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Sustainable Concrete Pavements:

A Manual of Practice

January 2012

TECHNICAL EDITORS

Dr. Peter Taylor, Associate Director

National Concrete Pavement Technology Center, Iowa State University

Dr. Tom Van Dam, Principal Engineer, CTLGroup

(previously, Program Director, Materials and Sustainability Group, Applied Pavement Technology)

CO-AUTHORS

Dr. Tom Van Dam, Principal Engineer, CTLGroup

(previously, Program Director, Materials and Sustainability Group, Applied Pavement Technology)

Dr. Peter Taylor, Associate Director

National Concrete Pavement Technology Center, Iowa State University

Mr. Gary Fick, Vice President

Trinity Construction Management Services, Inc.

Dr. David Gress, Assistant Director

Recycled Materials Resource Center, University of New Hampshire

Ms. Martha VanGeem, Principal Engineer, CTLGroup

Ms. Emily Lorenz, Engineer, CTLGroup

EDITOR

Ms. Marcia Brink, National Concrete Pavement Technology Center, Iowa State University

DESIGNER

Ms. Mina Shin, Consulting Graphic Designer

Funded by the Federal Highway Administration (DTFH61-06-H-00011 (Work Plan 23))


©Institute for Transportation, Iowa State University Research Park, 2711 South Loop Drive, Suite 4700, Ames, IA

50010-8664

Printed in the United States of America January 2012

Sustainable Concrete Pavements: A Manual of Practice

ISBN: 978-0-9820144-2-4

This document fills a priority communications need identified in the Sustainability Track (Track 12) of the Long-

Term Plan for Concrete Pavement Research and Technology, a national research plan jointly developed by the

concrete pavement stakeholder community (www.cproadmap.org/ index.cfm).

FOR MORE INFORMATION

Tom Cackler, Director

Sabrina Shields-Cook, Managing Editor

National Concrete Pavement Technology Center

Iowa State University Research Park

2711 S. Loop Drive, Suite 4700

Ames, IA 50010-8664

515-294-7124

shieldsc@iastate.edu

www.cptechcenter.org/

MISSION

The mission of the National Concrete Pavement Technology

Center is to unite key transportation stakeholders

around the central goal of advancing concrete

pavement technology through research, tech transfer,

and technology implementation.

PHOTO CREDITS

Unless otherwise indicated in the text, all photographs

and illustrations used in this guide were provided by

the technical editor and co-author Dr. Peter Taylor.

DISCLAIMERS

The contents of this report reflect the views of the authors, who are responsible for the facts and the accuracy of the information presented

herein. The opinions, findings, and conclusions expressed in this publication are those of the authors and not necessarily those of the sponsors.

The sponsors assume no liability for the contents or use of the information contained in this document. This report does not constitute

a standard, specification, or regulation. The sponsors do not endorse products or manufacturers. Trademarks or manufacturers’ names

appear in this report only because they are considered essential to the objective of the document.

Iowa State University does not discriminate on the basis of race, color, age, religion, national origin, sexual orientation, gender identity, sex,

marital status, disability, genetic testing, or status as a U.S. veteran. Inquiries can be directed to the Director of Equal Opportunity and Diversity,

Iowa State University, 3680 Beardshear Hall, 515-294-7612.


CONTENTS

LIST OF FIGURES .................................... vii

LIST OF TABLES.......................................viii

ACKNOWLEDGMENTS............................ ix

PREFACE.................................................. x

Ch. 1. INTRODUCTION............................. 1

1. What is Sustainability?...........................................2

2. Concrete Pavements and Sustainability ..............2

3. Why Should the Concrete Pavement Industry

Care about Sustainability? ...................................3

4. Organization of This Manual .................................4

5. References.............................................................6

Ch. 2. PAVEMENT SUSTAINABILITY

CONCEPTS .......................................... 7

1. A Systems Approach

– Seeing the Big Picture ........................................8

2. Concrete Pavements...........................................10

Design Phase........................................................ 11

Materials .............................................................. 11

Construction......................................................... 12

Operations............................................................ 12

Preservation and Rehabilitation .......................... 12

Reconstruction and Recycling ............................ 13

3. Importance of Innovation...................................13

4. References...........................................................14

Ch. 3. DESIGNING SUSTAINABLE

CONCRETE PAVEMENTS ........................ 15

1. Context-Sensitive Design.....................................16

2. Concrete Pavement Design: The State of the

Practice................................................................17

3. Design Attributes Directly Enhancing

Sustainability .......................................................18

4. Alternative and Emerging Design

Technologies ......................................................18

Two-Lift Concrete Pavement ................................ 19

Precast Concrete Pavement Systems.................. 20

Roller-Compacted Concrete Pavement ............. 21

Interlocking Concrete Pavers............................... 22

Thin Concrete Pavement Design......................... 22

Pervious Concrete ................................................ 23

5. References...........................................................23

Ch. 4. SUSTAINABLE CONCRETE

PAVEMENT MATERIALS .......................... 25

1. Cementitious Materials.......................................26

More Efficient Clinker Production......................... 27

Reducing Portland Cement Clinker in Cement . 27

Reducing Cementitious Contents in Concrete .. 28

Reduce Concrete Used Over the Life Cycle ....... 28

2. Supplementary Cementitious Materials.............29

3. Emerging Cementitious Systems ........................30

4. Aggregates..........................................................30

Gradation ............................................................. 31

Aggregate Type.................................................... 31

Natural .................................................................. 31

Durability ............................................................... 32

5. Water....................................................................33

6. Admixtures...........................................................34

7. Reinforcement .....................................................34

8. Proportioning.......................................................35

9. References...........................................................35

Ch. 5. CONSTRUCTION.......................... 37

1. Overview of Construction Issues Related to

Sustainability .......................................................38

2. Traditional Slipform Paving Processes and

Impacts on Sustainability....................................38

Establishing and Operating a Plant Site ............. 38

Stockpiling Aggregate ......................................... 39

Establishing and Maintaining Haul Routes......... 40

Concrete Production............................................ 40

Transporting Concrete ......................................... 42

Concrete Placement and Finishing .................... 43

Surface Texturing .................................................. 44

Curing Concrete .................................................. 44

Sawing and Sealing Joints .................................. 45

3. New Developments in Concrete Pavement That

Could Improve Sustainability..............................45

Two Lift Concrete Pavements............................... 45

Roller-Compacted Concrete ............................... 46

4. References...........................................................46

Sustainable Concrete Pavements A Manual of Practice

v


CONTENTS, continued

Ch. 6. IMPACT OF THE USE PHASE.......... 47

1. Vehicle Fuel Consumption..................................48

2. Other Environmental Impacts During Use .........49

Solar Reflectance ................................................. 49

Lighting ................................................................. 50

Carbonation......................................................... 51

Run-Off and Leachate.......................................... 51

Traffic Delays ......................................................... 51

3. Summary..............................................................52

4. References...........................................................52

Ch. 7. CONCRETE PAVEMENT RENEWAL 55

1. Pavement Renewal Concepts ............................56

2. Pavement Evaluation Overview..........................57

3. Preventive Maintenance Treatments ..................58

Partial-Depth Repair ............................................. 58

Full-Depth Repair .................................................. 59

Load Transfer Restoration ..................................... 60

Diamond Grinding ............................................... 61

Summary............................................................... 62

4. Rehabilitation ......................................................62

Bonded Concrete Overlays ................................. 62

Unbonded Concrete Overlays ............................ 64

5. Summary..............................................................65

6. References...........................................................66

Ch. 8. END OF LIFE RECYCLING

CONCEPTS AND STRATEGIES ................ 67

1. Introduction to Recycled Concrete ...................68

2. RCA Properties ....................................................68

Physical Properties................................................ 69

Chemical Properties ............................................ 69

Mechanical Properties ........................................ 70

3. RCA used in Concrete.........................................70

Properties of Plastic RCA Concrete ..................... 70

Properties of Hardened RCA Concrete .............. 70

4. RCA in Foundations.............................................72

RCA as Unbound Base Material .......................... 72

RCA as Drainable Base ....................................... 73

RCA as Stabilized Base......................................... 73

5. Recycled Concrete in Other Applications ........74

6. References...........................................................74

Ch. 9. CONCRETE PAVEMENTS IN THE

URBAN ENVIRONMENT.......................... 77

1. The Urban Environment.......................................78

2. Reducing Environmental Impacts in the Urban

Environment.........................................................78

Light, Reflective Surfaces ...................................... 78

Reduced Emissions, Enhanced Fuel Efficiency... 79

Reduced Waste ................................................... 80

Reduced Storm Water Run-off ............................. 80

3. Reducing Societal Impacts in the Urban

Environment.........................................................81

Enhanced Aesthetics ........................................... 81

Noise Mitigation ................................................... 82

Health and Safety................................................. 82

Reduced User Delays ........................................... 82

4. Summary..............................................................83

5. References...........................................................83

Ch. 10. ASSESSMENT OF PAVEMENT

SUSTAINABILITY..................................... 85

1. Why Assessments are Important.........................86

2. Economic and Environmental Analyses ............86

Economic Analysis ............................................... 86

Environmental Assessment .................................. 87

3. Rating Systems ....................................................91

GreenLITES ............................................................ 91

Greenroads.....................................................93

4. Summary..............................................................95

5. References and Resources .................................96

Ch. 11. CONCLUSIONS AND FUTURE DE­

VELOPMENTS......................................... 97

1. Review..................................................................98

Pavement Sustainability Concepts ..................... 98

Designing Sustainable Concrete Pavements ..... 98

Selecting Materials............................................... 98

Construction......................................................... 99

The Use Phase ...................................................... 99

Pavement Renewal ............................................ 100

End of Life ........................................................... 100

Urban Environment ............................................ 100

Assessment ........................................................ 101

2. Innovation..........................................................101

vi

Sustainable Concrete Pavements A Manual of Practice


LIST OF FIGURES

Figure 2.1 Illustration of the current industrial

system....................................................................... 8

Figure 2.2 Illustration of the regenerative circular

economy .................................................................. 9

Figure 2.3 The concrete pavement life cycle............. 9

Figure 2.4 Features of concrete pavements that can

enhance sustainability .......................................... 11

Figure 3.1 RoboTex scans of 100×200 mm samples

showing variability of transverse tined surface

and its effect on noise level................................... 16

Figure 3.2 Two-lift pavement being constructed

in Kansas ................................................................ 19

Figure 3.3 Precast pavement being installed .......... 20

Figure 3.4 RCC pavement being placed ................ 21

Figure 3.5 Permeable interlocking concrete paver

blocks make an aesthetically pleasing, well-

drained pavement for low-volume streets and

parking lots............................................................. 22

Figure 3.6 Vehicular interlocking concrete pavers

being placed in a historic downtown area (note

the use of colored concrete to provide a visual

offset for the crosswalk) ......................................... 22

Figure 3.7 Pervious concrete being placed ............ 23

Figure 4.1 A cement kiln............................................ 26

Figure 4.2 CO 2 generation in cement

manufacturing ....................................................... 26

Figure 4.3 Scanning electron micrograph of C-S-H

and CaOH crystals................................................. 27

Figure 4.4 Backscatter electron image of fly ash

particles.................................................................. 29

Figure 4.5 Petrographic optical micrograph of slag

cement particles.................................................... 30

Figure 4.6 Reduction of cementitious content with

increasing coarse aggregate size ........................ 31

Figure 4.7 Rounded (left) and crushed natural

aggregates............................................................. 31

Figure 4.8 Light-weight fine aggregate .................... 32

Figure 4.9 Air-entrained concrete ............................. 34

Figure 4.10 Reinforcing for CRCP.............................. 35

Figure 5.1 Initial construction quality helps realize the

designed long-term performance ....................... 37

Figure 5.2 Front-end loader used for stockpiling

aggregate .............................................................. 40

Figure 5.3 Stockpiling aggregate with a radial

stacker .................................................................... 40

Figure 5.4 Central mix concrete plant ..................... 41

Figure 5.5 Ready mix concrete plant ....................... 41

Figure 5.6 Transit mix concrete truck ........................ 42

Figure 5.7 Tractor trailer concrete hauling unit ........ 42

Figure 5.8 Washout pit used to clean concrete

trucks ...................................................................... 42

Figure 5.9 Longitudinal tining ................................... 44

Figure 5.10 Artificial turf drag texture........................ 44

Figure 5.11 Diamond-ground texture ....................... 44

Figure 5.12 Top lift being placed on the bottom lift

................................................................................ 46

Figure 5.13 Two-lift paving on I-70 in Kansas ............ 46

Figure 5.14 RCC placement ..................................... 46

Figure 6.1 Ecoprofile of different life-cycle phases

from a typical road ................................................ 48

Figure 6.2 Heat islands for various areas of

development.......................................................... 50

Figure 6.3 Effect of pavement type and albedo on

pavement surface temperature............................ 50

Figure 6.4 Depth of carbonation determined by the

phenolphthalein test (pink two-thirds of the sam­

ple is not carbonated) .......................................... 51

Figure 6.5 Traffic delays caused by construction .... 52

Figure 7.1 Typical pavement performance

curve showing ideal times for the application of

pavement preservation, rehabilitation, and recon­

struction.................................................................. 56

Figure 7.2 Comparison of treatment costs at

different pavement condition ratings (PCRs)....... 56

Figure 7.3 Illustration of typical impacts of

preventive maintenance and rehabilitation on

concrete pavement condition.............................. 57

Figure 7.4 Damaged material has been milled out

in a partial-depth repair ........................................ 59

Figure 7.5 Illustration of distress extent, with distress

at the bottom of the slab extending beyond that

observed at the surface ........................................ 59

Figure 7.6 Schematic illustration of load transfer

restoration............................................................... 60

Figure 7.7 Dowel bars on chairs with end caps and

compressible inserts in place ready to be inserted

into prepared slots ................................................. 60

Sustainable Concrete Pavements A Manual of Practice

vii


LIST OF FIGURES, continued

Figure 7.8 Diamond ground surface after years of

service .................................................................... 61

Figure 7.9 Typical applications for bonded and

unbonded concrete overlays on existing concrete

and asphalt/composite pavements .................... 63

Figure 7.10 Bonded overlay ...................................... 64

Figure 7.11 Unbonded overlay ................................. 65

Figure 8.1 Recycled concrete aggregate (RCA) .... 68

Figure 9.1 Photocatalytically active colored

concrete pavers in Japan..................................... 79

Figure 9.2 Pervious concrete..................................... 80

Figure 9.3 Water passing through pervious

concrete ................................................................. 80

Figure 9.4 Blome Granitoid concrete pavement

constructed in 1906 in Calumet, Michigan; the

brick pattern was stamped into the surface to

keep horses from slipping ..................................... 81

Figure 9.5 Modern Blome Granitoid concrete

pavement............................................................... 81

Figure 9.6 A potentially quiet surface (viewed from

the side) ................................................................. 82

Figure 10.1 An LCI accounts for all materials and

energy needed to make and use a product, and

the emissions to air, land, and water associated

with making and using that product ................... 88

Figure 10.2 Three alternatives used in a limited LCA

to determine environmental impact of design

and material choices ............................................ 90

Figure 10.3 Results of the LCA of the three Kansas

two-lift alternatives.................................................. 91

LIST OF TABLES

Table 5.1 Summary of Concrete Pavement

Construction Practices That Enhance Pavement

Sustainability ..........................................................39

Table 5.2 Concrete Pavement Surface Texture

Types.......................................................................44

Table 7.1 Pre-Overlay Repair Recommendations for

Bonded Concrete Overlays...................................63

Table 7.2 Recommended Transverse Joint Spacing

for Unbonded Concrete Overlay ..........................65

Table 7.3 Pre-Overlay Repair Recommendations for

Unbonded Concrete Overlays ..............................65

Table 10.1 Relevant Mixture Design Features in the

Kansas Two-lift LCA Evaluation...............................90

Table 10.2 GreenLITES Certification Levels ...............91

Table 10.3 Greenroads Certification Levels .............93

viii

Sustainable Concrete Pavements A Manual of Practice


ACKNOWLEDGMENTS

The co-authors and the National Concrete Pavement

Technology Center are grateful to the many knowledgeable

and experienced professionals, public and

private, who contributed to the development of this

guide. First and foremost, we are indebted to the Federal

Highway Administration (FHWA) for its generous

support and sponsorship (DTFH61-06-H-00011,

Work Plan 23). The agency recognized a critical information

need within the national concrete pavement

community and made the commitment to fill it.

The content of this guide reflects the expertise and

contributions of the technical advisory committee,

whose members represent the wide variety of discrete

processes and variables, including regional issues, that

must be considered to effectively optimize the sustainability

of concrete pavements. While the authors

generated the overall content, it was the technical advisory

committee’s careful reviews of drafts, thoughtful

discussions, and suggestions for revisions and refinements

that make this guide a straightforward, comprehensive

resource for practitioners. We appreciate the

invaluable assistance of the committee members:

Mr. Fares Abdo, former Program Manager for Water

Resources, Portland Cement Association

Ms. Gina Ahlstrom, Pavement Engineer,

Federal Highway Administration

Ms. Janet Attarian, Project Director, Department of

Transportation Streetscape and Sustainable Design

Program, City of Chicago

Mr. Barry Descheneaux, Holcim

Mr. James Duit, President, Duit Construction

Ms. Kelsey Edwardsen, Structural Engineer, Bechtel

Ms. Dulce Rufino Feldman, Transportation Engineer,

California Department of Transportation

Dr. Anthony Fiorato, Executive Director,

Slag Cement Association

Mr. Dale Harrington, Principal Senior Engineer, Snyder

and Associates, Inc.

Mr. Brian Killingsworth, Senior Director of Pavement

Structures, National Ready Mixed Concrete Association

Mr. Steve Kosmatka, Vice President of Research and

Technical Services, Portland Cement Association

Mr. Lionel Lemay, Senior Vice President of Sustainable

Development, National Ready Mixed Concrete

Association

Mr. Kevin McMullen, Director,

Wisconsin Concrete Pavement Association

Mr. Joep Meijer, President, The Right Environment

Dr. Steve Muench, Associate Professor of

Environmental and Civil Engineering, University of

Washington

Mr. Andrew Pinneke, LEED and Sustainable

Construction Coordinator, Lafarge North America

Mr. Tim Smith, past Director, Transportation and

Public Works, Cement Association of Canada

Dr. Mark Snyder, Vice President, Pennsylvania

Chapter, American Concrete Pavement Association

Dr. Michael Sprinkel, Associate Director, Virginia

Transportation Research Council

Dr. Larry Sutter, Director, Michigan Tech

Transportation Institute, Michigan Technological

University

Mr. Sam Tyson, Task Manager, Concrete Pavement

Technology Program, Federal Highway Administration

Mr. Leif Wathne, Vice President, American Concrete

Pavement Association

Sustainable Concrete Pavements A Manual of Practice

ix


PREFACE

Sustainable Concrete Pavements: A Manual of Practice is

a product of the National Concrete Pavement Technology

Center at Iowa State University’s Institute for

Transportation, with funding from the Federal Highway

Administration (DTFH61-06-H-00011, Work

Plan 23). Developed as a more detailed follow-up to a

2009 briefing document, Building Sustainable Pavement

with Concrete, this guide provides a clear, concise, and

cohesive discussion of pavement sustainability concepts

and of recommended practices for maximizing

the sustainability of concrete pavements.

The intended audience includes decision makers

and practitioners in both owner-agencies and supply,

manufacturing, consulting, and contractor businesses.

Readers will find individual chapters with the most

recent technical information and best practices related

to concrete pavement design, materials, construction,

use/operations, renewal, and recycling. In addition,

they will find chapters addressing issues specific to

pavement sustainability in the urban environment and

to the evaluation of pavement sustainability.

Development of this guide satisfies a critical need

identified in the Sustainability Track (Track 12) of the

Long-Term Plan for Concrete Pavement Research and

Technology (CP Road Map). The CP Road Map is a

national research plan jointly developed by the concrete

pavement stakeholder community, including Federal

Highway Administration, academic institutions,

state departments of transportation, and concrete pavement–related

industries. It outlines 12 tracks of priority

research needs related to concrete pavements. CP

Road Map publications and other operations support

services are provided by the National Concrete Pavement

Technology Center at Iowa State University. For

details about the CP Road Map, see www.cproadmap.

org/index.cfm.

x

Sustainable Concrete Pavements A Manual of Practice


Chapter 1

INTRODUCTION

Tom Van Dam

Peter Taylor

It is becoming increasingly apparent that a host of

human activities and development practices are

negatively affecting the economic, environmental, and

social well-being of the planet, putting future generations

of humanity, as well as of other species, at risk.

Confronted with this reality, stakeholders in the pavement

industry are being challenged to adopt practices

that maintain economic vitality while balancing environmental

and societal needs.

At the same time, stakeholders are facing other challenges:

Pavements are aging and deteriorating; onethird

of the road system, about 1.3 million miles, is in

poor condition or worse, receiving a grade of D- in the

American Society of Civil Engineers report card (ASCE

2009A). Traffic volumes and vehicle loads continue

to increase, putting more demands on the already

stressed pavement system and, in major metropolitan

areas, resulting in serious congestion problems. Roadway

agency budgets continue to fall short of needed

funds, with an estimated $115.7 billion annual shortfall

from funding required to substantially improve

pavement conditions. These challenges exist not only

in a time of economic uncertainty but also within the

developing realization that the environmental and

social impacts of these pavements systems are great.

The people responsible for the management, design,

construction, maintenance, and rehabilitation of the

deteriorating network of pavements are overwhelmed,

recognizing that the current approach to solving problems

inherent in the nation’s pavement infrastructure is

not sustainable. What is needed is a new approach, the

implementation of truly sustainable pavement solutions

that result in reduced economic cost over the life

cycle, lessened environmental impact, and enhanced

societal benefit, while maintaining the system in a high

level of service for perpetuity. Recognizing this, many

public agencies are adopting more “sustainable” practices

and are beginning to rate, incentivize, and even

award projects based on their demonstrated ability to

enhance sustainability.

Yet, the basic questions remain: What is sustainability?

What attributes of concrete pavements can make them

a sustainable choice? Why is an emphasis on sustainability

important for the concrete pavement industry?


1. What is Sustainability?

A basic definition of sustainability is the capacity to

maintain a process or state of being into perpetuity,

without exhausting the resources upon which it

depends nor degrading the environment in which it

operates. In the context of human activity, sustainability

has been described as activity or development “that

meets the needs of the present without compromising

the ability of future generations to meet their own

needs” (WCED 1987).

Typically, three general categories (or pillars) of sustainability

are recognized: economic, environmental,

and social. When activities are sustainable, no pillar is

ignored; instead, a workable balance among the three

often-competing interests must be found. Together, the

three pillars form what is commonly called the “triple

bottom line” (Elkington 1994). This concept can be

expressed graphically as shown in Figure 1.1, which

illustrates that sustainable solutions are those that

incorporate all elements of the triple bottom line.

Although this is a common definition of sustainability,

it is somewhat dissatisfying as it doesn’t define what

is and is not important and it doesn’t provide clear

Social

Progress

Socio-

Environmental

Socio-

Economic

Economic

Growth

Sustainability

Eco-

Efficiency

Environmental

Stewardship

Figure 1.1 Graphical representation of sustainability’s

“triple-bottom line” of economic, environmental,

and societal considerations

direction as to what must be done differently in the

future to improve upon the present. This manual

provides such definitions and directions, as they are

currently understood, regarding concrete pavements.

Balancing economic, environmental, and societal

factors for a pavement project requires identifying

applicable factors in each category, collecting data for

the factors to be evaluated, applying tools to quantify

the impact of each factor, and assessing the combined

impact of the factors in relationship to one another.

Complicating the process is the fact that factors must

be identified and measured/estimated during all stages

of a pavement’s life—design, materials selection, construction,

operation, preservation/rehabilitation, and

reconstruction/recycling. In other words, assessment

of the sustainability of a project will require the use of

a robust, sophisticated analysis.

It is recognized that a complete assessment of sustainability

is beyond the current state of the practice

and, in truth, may be impossible. Still, the application

of available tools will assist in making incremental

progress in achieving more sustainable concrete

pavements.

2. Concrete Pavements and

Sustainability

Concrete pavements suffer from a perception that they

contribute a considerable amount of carbon dioxide

(CO 2 ) to the atmosphere due to the use of portland

cement that binds the aggregates together. Although

portland cement manufacturing is an energy intensive

process and does result in significant CO 2 emissions,

partly due to the pyroprocessing required and partly

due to the calcination of limestone (discussed in

Chapter 4), advances in cement production have

greatly decreased these impacts relative to even a few

years ago. In addition, and just as important, modern

concrete for pavements uses less portland cement per

cubic yard relative to past practices, and thus concrete

pavements have a lower carbon footprint than at any

time in history. Further, future innovations will ensure

additional improvements in reducing the carbon

footprint and energy use over the next decade. When

all aspects of sustainability are considered, especially

when accounting for the pavement’s life cycle,

2

Ch. 1. INTRODUCTION

Sustainable Concrete Pavements A Manual of Practice


properly designed and constructed concrete pavements

are clearly part of a sustainable transportation system.

Following are a few general attributes of concrete

pavements that can make them a sustainable choice:

• Long life: Achieving the desired design life with

minimal future preservation activities results in

reduced user delays and associated economic and

environmental impacts over the life cycle.

• Smooth, quiet, and safe over the life cycle: Motorists

experience a comfortable ride; drag is minimized

for enhanced vehicle efficiency; pavement

surface visibility and skid resistance are maximized

through minimal preservation activities.

• Increased use of industrial residuals and reduced

use of non-renewable resources.

• Fully recyclable.

• Cost effective: Demonstrated over the life cycle,

concrete pavements preserve their equity long into

the future.

• Minimal impact to the surrounding environment:

In-place concrete pavements have no adverse effect

on, and are not adversely affected by, atmospheric

conditions, the natural environment, etc.

• Minimal traffic disruption during construction and

preservation activities.

• Community friendly: Aesthetically pleasing, appropriately

textured, light colored surfaces reduce

ambient noise, emissions, surface run-off, urban

heat, and artificial lighting needs, resulting in a

positive local and global impact.

Strategies for design, material selection, construction,

operation, maintenance/rehabilitation, and reconstruction/recycling

are already being implemented that

create concrete pavements with these attributes. Some

of these strategies have been part of standard practice

for over 100 years, resulting in incredible longevity

and cost effectiveness, the hallmarks of concrete pavement.

Others strategies, although demonstrated, are

in the initial phase of implementation. This manual of

practice focuses on concrete pavement strategies that

can be readily implemented to enhance sustainability.

3. Why Should the Concrete

Pavement Industry Care

about Sustainability?

Before considering strategies to increase sustainability, it

is first necessary to take a step back to consider why this

is important to the concrete pavement industry.

First, sustainability is not really new; it simply raises the

bar for good engineering. Good engineering has always

entailed working with limited resources to achieve an

objective. What has changed is the scope of the problem,

along with the period of time over which a project

is evaluated. Whereas in the past economic factors were

paramount, now environmental and social factors must

be considered equally with economic factors. Whereas

in the past initial costs and other initial impacts were

often paramount, now the span of time in the analysis

is increased to the entire life cycle of a project, and all

impacts (both positive and negative) are considered

from the point of inception (e.g., mining of raw materials)

to end of life (e.g., recycling). This type of analysis

is often referred to as a “cradle to cradle” analysis

(McDonough and Braungart 2002).

Such an all-encompassing scope over such a long analysis

period requires a systems approach to fully realize

the opportunities to implement sustainable design. At

this juncture, sustainable design is not about achieving

perfection but about balancing competing and

often contradictory interests to bring about incremental

change. Although most civil engineers find the idea of

sustainability as the new standard for good engineering

to be a challenging prospect, many find it engaging as

well. As sustainable design continues to evolve, so will

the role played by the concrete pavement industry.

Second, sustainability is increasingly being demanded

by a diverse number of stakeholders. One major group

of stakeholders is the public. ASCE’s Board of Direction

recently approved the following statement (ASCE 2009B):

The public’s growing awareness that it is possible

to achieve a sustainable built environment, while

addressing such challenges as natural and man-made

disasters, adaptation to climate change, and global

water supply, is reinforcing the civil engineer’s changing

role from designer/constructor to policy leader

and life-cycle planner, designer, constructor, operator,

and maintainer (sustainer).

Sustainable Concrete Pavements A Manual of Practice Ch. 1. INTRODUCTION 3


This statement recognizes that one of the driving

forces for the changing role of the civil engineer as a

“sustainer” is the “public’s growing awareness” that a

more sustainable built environment is achievable. Civil

engineers are being required to examine alternative

solutions that a few years ago might not have been

considered. This idea is clearly annunciated in the

integrated global aspirational vision statement adopted

at The Summit on the Future of Civil Engineering held in

2006, which stated that civil engineers are “entrusted

by society to create a sustainable world and enhance

the global quality of life” (ASCE 2007). This is a large

aspiration, reflecting the responsibility entrusted by

the public to those charged with designing, constructing,

operating, preserving, rehabilitating, and recycling

infrastructure including concrete pavements.

Another group of stakeholders, more directly relevant

to the concrete pavement industry, includes

local, state, and federal pavement owner agencies. As

mentioned previously, various agencies have begun to

require that sustainability metrics be measured on paving

projects and may use such metrics in the selection

process for future transportation projects.

Third, today’s increasing focus on sustainable infrastructure

offers an opportunity for the concrete pavement

industry to communicate the positive contributions

inherent in concrete pavement. Because of its

versatility, economy, local availability, and longevity,

concrete is the most commonly used building material

on the planet; it is not hyperbole to say that modern

civilization is literally built on concrete. Due to the

sheer volume of concrete in use and its many sustainable

attributes, it has a relatively large environmental

footprint as well as immense positive impacts on

sustainability. The concepts related to sustainability

provide a positive language through which industry

can communicate the good being done through the

use of concrete pavement rather than solely disputing

unjustifiable perceptions of harm.

Fourth, adopting sustainability principles and practices

will make the concrete pavement industry more attractive

to a younger workforce. Peter Senge et al. (2009),

in their book, The Necessary Revolution: How Individuals

and Organizations are Working Together to Create a

Sustainable World, state that employees are making

career choices based on an organization’s commitment

to sustainability. Yet even ASCE, in the last sentence of

the Board of Direction’s statement cited earlier (ASCE

2009B), has recognized that civil engineers are often

perceived as part of the problem, not the solution:

“Civil engineers are not perceived to be significant contributors

to a sustainable world.” With this backdrop it

is clear that, to attract the young talent needed for the

future, industry must change such negative perceptions

through the advancement of sustainable concrete

infrastructure, including pavements.

And, finally, enhancing sustainability will make the

concrete pavement industry more innovative and more

competitive. This can be observed already through

such diverse innovations as in-place recycling of existing

concrete pavement, two-lift construction, safe and

quiet surface characteristics, pervious concrete, optimized

aggregate gradations that reduce cementitious

material content, and the trend toward concrete with

higher supplementary cementitious material (SCM),

to name a few. Each of these examples clearly demonstrates

positive economic, environmental, and social

impacts. Emerging concrete technologies that are

poised to bring even more dramatic positive changes

include photocatalytic cements to treat air pollution,

carbon sequestering cements and aggregates, further

increases in SCM content, embedded sensing technologies

for construction and infrastructure health

monitoring, and advanced construction processes that

minimize energy use and emissions.

The challenge to the industry is to step out of the box

and, instead of focusing on simply meeting existing

specifications, “re-imagine” what a concrete pavement

can be and work with the various stakeholders to further

increase the economic, environmental, and social

benefits inherent in concrete pavements.

4. Organization of This Manual

Fortunately, many best practices already exist for constructing

new concrete pavements as well as preserving

or rehabilitating existing ones in a manner that significantly

contributes to the sustainability of the nation’s

highway system. Decision makers, engineers, material

suppliers, and contractors need practical guidance on

adopting these solutions and considering their relative

benefits in the context of limited budgets, increased

4

Ch. 1. INTRODUCTION

Sustainable Concrete Pavements A Manual of Practice


performance requirements, and congested traffic situations.

This manual of practice is designed to help, as

summarized in the following brief description of its

chapters:

1. Introduction – This chapter generally defines

sustainability and its significance for the concrete

pavement industry.

2. Pavement Sustainability Concepts – This chapter

focuses on specific attributes of pavements, with a

particular emphasis on concrete pavements, that

impact sustainability. The life cycle, including cradle-to-gate

and ideal cradle-to-cradle closed loop

systems, is described. Technologies that extend

pavement life and/or reduce the use of energy

intensive and environmentally damaging materials

and practices will be emphasized. This chapter

presents a conceptual cradle to grave approach to

concrete pavement, introducing the specific topics

discussed in detail in Chapters 3 through 10.

3. Designing Sustainable Concrete Pavements – Sustainability

is not an accident, instead requiring

a thoughtful, systematic approach to concrete

pavement design. Sustainable solutions make

the best use of locally available materials without

compromising, and possibly even enhancing,

pavement performance. Design attributes that have

been shown to enhance sustainability, including

extended service life designs and two-lift construction,

are featured, but emerging concrete pavement

systems including precast concrete pavements and

thin concrete pavements are also introduced.

4. Sustainable Concrete Pavement Materials – Materials

used to make concrete for pavements have a

large impact on the sustainability of the pavement.

This chapter details the importance of making

durable concrete that withstands the environment

during its service life. It also emphasizes the

need to use the appropriate amount of cementing

materials, discussing the advantages of reducing

portland cement through good mixture design and

the use of supplementary cementitious materials,

including fly ash and slag cement. The emergence

of lower energy, lower emissions cements (including

portland-limestone cements, carbon neutral/

sequestering cements, and geopolymers) is also

discussed. The chapter concludes with a discussion

of concrete making materials, with specific emphasis

on the use of recycled and industrial byproduct

materials used as aggregate.

5. Construction – Various elements of construction

have an impact on the overall sustainability of a

concrete pavement. Obvious elements include the

energy consumed and waste generated during the

constructions process, including emissions and

solid waste. Water use during the entire construction

process is another important element, as is

the generation of noise and particulate matter,

especially as it relates to the social impact in urban

environments. This chapter discusses these construction-related

elements and presents strategies

to minimize the environmental aspects of concrete

paving project.

6. The Impact of the Use Phase – The versatility of

concrete as a paving material offers many sustainable

attributes that are not always obvious. Operational

considerations are an extremely important

consideration, as it is estimated that at least 85

percent of the environmental footprint of a pavement

is incurred after it is built during its service

life. The most prominent impact is from the

vehicles operating on the pavement, most notably

from the fuel consumed, which is influenced by

pavement roughness and possibly by the stiffness

of the surface layer. Recent research has focused on

the influence of radiative forcing, which is related

to surface reflectivity and may be contributing to

global climate change even from rural pavements

(impacts in the urban environment are addressed

separately in Chapter 9).

7. Concrete Pavement Renewal – Preservation and

rehabilitation play an important role in ensuring

concrete pavement longevity while maintaining the

highest level of serviceability. As such, they directly

contribute to the sustainability of the concrete

pavement. This chapter discusses various preservation

and rehabilitation strategies that can be

applied to increase concrete pavement sustainability,

directing the reader to appropriate sources for

further information. The main focus of this chapter

is on how timely and appropriate preservation and

rehabilitation can be used to enhance sustainability

Sustainable Concrete Pavements A Manual of Practice Ch. 1. INTRODUCTION 5


over the life cycle. The uses of diamond grinding

and concrete overlays are featured.

8. End of Life Recycling Concepts and Strategies –

This chapter discusses the recycling of existing

road materials into new pavement. The focus is on

recycling concrete, but recycling hot-mix asphalt

and unbound granular materials into a new concrete

pavement is also discussed. Specific guidance

on the appropriate use of recycled material as

aggregate in new concrete is provided, as is guidance

for its use in supporting layers. Emerging in

situ recycling techniques are discussed as a sustainable

alternative.

9. Concrete Pavements in the Urban Environment –

This chapter discusses the unique characteristics of

concrete pavement that make it ideal for use in an

urban environment. Of specific interest is its high

surface reflectivity index (SRI), which can help mitigate

the urban heat island effect and decrease the

cost of artificial lighting. The urban environment is

also a location where photocatalytic cements and

coatings can be used to provide additional reflectivity

while treating nitrogen oxide (NO x ), (SO x ),

and volatile organic compounds. Concrete can

also be colored and molded to create aesthetically

pleasing designs that not only are beautiful but

also can be used to calm traffic in urban neighborhoods,

making them more pedestrian friendly.

Alternatively, textured concrete surfaces can be

designed to be exceptionally quiet for high-speed

operations. Addressing surface run-off is another

critical need in urban settings, making the use of

pervious concrete an ideal choice for many paved

surfaces.

10. Assessment of Pavement Sustainability – It is

essential that the sustainability of pavements be

systematically and accurately assessed to recognize

improvement and guide innovation. This chapter

reviews current approaches to assessing pavement

sustainability, including the Greenroads TM rating

system. It also describes the rigorous environmental

life cycle assessment (LCA) approach as a path

to more fully quantify and optimize the environmental

factors contributing to the sustainability of

concrete pavements.

11. Conclusions and Future Developments – This chapter

briefly summarizes the information presented in

this manual. It also discusses emerging technologies

that are not yet ready for implementation but

have the potential to significantly impact concrete

pavement sustainability within the next decade. Its

goal is to inform the reader of developing trends as

well as foster innovation and encourage the adoption

of technologies that will lead to more sustainable

concrete pavements.

Due to the dynamic nature of the topic, this manual

is a “living document” that will be revised regularly

to reflect evolving understandings of issues related to

enhancing concrete pavement sustainability.

5. References

American Society of Civil Engineers (ASCE). 2007. The

Vision for Civil Engineering in 2025. Based on The Summit

on the Future of Civil Engineering—2025 held

June 21–22, 2006. Reston, VA: American Society of

Civil Engineers.

ASCE. 2009A. 2009 Report Card for America’s Infrastructure.

Reston, VA: American Society of Civil Engineers.

(www.infrastructurereportcard.org/sites/default/

files/RC2009_full_report.pdf, accessed Nov. 10, 2011)

ASCE. 2009B. “Board of Direction Views Sustainability

Strategy as Key Priority.” ASCE News 34:1.

Elkington, J. 1994. “Towards the Sustainable Corporation:

Win-Win-Win Business Strategies for Sustainable

Development.” California Management Review, 36:2.

McDonough, W., and M. Braungart. 2002. Cradle to

Cradle: Remaking the Way We Make Things. New York,

NY: North Point Press.

Schley. 2008. The Necessary Revolution: How Individuals

and Organizations Are Working Together to Create a

Sustainable World. New York, NY: Doubleday.

WCED (World Commission on the Environment and

Development, United Nations). 1987. Our Common

Future: The Report of the World Commission on Environment

and Development. New York, NY: Oxford University

Press.

6

Ch. 1. INTRODUCTION

Sustainable Concrete Pavements A Manual of Practice


Chapter 2

PAVEMENT SUSTAINABILITY

CONCEPTS

Tom Van Dam

This chapter focuses on the broad application of sustainability

concepts as applied to the natural world, to

pavement systems in general, and then specifically to

concrete pavements. It begins with a brief introduction

to a systems approach to understanding sustainability,

introducing the concept of the life cycle, including

cradle-to-grave and cradle-to-cradle closed loop

systems. The chapter then discusses the life cycle of

concrete pavement and how the adoption of sustainable

practices results in continued economic, environmental,

and social health. The chapter concludes with

a discussion of innovation, describing how innovation

is driven through the adoption of sustainability

principles.


1. A Systems Approach

– Seeing the Big Picture

This manual of practice is specifically written to

address the needs of transportation and pavement

professionals to facilitate the adoption of sustainable

concrete pavement practices. As such, the focus is very

specific and the scope is necessarily narrow. Yet it is

essential that concrete pavement professionals develop

an appreciation of the role they play in creating a more

sustainable world by understanding the relationships

that exist between the industrial system on which

the economy is built and the natural world, which

includes social and ecological health.

Until fairly recently, decision making was largely based

on consideration of the “bottom line,” which was

understood in purely economic terms. In The Necessary

Revolution, Senge et al. (2008) state that it is not

surprising that few people paid attention to degrading

social and environmental conditions under this

model of industrial activity as it “focuses on parts and

neglects the whole.” As a result, achieving immediate

tangible economic goals was rewarded while ignoring

long-term, larger system needs was largely without

consequence. This is evident upon examination of

production during the industrial age, in which narrow

thinking led to widespread dependency on non-regenerative

energy and material resources, inefficient and

waste-generating production, and economic growth

driven through the consumption of products and

services.

Figure 2.1 (Senge et al. 2008) illustrates this model

of production, showing how the current industrial

system (e.g., goods in production and use) is part of

a larger system that can broadly be considered as the

natural world. This natural world includes regenerative

resources (e.g., forest, croplands, and fisheries) and

non-regenerative resources (e.g., oil, minerals). Regenerative

resources are part of the ecological system, and

as long as such a resource is replenished more quickly

than it is consumed, the resource is sustained indefinitely.

On the other hand, non-regenerative resources

are extracted from the earth, and since they are not

regenerated within a useful timeframe, they may in

time become depleted. Significantly, the extraction and

harvesting of resources and the production and use of

goods generate waste. Depending on the nature of this

waste, it can compromise the ecological system and

its ability to produce regenerative resources that are

essential to the health of humanity as well as all life

on the planet. Not shown in Figure 2.1, but essential

to understanding sustainability, is how the current

industrial system impacts social systems (e.g., communities,

families, culture).While improving the quality of

life in some aspects, the system also results in anxiety,

inequality, and stresses on societies that in the extreme

are manifest as widespread poverty and war.

As an alternative, Senge et al. (2008) offer the concept

of a regenerative circular economy illustrated in

Figure 2.2. This economy reflects a movement towards

greater use of harvested regenerative resources and a

dramatic reduction in accumulating waste, resulting in

a more sustainable world in which resources are regenerated

and waste minimized or eliminated. In this

model, there is still a need for extractive industries,

but the greater dependency on renewable resources

ensures less system-wide impact due to extraction. It

also establishes a close link between economic growth

and natural resource regeneration, which requires

healthy ecological systems. Biodegradable waste from

SOLAR

ENERGY

PHOTOSYNTHESIS

Growth

Ecological

Systems

Regeneration

Harvesting

Natural Resources

Extracting

Non-

Regenerative

resources

Clean Air

Drinkable Water

Fertile Soil

Pollination

Stable Climate

Goods in

Production

Waste from

Extracting and

Manufacturing

Production

Accumulating Waste

CONSUMPTION

PRODUCTS SERVICES

Goods in

Use

Waste from

Use

Waste from

Discard

Figure 2.1 Illustration of the current industrial system

(Senge et al. 2008)

8

Ch. 2. PAVEMENT SUSTAINABILITY CONCEPTS

Sustainable Concrete Pavements A Manual of Practice


industrial processes are fed into the ecological system

to support resource development. Wastes not used to

support natural systems are used as raw materials for

other industrial processes, thus resulting in waste minimization

while at the same time reducing demands

to extract or harvest additional resources. Ideally, the

economic system will ultimately mimic that which

happens in nature, in which the concept of waste is

eliminated and all waste becomes food for another

process (McDonough and Braungart 2002).

Inherent in this concept is the understanding that

sustainability requires a life-cycle perspective, in which

the economic, environmental, and social benefits and

costs of any product or service are considered over its

entire life. This is partially illustrated in Figure 2.2,

which shows material extraction, manufacturing, and

goods in use, with a circular flow of natural and technical

materials back into regeneration and production.

What is lacking in this illustration is the temporal

nature of the life cycle, which in the case of a pavement

may be 40 or more years. Conventionally, we

think of pavement life as linear, moving from the

“cradle” (design, material extraction and processing,

SOLAR

ENERGY

PHOTOSYNTHESIS

Clean Air

Drinkable Water

Fertile Soil

Pollination

Stable Climate

Health vs. Stress

Security vs. Fear

Social Harmony vs. Mistrust

Peace vs. Unresolvable Conflicts

and construction) through its service life and finally

to the “grave” (pavement removal and reconstruction).

This cradle-to-grave concept is counter to sustainability.

Sustainability instead requires a “cradle-to-cradle”

approach in which the end of life is part of a new

beginning (McDonough and Braungart 2002). For

concrete pavements, this is simply illustrated in Figure

2.3, in which design, materials processing, construction,

operations, preservation and rehabilitation, and

reconstruction and recycling are joined in a continuous

loop.

Although conceptually this may seem overwhelming,

applying sustainability principles at a practical,

implementable level using today’s technologies simply

means finding opportunities to minimize environmental

impact while increasing economic and social

benefit. Already, the value of life-cycle cost analysis

(LCCA) is recognized as a way to consider current and

future anticipated economic impacts over the life of

the design. In addition, as is discussed in Chapter 10,

a number of approaches to assess sustainability are

emerging and will soon be available for implementation

by the concrete pavement industry, including the

use of life-cycle analyses that address environmental

impacts over the life of a pavement. Yet, only by stepping

away from the larger issues of the economy as a

whole and instead focusing on the project level can

these overarching sustainability concepts be implemented

into actionable and measurable activities that

will be used by the concrete pavement industry.

Growth

Ecological

Systems

Regeneration

Growth

Social

Systems

Regeneration

CONSUMPTION

Design

Harvesting

Natural Resources

Extracting

Non-

Regenerative

resources

Goods in

Production

Waste from

Extracting and

Manufacturing

Production

PRODUCTS SERVICES

Goods in

Use

Waste from

Use

Waste from

Discard

Materials

Processing

Construction

Reconstruction

and Recycling

Preservation and

Rehabilitation

Accumulating Waste

Operations

Figure 2.2 Illustration of the regenerative circular Figure 2.3 The concrete pavement life cycle (Van

economy (Senge et al. 2008) Dam and Taylor 2009).

Sustainable Concrete Pavements A Manual of Practice Ch. 2. PAVEMENT SUSTAINABILITY CONCEPTS 9


To do so, it is first necessary to recognize that a concrete

pavement can be considered as a project-level

system within the larger system previously discussed.

This project-level system has its own context, which

is sensitive to the needs defined by the various stakeholders

and the environmental setting in which the

project is to be constructed. The context establishes

the constraints under which project decisions are

made, from which the following two additional sustainability

components are identified (Muench et al.

2011):

• Extent – Extent represents the spatial and temporal

constraints and limits of the project-level system,

including such items as project length, right-of-way,

service life, height restrictions, construction working

hours, and so on. These constraints establish

the boundaries within which sustainability of the

project can be assessed.

• Expectations – Expectations are the key human

value constraints, which include both the economic

and social context, used to judge the overall performance

of the system. They may include performance

of individual design elements, the quality of

some aspect of the overall project, or how an outcome

beyond the project-level system is addressed.

Already, there has been modest movement within

the concrete paving industry to adopt practices that

support sustainability at the project level that have

broader system-wide sustainability impacts. For

example, a common technical nutrient used in concrete

production is slag cement, which is a byproduct

of another industry and improves the long-term properties

of concrete (meeting project-level constraints)

while reducing system-wide environmental impacts

(e.g., lowering the energy use and emissions of the

constructed pavement). Other recycled and industrial

byproduct materials (RIBMs) that are used in concrete

include fly ash, recycled concrete aggregate (RCA),

and air-cooled blast furnace slag, to name a few, all of

which are addressed in later chapters in this manual of

practice.

However, sustainability is much broader than the

application of a number of individual activities (such

as RIBM use). Focusing narrowly on individual activities

will result in minor improvements but will miss

out on the much greater opportunity to significantly

enhance the sustainability of the project-level system,

as well as positively impacting the system as a whole.

Without a guided and committed approach to implementation,

the adoption of sustainable practices by the

concrete pavement industry will languish. To move

sustainability from a philosophical concept to implementable

practices will require the adoption of the

following two additional components of sustainability

(Muench et al. 2011):

• Experience – Experience represents both what has

been learned and the ongoing learning process,

including technical expertise, innovation, and

knowledge of applicable historical information.

• Exposure – Exposure represents ongoing educational

and awareness programs for all stakeholders,

including the general public, agencies, engineering

professionals, and contractors.

The purpose of this manual of practice is to help meet

the objectives of these two sustainability components,

conveying industry experience and exposing stakeholders

in the concrete pavement industry to the

concepts and implementation of sustainable practices.

The next section of this chapter will introduce some

of the specific sustainable features of concrete pavements,

linking these features to the various phases

illustrated in Figure 2.3. Subsequent chapters expand

on each phase, providing actionable items that can be

implemented today and that will directly enhance the

project-level sustainability of concrete pavements.

2. Concrete Pavements

Many features of concrete pavements should be

assessed when considering them from a sustainability

perspective. Further, innovative features continue

to emerge that result in additional enhancement to

the sustainability of concrete pavements. Figure 2.4

illustrates a few of these features, each of which is

described in detail in subsequent chapters of this

manual of practice. The purpose of this section is to

describe the relationship between these features and

the life-cycle phases illustrated in Figure 2.3, as well

as among the features themselves. The complex nature

of these relationships demonstrates the need for the

application of a holistic systematic approach when

considering the sustainability of concrete pavement.

10 Ch. 2. PAVEMENT SUSTAINABILITY CONCEPTS Sustainable Concrete Pavements A Manual of Practice


Design Phase

It is fitting that the design phase is the first to be

discussed, as it is only through thoughtful and deliberate

design that sustainability can be achieved. Design

of concrete pavements has traditionally focused on

slab thickness design, although other design details,

including joint spacing and load transfer, slab support

considerations, drainage, and edge support to name

a few, have long been recognized as being of equal or

greater importance (Smith and Hall 2001).

These design details are directly considered in the

new AASHTO DARWin-ME Mechanistic-Empirical

Design Guide (MEPDG), which provides a rigorous

approach to considering the effect of multiple design

variables to assist in optimizing the design for given

conditions. Use of the MEPDG approach is growing

and will likely become the norm over time. Authorities

are developing local calibration data for the system or

using a locally modified version.

In addition to these traditional design considerations,

elements illustrated in Figure 2.4, including surface

texture, light color, long life, and improved storm

water quality can also be considered during the design

process. It is easy to see how these elements, although

selected at the design phase, interact directly with

other phases of the life cycle. For example, quiet

surface texturing, light pavement coloration, and

improved storm water quality (e.g., pervious concrete)

directly impact the use phase, particularly in an urban

environment where quiet and cool pavement surfaces

have positive social impacts and increased storm water

infiltration has broad economic, environmental, and

social benefits. Long-life pavements directly impact

preservation, rehabilitation, and reconstruction, delaying

the timing of future activities and reducing future

agency and user costs, thus directly affecting life-cycle

economic impacts while reducing future traffic delays

and associated environmental and social impacts. It

is also clear that design objectives cannot be achieved

if not integrated with the materials processing and

construction phases, thus necessitating collaboration

between the various specialties represented in typical

transportation agencies.

The design phase is also where innovative pavement

design types, such as two-lift concrete pavement,

roller-compacted concrete (RCC), precast concrete and

concrete pavers, and thin concrete pavement (TCP)

will be considered. The design phase is discussed in

detail in Chapter 3 of the manual of practice.

Materials

Material processing is a broad topic that includes

material acquisition, material processing, and concrete

mixture design and proportioning. Current material

acquisition is largely based on extractive industries,

such as mining aggregate or raw materials for cement

Figure 2.4 Features of concrete pavements that can enhance sustainability (from Wathne 2008)

Sustainable Concrete Pavements A Manual of Practice Ch. 2. PAVEMENT SUSTAINABILITY CONCEPTS 11


production. But some material acquisition is from

renewable resources (mainly for chemical admixtures),

and others are byproducts from other industries (e.g.,

RCA or supplementary cementitious materials such as

fly ash and slag cement). Material processing entails

taking the raw materials and making finished materials

including cement, crushed and blended aggregates,

admixtures, and so on. Material processing can often

be more energy intensive than construction activities,

meaning that small benefits in processing will lead

to substantial savings in the whole life cycle. Mixture

design and proportioning is the creation of material

blends that meet the engineering requirements and are

subsequently placed during the construction phase.

Materials have a major impact on all other life cycle

phases, as they often provide project-level constraints

during the design phase and strongly influence the

construction, preservation/rehabilitation, and reconstruction/recycling

phases, and even impact the operational

phase. Regarding sustainable features illustrated

in Figure 2-4, material processing factors most directly

influence decisions impacting the use of industrial

byproducts, reduced energy footprint, light color, and

long-life.

This phase is discussed in detail in Chapter 4 with

additional discussion on recycled concrete in Chapter 8.

Construction

The construction phase includes typical concrete plant

batching and mixing operations, transportation of

materials from stockpiles and the concrete plant, paving

operations, and post-paving activities. This phase

can have a large impact on the sustainability of the

concrete pavement over the life cycle because, even if

the best design and materials are used, poor construction

makes it unlikely that the concrete pavement will

achieve its design objectives or expected service life.

With respect to Figure 2.4, the construction phase

directly impacts long life, the creation of a quiet

surface texture, and low fuel consumption during

construction.

Concrete pavement construction is discussed in

Chapter 5, which briefly describes specific activities

that support enhanced sustainability, including low

energy plant operations, recycling water and returned

concrete, low-emission equipment, in-place recycling,

and local material utilization.

Operations

The operational or use phase of a concrete pavement

is rarely considered at the project level unless capacity

and congestion are being considered as part of a

transportation planning study. Yet, up to 85 percent

of greenhouse gas emissions associated with the

expected service life of a pavement can be incurred

during this phase (Ochsendorf 2010). This is most

significant on high-volume roads, where emissions

generated by vehicles are a dominant factor. To some

degree, it has been found that the rolling resistance of

vehicles moving on a rigid surface is less than that of

those moving on a flexible surface, but research is still

underway to determine the significance of this difference

and its impact on fuel efficiency and emissions.

What is known to be significant is that fuel efficiency

is improved on smooth roads, emphasizing the importance

of constructing smooth pavements and then

using preservation strategies that reduce roughness

(e.g., diamond grinding). These topics are discussed in

Chapter 6.

Sustainability attributes of the use phase that are

enhanced by the use of light-colored concrete surfaces

include improved night-time safety, reduced need for

artificial lighting, and reduced urban heat island effect.

Improved storm-water quality and quiet surfaces are

also benefits realized in the use phase in urban environments.

The urban environment also provides an

opportunity to use photocatalytic materials integrated

into the cement or applied as a coating to treat certain

harmful emissions. Such urban opportunities are discussed

in Chapter 9.

Preservation and Rehabilitation

Concrete pavement preservation is a strategy for keeping

good pavements in good condition. It is not only

economically cost effective but also has significant

environmental and social benefits. For one, preservation

strategies use limited amounts of new materials,

reducing the environmental burden of material extraction

and processing. Further, preservation techniques

entail minimal traffic disruption, reducing emissions

12 Ch. 2. PAVEMENT SUSTAINABILITY CONCEPTS Sustainable Concrete Pavements A Manual of Practice


and social impacts. And the use of diamond grinding

as a preservation strategy not only restores texture

to enhance safety, the resulting pavement surface is

quiet and smooth, reducing the impact of noise while

increasing fuel efficiency.

Preservation is no longer appropriate when the structural

capacity of the pavement needs to be improved.

At this point, a number of rehabilitation alternatives

can be effectively utilized, including the use of concrete

overlays. The appropriate and timely use of overlays

will take advantage of the remaining pavement

structural capacity, extending the pavement service

life in a cost-effective and environmentally beneficial

manner.

Concrete pavement renewal, which incorporates both

preservation and rehabilitation, is discussed in

Chapter 7.

Reconstruction and Recycling

The final stage of a concrete pavement’s life cycle

is reconstruction and recycling. In-situ recycling of

concrete pavement, generally as a new subbase or base

layer is a viable alternative, with the economic and

environmental advantages of minimal material transportation.

The use of screened RCA as a new base or

concrete is also a possibility. One benefit of crushing

concrete and exposing it to the atmosphere is that it

will sequester atmospheric carbon dioxide through

carbonation, an added benefit of recycling. Discussion

of these topics, along with the incorporation of

other recycled paving materials, including recycled

asphalt pavement (RAP), in new concrete pavement is

provided in Chapter 8, which focuses on completely

recycling the existing structure back into a newly

reconstructed pavement.

3. Importance of Innovation

One of the greatest advantages of adopting sustainable

concrete pavement practices is in the discovery of

things that are yet unknown. Considering economic,

environmental, and social factors over the entire pavement

life cycle will require a different way of thinking

about the concrete pavement industry. Current thinking

is driven by the need to meet only the short-term

economic bottom line. As this approach gives way to

longer-term thinking that considers all three facets

of sustainability, innovative solutions will emerge.

Implementing new, sustainable solutions can allow

the industry to move dynamically forward, realizing

multiple opportunities and expanding markets. In

contrast, if the industry (represented by all stakeholders,

whether owner or client) balks and is unable to

move beyond entrenched ideas and technologies, it

will be limited in its ability to recognize the opportunities

that exist.

Already, a number of technologies are being adopted in

response to implementing sustainability principles. As

discussed in Chapter 4, the most obvious are changes

in cementitious materials and mixture proportioning

that have significantly reduced the amount of portland

cement contained within a cubic yard of concrete.

This has led to a significant reduction in the carbon

footprint of paving concrete, with no anticipated

decrease in expected performance (many expect better

performance) and no increase in cost. Other innovations,

including the use of in-situ concrete recycling,

recycling water at the concrete plant, pervious concrete,

and next-generation quiet texturing, are already

becoming mainstream in some markets. Emerging

technologies including the use of photocatalytic

cements and the inclusion of RAP in concrete mixtures

are undergoing field trials in demonstration projects.

And, as described in Chapter 10, tools to rate the

sustainability of concrete pavements are also emerging

and will soon become integrated into common

practice.

Further advances are just over the horizon, whether

low-carbon to carbon-sequestering cements, innovative

designs or materials that result in a significant

reduction in pavement thickness, new bio-derived

admixtures that enhance the durability of concrete,

equipment that rapidly and efficiently recycles concrete

in-situ, next generation inexpensive and highly

efficient photocatalytic materials, or even pavements

that generate electricity to power adjacent neighborhoods.

Although the exact nature of these innovations

is speculative at this point, as is discussed in Chapter

11, it is a certainty that innovations are underway that

will change the nature of the concrete pavement industry

and that the adoption of these innovations will be

driven by sustainability principles.

Sustainable Concrete Pavements A Manual of Practice Ch. 2. PAVEMENT SUSTAINABILITY CONCEPTS 13


4. References

McDonough, W., and M. Braungart. 2002. Cradle to

Cradle: Remaking the Way We Make Things. New York,

NY: North Point Press.

Muench, S.T., J.L. Anderson, J.P. Hartfield, J.R. Koester,

M. Söderlund, et al. 2011. Greenroads Manual

v1.5. (J.L. Anderson, C.D. Weiland, and S.T. Muench,

Eds.). Seattle, WA: University of Washington. (www.

greenroads.org; accesses Dec. 5, 2011)

Ochsendorf, J. 2010. Life Cycle Assessment (LCA) of

Highway Pavements. Interim Report. Cambridge, MA:

Concrete Sustainability Hub, Massachusetts Institute of

Technology.

Senge, P., B. Smith, N. Kruschwitz, J. Laur, and S.

Schley. 2008. The Necessary Revolution: How Individuals

are Working Together to Create a Sustainable World. New

York, NY: Doubleday Publishing Group, New York.

Smith, K.D., and K.T. Hall. 2001. Concrete Pavement

Design Details and Construction Practices–State of the Art

Technical Digest. NHI Course No. 131060. Washington,

D.C.: National Highway Institute, U.S. Department of

Transportation.

Van Dam, T., and P. Taylor. 2009. Building Sustainable

Pavements with Concrete. Ames, IA: National Concrete

Pavement Technology Center, Iowa State University.

(www.cproadmap.org/publications/sustainability_briefing.pdf;

accessed Dec. 5, 2011)

Wathne, L. 2008. “Green Highways–Sustainability

Benefits of Concrete Pavement.” Presentation made

at the 45th Annual Concrete Paving Workshop of the

Iowa Chapter of the American Concrete Paving Association,

Des Moines, IA.

14 Ch. 2. PAVEMENT SUSTAINABILITY CONCEPTS Sustainable Concrete Pavements A Manual of Practice


Chapter 3

DESIGNING SUSTAINABLE

CONCRETE PAVEMENTS

Tom Van Dam

Sustainability is not an accident. Pavement design

plays a strong role in ensuring that the constructed

concrete pavement begins its life as a cradle-to-cradle

sustainable project. This chapter considers how concrete

pavement design plays a strong role in enhancing

the sustainability of concrete pavements. The chapter

begins by introducing the concept of context sensitive

design, which requires the designer to recognize

that a single approach to design does not meet all

needs, that input must be sought from the various

stakeholders, including those representing the natural

world, and that the design must be tailored to meet

the unique needs of every project. The state of the

practice in pavement design is then briefly introduced,

including designing for what is needed and avoiding

waste inherent in both under-design and over-design.

Specific concrete pavement design attributes that

enhance sustainability are then presented. Many of

these involve improving the interaction between the

pavement surface and the environment, whether using

specific textures that are quieter, lighter colors that

are cooler, patterns that are aesthetically pleasing and

safer, photocatalytics that have the ability to treat air

pollution, or pervious surfaces that have the ability to

improve storm water quality. The chapter concludes

with brief introductions to four innovative pavement

designs (two-lift, precast panels and pavers, rollercompacted

concrete, and thin concrete pavements)

that offer opportunities for the designer to further

enhance the sustainability of concrete pavements.


1. Context-Sensitive Design

Sustainability requires a thoughtful approach to concrete

pavement design. The designer must account for

human needs and values defined by the management

team and various stakeholders while considering the

environmental setting in which the pavement will be

constructed (Muench et al. 2011). This approach is

often referred to as context-sensitive design (CSD),

which entails meeting the needs of not only the user

but also the adjacent communities and the environment.

The key to successfully employing this principle

is recognizing that a single approach to design does

not meet all needs.

For example, the past practice of transversely tining

concrete pavements to create surface texture that

increased skid resistance and enhanced safety has been

demonstrated to have a significant impact on noise

generation through tire-pavement interaction (Rasmussen

et al. 2007). The noise issue was raised by communities

adjacent to roadways, and, in some cases,

concrete pavements were overlaid solely to reduce the

noise generated. Because of feedback from local communities,

research was conducted to identify factors

contributing to the objectionable noise and mitigation

strategies have been developed that have resulted

in safe and quiet concrete riding surfaces; see Figure

3.1(Rasmussen et al. 2008).

It is recognized that the same communities that object

to noise generated on a high-speed roadway may

have a different set of criteria for local, slow-speed

roads serving their neighborhoods. In such locations,

tire-pavement generated noise may be far less an issue

than aesthetics, high reflectivity, or surface drainage.

It is even possible that an urban neighborhood might

desire that roughness be designed into the surface to

produce a calming effect on vehicles exceeding the

speed limit, creating a safer and more livable community

for the residents. More information on urban

environments is given in Chapter 9.

Along the same lines, the needs in a rural environment

will differ from those of urban communities. Often,

the health of the “natural community,” which includes

flora and fauna and the quality of air and water, will

become increasingly important in rural settings. This

is why the designer must be sensitive to the context in

which the pavement is being designed.

Successfully implementing CSD requires early involvement

of everyone who is affected, including those representing

community interests and ecological systems,

through a collaborative, interdisciplinary approach.

Public involvement must be early and continuous.

Although this takes time and effort, it will result in

increased societal acceptance and reduced ecological

impact, improving project efficiency by reducing

expensive and time-consuming reworking of the project

at a later date.

In the end, designing to serve the community will

result in the construction of concrete pavement

projects that reflect a sense of the place where they

are built and that meld physically and visually within

the surrounding environment and community. More

detailed information on CSD can be found at

Figure 3.1 RoboTex scans of 100×200 mm samples showing variability of transverse tined surface and its

effect on noise level (adapted from Rasmussen et al. 2008)

16 Ch. 3. DESIGNING SUSTAINABLE CONCRETE PAVEMENTS Sustainable Concrete Pavements A Manual of Practice


www.contextsensitivesolutions.org. Specific activities

that can be immediately adopted to advance CSD for

concrete pavement design include the following:

• Involve key stakeholders – At the earliest stages of

design, involve key stakeholders in the process

to create a concrete pavement system that will

enhance the livability of the community. Stakeholders

include agency personnel and interested

organizations and community members, plus the

designer, materials suppliers, and contractor (if

possible). The Missouri Department of Transportation’s

(MoDOT) recently constructed US 141

“green” project in St. Louis, Missouri, illustrates

the power of stakeholder participation, involving

the contractor and community representatives in a

CSD process in designing a new route that passed

through a popular wooded area. By working with

the contractor and community, the designer was

able to incorporate multiple sustainable elements

into the design, allowing MoDOT to develop a

showcase project with strong community backing

(Jonas 2011).

• Take advantage of concrete’s versatility – Look for

opportunities to take advantage of concrete’s versatility

for creating highly functional, economical

pavements that also meet environmental and social

needs. Communities may be interested in concrete’s

ability to incorporate color and texture into aesthetically

pleasing patterns, enhance surface drainage,

demarcate pedestrian crossings, and provide highly

reflective surfaces.

2. Concrete Pavement Design:

The State of the Practice

The state of the practice in concrete pavement design

produces long-life pavements that withstand heavy

traffic and severe environmental loadings for decades

with little need for maintenance or rehabilitation

(Tayabji and Lim 2007, Hall et al. 2007). This ability

to confidently design pavements that will perform as

desired for 40 or more years is one of the most sustainable

inherent features of concrete pavements. Because

longevity is so important, it must be recognized that

long concrete pavement life is about a lot more than

just slab thickness. Common design features of longlife

concrete pavements include the following (Tayabji

and Lim 2007):

• Adequate structural slab thickness – Some designs

include additional thickness as a sacrificial layer

that will be removed during future diamond

grinding.

• Strong, erosion-resistant bases – Many states use

either asphalt- or cement-stabilized bases.

• Doweled transverse joints or continuously reinforced

concrete pavement – When jointed plain concrete

pavement design is used, the joint spacing is

relatively short, the joints are doweled, and often

highly corrosion-resistant dowels are used.

As discussed by Van Dam and Taylor (2009), a fundamental

principle in sustainable design is to design for

what you need. This means that the designer should

thoroughly understand the principles of pavement

design, accurately collect the required data, and use

the most advanced design tools available to ensure

that project needs are met within the given economic,

environmental, and social constraints. Overdesign—

in which the concrete slab is designed significantly

thicker than required—is wasteful, unjustifiably

increasing the economic and environmental burden of

the project. But under-design can be even more wasteful,

as it will often result in unacceptable performance,

premature failure, and the need to apply maintenance

and rehabilitation at an earlier than anticipated age at

great economic, environmental, and social cost.

The AASHTO DARWin-ME TM mechanistic-empirical

pavement design (MEPDG) approach more thoroughly

considers the contribution of material properties, support

conditions, climate, and traffic, as well as slab

geometry, edge support, and joint load transfer than

do empirically-based methods, thus resulting in more

accurate designs. Further, a mechanistic approach,

which is based on scientific principles, also accommodates

innovation much more readily than an empirical

approach, which relies on observation, experience,

or experiment, thus allowing the designer an avenue

to evaluate nontraditional approaches to design and

materials selection and proportioning.

Sustainable Concrete Pavements A Manual of Practice Ch. 3. DESIGNING SUSTAINABLE CONCRETE PAVEMENTS 17


As briefly discussed in Chapter 2, pavement design

must be approached holistically, with all design elements

considered together. In addition to the slab

thickness, other important design elements that must

be considered include material properties, joint spacing,

load transfer, drainage, supporting layers, and

surface texture (Smith and Hall 2001, Taylor et al.

2006).

3. Design Attributes Directly

Enhancing Sustainability

Depending on context, design attributes specifically

focused on enhancing sustainability should be considered.

These include such surface features as being

aesthetically pleasing, safe and quiet, reflective, and

photocatalytic.

As these design attributes are primarily applicable in

an urban environment (which is discussed in detail in

Chapter 9), they will only be briefly addressed here.

But the essential recognition from a design perspective

is how each of these features directly influences

the way the pavement interacts with the surrounding

community and/or ecological system, whether

through a reduction in noise, a safer riding surface,

improved aesthetics in the community, reduction in

air pollution, reduction of the heat island effect, and/

or reduction of run-off while improving storm water

quality. In fact, many of these features address multiple

needs. For example, photocatalytic materials not

only help breakdown nitrous and sulfur oxides (NOx

and SOx), they also are light colored, addressing the

urban heat island effect and perhaps improving storm

water quality as well (see Chapter 11).

The new generation of quiet surface textures are also

skid resistant, improving safety. Pervious concrete not

only improves storm water quality, it also is known to

reduce the heat island effect and, if used as a riding

surface, is known to be quiet. The use of concrete

pavements in heavy traffic locations such as bus

lanes and loading docks can be an effective means of

reducing pavement distress and the resulting effects

of closures for repairs. Thus, an informed designer

can package various pavement surface attributes to

address multiple sustainability goals. Further, these

attributes can be used in combination with some of

the emerging innovative design technologies discussed

next to great advantage.

4. Alternative and Emerging

Design Technologies

Traditionally, concrete pavement design has focused on

determining the thickness of a concrete slab, placed as

a single lift with one pass of a paver. Recently, a number

of alternative paving technologies have emerged

that are challenging this traditional way of constructing

concrete pavements, offering some unique design

opportunities including the following:

• Two-lift concrete pavement design – Two-lift pavements

are constructed in two lifts, wet on wet,

using two slipform pavers one immediately following

the other. The concrete mixture in the bottom

lift is often different from the mixture in the top lift.

• Precast concrete pavement systems – Fabricated off

site in precast plants, this type of pavement can

offer a number of sustainability enhancements.

• Interlocking concrete pavers – Also fabricated off site

in a precast plant, pavers provide an aesthetically

pleasing surface that can also be pervious, highly

reflective, or even incorporating photocatalytics for

use in streets and local roads.

• Roller-compacted concrete (RCC) pavements – RCC

pavement designs use stiff concrete mixtures placed

and densified using equipment typical of hot-mix

asphalt (HMA) construction. Traditionally used in

hydraulic structures, pavement in industrial facilities,

and cargo handling areas, it is starting to be

used in streets and local roads.

• Thin concrete pavement (TCP) design – Based on a

patented Chilean design, TCP is characterized by

relatively thin slabs with short joint spacing.

• Pervious pavements – Pervious pavements allow

rainwater to percolate and replenish groundwater

rather than requiring rainwater to be handled by a

storm water or effluent system.

The following sections briefly discuss each of these

innovations and how they can be used in the design of

sustainable concrete pavements.

18 Ch. 3. DESIGNING SUSTAINABLE CONCRETE PAVEMENTS Sustainable Concrete Pavements A Manual of Practice


Two-Lift Concrete Pavement

Two-lift concrete paving is not new. In fact, the oldest

concrete pavements in the United States, constructed

by the R.S. Blome Granitoid Co., were placed as twolifts,

wet-on-wet, with the top lift being a different

concrete than the bottom lift. Two-lift construction

was also used to facilitate the placement of reinforcing

mesh in jointed reinforced concrete; the mesh

was set upon the surface of the bottom lift and encapsulated

by the top lift. Recently, after examining the

excellent performance of two-lift concrete pavements

in Europe, there has been a resurgence of interest in

adopting modern two-lift concrete pavement design in

the United States, as shown by recent demonstration

projects constructed in Kansas and Missouri (see www.

cptechcenter.org/projects/two-lift-paving/index.cfm).

This pavement system typically consist of a thick

bottom lift (typically 80 percent or more of the total

thickness) and a thin (20 percent or less of the total

thickness) top lift that is optimized for carrying traffic.

Many European countries utilize an exposed aggregate

surface texture in conjunction with the two-lift construction

process.

The potential sustainability advantages of two-lift

pavement include the following:

• Bottom lift – The concrete mix proportions for the

bottom lift can be optimized knowing it will be

protected from the elements during construction

(as it will be capped with the top lift) and will not

be subjected directly to traffic. This means that it

can use a higher supplementary cementitious material

(SCM) content, higher percentage of recycled

aggregate including recycled asphalt pavement

(RAP), and aggregates with less stringent requirements

(e.g., wear resistance) than normal because

the bottom lift will not be exposed to traffic. A

broader range of locally available aggregates and

higher amounts of recycled and industrial byproduct

materials (RIBMs) can be used, and so reduce

the environmental footprint of the concrete.

• Top lift – The relatively thin top lift is optimized

to carry traffic. It often uses wear-resistant aggregate

that may have to be transported longer distances

and a higher portland cement content,

but can do so without significantly impacting the

environmental footprint of the pavement due to the

thinness of the layer. This ensures good long-term

durability and a safe riding surface, especially if the

thickness of the top lift is designed for multiple diamond

grindings over its life. In the case of the Kansas

demonstration project, the use of an exposed

aggregate surface was investigated to reduce noise

generated from tire-pavement interaction (Shields

and Taylor 2009). The Missouri project is experimenting

with the use of photocatalytic cement in

the top-lift (www.cptechcenter.org/t2/documents/

EnvironmentalIssues-Stone.pdf) to treat air pollution.

Photocatalytic materials are expensive, and

thus using them only in the top lift makes sense to

reduce costs without impacting performance.

Experience with two-lift paving in the United States

is limited but increasing. Eleven two-lift projects were

constructed from 1970 to 1994 (Florida, Iowa, Kansas,

Michigan, and North Dakota) (Harrington et al. 2010)

all are still in service. In 2008, the Kansas DOT constructed

over five miles of two-lift pavement on I-70

west of Abilene (Figure 3.2).

The versatility inherent in the two-lift design provides

the designer with multiple options to cost effectively

integrate one or more sustainable attributes into the

new pavement, resulting in economic savings while

improving environmental and social performance. It is

expected that this versatility will result in the widespread

adoption of this technology in the future.

Figure 3.2 Two-lift pavement being constructed in

Kansas

Sustainable Concrete Pavements A Manual of Practice Ch. 3. DESIGNING SUSTAINABLE CONCRETE PAVEMENTS 19


Precast Concrete Pavement Systems

Precast concrete pavement systems have a long history,

but with recent innovations they will continue to

grow in popularity. Precast concrete pavement systems

typically consist of individual panels that are one to

two lanes in width and 10 to 15 ft in length, depending

on the system. The pavement panels are produced

in a precast plant, where the material is proportioned,

molded, consolidated, and cured under controlled

conditions, then shipped to the site where they are

assembled on grade.

Fabrication under controlled conditions eliminates

a major construction variable—unfavorable ambient

weather conditions—which can play havoc on

conventionally cast-in-place concrete pavements, and

it also reduces material and construction variability.

Further, precast concrete pavement systems allow the

cost-effective implementation of certain sustainability

features, including enhanced aesthetics, specialty

surface textures, high surface reflectivity, and photocatalytic

materials. Many of these features are made

possible because the pavement wearing surface can

be cast against a mold in two (or more) lifts if desired,

giving a degree of control that is not possible with castin-place

pavements. Casting the surface against a mold

also results is a denser surface, as the lighter concrete

mixture constituents (air and water) rise towards what

will be the underside of the pavement and the dense

cement and aggregate settle to form a dense molded

surface.

Initial work in this area focused on the use of precast

panels to rapidly install full-depth repairs in jointed

concrete pavements (Tayabji and Hall 2008). This

repair method continues to be used in a number of

states, where full-lane width panels are cast in two to

three standard lengths, stockpiled, and then rapidly

inserted into a gap cut to the specified size in the damaged

pavement; see Figure 3.3.

in length, and similar to a conventionally designed

concrete pavement in thickness. Although there are

multiple variations of this type of system, in one of

the most common systems the panels are placed on

a meticulously prepared surface with bedding grout

used to ensure uniform slab support. Load transfer

devices, embedded using non-shrink, high-strength

grout inserted after placement, are used to establish

composite slab action across joints (Fort Miller Co.

2011).

• Precast prestressed concrete pavement system (PPCPS)

– These systems typically consist of rectangular

precast slabs that are up to two lanes (38 ft) in

width, 10 ft in length, and thinner than conventionally

designed concrete pavements, with a

thickness of 7 to 8 in. for highway applications.

They are prestressed in the transverse direction

during fabrication and placed in 150- to 250-ft long

pavement segments that are post-tensioned longitudinally

during construction. Plastic sheeting is

used to separate the panels from the base, allowing

movement of the panels during the post-tensioning

operation. The use of prestressing/post tensioning

increases load capacity, maximizing pavement life

(Merritt and Tayabji 2009).

Regardless of the system employed, precast pavements

have some unique features that can enhance sustainability.

First, when used either as a full-depth repair or

as an entire pavement system, a well executed precast

pavement installation can be done with minimal

disruption to traffic because there is no need to wait

Current emphasis is on the implementation of precast

panels to create entire pavement systems. The following

two basic approaches are currently used in the

United States (FHWA 2011):

• Jointed precast concrete pavement system (JPCPS) –

These systems typically consist of rectangular precast

panels that are one lane in width, 10 to 15 ft

Figure 3.3 Precast pavement being installed

(photo courtesy of Shiraz Tayabji, FHWA)

20 Ch. 3. DESIGNING SUSTAINABLE CONCRETE PAVEMENTS Sustainable Concrete Pavements A Manual of Practice


for the concrete to gain adequate strength prior to

opening to traffic. This is most significant for repairs in

urban areas but is also true for full-lane replacements

if staged correctly. Minimizing traffic disruption has

many positive effects, including reduced user costs

incurred due to delay and corresponding increased

fuel consumption, reduced environmental damage

from increased emission associated with vehicles

slowed by congestion, and reduced social impacts to

surrounding communities from noise and gridlock.

Second, precast systems are anticipated to have long

lives that are relatively maintenance free. The sustainability

advantages of long-life pavements have already

been discussed in Chapter 2, but in summary they

include the following:

• Reduced life-cycle economic cost.

• Reduced life-cycle environmental impact due to less

need for extracted materials and for future rehabilitation

and reconstruction.

• Reduced traffic delay and congestion during construction

and over the life cycle.

The advantages of using two or more lifts and casting

the pavement surface against a mold can be capitalized

on in precast pavement systems, optimizing the

surface for the given application. For a pavement carrying

high-speed traffic, the surface can be designed to

be exceptionally quiet while providing good frictional

characteristics to enhance safety. For slower speed

pavements designed for the urban environment, the

surface can be designed to be aesthetically pleasing,

cool, photocatalytic, and drainable and even to provide

a “traffic calming” effect by inducing nuisance

vibration in vehicles operating too quickly. Further,

precast pavement systems for the urban environment

can be designed to “snap in and snap out,” meaning

that the precast panel over a needed utility repair is

simply detached and removed, the repair to the utility

completed, and the panel reattached. This eliminates

waste, expedites the repair process, and maintains the

integrity of the pavement system. It is easy to envision

the ability to design a major urban project, such as an

intersection replacement, using a precast pavement

system in which all the design, fabrication, and staging

are done ahead of time and the work is completed over

a few evenings or a weekend.

Roller-Compacted Concrete Pavement

Roller-compacted concrete (RCC) pavement has been

used in the construction of various types of civil infrastructure,

including dams, other hydraulic structures,

cargo handling facilities, and pavements. Although

the constituents in RCC are similar to conventional

concrete, they differ in proportioning, with RCC typically

having less cementitious material and an aggregate

gradation similar to that used in hot-mix asphalt

(HMA) mixtures. In a fresh state, RCC is very stiff and

is thus placed using construction methods similar to

those used for HMA construction, using an HMA-type

paver and compacted by heavy vibratory steel drum

and rubber-tired rollers (Figure 3.4). Ultimate loadcarrying

capacity is obtained through a combination

of internal, aggregate-to-aggregate friction and the

cohesion obtained through hydration of the binder.

The final surface is adequate for pavements carrying

traffic at low and moderate speeds but often is either

diamond ground or overlaid to meet the smoothness

demands of high-speed traffic. An excellent guide on

RCC pavements has been written by Harrington et al.

(2010), and additional information is provided by the

Portland Cement Association (PCA 2011).

RCC shares many sustainability attributes with conventional

concrete pavements, including low lifecycle

economic costs, the ability to incorporate a

high amount of RIBMs into the mix, and high surface

reflectivity. Some of the specific advantages of RCC

from a sustainability perspective include low initial

cost and rapid construction compared to both conventionally

designed concrete pavements and multi-lift

HMA pavements of similar structural capacity. In addition,

if the lower cementitious content translates into a

lower portland cement content, the carbon footprint is

Figure 3.4 RCC pavement being placed (photo

courtesy of PCA)

Sustainable Concrete Pavements A Manual of Practice Ch. 3. DESIGNING SUSTAINABLE CONCRETE PAVEMENTS 21


reduced. Load transfer across joints may be lower than

conventional concrete because dowels are not used.

As another arrow in the quiver for designers of sustainable

concrete pavements, the use of RCC as a paving

material will likely continue to grow.

Interlocking Concrete Pavers

Similar to precast concrete pavement systems, interlocking

concrete pavers are also produced in a plant,

where the material is proportioned, pressed, and cured

under controlled conditions, then shipped to the site

where they are assembled on grade. Again, fabrication

under controlled conditions eliminates a major construction—unfavorable

ambient weather conditions—

which can play havoc on conventionally cast-in-place

concrete pavements, and it also reduces material and

construction variability..

Pavers are the original pavement surfacing material,

with the use of stone pavers dating back to antiquity.

Modern interlocking concrete pavers have evolved

to be extremely versatile and durable and are used in

projects as varied as low-volume parking areas to the

most heavily loaded cargo handling facilities. Figure

3.5 shows an example of permeable interlocking

concrete pavers, which not only possess the necessary

structural capacity and long-term durability for

the application but also are aesthetically pleasing

while effectively managing surface run-off. Vehicular

interlocking concrete pavers, such as those shown

in Figure 3.6, can carry mainline traffic. They are

particularly applicable in urban areas where both

their attractive appearance and versatility to permit

maintenance of underground utilities can be used to

good advantage.

Recent innovations have led to the installation of

interlocking concrete pavers in Chicago that have a

thin photocatalytic surfacing. The high reflectivity of

these pavers will help mitigate the urban heat island

effect. The photocatalytic surface will help keep the

surface bright white while also treating nitrous and

sulfur oxides. Automated methods have been developed

in Europe that expedite the placement of interlocking

concrete pavers, significantly accelerating the

construction process. Additional information regarding

interlocking pavers, including using them to support

sustainable design, can be found at the website of the

Interlocking Concrete Pavement Institute (www.icpi.org/).

Thin Concrete Pavement Design

Most of the design technologies discussed so far (e.g.,

two-lift, precast, pavers, and RCC) have been around

for decades and are experiencing something like a

revival due to their implications for sustainability.

Thin concrete pavement (TCP) design, however, is

Figure 3.5 Permeable interlocking concrete paver

blocks make an aesthetically pleasing, well-drained

pavement for low-volume streets and parking lots

(photo courtesy of Interlocking Concrete Pavement

Institute)

Figure 3.6 Vehicular interlocking concrete pavers

being placed in a historic downtown area (note

the use of colored concrete to provide a visual

offset for the crosswalk) (photo courtesy of Tom Van

Dam, CTLGroup)

22 Ch. 3. DESIGNING SUSTAINABLE CONCRETE PAVEMENTS Sustainable Concrete Pavements A Manual of Practice


truly new and has yet to gain widespread acceptance

in North America. TCP design originates in Chile

(Covarrubias and Covarrubias 2007 and is still under

evaluation there as well as in a number of other countries.

In North America, considerable work has been

conducted at the University of Illinois with very promising

results (Cervantes and Roesler 2009).

The basic concept is simple. Stresses are generated in

concrete slabs through a combination of traffic and

environmental loads. The larger the concrete slab,

the more truck axles it will carry at one time and the

higher the stress incurred due to temperature and

moisture gradients. Over time, the repeated stresses

generated by the combination of traffic and environmental

loading will result in fatigue cracking of the

slab. By reducing slab size to a square with the dimensions

of one-half a lane (6 ft by 6 ft), the stresses generated

are significantly reduced to the point that slab

thickness can be reduced by almost half. The reduction

in slab thickness will be accompanied by higher

deflections; thus the need for good base support that

resists pumping and erosion is emphasized (Cervantes

and Roesler 2009).

The promise of TCP design is that the reduction in

slab thickness will substantially reduce the economic

and environmental costs of concrete pavements. Slab

thickness of as little as 4 to 6 inches may be all that is

required to carry moderate to heavy traffic volumes,

and early results indicate that there is no need for

embedded steel load transfer devices.

5. References

Cervantes, V., and J. Roesler. 2009. Performance of Concrete

Pavements with Optimized Slab Geometry. Research

Report ICT-09-053. Urbana, IL: Illinois Center for

Transportation. University of Illinois. (http://ict.illinois.

edu/publications/report%20files/ICT-09-053.pdf;

accessed Dec. 5, 2011)

Covarrubias, J.P.T., and J.P.V. Covarrubias.

2007. TCP–Thin Concrete Pavements. (http://siteresources.worldbank.org/INTTRANSPORT/

Resources/336291-1153409213417/TCPavementsPaper.pdf;

accessed Dec. 5, 2011)

Federal Highway Administration (FHWA). 2011. Innovations–Precast

Concrete Pavement Systems. (www.fhwa.

dot.gov/hfl/innovations/precast.cfm; accessed Dec. 5,

2011)

Fort Miller Co., Inc. 2011. Super-Slab®. (www.superslab.com/;

accessed Dec. 5, 2011)

Hall, K., D. Dawood, S. Vanikar, R. Tally, Jr., T.

Cackler, et al. 2007. Long-Life Concrete Pavements

in Europe and Canada. Washington, D.C.: FHWA.

FHWA-PL-07-027.

Harrington, D., F. Abdo, W. Adaska, and C. Hazaree.

2010. Guide for Roller-Compacted Concrete Pavements.

SN298. Ames, IA: National Concrete Pavement Technology

Center, Iowa State University.

At this juncture, a number of test sites are being constructed

to investigate TCP designs, but a major barrier

to implementation is that this is a patented technology,

thus giving most DOTs pause in considering it for

adoption.

Pervious Concrete

An approach to reducing the amount of water runoff

from hard surfaces is to build pervious pavements

for parking lots and low speed roadways; see Figure

3.7. Pervious pavements allow water to seep into the

ground, thereby recharging groundwater and allowing

natural processes to treat it instead of having to build

extensive treatment works. This design alternative is

discussed in detail in Chapter 9.

Figure 3.7 Pervious concrete being placed (photo

courtesy of John Kevern, University of Missouri-

Kansas City)

Sustainable Concrete Pavements A Manual of Practice Ch. 3. DESIGNING SUSTAINABLE CONCRETE PAVEMENTS 23


Jonas, J. 2011. “Route 141 “Green” Project in St.

Louis, MO.” Presentation made at the MO/KS Chapter,

American Concrete Pavement Association, 31st Annual

Portland Cement Concrete Conference, Kansas City,

MO.

Merritt, D., and S. Tayabji. 2009. Precast Prestressed

Concrete Pavement for Reconstruction and Rehabilitation

of Existing Pavements. Washington, D.C.: FHWA.

FHWA-HIF-09-003.

Muench, S.T., J.L. Anderson, J.P. Hartfield, J.R. Koester,

M. Söderlund, et al. 2011. GreenroadsManual

v1.5. (J.L. Anderson, C.D. Weiland, and S.T. Muench,

Eds.). Seattle, WA: University of Washington. (www.

greenroads.org; accesses Dec. 5, 2011)

Portland Cement Association (PCA). 2011. Roller-Compacted

Concrete. (www.cement.org/pavements/pv_rcc.

asp; accessed Dec. 5, 2011)

Rasmussen, R.O., R. Bernhard, U. Sandberg, E. Mun.

2007. The Little Book of Quieter Pavements. Washington,

D.C.: Federal Highway Administration. FHWA­

IF-08-004. (www.tcpsc.com/LittleBookQuieterPavements.pdf;

accessed Dec. 5, 2011)

Rasmussen, R.O., S.I. Garber, G.J. Fick, T.R. Ferragut,

and P.D. Wiegand. 2008. How to Reduce Tire-Pavement

Noise: Interim Better Practices for Constructing and Texturing

Concrete Pavement Surfaces. TPF-5(139). Ames,

IA: National Concrete Pavement Technology Center,

Iowa State University. (www.cptechcenter.org/publications/cpscp-interim.pdf;

accessed Dec. 5, 2011)

Shields, S., and P. Taylor. 2009. “Working a Double

Lift: Two-Lift Paving Makes a Comeback in the U.S.”

Roads and Bridges. (www.roadsbridges.com/workingdouble-lift;

accessed Dec. 5, 2011)

Tayabji, S., and S. Lim. 2007. Long-Life Concrete

Pavements: Best Practices and Directions from the States.

Washington, D.C.: FHWA. FHWA-HIF-07-030.

(www.fhwa.dot.gov/pavement/concrete/pubs/07030/;

accessed Dec. 5, 2011)

Tayabji, S., and K. Hall. 2008. Precast Concrete Panels

for Repair and Rehabilitation of Jointed Concrete

Pavements. Washington, D.C.: FHWA. FHWA­

IF-09-003. (www.fhwa.dot.gov/pavement/pub_details.

cfm?id=628; accessed Dec. 5, 2011)

Van Dam, T., and P. Taylor. 2009. Building Sustainable

Pavements with Concrete. Ames, IA: National Concrete

Pavement Technology Center, Iowa State University.

(www.cproadmap.org/publications/sustainability_briefing.pdf;

accessed Dec. 5, 2011)

24 Ch. 3. DESIGNING SUSTAINABLE CONCRETE PAVEMENTS Sustainable Concrete Pavements A Manual of Practice


Chapter 4

SUSTAINABLE CONCRETE PAVEMENT

MATERIALS

Peter Taylor

Tom Van Dam

The materials used in making paving concrete have

a significant impact on the sustainability of the pavement.

This chapter details the importance of using

materials that result in durable, long-lasting concrete

that withstands traffic loadings and climate during its

service life. The chapter primarily focuses on cementitious

materials, because of their environmental impact

as part of mixture design. The discussion emphasizes

the need to use the appropriate amount of cementing

materials by reducing unwarranted cement and using

conventional supplementary cementitious materials

(SCMs), including fly ash and slag cement. The

emergence of lower energy, lower emissions cements,

including blended cements, portland-limestone

cements, geopolymers, and carbon neutral/sequestering

cements, is also discussed. The chapter concludes

with a discussion of other concrete ingredients, with

specific emphasis on the use of recycled and industrial

byproduct materials used as aggregate.


1. Cementitious Materials

It is well established that the manufacturing of portland

cement (specified under AASHTO M 85/ASTM C

150) is an energy intensive process, involving heating

large quantities of finely ground rocks and minerals to

very high temperatures (roughly 1400°C) to produce

nodules called clinker that are then interground with

gypsum to a fine powder; see Figure 4.1. In addition,

the carbon dioxide (CO 2 ) burden is high because

the process includes decomposing calcium carbonate

(CaCO 3 ) rock into calcium oxide (CaO) and CO 2 .

Roughly half of the CO 2 generated comes from this

source, and the proportion is increasing as manufacturers

make their process more energy efficient (Van

Dam and Taylor 2009). The generation of CO 2 through

the cement manufacturing process is illustrated in

Figure 4.2 (Van Dam et al. 2010).

The amounts of energy required and CO 2 produced

depend on the age and efficiency of the manufacturing

plant. Many older plants use a wet process that

includes drying the materials from slurry. Many of

these plants have closed in the United States as a

result of economic pressures and because newer, more

efficient dry-process facilities have come on line. The

FHWA INVEST tool gives credit for cement supplied

from efficient Energy Star® plants (see Chapter 10).

Approximately 0.8 to 1.0 tons of CO 2 are produced

per ton of cement (Hanle et al. ND, Van Dam and

Taylor 2009), with the U.S. national average currently

listed as 0.927 tons of CO 2 equivalent produced per

ton of cement (NREL 2011).

In 2008, the total U.S. greenhouse gas (GHG) emissions

were estimated at 7 billion metric tons of CO 2

equivalent, 40 million tons (about 0.6 percent) of

which were generated through the manufacturing of

portland cement (EPA 2010). This is compared to 5

to 7 percent reported for the rest of the world (Malhotra

2000). The lower figure for the United States

reflects the facts that cement manufacturing in the

United States is becoming more efficient and that the

American way of life generates considerably more CO 2

equivalents in sectors other than cement manufacturing

compared to the rest of the world.

Roughly 2.8 billion tons of cement is consumed

annually worldwide (WBCSD 2010), which equates

to approximately 800 lb of cement per person per

year. While the impact tied to manufacturing portland

cement is relatively high, it must be remembered that

relatively little cement is used in a concrete mixture—normally

12 to 15 percent by mass in pavement

mixtures. The other constituent materials (aggregate,

water, SCMs, and admixtures) typically have very little

energy or CO 2 impact associated with them, thus making

concrete a reasonably efficient material as a whole.

For example, the 800 lb of cement per person per

year discussed previously would make roughly 5,600

lb of concrete, making concrete the most commonly

used building material on the planet with only water

being used in greater amounts. Concrete is literally the

foundation upon which modern civilization is built.

Figure 4.1 A cement kiln (photo courtesy of PCA)

Figure 4.2 CO 2 generation in cement

manufacturing (Van Dam et al. 2010)

26 Ch. 4. SUSTAINABLE CONCRETE PAVEMENT MATERIALS Sustainable Concrete Pavements A Manual of Practice


Work is ongoing to quantify the life-cycle environmental

impact of pavement materials, including concrete

(MIT 2010).

Although the global impact of cement manufacturing

on GHG emissions is large, it must be remembered

that the burdens can be reduced by any combination

of four actions:

• Reduce the energy and GHG emissions associated

with portland cement clinker production.

• Reduce the amount of portland cement clinker in

the cement.

• Reduce the amount of cement in the concrete

mixture.

• Use concrete more efficiently in a pavement over

the life cycle.

Each of these is discussed in following sections.

More Efficient Clinker Production

The manufacturing process for cement is continually

being improved and made more efficient by the use

of more efficient kilns, more efficient grinding equipment,

optimized transportation, and modified process

control. The use of alternative fuels including tires and

bio-fuels helps reduce the combustion of nonrenewable

resources while removing them from the waste

stream (PCA 2009). Burning hazardous organic waste

such as solvents and oils in cement kilns is beneficial

not only because it reduces the amount of fossil

fuel combusted but also because the extremely high

temperatures decomposes them completely, rendering

them non-hazardous (Basel Convention 2009).

Reducing Portland Cement Clinker in

Cement

Reducing the portland cement clinker content in

the cement directly reduces the GHG emissions and

energy consumption associated with cement manufacturing.

Portland cement can be supplemented in

concrete mixtures with the use of so-called supplementary

cementitious materials (SCMs) and/or with

finely ground limestone. SCMs are largely byproducts

from other industries, such as the burning of pulverized

coal at power plants or the production of iron

from ore in a blast furnace, but can also be produced

from natural materials such as clay. These processes

also result in GHG emissions and energy consumption

but at lower rates than clinker production.

SCMs chemically and physically complement the

hydration of portland cement, often resulting in more

durable concrete. Hydration of portland cement produces

calcium silicate hydrate (C-S-H) that provides

the backbone of strength and impermeability of the

cementitious system. But portland cement hydration

also produces calcium hydroxide (CaOH), a crystalline

material; see Figure 4.3. Calcium hydroxide

contributes little to strength or impermeability. Most

SCMs contain glassy silica and aluminate phases that

react with the calcium hydroxide to form more C-S-H

and/or calcium silica aluminate hydrate (C-S-A-H),

enhancing the long-term performance of the concrete

mixture. The types of commonly used SCMS are discussed

in more detail in a later section.

Another approach to reduce consumption of nonrenewable

resources while reducing waste destined for

landfills is the use of industrial byproducts such as fly

ash (Bhatty, 2006), foundry sand, slag, mill scale, and

cement kiln dust as raw feed.

Work is ongoing to identify means of making cement

manufacturing more efficient by modifying its molecular

composition. This work is likely to take several

years to find its way into everyday practice.

Figure 4.3 Scanning electron micrograph of C-S-H

and CaOH crystals (Kosmatka and Wilson 2011)

Sustainable Concrete Pavements A Manual of Practice Ch. 4. SUSTAINABLE CONCRETE PAVEMENT MATERIALS 27


One or more SCMs can be included in the cement by

inter-grinding with the clinker or by blending with

cement at the cement plant, in which case they are

sold as blended cements under AASHTO M 240/ASTM

C 595. Alternatively, it is common to blend the SCMs

with the cement and other concrete ingredients at the

batch plant.

Under existing U.S. standards for plain portland

cement (AASHTO M 85/ASTM C 150), the system

may contain up to 5 percent ground limestone as well

as up to 5 percent inorganic processing additions. In

practice, the amount of ground limestone and inorganic

processing additions are less, limited by the losson-ignition

(LOI) requirement. The standards impose

limitations to ensure that the performance of such

materials is not reduced. Consideration is being given

to increasing the amount of permitted ground limestone

as in Canada and Europe (Hooton et al. 2007).

Specifications exist for both blended and performance

cements (Van Dam and Smith 2011). Blended

cements are described under AASHTO M 294/ASTM

C 595, which impose limits and requirements on

the source and performance of all of the ingredients.

These cements are a blend of portland cement and

one or more SCMs. Ternary cements containing two

SCMs can also be created at the batch plant by blending

more than one SCM, a practice often used to

address side effects of one SCM through the inclusion

of another SCM. Extremely efficient mixtures can be

prepared using such systems (Tikalsky 2007). However,

it has been noted that batch plant–created ternary

mixtures require expertise and close attention to detail,

dictating the need for a high level of quality control.

In addition to blended cements, ASTM C 1157 is a

“performance” standard for hydraulic cements that

has no requirements regarding the composition of the

cement but instead imposes performance limits. ASTM

C 1157 cements with 10 percent limestone have been

produced and used successfully on pavement projects

in several states (Hooton 2009, Van Dam et al. 2010).

Reducing Cementitious Contents in

Concrete

Many specifications require that a minimum amount

of cementitious material (or portland cement) be used

in paving concrete (e.g., a traditional concrete paving

mixture may require a minimum six-sack mix, which

is equivalent to 564 lb/yd 3 concrete). This minimum

cement content requirement may have been appropriate

before the common use of chemical admixtures

and the adoption of optimized aggregate grading, but

may no longer be relevant using today’s concrete and

paving technologies.

Performance of a mixture is fundamentally controlled

by the water-to-cementitious-materials (w/cm) ratio as

long as there is sufficient paste in the mixture to fill the

voids between the aggregate particles and to separate

the aggregate particles so that they will flow past each

other in the fresh state. However, workability can be

improved with the use of admixtures, within limits,

and by reducing paste demand through use of an optimized

aggregate gradation that contains coarse, intermediate,

and fine particles (Taylor et al. 2006). As long

as the concrete is workable and is placed with good

consolidation, long-term performance will generally be

improved by reducing the cementitious content. This

means that paving mixtures can be made with lower

cementitious contents than the traditional six-sack

concrete mixture without compromising engineering

performance. Education, investment in additional

aggregate bins, and improved quality assurance may be

necessary to reduce the risk of failures.

Reduce Concrete Used Over the Life

Cycle

All things equal, sustainability is improved by reducing

the amount of concrete used for a given application.

But it is essential that this is considered over the life

cycle of the pavement, and not just in the short term.

Two essential elements to accomplish this are appropriate

design (as discussed in Chapter 3) and the use

of durable concrete materials.

With regards to the former point, there is short-term

economic and environment-related pressure to reduce

the thickness of concrete pavements, lowering both

the initial cost and the environmental footprint. The

use of improved design methodologies and appropriate

design details (e.g., proper joint spacing, load

transfer devices, quality base, and so on) can accomplish

this without compromising long-term structural

performance. But it is essential that this be done with

28 Ch. 4. SUSTAINABLE CONCRETE PAVEMENT MATERIALS Sustainable Concrete Pavements A Manual of Practice


caution, as thickness correlates with structural capacity,

and arbitrarily using thinner concrete will likely

compromise one of the benefits of using a concrete

pavement, which is the potential to provide many

years of low-maintenance service. Specifying a concrete

thickness insufficient to carry traffic over the

design life can have large negative impacts on sustainability

(economic, environmental, and social), not only

because the pavement will need to be replaced sooner

than anticipated but also because of traffic delays during

repeated repair and reconstruction. The counter to

this is that innovative design may result in significantly

improved sustainability even if the short-term initial

economic and environmental costs are slightly higher.

This is why it is essential that a life-cycle approach be

taken when evaluating design changes.

One of the hallmarks of concrete pavement is its

legendary longevity. It is reasonable to assume that

a properly designed concrete pavement will meet

or exceed its design life. It is also known that pavements

can prematurely fail even if they are structurally

adequate. To address this, in addition to proper design,

all the other stages—material selection, construction,

and maintenance—have to be adequate and appropriate

to ensure longevity. From a cementitious materials

perspective, it is paramount that the right materials are

selected and proportioned correctly for the environment

to which the pavement will be exposed (Taylor

et al. 2006). Other factors that need to be considered

are the effects that the cementitious materials selection

will have on the surface characteristics of the pavement

leading to changes in reflectivity, which contributes

both to the albedo (e.g., urban heat island effect) and

night-time safety as discussed in Chapter 9.

Fly ash is a byproduct of burning pulverized coal for

the generation of electrical power. The rock embedded

in the coal melts in the furnace and is carried up the

stack in the flue gases. As it rapidly cools, small glassy

spheres are formed that are collected before the flue

gases are emitted to the air; see Figure 4.4. Because

of the small size, glassy form, and chemical composition

of the ash, it dissolves and reacts with the cement

paste to contribute to the performance of the mixture.

About 63 million tons of fly ash were produced in the

United States in 2009, of which about 12 million tons

were used either to make cement or in concrete (ACAA

2009).

Fly ash is currently specified in AASHTO M 295/ASTM

C 618 in two classes based on the chemical composition.

The differences are generally influenced by the

source of the coal. In general, Class C fly ash is higher

in lime content (CaO) and tends to be more reactive

at early ages than Class F. The higher CaO content is

beneficial for early strength gain but can have negative

effects on alkali-silica reactivity and sulfate resistance.

It should be noted that the specification for fly ash is

broad and that two ashes from different sources, albeit

of the same class, are likely to perform very differently;

therefore, performance testing should be conducted to

determine if the chosen fly ash is behaving as desired

(Taylor et al. 2006).

Dosage of fly ash is typically between 15 and 40 percent

by mass of cement. The amount of fly ash that can

2. Supplementary Cementitious

Materials

As discussed above, most SCMs are byproducts from

other industries that beneficially react with portland

cement to enhance the performance of concrete. The

effective use of SCMs reduces not only the amount of

portland cement required but also the need to dispose

of what otherwise would be industrial waste.

The two most commonly used SCMs in paving concrete

are fly ash and slag cement.

Figure 4.4 Backscatter electron image of fly ash

particles (Kosmatka and Wilson 2011)

Sustainable Concrete Pavements A Manual of Practice Ch. 4. SUSTAINABLE CONCRETE PAVEMENT MATERIALS 29


be used is often limited by concerns of delayed setting

times and lower early strength gain. In some cases,

there may be a potential for undesirable incompatibilities

and a perceived increase in the risk of salt scaling

(Taylor et al. 2006). Judicious increases in dosage

can be accommodated with attention to detail in mix

proportioning and construction workmanship. Local

sources will often dictate the availability of acceptable

fly ash within a market.

Work is ongoing to find alternative methods to characterize

fly ash so that mixture performance can be

better predicted.

Slag cement, formerly known as ground granulated

blast furnace slag (GGBFS), is the material left after

extraction of iron from iron ore; see Figure 4.5. When

quenched from the molten state and ground to the

fineness of cement, it is an extremely effective SCM.

Slag cement is specified by ASTM C 989, and about 3

million tons are used in concrete in the United States

every year (SCA 2011). It is generally used in pavements

in dosages up to 50 percent but is limited by

concerns of early strength gain, especially when placed

during cooler ambient temperatures, and scaling

resistance. As with fly ash, usage tends to be regional

because of limitations on the cost effectiveness of

transporting it long distances.

3. Emerging Cementitious

Systems

Work is ongoing in many institutions looking at nonportland

cement based binders (Taylor 2010). Investigations

include the use of geopolymers (Van Dam

2010) and alkali-activated fly ash products as well as

materials fabricated using waste materials. These are

reported to carry significantly lower carbon and energy

burdens than portland cement while providing equivalent

or superior performance. Some new cements even

claim to consume CO 2 in manufacture (FHWA 2010).

Many systems have been patented, but they are generally

difficult to produce and work with. There are also

safety risks associated with some systems that require

the use of a highly alkaline activating solution. Some

systems may also require more processing, resulting in

increased energy consumption. Significant barriers to

the use of these materials are as follow:

• Portland cement is inexpensive and robust

• Practitioners are often resistant to change.

Future work on cementitious materials will likely

include finding alternative sources of raw materials

that will not involve the decomposition of carbonate

but rather use calcium-rich industrial byproducts, or

possibly shifting away from the use of calcium-based

cements entirely and perhaps using magnesium-silicate

raw materials.

The anatase form of titanium dioxide has been known

for decades to have the ability to keep surfaces clean.

A cement containing this compound is now available,

although it is more expensive than normal portland

cement. Titanium dioxide photocatalyic cements

reportedly can break down the harmful compounds of

nitrogen oxides (NOx) (Chen and Poon 2009). These

systems have been used in Europe, and trials sections

are being installed in the United States.

Figure 4.5 Petrographic optical micrograph of slag

cement particles (image courtesy of CTLGroup)

4. Aggregates

Aggregates comprise the bulk of the volume of a concrete

mixture. Important aggregate characteristics are

gradation, type/source, and durability.

30 Ch. 4. SUSTAINABLE CONCRETE PAVEMENT MATERIALS Sustainable Concrete Pavements A Manual of Practice


Gradation

Aggregates are often classified by particle size, being

normally defined as “coarse” and “fine” split at the

No. 4 (0.187 in. [4.75 mm]) nominal sieve opening.

This split is used to reduce the risk of segregation of

the material in stockpiles. Ideally the aggregates in a

concrete mixture should be composed of optimized,

well graded particle sizes representing the range of

sieve sizes (Taylor et al. 2006). This does not mean

that good concrete cannot be made with less than ideal

aggregate gradations, but the probability of success is

increased with improved aggregate systems.

If necessary, multiple aggregate stockpiles representing

different sized materials should be blended to create

the desired aggregate grading. This, and the use of as

large a nominal maximum aggregate size as practical

for a given situation, will allow the reduction of the

amount of cementitious materials required in a mixture

as shown in Figure 4.6, thus reducing costs and

environmental impact.

Aggregate Type

Natural

Natural aggregates, often referred to as pit-run gravels,

are extracted from river beds or pits with minimum

crushing or processing. They tend to be of a

mixed geological composition because they have been

transported some distance by natural forces. Energy

and CO 2 burdens associated with obtaining and

processing these materials are minimal because of the

limited amount of processing required. In some cases

washing is required to remove clayey dust, with the

attendant use of water which will have to be treated.

Sources of high-quality natural aggregates are being

depleted, leading to the need to consider whether the

current specification requirements (AASHTO M 6

and M 80/ASTM C 33) are overly restrictive or to find

methods to beneficiate unacceptable materials.

Natural aggregate particles tend to be rounded and

smooth from tumbling in rivers or glaciers, producing

good workability of the mixture but potentially reducing

flexural strength; see Figure 4.7.

Crushed

In locations where suitable natural aggregates are not

readily available, aggregate can be mined from bedrock

then crushed and sieved to suitable sizes; again, see

Figure 4.7. Generally the dust in these aggregates is

not clayey, and therefore higher quantities of material

passing the #200 sieve can be accommodated. Additional

energy consumption and emissions are associated

with mining and crushing activities to obtain

these materials. The selection of crushing equipment

can influence the shape of the aggregate particles, and

care should be taken to avoid systems that produce

Figure 4.6 Reduction of cementitious content with Figure 4.7 Rounded (left) and crushed natural

increasing coarse aggregate size (based on ACI aggregates (photo courtesy of Portland Cement

211) Association)

Sustainable Concrete Pavements A Manual of Practice Ch. 4. SUSTAINABLE CONCRETE PAVEMENT MATERIALS 31


narrow, flaky, or elongated particles, as these will

negatively impact workability and have a tendency to

fracture during processing.

The workability of mixtures made with crushed materials

is generally lower than in mixtures with rounded

aggregates, meaning that additional paste may be

required to achieve workability. On the other hand,

flexural strengths are normally higher.

Light-Weight Aggregates

Light-weight aggregate (LWA) is normally a manufactured

product, made by heating shale, clay, or slate in

a rotary kiln to about 2000°F; see Figure 4.8. The final

product is ceramic in nature and contains controlled

amounts of air bubbles, thus increasing aggregate

porosity and reducing density. Energy is required to

produce LWA. However, benefits have been reported

(in reduced cracking risk from internal curing) from

the use of a LWA as a portion of the fine aggregate

(Henkensiefken et al. 2009). Further, for structural

applications, the lighter weight will result in a reduction

of the structural members, meaning less concrete

will be required. LWA coarse aggregates are not commonly

used in pavements.

Recycled and Industrial Byproduct Materials

There is increased interest in recycling concrete and

other construction waste for use as aggregates in

paving concrete and supporting layers. This is beneficial

because it reduces the demand for virgin aggregates

and also reduces the need to place the waste

materials into landfills.

In pavements, the most common application for

recycled materials is in the subbase or base layers. This

can be achieved in-situ using mobile crushing equipment,

significantly reducing transportation costs and

environmental impact (Meijer 2008). If recycled materials

are used in concrete, the mixes have to be proportioned

and tested in the lab to ensure that setting times

and strengths are satisfactory. Consideration should

also be given to why the original pavement failed;

recycled concrete containing alkali-reactive aggregates

or aggregates prone to D-cracking may not be advisable

for use in paving concrete unless mitigated.

The most common industrial byproduct material used

as aggregate is air-cooled blast furnace slag (ACBFS)

which is produced from the iron blast furnace. This

material has been used in supporting layers and as

aggregate in paving concrete. Work currently being

conducted for the Federal Highway Administration

(FHWA) suggests that if ACBFS is used in paving concrete,

special design and construction considerations

must be followed to ensure acceptable performance

(Morian et al. 2011). Extreme caution must be exercised

if other sources of slag (e.g., steel furnace) are

being considered for use, as cases of extreme instability

and volume change have been reported in some

instances, which will lead to rapid pavement failure.

Other uses of recycled materials are discussed in

Chapter 8.

Durability

In general, aggregates have limited direct impact on

the durability of a mixture unless they are susceptible

to D-cracking or are reactive, which are serious issues,

or are easily polished.

Figure 4.8 Light-weight fine aggregate (image

courtesy of Buildex)

D-cracking is a problem where aggregates with relatively

high-porosity and low permeability tend to

absorb water that expands when it freezes, causing

the aggregate to fracture and the concrete to crack. It

is a regional problem, most common in the Midwest

from Kansas through southern Michigan and into

32 Ch. 4. SUSTAINABLE CONCRETE PAVEMENT MATERIALS

Sustainable Concrete Pavements A Manual of Practice


Ohio, in that aggregates prone to D-cracking tend to

come from a given geological form. Aggregates that

are prone to this should not be used if possible. If

they must be used, the susceptible aggregates should

be crushed to maximum size of 0.5 to 0.75 in. and

blended with larger, non-susceptible aggregates. This

will require that in some locations aggregates will need

to be imported, with the attendant fuel load. Research

is needed to find methods to prevent prone aggregates

from expanding or to find applications where they can

be safely used.

Alkali-silica reactivity (ASR) is a chemical reaction

between certain siliceous minerals within aggregate

that react with alkali hydroxides in the concrete pore

solution, forming a gel that expands when it imbibes

water causing the concrete to crack. Almost every state

in the United States has reactive aggregates. Work is

ongoing to develop rapid, reliable tests to assess reactivity

of aggregates and mixtures and to find ways to

prevent their expansion. Use of certain SCMs, particularly

Class F fly ash and slag cement, are known to be

effective at mitigating expansion and damage from the

use of susceptible aggregates. Lithium nitrite is also

known to be an effective additive. See AASHTO PP

65-10, Determining the Reactivity of Concrete Aggregates

and Selecting Appropriate Measures for Preventing Deleterious

Expansion in New Concrete Construction, for recommended

testing protocols and mitigation strategies.

Alkali-carbonate reactivity (ACR) is a rare deleterious

reaction between certain dolomitic limestone of a

very specific microstructure and hydroxyl ions in the

concrete pore solution. The reaction is not perfectly

understood but likely involves both the expansive

formation of brucite (magnesium hydroxide) and the

dissolution and swelling of clay phases within the

aggregate. Alkali-carbonate reactivity is very damaging,

and there is no effective mitigation strategy; thus,

susceptible aggregate must not be used. See AASHTO

PP 65-10, Determining the Reactivity of Concrete Aggregates

and Selecting Appropriate Measures for Preventing

Deleterious Expansion in New Concrete Construction, for

recommended testing protocols.

Polishing is the tendency of an aggregate at the pavement

surface to become smooth under the action of

traffic, leading to a reduction in skid resistance. Some

states resort to limiting the amount of calcareous materials

in their aggregates to limit this effect, although

many states must use these materials because of their

abundance and lower risk of alkali-silica reaction. In

such cases, surface texturing becomes increasingly

important to maintain skid resistance.

5. Water

The amount of mix water in paving concrete is primarily

governed by the w/cm ratio and paste requirement

of the aggregate system and the type and dosage of the

chemical admixtures in use. The presence of SCMs

will normally reduce the amount of water needed for

a given cementitious content. Therefore, choosing

a good aggregate system, reducing the cementitious

content (within limits), and using water-reducing

admixtures will all help to reduce the amount of

water required to achieve a given workability. There is

normally more water in a typical paving mixture than

is required to hydrate all the cement. Typically added

water accounts for about 6 percent of the mass of a

mixture.

The quality of the mix water is normally not much of a

concern. Water that is potable is considered acceptable

for use in concrete. Water contaminated by organics

and sugars will tend to delay setting and may reduce

early strengths. Grey water or water that has been recycled

at a batch plant may accumulate dissolved solids,

sulfates, and chlorides that may affect mixture performance

and durability. Therefore, wash water used to

clean tracks and equipment, as well as water recycled

from returned trucks, should be processed to remove

solids and organics before it is released to the environment

or before it is re-used in a batch plant. ASTM C

1602 provides some limitations on the quality of mix

water, particularly recycled water and wash water.

Two other significant uses of water at a construction

site are for achieving the appropriate moisture content

to facilitate densifying soil and unbound granular

materials and for dust control. The amounts of water

used should be balanced between the needs to achieve

engineering requirements and to minimize waste. Dust

control on unpaved surfaces can be enhanced by the

use of calcium chloride.

Sustainable Concrete Pavements A Manual of Practice

Ch. 4. SUSTAINABLE CONCRETE PAVEMENT MATERIALS 33


6. Admixtures

Chemical admixtures are a common constituent in

modern paving concrete, being added to modify one

or more of the fresh or hardened properties of the

concrete. Chemical admixtures are typically used in

pavement mixtures to entrain air, increase workability,

and/or control time of setting. Admixtures are used

in small dosages and usually comprise less than 0.2

percent by volume of concrete.

Common chemical admixtures are specified using

AASHTO M 154/ASTM C 260 and AASHTO M 194/

ASTM C 494. The basic ingredients used in waterreducing

and retarding admixtures are sugars and

lignosulfonates obtained from corn or wood. The most

common accelerating admixture is calcium chloride,

although non-chloride based accelerators are also

available. The primary materials used in modern

high-range water-reducing admixtures (HRWRA) are

polycarboxylate ethers and polyvinyl copolymers synthesized

from oil-based materials.

Water-reducing admixtures (WRAs) are primarily used

to reduce the amount of water required in a mixture to

achieve a given workability. For a mixture with a fixed

w/cm ratio, water reducers can be used to reduce the

amount of cementitious material required, leading to

significant savings in cost and environmental impact.

They also permit use of lower w/cm ratios in mixtures,

leading to improved durability and longevity.

the amount of steel used in continually reinforced

concrete pavements (CRCP) can be significant; therefore,

the designer must balance the environment and

cost impacts of including the steel with the improved

longevity of the pavement.

Dowel bars (smooth bars), or simply dowels, are

placed in concrete across transverse joints to provide

vertical support and to transfer loads across joints.

Dowel bars are typically used on heavy truck routes.

Dowel bars reduce the potential for faulting, pumping,

and corner breaks in jointed concrete pavements

(Smith et al. 1990, ACPA 1991).

Tiebars (deformed bars), or rebar, are placed across

longitudinal joints on centerlines or where slabs meet.

Tiebars prevent faulting and lateral movement of

the slabs and assist with load transfer between slabs.

Tiebars are also used to connect edge fixtures such as

curbs and gutters to the pavement.

Reinforcement may be used in concrete pavements to

improve the ability of concrete to carry tensile stresses

and to hold tightly together any random transverse

cracks that develop in the slab; see Figure 4.10. Generally,

cracking in jointed concrete pavements is controlled

by limiting the spacing between joints. When

the concrete slab is reinforced, joint spacing can be

Air-entraining admixtures (AEAs) are used to develop

a system of small air bubbles to increase the resistance

of critically saturated concrete to deicer salt scaling

and cyclic freezing and thawing, increasing longevity

of the pavement; see Figure 4.9.

As previously mentioned, lithium-based admixtures

can be used to mitigate alkali-silica reaction.

7. Reinforcement

Dowel bars, tiebars, and reinforcement may be used

in concrete pavements to help the concrete carry

tensile stresses and/or to transfer loads across joints.

The most common reinforcement material is steel,

and the energy requirement to process steel is high.

Dowels and tiebars are used in small quantities, but

Figure 4.9 Air-entrained concrete (image courtesy

of CTLGroup)

34 Ch. 4. SUSTAINABLE CONCRETE PAVEMENT MATERIALS Sustainable Concrete Pavements A Manual of Practice


increased. The most common reinforcement is embedded

steel placed either as welded wire fabric or as reinforcement

bars. Fiber-reinforcement can also be used.

Fibers are commonly composed of steel or polymers,

although various other materials (e.g., carbon, cellulose,

glass, and so on) have been used.

8. Proportioning

The aim of mixture proportioning is to find the

combinations of available and specified materials that

will ensure that a mixture is cost effective and meets

all performance requirements. In the case of sustainable

design, minimizing the pavement’s environmental

footprint (e.g., embodied energy and GHG emissions)

over the pavement life cycle must be one of the performance

requirements.

The freedom to vary mixture proportions depends on

the specification. There is a movement to write specifications

that are less “recipe” based and more focused

on the desired performance. This places decision making,

and risk, in the hands of the concrete provider

and paving contractor, with the attendant economic

and environmental impacts. Such a trend will mean

that everyone in the process has to be better educated

about the broad impacts of their decisions.

Ideally a concrete paving mixture will use an optimized

combined aggregate gradation that minimizes

voids and thus the paste requirement, resulting in

minimal cement and water required. Achieving this

should not be at the expense of significantly increased

processing or transportation impacts.

Aggregates should be resistant to the environment and

not prone to D-cracking, ASR, or ACR. Cementitious

content should be kept as low as possible without

compromising mixture performance, both in the fresh

and hardened state. The selection of the cementitious

system should be to maximize SCM contents while

preventing ASR, resisting freezing and thawing distress,

and meeting other specified requirements. The

quality of the paste, including the w/cm ratio and airvoid

system, should be selected based on the environment

to which the mixture will be exposed.

Guidelines for achieving these objectives are available

in Integrating Materials and Construction Practices for

Concrete Pavements (Taylor et al. 2006).

9. References

American Coal Ash Association (ACAA). 2009. Coal

Combustion Product Production and Use Survey Report.

(www.acaa-usa..org/associations/8003/files/2009_Production_and_Use_Survey_Revised_100511.pdf;

accessed Dec. 5, 2011)

Bhatty, J.I., J. Gajda, D. Broton, and F. Botha. 2006.

Coal-Prep Wastes in Cement Manufacturing–Commercialization

of Technology. ICCI Project Number: 04-1/4.1A­

2. Illinois Clean Coal Institute.

U.S. Environmental Protection Agency (EPA). 2010.

Inventory of U.S. Greenhouse Gas Emissions and Sinks:

1990–2008. Washington, D.C.: U.S. EPA. EPA

430-R-10-006.

Federal Highway Administration (FHWA). 2010.

Advanced High Performance Materials For Highway

Applications. FHWA-HIF-10-002. Washington, D.C.:

FHWA.

Figure 4.10 Reinforcing for CRCP (photo courtesy

of Mike Ayers,American Concrete Pavement

Association)

Hanle, L.J., K.K. Jayaraman, and J.S. Smith. ND. CO 2

Emissions Profile of the U.S. Cement Industry. Washington,

D.C.: U.S. EPA. (www.epa.gov/ttn/chief/conference/ei13/ghg/hanle.pdf;

accessed Dec. 5, 2011)

Sustainable Concrete Pavements A Manual of Practice Ch. 4. SUSTAINABLE CONCRETE PAVEMENT MATERIALS 35


Henkensiefken, R., D. Bentz, T. Nantung, and J. Weiss.

2009. “Volume change and cracking in internally

cured mixtures made with saturated lightweight aggregate

under sealed and unsealed conditions.” Cement &

Concrete Composites, 31.

Hooton, R.D., M. Nokken, and M.D.A. Thomas. 2007.

Portland Limestone Cements: State-of-the-Art Report and

Gap Analysis for CSA A 3000. SN3053. Cement Association

of Canada.

Kostmatka, S. H., and M.L. Wilson. 2011. Design

and Control of Concrete Mixtures, 15th Ed. PCA EB1.

Skokie, IL: Portland Cement Association.

Malhotra, V.M. 2000. “Role of Supplementary Cementing

Materials in Reducing Greenhouse Gas Emissions.”

In Concrete Technology for a Sustainable Development in

the 21st Century, Gjorv, O. E. and K. Sakai, Eds. London:

Taylor & Francis.

Meijer, J. 2008. “Environmental Benefits of Two-

Lift Pavement: A Quantitative Perspective Based on

Life Cycle Assessment.” Presentation made at 2008

National Two-Lift Paving Open House, Salina, KS.

(www.cptechcenter.org/projects/two-lift-paving/

documents/-Environmentalbenefits-JMeijer.pdf;

accessed Dec. 5, 2011)

Michigan Institute of Technology (MIT). 2010. Life

Cycle Assessment (LCA) of Highway Pavements: Interim

Report. Cambridge, MA: MIT, Concrete Sustainability

Hub. (http://web.mit.edu/cshub/news/pdf/PavementsLCAsummaryDec2010.pdf;

accessed Dec. 5, 2011)

MIT. ND. (Various news articles.) (http://web.mit.edu/

cshub/news/news.html; accessed Dec. 5. 2011)

Morian, D., T. Van Dam, K. Smith, and R. Perera.

2011. Use of Air-Cooled Blast Furnace Slag as Coarse

Aggregate in Concrete Pavements: A Guide to Best Practice.

Washington, D.C.: FHWA. In publication.

National Renewable Energy Laboratory (NREL). 2011.

U.S. Life-Cycle Inventory Database. (www.nrel.gov/lci/;

accessed Dec. 5, 2011)

Portland Cement Association (PCA). 2009. Report on

Sustainable Manufacturing. Skokie, IL: PCA. (www.

cement.org/smreport09/index.htm; accessed Dec. 5,

2011)

Slag Cement Association (SCA). 2011. (http://slagcement.org/;

accessed Jan. 2011)

Taylor, P. C. 2010. “New Technologies for Sustainable

Concrete.” In Proceedings-Concrete for a Sustainable

Environment. Johannesburg, SA: Concrete Society of

Southern Africa.

Taylor, P., S. Kosmatka, G. Voigt, et al. 2006. Integrating

Materials and Construction Practices for Concrete

Pavements: A State-of-the-Practice Manual. Ames, IA:

National Center for Concrete Pavement Technology,

Iowa State University. FHWA HIF-07-004. (www.

cptechcenter.org/publications/imcp/index.cfm;

accessed Dec. 5, 2011)

Tikalsky, P.J., V. Schaefer, K. Wang, B. Scheetz, T. Rupnow,

A. St. Clair, M. Siddiqi, and S. Marquez. 2007.

Development of Performance Properties of Ternary Mixtures:

Phase I Final Report. Ames, IA: National Concrete

Pavement Technology Center, Iowa State University.

Van Dam, T., and K. Smith. 2011. Blended and Performance

Cements. ACPT Tech Brief. Washington, D.C.:

FHWA. FHWA-HIF-XX-XXX. In Publication.

Van Dam, T., and P. Taylor. 2009. Building Sustainable

Pavements with Concrete. Ames, IA: National Concrete

Pavement Technology Center, Iowa State University.

(www.cproadmap.org/publications/sustainability_briefing.pdf;

accessed Dec. 5, 2011)

Van Dam, T., B. Smartz, and T. Laker. 2010. “Use of

Performance Cements (ASTM C 1157) in Colorado

and Utah: Laboratory Durability Testing and Case

Studies.” Presentation made at International Conference

on Sustainable Concrete Pavements, Sacramento,

CA.

Van Dam, T.J. 2010. Geopolymer Concrete. CPTP Tech

Brief. Washington, D.C.: FHWA, Concrete Pavement

Technology Program. FHWA-HIF-10-014.

World Business Council for Sustainable Development

(WBCSD). 2010. (www.wbcsd.org/cement; accessed

Dec. 5, 2011)

36 Ch. 4. SUSTAINABLE CONCRETE PAVEMENT MATERIALS Sustainable Concrete Pavements A Manual of Practice


Chapter 5

CONSTRUCTION

Gary Fick

Duration of the construction phase is relatively short

compared to the total life of a concrete pavement. One

might assume, therefore, that the potential for sustainability

improvements during the construction phase is

limited. In fact, the opposite is true: A large contributor

to a concrete pavement’s sustainability is its long

service life, which is directly related to initial construction

quality. Efforts to enhance sustainability through

optimized design and material selection can be negated

through improper construction processes and/or a lack

of quality control; see Figure 5.1.

After a brief overview of sustainability issues related to

concrete pavement construction, this chapter discusses

how these issues can be addressed during the various

phases of a traditional, slipform paving construction

project. The chapter ends with brief discussions of

other construction methods and their potential for

enhancing pavement sustainability.

Figure 5.1 Initial construction quality helps

realize the designed long-term performance

(image courtesy of Gary Fick,Trinity Construction

Management, Inc.)


1. Overview of Construction

Issues Related to Sustainability

In addition to implementing proper construction and

quality control processes that ensure a durable, long-life

pavement, maximizing pavement sustainability during

the construction phase involves addressing immediate

environmental and societal impacts of construction.

These include the following:

• Erosion and storm water runoff

• Emission of greenhouse gases and particulates

through equipment exhaust stacks

• Generation of airborne dust particulate from construction

processes

• Noise generated from construction processes

• Increased road user cost due to traffic delays caused

by construction

To address both the short- and long-term impacts of the

construction process on pavement sustainability, three

categories of activities should be emphasized:

• Reducing construction-related waste and disruption

to the surrounding area

• Optimizing equipment for maximum fuel efficiency to

minimize both consumption and exhaust emissions

• Constructing durable concrete pavements as indicated

by the following characteristics (specifications

will vary by agency):

a. Optimized paste content

b. Low permeability

c. Adequate entrained air

d. Strength and thickness as specified

e. Uniform mixture properties (within batch and

between batches)

In most cases, these issues are addressed as a matter of

practice, as contractors are concerned with maximizing

efficiency and minimizing costs. The rest of this chapter

outlines specific considerations related to these activities

in all the phases of construction. Table 5.1 summarizes

concrete pavement construction practices that can lead

to improved sustainability.

It should be noted that discharge of materials from a

roadway construction project is regulated by federal

law and enforced individually by each state. Regulations

and mitigation measures are ever changing and

apply equally to all types of roadway construction

projects. There are no specific measures for concrete

pavement projects that differ from other types of roadway

construction. Therefore, this facet of environmental

impact is not addressed specifically in this chapter.

Readers should fully inform themselves of the appropriate

statutory regulations regarding the discharge of

erodible materials and sediment from a project site.

2. Traditional Slipform Paving

Processes and Impacts on

Sustainability

In this section, sustainability-related factors and

suggestions are provided to manage the economic,

environmental, and social impacts of various slipform

pavement construction processes.

Establishing and Operating a Plant Site

Typically, for projects over 10,000 yd 3 a dedicated concrete

plant is mobilized. Doing so requires that a plant

site be selected and stripped of vegetation and topsoil.

The site may be chemically stabilized and/or plated

with granular material to minimize pumping soil into

the aggregate stockpiles and to provide a more weatherproof

hauling surface for trucks.

Managing Economic Impacts

• First, locate the plant site to minimize the average

haul distance for the concrete.

• Second, locate the site to minimize the haul distance

from the supplier’s point of distribution for

aggregate material, which comprises the largest

volume of the concrete mixture.

Managing Environmental Impacts

• Storm water runoff and washout water/sediment

should be contained and/or filtered to prevent

contamination of local waterways (local statutory

requirements apply).

38 Ch. 5. CONSTRUCTION Sustainable Concrete Pavements A Manual of Practice


• A combination of granular materials, such as

recycled pavement materials, and water sprinkling

should be used for dust control.

• Tracking mud onto public roadways should be

controlled through the use of a stabilized construction

entrance. Portable wheel wash systems may be

necessary and/or required in some jurisdictions.

• Plant sites should be re-vegetated as soon as practical

after construction to prevent detrimental runoff.

• Avoid extended idling of diesel-powered equipment

to reduce greenhouse gas emissions.

Managing Social Impacts

• Public rights of way owned by the agency should

be made available to the contractor for use as plant

sites and borrow sources whenever possible to

minimize impacts on the public.

• The plant site should be located far enough from

residential areas that noise and dust can be mitigated

to a level that is not objectionable.

• Utilize brownfield sites whenever available and

economically feasible.

Stockpiling Aggregate

Aggregates are typically stockpiled using front-end

loaders (Figure 5.2) or radial stackers (Figure 5.3).

Either method is acceptable from a quality standpoint

as long as segregation is prevented. Segregated

aggregate can lead to non-uniformity during concrete

production, which will reduce long-term performance.

Managing Economic Impacts

• Radial stackers typically conserve energy when

connected to an existing power grid, due to more

Table 5.1 Summary of Concrete Pavement Construction Practices That Enhance Pavement Sustainability

Construction Practice

Providing a uniform concrete mixture that meets specifications

Placing dowels, tiebars, and reinforcing in the proper location

Using proper finishing techniques

Constructing smooth pavements

Ensuring timely and effective curing of the concrete pavement

Using alternative fuels

Reducing idling of diesel engines

Using equipment that meets or exceeds EPA emission requirements

Allocating equipment resources wisely by matching the quantity and

size of equipment to project needs

Implementing appropriate erosion control measures

Containing washout sediment

Optimizing plant site location with respect to the average haul

distance for concrete and delivery of raw materials

Properly constructing and maintaining haul routes

Water sprinkling of haul routes and plant sites for dust control

Recycling washout water

Stabilizing construction entrances where construction traffic enters

public roadways

Using public rights of way for plant sites, staging areas, and borrow

sources

Mitigating construction noise from exhaust stacks, banging tailgates,

plant site operations, and sawing

Considering traffic delays when planning project staging and logistics

Implementing accelerated construction methods that result in reduced

construction durations and earlier opening of facilities

Constructing subgrade and subbase(s) to tighter tolerances

Texturing

Sustainability Benefits

• Enhanced long-term pavement performance

• Smoother pavements, which result in improved

fuel efficiency and reduced vehicle maintenance

costs for the traveling public

• Reduced greenhouse gas and particulate emissions

• Utilization of fuel generated from renewable

sources

Improved energy efficiency

Preserved water quality in surrounding bodies of

water

Reduced fuel consumption

Control of objectionable airborne particulates

Conservation of water

Mitigation of sediment runoff

Minimized environmental impacts on private

property

Reduced negative impacts on the neighboring

communities

Reduced road user costs caused by delays

Reduced concrete waste and enhanced probability

of achieving smooth pavement

Enhanced safety through proper friction

characteristics and reduced tire-pavement noise

Sustainable Concrete Pavements A Manual of Practice Ch. 5. CONSTRUCTION 39


efficient burning of fuel used in commercial generation

of electricity.

• Front-end loaders may be the preferred option when

radial stackers are powered by an on-site generator that

is not being utilized for other plant site activities.

Managing Environmental Impacts

• All equipment (generators, front-end loaders) should

conform to EPA requirements, and the use of alternative

fuels should be considered whenever economically

feasible, to reduce GHG and particulate emissions

from diesel exhaust.

• Radial stackers connected to an existing power grid

likely result in fewer emissions due to more efficient

burning of fuel used in commercial generation of

electricity.

Managing Societal Impacts

• Noise and dust from the plant site should be mitigated

through proper site selection and sprinkling.

Establishing and Maintaining Haul Routes

In most cases, haul routes are constrained by construction

staging and the maintenance of traffic. The primary

sustainability-related issue that should be considered is

preparing and maintaining the haul route in a smooth

and stable condition. Fuel efficiency of the haul units will

degrade on soft/yielding haul routes. Rough haul routes

will lead to an increase in repairs and maintenance to the

haul units. Extremely rough haul routes can cause the

mixture to segregate when non-agitating trucks are used.

Managing Economic Impacts

• Fuel efficiency is affected by haul route stability. Temporary

haul routes may be stabilized with recycled materials

that can be re-used in later phases of the project.

• Haul routes should be maintained in a condition that

will reduce the occurrence of unnecessary vehicle

repairs and maintenance.

• Maintaining the haul routes in good condition will

also reduce the average cycle time for concrete delivery,

thus requiring fewer trucks and reducing the

quantity of fuel used per cubic yard of concrete.

Managing Environmental Impacts

• Dust should be controlled by sprinkling the haul

route with water.

• Tracking mud from the haul route on to public

roadways should be minimized by constructing

stabilized construction entrances.

Managing Societal Impacts

• Locations where haul units exit and enter public

roadways should be monitored to reduce traffic

delays experienced by the public.

• Excessive noise generated by haul units (exhaust

stack, banging tailgates, etc.) should be remedied.

Concrete Production

Recommendations regarding materials and proportioning

of concrete mixtures from a sustainable perspective

are addressed in Chapter 4. Once a mixture

has been optimized with regard to sustainability, the

concrete production process should be monitored

and adjusted as needed to achieve the desired results.

Figure 5.2 Front-end loader used for stockpiling

aggregate (photo courtesy of Gary Fick,Trinity

Construction Management, Inc.)

Figure 5.3 Stockpiling aggregate with a radial

stacker (photo courtesy of Gary Fick,Trinity

Construction Management, Inc.)

40 Ch. 5. CONSTRUCTION Sustainable Concrete Pavements A Manual of Practice


Concrete used for pavement is produced at either a

central mix plant (Figure 5.4) or a dry batch plant utilizing

transit mix trucks (Figure 5.5). Regardless of the

equipment used, it is imperative that the plant produce

a concrete mixture that meets or exceeds specification

requirements, is uniform within each batch, and is also

uniform from batch to batch. Non-uniform concrete

leads to non-uniform performance, which in turn

results in premature failure with related maintenance

and rehabilitation costs.

Non-uniformity of the concrete mixture can also lead

to wasted materials, because the concrete producer

is forced to use more cementitious material to consistently

meet specifications. A preferred approach is

to implement quality assurance procedures that will

improve uniformity and lead to the most efficient use

of materials.

Most concrete plants utilized for concrete paving projects

are equipped with automated batching controls.

While this certainly improves productivity, it is no

Figure 5.4 Central mix concrete plant (photo

courtesy of Jim Grove, FHWA)

guarantee that quality is improved. Attention to details

is required.

In particular, the moisture content of the aggregates

should be tested frequently and the mixture proportions

adjusted according to the moisture condition of

the aggregates being incorporated into the concrete.

Thorough mixing is also necessary. There are many

differing specifications regarding mixing time. Mixing

for the minimum specified time may or may not

produce uniform concrete that meets specification.

Each concrete plant and each mixture is unique; mixer

uniformity tests (ASTM C 94) should be utilized to

determine the minimum acceptable mixing time to

produce uniform concrete.

Water is a natural resource that should be conserved.

However, conserving water should not come at the

expense of dust control or concrete quality (e.g., washing

out trucks and cleaning the paver properly). Washout

water generated at the concrete plant site should

be recycled whenever possible.

The decision about source of water to use on a concrete

paving project should be based on three criteria:

First, concrete quality. Mixing water should be free of

organics that can degrade quality. Second, the environment.

The overall environmental impact of various

source options should be considered. Because most

potable water sources have been treated in some manner,

there is an associated energy expenditure that is

not necessarily needed for the production of concrete.

However, using sources of untreated water (wells,

ponds, and streams) may have an adverse impact on

the environment. Some environmental compromise

is associated with the choice of a water source. Third,

economic factors. Costs must be factored into the decision

process for choosing a source of water.

Managing Economic Impacts

• Energy efficiency is improved by matching plant

production capabilities to the paving operation.

Figure 5.5 Ready mix concrete plant (photo

courtesy of Jim Grove, FHWA)

• The production of uniform, high-quality concrete

leads to concrete pavements that perform as

expected or better than expected; thus, the lifecycle

costs of these pavements are lower than for

pavements that have premature failures due to

quality deficiencies, non-uniformity, or both.

Sustainable Concrete Pavements A Manual of Practice

Ch. 5. CONSTRUCTION 41


• Quality assurance procedures aimed at improving the

uniformity of the concrete reduces cost through the

efficient use of material resources.

Managing Environmental Impacts

• Dust collectors on concrete plants should be in

proper working order.

• Dust should be controlled by sprinkling the haul

route with water.

• Control harmful runoff from washout pits.

• Recycle washout water whenever possible.

• Dust generated by plant site traffic should be controlled

by sprinkling with water.

• Quality assurance procedures aimed at improving the

uniformity of the concrete ensure the efficient use of

material resources.

Managing Societal Impacts

Noise sources at the concrete plant that are a nuisance to

neighboring businesses or residences should be mitigated.

Transporting Concrete

Various types of hauling equipment are available for

transporting concrete for a paving project. These range

from transit mix trucks (Figure 5.6) to tractor-trailer rigs

(Figure 5.7). From a sustainability perspective, efficiency

should be maximized by matching the type, size, and

number of haul units to project constraints (production

rate, haul route conditions, maneuverability, etc.).

Haul units must be washed out frequently enough to

prevent the build-up of hardened concrete which may

eventually break free and be incorporated in the pavement,

causing a future pavement failure. (See the discussion

of water use in the immediately preceding section.)

Washout pits (Figure 5.8) should be designed to control

harmful runoff.

Figure 5.6 Transit mix concrete truck (photo

courtesy of Gary Fick,Trinity Construction

Management, Inc.)

Figure 5.7 Tractor trailer concrete hauling unit

(photo courtesy of Gary Fick,Trinity Construction

Management, Inc.)

Managing Economic Impacts

Haul efficiency should be maximized by matching

the type, size, and number of haul units to the project

conditions.

Managing Environmental Impacts

• All equipment should conform to EPA requirements,

and the use of alternative fuels should be considered

whenever economically feasible to minimize emission

of GHGs and particulate through diesel exhaust.

Figure 5.8 Washout pit used to clean concrete

trucks (photo courtesy of Gary Fick,Trinity

Construction Management, Inc.)

42 Ch. 5. CONSTRUCTION Sustainable Concrete Pavements A Manual of Practice


Managing Societal Impacts

• Excessive noise generated by haul units (exhaust

stack, banging tailgates, etc.) should be remedied.

• Locations where haul units enter and exit public

roadways should be monitored to reduce traffic

delays experienced by the public.

Concrete Placement and Finishing

Placing and finishing concrete pavement is a complex

process that involves the use of sophisticated equipment

in conjunction with the skilled craftsmanship

of crew members. By the time the concrete mixture is

deposited ahead of the paver, there is nothing that the

equipment and crew can do to improve the material

properties; these properties are strictly a function of

the raw materials, mixture proportions, and mixing

process. However, there are many ways that placement

and finishing techniques can negatively influence what may

be an otherwise acceptable concrete mixture. From a sustainability

perspective, it is imperative that the equipment

and crew place and finish the concrete pavement

in a manner that will maximize the performance

capabilities of the concrete mixture.

The following items summarize the placing and finishing

processes that are most critical to achieving the

long-term pavement performance that is integral to

concrete pavement sustainability. Detailed guidance

regarding these practices can be found in the Integrated

Materials and Construction Practices for Concrete Pavement

(Taylor et al. 2006) and Concrete Pavement Field

Reference: Pre-Paving (APWA 2010).

• Embedded steel must be properly placed.

a. Dowel baskets should be placed in the proper

location, anchored firmly, and positively marked

to ensure that saw cuts for contraction joints are

made at the proper location.

b. Inserted dowels should be monitored for movement

and positively marked to ensure that saw

cuts for contraction joints are made at the proper

location.

c. Tiebars should be placed at the proper depth

and spacing.

d. Continuous reinforcing bars should be spaced

according to specifications and supported in a

manner that will prevent displacement during

the paving process.

• Concrete should be well consolidated but not segregated.

Vibrator frequency should be monitored and

adjusted to variations in the concrete mixture and

the paver speed. Cores of the pavement should be

taken as soon as possible and visually inspected to

verify that consolidation efforts are adequate and

not detrimental.

• Proper hand finishing techniques should be consistently

implemented.

a. Except in rare and isolated conditions, water

should not be used as a finishing aid. The practice

of adding water to the surface of the pavement

can result in a weakened layer of non-durable

paste at the pavement’s surface.

b. Care must be take not to over-finish the surface.

Over-finishing results in a paste-rich, high-permeability

surface layer, which is susceptible to

shrinkage cracking and surface scaling.

• Acceptable pavement smoothness characteristics

must be achieved by following best practices for

placing and finishing.

Managing Economic Impacts

• Paving equipment should be matched to project

conditions.

• Subgrade and subbase(s) should be placed to thickness

and smoothness tolerances that will minimize

waste and meet thickness tolerance specifications

for the concrete pavement.

Managing Environmental Impacts

• Smooth pavements improve fuel efficiency.

• Dust should be controlled by sprinkling with water.

Managing Societal Impacts

• Construction noise should be mitigated to reduce

impacts on surrounding areas.

• Dust should be controlled by sprinkling with water.

• Smooth pavements reduce wear and tear on vehicles.

Sustainable Concrete Pavements A Manual of Practice Ch. 5. CONSTRUCTION 43


Surface Texturing

Concrete pavement surface textures provide the friction

needed for safe roadways. Surface textures have

also been shown to be the primary contributor to

pavement-tire noise. There are three basic types of

concrete pavement surface textures, as shown in

Table 5.2.

Guidance regarding improved procedures for concrete

texturing that contribute to constructing quieter pavements

can be found in How to Reduce Tire-Pavement

Noise: Interim Better Practices for Constructing and

Texturing Concrete Pavement Surfaces (Rasmussen et al.

2008).

Table 5.2 Concrete Pavement Surface Texture Types

Variations

/ Uses

Tined

(Figure 5.9)

Texture Types

Drag

(Figure 5.10)

Diamond

Ground

(Figure 5.11)

• Transverse, • Burlap • New

uniform spacing

• Artificial

surface

• Transverse, turf • Restored

random spacing

• Broom

surface

• Longitudinal,

uniform spacing

Managing Economic Impacts

Diamond ground textures generally cost more than

tined or drag textures.

Managing Environmental Impacts

Slurry from diamond ground textures should be collected

and disposed of properly.

Figure 5.9 Longitudinal tining (photo courtesy of

Gary Fick,Trinity Construction Management, Inc.)

Managing Societal Impacts

• Adequate friction characteristics must be provided

for safe roadways.

• Studies have shown that tire-pavement noise is

attributable to positive texture on concrete pavements.

Quieter pavements have textures with fewer

positive projections in the surface.

Curing Concrete

Perhaps one of the most overlooked parts of the concrete

paving process, curing has a significant impact

on concrete pavement durability and thus on sustainability.

Curing must be executed properly to prevent

excessive moisture loss and thus to ensure that sufficient

water is available in the concrete to completely

hydrate the cementitious materials and to prevent

shrinkage cracking and excessive warping.

In general, white pigmented curing compound should

be applied before any surface evaporation occurs. All

exposed surfaces of the concrete pavement should

be completely covered (the pavement surface should

be uniformly white). Precautions should be taken to

Figure 5.10 Artificial turf drag texture (photo

courtesy of Gary Fick,Trinity Construction

Management, Inc.)

Figure 5.11 Diamond-ground texture (Rasmussen et

al. 2008)

44 Ch. 5. CONSTRUCTION Sustainable Concrete Pavements A Manual of Practice


insulate the concrete during cold weather curing to

prevent the pavement from freezing before gaining sufficient

strength.

Managing Economic Impacts

Although curing compounds and the curing process

itself constitute one of the least expensive components

of the concrete paving process, premature failures associated

with inadequate curing result in unnecessary

future maintenance and rehabilitation expenditures.

Managing Environmental Impacts

• Some curing compounds may contain materials that

could be hazardous to the environment. If spills

occur, they should be contained and mitigated in

accordance with local regulations.

• Use of environmentally benign curing compounds

should be considered when allowed by specification.

Managing Societal Impacts

Prevention of premature pavement distresses and

related repair activities through the proper application

of curing compound and techniques reduces work

zone-related traffic delays.

Sawing and Sealing Joints

Sawed joints are necessary for non-reinforced pavements

to prevent uncontrolled cracking. Practices for

sawing and sealing joints vary across the United States.

The most common options for green sawing concrete

pavement are wet sawing with diamond blades (saw

cut depth = T/4 or T/3) and early entry sawing using a

dry diamond blade (saw cut depth = 1 in. to 3 in.).

Dimension sawing (joint widening) is necessary for

certain joint sealants that require a specific joint shape

for proper performance. This is most commonly performed

by wet sawing with stacked diamond blades

that create a joint reservoir from 3 ⁄8 in. to ½ in. wide

and 1 in. to 1½ in. deep.

Common joint sealant materials used for concrete paving

include bituminous (hot poured or cold poured),

silicone (tooled or self-leveling), and pre-formed compression

seals.

Managing Economic Impacts

• The cost and performance of joint sealants varies

widely. When specifying a joint sealant, performance

expectations should be balanced by costbenefit

analyses.

• Some states choose to leave joints unsealed. This

decision should be based on actual performance

studies that are applicable to the intended climate,

subbase design, and pavement use conditions.

Managing Environmental Impacts

• Slurry from wet sawing joints should not be allowed

to drain unfiltered into adjacent waterways.

• Some joint sealants may contain materials that are

hazardous to the environment and/or crew; manufacturers’

recommendations should be followed.

Managing Societal Impacts

• Measures should be taken to prevent the dust generated

by dry sawing joints from obstructing the visibility

of adjacent traffic.

• Tire-pavement noise associated with wide joints

(>½ in.) may be objectionable.

3. New Developments in Concrete

Pavement That Could

Improve Sustainability

Two Lift Concrete Pavements

As discussed in Chapter 3, two-lift paving is a technique

that is commonly used in Europe. The construction

process involves placing two lifts of concrete pavement,

with the top lift placed on the bottom lift while it

is still wet (Figures 5.12 and 5.13). Typically the bottom

lift is approximately 80 percent of the thickness and

the top lift is approximately 20 percent. Constructing a

concrete pavement in this manner allows for the use of

different mixture designs for the bottom lift and top lift.

Two-lift pavements can be constructed with conventional

paving equipment, although an additional belt

placer/spreader and an additional paver is required. It

is possible to offset these additional labor and equipment

costs by economizing the mixture design used for

the lower lift.

Sustainable Concrete Pavements A Manual of Practice Ch. 5. CONSTRUCTION 45


Two-lift pavements offer opportunities to improve the

sustainability of concrete pavements in the following

ways:

• Utilization of recycled pavement materials in the

lower lift

• Increased use of supplementary cementitious materials

in the lower lift

• Long-term performance enhancements associated

with an ultra-durable wearing surface

Roller-Compacted Concrete

Roller-compacted concrete (RCC) is constructed using

equipment similar to that used in the asphalt pavement

construction industry (Figure 5.14). The mixture is

placed with a heavy-duty paver and compacted with

a vibratory steel wheel and pneumatic rollers. RCC

mixtures utilize a greater amount of fine aggregate

particles and reduced cementitious and water contents

(Harrington et al. 2010). RCC contains no reinforcing

steel, reducing both the economic and environmental

impacts from the use of steel reinforcement. In certain

geographic areas that have an abundance of natural

sands and a shortage of quality coarse aggregates,

higher aggregate content makes RCC a sustainable

solution for low-speed applications (industrial lots,

streets, and local roads). RCC can also be opened to

light traffic earlier than conventional concrete pavement,

resulting in less disruption to the traveling public.

4. References

American Concrete Pavement Association (ACPA).

2008. Concrete Pavement Field Reference: Pre-Paving.

Report EB237P. Chicago, IL: ACPA.

Cable, J. 2004. Two Lift PCC Pavements to Meet Public

Needs. www.cptechcenter.org/projects/two-lift-paving/

cable-062707.pdf; accessed Dec. 5, 2011)

Harrington, D., F. Abdo, W. Adaska, and C. Hazaree.

2010. Guide for Roller-Compacted Concrete Pavements.

SN298. Ames, IA: National Concrete Pavement Technology

Center, Iowa State University.

Rasmussen, R.O., S.I. Garber, G.J. Fick, T.R. Ferragut,

and P.D. Wiegand. 2008. How to Reduce Tire-Pavement

Noise: Interim Best Practices for Constructing and Texturing

Concrete Pavement Surfaces. TPF-5(139). Ames, IA:

National Concrete Pavement Technology Center, Iowa

State University.

Figure 5.12 Top lift being placed on the bottom lift

(photo courtesy of Gary Fick,Trinity Construction

Management, Inc.)

Taylor, P., S. Kosmatka, G. Voigt, et al. 2006. Integrating

Materials and Construction Practices for Concrete

Pavements: A State-of-the-Practice Manual. FHWA

HIF-07-004. Ames, IA: National Center for Concrete

Pavement Technology, Iowa State University.

Figure 5.13 Two-lift paving on I-70 in Kansas

(photo courtesy of Gary Fick,Trinity Construction

Management, Inc.)

Figure 5.14 RCC placement (Harrington et al. 2010)

46 Ch. 5. CONSTRUCTION

Sustainable Concrete Pavements A Manual of Practice


Chapter 6

IMPACT OF THE USE PHASE

Martha VanGeem

Emily Lorenz

Tom Van Dam

As discussed in previous chapters, to obtain a full

measure of the environmental impact of a concrete

pavement, all phases of the pavement’s life cycle must

be considered. Although considerable attention has

been paid to the material acquisition and construction

phases, and to a lesser degree the end-of-life

phase, until recently little attention has been paid to

the impact of pavement type during the use phase.

Yet it is recognized that the use phase, particularly the

traffic using the facility, often has the largest impact on

the environment (Wathne 2010). As a result, increasing

emphasis is being placed on whether differences

resulting from pavement type may have a significant

effect on environmental impact over the life cycle, considering

such factors as vehicle fuel efficiency as well

as how the pavement interacts with the environment

while in service (Wathne 2010, Santero et al. 2011a).

This chapter briefly considers both aspects. Trafficrelated

factors such as vehicle rolling resistance, which

is influenced by pavement roughness and stiffness,

are discussed, as is pavement-environment interaction

including carbonation, lighting requirements, albedo,

and leachate. The latter are discussed in greater detail

in Chapter 9, as they are primarily a consideration in

urban environments.


1. Vehicle Fuel Consumption

Unlike buildings that have electricity and other

energy-related metrics directly attributed to their

use, the energy and associated environmental impact

attributed to the use of pavements are more difficult

to account. Although some of the energy used in the

operation of a pavement may be directly accounted

for (e.g., energy to power artificial lighting), the biggest

source of energy consumed during the use phase

is overwhelmingly the fuel consumption of vehicles

using the roadway. The consumption of fossil fuels has

the greatest environmental impact during the pavement

life cycle, due in part to the emission of GHGs,

but also many other environmentally harmful impacts

as shown in Figure 6.1.

Vehicle fuel consumption depends on many things

such as wind resistance, vehicle type and load, tire

type and pressure, vehicle speed and acceleration, and

the interaction between the vehicle and the pavement

surface, which includes pavement roughness (often

measured using the international roughness index or

IRI), surface texture, and stiffness, among other factors.

Many of these factors are the same regardless of

pavement type. Pavement roughness, surface texture,

and stiffness, however, are inherent features of the

pavement and thus can be controlled by the managing

agency, which has the ability to design, construct,

Figure 6.1 Ecoprofile of different life-cycle phases

from a typical road (Wathne 2010 based on EAPA

2004)

and maintain a pavement surface that will minimize

the economic and environmental impact of vehicle

operation.

The rolling resistance, which is the vehicle energy loss

associated with pavement-vehicle interaction, has to be

minimized for agencies to improve the fuel efficiency

of vehicles operating on their pavements (Santero et

al. 2011b). One of the biggest factors contributing

to rolling resistance is road roughness, as it results in

an excitation of the suspension systems in vehicles,

consuming energy that is responsible for significant

increases in fuel consumption (AASHTO 2009). This

has been a key input into the World Bank’s pavement

design model for decades (Chesher and Harrison

1987, Bennett and Greenwood 2003), and recent

studies have confirmed the validity of this conclusion

(Zabaar 2010). Specifically, it was found that regardless

of pavement or vehicle type, increasing pavement

roughness results in significantly higher fuel consumption

regardless of vehicle speed. This clearly demonstrates

the benefit of constructing smooth pavements

and keeping them smooth over their service life.

Further, increasing pavement texture (as measured

by the sand patch test) results in significant increases

in fuel consumption at lower vehicle speeds (Zaabar

2010). Sandberg (1990) had previously observed this

trend, finding that at higher speeds, rolling resistance

is less dependent on pavement surface texture because

vehicle fuel consumption is more heavily influenced

by air resistance.

These conclusions, which are consistent with previous

work conducted on vehicle operating costs, support

the need to construct smooth, safe, and quiet concrete

pavements and employ maintenance and preservation

strategies over the service life that will keep them

smooth, safe, and quiet. This enhances fuel efficiency

and reduces environmental impact; it will also reduce

the social cost of pavements by reducing crashes

(Tighe et al. 2000). As is described in Chapter 7, the

timely application of preventive maintenance treatments,

including the use of diamond surface grinding,

is a key strategy to keep good pavements in good

condition, enhancing sustainability over the life cycle.

In addition to pavement roughness and texture,

a number of field studies have been performed to

48 Ch. 6. IMPACT OF THE USE PHASE

Sustainable Concrete Pavements A Manual of Practice


determine if rolling resistance is affected by pavement

properties (Zaniewski et al. 1982, De Graaff 1999,

NPC 2002, Taylor and Patten 2006, Ardekani and

Sumitsawan 2010, Zaabar and Chatti 2011). Higher

pavement deflections may result in additional fuel

consumption as a vehicle moves along the pavement

surface (Akbarian 2011).

It is clear from past studies that no overwhelming

consensus has emerged from various field studies conducted

to determine whether pavement type impacts

fuel consumption, although it appears that pavement

type can make a difference, with slightly better fuel

efficiency observed for vehicles operating on concrete

pavements (Santero et al. 2011c). From this review, it

is clear that the study of fuel consumption is complicated

by many, many factors, and those field studies

that have taken this into account have found that pavement

type effects are most prevalent for heavier, slowmoving

vehicles during warm weather. As an example,

Zaabar and Chatti (2011) reported that pavement type

has a statistically significant impact on fuel efficiency

for light (loaded) trucks and heavy trucks moving at

low speeds (35 mph) under summer conditions, with

increased fuel consumption occurring on asphalt-surfaced

pavements. The results were statistically insignificant

at higher speeds for all vehicles, and for passenger

cars, vans, and SUVs under all conditions. It is noted

that data were not available for heavy trucks under

winter conditions.

These results make sense from an intuitive perspective

since a viscoelastic material such as asphalt will

stiffen as it cools and/or is subjected to a higher rate

of loading. As the surface stiffens, deflection decreases

and rolling resistance is reduced. Work conducted at

the Massachusetts Institute of Technology resulted in

a first-order mechanistic model to simulate the effect

of pavement stiffness on rolling resistance and to

accurately calculate the rate of fuel consumption for

different vehicle types for pavements of various stiffness

(Akbarian 2011). Preliminary results suggest that

pavement stiffness does make a small but significant

difference, with lower fuel consumption incurred

for all vehicle types operating on stiffer pavements.

The continued development of this type of model is

justified, as the volume of traffic over the life of many

pavements is so great that even a difference in fuel

consumption of only 1 or 2 percent can have a huge

economic and environmental impact over the design

life and should be incorporated into a life-cycle assessment

model as discussed in Chapter 8.

In summary, it is clear that vehicular operations are

responsible for most of the energy consumed and

emissions generated over a pavement’s life cycle.

Although many factors contributing to fuel consumption

are not related to the interaction between the tire

and pavement, the pavement roughness, texture, and

stiffness contribute to the rolling resistance. A concrete

pavement that is constructed and maintained in

a smooth condition will thus reduce rolling resistance

and increase fuel efficiency of vehicles operating on

it, thus reducing energy use and emissions. Further,

the inherent stiffness of concrete appears to result

in reduced fuel consumption, especially for heavy

vehicles operating at slow speeds during the warmer

months of the year. Mechanistic models are under

development that will properly consider vehicular rolling

resistance and its impact on fuel consumption for

use in life-cycle assessment.

2. Other Environmental Impacts

During Use

In addition to environmental impact incurred due to

vehicular use, other environmental factors warrant

consideration, including solar reflectance, lighting,

carbonation, run-off, and traffic delays. Santero et

al. (2011a) note that these factors are the least consistently

considered in the environmental life-cycle

assessment of pavements, yet in combination they can

have a significant environmental impact. Most of these

factors are addressed in greater detail in other chapters,

but they are mentioned here since they affect a

pavement in service.

Solar Reflectance

Solar reflectance (or albedo) is a surface property of a

material. Solar reflectance values range from zero to

1.0, with a zero value indicating a perfectly non-reflective

material and a 1.0 value representing a material

that is 100 percent reflective. Light-colored materials

have higher solar reflectance values than dark-colored

materials. Although color plays a role in a material’s

Sustainable Concrete Pavements A Manual of Practice

Ch. 6. IMPACT OF THE USE PHASE 49


solar reflectance, color alone is not the only indicator

of solar reflectance.

Solar reflectance has the greatest importance in urban

areas as it is known to contribute to the formation

of urban heat islands. A heat island is a local area of

elevated temperature located in a region of cooler temperatures.

Heat islands usually occur in urban areas

as illustrated in Figure 6.2; hence, they are sometimes

called urban heat islands. Urban heat islands are

formed due to the warming of exposed urban surfaces

such as roofs and pavements (EPA 2009). Urban heat

islands contribute to lower air and water quality and

greater energy demands, especially in the summer.

In places that are already burdened with high temperatures,

the heat-island effect can make cities warmer,

more uncomfortable, and occasionally more life-threatening

(FEMA 2007). Temperatures greater than 75˚F

increase the probability of formation of ground-level

ozone (commonly called smog), which exacerbates

respiratory conditions such as asthma. Higher temperatures

also lead to greater reliance on air conditioning,

which leads to more energy use and associated

emissions.

Due to its naturally light color, concrete is an excellent

choice for paving material in an urban environment.

This is illustrated in Figure 6.3, which shows the

impact of pavement albedo on surface temperature,

with darker surfaces having much higher temperatures.

Further, reflectance can be enhanced by the use

of some SCMs, such as light-colored slag cement and/

or fly ash. Highly reflective pavement surfaces can be

created using white titanium dioxide photocatalytic

cement or coatings, further mitigating the urban heat

island effect. Titanium dioxide photocatalyic coatings

have the added benefit of breaking down the harmful

compounds of nitrogen oxides (NOx) (Chen and Poon

2009). And, because of evaporative cooling, the use

of a light-colored pervious concrete pavement can be

extremely effective in addressing the urban heat island

while also addressing surface run-off. Further discussion

on this topic can be found in Chapter 9.

Further, the use of reflective surfaces, including the

use of reflective pavements and roofs in both urban

and rural areas, is being advocated by a group of

researchers at Lawrence Berkeley National Laboratory.

This is not being recommended for mitigation of

the urban heat island effect alone, but as a strategy to

combat global warming through radiative forcing of

the sun’s energy back into space (Akbari and Menon

2008). The basic theory is that when the sun’s energy

is reflected back into space, it is not being absorbed

into the earth’s surface and thus cannot contribute

to warming of the planet. Research continues into

the impact of radiative forcing on mitigating global

warming, but findings to date indicate that this could

be an enormously important factor in reducing global

temperatures in the future.

Lighting

Concrete’s higher (brighter) reflectance can also

lower infrastructure and ongoing lighting costs, while

boosting safety for vehicles and pedestrians. Concrete

Figure 6.2 Heat islands for various areas of

development (EPA 2003)

Figure 6.3 Effect of pavement type and albedo on

pavement surface temperature (Kaloush 2010)

50 Ch. 6. IMPACT OF THE USE PHASE Sustainable Concrete Pavements A Manual of Practice


pavements require fewer lighting fixtures than other

surfaces and less energy is required to achieve the

same degree of lighting (Gajda and VanGeem 2001).

Improved illumination leads to increased visibility,

which is an important safety consideration. This is also

discussed in more detail in Chapter 9.

Carbonation

Carbonation is a normal phenomenon that occurs

between hydrated cement phases in concrete and

atmospheric carbon dioxide (CO 2 ), where the phases

react with the CO 2 , absorbing some of it into the

exposed surfaces. By reabsorbing atmospheric CO 2 ,

concrete pavements can partially offset their environmental

impact of CO 2 generation that occurs during

the manufacture of cement. Gajda (2001) gathered

data on the amount of CO 2 that could be absorbed by

concrete based on more than 1,000 samples. Figure

6.4 shows one sample that has carbonated to a depth

of 18 mm. Carbonation rates varied depending on the

strength of the concrete and cement content, but the

average rate of carbonation for uncoated concrete was

found to be 4.23 mm/yr 0.5 . He further estimated that,

on average, concrete produced in the United States

could absorb about 274,000 metric tons of atmospheric

CO 2 in the first year after placement. Although

the rate of carbonation will slow with time, it is important

to know that a measurable amount of CO 2 will be

sequestered by a concrete pavement while in service.

As is discussed in Chapter 8, significant additional

amounts of CO 2 can be absorbed through carbonation

at the end of a pavement’s life, particularly if it is

crushed as part of a recycling operation.

Run-Off and Leachate

After a rainstorm, run-off from the pavement surface

can carry pollutants with it, most of which originated

from vehicles that used the pavement and not from the

pavement material itself (Santero et al. 2011b). The

use of a pervious concrete surface (currently applicable

for low traffic volume pavements, parking areas, and

shoulders) can help mitigate some of this effect by

preventing most surface run-off from directly entering

streams and lakes (Borst et al. 2010). Instead, natural

processes degrade the pollutants as the water slowly

passes through aggregate and soil. Further, pervious

concrete surfaces will prevent run-off warmed by a hot

pavement surface from rapidly entering surface waters,

thus helping to maintain a cool water temperature

which is necessary for some species’ survival. As pervious

concrete is most often used in urban areas, Chapter

9 includes a more detailed discussion on this topic.

Santero et al. (2011b) also noted that research has

been inconclusive related to run-off or leachates from

recycled materials. It is known that when concrete is

recycled and stockpiled, run-off from the stockpiles

initially has a pH of 9 or 10, but the pH diminishes

within weeks as exposed cement grains and soluble

cement paste phases react (ACPA 2009). Additional

discussion on the use of recycled concrete is presented

in Chapter 8.

Figure 6.4 Depth of carbonation determined by the

phenolphthalein test (pink two-thirds of the sample

is not carbonated (Gajda 2001)

Traffic Delays

Traffic delays incurred during pavement maintenance

and rehabilitation (see Figure 6.5) greatly influence

vehicle fuel consumption. Santero et al. (2011a)

hypothesize that traffic delays could be a much greater

portion of a pavement’s environmental impact than

construction materials and equipment. As a result, it

is recognized that the environmental impacts of traffic

delay resulting from future maintenance and rehabilitation

activities should be included in the environmental

assessment, and work continues to characterize this

impact (Santero et al. 2011c). The inclusion of this

Sustainable Concrete Pavements A Manual of Practice

Ch. 6. IMPACT OF THE USE PHASE 51


impact would further demonstrate the environmental

savings that can be incurred through long-life pavements

that have little need for future lane closure in

support of maintenance/rehabilitation activities.

3. Summary

Studies have recognized the importance of considering

the use phase in sustainable design, yet often it

is largely ignored. Pavement designers, contractors,

and owners may not have influence on the types of

vehicles that use pavements. However, with proper

consideration during design and construction and

the adoption of an aggressive concrete preservation

strategy, concrete pavements can be constructed and

maintained in a smooth condition, reducing fuel

consumption and related emissions. Over the life

cycle, small improvements in fuel efficiency incurred

due to the inherent stiffness of concrete pavements

may significantly reduce the environmental impact

of pavements. Further, the relatively high reflectivity

of concrete will help reduce the heat island effect,

reduce the energy needed for artificial illumination,

and through radiative forcing reduce global warming,

further enhancing environmental performance during

the use phase. Other factors that should be considered

include carbonation, run-off and leachate generation,

and traffic delays incurred during future maintenance

and rehabilitation activities. Work is under way to

better characterize the environmental impacts that are

incurred through the use phase and to determine how

these can more easily be included in environmental

life-cycle assessment. Indications are that the use phase

has the greatest impact of all life-cycle phases and thus

must be considered in sustainable design.

4. References

American Association of State Highway and Transportation

Officials (AASHTO). 2009. Rough Roads Ahead-

Fix Them Now or Pay for It Later. Washington, D.C.:

AASHTO (http://roughroads.transportation.org/Rough­

Roads_FullReport.pdf; accessed on August 8, 2011)

American Concrete Pavement Association (ACPA).

2009. Recycling Concrete Pavements. Engineering Bulletin

043P. Skokie, IL: ACPA.

Akbari, H., and S. Menon. 2008. Global Cooling:

Increasing World-wide Urban Albedos to Offset CO 2

.

Lawrence Berkeley National Laboratory. Arthur

Rosenfeld California Energy Commission. Pavement

Interactive. (http://pavementinteractive.org/index.

php?title=Global_Cooling:_Increasing_World-wide_

Urban_Albedos_to_Offset_CO2; accessed August 8,

2011)

Akbarian, M. 2011. When the Rubber Meets the Road.

Life Cycle Analysis Research Brief. Cambridge, MA:

Concrete Sustainability Hub, Massachusetts Institute of

Technology.

Ardekani, S., and P. Sumitsawan. 2010. “Effect of

Pavement Type on Fuel Consumption and Emissions

in City Driving.” Concrete Sustainability Conference.

National Ready Mixed Concrete Association.

Bennett, C.R., and I.D. Greenwood. 2003. Volume 7:

Modeling Road User and Environmental Effects in HDM-4.

Version 3.0, International Study of Highway Development

and Management Tools (ISOHDM). World Road

Association (PIARC). ISBN: 2-84060-103-6.

Figure 6.5 Traffic delays caused by construction

(photo courtesy of Jim Cable, FHWA)

Borst, M., A. Rowe, E. Stander, and T. O’Connor.

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Month Update (November 2009 through April 2010).

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Chatti, K. 2010. “Effect of Pavement Conditions on

Rolling Resistance and Fuel Consumption.” Presentation

made at the Pavement Life Cycle Assessment

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Applications.” Building and Environment, 44:9.

Chesher, A., and R. Harrison. 1987. Vehicle Operating

Cost: Evidence from Developing Countries. Washington,

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De Graaff. 1999. Dutch report: Rolling resistance

of Porous Asphalt-a Pilot Study. Report no. M+P.

MVM.97.2.1 rev. 2 M+P. The Netherlands.

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pdf; accessed August 8, 2011)

EPA. 2009. Reducing Urban Heat Islands: Compendium

of Strategies–Cool Pavements. Draft. Washington, D.C.:

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D.C.: FEMA. (www.fema.gov/areyouready/heat.shtm;

accessed July 5, 2011)

Gajda, John. 2001. Absorption of Atmospheric Carbon

Dioxide by Portland Cement Concrete. R&D Serial No.

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No. 2068. Skokie, IL: Portland Cement Association.

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Island Effect.” Presentation made on EPA’s Cool Pavements

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Pavement Types. Swedish Road and Transport Research

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resonrec.2011.03.010.

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the Research Gaps.” Resour Conserv Recy.

doi:10.1016/j.resonrec.2011.03.009.

Santero, N., A. Loijos, M. Akbarian, and J. Ochsendorf.

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Concrete Pavement Life Cycle. Draft Report. Cambridge,

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“Incorporating Road Safety into Pavement Management.”

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Zaabar, I. 2010. Effect of Pavement Conditions on Vehicle

Operating Costs Including Fuel Consumption, Vehicle

Durability and Damage to Transported Goods. Ph.D. Dissertation.

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54 Ch. 6. IMPACT OF THE USE PHASE Sustainable Concrete Pavements A Manual of Practice


Chapter 7

CONCRETE PAVEMENT RENEWAL

Tom Van Dam

Preservation and rehabilitation play an important role

in ensuring pavement longevity while maintaining

the highest level of serviceability. Long-lasting pavements

reduce future investments in new materials and

construction, thus minimizing economic, environmental,

and social impact over the life cycle. Further,

a well maintained concrete pavement will remain in a

smooth, safe, and quiet condition for a greater portion

of its life, thus increasing the fuel efficiency of vehicles

and reducing crashes that adversely impact the community.

As such, renewal directly contributes to the

sustainability of the concrete pavement.

This chapter briefly discusses renewal strategies that can

be applied to concrete pavements to effectively maintain

serviceability over the design life. The two primary

strategies that are discussed are preventive maintenance

and rehabilitation. Preventive maintenance is a planned

strategy employing treatments that extend pavement

life, generally without increasing structural capacity.

Pavement rehabilitation adds some structural capacity,

usually through the application of additional pavement

thickness in the form of an overlay. Timely and appropriate

preventive maintenance and rehabilitation can

enhance sustainability over the concrete pavement life

cycle.


1. Pavement Renewal Concepts

Although many treatments and strategies are available

that contribute to concrete pavement renewal, they can

generally be classified under preventive maintenance

or rehabilitation. Preventive maintenance is a planned

strategy employing cost-effective treatments (e.g.,

patching, joint sealing, diamond grinding, and so on)

that extend pavement life without increasing structural

capacity (Smith, Hoerner, and Peshkin 2008). Unlike

preventive maintenance, pavement rehabilitation adds

some structural capacity, usually through the application

of additional pavement thickness in the form of an

overlay (Harrington et al. 2008).

Figure 7.1 graphically illustrates a typical pavement

life, with pavement “condition” (e.g., level of distress,

roughness, structural capacity, and so on) plotted on

the vertical axis and time (or traffic) plotted on the

horizontal axis. The curved line represents pavement

performance over time, showing initially that pavement

condition slightly decreases with time as the

pavement ages and is subjected to traffic. After the initial

phase of the pavement life, performance decreases

at an increasing rate before finally leveling off once it

has reached a poor condition.

Figure 7.1 also shows typical “windows” in which

preventive maintenance and rehabilitation are applicable.

As can be seen, preventive maintenance is only

applicable when the pavement is in relatively good

condition and has significant remaining life. Thus,

a common precept is that preventive maintenance

is used to keep good pavements in good condition.

In some cases maintenance may be required on high

traffic lanes only, in which case detailing should avoid

elevation differences between lanes. Pavement rehabilitation

is appropriate after the pavement condition has

dropped to a point where it is no longer effective to

apply preventive maintenance. As can also be seen in

Figure 7.1, after the pavement condition has dropped

to a certain level—the pavement life is basically “used

up”—the only suitable treatment is reconstruction.

Figure 7.2 illustrates the monetary impact of treatments

applied at various pavement condition levels,

as represented by a generalized pavement condition

rating (PCR). It shows that $1.00 spent to maintain a

good pavement (PCR 60 to 100) in good condition is

equivalent to spending $4.80 to $7.00 on a pavement

having a PCR of 50 to 60. This cost jumps to $20.00

at a PCR of 40 to 50, and to $48.00 at a PCR less

than 40, illustrating the cost effectiveness of properly

applied preventive maintenance treatments.

The effects of preventive maintenance and rehabilitation

are illustrated in Figure 7.3. As can be seen, each

application of a preventive maintenance treatment provides

a small increase in condition, often translating to

increased smoothness. Thus, the application of timely

and appropriate preventive maintenance treatments

will keep a smooth pavement smooth for an extended

period of time. This is not only cost effective for the

agency responsible for maintaining the pavement but,

as discussed in Chapter 6, it also reduces the vehicle

operating costs as well as the environmental impact of

vehicles operating on the pavement.

Good

Preventive

Maintenance

Pavement Preservation Window

Pavement Condition

Rehabilitation

Maintenance

Reconstruction

60-100 Each $1.00 spent at PCR 60-100

PCR

50-60

Costs $4.80 to $7.00 at PCR 50-60

40-50 Costs $20.00 at PCR 40-50

Poor

0-40 Costs $48.00 at PCR 0-40

Time

Figure 7.1 Typical pavement performance

curve showing ideal times for the application

of pavement preservation, rehabilitation, and

reconstruction (Smith, Hoerner, and Peshkin 2008)

10 15 20

Years (age)

Figure 7.2 Comparison of treatment costs at

different pavement condition ratings (PCRs)

( Zimmerman and Wolters 2003)

56 Ch. 7. CONCRETE PAVEMENT RENEWAL Sustainable Concrete Pavements A Manual of Practice


At some point, preventive maintenance alone may be

incapable of maintaining the pavement in a smooth

condition indefinitely, and therefore the application of

a rehabilitation treatment is needed to restore structural

capacity. This is illustrated in Figure 7.3, where a

large improvement in condition is realized through the

application of the rehabilitation treatment. However,

the underlying condition of the original pavement

affects the life of the rehabilitation; thus, after rehabilitation,

pavement condition may decrease at a faster

rate than it does for a newly constructed pavement.

In summary, the concept of concrete pavement

renewal requires that preventive maintenance and

rehabilitation techniques be employed, using the right

treatment at the right time. To be cost effective while

reducing life-cycle environmental impact, preventive

maintenance treatments are applied to pavements in

generally good condition, keeping them smooth while

extending life. Over time, the structural capacity of

most pavements will need to be restored or increased,

at which juncture the use of pavement rehabilitation

techniques will be the best approach.

2. Pavement Evaluation

Overview

Determining “the right time” and the “right strategy”

(maintenance or rehabilitation) requires a thorough

pavement evaluation (Smith, Hoerner, and Peshkin

2008). Not understanding the pavement condition can

result in the application of an inappropriate treatment

and, consequently, either an early failure or wasteful

Good

Pavement Condition

Poor

Preventive

Maintenance

Rehabilitation

Time

Figure 7.3 Illustration of typical impacts of

preventive maintenance and rehabilitation on

concrete pavement condition (Smith, Hoerner, and

Peshkin 2008)

over-design. For example, a recent study of economic

and environmental life-cycle performance of concrete

pavements found that when the life of a rehabilitation

treatment was not fully utilized, it resulted in significant

environmental cost (Van Dam et al. 2011). Thus,

the first step in any preventive maintenance/rehabilitation

project is an evaluation of the existing conditions.

A typical concrete pavement evaluation will consist

of the following steps (Smith, Hoerner, and Peshkin

2008):

1. Review of historical data and records – This should

include a review of design reports, construction

plans and records, materials and soils properties,

past performance and maintenance records,

past and anticipated future traffic, and climatic

conditions.

2. Initial site visit and assessment – This consists of an

initial visit to assess general conditions and help

scope the future evaluation and includes general

distress observations, an assessment of roughness,

particularly sags and swells, and observation of

moisture problems.

3. Field testing activities – These may include detailed

distress and drainage surveys, nondestructive

deflection testing, roughness and friction testing,

and field sampling and testing.

4. Laboratory materials characterization – This may

include determining the strength and stiffness of

concrete and bound layers, petrographic analysis of

concrete, density, and gradation analysis. The focus

is on using the data to determine the overall pavement

condition, focusing on causative effects and

uniformity over the project length.

Upon completion of the evaluation, a determination

will be made whether the pavement is in good condition,

as defined by the owner, and possesses adequate

structural capacity to be suitable for preventive maintenance,

or whether the conditions are such that

structural improvement is required through the use of

rehabilitation. It is important to note that, if the pavement

is deteriorating due to a materials-related distress

(MRD) mechanism, such as alkali-silica reactivity or

freeze-thaw damage, it may not be a good candidate

for preventive maintenance strategies that do not

address the underlying distress mechanism.

Sustainable Concrete Pavements A Manual of Practice

Ch. 7. CONCRETE PAVEMENT RENEWAL 57


The following sections will discuss preventive maintenance

and rehabilitation treatments, and how their use

results in increased sustainability over the life cycle.

3. Preventive Maintenance

Treatments

Concrete pavement preservation treatments include

the following (Smith, Hoerner, and Peshkin 2008):

• Slab stabilization

• Partial-depth repair

• Full-depth repair

• Use of precast panels in full-depth repairs

• Retrofitted edge drains

• Load transfer restoration

• Diamond grinding and grooving

• Joint resealing and crack sealing

Not all projects will include all treatments. The most

common treatments that address ride quality are partial-

and full-depth repairs, load transfer restoration,

and diamond grinding. These are discussed below.

Cross stitching may be conducted on newer pavements

that have early-age cracks (ACPA 2006). When thin

bonded concrete overlays are constructed primarily to

restore ride quality rather than add structural capacity,

they may be considered as preventive maintenance

projects; overlays are described in detail under the

Rehabilitation section of this chapter.

Partial-Depth Repair

Partial-depth repairs are used to repair surface distress

that is isolated in the top one-third of the slab, restoring

ride quality and allowing for effective sealing of

joints (Frentress and Harrington 2011). This type of

distress is often found in the vicinity of joints and is

most often caused by the infiltration of incompressible

material into the joint that results in spalling as

the joint closes during warmer weather. Poor concrete

consolidation, localized areas of weak concrete, corrosion

of reinforcing steel, and the use of joint inserts

also contribute to the formation of surface distress that

can be addressed through partial-depth repairs. Traffic

is often a contributing factor, as joint displacement

can “pinch” the concrete at the surface and dislodge

concrete weakened by other factors.

The conventional repair sequence includes the following

(Smith, Hoerner, and Peshkin 2008):

1. Repair boundaries are determined, ensuring that all

the deteriorated/delaminated concrete is identified

for removal.

2. Concrete is removed using partial-depth saw cuts

to define repair boundaries and light-weight jack

hammers to carefully remove the concrete from

repair area.

3. Repair area is prepared by final removal of loose

material and cleaned using sand-blasting and

air-blasting.

4. Joint is prepared, including insertion of a compressible

material into the joint to prevent intrusion

of the repair material.

5. For some repair materials, bonding grout/agent

must be applied immediately prior to placement of

the repair material.

6. The patch material is placed in accordance with

manufacturer’s instructions.

7. The patch is cured for the specified time, often

using a white pigmented membrane curing

compound. Blankets may be required in cooler

weather.

A recent publication discusses how concrete removal

can be conducted quite efficiently using modern milling

machines in which rotating carbide teeth grind

away the existing concrete to the desired depth, leaving

a rough substrate that facilitates bonding of the

repair material (Harrington et al. 2011). See Figure

7.4. This technique has been used successfully in a

number of states, creating cost-effective, long-lasting

repairs.

Several materials are available for partial-depth repairs,

with the choice being driven by the desired time to

opening. Long-lasting, durable repairs have been created

using portland cement-based products, although

if the required time to opening is less than 12 hours,

often proprietary cementitious- or polymeric-based

materials are used (Smith, Hoerner, and Peshkin 2008,

58 Ch. 7. CONCRETE PAVEMENT RENEWAL Sustainable Concrete Pavements A Manual of Practice


Harrington et al. 2011). The selection of the repair

material is based on multiple factors that are assessed

as part of operations and maintenance.

Full-Depth Repair

Full-depth repairs, including full slab replacements,

are used to repair various types of structural distress

including transverse cracking, corner breaks, longitudinal

cracking, severely deteriorated joints (distress

extends deeper than one-third the slab depth), blowups,

and punch-outs. These distresses compromise

the structural integrity of the pavement system, and

the use of full-depth repairs restores the lost capacity

while improving ride quality. If the distress is present

through a large percentage of the project, full-depth

repairs may not be cost effective. Instead, a structural

rehabilitation using an overlay might be more effective

and potentially result in a more sustainable solution

(Smith, Hoerner, and Peshkin 2008).

Full-depth repairs of jointed concrete pavement are

accomplished according to the following steps:

1. Repair boundaries are identified, ensuring that the

entire potential extent of deterioration is incorporated.

Figure 7.5 illustrates that often the distress

at the bottom of the slab extends beyond what is

visible at the surface, and the effectiveness of the

repair is dependent on the complete removal of

deteriorated concrete.

2. The concrete is sawed the full depth of the slab,

ensuring a smooth face for restoration of load

transfer devices. Multiple saw cuts may be used to

facilitate removal of the concrete.

3. Concrete is removed in a way that minimizes

disruption to adjacent concrete and the underlying

base. The lift-out method, in which lift pins

are attached through drilled holes, has been found

to be most effective, although other methods have

also been successful.

4. The repair area is prepared by removal of loose

material, replacing it with compacted materials of

similar properties or with concrete. As compaction

within the confined repair area is difficult, replacement

with concrete is often the best approach.

5. Load transfer at the transverse edges of the repair

is restored through the use of steel dowels, which

are grouted into holes created using gang-mounted

drills.

6. Concrete is placed and finished in accordance with

appropriate specifications. Typically conventional

concrete can be used, although often a high-early

or even a very high-early strength mixture can

be selected. In general, it is best to use accelerated

strength gain mixtures only if the constraints

of the project dictate that early opening to traffic

is required, as the economic and environmental

impact of the repair material can be increased if

early strength gain is specified. Use of recycled

materials may help to balance this negative impact.

7. Curing is typically accomplished using a white

pigmented curing compound. Blankets may be

required in cooler weather and/or if accelerated

strength gain is desired.

Existing

Joint

Visual deterioration of surface

Dowel bar

Potential deterioration at bottom of slab

Figure 7.4 Damaged material has been milled out

in a partial-depth repair (photo courtesy of Dale

Harrington, Snyder and Associates)

Figure 7.5 Illustration of distress extent, with distress

at the bottom of the slab extending beyond that

observed at the surface (Smith, Hoerner, and

Peshkin 2008)

Sustainable Concrete Pavements A Manual of Practice

Ch. 7. CONCRETE PAVEMENT RENEWAL 59


Full-depth repairs are used when deterioration extends

beyond one-third the slab depth and safety and ride

quality are compromised. Well constructed full-depth

repairs should last for the life of the concrete pavement,

effectively restoring structural integrity and ride

quality, and are thus an important treatment used to

maintain concrete pavements over the life cycle.

Load Transfer Restoration

The restoration of load transfer is a technology that has

had a significant impact on improving the ride quality

of concrete pavements throughout the United States.

It was not uncommon in the past to construct jointed

plain concrete pavement (JPCP) without load transfer

devices, with the assumption that aggregate interlock

would be sufficient to maintain load transfer with

shorter joint spacing. Unfortunately, it has been found

that JPCPs constructed without load transfer devices

are susceptible to joint faulting, resulting in poor ride

quality even though the pavement is otherwise sound.

Further, in some jointed concrete pavements with load

transfer devices, faulting has occurred as heavy traffic

has eventually degraded the ability of the joint to

transfer load. In either case, load transfer restoration

has provided an avenue to restore the ability of load

to be shared across a joint, minimizing deflection and

reducing cracking, thus positively affecting remaining

life. Once load transfer is restored, the primary mechanism

causing faulting is eliminated. Assuming drainage

is also addressed using edge drains, and that the slabs

have been restored to desired elevations, the pavement

can then be diamond ground to improve ride quality.

Load transfer restoration is illustrated in Figure 7.6.

The current practice for restoring load transfer is as

follows (Smith, Hoerner, and Peshkin 2008):

joint is then caulked to prevent intrusion of repair

material

3. A dowel bar is placed in each slot. The dowel bar

is typically on a chair, coated with a bond breaker

and capped with an expansion cap on one or both

ends. A compressible insert is located at the bar

center to establish the joint in the repair. Figure 7.7

shows dowel bars adjacent to prepared slots, waiting

to be placed.

4. Repair material is placed in the slot according to

the manufacturer’s recommendations and consolidated

with a small, spud-type vibrator. The repair

is then finished and cured to minimize shrinkage.

The repair material is critical to the success of this

treatment. Most materials that are suitable for partial-depth

repair are suitable for this application.

Figure 7.6 Schematic illustration of load transfer

restoration (ACPA 2006)

1. Slots for dowel bars are created using gangmounted

saw blades mounted on specially

designed slot-cutting machines. Production rates

exceeding 2,500 slots per day are possible using

this method.

2. Each slot is prepared using a lightweight jack hammer

to carefully scalp the concrete from the slot

and then using a hammerhead to flatten the bottom

of the slot. The slot is then cleaned by sandblasting

and air-blasting to provide a surface with

which the repair material can bond. The existing

Figure 7.7 Dowel bars on chairs with end caps and

compressible inserts in place ready to be inserted

into prepared slots (IGGA 2010)

60 Ch. 7. CONCRETE PAVEMENT RENEWAL Sustainable Concrete Pavements A Manual of Practice


With the advent of slot-cutting machines, which

ensure good productivity and quality, load transfer

restoration has become a popular operation to address

poor load transfer that is common in undoweled JPCPs

and in older pavements in which load transfer has

been lost. In combination with diamond grinding, load

transfer restoration can be used to effectively maintain

a concrete pavement in a smooth condition over its

design life.

Diamond Grinding

Diamond grinding is applied to a concrete pavement

after partial- and full-depth repairs and load transfer

restoration, as well as slab stabilization and drainage

retrofitting. Using gang-mounted, closely-spaced

diamond saw blades, diamond grinding uniformly

removes a thin layer of concrete, restoring pavement

ride quality while improving skid resistance. This

treatment removes faulting, wheel path wear, surface

irregularities, and polished surface texture, replacing

them with a uniform surface that can be as smooth,

quiet, and safe as the originally constructed surface.

Figure 7.8 shows a close-up of a diamond ground

surface, showing how it is renewed without the need

to add any new material.

Diamond grinding has been in use for decades, having

been pioneered in California where it was first used

in 1965. California continues to routinely apply this

technique, finding that a ground pavement will maintain

its smoothness for 16 to 17 years before the need

to regrind, with some projects receiving three successive

grindings over their design life in regions without

studded tires or chains (Stubstad et al. 2005).

Figure 7.8 Diamond ground surface after years of

service (photo courtesy of The Transtec Group)

In general, pavements with faulting in excess of 0.125

in., IRI roughness of 63 to 90 in./mi, or wheel path

wear up to 0.375 in. are good candidates for diamond

grinding. More specifically, the following guidelines

apply (Smith, Hoerner, and Peshkin 2008):

• Exceedingly rough pavements having an IRI in

excess of 190 in./mi may be too rough to be successfully

ground in a cost-effective manner. In such

cases, rehabilitation through the use of an overlay

may be more appropriate (Correa and Wong 2001).

• Severe drainage problems must be addressed prior

to diamond grinding.

• Structural distress must be repaired prior to diamond

grinding.

• If load transfer efficiencies are below 60 percent,

load transfer restoration must be completed prior to

diamond grinding.

• The harder the aggregate, the more difficult and

expensive it is to grind. In some instances, it may

be cost prohibitive to effectively grind a concrete

made with extremely hard aggregates.

• If there is need for significant full-depth repair and

slab replacements, the structural life of the pavement

may be near its end and thus diamond grinding

would not be a good option.

• As with other preventive maintenance treatments,

if the pavement is deteriorating due to a materialsrelated

distress (MRD) mechanism, such as alkalisilica

reactivity or freeze-thaw damage, it may not

be a good candidate for diamond grinding.

As a treatment that can improve overall ride quality

and skid resistance in a cost-effective manner,

diamond grinding has the potential to significantly

improve vehicle fuel efficiency and safety, thus contributing

directly to improved sustainability. Also, there

have recently been efforts to remove asphalt overlays

from some concrete pavements that were overlaid

primarily to address ride quality issues (IGGA ND).

These pavements then undergo preventive maintenance

treatments and diamond grinding, returning

them into service as renewed concrete pavements. This

has the advantage of minimal future maintenance costs

as well as increased reflectivity, thus lowering life-cycle

environmental impact.

Sustainable Concrete Pavements A Manual of Practice Ch. 7. CONCRETE PAVEMENT RENEWAL 61


Summary

In summary, preventive maintenance plays a critical

role in keeping good pavements in good condition.

Treatments such as partial- and full-depth repair

replace deteriorated concrete while restoring ride

quality and structural integrity of the pavement. Load

transfer restoration slows the progression of future

faulting and, combined with diamond grinding which

eliminates existing faulting, results in the long-term

restoration of ride quality. Preventive maintenance

is thus a cost effective, low-environmental impact

approach to reducing vehicle operating costs and associated

emissions over the pavement life cycle.

4. Rehabilitation

As defined by Harrington et al. (2008), pavement

rehabilitation through an overlay can be considered as

minor rehabilitation or major rehabilitation, differentiated

primarily by the thickness of the overlay and the

degree to which structural capacity is increased. As

mentioned previously, thin bonded concrete overlays

are constructed primarily to restore surface quality

and are generally considered to be preventive maintenance

projects. Bonded concrete overlays may also be

considered minor rehabilitation in that they generally

add some structural capacity to pavements. Unbonded

concrete overlays, which are generally 4-in. thick or

more, comprise minor and major rehabilitation projects,

involving structural enhancements that extend

service life.

Concrete overlays can be placed on existing concrete,

asphalt, and composite pavements. This chapter,

however, focuses on overlays of existing concrete

pavements. Various pavement conditions for which

different types of concrete overlays are appropriate are

illustrated in Figure 7.9.

Bonded Concrete Overlays

In certain circumstances, a bonded concrete overlay

provides a good treatment option to eliminate surface

defects (e.g., extensive scaling, poor aggregate friction

characteristics, and so on), infill a milled section,

and/or increase the structural capacity of an existing

concrete pavement, while meeting vertical clearance

requirements. In general, the existing concrete pavement

must be in good structural condition. The keys

to successful use of a bonded concrete overlay are as

follow (Harrington et al. 2008):

• The existing substrate pavement surface must be

thoroughly prepared and cleaned to enhance the

bond between it and the overlay.

• The coefficient of thermal expansion of the overlay

concrete must be similar to that in the substrate

concrete.

• Working cracks in the existing pavement must be

repaired, or the overlay should be sawed over them to

prevent uncontrolled reflective cracking in the overlay.

• Existing joints must be in fair to good condition or

repaired.

• Joint sawing must be done promptly following construction

of the overlay.

• Transverse joints in the overlay must be sawed full

depth plus 0.5 in., whereas longitudinal joints must

be sawed to half the overlay thickness.

• Joints in the overlay must align with those in the

underlying pavement.

• The width of the transverse joints in the overlay must

be the same or greater than the width of the crack in

the transverse joints in the underlying pavement.

• Curing compound must be applied in a timely and

thorough fashion.

As the name implies, a good bond between the overlay

and the existing substrate pavement must be achieved

during construction and must be maintained during the

life of the pavement, as the loss of bond will result in

premature failure of the overlay. Thus, great care must

be exercised during construction to ensure that the

substrate is properly prepared, that construction is done

as specified, that the joints are sawed promptly and to

the correct depth, and that curing is conducted expeditiously

and with care. The following is a summary of

the bonded concrete overlay process (Harrington et al.

2008):

1. Pavement evaluation – The pavement should be

thoroughly evaluated to ensure that it is a good candidate

for a bonded concrete overlay. In general, it

must be structurally sound, relatively free of distress,

and must not be suffering from an MRD.

62 Ch. 7. CONCRETE PAVEMENT RENEWAL Sustainable Concrete Pavements A Manual of Practice


2. Overlay design – Bonded concrete overlays are typically

2- to 5-in. thick, and thickness is commonly

designed using the AASHTO (1993) Guide for

Design of Pavement Structures, although the use of

the new AASHTO Darwin-ME design will continue

to grow in popularity. Conventional concrete mixtures

have been successful in constructing bonded

concrete overlays. Joint design must match the

existing concrete pavement.

3. Pre-overlay repair – Pre-overlay repair is essential

for the successful performance of bonded concrete

overlays. Table 7-1 provides recommendations

regarding the type of distresses that require repair

and suitable treatments. As the overlay is intimately

bonded to the substrate, existing distress will have

a tendency to reflect through unless addressed.

After repairs are conducted, the surface should

be roughened and thoroughly cleaned to enhance

bonding.

4. Construction – Key elements of construction

include concrete placement, curing, and joint

sawing. Although conventional construction

techniques are used, curing is especially critical

because the thinness of the layer gives it a

high surface area to volume ratio, making it very

susceptible to moisture loss. Also, as the underlying

pavement will continue to move in response to

changing temperatures, it is critical that joint sawing

be initiated as soon as possible to minimize the

chance for random cracking.

When well designed and constructed correctly, a

bonded overlay will extend the life of a concrete pavement

for decades, providing a sustainable solution to

correct specific problems in an existing structurally

sound concrete pavement. See Figure 7.10.

Table 7.1 Pre-Overlay Repair Recommendations for

Bonded Concrete Overlays (Harrington et al. 2008)

Existing

Pavement Distress

Spot Repairs to Consider

Reflective cracking is likely if no

Random cracks repairs are made; use crack cages or

full-depth repairs for severe cracks

Faulting

Slab stabilization

Pumping

Slab stabilization

Asphalt patch

Replace with concrete patch to

ensure bonding

Joint spalling Partial-depth repair

Scaling

Remove with cleaning

Figure 7.10 Bonded overlay

Existing pavement condition

before treatment

Preventive

maintenance

Minor

rehabilitation

Bonded

on

Concrete

Major

rehabilitation

Unbonded

on

Concrete

Reconstruction

Bonded

on Asphalt

or

Composite

Unbonded

on Asphalt

or

Composite

Time

Figure 7.9 Typical applications for bonded and unbonded concrete overlays on existing concrete and

asphalt/composite pavements (Harrington et al. 2008)

Sustainable Concrete Pavements A Manual of Practice Ch. 7. CONCRETE PAVEMENT RENEWAL 63


Unbonded Concrete Overlays

Unbonded concrete overlays have been successfully

used in the rehabilitation of concrete pavements for

decades and are viable treatments to address concrete

pavements with some structural deterioration. Since

the overlay is essentially designed as a new concrete

pavement, it can restore load-carrying capacity, providing

a new riding surface and extending pavement life.

The overlay has an effective service life similar to a

newly constructed concrete pavement.

Unbonded concrete overlays are typically 6- to 11-in.

thick, depending on the anticipated traffic and the

condition of the underlying pavement (Harrington et

al. 2008). As the name implies, the overlay is purposely

separated from the underlying slab; that is, it is

designed independently, considering the existing pavement

as a base. As such, unbonded concrete overlays

do not require extensive pre-overlay repair, nor do

joints need to be matched with those in the underlying

slab. The keys to effectively using an unbonded

overlay are as follow (Harrington et al. 2008):

• The existing pavement is in poor condition but is

stable and uniform. Material-related distress (MRD)

is not a concern as long as continued expansion

will not result in blow-ups.

• Ideal applications are existing pavements that

require significant improvement in structural capacity

and/or serviceability (ride quality, skid resistance,

and so on).

• Full-depth repairs are conducted only in isolated

locations where structural integrity must be

restored.

• Traditionally, the overlay is separated from the

underlying pavement through the use of a thin

(1-in.) asphalt layer. Recent use of a thick, nonwoven

geotextile as the separation layer has been

promising, and this strategy is likely to grow in

acceptance (Rasmussen and Garber 2009).

• Faulting is generally not a problem if it is 0.38 in.

or less and if a 1-in. thick asphalt separation layer

is used.

• Joint sawing must be done promptly following construction

of the overlay.

• Shorter joint spacing than normal is often needed

to reduce stresses due to temperature curling.

• Joints do not need to be matched or purposely

mismatched.

As the overlay is isolated from the underlying pavement,

this treatment is ideal for concrete pavements

that are near or at the end of their life but can still

provide good, uniform support for the new overlay.

The following is a summary of the unbonded concrete

overlay process (Harrington et al. 2008):

1. Pavement evaluation – The existing pavement

should be evaluated to ensure that it can provide

good uniform support for the unbonded concrete

overlay and, if not, to determine what actions are

needed to obtain uniformity. Although a candidate

pavement can be suffering MRD, the evaluation

should confirm that future expansion will not result

in blow-ups of the underlying pavement in time.

2. Overlay design – Unbonded concrete overlays are

typically 6- to 11-in. thick, and thickness is commonly

designed using the AASHTO (1993) Guide

for Design of Pavement Structures, although the use

of the new AASHTO mechanistic-empirical design

will continue to grow in popularity. The separation

layer has traditionally been a 1-in. thick hot-mix

asphalt surface course, although the use of thick,

nonwoven geosynthetics is showing promise. Conventional

concrete mixtures have been successfully

used in constructing unbonded concrete overlays.

Joint design includes the use of dowel bars for

unbonded overlays 8-in. thick or greater and the

use of short joint spacing to minimize temperature

curling stresses. Typical joint spacing is shown in

Table 7-2. Drainage must be considered to avoid

damage to the asphalt separation layer. Edge support

should be provided with tied concrete shoulders

in lieu of widened overlay slabs to avoid high

curling stresses.

3. Pre-overlay repair – Typically only distresses resulting

from major loss of structural integrity require

pre-overlay repair for unbonded concrete overlays.

Table 7-3 provides recommendations regarding the

type of distresses that require repair and suitable

treatments.

64 Ch. 7. CONCRETE PAVEMENT RENEWAL Sustainable Concrete Pavements A Manual of Practice


4. Construction – Key elements of construction include

concrete placement, curing, and joint sawing.

Although conventional construction techniques are

used, curing is especially critical if a relatively thin

unbonded overlay is used because of the high surface

area to volume ratio, making it very susceptible

to moisture loss. Also, it is critical that joint sawing

be initiated as soon as possible to minimize the

chance for random cracking, as the underlying high

level of restraint and stiff support will result in rapid

development of tensile stresses.

Unbonded concrete overlays continue to enjoy popularity

as an excellent strategy for the rehabilitation of

concrete pavements nearing the end of their useful life.

See Figure 7.11. The overlay has all of the sustainability

advantages inherent in a newly constructed concrete

pavement, without the added economic and environmental

costs associated with crushing and removing

the existing pavement and transporting and compacting

new base material. In effect, the agency retains and

builds on the equity invested in the original pavement.

The amount of fuel used to construct an overlay

is reportedly considerably less than that used for

new construction, thereby reducing the impact of the

rehabilitation. Further, traffic delays during construction

are minimized, as the existing pavement provides

an excellent working platform, minimizing delays due

to weather that can be problematic when removing the

existing pavement and constructing the base. Finally,

since unbonded concrete overlays are typically thinner

than a newly constructed pavement designed for the

same traffic loading, unbonded overlays provide additional

economic and environmental benefits through

the use of less material. In combination, these factors

make unbonded overlays a very sustainable treatment

option to rehabilitate pavements nearing the end of their

useful life.

Table 7.2 Recommended Transverse Joint Spacing

for Unbonded Concrete Overlay (Harrington et al.

2008)

Unbonded Resurfacing

Thickness

Maximum Transverse

Joint Spacing

< 5 in. (125 mm) 6 x 6 ft (1.8 x 1.8 m) panels

5–7 in. (125–175 mm)

> 7 in. (175 mm) 15 ft (4.6 m)

Spacing in feet =

2 times thickness in inches

Table 7.3 Pre-Overlay Repair Recommendations

for Unbonded Concrete Overlays (Harrington et al.

2008)

Existing Pavement

Condition

Faulting 0.25–0.38 in.

(6–10 mm)

Faulting > 0.38 in.

(10 mm)

Significant tenting

Badly shattered slabs

Significant pumping

Severe joint spalling

CRCP with punchouts

or other severe damage

Possible Repairs to

Consider

None

Thicker separation layer

Full-depth repair

Full-depth repair

Full-depth spot repair and

drainage improvements

Clean

Full-depth repair

5. Summary

The application of proper concrete pavement preventive

maintenance and rehabilitation strategies is essential to

extend the life of a concrete pavement while ensuring

that it remains in a structurally sound, smooth, and safe

condition over its life cycle. Applying the right strategy

at the right time contributes to the overall sustainability

of the pavement by ensuring it meets or exceeds its

Figure 7.11 Unbonded overlay

Sustainable Concrete Pavements A Manual of Practice Ch. 7. CONCRETE PAVEMENT RENEWAL 65


design life with minimum impact. Not only are economic

savings maximized, but the negative economic

and environmental impacts of vehicle operations are

minimized as well, while the pavement is maintained

in a safe condition. The techniques described in this

chapter offer a variety of preventive maintenance tools

to address deterioration that results from usage and

time. In particular, the use of load transfer restoration

and diamond grinding has been shown to extend

the life of a concrete pavement in a very cost-effective

and environmentally friendly manner. As a concrete

pavement nears the end of its useful life, it can be

rehabilitated through the use of an unbonded overlay,

essentially constructing a new concrete pavement on

the surface of the old pavement. Thus, an engineer

skilled in the use of these and other strategies in the

pavement preventive maintenance and rehabilitation

toolkit can sustainably manage concrete pavements

into perpetuity.

6. References

American Association of State Highway and Transportation

Officials (AASHTO). 1993. Guide for Design of

Pavement Structures. Washington, D.C.: AASHTO.

American Concrete Pavement Association (ACPA).

2006. Concrete Pavement Field Reference–Preservation

and Repair. Report EB239P. Skokie, IL: ACPA.

Correa, A., and B. Wong. 2001. Concrete Pavement

Rehabilitation–Guide for Diamond Grinding. Report No.

FHWA-SRC-1/10-01(5M). Washington, D.C.: FHWA.

Frentress, D.P, and D.S. Harrington 2011 (draft). Guide

for Partial-Depth Repair of Concrete Pavements. Ames,

IA: National Concrete Pavement Technology Center,

Iowa State University.

Harrington, D., et al. 2008. Guide to Concrete Overlays–

Sustainable Solutions for Resurfacing and Rehabilitating

Existing Pavements, 2 nd Ed. Ames, IA: National Concrete

Pavement Technology Center, Iowa State University.

(www.cptechcenter.org/publications/overlays/

guide_concrete_overlays_2nd_ed.pdf.; accessed

August 5, 2011)

International Grooving and Grinding Association

(IGGA). ND. Buried Treasure: Discover Value With CPR.

West Coxsackie, NY: IGGA.

IGGA. 2010. Dowel Bar Retrofit Effective for CPR. West

Coxsackie, NY: IGGA.

Rasmussen, R., and S. Garber. 2009. Nonwoven Geotextile

Interlayers for Separating Cementitious Pavement Layers:

German Practice and U.S. Field Trials. Washington,

D.C.: FHWA. (http://international.fhwa.dot.gov/pubs/

geotextile/geotextile.pdf; accessed August 17, 2011)

Smith, K.D., T.E. Hoerner, and D.G. Peshkin. 2008.

Concrete Pavement Preservation Workshop–Reference

Manual. Washington, D.C.: FHWA. (www.cptechcenter.org/publications/preservation_reference_manual.

pdf; accessed August 5, 2011)

Stubstad, R., M. Darter, C. Rao, T. Pyle, and W. Tabet.

2005. The Effectiveness of Diamond Grinding Concrete

Pavements in California. Final Report. Sacramento, CA:

California Department of Transportation.

Van Dam, T., and P. Taylor. 2009. Building Sustainable

Pavements With Concrete. Ames, IA: National Concrete

Pavement Technology Center, Iowa State University.

(www.cproadmap.org/publications/sustainability_briefing.pdf;

accessed Dec. 5, 2011)

Van Dam, T., J. Meijer, P. Ram, K. Smith, and J.

Belcher. 2011. “Consideration of Economic and Environmental

Factors Over the Concrete Pavement Life

Cycle–A Michigan Study.” Proceeding of the International

Concrete Sustainability Conference. Boston, MA.

Zimmerman, K.A., and A.S. Wolters. 2003. Pavement

Preservation: Integrating Pavement Preservation Practices

and Pavement Management. Reference Manual, NHI

Course 131104. Arlington, VA: National Highway

Institute.

66 Ch. 7. CONCRETE PAVEMENT RENEWAL Sustainable Concrete Pavements A Manual of Practice


Chapter 8

END OF LIFE RECYCLING CONCEPTS

AND STRATEGIES

David Gress

The ultimate goal of recycling is to achieve a zero

waste stream target utilizing all byproduct materials

encountered in the rehabilitation or reconstruction of

a concrete pavement. Not only is this economically

advantageous but in addition local recycling minimizes

environmental impact by reducing the carbon footprint,

embodied energy, and emissions and enhances

social good by reducing the need for landfills and the

extraction of nonrenewable raw materials. Achieving

this goal ensures that a balance is struck among the

economic, environmental, and social factors that are

considered in the construction of concrete pavements.

As discussed in Chapter 2, the concept of recycling

must be viewed as a cradle-to-cradle undertaking as

opposed to past thinking of cradle to grave. There is no

practical grave for materials used in modern sustainable

infrastructure, only a new beginning which allows

application of current technologies to achieve the goal

of zero waste in the rehabilitation and reconstruction

of concrete pavements.

Driven by cost, need, limited resources, and an environmental

awareness of the benefits of sustainability,

concrete pavement recycling technology continues to

advance. In the past, economic cost was the driving

force that encouraged recycling, yet this is beginning

to change. Although cost will remain an important

driver, the social and political awareness of the need

to be sustainable has recently become more significant.

This is especially true in regions of high population

density where limited availability of construction

materials very often leads to cost-effective options for

recycling concrete pavements into new recycled concrete

and unbound base material. In addition, land-use

sensitivities, traffic considerations, as well as overall

cost are also of greater importance in urban areas. The

benefits of recycling include the following:

• Economic savings

• Reduced use of limited nonrenewable raw materials

• Decreased demand for fuel and associated emissions

from transport of waste to landfill and of new

materials to the site

• Improved land use, by minimizing both the need

for landfills and the need to develop more land for

resource extraction

Sustainable Concrete Pavements A Manual of Practice Ch. 8. END OF LIFE RECYCLING CONCEPTS AND STRATEGIES 67


1. Introduction to Recycled

Concrete

A subtle but important benefit of recycling concrete is

the potential benefit of reducing atmospheric carbon

dioxide (CO 2 ) through carbon sequestration. The paste

of the original concrete has approximately 25 percent

free calcium hydroxide (CH) which is potentially

capable of sequestering a significant amount of the carbon

dioxide that was initially released during cement

manufacturing due to the calcination of the limestone

(calcium carbonate). Sequestration is simply the process

of reversing the calcination that occurred in the

kiln when atmospheric CO 2 reacts with CH present

in the hardened concrete to form calcium carbonate

(CaCO 3 ). The rate of sequestration varies directly

with temperature, surface area, relative humidity, and

concentration of CO 2 . Work through the Recycled

Materials Resource Center (RMRC) at the University

of New Hampshire has shown the potential benefit of

sequestering carbon dioxide using the free CH found

in recycled concrete aggregate (RCA).

Sequestering is more efficient when RCA is used as

base material due to favorable environmental conditions

in a pavement subsurface base system as compared

to concrete exposed during normal service

which carbonates slowly due to minimum exposed

surface area, low moisture contents, and low matrix

permeability (Gardner 2007). When concrete is

crushed the resulting RCA has increased surface area

exposing more CH to the atmosphere which accelerates

the rate of carbonation (Haselbach and Ma 2008).

Even though concrete recycling is a proven technology,

it is not uncommon for the public as well as some

governmental agencies to discredit its benefits due to

a perception that the concrete is a waste material and

therefore of little use. Overcoming this requires a positive

attitude among the various stakeholders including

the responsible transportation agency, the environmental

agency in control, contractors, producers, and

the public. Success requires a common understanding

that recycled concrete is not a waste product and that

concrete has added value after it has been removed

and processed. To be successfully utilized, recycled

concrete must be viewed as another source of aggregate

with characteristics and value equivalent to the

aggregate material it replaces ton for ton.

Additional information on the use of recycled concrete

in transportation infrastructure can be found in the

following resources:

• FHWA (1997)

• FHWA (2007)

• AASHTO M 319, Reclaimed Concrete Aggregate for

Unbound Soil-Aggregate Base Course

• AASHTO MP 16, Reclaimed Concrete Aggregate for

Use as Coarse Aggregate in Hydraulic Cement Concrete

• ACPA Engineering Bulletin 043P, Recycling Concrete

Pavements

2. RCA Properties

It is important for users to understand the physical,

chemical, and mechanistic properties of RCA in relation

to its proposed uses. In general, hydraulic cement

concrete can easily be processed into RCA, which

has added value as an aggregate replacement in new

concrete, as a dense graded base material, as drainable

base material, or as fine aggregate; see Figure 8.1.

These RCA materials are recognized by ASTM and

AASHTO as viable aggregates, and there is no need to

request or apply for exceptions to standard specifications

when they are utilized as new aggregate substitutes.

Generally speaking, normal test criteria and

specifications that apply for conventional aggregate

also apply for RCA materials.

Figure 8.1 Recycled concrete aggregate (RCA)

(photo courtesy of Jim Grove, FHWA)

68 Ch. 8. END OF LIFE RECYCLING CONCEPTS AND STRATEGIES Sustainable Concrete Pavements A Manual of Practice


Thorough discussions of the typical properties of RCA

are found elsewhere (FHWA 2007, ACPA 2009, Obla

et al. 2007).

Physical Properties

RCA is an engineered processed material that has

properties dependent on its proposed use. For

instance, if its proposed use is an aggregate in concrete

then RCA must be processed to a higher standard than

if it were to be used as unbound, stabilized or drainable

base.

RCA is processed to meet the same application criteria

as required of any new aggregate. Although RCA must

pass the same testing requirements, it has unique characteristics

which vary from conventional aggregate.

For instance RCA consists of a combination of original

aggregate and old mortar and is very angular with

superior properties when used as a base material. The

quality of RCA concrete depends on the amount of

mortar that remains attached to the original aggregate.

If processing is such that little mortar remains and no

fines smaller than #4 sieve are used, the properties of

the RCA will be similar to the properties of the original

aggregate. On the other hand, if significant mortar

remains and excessive fines are used, the properties

of the RCA will significantly impact those of the new

concrete, compromising its performance compared

to concrete made with the original aggregates. This

uniqueness must be accounted for so that the RCA can

be used to its best value application. Essentially any

grading can be achieved by varying processing procedures

such as type of crusher.

The added quality value of RCA varies depending on

the application requirements of its use:

• RCA concrete: highest added value

• Drainable base: high added value

• Unbound base: intermediate added value

• Stabilized base: lowest added value

One of the major differences between RCA and conventional

aggregate is the absorption capacity due to

the presence of the mortar fraction on the recycled

particles. Absorption increases inversely with particle

size, and thus substitution of fine aggregate with RCA

at a rate in excess of 30 percent can result in decreased

concrete strength and the development of undesirable

finishing issues.

Although normally not problematic, the abrasion resistance

of RCA, as determined by the Los Angeles Abrasion

(LAB) test, is often reduced due to the presence of

the mortar fraction. The presence of materials-related

distress in concrete that is to be recycled, such as ASR

and D-cracking, has no effect on the RCA unless it is

to be used as aggregate in new concrete. The potential

for future D-cracking in the new concrete can be

mitigated by reducing the maximum size of the RCA

to ¾ in. or less. Similarly, ASR can be mitigated by

using normal mitigating techniques commonly used

for conventional concrete (AASHTO 2010, Gress et al.

2003 and 2005).

The mortar fraction of the RCA contains CH as a

byproduct of portland cement hydration which when

in the presence of water goes into solution. This solution

can react with atmospheric CO 2 and form a solid

material called tufa which in the presence of fines

can reduce the flow in improperly designed drainage

systems using RCA. Conditions which lead to this are

easily prevented in drainable bases (Wade et al. 1995).

Chemical Properties

The paste component of mortar adhering to the RCA

particles significantly influences the overall alkalinity

of RCA. The CH of a typical paving concrete is on the

order of about three percent by mass of the original

concrete. Calcium hydroxide in a saturated solution

(1.8 grams per liter at room temperature) creates a

basic pH of 12.4. Although this is a low solubility, the

CH is mobile through the pore system in the mortar

paste. Water draining through base material is thus

expected to have a basic pH above neutral caused

directly by the CH going into solution. A drainage base

effluent, except for unusually slow or stagnant flow or

the very first flushing of RCA with a high fines content,

will never be supersaturated, so the pH will be

significantly less than 12.4. Regardless, once the effluent

exits the drainage system, the pH will quickly be

reduced towards neutral by either dilution with water

or neutralization with soils and organics.

Sustainable Concrete Pavements A Manual of Practice Ch. 8. END OF LIFE RECYCLING CONCEPTS AND STRATEGIES 69


RCA produced from concrete located in the northern

tier of the United States may contain high levels of

chloride from the use of deicers which could cause

corrosion of steel reinforcement when used in CRCP

and JRCP applications. This can be mitigated through

the use of noncorrosive steel, steel with a corrosion

resistant coating, and/or corrosion inhibitors, and by

washing the RCA prior to use in concrete.

RCA that is obtained from a concrete source that has

been affected by ASR must be evaluated for remaining

expansion potential if it is to be used as an aggregate

substitute in new concrete and proper mitigation strategies

employed if expansion potential still exists. ASR

is not an issue if the RCA is to be used in unbound

layers including drainable base, dense-graded bases,

subbase, or fill material (Saeed et al. 2006).

Mechanical Properties

The mechanical properties of RCA are a function of

the quality and size of the particles. This is the direct

result of the effect of the mortar fraction which is

inversely related to the fineness. Generally the coarse

fractions have the least mortar so the properties of

particles larger than a #4 sieve (4.75 mm) have properties

similar to the original aggregate whereas the fines

have inferior properties compared to the original fine

aggregate. Generally RCA can be processed to have

more than adequate values of abrasion resistance,

soundness, and bearing strength.

3. RCA used in Concrete

State agencies have utilized RCA as aggregate in

concrete pavements with well documented field performance,

and surveys have been completed on the

original RCA concrete pavements to validate their performances

(Wade et al. 1995, Gress et al. 2009). The

results of these field investigations indicate that it is

possible to produce pavements from recycled hydraulic

cement concrete that are equivalent in all aspects to

pavements made with conventional aggregates. These

pavements were shown to be performing just as well

as their controls after 18 to 26 years of traffic (Gress et

al. 2009). However, a survey conducted by the FHWA

in 2004 when several states were visited to discuss

their current recycling procedures confirmed that 100

percent of the concrete pavements that were being

replaced were recycled into unbound base and drainage

material rather than RCA concrete.

Properties of Plastic RCA Concrete

The higher porosity and rough surface texture of RCA

has an effect on the plastic properties of new concrete.

The extent of the effect is a function of the mortar

fraction adhering to the RCA particles as well as the

angularity of the particles. Generally, as the amount of

mortar increases the effect on workability and finishability

can become problematic. Limiting the amount

of fines, which contain most of the old paste fraction,

to 25 percent minimizes water demand increase

(slump constant) by approximately 15 percent (Buck

1973, Mukai et al. 1973). The effect of harshness is

easily controlled at the maximum level of substitution

(30 percent) with the use of supplementary cementitious

materials (SCMs) and water-reducing admixtures.

When used in concrete RCA has the tendency to absorb

water and reduce slump as discussed above. The impact

of this is easily controlled by applying the same fundamental

pre-batching procedures successfully used with

lightweight concrete. This is recommended instead of

adding additional water during mixing.

Entrained air is not affected by RCA; however, the ability

to entrap high amounts of air due to the angularity

and rough surface area of the RCA makes it necessary

to increase the total amount of air by approximately

one percent to assure a good air-void system is developed

(Vandenbossche and Snyder 1993).

The measurement of air content with a normal pressure

meter is problematic unless it is specially calibrated

for the RCA being used due to the compressible

air in the voids within the old paste fraction of

the mortar (Fick 2008). Use of a volumetric method

of determining air content (Roll-a-Meter or air-void

analyzer) avoids the potential issues of measuring air

within the RCA in plastic concrete.

Properties of Hardened RCA Concrete

The physical properties of RCA can be engineered to

achieve properties in new concrete similar to, or even

better than, the original concrete. This is accomplished

70 Ch. 8. END OF LIFE RECYCLING CONCEPTS AND STRATEGIES Sustainable Concrete Pavements A Manual of Practice


by taking into consideration the properties of the

original mortar, the original aggregate, RCA grading,

substitution amount, and use of SCMs and admixtures.

Concrete containing RCA is easily engineered to satisfy

the design of any pavement by applying basic concrete

technology to specify a given mix design.

• Strength – The strength of RCA concrete can be easily

engineered to be less than, equivalent to, or even

superior to the original concrete made with natural

aggregates. The primary influence is the amount of

RCA fines (material passing the #4 sieve) that are

used in the mix design. Strength generally decreases

with increased fines; however, each mix is unique

with respect to the optimum amount of fines. In

general, if the substitution of RCA fines is restricted

to less than approximately 25 percent, the strength

of the RCA concrete will be similar to that of new

concrete made with natural aggregate. Higher substitution

of RCA lowers the strength. When admixtures

and SCMs are not utilized to enhance RCA

concrete, strength can be reduced as much as 24

percent when only coarse RCA is used and as much

as 40 percent when both coarse and high amounts

of RCA fines are utilized (Hansen 1986). These

reductions have been shown to be the direct result

of the mortar content of the RCA (Snyder 1994).

• Modulus of elasticity – Like strength, the static

modulus of elasticity of RCA concrete is also

inversely related to the RCA mortar content and

the mix design of the new concrete. When admixtures

are not utilized to enhance the new concrete,

the elastic modulus can be reduced as much as 30

percent when only coarse RCA is used, and up to

40 percent when both coarse and high amounts of

RCA fines are utilized (ACI 1994).

• Relative density – The relative density of RCA concrete

is up to 15 percent lower due to the lighter

weight mortar fraction than concrete manufactured

using natural aggregate (Hansen 1986). An

advantage of reduced relative density is the inflated

volume relative to the weight of the RCA concrete

allowing more concrete to be produced than

removed from a given recycling project.

• Volumetric stability – The wetting and drying shrinkage

of RCA concrete is also directly affected by

the mortar content. Aggregates with lower elastic

moduli experience higher wetting and drying strain

due to significantly less restraint when the new and

old paste wets and dries. Concrete can be expected

to have 20 to 50 percent higher wetting and drying

shrinkage when it contains coarse RCA and natural

sand, and 70 to 100 higher shrinkage when it

contains both coarse and fine RCA (ACI 1994).

Higher moisture sensitivity requires more detailed

consideration of joint design in JPCP than would be

necessary in normal concrete.

The coefficient of thermal expansion of concrete

made with RCA is approximately 10 percent higher

than the original concrete made from any specific

aggregate, but in some cases may be as much as

30 percent higher. And, as with wetting and drying,

temperature induced strains merit more detail

in establishing joint spacing to alleviate potential

warping and curling stresses in pavements.

Creep of RCA concrete, typically 30 to 60 percent

higher than concrete containing natural aggregates,

is also increased due to higher paste content.

Designing for the effect of creep is similar to what

is done with lightweight aggregate concrete (ACI

1994).

• Permeability – The permeability of concrete made

with RCA is highly affected by the water-tocementitious

material (w/cm) ratios of both the

original and new concrete. The old paste adhered to

the RCA particles creates a short circuit for movement

of water through RCA concrete if the new

w/cm ratio is less than the original. The ability of

water to be transported through RCA concrete can

be engineered to be less than, equal to, or greater

than the original concrete by varying the w/cm ratio

of the concrete containing RCA, resulting in permeability

ranging from less than to more than 500

percent greater than the original concrete.

• Durability – The durability of RCA concrete is

not significantly different from that of the source

concrete. Freezing and thawing resistance, for

instance, is not an issue with RCA concrete providing

the new paste contains an adequate air-void

size distribution. The issue is more in evaluating

the air content as discussed in the plastic concrete

section. D-cracking, a special case of freeze-thaw

distress, has been shown to be improved when the

Sustainable Concrete Pavements A Manual of Practice Ch. 8. END OF LIFE RECYCLING CONCEPTS AND STRATEGIES 71


maximum size of the RCA particles is restricted to

less than the critical size to cause D-cracking (Sturtevant

2007, Gress et al. 2009).

• Alkali-silica reactivity – Concrete containing RCA

may have potential for ASR if the source concrete

contained alkali-reactive aggregate. It cannot be

assumed that ASR will not develop in the new concrete

if special control measures are not taken. If the

RCA contains reactive aggregate, mitigation strategies

must be developed, even if expansive ASR did

not develop in the original concrete. Petrographic

examination and remaining ASR potential expansion

tests are recommended to make this judgment

(Stark 1996, Gress et al. 2000a and b, FWHA 2009).

Severely ASR-damaged concrete has been successfully

recycled into new concrete with little evidence

of recurrent ASR damage (Gress et al. 2009). If SCM

is used as a means to mitigate ASR in RCA concrete,

the appropriate dosage levels should be determined

by using ASTM C 1567. Other mitigating techniques

include admixtures such as lithium nitrate

and low alkali cement.

• Carbonation and corrosion – Research indicates that

rates of carbonation of concrete containing RCA

is up to 65 percent higher than that of concrete

containing only natural aggregate (Gardner 2007).

From a sustainability view, reducing atmospheric

CO 2 through carbonation is very beneficial; however,

for reinforced structures, increased carbonation

can cause more rapid corrosion of embedded

steel reinforcing if the carbonation front reaches the

depth of the steel, particularly in locations where

chloride concentrations are high. These rates and

depths of carbonation significantly decrease with

reduced w/cm ratios (Rasheeduzzafar and Khan

1984).

4. RCA in Foundations

RCA has several applications as support material.

RCA as Unbound Base Material

Recycling concrete pavements into RCA is a viable

alternative for unbound base course construction.

RCA as a rule is considered a superior material for

unbound applications such as bases when compared to

conventional new aggregate; however, RCA may have

higher value for use in other sustainable applications

such as replacing natural aggregate in new concrete.

From an environmental perspective, the use of RCA

as unbound base material has very significant benefits

including lowering CO 2 emissions, reducing transportation

fuel consumption, lessening the use of higher

valued natural aggregate, and sequestering of CO 2

through carbonation of the CH within the increased

surface area of the RCA particles.

While it is estimated that 100 percent of replaced

concrete pavements are recycled, approximately 70

percent of all state agencies utilize RCA as unbound

base course (RMRC Survey 2011). RCA has similar

or better properties than natural aggregate that are

essential for high-quality base course construction.

For instance RCA has rougher surface texture, higher

shear strength, higher rutting resistance, and higher

resilient modulus. These exceptional qualities allow

for unrestricted use of RCA as base materials up to and

including 100 percent substitution of new aggregate.

Environmental evaluation is not necessary when RCA

is used for base, subbase, and subgrade improvement.

Pavements with a materials-related distress such as

ASR, D-cracking, or freeze-thaw distress can be effectively

used as unbound base material without concern

of reduced performance. The only exception, although

rare, is that in areas where an external source of sulfate

is present, RCA should be utilized with great caution

(Saeed et al. 2006). In such areas where exposure to

sulfate is possible from subgrade soils, ground water,

or other external sources, the existing concrete must

be extensively evaluated for expansion resulting from

ettringite formation.

It is generally accepted that after unbound RCA base

is compacted, its strength and stiffness increase. A

misinterpretation of this phenomenon is that this is

due to hydration of unhydrated portland cement contained

within the paste portion of the RCA. Instead,

the increased stiffness is credited to the carbonation

of very soluble CH released by the RCA in the presence

of moisture, which is constantly available in the

subsurface base.

Testing criteria for RCA are similar to those required

for natural aggregate; typically, this is a non-issue for

RCA derived from concrete utilized in pavements. One

72 Ch. 8. END OF LIFE RECYCLING CONCEPTS AND STRATEGIES Sustainable Concrete Pavements A Manual of Practice


exception is the sulfate soundness test (ASTM C 88)

which destroys the RCA paste fraction due to sulfate

attack. This test should not be specified for evaluating

RCA as it has no relevance to the performance of

RCA as an unbound base material. It is also sometimes

difficult to pass the aggressiveness of the LAB hardness

test if the concrete was made with marginal aggregate

and/or when the RCA paste content is high. To address

these two exceptions in RCA specifications, it is common

to eliminate the sulfate soundness testing and

increase the LAB limit to 50 percent.

The number-one benefit of using RCA as base material

is the economic savings resulting from lower transportation

costs, elimination of landfill charges to dispose

of the removed concrete, and the savings derived from

not buying natural aggregate base material. The use of

RCA varies state by state but is typically a contractor

decision in that it is not usually specified except as an

option. More moisture is required during construction,

but compaction is easier to obtain than with natural

aggregate. As with all aggregates, control of grading

and segregation needs to be given proper attention

during base construction.

It is also possible to effectively utilize the existing pavement

as base by employing fractured-slab techniques,

thus leaving the concrete in place. Several fracturedslab

techniques can be used including rubblization

and crack and seat. As these two techniques are done

in place, no trucking, crushing, or aggregate grading

is required and thus costs are lowered. Newer in-situ

recycling techniques have been deployed on a number

of projects that actually go a step further than fractured-slab

techniques by actually lifting the concrete

off grade, crushing it, and placing it back on grade

ready for compaction. The mobile crushers are track

mounted, and the entire operation moves along the

alignment requiring no additional trucking. Some of

these in-situ recycling methods even size the aggregate

to further improve performance.

To achieve a more conventional unbound base, it is

necessary for the concrete pavement to be fractured,

removed from the site, and crushed using conventional

crushing equipment. The crusher is often

sited near the pavement to reduce transportation

costs and impacts. The equipment can be simple or

sophisticated. The crushed material is processed and

transported to its designated location for spreading

and compaction. In a properly tuned crusher it is

possible to return 100 percent of the crushed material

as unbound base. Adding additional lanes during

reconstruction easily consumes the inflated volume of

base material produced, whereas if there are elevation

control issues and no new lanes then it may be difficult

to use 100 percent of the RCA on site.

RCA as Drainable Base

When RCA is used as a drainable base, special consideration

must be given to the design. A proper design

places all RCA below the elevation of the inlet of the

drainage system and, if geotextiles are used, the flow

must be parallel to the geotextile and not through it.

Improper design will result in the formation of tufa

from the fines and CH, clogging pipes and other elements

of the drainage system.

Effluent from drainable bases containing RCA can

have pH values greater than 7.0 due to the leaching

of CH. This has not been found to be problematic in

ecosystems. Although effluent from an RCA drainable

base can have increased pH, especially during the first

flushing cycle of water, it has no buffering capacity and

is equivalent to adding lime to stabilize the effect of

acid rain on a lawn. As such, there is little to no environmental

impact. The ability of the CH to be removed

from the paste in the leachate is a function of paste

permeability which is extremely low, being on the

order of 10 -7 cm/sec. Nevertheless it must be expected

that CH will slowly go into solution and be removed

with flowing effluent. In stagnant flow conditions, the

leachate could reach a pH as high as 12.4; however,

this will quickly dissipate as the leachate encounters

soils and organic materials commonly present in soils.

In such cases, vegetation in the immediate vicinity of

drainage structures can be affected before neutralization

occurs.

RCA as Stabilized Base

RCA is easily stabilized as a base material by adding

cementitious binders (such as lime and fly ash (LFATB)

or portland cement (CTB)) or an asphaltic binder

(ATB). As was discussed for unbound bases, the high

angularity and rough surface texture of RCA makes

it an exceptional base material that in many ways is

superior to naturally available materials. When the

Sustainable Concrete Pavements A Manual of Practice Ch. 8. END OF LIFE RECYCLING CONCEPTS AND STRATEGIES 73


cementitious content is increased, a stronger material

called lean concrete base (LCB) is easily produced.

The use of RCA for these applications has added value

because 100 percent of the product can be utilized and

there is no need to remove the fine portion of the RCA

which, as discussed, is problematic for other applications.

Using RCA fines in stabilized base applications

has no negative impact on its physical or chemical

properties.

It is also possible to use RCA to create asphalt stabilized

bases (ATB). Conceptually the process is equivalent

to making CTB except the effect of absorption can

be problematic, not from a moisture control issue but

as an economic issue since there will be an increased

demand for asphaltic binder due to the absorption of

the RCA. The extra absorbed asphalt binder is, for all

practical purposes, unavailable for improving the base’s

physical properties.

5. Recycled Concrete in Other

Applications

Special applications of recycled concrete are limited

only by the imagination of the designer. For instance,

architectural use of large irregular fractured slabs can

result in the innovative use of recycled concrete ranging

in size from riprap to massive slabs. Likewise, use

of reclaimed rubble can be used as fill material, backfill

for retaining walls, pipe bedding, artificial reefs for fish

habitats, construction site soil stabilization, etc. (Vandenbossche

and Snyder 1993, CMRA 2011).

• RAP in concrete – Concrete can be made using

recycled asphalt pavement (RAP) as a portion of

the aggregate, using conventional concrete mixing

and construction practices. Concrete made with

RAP exhibits a systematic reduction in compression

and tension strengths and an increase in toughness.

Generally, strength declines and toughness increases

with increased amounts of RAP. The coarse particles

have the least effect on these properties, suggesting

that coarse RAP may be more practical to use as an

aggregate substitute (Huang et al. 2005).

• RCA in two-lift construction – As discussed in Chapter

3, two-lift concrete pavement design is re-establishing

itself in the United States and has the potential

of becoming the sustainable pavement of the

future. Two-lift pavement construction can be used

to satisfy the economic, environmental, and social

aspects essential for sustainable design. Economically

the benefits include reduced capital investment

and greatly increased service life with lower

maintenance and rehabilitation costs. Environmental

benefits include a smaller carbon footprint,

reduced expended energy, and less overall pollution

and waste. Societal aspects include reduced disruption,

noise reduction, and improved safety through

increased skid resistance.

The future of two-lift construction for sustainable

construction of concrete pavements is exceptional.

It is known that the cost and availability of superior

quality materials will continue to decline. The

use of RCA of any quality is more than adequate

for the construction of the thick underling bottom

lift of the two-lift system, including RCA mixed

with RAP. This reduces demand for the higher

quality, costly aggregate materials typically used in

the high-performance top lift. The result is a high

performance pavement, consisting of a thin wearresistant

surface bonded to a tough, low-modulus,

high fatigue-resistant, thick bottom lift, creating a

sustainable composite pavement. Even when the

pavement nears the end of its useful service life, the

high quality thin top layer can easily be selectively

reclaimed for reuse, thus ending the cycle of “cradle

to grave” and starting the new wave of the future,

“cradle to cradle”—a truly sustainable concept we

can live with.

6. References

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Pavement. Skokie, IL: ACPA.

ACPA. 2009. Recycling Concrete Pavements. Engineering

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American Association of State Highway and Transportation

Officials (AASHTO). 2010. Standard Practice for

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Selecting Appropriate Measures for Preventing Deleterious

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AASHTO. 1986. Standard Specification for Materials:

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AASHTO. 1986. Standard Method of Test: “Density

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AASHTO. 1986. Standard Method of Test: “Moisture

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Washington, D.C.: FHWA.

Fick, G. J. 2008. Testing Guide for Implementing Concrete

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OH-94/004. Ohio Department of Transportation.

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Skrzypczak-Jankun. 1994. “Characterization of Base

and Subbase Iron and Steel Slag Aggregates Causing

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Research Record. No. 1434.

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Bituminous and Concrete Materials in Granular

Base and Earth. Report MI-137. Downsview, Ontario:

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investigation of portland cement concrete containing

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(IGGA). 1990. Grinding Slurry Analysis. International

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for Carbon Adsorption on Concrete: Surface XPS

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for Aggregate of Concrete.” Proceedings of the Seminar

on Energy and Resources Conservation in Concrete

Technology.” Washington, D.C.: Japan-U.S. Cooperative

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Returned Concrete as Aggregates for New Concrete. Final

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Testing of Recycled Crushed Concrete.” Transportation

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A Source of New Aggregate.” Cement, Concrete,

and Aggregates (ASTM). 6:1.

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org/Outreach/RCAResults.pdf; accessed Dec. 5, 2011)

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Poole. 2006. Evaluation, Design and Construction Techniques

for Airfield Concrete Pavement Used as Recycled

Material for Base. Final Report, IPRF-01-G-002-03-5.

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as Aggregates.” Presented at the International Road

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and Foundation Stiffness on the Deterioration of

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Design and Evaluation of Concrete Roads. C.R.O.W. the

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from Concrete Exhibiting Alkali-Silica Reactivity.

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76 Ch. 8. END OF LIFE RECYCLING CONCEPTS AND STRATEGIES Sustainable Concrete Pavements A Manual of Practice


Chapter 9

CONCRETE PAVEMENTS IN THE

URBAN ENVIRONMENT

Tom Van Dam

Emily Lorenz

According to the 2010 U.S. census, 83.7 percent of the

308.7 million inhabitants of the United States reside

in metropolitan areas, living in core urban areas with

a population of 50,000 or more (Mackun and Wilson

2011). The number of people living in urban and suburban

areas is increasing while fewer are in rural areas,

resulting in increased population density. Increasing

density has both beneficial and detrimental effects with

respect to the transportation industry. High population

density means that distances traveled within the

city are low (reduction in average trip distance), thus

reducing fuel consumption, but it also means that

considerable resources must be transported into the

city, with the associated traffic and emission impacts.

Cities are often surrounded by suburban sprawl, which

has a highly adverse impact due to large commuting

distances that are economically, socially, and environmentally

costly, especially when traffic is delayed due

to road maintenance. The infrastructure needs of a city

are significant, including pavements, sidewalks, water,

sewer utilities, and power transmission lines. Such

systems are extremely sensitive to disruption, resulting

in large social impacts when natural or manmade

disasters occur.

Pavements represent a key element in this infrastructure,

and it is estimated that paved surfaces for travel

and parking can account for 29 to 39 percent of the

land surface area in urban regions (Akbari et al. 1999,

Rose et al. 2003). The importance of incorporating

sustainability measures into the pavement life cycle is

thus amplified, as environmental and societal impacts

of the built environment are concentrated in urban

environments. Traffic congestion and user delays,

smog, safety concerns, and even aesthetics play a

greater role in design because any impact has the

ability to affect a larger population. Thus, potential

strategies that may be cost prohibitive in a rural location

may now become cost effective. Also, strategies

that would not have been considered before are now

applicable when the societal impacts are considered.

Concrete pavements provide unique characteristics

that make them useful in an urban environment. Of

specific interest in the urban environment is their

longevity, which reduces interruptions (and the associated

traffic impacts) for rehabilitation. Also of interest

is the high surface reflectivity index (SRI) as discussed

in Chapter 6. High SRI can help mitigate the urban

heat island effect while also decreasing the need for

and cost of artificial lighting (Marceau and VanGeem

2007). In addition, the use of photocatalytic cements

and coatings can be applied in the urban environment

to provide additional reflectivity while also converting

NO x , SO x , and volatile organic compounds into

solids that precipitate out and can be washed off the

pavement.

Concrete can also be colored and molded to create

aesthetically pleasing pavement landscaping designs

that can be constructed at crosswalks or busy intersections

to help slow the flow of traffic in urban neighborhoods,

making them more pedestrian friendly.

Additionally, concrete pavements can be effectively

textured to help reduce pavement-tire noise that could

otherwise detract from an otherwise quiet neighborhood.

Finally, pervious concrete can be constructed

in urban settings to help address critical surface storm

water run-off issues.


1. The Urban Environment

A sustainable-growth strategy is to build in already

densely populated areas with the goal of improving

or rehabilitating existing dense zones. Undeveloped

land is becoming scarce, and consumption of land

for pavements, bridges, and buildings reduces the

amount of land that would be otherwise available for

agriculture, wildlife habitats, and parks. With any

development, it is critical to implement sustainable

site-development strategies by minimizing disturbance

to existing ecosystems, restoring areas damaged

during construction, and designing pavements,

bridges, drainage systems and buildings to minimize

their environmental impact. As structures are rehabilitated

in urban centers, there is opportunity to add

resources such as bike paths and walkways, further

increasing livability and potentially reducing traffic.

Compared to rural areas, urban areas are more suitable

for walking and pedestrian traffic as businesses

(employers) and services (such as basic utilities,

schools, banks, and hospitals) are in place (Loehr

2009) and distances traveled are much shorter. Further,

larger metropolitan areas typically have alternative

forms of transportation available, such as commuter

trains, trams, light rail, and public buses that

reduce the demand for automobile travel.

All of these attributes make cities desirable places to

live, as well as more sustainable. But it also makes

cities more sensitive to changes in the environment.

For instance, even small disruptions to traffic flow

due to construction affect many more people than

in rural areas. Thus, pavement design strategies to

extend design life and reduce the need for closures

are extremely important in the urban environment.

2. Reducing Environmental

Impacts in the Urban

Environment

Concrete pavements can be part of the solution in

mitigating the environmental impacts of dense urban

environments.

Light, Reflective Surfaces

Concrete pavements can help reduce the urban heat

island effect and the reliance on artificial lighting.

Urban Heat Island Effect

The heat island effect occurs where a local area of elevated

temperature is located within a region of relatively

cooler temperatures, as discussed in Chapter 6. Because

of the greater density of paved and covered surfaces in

urban environments, the heat island effect occurs most

frequently in urban areas. The effects of urban heat

islands are broad, resulting not only in increased levels

of discomfort and increased energy to artificially manage

temperature within buildings but also, occasionally, in

life-threatening conditions (FEMA 2007). These lifethreatening

conditions can develop when temperatures

rise above 75˚F, which increases the probability of formation

of ground-level ozone (commonly called smog) that

exacerbates respiratory conditions such as asthma. At

the same time, higher temperatures also lead to greater

reliance on air conditioning, which leads to more energy

use.

Mitigating the urban heat island effect is a priority

for groups such as the U.S. Environmental Protection

Agency (EPA), which suggests using reflective paving

materials, such as conventional concrete, as one mitigation

strategy (EPA 2009). Additives that can further

increase the SRI of concrete, such as slag cement or

light-colored fly ash, are also recommended (Van Dam

and Taylor 2009).

Artificial Lighting

There are additional benefits in using light-colored

concrete pavements. As Wathne (2011) discusses, lightcolored

pavements can also improve safety by improving

night visibility while reducing artificial lighting requirements,

thus saving energy and reducing emissions. Gajda

and Van Geem (2001) showed that concrete pavements

require fewer lights per length of roadway than dark-colored

pavements to achieve the same illumination level.

In a similar study, Adrian and Jabanputra (2005)

researched the influence of pavement reflectance on

lighting requirements for parking lots. In their study,

they compared asphalt and concrete surfaced roadways

in four ways:

• Total light reflected from a surface

• Relationship of surface reflection characteristics and

power distribution of lighting lamps

• Luminance and visibility levels with typical parking

lot lighting systems

78 Ch. 9. CONCRETE PAVEMENTS IN THE URBAN ENVIRONMENT Sustainable Concrete Pavements A Manual of Practice


• Equivalent luminance of two systems based on varying

lamp wattage and number of fixtures

Results of their research show that, on average, a lighter

surface is 1.77 times more luminous than a darker surface

and has a more uniform luminance distribution.

An analysis was also performed to create equivalent

luminance levels for the two systems based on varying

the number and intensity of the luminaires being used

to establish the relative energy use of the two systems.

When varying the lamp power and assuming that the

parking lot lights are on for five hours a day, the darker

parking lot used 60 percent more energy than the

lighter parking lot. With modifications to the number

of poles needed and still assuming that the parking lot

lights are on for five hours a day, the darker parking lot

used 57 percent more energy than the lighter parking lot.

In urban environments, photocatalytic cements and/or

coatings may be a viable option to help maintain highly

reflective surfaces. Although photocatalysts, such as the

anatase form of titanium dioxide, have been known for

decades to have the ability to keep surfaces clean, they

have recently been gaining attention for urban infrastructure

applications by incorporating it in cement

(Italcementi 2005). The use of a photocatalytic titanium

dioxide cement for the Gateway concrete sculptures

placed at either end of the reconstructed I-35W bridge

in Minneapolis in 2008 (ACI 2009) was one early U.S.

application of this technology, but since then it has

been used in interlocking concrete pavers (Schaffer

2009) and in two-lift concrete pavement construction

(Gates 2011). A white photocatalytic material such as

titanium dioxide is not only highly reflective at the time

of construction, it is self-cleaning and maintains its high

solar reflectance and greater visibility for a longer time.

On the other hand, the material is more expensive than

normal portland cement, requiring a balance between

increased costs and reduced environmental impact.

bridge piers contained 15 percent portland cement, 18

percent fly ash, and 67 percent slag cement (ACI 2009).

This high-SCM-content concrete reduced the carbon

footprint and embodied energy of the concrete by

approximately 75 percent (Van Dam and Taylor 2009).

As discussed in Chapter 6, the energy consumed during

pavement use through vehicle-pavement interaction

may have a significant impact on the life-cycle energy

use of the pavement. This has greater relevancy in

urban areas where greater traffic volume dictates that

even a minor reduction in fuel consumption and corresponding

reduction in emissions for a given pavement

will result in an improvement in sustainability.

In addition, vehicle emissions can also be “treated” as

they interact with photocatalytic surfaces while exposed

to sunlight. This has been demonstrated through

laboratory experiments and in-service structures and

pavements that have been constructed and monitored

to determine the applicability of photocatalytic cements

and coatings as a way to reduce air pollution, including

NO x , SO x , and VOCs (TX Active ® 2011). Although this

technology is just catching on in the United States, concrete

pavers surfaced with photocatalytic titanium dioxide

are being marketed in urban areas throughout the

country and the world. Figure 9.1 shows an example

from Japan where photocatalytic concrete pavers have

been used to create an aesthetically pleasing sidewalk

while also reducing air pollution. As the effectiveness

of photocatalytic cements and coatings continues to be

demonstrated, their use is expected to grow in the urban

environment.

Reduced Emissions, Enhanced Fuel

Efficiency

As discussed in Chapter 4, one way to reduce the

embodied emissions in concrete pavements is to use

high supplementary cementitious material (SCM)­

content binder systems and/or those containing portland-limestone

cements. One such system was used in

elements of the I-35W Bridge reconstruction project

in Minneapolis, in which the binder for the concrete

Figure 9.1 Photocatalytically active colored

concrete pavers in Japan (Chusid 2005)

Sustainable Concrete Pavements A Manual of Practice Ch. 9. CONCRETE PAVEMENTS IN THE URBAN ENVIRONMENT 79


Reduced Waste

There are only a finite number of areas available for landfilling

of waste, and these areas are becoming increasingly

scarce in densely populated urban areas. Typically, urban

areas must dispose of waste at a landfill outside of the

city or metropolitan area limits. As an example, New York

City (NYC) transported over 3,000,000 tons of municipal

solid waste in 2004 over great distances to other states

such as Pennsylvania, Virginia, and Ohio (Lauber et al.

2006). This not only incurs a high economic cost but

also generates significant environmental costs due to

increased energy usage and emissions.

One way of reducing the amount of waste is to make use

of the existing pavement materials. For example, innovative

in-situ recycling techniques—such as recycling

trains that can recycle existing pavements in place—have

recently been employed on existing concrete pavements

(Van Dam and Taylor 2009). These techniques reduce

costs and the environmental impacts of transportation by

reducing the amount of solid waste that must be transported

either to crushing plants or landfills while reducing

the amount of virgin materials needed on site (see

Chapter 8).

of water per minute per square foot of surface, as

illustrated in Figure 9.3. This allows rainwater to seep

into the ground versus running off, thereby recharging

groundwater instead of rapidly moving from the

pavement surface to nearby bodies of water. Surface

water with organic contaminants is also allowed to

percolate into the ground where it is filtered by the

underlying soil. Thus, previous concrete can be used

in urban areas to eliminate the need for other storm

water management devices such as retention ponds

and swales (PCA 2011).

It is important to recognize that—although the U.S.

EPA (2011) cites the use of pervious concrete as a

Best Management Practice (BMP) for the management

of storm water runoff on a regional and local

basis—pervious concrete is not applicable in all situations.

For example, pervious concrete is best used

in low-volume traffic applications such as roadway

Reduced Storm Water Run-off

Precipitation runs off hard, impermeable surfaces (such

as pavements) much faster than off undeveloped or

vegetated surfaces. The concern from the standpoint of

environmental impact is that storm water systems will

be overfilled when large areas of vegetation are replaced

with paved or hard surfaces, resulting not only in flooding

but also in erosion and the transport of pollution into

nearby surface waters and increased temperatures in the

streams. Typical storm water management techniques,

such as retention ponds, are expensive and difficult to

implement in urban areas due to lack of available land.

Thus, innovative solutions are acutely needed for these

locations.

One innovative solution to address the storm water

quantity and quality control issue is the use of pervious

concrete (NRMCA 2009); see Figure 9.2. Pervious

concrete is manufactured in place with a substantial void

content—between 15 percent and 25 percent—created

by the use of little or no sand (Tennis et al. 2004).

With its high void content, pervious concrete allows rainwater

to drain through it at a rate of about 3 to 8 gallons

Figure 9.2 Pervious concrete (photo courtesy of

John Kevern, University of Missouri-Kansas City)

Figure 9.3 Water passing through pervious

concrete (NRMCA 2009)

80 Ch. 9. CONCRETE PAVEMENTS IN THE URBAN ENVIRONMENT Sustainable Concrete Pavements A Manual of Practice


shoulders, parking lots, or alleys. It is ideal for application

in urban areas where parking and alleys are a

common feature.

The Chicago Department of Transportation (CDOT)

has an effective program in which it is using pervious

concrete in many of the city’s alleys. Called the Green

Alley program, one of the initiatives is to use more

permeable pavements to divert storm water from

the sewer system. The city is thus saved significant

expense by not having to pump and treat storm water

that is co-mingled with sewage. Pervious concrete

pavements have been used in both center-trench and

full-width applications. CDOT (2010) launched the

Green Alley program because it could reap three sustainability

benefits simultaneously:

• Management of storm water

• Heat-island reduction because pervious surfaces

are cooler

• Use of recycled materials in the mixture

Ultimately, by integrating paving and drainage, less

site area is typically needed to manage storm water,

allowing a more compact site development footprint.

This is critical in an urban environment.

vehicle and pedestrian areas, for example). At the same

time, various texturing patterns can be achieved by

brushing and washing away surface mortar as the concrete

begins to harden, exposing the stone or gravel in

the concrete, or by embedding attractive stones such as

marble, granite chips, or pebbles into the surface.

Semi-hardened concrete can be pattern-stamped with

special tools to create the custom look and feel of slate,

cobblestone, brick, or tile. Figure 9.4 is a photograph

of a Blome Granitoid pavement constructed in 1906 in

Calumet, Michigan, in which the aesthetically-pleasing

brick pattern was also functional, preventing horses

from slipping. The patterns can help scale down large

expanses of paving, as shown in Figure 9.5.

Or, simply, concrete can be cast in a wide variety of

colors. Pastels and earth tones are produced by mixing

mineral pigments throughout the concrete. For deeper

3. Reducing Societal Impacts

in the Urban Environment

Concrete’s versatility makes it a good solution to create

highly functional, economical pavements that also

meet environmental and social needs (Van Dam and

Taylor 2009). By using concrete, pavement designers

can enhance communities, incorporating color and

texture into aesthetically pleasing patterns, demarcating

pedestrian crossings, quieting road noise, providing

safer surfaces, and reducing user delays.

Enhanced Aesthetics

Concrete is an extremely moldable material and can

be transformed to fit into its surroundings. Aesthetic

interest can be added to concrete elements with the

use of texture, color, or patterns. Although it is not

likely to be cost effective for the main riding surface

of a concrete pavement, cross walks, walk ways,

shoulders, and other elements of the pavement can

receive different treatments to add visual interest or

to demarcate one area of use from another (separating

Figure 9.4 Blome Granitoid concrete pavement

constructed in 1906 in Calumet, Michigan; the brick

pattern was stamped into the surface to keep horses

from slipping (photo courtesy of Tom Van Dam,

CTLGroup

Figure 9.5 Modern Blome Granitoid concrete

pavement (photo courtesy of Tom Van Dam,

CTLGroup)

Sustainable Concrete Pavements A Manual of Practice Ch. 9. CONCRETE PAVEMENTS IN THE URBAN ENVIRONMENT 81


tones, finishers use the dry-shake method—sprinkling

powdered, prepackaged color hardeners onto a freshly

cast concrete slab, then troweling it into the surface.

Aesthetically pleasing, durable pavements can be

achieved by using interlocking concrete pavers.

These can also be designed to be permeable, highly

reflective, and/or photocatalytic to meet a number of

sustainability goals. Interlocking pavements are ideal

in locations where there are underground services

because if repairs are needed in the utilities, the pavers

can be lifted and replaced with minimal impact.

Noise Mitigation

Noise from pavement construction or maintenance,

or noise generated through tire-pavement interaction,

should be considered in the quest for more

sustainable pavements, as it is known that elevated

noise levels can cause physiological and psychological

impairments in living creatures (Hogan 2010, Passchier-Vermeer

and Passchier 2000).

In urban environments, sound barriers are built to

protect surrounding communities from noise generated

by traffic, particularly on fast-moving expressways.

Yet, through care at the pavement design stage,

the need for such barriers may be eliminated if an

effective noise-mitigation solution, such as use of quieter

pavement surface textures, is employed.

Surface texture is desirable to increase friction and

enhance safety, yet it has been shown to have a

significant impact on noise generation through tirepavement

interaction (Rasmussen et al. 2007). The

relationship between noise and community disturbance

adjacent to roadways is not new, and pavement

engineers have invested considerable effort to lessen

noise generated from the interaction of the tire with

the pavement surface.

Rasmussen et al. (2008) conducted research to identify

factors contributing to the objectionable noise

and developed pavement-noise mitigation strategies

that result in safe and quiet concrete riding surfaces.

Specifications have been developed (Rasmussen et al.

2011) to reduce tire-pavement noise, including the

use of drag-textured or longitudinally tined surfaces

(Figure 9.6) and diamond grinding including the Next

Generation Concrete Surface.

However, the same communities that object to noise

generated on a high-speed roadway may have a different

set of criteria for local, slow-speed roads serving their

neighborhoods. At slower speeds (less than 35 mph)

engine noise is dominant; therefore, pavement texturing

will have little effect on noise. In such locations, noise

may less critical than aesthetics, pedestrian safety, high

reflectivity, or surface drainage. It is even possible that

an urban neighborhood might desire that “roughness” be

designed into the surface to produce a calming effect on

vehicles exceeding the speed limit and to create a more

livable community (Van Dam and Taylor 2009).

Health and Safety

The first concern of any transportation agency is to

provide roadways that are safe for the user and the community.

This means that, among many other factors, the

surface must provide adequate surface friction while

minimizing splash and spray, must not exhibit potentially

hazardous distresses (potholes, faulting, blowups), and

must provide enhanced night-time and poor-weather visibility

for the safety of drivers and pedestrians (Van Dam

and Taylor 2009).

As mentioned in Chapter 6, urban heat islands contribute

to lower quality local air and water quality, which can

be mitigated by the use of pavements with greater solar

reflectance, such as concrete.

Reduced User Delays

There is a reason that most major metropolitan radio

programs provide a traffic report every morning. Traffic

and delays due to traffic are huge financial, environmental,

and social issues in urban environments. Time

wasted due to congestion during maintenance and reconstruction

activities increases the stress of drivers, potentially

negatively impacting their health. Moreover, traffic

delays lead to an increase in user costs.

Figure 9.6 A potentially quiet surface (viewed from

the side)

82 Ch. 9. CONCRETE PAVEMENTS IN THE URBAN ENVIRONMENT Sustainable Concrete Pavements A Manual of Practice


Not only do traffic delays annoy users and contribute

to an increase in their costs and travel times, there is a

broader environmental impact as well. The surrounding

community and other populations are also affected

by delays, as idling vehicles consume fuel and generate

pollutants. Therefore, great benefit is derived from

concrete pavement systems that minimize delay over

the life cycle.

This can be accomplished through careful design

(Chapter 3) and construction (Chapter 5) that minimize

delay during the construction phase. This might

include consideration of precast concrete pavements or

other rapid construction methods. Maintaining good

pavements in good condition using maintenance strategies

that have minimal impact on operations is another

strategy to minimize traffic delays (Chapter 7). This can

be effectively achieved by performing periodic diamond

grinding operations on the pavement structure, which

maintains high levels of smoothness while incurring

reduced environmental costs and decreased user costs.

As a concrete pavement approaches the end of its structural

life, concrete overlays can be rapidly constructed

to restore structural capacity with far less traffic disruption

than reconstruction.

4. Summary

Concrete pavements are uniquely suited to enhance

sustainability in the urban environment. They are

naturally light in color, which helps mitigate the urban

heat island effect, increases night-time visibility for

enhanced safety, and allows the reduction of artificial

lighting while maintaining the same ambient light levels.

Moreover, concrete pavements can be colored and

textured to provide a quiet and safe surface under vehicle

operations or, for slower speed applications, can

be constructed to slow traffic through busy pedestrian

areas by channelizing. Pervious concrete pavements are

commonly used to address storm water runoff in the

urban environment, whereas the use of photocatalytic

materials holds the promise of treating certain air pollutants.

Long-life concrete pavements also reduce the

costs of traffic delays over their life cycle by being easily

maintained in a smooth condition using techniques

that have minimal impact on traffic operations. In combination,

the properties inherent in concrete make it an

ideal, sustainable choice for constructing pavements in

an urban environment.

5. References

Adrian, W., and Jabanputra, R. 2005. Influence of Pavement

Reflectance on Lighting for Parking Lots. SN2458,

Skokie, IL: Portland Cement Association.

Akbari, H., L. Rose, and H. Taha. 1999. Characterizing

the Fabric of the Urban Environment: A Case Study

of Sacramento, California. LBNL-44688. Berkeley, CA:

Lawrence Berkeley National Laboratory, U.S. Department

of Energy.

American Concrete Institute (ACI). 2009. “Sustainability

Leads to Durability in the New I-35W Bridge.”

Concrete International. 31:2. Farmington Hills, MI: ACI.

Chicago Department of Transportation (CDOT). 2010.

The Chicago Green Alley Handbook. Chicago, IL: CDOT.

Cleveland, C. (Topic Editor). 2010. “Heat island.” In:

Encyclopedia of Earth. Cutler J. Cleveland, Ed. Washington,

D.C.: Environmental Information Coalition,

National Council for Science and the Environment.

[First published in the Encyclopedia of Earth June 29,

2010; last revised June 29, 2010.] (www.eoearth.org/

article/Heat_island; accessed August 24, 2011)

Chusid, M. 2005. “Photocatalysts, Self-Cleaning Concrete:

Photocatalysts Can Keep Concrete Clean and

Reduce Air Pollution.” Concrete Decor. 5:4:24. (www.

concretedecor.net/All_Access/504/CD504_New_Tech.

cfm; accessed August 24, 2011)

U.S. Environmental Protection Agency (EPA). 2011.

Pervious Concrete Pavements, Washington, D.C.: EPA.

(http://cfpub.epa.gov/npdes/storm water/menuofbmps/

index.cfm?action=browse&Rbutton=detail&bmp=137

&minmeasure=5; accessed August 2011)

Gadja, J.W., and M.G. Van Geem. 2001. A Comparison

of Six Environmental Impacts of Portland Cement Concrete

and Asphalt Cement Concrete Pavement. PCA R&D

Serial No. 2068. Skokie, IL: Portland Cement Association.

(www.cement.org/bookstore/profile.asp?id=9889;

accessed August 24, 2011.

Gates, A. 2011. “MoDOT Keeps Construction Project

Environmentally-Friendly.” MoDOT St. Louis District

Press Release Page. April 22. (www.modot.mo.gov/

stlouis/news_and_information/District6News.shtml?ac

tion=displaySSI&newsId=80061; accessed August 24,

2011)

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Hogan, M.C., et al. 2010. “Noise pollution”. In Encyclopedia

of Earth. Cutler J. Cleveland, Ed. Sidney

Draggan, Topic Ed. Washington, D.C.: Environmental

Information Coalition, National Council for

Science and the Environment. [First published in

the Encyclopedia of Earth July 25, 2010; last revised

December 8, 2010.] (www.eoearth.org/article/Noise_

pollution?topic=49511>; accessed August 17, 2011)

Italcementi. 2005. TX Millennium: Photocatalitic Binders.

Technical Report. Italcementi Group.

Lauber, J., M.E. Morris, P. Ulloa, and F Hasselriis. 2006.

“Comparative Impacts of Local Waste to Energy vs.

Long Distance Disposal of Municipal Waste.” Presented

at Air & Waste Management Association Conference,

New Orleans, LA. (www.energyanswers.com/pdf/

awma_final.pdf; accessed Dec. 5, 2011)

Loehr, S. (Lead Author);Cutler Cleveland (Topic Editor).

2009. “Smart Growth.” In: Encyclopedia of Earth.

Cutler J. Cleveland, Ed. (Washington, D.C.: Environmental

Information Coalition, National Council for

Science and the Environment). [First published in the

Encyclopedia of Earth December 7, 2009; Last revised

December 7, 2009] (www.eoearth.org/article/Smart_

Growth?topic=49511>; accessed August 17, 2011)

Mackun, P. and S. Wilson. 2011. “Population Distribution

and Change: 2000 to 2010.” 2010 Census Briefs.

C2010BR-01. Washington, D.C.: U.S. Department of

Commerce: U.S. Census Bureau.

National Ready Mix Concrete Association (NRMCA).

2009. Pervious Concrete Pavement: An Overview.

NRMCA. (www.perviouspavement.org; accessed

August 24, 2011)

Passchier-Vermeer, W., and W.F. Passchier. 2000. “Noise

exposure and public health.” Environ. Health Perspect.

vol. 108, Suppl 1.

Portland Cement Association (PCA). 2011. Pervious

Concrete. Skokie, IL: PCA. (www.concretethinker.com;

accessed August 2, 2011)

Rasmussen, R.O., R. Bernhard, U. Sandberg, and E.

Mu. 2007. The Little Book of Quieter Pavements. FHWA­

IF-08-004. Washington, DC: FHWA.

Rasmussen, R.O., S.I. Garber, G.J. Fick, T.R. Ferragut,

and P.D. Wiegand. 2008. How to Reduce Tire-Pavement

Noise: Interim Best Practices for Constructing and Texturing

Concrete Pavement Surfaces. TPF-5(139). Ames, IA:

National Concrete Pavement Technology Center, Iowa

State University.

Rasmussen, R.O., R. Sohaney, and P. Wiegand. 2011.

Concrete Pavement Specifications for Reducing Tire-Pavement

Noise. Tech Brief. Ames, IA: National Concrete

Pavement Technology Center, Iowa State University.

(www.cptechcenter.org/publications/surface_char_

specs_tech_brief.pdf; accessed August 24, 2011)

Rose, L., H. Akbari, and H. Taha. 2003. Characterizing

the Fabric of Urban Environment: A Case Study of Metropolitan

Houston, Texas. LBNL-51448. Lawrence Berkeley

National Laboratory.

Schaffer, D. 2009. “Concrete That Cleans Itself and the

Environment.” Presentation at Construct 2009, Indiana

Convention Center, Indianapolis, IN. (www.constructshow.com/Assets/Content/doc/FR07%20-%20ConcreteThat%20Cleans%20Itself.pdf;

accessed August 24,

2011)

Tennis, Paul D., Michael L. Leming, and David J.

Akers. 2004. Pervious Concrete Pavements. EB302.

Skokie, IL: Portland Cement Association.

TX Active®. 2011. Project Profiles. TX Active® Photocatalytic

Cements. (http://txactive.us/project.html;

accessed August 24, 2011)

U.S. Environmental Protection Agency (EPA). 2009.

Reducing Urban Heat Islands: Compendium of Strategies–Cool

Pavements. Draft. Washington, DC: U.S.

EPA. (www.epa.gov/heatisland/resources/pdf/CoolPavesCompendium.pdf;

accessed August 2011)

Van Dam, T., and P. Taylor. 2009. Building Sustainable

Pavements With Concrete. Ames, IA: National Concrete

Pavement Technology Center, Iowa State University.

(www.cproadmap.org/publications/sustainability_briefing.pdf;

accessed Dec. 5, 2011)

Wathne, L.. 2010. “Sustainability Opportunities With

Pavements: Are We Focusing on the Right Stuff?” 11 th

International Symposium on Concrete Roads. Seville,

Spain.

Marceau, Medgar L., and Martha G. VanGeem. 2007.

Solar Reflectance of Concretes for LEED Sustainable Site

Credit: Heat Island Effect. SN2982. Skokie, IL: PCA.

84 Ch. 9. CONCRETE PAVEMENTS IN THE URBAN ENVIRONMENT Sustainable Concrete Pavements A Manual of Practice


Chapter 10

ASSESSMENT OF PAVEMENT

SUSTAINABILITY

Martha VanGeem

Emily Lorenz

Tom Van Dam

It is well known that if progress toward a goal is not

measured, the goal is not likely to be met. It is essential

that the sustainable features of pavements be

assessed and quantified to recognize improvements

and guide innovation.

Previous chapters outlined the details about what

sustainability is and how concrete pavements can

be designed and constructed more sustainably. This

chapter explains how the sustainability of concrete

pavement can be assessed and what tools are available

to assist during the assessment process. It reviews

current approaches to assessing pavement sustainability,

including the emerging rating systems. It presents

the life-cycle assessment (LCA) approach as the path

to more fully quantify the environmental and social

factors contributing to the sustainability of pavements,

and discusses other, emerging approaches as well.

These tools should be used primarily to help guide

users; they should not be used for material selection.

This is an area of fast-paced innovation, with new

and updated tools constantly emerging. Some of the

tools reviewed are still undergoing development and

are thus likely to change in the coming year. As such,

readers are encouraged to obtain the most recent information

regarding the tools discussed before employing

them.


1. Why Assessments are

Important

Many product and service manufacturers make claims

about the sustainability or “greenness” of their products

and processes. It can be difficult for an owner,

agency, consultant, contractor, or specifier to sort

through these claims without an accurate, repeatable,

and objective system to assist them in their selection.

As with any engineering challenge, such as balancing

the three tenets of sustainability, tools are available

to assist. In order to make the most-informed

design decisions with regard to sustainability, one must

employ a tool or tools that allow comparison of different

design choices. The tools presented in this chapter

vary in terms of complexity and level of detail, and it is

important to understand the strengths and weaknesses

of each in order to make the best design decision for

a given project. The intent of presenting the different

environmental-impact tools is to advance the state of

the practice.

2. Economic and Environmental

Analyses

No one tool is currently available that simultaneously

considers economic, environmental, and equity (societal)

impacts. Economic impacts are often assessed

separately through life-cycle cost analysis (LCCA).

Environmental impacts can be examined through a

life-cycle assessment (LCA).

Economic Analysis

An LCCA is a powerful economic decision support

tool used in the pavement type and material selection

process. In an LCCA, the expenditures incurred over

the lifetime of a particular pavement are accounted for.

Costs at any given time are discounted to a fixed date,

based on assumed rates of inflation and the time-value

of money, using a discount rate. The most common

discount rate used in recent years is 4 percent, but

persuasive arguments are being made that this rate

should be lower, based on the fact that transportation

agencies do not have the option of investing money

that is not spent and that the level of future funding is

uncertain. Regardless of the discount rate that is used,

a sensitivity analysis should be conducted using a

range of discount rates to determine how sensitive the

outcome is to the choice of this value.

An LCCA is performed in units of dollars and is equal

to the construction cost plus the present value of

future maintenance, repair, rehabilitation, and replacement

costs over the life of the pavement. Using this

widely accepted method, it is possible to compare the

economics of different pavement alternatives that may

have different cash flow factors but that provide a similar

level of service.

Quite often, pavement designs with the lowest first

costs for new construction will require higher costs

during the pavement’s life. So, even with their lesser

first cost, these pavements will possibly have a greater

life-cycle cost. Conversely, pavements built to last

using enhanced structure and very durable materials

often have a greater first cost but a lower life-cycle

cost. Transportation agencies are familiar with the

benefits of a lower life-cycle cost, and each state highway

agency is required to do some type of LCCA when

using federal funds to support large rehabilitation or

reconstruction projects. Volatility in the cost of oil will

affect the competitiveness of concrete on a first-cost

basis (MIT 2011).

The life-cycle cost software available from the FHWA

(RealCost 2011) provides economic analysis of

agency and user costs during a pavement’s service life.

Examples of agency costs include initial engineering,

contract administration, and construction costs;

maintenance, repair, rehabilitation, and administrative

costs; and end-of-life costs such as salvage, residual, or

remaining-service-life value. User costs include vehicle

operation (normal versus work-zone) costs, delay

costs, and crash costs (FHWA 1998).

An LCCA is relevant only if equivalent pavement

structures are being compared (for example, the same

service life and design load). National standards are

available for pavements to ensure design equivalency.

In addition, the design life of the pavement alternatives

should be stated and applied consistently during

an LCCA. Analysis periods typically range around 40

years.

There is a relationship between LCCA and environmental

impacts in that some environmental benefits

86 Ch. 10. ASSESSMENT OF PAVEMENT SUSTAINABILITY Sustainable Concrete Pavements A Manual of Practice


can be converted to a monetary value. For example,

lower energy use can result in lesser operating costs.

Environmental Assessment

One of the best ways to assess the environmental (and

to some extent the societal) impacts of a product or

process is to use life-cycle assessment (LCA). Unlike

LCCA, LCA does not account for environmental

impact in monetary units but instead in terms of mass

or energy flows in and out of a set boundary. Whereas

LCCA accrues financial impacts in terms of dollars,

LCA determines environmental impacts in terms of

energy or mass use (including waste and emissions

generated).

An LCA is an environmental assessment of a product

over its life cycle. An LCA examines all aspects of a

product’s life cycle—from the first stages of acquiring

(whether harvested or extracted) raw materials

from nature to transporting and ultimately processing

these raw materials into a product (such as a pavement),

using the product, and ultimately recycling it or

disposing of it back into nature. Conducting an LCA

of a concrete pavement is necessary to evaluate the

environmental impact of the pavement over its entire

life. As will be discussed, “green” rating systems and

programs that focus only on a single criterion—such as

recycled content or CO 2 —or phase of the pavement’s

life—such as construction—provide only a partial

snapshot of the pavement’s environmental impact.

By definition, an LCA of a pavement includes environmental

effects due to the following factors:

• Extraction of materials and fuel used for energy

• Manufacture of components

• Transportation of materials and components

• Assembly and construction

• Operation, including maintenance, repair, and

user impacts such as energy for lighting and traffic

emissions

• Demolition, disposal, recycling, and reuse of the

pavement at the end of its functional or useful life

A full set of impacts—including energy use, land use,

resource use, climate change, health effects, acidification,

toxicity, and more—should be evaluated as part

of the LCA.

An LCA involves a time-consuming manipulation of

large quantities of data. A model such as SimaPro (Pré

2011) provides data for common materials and options

for selecting LCA impacts. The Portland Cement

Association publishes reports with life-cycle data on

cement and concrete (Marceau et al. 2006, 2008).

Several organizations have proposed how an LCA

should be conducted. Organizations such as the

International Organization for Standardization (ISO),

the Society of Environmental Toxicology and Chemistry

(SETAC), and the U.S. Environmental Protection

Agency (EPA) have documented standard procedures

for conducting an LCA. These procedures are generally

consistent with each other and are all scientific,

transparent, and repeatable. As defined by ISO 14044,

the four primary steps in an LCA are (ISO 2006) the

following:

• Goal and scope definition

• Life-cycle inventory (LCI) analysis

• Life-cycle impact assessment (LCIA)

• Interpretation and conclusions

Definitions related to energy, and reporting of energy

use in LCA, are controversial and thus are typically

reported in terms of primary energy and feedstock

energy. A definition of feedstock energy is “heat of

combustion of a raw material input that is not used

as an energy source to a product system, expressed in

terms of higher heating value or lower heating value”

(ISO 2006). Primary energy is “energy embodied in

natural resources prior to undergoing any humanmade

conversions or transformations” (Kydes and

Cleveland 2007).

Goal and Scope—Setting the Boundary

The usefulness of an LCA or LCI depends on where

the boundaries of a product are drawn. A common

approach is to consider all the environmental flows

from cradle to grave. It is during this phase that cut-off

Sustainable Concrete Pavements A Manual of Practice Ch. 10. ASSESSMENT OF PAVEMENT SUSTAINABILITY 87


criteria are established for input and output to the

boundary that will be quantified in the LCI stage. LCA

standards recommend establishing cut-off criteria for

mass, energy, and environmental significance. If the

results of any two LCA analyses are to be compared, it

is critical that the boundaries are the same.

During the goal and scope phase, the impact categories

to be assessed are determined, as are the types and

sources of data that will be collected. LCA standards

also outline data quality requirements, and how to

determine whether an independent, third-party review

is required.

Life-Cycle Inventory (LCI)

An LCI is the second stage of an LCA. An LCI accounts

for and quantifies all the individual environmental

flows to and from a product throughout its life cycle.

It consists of the materials and energy needed to make

and use a product and the emissions to air, land, and

water associated with making and using that product

as illustrated in Figure 10.1.

An upstream profile can be thought of as a separate

LCI that is itself an ingredient to a product. For

example, the upstream profile of cement is essentially

an LCI of cement, which can be imported into an

LCI of concrete. To get the most useful information

out of an LCI, a material should be considered in the

context of its end use. The LCI of concrete itself can

then be imported into an LCI of a product, such as a

pavement.

The LCI of materials generally does not consider

embodied energy and emissions associated with

construction of manufacturing plant equipment and

buildings, nor the heating and cooling of such buildings.

This is generally acceptable if their materials,

embodied energy, and associated emissions account for

less than 1 to 5 percent of those in the process being

studied. For example, LCA guidelines indicate that

inputs to a process do not need to be included in an

LCI if they are a small percentage of the total mass of

the processed materials or product (typically less than

1 to 5 percent); they do not contribute significantly

to a toxic emission; and they do not have a significant

associated energy consumption. An LCI does not

include labor.

Life-Cycle Impact Analysis (LCIA)

Mass and energy flowing through the system boundary

are assigned to different impact categories during

the LCIA phase. Impact categories can be classified as

endpoints or midpoints. There is debate over where

some impact categories fall. LCA practitioners generally

agree on the correlation of LCI data and midpoint

impact categories; endpoint categories typically require

that more assumptions be made between data collected

during the LCI phase and the final damage to

the ecosystem.

SETAC published a document in 1999 that attempted

to clarify impact categories and impact indicators. It

listed midpoints such as climate change, ecotoxicity,

eutrophication, and land use. Some of the endpoints

listed were loss of resources, damage to humans, and

damage to wildlife and plants.

Though endpoints may be less accurate, some are still

important to monitor during an LCA. According to

ASHRAE 189.1, results of an LCA should include the

following impact indicators (ASHRAE 2009):

Materials

Energy

Air

Land

Water

CO2

N2O

CH4

NOx

SO2

CO

VOC

Extracting

Processing

Transporting

Disposal

Operation and Maintenance

Assembly

Figure 10.1 An LCI accounts for all materials and energy needed to make and use a product, and the

emissions to air, land, and water associated with making and using that product

88 Ch. 10. ASSESSMENT OF PAVEMENT SUSTAINABILITY Sustainable Concrete Pavements A Manual of Practice


• Acidification

• Climate change

• Ecotoxicity

• Eutrophication

• Human-health effects

• Land use (or habitat alteration)

• Ozone layer depletion

• Resource use

• Smog

Weighting can be conducted during this stage of an

LCA, but it is generally preferred to list results by

impact category. According to ISO 14044, weighting

“shall not be used in LCA studies intended to be used

in comparative assertions intended to be disclosed to

the public” (ISO 2006).

Interpretation

Conclusions of the LCA are presented and analyzed

during the interpretation and conclusion phase. During

this portion of the LCA, the practitioner identifies

any significant issues from the LCI and LCIA phase.

Finally, completeness, sensitivity, and consistency checks

are performed to evaluate the quality of the analysis.

LCA Case Study

Although more owners and product manufacturers

are undertaking LCA to make design decisions, few

reports are available to the public. Reasons for this lack

of available data include concerns about disclosure of

proprietary information and unfavorable interpretation

of results by competitors and decision makers. In the

following case study, a full range of impact categories

is evaluated. Other studies, such as that conducted

by the Athena Sustainable Materials Institute (Athena

2006), considered only two impact categories.

It is strongly recommended that LCA practitioners

evaluate, at a minimum, a range of endpoint impact

categories including acidification, climate change, ecotoxicity,

eutrophication, human-health effects, land use

(or habitat alteration), ozone layer depletion, resource

use, and smog creation. It is noted that the accuracy

of some of the models used to predict the endpoint

impact categories listed previously are often not as

accurate as those used to predict the midpoint indicators

such as energy use or CO 2 equivalents. Performing

an LCA without considering these endpoint impact

indicators does not assess the full environmental

impact of a product, design, or system. Nonetheless,

the following case study illustrates how a limited LCA

evaluation can be used to significantly reduce the environmental

impacts of a given pavement type through

improved design and materials choices.

The Kansas Two-Lift Concrete Pavement Demonstration

Project was constructed on I-70 near Salina, Kansas,

in 2008 (National Concrete Pavement Technology

Center 2008). The Right Environment of Austin,

Texas, conducted an LCA to compare a traditionally

constructed pavement section (Alternative No. 1) to

the as-built two-lift pavement (Alternative No. 2). A

third alternative, an optimized two-lift design using

higher levels of recycled and industrial byproduct

material (RIBM), was also considered in the LCA. The

basic sections evaluated are illustrated in Figure 10.2,

and the mixture designs are presented in Table 10.1.

It is clear that Alternative No. 2, which is the as-built

two-lift pavement section, had a number of innovative

features beyond the use of the two-lift design. The

40-mm top-lift surface concrete used a wear-resistant

imported rhyolite coarse aggregate, but the bottom

lift concrete used locally available, non-wear-resistant

carbonate coarse aggregate. To obtain similar wear

resistance in Alternative No. 1, the conventional design

would have to use imported rhyolite coarse aggregate

for all of the concrete in the pavement, adding cost

and environmental burden.

In addition, Alternative No. 2 used a high-volume fly

ash mixture for the cement-treated base (CTB), reducing

the portland cement content significantly from

what would be present in a conventional CTB as is

used in Alternative No. 1.

Alternative No. 3 presents some additional changes

that could have been used to improve the environmental

footprint of Alternative No. 2 with no expected

negative impact on pavement performance. Although

the surface lift in Alternatives No. 2 and No. 3 were

the same, the bottom lift in Alternative No. 3 was

Sustainable Concrete Pavements A Manual of Practice Ch. 10. ASSESSMENT OF PAVEMENT SUSTAINABILITY 89


further optimized from an environmental perspective,

replacing the locally extracted carbonate coarse aggregate

with a recycled concrete aggregate obtained on

site (note this requires that sufficient recycled concrete

be available; transporting recycled concrete aggregates

long distances actually would have negative environmental

impact due to the required transportation).

In addition, the amount of portland cement in the

bottom lift was reduced from 548 lb/yd 3 to 376 lb/yd 3 ,

and 94 lb/yd 3 of fly ash was used, resulting in an overall

reduction in the cementitious content in Alternative

No. 3 compared to Alternative No. 2.

In all cases, pavement performance over the life cycle

was assumed to be identical for the three alternatives.

The LCA results for the three alternatives are presented

in Figure 10.3. As is common with the presentation of

the LCA results, they are normalized for each endpoint

impact category with the worse performing alternative

being set at 100 percent and the remaining alternatives

presented as a percent reduction. For example, considering

the global warming potential (GWP) of each

alternative, Alternative No. 1 is the worst, Alternative

No. 2 reduces the impact in this category to approximately

87 percent of Alternative No. 1, and Alternative

No. 3 has a GWP impact that is approximately 65

percent of Alternative No. 1.

Figure 10.2 Three alternatives used in a limited LCA

to determine environmental impact of design and

material choices

In all categories (other than non-hazardous waste),

Alternative No. 1 is the poorest choice from an environmental

perspective. Alternative No. 2 shows

significant improvement (greater than 10 percent), and

Alternative No. 3 shows even further improvement. It

can be seen how such an analysis can be used in combination

with design and materials choices to optimize

a concrete pavement system, significantly lowering its

environmental impact while ensuring equal or better

long-term performance.

Table 10.1 Relevant Mixture Design Features in the Kansas Two-lift LCA Evaluation

Layer Alternative No. 1 Alternative No. 2 Alternative No. 3

PCC Top Lift

PCC Bottom Lift

Cement-Treated

Base

This alternative had only a

single PCC lift composed

of the following:

• 548 lb/yd 3 cement

• Imported rhyolite

coarse aggregate

• 172 lb/yd 3 cement

• Local carbonate coarse

aggregate

• 438 lb/yd 3 cement

• 110 lb/yd 3 fly ash

• Imported rhyolite coarse

aggregate

• 548 lb/yd 3 cement

• Local carbonate coarse

aggregate

• 78 lb/yd 3 cement

• 94 lb/yd 3 fly ash

• Recycled concrete coarse

aggregate

• 438 lb/yd 3 cement

• 110 lb/yd 3 fly ash

• Imported rhyolite coarse aggregate

• 376 lb/yd 3 cement

• 94 lb/yd 3 fly ash

• Recycled concrete coarse aggregate

• 78 lb/yd 3 cement

• 94 lb/yd 3 fly ash

• Recycled concrete coarse aggregate

90 Ch. 10. ASSESSMENT OF PAVEMENT SUSTAINABILITY Sustainable Concrete Pavements A Manual of Practice


Work continues to develop user-friendly LCA tools for

use in considering the entire pavement life cycle. Once

such tools are available, transportation agencies will

have a mechanism to more fully consider the life-cycle

impacts of design and materials choices.

3. Rating Systems

Currently, in an attempt to consider sustainable pavement

practices, a number of rating systems are emerging.

Rating systems will often use elements of the

LCCA and LCA, integrated with other environmental

and equity impacts, to assign points to alternatives

in an attempt to assess overall sustainability. Two of

the most widely known rating systems, GreenLITES

and Greenroads, are reviewed below, but there are

a number of similar systems in existence and new

systems continue to emerge, including the FHWA’s

INVEST Sustainable Highways Self-Evaluation Tool

(www.sustainablehighways.org/) and the Institute of

Sustainable Infrastructure’s envision TM rating system

(www.sustainableinfrastructure.org/). Both of these are

based on the Greenroads system.

GreenLITES

GreenLITES (Leadership in Transportation and Environmental

Sustainability) was developed by the New

York State Department of Transportation (NYSDOT)

for the certification of project designs before they go

to bid. The objectives of GreenLITES are the following

(NYSDOT 2010):

• Recognize and increase “the awareness of the

sustainable methods and practices already incorporated

into the project design”

• Expand “the use of these and other innovative alternatives

which will contribute to improving transportation

sustainability”

A self-certification program, GreenLITES allows the

project team to evaluate a project’s sustainability before

releasing it for bid. Based on evaluation of 26 recently

completed designs, certification levels are scored and

are given in Table 10.2.

Table 10.2 GreenLITES Certification Levels

Certification Level Point Range Percentile Range

Non-certified 0 – 14 < 33%

Certified 15 – 29 33 - 67%

Silver 30 – 44 67 - 90%

Gold 45 – 59 90 - 98%

Evergreen 60 and greater 98 and greater

Figure 10.3 Results of the LCA of the three Kansas two-lift alternatives (from the Right Environment,Austin,Texas)

Sustainable Concrete Pavements A Manual of Practice Ch. 10. ASSESSMENT OF PAVEMENT SUSTAINABILITY 91


The project design elements are compared to the

objectives and credit descriptions for each of the following

five GreenLITES categories:

• Sustainable sites

• Water quality

• Materials and resources

• Energy and atmosphere

• Innovation/unlisted

using local materials to the “greatest extent possible to

minimize haul distances.” The following subcategories

are included:

• Reuse of materials

• Recycled content

• Locally provided material

• Bioengineering techniques

• Hazardous material minimization

Sustainable Sites

This category focuses on the location of the project

and includes measures that can “protect and enhance

the landscape’s ability to regulate climate, provide

cleaner air and water, and improve quality of life.” This

follows NYSDOT’s policy to select the “best available

alternative based on program / project goals and objectives,

public involvement, and overall sustainability.”

The following subcategories are included:

• Alignment selection

• Context-sensitive solutions

• Land use/community planning

• Protect, enhance, or restore wildlife habitat

• Protect, plant, or mitigate for removal of trees and

plant communities

Water Quality

This category seeks to protect bodies of water by

“improving water quality and reducing storm water

runoff.” The design will be evaluated through the following

subcategories:

• Storm water management including volume and

quality

• Reduced run-off and associated pollutants by treating

storm water runoff through best management

practices (BMPs)

Materials and Resources

This category encourages the reduction of waste by

reusing and recycling materials in beneficial ways and

Energy and Atmosphere

This category’s goal is to minimize climate change

impacts through energy conservation and efficiency. It

supports air-quality improvement projects and encourages

car pooling, mass transit, and non-motorized

transportation. The subcategories included are the

following:

• Improved traffic flow

• Reduced electrical consumption

• Reduced petroleum consumption

• Improved bicycle and pedestrian facilities

• Noise abatement

• Stray light reduction

Innovation/Unlisted

This category gives credit to designs that further

GreenLITES strategies or to significant innovations

in the project related to sustainability. Each agency is

responsible for identifying what is important to them

and will likely have different criteria.

Limitations

Many of the point categories lack specific amounts or

levels of improvement required to receive the designated

number of points; the points are followed by a

list of items, and it is not clear how many of them are

required to obtain the points. It is also unclear if the

NYSDOT has specific improvement percentages or

material use rates on which they will base the point

rewards.

92 Ch. 10. ASSESSMENT OF PAVEMENT SUSTAINABILITY Sustainable Concrete Pavements A Manual of Practice


Specific examples of potential limitations related to use

with concrete pavements include the following:

• Re-use of materials (M-1 general) – This does not

include concrete mix designs which optimize alternative

materials (such as fly ash, silica fume, etc.) to

meet the pavement or structure requirements.

• Reduce electrical consumption (E-2) – This rewards

projects that utilize low energy-consuming lighting

equipment but doesn’t mention the use of concrete

pavements which may require less total lighting due

to its reflectivity. Also, although the section is titled

“Reduce Electrical Consumption,” it does not consider

electrical consumption during the extraction,

manufacture, or construction phases for materials.

• Reduce petroleum consumption (E-3) – This includes

project aspects that reduce petroleum consumption

of the project including park-and-ride areas, public

transportation connections, and design attributes

that will limit maintenance fuel use. This item does

not mention the reduction of vehicle fuel use by

riding on concrete pavements. Also, although the

section is titled “Reduce Petroleum Consumption,”

it does not consider petroleum consumption during

the extraction, manufacture, or construction phases

for materials.

Greenroads

Greenroads attempts to measure performance of

sustainable roadway design and construction. The

performance metric was developed by a team headed

by the University of Washington (UW) and CH2M

HILL (Muench et al. 2011). The Greenroads program

attempts to quantify the sustainable attributes of

a roadway project and is a tool for the following:

• Defining project attributes that contribute to roadway

sustainability

• Accounting for sustainability-related activities

• Communicating sustainable project attributes

• Managing and improving roadway sustainability

• Certifying projects

The Greenroads program has two major bestpractice

categories, mandatory and voluntary.

Greenroads applies only to roadway design and

construction. The mandatory best practices—Project

Requirements—provide the minimum level of sustainable

activities and each must be met as part of this

metric. The voluntary practices—Voluntary Credits—

are the optional attributes which show how the project

has moved toward a truly sustainable endeavor.

For a roadway project to be evaluated, the project team

overseeing the work will document how the Project

Requirements have been met and which Voluntary

Credits are being pursued. The Greenroads team

verifies the application and the point totals and assigns

the certification level. The levels include those shown

in Table 10.3.

Project Requirements

The Project Requirements are as follow:

• Environmental review process, which requires the

project team to perform an environmental review of

the project

• Life-cycle cost analysis performed according to the

Federal Highway Administration’s Life-Cycle Cost

Analysis in Pavement Design (FHWA 1998)

• Life-cycle inventory of final pavement design

(reporting global warming potential and total

energy only) using PaLATE v2.0 (Consortium

on Green Design and Manufacturing 2011) or

approved equal

• Quality control (QC) plan that lists responsibilities

and qualifications of QC personnel and QC procedures

during construction

• Noise mitigation plan needs to be established and

implemented during construction

Table 10.3 Greenroads Certification Levels

Certification Project Voluntary

Level Requirements Credits

Certified All 32 – 42

Silver All 43 – 53

Gold All 54 – 63

Evergreen All 64 and greater

Sustainable Concrete Pavements A Manual of Practice

Ch. 10. ASSESSMENT OF PAVEMENT SUSTAINABILITY 93


• Waste management plan needs to be established

and implemented during construction

• Pollution prevention plan for storm water that

meets EPA Construction General Permit or local

requirements, whichever is more stringent

• Low-impact development hydrologic analysis must

be considered for storm water management in the

right-of-way

• Pavement management system to maintain and

operate a pavement including evaluation and documentation

of preservation actions

• Site maintenance plan for roadway maintenance,

storm water system, vegetation, snow and ice, traffic

control infrastructure, and cleaning

• Educational outreach to the community as part of

the operation of the roadway

Voluntary Credits

The optional Voluntary Credits are the attributes

which show how the project has moved beyond the

minimum requirements. There are 37 voluntary practices

which are scored from one to five points each

for a total of 108 points. Custom credits are available

per the approval of the Greenroads program for up

to an additional ten points. The voluntary credits are

grouped into the following categories:

• Environment and water

• Access and equity

• Construction activities

• Materials and resources

• Pavement technologies

• Custom credit

The environment and water subcategories are as follow:

• Environmental management system

• Runoff flow control

• Runoff quality control

• Storm water cost analysis

• Site vegetation

• Habitat restoration

• Ecological connectivity

• Light pollution

The access and equity subcategories are as follow:

• Safety audit

• Intelligent transportation systems

• Context-sensitive solutions

• Traffic emissions reduction

• Pedestrian access

• Bicycle access

• Transit access and high-occupancy vehicle (HOV)

access

• Scenic views

• Cultural outreach

The construction activities subcategories are:

• Quality management system

• Environmental training

• Site recycling plan

• Fossil fuel reduction

• Equipment emissions reduction

• Paving emissions reduction

• Water use tracking

• Contractor warranty

The materials and resources subcategories are the

following:

• Life-cycle assessment

• Pavement reuse

• Earthwork balance

• Recycled materials

• Regional materials

• Energy efficiency

94 Ch. 10. ASSESSMENT OF PAVEMENT SUSTAINABILITY Sustainable Concrete Pavements A Manual of Practice


The pavement technologies subcategories are the

following:

• Long-life pavement

• Permeable pavement

• Warm-mix asphalt

• Cool pavement

• Quiet pavement

• Pavement performance tracking

Greenroads custom credit subcategory “Recognize[s]

innovative sustainable roadway design and construction

practices.”

Limitations

The Greenroads program recognizes some limitations

in the system such as improvements in the

upstream supply chain that may not be captured. For

example, the production and manufacture of materials

are not explicitly considered outside of the life-cycle

inventories and assessments.

The Greenroads program also does not explicitly

include additional roadway structures such as bridges,

tunnels, walls, or other structures in the analysis. The

program also does not explicitly include non-roadway

structures such as luminaires, barriers, and walls. Nor

does the program evaluate long-term maintenance

beyond what is “planned” in various requirements and

voluntary credits.

The long-life pavement credit does not accurately

represent long life for either concrete or asphalt pavements,

focusing exclusively on pavement thickness

and ignoring the multitude of other design and construction

details that truly produce pavements of long

life. Further, it ignores regional and climatic differences

which play a strong role in determining what contributes

to long pavement life. Of particular concern

from the perspective of the concrete paving industry

is that according to the long-life pavement credit, for

a lifetime equivalent single-axle load (ESAL) less than

500,000, the Greenroads program says that a 7-in.

thick concrete pavement is equivalent to a 6-in. thick

hot-mix asphalt (HMA) pavement. Over 50,000,000

ESALs, pavements qualify for the long-life pavement

credit with 13 in. of concrete or 14 in. of HMA. The

validity of this approach is highly questionable.

Specific examples of potential limitations related to use

with concrete pavements include the following:

• Life-cycle inventory (PR-3) – The project team is

required to complete the PaLATE Version 2.0

software tool for the project and report the total

energy use and global warming potential in CO 2

equivalents. Other life-cycle software tools may be

used if they output the total energy use and global

warming potential by means of a transparent interface

which clearly references data sources. Overall,

more impacts than just energy and CO 2 should be

reported in a life-cycle inventory.

• Light pollution (EW-8) – This category rewards

projects that use lamps that prevent light pollution

but doesn’t mention the use of concrete pavements,

which may require less total lighting due to its

reflectivity.

• Paving emissions reduction (CA-6) – Although this

category is a benefit to worker safety and the environment

around HMA paving operations, it may

be appropriate for concrete paving operations to

receive points because they do not have these air

emissions that need to be controlled. Greenroads

should be encouraged to allow an alternative for

which concrete pavements can earn credit.

• Energy efficiency (MR-6) – This category rewards

projects that use low energy consuming equipment

but doesn’t mention the use of concrete pavement,

which may require less total lighting due to its

reflectivity.

4. Summary

Assessing pavement sustainability is an essential element

in making pavements more sustainable, as it is

well known if something is not measured, it will not

get done. Although the concept of assessing sustainability

is not difficult, in practice, it is very complex.

The use of LCCA to determine life-cycle economic

costs is a mature and accepted approach to compare

alternative pavement designs. Environmental impacts

can be assessed using an LCA, but readily accessible

Sustainable Concrete Pavements A Manual of Practice Ch. 10. ASSESSMENT OF PAVEMENT SUSTAINABILITY 95


tools are not available, and gaps in the data and

knowledge limit this approach at the current time.

Emerging pavement sustainability rating systems

provide a means to currently assess pavement sustainability,

but limitations that exist in these systems mean

that they should be used to help guide users in making

their practices more sustainable but should not be

used in absolute terms to determine which pavement

alternative is more sustainable compared to another.

These tools should be used to advance the state of the

practice, not for material approval or selection.

5. References and Resources

American Society of Heating, Refrigerating, and Air-

Conditioning Engineers (ASHRAE). 2009. Standard for

the Design of High-Performance Green Buildings. ANSI/

ASHRAE/USGBC/IES Standard 189.1-2009. Atlanta,

GA: ASHRAE.

Athena Institute. 2006. A Life Cycle Perspective on

Concrete and Asphalt Roadways: Embodied Primary

Energy and Global Warming Potential. (www.athenasmi.

org/publications/docs/Athena_Update_Report_LCA_

PCCP_vs_HMA_Final_Document_Sept_2006.pdf;

accessed Dec. 5, 2011)

Federal Highway Administration (FHWA). 1998.

Life-Cycle Cost Analysis in Pavement Design–In Search of

Better Investment Decisions. FHWA-SA-98-079. Washington,

D.C.: FHWA. (http://isddc.dot.gov/OLPFiles/

FHWA/013017.pdf; accessed Dec. 5, 2011)

International Organization for Standardization (ISO).

2006. Environmental Management—Life Cycle Assessment—Requirements

and Guidelines. ISO 14044.

Geneva, Switzerland.

Kydes, A., and C. Cleveland. 2007. “Primary energy.”

In Encyclopedia of Earth. Cutler J. Cleveland, Ed. Washington,

D.C.: Environmental Information Coalition,

National Council for Science and the Environment.

[First published in the Encyclopedia of Earth August

14, 2007; last revised August 14, 2007]. (http://www.

eoearth.org/article/Primary_energy; accessed April 15,

2011)

Marceau, M.L., M.A. Nisbet, and M.G. VanGeem.

2006. Life Cycle Inventory of Portland Cement Manufacture,

R&D Serial No. 2095b. Skokie, IL: Portland

Cement Association.

Marceau, M.L., M.A. Nisbet, and M.G. VanGeem.

2007. Life Cycle Inventory of Portland Cement Concrete.

R&D Serial No. 3011. Skokie, IL: Portland Cement

Association.

Muench, S.T., J.L. Anderson, J.P. Hatfield, J.R. Koester,

M. Söderlund, et al. 2011. Greenroads Manual

v1.5.J.L. Anderson, C.D. Weiland, and S.T. Muench,

Eds. Seattle, WA: University of Washington. (www.

greenroads.us/1/home.html; accessed Dec. 5, 2011)

New York State Department of Transportation (NYS­

DOT). 2010. GreenLITES Project Design Certification

Program.

PRé Consultants. 2011. SimaPro 6. Amersfoot, the

Netherlands.

Society of Environmental Toxicology and Chemistry

(SETAC), SETAC-Europe: Second Working Group on

LCIA (WIA-2). 1999. Best Available Practice Regarding

Impact Categories and Category Indicators in Life Cycle

Impact Assessment. Brussels, Belgium.

National Concrete Pavement Technology Center. 2008.

Various resources on Two-Lift Concrete Paving. Ames,

IA: Iowa State University (www.cptechcenter.org/projects/two-lift-paving/index.cfm;

accessed Dec. 5, 2011)

Consortium on Green Design and Manufacturing.

2011. PaLATE: Pavement Life-cycle Assessment Tool

for Environmental and Economic Effects. University of

California-Berkeley (www.ce.berkeley.edu/~horvath/

palate.html; accessed Dec. 5, 2011)

Santero, N., A. Loijos, M. Akbarian, and J. Ochsendorf.

2011. Methods, Impacts, and Opportunities in the

Concrete Pavement Life Cycle. Concrete Sustainability

Hub, Massachusetts Institute of Technology.

96 Ch. 10. ASSESSMENT OF PAVEMENT SUSTAINABILITY Sustainable Concrete Pavements A Manual of Practice


Chapter 11

CONCLUSIONS AND FUTURE

DEVELOPMENTS

Peter Taylor

Tom Van Dam

Are pavements perfectly sustainable? No. Like any

other infrastructure system, their construction and

maintenance consume nonrenewable resources, generate

waste, and consume energy. More significantly,

users of modern vehicles have a significant negative

environmental and social impact as they travel on

any pavement, with respect to such aspects as energy

consumption, emissions, and noise. Pavements also

interact directly with the environment and society,

impacting such things as local temperatures and surface

run-off.

On the other hand, modern civilization would be

inconceivable without the ability to move goods,

people, and expertise quickly and affordably over large

distances via surface transportation.

Therefore, to establish a more sustainable pavement

system, both the negative and positive economic, environmental,

and social impacts must be considered and

alternatives sought that minimize the negative while

maximizing the positive. Fundamental to advancing

sustainability is the need to identify the parameters

critical to success and understand how these parameters

may be modified in such a way that significant

and continued improvement can be achieved.

In this regard, concrete pavements have a good story

to tell, as they have been effectively used for generations

to support economic and social good over the

life cycle and provide many opportunities for further

improving their sustainability in the future.

The first 10 chapters of this publication define sustainability

concepts and how they may be considered

when designing, building, and maintaining concrete

pavements. They also identify a number of easily

implementable strategies that can be employed to

improve the sustainability of concrete pavements,

plus the parameters and tools for measuring these

improvements. This chapter briefly summarizes this

information and provides an overview of innovative

approaches.


1. Review

Sustainability-related concepts related to pavements

can be applied in practical and holistic ways in every

stage of a concrete pavement: design, materials selection,

construction, use, renewal, and end-of-life

recycling. Urban environments provide unique opportunities

for implementing concrete pavement solutions

that enhance sustainability. Determining the success

of these strategies requires a systematic approach to

selecting and measuring performance criteria.

Pavement Sustainability Concepts

To date, decision making by pavement professionals

has largely been based on consideration of the bottomline,

which was understood in purely economic terms.

To advance sustainability, the bottom line must be

expanded to include environmental and societal terms.

Sustainability is also much broader than the application

of a number of individual activities but needs to

be approached system-wide.

Essential to understanding sustainability is an understanding

of how the current consumption-based

industrial system negatively impacts social systems.

The concept of a regenerative, circular economy

should be adopted, along with greater use of renewable

resources and a reduction in accumulating waste.

Ideally, the system will ultimately mimic nature, in

which the concept of waste is eliminated and all waste

becomes raw material for another process.

Sustainability also requires the adoption of a life-cycle

perspective, in which the economic, environmental,

and social benefits and costs of any product or service

are considered over its entire life, requiring a cradleto-cradle

approach in which the end of life is part of a

new beginning.

Designing Sustainable Concrete

Pavements

Sustainability is not an accident. Design plays a very

strong role in ensuring that the constructed concrete

pavement begins its life with sustainability in mind,

which requires a thoughtful approach to the design of

the whole pavement. The designer must follow several

principles:

• Account for human needs and values while considering

the environmental setting in which the pavement

will be constructed.

• Make engineering decisions that will ensure that the

pavement will perform as desired for the intended

life (likely 40 years or more). Design features of

long-life concrete pavements include the following:

◦ Adequate thickness

◦ Strong, erosion-resistant bases

◦ Doweled transverse joints, or continuously

reinforced concrete pavement where volume of

traffic requires them

◦ Appropriate materials and proportioning for

durability, economy, and reduced environmental

impact

◦ Timely maintenance and rehabilitation

• Choose systems and approaches that will have

minimum economic, environmental, and social

cost, without compromising engineering quality.

• Design for what is needed. Overdesign is wasteful,

but under-design is even more wasteful because

longevity of the system may be compromised.

• Consider the impact of alternative approaches and

conduct sensitivity analyses.

Innovation that meets these goals should be encouraged.

Selecting Materials

The materials used in making paving concrete have

a significant impact on the sustainability of the pavement

because their production and transport to the

site have relatively large impacts and they directly

impact long-term performance.

Manufacturing portland cement is an energy intensive

process that requires crushing, grinding, and heating

raw materials and grinding the clinker at the end

of the process. It also has a high CO 2 burden, as the

decomposition of calcium carbonate (CaCO 3 ) rock

into calcium oxide (CaO) and CO 2 is an inherent part

of the process. The environmental burdens associated

with a concrete pavement can be reduced by any combination

of five actions:

98 Ch. 11. CONCLUSIONS AND FUTURE DEVELOPMENTS Sustainable Concrete Pavements A Manual of Practice


• Make the manufacturing process more efficient

• Reduce the amount of portland cement clinker in

the cement

• Reduce the amount of cement in the concrete mixture

• Use less concrete in a pavement over the life cycle

• Extend the useful life of the pavement

SCMs are common byproducts from other industries

that beneficially react with portland cement to enhance

long-term performance. Thus, the effective use of

SCMs not only reduces the amount of portland cement

required, it also reduces the need to dispose of what

otherwise would be industrial waste. This is often done

at reduced economic cost.

Aggregates comprise the bulk of the volume of a

concrete mixture and generally have the lowest environmental

impact. Creating a desired aggregate grading

and using as large a nominal maximum aggregate

size as practical for a given situation will allow the

reduction of the amount of cementitious materials

required in a mixture. In general, aggregates have

limited direct impact on the durability of a mixture

except for D-cracking and AAR, which can be avoided

through material testing and application of mitigation

strategies.

Recycled concrete and other construction waste can be

used as aggregates in paving concrete and supporting

layers, reducing the demand for virgin aggregates and

also reducing the need to place the waste materials into

landfills.

Chemical admixtures are used in small quantities;

therefore. their direct environmental impact is small.

Their overall impact, however, is large, as they can be

used to significantly reduce the amount of cementitious

material required to achieve performance, and

they can markedly improve potential durability of a

mixture.

The goal of mix proportioning is to find the combinations

of available and specified materials that

will ensure that a mixture is cost effective, meets all

required performance requirements, and does this at

the lowest environmental and social cost over the life

cycle. In the case of sustainable design, reducing the

life-cycle environmental footprint (e.g., embodied

energy and GHG emissions) must be one of the performance

requirements considered.

Construction

The construction phase is of relatively short duration

when compared to the total life of a concrete

pavement. However, initial construction quality has

a significant influence on the concrete pavement’s

service life, which in turn directly impacts life-cycle

economic, environmental, and social costs. What may

be intended to be a sustainable pavement through

enhanced design and optimized material selection

can turn out be be non-sustainable due to improper

construction processes and/or a lack of quality control

which leads to premature failure.

The energy consumed during construction also needs

to be considered as well as the environmental and societal

impacts incurred during the construction phase.

Construction processes and equipment should be optimized

to minimize fuel consumption and emissions.

Environmental and societal impacts associated with

the construction phase include the following:

• Erosion and storm water runoff

• Emission of CO 2 and particulates through equipment

exhaust stacks

• Emission of airborne dust particulate from construction

processes

• Noise generated from construction processes

• Slurry run-off from wet sawing joints

• Increased road user cost due to traffic delays caused

by construction

The Use Phase

The use phase, particularly the traffic using the facility,

has the largest life-cycle impact on the environment.

These impacts include not only energy consumption

and emissions but also noise, run-off, and temperature.

Vehicle fuel consumption depends on many factors

that are the same regardless of pavement type.

However, pavement roughness, surface texture, and

Sustainable Concrete Pavements A Manual of Practice

Ch. 11. CONCLUSIONS AND FUTURE DEVELOPMENTS 99


stiffness can be controlled by the managing agency,

which has the ability to design, construct, and maintain

a pavement surface that will minimize the economic,

environmental, and social impact of vehicle

operations.

Other use phase factors that warrant consideration

include solar reflectance, lighting needs, long-term

concrete carbonation, water run-off, and traffic delays.

Pavement Renewal

Preservation and rehabilitation play an important role

in ensuring pavement longevity while maintaining an

acceptable level of serviceability. Long-lasting pavements

reduce future investment in new materials and

construction, thus minimizing economic, environmental,

and social impact over the life cycle. A well maintained

concrete pavement will remain in a smooth,

safe, and quiet condition for a greater duration of its

life, thus increasing the fuel efficiency of vehicles,

reducing crashes, and minimizing social impact due to

noise.

Renewal strategies that can be applied to concrete

pavements to maintain serviceability over the design

life include preventive maintenance and rehabilitation.

Preventive maintenance is a planned strategy

employing treatments that extend pavement life generally

without increasing structural capacity. Pavement

rehabilitation adds some structural capacity, usually

through the application of additional pavement thickness

in the form of an overlay.

Initially, pavement condition decreases slightly with

time as the pavement ages and is subjected to traffic. If

left unattended after this initial phase of the pavement

life, performance decreases at an increasing rate before

finally leveling off once it has reached a poor condition.

Preventive maintenance is applicable during the

initial phase when the pavement is in relatively good

condition and has significant remaining life. Pavement

rehabilitation is appropriate once the pavement

condition has dropped to a point where it is no longer

effective to apply preventive maintenance. Reconstruction

is ultimately the only suitable alternative once the

pavement condition has dropped below a given level.

End of Life

At the end of life, a concrete pavement should be

completely recycled. The ultimate goal of recycling is

to develop a zero waste stream utilizing all byproduct

materials in the rehabilitation or reconstruction of

a concrete pavement. Not only is this economically

advantageous, local recycling minimizes environmental

impact by reducing the carbon footprint, embodied

energy, and emissions as well as enhancing social good

by reducing the need for landfills and the extraction of

nonrenewable raw materials. The concept of recycling

must be viewed as a cradle-to-cradle undertaking.

An added benefit of recycling concrete is the potential

to reduce atmospheric CO 2 through carbon sequestration,

or carbonation. Typical environmental conditions

in a pavement subsurface base system are favorable

for accelerated carbon sequestration, thus recovering

up to 50 percent of the CO 2 released during cement

manufacturing.

Hydraulic cement concrete can easily be processed

into RCA which has added value as an aggregate

replacement in new concrete, as a dense graded base

material, as drainable base material, and as fine aggregate.

The quality of RCA concrete depends primarily

on the amount of mortar that remains attached to the

original aggregate. The mechanical properties of RCA

are a function of the quality and size of the particles.

Generally RCA can be processed to have more than

adequate values of abrasion resistance, soundness, and

bearing strength.

Urban Environment

The infrastructure needs of densely populated urban

areas are significant. The include pavements, sidewalks,

water and sewer utilities, and power transmission

lines. Such systems are extremely sensitive to

disruption, which can have large social impacts when

natural or manmade disasters occur. Pavements represent

a key element in this infrastructure. Traffic congestion

and delays, smog, safety concerns, and even

aesthetics play a greater role in urban areas because

any impact has the ability to affect a larger segment

of the community and the environment as a whole.

Thus, potential strategies that may be cost prohibitive

in a rural location may now become cost effective, and

100 Ch. 11. CONCLUSIONS AND FUTURE DEVELOPMENTS

Sustainable Concrete Pavements A Manual of Practice


strategies that would not have been considered before

may now be applicable when the societal impacts are

considered.

One such example is the heat island effect, which

occurs where there is a local area of elevated temperature

located within a region of relatively cooler

temperatures. Because of the greater density of paved

and covered surfaces in urban environments, the heat

island effect occurs most frequently in urban areas. The

effects of urban heat islands are broad, not only resulting

in increased levels of discomfort but also occasionally

having an impact on human health. One strategy

for mitigating the urban heat island effect is using

reflective paving materials, including conventional

concrete. Additives that can further increase the SRI of

concrete, such as slag cement or light-colored fly ash,

are also recommended.

There are additional benefits in using light-colored

concrete pavements. Light-colored pavements can

also improve safety by improving night visibility while

reducing artificial lighting requirements, thus saving

energy and reducing emissions. In urban environments,

photocatalytic cements and/or coatings may

be a viable option to help maintain highly reflective

surfaces.

Precipitation runs off hard, impermeable surfaces (such

as pavements) much faster than off undeveloped or

vegetated ones. The concern from the standpoint of

environmental impact is that storm water systems will

be overwhelmed when large areas of vegetation are

replaced with paved or hard surfaces, resulting not

only in flooding but also in erosion and the transport

of pollution into nearby surface waters. Typical storm

water management techniques, such as retention

ponds, are difficult to implement in urban areas due to

lack of available land. Thus, sanitary sewers often are

used to handle storm water, thus resulting in increased

needs for water treatment and/or release of untreated

water. For these reasons, innovative pavement solutions

are acutely needed in urban areas, including the

use of pervious concrete pavement surfaces.

Assessment

It is essential that the sustainable features of pavements

be assessed and quantified to recognize improvement

and guide innovation. Many product and service

manufacturers make claims about the sustainability

or “greenness” of their products and processes. It can

be difficult for an owner, agency, consultant, contractor,

or specifier to sort through these claims without

an accurate, repeatable, and objective system to assist

them in their selection. In order to make the most

informed design decisions with regard to sustainability,

decision makers must employ a tool or tools that allow

comparison of different design choices.

No one tool is currently available that simultaneously

considers economic, environmental, and societal

impacts. Economic impacts are often assessed

separately through life-cycle cost analysis (LCCA).

Environmental impacts can be examined through a

life-cycle assessment (LCA). Tools to assess societal

impacts are still in their infancy.

To address this need, a number of pavement sustainability

rating systems are emerging. Rating systems will

often use elements of the LCCA and LCA, integrated

with other environmental and societal impacts, to

assign points to alternatives in an attempt to assess

overall sustainability.

2. Innovation

Dramatic improvements in concrete pavement sustainability

will require the adoption of innovations. Some

innovative approaches have been used in demonstration

projects and show promise for implementation.

Others still require research.

Several technologies have been adopted in response to

implementing sustainability principles. These include

the following:

• Changes in cementitious materials systems and

mixture proportioning

• In-situ concrete recycling

• Recycling water at the concrete plant

• Pervious concrete

• Next generation quiet texturing

• Precast paving units

Sustainable Concrete Pavements A Manual of Practice Ch. 11. CONCLUSIONS AND FUTURE DEVELOPMENTS 101


Technologies at the demonstration stage include the

following:

• Two-lift construction

• Photocatalytic cements

• Inclusion of RAP in concrete mixtures

• Bubbling cement plant exhaust gases through pools

to grow algae from the CO 2 , which is then dried

and burned in the kiln as fuel

Further advances are just over the horizon:

• Low-carbon to carbon-sequestering cements

• Alternative sources of raw materials for portland

cement manufacture that will not involve the

decomposition of carbonate rock

• Energy efficient devices to convert CO 2 to solid

carbon fiber, including carbon nanotubes

• Processes to capture mercury in the cement manufacturing

process

• Mixtures that have self-healing capabilities

• Smart pavements that monitor their condition and

report when they are getting stressed

• Pavements that generate electricity to power adjacent

neighborhoods

• Geothermal heat under the pavement being captured

to melt snow

• Pervious shoulders with bacteria in them that will

treat water as it travels through the pavement

Specifications and contractual systems need to be

developed and implemented that will encourage

implementation of promising approaches. Coupled to

this is a great need to educate and train designers and

practitioners. There is plenty of challenging, exciting

work yet to be done.

102 Ch. 11. CONCLUSIONS AND FUTURE DEVELOPMENTS Sustainable Concrete Pavements A Manual of Practice


National Concrete Pavement Technology Center

2711 South Loop Drive, Suite 4700

Ames, IA 50010-8664

515-294-5798

www.cptechcenter.org

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