Taking Action
ISBN 978-3-86859-870-4
ISBN 978-3-86859-870-4
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<strong>Taking</strong> <strong>Action</strong><br />
Transforming Athens’<br />
Urban Landscapes<br />
Αναλαμβάνοντας Δράση –<br />
Μετασχηματίζοντας τα Αστικά<br />
Τοπία της Αθήνας<br />
edited by Norbert Kling,<br />
Tasos Roidis and Mark Michaeli
17<br />
Preface<br />
19<br />
Πρόλογος<br />
introduction<br />
25<br />
Norbert Kling, Tasos Roidis<br />
and Mark Michaeli<br />
<strong>Taking</strong> <strong>Action</strong>: Working Towards<br />
Positive Urban Change<br />
33<br />
ΕΙΣΑΓΩΓΗ<br />
Αναλαμβάνοντας Δράση: Προς<br />
μια Θετική Αστική Αλλαγή<br />
Reading and<br />
conceptualising<br />
Spaces of Urban<br />
transformation<br />
43<br />
Mark Michaeli<br />
Re-Imagining Processes<br />
of Urban Transformation:<br />
A Thousand Green Deals<br />
53<br />
Richard Woditsch and<br />
Mark Kammerbauer<br />
The Polykatoikia: An Osmosis<br />
of Public and Private Spaces<br />
63<br />
Tasos Roidis<br />
Catalyst of Urban Transformation:<br />
The “Inner-Urban Landscapes”<br />
Concept<br />
81<br />
Kris Scheerlinck and<br />
Gitte Schreurs<br />
Streetscape Essentials<br />
95<br />
Panos Dragonas<br />
Learning from @Omonoia:<br />
On the Development of Athenian<br />
Public Space through Media<br />
103<br />
Περιλήψεις Ενότητας<br />
Μελετώντας και Νοηματοδοτώντας<br />
Χώρους Αστικού<br />
Μετασχηματισμού
Approaching and<br />
framing situations<br />
of Change<br />
111<br />
Panayotis Tournikiotis<br />
The Issue of <strong>Taking</strong> <strong>Action</strong> and<br />
the City of Athens<br />
117<br />
Norbert Kling<br />
Visions and Local Knowledge:<br />
The Urban Everyday as Space<br />
of Change<br />
135<br />
Christos-Georgios Kritikos<br />
Facing Athens’ Urban Heritage<br />
Paradox: An Abandoned<br />
Building Stock as Common(s)?<br />
153<br />
Konstantina Georgiadou<br />
Being an Athenian; or,<br />
Who are we Planning for?<br />
163<br />
Vasiliki Geropanta<br />
Digitally Assisted Community<br />
Mapping<br />
179<br />
Theodora Malamou<br />
#recording_the_city.<br />
Bougada: An Alternative Way<br />
of Mapping Victoria Square<br />
195<br />
Περιλήψεις Ενότητας<br />
Προσεγγίζοντας και Διαμορφώνοντας<br />
Καταστάσεις<br />
Αλλαγής<br />
Negotiating and<br />
realising Change –<br />
<strong>Taking</strong> <strong>Action</strong><br />
203<br />
Eirini Iliopoulou and<br />
Vasilis Avdikos<br />
Participatory Processes in<br />
Integrated Territorial<br />
Development: A Case of<br />
Co-Managing Water Commons<br />
215<br />
Elissavet Bargianni and<br />
Grammatiki Papazoglou<br />
Athens’ Natural Capital: Aiming<br />
for 2030<br />
227<br />
Dimitris Poulios<br />
Re-Thinking the Planning<br />
Process in Athens: Actors,<br />
Governance, Public Space<br />
and Planning Culture<br />
241<br />
Futureproofing Greek Cities:<br />
Old Tools are not Enough.<br />
A Conversation Between Michalis<br />
Goudis and Norbert Kling<br />
253<br />
Jon Goodbun<br />
The Ecological Semiotics of<br />
Air Pollution and Heat in Athens<br />
271<br />
Josep Bohigas and Ioanna<br />
Spanou: Winning, Losing and<br />
Regaining Barcelona’s Urban<br />
Spaces. Edited by Norbert Kling<br />
283<br />
Περιλήψεις Ενότητας<br />
Διαπραγματεύοντας και<br />
Υλοποιώντας την Αλλαγή –<br />
Αναλαμβάνοντας Δράση<br />
287 Debating Athens’ Futures<br />
295 Biographies<br />
298 Acknowledgements<br />
299 Photography and<br />
Graphic Material<br />
318 Imprint
Preface<br />
Urban transformation presents enormous challenges. These have<br />
to be met with the strongest commitments possible if the ambitious<br />
global goals associated with re-thinking and re-making cities and<br />
urban processes are to be realised. Transformation and transition<br />
have become key terms in public debates about current problems<br />
and possible futures. Within the broadly defined field of change,<br />
urban transformation is seen as a prime site of analysis and intervention<br />
since it is here that multiple transformative processes and<br />
transitions intersect. To engage with such processes, inter- and<br />
transdisciplinary perspectives are needed to develop a fuller understanding<br />
of the conditions in and through which transformations<br />
take place and unfold their potential.<br />
The authors in this book aim to contribute to the multifaceted<br />
debate about urban futures and the restructuring of our cities<br />
towards healthier, greener, more liveable and resilient environments.<br />
Coming from different professional and academic backgrounds<br />
involved with the research, planning or production of urban change,<br />
they have joined forces to discuss the ever more urgent issue<br />
of how to make cities more sustainable and responsive to future<br />
change.<br />
The focus of this book is on Athens. Like other cities in Europe<br />
and globally, Athens and its conurbation in and around the Attica<br />
basin are challenged by a series of current and emerging problems<br />
that demand far-reaching decisions and actions. When, in December<br />
2021, the authors first met to discuss the problems of and possible<br />
trajectories for Athens, a set of core questions crystallised and<br />
convergences in their respective approaches became apparent.<br />
This informed the basic structure of this book. During the following<br />
period, a series of exchanges enabled the authors to elaborate their<br />
contributions in parallel to the developing book and relate to each<br />
other across disciplinary boundaries.<br />
The publication is part of the research project which started<br />
as a broadly defined enquiry into the transformation of urban<br />
landscapes by the Chair of Sustainable Urbanism at the Technical<br />
University in Munich (TUM). It developed into an Athenian project<br />
in 2019 as the continuation of a working relationship between the
18<br />
National Technical University of Athens (NTUA) and TUM. It was<br />
generously supported for a three-year research period in 2020<br />
by the Schwarz Foundation. Since then, several institutions and collaborators<br />
have participated in the project, including the Gennadius<br />
Li brary of the American School of Classical Studies at Athens,<br />
as well as students, researchers and teaching staff from different<br />
schools of architecture in Greece and at TUM. As the work on the<br />
publication ran in parallel to urban analysis and academic design<br />
projects conducted with students, questions that emerged from<br />
design-oriented perspectives also found their way into the book.<br />
The book’s title, <strong>Taking</strong> <strong>Action</strong>: Transforming Athens’ Urban<br />
Landscapes, is an invitation to comprehend and learn from the<br />
Athenian situation, but also to actively participate in and contribute<br />
to the city’s multiple transformations.
Πρόλογος<br />
19<br />
Έχει καταστεί σαφές, ότι οι τεράστιες προκλήσεις που θέτει ο<br />
αστικός μετασχηματισμός πρέπει να αντιμετωπιστούν με τις<br />
ισχυρότερες δυνατές δεσμεύσεις, εάν πρόκειται να υλοποιηθούν<br />
οι φιλόδοξοι παγκόσμιοι στόχοι που συνδέονται με την επανεξέταση<br />
και την αναδιαμόρφωση των πόλεων και των αστικών διαδικασιών.<br />
Ο αστικός μετασχηματισμός και η πράσινη μετάβαση έχουν<br />
γίνει βασικοί όροι σε δημόσιες συζητήσεις σχετικές με τα τρέχοντα<br />
προβλήματα και με πιο βιώσιμα μέλλοντα. Στο πλαίσιο του ευρύτερα<br />
οριζόμενου πεδίου της αλλαγής, η αστική ανανέωση θεωρείται<br />
πρωταρχικός τόπος ανάλυσης και παρέμβασης, καθώς εδώ<br />
διασταυρώνονται πολλαπλές διαδικασίες και μεταβάσεις. Για να<br />
ασχοληθούμε με τέτοιες διαδικασίες, απαιτούνται διεπιστημονικές<br />
και πολυεπιστημονικές προοπτικές, που να πραγματεύονται<br />
την ανάπτυξη μιας πληρέστερης κατανόησης των συνθηκών μέσα<br />
και μέσω των οποίων οι μετασχηματισμοί λαμβάνουν χώρα και<br />
αποκαλύπτουν τις δυνατότητές τους.<br />
Οι θεμελιώδεις αλλαγές που δρομολογούνται ή και συμβαίνουν,<br />
επηρεάζουν αναπόφευκτα τα συμφέροντα και την καθημερινή<br />
ζωή πολλών. Οι συγγραφείς αυτού του βιβλίου έχουν ως στόχο να<br />
συμβάλουν στην πολύπλευρη συζήτηση για το αστικό μέλλον και<br />
την αναδιάρθρωση των πόλεών μας προς ένα πιο υγιές, πράσινο και<br />
ανθεκτικό περιβάλλον. Προερχόμενοι από διαφορετικά επαγγελματικά<br />
και ακαδημαϊκά υπόβαθρα τα οποία ασχολούνται με την έρευνα,<br />
τον σχεδιασμό ή την παραγωγή αστικών αλλαγών, ένωσαν τις<br />
δυνάμεις τους για να συζητήσουν το ολοένα και πιο επείγον ζήτημα<br />
του πώς θα γίνουν οι πόλεις πιο βιώσιμες και πώς θα ανταποκριθούν<br />
σε μελλοντικές αλλαγές.<br />
Το παρόν βιβλίο επικεντρώνεται στην Αθήνα. Όπως και άλλες<br />
πόλεις στην Ευρώπη και παγκοσμίως, η Αθήνα και το πολεοδομικό<br />
της συγκρότημα εντός και γύρω από το λεκανοπέδιο της Αττικής,<br />
αντιμετωπίζουν μια σειρά από υπαρκτά και αναδυόμενα προβλήματα<br />
που απαιτούν μακρόπνοες αποφάσεις και εκτεταμένες δράσεις.<br />
Τις τελευταίες δύο δεκαετίες έχει αναπτυχθεί μια έντονη συζήτηση<br />
για την κατάσταση της Αθήνας και το μέλλον της πόλης. Όταν τον
Δεκέμβριο του 2021, οι συγγραφείς συναντήθηκαν για πρώτη φορά,<br />
για να συζητήσουν τα προβλήματα και τις πιθανές κατευθύνσεις για<br />
την Αθήνα, αποκρυσταλλώθηκε ένα σύνολο βασικών ερωτημάτων,<br />
ενώ έγιναν εμφανείς οι συγκλίσεις στις αντίστοιχες προσεγγίσεις<br />
τους. Αυτό αποτέλεσε και τη βασική δομή του παρόντος βιβλίου.<br />
Κατά τη διάρκεια της επόμενης περιόδου, μια σειρά από ανταλλαγές<br />
ιδεών και απόψεων επέτρεψε στους συγγραφείς να επεξεργαστούν<br />
τα κείμενά τους παράλληλα με την ανάπτυξη των θεματικών<br />
του βιβλίου και να συσχετιστούν μεταξύ τους πέρα από τα όρια του<br />
εκάστοτε γνωστικού πεδίου.<br />
Η παρούσα έκδοση αποτελεί μέρος του ερευνητικού προγράμματος<br />
που ξεκίνησε ως μια ευρεία έρευνα για τον μετασχηματισμό<br />
των αστικών τοπίων από την Έδρα Βιώσιμου Αστικού Σχεδιασμού<br />
του Τεχνικού Πανεπιστημίου του Μονάχου (Sustainable Urbanism -<br />
TUM). Εξελίχθηκε σε ερευνητικό έργο για την Αθήνα το 2019, ως<br />
συνέχεια μιας υπάρχουσας σχέσης συνεργασίας μεταξύ του Εθνικού<br />
Μετσόβιου Πολυτεχνείου (ΕΜΠ) και του TUM. Υποστηρίχθηκε<br />
γενναιόδωρα για μια τριετή ερευνητική περίοδο το 2020 από το<br />
Ίδρυμα Schwarz. Έκτοτε, έχουν συμμετάσχει στο έργο διάφορα<br />
ιδρύματα και συνεργάτες, μεταξύ των οποίων η Γεννάδειος Βιβλιοθήκη<br />
της Αμερικανικής Σχολής Κλασικών Σπουδών στην Αθήνα, καθώς<br />
και φοιτητές, ερευνητές και διδακτικό προσωπικό από διάφορες<br />
αρχιτεκτονικές σχολές στην Ελλάδα και στο ΤUM. Οι εργασίες για<br />
την έκδοση διεξήχθησαν παράλληλα με πολεοδομικές αναλύσεις και<br />
ακαδημαϊκά εργαστήρια σχεδιασμού. Τα ερωτήματα που προέκυψαν<br />
από αυτήν τη διαδικασία βρήκαν επίσης το δρόμο τους στο βιβλίο.<br />
Ο τίτλος του βιβλίου Αναλαμβάνοντας Δράση: Μετασχηματίζοντας<br />
τα Αστικά Τοπία της Αθήνας (<strong>Taking</strong> <strong>Action</strong>: Transforming Athens’<br />
Urban Landscapes), είναι μια πρόσκληση να κατανοήσουμε και να<br />
διδαχθούμε από την αθηναϊκή πραγματικότητα, να συμμετάσχουμε<br />
ενεργά και να συμβάλουμε στους πολλαπλούς μετασχηματισμούς<br />
της πόλης.<br />
20
Reading
and<br />
Conceptualising<br />
Spaces of<br />
Urban<br />
Transformation
Re-Imagining Processes of<br />
Urban Transformation:<br />
A Thousand Green Deals<br />
Mark Michaeli<br />
The urgent need for climate-oriented green urban transformation<br />
is now broadly acknowledged. The dramatic increase in the number<br />
and severity of extreme weather events and weather conditions<br />
worldwide poses unprecedented challenges to the safety and longterm<br />
habitability of populated areas. Meanwhile, long-hesitant<br />
policymakers have launched ambitious plans to adapt our urban<br />
living environments to meet the challenges of climate change.<br />
And yet, both from a lay perspective as well as that of the planners<br />
and experts tasked with implementing the transformation project,<br />
the process is painfully slow. It is limited in many places to individual<br />
interventions, whose effect is to improve quality at a local level.<br />
Though committed to nature-based solutions and green urban<br />
infrastructures that serve the entire region, these projects have so<br />
far had little impact because they remain incoherent in the specific<br />
spatial and temporal context of transformation.<br />
In what follows, I turn the spotlight onto the critical dimensions<br />
of, and conditions for, urban transformation processes with the<br />
aim of deriving approaches to overcoming these obstacles. For<br />
the purposes of illustration, I make reference to selected European<br />
cities. In this context, I follow the basic principle of the Inner-urban<br />
Landscape (IUL) (see Roidis, chapter in this book), which I understand<br />
as the spatial backbone of an ecological-social urban system,<br />
encompassing entire urban and metropolitan areas. It is both the<br />
target spatial arena for thousands of jointly formulated and negotiated<br />
green deals between society and individual as well as cultural<br />
and natural processes in time and space.<br />
Transformation as Challenge for Planning<br />
Generally, green urban transformation calls for substantial planning<br />
interventions and guidance. This follows from the recognition that<br />
without a “systematic future-oriented thinking through of goals,<br />
measures, ways and means” – according to a current definition of<br />
planning (Wild, 1974, p. 13, translation by the author) – the chances<br />
of achieving the goals laid down in international agreements such<br />
as the UN Sustainable Development Goals (United Nations, 2015)<br />
remain slim.
44<br />
Interestingly, however, spatial planning – unlike, for example,<br />
corporate planning – struggles with some of the four dimensions<br />
mentioned by Wild. With regard to “ways” and “means”, experts from<br />
planning practice point out that their scope for action and implementation<br />
is initially limited to legally standardised planning and<br />
decision-making processes. Urban transformation along various<br />
dimensions of sustainability, however, requires project-related<br />
special agreements between the actors involved as a minimum<br />
precondition for the development of productive potential – which,<br />
incidentally, is not unknown in urban planning (Kraft & Schmidiger,<br />
2020). In contrast to formalised legal principles or established<br />
norms for environmental design, these agreements first require a<br />
dialogue between those who set the planning framework and those<br />
investing in or using the space. I would also suggest that, given this<br />
constraint, agreements are more likely to be developed successfully<br />
in a trialogue involving the community. This suggestion is not<br />
rooted in the suspicion that planning cannot express and represent<br />
the interests of the community. Rather, the triangular arrangement<br />
integrates two appreciably vital potentials for accelerating<br />
transformation: firstly, better visualisation and representation of all<br />
interests in the jointly designed transformation process; secondly,<br />
following from this, the mobilisation of numerous new constellations<br />
of actors supportive of the strategic achievement of goals, but now<br />
integrated under the umbrella of jointly agreed goals. In this (game)<br />
set-up, planning itself becomes the advocate of establishing and<br />
securing the equilibrium between the specific spatial and societal<br />
requirements of sustainability and space-transforming entities: the<br />
community as a whole and the individual contributor.<br />
Research focused on the transformation of urban systems and<br />
spaces has identified such re-negotiated and mutually agreed projects<br />
as the key to sustainable development. However, the findings<br />
indicate that initial projects are usually limited to fairly straightforward<br />
situations in which the individual and community benefits<br />
gained are easily measurable and thus clearly attributable to the<br />
participants. It is therefore not surprising that such agreements<br />
are almost never systematically enacted in complex scenarios and<br />
among networks of actors with divergent interests. On the contrary,<br />
planning that is fixated on short-term implementation tends to fall<br />
back on the basic standardised tools. The entire triangle of actors<br />
consequently fails to reach its potential, and many promising and<br />
feasible approaches are ruled out in practice (Brasche, 2019).<br />
Recent research from the field of environmental social sciences<br />
and environmental governance further corroborates the<br />
phenomenon of “institutional” blockages that can occur between<br />
multiple stakeholders even where their development goals converge<br />
(Jensen et al., 2015). In this regard, according to the research,<br />
frictions increase the more the individual subsystems, such as<br />
the participating planning departments, have institutionalised<br />
and codified their respective areas of responsibility. This includes<br />
predetermined administrative logics or procedures defined within<br />
subdepartments as well as optimisation measures or indicator<br />
systems for measuring performance (Madsen et al., 2022). Put<br />
simply, it is not only different performance targets that create problems<br />
for implementation. Rather, even when interests are similar,
the nuanced institutional version of performance accounting can<br />
become an insurmountable obstacle. In a worst case scenario,<br />
for example, a green urban transformation performance measured<br />
by biodiversity might impede another measure evaluated, for<br />
example, by the buffer capacity for rainwater in the decision-making<br />
process. And this despite the fact that the well balanced combination<br />
of both complementary measures would represent a considerable<br />
gain in quality for the overall system, as well as from both<br />
perspectives.<br />
It is for this reason that the aforementioned researchers<br />
maintain that in the complex, multidisciplinary and conflicting field<br />
of urban infrastructure delivery and transformation, alternative<br />
governance models are superior to traditional, heavily departmentbased<br />
planning models (Miörner et al., 2021).<br />
45<br />
Acting in Partnerships and Non-Partnerships<br />
It is a popular misconception that planning, or the public sector,<br />
undertakes planned interventions in the city itself, or can exercise<br />
substantial control over the majority of processes. In fact, this is<br />
true only for relatively few interventions. For the most part, these<br />
are located within cities’ own areas of responsibility, for example,<br />
in the construction of buildings or open spaces as part of public<br />
infrastructure.<br />
In actuality, the vast majority of interventions are undertaken<br />
by market economy actors, private individuals or companies. Their<br />
individual actions are oriented within the parameters set by planning.<br />
Planning stimulates this by means of incentive instruments or<br />
the definition of minimum standards when issuing permits.<br />
However, this means that a controlling effect only occurs if<br />
there is a transformation decision relevant to the legal enforcement<br />
mechanism in the first place – such as, for example, changes to<br />
conditions in approving permits. In the face of a deliberate perpetuation<br />
of an existing situation (non-activity; see, for example, Kritikos<br />
in this book), the established tools of planning are relatively powerless.<br />
Against this background, we should treat slogans in support of<br />
uncompromising, 100 % preservation of existing structures, which<br />
are often voiced in the popular debate with great caution. This is<br />
because they fail to recognise that goal-oriented, sustainable transformation,<br />
which necessitates addressing new issues and inventing<br />
new spatial modes of operation for the city, can only succeed if<br />
there is controlled re-structuring activity at all.<br />
This important aspect of controllability, especially for the<br />
further development of the built – and, given the climate crisis,<br />
increasingly important non-built – spatial stock, is, astonishingly,<br />
all but absent from the transformation narrative on urban space. In<br />
this respect, lessons could be drawn from international experience<br />
with energy conservation laws that have been introduced practically<br />
everywhere in Europe since the 1990s. In the short term, a substantial<br />
slump in the renovation rate of old buildings has followed the<br />
introduction or tightening of regulations. Austrian studies have also<br />
found a shift in activity in private real estate ownership in favour<br />
of “renovation via the DIY store”, which has largely eluded control<br />
within planning processes. (Amann et al., 2020, p. 6, translation by<br />
the author). Contemporary studies on this phenomenon, which was
quickly recognised as a problem of enforcement, primarily focus on<br />
types of (residential) real estate, typically held in individual ownership.<br />
These tend to recommend a review of the instruments developed<br />
to date, which, in addition to regulatory measures and state<br />
subsidies, now provide market-oriented stimuli and mechanisms<br />
that focus on the options available for action by individuals (Weiß &<br />
Dunkelberg, 2010). For this to happen, however, the behaviour<br />
of the actors involved must be plausibly calculable. The navigation<br />
of actors within, for example, a transformation process focused on<br />
sustainability has so far been given short shrift in typically objectfixated<br />
planning.<br />
46<br />
Activating Spatial and Actor Knowledge: Think Tanks and Brokers<br />
of Transformation<br />
Since the middle of the 2010s, transformation research has been<br />
demanding that the knowledge of diverse actor expectations and<br />
behaviour be more effectively activated to enable the creation of<br />
implementable agendas and strategies for green urban transformation<br />
(Werbeloff et al., 2016). A recent study on the everyday supply<br />
structure in Bavaria (Michaeli et al., 2020) shows – as a methodological<br />
collateral product – how different the assessment of the<br />
problem situation and possible solutions can be when the traditional<br />
knowledge base of spatial planning is abandoned and an<br />
alternative view is taken from the perspective of the various stakeholders.<br />
The development and negotiation of a new relational spatial<br />
knowledge (the knowledge of space) is therefore cited in recent<br />
planning science as a basic condition for a socio-ecological reconstruction<br />
of economic activity in space and the provision of the<br />
necessary patterns of spatial use and infrastructures (Hofmeister &<br />
Kanning, 2021).<br />
Equipped with these three dimensions of knowledge 1. on the<br />
system or context, 2. on orientation or goal achievement and 3. on<br />
the organisation of change the authors assign the role of pro-active<br />
transformation broker to the spatial planner and designer. Using<br />
their own instruments, spatial planners and designers can navigate<br />
between different actors in private and public space, as well as<br />
between departmental competences. They assemble knowledge<br />
and networks of actors, identify supporting projects that can form<br />
the backbone for numerous docking processes; they also mediate<br />
between research, politics and implementation practice and supervise<br />
the processes of change that have been initiated.<br />
In keeping with Miörner’s position (Miörner et al., 2021), these<br />
two authors’ reflections entail a new organisation of the governance<br />
of the impending urban transformations, here conceived as a genuine<br />
cross-sectional agency, although at least in Miörner’s case<br />
the risks of such an organisation within the established municipal,<br />
or even national, administrative logics are also considered.<br />
The challenge is primarily that the more openly legal frameworks<br />
– for example, for new forms of inclusion, participation<br />
or compensation of third parties in highly complex planning processes<br />
– have so far only been provided in the rarest of cases.<br />
Although I would endorse this risk assessment, I would nevertheless<br />
like to point out two things: the urgency of the transformative<br />
challenge leaves us no time to explore all possible conflict
configurations in order to then – in the best case scenario – arrive<br />
at a putative Gesamtkunstwerk of a transformation administration.<br />
Nor is it to be expected that all productive models of collaboration<br />
will necessarily be conflictual. Numerous studies on sustainability<br />
transformation (Werbeloff et al., 2016), or on complementary<br />
informal governance models in spatial development practice<br />
(Michaeli et al., 2016), demonstrate the consensual feasibility of<br />
transformation projects in inhabited space along collectively agreed<br />
development goals and comprehensible, visualised incentives.<br />
The contemporary model experiments by Barcelona Regional<br />
(Barcelona, Bohigas, Spanou & Kling, in this book), oriented around<br />
a long-term and strategic plan, or the studies by the Atelier Parisien<br />
d’Urbanisme (Apur) in Paris, which have been informing municipal<br />
transformation policy for over 50 years, are excellent examples.<br />
Both demonstrate how cities can make themselves fit for transformation<br />
through stimulus-providing think tanks and enter into productive<br />
discussion with all those involved in the process (Michaeli &<br />
Häupl, 2014).<br />
47<br />
Transformation Constellations<br />
Before going on to illustrate, with reference to selected European<br />
cities, that such new governance approaches can be successfully<br />
implemented and how, it is worth concluding this theoretical section<br />
with a look at the actual transformation scenarios that await us in<br />
the future.<br />
In principle, transformation denotes the conversion of an initial<br />
state into a target state. In the public discourse, the project of urban<br />
transformation appears strangely monolithic. Beside the description<br />
of the goal to be achieved by the community, considerations<br />
of the organisation of the continuity of the process or the activation<br />
of the complex groups and networks of actors mentioned take a<br />
back seat to descriptions of the state or standard to be achieved in<br />
the future. Here, urban development that is (almost always) additive<br />
and project-focused has not yet been discarded, and the primacy<br />
of growth continues to be the unquestioned engine of change.<br />
However, the transformation that is now imminent also requires<br />
knowledge of how to deal with the abandonment and non-replacement<br />
of certain structures or created investment values, or the<br />
reconstruction of urban infrastructures and their patterns of use<br />
during ongoing operation. In the process, the actors involved will<br />
also have to adapt to new economies of spatial transformation.<br />
The intentional renunciation of uses and building structures<br />
in order to use them as places for the development of open space<br />
or occupation for supposedly low-value uses has so far remained<br />
the exception rather than the rule. However, this deserves greater<br />
attention in the context of larger urban transformation projects and<br />
the increasingly scarce and already depleted inner-city land resources:<br />
for example, if one wants to pedestrianise street spaces,<br />
implement green infrastructures for shading or areas for rainwater<br />
retention, the space must first be reclaimed from motorised traffic.<br />
This means that new, less space-intensive mobility options must<br />
be developed, and stationary traffic must be removed from streets,<br />
for which the acquisition of land and the construction of neighbourhood<br />
(high-rise) car parks is proposed on a case-by-case basis.
Viewed individually, such a project makes neither economic nor<br />
ecological sense and seems to run counter to transformation goals.<br />
However, as a (partial) catalysing measure towards green urban<br />
transformation, it is precisely such initial projects that are receiving<br />
increasing attention today (Apur, 2012, 2020). This kind of intervention,<br />
combined with the targeted acquisition of individual plots of<br />
land, is seen as a strategic and complementary building block for<br />
gaining access to public spaces in a densely populated and privatised<br />
urban structure such as Paris. In this way, measures to improve<br />
the environment can be implemented, especially in rather narrow<br />
street spaces (greening, improvement of amenities and promotion<br />
of alternative modes of transport – especially pedestrian traffic. So<br />
far, these have mostly been limited to wide street sections or urban<br />
spaces earmarked to be freed of motorised traffic due to spatial<br />
requirements for stationary traffic.<br />
48<br />
Establishing New Continuities<br />
What appears quite coherent in its conception, however, often turns<br />
out to be very difficult in its implementation, especially because<br />
such interventions are associated with enormous costs for the<br />
community, which, at least in conventional fiscal accounting, can<br />
scarcely be recouped by the environmental improvements. However,<br />
the beneficial urban ecology-climate potential of such coupled<br />
measures is estimated to be enormous. The exploratory study<br />
published in 2020 by the agency Atelier Parisien d’Urbanisme –<br />
established as early as 1967 and operating as a platform between<br />
policy advice, scientific groundwork and the writing of development<br />
proposals (Barcelona, Bohigas, Spanou & Kling, in this book) –<br />
estimates the amount of additional Parisian urban street space<br />
that can potentially be activated in this way at over 450 kilometres,<br />
quadrupling the street length previously considered green corridors<br />
(Apur, 2020).<br />
Assuming that the assessment of the capacity of the street<br />
space profile is no longer primarily based on the needs of traffic<br />
organisation but on the growth of street space greening, recent research<br />
results from construction botany suggest further activation<br />
potential in so-called tree façades (Höpfl et al., 2022). This involves<br />
specific techniques of growing and pruning asymmetrical growth<br />
forms that also allow the lateral placement of trees in the street<br />
space. This means that narrow street cross-sections, which are<br />
typical of Mediterranean cities, may now be planted with greenery.<br />
While the large-scale use of such building structures close to the<br />
façades of existing urban structures is precluded both by underground<br />
cable routing, the lighting requirements of the buildings, and<br />
also by considerations of the ventilation of the street spaces, they<br />
offer a potential supplement as a bridge element in the ecologically<br />
functional blue-green network of the city (Well & Ludwig, 2021).<br />
In addition to the rare corridors that can be developed in<br />
spatial-physical continuity of green structures, the resulting complementary<br />
network inheres in the idea of the pas japonais – the<br />
arrangement of stepping stones in a Japanese garden. Although<br />
arranged at a distance from each other, they nevertheless enable<br />
passage or transition. Green elements are arranged in relation<br />
to each other in such a way that the functional continuity of the
climatic corridors is preserved despite physical interruptions<br />
imposed by the urban structure. It should be noted, however, that<br />
the continuity requirements of air exchange or surface water drainage,<br />
for example, differ greatly. In addition, they must be carefully<br />
adapted to the topographical context. They do not necessarily<br />
follow the same developmental routes.<br />
In densely built-up urban areas such as Paris or Athens, the<br />
relative importance of climate-functional green spaces found or<br />
established in isolated locations cannot be underestimated. On a<br />
third supplementary level, conversion concepts now also include<br />
smaller pocket parks, urban residual areas along or in the middle<br />
of infrastructure corridors, as well as private green structures. They<br />
are assessed individually or, if too small-scale, as an area cluster<br />
with regard to their ecological-climatic performance and integrated<br />
into the green infrastructure plan in a similar way to the Japanese<br />
garden stepping stones (Apur, 2020).<br />
This approach of integrating private areas into the functional<br />
green space network is gaining traction in current discussions.<br />
In urban, morphologically dense and developed contexts, this is<br />
explained by the scarcity of areas in public space that can be activated<br />
for green transformation. However, urban climate studies on<br />
local city and neighbourhood scales also demonstrate the importance<br />
of the less densely built, suburban or garden city neighbourhoods<br />
as production and distribution spaces for fresh and cold air<br />
flows, and as crucial structures for coping with heavy rainfall events<br />
in the urban environment. These outlying districts and suburbs,<br />
which are located relatively close to the city centre in metropolitan<br />
conurbations, are in danger of losing their ecological-climatic<br />
functionality in hitherto little-controlled redevelopment processes.<br />
Due to ongoing urbanisation and re-densification processes, they<br />
are currently coming under particularly severe pressure. The climate<br />
adaptation discussion will therefore have to focus much more<br />
sharply than before on the outer areas of the city. This is particularly<br />
a matter of prevention strategies that can become effective<br />
in conjunction with measures in the vulnerable core area and thus<br />
contribute to the mitigation or averting of overheating effects, smog<br />
and flash foods.<br />
It is in outdoor areas that the fresh air flows that cool the city<br />
centres must be generated. Precipitation must be buffered, drained<br />
and percolated here in order to protect heavily sealed inner-city<br />
areas. This is where the decisive qualitative changes in the provision<br />
of infrastructure must take place – which, for example, allow the<br />
choice of alternative forms of mobility and so reduce congestion<br />
in the inner cities, creating fresh space for green structures. While<br />
core areas are primarily made fit to cope with climatic challenges,<br />
safeguarding and coordinating measures in the outer areas and the<br />
surrounding landscape ensures that local climatic problems are<br />
minimised.<br />
In order to be able to influence urban climatic conditions positively<br />
and to a sufficient extent in the future, the focus will consequently<br />
also have to be on private properties, as these take up the<br />
largest share of land in urban areas, and this is where the greatest<br />
potential exists from a mitigation perspective.<br />
49
50<br />
Transformation in Practice<br />
In some European contexts, this happens in a highly regulatory way.<br />
For example, in the Swiss canton of Zurich, where environmental<br />
planning for private property and thus practically the entire open<br />
space design, long-term care and maintenance is subject to building<br />
law (Canton of Zurich, 2022). Other cities and regions rely on the<br />
conceptual integration of small-scale measures for private property<br />
in overarching transformation planning, but act not so much<br />
through regulation as through new agreements between public and<br />
private actors.<br />
In its plan for a climate-adapted infrastructure in the field of<br />
rainwater management, for example, the Polish city of Gdansk<br />
actually puts the development of private green spaces at the forefront<br />
of the transformation process. The establishment of numerous<br />
so-called rain gardens on private properties, supported by advisory<br />
services and subsidies, forms the preparatory basis for the longterm<br />
total reconstruction of the surface water management of the<br />
entire city, which will extend over several decades. The initial focus<br />
here is on measures to increase infiltration and storage. In the long<br />
term, a closer coupling of this isolated small-scale infrastructure<br />
with the subsequent higher-level pipe network is possible, so that<br />
retained precipitation could be activated, for example, for irrigation<br />
of green elements to bridge dry periods (Kasprzyk et al., 2022).<br />
Even if the framework of measures in the relatively small city<br />
of Saarlouis in western Germany is rather modest compared to<br />
the large metropolises, the fairly simple approach taken deserves<br />
a special mention: in this case, a now widespread state support<br />
programme for planting trees on private properties is linked to strategic,<br />
spatial-structural conditions. The costs for the trees are then<br />
fully covered if they are planted in the area between the building<br />
structure and the street on private land. This not only progressively<br />
establishes a green corridor shading the street spaces along traffic<br />
areas. As a positive collateral eff ect, sizeable areas of Saarlouis,<br />
mostly previously used as temporary parking lots, are unsealed<br />
and thus reclaimed as valuable areas for rainwater management<br />
(Municipality of Saarlouis, 2022). In this way, a clever combination<br />
of a superordinate structure- building approach and private initiative<br />
results in a transformation process in which the city figuratively<br />
“replants” itself and “grows from within” continuously. This strategy<br />
appears to be beneficial for all actors from both a community and<br />
an individual perspective.<br />
It is therefore important to develop new models of equilibrium<br />
between stakeholders and society for the forthcoming transformation,<br />
and to involve as large a group of private individuals or<br />
numbers of individually acting subjects as possible in the process.<br />
These projects show that this can be done not only through financial<br />
support or coercion, but also, for example, in a less intrusive<br />
way – through encouragement, planning support or risk protection<br />
combined with clever conditions for connecting the individual measures<br />
to the overarching strategy.<br />
The procedure should be unconditionally flanked by investment<br />
and compensation funds to be set up as part of the transformation<br />
process. This is an important element and an instrument which<br />
makes it possible to compensate, promote and encourage those
who would otherwise emerge as losers from the jointly supported<br />
and politically sanctioned overall process. In addition, such funding<br />
enables continuous implementation of the transformation plan,<br />
which comprises numerous different sub-measures, by permitting<br />
the provision of strategic upfront investment – of temporal and<br />
other resources as well as fiscal – and hedging the associated<br />
litigation risks. These must be considered, for example, in the form<br />
of replacement buildings or redundancy infrastructures wherever<br />
the continuous and seamless operation of infrastructures must be<br />
ensured.<br />
However, the most important factor for generating and securing<br />
numerous individual measures is the timely inclusion and participation,<br />
in the sense of a trialogue, of all actors involved in shaping the<br />
transformation and implementing it in the spatial area in question.<br />
Within the framework of the resulting transformation agreements,<br />
in a counter-current exchange, thousands of individual green deals<br />
can be turned into the supporting and decisive engine of the transformation,<br />
within the framework of an overarching green deal for<br />
the city region.<br />
51<br />
Amann, Wolfgang; Storch, Alexander &<br />
Schieder, Wolfgang (2020). Definition und<br />
Messung der thermisch-energetischen<br />
Sanierungsrate in Österreich. Vienna: IIBW –<br />
Institut für Immobilien, Bauen und Wohnen;<br />
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Austria].<br />
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L‘espace public parisien: nouvelles practiques,<br />
nouveaux usages [Parisian public<br />
space: new practices, new uses]. Paris:<br />
www.apur.org<br />
APUR (Atelier Parisien d’Urbanisme) (2020).<br />
Espaces publics à végétaliser à Paris: Étude<br />
Exploratoire [Public spaces to be greened<br />
in Paris: An exploratory study]. Paris: www.<br />
apur.org<br />
Brasche, Julia (2019). Kommunale Klimapolitik:<br />
Handlungsspielräume in komplexen<br />
Strukturen [Climate Policy at municipal level<br />
in Germany: Scope of action in complex<br />
structures] (PhD thesis). Munich: TUM.<br />
https://mediatum.ub.tum.de/?id=1452980<br />
[Accessed: March 21, 2023].<br />
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green transformation through integrating<br />
environmental issues into legal building permission<br />
processes (Presentation by Gregory<br />
Gräminger, Building Direction of Canton<br />
of Zurich, 11 November, 2022). Not publicly<br />
accessible.<br />
Hofmeister, Sabine & Kanning, Helga (2021).<br />
Raumwissen für die große Transformation<br />
[Spatial Knowledge for the Great Transformation].<br />
In Hofmeister, Sabine; Warner,<br />
Barbara & Ott, Zora (Eds.), Nachhaltige<br />
Raumentwicklung für die große Transformation:<br />
Herausforderungen, Barrieren und<br />
Perspektiven für Raumwissenschaften und<br />
Raumplanung. Forschungsberichte der ARL<br />
15 [Sustainable spatial development for the<br />
great transformation: Challenges, barriers<br />
and perspectives for spatial sciences and<br />
spatial planning. Scientific Reports ARL 15]<br />
(pp. 190–213). Hannover: ARL. https://<br />
nbn-resolving.org/urn:nbn:de:0156-1010129<br />
[Accessed: 21 March, 2023].<br />
Höpfl, Lisa; Pilla, Divya; Köhl, Florian; Burkhard,<br />
Christian; Lienhard, Julian & Ludwig, Ferdinand<br />
(2022). TREE-FAÇADES Integrating<br />
trees in the building envelope as a new form<br />
of façade greening. In Scalisi, Francesca;<br />
Sposito, Cesare & De Giovanni, Guiseppe.<br />
On sustainable built environment: Between<br />
connections and greenery (pp. 192–213).<br />
Palermo: Palermo University Press.<br />
https://doi.org/10.19229/978-88-5509-446-<br />
7/7112022<br />
Jensen, Jens; Fratini, Chiara & Cashmore,<br />
Matthew (2015). Matters of Concern: The<br />
Role of Urban Governance in the Transition<br />
of the Wastewater System in Denmark.<br />
Journal of Environmental Policy and Planning,<br />
18(2), 234–252.<br />
Kasprzyk, Magda; Szpakowski, Wojciech;<br />
Poznańska, Eliza; Boogaard, Floris; Bobkowska,<br />
Katarzyna & Gajewska, Magdalena<br />
(2022). Technical solutions and benefits<br />
of introducing rain gardens: Gdańsk case<br />
study. Science of The Total Environment,<br />
835. https://doi.org/10.1016/j.scitotenv.2022.<br />
155487 [Accessed: 21 March, 2023].<br />
Kraft, Christian & Schmidiger, Markus (2020,<br />
March 9). Nachverdichtung: 4 Megatrends<br />
und deren Auswirkungen auf die Siedlungsentwicklung<br />
[Redensification: Four megatrends<br />
and their effect on urban settlements<br />
development]. https://hub.hslu.ch/<br />
immobilienblog/2020/03/09/<br />
nachverdichtung-4-megatrends-und-deren-auswirkungen-auf-die-siedlungsentwicklung/<br />
[Accessed: 7 February, 2023].<br />
Madsen, Stine; Miörner, Johan & Hansen, Teis<br />
(2022). Axes of contestation in sustainability<br />
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Societal Transitions, 45. 246–269. https://<br />
doi.org/10.1016/j.eist.2022.11.001 [Accessed:<br />
21 March, 2023].
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Michaeli, Mark; Ehrhardt, Denise; Miosga,<br />
Manfred & Boß, Daniela (2020). Alltagsversorgung<br />
im ländlichen Raum: Stadt und<br />
Land Partnerschaften [Everyday Care in<br />
Rural Areas: Urban-Rural Partnerships<br />
Project]. Munich: TUM.<br />
Michaeli, Mark & Häupl, Nadja (2014). Made<br />
in ... Studierende und Städte entwickeln<br />
gemeinsam [Made in ... students and cites<br />
join forces for development], In Below, Sally<br />
& Schmidt, Rainer (Eds.), Auf dem Weg zur<br />
Stadt als Campus (pp. 50–61). Berlin: Jovis.<br />
Michaeli, Mark; Kiehlbrei, Nina; Westner, Andy;<br />
de Vries, Walter; Büchs, Sebastian & Magel,<br />
Holger (2016). Die Rolle der ILE in der räumlichen<br />
Entwicklung [The role of Integrated<br />
Rural Development in Spatial Development].<br />
Munich: TUM.<br />
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Lea (2021). Understanding transformation<br />
patterns in different socio-technical<br />
systems: A scheme of analysis. Geography<br />
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für Saarlouis” startet [Project<br />
“Domestic Trees for Saarlouis” launched].<br />
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The Polykatoikia:<br />
An Osmosis of Public and<br />
Private Spaces<br />
Richard Woditsch and Mark Kammerbauer<br />
The polykatoikia and its Greek urban context are the product of<br />
a process of co-evolution that reflects a constellation of economic,<br />
legal and social preconditions that are partial to a culturally specific<br />
mode of modernization. If the polykatoikia and its urban context<br />
are so specific and unique, one might ask the legitimate question<br />
of how its study can contribute to other cases of (European) cities<br />
and urban development. A reading of this building type reveals<br />
three principal characteristics. They relate to the polykatoikia as a<br />
building type, as an urban phenomenon and as a spatial integrator.<br />
Firstly, the polykatoikia has proven that it can host a diverse set<br />
of functions within a common structure (micro-scale, mixed-use).<br />
Secondly, the polykatoikia defines the entire cityscape of Athens<br />
through a form of “copy-paste” reproduction from the city’s centre<br />
to its periphery (copy-paste urbanism). Thirdly, the polykatoikia<br />
demonstrates how public and private spaces merge into an osmotic<br />
sphere through the interaction of a specific set of rules, resulting in<br />
a culturally specific interface connecting the space of the city and<br />
the space of the building (osmotic sphere).<br />
Micro-Scale Mixed-Use<br />
A defining aspect of the polykatoikia as a building type is the fact<br />
that it was originally intended for housing. At the same time, however,<br />
it offered room for a diverse set of functions. It was created<br />
with a clear separation of functions in mind, echoing the core intent<br />
of Modernist planning but, eventually, it became both an instrument<br />
and a stage for mixing uses on the small scale of the individual<br />
building. On the upper floors and sometimes in the staircases,<br />
public or semi-public functions, such as language schools, offices,<br />
print shops, etc., can be found. This functional mix does not obscure<br />
the fact that the original purpose of the polykatoikia was the<br />
provision of dwelling space for families as an answer to the housing<br />
crisis; instead this fact is emphasised by the observation that the<br />
vertical extension of various “additions,” or the stacking of different<br />
functions and apartments, is hardly the result of an architectural<br />
design. Neither is the mix of different socio-economic groups within<br />
an individual building the outcome of a purposeful process. At first,<br />
the social structures of the polykatoikia were homogeneous, but<br />
from the mid-1970s onward, these social structures changed rapidly<br />
(Theocharopoulou, 1999, p. 69). Originally intended as housing for
1<br />
View across the urbanised Attica basin towards<br />
Mount Penteli to the north of Athens. Photo by<br />
Richard Woditsch.
2<br />
Roofscape and shaded street. Densely-built urban fabric of polykatoikias.<br />
Photo by Richard Woditsch.
3 Typical polykatoikia comprising ground floor shops, balconies and awnings.<br />
Photo by Richard Woditsch.
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Translations<br />
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for English texts. Anna Argyropoulou<br />
for Greek texts.<br />
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