

The procedure should be unconditionally flanked by investment<br />

and compensation funds to be set up as part of the transformation<br />

process. This is an important element and an instrument which<br />

makes it possible to compensate, promote and encourage those


who would otherwise emerge as losers from the jointly supported<br />

and politically sanctioned overall process. In addition, such funding<br />

enables continuous implementation of the transformation plan,<br />

which comprises numerous different sub-measures, by permitting<br />

the provision of strategic upfront investment – of temporal and<br />

other resources as well as fiscal – and hedging the associated<br />

litigation risks. These must be considered, for example, in the form<br />

of replacement buildings or redundancy infrastructures wherever<br />

the continuous and seamless operation of infrastructures must be<br />

ensured.<br />

However, the most important factor for generating and securing<br />

numerous individual measures is the timely inclusion and participation,<br />

in the sense of a trialogue, of all actors involved in shaping the<br />

transformation and implementing it in the spatial area in question.<br />

Within the framework of the resulting transformation agreements,<br />

in a counter-current exchange, thousands of individual green deals<br />

can be turned into the supporting and decisive engine of the transformation,<br />

within the framework of an overarching green deal for<br />

the city region.<br />

51<br />

Amann, Wolfgang; Storch, Alexander &<br />

Schieder, Wolfgang (2020). Definition und<br />

Messung der thermisch-energetischen<br />

Sanierungsrate in Österreich. Vienna: IIBW –<br />

Institut für Immobilien, Bauen und Wohnen;<br />

Umweltbundesamt [Environment Agency<br />

Austria].<br />

APUR (Atelier Parisien d’Urbanisme) (2012).<br />

L‘espace public parisien: nouvelles practiques,<br />

nouveaux usages [Parisian public<br />

space: new practices, new uses]. Paris:<br />

www.apur.org<br />

APUR (Atelier Parisien d’Urbanisme) (2020).<br />

Espaces publics à végétaliser à Paris: Étude<br />

Exploratoire [Public spaces to be greened<br />

in Paris: An exploratory study]. Paris: www.<br />

apur.org<br />

Brasche, Julia (2019). Kommunale Klimapolitik:<br />

Handlungsspielräume in komplexen<br />

Strukturen [Climate Policy at municipal level<br />

in Germany: Scope of action in complex<br />

structures] (PhD thesis). Munich: TUM.<br />

https://mediatum.ub.tum.de/?id=1452980<br />

[Accessed: March 21, 2023].<br />

Canton of Zurich (2022). Speeding up urban<br />

green transformation through integrating<br />

environmental issues into legal building permission<br />

processes (Presentation by Gregory<br />

Gräminger, Building Direction of Canton<br />

of Zurich, 11 November, 2022). Not publicly<br />

accessible.<br />

Hofmeister, Sabine & Kanning, Helga (2021).<br />

Raumwissen für die große Transformation<br />

[Spatial Knowledge for the Great Transformation].<br />

In Hofmeister, Sabine; Warner,<br />

Barbara & Ott, Zora (Eds.), Nachhaltige<br />

Raumentwicklung für die große Transformation:<br />

Herausforderungen, Barrieren und<br />

Perspektiven für Raumwissenschaften und<br />

Raumplanung. Forschungsberichte der ARL<br />

15 [Sustainable spatial development for the<br />

great transformation: Challenges, barriers<br />

and perspectives for spatial sciences and<br />

spatial planning. Scientific Reports ARL 15]<br />

(pp. 190–213). Hannover: ARL. https://<br />

nbn-resolving.org/urn:nbn:de:0156-1010129<br />

[Accessed: 21 March, 2023].<br />

Höpfl, Lisa; Pilla, Divya; Köhl, Florian; Burkhard,<br />

Christian; Lienhard, Julian & Ludwig, Ferdinand<br />

(2022). TREE-FAÇADES Integrating<br />

trees in the building envelope as a new form<br />

of façade greening. In Scalisi, Francesca;<br />

Sposito, Cesare & De Giovanni, Guiseppe.<br />

On sustainable built environment: Between<br />

connections and greenery (pp. 192–213).<br />

Palermo: Palermo University Press.<br />

https://doi.org/10.19229/978-88-5509-446-<br />

7/7112022<br />

Jensen, Jens; Fratini, Chiara & Cashmore,<br />

Matthew (2015). Matters of Concern: The<br />

Role of Urban Governance in the Transition<br />

of the Wastewater System in Denmark.<br />

Journal of Environmental Policy and Planning,<br />

18(2), 234–252.<br />

Kasprzyk, Magda; Szpakowski, Wojciech;<br />

Poznańska, Eliza; Boogaard, Floris; Bobkowska,<br />

Katarzyna & Gajewska, Magdalena<br />

(2022). Technical solutions and benefits<br />

of introducing rain gardens: Gdańsk case<br />

study. Science of The Total Environment,<br />

835. https://doi.org/10.1016/j.scitotenv.2022.<br />

155487 [Accessed: 21 March, 2023].<br />

Kraft, Christian & Schmidiger, Markus (2020,<br />

March 9). Nachverdichtung: 4 Megatrends<br />

und deren Auswirkungen auf die Siedlungsentwicklung<br />

[Redensification: Four megatrends<br />

and their effect on urban settlements<br />

development]. https://hub.hslu.ch/<br />

immobilienblog/2020/03/09/<br />

nachverdichtung-4-megatrends-und-deren-auswirkungen-auf-die-siedlungsentwicklung/<br />

[Accessed: 7 February, 2023].<br />

Madsen, Stine; Miörner, Johan & Hansen, Teis<br />

(2022). Axes of contestation in sustainability<br />

transitions. Environmental Innovation and<br />

Societal Transitions, 45. 246–269. https://<br />

doi.org/10.1016/j.eist.2022.11.001 [Accessed:<br />

21 March, 2023].


52<br />

Michaeli, Mark; Ehrhardt, Denise; Miosga,<br />

Manfred & Boß, Daniela (2020). Alltagsversorgung<br />

im ländlichen Raum: Stadt und<br />

Land Partnerschaften [Everyday Care in<br />

Rural Areas: Urban-Rural Partnerships<br />

Project]. Munich: TUM.<br />

Michaeli, Mark & Häupl, Nadja (2014). Made<br />

in ... Studierende und Städte entwickeln<br />

gemeinsam [Made in ... students and cites<br />

join forces for development], In Below, Sally<br />

& Schmidt, Rainer (Eds.), Auf dem Weg zur<br />

Stadt als Campus (pp. 50–61). Berlin: Jovis.<br />

Michaeli, Mark; Kiehlbrei, Nina; Westner, Andy;<br />

de Vries, Walter; Büchs, Sebastian & Magel,<br />

Holger (2016). Die Rolle der ILE in der räumlichen<br />

Entwicklung [The role of Integrated<br />

Rural Development in Spatial Development].<br />

Munich: TUM.<br />

Miörner, Johan; Binz, Christian & Fünfschilling,<br />

Lea (2021). Understanding transformation<br />

patterns in different socio-technical<br />

systems: A scheme of analysis. Geography<br />

of Innovation and Sustainability Transition<br />

(GEIST) Working Paper Series, 11. https://<br />

geist-wp.com/ [Accessed: 10 March, 2023].<br />

Municipality of Saarlouis (2022). Projekt “Hausbäume<br />

für Saarlouis” startet [Project<br />

“Domestic Trees for Saarlouis” launched].<br />

https://www.saarlouis.de/rathaus/<br />

aktuelles/allgemein/projekt-hausbaume-fur-saarlouis-startet/?lang=de<br />

[Accessed 10 March, 2023].<br />

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The 2030 agenda for sustainable development<br />

(Resolution A/RES/70/1 adopted by<br />

the General Assembly on 25 September,<br />

2015). https://sdgs.un.org/sites/default/<br />

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for%20Sustainable%20Development%20<br />

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Weiß, Julika & Dunkelberg, Elisa (2010).<br />

Erschließbare Energieeinsparpotenziale<br />

im Ein- und Zweifamilienhausbestand.<br />

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Integrated Planning and Implementation<br />

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Applying a Design-Build Teaching<br />

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March, 2023].<br />

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Hamburg: Rohwolt.


The Polykatoikia:<br />

An Osmosis of Public and<br />

Private Spaces<br />

Richard Woditsch and Mark Kammerbauer<br />

The polykatoikia and its Greek urban context are the product of<br />

a process of co-evolution that reflects a constellation of economic,<br />

legal and social preconditions that are partial to a culturally specific<br />

mode of modernization. If the polykatoikia and its urban context<br />

are so specific and unique, one might ask the legitimate question<br />

of how its study can contribute to other cases of (European) cities<br />

and urban development. A reading of this building type reveals<br />

three principal characteristics. They relate to the polykatoikia as a<br />

building type, as an urban phenomenon and as a spatial integrator.<br />

Firstly, the polykatoikia has proven that it can host a diverse set<br />

of functions within a common structure (micro-scale, mixed-use).<br />

Secondly, the polykatoikia defines the entire cityscape of Athens<br />

through a form of “copy-paste” reproduction from the city’s centre<br />

to its periphery (copy-paste urbanism). Thirdly, the polykatoikia<br />

demonstrates how public and private spaces merge into an osmotic<br />

sphere through the interaction of a specific set of rules, resulting in<br />

a culturally specific interface connecting the space of the city and<br />

the space of the building (osmotic sphere).<br />

Micro-Scale Mixed-Use<br />

A defining aspect of the polykatoikia as a building type is the fact<br />

that it was originally intended for housing. At the same time, however,<br />

it offered room for a diverse set of functions. It was created<br />

with a clear separation of functions in mind, echoing the core intent<br />

of Modernist planning but, eventually, it became both an instrument<br />

and a stage for mixing uses on the small scale of the individual<br />

building. On the upper floors and sometimes in the staircases,<br />

public or semi-public functions, such as language schools, offices,<br />

print shops, etc., can be found. This functional mix does not obscure<br />

the fact that the original purpose of the polykatoikia was the<br />

provision of dwelling space for families as an answer to the housing<br />

crisis; instead this fact is emphasised by the observation that the<br />

vertical extension of various “additions,” or the stacking of different<br />

functions and apartments, is hardly the result of an architectural<br />

design. Neither is the mix of different socio-economic groups within<br />

an individual building the outcome of a purposeful process. At first,<br />

the social structures of the polykatoikia were homogeneous, but<br />

from the mid-1970s onward, these social structures changed rapidly<br />

(Theocharopoulou, 1999, p. 69). Originally intended as housing for


1<br />

View across the urbanised Attica basin towards<br />

Mount Penteli to the north of Athens. Photo by<br />

Richard Woditsch.


2<br />

Roofscape and shaded street. Densely-built urban fabric of polykatoikias.<br />

Photo by Richard Woditsch.


3 Typical polykatoikia comprising ground floor shops, balconies and awnings.<br />

Photo by Richard Woditsch.


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