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<strong>eSafety</strong> <strong>Compendium</strong><br />

<strong>Addendum</strong> 1 - December 2006


<strong>eSafety</strong> <strong>Compendium</strong><br />

<strong>Addendum</strong> 1<br />

December 2006<br />

Produced by<br />

<strong>eSafety</strong> <strong>Support</strong><br />

1


Table of contents<br />

Introduction..................................................................................................7<br />

Chapter 1 - European Commission <strong>eSafety</strong> Communications.............9<br />

Chapter 2 - <strong>eSafety</strong> Forum Plenary meetings......................................12<br />

2.1 5th <strong>eSafety</strong> Forum..........................................................................................13<br />

2.1.1 Introduction............................................................................................13<br />

2.1.2 Agenda ....................................................................................................13<br />

2.1.3 Participants List.....................................................................................18<br />

2.1.4 Minutes....................................................................................................21<br />

2.1.4.1 High-Level Opening Remarks ..............................................................21<br />

2.1.4.2 The four years of the <strong>eSafety</strong> initiative 2002-2006 – Part 1 ...............26<br />

2.1.4.3 The four years of the <strong>eSafety</strong> Initiative 2002-2006 – Part 2...............28<br />

2.1.4.4 Keynote Speech: Europe’s challenges in Mobility and Sustainability<br />

(Mr. Ari Vatanen, MEP) .......................................................................................37<br />

2.1.4.5 Update of the status of the eCall Memorandum of Understanding ..38<br />

2.1.4.6 Statement by Norway (Mr. John Arild Jenssen, Ministry of<br />

Transport and Communications of Norway) ......................................................39<br />

2.1.4.7 The <strong>eSafety</strong> Forum: Plenary Conclusions on ongoing activities (Day<br />

2) ..................................................................................................................40<br />

2.1.4.8 The <strong>eSafety</strong> Forum: Plenary Conclusions on new activities - Part 145<br />

2.1.4.9 The <strong>eSafety</strong> Forum: Plenary Conclusions on new activities - Part 249<br />

2.1.4.10 <strong>eSafety</strong> Forum, the next four years: A Panel discussion ................58<br />

2.1.4.11 Conclusions and Next Steps ..............................................................59<br />

2.2 6th <strong>eSafety</strong> Forum..........................................................................................62<br />

2.2.1 Introduction............................................................................................62<br />

2.2.2 Agenda ....................................................................................................62<br />

2.2.3 Participants List.....................................................................................65<br />

2.2.4 Minutes....................................................................................................68<br />

2.2.4.1 High Level Opening Remarks...............................................................68<br />

2.2.4.2 Strategy Session: Moving ahead with the Intelligent Car Initiative<br />

and <strong>eSafety</strong> in Europe............................................................................................69<br />

2.2.4.3 The <strong>eSafety</strong> Working Groups (1)..........................................................71<br />

2.2.4.4 Keynote Address: Mr Rudolf Strohmeier, Head of Cabinet of Ms<br />

Viviane Reding, Member of the European Commission, responsible for<br />

Information Society and Media ............................................................................74<br />

2.2.4.5 The <strong>eSafety</strong> Working Groups (2)..........................................................75<br />

2.2.4.6 Reducing the market introduction risk through Code of Practice, Dr<br />

Juergen Schwarz, DaymlerChrysler ....................................................................78<br />

2.2.4.7 Keynote: Meeting Europe’s challenges in Mobility and Sustainability<br />

in the Member States, Dr Matti Roine, Min. of Transport and<br />

Communications of Finland..................................................................................78<br />

2.2.4.8 Information items...................................................................................79<br />

3


2.2.4.9 Summary and next steps .......................................................................82<br />

Chapter 3 - <strong>eSafety</strong> Steering Group meetings......................................85<br />

3.1 19th <strong>eSafety</strong> Steering Group meeting ..........................................................86<br />

3.1.1 Agenda ....................................................................................................86<br />

3.1.2 Participants List.....................................................................................88<br />

3.1.3 Minutes....................................................................................................89<br />

3.2 20th <strong>eSafety</strong> Steering Group meeting ..........................................................97<br />

3.2.1 Agenda ....................................................................................................97<br />

3.2.2 List of Participants.................................................................................98<br />

3.2.3 Minutes....................................................................................................99<br />

3.3 21st <strong>eSafety</strong> Steering Group meeting .........................................................107<br />

3.3.1 Agenda ..................................................................................................107<br />

3.3.2 Participants List...................................................................................108<br />

3.3.3 Minutes..................................................................................................109<br />

3.4 22nd <strong>eSafety</strong> Steering Group meeting........................................................119<br />

3.4.1 Agenda ..................................................................................................119<br />

3.4.2 List of Participants...............................................................................120<br />

3.4.3 Minutes..................................................................................................121<br />

Chapter 4 - <strong>eSafety</strong> Observers meetings.............................................128<br />

4.1 1st <strong>eSafety</strong> Observers Regional meeting (Vigo, Spain).............................129<br />

4.1.1 Agenda ..................................................................................................129<br />

4.1.2 Participants List...................................................................................131<br />

4.1.3 Minutes..................................................................................................133<br />

4.1.3.1 Welcoming Address .............................................................................133<br />

4.1.3.2 <strong>eSafety</strong> Initiative...................................................................................133<br />

4.1.3.3 Spanish Observers report on the <strong>eSafety</strong> status in Spain ................134<br />

4.1.3.4 Portuguese and Spanish Stakeholders presentations .......................134<br />

4.1.3.5 Discussion: next steps for safety in the EU and in the Iberian<br />

Peninsula...............................................................................................................137<br />

4.1.3.6 Conclusions...........................................................................................138<br />

4.2 2nd <strong>eSafety</strong> Regional Observers Meeting (Göteborg, Sweden)...............139<br />

4.2.1 Agenda ..................................................................................................139<br />

4.2.2 Participants List...................................................................................140<br />

4.2.3 Minutes..................................................................................................141<br />

4.2.3.1 Welcoming Address .............................................................................141<br />

4.2.3.2 <strong>eSafety</strong> Initiative...................................................................................141<br />

4.2.3.3 Regional Observers report on the <strong>eSafety</strong> status..............................142<br />

4.2.3.4 Regional Stakeholders presentations and debate..............................144<br />

4.2.3.5 Closing Remarks and next steps.........................................................146<br />

4.3 3rd <strong>eSafety</strong> Observers Regional Meeting (Turin, Italy)...........................148<br />

4.3.1 Agenda ..................................................................................................148<br />

4


4.3.2 List of Participants...............................................................................151<br />

4.3.3 Minutes..................................................................................................153<br />

4.3.3.1 Welcome and Key Notes......................................................................153<br />

4.3.3.2 <strong>eSafety</strong> Initiative...................................................................................153<br />

4.3.3.3 National Observers report on the <strong>eSafety</strong> status ..............................154<br />

4.3.3.4 Austrian, Italian and Southern German Stakeholders presentations<br />

155<br />

4.3.3.5 Conclusions, Mr Juhani Jääskeläinen, European Commission ......159<br />

4.4 4th <strong>eSafety</strong> Observers Regional Meeting (Athens, Greece) .....................161<br />

4.4.1 Agenda ..................................................................................................161<br />

4.4.2 List of Participants...............................................................................163<br />

4.4.3 Minutes..................................................................................................165<br />

4.4.3.1 Welcoming Address .............................................................................165<br />

4.4.3.2 <strong>eSafety</strong> Initiative...................................................................................165<br />

4.4.3.3 National Observers report on the <strong>eSafety</strong> status ..............................167<br />

4.4.3.4 Greek Stakeholders presentations......................................................168<br />

4.4.3.5 Discussion: next steps for <strong>eSafety</strong> in the EU and in Greece and Malta<br />

170<br />

4.5 4th <strong>eSafety</strong> Observers European meeting (Stockholm, Sweden and<br />

Helsinki, Finland).....................................................................................................172<br />

4.5.1 Agenda ..................................................................................................172<br />

4.5.2 List of Participants...............................................................................174<br />

4.5.3 Minutes..................................................................................................175<br />

4.5.3.1 2 November 2006..................................................................................175<br />

4.5.3.1.1 SESSION 1........................................................................................175<br />

4.5.3.1.2 SESSION 2........................................................................................176<br />

4.5.3.1.3 SESSION 3........................................................................................179<br />

4.5.3.2 3 November 2006..................................................................................183<br />

Chapter 5 - Progress of the 28 Recommendations ............................185<br />

5.1 List of recommendations .............................................................................186<br />

5.1.1 Accident Causation Data.....................................................................187<br />

5.1.2 Impact assessment of safety systems ..................................................190<br />

5.1.3 Human-Machine Interaction ..............................................................194<br />

5.1.4 Road Map for Intelligent Integrated Safety ......................................197<br />

5.1.5 Intelligent Integrated Road Safety Systems including ADAS..........201<br />

5.1.6 The European Safety Map database ..................................................210<br />

5.1.7 Emergency Calls (e-Calls) and E-112.................................................213<br />

5.1.8 Real-time Traffic and Traveller Information (RTTI) for road safety<br />

218<br />

5.1.9 Motor vehicle type-approval legislation.............................................222<br />

5.1.10 Safety systems standards and regulation in the EU: State of the art<br />

224<br />

5.1.11 Legal issues of market introduction of Intelligent Integrated Road<br />

227<br />

5.1.12 Ultra wide-band 24 GHz short range radar......................................229<br />

5.1.13 Societal aspects.....................................................................................231<br />

5


5.1.14 The different business cases ................................................................236<br />

5.1.15 User Outreach ......................................................................................240<br />

5.1.16 The <strong>eSafety</strong> Forum...............................................................................243<br />

Chapter 6 - Progress of the <strong>eSafety</strong> Forum Working Groups and<br />

Final Recommendations.......................................................................249<br />

6.1 Progress of the <strong>eSafety</strong> Forum Working Groups......................................251<br />

6.1.1 Accident Causation Analysis Working Group..................................251<br />

6.1.2 Human Machine Interaction Working Group..................................251<br />

6.1.3 Digital Maps Working Group.............................................................252<br />

6.1.4 eCall Driving Group ............................................................................252<br />

6.1.5 User Outreach Working Group..........................................................253<br />

6.1.6 Implementation Road Maps Working Group...................................254<br />

6.1.7 Research and Development Working Group ....................................255<br />

6.1.8 International Cooperation Working Group......................................257<br />

6.1.9 RTTI Working Group .........................................................................257<br />

6.1.10 Communications Working Group......................................................258<br />

6.1.11 ICT for Clean Mobility........................................................................259<br />

6.2 Final Recommendations of the <strong>eSafety</strong> Forum Working Groups...........260<br />

6.2.1 eCall DG Final Recommendations for the introduction of the Pan-<br />

European eCall.....................................................................................................260<br />

ANNEX I – 3 rd <strong>eSafety</strong> Communication - Bringing eCall back on<br />

track - Action Plan<br />

ANNEX II – Recommendations of the DG eCall for the introduction<br />

of the Pan-European eCall<br />

ANNEX III – Commission Recommendation on Safe and Efficient<br />

In-Vehicle Information and Communication Systems: Update of the<br />

European Statement of Principles on Human Machine Interface.<br />

ANNEX IV – Eurobarometer. Users’ Attitudes towards Electronic<br />

Active Safety Systems in Vehicles: Qualitative Study in Six European<br />

Countries<br />

6


INTRODUCTION<br />

7


Modern society depends heavily on mobility. From the society’s point of view, an<br />

efficient transport system is the engine of our economy. But there are also serious<br />

problems associated with transport, such as congestion of road network and urban areas,<br />

harmful effects on the environment and public health, waste of energy and, above all,<br />

accidents. The high cost of fatalities, injuries and material damage caused by road<br />

accidents remains one of the major societal challenges in Europe, further increased by<br />

the EU enlargement which brought the number of Member States to 25 and increased<br />

demand for transport services.<br />

Road safety is a concern for all citizens in Europe and finding solutions to save lives on<br />

the European roads is of interest to all Europeans. <strong>eSafety</strong> is a joint industry-public sector<br />

initiative driven by the European Commission and co-chaired by ERTICO – ITS Europe<br />

and ACEA (Association of European Car Manufacturers), with the aim to promote the<br />

development, deployment, and use of Intelligent VEhicle Safety Systems to enhance road<br />

safety throughout Europe. Sustainable solutions can only be created together with all<br />

stakeholders on the European level.<br />

On May 2006 <strong>eSafety</strong> <strong>Support</strong> - a project whose aim is to stimulate and monitor the<br />

activities, progress and results generated by the <strong>eSafety</strong> initiative - produced the <strong>eSafety</strong><br />

<strong>Compendium</strong>, a document summarising all the relevant information and gathering the<br />

material produced by the <strong>eSafety</strong> Forum and Working Groups since the launch of the<br />

initiative, and the material produced by other relevant external bodies concerned by<br />

<strong>eSafety</strong>, such as:.<br />

o The 28 <strong>eSafety</strong> Recommendations and a report on the progress,<br />

o The European Commission <strong>eSafety</strong> Communications,<br />

o The <strong>eSafety</strong> Forum High Level and Plenary Meeting Conclusions,<br />

o The <strong>eSafety</strong> Working Group history and Final Recommendations,<br />

o Other safety-related documents.<br />

This <strong>Addendum</strong> follows the same aim and structure, and considers all the material<br />

corresponding to the further activities undergone during the period May 2006 -<br />

December 2006.<br />

8


Chapter 1 - EUROPEAN<br />

COMMISSION ESAFETY<br />

COMMUNICATIONS<br />

9


On 23 November 2006 the European Commission has proposed an urgent set of actions<br />

to restart moves to roll out the in-vehicle emergency call eCall in Europe. The<br />

Commission-industry action plan agreed in 2005 to add eCall to all new cars in Europe<br />

by 2009 has stalled, warns the Commission status report of 23 November. While there<br />

has been significant progress at European level, some Member States have been slow to<br />

invest in infrastructure, and industry now refuses further action.<br />

"We urgently need to get eCall back on track," said Viviane Reding, EU Commissioner for<br />

Information Society and Media. "We have the technology. Now we need industry and Member<br />

States to move up a gear and help us make Europe's roads safer sooner rather than later."<br />

The initial 2005 Commission-industry agreement contained a framework for rolling<br />

out eCall in Europe, targeting Member States which had to invest in emergency rescue<br />

service infrastructure. The Commission also agreed to monitor progress closely, and to<br />

take further action if eCall deployment was endangered. As eCall is based on the single<br />

European emergency number 112 and its location enhancement, E112, their<br />

implementation was also followed.<br />

This led to serious concerns. While the Commission has taken several measures<br />

supporting eCall deployment and standardization, and some Member States have already<br />

started eCall deployment, many are not on track with the necessary infrastructure.<br />

Industry has already reacted with a new deployment timetable of 2010 instead of 2009.<br />

The Commission's response is the Communication adopted on 23 November, "Bringing<br />

eCall back on track – Action Plan". It presents two actions that are crucial for making<br />

eCall a reality:<br />

1. Member States have been given clear actions with deadlines for solving the<br />

remaining legal, technical and socio-economic issues and proceeding with the<br />

necessary 112, E112 and eCall infrastructures;<br />

2. Industry is asked to renew its commitment to eCall. The Commission will also<br />

start negotiations with the associations of the automotive industry on a voluntary<br />

agreement for introducing eCall devices into vehicles.<br />

The Commission will provide further assistance by working on privacy and<br />

standardization, and through field tests and public awareness campaigns, as part of the<br />

Intelligent Car initiative within the Commission's i2010 strategy - a European<br />

Information Society for growth and jobs.<br />

The Communications to the Council and the European Parliament on <strong>eSafety</strong> can be<br />

found in annex I of this <strong>Addendum</strong>.<br />

10


Chapter 2 - ESAFETY<br />

FORUM PLENARY<br />

MEETINGS<br />

12


2.1 5 th safety Forum<br />

2.1.1 Introduction<br />

Meeting in Brussels on 2-3 May 2006, the <strong>eSafety</strong> Forum launched a series of new<br />

activities aimed at supporting the development and implementation of smarter, safer and<br />

cleaner vehicles.<br />

As a joint platform bringing together over 150 active members representing all road<br />

safety stakeholders, the <strong>eSafety</strong> Forum is largely recognised by both Member States and<br />

the larger international community as the driving force in promoting intelligent vehicle<br />

safety systems - <strong>eSafety</strong> - in Europe.<br />

Several high level speakers contributed to the Forum’s May meeting, including Fabio<br />

Colasanti, Director General of the Commission’s Information Society and Media DG;<br />

Arnold van Zyl, CEO of ERTICO; Ivan Hodac, Secretary General of ACEA; Monica<br />

Sundström from the Swedish Road Administration; Dr Csaba Csapodi from the<br />

Permanent Representation of Hungary to the EU; MEPs Malcolm Harbour and Ari<br />

Vatanen, as well as numerous Industry representatives.<br />

The Forum reviewed the <strong>eSafety</strong> Initiative’s progress to date, adopting the<br />

recommendations of numerous <strong>eSafety</strong> Working Groups, including those of the<br />

Communication, Implementation Road Map and Heavy Duty Working Groups.<br />

Particular attention was devoted to the recommendations of the eCall and User Outreach<br />

Working Groups.<br />

eCall is an in-vehicle emergency call that can be launched either manually or<br />

automatically via sensors after an accident has occurred. Forum members endorsed the<br />

eCall Driving Group’s recommendations, encouraging all stakeholders to work together<br />

to complete the last remaining open issues, with a particular focus on developing a<br />

business case for eCall and exploring the use of incentives to encourage the speedy<br />

implementation of the service. Member States were urged to sign the eCall Memorandum<br />

of Understanding, launched by ERTICO, ACEA and the Commission in 2004. A<br />

proposal was also made to initiate an analysis of an eCall system designed for twowheelers.<br />

The User Outreach Working Group’s recommendation to establish an <strong>eSafety</strong><br />

Communication Platform was positively received and endorsed by the Forum members.<br />

Focusing on three main pillars – media work, marketing and political work, the Platform<br />

will work closely with communication and campaign managers, media and marketing<br />

experts. The FIA Foundation will take the leading role in the establishment of the<br />

Platform, but Forum members emphasised the need for the broad involvement of all<br />

relevant stakeholders. As its first task, the Communication Platform will explore the<br />

possibility of launching a promotion campaign for Electronic Stability Control (ESC).<br />

Further broadening the work of the <strong>eSafety</strong> Forum, participants approved the creation of<br />

two new Working Groups: “ICT for Clean Mobility” and “Services-Oriented<br />

Architecture”.<br />

This section contains the detailed minutes of this meeting as they were made available in<br />

deliverable D2.3 - Minutes from 5th Plenary Meeting of 2-3 May, Brussels, released in<br />

June 2006.<br />

2.1.2 Agenda<br />

Day 1<br />

13


Moderator: Mr. Fabio Colasanti, Director General, DG Information Society and Media,<br />

European Commission<br />

10.00 – 10.30 Registration and Coffee<br />

10.30 – 12.30 High-Level Opening Remarks<br />

Mr. Fabio Colasanti, European Commission<br />

Mr. Ivan Hodac, ACEA<br />

Dr. Arnold van Zyl, ERTICO<br />

Mr. Rui Camolino, ASECAP<br />

Ms. Monica Sundström, SRA<br />

Dr. Csaba Csapodi, Permanent Representation of Hungary to the EU<br />

Mr. Malcolm Harbour, European Parliament<br />

12.30 – 14.00 Lunch<br />

The four years of the <strong>eSafety</strong> Initiative 2002-2006 – Part 1<br />

Strategic Overview of the <strong>eSafety</strong> Initiative<br />

Mr. André Vits, Head of Unit, DG Information Society and<br />

Media, European Commission<br />

<strong>eSafety</strong> Implementation status in the EU - Overview<br />

Mr. Jacob Bangsgaard, <strong>eSafety</strong> <strong>Support</strong><br />

14.00 – 15.30 The four years of the <strong>eSafety</strong> Initiative 2002-2006 – Part 2<br />

Parallel Session 1<br />

Moderator: Mr. Daniel Augello, Renault<br />

Implementation Road Map recommendations<br />

Prof. Risto Kulmala, VTT<br />

Heavy Duty Vehicles recommendations<br />

Mr. Francisco Ferreira, DG Information Society and Media,<br />

European Commission<br />

Accident Causation Analysis recommendations and TRACE<br />

project<br />

Mr. José Manuel Barrios, TRACE Project<br />

Parallel Session 2<br />

Moderator: Ms. Monica Sundström, SRA<br />

Human-Machine Interaction and Commission Recommendation<br />

Dr. Alan Stevens, TRL<br />

Real-Time Traffic and Travel Information recommendations<br />

Dr. Heinz Friedrichs, Bosch<br />

14


15.30 – 16.00 Coffee<br />

Digital Maps recommendations<br />

Mr. Ad Bastiaansen, TeleAtlas<br />

Chair: Mr. André Vits, Head of Unit, DG Information Society and<br />

Media, European Commission<br />

16.00 – 16.30 Keynote Speech: Europe’s challenges in Mobility and<br />

Sustainability<br />

Mr. Ari Vatanen, MEP<br />

16.30 – 17.15 Summary of Day 1 and the next steps<br />

Reports by the chairs of the Parallel Sessions<br />

Plenary Conclusions and adoption of the Working Groups’<br />

recommendations<br />

European Commission<br />

17.15 – 17.30 Update of the status of the eCall MoU<br />

European Commission<br />

Statement by Norway<br />

Mr. John Arild Jenssen, Ministry of Transport and<br />

17.30<br />

Communications of Norway<br />

Close of Day 1<br />

19.30 Dinner: Hotel Metropole<br />

15


Day 2<br />

09.00 – 09.30 Coffee<br />

Chair: Mr. Ivan Hodac, ACEA<br />

09.30 – 11.00 The <strong>eSafety</strong> Forum: Plenary Conclusions on ongoing<br />

activities<br />

eCall Driving Group – Mr. Michael Nielsen, ERTICO<br />

- Presentation of the Position Paper and proposal for Plenary<br />

Decisions on the Pan-European eCall<br />

- Discussion and Adoption of the eCall Position Paper<br />

11.00 – 11.30 Coffee<br />

User Outreach – Mr. Johann Grill, FIA<br />

- Presentation of a proposal for establishment of the<br />

Communications Platform and launching of the pilot<br />

campaign<br />

<strong>eSafety</strong> <strong>Support</strong> – Dr. Alessandro Carrotta, <strong>eSafety</strong> <strong>Support</strong><br />

11.30 – 12.30 The <strong>eSafety</strong> Forum: Plenary Conclusions on new activities<br />

Part 1<br />

ICT for Clean Mobility - A new WG<br />

Dr. Arnold van Zyl.<br />

Service Oriented Architectures<br />

Mr. Michael Nielsen, ERTICO<br />

RTD and Security Working Group<br />

Dr. Ulf Palmquist, Eucar<br />

12.30 – 14.00 Lunch<br />

Chair: Dr. Arnold van Zyl, ERTICO<br />

14.00 – 15.00 The <strong>eSafety</strong> Forum: Plenary Conclusions on new activities<br />

Part 2<br />

Communications Working Group<br />

Mr. Uwe Daniel, Bosch<br />

Fuel Efficiency in road transport. Benefits of the use of ICT,<br />

driver coaching, other methods<br />

Mr. Anders Lindelöf, Greater Than<br />

15.00 – 15.50 <strong>eSafety</strong> Forum and the i2010 Intelligent Car Initiative<br />

16


15.50 – 16.10 Coffee<br />

i2010 Intelligent Car Initiative – an update<br />

Mr. Fabrizio Minarini, European Commission<br />

Eurobarometer survey on <strong>eSafety</strong>, Preliminary results<br />

Mr. Daniel Debomy, OPTEM<br />

16.10 – 17.00 <strong>eSafety</strong> Forum, the next four years: A Panel discussion<br />

Moderator: Dr. Arnold van Zyl, ERTICO<br />

Panelists: Mr.André Vits, European Commission<br />

Mr. David Ward, FIA Foundation,<br />

Dr. Csaba Csapodi, Perm.Rep. of Hungary to the EU<br />

Mr. Michael Hollingsworth, ACEA<br />

Mr. Rui Camolino, ASECAP<br />

Mr. Henrik Forsgren, Volvo Car Corporation<br />

Mr. James Rosenstein, Ygomi LLC<br />

17.00 – 17.15 Conclusions and Next Steps<br />

Dr. Arnold van Zyl, ERTICO<br />

17.15 – 17.30 A.O.B. and Next Meetings<br />

17.30 Adjourn<br />

17


2.1.3 Participants List<br />

Surname Name Organization<br />

ADHEMAR Laetitia RENAULT<br />

ANDRÉ Paulo Auto-Estradas do Atlantico,SA<br />

AUGELLO Daniel Renault<br />

BALLAUX Louis Honda Motor Europe Ltd<br />

BANGSGAARD Jacob <strong>eSafety</strong> <strong>Support</strong><br />

BASTIAANSEN Ad Tele Atlas<br />

BLEVARQUE Vincent ERTICO<br />

BOETHIUS Eva Swedish National Road Authority<br />

BOLTE Fritz Bundesanstalt für Strassenwesen<br />

BONARI Catherine SETRA-Ministry of Transport<br />

BRUCHERT Philipp Hill & Knowlton<br />

BUCK Manfred DaimlerChrysler AG<br />

BURGESS James ERTICO<br />

CARROTTA Alessandro <strong>eSafety</strong> <strong>Support</strong><br />

CATER Ian Traffic Wales<br />

CHAUFTON Stéfanie ERTICO<br />

COLASANTI Fabio European Commission, DG INFSO<br />

CONTRERAS Jordi CTAG<br />

CRAPS Renilde Flanders DRIVE<br />

CSAPODI Csaba<br />

Permanent Representation of Hungary<br />

to the Europaen Union<br />

CURCI Natalino Polidream/Autostrade per l'Italia<br />

DANIEL Uwe BOSCH<br />

DAVILA GONZALEZ Emilio European Commission, DG INFSO<br />

DEBOMY Daniel OPTEM<br />

DEITERS Oliver DEKRA<br />

DUPUIS<br />

EIDEBERG AF<br />

Sophie ERTICO<br />

ZÄHRINGEN Johan Hill & Knowlton<br />

FERREIRA Francisco European Commission, DG INFSO<br />

FLURY-HÉRARD Bernard Ministère de l'Equipement<br />

FORSGREN Henrik Volvo Car Corporation<br />

FRANZEN Stig Chalmers Industritkenik<br />

FRIEDRICHS Heinz BOSCH<br />

GELAU Christhard BAST - Federal Highway Research Institute<br />

GILLEBEERT Roland CLEPA<br />

GOODWIN Frazer ETSC - European Transport Safety Council<br />

GRILL Johann AIT&FIA European Bureau<br />

HAKIMA Ben Azzouz Comité européen des assurances<br />

HALLSTRÖM Bengt SRA<br />

HAON Sylvain POLIS<br />

HAUB Thomas European Commission, DG INFSO<br />

HEIBER Irmgard European Commission<br />

18


HOADLEY Suzanne POLIS<br />

HODAC Ivan ACEA<br />

HOLMBERG Elina European Commission, DG INFSO<br />

HORNCASTLE David CONNEXIS<br />

HUERTA Jaime ITS Spain<br />

INCHAURZA Eduardo AZERTIA<br />

JÄÄSKELÄINEN Juhani European Commission, DG INFSO<br />

JACOBS René BELGIAN ROAD RESEARCH CENTRE<br />

JAEKEL Elisa Siemens AG<br />

JAVIER RUIZ F AZERTIA<br />

JEFFERY David University of Southampton<br />

JENSSEN John Arild<br />

Ministry of Transport and Communications<br />

Norway<br />

JOHANSSON Leif Greater Than S.A.<br />

KASCHNITZ Rudolf Permanent Representation of Austria to the EU<br />

KIST Stella ATX GmbH<br />

KOMPFNER Paul ERTICO<br />

KULMALA Risto VTT Building and Transport<br />

LAURELL Anu Ministry of Transport and Communications<br />

LIDELÖF Anders Greater Than S.A.<br />

LINDENBACH Ágnes ITS Hungary Association<br />

LINDHOLM Rasmus ERTICO<br />

LOVELL Catherine Department for Transport, UK<br />

LUCAS Antonio DGT-University of Valencia<br />

LUMBRERAS Cristina O.A. Madrid 112<br />

MAEURER Hans-Juergen DEKRA Automobil<br />

MALCZYK Axel<br />

German Insurance Institute for Traffic<br />

Engineering<br />

MALENSTEIN Jan<br />

Dutch National Police Agency (KLPD), EU<br />

Affairs<br />

MARINO Filippo FEMA<br />

MIETZNER Rudolf COM<strong>eSafety</strong> / Softlab GmbH<br />

MINAEV Igor ETSI Radio Competence Centre<br />

MINARINI Fabrizio European Commission, DG INFSO<br />

MONCLÚS GONZALÉZ Jesús FITSA FOUNDATION<br />

MOUTAL Valérie European Commission, DG INFSO<br />

NIELSEN Michael ERTICO<br />

OCHEL Gerd<br />

European Telecommunications Standards<br />

Institute ETSI<br />

OLSEN Sigurd Norwegian Public Roads Administration<br />

PALMQUIST Ulf EUCAR<br />

PARK Su-Birm Delphi Delco Electronics Europe GMBH<br />

PAUL-MORANDINI Olivier European Emergency Number Association<br />

PEKÁR Ferenc<br />

PERLOT Antonio<br />

European Commission, DG Enterprise and<br />

Industry<br />

FEMA (Federation of European Motorcyclists'<br />

Association)<br />

19


PUTZ Stéphane <strong>eSafety</strong> <strong>Support</strong><br />

QUOIDBACH Liévin Navteq<br />

RAVIGLIONE Cesare ISMB Instituto Superiore Mario Boella<br />

ROSENSTEIN James Ygomi LLC<br />

SAHLQVIST Erika European Commission, DG INFSO<br />

SAURET Pere RACC<br />

SCHOLTEN Joachim BMW Group<br />

SEECK André Federal Highway Research Institute (BASt)<br />

SERGEYS Filip Honda Motor Europe Ltd<br />

SILVA Irina <strong>eSafety</strong> <strong>Support</strong><br />

SPELL Sabine Volkswagen<br />

SPOORMANS Thomas RENAULT<br />

STEVENS Alan TRL Limited<br />

SUGANO Takashi Nissan Motor Manufacturing Ltd.<br />

SUNDSTRÖM Monica SRA<br />

SVENSK Per-Olof Triona AB<br />

TERPSTRA Tjerk<br />

Ministerie van Binnenlandse Zaken en<br />

Koninkrijksrelaties<br />

THOMAS Pete VSRC Loughborough University<br />

TRÂN Aurélie Toyota Motor Europe<br />

TVRZSKY Tomáš Telematix Services a.s.<br />

ULMER Berthold DaimlerChrysler AG<br />

VAN DE KRAATS Henri IMA BENELUX<br />

VAN ESSEN Rob Tele Atlas<br />

VAN LAER Peter Agoria<br />

VAN MULKEN Hilde Dutch National Police Agency (KLPD)<br />

VAN ZYL Arnold ERTICO - ITS Europe<br />

VERDEE Serge JAMA Europe<br />

VINTI Settimio Ministry for Innovation and Tecnologies, Italy<br />

VITS André European Commission, DGINFSO<br />

VON TROSTPRUGG Alexander Weiss ALTEA<br />

WARD Chris DFT<br />

WEINSTOCK Richard Connexis<br />

WOCKER Karl-Heinz Siemens AG<br />

WURZEL Dietmar DLR Brussels Office<br />

ZHU Linda Tele Atlas<br />

ZIMMERMEYER Gunter Robert Bosch GmbH<br />

20


2.1.4 Minutes<br />

2.1.4.1 High-Level Opening Remarks<br />

Mr. Fabio Colasanti (European Commission DG INFSO), opened the meeting by<br />

reminding the audience about the work that had been done including the White Paper on<br />

road safety and the Action plan (2001-2002), the launch of the <strong>eSafety</strong> initiative (2002),<br />

the report produced by the European Parliament in October 2005 and the internal report<br />

in the beginning of this year.<br />

Mr. Colasanti indicated that some progress had been made but that we need to step up<br />

our efforts to achieve our goals.<br />

He recalled briefly which were the <strong>eSafety</strong> Forum Working Groups. The value of the<br />

<strong>eSafety</strong> Forum is that it provides a forum of comprehensive and consistent approach to<br />

the <strong>eSafety</strong> issues. An issue that exemplifies the type of problems that the <strong>eSafety</strong> Forum<br />

has, is implementation, bringing people together or making things happen in areas where<br />

the technology has already delivered what it had to deliver, is the eCall area. The report<br />

presented by Mr. Titley has been adopted but more needs to be done. Mr. Colasanti<br />

declared that eCall was a priority for the European Commission.<br />

He commented that User Outreach was another important issue. The <strong>eSafety</strong> Forum<br />

needs to address citizens at large and we will have to use all events that might come up.<br />

Mr. Colasanti concluded by announcing that the Intelligent Car Initiative had been<br />

launched.<br />

Mr. Ivan Hodac (ACEA) commented that the Forum had to focus on implementation.<br />

He noted that safety was absolutely essential for the automotive industry.<br />

Mr. Hodac thanked the European Commission for their driving role. He explained that<br />

in the past, most of what had been done was on a voluntary basis, without regulation or<br />

directives. It was market driven. Mr. Hodac hopes that this will not change.<br />

He noted that the number of stakeholders had increased. One of these categories are the<br />

public authorities. In the case of eCall, which he considers as a good example, the<br />

cooperation of public authorities is needed. Things are more complicated because<br />

understanding and better cooperation is needed.<br />

Mr. Hodac underlined that he regretted that only seven Member States and Switzerland<br />

had signed the eCall MoU. According to him, without the cooperation of the public<br />

authorities, we would never get this up and running. Technology is ready to be put into<br />

cars however public authorities, telecoms and a business case are needed.. He expressed<br />

his disappointment regarding the low number of signatures of the eCall MoU.<br />

Mr. Hodac mentioned that the Intelligent Car Initiative did not mean only car, but also<br />

intelligent mobility. It does not involve only the vehicles but also the infrastructure. He<br />

stated that the automotive industry would play a role in this but the other stakeholders<br />

are needed as well.<br />

21


He concluded by insisting on the importance to keep the vehicles affordable.<br />

Dr. Arnold van Zyl (ERTICO) stated that the mobility sector was a key driver for<br />

competitiveness and jobs in Europe and the instrument of creating the single market. In<br />

this context, mobility is much more than cars, trucks, trains, boats and planes. It is<br />

important to recognise that mobility is provided by a system consisting in the vehicles,<br />

the networks of roads, ports, stations and airports, the associated communication and<br />

fuelling infrastructure and the users. The mobility sector contributes around 20% of the<br />

GDP and 10% of the jobs in Europe.<br />

Dr. van Zyl indicated that the mobility system faces major challenges and stresses,<br />

namely:<br />

- ensure the safety of all mobility users,<br />

- maintain the security of the travellers, goods and infrastructure,<br />

- enhance the efficiency of the networks for the transport of people and for the<br />

distribution of goods, and<br />

- mitigate the environmental impact of the mobility activity.<br />

He stated that <strong>eSafety</strong> had made major advances, in particular with respect to the<br />

autonomous active safety systems and with the conceptualisation and the development<br />

of public service applications, like eCall. He stressed to the Member States the need to<br />

have someone completing the service chain of eCall.<br />

Dr. van Zyl pointed out that, as a consequence of the activities of the <strong>eSafety</strong> Forum, the<br />

consumer demand for the advanced safety system products and information, especially<br />

ESP, had increased.<br />

ERTICO is focusing now in particular in the area beyond autonomous vehicle<br />

components, that is to say the area of cooperative systems. This is the area in which<br />

vehicles communicate with each other, with the users and with the infrastructure. The<br />

challenge of ensuring the safety of mobility users can only be addressed in a systematic<br />

way. This system approach should involve the users, the vehicles and the infrastructure.<br />

We should move to a system where we have intelligent users in smart cars on smart<br />

roads.<br />

Dr. van Zyl is convinced that the ITS approach of collecting, processing and sharing data<br />

within a system as well as setting up the associated architectures to make those systems<br />

communicate and respond had a huge potential not only on the issue of safety but also in<br />

the areas of security, efficiency and environment. What fails are the legislative and<br />

framework conditions such as a signature to the eCall MoU.<br />

He concluded by stating that he looks forward to the <strong>eSafety</strong> Forum developing and<br />

extending to address the other issues like enhance security, enhance efficiency and<br />

mitigate the effects on the environment.<br />

Mr. Rui Camolino (ASECAP) defined ASECAP as a major defender of payment use<br />

of roads which aggregates 16 members and 128 companies. As a long term objective<br />

22


ASECAP aims at assuring users a safe and quiet travel in an adequate timing, with no<br />

stress and minimum environmental damages.<br />

Mr. Camolino reported on ASECAP’s the major points of concern,:<br />

- the reduction of the number of casualties according to the European<br />

Commission objectives,<br />

- the reduction of the time of response to incidents,<br />

- the reduction of motorway and bridge congestion levels by improving traffic<br />

management systems,<br />

- the reduction of stress levels of users by improving information on road<br />

incidents,<br />

- a contribution to the reduction of pollution levels on both motorways and<br />

bridges by promoting measures to decrease levels of congestion and<br />

- the promotion of the institutional cooperation with other organisations.<br />

Mr. Camolino stated that the reduction of the number of casualties should come basically<br />

from the adoption of best designing construction techniques.<br />

Concerning response time, the main action lines should concentrate on improving the<br />

process for early detection of incidents, reducing time to activate necessary means to<br />

assist the incidence either by improving process or by making complementary<br />

partnerships and making sure that areas under concession responsibility are considered<br />

by the eCall DG in its specification.<br />

Mr. Camolino indicated that, to reduce congestion levels, the stakeholders should<br />

concentrate their attention on improving traffic management systems and improving<br />

information to users, offering alternative solutions to allow users travel as fast as possible<br />

within the safety regulations.<br />

The reduction of the users level of stress must be achieved mainly through improvement<br />

of information services so that users are informed as much as possible of events before<br />

they face them while driving.<br />

The ASECAP contribution to the reduction of the pollution level shall come from the<br />

reduction of the congestion level and the adoption of design techniques.<br />

Concerning the improvement of the institutional cooperation, ASECAP will commit to<br />

improve its cooperation with the European Commission, in particular with DG TREN<br />

and DG INFSO. Mr. Camolino stated that cooperation was a bidirectional process that<br />

should be taken by all parties involved by a relationship in a way that confidence was<br />

increasingly gained between the parties.<br />

He concluded by indicating that in the short term, ASECAP would be giving its next step<br />

approaching DG INFSO strategy, informing the <strong>eSafety</strong> Working Groups where it saw a<br />

possible cooperation.<br />

Ms. Monica Sundström (SRA) stated that the welfare of society in our way of living<br />

required extensive mobility but that transport also gave rise to severe problems related to<br />

congestion, the environment, public health, energy consumption and safety. Concerning<br />

causes of accidents, current research indicate that human error is involved in over 90%<br />

23


of accidents and that in almost 75% of the cases, only the human mistake is to blame.<br />

Ms. Sundström stressed the need to make the road transport system more tolerant to<br />

human errors and misjudgments.<br />

Safety in road transport is a direct outcome of the performance of interactions between<br />

the driver, the vehicle, the road infrastructure and the environment. In Sweden, the<br />

Government has presented a program for improving road safety with the following<br />

cornerstones: safer roads, safer vehicles and better compliance with road traffic<br />

regulations. According to the Swedish Road Safety Program, new techniques and<br />

applications need to be implemented to measures concerning safety problems. It has<br />

been stated that the measures proposed must be based on cooperation between those<br />

responsible for the road traffic system and the road users. The SRA and the Government<br />

believe that the key to a successful implementation of these systems is to increase user<br />

awareness and to create market forces for better safety rather than to enforce new rules<br />

and new legislation.<br />

Ms. Sundström indicated that the development of new techniques had the potential to<br />

solve different kinds of problems related to road traffic and transport. Some of them<br />

contribute to decreased congestion problems, some of them reduce the environmental<br />

impact due to traffic and some of these solutions constitute advanced safety systems.<br />

Very often, new solutions have a positive effect on more than one of the problem areas.<br />

Ms. Sundström stated that the welfare of the road users was a concern for the national<br />

road administrations as well as for the telematics industry. Traffic safety is regulated by<br />

national governmental policies and it is a responsibility for the national road<br />

administrations to achieve the society targets. The industry wants to produce products<br />

that customers want to buy. The safety issues represent a valuable competitive asset for<br />

the car industry as well as an undisputable responsibility. New vehicles with advanced<br />

functions increase the demands on all actors involved. Since there is a rapid<br />

development, it is important that the society identify products it wants to support.<br />

Ms. Sundström noted that the customer needed help to invest in the most efficient new<br />

technologies. There are activities from the society supporting this process. She stressed<br />

the importance of raising public awareness.<br />

Ms. Sundström stated that a systematic approach was necessary where infrastructure,<br />

vehicles and users were analysed and worked together. It seems necessary that they are<br />

compatible with each other and support the user. There is a need for joint effort to<br />

develop the road transport system with all partners involved. She stressed the importance<br />

of having the eCall MoU signed by all Member States.<br />

Ms. Sundström concluded by highlighting the fact that the <strong>eSafety</strong> Forum had had<br />

interesting four years of work and discussions and was looking forward to the future<br />

fruitful development both of the road infrastructure and vehicle related applications and<br />

the cooperation between them based on identified social targets in cooperation between<br />

the authorities, the industry and the road users.<br />

Dr. Csaba Csapodi (Permanent Representation of Hungary to the EU) pointed out<br />

that the enlargement had an impact on the ambitious target set out in the 2001 White<br />

24


Paper on the European Transport Policy for 2010, namely to halve the number of road<br />

fatalities by 2010.<br />

It created new challenges. The reason is that the road safety level in the new Member<br />

States still remains low compared to most of the other Member States. In the UK,<br />

Sweden and the Netherlands, 60 people per 1 million inhabitants die yearly in accidents.<br />

At least twice as many are killed in the new Member States due to unadapted road<br />

networks, the lack of enforcement and poorly maintained vehicle fleets.<br />

Mr. Csapodi stated that improving these figures was of high importance for the whole of<br />

Europe to achieve safer mobility across the European Union. The deployment and the<br />

use of information and communication technologies can increase road safety in the new<br />

Member States by giving tools to analyse the causes of the higher rates of accidents and<br />

to find solutions.<br />

The active involvement of the new Member States in the activities of the <strong>eSafety</strong> Forum<br />

can bring huge benefits for both old and new Member States, at least in the following 6<br />

fields:<br />

- collecting the local accident data according to common standards and analysing<br />

the causes,<br />

- producing and maintaining certified digital maps data bases with <strong>eSafety</strong> attributes<br />

with the participation of public authorities,<br />

- introducing real-time traffic and travel information systems on the major road<br />

networks that are based on the technical recommendations of the RTTI WG,<br />

- taking part in R&D activities especially in the development of cooperative<br />

systems,<br />

- applying better technologies for enforcement of speed control both on the<br />

motorways and in the urban areas, and<br />

- upgrading the PSAPs for the emergency services.<br />

Mr. Csapodi insisted that the more new Member States participate in the various<br />

activities of the Working Groups, the sooner these new technologies would spread over<br />

the enlarged European Union. A new area for the User Outreach WG could be to<br />

involve more and more new Member States. Currently, only three Member States,<br />

Hungary, the Czech Republic and Poland, are taking part in these activities.<br />

Mr. Csapodi concluded by mentioning that a new idea being currently discussed in the<br />

Czech Republic was to create a ministry under the title “Intelligent Infrastructure<br />

Ministry”, which would involve the infrastructure, the vehicle and the telecommunication<br />

and information technology innovations under one umbrella.<br />

Mr. Malcolm Harbour (European Parliament) underlined that thanks to all the<br />

stakeholders the <strong>eSafety</strong> initiative has made substantial progress. He asked the Forum not<br />

to underestimate the political and societal importance of this initiative. The work of<br />

<strong>eSafety</strong> has been an outstanding example of what has now become much more<br />

fashionable, which is so called integrated policy making. It was and continues to be an<br />

important example of marrying together the potential of electronic communications and<br />

focusing on a particular sector. By doing that, one has to engage a lot of people.<br />

25


Mr. Harbour noted that this year, we were at a crucial political stage in the evolution of<br />

the whole <strong>eSafety</strong> program. <strong>eSafety</strong> has now been definitively recognised as part of the<br />

overall set of policies that will underpin the competitiveness of the automotive sector.<br />

Mr. Harbour stressed that there were crucial things that needed to be done now. We<br />

should engage the public, customers and road users and we have to deepen our political<br />

engagement at all levels. The two things go together. Mr. Harbour stated that we had to<br />

raise the awareness among car users about the value and importance of <strong>eSafety</strong> tools in<br />

the products that they buy but also the potential of the infrastructures that they use,<br />

because they are all voters. The voters should be putting pressure on governments to say:<br />

”Why can’t we have eCall?” We need to work better to outreach the members of national<br />

parliaments.<br />

Mr. Harbour pointed out the need to have customers to buy into this process as well.<br />

The same way that the EuroNCAP program has been so successful in sensitising<br />

consumers to the safety equipment on their vehicles – and that has become part of the<br />

marketing of vehicles, we are starting to see some of the car manufacturers promoting<br />

some of the active safety tools. The consumers will demand the best and that will<br />

stimulate the sort of investments that we need.<br />

But road users should also be demanding the best in road infrastructure and in safety<br />

improvement in other areas and Mr. Harbour thinks that it is where much more work is<br />

needed. We must not only engage our Members of Parliament but we must also engage<br />

our local politicians. In many cases, local politicians are making the decisions about<br />

spending money on road infrastructure and what to put in that road infrastructure. Mr.<br />

Harbour pointed out that the work going on in <strong>eSafety</strong> was now mature enough to be<br />

able to really start a movement in that direction.<br />

Trans-European Network road building projects should be the pilot programs. These<br />

should really demonstrate the possibilities of intelligent highway investments. Investment<br />

approval for these programs should be tied in to the proposals of those programs<br />

demonstrating that they have taken on board the needs to build in the intelligent<br />

infrastructure. That is part of looking at an integrated approach in sensitising the local<br />

politicians.<br />

He concluded by telling the Forum that he was very pleased that the European<br />

Parliament was now much more engaged in promoting <strong>eSafety</strong>. Gary Titley’s report on<br />

eCall has had a lot of favourable press publicity. Mr. Harbour thinks that with more<br />

political pressure, we can move these projects through more quickly. He stated that a<br />

next work would be to try to establish a network of supporters throughout the political<br />

system, at local and national levels, throughout the European Union. He assured the<br />

Forum that it had a lot of political support behind and that he shared its determination to<br />

make sure that this project would really deliver tremendous results.<br />

2.1.4.2 The four years of the <strong>eSafety</strong> initiative 2002-2006 – Part 1<br />

Strategic overview of the <strong>eSafety</strong> Initiative<br />

Mr André Vits (Head of Unit, DG INFSO, European Commission) gave a strategic<br />

overview of the <strong>eSafety</strong> Initiative.<br />

26


After having recalled the birth of <strong>eSafety</strong> and the role of the <strong>eSafety</strong> Working Group, Mr.<br />

Vits outlined the first and the second <strong>eSafety</strong> Communications (respectively on ICT for<br />

Safe and Intelligent Vehicles and on eCall). Then he presented the Working Groups that<br />

completed their activities: Heavy Duty Vehicles, Real-Time Traffic and Travel<br />

Information, Digital Maps, Human Machine Interaction and Accident Causation<br />

Analysis. The active Working Groups are Communications, Research and Technological<br />

Development, User Outreach, International Cooperation and Implementation Road<br />

Map. Two new Working Groups, Service Oriented Architecture and ICT for Clean<br />

Mobility, have been created.<br />

Mr. Vits also introduced the i2010 Intelligent Car Initiative and its three pillars, namely<br />

the <strong>eSafety</strong> initiative and the <strong>eSafety</strong> Forum, RTD in Information and Communications<br />

Technologies and Awareness raising Actions.<br />

The presentation was concluded by recalling that this meeting would follow the objective<br />

of:<br />

- making an overview of the progress achieved so far in the <strong>eSafety</strong> initiative,<br />

aiming to adopt the recommendations presented by the <strong>eSafety</strong> Working Groups<br />

(Day1)<br />

- deciding on the next steps on the priority topics eCall and User Outreach, on the<br />

basis of the recommendations of the Working Groups (Day 2)<br />

- presenting the new Working Groups and Commission initiatives, in particular the<br />

Intelligent Car Initiative and the Eurobarometer study, and discussing the next<br />

four years within <strong>eSafety</strong> (Day 2).<br />

<strong>eSafety</strong> Implementation status in the EU<br />

Mr. Jacob Bangsgaard (<strong>eSafety</strong> <strong>Support</strong>) reported on the implementation status of<br />

<strong>eSafety</strong>, focusing on national activities.<br />

Mr. Bangsgaard started by presenting the situation of <strong>eSafety</strong> implementation in a few<br />

European countries. The Netherlands is one of the active countries in the field of <strong>eSafety</strong>.<br />

They are for example working towards the deployment of eCall. Spain has started to be<br />

more actively involved in <strong>eSafety</strong> activities, whereas Sweden has always shown a very<br />

strong participation in <strong>eSafety</strong> and has already looked into incentives for the deployment<br />

of eCall. Finland is at the forefront in Europe for eCall deployment.<br />

Mr. Bangsgaard added that the new Member States were catching up on several issues. In<br />

particular, attention to eCall is growing, especially in the Czech Republic and Hungary.<br />

Presenting initiatives undertaken in Romania, Mr. Bangsgaard said that such initiatives<br />

outside the EU should be supported.<br />

He outlined the work of the International Cooperation WG, specifying that for some<br />

emerging markets, focus on road safety and even <strong>eSafety</strong>, as a way to improve road<br />

safety, was increasingly strong. India, for example, would like to learn from Europe on<br />

how to manage the increase in the number of vehicles on its roads. India is very<br />

interested in eCall, integrated traffic management, mobility behaviour and crash testing.<br />

27


As far as China is concerned, the main focus is on collecting and broadcasting data for<br />

the traffic situation. Mr. Bangsgaard stressed that whereas some European countries had<br />

not yet had a full roll-out of TMC, China saw it as one of its key priorities. In general,<br />

India and China are very eager to do a full deployment as quickly as possible of some<br />

<strong>eSafety</strong> applications.<br />

Mr. Bangsgaard concluded that the Forum could learn a lot from experiences in different<br />

countries and from <strong>eSafety</strong> stakeholders’ initiatives.<br />

2.1.4.3 The four years of the <strong>eSafety</strong> Initiative 2002-2006 – Part 2<br />

Implementation Road Map Working Group Recommendations<br />

Prof. Risto Kulmala reported on the results and recommendations of the<br />

Implementation Road Map Working Group, which he co-chairs with Mr Hans-<br />

Jürgen Mäurer<br />

He presented the objectives of the Working Group, the approach that the group had<br />

adopted for analysing the implementation potential of the intelligent vehicle safety<br />

systems, the rationale for choosing the priority systems and examples of the<br />

implementation road maps, namely Lane Departure Warning, ESP and Dynamic Traffic<br />

Management.<br />

Prof. Kulmala also presented a list of recommendations concerning the deployment of<br />

in-vehicle systems and infrastructure-related systems. As far as in-vehicle systems are<br />

concerned, he recommended that customer awareness be enhanced via European<br />

campaigns. Governments and insurance companies should give financial/fiscal<br />

incentives to customers to buy vehicles equipped with such systems whereas regulatory<br />

actions should only be considered as the last option. All stakeholders should develop<br />

feasible sustainable business models for each application. The Working Group also<br />

recommends that EuroNCAP incorporate systems that are mature enough and that the<br />

<strong>eSafety</strong> stakeholders follow the instructions of the HMI WG. Lastly, the stakeholders<br />

should continue R&D efforts to develop new solutions for in-vehicle safety systems as<br />

well as to evaluate the effects of <strong>eSafety</strong> systems on safety, economy and employment.<br />

In order to increase and accelerate the deployment of safety beneficial infrastructurerelated<br />

<strong>eSafety</strong> systems, Prof. Kulmala, on the behalf of the Implementation Road Map<br />

WG, recommended that the Member States ensure the deployment of economically<br />

feasible systems and services. The European Commission should support it. According<br />

to the Working Group, the industry, the European Commission and the Member States<br />

should take actions together to ensure that digital maps with the information required by<br />

the <strong>eSafety</strong> systems would be developed for all roads in the Member States. The<br />

European Commission and the Member States should agree on actions and instruments<br />

to increase the willingness of countries and regions to take on the role as “early adopters”<br />

for <strong>eSafety</strong> systems. Lastly, the stakeholders should continue R&D efforts to develop<br />

new solutions for infrastructure-related safety systems as well as to evaluate the effects of<br />

such systems on safety and other socio-economic factors.<br />

28


Regarding eCall and RTTI, the stakeholders should follow the recommendations of the<br />

eCall Driving Group and the RTTI Working Group.<br />

Concerning dynamic traffic management and local danger warnings, the Implementation<br />

Road Map WG recommends that the road authorities and operators develop together a<br />

European vision and strategy for the deployment and operation of dynamic traffic<br />

management and local danger warning systems in co-operation with vehicle and<br />

telecommunications industry.<br />

Concerning speed alert, the European Commission and the other stakeholders should<br />

solve the currently open issues and utilise the implementation roadmap produced by the<br />

SpeedAlert project.<br />

Prof. Kulmala informed that a renewed Working Group with active membership would<br />

continuously update the 2005 Final Report. In order to do so, the members will add<br />

security as an additional implementation issue to road maps, monitor priority system<br />

deployment in the 25 Member States and create illustrative road maps for decision<br />

makers.<br />

Prof. Kulmala concluded by presenting a proposal of a simplified Road Map.<br />

Heavy-Duty Vehicles Working Group Recommendations<br />

Mr. Francisco Ferreira (EC, DG INFSO), presented the objectives, approach, work<br />

and results attained of the Heavy-Duty Vehicles Working Group.<br />

According to him, the general objective of the Working Group was to investigate how<br />

road safety could be improved in the specific context of heavy-duty vehicles. Its main<br />

tasks had consisted in:<br />

- developing a comprehensive view of road safety of heavy-duty vehicles,<br />

- producing a summary of significant accident types,<br />

- evaluating around fifty safety measures,<br />

- analysing the introduction obstacles such as cost, regulations, …etc and<br />

- defining recommendations.<br />

Mr. Ferreira outlined the main recommendations of the Working Group. According to<br />

him, the differences between passenger cars, vans and heavy-duty vehicles give need for<br />

special treatment to ensure further increase of vehicle safety of heavy-duty vehicles. He<br />

added that due to the high mass of heavy-duty vehicles, the avoidance of accidents<br />

(primary safety, active safety) should have a higher priority than the reduction of accident<br />

consequences (secondary safety, passive safety). The combination of both measures<br />

would have the highest impact in reducing fatalities.<br />

Mr. Ferreira indicated that the broad market penetration of available or ready to market<br />

vehicle safety systems was hindered by a missing business case. The Working Group<br />

underlined that the current regulations for masses and dimensions also hindered, if the<br />

load length should be kept, the introduction of an advanced passive safety system.<br />

The Member States should therefore:<br />

29


- promote the market penetration of safety systems by granting incentives and<br />

- agree to a harmonised approach for additional length and weight for a passive<br />

safety system.<br />

Mr. Ferreira concluded by urging the EC to :<br />

- actively promote the introduction of incentives for safety systems in heavy-duty<br />

vehicles,<br />

- clarify if legislation in mass and dimensions will be adopted for the time frame<br />

2008 to 2012 to support an advanced passive safety system,<br />

- investigate the socio-economic impact of high rated safety systems for heavyduty<br />

vehicles and<br />

- promote further investigations on heavy-duty vehicles accidentology in order to<br />

achieve comparable data bases.<br />

Accident Causation Analysis Working Group Recommendations and the Trace<br />

Project<br />

Mr. José Manuel Barrios, on behalf of the TRACE Project, introduced the objectives<br />

and tasks of the TRACE Project, its background and the main research challenges that it<br />

faces.<br />

After recalling what “integrated safety” and “safety” meant, Mr. Barrios indicated that<br />

the European Commission, in support of the <strong>eSafety</strong> initiative, and as a prerequisite for<br />

diagnosis and evaluation of the most promising active safety technologies, had asked for:<br />

- research in consistent accident causation analysis to gain a detailed knowledge<br />

about the real backgrounds of European traffic accidents using existing data<br />

sources and<br />

- research to assess the potential impact and socio-economic cost/benefit, up to<br />

2020, of stand-alone and co-operative intelligent vehicle safety systems in<br />

Europe.<br />

This led to the creation of the TRACE Project (Traffic Causation in Europe) Project.<br />

Mr. Barrios indicated that the objectives of this project were:<br />

- The identification and the assessment (in terms of saved lives and avoided<br />

accidents), among possible technology-based safety functions, of the most<br />

promising solutions that can assist the driver or any other road users in a normal<br />

road situation or in an emergency situation or, as a last resort, mitigate the<br />

violence of crashes and protect the vehicle occupants, the pedestrians, and the<br />

two-wheelers in case of a crash or a rollover.<br />

- The determination and the continuous up-dating of the aetiology, i.e. causes, of<br />

road accidents (as well as the causes of injuries) and the assessment of whether<br />

the existing technologies or the technologies under current development address<br />

the real needs of the road users inferred from the accident and driver behaviour<br />

analyses.<br />

Mr. Barrios outlined the expected outcomes of TRACE related to driver failures.<br />

Problems of perception are expected to be the first driver failure, followed by problems<br />

of diagnosis, prognosis, decision and action. As far as risk factors are concerned, “bad<br />

30


eaction” is expected to be the main factor (17%), followed by “inattention” (14%), “risk<br />

taking” (14%), …etc.<br />

He presented an example of description of accident mechanism and mentioned the<br />

expected outcomes of the evaluation of ESP and Brake Assist.<br />

TRACE partners are expected to use statistical methods for accidents causation issues,<br />

risk analysis and evaluation of the safety benefits and methods to evaluate the human<br />

factors in the accident process.<br />

Mr. Barrios concluded by pointing out the main research challenges issues the partners<br />

would have to face, namely:<br />

- produce a diagnosis of traffic safety problems at the European level with three<br />

research angles (road users, types of situations and risk factors),<br />

- develop three kinds of analysis: descriptive statistics, in-depth analysis and risk<br />

analysis,<br />

- evaluate the most promising technologies: ex ante and ex post,<br />

- improve methodology in human factors analysis and statistical analysis,<br />

- rely on a set of various accident and exposure databases.<br />

Human Machine Interaction Working Group and Commission<br />

Recommendations<br />

Mr. Alan Stevens (TRL) reported on the Human Machine Interaction Working<br />

Group Recommendations.<br />

After having presented the HMI Working Group, Mr. Stevens introduced its final<br />

Recommendations. The Working Group made on the one hand specific<br />

recommendations on the revision of the European Statement of Principles (ESoP), and<br />

on the other hand recommendations for actions on focus areas and for defined<br />

stakeholders.<br />

Mr. Stevens reported on the limitations of the ESoP underlined by the HMI Working<br />

Group, namely:<br />

- The ESoP uses a relatively “high level” approach (weakness and strength).<br />

- The principles are uneven in terms of depth.<br />

- The ESoP only suggests a few specific measurable criteria<br />

- As far as the scope is concerned,<br />

o the ESoP addresses issues related to vehicles of class M and N including<br />

passenger cars, trucks and buses but not motorcycles or other vehicles,<br />

o the ESoP addresses issues related to information and communication<br />

systems and not specifically to driver assistance systems,<br />

o head-up displays, night vision systems and voice controlled devices are<br />

not included.<br />

- Integration of functions and systems may necessitate revision.<br />

In conclusion, in general, the ESoP provided useful design advice but was not<br />

comprehensive and not sufficient for safety impact assessment.<br />

31


Mr. Stevens outlined the implementation issues pointed out by the HMI Working<br />

Group. Concerning industry, the HMI Working Group recommends that ACEA endorse<br />

the 2005 ESoP and ensures that it is distributed and acknowledged within their industry.<br />

It also notes that there is no industry body for nomadic products and services. The<br />

Nomadic Devices Forum deserves strong support.<br />

Mr. Stevens presented issues for the Nomadic Devices Forum, namely:<br />

- agreement over definitions and safety issues,<br />

- clarification of legal aspects (responsibility and liability) associated with nomadic<br />

devices integration,<br />

- agreement on an ESoP implementation plan for the entire industry, e.g. by selfcommitments,<br />

MoUs and device certification,<br />

- arrangements for provision of a fitting kit in accordance with the ESoP,<br />

- design of devices and functions intended for use while driving, in accordance<br />

with the ESoP,<br />

- provision of clear safety instructions to drivers, in accordance with the ESoP and<br />

- co-operation between nomadic device and vehicle manufacturers leading to smart<br />

interfaces.<br />

Concerning the Member States, the Working Group made recommendations about their<br />

role in communications. It recommends that they:<br />

- actively ensure that the ESoP is effectively disseminated, known and used by<br />

designers, manufacturers, installers, and fleet managers,<br />

- provide general information to drivers on safe use of in-vehicle information and<br />

communication systems e.g. media safety campaigns,<br />

- promote self-commitment of the ESoP for after-market systems and nomadic<br />

devices providers and support provision of consumer information concerning<br />

safety and usability,<br />

- report back on the impact of the ESoP.<br />

The HMI Working Group also made recommendations about the role of the Member<br />

States in monitoring and enforcement. It recommends that they:<br />

- ensure regularly updated information on the definition and dynamics of the<br />

market for after-market and nomadic,<br />

- monitor and evaluate the impact of the ESoP,<br />

- monitor and evaluate the safety impact of in-vehicle information and<br />

communication systems e.g. by accident analysis (especially after-market and<br />

nomadic),<br />

- take measures to ensure secure fixing of after-market and nomadic devices<br />

according to the principles of ECE R21 or equivalent,<br />

- continue to actively enforce existing health and safety legislation concerning atwork<br />

driving practices,<br />

- take measures to ensure that use of nomadic devices by the driver while driving<br />

does not compromise road safety,<br />

- identify and take necessary actions on the unintended use or misuse of visual<br />

entertainment systems by the driver while driving (e.g. movies, TV, video games).<br />

Concerning the European Commission, the Working Group recommends that it:<br />

- supports the Nomadic Devices Forum,<br />

- works with the Member States to assist implementation, where appropriate,<br />

32


- regarding the outreach activities through fleet operators and the vehicle rental<br />

and sales markets:<br />

o clarifies the extent to which existing health and safety directives include<br />

drivers who drive as part of their work and include in-vehicle ergonomic<br />

safety,<br />

o leads Europe-wide information dissemination to fleet managers and<br />

employees,<br />

- regarding research and international aspects:<br />

o produces evidential basis for safety impacts of IVIS and ADAS,<br />

o produces quantitative measures of driver behaviour,<br />

o ensures that standardisation, co-ordination activities and international<br />

activities relevant to ESoP are engaged with (FP7 or other joint activities),<br />

o includes JAMA, AAM, IHRA-ITS and UN-ECE as relevant groups.<br />

Mr. Stevens concluded by presenting the next steps of the work concerning HMI,<br />

namely:<br />

- making implementation happen,<br />

- exploiting and developing research, e.g. AIDE, Humanist NoE, Response,<br />

- solving the HMI issues for ADAS: development of ESoP for assistance systems.<br />

Discussion<br />

Roland Gillebeert (CLEPA) stated that representatives from CLEPA should be heard.<br />

Valérie Moutal (European Commission) answered that the European Commission<br />

was looking for the agreement and commitment of ACEA and also CLEPA. It will be<br />

part of the dissemination work of this new recommendation on the statement of<br />

principles to look forward this new agreement from other stakeholders than traditional<br />

ones like car industry, suppliers industry and nomadic devices.<br />

Real-Time Traffic and Travel Information Working Group Recommendations<br />

Dr. Heinz Friedrichs (Bosch) presented the Recommendations of the Real-Time<br />

Traffic and Travel Information Working Group.<br />

Dr. Friedrichs started by recalling the Commission Recommendation on TTI (2001) and<br />

the objectives of the RTTI Working Group, that was established in 2003.<br />

He went on outlining the Recommendations of the final report (October 2005). The<br />

Member States should:<br />

- agree on an implementation strategy for the extension of RTTI services, working<br />

to European standards, covering both inter-urban and urban areas,<br />

- support the TMC-Forum to promote the safety-related features of the Traffic<br />

Message Channel,<br />

- take steps to ensure roaming and inter-operability of RTTI services across the<br />

EU,<br />

- make existing public data available for the provision of RTTI services and safety<br />

relevant data be freely available,<br />

33


- request that traffic management centres operate to European standards such as<br />

TMC-encoding of the data,<br />

- agree, on the basis of national RTTI strategies and the Commission’s<br />

Recommendation on TTI services, with the private service providers on the<br />

minimum quality for public (free of extra charge) services,<br />

- publish clear guidelines for the private sector on the conditions for establishing<br />

private data collection networks for commercial services,<br />

- require reluctant FM-broadcasters to carry an RDS/TMC service for public or<br />

private users so that 80% or more of all journey drivers can have access to a<br />

relevant RTTI service by the year 2010 or earlier,<br />

- require the authorities to ensure that frequency spectrum and broadcast capacity<br />

will be made available in the near future for advanced digital broadcast traffic<br />

information services via DAB, DRM, DVB-T, and eventually, satellite-DAB,<br />

- support the development of future advanced services which become possible by<br />

DAB, DVB-T, satellite broadcasting, 3G, WLAN, and others and<br />

- take a position regarding the RTTI WG Recommendations through their<br />

Transport Ministers.<br />

The Council of the Transport Ministers of the European Union should make a decision<br />

on this subject at one of their next meetings.<br />

Dr. Friedrichs indicated that the results of the RTTI Working Group had been presented<br />

to the 2 nd High Level Meeting with the Member States on 18 th October 2005, but that no<br />

main conclusions on further actions had been made. He explained that the <strong>eSafety</strong><br />

Steering Group had decided on 4th April 2006 to continue the work of the RTTI<br />

Working Group with updated Terms of Reference, schedule, and participation.<br />

According to the new Terms of Reference, the RTTI Working Group should:<br />

1. Review the results and recommendations of the Final Report and analyse the<br />

open issues.<br />

2. Focus on road traffic related criteria, expectations and needs.<br />

3. Propose a “Road Map” for the implementation of RTTI.<br />

4. Propose further actions to the EuropeanCommission.<br />

Dr. Friedrichs mentioned that the participation of all stakeholders such as highway and<br />

road traffic authorities, broadcasting corporations, automotive and equipment industry,<br />

service providers, and experts on RTTI was needed.<br />

He concluded by giving the time schedule of the RTTI Working Group. In May 2006,<br />

the Terms of Reference will be refined, a call for participation will be made and the<br />

Working Group will be constituted. It will meet four times a year. In May 2007, it will<br />

produce a preliminary Final Report. The Working Group will hand in its Final Report in<br />

Autumn 2007.<br />

Discussion<br />

Ms. Valérie Moutal (European Commission) stated that a way on how to promote<br />

RTTI should be found. She considers that the first problem to solve is how to deal with<br />

data collection (publicly, privately or in a mixed situation).<br />

34


Mr. Frazer Goodwin (ETSC - European Transport Safety Council) stated that<br />

RTTI had a lot to do with traffic management but very little to do with safety.<br />

Mr. Bangsgaard (<strong>eSafety</strong> <strong>Support</strong>) answered that some Member States, like Finland,<br />

had made an extra effort on improving data collection and broadcasting after major road<br />

accidents where this data was missing. RTTI could have saved lives if people had been<br />

aware of accidents ahead of them on the highway.<br />

Mr. David Jeffery (University of Southampton) noted that the RTTI<br />

Recommendations were just recommendations for the Member States. The first thing<br />

that the Working Group must understand is what is happening in the market place and<br />

what are the barriers to implementation.<br />

Ms. Moutal answered Mr. Goodwin that RTTI was existing already in some countries<br />

and stressed the need to develop it more because it had been proven in several countries<br />

that RTTI had a real impact on safety: on the stress of the driver or when informing<br />

about a queue. She concluded that there was no doubt about the importance of RTTI in<br />

the road safety process.<br />

Mr. James Rosenstein (Ygomi) stated that cars were a tremendous potential source of<br />

information thanks to all the sensors that already existed. The problem to solve is how to<br />

best collect that data and transmit it to other vehicles that need to use it.<br />

Digital Maps Working Group Recommendations<br />

Before giving an overview of the background, the organisation and the objectives of the<br />

Digital Maps Working Group, Mr. Ad Bastiaansen (TeleAtlas) stated that it was<br />

almost impossible to implement <strong>eSafety</strong> applications without digital maps.<br />

He presented the main challenges that the Working Group had to face, namely:<br />

- a uniform European <strong>eSafety</strong> Map,<br />

- high investments required,<br />

- optimise data collection and processes,<br />

- optimise data flow from public to private sector and<br />

- find a combined solution.<br />

Mr. Bastiaansen outlined the 3 phases proposed by the Digital Maps Working Group,<br />

namely:<br />

- Phase 1: focuses on cooperation (supply of <strong>eSafety</strong> attributes)<br />

- Phase 2: deals with quality assurance (quality guidelines and improvement<br />

procedures)<br />

- Phase 3: takes care of optimalisation (standardisation).<br />

Rob van Essen (TeleAtlas) stated that Phase 1 supported cooperation between public<br />

and private in the provision of the safety attributes and their updates from the public<br />

authorities to the public. He presented a few questions and constraints arising during<br />

phase 1, namely:<br />

- Are these attributes available with the public authorities and what are the obstacles<br />

in finding them?<br />

35


- The availability of the safety attributes varies at the public level among the<br />

different public authorities.<br />

- Can we ask the public authorities to register the safety attributes?<br />

It was agreed by the Working Group that:<br />

- the safety attributes agreed in “Maps & ADAS” form the basis of safety<br />

attributes of this WG,<br />

- the output be provided to the EC as reference document and<br />

- synergies be created with the other related EU funded projects like EuroRoads,<br />

SpeedAlert, Highway and INSPIRE.<br />

Mr. van Essen stated that the stakeholders should go into the direction of a kind of<br />

standardised information transfer.<br />

He commented that the expected benefits of <strong>eSafety</strong> applications are benefits for traffic<br />

safety, social and economical benefits and benefits for public authorities. Concerning the<br />

benefits for traffic safety, Mr. van Essen explained that the safety applications could<br />

interpret the driving environment by sensor(s) (e.g. radar, vision, map). Maps could serve<br />

as primary sensors or as secondary sensors.<br />

Mr. van Essen thinks that safety applications will start with advisory systems (alerts<br />

prompting the driver to act) and will go to hybrid systems. Whether it will go to control<br />

systems (actively controlling the vehicle) is very doubtful.<br />

A few examples were given of the use of maps as primary sensors, such as speed limit<br />

assistance, curve warning, predictive powertrain control, intersection assistance, curve<br />

control and hotspot warning and a few examples of the use of maps as secondary<br />

sensors, such as collision avoidance, stop&go, lane change assistant, lane keeping<br />

assistant, adaptive cruise control and advanced front lighting.<br />

Mr. van Essen stated that <strong>eSafety</strong> maps would be base on existing navigation maps, with<br />

extra safety attributes, namely:<br />

- Legal Speed Limits,<br />

- Traffic Signs (Hazard, Right-of-Way),<br />

- Lane Information (Number, Width, Divider, Connectivity),<br />

- Traffic Lights,<br />

- Crossings (Pedestrian, Tram),<br />

- Hot Spot (accident statistics),<br />

- Slope (Longitudinal road gradient) and<br />

- Banking (Transversal road gradient).<br />

Extra quality requirements should be added, like:<br />

- Enhanced geometric accuracy,<br />

- Reduction of Map Errors and<br />

- Reduction of Time-to-Market (Up-to-datedness).<br />

Mr. Liévin Quoidbach (NAVTEQ) insisted on the importance of achieving concrete<br />

results.<br />

36


He stressed that we had to collect information and underlined that if we did not go to a<br />

real implementation with recommendations of the European Commission requiring the<br />

local governments to do something, we would not progress. However, in some regions, it<br />

is working very well. The personal contact that with local authorities matters.<br />

Mr. Quoidbach told the European Commission that it had been a mistake to reject the<br />

ROSATTE (ROad Safety ATTributes exchange infrastructure in Europe) program that<br />

would have addressed maintenance, exchange and integration of all safety relevant<br />

attributes.<br />

He set up three next steps, namely:<br />

- The European Commission should provide recommendations to the local authorities.<br />

- Map providers and public authorities should create a framework.<br />

-The ROSATTE proposal should be introduced again and better explained.<br />

2.1.4.4 Keynote Speech: Europe’s challenges in Mobility and Sustainability<br />

(Mr. Ari Vatanen, MEP)<br />

Mr. Vatanen started by highlighting that when a high number of people agreed with<br />

something, this could become a fact. He stated that in the political domain, you could say<br />

things that were detached from reality and even be rewarded for that, that is to say reelected.<br />

He stressed that we should run politics as big companies.<br />

Mr. Vatanen regretted that when it came to transport, the same could be observed.<br />

People do not know facts.<br />

For him logistics and mobility were among the key questions on which our future<br />

prosperity was based on.<br />

He recalled that Nokia experienced a big slump a couple of years ago and had to react<br />

immediately. He noted that they were now leading again. Europe is facing the same<br />

challenges. Europeans are going to survive in the future only producing products with a<br />

very high added value. We have to invest in education, research and science.<br />

Mr. Vatanen indicated that the logistical cost was 20% higher in the European Union<br />

than in the USA. He said that we had to look out how we could reduce the cost of<br />

logistics. It does not matter how people and goods go from one place to another as long<br />

as it happens in a cost-efficient manner.<br />

Mr. Vatanen stated that we should liberalise air transport so that people could fly cheaply<br />

from one place to another. He insisted that we could not have ideologically guided<br />

policies. We must apply to politics the same economic laws which govern our economic<br />

activities.<br />

Mr. Vatanen noted that one of the reasons why Nokia had remained competitive was<br />

that they had reduced the cost of logistics by over 90% over the last 10-15 years.<br />

He concluded by insisting that we must run transport policy in a way that responded to<br />

the challenges required to reach the objectives of the Lisbon agenda.<br />

37


2.1.4.5 Update of the status of the eCall Memorandum of Understanding<br />

Mr. Juhani Jääskeläinen, (EC, DG INFSO) reported on the update of the eCall<br />

Memorandum of Understanding (MoU).<br />

After having recalled what was the eCall MoU, Mr. Jääskeläinen gave an overview of<br />

the status of 112, E112 and eCall. 112 is available in all Member States but call<br />

answering and handling is operational in only 15 Member States. Other 10 Member<br />

States have deficiencies in language or organisation. E112 is available in 14 Member<br />

States. Other 11 Member States have deficiencies. Seven Member States have signed<br />

the MoU: Finland, Sweden, Slovenia, Lithuania, Cyprus, Italy, Greece (plus<br />

Switzerland) and the process of signing is coming to close in 5 Member States: The<br />

Czech Republic, Cyprus, Denmark, The Netherlands and Germany. Seven Member<br />

States are already candidates for pilot tests.<br />

Mr. Jääskeläinen presented the Commission actions supporting 112 and E112, namely<br />

the Conference on 112 (11 October 2005), where it was decided that a sub-group<br />

dealing with public safety and emergency communication under the Communication<br />

and Civil Protection Committees would be established; the Expert Group on<br />

Emergency Communications; the infringement procedures and the 2006 review of the<br />

Universal Directive.<br />

The Commission actions supporting eCall include the organisation of Expert<br />

Meetings, the support to standardisation in ETSI/CEN and the publication of the 2 nd<br />

<strong>eSafety</strong> Communication, Bringing eCall to Citizens (September 2005).<br />

In order to avoid a delay in the roll-out of eCall, the 2 nd <strong>eSafety</strong> Communication<br />

recommends the Member States to sign the eCall MoU, promote 112 and E112,<br />

upgrade their PSAPs and provide adequate location-enhanced emergency services and<br />

language support. Mr Jääskeläinen added that the Member States had supported<br />

unanimously the realisation of eCall during the High Level Meeting on 18 October<br />

2005.<br />

Mr. Jääskeläinen presented the actions being taken or planned to enable the eCall<br />

deployment. The report of Mr. Gary Titley on eCall was adopted with a large majority<br />

in the European Parliament on 27 April 2006. It recognises the great socio-economic<br />

benefits of eCall, supports the Commission’s actions in promoting 112, E112 and<br />

eCall, invites the Commission to look into the use of incentives and invites the<br />

Commission especially to continue the efforts for getting the Member States<br />

committed, starting from the MoU.<br />

Mr. Jääskeläinen pointed out the fact that media attention (TV spots, prime time:<br />

Euronews, BBC, DW, ZDF, …etc) showed the interest to eCall.<br />

He also announced that the Commission would keep the pressure on the Member<br />

States however it needs:<br />

- recommendations from the eCall Driving Group, with finalised specifications<br />

for eCall,<br />

- support and commitment from all the players and<br />

38


- finalisation of the standardisation work.<br />

Mr. Jääskeläinen concluded by informing the Forum that a few workshops on<br />

incentives would take place, such as:<br />

- the User Outreach Actions (i2010),<br />

- the i2010 High Level Meeting (Helsinki, 27-28 September 2006) with<br />

Presidency Conclusions on eCall,<br />

- the eCall Implementation Status Report, which would be discussed at the<br />

December Transport, Telecommunications and Energy Council under the<br />

Finnish Presidency and<br />

- the Council Conclusions on the next steps and actions at the February 2007<br />

TTE Council under the German Presidency.<br />

2.1.4.6 Statement by Norway (Mr. John Arild Jenssen, Ministry of Transport<br />

and Communications of Norway)<br />

Mr. John Arild Jenssen (Ministry of Transport and Communications of Norway)<br />

started by stating that Norway supports <strong>eSafety</strong> in general and eCall in particular. eCall is<br />

an important system that should be introduced. Norway is among the best performing<br />

countries in Europe concerning road safety and its health level is approximately the same<br />

as the one of Sweden, the United Kingdom and the Netherlands. In such a context, it is<br />

important for Norway to try to move further on and be even better.<br />

Mr. Jenssen added that Norway has a vision zero, which considers that there shall be no<br />

fatalities and seriously injured. Within this framework, the <strong>eSafety</strong> initiative has a lot of<br />

measures which can contribute moving forward. Since eCall is a matter of life and death,<br />

it is very important to Norway.<br />

His second point addressed the eCall deployment process in Norway. Norway joined the<br />

<strong>eSafety</strong> Forum late and therefore has had a relatively short time to catch up. In order to<br />

look into the eCall MoU, an inter-ministerial group with representatives from the<br />

Ministry of Justice and Police, the Ministry of Health and Social Science, public roads<br />

administrations and the National Centre on Emergency Communication and Health was<br />

established. Its objective was to see what kind of position should be taken in relation to<br />

eCall.<br />

Mr. Jenssen indicated that this group experienced a few problems. He argued that similar<br />

problems would be found in the other areas. eCall is a complex concept and it is<br />

therefore difficult to communicate. It is full of acronyms, abbreviations and names,<br />

which is difficult to understand to most people. It will take time for the participants to<br />

understand what eCall is about.<br />

The group also had to start on a top-down approach instead of a bottom-up approach,<br />

which meant that its members were pressing this message onto the agencies and to other<br />

possible stakeholders. Mr. Jenssen commented that this was not the best way of doing<br />

that but that the group had to do it in light of the time schedule and the time available up<br />

until 2009.<br />

Another issue experienced was the difficulty to define the responsible ministry. When<br />

several ministries are involved, people try to get rid of costs by saying that they will not<br />

39


take responsibility. Mr. Jenssen highlighted the difficulty to find a national coordinator<br />

able to communicate properly to all the stakeholders how to handle this type of systems<br />

and discuss it with them.<br />

Mr. Jenssen concluded by solemnly declaring that Norway would sign the MoU.<br />

2.1.4.7 The <strong>eSafety</strong> Forum: Plenary Conclusions on ongoing activities (Day<br />

2)<br />

eCall Driving Group<br />

Mr. Michael Nielsen, co-chair of the DG eCall, reported on the Recommendations<br />

for the introduction of the pan-European eCall.<br />

Mr. Nielsen started by recalling the objectives of the DG eCall, namely:<br />

- create a Pan-European solution available to all vehicle users,<br />

- define the minimum of information (MSD) needed for emergency agencies to<br />

improve the deployment of emergency assistance,<br />

- define an agreed European interface for the voice (audio) and for sending the<br />

Minimum Set of Data (MSD) from vehicle to emergency call centre and<br />

- define performance criteria in the eCall service chain.<br />

He presented the different parts of the DG eCall Recommendations: Architecture,<br />

Performance criteria, Minimum Set of Data – MSD, Transport Protocol, Deployment<br />

Plan and Final Recommendations.<br />

According to the deployment plan drafted, agreed on and adopted by the DG eCall<br />

Members, the full specification of the eCall system should be ready by mid-2007. At that<br />

date, eCall should start being developed. Full-scale field tests are expected to be<br />

performed from the beginning of 2008. All key Member States should be ready with the<br />

upgrade of their PSAPs in September 2009. Lastly, eCall as standard option in all vehicles<br />

type-approved is scheduled to be introduced on 1 st September 2010.<br />

Mr. Nielsen concluded by outlining the Final Recommendations. The DG eCall<br />

recommends that:<br />

- Member States take all necessary decisions and actions for deploying eCall<br />

including signing the eCall MoU,<br />

- the European Commission continue its effort to pursue the deployment of eCall<br />

through all available mechanisms including closely following the ongoing<br />

standardisation work on the transport protocol and encouraging ETSI to provide<br />

a standard as early as possible,<br />

- <strong>eSafety</strong> <strong>Support</strong> continue providing the necessary support on helping Member<br />

States and other stakeholder groups in the decision process and the deploymentenabling<br />

phase for eCall,<br />

- vehicle makers, telecom industry and equipment manufacturers and other related<br />

industries prepare for the deployment according to the road map given in the<br />

Final Report,<br />

- large scale field operational tests and assessments of eCall be established as soon<br />

as possible to provide additional data for the costs and benefits of eCall to be<br />

40


used e.g. for deciding potential incentive schemes that could speed up the<br />

deployment,<br />

- a permanent group of emergency authorities and other relevant stakeholders be<br />

established to review each year (at least until 2015) the deployment status<br />

amongst the various stakeholders,<br />

- the private service providers currently operating a proprietary vehicle emergency<br />

call alike systems be consulted for providing experiences when Member States<br />

discuss how to deploy eCall and<br />

- the European Commission, the Member States and other stakeholders carry out<br />

adequate awareness and education campaign to the citizens on eCall.<br />

Discussion<br />

Mr. Daniel Augello (Renault) commented not to have any business model based on<br />

various kinds of incentives. He added that the Member States which were big automotive<br />

markets, that is to say Germany, France, the UK and Spain were still missing in the list of<br />

the MoU signatures.<br />

As long as the automotive industry does not have a clear vision of the future action plan<br />

of the Member States that have not signed the MoU, it will not invest in hardware. Mr.<br />

Augello concluded by stating that the plan for the introduction of eCall as standard<br />

equipment was unrealistic.<br />

Mr. Nielsen suggested that the Forum urged more concretely some of the larger<br />

Member States to sign the MoU. Concerning the business model, he considers the<br />

European Parliament call for incentives as a step in the right direction.<br />

Mr. Jean-Marie Swaelus (Ministry of Transport, Belgium), asked for the price of the<br />

installation of such a device in a vehicle, especially in two-wheel vehicles.<br />

Mr. Nielsen answered that there was a target figure of 100-150 euros, which concerned<br />

the purchase of the hardware. The general price depends on the business case.<br />

Concerning the installation of eCall in two-wheel vehicles, Mr. Nielsen stated that it was<br />

something that would be interesting to look at, but only after the first issue which<br />

concerns about 15 million vehicles that are put on the market every year in Europe.<br />

There might be other considerations to make because of the specificity of two wheel<br />

vehicle accidents.<br />

Mr. André Vits (European Commission) commented that the time frame for the<br />

pilots supposed that the equipment was available. He asked whether some kind of testing<br />

simulation existed, that could enable Member States to start to build up experience at<br />

national or regional level, before final equipment was available.<br />

Mr. Nielsen recalled the existence of eCall alike systems that had already collected a lot<br />

of experience. Data has been received from the system owners. He stated that a study<br />

was going on, that addressed issues like the number of calls that can be expected,etc.<br />

Mr. Augello stressed the importance of knowing in advance what kind of information<br />

the Member States were expecting from those tests.<br />

41


Ms. Laurell Anu (Ministry of Transport and Communications, Finland)<br />

commented that the benefit for two wheelers would be extremely high, for example<br />

because two wheelers were sometimes unconscious after an accident.<br />

User Outreach Working Group<br />

Mr. Johann Grill (FIA) presented the ongoing activities of the User Outreach<br />

Working Group<br />

Mr. Grill started by recalling that ABS had needed more than 20 years to be implemented<br />

in all new cars and that, according to EuroTest, only 20% of the drivers knew what ABS<br />

was and how it worked. He argued that this situation should be avoided: that is slow<br />

deployment of new technologies and ignorance by the consumer on how to use them.<br />

Mr. Grill also recalled the objectives of the User Outreach Working Group, which were:<br />

- to investigate methodologies of how to improve the take up of <strong>eSafety</strong> systems<br />

amongst the general public,<br />

- to study good practices to make users aware of such technologies and systems,<br />

and their benefits,<br />

- to define the influencing factors for the acceptance of <strong>eSafety</strong> systems by the<br />

user,<br />

- to liaise with the other <strong>eSafety</strong> Working Groups and specify their specific<br />

requirements in respect of user awareness and<br />

- to develop recommendations for the increase of user awareness for <strong>eSafety</strong><br />

systems, and propose actions for the stakeholders.<br />

According to the Communication Model established by the User Outreach Working<br />

Group, one must first be aware of who is communicating. The organisation<br />

communicating must have expertness and trustworthiness. In order to reach the<br />

consumer, the information must be given in a way that the consumer understands it. The<br />

right channel must be chosen. Mr. Grill insisted on the importance of the awareness of<br />

the target group and the searched effect (raise attention, create interest, create desire or<br />

convince persons to buy).<br />

Mr. Grill outlined the results of a survey on the trustworthiness of German<br />

organisations. The organization that reached the highest trustworthiness was the German<br />

automobile club ADAC. Thus users organisations would be ideal to communicate <strong>eSafety</strong><br />

issues. To communicate subjects in a more structured way throughout all the different<br />

magazines would be an asset for a future communication concept.<br />

Mr. Grill stressed that the message had to be simple. It must not be too technical but it<br />

has to be consistent.<br />

The instruments recommended by the User Outreach Working group are:<br />

- constant media work,<br />

- consumer tests,<br />

- a label and<br />

- materials to approach the points of sales or novice drivers and driving schools.<br />

42


The main target group is the general public but an approach where the point of sales is<br />

integrated is required. Other specific target groups should be fleet operators, novice<br />

drivers and driving schools.<br />

Mr. Grill pointed out that, in order to implement such a broad approach, it was necessary<br />

that all stakeholders be involved. A Communication Platform will be set up, including<br />

media work, a marketing orientated approach and room for political work. Indeed, tax<br />

incentives and relations to insurance would support communication dramatically. Mr.<br />

Grill mentioned the possibility of creating a label.<br />

He presented what he considered as the key elements of the Communication Platform,<br />

namely:<br />

- a wide participation of stakeholders (manufacturers, users, suppliers, media,<br />

Member States, European Commission),<br />

- a non-competitive character,<br />

- an internal agreement on how to finance projects,<br />

- a definition of campaign subjects,<br />

- the development of media protocols, test protocols and media material and<br />

- a cooperation with agencies.<br />

The membership should contain categories, such as:<br />

- full member with full financial contribution, full voting right<br />

- supporting, reduced contribution and voting right<br />

- goodwill member<br />

Car Manufacturers, System Suppliers, Car dealers, Automobile Clubs, Driving Schools,<br />

Insurances, Road Safety Institutes, NGOs, European Institutions and Member States are<br />

possible candidates to participate in the Communication Platform.<br />

Mr. Grill commented that the way to set up such a Communication Platform was to<br />

realise a pilot campaign. The Working Group came to the conclusion that the pilot<br />

campaign should focus on a system which is already on the market. In this case it should<br />

be ESP (Electronic Stability Program).<br />

Mr. Grill outlined the next steps for the public awareness activity, namely:<br />

- come up with a report with recommendations,<br />

- evaluate results of the Eurobarometer studies,<br />

- set up the Communication Platform to approach members, resources and<br />

finances and try to find an organisation which will play as the champion.<br />

Mr. Grill thinks that it makes sense that the Terms of Reference be expanded for the<br />

Working Group to bring more knowledge and figures into the report, which would mean<br />

that the work would have to go on until the second half of 2006.<br />

Mr. Grill concluded by reporting on the Intelligent Car Initiative good support to the<br />

awareness activities.<br />

Discussion<br />

43


Ivan Hodac (ACEA) emphasised the importance of making sure that the consumer<br />

understands the functionalities of the technologies.<br />

Juhani Jääskeläinen (European Commission) insisted on the importance of finding a<br />

leading organisation.<br />

David Ward (FIA Foundation) stressed the lack of incentives. He argued that it was<br />

unreasonable to expect car manufacturers to provide technology for nothing. A clear<br />

social benefit can be expected from safety systems. He pointed out that sellers lacked<br />

some basic understanding of active safety systems. He stated that EuroNCAP should be<br />

involved in the Communication Platform.<br />

Johann Grill answered that this communication line was established because it would be<br />

senseless to redo things that have already been done by EuroNCAP.<br />

Ivan Hodac stressed the importance of the cost of ESP and noted that it was useless to<br />

develop safety systems if it was prohibited to use them, referring to the prohibition of<br />

the use of cruise control on the highway between Brussels and Antwerp.<br />

Frazer Goodwin (ETSC - European Transport Safety Council), who is also<br />

coordinator of the Voice network, observed that consumers organisations involved in<br />

the Voice network would be very much interested in participating in the Communication<br />

Platform.<br />

James Rosenstein (Ygomi) recalled that safety had become one of the leading<br />

purchase factors whereas some years ago it was at the bottom. This is partly due to the<br />

efforts made by organisations such as EuroNCAP, but also because car manufacturers<br />

have been advertising their safety features very strongly.<br />

André Vits (European Commission) commented that the Intelligent Car Initiative was<br />

announced by Commissioner Reding to inform the citizen about the potential of active<br />

safety. He is convinced that if the Commissioner gets a proposal, she will support it.<br />

<strong>eSafety</strong> <strong>Support</strong><br />

Dr. Alessandro Carrotta (<strong>eSafety</strong> <strong>Support</strong>) presented the activities of <strong>eSafety</strong><br />

<strong>Support</strong>.<br />

He started by introducing the objectives of <strong>eSafety</strong> <strong>Support</strong>. The first objective that he<br />

outlined was to support safety, that is to say stimulate and monitor the activities, progress<br />

and results generated by the <strong>eSafety</strong> initiative through support to the <strong>eSafety</strong> Forum and<br />

its Working Groups. He stated that this objective consisted in:<br />

1. The “<strong>eSafety</strong> <strong>Support</strong> Function”: monitor the <strong>eSafety</strong> initiatives and stimulate<br />

activities<br />

2. <strong>Support</strong>ing the development of the Implementation Road Map<br />

3. <strong>Support</strong>ing the User Outreach effort<br />

4. <strong>Support</strong>ing the implementation process for eCall<br />

5. Disseminate <strong>eSafety</strong> activities<br />

The second objective that he presented was supporting the stakeholders through the<br />

<strong>eSafety</strong> <strong>Compendium</strong>, the <strong>eSafety</strong> <strong>Support</strong> Secretariat and the <strong>eSafety</strong> <strong>Support</strong> Website.<br />

44


Dr. Carrotta introduced a third objective of <strong>eSafety</strong> <strong>Support</strong>, namely supporting<br />

dissemination through the <strong>eSafety</strong> <strong>Support</strong> Website and production of dissemination<br />

material such as newsletters, brochures, press releases and gadgets.<br />

He outlined a fourth objective, namely supporting meeting organisation (Steering Group<br />

Meetings, Forum Plenary Meetings, High Level Meetings, Working Group support,<br />

Regional Stakeholders Meetings and Observers Meetings).<br />

Dr. Carrotta explained that supporting eCall consisted in:<br />

- delivering the eCall tool box,<br />

- setting up a help desk – FAQ,<br />

- providing support material and<br />

- organising eCall expert meetings.<br />

He concluded by presenting the activities for the next period, namely:<br />

- establish the Communication Platform,<br />

- conduct dissemination actions: website, newsletters,<br />

- take part in workshops and conferences,<br />

- monitor recommendations and Working Groups,<br />

- finalise the setting up of the Observers group and regional meetings,<br />

- conduct specific actions on eCall,<br />

- provide specific support to Road Maps,<br />

- create the new <strong>eSafety</strong> Brochure,<br />

- establish contact to the professional press,<br />

- promote results and<br />

- establish contact to national activities.<br />

2.1.4.8 The <strong>eSafety</strong> Forum: Plenary Conclusions on new activities - Part 1<br />

ICT for Clean Mobility – A new Working Group<br />

Dr. Arnold van Zyl (ERTICO) introduced a new Working Group: ICT for Clean<br />

Mobility.<br />

This Working Group will be co-chaired by ACEA and ERTICO. It should investigate<br />

the potential contributions of information and communication technologies for the<br />

reduction of CO2 and other emissions in a combined effort of industry, users, public<br />

authorities and infrastructure operators.<br />

Dr. van Zyl outlined the Working Group’s different areas of activity.<br />

The activities covered will include:<br />

- ICT to support the quality and efficiency of infrastructure,<br />

- develop educational tools for encouraging Eco-Driving,<br />

- provide input on traffic conditions topography and air quality to vehicle power<br />

train, energy management and emission control systems and<br />

- produce cost benefit analyses of applying ICT based solutions and education for<br />

environmental benefits.<br />

45


Dr. van Zyl concluded by announcing the next steps towards the creation of the ICT for<br />

Clean Mobility WG. The Working Group will finalise the Terms of Reference and the<br />

WG membership. The Steering Group will endorse the creation of this new Working<br />

Group on 4 July 2006.<br />

Discussion<br />

Dr. Csaba Csapodi (Permanent Representation of Hungary to the EU) stressed the<br />

importance of clean transport. He stated though that some relevance to the <strong>eSafety</strong> issue<br />

should be put under this umbrella.<br />

Mr. Daniel Augello (Renault) commented that efficiency of the infrastructure as part<br />

of safety, because relaxed driving is part of safety. He insisted that this group should not<br />

be the opportunity to discuss again what was discussed in other Working Groups.<br />

Dr. van Zyl commented that part of moving forward in <strong>eSafety</strong> was to look at other<br />

opportunities for applying this technology and addressing other challenges of the<br />

mobility system. There is no necessity to have a safety label on each activity.<br />

Mr. Ivan Hodac (ACEA) agreed and insisted on the fact that there should not be<br />

overlapping.<br />

Mr. André Vits (European Commission) stated that this WG was also an opportunity<br />

to look at an early stage on what these projects were going to do in the following years<br />

where new applications would be developed.<br />

Mr. Rui Camolino (ASECAP) regretted that ASECAP had not been invited to join the<br />

Working Group.<br />

Dr. Van Zyl answered that the members of the Working Group had not been identified<br />

yet however ASECAP would be an extremely important partner in this effort.<br />

Mr. Thomas Haub (European Commission) commented that there could be another<br />

area of activity. ICT can help upcoming alternative fuels to become more common. He<br />

gave the example of navigation systems that help to find a fuelling station where there is<br />

hydrogen.<br />

Answering a question of Mr. Joachim Scholten (BMW Group), Dr. van Zyl stated<br />

that there was an increasing number of hybrid vehicles. Vehicle manufacturers say that a<br />

major challenge is energy management between the electric plant and the fuel power<br />

plant. If they know what the average traffic speed is, it can help them with energy<br />

management. He commented that this was a type of information that ICT could provide<br />

to vehicle manufacturers and insisted on the fact that the Working Group would only<br />

provide information.<br />

Service Oriented Architectures Working Group<br />

Mr. Michael Nielsen (ERTICO) presented another new Working Group: Service-<br />

Oriented Architectures.<br />

46


Mr Michael Nielsen started by outlining the motivation for the creation of this Working<br />

Group. To deal with tomorrow’s transportation challenges, systems allowing vehicles to<br />

communicate with other vehicles and with the infrastructure, also known as co-operative<br />

systems, are needed. A pre-condition for the successful introduction of such co-operative<br />

systems is that existing services can be extended and future services can easily be<br />

introduced on the same in-vehicle and roadside infrastructure. This calls for a common<br />

view on Service-Oriented Architectures (SOA).<br />

A definition of SOA was given. SOAs allow to achieve loose coupling among interacting<br />

software agents (a service is a unit of work done by a service provider to achieve desired<br />

end results for a service consumer). They use a small set of simple and ubiquitous<br />

interfaces to all participating software agents, using only generic semantics at the<br />

interfaces. Descriptive messages constrained by an extensible schema are delivered<br />

through the interfaces, not prescribing, or only minimally, system behaviour. Lastly,<br />

SOAs have a mechanism that enables a consumer to discover a service provider under<br />

the context of a service sought by the consumer.<br />

Mr. Nielsen reported on the scope of SOAs. Service providers will be unable to<br />

understand requests if messages are not written in a format, structure, and vocabulary<br />

that is understood by all parties (vehicle manufacturers, road operators as well as other<br />

key stakeholders in the transportation domain). Convergence on common standards for<br />

the vocabulary and structure of messages is therefore a necessity. Messages should be<br />

restricted while ensuring maximum scope for extensibility.<br />

In addition services should be discoverable seamlessly without or with a minimum of<br />

human intervention. This needs a standardised format for synchronising service<br />

availability between end-points. Interface layers between communicating devices provide<br />

information about available services to the peer entity. Automated services discovery<br />

calls for an extensive use of authentication, authorisation and encryption technologies to<br />

prevent malicious use of information and services.<br />

Mr. Nielsen outlined the objectives of the SOA WG. The Working Group will<br />

- review the state-of-the art on SOAs and their possible use in the transportation<br />

domain,<br />

- identify and assess obstacles for convergence and deployment,<br />

- investigate the need to standardise service descriptors for ensuring automated<br />

service discovery processes,<br />

- investigate the security aspects related to automated service discovery,<br />

- draft a roadmap for deployment and<br />

- make recommendations for issues to be addressed by the 7 th Framework<br />

Programme.<br />

The possible stakeholders/participants for this Working Group would be representatives<br />

of vehicle manufacturers, national authorities and road operators, telecom operators,<br />

suppliers, universities and research institutes and other stakeholders such as parking lot<br />

operators, gasoline distributors, …etc. It is proposed that the group be co-chaired by a<br />

vehicle manufacturer and a road operator.<br />

Mr. Nielsen concluded by announcing that the launch should not be before October<br />

2006. Looking at exploitation issues is easier after dissemination and exploitation material<br />

is available from GST; the GST Forum will also play a useful role in the Working Group.<br />

47


Discussing the need for peer-to-peer extensions is easier in a CVIS/Safespot context<br />

where use cases will be examined. He pointed out that rather than duplicating existing<br />

activities, it was better to wait for their outcome and launch the WG in October, after the<br />

London ITS World Congress.<br />

Discussion<br />

Ms. Valérie Moutal (European Commission) asked to what extent end services could<br />

be linked to the RTTI WG.<br />

Mr. Nielsen answered that Service Oriented Architecture should serve both safety and<br />

efficiency applications. RTTI could be part of them.<br />

Mr. Rui Camolino (ASECAP) commented that his company had currently a tolling<br />

system based on this kind of architecture, which was working and that his company was<br />

extending that architecture to all automatic equipment it had in the network.<br />

Mr. Nielsen commented that there was no common approach across Europe to this<br />

kind of service delivery.<br />

RTD and Security Working Group<br />

Dr. Ulf Palmquist (EUCAR) reported on the re-launch of the Research and<br />

Technological Development Working Group.<br />

Dr. Palmquist started by defining the RTD Working Group as the body handling the<br />

R&D perspective and activities of the <strong>eSafety</strong> Forum domain. It should identify vertical<br />

and horizontal R&D issues of the <strong>eSafety</strong> Forum domain, formulate R&D strategies and<br />

agendas and review R&D actions and plans for sound system approach and consistency.<br />

It will report to the <strong>eSafety</strong> Steering Group and Plenary.<br />

The activities of the Working Group until 2005 were recalled. The RTD Working Group<br />

has conducted a survey, characterising and listing <strong>eSafety</strong> R&D activities on the Regional,<br />

National and European levels. It has also identified priorities and recommendations for<br />

R&D projects and demonstration activities which were reported on at the 4 th <strong>eSafety</strong><br />

Plenary in Hannover on 2 nd June 2005.<br />

Dr. Palmquist announced that the Working Group was currently being re-launched. He<br />

considers that it was on a “mid-term vacation” during 2005. During the first half of 2006,<br />

the objectives and tasks will be reviewed, as well as the role of the Working Group vs.<br />

the <strong>eSafety</strong> Forum, the Intelligent Car Initiative and FP7. The distribution and<br />

contribution of its members will also be reviewed.<br />

Dr. Palmquist outlined the objectives of the RTD Working Group, namely:<br />

- serve as the strategic and progressive R&D body of the <strong>eSafety</strong> Forum and<br />

support its R&D activities (Intelligent Car Initiative, …etc),<br />

- act as the catalytic meeting place between industry, road<br />

operators/administrations, research community, EU and national representatives,<br />

…etc and<br />

48


- come to consensus and agree on priorities for <strong>eSafety</strong> research as well as for<br />

demos and deployment support measures.<br />

The tasks that the Working Group should dig into immediately are namely:<br />

- assist in consensus building of inputs to the FP7,<br />

- harmonise and build an over-all “picture” of the outcomes of the DG INFSO 5<br />

consultation workshops on intelligent vehicle systems, cooperative systems,<br />

mobility services for people, mobility services for goods and field operational<br />

tests,<br />

- additionally include security as a R&D topic structured as embedded into the<br />

technical system and functions for dedicated security purposes, e.g freight and<br />

goods,<br />

- based on outcomes of above consultation activities, propose a research agenda<br />

for <strong>eSafety</strong> in FP7 and Intelligent Car Initiative and conduct an open consultation<br />

of proposed research agenda in summer 2006 and<br />

- produce a Final Proposal on Strategic Research Agenda for <strong>eSafety</strong> incorporating<br />

the outcome of the open consultation at the 6 th Plenary Meeting in November<br />

2006.<br />

Beyond these immediate tasks, there will be some baseline tasks, such as:<br />

- support, monitor and review the implementation and outcome of the Strategic<br />

Research Agenda,<br />

- survey and support the activities and their synergies at national and EU level<br />

- promote the R&D contribution to the achievement of safe and secure road<br />

traffic and transport and<br />

- assure global competitiveness of the EU industry.<br />

Dr. Palmquist summarised the major topics of the RTD Working Group. They will be:<br />

intelligent vehicle systems (on-board active safety systems and others), cooperative<br />

systems, mobility services for people, mobility services for goods, field operational tests<br />

and security.<br />

He concluded by indicating that the Working Group was trying to cover a sound<br />

distribution of Member States as well as a good sector dimension, including authorities,<br />

road operators, two-wheeler, car and commercial vehicle manufacturers, automotive-<br />

electronic suppliers, research providers and institutions, …etc.<br />

Discussion<br />

Mr. André Vits (European Commission) commented that the basic topics mentioned<br />

here were intrinsic in the ERTRAC Technology Platform.<br />

Mr. Thomas Haub (European Commission) commented that ERTRAC and the<br />

European Conference of Road Directors were organising the first Transport Research<br />

Arena in Gothenburg from 12 to 15 of June 2006 (www.traconference.com).<br />

2.1.4.9 The <strong>eSafety</strong> Forum: Plenary Conclusions on new activities - Part 2<br />

49


Communications Working Group<br />

Mr. Uwe Daniel (Robert Bosch) introduced the Communications Working Group.<br />

The Communications Working Group was established in autumn 2005. Its Terms of<br />

Reference were confirmed by the <strong>eSafety</strong> Forum Steering Group on 20 September 2005.<br />

The Working Group focuses on:<br />

– standardisation,<br />

– spectrum requirements and<br />

– international cooperation.<br />

Its members come from industry, the public sector and road and infrastructure<br />

operators.<br />

Mr. Daniel mentioned that the Communications Working Group worked in close cooperation<br />

with COM<strong>eSafety</strong> and other EU projects (CVIS, COOPERS, GST, SafeSpot).<br />

Two task forces address spectrum issues and standardisation while international aspects<br />

will be covered by active participation in the International Workshop on Communication<br />

(following the ITS World Congress, London) and contacts to VII and ASV.<br />

Mr. Daniel explained why V2X communications were needed. Most severe accidents<br />

occur because<br />

– drivers misjudge the speed of oncoming traffic leading to left turn accidents (UK:<br />

right turn),<br />

– drivers misjudge situations at intersections or don’t yield right of way, leading to<br />

side crashes and<br />

– crossing traffic can only be noticed late due to buildings/obstacles.<br />

These accidents could be avoided by vehicle to vehicle communication or infrastructurebased<br />

systems. Co-operative traffic using V2X communication (including free to air<br />

traffic information broadcasts) also increases road capacity and reduces the likelihood of<br />

congestions and accidents, thereby reducing maintenance costs of road infrastructure.<br />

Mr. Daniel pointed out that the need for V2X communications was high in the<br />

European Union. European based electronics and car industries, telco and service<br />

companies could take lead in a new worldwide market but European industry will have<br />

severe disadvantages if a home market does not exist. US and Japan are already more<br />

advanced with standards and have protected spectrum allocated.<br />

The Communications Working Group faces different challenges, namely:<br />

- Standardisation: all components must have an exactly defined behaviour to<br />

guarantee safety functions<br />

- Spectrum requirements: maximum delay times, QoS needed, free of charge<br />

- Business case: threshold problem, dissemination<br />

- International harmonisation.<br />

Mr. Daniel concluded that to strengthen the European position in a worldwide<br />

competitive market we needed:<br />

- a common set of standards,<br />

50


- a protected spectrum (ideally with a worldwide, exclusive slot for safety critical<br />

applications with low bandwith) and<br />

- a common European market with one deployment strategy to overcome the<br />

threshold problem.<br />

Discussion<br />

Mr. James Rosenstein (Ygomi LLC) asked the Working Group chair how did he see<br />

the prospect for obtaining the kind of spectrum he thought we should have.<br />

Mr. Daniel answered that if all the available leverages were used, it would be possible to<br />

get a kind of protected spectrum, i.e. a secondary service on the same spectrum but on a<br />

non interfering space. He was not sure that an exclusive spectrum would be manageable<br />

because of the different types of national policies.<br />

Fuel Efficiency in Road Transport. Benefits of the use of ICT, driver coaching,<br />

other methods<br />

Mr. Anders Lindelöf (Greater Than) reported on a case study in driving technique<br />

for all types of transports made by Greater Than since early 2004.<br />

Mr. Lindelöf explained that Greater Than had made comparisons when coaching drivers,<br />

giving only information to the driver or applying measurement only. The study aimed at<br />

showing how built-in technology assists the driver in safer, more economic and<br />

environmental friendly driving.<br />

After having mentioned the criteria for participating companies, Mr. Lindelöf said that 12<br />

different companies with a fleet size from 5 to 2,300 vehicles had taken part in the study.<br />

In total, 430 drivers (422 men and 8 women), aged between 21 and 61 years old,<br />

including 38 drivers with formal Eco-driving education, had participated.<br />

Mr. Lindelöf outlined the conditions and parameters of the study. Interviews and<br />

statistics were made by Greater Than S.A., non dependent managing consulting<br />

companies and Heavy Eco Driving International. Three stages of results were analysed:<br />

1 - Initial results<br />

2 - Follow up results<br />

3 - Continuous results<br />

Mr. Lindelöf presented the conclusions of the study. By supplying information to allow<br />

drivers to self improve, you achieve:<br />

- Small impact on fuel consumption<br />

- Small impact on productivity<br />

- Small impact on emissions<br />

- Worsened working conditions<br />

- Reduced profitability<br />

By applying active leadership, you achieve:<br />

- Improved performance<br />

- Improved working environment<br />

- Sustainable improvements<br />

51


- Increased productivity<br />

- Increased profitability<br />

The general conclusions of the study are the following:<br />

- Drivers are ready to change and improve.<br />

- Management lacks the skill in how to lead and coach.<br />

- > 90% of drivers across the board are very positive.<br />

- > 75% of drivers have “will and skill” to reach “green area” with active training.<br />

- < 25% will reach “green area”: extended coaching, additional eco-drive training<br />

are needed.<br />

- Young drivers have got better education but require efficient leadership.<br />

- Older drivers have less education but are easier to coach.<br />

- Verbal information and information displayed in cabin have no or limited impact.<br />

- Self improvement activity is shown not to work in this business either.<br />

- The type of vehicle driven or other surrounding conditions have no impact on<br />

behaviour.<br />

- Fuel consumption is not a correct measure of driver skill.<br />

Mr. Lindelöf outlined the conclusions of the study related to vehicle built-in technology:<br />

- Drivers do not have proper education for the use of technology.<br />

- Automatic gear box, cruise control etc. make drivers less concentrated.<br />

- Displays, informative text, GPS etc. assist the driver but disturb the driving<br />

technique.<br />

- Hidden technology, like anti spin, ABS braking or distance keeping assistance<br />

assist drivers.<br />

Mr. Lindelöf summed up the conclusions, assuring that coaching and training drivers<br />

enabled to achieve safer driving (~80% less accidents), environmental driving (~10% less<br />

CO2 pollution) and economical driving, (~10% fuel saving and ~12% other savings).<br />

He pointed out that a few obstacles hindered the deployment of coaching and training<br />

drivers. The market consists of 2 categories: relatively well managed and profitable – do<br />

not “need” the improvement – and poorly managed – do not understand nor can afford<br />

to change. This situation can be explained by a lack of price pressure and legal directives<br />

and poor customer requirements.<br />

Mr. Lindelöf concluded by suggesting key success factors. Owners/management should<br />

“buy in” to continuous improvement. Leaders should get education in coaching skills.<br />

They should also understand the importance of a continuous improvement philosophy.<br />

The last key success factors that Mr. Lindelöf mentioned were understanding of drivers<br />

importance and impact on P&L, environment and safety and getting drivers to<br />

understand above and how they can improve.<br />

Discussion<br />

Dr. Arnold van Zyl (ERTICO) asked how valuable the initial training was.<br />

Mr. Lindelöf answered that it was very valuable and underlined the importance of<br />

getting some feedback.<br />

52


Mr. Juhani Jääskeläinen (European Commission) asked what was the benchmark on<br />

top of which over-consumption was measured.<br />

Mr. Lindelöf stated that there was in all conditions a perfect way of how to drive the<br />

vehicle. It has to be measured over a long period<br />

<strong>eSafety</strong> Forum and the i2010 Intelligent Car Initiative<br />

Mr. Fabrizio Minarini (European Commission) presented an update of the i2010<br />

Intelligent Car Initiative.<br />

On June 1, 2005 the Commission adopted the initiative “i2010: European Information<br />

Society 2010 for growth and employment”. The Intelligent Car is one of the i2010<br />

Flagship Initiatives. The general objective is to improve the quality of the living<br />

environment by supporting ICT solutions for safer, smarter and cleaner mobility of<br />

people and goods.<br />

Mr. Minarini reported on the launching of the Intelligent Car Initiative, that had gathered<br />

more than 250 stakeholders and attracted 85 journalists and camera teams and around<br />

400 visitors. The press coverage of the event was very broad and all articles on it were<br />

very positive and supportive.<br />

Mr. Minarini outlined the challenges that the i2010 Intelligent Car Initiative would have<br />

to face. They concern transport-related problems (congestion, safety and energy<br />

efficiency), market implementation and integration. Congestion costs amount to 50<br />

billion €/ year and 10 % of the road network is affected daily by traffic jams.<br />

Road transport consumes 83% of the energy consumed by the whole transport sector<br />

and is responsible for 85% of the total CO2 transport emissions.<br />

Over 40.000 fatalities and 1.4 million accidents in the European Union each year<br />

represent 2% of the EU GDP. Human error is involved in almost 93% of accidents.<br />

Market implementation takes too long. For example, it took 20 years for ABS to fully<br />

penetrate the market and 10 years for ESP to reach 40% of the market. Most intelligent<br />

systems are not yet on the market. The reasons are explained by legal barriers, the<br />

competitive situation of the automotive sector, the high cost of intelligent systems, the<br />

lack of customer demand and the lack of information. Raising awareness is therefore a<br />

key issue. A Eurotest survey interviewing a sample of almost 2800 drivers unveiled that<br />

only 50 % of the drivers were familiar with existing basic in-vehicle technologies<br />

providing active and passive safety and only 50% of them knew what an ABS does. The<br />

survey concluded that “more needs to be done, on both the European and national level,<br />

to raise the awareness about safer, cleaner and more economical driving”.<br />

Mr. Minarini presented the objectives of the Intelligent Car Initiative, namely:<br />

1. Coordinate and support the work of the relevant stakeholders, citizens, Member<br />

States and the Industry<br />

2. <strong>Support</strong> research and development in the area of smarter, cleaner and safer<br />

vehicles and facilitate the take-up and use of research results<br />

3. Create awareness of ICT-based solutions to stimulate user’s demand for these<br />

systems and create socio-economic acceptance<br />

53


The i2010 Intelligent Car Initiative will build on the work of the <strong>eSafety</strong> initiative and<br />

follow a three - pillar approach:<br />

1. The <strong>eSafety</strong> initiative and the <strong>eSafety</strong> Forum<br />

2. RTD in information and communications technologies<br />

3. Awareness raising actions<br />

Mr. Minarini outlined the main action lines of the first pillar, namely:<br />

- follow up the actions proposed in the 2 nd <strong>eSafety</strong> Communication “Bringing eCall<br />

to Citizens”,<br />

- produce a Commission Recommendation on HMI,<br />

- investigate the possibility to use incentive schemes supporting the purchase of<br />

vehicles equipped with advanced safety functions and after-market installations,<br />

- address the issues of spectrum needs,<br />

- follow up the recommendation on the establishment of a European Code of<br />

Practice for the development and testing of Advanced Driver Assistance Systems<br />

and<br />

- extend the field of competence of the Forum to cover also the “clean mobility”<br />

aspects of the initiative.<br />

As far as the second pillar is concerned, Mr. Minarini reported that the Intelligent Car<br />

Initiative activities are built upon the achievements and results of the EU Framework<br />

Programmes on research and technological development. The long-term objectives of<br />

the Intelligent Car Initiative will be part of the ICT priority in FP7. The research<br />

priorities of the Intelligent Car fully support the ERTRAC strategic research agenda.<br />

The main action lines consist in:<br />

- enhancing the performance of Active Safety Systems,<br />

- taking a further step in the development of truly Cooperative Systems (vehiclevehicle,<br />

vehicle-road),<br />

- taking a step forward in info-mobility services for persons and goods and<br />

- sharing objective data related to field operational tests between key stakeholders:<br />

industry, operators and Member States.<br />

Mr. Minarini noted that the Working Groups had started to work. A wide consultation<br />

will take place from May to September. In November-December, the work program will<br />

be adopted and the first calls will be launched.<br />

Mr. Minarini reported that the awareness pillar of the Intelligent Car Initiative would<br />

promote active information dissemination to a wide audience:<br />

- to raise drivers and policy makers’ knowledge about the potential of intelligent<br />

vehicle systems,<br />

- to stimulate users’ demand and create socio-economic acceptance,<br />

- to facilitate the deployment of mature technologies and systems in the initial<br />

phase of market penetration and<br />

- to encourage stakeholders initiatives supporting i2010.<br />

Mr. Minarini concluded by presenting the awareness actions planned by the European<br />

Commission. In 2006, a Eurobarometer Survey will study citizens’ knowledge of active<br />

54


safety devices. A study will benchmark initiatives of Member States and the industry<br />

(May) and another one will concentrate on performance testing (May).<br />

The European Commission will participate in major conferences, such as Transport<br />

Research Arena (Göteborg, 12-15 June), the ITS World Conference (London, 8-12<br />

October). The i2010 High-Level Conference (Helsinki, 27-28 November) and the <strong>eSafety</strong><br />

Communication Platform are also part of the awareness actions on which the i2010<br />

Intelligent Car Initiative will partly build. In 2007, an Intelligent Car Event will take place.<br />

55


Eurobarometer survey on safety: preliminary results<br />

Mr. Daniel Debomy (OPTEM) presented the preliminary results of a Eurobarometer<br />

survey on safety.<br />

Mr. Debomy started by stressing that the results were preliminary. The study is a<br />

qualitative study which will be followed by a quantitative one. The first purpose of this<br />

study was to help the Commission prepare the questionnaire of the quantitative study.<br />

The second one is to produce results for their own merits. The study was carried out in 6<br />

EU countries: the four biggest countries, Poland and Finland.<br />

Mr. Debomy indicated that, in each country, two group discussions of car owners and 20<br />

personal interviews had been organised with professional drivers, fleet owners, potential<br />

decision influencers such as car salesmen and driving school instructors and a couple of<br />

pedestrians.<br />

The purpose of the study was to understand how the merits and benefits of the <strong>eSafety</strong><br />

systems could be better communicated and promoted to the public in the future.<br />

Mr. Debomy insisted that the main conclusion of the study was that “the road will not be<br />

as smooth as you might believe”.<br />

He indicated that the different topics in the interviews and discussions were:<br />

- having an introductory description of vehicle usage, attitude towards driving,<br />

feelings when driving,<br />

- investigating decisions factors when choosing a car model rather than another<br />

one,<br />

- looking into what car safety means for people,<br />

- evaluating their knowledge of active vs. passive safety, equipment and devices<br />

used for improving car safety,<br />

- asking them to react to concepts of systems and asking them about potential<br />

players who could be useful to help increase awareness, knowledge and interest in<br />

these systems.<br />

Mr. Debomy warned that most of what he would tell the Forum would be based on the<br />

analysis of discussions with private car owners.<br />

Concerning decision factors, what comes out is that the myth according to which people<br />

do take into account safety to a large extent when they buy a new car should be killed.<br />

Safety is very rarely a factor that will make them use a car rather than another. Key<br />

decision factors remain design, reputation of the brand, comfort and interior equipment.<br />

Safety is one of the minor factors. This is explained by:<br />

- it is not very pleasant to think about safety when you buy a car,<br />

- people who participated in the study trust other people, like public authorities, to<br />

care for safety,<br />

- they blame others for feeling unsafe and<br />

- the idea that all cars have almost the same safety level is fairly widespread.<br />

Mr. Debomy indicated that it came out of the study that people understood almost<br />

nothing by “active” and “passive safety”.<br />

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Their familiarity with safety systems (ABS, ESP, adaptive headlights, speed alert, driver<br />

condition monitoring, lane departure warning, obstacle and collision warning, local<br />

danger warning, RTTI and eCall) is very low.<br />

When they are explained what each system consists in, eCall generates interest and large<br />

approval, ESP and adaptive headlights are well received and driver condition monitoring<br />

is reasonably well received.<br />

Lane departure warning got a fairly cold reaction. As far as obstacle and collision<br />

warning, local danger warning and RTTI are concerned, Mr. Debomy indicated that it<br />

was difficult to communicate to people the difference between the three systems.<br />

He mentioned that people did not want to be bothered by a ring tone.<br />

Mr. Debomy observed that the four last systems could raise potential interest however a<br />

number of resistances existed, namely:<br />

- The systems may appear as negating the driver sense of responsibility.<br />

- They may appear as potentially counter-productive: if the driver feels protected,<br />

he will loose attention.<br />

- People need to be reassured about reliability of electronics in car.<br />

- Cost-related issues<br />

- Lack of clear understanding of how it works<br />

- Safety is so essential that you can not offer it as an option. Mr. Debomy believes<br />

that the last statement is a nice way of putting aside the issue<br />

He concluded by indicating that there was a risk of these systems developing at a very<br />

slow speed. In order to avoid that, he suggested that:<br />

- all of these systems be switchable for people not to feel prisoners and<br />

- some of the safety devices be sold as a package together with GPS-based systems<br />

because safety itself does not make people use a car.<br />

Discussion<br />

David Horncastle (CONNEXIS) asked if respondents had been asked to put a price<br />

to these features.<br />

Mr. Debomy answered that they had only been asked what would be likely to push them<br />

to a decision in favour of these systems instead of other mentioned devices.<br />

Answering another question, Mr. Debomy stated that qualitative studies do not provide<br />

statistics but help understand how people reason about a certain product.<br />

Mr. James Rosenstein (Ygomi LLC) commented that some of the results achieved<br />

rather contradict what car manufacturers had found themselves in their own very<br />

detailed studies and asked how representative the sample had been.<br />

Mr. Debomy answered that the word “representative” could not be used when talking<br />

about qualitative studies. He stated that these qualitative techniques had been used by all<br />

major companies in the world for the last half century and that he had no experience of<br />

57


participating in a study that had not brought results that had proven to have some<br />

meaning. He said that you can not avoid finding out the main ways of thinking of people<br />

about a certain phenomenon.<br />

2.1.4.10 <strong>eSafety</strong> Forum, the next four years: A Panel discussion<br />

Mr. André Vits (European Commission) stressed the strong commitment of the<br />

European Commission to the <strong>eSafety</strong> initiative. The societal benefits are too high to stop<br />

developing the initiative because there is no business case. He stated that the European<br />

Commission would support the Forum in the field of communication as well.<br />

Mr. Michael Hollingsworth (ACEA) noted that the <strong>eSafety</strong> Forum was not unique but<br />

that there were not too many fora like it. It was one of the very first initiatives to take an<br />

integrated approach. He stressed that the vision of an integrated approach needed to be<br />

maintained.<br />

He said that communication was one of the key factors and that it should be a much<br />

higher priority over the next four years.<br />

He highlighted the need to pay more attention to the infrastructure.<br />

Mr. Hollingsworth also underlined the need to deal with cleaner mobility in a holistic way<br />

and to continue preventing significant overlaps.<br />

Mr. Henrik Forsgren (Volvo Car Corporation) stated that the major potentials in the<br />

future were within the field of active safety.<br />

He recalled the importance to keep in mind that if we wanted to sell these systems, there<br />

had to be incentives.<br />

Often, the technology exists but the most important thing is to find standardisation,<br />

collaboration on an international basis. This is very important to prepare the new systems<br />

for the entire market.<br />

Mr. James Rosenstein (Ygomi LLC) highlighted the impressive development of<br />

nomadic devices. If people want to carry with them their basic source of information at<br />

home, in the car, at the office, this has to affect our thinking.<br />

The second trend that he stressed was the growth of mobile wireless broadband.<br />

He stated that data was becoming a huge market factor in itself and it also affected the<br />

world of vehicle manufacturers and road transport.<br />

He welcomed the emphasis placed on the Communications WG and the work being<br />

done by Commissioner Reding trying to keep the European telecoms markets open and<br />

technology neutral.<br />

58


He concluded by estimating that data privacy would be an issue that would affect the<br />

European thinking and market.<br />

Mr. David Ward (FIA Foundation) mentioned the significant achievement that had<br />

consisted in shifting the policy debate from passive safety to active safety.<br />

He argued that the challenge was the need for solid results in implementation. The<br />

fundamental problem goes beyond the communication challenge. It is about creating<br />

demand for <strong>eSafety</strong> products.<br />

Mr. Ward does not think that Member States fully appreciate what could be achieved if<br />

more weight was put behind some of the initiatives.<br />

He stated that the real big challenge concerned the highly competitive segment (small car<br />

segment) and that we had to do more than communicate.<br />

He insisted on the need to have Member States coming forward and thinking<br />

innovatively of ways to create incentives, which should not necessarily be fiscal<br />

incentives. It may also be a matter of regulation.<br />

He concluded by stating that we needed to think of clever ways of really stimulating<br />

customer demand for safety products and to get over this gap between the price that the<br />

manufacturer could offer and the price that the customer was willing to pay.<br />

Mr. Rui Camolino pointed out that the major challenge that we would have is<br />

communication.<br />

2.1.4.11 Conclusions and Next Steps<br />

Dr. Arnold van Zyl (ERTICO) presented the Conclusions of the 5 th <strong>eSafety</strong> Forum<br />

Plenary Meeting.<br />

The <strong>eSafety</strong> Forum:<br />

1. Endorses the Recommendations of the DG eCall.<br />

2. Takes note that eCall Driving Group has completed its work, but asks its experts to<br />

continue the work of the subgroups.<br />

3. Urges all Member States to sign the MoU, especially the large ones (DE, UK, F, E).<br />

4. Encourages all stakeholders to work together to complete the open issues, and in<br />

particular to study the business case and the possible use of incentives.<br />

5. Proposes to initiate the analysis of an eCall system designed for two wheelers.<br />

6. Decides to establish the Communication Platform, as proposed by the User Outreach<br />

WG.<br />

59


7. Emphasises the need of having a broad involvement from all relevant stakeholders in<br />

the Platform.<br />

8. Takes note of the announcement of FIA Foundation to take the leading role.<br />

9. Asks <strong>eSafety</strong> <strong>Support</strong> to send without delay invitations to join the platform to all<br />

potential partners, inviting them to the first meeting.<br />

10. Invites the Communication Platform, as its first task, to analyse the possibility of<br />

launching a pilot campaign on ESP.<br />

11. Takes note on the links established with EuroNCAP and supports the cooperation<br />

with it.<br />

12. Endorses the creation of a new WG on “ICT for Clean Mobility”, highlighting the<br />

necessity to avoiding overlapping with other activities in this area.<br />

13. <strong>Support</strong>s the creation of a new WG on “Services Oriented Architecture”, pointing<br />

out the importance of linking to current activities.<br />

14. Decides to re-launch the activities of the RTD Working Group, and highlights the<br />

importance of enhancing the ICT topics of the ERTRAC agenda.<br />

15. Welcomes the results achieved so far by the Communication WG, and encourages<br />

the continuation of its activities.<br />

16. Endorses the recommendations of the Implementation Road Map WG, supporting<br />

the continuation of the Working Group activities.<br />

17. Acknowledges the recommendations of the Heavy Duty Working Group.<br />

18. Takes note of the activities of the TRACE project, following the recommendations<br />

of the Accident Causation WG and emphasizes the need of cooperate with other<br />

initiatives in this topic.<br />

19. Invites the Commission to adopt the Recommendations of the HMI WG.<br />

20. Welcomes the re-launch of the RTTI WG activities.<br />

21. Proposes further elaboration of the Recommendations of the Digital Maps WG.<br />

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2.2 6 th safety Forum<br />

2.2.1 Introduction<br />

The 6 th <strong>eSafety</strong> Forum Plenary Meeting, chaired by Dr Rosalie Zobel (morning) and Mr<br />

André Vits (in the afternoon) took place in Brussels on 8 November 2006. Focus was on<br />

how to move ahead with the Intelligent Car and <strong>eSafety</strong> initiatives in Europe.<br />

Highlights of the meeting included the presentation of the 3 rd Commission<br />

Communication “Bringing eCall back on track” and the presentation and adoption of the<br />

FP7 ICT for Mobility Strategic Research Agenda. Mr Rudolf Strohmeier, Head of the<br />

Cabinet of MsViviane Reding, Member of the European Commission, responsible for<br />

Information Society and Media presented a keynote address. The second keynote<br />

address focused on “Meeting Europe’s challenges in Mobility and Sustainability in the<br />

Member States” and was given by the Finnish Presidency.<br />

The ongoing <strong>eSafety</strong> Working Groups presented their latest activities, and two new<br />

Working Groups were presented: Service oriented architectures and ICT for Clean<br />

Mobility. The next steps for the work of the Digital Maps were presented and discussed.<br />

Participants also received an update on the Intelligent Car Initiative, the <strong>eSafety</strong>Aware!<br />

Communication Platform, the new European Statement of Principles on HMI, Code of<br />

Practise for the introduction of Intelligent Vehicle Safety Systems and the progress<br />

towards a common communications architecture in Europe.<br />

2.2.2 Agenda<br />

Chair: Ms Rosalie Zobel, Director, DG Information Society and Media, European<br />

Commission<br />

09.00 – 09.30 Registration and Coffee<br />

09.30 – 10.00 High-Level Opening Remarks<br />

- Mr Fabio Colasanti, Director-General, DG Information Society and Media,<br />

European Commission<br />

- Ms Monica Sundström, Chairman of the ERTICO Supervisory Board<br />

- Mr Ivan Hodac, Secretary General of ACEA<br />

10.00 – 11.00 Strategy Session: Moving ahead with the Intelligent Car<br />

Initiative and <strong>eSafety</strong> in Europe<br />

Strategic Research Agenda for ICT for Mobility in FP7 –<br />

presentation, discussion and adoption<br />

- Mr Ulf Palmquist, EUCAR<br />

The 3 rd Commission Communication: Bringing eCall back on track<br />

- Mr Juhani Jääskeläinen, European Commission<br />

11.00 – 11.30 Coffee Break<br />

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11.30 – 12.15 The <strong>eSafety</strong> Working Groups (1)<br />

<strong>eSafety</strong> Effects Database and Survey on Deployment – Prof. Risto<br />

Kulmala, VTT<br />

RTTI WG - Status report – Dr Heinz Friedrichs, Bosch<br />

Communications WG - Status report – Mr Uwe Daniel, Bosch<br />

International Cooperation WG Survey – Mr Jacob Bangsgaard,<br />

<strong>eSafety</strong> <strong>Support</strong><br />

12.15 – 12.30 Keynote Address: Mr Rudolf Strohmeier, Head of Cabinet of Ms.<br />

Viviane Reding, Member of the European Commission, responsible for the<br />

Information Society and Media<br />

12.30 – 14.00 Lunch break<br />

Chair: Mr André Vits, DG Information Society and Media, European Commission<br />

14.00 – 14.45 The <strong>eSafety</strong> Working Groups (2)<br />

Service oriented architecture WG - a new <strong>eSafety</strong> Working Group<br />

– Mr Peter Van der Perre, ERTICO<br />

ICT for Clean Mobility WG - a new <strong>eSafety</strong> Working Group – Mr<br />

Wolfgang Reinhardt, ACEA<br />

Digital Maps - next steps – Mr Rob van Essen, Tele Atlas<br />

14.45 – 15.15 Reducing market introduction risk through Code of Practice<br />

Dr Juergen Schwarz, DaimlerChrysler<br />

15.15 – 15.30 Coffee Break<br />

15.30 – 15.55 Keynote: Meeting Europe’s challenges in Mobility and<br />

Sustainability in the Member States<br />

15.55 – 16.40 Information Items<br />

- The priorities of the Finnish Presidency<br />

Mr Matti Roine, Min. of Transport and Communications of Finland<br />

- <strong>eSafety</strong>Aware! – the <strong>eSafety</strong> Communication Platform<br />

Ms Kristin Oxley, <strong>eSafety</strong> <strong>Support</strong><br />

- Road Map of the Intelligent Car Initiative<br />

Mr Fabrizio Minarini, European Commission<br />

63


- Commission Recommendations on HMI – the new ESoP<br />

Ms Valérie Moutal, European Commission<br />

- Towards the Common Communications Architecture in Europe<br />

Dr Karl-Oskar Proskawetz, COM<strong>eSafety</strong><br />

16.40 – 16.45 Summary and next steps<br />

Mr André Vits, European Commission<br />

16.45 Adjourn<br />

64


2.2.3 Participants List<br />

Last Name First Name Company<br />

ALONSO Josefina CTAG<br />

ANDERSSON Espen European Commission<br />

ANDRÉ Paulo Auto-Estradas do Atlântico, SA<br />

ANGGRAENI Rini <strong>eSafety</strong> <strong>Support</strong><br />

ARNDT Martin ETSI Secretariat<br />

AUGELLO Daniel Renault<br />

BAGISLAYICI Suleyman AIRC<br />

BALLAUX Louis Honda Motor Europe Ltd.<br />

BANGSGAARD Jacob <strong>eSafety</strong> <strong>Support</strong><br />

BARRIO Javier <strong>eSafety</strong> <strong>Support</strong><br />

BATOCCHI Franck PSA Peugeot Citroën<br />

BAUWENS Anneleen <strong>eSafety</strong> <strong>Support</strong><br />

BELHAJ Tamim Faurecia<br />

BODI Enrique LISITT - Instituto de Robotica<br />

BOETHIUS Eva European Commission<br />

BONARI Catherine MTETM/Sétra<br />

BONENFANT-JEANNENEY Camille<br />

Représentation Permanente<br />

de la France auprès de l’UE<br />

BOOTSMA G.<br />

Ministry of Transport, Public Works and Water<br />

Management<br />

BRUCHERT Philipp Hill and Knowlton<br />

BUCK Manfred DaimlerChrysler AG<br />

BURGESS James ERTICO<br />

CARROTTA Alessandro <strong>eSafety</strong> <strong>Support</strong><br />

CHATELIER Isabelle ATX Group<br />

COLASANTI Fabio European Commission<br />

COULON-CANTUER Myriam European Commission<br />

CSAPODI Csaba<br />

Permanent Representation of Hungary<br />

to the European Union<br />

DANIEL Uwe BOSCH<br />

DAVILA GONZALEZ Emilio European Commission<br />

DE LA PEÑA ELENA SPANISH ROAD ASSOCIATION<br />

DEMASEURE Katia Navteq<br />

DICKE Bernhard VDA<br />

DIEHL Manfred Umicore AG & Co. KG<br />

DOENMEZER Arzu Infineon Technologies<br />

EHMANN Ute Umicore AG & Co.KG<br />

EPPEL Friedrich OAMTC<br />

ESCUDERO Montserrat SERNAUTO<br />

FAJKA Jindrich Ministry of Transport, Czech Republic<br />

FERREIRA Francisco European Commission<br />

FLURY-HÉRARD Bernard Ministère de l'Equipement<br />

FOND Michel Orange<br />

FORSGREN Henrik Volvo Car Corporation<br />

FRANZEN Stig Chalmers Industriteknik - CIT<br />

FRIEDRICHS Heinz BOSCH<br />

GAILLY Jean-Paul Directorate- General Mobility and Road Safety<br />

GÓMEZ SÁNCHEZ Mariano FITSA FOUNDATION<br />

GRILL Johann ADAC<br />

HABERL Josef BMW Group<br />

65


HAGLEITNER Walter ADAS_Management_Consulting<br />

HAON Sylvain POLIS<br />

HEDLUND Bjorn CLEPA<br />

HOEBERECHTS Guy European Commission<br />

HODAC Ivan ACEA<br />

HOLMBERG Elina European Commission, DG INFSO<br />

HYATT Michael SMMT Ltd<br />

ISKOUSSOVA Nadja Ministry of Interior and Kingdom Relations<br />

JÄÄSKELÄINEN Juhani European Commission, DG INFSO<br />

JACOBS René BELGIAN ROAD RESEARCH CENTRE<br />

KAISER-DIECKHOFF Uwe BOSCH<br />

KAMALSKI Theo Siemens VDO Automotive<br />

KEEN Keith European Commission, DGTREN<br />

KNIBB Brian Knibb Gormenzano & Partners<br />

KORNEMANN Horst Continental<br />

KULMALA Risto VTT Building and Transport<br />

LARSSON Rikard Autoliv Electronics Europe<br />

CLEPA-European Association of<br />

LAURENT Pierre<br />

Automotive Suppliers<br />

LOVELL Catherine Department for Transport, UK<br />

LUCAS Antonio DGT-University of Valencia<br />

MAES Willy EC – DG TREN<br />

Dutch National Police Agency (KLPD), EU<br />

MALENSTEIN Jan<br />

Affairs<br />

MEDEVIELLE Jean-Pierre INRETS<br />

MINARINI Fabrizio European Commission, DG INFSO<br />

MORITA Hiroshi Toyota Motor Europe<br />

MOUTAL Valerie European Commission<br />

MULLER Sophie Hill & Knowlton<br />

NIELSEN Michael ERTICO<br />

PAULISSEN Maurice EUROCITIES<br />

OXLEY Kristin <strong>eSafety</strong> <strong>Support</strong><br />

PALMQUIST Ulf EUCAR<br />

European Commission, DG Enterprise and<br />

PEKÁR Ferenc Industry<br />

PICHL Martin Czech Ministry of Transport<br />

POTVIN Michel Renault<br />

PROSKAWETZ Karl-Oskar COM<strong>eSafety</strong><br />

QUOIDBACH Liévin Navteq<br />

RATAJ Juergen DLR e.V.<br />

ACEA (The Association of European Vehicle<br />

REINHARDT Wolfgang Manufacturers)<br />

RODRIGUEZ Susana Hunton & Williams<br />

ROINE Matti Min. of Transport and Communications, Finland<br />

ROSENSTEIN James Ygomi LLC<br />

ROSENQUIST Mats Volvo Group<br />

RYDMELL Christer Vägverket - SRA<br />

SAHLQVIST Erika European Commission, DG INFSO<br />

SALBERT Thomas Siemens VDO<br />

SCHELHASE Alexander Infineon Technologies Liaison Office<br />

SCHETTINO Monica ERTICO<br />

SCHOCKMEL Paul IEE<br />

SCHWARZ Juergen DaimlerChrysler<br />

66


SEDDI Malika ASFA<br />

SERGEYS Filip Honda Motor Europe Ltd<br />

SILVA Irina <strong>eSafety</strong> <strong>Support</strong><br />

SOLLIEN Thomas Ruud<br />

Ministry of Transport and Communications<br />

Department<br />

of Public Roads and Rail Transport, Norway<br />

SPELL Sabine Volkswagen<br />

STEVENS Alan TRL Limited<br />

STROHMEIER Rudolf European Commission<br />

SUGANO Takashi Nissan Motor Manufacturing<br />

SUNDSTRÖM Monica ERTICO<br />

SUZUKI Tomoji DENSO AUTOMOTIVE Deutschland GmbH<br />

Ministerie van Binnenlandse Zaken en<br />

TERPSTRA Tjerk<br />

Koninkrijksrelaties<br />

Ministry of Transport, Public Works and Water<br />

VAN DER KROON Paul<br />

Management<br />

VAN DER PERRE Peter ERTICO<br />

VAN ESSEN Rob Tele Atlas<br />

VAN LAER Peter Agoria automotive<br />

VAN UYTFANGE Dimitri Umicore, Electro-Optic Materials<br />

VAN ZYL Arnold ERTICO<br />

VERDEE Serge JAMA Europe<br />

VITS André European Commission, DGINFSO<br />

WEISS Michael Visteon Corporation<br />

Transport Research Group Southampton<br />

WILLIAMS Malcolm University<br />

YAMAKAWA Takehisa JAMA<br />

ZOBEL Rosalie European Commission<br />

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2.2.4 Minutes<br />

2.2.4.1 High Level Opening Remarks<br />

Mr Fabio Colasanti, European Commission<br />

In his opening remarks, Mr Fabio Colasanti highlighted important political events for<br />

<strong>eSafety</strong> in the past year:<br />

◊ i2010 High Level meeting in Helsinki, showcasing the importance of <strong>eSafety</strong><br />

technologies for people’s everyday life.<br />

◊ ITS World Congress in London.<br />

◊ Intelligent Car initiative launch in February. The <strong>eSafety</strong> Forum has an important<br />

role in this initiative.<br />

◊ Mid-term review of the White Paper on Transport, highlighting the importance<br />

of industry.<br />

◊ Report showing that the car industry ranks on the top on R&D activities, in<br />

comparison with other industries<br />

◊ .<br />

Mr Colasanti stressed that there will be important changes in the way the issue of safety<br />

in transport will receive support for research in the future. A serious support effort is<br />

planned, with transport and safety research themes receiving a substantial amount under<br />

FP7.<br />

Ms Monica Sundström, ERTICO<br />

In her opening remarks, Ms Monica Sundström focused on ERTICO’s <strong>eSafety</strong> activities.<br />

She stressed the need for a systems’ approach towards the implementation of <strong>eSafety</strong><br />

systems and stresses that ERTICO is in a unique position to help push the <strong>eSafety</strong><br />

agenda forward. Three elements are essential for <strong>eSafety</strong> deployment:<br />

• The technology: the <strong>eSafety</strong> Forum is a best practice example with its large<br />

number of high profile research projects and strategic developments in the<br />

framework of the Forum Working Groups.<br />

• The organisational model: ERTICO has established a number of fora to support<br />

the research effort and to work closely with the <strong>eSafety</strong> Forum. The TMC Forum<br />

is a good example of this cooperation.<br />

• The framework conditions: there is a need to raise public awareness of <strong>eSafety</strong><br />

benefits, look at incentives and cooperate to create an international standard for<br />

interoperability between <strong>eSafety</strong> systems.<br />

Mr Ivan Hodac, ACEA<br />

Mr Ivan Hodac said in his opening remarks that the <strong>eSafety</strong> Forum is a success, that<br />

ACEA is proud of it and that it wants the Forum to continue its work. He then<br />

proceeded to give remarks on a number of topics:<br />

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• Cars21 presented an integrated approach to safety and environment. It is clear<br />

that it can not be the responsibility of the car industry alone to make the<br />

necessary improvements. It is the joint responsibility with the member states to<br />

go down this road.<br />

• In Verona ACEA signed the road safety charter. ACEA also recently joined the<br />

<strong>eSafety</strong>Aware! Communication Platform.<br />

• Innovation is crucial for Europe. We must not forget that we have to be much<br />

better because we are also more expensive. Innovative products have to stay<br />

affordable and generate a positive return for the investor.<br />

• Research is important. In FP7 there is a large proportion that goes to ICT. This<br />

funding is extremely important but would not do much if it was not<br />

complemented by the industry. The car industry is the largest private contributor<br />

to innovation in Europe.<br />

• HMI European Statement of Principles: ACEA will not discuss it further if there<br />

is no firm commitment from the nomadic device suppliers.<br />

• The international Cooperation WG has not fully delivered. It must be more than<br />

a talking shop.<br />

• The digital Maps WG should be re-launched.<br />

• The WG on ICT for clean mobility must focus its work. Emphasis must be on<br />

mobility and not on the vehicle exclusively. Its work should supplement the<br />

conclusions of the Cars 21 Report.<br />

• eCall: ACEA is still waiting for the breakthrough, for the German and UK<br />

governments to sign the MoU. The MoU was signed by ACEA and ERTICO<br />

several years ago. ACEA is committed to eCall, but underlines that it will not<br />

work on this alone.<br />

Mr Ivan Hodac concluded by stating that there is still much work ahead in the <strong>eSafety</strong><br />

Forum and he assured participants that the automotive industry will continue to be a part<br />

of it.<br />

2.2.4.2 Strategy Session: Moving ahead with the Intelligent Car Initiative and<br />

<strong>eSafety</strong> in Europe<br />

Strategic Research Agenda for ICT for Mobility in FP7 – presentation, discussion<br />

and adoption, Dr Ulf Palmquist, EUCAR<br />

Dr Ulf Palmquist gave a presentation on the Strategic Research Agenda for ICT for<br />

Mobility in FP7 produced by the <strong>eSafety</strong> RTD WG. The RTD WG harmonised and built<br />

an over-all “picture” of the outcomes of the DG INFSO consultation workshops on:<br />

◊ Mobility Services for People<br />

◊ Mobility Services for Goods<br />

◊ Intelligent Vehicle systems<br />

◊ Cooperative Systems<br />

◊ Field Operational Tests<br />

This provided a basis for a Strategic Research Agenda for <strong>eSafety</strong>, incorporating the<br />

outcome of the Open Consultation.<br />

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The document “Stakeholders’ contribution to the FP7 Work programme on ICT for<br />

mobility” represents the viewpoint of a group of stakeholders on this issue, for the<br />

European Commission to review and assess. The document was produced in the period<br />

April – September, with input from multiple stakeholders groups. The content is closely<br />

aligned to the workshop themes.<br />

During the discussions that followed the presentation, the chair Rosalie Zobel underlined<br />

that the strategic research agenda is not only a work programme for the European<br />

Commission. Industry should also use this strategic research agenda in their R&D<br />

efforts. It is not only an FP7 agenda but an agenda for all the research being done in the<br />

companies, universities and other organisations around Europe.<br />

After the discussion the “Strategic Research Agenda for ICT for Mobility in FP7” was<br />

adopted by the <strong>eSafety</strong> Forum.<br />

The 3 rd Commission Communication: Bringing eCall back on track, Mr Juhani<br />

Jääskeläinen, European Commission<br />

Mr Juhani Jääskeläinen gave a presentation on the Pan-European eCall: its purpose and<br />

progress at European level and in the Member States. Details were given on the content<br />

of the 3 rd Commission Communication due to be released soon. In this Communication<br />

the Commission will stress the following:<br />

◊ The Member States are not on track with implementing the necessary<br />

infrastructure to enable their emergency rescue services to handle E112 calls or<br />

eCalls.<br />

◊ Due to lack of progress, the deployment plan for eCall has already been shifted<br />

forward one year.<br />

◊ ACEA has expressed in a letter to the Commission that it will not take any<br />

further steps until a clear commitment from the Member States is obtained.<br />

◊ To get eCall back on track for 2010 deployment, the Commission proposes three<br />

lines of action:<br />

- Actions for engaging the Member States<br />

� Time-table for infrastructure deployment (4 actions)<br />

- Actions for engaging the industry<br />

� Renewing industry’s commitment, negotiations on an<br />

agreement (4 actions)<br />

- Actions facilitating deployment<br />

� Commission support (5 actions)<br />

The Communication is in the final stages of the Interservice Consultation and will be<br />

adopted by the Commission on 23 November. It will be presented at the<br />

Telecommunications Council on 11 December (Finnish Presidency) and the Council will<br />

present its conclusions in the March 2007 Council Meeting (German Presidency).<br />

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Ms Rosalie Zobel, the chair, reminded the Forum that it is everyone’s responsibility to<br />

make eCall happen. There are obviously problems in the Member States. The third<br />

communication is a top down tool, but the Commission needs the Forum’s help to also<br />

achieve the bottom up effect. <strong>eSafety</strong> Forum stakeholders should approach the relevant<br />

authorities in their respective Member States and try to push eCall forward. The larger<br />

Member States need now to get onboard as this will create a snow ball effect in eCall<br />

deployment.<br />

2.2.4.3 The <strong>eSafety</strong> Working Groups (1)<br />

<strong>eSafety</strong> Effects Database and Survey on Deployment, Prof. Risto Kulmala, VTT<br />

Prof. Risto Kulmala gave an overview of the <strong>eSafety</strong> Effects Database which is available<br />

online at www.esafety-effects-database.org. Its’ main aim is to maintain an up-to-date<br />

overview of the effects of different intelligent vehicle systems. The database is based on<br />

studies, conference papers and articles.<br />

As a starting point, the eleven priority systems identified by the <strong>eSafety</strong> Implementation<br />

Road Maps Working Group have been included in the database, but information is also<br />

available on additional systems. The content provided per application includes: a<br />

description of the system, summary of safety effects and studies.<br />

The members of the <strong>eSafety</strong> Forum are encouraged to supply additional data to Risto<br />

Öörni, administrator of the <strong>eSafety</strong> Effects Database: risto.oorni@vtt.fi<br />

Regarding the Implementation survey which has been carried out during 2006, it aims at<br />

finding what is the current status of the deployment of the 11 priority systems identified<br />

by the Implementation Road Maps Working Group.<br />

The survey has been sent to the <strong>eSafety</strong> national observers in July and to the European<br />

Commission’s national contacts, but so far there have only been responses from five<br />

member states, 21 are still missing. The survey links to the IVS Promotion benchmarking<br />

study.<br />

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RTTI WG – Status Report, Dr Heinz Friedrichs, Bosch<br />

The RTTI WG was re-launched on 2 May 2006. The “Action Plan for Energy Efficiency:<br />

Realising the Potential”, COM(2006)545 makes reference to RTTI as a means for<br />

developing markets for cleaner, smarter, more energy-efficient and safer vehicles.<br />

The WG will deliver conclusions rather than recommendations as there will be a need for<br />

further actions by both the European Commission and the Member States. The<br />

European Commission should take a coordination role and the Member States should<br />

establish national solutions based on pan-EU requirements. A decision on when and how<br />

to implement the conclusions will be left to the Commission and the Member States.<br />

A review of road traffic related criteria, expectations, needs, etc. is currently being carried<br />

out. Input from the <strong>eSafety</strong> Forum is encouraged and appreciated.<br />

The WG aims to prepare the way for more detailed work with the Member States, e.g.:<br />

◊ to adopt a common implementation strategy according to European standards<br />

for the extension of RTTI services.<br />

◊ to provide safety relevant data free of charge through the service chain under<br />

public control.<br />

◊ to take into account the ‘basic functionality and standards’ definition for RTTI<br />

services<br />

A preliminary report will be produced during the first quarter of 2007. An exchange of<br />

information with the Communications WG and Implementation Road Maps WG will be<br />

sought. Input will be given for the German Council presidency conference in June 2007<br />

in Berlin.<br />

During the discussions that followed the presentation, Mr Jan Malenstein (Dutch Police)<br />

appealed, from the emergency service operators’ side, to support emergency dynamic<br />

routing, characterising it as a very powerful function.<br />

Communications WG – Status Report, Mr Uwe Daniel, Bosch<br />

Mr Uwe Daniel gave a status report on the activities of the Communications WG. The<br />

WG has been working in close cooperation with a number of FP6 projects dedicated to<br />

vehicle communication. The main goal is to bring together the efforts of all stakeholders<br />

and provide a holistic picture of the situation.<br />

Why is the WG focusing on V2X communication (Vehicle-to-Vehicle and Vehicle-to-<br />

Infrastructure)? Because it can help avoid the most severe accidents and thereby save<br />

lives. Cooperative traffic can also save fuel and reduce congestion, so even road<br />

operators can benefit from it. New urban, interurban, freight and logistics and public<br />

transport applications can result from V2X communication.<br />

The most important issue has been spectrum. In Europe it is a challenge to get all the 25<br />

Member States to agree on one line of thought for spectrum allocation. The WG aims to<br />

push forward the work on standards and spectrum allocation, and a list of applications<br />

with their bandwidth requirements is in preparation.<br />

Mr Uwe Daniel reminded the audience that the following is needed:<br />

◊ a common set of standards.<br />

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◊ protected spectrum (ideally with a worldwide, exclusive slot for safety critical<br />

applications with low bandwidth).<br />

◊ a common European, if not worldwide market to overcome the threshold<br />

problem and to gain economies of scale.<br />

There are however some challenges:<br />

◊ Standardisation<br />

o all components must have an exactly defined behavior to guarantee<br />

safety functions.<br />

◊ Spectrum Requirements<br />

o maximum delay times, QoS needed, free of charge.<br />

◊ Business Case<br />

o Threshold problem, dissemination.<br />

◊ International Harmonisation<br />

o economies of scale, international trade.<br />

The Communications WG will write draft recommendations by June 2007 for discussion<br />

within the <strong>eSafety</strong> Forum. The Final Report/Recommendations will be presented to the<br />

European Commission by October 2007.<br />

During the discussions that followed the presentation Mr Ulf Palmquist (EUCAR)<br />

commented that the Japanese have already reserved protected spectrum and asked if this<br />

meant that Europe had to adapt to the Japanese standard. Mr Uwe Daniel answered that<br />

it will be very difficult to get an international uniform standard as the world is divided in<br />

three regions spectrum-wise.<br />

Mr James Rosenstein (Ygomi) mentioned that there is a discussion in the US on the<br />

needs of additional700 MHz and asked if a similar discussion was ongoing in Europe. Mr<br />

Uwe Daniel informed that there is no such discussion at the moment, but that maybe<br />

this question should be raised since the 700 MHz spectrum would enable safety<br />

applications to function also in remote areas.<br />

Mr Wolfgang Reinhardt (ACEA) pointed out that before v2v communication can bring<br />

real benefits it should have a certain penetration and asked if the Communications WG<br />

chair had explored how mobile phones could be used to bridge the infrastructure gap.<br />

Mr Uwe Daniel answered that this was one of the possibilities examined. However,<br />

mobile cellular communications do not assure the proper quality of services, such as the<br />

minimum response time. The new generation of mobile communications could maybe<br />

adapted to the requirements of v2v communication.<br />

International Cooperation WG, Mr Jacob Bangsgaard, <strong>eSafety</strong> <strong>Support</strong><br />

Mr Jacob Bangsgaard presented the results of the questionnaire that was distributed to<br />

the <strong>eSafety</strong> Forum and the members of the International Cooperation WG. Fourteen<br />

replies were received and most expressed satisfaction and all but one wanted to<br />

participate in future meetings.<br />

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The opinions of what should be the key objectives of the International Cooperation WG<br />

varied greatly. There was a wide range of opinions on what topics should be discussed,<br />

but there was agreement that there should be more focused discussions in future<br />

meetings.<br />

Experts from all regions should be present at the meetings, not just European experts.<br />

Europe, Japan and US were mentioned as key regions.<br />

One of the questions asked was what targeted missions could be organised by the<br />

Working Group? The suggestions included:<br />

◊ Common missions in relation to ITS World Congresses (Beijing, New York,<br />

Stockholm)<br />

◊ <strong>eSafety</strong> session and press events at motor shows<br />

◊ Targeted missions to Japan, US, China, India, Australia<br />

◊ Visits to industry stakeholders in Europe (e.g. Bosch)<br />

◊ Organise international events with a focus on lessons learned and what can be<br />

done to facilitate deployment<br />

◊ Organise missions based on requests from other <strong>eSafety</strong> Working Groups<br />

◊ Missions related to standardisation events<br />

In order to improve the outcome of the WG, there is need to raise the level of<br />

commitment from the stakeholders and make it clear what is expected of them. The<br />

meetings must have participation of the relevant stakeholders from the different regions<br />

and in addition questions could be prepared in advance to be answered during the<br />

meetings.<br />

During the discussion Mr Wolfang Reinhardt (ACEA) asked how the objectives could be<br />

achieved with just one meeting per year, without a follow up, stating that there is a need<br />

to look into how the WG could be structured better.<br />

Mr Jacob Bangsgaard explained that everyone would like to see a better use of the WG in<br />

the future. On the basis of the answers received, a new draft of terms of reference will be<br />

produced which will then be presented to the <strong>eSafety</strong> Forum. Mr Bangsgaard asked all<br />

stakeholders to respond to the questionnaire in order to have the best possible basis for<br />

redefining the work of the WG.<br />

2.2.4.4 Keynote Address: Mr Rudolf Strohmeier, Head of Cabinet of Ms<br />

Viviane Reding, Member of the European Commission, responsible<br />

for Information Society and Media<br />

Mr Strohmeier´s address focused on the i2010 Intelligent Car Initiative, ITS<br />

implementation in the Member States, public awareness and the Eurobarometer study<br />

results.<br />

Regarding the i2010 Intelligent Car Initiative, the European Commission has worked<br />

very hard on realising its three pillars. On the political side, the Helsinki event presented<br />

the <strong>eSafety</strong> issue and emphasised the challenge of getting the user onboard by showing<br />

the practical impact of the technologies.<br />

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Mr Strohmeier said that DG Information Society and Media has been working closely<br />

with DG TREN in preparing the mid-term review of the White Paper on Transport. For<br />

the first time the paper recognises the contribution of each transport mode and ITS in<br />

achieving safer, smarter and cleaner mobility.<br />

Hestressed the need to bring the benefits of the information society to citizens,<br />

highlighting eCall as a good example. However, for eCall to happen, Member States need<br />

to invest in the necessary infrastructure. This is why the EC will set out stricter<br />

requirements for the Member States with the publication of the “Third Communication<br />

on eCall”. In order to facilitate ITS implementation the EC will take a broader view of<br />

the policy tools to be used and will consider using structural and cohesion funds to<br />

facilitate ITS deployment.<br />

Regarding awareness activities, <strong>eSafety</strong> Aware has been launched and the EC will support<br />

its work as an observer. The first campaign of the <strong>eSafety</strong> Communication Platform will<br />

be on ESC. eCall may be the focus of a subsequent campaign.<br />

Lastly Mr Strohmeier talked about the Eurobarometer survey and the answers it<br />

provides. The major findings include the high importance the consumer puts on safety<br />

when choosing a car. However, the public is not inclined to pay extra for safety. There<br />

are no major differences in the attitudes between countries. Price, safety and fuel<br />

consumption are the top issues influencing choice. Some citizens don’t see <strong>eSafety</strong> as<br />

improvements to safety. For eCall, the issue of data privacy does not seem to trouble<br />

Europeans and they consider the benefits to be greater than the disadvantages. There is a<br />

demand for intelligent systems in vehicles, but there is a need to overcome issues such as<br />

the systems’ perceived high price.<br />

2.2.4.5 The <strong>eSafety</strong> Working Groups (2)<br />

Service-oriented architectures WG – a new <strong>eSafety</strong> Working Group, Peter Van der<br />

Perre, ERTICO<br />

Mr Peter Van der Perre defined service-oriented architectures: as architectures for<br />

installing, starting, stopping, updating and removing vehicle-and traveller-related services<br />

(a service is a unit of work done by a service provider to achieve desired results for a<br />

service consumer. Examples are navigation, traffic information, incident warning,<br />

floating car data,eCall & bCall).<br />

A lot of progress has been achieved for autonomous systems, the connected vehicle is<br />

the next frontier to be attained.<br />

Having a WG on Service-oriented architectures comes in response to the impact services<br />

will have on safety. There is also a need to develop a common approach to overcome<br />

market fragmentation. The objective of the WG will be to describe the state-of-the-art<br />

and identify what is missing to accelerate market introduction.<br />

Mr Van der Perre also presented a draft ToR for the WG which included:<br />

◊ Definition of SOA for vehicle-related and traveller-related services<br />

◊ Description of state-of-the-art<br />

◊ Providing market outlook<br />

◊ Identify missing elements for deployment<br />

◊ Identify steps to facilitate market introduction<br />

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The stakeholders for this WG could come from the OEM’s, Telco operators, suppliers,<br />

service providers, etc.<br />

The Forum members were invited to express their interest in participating in the WG to<br />

Mr Van der Perre. Potential participants should also indicate their expectations from the<br />

group and what their role should be. The <strong>eSafety</strong> Steering Group will identify an industry<br />

chair and co-chair.<br />

During the discussion, Mr Wolfgang Reinhardt (ACEA) said that the WG should focus<br />

on re-launching the telematics market in Europe. The WG should analyse why this failed<br />

ten years ago. At that time, the technology was not ready to support the industry’s<br />

enthusiasm. It was believed that the manufacturers could do it alone. This has now<br />

changed, technology is not a problem any longer and the vehicle manufacturers have<br />

come to understand that they can not do it alone. But the manufacturers now want to<br />

have the business issue and the technology issue solved before a market relaunch can<br />

happen. In his opinion the commercial issues should be solved. This will make<br />

implementation much easier. The WG should be used to integrate the things done in<br />

FRAME and CVIS and bring them all together, in an effort to integrate all the<br />

architectural solutions developed so far.<br />

ICT for Clean and Efficient Mobility WG – a new <strong>eSafety</strong> Working Group, Mr<br />

Wolfgang Reinhardt, ACEA<br />

The aim of the WG is to identify and promote the potential benefits <strong>eSafety</strong>/ICT<br />

applications & services can bring towards cleaner and more energy-efficient mobility for<br />

people and goods. Its’ objectives are to:<br />

◊ Identify & assess the ICT applications with strongest potential to yield<br />

environmental benefits;<br />

◊ Examine measures to reinforce the environmental compatibility & sustainability<br />

of mobility;<br />

◊ Examine potential for education & support tools to promote environmentfriendly<br />

driver behaviour;<br />

◊ Cost-benefit assessment of measures to reduce environmental impact of mobility;<br />

◊ Identify measures to promote & support deployment.<br />

The <strong>eSafety</strong> Forum is invited to nominate experts to participate in the work. Interest<br />

should be expressed to Mr Paul Kompfner (ERTICO). The first meeting will take place<br />

on 6 December 2006.<br />

During the discussion following the presentation Mr Daniel Augello (Renault) pointed<br />

out that the WG should identify and promote existing solutions as well, not only<br />

concentrate on finding new solutions.<br />

Dr Arnold van Zyl (ERTICO) remarked that the WG’s ToR is not aimed at addressing<br />

vehicle specific measures for cleaner mobility. The WG will look at how ICT can<br />

enhance the systems approach for cleaner mobility.<br />

Digital Maps – next steps, Mr Rob van Essen, Tele Atlas<br />

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Mr Rob van Essen began by giving an overview of the work of the Digital Maps WG. It<br />

was operational from April – December 2005 and the objectives were to:<br />

◊ Define a business model for Public-Private partnerships that will ensure the<br />

availability of attributes relevant to <strong>eSafety</strong> in digital maps.<br />

◊ Create a Public/Private cooperation model to collect, maintain, certify and<br />

distribute the <strong>eSafety</strong> attributes that can be integrated into the digital roadmap<br />

database.<br />

The current navigation maps form a good basis for the development of <strong>eSafety</strong> maps.<br />

But the quality must be improved. However, the cost associated with this upgrade should<br />

be minimal as users are not willing to pay extra for safety. The solution could be to<br />

optimise field data collection and data flow from public to private sector. A combined<br />

solution is necessary.<br />

The state of play regarding the outcome of the WG´s work is the following:<br />

◊ Recommendation to discuss next step between WG and EC was not followed.<br />

◊ Communication of the results to Member States did not take place.<br />

◊ Public Private Project (ROSATTE) to implement recommendations was rejected<br />

by the eContentPlus program.<br />

◊ Informal continuation of ROSATTE to date without concrete results<br />

o Public-private cooperation will be unsuccessful without external<br />

funding.<br />

Mr van Essen concluded by presenting the next steps:<br />

o Steps by the Public-Private sector: The ROSATTE Cooperation Platform to<br />

submit a project proposal under EC FP7 (2007-2012) for financial support for<br />

development, test and validation of the road safety attributes exchange<br />

infrastructure, associated tools and related applications.<br />

o Steps by the Commission<br />

o To support the ROSATTE Cooperation Platform in submitting a<br />

successful project proposal.<br />

o To increase awareness of the results of the Working Group Digital Maps<br />

at Member State level.<br />

o To request the Member States to facilitate the creation of a national<br />

registry of available <strong>eSafety</strong> attributes in cooperation with the ROSATTE<br />

Cooperation Platform.<br />

During the discussion Mr Henrik Forsgren (Volvo Cars) commented that if safety<br />

systems should be built based on digital maps, then maps have to be really up to date and<br />

asked how was this going to be achieved.<br />

Rob van Essen answered that the Actmap project has looked into this and has achieved<br />

some successful results, but more work needs to be done. The FeedMap project is<br />

looking into taking this work further.<br />

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2.2.4.6 Reducing the market introduction risk through Code of Practice, Dr<br />

Juergen Schwarz, DaymlerChrysler<br />

Dr Schwarz’s presentation focused on:<br />

o Motivation of the Project RESPONSE 3<br />

o Safety Benefit and Product Safety of Driver Assistance Systems<br />

o Challenges and Consequences for OEM and suppliers developing ADAS<br />

o Legal aspects of a Code of Practice (CoP)<br />

o Results of the CoP<br />

o Rollout CoP<br />

As a summary, the Response 3’ Code of Practice for ADAS aims at:<br />

o Translating the key issues of “reasonable safety” and “duty of care” into<br />

engineering practice.<br />

o Function as the basis for a definition of "safe" ADAS development and<br />

testing also from a legal point of view.<br />

o Agreement on these development guidelines between all stakeholders as basis<br />

for company internal translation and/or optimisation of system design<br />

specifications and complementary verification methods.<br />

2.2.4.7 Keynote: Meeting Europe’s challenges in Mobility and Sustainability in<br />

the Member States, Dr Matti Roine, Min. of Transport and<br />

Communications of Finland<br />

Dr Roine’s presentation focused on Transport policy and ITS in Finland, the priorities of<br />

the Presidency, road safety and new technologies, the pan-European Emergency Call<br />

Service - eCall and examples of <strong>eSafety</strong> applications in Finland.<br />

The Finnish Presidency’s ITS priorities are the following:<br />

o ITS seen as a essential element in the development of the whole Knowledge<br />

Society.<br />

o Major national interests in transport system level needs in safety, security and<br />

cooperative systems.<br />

o <strong>eSafety</strong> Implementation Road Map seen as a suitable basis.<br />

o Strong support for the implementation of the pan-European eCall Service.<br />

Regarding eCall, Finland has taken a real step towards implementation by signing the<br />

MoU, by promoting the single European emergency number 112 or E112, and by<br />

upgrading and modernising the emergency centres.<br />

Dr Roine concluded by stating that:<br />

o ITS is taking a prominent role in the new transport policy.<br />

o At national level, more understanding and commitment is needed.<br />

o The i2010 ”Intelligent Car Initiative” and <strong>eSafety</strong> Programme including the<br />

deployment road map are heading in the right directions.<br />

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o The Pan-European Emergency Call System eCall will be the first real Europeanwide<br />

ITS service.<br />

o However, the development is too slow and needs faster progress and<br />

commitment from all stakeholders is needed.<br />

2.2.4.8 Information items<br />

<strong>eSafety</strong>Aware! – the <strong>eSafety</strong> Communication Platform, Ms Kristin Oxley, <strong>eSafety</strong><br />

<strong>Support</strong><br />

Ms Kristin Oxley gave an overview of the establishment of <strong>eSafety</strong>Aware! The<br />

Communication Platform was established in June 2006 and is chaired by the FIA<br />

Foundation. There are 30 Founding Members representing the automotive industry,<br />

automotive clubs, road safety authorities, insurance industry and service providers. The<br />

European Commission acts as an observer.<br />

The first campaign will be on Electronic Stability Control (ESC) given its proven<br />

crash/casualty reduction effect and given the fact that there is a clear lack of public<br />

awareness. The pilot campaign will be launched in 2007. Core Campaign Materials will be<br />

designed to inform the consumer and an event will be organised in spring 2007.<br />

Further campaigns are planned for other high-priority <strong>eSafety</strong> applications.<br />

Road Map of the Intelligent Car Initiative, Mr Fabrizio Minarini, European<br />

Commission<br />

Mr Fabrizio Minarini presented the progress and future plans for the Intelligent Car<br />

Initiative. The achievements of this first year of activities include, per pillar:<br />

1 st Pillar:<br />

o Adoption of Commission Communication on the “Intelligent Car”.<br />

o Workshop to discuss spectrum implications for "Intelligent Car" applications -<br />

Mandate to study harmonised radio spectrum use for safety critical application of<br />

"Intelligent Car" systems in the EU.<br />

o European Parliaments resolution on eCall, adopted with large majority<br />

o The 5th Plenary Meeting of the <strong>eSafety</strong> Forum.<br />

o Finalisation of Commission Recommendation on safe and efficient in-vehicle<br />

information and communication systems: Update ESoP on HMI.<br />

2 nd Pillar:<br />

o FP7 preparation: Stakeholders paper; workshops; 1 st work programme<br />

finalisation "ICT for Mobility”.<br />

o FP6: start of CVIS; COOPERS; SAFESPOT – call 4 projects –.<br />

o FP6: Successful demonstration of the full eCall service chain by the Integrated<br />

Project GST Rescue.<br />

3 rd Pillar:<br />

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o Launching event of the "Intelligent Car" at the Autoworld museum Brussels by<br />

Commissioner Reding.<br />

o Establishment of “<strong>eSafety</strong> Aware”.<br />

o Call for a comprehensive benchmarking study on activities in promoting and<br />

deploying intelligent vehicle safety systems in the EU.<br />

o Call for a feasibility study on a Independent Conformance testing and<br />

performance assessment programme in the EU for "Intelligent Car" systems.<br />

o Eurobarometer survey on the use of telematic systems in vehicles”.<br />

In terms of current and future activities, a number of actions/activities are underway or<br />

have been planned:<br />

1 st Pillar:<br />

o Adoption of the 3rd <strong>eSafety</strong> Communication: Bringing eCall back on track (end of<br />

the year).<br />

o Start an <strong>eSafety</strong> Working group on "ICT for Clean Mobility“(October 06).<br />

o Adoption of the Commission Recommendation on safe and efficient in-vehicle<br />

information and communication systems (November 06).<br />

o Meeting of the Safety Forum (8 November).<br />

o Follow up the recommendation on the establishment of a European CoP for the<br />

development and testing of ADAS - RESPONSE 3 - (2007)<br />

o Establishment of a road map on incentives for "Intelligent Car" safety systems.<br />

(Beginning 2007).<br />

o Commission Communication on the first year assessment of the "Intelligent Car"<br />

(monitoring exercise) (March 07).<br />

o Final report from CEPT on harmonised radio spectrum use for safety critical<br />

application of intelligent Car systems in the EU (Nov 2007).<br />

2 nd Pillar:<br />

o FP7: First and Second Call of FP7 for the ICT for Mobility Challenge (beginning<br />

and end of 2007).<br />

o FP6: End of PREVENT; GST; AIDE; HUMANIST (2007).<br />

o Preparatory work for setting up Field Operational Tests (end 2006 - 2007).<br />

3 rd Pillar<br />

o First event of the <strong>eSafety</strong> Communication Platform. Launch of the ESC<br />

campaign (May 07).<br />

o Results of the benchmarking study. (May 07).<br />

o ITS Europe Congress Aalborg DK; ITS World Congress Beijing China (June-<br />

October 07).<br />

o Results of the feasibility study on Conformance testing and performance<br />

assessment programme for intelligent Car systems (August 07).<br />

o Intelligent Car Yearly Event Organised jointly with PREVENT exhibition (12-15<br />

September 07).<br />

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o Results TRACE project on EU database of accident causation data (December 07).<br />

o Results eImpact project on the impact assessment of intelligent Car safety<br />

systems (December 07).<br />

o GST Integrated Project final workshop and Demonstrations (eCall) (February 07).<br />

o Establishment through the 2nd FP7 call of a comprehensive, technical and<br />

socio/economic assessment program, based on Field Operational Tests (FOT)<br />

(2008).<br />

Commission Recommendation on HMI – the new ESoP, Ms Valérie Moutal,<br />

European Commission<br />

Ms Valérie Moutal gave an overview of the goals of the new ESoP, which:<br />

1. Should promote the Goal of the <strong>eSafety</strong> Initiative<br />

o by helping to introduce well designed systems into the market.<br />

o by taking into account both risks and benefits of these systems, thus not<br />

impeding innovation.<br />

2. Should respect the capabilities and constraints of all stakeholders and the market<br />

o by being applicable during development process in terms of complexity, costs<br />

and time even by small system manufacturers.<br />

o by taking into account the fact that the driver finally decides whether he<br />

buys/uses i.e. a fully integrated navigation system, a nomadic device or a<br />

paper map.<br />

3. Should clearly distinguish between principles on installation, information<br />

presentation, interaction<br />

o since the distribution of responsibility and solutions depends on these aspects<br />

.<br />

o in order to maintain a logical structure easy to understand and to work.<br />

o without redundancy or cross references .<br />

The next steps which will be taken include:<br />

o Publication of the Recommendation in the Official Journal (December 2006).<br />

o Forwarding the text to the European Parliament, the Council, the Economic<br />

and Social Committee and the Committee of the Regions (December 2006).<br />

o Dissemination of the document towards all stakeholders (EC, MS, <strong>eSafety</strong><br />

Forum members).<br />

o New voluntary agreement from MS, car industry andalso from nomadic<br />

suppliers, professional organisations (9 months).<br />

o Evaluation and monitoring of the new ESoP (18 months).<br />

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Towards the Common Communications Architecture in Europe, Dr Karl-Orkar<br />

Proskawetz, COM<strong>eSafety</strong><br />

Dr Proskawetz gave an overview of the COM<strong>eSafety</strong> Project. Its’ main aims are:<br />

o Worldwide harmonization of the basic radio system.<br />

o Recommendation for and consolidation of work of European projects.<br />

o Push forward a co-ordinated EU Frequency Allocation Process.<br />

o <strong>Support</strong> and co-ordinate Standardization.<br />

o <strong>Support</strong> the <strong>eSafety</strong> Forum.<br />

He then proceeded to explain why there is a need for a common understanding of<br />

architecture, there is:<br />

o Need for a common view on types of communication<br />

o Need to nail down common components/interfaces (standardization)<br />

o Need to provide guidance with respect to proper use of technologies<br />

A detailed discussion of the architecture approach will take place in a workshop on 27<br />

November.<br />

2.2.4.9 Summary and next steps<br />

The chair, Mr André Vits, concluded the meeting by presenting the Forum’s conclusions<br />

and next steps. The <strong>eSafety</strong> Forum:<br />

o Adopts the Strategic Research Agenda for FP7 ICT for Mobility and encourages<br />

all the stakeholders to apply it.<br />

o Strongly supports the 3rd <strong>eSafety</strong> Communication: Bringing eCall back on track.<br />

o Encourages all Members to answer the International Cooperation WG<br />

questionnaire in order to redefine its activities.<br />

o Endorses the objectives of the new Working Group on Service Oriented<br />

Architectures, highlighting the importance of addressing business model issues.<br />

o <strong>Support</strong>s the goals of the new Working Group on ICT for Clean Mobility,<br />

emphasizing that it should focus on system aspects.<br />

o Digital Maps – Need to further discuss the next steps and actions.<br />

o Welcomes the Code of Practice developed by RESPONSE 3.<br />

The next meetings will take place in:<br />

o 28 February – 1 March:<br />

<strong>eSafety</strong> Forum Plenary meeting.<br />

Brussels, along with GST final Workshop and Demonstration.<br />

o 8 May:<br />

High Level Meeting with Industry.<br />

Rome, along with the launch of the <strong>eSafety</strong>Aware! campaign.<br />

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o 13 or 14 September<br />

<strong>eSafety</strong> Forum Plenary meeting.<br />

Versailles, along with the Prevent Demonstration and <strong>iCar</strong> events.<br />

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Chapter 3 - ESAFETY<br />

STEERING GROUP<br />

MEETINGS<br />

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This chapter contains the minutes of the four <strong>eSafety</strong> Steering Group meetings held in<br />

2006.<br />

3.1 19 th <strong>eSafety</strong> Steering Group meeting<br />

Date: 7 February 2006<br />

Venue: <strong>eSafety</strong> <strong>Support</strong> Office, Brussels<br />

Link:http://www.esafetysupport.org/en/esafety_activities/esafety_forum/steering_grou<br />

p_meeting/esafety_forum_steering_group_meeting_7_february_2006.htm<br />

3.1.1 Agenda<br />

10:00 – 10:15 Welcome. Approval of the agenda and the minutes of the<br />

18 th meeting<br />

- Review of action points<br />

10:15 – 10:35 Presentation of project <strong>eSafety</strong> <strong>Support</strong><br />

- Overview of Project Work Programme and activities<br />

10:35 – 10:45 Recap of the plans for <strong>eSafety</strong> Forum 2006<br />

- Objectives and Workprogramme 2006<br />

- Working Groups<br />

- The Steering Group<br />

- <strong>eSafety</strong> Forum and i2010<br />

10:45 – 12:00 Discussion and decision on <strong>eSafety</strong> Forum organisation in<br />

2006:<br />

- Forum agenda and events in 2006, including plenaries<br />

- Approval of the <strong>eSafety</strong> <strong>Support</strong> work plan<br />

- New WG: Services oriented architectures<br />

- Steering Group chair and membership<br />

- Publications and dissemination activities<br />

12:00 – 13:00 Lunch<br />

13:00 – 13:30 EuroNCAP and Communication Platform<br />

13:30 – 14:45 Working Groups Activities:<br />

- Review of WG recommendations and their Follow-up<br />

(<strong>eSafety</strong> <strong>Support</strong>)<br />

- Communications WG (the 2 nd Meeting)<br />

- eCall, User Outreach, RTD, Road Maps<br />

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14:45 – 15:00 ASECAP intervention<br />

- Discussion<br />

15:00 – 15:15 Standardisation supporting <strong>eSafety</strong><br />

- Presentation of the ongoing activities in ETSI, CEN, ISO,<br />

ITS-SG, debrief of meeting 3 February<br />

- Discussion<br />

15:15 – 15.45 Information Items<br />

- Presentation of new projects (CVIS, SafeSpot, COM<strong>eSafety</strong>,<br />

TRACE, eIMPACT)<br />

- i2010 Intelligent Car Launch event<br />

- <strong>eSafety</strong> and eCall – Status of the reports in the European<br />

Parliament and the Council<br />

- London ITS World Congress and TRA Goteborg<br />

- Workshop on Spectrum Requirements<br />

- 2 nd International WS on Communications<br />

- Other events<br />

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3.1.2 Participants List<br />

Organisation Name<br />

ACEA REINHARDT Wolfgang<br />

ASECAP CAMOLINO Rui<br />

ASECAP DIONELIS Kallistratos<br />

BMVBW NIGGESTICH Roland<br />

CLEPA PELLISCHEK Gloria<br />

DEKRA MAURER Hans Jürgen<br />

EC – DG ENTR PEKAR Ferenc<br />

EC – DG INFSO DAVILA-GONZALEZ Emilio<br />

EC – DG INFSO JAASKELAINEN Juhani<br />

EC – DG INFSO VITS André<br />

ERTICO NIELSEN Michael<br />

ERTICO VAN ZYL Arnold<br />

<strong>eSafety</strong> <strong>Support</strong> BANGSGAARD Jacob<br />

<strong>eSafety</strong> <strong>Support</strong> HAIDUC Daniela<br />

<strong>eSafety</strong> <strong>Support</strong> SILVA Irina<br />

EUCAR PALMQUIST Ulf<br />

EurAPCo SCHECTER Pierre-Henri<br />

FIA GRILL Johann<br />

ECTRI MEDEVIELLE Jean-Pierre<br />

Ministry of Transport of the Czech Republic,<br />

Department for Strategy<br />

PICHL Martin<br />

VTT KULMALA Risto<br />

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3.1.3 Minutes<br />

1 – Welcome, approval of the agenda and the minutes of the 18 th Steering Group<br />

meeting and review of action points<br />

The chairman, André Vits (EC) welcomed the members of the Steering Group, also<br />

welcoming A. van Zyl (ERTICO) as the new co-chair of the group. The agenda of the<br />

meeting and the minutes from the 18 th meeting were also approved. The chairman<br />

observed that the SG meeting was scheduled exceptionally to take the whole day.<br />

Emilio Davila (EC) reviewed the action points of the 18 th meeting (action list is<br />

enclosed). <strong>eSafety</strong><strong>Support</strong> was tasked to produce action lists in the same format from this<br />

meeting onward.<br />

� Actions:<br />

- EC to check the status of the .EU domain for <strong>eSafety</strong> <strong>Support</strong> website.<br />

- <strong>eSafety</strong> <strong>Support</strong> to prepare an action list to be distributed to all Steering<br />

Group members and Working Group chairs (recurrent).<br />

- Steering Group members and Working Group chairs to provide information<br />

for the <strong>eSafety</strong> calendar which is disseminated on the <strong>eSafety</strong> <strong>Support</strong> website<br />

(recurrent).<br />

2 – Presentation of project <strong>eSafety</strong> <strong>Support</strong><br />

Jacob Bangsgaard (<strong>eSafety</strong> <strong>Support</strong>) made a presentation of the <strong>eSafety</strong> <strong>Support</strong> activities<br />

and called for the active participation from the <strong>eSafety</strong> Steering Group on deciding what<br />

direction the project should follow. <strong>eSafety</strong> <strong>Support</strong> will build on eScope, but there will<br />

be also new activities, for example the support to the Forum and possibility to fund<br />

studies and organise workshops. User Outreach, Road Maps and eCall were supported.<br />

Kallistratos Dionelis (ASECAP) inquired on the independence of the project. André Vits<br />

indicated that <strong>eSafety</strong> <strong>Support</strong> will operate under an EC contract, but the SG has a role<br />

in defining its work plan. Francisco Ferreira (EC) is the Project Officer monitoring the<br />

<strong>eSafety</strong> <strong>Support</strong> contract.<br />

Network of observes and regional meetings<br />

Jacob Bangsgaard explained on the composition of the network of observers. The<br />

<strong>eSafety</strong> <strong>Support</strong> Observer network will be more extensive than the one of eScope.<br />

Regional meetings will be organised to get observers as well as other stakeholders more<br />

actively to participate. Five regional meetings have already been planned.<br />

Arnold van Zyl (ERTICO) proposed to use the Network of National ITS Associations<br />

to solicit support and to find members. The network should get the invitation to the<br />

regional meetings.<br />

After a discussion, <strong>eSafety</strong> <strong>Support</strong> was asked to contact the Network, and to report in<br />

the next SG meeting on the progress. <strong>eSafety</strong> <strong>Support</strong> will also be invited to give a status<br />

report of its activities in the May <strong>eSafety</strong> Forum Plenary Meeting.<br />

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� Actions:<br />

- <strong>eSafety</strong> <strong>Support</strong> to investigate the possibility of involving the Network of<br />

National ITS Associations in the <strong>eSafety</strong> Forum activities.<br />

- <strong>eSafety</strong> <strong>Support</strong> to circulate the list of Observers to the Steering Group<br />

for feedback.<br />

- <strong>eSafety</strong> <strong>Support</strong> to report at the May Forum Plenary of its activities.<br />

Road Map under the <strong>eSafety</strong> <strong>Support</strong><br />

Jacob Bangsgaard gave the floor to Risto Kulmala who gave an update on the planned<br />

work under the Implementation Road Map Work Package of <strong>eSafety</strong> <strong>Support</strong>. The<br />

Working Group will be re-activated and next meeting will take place on 7 April to<br />

discuss future activities. The Working Group will produce an updated impact database,<br />

which will be placed on the <strong>eSafety</strong> <strong>Support</strong> website.<br />

On the issue of impact assessment, Juhani Jaaskelainen (EC) reported that DG TREN<br />

had ordered a study from COWI about the impact of safety systems. The study will be<br />

made available to the Steering Group members when it is published.<br />

� Actions:<br />

- J. Jaaskelainen (EC) to send the COWI study to the Steering Group<br />

members when it is published.<br />

eCall under the <strong>eSafety</strong> <strong>Support</strong><br />

Jacob Bangsgaard gave the floor to Michael Nielsen, responsible with Rasmus Lindholm<br />

on this WP, to report on the planned activities.<br />

Wolfgang Reinhardt (ACEA) said that the positive business case had not so far been<br />

identified. He suggested organising a meeting involving all the interested stakeholders,<br />

focused on benefits and positive cash flow. Every stakeholder should identify his own<br />

benefits of the implementation of eCall.<br />

� Actions:<br />

- <strong>eSafety</strong> <strong>Support</strong> to organise a meeting on the eCall positive business case.<br />

<strong>eSafety</strong> <strong>Support</strong> User Outreach and dissemination activities<br />

Jacob Bangsgaard gave a short overview of the planned activities. The Steering Group<br />

should discuss the planned Communications Platform, and the extend of <strong>eSafety</strong><br />

<strong>Support</strong> involvement in each of the coming events, e.g. London ITS Congress. <strong>eSafety</strong><br />

<strong>Support</strong> will give support to the Intelligent Car launch event, this is already decided.<br />

André Vits stressed the need to have the “<strong>eSafety</strong> Book” and a new <strong>eSafety</strong> brochure<br />

ready for the next <strong>eSafety</strong> Plenary meeting in May. He asked the participants for their<br />

ideas on how the Working Groups reports should be presented. Arnold van Zyl was of<br />

the opinion that the publications should contain the essential messages of each Working<br />

Group. <strong>eSafety</strong> <strong>Support</strong> should translate the recommendations into messages that are<br />

easy to communicate.<br />

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Roland Niggestich (BMVBW, DE) indicated that the Working Groups’<br />

recommendations should be translated into policy or regulatory actions, such as<br />

Commission Communications. This would help to get political support and was<br />

necessary if there was a need to present them to the Council. In particular this is<br />

important for the Implementation Road Map, HMI and RTTI. He suggested reinstating<br />

the RTTI and HMI Working Groups. André Vits confirmed that after the launching<br />

event of the Intelligent Car, the EC was planning to move forward with the<br />

Recommendation on HMI.<br />

� Actions:<br />

- <strong>eSafety</strong> <strong>Support</strong> to produce the “<strong>eSafety</strong> Book” and the <strong>eSafety</strong> Brochure<br />

for the next <strong>eSafety</strong> Forum Plenary<br />

3 – Recap of the plans for the <strong>eSafety</strong> Forum in 2006<br />

Juhani Jaaskelainen presented the recap of the plans for <strong>eSafety</strong> Forum in 2006. A<br />

discussion on the organisation of the <strong>eSafety</strong> Forum activities in 2006 followed.<br />

Objectives and Workprogramme 2006<br />

The objectives and the Workprogramme for 2006 were approved.<br />

The Steering Group<br />

The Steering Group role will remain the same, with the additional responsibility to<br />

approve the work programme of <strong>eSafety</strong> <strong>Support</strong>.<br />

The Chair of the Forum Plenary Meetings<br />

Andre Vits (EC) proposed to renew the chairmanship of the <strong>eSafety</strong> Forum Plenary<br />

meetings. The Forum could benefit of nominating an industrial chair, this would give it<br />

more visibility and also the Forum would be more easily recognised as a Technology<br />

Platform.<br />

Roland Niggestich (BMVBW, DE), supported by Mr. Pichl opposed the proposal and<br />

asked the Commission to continue to chair the meetings. Mr. Dionelis proposed that the<br />

Presidency of the Union would be invited to co-chair the Forum meetings.<br />

After a discussion, the Steering Group decided on the following structure for<br />

chairmanship of the <strong>eSafety</strong> Forum Plenaries:<br />

1. The overall chair stays with the EC<br />

2. Co-chairs: ACEA, ERTICO<br />

3. Co-chair: The EU Presidency (High-Level civil servant)<br />

4. Co-chair: A stakeholder CEO from industry<br />

The composition of the Steering Group<br />

After a discussion, the Steering Group agreed to keep the current structure of Steering<br />

Group co-chairs representing the EC, ACEA and ERTICO. The co-chairs will be<br />

responsible for preparing the SG meetings.<br />

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André Vits (EC, chair) proposed strengthening the Steering Group especially on two<br />

fronts: New Member States and user organisations, which were not sufficiently strongly<br />

represented. He also suggested having the Telecom Operators (GSM Europe) as Steering<br />

Group members.<br />

Arnold van Zyl (ERTICO) supported inviting users, new Member States and a<br />

representative of DEKRA to become members of the Steering Group. He also suggested<br />

having as a member the chairman of EUCAR, representing the automotive industry. It<br />

was also suggested that a representative of the Conference of European Directors of<br />

Roads (CEDR) should be invited.<br />

After a discussion on the possible new members, the Steering Group decided to invite<br />

the following organisations/persons:<br />

1. GSM Europe<br />

2. Csaba Csapodi (Hungary)<br />

3. Claes Tingvall (SRA, EuroNCAP<br />

4. Volker Knapp (ADAC)<br />

5. DEKRA<br />

6. Chair of Eucar (this year DC)<br />

� Actions:<br />

- EC to send invitations to the new Steering Group member candidates<br />

- Hans-Jurgen Maurer to propose a DEKRA representative to join the Steering<br />

Group.<br />

- J. Jääskelainen to propose a GSM Europe representative to the Steering<br />

Group<br />

4 – <strong>eSafety</strong> Agenda 2006<br />

<strong>eSafety</strong> Forum Plenary meetings:<br />

- 2 and 3 May, Brussels 1<br />

- 8 November, Brussels<br />

The meeting on 2-3 may will start at lunchtime on the first day, and include a dinner. The<br />

8 November meeting is a normal 1-day meeting. It is also foreseen to organise a Forum<br />

in Germany in April-May 2007.<br />

Steering Group meetings:<br />

- 4 April, Brussels<br />

- 10 October, London<br />

- 21 November 2<br />

The meeting on 4 April will focus on the preparation of the May Plenary Meeting. The<br />

1 The meeting decided to investigate if it would be possible to hold the meeting in Vienna.<br />

This was found not to be possible, so the meeting will be held in Brussels.<br />

2 This meeting was initially scheduled to Helsinki, to benefit from the IST 2006 Conference on<br />

22-24 November. The conference now starts on 21 st , so the meeting has to be rescheduled.<br />

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meeting on 10 October coincides with the ITS World Congress. The SG also confirmed<br />

that there will not be a formal meeting at the June TRA Conference in Gothenburg,<br />

although members may use the opportunity to meet there.<br />

5 - Working group activities<br />

5.1 – Service-oriented architectures Working Group<br />

Michael Nielsen (ERTICO) presented the draft Terms of Reference and work<br />

programme for the new WG. The objective of the WG is to propose a road map for<br />

service-oriented architectures. He suggested having the launching meeting during the<br />

TRA in Goteborg, Sweden.<br />

� Action:<br />

- Steering Group to give feedback to the Service-oriented architectures<br />

WG ToR and work programme and to suggest names for the working<br />

group co-chairs before the next Steering Group meeting.<br />

- Michael Nielsen to announce the new WG at the May Plenary meeting<br />

5.2 – RTD Working Group and Security Working Groups<br />

Ulf Palmqvist (Eucar) said that he was willing to restart the activities of the RTD<br />

Working Group, and would call for a meeting to discuss this new phase. A. Vits<br />

emphasized the importance of resuming the work, in view of the preparation of the new<br />

Work Programmes for the new Framework Programme 7. Arnold van Zyl said that the<br />

WG should collect all the research ideas from the other Working Groups. Jean-Pierre<br />

Medevielle (ECTRI) indicated that certification should be a topic of the RTD WG.<br />

André Vits pointed out that in the research priorities Gloria Pellischek’s (CLEPA) paper<br />

on “Automotive eSecurity”, should be taken into account by the RTD WG.<br />

A discussion took place on the convenience of creating a separate WG dealing with<br />

security other covering it under the services oriented architecture WG. Emilio Davila<br />

(EC) pointed out that identity management should be included as a topic, and that the<br />

EU project SEVECOM was working on security. After a discussion, the Steering<br />

Group decided to invite Gloria Pellischek’s (CLEPA) to write a ToR and identify<br />

possible participants for the Security WG, in view adopting of a final decision in the next<br />

meeting.<br />

5.3 – New Working Group on Clean Vehicle<br />

Andre Vits (EC, chair) proposed establishing a new Working Group on clean vehicles,<br />

focusing on using ICT for energy efficiency. This topic was highly important on the<br />

political agenda of the Commission, and one of the pillars of the Intelligent Car Initiative.<br />

Arnold van Zyl (ERTICO) supported the proposal and said that ERTICO and ACEA<br />

would co-chair the group, inviting also ASECAP from the beginning to join. Ferenc<br />

Pekar (EC, DG ENTR) indicated that there was useful information in the CARS 21<br />

report on this topic.<br />

� Actions:<br />

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5.4 – eCall DG<br />

- Gloria Pellischek’s (CLEPA) to write a ToR and identify possible<br />

participants for the Security WG<br />

- Steering Group to decide in the next meeting on the establishment of<br />

WG on Security.<br />

- ACEA and ERTICO to propose the ToR, membership and<br />

workprogramme for the Clean Vehicle WG, before the next SG meeting<br />

- <strong>eSafety</strong> <strong>Support</strong> to distribute the CARS 21 report to the Steering Group.<br />

Further to the discussion under Point 2, Michael Nielsen (co-chair) gave an update of the<br />

eCall DG and sub-working groups activities. Next meetings on eCall will be in Madrid on<br />

16 th March, Budapest on 23 March and UK in April. The eCall DG aims to publish the<br />

final recommendations report in April in time for the next <strong>eSafety</strong> Forum Plenary<br />

meeting.<br />

Juhani Jaaskelainen (EC) supported the idea to have a workshop on the positive business<br />

case for eCall. The stakeholders who see a potential business case could attend the<br />

meeting. He also reported on the idea to organise a workshop on incentives, date is yet<br />

to be defined.<br />

Discussion followed on the results presented by the Titley report in the European<br />

Parliament. Arnold van Zyl (ERTICO) strongly requested all stakeholders to stay behind<br />

the joint decisions and to give a common message from the eCall DG to Mr. Titley and<br />

other MEPs.<br />

5.5 - Implementation Road Maps WG<br />

Further to the discussion in Point 2, Prof. Risto Kulmala (VTT) indicated that the WG<br />

would like to add more priority systems to its existing list and to expand the number of<br />

active members.<br />

André Vits said that the EC would like to have the Implementation Road Maps<br />

recommendations as part of the <strong>eSafety</strong> book to be distributed at the next <strong>eSafety</strong> Forum<br />

Plenary meeting.<br />

5.6 - Communications WG<br />

Juhani Jaaskelainen (EC) reported on the last meeting, which took place in Mainz. The<br />

WG is establishing two Task Forces, one on standardisation and another one on<br />

spectrum issues. Interested parties should respond to the open call for membership.<br />

Next meeting will take place on 6 th April in Munich.<br />

6. User Outreach, EuroNCAP and the Communication Platform<br />

Johann Grill reported on the User Outreach meeting of 6 February, the agenda included<br />

the Communication platform, pilot campaigns and the Eurobarometer study.<br />

Unfortunately it had been impossible to get Mr. Tingvall to attend the SG meeting, to<br />

explain EuroNCAP views on the possible co-operation with the <strong>eSafety</strong> Forum.<br />

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Juhani Jaaskelainen (EC) pointed out that the Communication platform should be<br />

established at the same time as the pilot campaign would take place.<br />

7 - ASECAP intervention<br />

Presentation by Rui Camolino (ASECAP) on the priority areas of ASECAP.<br />

Michael Nielsen reported that TMC is being deployed in a standardised and certified way<br />

in multiple EU Member States and other countries. He also indicated that he would like<br />

to invite ASECAP to a meeting, in order to involve them more in the process and define<br />

common grounds for cooperation, with special focus on eCall.<br />

Kallistratos Dionelis (ASECAP) indicated that a letter sent to ASECAP would reinforce<br />

the cooperation on eCall.<br />

Rui Camolino informed that ASECAP’s projects have concentrated on Euro-regional<br />

projects. A project called “Proactivity”, which aimed at finding the different priorities did<br />

not get funding.<br />

Roland Niggestich (BMVBW, DE) pointed out that work still has to be done on the<br />

eCall minimum set of data. There is limited relevant information from the road<br />

operators. In addition the information should be compatible with legacy systems.<br />

� Actions:<br />

- Roland Niggestich to suggest a new chair for the RTTI WG.<br />

- ERTICO to organise a meeting with ASECAP to discuss ways to further<br />

involve ASECAP in the <strong>eSafety</strong> activities, especially eCall.<br />

8 – Standardisation supporting <strong>eSafety</strong><br />

Emilio Davila presented the ongoing activities of ETSI, CEN, ISO and ITS-SG.<br />

A discussion followed on the chairmanship of the new CEN Working Group dealing<br />

with <strong>eSafety</strong> standardisation.<br />

� Action:<br />

- Gloria Pellischek (CLEPA) to find a candidate from CLEPA by 10<br />

February for the ETSI Working Group chairman. Everybody to provide<br />

candidates’ names.<br />

9 – Information Items<br />

Emilio Davila presented the <strong>eSafety</strong> related events, which will take place this year:<br />

• i2010 Intelligent Car Launching event, 23 February, Brussels<br />

• TRA Goteborg, 12-16 June<br />

• ITS World Congress, London 8-12 October<br />

• 2 nd International WS on Communications – will take place after the ITS World<br />

Congress in London on 13 October and is organised by COM<strong>eSafety</strong>.<br />

95


10 – A.O.B.<br />

No other business.<br />

11 – Adjourn<br />

The meeting was adjourned at 16:03.<br />

96


3.2 20 th <strong>eSafety</strong> Steering Group meeting<br />

Date: 4 April 2006<br />

Venue: <strong>eSafety</strong> <strong>Support</strong> Office, Brussels<br />

Link:http://www.esafetysupport.org/en/esafety_activities/esafety_forum/steering<br />

_group_meeting/esafety_forum_steering_group_meeting_4_april_2006.htm<br />

3.2.1 Agenda<br />

10:00 – 10:15 Welcome and approval of the agenda<br />

- Approval of the minutes of the 19th meeting<br />

- Review of action points (<strong>eSafety</strong> <strong>Support</strong>)<br />

10:15 – 10:30 Debrief of <strong>eSafety</strong> <strong>Support</strong> activities<br />

10:30 – 11:30 Preparation of the 5th <strong>eSafety</strong> Forum Plenary Meeting<br />

- Objectives, Venue, Draft Agenda<br />

- Presentations and speakers<br />

- Publications and material to be distributed<br />

11:30 – 13:00 Steering Group and Working Groups Activities<br />

- Steering Group composition and new members<br />

- Services-oriented architectures WG (New)<br />

Proposal for ToR and Workprogramme<br />

- ICT for Clean Mobility WG (New)<br />

Proposal for ToR and Workprogramme<br />

- RTD Working Group, Security Working Group<br />

Discussion and Decision on the Security WG<br />

- Discussion about the re-launch of the RTTI WG<br />

- eCall Driving Group<br />

- User Outreach Working Group<br />

Communications Platform and the Pilot campaign<br />

Eurobarometer status<br />

Discussion on the way ahead<br />

13:00 – 14:00 Lunch


3.2.2 List of Participants<br />

Organisation Name<br />

ACEA HODAC Ivan<br />

ACEA REINHARDT Wolfgang<br />

ASECAP CAMOLINO Rui<br />

ASECAP DIONELIS Kalistratos<br />

BMVBW NIGGESTICH Roland<br />

BOSCH DANIEL Uwe<br />

BOSCH FRIEDRICHS Heinz<br />

CLEPA PELLISCHEK Gloria<br />

EC – DG ENTR PEKAR Ferenc<br />

EC – DG INFSO FERREIRA Francisco<br />

EC – DG INFSO VITS André<br />

ERTICO NIELSEN Michael<br />

ERTICO VAN ZYL Arnold<br />

<strong>eSafety</strong> <strong>Support</strong> CARROTTA Alessandro<br />

<strong>eSafety</strong> <strong>Support</strong> PUTZ Stéphane<br />

<strong>eSafety</strong> <strong>Support</strong> SILVA Irina<br />

EUCAR PALMQVIST Ulf<br />

EurAPCo SCHECTER Pierre-Henri<br />

FIA GRILL Johann<br />

INRETS MEDEVIELLE Jean-Pierre<br />

RENAULT AUGELLO Daniel<br />

VTT KULMALA Risto<br />

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3.2.3 Minutes<br />

1 – Welcome, approval of the agenda and the minutes of the 19 th Steering Group<br />

meeting and review of the action points<br />

The chairman, André Vits (EC) welcomed the members of the Steering Group. The<br />

agenda of the meeting and the minutes from the 19 th meeting were also approved. André<br />

Vits expressed to the Steering Group apologies from Cathy Jenkins, Martin Pichl and<br />

Juhani Jaaskelainen who could not attend the meeting.<br />

André Vits reviewed the action points of the 19 th meeting.<br />

Concerning action point 1 – “EC to check the status of .EU domain for <strong>eSafety</strong> <strong>Support</strong><br />

website”, André Vits reported that the .EU domains will be opened on 9 May and the<br />

European Commission will have some of the .EU domains.<br />

Francisco Ferreira (EC) informed the participants that all EC e-mail addresses will be<br />

changed to ec.Europe.eu.<br />

� Action:<br />

- Steering Group members to provide feedback to the Observers list,<br />

which was distributed by <strong>eSafety</strong> <strong>Support</strong>.<br />

Arnold van Zyl (ERTICO) reported to the Steering Group that the Network of the<br />

National ITS Associations will have ERTICO as its secretariat. ERTICO will be close to<br />

<strong>eSafety</strong> <strong>Support</strong> in maintaining the relationship between the project and the Network.<br />

Michael Nielsen (ERTICO) said that a meeting will be organised in order to discuss the<br />

positive eCall business case and prepare the workshop. All stakeholders will be involved<br />

in the process.<br />

Alessandro Carrotta (<strong>eSafety</strong> <strong>Support</strong>) informed the Steering Group that all information<br />

has been gathered for the <strong>eSafety</strong> book to be distributed at the <strong>eSafety</strong> Forum Plenary<br />

Meeting, 2 – 3 May. The first draft of the book will be provided to the EC by 7 April.<br />

André Vits reported to the Steering Group that invitation letters to join the Steering<br />

Group were sent to Csaba Csapodi (Permanent Representation of Hungary to the<br />

European Union), Volker Knapp (ADAC), Gerhard Zeidler (DEKRA) and Kaisu<br />

Karvala (GSM Europe Chair). Csaba Csapodi has already given a positive reply to join<br />

the Steering Group.<br />

Wolfgang Reinhardt (ACEA) informed the Steering Group that Volker Knapp will be<br />

delighted to join the Steering Group even though there is not yet an official reply.<br />

� Action:<br />

- A meeting will be organised with ERTICO and ASECAP concerning<br />

their involvement in <strong>eSafety</strong>, including eCall. The meeting will take place<br />

on 2 May.<br />

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2 – Debrief of <strong>eSafety</strong> <strong>Support</strong> Activities<br />

Alessandro Carrotta made a debrief of <strong>eSafety</strong> <strong>Support</strong> activities which included an<br />

overview of the meetings which will be organised during the next months, an update on<br />

eCall <strong>Support</strong>, overview of User outreach within <strong>eSafety</strong> <strong>Support</strong> and the planned<br />

activities (including dissemination activities) for the next period.<br />

Alessandro Carrotta gave the floor to Risto Kulmala (VTT) who gave an update on the<br />

planned and already performed work of the implementation Road Map Work Package.<br />

The existing road map is in process of being updated. The new road map will include<br />

timelines and will be simplified in order to be easily used by decision makers. A database<br />

on impacts of the <strong>eSafety</strong> systems is being prepared. Risto Kulmala showed the database<br />

and its components to the Steering Group.<br />

André Vits advised on the need to establish a clear definition of <strong>eSafety</strong> systems.<br />

Risto Kulmala reported that he had discussed with the PReVENT project about how to<br />

define the systems.<br />

Wolfgang Reinhardt reported that during the Implementation Road Map meeting on 7<br />

April <strong>eSafety</strong> implementation and definitions will be discussed.<br />

André Vits advised the Implementation Road Maps Work Package to provide links to<br />

the original studies in order to give value to the <strong>eSafety</strong> Impact database.<br />

Wolfgang Reinhardt commented that it is difficult to separate the <strong>eSafety</strong> systems since<br />

many of them overlap. It is however good to define them.<br />

eCall under <strong>eSafety</strong> <strong>Support</strong><br />

Michael Nielsen reported that DG eCall will finish however the eCall activities will<br />

continue regarding the deployment of eCall within the <strong>eSafety</strong> <strong>Support</strong> project.<br />

André Vits said that the continuity of eCall <strong>Support</strong> goes in agreement with the <strong>eSafety</strong><br />

<strong>Support</strong> technical annex.<br />

Wolfgang Reinhardt point out that eCall needs a letter of intent by EU Member States in<br />

order to make eCall more binding. DG eCall will deliver the final report and define the<br />

next steps. <strong>eSafety</strong> <strong>Support</strong> will take over the coordination of the different activities in<br />

order to make these steps happen.<br />

Alessandro Carrotta continued his presentation debriefing about the user outreach<br />

activities.<br />

André Vits reported that the User Outreach Working Group report will be included in<br />

the <strong>eSafety</strong> book.<br />

Kalistratos Dionelis inquired about the setting up of the Observers group.<br />

André Vits informed that the observers group was formed to observe the quality of<br />

<strong>eSafety</strong> <strong>Support</strong> work.<br />

100


Michael Nielsen added that the Observers are there to feed information about national<br />

activities to <strong>eSafety</strong> <strong>Support</strong>.<br />

3 – Preparation of the <strong>eSafety</strong> Forum Plenary Meeting, 2 and 3 May<br />

André Vits asked the Steering Group to provide suggestions for speakers.<br />

Kalistratos Dionelis reported that ASECAP is willing to make a statement during the<br />

High-Level Opening Remarks.<br />

André Vits proposed having during the High Level Remarks a member state as well as a<br />

MEP such as Gary Titley. André Vits reported that the EC will try to have Fabio<br />

Colasanti (EC – DGINFSO) to present the “Strategic Overview of the <strong>eSafety</strong><br />

Initiative”.<br />

After a discussion the Steering Group agreed that it will be the EC’s responsibility to<br />

prepare the speech for the “Strategic Overview of the <strong>eSafety</strong> Initiative”.<br />

André Vits informed the Steering Group that during the parallel sessions, the Working<br />

Groups will discuss deeply their activities. Each Working Group will have at least 30<br />

minutes discussion. The chairs should not spend too much time on the presentations<br />

(there will be three presentations per Working Group) and should present enough<br />

material to trigger the discussion. The Accident Causation Data WG session will be<br />

integrated with the TRACE project.<br />

André Vits indicated that the EC will try to get Ari Vatanen MEP to present the Keynote<br />

Speech: “Europe’s challenges in Mobility and Sustainability”.<br />

André Vits reported that Norway will sign the eCall MoU and that a statement could be<br />

made at the end of the first day of the <strong>eSafety</strong> Forum Plenary meeting.<br />

Michael Nielsen was of the opinion that if Norway is allocated time to make a statement<br />

on the signature of the eCall MoU then the Member States should be given the<br />

opportunity to make statements as well.<br />

Arnold van Zyl suggested having an update of the signatures of the eCall MoU.<br />

After a discussion the Steering Group agreed to not make changes to the proposed set<br />

up of the Working Groups parallel sessions.<br />

The discussion then followed to the agenda for the second day of the <strong>eSafety</strong> Forum<br />

plenary.<br />

Ivan Hodac (ACEA) volunteered to be the moderator of the morning session.<br />

Francisco Ferreira (EC) proposed having the Communications WG during the session<br />

“The <strong>eSafety</strong> Forum: Plenary Conclusions on new activities”.<br />

Uwe Daniel (Bosch) reported that the Communications WG is planning to have the first<br />

draft report the ITS World Congress (8 – 12 October, London).<br />

101


André Vits proposed to have as speaker for the agenda section “Fuel Efficiency in road<br />

transport” a Swedish company that conducted a study on fuel efficiency. Their study<br />

could be presented not commercially but neutrally.<br />

After a discussion the Steering Group agreed to have on the agenda for the second day<br />

a general presentation in order to make the link to ICT and then follow to fuel efficiency<br />

as more specific topic.<br />

Arnold van Zyl proposed to have representatives from the accession countries in the<br />

<strong>eSafety</strong> Forum plenary such as Romania and Bulgaria for the closing session “<strong>eSafety</strong><br />

Forum, the next four years: A Panel discussion”.<br />

� Action:<br />

- Steering Group to send suggestions for speakers to Arnold van Zyl for<br />

the panel session “<strong>eSafety</strong> Forum, the next four years: A Panel<br />

discussion”.<br />

André Vits proposed to have the speakers from the “High-Level Opening Remarks” as<br />

part of the closing panel chaired by Arnold van Zyl.<br />

Alessandro Carrotta gave an update about the logistics for the <strong>eSafety</strong> Forum Plenary.<br />

The venue will be the Diamant Conference and Business Centre. The location for the<br />

dinner to take place on the first day of the Conference is still to be decided.<br />

André Vits added that the participants will pay for the dinner.<br />

� Action:<br />

- Ivan Hodac to contact the Château Sainte-Anne as a possible venue for<br />

the dinner to take place during the <strong>eSafety</strong> Forum Plenary, 2 May.<br />

André Vits pointed out that the agenda and invitation should be sent to the <strong>eSafety</strong><br />

Forum members by 14 April, before Easter.<br />

4 – Steering Group and Working Group activities<br />

4.1 – Service-oriented architectures Working Group<br />

Michael Nielsen reported that he sees a strong need to postpone the start the WG<br />

activities until October/November in order to avoid duplicating activities with the GST<br />

project. Therefore the session on Service-oriented architectures Working Group will<br />

have to be removed from the agenda from the <strong>eSafety</strong> Forum Plenary. The WG will try<br />

to figure out how to run different services in platform and inside vehicles. It will as well<br />

consider how to help the Member States implement <strong>eSafety</strong> architectures.<br />

� Action:<br />

- Michael Nielsen to prepare a 2 – 3 page paper outlining the work<br />

programme for the Service-oriented architectures WG.<br />

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4.2 – Presence of <strong>eSafety</strong> Initiative during the German Presidency<br />

Roland Niggestich (BMVBW) reported that Germany, during the Presidency of the EU<br />

in the first half of next year, will organize a meeting on traffic issues with the intention of<br />

supporting innovation. The idea would be to include the <strong>eSafety</strong> initiative in these<br />

meetings. <strong>Support</strong> would be required from <strong>eSafety</strong> <strong>Support</strong> in order to involve <strong>eSafety</strong> in<br />

the presidency program. Roland Niggestich asked the Steering Group’s opinion on this<br />

matter in order to report back to his ministry to see if this initiative should be pursued.<br />

The German presidency would like to see discussed <strong>eSafety</strong> issues related to the Security<br />

WG, RTTI WG, Implementation Road Maps WG and frequency issues. Germany agreed<br />

to host the <strong>eSafety</strong> Forum Plenary during its presidency in the first half of 2007.<br />

André Vits assigned this topic to be in the next Steering Group meeting agenda.<br />

4.3 – ICT for Clean Mobility WG (New)<br />

Arnold van Zyl presented the WG’s Workprogramme. The main objective is to<br />

investigate the ICT contributions for the reduction of CO2 and other emissions by a<br />

combined effort of Industry, Users, Public Authorities and Infrastructure operators. The<br />

input of EuroRAP is important to this WG.<br />

� Actions:<br />

- <strong>eSafety</strong> <strong>Support</strong> will send the Workprogramme of the ICT for Clean<br />

Mobility WG to the Steering Group to which the Steering Group should<br />

provide comments/feedback.<br />

- Arnold van Zyl will present at the next Steering Group meeting a ToR<br />

and a chair for the ICT Clean Mobility WG.<br />

4.4 – Security Working Group<br />

Gloria Pellischek (CLEPA) presented the ToR for the eSecurity WG. The WG wishes to<br />

tackle protecting stored digital data, avoidance of direct access to eComponents, and<br />

protecting networked vehicles from mobile remote access. The WG’s ToR proposal is<br />

very much research oriented.<br />

Roland Niggestich reminded that product liability and protection against misuse or<br />

manipulation are crucial issues, and that the possible violations of the Vienna convention<br />

brought by the new solutions should be kept in mind.<br />

André Vits pointed out that security should be considered as one of the implementation<br />

issues in the Implementation Road Maps WG work and road maps. This means that the<br />

current road maps needs to be updated in this respect.<br />

� Action:<br />

- eSecurity WG will contribute to the RTD WG and make links to the<br />

Implementation Road Maps WG.<br />

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4.5 – RTD Working Group<br />

Ulf Palmqvist (EUCAR) reported on the work already performed. By the end of May<br />

there should be a meeting with all the RTD WG members. The report of the RTD WG<br />

is expected later in the year, after the summer. There are 10 active members in<br />

participating. The plan of the activities is to assist on consensus building for FP 7 and<br />

have a meeting in July.<br />

André Vits gave an update on the EC work on the programme of FP7. The objective of<br />

the FP7 programme is to tackle a number of challenges such as societal challenges like<br />

mobility and sustainable development. There are already 5 topics identified concerning<br />

the Intelligent Car. DG INFSO is consulting the stakeholders in order to find what<br />

topics should be in the FP7 programme.<br />

André Vits also remarked that the first call of FP7 will probably not be out this year since<br />

the work programmes will only be adopted by the EC and EP in late fall. DG INFSO is<br />

looking for a balance between academic and industry research.<br />

4.6 – RTTI WG<br />

The new chair of the RTTi WG, Heinz Friedrichs (Bosch) presented the draft ToR and<br />

the workprogramme. The WG aims to focus more on the traffic information and less on<br />

traveller information. The WG is planning to produce a road map for RTTI. The calls for<br />

participation are to be sent out in April and the WG is planning to complete its work by<br />

the end of 2007. The quality and timeliness of information should be key issues in the<br />

WG.<br />

André Vits advised the chair to focus only on certain issues of RTTI since the scope of<br />

the recommendations of the RTTI WG report was quite large.<br />

4.7 – eCall DG<br />

Michael Nielsen reported that the DG eCall is preparing the final recommendations<br />

paper. The draft of the Final recommendations has been sent to the DG eCall and to the<br />

Steering Group. Comments should be sent by 20 April. Certain issues still have to be<br />

discussed like the MSD, which he would like to see engraved. Another open issue is the<br />

meeting on the positive business case. The DG eCall is finalising its recommendations<br />

but there will be continued support through <strong>eSafety</strong> <strong>Support</strong>.<br />

André Vits pointed out that the industry should be mobilised to be present at the<br />

standardisation level in order for eCall to succeed. All stakeholders should be extremely<br />

active.<br />

Ivan Hodac expressed disappointment at the low number signatures of the eCall MoU by<br />

the Member States.<br />

André Vits reported that Norway and the Czech Republic will sign the eCall MoU.<br />

Michael Nielsen pointed out that in the DG eCall final recommendations, it is<br />

recommended that the Member States take action like for example to improve their<br />

104


PSAP’s. Improvements are needed to deploy eCall (according to the OEM’s the present<br />

status is chaotic).<br />

André Vits reported that the EC will take step forward on implementation of 112.<br />

Infringements procedures will be applied to Member States who do not use 112.<br />

� Action:<br />

- eCall DG to finalise the recommendations report.<br />

4.9 – User Outreach Working Group<br />

Johann Grill (FIA) reported that the Communication Platform action plan will be<br />

discussed within the WG. By the next meeting the first draft of the recommendations<br />

should be completed. At the end of April the result of Eurobarometer study will be<br />

available.<br />

Johann Grill and Juhani Jääskeläinen had a meeting with the chair of EuroNCAP Claes<br />

Tingvall. EuroNCAP is considering taking on board ESP and other active safety systems<br />

but these would completely change the scope of EuroNCAP. The plan of the<br />

Communication Platform is to have ESC has the first pilot campaign. Claes Tingwall also<br />

discussed the Swedish perspective on the use of ESC and how Sweden is concentrating<br />

on fleets rather than individual drivers in promoting ESC penetration.<br />

André Vits reported that the EC will have 2 studies published on benchmarking and<br />

performance testing.<br />

� Action:<br />

- André Vits will distribute the benchmarking and performance testing studies<br />

to the Steering Group once they are published on the Official Journal.<br />

5 – Information Items<br />

Francisco Ferreira presented the information items, which included the voting of the<br />

eCall Report in the EP, the Expert meeting on Emergency communications and<br />

Workshop on Spectrum Requirements.<br />

6 – Debrief of the Intelligent Car launch event<br />

Fabrizio Minarini (EC) gave a debrief of the Intelligent Car launch event, which had 24<br />

intelligent vehicles and 8 simulators on display. 400 participants from 250 stakeholders<br />

and 85 journalists participated. The result was 93 press articles and 10 TV broadcasts in<br />

15 EU countries and also in the USA, Mexico and South Africa.<br />

He followed to express thankfulness to the <strong>eSafety</strong> <strong>Support</strong> team for the support<br />

provided during the i2010 event for producing the video and assisting with additional<br />

tasks. The sponsors of the buffet (ACEA, CLEPA, ERTICO and FIA) were also<br />

thanked.<br />

Arnold van Zyl commented on the i2010 event and how he would like to see what the<br />

infrastructure would have to show to the public. Arnold van Zyl warned that the event<br />

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was too much car-oriented, and the importance of the road or the driver was mostly<br />

forgotten. ASECAP was asked to present their systems and plans at the next SG meeting.<br />

Fabrizio Minarini indicated that the i2010 initiative does not focus only on the car. In the<br />

future the EC wants to focus on and integrated approach, which includes the vehicle and<br />

infrastructure.<br />

Fabrizio Minarini presented the three pillars of the Intelligent Car Initiative (Policy, RTD<br />

and Customer awareness). He suggested that concerning the incentive schemes, a small<br />

task force could be created or a workshop could be organized by <strong>eSafety</strong> <strong>Support</strong>. In<br />

addition he reported that PReVENT is preparing a code of practice for the development<br />

and testing of ADAS to be finalised by this summer. R&D focus: enhance performance<br />

of active safety systems, truly co-operative systems, info-mobility for persons and goods,<br />

and as the new while complicated domain, the field operational tests.<br />

Concerning the field operational tests, Arnold van Zyl offered to get through the ITS<br />

national associations network information about what is being done at the national level.<br />

7 – Standardisation<br />

Michael Nielsen gave a brief overview on standardization. A new CEN <strong>eSafety</strong> WG<br />

was established. The nominated chair is Bob Williams.<br />

André Vits reported that this WG does not have members yet. He advised the Steering<br />

Group to be vigilant of the standardisation process namely ETSI’s work.<br />

8 – A.O.B.<br />

� Action:<br />

- The Steering Group to assess who will participate from the <strong>eSafety</strong><br />

community in the <strong>eSafety</strong> standardization WG.<br />

The next Steering Group meetings will take place on:<br />

- 4 July<br />

- 4 December<br />

9 – Adjourn<br />

The meeting was adjourned at 15:18.<br />

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3.3 21 st <strong>eSafety</strong> Steering Group meeting<br />

Date: 4 July 2006<br />

Venue: <strong>eSafety</strong> <strong>Support</strong> Office, Brussels<br />

Link:http://www.esafetysupport.org/en/esafety_activities/esafety_forum/steering<br />

_group_meeting/esafety_forum_steering_group_meeting_4_july_2006.htm<br />

3.3.1 Agenda<br />

10:00 – 10:15 Welcome and approval of the agenda<br />

- Approval of the minutes of the 20th meeting and Steering<br />

Group member list<br />

- Review of action points (<strong>eSafety</strong> <strong>Support</strong>)<br />

10:15 – 10:40 Debrief of the <strong>eSafety</strong> Forum Plenary Meeting, 2 and<br />

3 May, Brussels<br />

- Main decisions and recommendations<br />

- Follow-up and next steps<br />

10:40 – 11:25 Working Groups Activities – New Groups<br />

- ICT for Clean Mobility WG: proposal for ToR and<br />

Workprogramme<br />

- Re-launch of the RTTI WG: ToR and membership<br />

- Security WG<br />

11:25 – 12:05 Working Groups Activities – Ongoing<br />

12:05 – 12:30 Information Items<br />

12:30 – 12:45 A.O.B.<br />

12:45 – 14:00 Lunch<br />

14:00 Adjourn<br />

- Implementation Road Maps WG<br />

- eCall Driving Group: open issues after Forum<br />

- User Outreach Working Group: report on Communication<br />

Platform meeting<br />

- RTD Working Group: Consolidated Position paper on FP7<br />

- Communications Working Group: recent activities<br />

- London ITS World Congress:<br />

o <strong>eSafety</strong> Steering Group meeting<br />

o ICWG meeting<br />

o 2nd International Workshop on Vehicle<br />

Communications<br />

- High-Level meeting i2010 Helsinki, 27-28 September<br />

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3.3.2 Participants List<br />

Organisation Name<br />

ACEA REINHARDT Wolfgang<br />

ADAC LABUDEK Bernhard<br />

ASECAP CAMOLINO Rui<br />

ASECAP DIONELIS Kalistratos<br />

BMVBW NIGGESTICH Roland<br />

BOSCH DANIEL Uwe<br />

DEKRA MÄURER Hans Jürgen<br />

Department for Transport, UK LOVELL Catherine<br />

EC – DG INFSO DAVILA Emilio<br />

EC – DG INFSO FERREIRA Francisco<br />

EC – DG INFSO JÄÄSKELAINEN Juhani<br />

EC – DG ENTR PEKÁR Ferenc<br />

ERTICO NIELSEN Michael<br />

ERTICO VAN ZYL Arnold<br />

<strong>eSafety</strong> <strong>Support</strong> CARROTTA Alessandro<br />

<strong>eSafety</strong> <strong>Support</strong> PUTZ Stéphane<br />

<strong>eSafety</strong> <strong>Support</strong> SILVA Irina<br />

EUCAR PALMQUIST Ulf<br />

FIA GRILL Johann<br />

INRETS MEDEVIELLE Jean-Pierre<br />

Ministry of Transport of the Czech<br />

Republic<br />

Ministry of Transport of the Czech<br />

Republic<br />

Permanent Representation of the<br />

Republic of Hungary<br />

to the European Union<br />

HUTAROVA Helena<br />

PICHL Martin<br />

CSAPODI Csaba<br />

RENAULT AUGELLO Daniel<br />

VTT KULMALA Risto<br />

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3.3.3 Minutes<br />

1 – Welcome, approval of the agenda and the minutes of the 20 th Steering Group<br />

meeting and review of the action points<br />

The chairman, Arnold van Zyl (ERTICO) welcomed the members of the Steering Group<br />

and expressed apologies by the co-chairs Ivan Hodac (ACEA) and André Vits (EC). The<br />

agenda of the meeting and the minutes from the 20 th meeting were approved.<br />

Arnold van Zyl welcomed the new participants of the Steering Group:<br />

o Helena Hutarova, Ministry of Transport of the Czech Republic<br />

o Catherine Lovell, Department for Transport, UK<br />

o Csaba Csapodi, Permanent Representation of the Republic of Hungary<br />

to the European Union<br />

o Hans Jürgen Mäurer, DEKRA<br />

o Volker Knapp, ADAC (who was unable to attend the meeting and was<br />

represented by B. Labudek)<br />

o Rui Camolino, ASECAP (who from now on will attend the Steering Group<br />

meetings on a permanent basis)<br />

Alessandro Carrotta (<strong>eSafety</strong> <strong>Support</strong>) reviewed the action items produced in the last<br />

meeting. A number of actions remain pending:<br />

Action 1 – Steering Group members to provide feedback to the Observers list, which<br />

was distributed by <strong>eSafety</strong> <strong>Support</strong>.<br />

Action 5 – Michael Nielsen to prepare a 2 – 3 page paper outlining the work programme<br />

for the Service-oriented architectures WG. The outline will be provided after the ITS<br />

World Congress in October.<br />

Action 8 – eSecurity WG will be discussed in today's meeting.<br />

Action 11 – The Steering Group to discuss the possibility of creating a small task force to<br />

work on incentives schemes, or the possibility to organise a workshop with the help of<br />

<strong>eSafety</strong> <strong>Support</strong>.<br />

Action 12 – The Steering Group to assess who will participate from the <strong>eSafety</strong><br />

community in the <strong>eSafety</strong> standardization WG.<br />

Francisco Ferreira (EC) informed the participants about the call for tender for two<br />

studies to be carried out under the Intelligent Car Initiative: the Benchmarking of<br />

activities in promoting and deploying Intelligent Vehicle Systems (IVS) in the EU and the<br />

feasibility of the setting up a performance testing programme for ICT based safety<br />

systems for road transport. The benchmarking study was published on 10 May and<br />

closed on 16 June and the feasibility study will open on 13 July and the evaluation will<br />

take place on 18 July.<br />

2 – Debrief of the <strong>eSafety</strong> Forum Plenary Meeting, 2 and 3 May, Brussels<br />

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Juhani Jaaskelainen (EC) presented the main conclusions of the last <strong>eSafety</strong> Forum<br />

Plenary meeting. The meeting was defined “especially successful”.<br />

In what concerns conclusion number 1 (endorsement of the eCall Recommendations by<br />

the <strong>eSafety</strong> Forum), there are still open issues: the signature of the eCall MoU, SIM/SIMless<br />

calls, incentives, standardisation and the application of eCall to two-wheelers.<br />

Juhani Jaaskelainen also highlighted the decision endorsed by the <strong>eSafety</strong> Forum (as<br />

proposed by the User Outreach Working Group) to establish the Communication<br />

Platform, in which FIA Foundation will take the lead.<br />

A number of steps will be taken as a follow up to the conclusions of the <strong>eSafety</strong> Forum<br />

Plenary Meeting:<br />

o EC Recommendation on the Revised ESoP on HMI : September 2006<br />

o Opinion of the art. 29 - Data Protection Working Party on eCall privacy issues:<br />

September 2006<br />

o i2010 High-Level Meeting with a session on Intelligent Car, Helsinki 27-28<br />

September<br />

o Launch of the <strong>eSafety</strong> Communication Platform at the Helsinki Meeting<br />

o 3rd <strong>eSafety</strong> Communication on eCall end of 2006: Implementation Status Report<br />

and Further Measures<br />

o Presentation and Discussion at the December 2006 TTE Council - Finnish<br />

Presidency: Council Conclusions<br />

o Follow-up of Digital Maps WG Final Recommendations: Workshop on access to<br />

public sector information (RTTI, Digital Maps): End 2006<br />

o Workshop on Public/Private incentives for <strong>eSafety</strong>: End 2006<br />

o Next Steering Group Meeting: 11th October 2006, London<br />

o Next <strong>eSafety</strong> Forum Plenary: 8 November 2006, Brussels.<br />

3 – Working Groups Activities – New Groups<br />

3.1 – Re-launch of the RTTI WG, ToR and membership<br />

Uwe Daniel (Bosch) - chair of the Communications WG - presented a few slides on<br />

behalf of Heinz Friedrichs (Bosch), RTTI WG chair.<br />

The RTTI WG has now 14 members and will hold a meeting on 19 July in Berlin. The<br />

chair will intensify dissemination about the WG in order to get more members. The main<br />

proposals for the WG are:<br />

o Improve information on the re-launch of the RTTI WG (e.g. the <strong>eSafety</strong> web<br />

site)<br />

o Active members of the WG will decide how to proceed<br />

- with the analysis of the given recommendations and ToR<br />

- to establish the work and time plan of the WG<br />

- to broaden - if needed - the knowledge base by additional members<br />

o Work will start on following items<br />

- Generation of primary traffic data (how? where?)<br />

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- Wider use and development of RDS/TMC<br />

- Minimum set of information across borders<br />

- Evaluation of traffic data (incl. prognosis)<br />

- Distribution of traffic data (media, frequencies)<br />

- User interface requirements<br />

o 2nd meeting will be scheduled in fall 2006<br />

The ToR and its comments are accessible on the slide presentation prepared by the RTTI<br />

WG chair.<br />

3.2 – ICT for Clean Mobility WG: Proposal for ToR and Work programme<br />

Arnold van Zyl outlined the ToR and Work programme (which was updated based on<br />

the comments from ACEA). The aim of the WG is to identify and discuss the potential<br />

benefits ITS applications might have with regards to cleaner and more energy-efficient<br />

mobility for people and goods.<br />

Background<br />

The environmental effects of steadily increasing demand for mobility of people and<br />

goods present challenges that need to be addressed in the interest of long-term<br />

sustainability and public concern.<br />

ITS per se means that traffic systems are designed in an intelligent way to secure<br />

“sustainable mobility”, which stands for “the ability to meet the needs of society to move freely,<br />

gain access, communicate, trade and establish relations without sacrificing other essential human (traffic<br />

safety) or ecological (environment) values, today and in the future”. ICT is the technology behind<br />

ITS and clearly relates to “communication”.<br />

The application of ICT with regard to “cleaner and efficient mobility” generally means to<br />

improve communications and the flow of information between v2v, v2i, i2v and i2i in<br />

order to organize a smoother, more flexible traffic flow (people and goods) in a most<br />

cost efficient way.<br />

In this sense ITS applications could produce some positive environmental side effects,<br />

for example infrastructure measures that reduce vehicles’ time spent in heavy traffic by<br />

flexible traffic management systems (less consumption, less emission).<br />

The <strong>eSafety</strong> Forum has proposed to look into the environment as a potential area for<br />

future ITS development and deployment exploiting the architectures under development<br />

for safety applications. This new Working Group should take the first steps to mobilise<br />

the various sectors that need to cooperate to work towards identifying possible new<br />

solutions.<br />

Examples of the technical and non-technical work areas include:<br />

o Environmental traffic management strategies & operations, e.g. traffic light<br />

synchronisation, automatic traffic incident detection, congestion management,<br />

parking management, urban goods delivery management, etc.<br />

o Integrated traffic/mobility systems<br />

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o Infrastructural measures reducing the negative impact of mobility;<br />

o Cooperative vehicle-infrastructure systems, e.g. optimisation of vehicle-traffic<br />

management, in order to avoid congestion, which would have some additional<br />

environmental secondary benefits;<br />

o On-line environmental information services for drivers;<br />

o Driver education and support for environment-friendly driving behaviour;<br />

Objectives<br />

o Discuss, which ICT applications and services for mobility have the strongest<br />

benefits with regards to addressing environmental issues<br />

o Examine the infrastructure relevant measures that could complement and<br />

enhance environmental compatibility of mobility<br />

o Environmental educational tools and feedback to drivers<br />

o Cost benefit analysis of the measures<br />

Participants<br />

Around 15 – 20 people representing key stakeholders, users, public authorities,<br />

infrastructure and telecom operators, automotive industry, transport industry, integrated<br />

traffic management specialists, etc.<br />

The following organisations have expressed interest in becoming members of the WG:<br />

FIAT, BMW, Volkswagen, DaimlerChrysler, Renault, Volvo and EUCAR. Arnold van<br />

Zyl would like to see FIA Foundation as well as the French and German Governments<br />

and automobile clubs to become involved in this WG.<br />

Daniel Augello (Renault) suggested having the participation of POLIS and CEDR at the<br />

WG.<br />

Juhani Jaaskelainen reminded the Steering Group members that the EC is pursuing the<br />

Intelligent Car Initiative, which has a mandate to look into clean mobility. The ICT for<br />

Clean Mobility WG should not overlap with other work being carried elsewhere on e.g.<br />

energy efficiency.. The EC would like to see more work on the impact of user behaviour<br />

to fuel efficiency.<br />

Arnold van Zyl suggested starting a debate with the car industry on how to use the<br />

information available to better avoid higher emissions. A clean driving strategy could be<br />

developed depending on the information available. The implementation has to be done<br />

by the automotive industry.<br />

� Action:<br />

Steering Group members to nominate members for the ICT for Clean<br />

Mobility WG. Especially from the infrastructure side.<br />

3.3 – Security WG<br />

Roland Niggestich said that security will become a major issue for ITS. In Germany, a<br />

group is being established working on HMI and security issues. He will receive a<br />

statement on Security from the Federal Ministry of Research at a later date. This<br />

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statement will be distributed to the Steering Group once it is available and will be open<br />

to discussion at the next Steering Group meeting where the Security WG topic will be<br />

looked at.<br />

Emilio Davila (EC) informed that there are several activities being carried out at research<br />

level. There is the strategic objective in communications and budget will be provided in<br />

the context of FP7. A new chair for the WG is needed.<br />

Michael Nielsen (ERTICO) informed that Security was discussed during the ERTICO<br />

Think Tank. At the moment there is a public/private initiative being carried out by<br />

Thales. Thales could lead this WG.<br />

� Action:<br />

Michael Nielsen will report about a new chair for the Security WG at the<br />

next SG meeting.<br />

4 – Working Groups Activities – Ongoing<br />

4.1 - Implementation Road Maps WG<br />

Risto Kulmala (VTT) reported on the latest activities of the WG. The <strong>eSafety</strong> Priority<br />

System Deployment Survey has been prepared and is being distributed at the <strong>eSafety</strong><br />

regional observers meetings organised by <strong>eSafety</strong> <strong>Support</strong>. The survey concentrates on<br />

the market penetration and actions taken so far to implement the systems. EC will<br />

distribute <strong>eSafety</strong> Priority System Deployment Survey to additional national contacts.<br />

� Action:<br />

EC to distribute the <strong>eSafety</strong> Priority System Deployment Survey to<br />

additional national contacts.<br />

The WG will organise a workshop on “Implementation Road Map for Dynamic Traffic<br />

Management – Vehicle Systems co-operation” to take place on14 November 2006 at the<br />

representation of Baden-Württemberg in Brussels.<br />

Juhani Jaaskelainen proposed to invite to the workshop the IP’s: CVIS and COOPERS.<br />

� Action: CVIS and COOPERS representative to be invited at the workshop on<br />

“Implementation Road Map for Dynamic Traffic Management – Vehicle Systems<br />

co-operation” to take place on14 November 2006 organised by IRM WG.<br />

Another aim of the WG is to publish the results of the WG in conferences and as articles<br />

in professional journals.<br />

Bernard Labudek (ADAC) reported on a meeting with the chief editors of the club<br />

magazines, which represent a market of 35 million readers. Next year they plan to<br />

undertake a vast coverage of eCall in their publications.<br />

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Risto Kulmala finally reported on the new “<strong>eSafety</strong> effects database”, collecting data on<br />

safety systems. This database will be expanded to all <strong>eSafety</strong> systems. The database can<br />

be accessed on the website: www.esafety-effects-database.org.<br />

Juhani Jaaskelainen remarked that this database should be used as a source that is widely<br />

accepted and that can be used in the political discussion.<br />

� Action:<br />

Steering Group members to send to Risto Kulmala available studies to<br />

help build the <strong>eSafety</strong> Effects database. SG members should also send<br />

comments about the database.<br />

4.2 – eCall Driving Group: open issues after Forum<br />

Michael Nielsen informed the SG that the Final Recommendations of the eCall DG are<br />

available on the eCall Toolbox (www.esafetysupport.org/ecalltoolbox). The eCall Road<br />

Map has been updated, and now targets eCall deployment starting from 2010.<br />

Michael Nielsen highlighted the importance of organising the Fields Operational Testss<br />

since these will provide factual support to the implementation of eCall.<br />

The main issues for the work for the rest of 2006 will be:<br />

o Can VIN be used as vehicle identification, access to VIN databases (EC)<br />

o Encoding of MSD (RESCUE) + standardisation<br />

o Member States to sign MoU (EC)<br />

- Paper on PSAP workload (eSS)<br />

- Data privacy issues (EC)<br />

o Will Member States allow eCall without a SIM? (EC)<br />

o Set up meeting with Service Providers (eSS)<br />

o Monitor ETSI_MSG standardisation (EC)<br />

� Action:<br />

The EC to work on the following issues as for eCall:<br />

� VIN to be used as vehicle ID, access to VIN databases<br />

� Member States to sign MoU<br />

� Data Privacy issues<br />

� Member States to allow a call without a SIM or not<br />

� ETSI_MSG standardisation to be monitored<br />

� Action:<br />

The following actions should be undertaken under the eCall WP of <strong>eSafety</strong><br />

<strong>Support</strong>:<br />

� Produce a paper on PSAP workload<br />

� Set-up meeting with Service Providers<br />

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Roland Niggestich was of the opinion that there are three issues to tackle in what<br />

concerns eCall: subsidiarity, privacy and the need for common agreed protocol at the<br />

European level. The automotive industry also has to follow its own protocols.<br />

Michael Nielsen clarified that Commissioner Reding had already answered the issue of<br />

subsidiarity. The protocol issue has been solved by the eCall DG Recommendations.<br />

Emilio Davila declared that a letter would soon be sent to the German government<br />

answering the issue of Privacy based on article 29.<br />

Michael Nielsen informed that a meeting with the Service Providers is expected to take<br />

place in September. Rui Camolino confirmed that the motorway concessioners would be<br />

willing to participate in this meeting.<br />

4.3 – User Outreach Working Group and report on Communication Platform meeting<br />

Johann Grill (FIA) reported on the last meeting of the User Outreach WG. The report<br />

has for the moment been completed. The WG will go into hibernation until autumn<br />

when the results of the Eurobarometer study are made available. The results will be used<br />

to finalise the report.<br />

Johann Grill wanted also to know what the SG’s opinion on continuity of the User<br />

Outreach WG.<br />

Johann Grill reported also on the first meeting of the Communication Platform meeting.<br />

The Platform will be formed by organisations that are "able and willing". FIA<br />

Foundation will lead the Communication Platform having David Ward as chair. The<br />

Platform will be officially launched in September at the i2010 High Level Meeting in<br />

Helsinki.<br />

The Platform members will contribute either with a membership fee or with a<br />

contribution in kind. There are at the moment 20 founding members. Membership for<br />

founding members will be open until the end of July. After that the members will<br />

establish rules for accepting new additional members.<br />

The first pilot project will be on ESC. A major event on ESC will be organised at the<br />

Bridgestone test-track in Italy in April-May 2007.<br />

Arnold van Zyl informed that ERTICO will make a contribution in kind, however he<br />

remarked he was disappointed by the fact that the event will be vehicle-centric. The<br />

driver should also be considered.<br />

Juhani Jaaskelainen reported that the Platform chose ESC for the pilot project given the<br />

proven safety impact of this system, and its still low penetration on most parts of<br />

Europe. The Platform will focus on the technologies and systems available in the market.<br />

After the first year, there will be further campaigns, for example eCall will be focused on<br />

at a later stage.<br />

The Steering Group agreed to have <strong>eSafety</strong> <strong>Support</strong> provide administrative assistance<br />

to the Communication Platform in the initial phase.<br />

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� Action:<br />

<strong>eSafety</strong> <strong>Support</strong> to support the work of the Communication Platform by<br />

providing administrative assistance. .<br />

Wolfgang Reinhardt remarked that ACEA will observe the progress of the<br />

Communication Platform. Automotive participation may be possible however not<br />

foreseen for the time being. There are concerns about the use of the <strong>eSafety</strong> label, he<br />

finds it premature to use this label. There is need for more efficient measurement to the<br />

systems and products in order to have such a label. The quality of the systems should be<br />

looked into before attributing such a label. He also said that the Communications<br />

Platform should look into RTTI as well.<br />

A discussion took place about taking decisions by consensus or by majority. Arnold van<br />

Zyl reminded the SG members that the SG couldn’t revoke the choise of the pilot by the<br />

User Outreach WG.<br />

Daniel Augello expressed his disagreement in having ESC as the pilot project for the<br />

Communication Platform. According to him RTTI should be the priority, the technology<br />

is fully available in the market.<br />

Juhani Jaaskelainen clarified that the EC supports to the Platform. The EC will support<br />

the work of the Platform through <strong>eSafety</strong> <strong>Support</strong>. Furthermore, the Commission was<br />

undertaking a large number of "in-kind" support actions, such as the Commission<br />

Communications, Eurobarometer, running the <strong>eSafety</strong> Forum and its Working Groups,<br />

and the i2010 initiative including the launch event earlier in the year. However, the<br />

Commission's position was that the members willing to join the platform should finance<br />

the campaigns. The Platform will not be under control of the <strong>eSafety</strong> Forum or by the<br />

EC. The Platform will be fully controlled by its members.<br />

Johann Grill summarised the discussion by stating that everyone supports an integrated<br />

approach. However, the Communication Platform has to communicate a simple message<br />

of existing systems to the end user. The Platform should be cautious not to mention<br />

systems in RTD phase, such as cooperative systems, to the end users. Clear and simple<br />

messages have to be transmitted. He was surprised by the position of ACEA, as the<br />

platform and the choice of pilot had been discussed and agreed in the User Outreach<br />

WG meetings with ACEA representatives. If it was difficult for ACEA to participate as<br />

an organisation and cooperate on an ESC project, Johann Grill encouraged the<br />

manufacturers to participate on an individual basis.<br />

4.4 – RTD Working Group: Consolidated Position paper on FP7<br />

Ulf Palmquist (EUCAR) reported on progress of the Consolidated Position Paper on<br />

FP7 priority "ICT for Mobility". There were five thematic workshops organised by SG<br />

INFSO, and a final consultation Workshops on 31 May, to which the rapporteurs of the<br />

five Workshops and the RTD WG were invited. These workshops had the objective to<br />

provide guidance to the Commission on the priorities for FP7. From the papers<br />

produced by the rapporteurs of the five workshops will result the consolidated report by<br />

the RTD WG. Ulf Palmquist reported that the discussions about this paper have taken<br />

place with a number of experts via e-mail, and the document was being finalised.<br />

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This consolidated version will then be opened for public consultation on the web in mid-<br />

July. The consultation will end on 25 August. After that the RTD WG will meet, and<br />

there will be an open Workshop on 26 September.<br />

Arnold van Zyl expressedconcern that the chair of the RTD WG had not provided a<br />

ToR and a list of members for the WG. The paper that would be produced by the RTD<br />

WG would not be submitted to the scrutiny of members. Informal consultations should<br />

not qualify as work for the WG.<br />

Michael Nielsen remarked the need to have all stakeholders involved in this WG.<br />

Ulf Palmquist informed the SG that a meeting of the RTD WG was already planned to<br />

take place in September.<br />

o Action:<br />

Ulf Palmquist to provide eSS a list of participants to the RTD WG (full list and<br />

those who generated the report) and the updated ToR for publication on the website.<br />

eSS will also distribute it to the SG participants.<br />

o Action:<br />

Ulf Palmquist to provide the Final Consolidated Report of the RTD WG after the<br />

public consultation and after the WG endorses it in September.<br />

4.5 – Communications Working Group: Recent activities<br />

Uwe Daniel (Bosch) presented a diagram on the work of the Communications WG. The<br />

works focuses on spectrum issues, standardisation and international co-operation. The<br />

latest material produced by the WG will be available from the second week of July. The<br />

WG will try to harmonise its work with the work of the COM<strong>eSafety</strong> project. The first<br />

report produced by the Spectrum Task Force is expected in September.<br />

Uwe Daniel was of the opinion that the Communications WG could benefit from the<br />

FOT’s planned to take place under the FP7. It could be a good opportunity to show the<br />

results of the communications field.<br />

The World Radiocommunications Conference (WRC) will take place in 2009. Uwe<br />

Daniel requested the help of the Steering Group to start planning for this conference.<br />

The spectrum needs of RTTI should be looked at.<br />

o Action:<br />

Uwe Daniel to provide eSS with a list of participants to the RTTI WG. eSS<br />

will distribute it to the SG participants.<br />

5 – Information Items<br />

The following important meetings and events will take place:<br />

117


5 July – Implementation Road Maps Working Group Meeting<br />

7 September – Communications Working Group meeting<br />

18 September – Third <strong>eSafety</strong> Observers Regional Meeting, Turin, Italy<br />

21 September – Fourth <strong>eSafety</strong> Observers Regional Meeting, Athens, Greece<br />

27-28 September – i2010 High Level Workshop, Helsinki, Finland<br />

8-12 October –ITS World Congress, London, UK<br />

11 October – <strong>eSafety</strong> Forum Steering Group Meeting, London, UK, 9:00 – 10:30, at the<br />

ITS Congress premises, South Gallery Room 3<br />

11 October – International Cooperation Working Group, London, UK, 11:00 – 12:30,<br />

South Gallery Room 3<br />

13 October – International Workshop on Communications, COM<strong>eSafety</strong>, London, UK<br />

8 November – <strong>eSafety</strong> Forum Plenary Meeting, Brussels, Belgium<br />

14 November – Implementation Road Maps Workshop, Brussels, Belgium<br />

Steering Group members interested in participating in the International Cooperation WG<br />

meeting on 11 October should contact <strong>eSafety</strong> <strong>Support</strong>.<br />

6 – A.O.B.<br />

No other business.<br />

7 – Adjourn<br />

The meeting adjourned at 12:55<br />

118


3.4 22 nd <strong>eSafety</strong> Steering Group meeting<br />

Date: 11 October 2006<br />

Venue: Excel Centre, London, UK<br />

Link:http://www.esafetysupport.org/en/esafety_activities/esafety_forum/steering<br />

_group_meeting/22nd_esafety_steering_group_meeting_11_october_2006.h<br />

tm<br />

3.4.1 Agenda<br />

9.00 – 9.10 Welcome, approval of the agenda and the minutes<br />

of the 21 th meeting<br />

9.10 – 9.20 Report on Regional <strong>eSafety</strong> Meetings<br />

9.20 – 10.00 Working Group Issues:<br />

- RTD WG and Results of the FP7 consultation process<br />

- ICT for Clean Mobility WG<br />

- International Cooperation WG<br />

- Security WG<br />

- Service Oriented Architecture WG<br />

10.00 – 10.30 Discussion: <strong>eSafety</strong> Forum Plenary meeting 8/11/2006<br />

- Objectives<br />

- Agenda<br />

10.30 – 10.40 Information Items<br />

- New European Statement of Principles (ESoP) on HMI<br />

- 3 rd <strong>eSafety</strong> Communication<br />

10.40 – 10.45 A.O.B.<br />

10.45 Adjourn<br />

119


3.4.2 List of Participants<br />

Organisation Name<br />

ADAC GRILL Johann<br />

ASECAP CAMOLINO Rui<br />

BOSCH DANIEL Uwe<br />

BOSCH FRIEDRICHS Heinz<br />

Department for Transport, UK LOVELL Catherine<br />

EC – DG INFSO DAVILA Emilio<br />

EC – DG INFSO JÄÄSKELAINEN Juhani<br />

EC – DG INFSO MOUTAL Valérie<br />

EC – DG INFSO MINARINI Fabrizio<br />

EC – DG INFSO VITS André<br />

ERTICO KOMPFNER Paul<br />

ERTICO NIELSEN Michael<br />

ERTICO VAN DER PERRE Peter<br />

ERTICO VAN ZYL Arnold<br />

<strong>eSafety</strong> <strong>Support</strong> BANGSGAARD Jacob<br />

<strong>eSafety</strong> <strong>Support</strong> CARROTTA Alessandro<br />

<strong>eSafety</strong> <strong>Support</strong> SILVA Irina<br />

EUCAR PALMQUIST Ulf<br />

INRETS MEDEVIELLE Jean-Pierre<br />

Ministry of Transport of the Czech<br />

Republic<br />

PICHL Martin<br />

Permanent Representation of the<br />

Republic of Hungary<br />

to the European Union<br />

CSAPODI Csaba<br />

Transport Research Centre, Czech<br />

Republic<br />

FENCL Ivan<br />

VTT KULMALA Risto<br />

120


3.4.3 Minutes<br />

1 – Welcome, approval of the agenda and the minutes of the 21st meeting<br />

The Chairman, André Vits (European Commission) welcomed the members of the<br />

Steering Group and presented his apologies for not being present at the last meeting<br />

which took place on 4 July. Apologies were presented for Ivan Hodac (ACEA), Volker<br />

Knapp (ADAC) and Wolfgang Reinhardt (ACEA). The agenda and the minutes from the<br />

21 st meeting were approved.<br />

Alessandro Carrotta (<strong>eSafety</strong> <strong>Support</strong>) reviewed the action items produced in the last<br />

meeting and also reported to the Steering Group on the Regional <strong>eSafety</strong> Observers<br />

Meetings organised by <strong>eSafety</strong> <strong>Support</strong>.<br />

Concerning the Third <strong>eSafety</strong> Regional Observers meeting which took place in Turin,<br />

Alessandro Carrotta reported that it gathered representatives from Austria, Italy and<br />

Southern Germany. There were close to 70 attendees.<br />

Juhani Jääskeläinen (European Commission) added that Italy has signed the eCall MoU<br />

and that Italian Government representative, Ciro Esposito (Presidency of the Italian<br />

Council of Ministers) had confirmed during the meeting that Italy plans to go ahead with<br />

eCall implementation. The automobile stakeholders confirmed their interest but were a<br />

bit more pessimistic about the time table. Another positive aspect presented at the<br />

Observers Meeting in Turin was the Austrian effort in developing an emergency call<br />

service. The Austrian authorities are willing to move to the use of the pan-European<br />

emergency call when this comes available.<br />

Alessandro Carrotta proceeded to report on the Fourth <strong>eSafety</strong> Regional Observers<br />

meeting which took place in Athens and gathered Greek and Maltese representatives. He<br />

highlighted the revitalization of ITS Hellas and the presence of Aris Stathakis from the<br />

Greek National Committee of Road Safety and who is actively promoting road safety at<br />

the national level.<br />

� Action:<br />

<strong>eSafety</strong> <strong>Support</strong> to e-mail to the SG members the link to the <strong>eSafety</strong><br />

Observers meetings’ web pages (recurrent).<br />

2 – Working Groups Issues<br />

2.1 - RTD WG and Results of the FP7 consultation process<br />

Ulf Palmquist (EUCAR) reported on the activities of the RTD WG. The RTD WG has<br />

prepared a document with the consolidated views on the FP7 objective ICT for Mobility.<br />

The document is named “Stakeholders’ contribution to the formation of the FP7 work<br />

programme on ICT for Mobility”. This document was open to public consultation on<br />

the EC Website:<br />

http://europa.eu.int/information_society/activities/esafety/esafety_2006/concertation_<br />

meeting_Leuven/index_en.htm<br />

121


Ulf Palmquist reported that Ben Thancanamootoo did the technical editing of the final<br />

document. The document covers all the five areas involved (Mobility Services for People,<br />

Mobility Services for Goods, Intelligent Vehicle Systems, Cooperative Systems and Field<br />

Operational Tests) and additionally horizontal issues.<br />

André Vits notified the SG members that this document will be presented and adopted<br />

at the 6 th <strong>eSafety</strong> Forum Plenary Meeting which will take place on 8 November in<br />

Brussels.<br />

� Action:<br />

<strong>eSafety</strong> <strong>Support</strong> to distribute the printed version of final paper of the<br />

RTD WG at the next <strong>eSafety</strong> Forum meeting. The invitation to the<br />

Forum should include the electronic version of the paper.<br />

André Vits emphasised that it is now time for the RTD WG to take the next step after<br />

this milestone. Ulf Palmquist confirmed that the next meeting will take place in the first<br />

quarter of 2007.<br />

André Vits reminded that the <strong>eSafety</strong> WG’s are open and if the Forum members would<br />

like to join, they are able to do so.<br />

Arnold Van Zyl (ERTICO) commented on the RTD WG membership. According to<br />

him, given the quality and amount of work ERTICO, through the <strong>eSafety</strong> Forum, WG’s<br />

and projects, he was surprised that ERTICO is not represented in the WG.. Peter van<br />

der Perre could be a possible nominee.<br />

2.2 – ICT for Clean Mobility WG<br />

Paul Kompfner (ERTICO) reported on the current status of the WG by reminding the<br />

SG members that the draft ToR has been circulated and that the content concerning this<br />

WG is included in the minutes of the last meeting. As soon as ACEA nominates a<br />

representative, a meeting by this WG will be organised.<br />

André Vits mentioned that the ToR and the chairs for the ICT for Clean Mobility WG<br />

should be presented at the next <strong>eSafety</strong> Forum Plenary and participation to the WG<br />

should also be opened to the Forum.<br />

Paul Kompfner informed that he would not attend the next <strong>eSafety</strong> Forum making it<br />

very important to nominate an ACEA representative as soon as possible.<br />

� Actions:<br />

<strong>eSafety</strong> Forum Chairs to prepare a presentation of the ICT for Clean<br />

Mobility WG work programme for the <strong>eSafety</strong> Forum Plenary on 8<br />

November.<br />

ACEA to appoint a representative for the ICT for Clean Mobility WG<br />

before the <strong>eSafety</strong> Forum of 8 November.<br />

2.3 – International Cooperation WG<br />

122


Jacob Bangsgaard (<strong>eSafety</strong> <strong>Support</strong>) reported on the activities of the International<br />

Cooperation WG. The last two meetings took place in San Francisco in 2005 and in<br />

Nagoya the year before. The WG brings together a group of 20 members, and discusses<br />

<strong>eSafety</strong> activities in the different regions. The International Cooperation WG is looking<br />

into how the activities of this WG could be improved. Jacob Bangsgaard informed that<br />

the WG meeting which would take place immediately after this meeting (on 11 October)<br />

would focus specifically on awareness activities.<br />

Jacob Bangsgaard suggested that one way to turn the WG more strategic would be to<br />

have smaller working groups in the different regions. These smaller working groups<br />

would then meet at the ITS World Congress annually.<br />

André Vits emphasised that the International Cooperation WG needs to deeply rethink<br />

its activities. He suggested presenting a questionnaire to the <strong>eSafety</strong> Forum on the<br />

Forum’s expectations and what direction the WG could take.<br />

� Action:<br />

Jacob Bangsgaard to prepare a questionnaire on the future of the<br />

International Cooperation WG. It will be sent to <strong>eSafety</strong> Forum Members<br />

by <strong>eSafety</strong> <strong>Support</strong>.<br />

2.4 – Security WG<br />

André Vits informed that Roland Niggestich could not be present at the SG meeting.<br />

There have been discussions about a ToR for this WG. André Vits suggested further<br />

discussing this WG at the next SG meeting.<br />

2.5 – Service-oriented architecture WG<br />

Peter van der Perre (ERTICO) reported that the WG has a draft ToR and a proposed<br />

objective. At the moment the WG is missing a co-chair which could be a vehicle<br />

manufacturer, for example someone who has been involved in the GST project. The<br />

objectives of this WG are to provide a market outlook, identify missing elements, and<br />

identify steps to facilitate market penetration.<br />

Juhani Jääskeläinen (EC) was of the opinion that further discussions were needed since it<br />

was intended to launch the WG at the next Forum Plenary.<br />

Daniel Augello (Renault) pointed out that the key partners should be present. One sector<br />

present should be the nomadic device maker, for example TomTom could be a member.<br />

Arnold Van Zyl (ERTICO) added that the architecture should be extended. The<br />

nomadic devices used in the vehicle should also be used in other travel related services.<br />

Michael Nielsen agreed but warned that the WG should work on something concrete and<br />

manageable. At the moment CVIS and the Nomadic Device Forum are already working<br />

in this area.<br />

123


Heinz Friedrichs (Bosch) suggested that the WG should include Knut Evensen, Timo<br />

Kosch, the FRAME group and DG TREN activities.<br />

Valérie Moutal (European Commission) added that the COOPERS project could also<br />

participate in the WG.<br />

Peter Van der Perre (ERTICO) was confident that the WG will be able to mobilise the<br />

architecture projects and emphasised that certain points should be made clear before<br />

opening the WG to the outside world. He proposed to report to the SG members before<br />

the <strong>eSafety</strong> Forum Plenary.<br />

3 - Discussion: <strong>eSafety</strong> Forum Plenary meeting 8/11/2006<br />

Juhani Jääskeläinen reviewed the draft agenda for upcoming Plenary meeting. Important<br />

issues will be discussed: the Eurobarometer studies, FP7 research agenda, incentives and<br />

the third <strong>eSafety</strong> Communication. Commissioner Reding will be present and will give a<br />

key note speech. In the WG’s sessions, next steps in Digital Maps will be discussed, as<br />

well as the new working groups on service oriented architectures and ICT for clean<br />

mobility. The Response 3 project will be discussed, the coordinator from Daimler<br />

Chrysler will give a presentation on reducing market introduction risk through Code of<br />

Practice .<br />

Juhani Jääskeläinen added that the recommendation on HMI will be also presented and<br />

that the Finnish and German Presidencies will present their priorities at the meeting.<br />

The Steering Group agreed that if certain points on the agenda are not confirmed<br />

within 2 weeks, these will be removed and added later as information items.<br />

The agenda was updated with the following:<br />

� Remove Security WG from the agenda.<br />

� ICT for Clean Mobility WG remains in the agenda.<br />

� Keep International Cooperation WG as an information item.<br />

� Digital Maps to remain in the agenda<br />

� The Code of Practice and ESOP on HMI should be put in the same item.<br />

� Service oriented architectures WG remains in the agenda; Michael Nielsen will<br />

provide further comments during the week of 15 October.<br />

� Matti Roine will represent the Finnish Presidency.<br />

André Vits suggested having a small SG meeting right after the Forum Plenary on 8<br />

November.<br />

André Vits informed the SG that eCall will be a topic on the Finnish and German<br />

presidencies agenda. He added that the EC has received a letter from the German<br />

Government in which the Government states to be pleased with the progress on eCall<br />

and will sign the MoU.<br />

� Action:<br />

<strong>eSafety</strong> <strong>Support</strong> to send to the <strong>eSafety</strong> Forum the Working document on<br />

data protection and privacy implications in eCall initiative adopted on 26<br />

September 2006.<br />

124


Catherine Lovell (Department for Transport, UK) reported that the UK is looking into<br />

signing the eCall MoU.<br />

André Vits reported that Commissioner Reding’s cabinet would like to foresee another<br />

signature event soon.<br />

� Action:<br />

<strong>eSafety</strong> <strong>Support</strong> to send all Plenary related documentation to the <strong>eSafety</strong><br />

Forum one week in advance.<br />

4 – Information Items<br />

4.1 – New European Statement of Principles (ESoP) on HMI<br />

Valérie Moutal reported that the ESOP on HMI is on its way to be adopted. Comments<br />

from DG Enterprise have been received and minor adjustments will be made. The<br />

document will be sent to the EC translation services, and it will be adopted on 27<br />

October.<br />

4.2 – 3 rd <strong>eSafety</strong> Communication<br />

Juhani Jaaskelainen (European Commission) reported that the Third <strong>eSafety</strong><br />

Communication would be adopted in November. It follows the the commitment taken in<br />

the Second <strong>eSafety</strong> Communication on eCall to produce a status report. It reports also<br />

on the positive report adopted by the European Parliament. The Third Communication<br />

will hopefully be adopted on 8 November and presented at the <strong>eSafety</strong> Forum Plenary<br />

Meeting.<br />

4.3 – Other items<br />

André Vits informed the SG that a workshop will take place on 5 of June 2007 in<br />

Germany. The theme of the workshop will be on traffic safety in general. Germany gives<br />

high priority to RTTI issues.<br />

Uwe Daniel (Bosch) added that Fritz Bolte (BAST), Heinz Friedrichs, Roland Niggestich<br />

and himself are actively involved in preparing the agenda and contents of this workshop.<br />

The next formal meeting will take place at the end of November.<br />

4.4 – Upcoming Meetings and Events<br />

2 – 3 November – <strong>eSafety</strong> Observers European Meeting, Stockholm and Helsinki<br />

8 November – Sixth <strong>eSafety</strong> Forum Plenary Meeting, Brussels<br />

14 November – Implementation Road Map for Dynamic Traffic Management – Vehicle<br />

systems Co-operation Workshop, Brussels<br />

21- 23 November – IST 2006: Strategies for Leadership, Helsinki<br />

5 – AOB<br />

Rui Camolino (ASECAP) stated that ASECAP would be willing to participate in the<br />

Communications WG and SOA WG.<br />

125


Risto Kulmala asked the SG to contribute with information available, such as studies, to<br />

the <strong>eSafety</strong> Effects database.<br />

André Vits also added that there is need to follow-up on the Spectrum Workshop on<br />

Spectrum Requirements for Road Safety, which was organised earlier this year by the EC.<br />

126


127


Chapter 4 - ESAFETY<br />

OBSERVERS MEETINGS<br />

128


4.1 1 st <strong>eSafety</strong> Observers Regional meeting (Vigo, Spain)<br />

Date: 15 May 2006<br />

Venue: CTAG, Vigo, Spain<br />

Link:www.esafetysupport.org/en/esafety_activities/esafety_observers/esafety_regional_o<br />

bservers_meeting_vigo_spain_15_may_2006.htm<br />

Objective: Target stakeholders from the Iberian Peninsula in order to involve them<br />

in the <strong>eSafety</strong> activities. Invited participants include: European Commission,<br />

representatives from Spain and Portuguese government, road and safety<br />

authorities, automotive industry, telecommunications industry, service providers,<br />

user organisations, insurance industry, technology providers, research organisations<br />

and road operators.<br />

4.1.1 Agenda<br />

09.30 – 10.00 Registration and Coffee<br />

10.00 – 10.30 Welcoming Address<br />

Welcome – Dr. Salustiano Mato, Consellería de Innovación,<br />

Industria e Comercio, Xunta de Galicia<br />

Welcome – Mr Luis Moreno, CTAG<br />

Welcome – Mr Francisco Sánchez, CTAG<br />

Foreword to the Regional Meetings – Mr Jacob Bangsgaard,<br />

<strong>eSafety</strong> <strong>Support</strong><br />

10.30 – 11.30 <strong>eSafety</strong> Initiative<br />

The <strong>eSafety</strong> Initiative – Mr Francisco Ferreira – European<br />

Commission for Information Society and Media<br />

Status of implementation of <strong>eSafety</strong> in the EU – Dr. Alessandro<br />

Carrotta, <strong>eSafety</strong> <strong>Support</strong><br />

11.30 – 12.00 Coffee Break and Press Conference<br />

12.00 – 12.45 Spanish Observers report on the <strong>eSafety</strong> status in Spain<br />

12.45 – 13.30 Lunch<br />

Mr Francisco Sánchez, CTAG<br />

Mr Ramón Vicente Cirilo Gimeno, LISITT – Universidad de<br />

Valencia<br />

13.30 – 15.30 Portuguese and Spanish Stakeholders presentations<br />

Dr. H. Machado Jorge, CRP - Portuguese Road Centre<br />

129


15.30 – 15.45 Coffee Break<br />

Mr Paulo André, Autoestradas do Atlântico<br />

Mr Antonio Lucas, Dirección General de Tráfico (DGT)<br />

Dr. Edouard Rozan, FICOSA<br />

Mr Jesús Monclús, FITSA<br />

Mr Manuel Serrano Matoses, ETRA I+D<br />

Dr. Miguel Ángel Sotelo Vázquez, Department of Electronics,<br />

University of Alcalá<br />

Ms Rosa Cañellas, ITS Systems, RACC<br />

15.45 – 16.15 Discussion: next steps for <strong>eSafety</strong> in the EU and in the<br />

Iberian Peninsula –<br />

Chairmen: Mr Jacob Bangsgaard and Mr Francisco Ferreira<br />

16.15 – 17.00 CTAG guided tour to their premises<br />

17.00 Closing of the Regional Meeting and adjourn<br />

130


4.1.2 Participants List<br />

Last name First name Organisation E-mail<br />

Achaerandio Alvira José Trabajos Catastrales S.A. jachaerandio@tracasa.es<br />

Aguado Agelet Fernando Universidade de Vigo faguado@tsc.uvigo.es<br />

Aizpurua Antia Jon Joseba GOBIERNO VASCO jaizpurua@trafiko.net<br />

André Paulo Auto-Estradas do Atlântico S.A. pandre@aeatlantico.pt<br />

Arias Arturo Universidade de Vigo aarias@uvigo.es<br />

Bangsgaard Jacob <strong>eSafety</strong> <strong>Support</strong> j.bangsgaard@esafetysupport.org<br />

Bruna Rodríguez Fernando SACE Desarrollos Tecnológicosfernando.bruna@sace-sl.es<br />

Vitor Hugo Microprocessador - Sistemas<br />

Caldas<br />

Sampaio e Digitais, S.A.<br />

BRISA, Auto-Estradas de<br />

vitorcaldas@microp.efacec.pt<br />

Camolino Rui<br />

Portugal, S.A. rui.camolino@brisa.pt<br />

Cañellas Rosa RACC rosa.canellas@racc.es<br />

Carrotta Alessandro <strong>eSafety</strong> <strong>Support</strong> a.carrotta@esafetysupport.org<br />

Casal Alberto Inova-Consult alberto.casal@inova-consult.com<br />

Casal Xavier MGI-Coutier<br />

Charlón Jaime CTAG<br />

LISITT – Universidad de<br />

jaime.charlon@ctag.com<br />

Cirilo Gimeno Ramón Vicente Valencia ramon.v.cirilo@uv.es<br />

Contreras Jordi CTAG jordi.contreras@ctag.com<br />

Esteban Ramajo Manuel GOBIERNO VASCO iesteban@trafiko.net<br />

Ferreira Francisco EC - DG INFSO francisco.ferreira@cec.eu.int<br />

González Israel Pérez<br />

CEAGA - Clúster de Empresas<br />

de Automoción<br />

de Galicia<br />

Telefónica Investigación y<br />

israel.perez@ceaga.com<br />

González Martínez Rodrigo Desarrollo rodrigo@tid.es<br />

Gutiérrez Javier Inova-Consult javier.gutierrez@inova-consult.com<br />

Huerta Jaime ITS Spain jhuerta@itsspain.com<br />

Inchaurza Elosua Eduardo Azertia einchaurza@azertia.com<br />

Javier Ruiz Francisco AZERTIA fjruiz@azertia.com<br />

Larsson Christian Inova-Consult christian.larsson@inova-consult.com<br />

Lozano Luis PSA Peugeot Citroen<br />

Dirección General de Tráfico<br />

(DGT)/<br />

luismanuel.lozano@mpsa.com<br />

Lucas Antonio University of Valencia antonio.lucas-alba@uv.es<br />

Machado Jorge H. CRP - Portuguese Road Centre hmachadojorge@crp.pt<br />

Mateos Antonio CTAG<br />

Consellería de Innovación,<br />

Industria<br />

e Comercio.<br />

antonio.mateos@ctag.com<br />

Mato Salustiano Xunta de Galicia dxidi@xunta.es<br />

Matoses Manuel Serrano<br />

ETRA INVESTIGACIÓN<br />

Y DESARROLLO S.A. mserrano.etra-id@grupoetra.com<br />

Menduina Martin Enrique TELEFÓNICA I+D efmm@tid.es<br />

Monclús Jesús FITSA Foundation j.monclus@fundacionfitsa.org<br />

Moreno Luis CTAG luis.moreno@ctag.com<br />

Olcoz Serafin FICOSA International<br />

Microprocessador - Sistemas<br />

olcoz@ficosa.com<br />

Oliveira Pedro Digitais, S.A.<br />

ISEL - Instituto Superior de<br />

pedrooliveira@microp.efacec.pt<br />

Osório A. Luís Engenharia de Lisboa aosorio@deetc.isel.ipl.pt


Paul Ana CTAG ana.paul@ctag.com<br />

Pedrosa Alexandre Universidade de Vigo apedrosa@uvigo.es<br />

Pedrosa Gonzálo DALPHI METAL gonzalo.pedrosa@dalphimetal.com<br />

Rodríguez Ferreiro Manuel 112 Center of Galicia mferreiro@xunta.es<br />

Rozán Edouard FICOSA International edouard.rozan@ficosa.com<br />

Ruiz Corella Pilar GOBIERNO VASCO pruiz@trafiko.net<br />

Saccagno Andrea FICOSA International andrea.saccagno@ficosa.com<br />

Sánchez Francisco CTAG francisco.sanchez@ctag.com<br />

Sánchez David CTAG david.sanchez@ctag.com<br />

Silva Irina <strong>eSafety</strong> <strong>Support</strong> I.silva@esafetysupport.org<br />

Sotelo Vázquez Miguel Ángel<br />

José Ignacio<br />

Universidad de Alcalá sotelo@depeca.uah.es<br />

Zarzosa<br />

Herrero GMV Sistemas PTM S.A. jherrero@gmv.es<br />

132


4.1.3 Minutes<br />

4.1.3.1 Welcoming Address<br />

Dr Salustiano Mato (Consellería de Innovación, Industria e Comercio, Xunta de<br />

Galicia) opened the meeting by stating that the automotive and security themes are key<br />

themes for the region of Galicia.<br />

Mr Francisco Sánchez (CTAG – Automotive Technological Centre of Galicia)<br />

welcomed the participants to Galicia, to Vigo and to CTAG. ITS is a key field of<br />

competence for CTAG, providing an excellent opportunity for cooperation to accelerate<br />

<strong>eSafety</strong> research and implementation. For Mr Sánchez, the <strong>eSafety</strong> Observers Regional<br />

Meeting is an excellent point to share ideas and to know what is happening in <strong>eSafety</strong><br />

around Europe. He wished a successful meeting to all the participants.<br />

Mr Jacob Bangsgaard (<strong>eSafety</strong> <strong>Support</strong>) thanked CTAG for hosting the meeting at<br />

their premises and stated that the European Commission and <strong>eSafety</strong> <strong>Support</strong> were very<br />

pleased to have been invited. The objective of the regional meetings is to find what the<br />

priorities are in the European regions and help with <strong>eSafety</strong> implementation. There is<br />

difficulty in stakeholders’ cooperation. Without such cooperation, European countries<br />

cannot make advanced road safety work. Slow deployment means that more people are<br />

killed on the roads. Areas like eCall and RTTI are a priority. ESC already exists in the<br />

market however it is not used yet in all EU countries. Mr Bangsgaard encouraged the<br />

participants to use <strong>eSafety</strong> <strong>Support</strong> as a support platform.<br />

4.1.3.2 <strong>eSafety</strong> Initiative<br />

Mr Francisco Ferreira (European Commission) made a presentation about the<br />

<strong>eSafety</strong> initiative and the Intelligent Car Initiative. Mr Ferreira pointed out that the<br />

number of road fatalities in Europe is still very high. The <strong>eSafety</strong> Forum Working<br />

Groups’ results were presented as well as the conclusions of the Fifth <strong>eSafety</strong> Forum<br />

Plenary Meeting. The eCall deployment was a major highlight of the presentation. Mr<br />

Ferreira presented the actions taken by the European Commission and the eCall Driving<br />

Group. There was also focus on the FP7 and the IST Strategic Objective “Mobility”. The<br />

presentation concluded with the viewing of the i2010 Intelligent Car Initiative Launching<br />

Event video.<br />

Dr Alessandro Carrotta (<strong>eSafety</strong> <strong>Support</strong>) presented the <strong>eSafety</strong> Status in the EU.<br />

The presentation’s topics were: <strong>eSafety</strong> <strong>Support</strong> introduction, <strong>eSafety</strong> implementation<br />

status in the EU and Implementation Road Map; and surveying <strong>eSafety</strong> in the Member<br />

States. Dr Carrotta showed to the audience a table on <strong>eSafety</strong> implementation in the EU,<br />

which depicts that a great deal still has to be done in the Member States.<br />

Mr Bangsgaard informed the participants about the official launch of the <strong>eSafety</strong><br />

Communication Platform at the i2010 High Level Workshop in Helsinki (27 – 28<br />

September).<br />

A press conference took place with <strong>eSafety</strong> <strong>Support</strong>, CTAG (Automotive Technological<br />

Centre of Galicia) and the Galician Council for Innovation, Industry and Commerce. Mr<br />

Bangsgaard explained to the local and specialised press that “the <strong>eSafety</strong> initiative is a<br />

project that requires the involvement of all audiences and has the objective of making the<br />

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public aware of the importance of incorporating safety systems in the vehicles in order to<br />

reduce the number of fatal victims in accidents”.<br />

4.1.3.3 Spanish Observers report on the <strong>eSafety</strong> status in Spain<br />

Mr Francisco Sánchez (CTAG) presentation focused on the general overview on<br />

<strong>eSafety</strong> stakeholders in Spain and CTAG <strong>eSafety</strong> related activities.<br />

Mr Ramón Cirilo (LISITT, Universidad de Valencia) presented the state of the art<br />

in Spain from the DGT (General Directorate for Traffic) perspective. He focused on<br />

Real-Time Traffic Information (the RDS-TMC status and DATEX/DATEX2) and<br />

Accident Causation Data and RTTI (project ARENA).<br />

During the Questions & Answers period, Mr Sánchez asked the European Commission<br />

if there was going to be regulation to make compulsory the use of some of the <strong>eSafety</strong><br />

systems.<br />

Mr Ferreira explained that such a process is difficult since directives have to be agreed<br />

by the Council. This may block implementation. The European Commission would<br />

rather follow the voluntary approach. If this is not possible then the European<br />

Commission will issue directives. For this reason, the European Commission highly<br />

supports dissemination activities towards implementation.<br />

Mr Serafin Olcoz (FICOSA) asked how eCall would be implemented by 2010 if most<br />

of the stakeholders still had to agree on it.<br />

Mr Ferreira answered that important stakeholders would have to sign the eCall<br />

Memorandum of Understanding (MoU) by the end of the year. The schedule will not be<br />

extended. Pressure will be put specially on the PSAP’s side. The car industry (ACEA) has<br />

signed. The only problem is that the car industry does not want to invest money yet.<br />

Mr Bangsgaard noted that, in the meantime, some car manufacturers have offered a<br />

solution to use eCall: the use of a private service provider. What has to be agreed now is<br />

the Minimum Set of Data (MSD). Then the only change in the future will be to send the<br />

MSD to the PSAPs and not the private service providers.<br />

Mr Ferreira noted that the process of getting a government to sign the MoU is long. He<br />

confessed that he was confident that the Member States would sign the MoU.<br />

Mr Bangsgaard reminded that some countries have already implemented eCall but have<br />

not signed the eCall MoU.<br />

4.1.3.4 Portuguese and Spanish Stakeholders presentations<br />

Prof. H. Machado Jorge (CRP - Portuguese Road Centre) presented the Portuguese<br />

Road Centre’s role.<br />

He stated that there have been improvements in road safety in Portugal but these have<br />

been somewhat minor.<br />

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Prof. Machado Jorge stressed the need to act upon driver’s behaviour by stiffening<br />

penalties in respect of the legislation. He also underlined the need of infrastructure<br />

upgrading.<br />

Prof. Machado Jorge outlined the CRP initiatives, namely:<br />

- the organisation of the 1st Road Safety Auditors Course,<br />

- the registration of the “ITS Portugal” mark and<br />

- the establishment of the “ITS Portugal Convention”.<br />

Prof. Machado Jorge introduced the objectives of the Portuguese Road Centre, namely:<br />

- To strengthen the ‘human factor’ in road safety - the “driver ‘angle’” of the<br />

“driver / vehicle / infrastructure triangle”.<br />

- To foster the adoption of safety-enhancing in-vehicle technology (“black boxes”,<br />

e.g.) and road-vehicle real-time communication systems.<br />

- To promote best available technology and contribute to Portuguese entities<br />

participation in the technology development effort.<br />

Prof. Machado Jorge concluded by stressing the problem of age and the use of<br />

technology and underlying the fact that Portugal is against regulation related to <strong>eSafety</strong><br />

systems.<br />

Mr Paulo André (Autoestradas do Atlântico) made a presentation on the ARMAS<br />

(Active Road Management Assisted by Satellite) project.<br />

ARMAS aims at transforming the transport infrastructure (roads, bridges, tunnels, urban<br />

areas) into safer and more customer-friendly environments, by:<br />

- improving Safety,<br />

- increasing Dynamic Traffic Management capabilities and<br />

- providing Electronic Fee Collection mechanisms;<br />

The system is based on the use of the following technologies:<br />

- GNSS, namely GPS and EGNOS,<br />

- CN, namely GSM and GPRS and<br />

- DSRC (Dedicated Short Range Communications) technology.<br />

Research solutions were presented on how to increase road safety and to improve traffic<br />

management.<br />

Mr André emphasised two main concerns:<br />

- The need to find market penetration for the research being made and<br />

- The fact that EC funding is being doubled since funding is being given to<br />

research projects with the same objectives.<br />

More information about this project can be found at this link: http://armasII.skysoft.pt.<br />

Mr Antonio Lucas, DGT (Dirección General de Tráfico) presented “Between ITS<br />

and <strong>eSafety</strong>: some thoughts on the last chain”.<br />

Mr Lucas presented results of the DGT and INTRAS SIMVA project, which had as<br />

objective to:<br />

- Analyse VMS displays homogeneity<br />

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- Build a VMS standard catalogue<br />

DGT will in the immediate future work on RTTI, HMI, Accident Causation Analysis,<br />

Dynamic Traffic Management (VMS), Speed Control and eCall.<br />

Dr Edouard Rozan (FICOSA International) made a presentation on FICOSA<br />

International activities. FICOSA is present in 18 different countries and in 3 countries.<br />

Its business units work on: rear-view systems, command and control systems, plastics<br />

and electrical systems, advanced antennas systems, commercial vehicles systems and<br />

comp., and security and locks systems. FICOSA has access to all major car<br />

manufacturers. The technology developed by FICOSA is used for active and passive<br />

safety.<br />

Mr Jesús Monclús (FITSA Foundation) presented “<strong>eSafety</strong> in Spain, past and future<br />

(an update on the current status)”. FITSA is a non-profit foundation supported by public<br />

and private authorities. FITSA Foundation is currently conducting a paper on “<strong>eSafety</strong><br />

and Spain” which has the objective of increasing the Spanish participation (quantitatively<br />

and qualitatively) in <strong>eSafety</strong>. This study will be available from late June-July 2006.<br />

Mr Manuel Serrano Matoses (ETRA Investigación y Desarollo S.A.) overviewed<br />

the TRACKSS (Technologies for Road Advanced Cooperative Knowledge Sharing<br />

Sensors) project. Its strategic objective was the development of new systems for<br />

cooperative sensing and predicting flow, infrastructure and environmental conditions<br />

surrounding traffic, with a view to improve road transport operations safety and<br />

efficiency.<br />

Dr Miguel Ángel Sotelo Vázquez (Department of Electronics, University of<br />

Alcalá) is a coordinator of ITS programmes and projects. He outlined the <strong>eSafety</strong> related<br />

activities conducted by the University of Alcalá. The presentation’s outline was: Research<br />

Activities, UAH Road Safety Lectureship, Certificate Issuing and Research Lines.<br />

Concerning the Road Safety Lectureship, the University of Alcalá has made an agreement<br />

with the Regional Government of Madrid Community to conduct the following<br />

activities:<br />

- State of the Art and Prospective Studies<br />

- Adaptive Velocity Systems (May 2006)<br />

- Feasibility Analyses<br />

- Research Projects (Causal Research)<br />

- Road Safety Education<br />

- Courses<br />

- Road Safety Auditor – 2005<br />

The University of Alcalá’s research lines are:<br />

- Assisted Road Driving<br />

o Lane Departure Warning<br />

o Vehicle detection<br />

� Adaptive Cruise Control<br />

� Adaptive Light Control<br />

� Blind Spot Detection<br />

o Pedestrian detection<br />

� Accident avoidance<br />

� Mitigation of collision effects<br />

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o Traffic signs detection<br />

o Global localization enhancement<br />

o Driver monitoring<br />

o Driver recognition<br />

o Detection of occupant head position<br />

- Autonomous Navigation<br />

o Autonomous driving<br />

o Lane keeping<br />

Future research directions will be:<br />

- ITS applications in urban and road infrastructure<br />

o Traffic monitoring<br />

o Intelligent traffic signaling<br />

o Incident detection<br />

Ms Rosa Canellas (RACC) outlined the E-Merge project, which aimed at: creating an<br />

agreed technical, operational and business solution for pan-European vehicle eCall<br />

services available to all vehicle users, and testing and validating this solution on several<br />

trial sites throughout Europe.<br />

The key results of the E-Merge project were:<br />

- State of the Art study<br />

- User requirement study<br />

- Architecture of the E-Call system<br />

- System specifications<br />

- Vehicle system prototypes<br />

- E-Call service centre system prototypes<br />

- PSAP system prototypes<br />

- Performed trials and results<br />

- Compiled evaluation results<br />

The next steps for the concluded E-Merge project will be to:<br />

- Promote the MoU signature<br />

o EU Member States<br />

o Car manufacturers<br />

o Telecom Operators<br />

o Services Providers<br />

- Ensure Technology Deployment<br />

o eCall in-vehicle system integrated in the car by OEM<br />

o Telecommunications protocol needs to be adapted to get data transfer<br />

integrated with 112 voice call<br />

o 112 PSAPs need unified technology adaptation, training, resources..<br />

- Start pre-launch field tests with the eCall concept in Spain<br />

4.1.3.5 Discussion: next steps for safety in the EU and in the Iberian<br />

Peninsula<br />

The discussion centred mostly on eCall implementation in Spain. Mr Ferreira stated that<br />

eCall has a great potential to save lives. eCall can mitigate consequences of accidents. He<br />

also stressed that people who have an interest in eCall are not necessarily the people who<br />

will benefit from it.<br />

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Mr Bangsgaard highlighted the fact that society pays a lot today for accidents, delays<br />

and infrastructure. <strong>Support</strong>ing eCall will make society gain money.<br />

Mr Jesús Monclús (FITSA) stressed that Spain cannot sign the eCall MoU due to the<br />

transfer of competences to the regions.<br />

Mr Manuel Rodríguez Ferreiro (112 Centre of Galicia) noted that costs could come<br />

from private companies. There is the idea that eCall could be privatised.<br />

4.1.3.6 Conclusions<br />

Mr Bangsgaard presented the conclusions of the meeting. He was pleased to see that<br />

there is a lot of <strong>eSafety</strong> activity in the Iberian Peninsula and asked the participants to<br />

share more information with Brussels. He concluded by stating that the <strong>eSafety</strong><br />

stakeholders should focus more on disseminating information to the end user.<br />

The conclusions were:<br />

1. Increased interest throughout the last years for <strong>eSafety</strong> development in Spain and<br />

Portugal;<br />

2. Important <strong>eSafety</strong> progress made in Galicia (namely CTAG) and other regions of<br />

Spain;<br />

3. Interest from the press and the end users, which is key to create the business<br />

case;<br />

4. Priority areas in line with the rest of Europe for areas like eCall, RTTI, HMI,<br />

standardisation, data exchange, accident causation, training, ISA;<br />

5. Improvements have been made on road safety in Portugal, mainly as a result of<br />

road improvements;<br />

6. Work done on defining architecture for OBU and the business case could be<br />

found in the EFC area;<br />

7. Cross fertilisation is important to avoid duplication of work in Europe;<br />

8. Active participation from Spain in the <strong>eSafety</strong> Forum activities and European<br />

R&D;<br />

9. Deployment takes time and so does the change in human behaviour;<br />

10. Benchmarking study on the Spanish <strong>eSafety</strong> effort;<br />

11. Streamlining the messages is important to avoid distraction rather than assisting;<br />

12. Hardware challenges will follow the <strong>eSafety</strong> development – providers need to be<br />

involved from the beginning;<br />

13. eCall is a high priority, but when will we get it;<br />

14. Field test should be launched in Spain.<br />

The agenda, list of participants and presentations can be found at the following link:<br />

http://www.esafetysupport.org/en/esafety_activities/esafety_observers/esafety_regiona<br />

l_observers_meeting_vigo_spain_15_may_2006.htm<br />

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4.2 2 nd <strong>eSafety</strong> Regional Observers Meeting (Göteborg, Sweden)<br />

Date: 12 June 2006<br />

Venue: At the premises of the TRA conference - Transport Research Arena Europe<br />

2006, Gothenburg, Sweden.<br />

Link:www.esafetysupport.org/en/esafety_activities/esafety_observers/esafety_observers<br />

_regional_meeting_gothenburg_sweden_15_june_2006.htm<br />

Objective: The objective was to bring together <strong>eSafety</strong> stakeholders from Denmark,<br />

Finland, Norway, and Sweden. In order to have a thorough report on <strong>eSafety</strong><br />

activities in the concerned States.<br />

4.2.1 Agenda<br />

10.30 – 10.40 Welcoming Address<br />

Foreword to the Regional Meetings – Mr Jacob Bangsgaard,<br />

<strong>eSafety</strong> <strong>Support</strong><br />

10.40 – 11.20 <strong>eSafety</strong> Initiative<br />

The <strong>eSafety</strong> Initiative Strategic Overview – Mr Francisco Ferreira<br />

– European Commission for Information Society and Media<br />

The <strong>eSafety</strong> Priorities and the Communication Platform – Dr.<br />

Alessandro Carrotta, <strong>eSafety</strong> <strong>Support</strong><br />

11.20 – 12.15 Regional Observers report on the <strong>eSafety</strong> status<br />

Mr Risto Öörni, VTT, Finland<br />

Ms Eva Boëthius, Swedish Road Administration<br />

Mr Björn Stafbom, Swedish Road Administration<br />

12.15 – 13.00 Lunch (Restaurant Incontro)<br />

13.00 – 14.00 Regional Stakeholders presentations and debate<br />

Mr Martin Hellung-Larsen, Danish Road Safety and Transport Agency<br />

Mr Henrik Forsgren, Volvo Cars<br />

Mr Per Adamsson, Volvo Truck Corporation<br />

14.00 – 14.15 Closing Remarks and next steps


4.2.2 Participants List<br />

Last name First name Organisation<br />

e-Mail<br />

Adamsson Per Volvo Truck Corporation per.adamsson@volvo.com<br />

Avedal Claes Volvo 3P Product Planning claes.avedal@volvo.com<br />

BANGSGAARD Jacob <strong>eSafety</strong> <strong>Support</strong> j.bangsgaard@esafetysupport.org<br />

Beate Budalen<br />

Hansen Anne<br />

Björklund Per<br />

Norwegian Public Roads<br />

Administration abbuha@vegvesen.no<br />

Ministry of Industry, Employment<br />

and Communications per.bjorklund@industry.ministry.se<br />

Boëthius Eva SRA eva.boethius@vv.se<br />

CARROTTA Alessandro <strong>eSafety</strong> <strong>Support</strong> a.carrotta@esafetysupport.org<br />

Coulon Cantuer Myriam European Commission myriam.coulon-cantuer@cec.eu.int<br />

Darin Fredrik Mitsubishi Electric fredrik@melcogot.com<br />

Darin Lars<br />

Ministry of Industry, Employment<br />

and Communications lars.darin@industry.ministry.se<br />

Falkås Helén Saab Automobile AB Helen.Falkas@se.saab.com<br />

FERREIRA Francisco European Commission francisco.ferreira@cec.eu.int<br />

Forsberg Mats Autoliv mats.forsberg@autoliv.com<br />

Forsgren Henrik Volvo Cars hforsgre@volvocars.com<br />

Geiselhart Greg Telematics Valley greg@telematicsvalley.org<br />

Hellung-Larsen Martin<br />

Danish Road Safety and<br />

Transport Agency mhl@fstyr.dk<br />

Landt Harald WirelessCar Harald.Landt@WirelessCar.com]<br />

Löwenadler Lars-Göran Volvo Trucks lars-goran.lowenadler@volvo.com<br />

Odenmo Jan Autoliv jan.odenmo@autoliv.com<br />

Öörni Risto VTT risto.oorni@vtt.fi<br />

SILVA Irina <strong>eSafety</strong> <strong>Support</strong> I.silva@esafetysupport.org<br />

Stafbom Björn SRA bjorn.stafbom@vv.se<br />

Vits André European Commission andre.vits@cec.eu.int<br />

Wallsten Boris Systemteknik Oú - Tallinn, Estonia boris.systek@home.se<br />

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4.2.3 Minutes<br />

4.2.3.1 Welcoming Address<br />

Mr. Lars Darin (Ministry of Industry, Employment and Communications,<br />

Sweden) opened the meeting by welcoming the participants.<br />

4.2.3.2 <strong>eSafety</strong> Initiative<br />

Mr. Francisco Ferreira (European Commission) gave a Strategic Overview of the<br />

<strong>eSafety</strong> initiative.<br />

Mr. Ferreira started his presentation by showing statistics on the number fatalities on<br />

Europe’s roads. The situation is bleak but the numbers are getting better. The relative<br />

number of fatalities in Scandinavia is lower than in the rest of Europe. He then followed<br />

to explain the structure of the Intelligent Car Initiative with focus on the work by each<br />

pillar. In what regards pillar number 1 – The <strong>eSafety</strong> Initiative, the <strong>eSafety</strong> Forum will<br />

focus on its next Plenary Meeting on incentives, cost-benefit, and spectrum issues. The<br />

FP7 and its consultation process were overviewed by Mr Ferreira. The FP7<br />

COOPERATION Programme has as theme: ICT – Challenge 6: “Mobility”.<br />

Mr. Lars-Göran Löwenadler (Volvo Trucks) commented that there is much focus on<br />

safety systems. He would like to see more interaction between the vehicle and the road<br />

environment.<br />

Mr. Ferreira answered that some EC projects are dealing with cooperative systems. He<br />

added that Volvo Trucks is welcome to make proposals to the <strong>eSafety</strong> Forum on this<br />

topic.<br />

Mr. André Vits (European Commission) added that safety activity does not only<br />

concern the car. Cooperative systems will bring a wider dimension. A number of projects<br />

have started to work on this. The next programme should concern the non-discussed<br />

areas.<br />

Mr. Martin Hellung-Larsen (Danish Road Safety and Transport Agency) asked<br />

whether the European Parliament recommended incentives for the deployment of<br />

<strong>eSafety</strong> systems.<br />

Mr. Jacob Bangsgaard (<strong>eSafety</strong> <strong>Support</strong>) stated that there will be cooperation with<br />

insurance companies when drivers comply with the rules. Incentives should be on a<br />

European level in order to avoid market distortions.<br />

Mr. Henrik Forsgren (Volvo Cars) commented that it should be a benefit for society<br />

to invest 500 Euros per car because of the economic transfers provoked by this<br />

investment.<br />

Mr. Björn Stafbom (SRA) underlined that there should be no increase value of the car<br />

when more safety systems are implemented. A more general level should be found in<br />

order to implement these systems.<br />

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Mr. Vits stressed the need to keep eCall in the political agenda to help progress in<br />

implementation. The issue of business case will be discussed at another level.<br />

Mr. Greg Geiselhart (Telematics Valley) asked how the stakeholders would proceed<br />

without a business case.<br />

Mr. Ferreira answered that if Member States sign the eCall Memorandum of<br />

Understanding (MoU) and upgrade their PSAPs, the car manufacturers will introduce the<br />

technology.<br />

Mr. Geiselhart asked whether car manufacturers are really willing to introduce this<br />

system.<br />

Mr. Forsgren mentioned the fact that Volvo has already implemented “on Call”. Addon<br />

systems to the Volvo “on Call” bring additional costs, which moves away from the<br />

idea of eCall for all.<br />

Dr. Alessandro Carrotta (<strong>eSafety</strong> <strong>Support</strong>) presented the <strong>eSafety</strong> Priorities and the<br />

Communication Platform.<br />

Dr. Carrotta focused on <strong>eSafety</strong> <strong>Support</strong>’s role, the <strong>eSafety</strong> Communication Platform and<br />

Surveying <strong>eSafety</strong> in the Member States. The Communication Platform resulted from the<br />

work of the User Outreach Working Group. The Platform aims at broadening the<br />

communication work on <strong>eSafety</strong> within a “non-competitive” framework. The <strong>eSafety</strong><br />

Communication Platform will develop cooperation at the non-competitive level. Its goal<br />

will not be the marketing of particular products but making the public aware of <strong>eSafety</strong><br />

systems in general, extend their knowledge about them and create a solid demand for<br />

<strong>eSafety</strong> products. The first project will be a pilot campaign on ESC. Dr. Carrotta finalised<br />

his presentation by mentioning the survey being conducted by the Implementation Road<br />

Map WG which has as objective to find out for the current status of the deployment of<br />

the priority systems in European countries.<br />

Mr. Lars-Göran Löwenadler (Volvo Trucks) asked whether there is a risk that people<br />

overuse ESC.<br />

Mr. Vits answered that ESC provides a lot of benefits. The Communication Platform<br />

will look at a way to create a single message to the citizen. He added that the Platform<br />

will be a private type of activity.<br />

4.2.3.3 Regional Observers report on the <strong>eSafety</strong> status<br />

Mr. Risto Öörni (VTT, Finland) gave an overview of the <strong>eSafety</strong> status in Finland.<br />

His presentation focused on eCall, RTTI and R&D through the AINO programme.<br />

AINO is a R&D Programme on Real-Time Transport Information (2004-2007). It deals<br />

with the collection, management and exploitation of real-time traffic-related information<br />

in domains of:<br />

o public transport information<br />

o goods transport information<br />

o network status information<br />

o driver support<br />

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In what concerns eCall, Finland has conducted a study on the impacts of an automatic<br />

emergency call system on accident consequences. It is based on in-depth accident<br />

investigation team reports and estimated that fatalities would have been avoided and<br />

injuries would have been less severe due to eCall.<br />

The proposal for future <strong>eSafety</strong> activities in Finland include:<br />

o Electronic identification of all vehicles and transport units via passive RFID<br />

o Generic telematics platform to all vehicles (eCall, danger warnings, speed alert,<br />

FCD, RUC support, etc.)<br />

o Public transport route planning: inclusion of real-time data, pedestrian and<br />

bicycle routes, accessibility<br />

o Wireless LAN to all long-distance terminals and public transport vehicles<br />

o National goods transport actors’ information system<br />

o National solutions for traffic management at ports, terminals and border<br />

crossings<br />

o Electronic bill of lading<br />

o Coordinates as part of address data<br />

Ms. Eva Boëthius (Swedish Road Administration) gave an overview of the <strong>eSafety</strong><br />

Status in Sweden.<br />

The presentation focused on the Swedish National ITS Strategy for 2006 – 2009. The<br />

focus areas are to:<br />

1. Improve road safety<br />

2. Facilitate efficient commuting<br />

3. <strong>Support</strong> more efficient commercial transports<br />

4. Provide quality-assured road and traffic data<br />

5. Develop efficiency and reliability in the work on ITS<br />

New initiatives by SRA include the development of the Test Site Sweden – National ITS<br />

Test and Demonstration Area near Gothenburg, the Road and Vehicle Safety Centre<br />

(based in Chalmers) and organisation of the ITS World Congress 2009 in Stockholm.<br />

The main focus of the Test Site is not yet defined and it will probably be linked to the<br />

FP7. It will address projects related to IVSS – Intelligent Vehicle Safety Systems.<br />

Mr. Lars Darin (Ministry of Industry, Employment and Communications,<br />

Sweden) added that the Test and Demonstration Area will be open to national and<br />

international projects; and it can include cars as well as trucks.<br />

Mr. Björn Stafbom (Swedish Road Administration) made a presentation on Market<br />

driven implementation.<br />

In his presentation Mr. Stafbom remarked that the statement “<strong>eSafety</strong> does not sell” is no<br />

longer true. There has been increase in sales of ESC in Sweden. The idea that “Industry<br />

does not deliver until they are forced by regulation” is no longer true, at least not<br />

generally. Most new systems are not regulated and most manufacturers have internal<br />

targets beyond the regulated level. There are some aspects, like pedestrian protection,<br />

that are not developing as fast.<br />

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The main conclusions from Mr. Stafbom’s presentation were:<br />

o Competition and customer satisfaction are the strong motivators for safety –<br />

apart from regulation<br />

o Society must develop more effective ways to drive development<br />

o Euro-NCAP has been effective but must be developed further to stimulate<br />

innovation<br />

o Industry should be stimulated to demonstrate by scientific methods the impact of<br />

innovations<br />

o Customers are not individuals only, fleet buyers are in majority in many countries<br />

4.2.3.4 Regional Stakeholders presentations and debate<br />

Mr. Martin Hellung-Larsen (Danish Road Safety and Transport Agency) gave an<br />

overview of the <strong>eSafety</strong> Status in Denmark.<br />

The main priority <strong>eSafety</strong> systems in Denmark are:<br />

o ESP: reg. tax incentive. More than half of the new passenger cars being fitted<br />

with ESP. Should be made compulsory as soon as possible.<br />

o Blind spot monitoring: fitted on some cars but may do even more good on<br />

trucks.<br />

o Adaptive head lights: no specific measures.<br />

o Obstacle & collision warning: promising but only just arriving on the market.<br />

Possible req. for road trains/modular combinations.<br />

o Lane departure warning: no specific measures but tested on coaches.<br />

o eCall: discussions taking place nationally. Limited enthusiasm so far.<br />

o Extended environmental information: no experiences.<br />

o RTTI: used for public broadcasts.<br />

o Speed alert: ongoing projects.<br />

o Dynamic traffic management: in use on M3 extension around Copenhagen.<br />

Recent and ongoing <strong>eSafety</strong> projects in Denmark include:<br />

o Black box field trial<br />

o Intelligent Speed Adaptation project in Northern Jutland (aimed at young drivers)<br />

o Intelligent Speed Adaptation in Børkop (aimed at light commercial vehicles)<br />

Mr. Hellung-Larsen commented that the use of tax incentives is proving to be efficient<br />

in terms of implementation of <strong>eSafety</strong> systems in Denmark.<br />

A discussion took place on the application of speed adaptation in Denmark. Mr.<br />

Bangsgaard commented that in response to the higher speed limit, enforcement has<br />

also increased. In consequence the average speed and the number of road accidents are<br />

going down.<br />

Mr. André Vits (European Commission) asked whether motorways in Denmark have<br />

automatic speeding enforcement.<br />

Mr. Hellung-Larsen answered that there is no automatic speeding ticketing.<br />

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Mr. Björn Stafbom (Swedish Road Administration) made an observation concerning<br />

the occurrence of the “Kangaroo effect”: drivers reduce the speed when they know<br />

where speed cameras are located.<br />

Mr. Henrik Forsgren (Volvo Cars) made a presentation on <strong>eSafety</strong> activities by Volvo<br />

Car Corporation centring on:<br />

o Focus in Sweden on 2007<br />

- Seat Belts<br />

- Sober Driving<br />

- Speeding<br />

o TSS – Test Site Sweden<br />

o Volvo’s Activities<br />

The main <strong>eSafety</strong> activities have been related to:<br />

o Accident Data<br />

o eCall / On Call<br />

o Advanced Safety Systems<br />

- Collision Mitigation; now in production (S80).<br />

- Collision Avoidance<br />

- Driver Alert<br />

Volvo has been conducting investigations on accidents with Volvo cars, with the<br />

intention of creating accident databases. In-depth studies have been made as well as a<br />

statistical database.<br />

Mr. Per Adamsson (Volvo Truck Corporation) presented Safety & Security<br />

Services at Volvo Trucks.<br />

Volvo Trucks has been developing telematics since 1986 with the objective of promoting<br />

productivity, vehicle uptime, safety, security and convenience of their vehicles.<br />

The main <strong>eSafety</strong> issues to address for Volvo Trucks are:<br />

o Focus on communication protocols on how information is exchanged– not the<br />

in-vehicle hardware solution.<br />

o Work close with the end-customers, not doing the same mistakes as in the digital<br />

tacho<br />

o By sharing the in-vehicle platform with other services will help to improve<br />

transport efficiency in Europe for commercial road transports – avoid the toll<br />

collect scenario with one HW device for one service (the toll collect hardware not<br />

approved for ADR transports)<br />

o Volvo prefers integrated in-vehicle solutions from factory & aftermarket to<br />

secure usability, availability over long lifetimes<br />

o Additional information received from sensors regarding information of the goods<br />

is required, type of goods, volumes, temperature, roll-over etc.<br />

Mr. Adamsson mentioned that Volvo Trucks focuses on research projects on IVSS and<br />

will put effort more into programmes as soon as they can.<br />

Mr. Risto Öörni (VTT, Finland) asked whether it is possible to update the integrated<br />

systems in the Volvo trucks.<br />

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Mr. Adamsson answered that Volvo Trucks does not develop short-term interfaces; it<br />

develops open interfaces. It uses USB and Internet in order to keep it simple. He also<br />

mentioned that big fleets invest more in communications than in safety. Small fleets<br />

(average 5 trucks per fleet) may invest more in safety.<br />

4.2.3.5 Closing Remarks and next steps<br />

Mr. Jacob Bangsgaard (<strong>eSafety</strong> <strong>Support</strong>) presented the meeting’s conclusions:<br />

o Road casualties must be understood as people dying, not as figures like 41.325.<br />

o Cooperative systems demand closer links between stakeholders. Promising results<br />

will be impossible to obtain without close cooperation between the<br />

infrastructure, the system operators, the vehicles, and the users.<br />

o The safety situation in Scandinavia is more advanced than in the rest of Europe.<br />

o There are also serious problems, concerning the business case and knowledge of<br />

the safety systems.<br />

o The question “how to make people understand <strong>eSafety</strong>?” must be addressed. Do<br />

people want an “<strong>eSafety</strong>” car?<br />

o There is a need to make people aware of the systems and statistics.<br />

o There is a need to keep <strong>eSafety</strong> on the political agenda.<br />

o The following question should be addressed: how to create cooperation between<br />

the Nordic countries and between these countries and the rest of the European<br />

Union?<br />

o There is a need to get the information/material for the <strong>eSafety</strong> systems and<br />

contributions from participants.<br />

Mr. Greg Geiselhart (Telematics Valley) noted that public awareness is severely<br />

lacking in Europe, both on the political and private sides.<br />

Mr. Bangsgaard answered that the Communication Platform will create this awareness.<br />

FIA Foundation will lead the Platform.<br />

Mr. Jan Odenmo (Autoliv) explained the success of <strong>eSafety</strong> systems in the USA by a<br />

cultural difference. American people are more used to paying for services.<br />

Mr. Bangsgaard concluded the meeting by thanking the hosts and the participants.<br />

The agenda, list of participants and presentations can be found at the following link:<br />

http://www.esafetysupport.org/en/esafety_activities/esafety_observers/esafety_observe<br />

rs_regional_meeting_gothenburg_sweden_15_june_2006.htm<br />

146


147


4.3 3 rd <strong>eSafety</strong> Observers Regional Meeting (Turin, Italy)<br />

Date: 18 September 2006<br />

Venue: Centro Ricerche FIAT, Turin, Italy<br />

Link:www.esafetysupport.org/en/esafety_activities/esafety_observers/third_esafety_re<br />

gional_observers_meeting_turin_italy_18_september_2006.htm<br />

Objective: Target stakeholders from Austria, Italy and Southern Germany in order<br />

to disseminate last <strong>eSafety</strong> results and involve them in the <strong>eSafety</strong> activities.<br />

Invited participants included: European Commission, representatives from Italian<br />

government, road and safety authorities, automotive industry,<br />

telecommunications industry, service providers, user organisations, insurance<br />

industry, technology providers, research organisations and road operators.<br />

4.3.1 Agenda<br />

09.30 – 10.00 Registration and Coffee<br />

10.00 – 10.30 Welcome and Key Notes<br />

Welcome to Centro Ricerche Fiat<br />

Paola Carrea, Centro Ricerche Fiat<br />

Key notes from the Italian Government<br />

Ciro Esposito, Department for Innovation and Technologies<br />

Presidency of the Italian Council of Ministers<br />

Foreword to the Regional Meetings<br />

Jacob Bangsgaard, <strong>eSafety</strong> <strong>Support</strong><br />

10.30 – 11.30 <strong>eSafety</strong> Initiative<br />

Status and priorities of the <strong>eSafety</strong> initiative<br />

Juhani Jääskeläinen, European Commission for Information<br />

Society and Media<br />

Status of implementation of <strong>eSafety</strong> in the EU<br />

Alessandro Carrotta, <strong>eSafety</strong> <strong>Support</strong><br />

11.30 – 11.45 Coffee Break<br />

The relevance of the <strong>eSafety</strong> initiative for OEMs<br />

Paola Carrea , Centro Ricerche Fiat<br />

11.45 – 12.45 National Observers report on the <strong>eSafety</strong> status<br />

Moderator: Alessandro Carrotta, <strong>eSafety</strong> <strong>Support</strong>


12.45 – 13.45 Lunch<br />

Alexander Frötscher, Austria Tech, Austria<br />

Francesco Mazzone,TTS Italia, ACI, Italy<br />

Frank Frischeisen, Autobahndirektion Südbayern, Southern<br />

Germany<br />

13.45 – 15.00 Austrian, Italian and Southern German Stakeholders<br />

presentations – PART I<br />

15.00 – 15.15 Coffee Break<br />

Moderator: Luisa Andreone, Centro Ricerche Fiat<br />

The COM<strong>eSafety</strong> Specific <strong>Support</strong> Action<br />

Rudolf Mietzner, Softlab GmbH, Germany<br />

The SAFESPOT Integrated Project<br />

Roberto Brignolo, CRF, Italy<br />

The CVIS Integrated Project<br />

Gino Franco, MIZAR, Italy<br />

The COOPERS Integrated Project:<br />

“COOPERS - consequences of eCall service on European<br />

motorways”<br />

Alexander Frötscher, Austria Tech, Austria<br />

Integrated Safety<br />

Andreas Teuner, DELPHI Electronics & Safety,<br />

Germany<br />

15.15 – 16.30 Austrian, Italian and Southern German Stakeholders<br />

presentations – PART II<br />

Moderator: Alessandro Carrotta, <strong>eSafety</strong> <strong>Support</strong><br />

VisLab research activities on vehicle perception<br />

Massimo Bertozzi, University of Parma, Italy<br />

Human-Machine Interaction for in-vehicle safety, research<br />

achievements and perspectives<br />

Alessandro De Gloria, University of Genoa, Italy<br />

<strong>eSafety</strong> deployment from Marketing perspective<br />

Walter Hagleitner, ADAS Management Consulting,<br />

Austria<br />

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RF-based Communication and Localisation for <strong>eSafety</strong>-<br />

Applications<br />

Axel Sikora, Steinbeis Research Institute Wireless<br />

Communication<br />

Aktiv - Cooperative Systems in Germany<br />

Michael Ortgiese, PTV AG Karlsruhe<br />

16.30 – 16.50 Discussion: next steps for <strong>eSafety</strong> in the EU and in Austria,<br />

Italy and Southern Germany<br />

Moderators: Jacob Bangsgaard, <strong>eSafety</strong> <strong>Support</strong><br />

Juhani Jääskeläinen, European Commission<br />

16.50 Closing of the Regional Meeting and adjourn<br />

16.50 – 17.45 Centro Ricerche Fiat guided tour to <strong>eSafety</strong> activities<br />

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4.3.2 List of Participants<br />

Last Name First Name Organisation<br />

ALESSANDRETTI Giancarlo CRF<br />

ANDREONE LUISA CRF<br />

ANNONI MARCO TELECOM Italia<br />

Bandinelli Matteo University of Firenze<br />

BANGSGAARD Jacob <strong>eSafety</strong> <strong>Support</strong><br />

Benzo Riccardo Faber Software<br />

BERTINO MAURA FATA DTS<br />

Bertozzi Massimo University of Parma<br />

Bianconi Maria Paola CRF<br />

BORZI AUGUSTO Sinelec<br />

BRIGNOLO Roberto CRF<br />

Brusaglino Giampiero ATA<br />

BURZIO Gianfranco CRF<br />

CARREA PAOLA CRF<br />

CARROTTA Alessandro <strong>eSafety</strong> <strong>Support</strong><br />

CONDRO Marco CRF<br />

DAMIANI Sergio CRF<br />

De Gloria Alessandro Università di Genova<br />

De Russis Cosimo ALTRAN - CIS S.p.A.<br />

DEREGIBUS Enrica CRF<br />

DI GIUSTO NEVIO CRF<br />

Eichberger Arno Magna-Steyr<br />

Ernst Gabriele Federal Ministry of Transport, Building and Housing<br />

Eschler Johannes Robert Bosch GmbH<br />

Esposito Ciro Presidenza del Consiglio Dei Ministri<br />

FARANDA CORDELLA Giuseppe CRF<br />

Fisanotti Giovanni IVECO<br />

FRANCO GINO MIZAR Automazione<br />

Frischeisen Frank Autobahndirektion Südbayern<br />

Froetscher Alexander Austriatech<br />

GAIDO Massimo FIAT Auto Italy<br />

GAMMARIELLO Giuseppe Innovazione Italia S.p.A.<br />

GIUSTI Fabrizio Innovazione Italia<br />

Hagleitner Walter ADAS_Management_Consulting<br />

Jääskelainen Juhani European Commission<br />

Ketter Wolfgang Robert Bosch GmbH<br />

151


KOOSS Dieter University Karlsruhe<br />

Lauletta Roberto DIBE<br />

Lemessi Giuseppe ACI Global<br />

Liberto Carlo CRF<br />

Mainero Stefano WSP Group<br />

Margarone Massimiliano DIBE<br />

MARTINI Stefania CRF<br />

MAURO Marco CRF<br />

MAURO VITO MIZAR Automazione<br />

MAZZONE FRANCESCO<br />

TTS Italia<br />

Automobile Club d'Italia<br />

Mietzner Rudolf Softlab GmbH, Germany<br />

MIGLIETTA Maurizio CRF<br />

Montanari Roberto Università di Modena e Reggio Emilia<br />

MORELLO EUGENIO CSST<br />

Moretti Lino Siemens S.p.A.<br />

Mortarapiero Piero Agnetti Marelli<br />

Ortgiese Michael PTV AG Karlsruhe / Germany<br />

Car2Car Communication Consortium / EFKON<br />

P. Schalk Andy<br />

AG<br />

Pellegrino Matteo DIBE<br />

Picerno Luciano Magneti Marelli Sistemi Elettronici<br />

Primavera Ludovica DIBE<br />

PROVERA Michele CRF<br />

RAVIGLIONE Cesare ISMB Istituto Superiore Mario Boella<br />

Santucci Carlo ELEM Group<br />

SAROLDI Andrea CRF<br />

Steinbeis Research Institute Wireless<br />

SIKORA Axel<br />

Communication<br />

SILVA Irina <strong>eSafety</strong> <strong>Support</strong><br />

SINCHETTO Mauro IVECO<br />

TEUNER Andreas DELPHI Electronics & Safety<br />

TIMOSSI GIANMARIA Magneti Marelli sistemi elettronici<br />

TOLA Roberto CRF<br />

Ucelli Giuliana Informatica Trentina s.p.a.<br />

Vernacchia Francesco CRF<br />

Voss Thomas ZF Friedrichshafen AG<br />

Weiss von Trostprugg Alexander ALTEA EUROPE<br />

ZANGHERATI Silvia CRF<br />

ZUCCOTTI Saverio CRF<br />

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4.3.3 Minutes<br />

4.3.3.1 Welcome and Key Notes<br />

The Third <strong>eSafety</strong> <strong>Support</strong> Regional Observers Meeting was opened by Ms Paola Carrea<br />

(CRF). Ms Carrea thanked the presence of the participants and underlined that this was a<br />

good opportunity to exchange experiences. Ms Carrea gave a presentation on the FIAT<br />

Group and CRF.<br />

Mr Ciro Esposito’s (Department for Innovation and Technologies Presidency of the<br />

Italian Council of Ministers) presentation focused on the regulatory environment<br />

concerning the application of 112 as well as the Italian Government activities on E112.<br />

Mr Esposito emphasised that Italy is committed to continue with the activities linked to<br />

E112 and eCall implementation.<br />

Mr Jacob Bangsgaard (<strong>eSafety</strong> <strong>Support</strong>) thanked CRF for hosting the meeting and<br />

explained that the objective of the regional meetings is to find what the priorities are in<br />

the European regions and help with <strong>eSafety</strong> implementation.<br />

4.3.3.2 <strong>eSafety</strong> Initiative<br />

Status and priorities of the <strong>eSafety</strong> initiative, Mr Juhani Jääskeläinen, European<br />

Commission for Information Society and Media<br />

Mr Jääskeläinen gave an overview of the European Commission’s <strong>eSafety</strong> related<br />

activities. <strong>eSafety</strong> is now part of the Intelligent Car Initiative as one of the three pillars.<br />

The <strong>eSafety</strong> Forum aims at removing the bottlenecks to market penetration of <strong>eSafety</strong><br />

through consensus building. Mr Jääskeläinen then focused on research and development<br />

activities (the second pillar). The third pillar was also mentioned, it deals with user<br />

awareness. A successful event was organised in February 2006: the launch of the<br />

Intelligent Car Initiative. User awareness activities will continue under the work of the<br />

<strong>eSafety</strong> Communication Platform. Its first major campaign will be on ESC. The EC will<br />

play the role of observer.<br />

The next topic was on eCall. The EC is committed to eCall and will continue to look for<br />

further evidence of its benefits. The annual costs and benefits of eCall were presented.<br />

The FP7 programme was presented to the participants. Its’ focus will be on<br />

“Cooperation” – Collaborative Research Themes.<br />

<strong>eSafety</strong> status in the EU, Dr Alessandro Carrotta, <strong>eSafety</strong> <strong>Support</strong><br />

The activities of <strong>eSafety</strong> <strong>Support</strong> were presented namely the project website and the<br />

<strong>eSafety</strong> effects database. Participants were asked to contribute with studies to the<br />

database.<br />

The table on <strong>eSafety</strong> Implementation in the EU was presented. It is being updated with<br />

information provided by participants of <strong>eSafety</strong> Observers Regional Meetings. Dr<br />

Carrotta followed on to present national <strong>eSafety</strong> activities as well as international<br />

activities such as cooperation activities with India.<br />

The participants were requested to fill the Implementation Road Map survey and <strong>eSafety</strong><br />

<strong>Support</strong> questionnaire.<br />

153


The relevance of the <strong>eSafety</strong> initiative for OEMs, Ms Paola Carrea, CRF<br />

The research activities of CRF are driven mainly by European policies, the market and<br />

legislation. The key challenges to CRF’s R&D activities are: risk of system complexity,<br />

components’ different life cycles and risk of product liability. A matrix of cooperation<br />

should be envisaged for a sustainable deployment of vehicle systems.<br />

4.3.3.3 National Observers report on the <strong>eSafety</strong> status<br />

<strong>eSafety</strong> status in Austria, Mr Alexander Frötscher, Austria Tech<br />

Austria Tech is a tool of the Ministry of Transport, Innovation and Technology<br />

(BMVIT). Austria Tech is involved in European R&D projects such as COOPERS and<br />

EUDDplus.<br />

Mr Frötscher reported on the public authorities’ involvement in E112 activities, namely<br />

the Ministry of Transport, Innovation and Technology and the Ministry of Interior.<br />

A pilot project for E112 is underway in Austria to test the communication parameters<br />

and the necessary organisational structure for future introduction of an efficient E112.<br />

More information can be found on www.e-call.at/.<br />

<strong>eSafety</strong> status in Italy, Mr Francesco Mazzone, ACI and TTS Italia<br />

The presentation focused on road safety figures and policies, <strong>eSafety</strong> status in Italy and<br />

future steps.<br />

Despite the decrease in the number of fatalities in Italy, the number remains high. Italy’s<br />

road safety policies focus on two aspects: policy related to human behaviour which has<br />

included the revision of the Highway Code and the national plan for road safety issued in<br />

2002.<br />

Concerning the application in Italy of priority systems as per defined by the<br />

Implementation Road Map WG, the following systems are being used: ESC, blind spot<br />

monitoring, adaptive head lights, obstacle and collision warning, late departure warning<br />

(fitted in some cars and trucks). Italy is also promoting the use of eCall, one of the steps<br />

was the signature of the eCall in MoU in 2005. There are however open issues to solve:<br />

the infringement procedures by the EC against Italy and the existence of other<br />

emergency numbers other than 112.<br />

Concerning the application of TMC, it covers 80% of the population. Dynamic traffic<br />

management applications are also being used for example on the Mestre Beltway since<br />

2003. It has been observed that the number of rear-end collision decreased from 68% to<br />

32%. The overall number of accidents also decreased.<br />

The future <strong>eSafety</strong> steps include the involvement of ACI in the <strong>eSafety</strong> Communication<br />

Platform, driving the national strategic plan for ITS development and pushing for the<br />

organisation of field operational tests.<br />

<strong>eSafety</strong> status in Southern Germany, Mr Frank Frischeisen, Autobahndirektion<br />

Südbayern<br />

154


The presentation was given from a road operator‘s view to ongoing projects. ITS<br />

applications have been applied in Southern Germany since the 1970’s, such as: network<br />

control, lane control, speed limits, danger warnings, maintenance work.<br />

Autobahndirektion Südbayern is involved in a number of <strong>eSafety</strong> related projects such as<br />

Coopers, Euroroads, FeedMAP, EURAMP and REACT. Mr Frischeisen then proceeded<br />

to focus on the outcome of the REACT project.<br />

The main conclusion of the presentation was: it is positive that <strong>eSafety</strong> applications are<br />

developed, however the exchange of information between the vehicles, vehicles and<br />

sensors, and road operators and sensors should be improved.<br />

4.3.3.4 Austrian, Italian and Southern German Stakeholders presentations<br />

The COM<strong>eSafety</strong> Specific <strong>Support</strong> Action, Mr Rudolf Mietzner, Softlab GmbH,<br />

Germany<br />

COM<strong>eSafety</strong> is helping coordinate and consolidate the research results, and<br />

implementation, of <strong>eSafety</strong> projects dealing with communications. Other goals include<br />

supporting the <strong>eSafety</strong> Forum in what concerns standardisation and frequency allocation,<br />

worldwide harmonisation (Japan, US and Europe) and dissemination of the results.<br />

Mr Mietzner then proceeded to report on the activities by ETSI and CEPT on spectrum<br />

issues as well as on the status of compatibility studies.<br />

The conclusions of Mr Mietzner’s presentation were:<br />

• CEPT compatibility studies were successful<br />

• Justification of requirements is essential<br />

• If full compatibility/mitigation – allocation will be successful<br />

• EC Mandate leading to an EC Decision<br />

• Time-frame end 2007 – but certainly earlier (mid 2007)<br />

• Licensing regimes to be developed<br />

• Ongoing lobby activity and European promotion needed<br />

More information about the project can be obtained from www.comesafety.org<br />

The SAFESPOT Integrated Project, Mr Roberto Brignolo, CRF, Italy<br />

Mr Brignolo, the IP coordinator of SAFESPOT gave an overview of the project’s<br />

activities. SAFESPOT aims to understand how cooperative systems can cooperate to<br />

produce a breakthrough for road safety. The project is focusing on the key technologies<br />

related to communication, positioning and local dynamic maps.<br />

SAFESPOT cooperates with the Car 2 Car Communication consortium as well as CVIS.<br />

The project will carry out tests in six countries and will end its activities in 2009 with an<br />

evaluation of the tests carried out.<br />

155


The CVIS Integrated Project, Mr Gino Franco, MIZAR, Italy<br />

In brief CVIS’s objective is to promote “Cooperative Systems for Road Transport” and<br />

its vision is to create a wireless network between vehicles and infrastructure and increase<br />

efficiency and safety through vehicle-infrastructure cooperation.<br />

To achieve this vision CVIS will create pre-requisite conditions for widespread<br />

take-up of cooperative vehicle-infrastructure systems and services.<br />

The CVIS’s support to deployment will entail:<br />

• Create standards (EU or global)<br />

• Open, free core technology<br />

• Safety, security, reliability<br />

• Validate in realistic conditions<br />

• Ensure user acceptability (e.g. data privacy)<br />

• Build partnerships for investment<br />

• Create widespread awareness<br />

• Start with few high-return cases, extend<br />

• Drive down unit costs, drive up value<br />

The COOPERS Integrated Project: consequences of eCall service on European<br />

motorways, Mr Alexander Frötscher, Austria Tech, Austria<br />

COOPERS’s vision is to have vehicles connected via continuous wireless<br />

communication with the road infrastructure on motorways, exchange data and<br />

information relevant for the specific road segment to increase overall road safety and<br />

enable co-operative traffic management.<br />

To promote this goal the project is working on:<br />

• Roadside data acquisition<br />

• Traffic control center – TCC applications<br />

• Road side transmitter<br />

• On board unit<br />

• Information services<br />

COOPERS does not work directly with eCall. However Mr Froetscher showed in his<br />

presentation how the activation of eCall during an accident could be used also for<br />

warning and informing drivers thus consequently also helping emergency service<br />

providers carry out efficient service.<br />

Integrated Safety, Mr Andreas Teuner, DELPHI Electronics & Safety, Germany<br />

An overview was given on Delphi’s involvement in <strong>eSafety</strong>, namely its participation in<br />

the PReVENT project, Delphi’s work in <strong>eSafety</strong> at the European level and its point of<br />

view and an outlook to the future.<br />

In the context of the PReVENT project, Delphi participates in three subprojects:<br />

Safelane, INSAFES and ProFusion2. Beyond the involvement in these EC funded subprojects<br />

Delphi is also involved in a program on Automotive Collision Avoidance<br />

Systems, an 8 year German government program culminating in Field Operational Trials.<br />

Delphi is also involved in another American government program (SAVE-IT) and in a<br />

Swedish government program.<br />

156


From Delphi’s point of view <strong>eSafety</strong> (active and integrated safety) is a potential growing<br />

market and as one of the major suppliers in this field Delphi has several active and<br />

passive safety systems in production (warning systems, ACC, backup-aid, side alert and a<br />

fusion system due to be ready in 2007).<br />

VisLab research activities on vehicle perception, Mr Massimo Bertozzi,<br />

University of Parma, Italy<br />

Mr Bertozzi gave an overview of VisLab’s activities. VisLab is a research group with<br />

expertise on artificial vision for ITS and sensor fusion. VisLab has been involved with<br />

European projects and has research contracts with automotive companies and suppliers,<br />

research centres, government and military.<br />

A number of prototypes have been developed for road, off-road and extreme<br />

environments. In terms of latest projects in the automotive field VisLab has been<br />

cooperating with different automotive suppliers such as CRF, Volvo, Volkswagen, Argo<br />

and Rockwell Collins.<br />

Human-Machine Interaction for in-vehicle safety, research achievements and<br />

perspectives, Mr Alessandro De Gloria, University of Genoa, Italy<br />

The presentation focused on how HMI enhances ICT for car safety and the involvement<br />

of the University of Genoa in EU IST projects.<br />

Driver-supporting electronic systems can highly enhance car safety. A lot of progress has<br />

recently been performed, with the development of a new generation of Advanced Driver<br />

Assistance Systems (ADAS).<br />

Accident statistics show that driver’s distraction is the most frequent cause of accidents<br />

and this is becoming even more compelling with the ever growing number of systems<br />

that are appearing in cars (entertainment, information, navigation and safety systems).<br />

Human Machine Interaction (HMI) is a key area for safety since it studies algorithms,<br />

devices and modalities to provide information to the driver reducing as much as possible<br />

her/his sensorial and cognitive load.<br />

The University of Genoa has been involved in the following EU IST projects:<br />

• ACTIVE (configurable dashboards on LCDs)<br />

• COMUNICAR (Smart information scheduler)<br />

• EDEL (Night vision support)<br />

• AIDE (Integrated HMI)<br />

• SAFESPOT (Cooperation, v-v, v-i)<br />

The future directions will involve:<br />

• Enhancing the context-awareness level, by designing smarter detection and<br />

interpretation algorithms and more powerful sensors and networks for<br />

communication and cooperation and<br />

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• Promoting integration and standardisation among suppliers and car<br />

manufacturers in order to make the system components able to dialogue and to<br />

be effectively coordinated in an integrated and modular architecture which has<br />

the driver (and thus, mainly her/his safety and comfort) in the centre of the<br />

system.<br />

<strong>eSafety</strong> deployment from Marketing perspective, Mr Walter Hagleitner, ADAS<br />

Management Consulting, Austria<br />

ADAS Management Consulting is a consultancy specialised in driver assistance. Mr<br />

Hagleitner gave an overview of the European market take-up of <strong>eSafety</strong> technologies.<br />

ESP was given as an example of a system that has seen an increase in sales. According to<br />

him EuroNCAP has created a market of active and passive safety, however the<br />

implementation of <strong>eSafety</strong> in vehicles remains slow. This is due to lack of problem and<br />

solution awareness, and lack of business case.<br />

To change the trend of slow <strong>eSafety</strong> implementation, the key business cases to be<br />

developed should target:<br />

1. Consumer / Car buyer<br />

2. System supplier<br />

3. Vehicle manufacturer<br />

4. Sales person<br />

Mr Hagleitner also recommended taking into account the Japanese approach which adds<br />

features in packages and gets consumers used to the comfort benefit thus leading to<br />

faster dissemination. Another way to get higher implementation would be to have<br />

authorities’ vehicle fleets fitted with <strong>eSafety</strong> features.<br />

RF-based Communication and Localisation for <strong>eSafety</strong>-Applications, Mr Axel<br />

Sikora, Steinbeis Research Institute Wireless Communication, Germany<br />

The Steinbeis Research Institute Wireless Communication performs applied research and<br />

manages advanced customer projects. Its’ work area covers embedded design, embedded<br />

internet, networking and telemetry. Its’ networking expertise also covers medical,<br />

industrial and traffic applications.<br />

Mr Sikora reported that the Steinbeis Research Institute Wireless Communication is part<br />

of the EC-funded project WATCH – OVER which deals with vehicle-to-vulnerable road<br />

user cooperative communication and sensing technologies to improve transport safety.<br />

Aktiv - Cooperative Systems in Germany, Mr Michael Ortgiese, PTV AG<br />

Karlsruhe, Germany<br />

Mr Michael Ortgiese gave a presentation about AKTIV which is a national project<br />

dealing with innovations in the fields of active safety, traffic management and C2C and<br />

C2I Communication. AKTIV follows the 2005 results of the INVENT project, its’<br />

acronym stands for Adaptive and Cooperative Technologies for the Intelligent Traffic.<br />

The project is divided in three areas: driver assistance systems, active safety; traffic<br />

management and cooperative cars.<br />

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AKTIV is based on the technologies developed in European Projects (GST, Prevent,<br />

SafeSpot, and CVIS) and will build a substantial basis for further EU activities. It is<br />

expected to extend the existing technology to go forward in the ITS research. It will also<br />

link the new developments with the existing ITS infrastructure in Germany.<br />

4.3.3.5 Conclusions, Mr Juhani Jääskeläinen, European Commission<br />

Mr Juhani Jääskeläinen was impressed by the number of activities being conducted at a<br />

regional level. There is however a need to coordinate all the activities and avoid<br />

duplicating work.<br />

In what concerns eCall, it remains high in the political agenda. It is a test case for <strong>eSafety</strong>.<br />

There are stumbling blocks in the deployment and to solve this, the EC is willing to help<br />

organise explicatory meetings. There is also the need to speed up the standardisation<br />

works in order for the PSAP’s to handle only one standard for eCall.<br />

Regarding user awareness, Mr Jääskeläinen, remarked that the ESC campaign by the<br />

Communication Platform will be the test case, if it succeeds more campaigns will follow.<br />

As for increasing the sale of <strong>eSafety</strong>, the only contribution the EC can give is with the<br />

Eurobarometer study which provides answers on much people know about <strong>eSafety</strong>. It<br />

shows for example that 70% of the people questioned said they would like to have eCall<br />

in their cars.<br />

Mr Jääskeläinen was of the opinion that the work on the public side should not focus<br />

necessarily on incentives since it is difficult to reach harmonisation. Other solutions<br />

should be looked into.<br />

159


160


4.4 4 th <strong>eSafety</strong> Observers Regional Meeting (Athens, Greece)<br />

Date: 21 September 2006<br />

Venue: Institute of Communications and Computer Systems, Athens, Greece<br />

Link:www.esafetysupport.org/en/esafety_activities/esafety_observers/fourth_esafety_observers<br />

_regional_meeting_athens_greece_21_september_2006.htm<br />

Objective: The objective was to bring together <strong>eSafety</strong> stakeholders from Greece, where<br />

ITS Hellas has just been created, and Malta, where ITS Malta constitution was<br />

undergoing, to get the region aware of <strong>eSafety</strong> activities, to involve them in the initiative<br />

and to receive reports on regional activities, state-of-work and best practices.<br />

4.4.1 Agenda<br />

09.30 – 10.00 Registration and Coffee<br />

10.00 – 10.30 Welcoming Address<br />

Welcome – Nissim Benmayor, Ministry of Transport and<br />

Communications, Greece<br />

Welcome – Angelos Amditis, ICCS<br />

Foreword to the Regional Meetings – Jacob Bangsgaard, <strong>eSafety</strong><br />

<strong>Support</strong><br />

10.30 – 11.30 <strong>eSafety</strong> Initiative<br />

Strategic overview of the <strong>eSafety</strong> Initiative<br />

Francisco Ferreira, European Commission, Directorate<br />

General for Information Society and Media<br />

Status of implementation of <strong>eSafety</strong> in the EU and priorities<br />

Alessandro Carrotta, <strong>eSafety</strong> <strong>Support</strong><br />

11.30 – 11.45 Coffee Break<br />

11.45 – 12.30 National Observers report on the <strong>eSafety</strong> status<br />

Aris Stathakis – National Committee of Road Safety, Greece<br />

Audrey Testaferrata – Malta Transport Authority, Malta<br />

12.30 – 13.30 Press Conference and Lunch<br />

13.30 – 15.30 Greek Stakeholders presentations<br />

<strong>eSafety</strong> applications in Greece<br />

Angelos Amditis, I-SENSE Group ICCS<br />

ITS HELLAS status and next steps<br />

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15.30 – 15.45 Coffee Break<br />

Yiannis Moissidis, Navteq – ITS Hellas<br />

The government point of view on <strong>eSafety</strong><br />

Nissim Benmayor, Greek Ministry of Transport<br />

The Ministry's Contribution to ITS & Road Safety<br />

Dimitris Sermpis, Greek Ministry of Public Works<br />

Emergency Call (eCall) Services based on approved E-112<br />

regulations and infrastructures: A solution to improve<br />

security and release of road help<br />

Ioannis P.Chochliouros, Hellenic Telecommunications<br />

Organizations S.A<br />

15.45 – 16.15 Discussion: next steps for <strong>eSafety</strong> in the EU and in Greece and<br />

Malta<br />

Moderators: Jacob Bangsgaard<br />

Francisco Ferreira<br />

16.15 Closing of the Regional Meeting and adjourn<br />

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4.4.2 List of Participants<br />

Last Name First Name Organisation<br />

Agoritsa Katerina Net Technologies<br />

Alexandrou Dimitrios National Technical University of Athens<br />

Amditis Angelos ICCS- NTUA<br />

Anargiros Kouzis<br />

Hellenic Ministry of Transport &<br />

Telecommunications<br />

Andreas Iliopoulos TRAM SA<br />

Andreas Mesimeris DEI CORPORATION<br />

Andreas Ninios ORATION S.A<br />

BANGSGAARD Jacob <strong>eSafety</strong> <strong>Support</strong><br />

Bekiaris Evangelos CERTH-HIT<br />

Benmayor Nissim Greek Ministry of Transport<br />

CARROTTA Alessandro <strong>eSafety</strong> <strong>Support</strong><br />

CHADZOPOULOS Manio Ministry of Public Works<br />

CHOCHLIOUROS Ioannis P.<br />

Hellenic Telecommunications Organization S.A.<br />

(OTE)<br />

Christini Katapodi ORATION S.A<br />

COBOPOULOS YANNIS OMNIS/ITSS S.A.<br />

DAKOS STAMATIS cosmoONE<br />

David Nikos OLYMPIC AIRWAYS<br />

Dimitrios Alexandrou UBITECH LTD<br />

Dionisis Grigoropoulos WACKENHUT TELEMATIX<br />

FERREIRA Francisco European Commission<br />

FRANTZESKAKIS Ioannis<br />

DENCO DEVELOPMENT AND<br />

ENGINEERING CONSULTANTS S.A.<br />

G. PERROS KONSTANTINOS PLIVIOS (UK) LIMITED<br />

Grigoropoulos Dionisis Wackenhut Telematix<br />

HANIOTIS Konstantinos TELENAVIS<br />

KAPOGIANNIS GEORGIOS<br />

Management and Economics of Telecommunication<br />

Network<br />

Karagkiouloglou Ioanna eLab, The business! Lab - Athens<br />

Kiores George ICCS<br />

Konstantinopoulou Lina ICCS<br />

Konstantinos Perros N/A<br />

Maragoudaki Antonia ICCS<br />

MESSIMERIS Andreas POWER DYNAMIC CORPORATION<br />

MIZARAS VASSILIS TREDIT SA<br />

Moissidis Yiannis Navteq<br />

Mpimpa Hara GRNET S.A./Greek Research Network<br />

Nikolaou Stella CERTH/HIT<br />

Ouzounoglou Nikos ICCS<br />

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PAGLÉ Katia ICCS<br />

SERMPIS Dimitris Greek Ministry of Public Works<br />

SILVA Irina <strong>eSafety</strong> <strong>Support</strong><br />

STATHAKIS Aris National Committee of Road Safety, Greece<br />

Testaferrata de Noto Audrey Malta Transport Authority<br />

Theodoropoulos Vassilis TELEMATIX<br />

THEOFILIS Ioanis Ministry of Public Works<br />

TOUZOS MICHAEL KAPODISTRIAN UNIVERSITY<br />

Tsianos Athanasios DENCO<br />

VORVOLAKOS Theodoros Ministry of Public Works<br />

PHILOTHEIDIS, ROGAS & PARTNERS LAW<br />

Zoulovits Mina<br />

FIRM<br />

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4.4.3 Minutes<br />

4.4.3.1 Welcoming Address<br />

Mr Jacob Bangsgaard (<strong>eSafety</strong> <strong>Support</strong>) opened the meeting by thanking the participants<br />

and ICCS for co-hosting the event. He then proceeded to give a short overview of past<br />

<strong>eSafety</strong> Regional Meetings and presented the planned meetings for 2007.<br />

Mr Nissim Benmayor (Ministry of Transport and Communications, Greece) hoped that<br />

the meeting would give an overview of activities in Greece and that it would contribute<br />

to the development of road safety in Europe in order to reduce the death toll on the<br />

roads.<br />

Mr Angelos Amditis (ICCS) welcomed everyone on behalf of ICCS and National<br />

Technical University of Athens. For Mr Amditis the meeting would give the opportunity<br />

for interesting discussions in the use of ITS applications for road safety.<br />

4.4.3.2 <strong>eSafety</strong> Initiative<br />

Strategic overview of the <strong>eSafety</strong> Initiative, Mr Francisco Ferreira, European<br />

Commission, Directorate General for Information Society and Media<br />

Mr Ferreira’s presentation focused on the Intelligent Car Initiative, FP7 and FP6 major<br />

activities.<br />

Mr Ferreira presented figures on road accidents worldwide. The road fatalities in Europe<br />

are still high but it’s improving. The <strong>eSafety</strong> Initiative launched in 2002 aims at halving<br />

the number of accidents by 2010.<br />

The Intelligent Car Initiative was presented and it’s three pillars (<strong>eSafety</strong> Forum, research<br />

programme and awareness activities).<br />

The presentation then focused on eCall. The infrastructure of eCall, meaning the PSAP’s<br />

should be ready by the end of 2007.<br />

The <strong>eSafety</strong> Forum’s next steps will focus on: the follow-up of the 2nd <strong>eSafety</strong><br />

Communication on eCall at the Parliament and the Council in December 2006, release of<br />

status report on eCall (November 2006), release of the HMI Recommendation (early<br />

2007) and investigate the use of incentives and address the spectrum needs.<br />

The second part of the presentation focused on FP7 preparation and ICT<br />

Workprogramme 2007-2008. The workprogramme will focus on collaborative research<br />

themes. Theme 3, ICT “Mobility” will look into application research such as ICT<br />

meeting societal challenges. Mr Ferreira informed that the participation rules for FP7<br />

would be published on the CORDIS website.<br />

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Mr Ferreira was queried by the participants about making eCall operational in all EU<br />

countries, he informed that eCall should be operational by 2010. All new cars should be<br />

equipped with eCall by 2010. The EC is also looking into applying eCall to motorbikes.<br />

But telecom operators have to work on implementation. The telecom operators have to<br />

deal with the minimum set of data (MSD) that will transfer the location given by the<br />

navigation system in the car. The initial plan was to have all cars equipped by 2009 and<br />

this was extended to 2010. However before eCall is implemented, E112 has to be<br />

implemented in all EU countries. E112 implementation is mandatory and there are<br />

infringement procedures against a number of member states which have not complied<br />

with this rule.<br />

The next question was about the eCall business case and the role of the public<br />

authorities. Mr Ferreira answered that there are studies that show a big return on<br />

investment. There are difficulties of course. Globally, there is a great potential to save<br />

money. The EC has met the insurance companies who seem to not be very interested in<br />

eCall. A fatality costs less than an injury. The EC is still looking at incentives.<br />

Status of implementation of <strong>eSafety</strong> in the EU and priorities, Dr Alessandro<br />

Carrotta, <strong>eSafety</strong> <strong>Support</strong><br />

Dr Carrotta gave an overview of the <strong>eSafety</strong> <strong>Support</strong> activities which includes the<br />

stimulation and monitoring of the activities, progress and results generated by the <strong>eSafety</strong><br />

initiative through support to the <strong>eSafety</strong> Forum and its Working Groups.<br />

The presentation then focused on <strong>eSafety</strong> implementation in the EU. An overview of<br />

activities in different member states was given such as Spain, Sweden and the<br />

Netherlands.<br />

The participants were requested to contribute to the Regional Survey on <strong>eSafety</strong> which<br />

aims to find out the current status of the deployment of the priority systems in European<br />

countries.<br />

User Awareness, Mr Jacob Bangsgaard, <strong>eSafety</strong> <strong>Support</strong><br />

Mr Jacob Bangsgaard gave a presentation on the current activities for <strong>eSafety</strong> user<br />

awareness. He explained that a campaign on <strong>eSafety</strong> is needed because it is hard to<br />

explain what <strong>eSafety</strong> is to the consumers. There is low awareness about <strong>eSafety</strong> and for<br />

this reason the EuroNCAP campaign has been successful.<br />

The challenges <strong>eSafety</strong> faces are related to the products’ high maintenance cost. The<br />

privacy issues, the possibility that people may be confused with the presence of <strong>eSafety</strong><br />

technologies in the car. In addition, <strong>eSafety</strong> is defined in many different ways, there are<br />

numerous names to define the same <strong>eSafety</strong> technology.<br />

Mr Bangsgaard reported that <strong>eSafety</strong> Aware had had its first Steering Group. The chair is<br />

FIA Foundation. In order to join this platform, organisations can contact <strong>eSafety</strong><br />

<strong>Support</strong> or FIA Foundation. <strong>eSafety</strong> Aware’s first action will be a campaign on ESC. The<br />

objective is to explain to authorities, politicians and press, what it means to have ESC in<br />

the car. A demonstration will take place in 2007 in a test track in Rome.<br />

166


Mr Bangsgaard was of the opinion that there is a need to take immediate action to<br />

promote all the work done on the research side. If we can’t explain <strong>eSafety</strong>, it cannot be<br />

sold.<br />

4.4.3.3 National Observers report on the <strong>eSafety</strong> status<br />

Report on Road Safety status in Greece, Mr Aris Stathakis, National Committee<br />

of Road Safety (presentation was given in Greek)<br />

Mr Aris Stathakis gave an overview of the road safety activities in Greece. The national<br />

parliament has put forward new legislation which increases fines for not wearing a<br />

seatbelt. In Greece there are more road accidents in village roads than in highways, the<br />

reason for the severity of these accidents is not only speed, not wearing a seatbelt or<br />

helmet and alcohol consumption are major factors.<br />

In terms of action taken in Greece to improve the situation, Mr Stathakis reported that<br />

driving schools teachers are being targeted to provide more information on road safety.<br />

Another actions has been the offering of free helmets to motorbike drivers. The Greek<br />

parliament has also agreed to advance with policy for better road safety.<br />

<strong>eSafety</strong> Applications in Malta, Mrs Audrey Testaferrata, Malta Transport<br />

Authority<br />

Mrs Testaferrata reported on <strong>eSafety</strong> status in Malta. The size of Malta (400 000<br />

inhabitants) cannot be compared to other EU member states, this has an impact in the<br />

total number of fatalities.<br />

One of the actions taken by Malta Transport Authority has been to visit the accident<br />

sites to analyse the accidents’ causes and establish accident clusters. This helps arrange<br />

necessary upgrading measures.<br />

Concerning intelligent traffic systems, these are still very new to Malta. Mrs Testaferrata<br />

reported that some actions are already being applied:<br />

◊ Linked Traffic Light Junctions (to decrease pollution and maximise the capacity<br />

of the traffic lights)<br />

◊ Loop activation of traffic lights<br />

◊ Pilot Project to introduce intelligent systems to address congestion and safety<br />

problems in traffic sensitive locations<br />

The next objectives are to introduce speed limits and real time data collection.<br />

One system Malta is developing is to provide real time parking information to providers.<br />

The capital is located in a peninsula and its access is limited, this technology will bring<br />

advantages for traffic management.<br />

In terms of legislation Malta has introduced EU Type-Approval Regulations in relation<br />

to new M1 passenger cars as well as well as other motor-vehicle regulations.<br />

167


Mrs Testaferrata concluded by reporting that the Malta Transport Authority, in terms of<br />

user outreach, has links with the public via radio, website, customer care services,<br />

television and requested datasheet system (the public can comment on road safety<br />

through a mail system. Malta Transport Authority deals with these comments directly).<br />

4.4.3.4 Greek Stakeholders presentations<br />

<strong>eSafety</strong> applications in Greece, Dr Angelos Amditis, i-SENSE Group ICCS<br />

Dr Amditis presented the activities of the ICCS and i-SENSE Group. The Institute has<br />

been strongly involved in ICT and European Commission projects.<br />

Dr Amditis then proceeded to give a picture of the road safety situation in Greece. The<br />

country is in a bad position concerning road fatalities. More than 16.000 fatal car<br />

accidents occur per year. Greece is diverse in its use of different modes of transportation:<br />

road transport, sea transport, air transport, rail transport and private passenger cars.<br />

There is a big interest in ITS in Greece. Different organisations in Greece have expressed<br />

ITS demand. They would like to see the transfer of knowledge from other countries to<br />

Greece in order to improve its ITS applications. Car manufacturers are driving ITS<br />

supply and in Dr Amditis’ opinion Greece loses from this since it does not have car<br />

industry.<br />

Dr Amditis then presented the applications of ITS to infrastructure in Greece as well as<br />

the ITS research activities being conducted by ICCS.<br />

ITS HELLAS status and next steps, Mr Yiannis Moissidis, Navteq & ITS Hellas<br />

Mr Moissidis began by introducing himself: he works for Navteq, has co-chaired the<br />

<strong>eSafety</strong> Digital Maps WG and is now working on ITS Hellas.<br />

There have been a lot of initiatives on ITS. The importance level has moved from pan-<br />

European to the national level aiming at implementing ITS understanding to the national<br />

characteristics.<br />

ITS Greece a founding member of Network of National ITS Associations founded in<br />

2004.<br />

In early 2006 a Working group was established in order to create the statutes of the new<br />

organisation and to prepare all needed actions towards the establishment of ITS<br />

HELLAS (more preferred than the name ITS Greece). Members include Navteq, ICCS,<br />

CERTH, DENCO, EMFASIS, INTRACOM, ITSS SA, TREDIT, WAKENHUT,<br />

Ministry of Transport and Communication, Ministry of Public Works and Environment.<br />

The aim of ITS Hellas organisation is to promote the development and use of ITS in<br />

Greece and the export and experience of Greek technology abroad, while also increasing<br />

transport safety, environmental protection, mobility and comfort of the public.<br />

168


The government point of view on <strong>eSafety</strong>, Mr Nissim Benmayor, Greek Ministry<br />

of Transport and Communications<br />

Mr Benmayor reported on the activities of the International Telecommunication Union<br />

(ITU). The Ministry of Transport and Communications is at the moment carrying the<br />

obligations of the administration of the ITU.<br />

A focus group has been established to develop a new set of requirements and<br />

specifications to help advance the work of the ITU-T SG12, mainly Questions 4/12<br />

(Hands-free communication in vehicles) and 12/12 (Performance evaluation of services<br />

based on speech technology), and to encourage participation in this activity of members<br />

of other standards organisations involved in car and Telecommunications/ICT<br />

industries, including experts and individuals who may not be members of ITU.<br />

The Ministry's Contribution to ITS & Road Safety, Dr Dimitris Sermpis, Ministry<br />

of Public Works<br />

The Ministry’s policy is based on a definition of a National Strategy for the development<br />

of Intelligent Transport Systems in Greece, operation of specific schemes within the<br />

defined framework to improve road safety, traffic and environmental conditions and<br />

encouragement of the development of innovative applications in the field of Transport.<br />

Dr Sermpis proceeded to present a number of activities by the Ministry of Public Works<br />

namely:<br />

• Athens Traffic Management Center<br />

• Development of innovative telematic applications<br />

• Interoperability for Electronic Fee Collection (EFC)<br />

• Speed Enforcement Cameras<br />

Emergency Call (eCall Services based on approved E-112 regulations and<br />

infrastructures: A solution to improve sercurity and release of road help, Dr<br />

Ioannis Chochliouros, Hellenic Telecommunications Organisations S.A.<br />

Dr Chochliouros focused on a number of eCall related topics:<br />

1. the challenges for the development of Emergency Call (eCall) solutions<br />

2. eCall Services – Target & Main Operation<br />

3. eCall Implementation in Vehicles<br />

4. Enhanced security through the location-enhanced single European emergency<br />

number (112)<br />

5. Proposed technological solutions – General Approach<br />

6. Current European Standardisation Initiatives<br />

7. eCall – Creating Potential in the Market Sector<br />

8. Legal Challenges for realising the eCall<br />

9. Overview and Conclusions<br />

169


Dr Chochliouros main conclusions were that eCall benefits are expected to reduce<br />

fatality and injury level, with strong impact in health, insurance and emergency services’<br />

costs. There are various requirements that have to be taken into account during<br />

implementation efforts:<br />

• “Shared” resources to reduce network congestion<br />

• Subscriber authentication/identification issues<br />

• Network interworking & interoperability<br />

• Priority “treatment” over normal traffic<br />

• Security and Recovery issues<br />

• User friendliness for equipment functionality<br />

• Availability of equipment / low prices<br />

The eCall effort constitutes a good example of what the public and private industry can<br />

achieve by working together, in a fully “synchronised” way, to promote their strategy,<br />

tactical and operational goals. It is also a remarkable case of what can be achieved by<br />

combining regulation and voluntary measures within an “open”, fully liberalised and<br />

competitive market.<br />

During the questions and answers period, Dr Chochliouros explained that Greece is<br />

ready to implement eCall, but doesn’t know if this solution will be a permanent one given<br />

the way the information has to be transmitted from the vehicle to the PSAP’s.<br />

4.4.3.5 Discussion: next steps for <strong>eSafety</strong> in the EU and in Greece and Malta<br />

Mr Bangsgaard presented the conclusions and next steps. The main challenge will be to<br />

reduce the number of fatalities by 50% by 2010. For this the national support to ITS and<br />

<strong>eSafety</strong> will have to increase as well as support the deployment. There is need to raise<br />

user awareness, and to introduce new technologies. A business case is also needed as well<br />

as to explore the possibility of providing incentives.<br />

Other challenges include:<br />

To follow the eCall road Map;<br />

Use an integrated approach involving a large number of stakeholders;<br />

Acknowledge the difference in product lifecycles – road, vehicle, technology;<br />

Distribute information and networking between the large number of national and<br />

European <strong>eSafety</strong> activities.<br />

Mr Bangsgaard also pointed out future actions that the Greek and Maltese stakeholders<br />

should consider:<br />

◊ Involvement in FP6 activities and FP7<br />

◊ Involvement in i2010 – High Level Demonstrations<br />

◊ Impact assessment incl. FOT<br />

◊ Participation in the Communication Platform – <strong>eSafety</strong> campaigning<br />

◊ Integration and standardisation work<br />

◊ Cooperative systems<br />

◊ ITS Congresses and events<br />

◊ International cooperation – US, Japan, Australia, Korea, China, India.<br />

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4.5 4 th <strong>eSafety</strong> Observers European meeting (Stockholm, Sweden<br />

and Helsinki, Finland)<br />

Date: 2-3 November 2006<br />

Venue: Trafik Stockholm, Stockholm, Sweden – Silja Lines Cruise Boat - Ministry<br />

of Transport and Communications, VTT, FMI, Helsinki, Finland<br />

Link:http://www.esafetysupport.org/en/esafety_activities/esafety_observers/esafety_ob<br />

servers_european_meeting_stockholm_and_helsinki_2-3_november_2006.htm<br />

Objective: The objective was to bring together <strong>eSafety</strong> Observers from all Europe to<br />

report and discuss on two main topics: eCall and ICT for Clean Mobility.<br />

4.5.1 Agenda<br />

Day 1 – Stockholm, Sweden, 2 November<br />

9.00 – 9.30 Coffee and registration<br />

9.30 – 10.30 Visit to the Traffic Management Centre, Trafik Stockholm<br />

10.30 – 10.50 Presentation on <strong>eSafety</strong> priorities in Sweden<br />

Alf Peterson, SRA – Swedish Road Administration<br />

10.50 – 11.00 Welcoming Address to the Observers Meeting<br />

Foreword to the European Observers Meeting<br />

Alessandro Carrotta, <strong>eSafety</strong> <strong>Support</strong><br />

11.00 – 11.20 The <strong>eSafety</strong> Initiative and its priorities<br />

Juhani Jääskelainen, European Commission for Information<br />

Society and Media<br />

11.20 – 11.45 Transfer to the Silja Line Cruise boat<br />

12.00 – 12.45 Lunch on the Cruise Boat<br />

13.00 – 14.15 <strong>eSafety</strong> National Observers Session I:<br />

Topic: eCall<br />

Moderators: Juhani Jääskelainen<br />

Jacob Bangsgaard<br />

14.30 – 15.15 Visit of the cruise boat bridge<br />

15.30 – 16.30 <strong>eSafety</strong> National Observers Session II:<br />

Topic: Clean and Efficient Mobility<br />

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16.30 – 17.00 Check-in to the cabins<br />

Moderators: Juhani Jääskelainen<br />

Jacob Bangsgaard<br />

17.00 Departure from Stockholm of the Cruise boat<br />

19.0 Dinner on the boat<br />

Day 2 – Helsinki, Finland, 3 November<br />

08.30 – 09.30 Breakfast on the Cruise Boat<br />

09.55 Arrival in Helsinki<br />

10.15 Bus transfer to the Ministry of Transport and<br />

Communications<br />

11.00 – 11.30 Update of Finnish <strong>eSafety</strong> activities<br />

Sappo Oorni, Ministry of Transport and Communications<br />

11.30 – 12.00 eCall in Finland<br />

Antti Rainio, Ministry of Transport and Communications<br />

12.15 – 13.15 Lunch<br />

13.15 – 14.00 Bus transfer to VTT – Technical Research Centre<br />

14.00 – 14.50 Visit to VTT – Technical Research Centre<br />

Presentations about eCall communications test bench and incar<br />

warning device for railway level crossings<br />

15.00 – 15.45 Bus transfer from VTT to FMI – Finnish Meteorological Centre<br />

15.45 – 16.15 Visit to FMI – Finnish Meteorological Centre<br />

Presentation about Driver Alert Service<br />

16.15 – 16.30 Wrap-up session<br />

Jacob Bangsgaard, <strong>eSafety</strong> <strong>Support</strong><br />

16.45 Bus transfer from FMI to Helsinki-Vantaa airport<br />

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4.5.2 List of Participants<br />

LAST NAME First name Organisation Country<br />

Bangsgaard Jacob <strong>eSafety</strong> <strong>Support</strong><br />

Bolte Fritz BAST Germany<br />

Carrotta Alessandro <strong>eSafety</strong> <strong>Support</strong><br />

Cirilo Rámon LISITT - UV Spain<br />

Dumitrescu Dorin ITS Romania Romania<br />

H. Machado Jorge CRP-Portuguese Road Centre Portugal<br />

Heffernan Martin Road Safety Authority Ireland<br />

JAASKELAINEN Juhani European Commission - DG INFSO EC<br />

LEREBOULLET Pierre LOGMA SA France<br />

Mazzone Franceso ACI Italy<br />

Nemtanu Florin<br />

Politehnica University of Romania of Bucharest<br />

Romanian <strong>eSafety</strong> Forum Romania<br />

Öörni Risto VTT Finland<br />

Öörni Seppo MINTC Finland<br />

Oxley Kristin <strong>eSafety</strong> <strong>Support</strong><br />

Petersen Alf SRA - Swedish Road Administration Sweden<br />

Potters Paul ITS Nederland Netherlands<br />

Lusk Frantisek ELTODO EG, a.s. Czech Republic<br />

Rainio Antti ITS Finland Finland<br />

Raviglione Cesare ISMB Italy<br />

Roberg Clas SRA - Swedish Road Administration Sweden<br />

Roine Matti Ministry of Transport and Communications, Finland Finland<br />

Sanchez Francisco CTAG Spain<br />

Testaferrata de Noto Audrey Malta Transport Authority Malta<br />

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4.5.3 Minutes<br />

European <strong>eSafety</strong> Observers came together on 2 and 3 November 2006 to review how<br />

<strong>eSafety</strong> systems can help reduce the number of fatalities and injuries on Europe’s roads.<br />

Organised by <strong>eSafety</strong> <strong>Support</strong> and co-hosted by the Swedish Road Administration and<br />

VTT Technical Research Centre of Finland, day one of the European <strong>eSafety</strong> Observers<br />

meeting took place in Stockholm, while day 2 was organised in Helsinki. The aim was to<br />

review how stakeholders can work together in order to boost the deployment of <strong>eSafety</strong><br />

systems.<br />

The meeting featured presentations by European Commission and <strong>eSafety</strong> <strong>Support</strong><br />

experts, giving an overview of the <strong>eSafety</strong> initiative and its current priorities. Discussions<br />

focused on progress in the Member States towards the full scale roll-out of eCall.<br />

4.5.3.1 2 November 2006<br />

4.5.3.1.1 SESSION 1<br />

Welcome and introduction by Alf Peterson, Swedish Road Administration<br />

Presentation “The Stockholm Joint Traffic Management Center” by Alf Petersen<br />

Basic information about Trafik Centre Stockholm, a joint-venture between City of<br />

Stockholm and The Swedish Road Administration. The centre operates 24 hour a day,<br />

every day of the year, with 25 people, localised in Stockholm, near the E4 highway.<br />

175


Presentation Swedish ITS Strategy 2006- 2009 by Alf Peterson<br />

The overall ITS activities until 2009 focus on the following 5 main areas:<br />

1. Improve road safety<br />

2. Facilitate efficient commuting<br />

3. <strong>Support</strong> more efficient commercial transports<br />

4. Provide quality-assured road and traffic data<br />

5. Develop efficiency and reliability in the work on ITS<br />

As for the safety activities, the main areas are the following:<br />

1. Better compliance with the speed limit<br />

◊ Speed Alert: SRA has continued its work to install voluntary Speed Alert<br />

systems in its vehicles. Other organisations are following this example<br />

and around 30 organisations and companies are now equipping their<br />

commercial vehicles with Speed Alert systems. SRA estimate that about<br />

1000 systems have been installed to date. The quality of speed related<br />

data has been improved due to the increased use of Speed Alert.<br />

Stockholm transport has equipped 200 buses with Speed Alert.<br />

◊ Life Saver (speed enforcement)<br />

◊ Variable speed limits<br />

2. Fewer people driving under the influence of alcohol<br />

◊ Alcohol detection systems: the breath analyzer represents a quality assurance<br />

tool for companies, and an alternative to withdrawal of driving license. 10.000<br />

of them are in use and increasing, supported by strong political support.<br />

Sweden is the pilot country in Europe.<br />

3. Fewer people driving with impaired ability<br />

◊ drugs, drowsiness, distraction<br />

◊ Intelligent Vehicle Safety Systems – IVSS RD&D program<br />

4. Faster emergency/rescue services at accidents<br />

◊ eCall: the MoU is signed. A cost -benefit calculation is performed. SRA will<br />

develop plan and national platform for the introduction of eCall in 2009.<br />

Stockholm will host the ITS World Congress in 2008.<br />

4.5.3.1.2 SESSION 2<br />

Session introduction by Jacob Bangsgaard, Director <strong>eSafety</strong> <strong>Support</strong><br />

Presentation of eCall questionnaire by Alessandro Carrotta, <strong>eSafety</strong> Suppport<br />

Project and Development manager<br />

Tour de table on eCall challenges nationally:<br />

Finland – Antti Rainio:<br />

112 is very well known as it has been in use for 10 years. The PSAP system has been in<br />

use for the same period of time. It is easy to implement eCall because Finland has a<br />

centralised system. eCall will be implemented in the Finnish PSAP system by 2008. e112<br />

was implemented two years ago.<br />

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Germany – Fritz Bolte:<br />

There is no central e112 system in Germany, and there are as many as 960 different<br />

PSAPs. This causes problems when discussing eCall. The fact that eCall is a matter for<br />

the Ministry of Interior and not the Ministry of Transport, and that it is not a federal<br />

question, but a question for the länder, further complicates matters.<br />

Germany has asked that the subsidiarity principle be observed for the implementation of<br />

the eCall standard. There are still privacy issues that need to be addressed by the<br />

European Commission and ACEA, and these questions have to be solved before a MOU<br />

can be signed.<br />

Italy – Francesco Mazzone & Cesare Raviglione:<br />

There are at least four emergency numbers in Italy. An upgrade of the PSAPs for e112<br />

will be launched. The Ministry of Innovation and Technology is in charge of this process.<br />

118 is the number most frequently used for medical emergencies, so it is necessary to<br />

work side by side with the organisation operating this number.<br />

The Ministry of Infrastructure and Transport is in charge of telematics and<br />

interoperability. In 2001, they launched eCall as a pilot project. A feasibility evaluation<br />

was initiated, but has been halted due to lack of funding. The organisation of an eCall<br />

trial could be very useful, but European Commission funding would be necessary to<br />

finance such a trial. FP7 and the Competitiveness and Innovation Program (CIP) are<br />

possible sources of funding in this respect. CIP could fund an activity in 2008.<br />

Romania – Florin Nemtanu & Dorin Dumitrescu:<br />

In Romania, there are 41 emergency centres and one central one. An incoming message<br />

is first processed at a management centre and then passed on to the relevant emergency<br />

authority – police, fire brigade, etc. Most emergency centres have location capability and<br />

the e112 technology exists.<br />

A Memorandum has been signed with the main parties – the Ministry of IT and the<br />

Ministry of Transport. However, the organisation representing private car owners are not<br />

yet convinced of the benefits of eCall, and they await European clarification regarding<br />

the standardisation issues. A two step process will lead to the signing of the eCall<br />

Memorandum of Understanding:<br />

1. Promote the issue of eCall in Romania. ITS Romania is currently involved in<br />

such work.<br />

2. When awareness has been raised, the MoU will be signed.<br />

Romania is currently in the process of creating a national ITS architecture and eCall will<br />

be introduced as an element in this structure.<br />

177


Spain – Francisco Sanchez:<br />

The main barrier to the introduction of eCall is the centralised PSAP organisation. A<br />

Spanish <strong>eSafety</strong> forum has been created to move <strong>eSafety</strong> issues forward. Its main priority<br />

will be eCall. Financing the PSAP upgrades that eCall necessitates is a challenge.<br />

Additionally, the PSAPs want to ensure that a filtering of calls takes place in order to<br />

make sure that the information that arrives at the PSAP is information of quality.<br />

Malta – Audrey Testaferrata:<br />

Malta is currently exploring the possibility of receiving European funding for eCall<br />

implementation. They want to do more awareness and education work.<br />

Sweden – Clas Roberg:<br />

There is only one PSAP in Sweden, and the 112 number is well known. In the course of<br />

2007, e112 will be implemented. Volvo on call – a system similar to eCall - is currently<br />

running. The questions related to the practical operation of eCall will hopefully be solved<br />

in the course of 2006. The outlook for eCall implementation in Sweden is in general very<br />

good. However, the business case is a bottle neck.<br />

Portugal – H. Jorge Machado:<br />

112 is universally known in Portugal. With respect to structure, PSAPs are public entities.<br />

They are regionalized with a central filtering system. At least 25% of the calls received by<br />

PSAPs are false calls, so there is a great need for filtering. In relation to eCall, the initial<br />

assessment of whether or not to sign up to eCall was made by the previous government,<br />

so with the new government in place the process was started again from scratch. By the<br />

end of 2007, Portugal will probably be in a position to give its view on whether or not to<br />

sign up to the eCall MoU.<br />

Netherlands – Paul Potters:<br />

The in-car technology that the implementation of eCall necessitates is a problem.<br />

Additionally, the lack of a clear business case creates difficulties. The misuse of the<br />

information generated by the eCall systems is also a potential problem. Sixteen<br />

recommendations are currently being investigated by the Netherlands, and next year an<br />

eCall pilot will be organised.<br />

Ireland- Martin Hefferman:<br />

999 is currently used for all emergency calls. 112 is only used for mobile phones. Ireland<br />

will set up a national forum to gather all the stakeholders involved in the implementation<br />

of eCall.<br />

178


France – Pierre Lereboullet:<br />

In the past, the 112 number has not been backed by the French authorities, and PSAPs<br />

have been reluctant to treat 112 calls. This has now changed. However, regarding eCall,<br />

the decision is in the hands of the car manufacturers. They are active in the <strong>eSafety</strong><br />

Forum and positive to eCall. Financing for eCall will come from the ministry of<br />

Transport. eCall will be implemented when a standard has been set up. Privacy<br />

protection is not a real problem in France.<br />

Comments to the tour de table by Juhani Jääskeläinen, European Commission,<br />

DG Information Society and Media:<br />

The European Commission supports the standardisation process currently taking place<br />

in ETSI. Standardisation of the minimum set of data is ongoing in ISO, and the<br />

Commission is doing their best to push this forward.<br />

Must be very careful about the prospects for using eCall data for other purposes than<br />

originally intended, as the Data Protection Agency states that eCall data can not be used<br />

for any other services at all.<br />

Technically, the eCall platform can be used for other services. The Commission has no<br />

technical requirements for the in-vehicle platform.<br />

False calls and filtering is not an issue, because there will not be more emergency calls<br />

due to the roll-out of eCall.<br />

eCall is a public service issue and it should not be left up to the car manufacturers, etc.<br />

Comments to the tour de table by Jacob Bangsgaard, Director <strong>eSafety</strong> <strong>Support</strong><br />

Demonstration and awareness are linked. The ITS Nationals could be active in<br />

developing demonstration activities, for example setting up a proposal for demonstration<br />

of the cross-border functioning of eCall, etc. The ITS Nationals can also help in raising<br />

awareness. <strong>eSafety</strong>Aware is another platform that can be used for raising awareness in the<br />

future.<br />

Presentation of the European Commission’s Intelligent Car Initiative and progress on<br />

eCall by Juhani Jääskeläinen, DG Information Society and Media<br />

4.5.3.1.3 SESSION 3<br />

Presentation of questionnaire on clean mobility by Alessandro Carrotta, <strong>eSafety</strong><br />

Suppport<br />

Tour de table on clean mobility:<br />

Finland – Antti Rainio:<br />

To support clean mobility, we must encourage people to use public transport. It is also<br />

important to keep the traffic flowing as a way of saving energy and supporting mobility.<br />

Germany – Fritz Bolte:<br />

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Traffic management systems implicitly include clean mobility as they reduce congestion<br />

and thereby reduce pollution. The price of oil also contributes to reducing pollution, as<br />

when oil becomes more expensive, the motors become more energy efficient.<br />

Czech Republic - František Lusk:<br />

In Prague, the Traffic Control Centres give preference to public transport, giving<br />

bus/tram drivers the possibility to ask the traffic management centre to route them<br />

through more quickly.<br />

Italy – Francesco Mazzone & Cesare Raviglione:<br />

The car sector has improved in terms of efficiency and thereby environmental<br />

friendliness. The way forward is to increase cooperation between vehicles and<br />

infrastructure in order to use the infrastructure better. Better traffic management can give<br />

environmental benefits. Training and education is important in order to implement<br />

interoperable solutions.<br />

Romania – Florin Nemtanu & Dorin Dumitrescu:<br />

Four issues are relevant:<br />

1. Public transport must be made more attractive.<br />

2. Use of alternative energy such as biofuel. In Romania there is a plant for<br />

biodiesel.<br />

3. Use of new systems and technology to decrease pollution in central areas.<br />

4. The creation of multimodal solutions in urban areas.<br />

Romania is currently in a phase of developing its transport system to bring it into line<br />

with European requirements. Romania will include ITS solutions when building new<br />

infrastructure, because it is cheaper to have it implemented from the start rather than<br />

including it later. Such intelligent solutions have a positive impact on the environment.<br />

Spain – Francisco Sanchez:<br />

In the short term, improved navigation systems can yield environmental benefits. In the<br />

medium term, cooperative systems can be explored as a means to make transport more<br />

environmentally friendly. It is important to distinguish between interurban and urban<br />

traffic as different solutions are needed for the two environments. An effort should be<br />

made to compile the available studies in this area in order to put the issue on the table of<br />

decision makers and allow them to make their decisions based on solid data.<br />

180


Malta – Audrey Testaferrata:<br />

Malta has introduced energy efficient lamps on their roads which require less<br />

maintenance and functions better. Malta is currently working to introduce intelligent<br />

traffic management and a tender will be published by the end of November 2006.<br />

Consultations with stakeholders are ongoing. Malta wants a 24 hour monitoring of the<br />

network. Malta has recently improved its public transport with more buses, etc. Bypasses<br />

have been constructed to reduce traffic through residential areas.<br />

Sweden – Clas Roberg:<br />

There is much effort devoted to the issue of clean mobility in Sweden. Park and ride<br />

facilities are being explored and bicycle and pedestrian paths are being constructed.<br />

Public transport is given priority in traffic management.<br />

Portugal – H. Jorge Machado:<br />

In Portugal, the Government has successfully used taxes to reduce emissions – the<br />

cleaner the engine, the lower the tax. The Government is also trying to link max speed to<br />

pollution, convincing people to drive slower in order to save the environment. There are<br />

however doubts about the efficiency of such a soft strategy. An education campaign<br />

attempting to get people to use public transport to a greater extent has been launched.<br />

The bus services have been improved, but there is a lingering image that only poor<br />

people use buses. The metro has a better image. Ring roads are being built to fight<br />

congestion in city centres.<br />

Netherlands – Paul Potters:<br />

On some highways you are only allowed to drive 80 km, and speed control makes sure<br />

that the speed limits are respected. There are tax reductions for environmentally friendly<br />

cars.<br />

Ireland- Martin Heffernan:<br />

Environmental questions are outside the remit of the road safety authority. There are two<br />

million vehicles in Ireland – most families have a car and in most cases they have two. A<br />

lot of the environmental problems are centred around Dublin. A dedicated radio station<br />

for Dublin traffic is operating. There has been a major increase in the number of cycle<br />

lanes. A new tram system has helped reduce congestion on major routes. A metro will be<br />

in place by 2012. Bus corridors have helped cut congestion. In rural areas there is an<br />

increase in motorways, which cuts emissions and also road deaths. Driver training is<br />

supported. A monitoring system for oil spills is in place, which helps both safety and the<br />

environment. Traffic information is available online. All 4-12 years old school children<br />

take part in the education programme Green Flag.<br />

181


France – Pierre Lereboullet:<br />

France has experimented with reducing speed limits in order to decrease emissions. The<br />

trial with recommended speed limits during the summer on major highways has been<br />

very successful. In French cities, congestion charging is politically sensitive so we will not<br />

see that happen very soon. A multimodal journey planner online service is mandatory by<br />

law in all large French cities. An increased number of dedicated lanes for public transport<br />

has proved very efficient in moderating the use of cars in big cities.<br />

Comments to the tour de table by Juhani Jääskeläinen, European Commission,<br />

DG Information Society and Media:<br />

With the new <strong>eSafety</strong> Working Group on clean mobility, we wish to address what we can<br />

achieve through the use of ICT. The use of Biofuels, etc is outside our scope.<br />

The question of how to sell public transport better and make people use it more is an<br />

important question. A multimodal travel planner is an important tool in this respect.<br />

It is important to try to limit the amount of CO2 cars are allowed to emit. However, this<br />

is difficult because the environmental issue is not top priority when people go and buy a<br />

new car. It is therefore necessary to look into the issues of driver training – eco driving.<br />

Comments to the tour de table by National Observers:<br />

Romania – Dorin Dumitrescu:<br />

We need to harmonise and be more efficient. The new WG should develop a set of<br />

recommendations so that these can be incorporated into national strategies.<br />

Portugal – H. Jorge Machado:<br />

ITS does not have a good image outside experts circles. It is seen as a big hype and<br />

people are generally very defensive about the real potential of ITS solutions. We must<br />

make a selection among the most promising alternatives and concentrate on those,<br />

because a success story will help us promote ITS solutions.<br />

<strong>eSafety</strong> <strong>Support</strong> - Jacob Bangsgaard:<br />

We should consider the possibility of involving some environmental experts within the<br />

WG, since this expertise is lacking within the <strong>eSafety</strong> Forum.<br />

DG Information Society and Media, Juhani Jääskeläinen:<br />

We must look more closely into what issues the WG should discuss. Cars21 have also<br />

looked into the issue of clean mobility and it is important that we do not do overlapping<br />

work. The focus must be what we can achieve through the use of ICT.<br />

Germany – Fritz Bolte:<br />

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Considering the add-ons that we can achieve through safety measures is one thing, but if<br />

we want to see the full potential of these systems, we must also look into other measures.<br />

4.5.3.2 3 November 2006<br />

Presentation on AINO by Seppo Öörni, VTT – Technical Research Center<br />

Finland<br />

Videos shown:<br />

◊ Extended green light<br />

◊ Website for reporting dangerous traffic spots<br />

◊ Mobile phone payment of public transport and parking<br />

◊ eCall<br />

◊ Smart Traffic – information on road conditions, etc.<br />

◊ Intelligent Speed Adaptation<br />

◊ Alcolock<br />

◊ Helmi: Public transport telematics system. Passenger information and<br />

efficient routing through traffic.<br />

◊ Automatic Ship identification system helps prevent collisions in busy waters<br />

Discussion:<br />

In Finland, there are some pilots ongoing in the field of floating car data but no firm<br />

decision has been taken on the next steps. The results are promising but how to make<br />

use of them is still to be decided.<br />

In Spain, these topics are not as developed as in Finland. With eCall, all vehicles will have<br />

a communication unit. This is very promising for the future of telematics.<br />

In the Netherlands, a tender for the monitoring of all national roads has been published.<br />

The winner can use whatever technique they prefer, but floating car data is the most<br />

likely solution. The Government will pay for the collection of data and it will be free for<br />

service providers to get the basic data.<br />

Presentation on eCall in Finland – Antti Rainio, ITS Finland<br />

Discussion:<br />

The development of the PSAP system is easy in Finland, because there is a centralised<br />

system. Studies show that it would only take two persons about three months to<br />

implement eCall. However, we need the standards. Estimates show that the eCall<br />

equipment would cost ca 150 euros to buy in addition to the 200 – 300 euros it will cost<br />

to install the system in the car. The integration of applications could be a good strategy,<br />

combining eCall and other services such as congestion charging into one box. Prototypes<br />

for such units exist already, so if given the green light, the market could develop quickly.<br />

183


184


Chapter 5 -<br />

PROGRESS OF THE 28<br />

RECOMMENDATIONS<br />

185


5.1 List of recommendations<br />

The <strong>eSafety</strong> High-Level meeting on 25 April 2002 called for the establishment of a<br />

Working Group, to be tasked to further elaborate the European strategy, to recommend<br />

actions and to prepare for the next High-Level Meeting. The Commission services<br />

established this Working Group, which met four times in 2002 on 7 June, 8 July, 9<br />

September and 8 November. The final report of the <strong>eSafety</strong> Working Group from<br />

November 2002 lists 28 recommendations for further actions within the following<br />

<strong>eSafety</strong> related topics:<br />

� Accident Causation Data<br />

� Impact assessment of safety systems<br />

� Human-Machine Interaction<br />

� Road Map for Intelligent Integrated Safety<br />

� Intelligent Passive Safety Systems<br />

� Intelligent Integrated Road Safety Systems including ADAS<br />

� The European Safety Map database<br />

� Emergency Calls (e-Calls) and E-112<br />

� Real-time Traffic and Traveller Information (RTTI) for road safety<br />

� Motor vehicle type-approval legislation<br />

� Safety systems standards and regulation in the EU: State of the art<br />

� Legal issues of market introduction of Intelligent Integrated Road Safety<br />

Systems<br />

� Ultra wide-band 24 GHz short range radar<br />

� Societal aspects<br />

� The different business cases<br />

� User Outreach<br />

� The <strong>eSafety</strong> Forum<br />

This report describes for each of the 28 recommendations, the progress status, links to<br />

ongoing national and European <strong>eSafety</strong> activities, and the planned activities for the area.<br />

186


5.1.1 Accident Causation Data<br />

Recommendation number and title:<br />

1) Consolidate analyses from existing EU, Member State and industry road accident<br />

data.<br />

2) Develop jointly a European Accident Causation Database covering all EU<br />

countries, and facilitate access to it.<br />

Activity leader:<br />

European Commission<br />

Start of activities:<br />

1) 2004<br />

2) 2006<br />

Background:<br />

Although today there are different sources of accident statistics from the Member<br />

States, no single consolidated accident causation database exists. In the US, the NHTSA<br />

spends approximately $28 million annually on accident data. The European Union<br />

spends considerably less, often in a fragmented way. Europe can, within two years, use<br />

existing data sources to obtain a much clearer understanding of accident causation than<br />

exists today. The aim is to:<br />

o Establish a European network for accident analysis;<br />

o Provide input for the European Road Safety Observatory;<br />

o Provide a more scientific basis for the identification and evaluation of effective<br />

safety functions;<br />

o Enable the confirmation of the relevant best tests and test procedures for<br />

safety, performance, and ease of use;<br />

o Enable the evaluation of effective countermeasures.<br />

Status:<br />

Information on national and international data has been disseminated to the different<br />

<strong>eSafety</strong> Working Groups. However, the comparison of data is difficult and several of the<br />

WGs are investigating how to best make use of this data.<br />

The WG on Implementation Road Maps has compiled some of the results in order to list<br />

technologies according to the impact on road safety in Europe. The Final Report and<br />

Recommendations of the Implementation Road Maps WG is available on<br />

http://www.esafetysupport.org/download/working_groups/Final_Report_181005.pdf<br />

The WG on Accident Causation Data analysed available European data sources and<br />

produced its Final Report, including recommendations for further actions, in December<br />

2004 (see section <strong>eSafety</strong> Working Group).<br />

187


European R&D:<br />

APROSYS (www.aprosys.com)<br />

MAIDS (www.bmf.co.uk/maids/report.pdf)<br />

PENDANT (www.mechanik.tu-graz.ac.at/pendant)<br />

CARE (europa.eu.int/comm/transport/care/index_en.htm)<br />

IRTAD (www.bast.de/htdocs/fachthemen/irtad/index.htm)<br />

HUMANIST (www.noehumanist.org)<br />

SAFETYNET (safetynet.swov.nl)<br />

ETAC<br />

RISER (www.erf.be/section/ep/riser)<br />

TRACE (www.trace-project.org/)<br />

National activities:<br />

A number of data collection activities exist in the Member States or internationally. The<br />

goal is to consolidate and align this data on a European level. Examples of data sources<br />

are:<br />

� National: FARS, GDV, ITARDA, DEKRA, NASS, GIDAS, INRETS, INSIA,<br />

ELASIS, MICKEY, VALT, LAB<br />

� International: WHO, RIDER, OTS, CCIS, STAIRS, VOLVO, BMW, VW, DC,<br />

EACS<br />

<strong>eSafety</strong> Working Groups:<br />

The Accident Causation Working Group carried out a detailed analysis of existing data<br />

sources.<br />

• The data sources were assessed on three criteria, which yielded a mixed picture.<br />

• The task to interrogate these data sources was defined. One element of this is<br />

the development of the research questions that need to be answered. To help in<br />

this and to enhance transparency, a multi-stakeholder workshop was held on 30<br />

June 2004. The questions that need to be answered during the interrogation of<br />

existing data sources have been developed in a report, available on<br />

http://www.esafetysupport.org/en/esafety_activities/esafety_working_groups/a<br />

ccident_causation_analysis_.htm.<br />

• A strong recommendation was made that the task of interrogation of the existing<br />

data sources be included in a project call in the near future.<br />

The working group also tried to ensure that duplication of effort was avoided by forging<br />

good links with other projects and initiatives. This includes: MAIDS, ETAC, SafetyNet,<br />

APROSYS, and a number of national initiatives.<br />

The above analysis resulted in the clear identification of the need for resources to carry<br />

out this interrogation. This was taken into consideration in appropriate call of FP6,<br />

leading to the creation of the project TRACE (TRaffic Accident Causation in Europe).<br />

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The general objective of the TRACE project is to provide the scientific community, the<br />

stakeholders, the suppliers, the vehicle industry and the other Integrated Safety program<br />

participants with a global overview of the road accident causation issues in Europe, and<br />

possibly overseas, based on the analysis of any and all current available databases which<br />

include accident, injury, insurance, medical and exposure data (including driver behaviour<br />

in normal driving conditions). The idea is to identify, characterise and quantify the nature<br />

of risk factors, groups at risk, specific conflict driving situations and accident situations;<br />

and to estimate the safety benefits of a selection of technology-based safety functions.<br />

Expected outcomes are essentially reports.<br />

Beside this, TRACE proposes three different research angles for the definition and the<br />

characterization of accident causation factors, TRACE proposes to improve the methods<br />

actually used in accident analysis (diagnosis and evaluation). And finally, TRACE intends<br />

to base the analyses on available, reliable and accessible existing and on-going databases<br />

(access to which will be greatly facilitated by a series of partners highly experienced in<br />

safety analysis, coming from 8 different countries and having access to different kinds of<br />

databases, in-depth or regional or national statistics in their own country, and for some<br />

of them in additional countries).<br />

A progress report on the achievement of the project will be produced at the beginning of<br />

2007, and it will be available online on<br />

http://www.esafetysupport.org/en/esafety_activities/related_projects/research_and_de<br />

velopment/trace.htm.<br />

Using the results of Accident Causation Data WG is also a key area for the Road Map<br />

WG.<br />

Future actions:<br />

The project TRACE took over on task of continuing the Accident Causation Analysis<br />

work as recommended by the R&D Working Group (greater emphasis and funding of<br />

accident causation R&D including the analysis of present data and demographic aspects)<br />

and the Implementation Road Maps Working Group, undertaking the specific tasks<br />

related to accident causation outlined in the Accident Causation Analysis Working Group<br />

recommendations. The first results of the project will be available at the beginning of<br />

2007.<br />

The longer term recommendation of the <strong>eSafety</strong> Forum to define a common format and<br />

structure for future accident data is being led by SafetyNet and accident causation<br />

analysis working group members are in touch with this work and would wish to remain<br />

so.<br />

Contacts:<br />

Mr Yves Page, yves.page@lab-france.com<br />

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5.1.2 Impact assessment of safety systems<br />

Recommendation number and title:<br />

3) Develop a methodology to assess the potential impact of intelligent integrated<br />

road safety technologies in Europe. Develop a validation methodology and<br />

procedures for vehicles equipped with intelligent integrated road safety systems.<br />

Activity leader:<br />

Automotive industry<br />

Start of activities:<br />

2005<br />

Background:<br />

For each relevant <strong>eSafety</strong> system the following facts are to be considered:<br />

- Accident fatalities to be affected (Accident causation data);<br />

- Expected change in fatalities;<br />

- Other benefit / side effects;<br />

- Approximation for In Vehicle cost average;<br />

- Approximation for cost of road and information / Infrastructure;<br />

- Technical capability;<br />

- Regulatory issues (obstacles and updated regulations needed);<br />

- Estimation for implementation issues / different classes of vehicles;<br />

- Fleet composition in market up to 2010.<br />

These items are combined into an <strong>eSafety</strong> MATRIX, which combines all relevant<br />

information to enable evaluation of the realistic impact of <strong>eSafety</strong> systems. This work is<br />

undertaken by the Implementation Road Maps Working Group.<br />

Status:<br />

The ongoing work aims in the short term, to analyse accident causation data using the<br />

existing European databases. This analysis can then be used for defining the most<br />

effective countermeasures. In the long term, the group is expected to make<br />

recommendations for further actions that are required for effective, homogeneous<br />

accident causation data collection and analysis, liaising with the Integrated Project<br />

SafetyNet.<br />

An exploratory study on the potential socio-economic impact of the introduction of<br />

Intelligent Safety Systems in Road Vehicles (SEISS) was completed in January 2005. The<br />

socio-economic impact was preliminarily estimated for a certain number of cases<br />

showing a positive Benefit-Cost ratio in the long term.<br />

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A survey on “Incentives schemes applied by the Member States in the Transportation<br />

Sector” was also conducted in 2005 so as to design a strategy to support the adoption of<br />

<strong>eSafety</strong>. This survey collected experiences from the Member States in the application of<br />

financial or fiscal control incentives in the transportations field as an instrument to speed<br />

up the introduction of improved or new technologies, especially in conjunction with<br />

regulatory requirements.<br />

Currently two studies are investigating the safety effects of intelligent vehicle safety<br />

systems. TRACE utilises the accident causation approach whereas eIMPACT utilises the<br />

behavioural effects approach. The work of the projects is coordinated by constant<br />

information exchange, common workshops and other co-operation. Both projects are<br />

expected to produce results in 2007. In addition, PReVAL assesses the safety effects of<br />

the PReVENT systems within the project.<br />

In close liaison with the Implementation Road Maps Working Group, <strong>eSafety</strong><strong>Support</strong><br />

has developed a database on the safety and other effects of intelligent vehicle safety<br />

systems, which was opened in the summer of 2006 and is being constantly updated with<br />

new research results. The database is at http://www.esafety-effects-database.org<br />

European R&D:<br />

SafetyNet (http://safetynet.swov.nl/)<br />

PReVENT (http://www.prevent-ip.org) including PReVAL<br />

TRACE (http://www.trace-project.org/)<br />

eIMPACT (http://www.eimpact.info/)<br />

National activities:<br />

(not available)<br />

<strong>eSafety</strong> Working Groups:<br />

The Working Group on Accident Causation collected information on the existing EU,<br />

Member State and industry road accident databases. A multi-stakeholder workshop was<br />

held on 30 June 2004 to understand how a more effective use can be made of existing<br />

accident causation databases. The working group also tried to ensure that duplication of<br />

effort was avoided by forging good links with other projects and initiatives. This<br />

includes:<br />

MAIDS, ETAC, SafetyNet, APROSYS, and a number of national initiatives.<br />

The Implementation Road Maps Working Group has included a review of existing<br />

information on the safety effects of intelligent vehicle safety systems in the Working<br />

Group report in 2005. This has been used as the basis for the more comprehensive<br />

<strong>eSafety</strong> effects database (see above).<br />

Future actions:<br />

The safety effects database is to be constantly updated. Studies are needed to estimate the<br />

safety impacts of such intelligent vehicle systems, where reliable information is not yet<br />

available.<br />

Contacts:<br />

Prof Risto Kulmala, VTT, risto.kulmala@vtt.fi<br />

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Recommendation number and title:<br />

4) Set up a coordinated validation framework for operational tests in the Member<br />

States.<br />

Activity leader:<br />

EuroNCAP<br />

Start of activities:<br />

2006<br />

Background:<br />

The ADAS development methodology and procedures are part of the Code of Practice<br />

(CoP) that has been published by the IP PReVENT Response 3 consortium, (see<br />

Recommendation 20). The CoP contains descriptions of development procedures for<br />

intelligent vehicle safety systems in order for the equipment or vehicle manufacturers to<br />

show that they respect their duty of care. The Code of Practice should be considered as a<br />

self commitment and not as a standard, which means that it is up to the industry player<br />

to follow it and adapt it to its research and development internal process. This work will<br />

influence the future standardisation activities within the field of ADAS once the<br />

technologies get more mature. The CoP is a basis to the development of a consistent<br />

validation framework.<br />

Status:<br />

The User Outreach Working Group has discussed how methods from traditional car<br />

testing could be transferred to testing of <strong>eSafety</strong> technologies. The results will be<br />

available in the final version of the UOWG recommendations at the beginning of 2007.<br />

Some concrete testing has been performed for example, for ESC systems. The<br />

automotive press has published the results and the plan is to broaden tests to include<br />

more <strong>eSafety</strong> technologies in the future.<br />

RESPONSE 3 (PReVENT) drafted a Code of Practice for the development and testing<br />

of ADAS for the European industry. Translating the key issues of ‘reasonable safety’ and<br />

‘duty of care’ the CoP will give a basis for definition of ‘safe’ ADAS development and<br />

testing, also from a legal point of view (see Recommendation 20).<br />

European R&D:<br />

RESPONSE 3 (PReVENT)<br />

(www.prevent-ip.org/en/prevent_subprojects/horizontal_activities/response_3/)<br />

PReVAL (PReVENT)<br />

(www.prevent-ip.org/en/prevent_subprojects/horizontal_activities/preval/)<br />

ASTE study (Active Safety Testing in Europe)<br />

National activities:<br />

“Beyond EuroNCAP”<br />

<strong>eSafety</strong> Working Groups:<br />

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The User Outreach Working Group coped with this issue and the results will be available<br />

in the final version of the UOWG recommendations at the beginning of 2007.<br />

Future actions:<br />

A feasibility study on independent testing programs for ICT-based safety systems called<br />

ASTE (Active Safety Testing in Europe) was launched by the European Commission on<br />

2006. The study was launched on 22 November and the outcome is expected in August<br />

2007. The results of the study will be a list of recommendations and next steps for the<br />

creation of testing programs.<br />

Within PReVENT, the phase 3 PReVAL subproject which started in September 2006<br />

will propose a series of assessment procedures for the validation of preventive and active<br />

safety applications. The procedures are issued from best practice within the PReVENT<br />

consortium and will be applied to a limited number of PReVENT experimental vehicles.<br />

As a final result, PReVAL will issue a set of recommendations for future assessment<br />

program in January 2008.<br />

One of the priorities of FP7 will be the launch of Field Operational Tests, large-scale test<br />

programmes aiming at a comprehensive assessment of the efficiency, quality, robustness<br />

and user-friendliness of ICT solutions for smarter, safer and cleaner vehicles and realtime<br />

network management. EuroNCAP started some activities on assessment of the<br />

safety performance of some of the most popular cars sold in Europe from an <strong>eSafety</strong><br />

perspective concretely testing car equipped with ESC systems. The expected impact will<br />

be to demonstrate, analyse and provide proof-of-concept to all stakeholders of the<br />

impact of intelligent vehicle systems and co-operative systems on the reduction of traffic<br />

accidents, on driver behaviour and on transport efficiency.<br />

Contacts:<br />

Mr Juhani Jaaskelainen, European Commission, INFSO-<strong>eSafety</strong>@ec.europa.eu<br />

http://www.europa.eu.int/information_society/programmes/esafety/index_en.htm<br />

Mr Johan Scholliers, VTT, Johan.Scholliers@vtt.fi<br />

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5.1.3 Human-Machine Interaction<br />

Recommendation number and title:<br />

5) Assess the reports by the Member States on the Commission recommendation,<br />

and decide on further actions. Urgent action is needed to assess the risk of<br />

portable (nomadic) devices.<br />

6) Develop workload assessment, testing and certification methodology for complex<br />

in-vehicle working environments.<br />

Activity leader:<br />

5) European Commission<br />

6) Research institutes<br />

Start of activities:<br />

5) 2003<br />

6) 2006<br />

Background:<br />

The majority of road accidents (90-95%) are caused by human errors. More recent data<br />

has identified inattention (including distraction, "looked but did not see", and falling<br />

asleep at the wheel) as the primary cause of accidents, accounting for at least 25% of the<br />

crashes. Today, a wide range of Advanced Driver Assistance Systems (ADAS) is being<br />

developed for enhancing the driver's perception of the hazards, and/or partly automating<br />

the driving task. The safety impact of these systems is to a great extent determined by<br />

their interaction with the driver. For example, in order to efficiently support the driver in<br />

avoiding crashing into a front obstacle, it is crucial that the warning/feedback given by<br />

the system intuitively generates the appropriate response (e.g. a safe avoidance<br />

manoeuvre). The introduction of new safety functions may induce longer-term changes<br />

in driver behaviour. This type of behavioural change, often referred to as behavioural<br />

adaptation, may significantly affect the actual (as compared to the expected) safety<br />

benefits of a safety measure, both in positive and negative directions.<br />

Status:<br />

The Working Group on HMI has identified and listed HMI-related problems from<br />

available Member State reports and other relevant sources independently from the state<br />

of the art of present technologies. This list of HMI-related problems has been clustered<br />

around the following six thematic areas:<br />

1. Risks and benefits<br />

2. Users<br />

3. Markets/Implementation<br />

4. Research<br />

5. Nomadic devices<br />

6. Criteria and Verification Procedures on HMI<br />

European R&D:<br />

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AIDE (www.aide-eu.org)<br />

COMUNICAR (www.comunicar-eu.org)<br />

EUCLIDE (www.euclide-eu.org)<br />

SAVE (www.iao.fraunhofer.de/Projects/SAVE/save/saveinit.htm)<br />

HUMANIST (www.noehumanist.org)<br />

COST 352 (www.cost.cordis.lu)<br />

National activities:<br />

(not available)<br />

<strong>eSafety</strong> Working Groups:<br />

To reduce the risks associated with the new in-car information, entertainment and safety<br />

systems, the EU published in 1999 a European Statement of Principles (ESoP) for<br />

Information and Communication Systems. The <strong>eSafety</strong> Working Group on HMI was<br />

established in February 2003 within the <strong>eSafety</strong> initiative. Following the<br />

recommendations of the <strong>eSafety</strong> Report, the Working Group on HMI considered<br />

amendment and development of the existing EU Statement of Principles (ESoP), taking<br />

account of views expressed by Member States and including issues of HMI safety<br />

assessment and nomadic and after-market devices.<br />

The Human-Machine Interaction Working Group assessed the technical progress in<br />

collaboration with the industry and the Member States, and has proposed a series of<br />

further measures on HMI in their final report of 2005.<br />

HMI recommendations from the final report include:<br />

Producers should:<br />

o Apply good design principles<br />

o Supply a secure fitting kit (if not built-in)<br />

o Provide clear instructions for product use<br />

o Disable functions not intended to be accessed while driving<br />

Vehicle manufacturers, device manufacturers and service providers should:<br />

o Co-operate to develop smart interfaces<br />

Member States should:<br />

o Take measures to ensure secure fixing of devices<br />

o Take actions on the misuse of visual entertainment systems (e.g. TV, video,<br />

games)<br />

European Commission should:<br />

o Further develop and promote the European Statement of Principles on HMI<br />

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The EC has acted on one of the recommendations and formed an Expert Group to<br />

update the European Statement of Principles (ESoP) on HMI. A new version of the<br />

ESoP was drafted, taking into account national experiences and industry best practices,<br />

along with Recommendations on Safe Use and Implementation Recommendations.<br />

These three documents were reviewed prior to being sent to the EU Member States, the<br />

European Parliament and the European Council. They are being published as an EC<br />

Recommendation during 2006.<br />

Further developments are also being made by the Nomadic Device Forum, which was<br />

launched in June 2005 by the AIDE project. The Forum will address, amongst other<br />

issues, the safety threat Nomadic devices could pose and how the ESoP should be<br />

applied.<br />

Future actions:<br />

The Working Group on R&D has identified the following research needs for this area:<br />

◊ Investigate aspects of collective/interactive road use<br />

◊ Improve common understanding of road traffic<br />

◊ Improve understanding of error compensation mechanisms<br />

◊ Investigate adaptation of driver behaviour to new technological systems<br />

◊ Investigate acceptability of technologies (definition of acceptability/criteria of<br />

acceptance)<br />

Contacts:<br />

Mrs Annie Pauzie, INRETS, annie.pauzie@inrets.fr<br />

Mr Alan Stevens, TRL, astevens@trl.co.uk<br />

Mr Christhard Gelau, BASt, gelau@bast.de<br />

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5.1.4 Road Map for Intelligent Integrated Safety<br />

Recommendation number and title:<br />

7a) Develop Road Maps with technical steps and economic implications for the<br />

introduction of intelligent integrated road safety systems in Europe.<br />

7b) The public sector Road Maps should indicate the investments required for<br />

improvements in the road networks and information infrastructure.<br />

Activity leader:<br />

7a) Automotive industry<br />

7b) Road authorities<br />

Start of activities:<br />

7a) 2003<br />

7b) 2003<br />

Background:<br />

The market introduction of Intelligent Vehicle Safety Systems involves policy,<br />

technological, societal, business, legal and consumer aspects. From the public sector<br />

point of view it has to be possible to estimate the market introduction timetable and to<br />

use this information to plan for investments and to determine what other measures are<br />

required for enabling take-up. Therefore, there is a need to produce road maps for<br />

<strong>eSafety</strong> technologies to support the development of activities in other <strong>eSafety</strong> Working<br />

Groups. Its aim is to draft some simplified implementation road maps, and details such<br />

as essential implementation issues for the systems selected were submitted in 2004. Based<br />

on the results of the Working Group on Implementation Road Maps, all parties can<br />

think about the business case as well as the public sector budget implications for<br />

implementing different <strong>eSafety</strong> systems. Chances and obstacles will be clearly identified<br />

for all involved parties and options for enhancement of the process can be found.<br />

Status:<br />

Tables have been produced for autonomous vehicle-based systems as well as the vehicle<br />

and infrastructure based systems of eCall, extended environmental information, RTTI,<br />

dynamic traffic management (VMS), local danger warning, and Speed Alert. The tables<br />

will be validated in consultation with the key stakeholders. A table has also been drafted<br />

showing the <strong>eSafety</strong> functions against their technical prerequisites.<br />

European R&D:<br />

The projects eIMPACT and TRACE are expected to provide more information on the<br />

safety effects of intelligent vehicle safety systems. A benchmarking study on the<br />

promotion of Intelligent Vehicles Safety Systems is expected to provide information on<br />

the best approaches to accelerate the deployment of the systems.<br />

TRACE (http://www.trace-project.org/)<br />

eIMPACT (http://www.eimpact.info/)<br />

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National activities:<br />

The Implementation Road Maps Working Group has started a survey concerning the<br />

deployment of the road maps in Europe on the national level. The results are expected in<br />

2007.<br />

<strong>eSafety</strong> Working Groups:<br />

The Implementation Road Maps Working Group of the <strong>eSafety</strong> Forum commenced its<br />

activities in July 2003.The objectives of the Implementation Road Maps Working Group<br />

were:<br />

◊ To identify the technical and economical potentials of the industry as well as the<br />

topics and time table for infrastructure improvements by the public sector with<br />

regard to <strong>eSafety</strong> systems capable of affecting road fatalities in Europe by 2010;<br />

◊ To develop regularly reviewed road map, which focuses technological steps and<br />

economic implication models for introduction of intelligent integrated road safety<br />

systems as well as the required improvements in road and information<br />

infrastructure<br />

After a collection period for all available information and sources concerning <strong>eSafety</strong><br />

relevant systems, a suitable structure was found in defining vehicle based systems as well<br />

as infrastructure based systems and combined solutions like eCall. The evaluation of<br />

these different systems has reflected the following aspects:<br />

◊ Accidents/fatalities to be affected<br />

◊ % change in accidents expected<br />

◊ other side effects/comfort functions<br />

◊ cost of in–vehicle systems<br />

◊ cost for infrastructure systems (investment/maintenance)<br />

◊ cost for information infrastructure (investment/maintenance)<br />

◊ year of technical readiness<br />

◊ year of implementation readiness<br />

◊ user acceptance and willingness to pay<br />

◊ year of implementation by regulation<br />

◊ specific implementation issues<br />

◊ estimation of cars equipped with at 2010 / 2020<br />

◊ other actors involved for implementation<br />

Not all questions could be appropriately answered but it was possible to create a table of<br />

generally prioritized systems, which will have a reasonable impact of the number of<br />

fatalities and with a reasonable deployment for the timeframe, which is on focus.<br />

The priority vehicle based systems are:<br />

◊ ESP (Electronic Stability Program)<br />

◊ Blind spot monitoring<br />

◊ Adaptive head lights<br />

◊ Obstacle & collision warning<br />

◊ Lane departure warning<br />

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The priority infrastructure-related systems are:<br />

◊ eCall<br />

◊ Extended environmental information (Extended FCD)<br />

◊ RTTI (Real-time Travel and Traffic Information)<br />

◊ Dynamic traffic management<br />

◊ Local danger warning<br />

◊ Speed Alert<br />

One key question is how to promote the deployment rate of these systems in future.<br />

There are also differences in feasibility between vehicle-based systems and more<br />

infrastructure / or mixed systems within the business case. Different incentives are likely<br />

to enhance the customer awareness for <strong>eSafety</strong> features. For each priority system, two<br />

market penetration forecasts were estimated, one based on “business as usual”<br />

conditions and the other based on incentives and other measures to promote the<br />

deployment of the system.<br />

The potential safety effects of the systems were estimated based on research as well as<br />

expert assessments using German accident statistics and the European CARE accident<br />

data base.<br />

The Working Group will continue its work by monitoring the deployment of the<br />

implementation road maps, updating the road maps and making the road maps more<br />

detailed with the help of targeted workshops with key stakeholders.<br />

Future actions:<br />

The following recommendations were given for in-vehicle systems:<br />

a. The automobile industry, the EC, the Member States and other stakeholders should<br />

enhance the customer awareness of the safety benefits of such systems in vehicles<br />

through well structured and harmonized European campaigns;<br />

b. The Member States and insurance companies should give financial/fiscal incentives<br />

to customers to buy vehicles equipped with such systems. For this purpose, the<br />

discussion should start without further delay to clarify the possibility for incentives<br />

given by insurance companies or public agencies;<br />

c. All stakeholders should develop feasible sustainable business models for each<br />

application on the principle that those who benefit from the introduction in the form<br />

of reduced accident-related costs should share these benefits with those who have to<br />

carry the investments and costs. These should also cover nomadic devices.<br />

The following recommendations were given for autonomous vehicle systems:<br />

To increase and accelerate the market penetration of <strong>eSafety</strong> systems with highest safety<br />

benefits, such as ESC:<br />

d. EuroNCAP should incorporate such systems into their rating as soon as proven<br />

technology and safety benefit data becomes available, and the functionality of the<br />

systems can be adequately tested. ESC and Speed Limiter are on the list today;<br />

e. The European Commission and the Member States should consider regulatory<br />

actions (such as making a system mandatory equipment in new vehicles) only as a last<br />

option, when such action is judged as essential and beneficial for both industrial and<br />

public stakeholders. Socio-economic reasons and respecting the principle of<br />

199


subsidiarity are other important decision criteria. Voluntary solutions should be<br />

favoured;<br />

f. The Member States and the industry should follow the recommendations of the HMI<br />

(Human Machine Interaction) working group to ensure future user acceptance and a<br />

safe application and function of the systems during their whole life cycle;<br />

g. The automobile industry, the EC, the Member States and other stakeholders should<br />

continue the R&D effort to develop new technologies and solutions for in-vehicle<br />

safety systems as well as to evaluate the effects of <strong>eSafety</strong> system on safety, economy<br />

and employment.<br />

The following recommendations are given for infrastructure-related systems:<br />

In order to increase and accelerate the deployment of safety beneficial infrastructurerelated<br />

<strong>eSafety</strong> systems:<br />

h. The Member States should ensure the deployment of socio-economically feasible<br />

systems and services according to their responsibility and in line with the<br />

requirements accepted on the European level.<br />

i. The European Commission should support the deployment of infrastructure related<br />

systems on the TERN as well as other key parts of the road networks with the<br />

instruments at their disposal (e.g. TEN-T programme).<br />

j. The industry, European Commission and the Member States should together take<br />

actions to ensure that digital maps with the information required by the <strong>eSafety</strong><br />

systems would be developed for all roads in the Member States.<br />

k. The European Commission and the Member States should agree on actions and<br />

instruments to increase the willingness of countries and regions to take on the role as<br />

“early adopters” for <strong>eSafety</strong> systems.<br />

l. The European Commission and the Member States should continue R&D efforts to<br />

develop new technologies and solutions for infrastructure-related safety systems as<br />

well as to evaluate the effects of such systems on safety and other socio-economic<br />

factors.<br />

m. Concerning eCall, the European Commission, the Member States and the industry<br />

should follow the recommendations of the eCall Driving Group.<br />

n. Concerning RTTI, the European Commission, the Member States and the industry<br />

should follow the recommendations of the RTTI Working Group.<br />

o. Concerning dynamic traffic management and local danger warnings, the road<br />

authorities and operators should develop together a European vision and strategy for<br />

the deployment and operation of dynamic traffic management and local danger<br />

warning systems in co-operation with vehicle and telecommunications industry.<br />

p. Concerning speed alert, the European<br />

Commission and the other stakeholders should<br />

solve the currently open issues and utilise the<br />

implementation roadmap produced by the<br />

SpeedAlert project.<br />

Contacts:<br />

Mr Risto Kulmala, VTT, risto.kulmala@vtt.fi<br />

Mr Hans-Jürgen Mäurer, DEKRA, hans-juergen.maeurer@dekra.com<br />

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5.1.5 Intelligent Integrated Road Safety Systems including ADAS<br />

Recommendation number and title:<br />

8) Analyse existing accident causation data and possible countermeasures and<br />

determine clear goals and priorities for further RTD.<br />

Activity leader:<br />

Automotive industry<br />

Start of activities:<br />

2003<br />

Background:<br />

More than half of the R&D efforts analysed focus on electronic systems and enabling<br />

technologies for accident prevention and protection systems within vehicles. From the<br />

analyses it emerges clearly that the present European “<strong>eSafety</strong> research activities” do not<br />

reflect the necessary systems approach. Research activities in accident causation, road and<br />

telecommunications infrastructures; post accident call and issues around cost benefit<br />

analysis and efficacy of safety measures need more R&D investment. European research<br />

activities should be structured to be complementary to activities in other regions (USA<br />

and Japan).<br />

Status:<br />

The RTD Working Group presented its final results and recommendations at the <strong>eSafety</strong><br />

Forum Plenary Session held in June 2005. The group concluded that more work was<br />

needed in accidentology, human factors, interoperable co-operative systems, ITS services<br />

and also some non-technical issues. The group stressed the importance of an integrated<br />

approach, and proposed the setting up of a Joint Technology Initiative on Co-operative<br />

<strong>eSafety</strong> Systems as a vehicle for pushing the frontiers of the research forward. This<br />

proposal evolved into the “Intelligent Car” flagship project of the Commission’s i2010<br />

strategy. These recommendations were taken into account and a set of projects was<br />

launched in the call 4 of FP6.<br />

During April-May 2006, DG INFSO organised targeted expert meetings to develop and<br />

formulate recommendations and priorities for R&D in FP7 on the following five topics:<br />

• Mobility Services for People<br />

• Mobility Services for Goods<br />

• Intelligent Vehicle Systems<br />

• Cooperative Systems<br />

• Field Operational Tests<br />

In 2006, to contribute to the FP7 Work programme on ICT for Mobility, the Working<br />

Group on Research and Development engaged in a sixth workshop where the<br />

recommendations of the five areas were reported, discussed and set in relation with the<br />

objectives to improve road transport and European industrial competitiveness and issued<br />

a document: the “Stakeholders’ contribution to the Development of FP7<br />

Workprogramme on ICT for Mobility”. This document declares the objectives of future<br />

research to further develop and deploy technologies, functions and services to enhance<br />

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traffic safety, efficiency and reduce the impact on the environment. Additionally,<br />

“horizontal” aspects such as standards, and common communication links were<br />

identified as issues belonging to the research agenda.<br />

A version of this document was made available on the web site of DG INFSO for a<br />

broad public consultation. The Working Group RTD has reviewed and assessed some 33<br />

written contributions received. The document was amended accordingly and the final<br />

version is now available on the website<br />

http://www.esafetysupport.org/en/esafety_activities/esafety_working_groups/research<br />

_and_development_.htm.<br />

European R&D:<br />

(See Recommendation 1 & 2)<br />

National activities:<br />

(See Recommendation 1 & 2)<br />

<strong>eSafety</strong> Working Groups:<br />

The Working Group on Research and Development has the goal to identify and map the<br />

Regional, National and European research, technology and demonstration projects that<br />

may contribute to addressing the recommendations of the High Level Group on <strong>eSafety</strong>.<br />

The Working Group has established mechanisms for monitoring, aligning and steering<br />

such projects so as to maximize synergies and disseminate results. It also identifies the<br />

priorities for research areas for integrated European research, technology and<br />

demonstration projects in the field of <strong>eSafety</strong>.<br />

The main tasks of the RTD WG for 2006 were to:<br />

• Advise, support, monitor and review the development, implementation and<br />

outcome of the Strategic Research Agenda for “ICT for Mobility”, FP7.<br />

• Promote the RTD pillar of the Intelligent Car Initiative.<br />

• Survey and support the activities and their synergies at National and EU level.<br />

• Promote. Monitor and Guide the R&D contribution to the:<br />

o achievement of Safe, Clean, Efficient and Secure Road Traffic and<br />

Transport;<br />

o global competitiveness of the EU Industry.<br />

As a contribution to the FP7 Work programme on ICT for Mobility the working group<br />

has issued the document “Stakeholders’ contribution to the Development of FP7<br />

Workprogramme on ICT for Mobility”, reviewing the recommendations on R&D in FP7<br />

as reported from five expert workshops, arranged by DG INFSO, on the following five<br />

topics (see Status):<br />

• Mobility Services for People<br />

• Mobility Services for Goods<br />

• Intelligent Vehicle Systems<br />

• Cooperative Systems<br />

• Field Operational Tests<br />

Future actions:<br />

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The priorities identified in the document issued by the RTD WG will be taken into<br />

consideration into the forthcoming FP7, where, together with continuing ICT research in<br />

Intelligent Vehicle Systems whose key targets are increased performance and reliability as<br />

well as to make cars cleaner, research in mobility services for people, aiming at ICT for<br />

‘always-on’ mobility services, and research in mobility services for goods targeting safer,<br />

more secure, efficient and environment-friendly ICT-based freight transport solutions in<br />

both urban and long-haul operations, will be considered for funding. Also ICT research<br />

in Co-operative Systems will be continued, delivering advanced, reliable, fast and secure<br />

vehicle-to-vehicle and vehicle-to-infrastructure communication for new functionalities,<br />

real-time traffic management and new levels of support to active safety systems in<br />

vehicles and to the driver. One priority will also be the funding of large-scale Field<br />

Operational Tests aiming at a comprehensive assessment of the efficiency, quality,<br />

robustness and user-friendliness of ICT solutions for smarter, safer and cleaner vehicles<br />

and real-time network management.<br />

Contacts:<br />

Mr Ulf Palmquist (UP@EUCAR.BE).<br />

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Recommendation number and title:<br />

9) Where necessary, develop specifications for interfaces and communications<br />

protocols for vehicle-to-vehicle and vehicle-to-infrastructure communications.<br />

Activity leader:<br />

Multi-sector organisation<br />

Start of activities:<br />

2004<br />

Background:<br />

Co-operative systems are based on two-way communications, with interaction in real<br />

time. Thus vehicles may communicate directly with one another, so that a driver knows<br />

for example if another vehicle is on a conflicting course, or vehicles may provide data<br />

directly to a traffic management centre and receive individual guidance and support in<br />

return. These systems can greatly extend the driver’s range of perception, providing<br />

relevant information on the behaviour of traffic in general and neighbouring vehicles in<br />

particular beyond the range of vision. Cooperative Systems (as an extension to<br />

autonomous or stand-alone systems), in which the vehicles communicate with each other<br />

and the infrastructure, have the potential to greatly increase the quality and reliability of<br />

information available about the vehicles, their location and the road environment,<br />

enabling improved and new services for the road users.<br />

Status:<br />

Both Japan and the USA have invested heavily in R&D programmes for intelligent road<br />

infrastructure and integrated vehicle-infrastructure systems. In Japan, the Advanced<br />

Safety Vehicle (ASV) programme addresses vehicle-to-vehicle communication to avoid<br />

crossing and right-turn collisions and accidents with pedestrians, while the new<br />

Advanced Cruise-Assist Highway Systems (AHS) programme is looking at infrastructuresupported<br />

safety systems using DSRC and digital roadmaps. Japan has recently set up an<br />

international Vehicle Safety Committee to achieve global standards of vehicle safety, in<br />

co-operation with Europe and the USA.<br />

In the USA, the Intelligent Vehicle Initiative (IVI) is aimed at encouraging driverassistance<br />

technologies, such as collision avoidance systems and diagnostics systems, and<br />

the recently-announced VII (Vehicle-Infrastructure Integration) programme is aimed at<br />

vehicle-infrastructure communication, e.g. for intersection control. The US DSRC<br />

vehicle-road communication system is intended to link vehicles with the Internet.<br />

The IST 4th Call included <strong>eSafety</strong> Co-operative Systems on Road Transport with the<br />

objective to develop and demonstrate Co-operative systems for road transport that will<br />

make transport more efficient and effective, safer and more environmentally friendly. A<br />

set of projects covering this topic and coping with different aspects of advanced<br />

communication concepts was launched in 2006 (CVIS, Safespot, Coopers,<br />

COM2REACT, Cover, Goodroute, Highway, MORYNE, RESPOSIT, SEVECOM,<br />

COM<strong>eSafety</strong>).<br />

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The COM<strong>eSafety</strong> Project supports the <strong>eSafety</strong> Forum with respect to all issues related to<br />

vehicle-to-vehicle and vehicle-to-infrastructure communications as the basis for cooperative<br />

intelligent road transport systems, providing a platform for both the exchange<br />

of information and the presentation of results.<br />

European R&D:<br />

- ADASE II (http://www.crfproject-eu.org/menu.asp?ind=adasefolder&nome=<br />

ADASE%20II)<br />

- GST (http://www.gstproject.org/)<br />

- CVIS (http://www.cvisproject.org/)<br />

- Safespot (http://www.safespot-eu.org/)<br />

- Coopers (http://www.coopers-ip.eu/)<br />

- COM2REACT (http://www.com2react-project.org/)<br />

- Cover (http://www.ist-cover.eu/)<br />

- Goodroute (http://www.goodroute-eu.org/)<br />

- Highway (http://www.ist-highway.org/)<br />

- MORYNE (http://www.fp6-moryne.org/)<br />

- RESPOSIT (http://www.ist-reposit.org/)<br />

- SEVECOM (http://www.sevecom.org/)<br />

- COM<strong>eSafety</strong> (http://www.comesafety.org/)<br />

- CarTalk2000 project (www.cartalk2000.net)<br />

- PReVENT project (WILLWARN, INTERSAFE subprojects) (http://www.preventip.org/)<br />

- Car-to-Car Communications Consortium (German industry group)<br />

- ROADSENSE project (http://www.cranfield.ac.uk/sme/amac/c2vip/roadsense/)<br />

National activities:<br />

- INVENT programme (Germany)<br />

- PREDIT programme, ARCOS project (France)<br />

- FleetNet project (DaimlerChrysler)<br />

- SUMMITS project (NL, TNO)<br />

- Roads for the Future (NL, RWS)<br />

- Traffimatics project - CVHS (UK)<br />

<strong>eSafety</strong> Working Groups:<br />

The objectives of <strong>eSafety</strong> Working Group Communication, established in fall 2005, are<br />

to cover all communication technologies and modes relevant for the general mission of<br />

safety, including V2V, V2I, and I2I.<br />

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The working group copes with spectrum issues, helping the Commission with CEPT and<br />

Radio Spectrum Committee (RSC), standardisation, working together with Intelligent<br />

Transportation Systems Steering Group (ITSSG) towards ETSI, CEN and ISO, and<br />

international cooperation, i.e. establishing contacts to similar groups in the US and Japan<br />

to coordinate international issues in the work areas<br />

Future actions:<br />

In FP7 ICT research in co-operative Systems will be continued, delivering advanced,<br />

reliable, fast and secure vehicle-to-vehicle and vehicle-to-infrastructure communication<br />

for new functionalities, real-time traffic management and new levels of support to active<br />

safety systems in vehicles and to the driver. By combining technologies such as accurate<br />

positioning and improved sensor networking, research is expected to lead towards “zeroaccident”<br />

scenarios. An increasing number of vehicles with ICT-links to the transport<br />

infrastructure will make it possible optimise traffic management at large scale.<br />

This will help Europe's transport industry become the world leader in the emerging area<br />

of Co-operative Systems and offer road and network operator’s new tools to achieve<br />

higher operational performance.<br />

Contacts:<br />

Mr Juhani Jaaskelainen, European Commission, INFSO-<strong>eSafety</strong>@ec.europa.eu<br />

http://www.europa.eu.int/information_society/programmes/esafety/index_en.htm<br />

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Recommendation number and title:<br />

10) Pursue international cooperation.<br />

Activity leader:<br />

European Commission<br />

Start of activities:<br />

2003<br />

Background:<br />

International collaboration is seen as an important and essential part of the <strong>eSafety</strong><br />

initiative. It is needed to strengthen the synergies and to avoid duplication with work that<br />

is taking place in other regions, in particular the regions playing a leading role in<br />

automotive technology (North America and Japan). The problems associated with the<br />

development and market introduction of active safety systems are quite similar in the<br />

different regions. International Cooperation has the potential of avoiding the duplication<br />

of efforts of both the industry and the public sectors, and avoiding fragmentation of<br />

markets through different technical or regulatory approaches. International collaboration<br />

should also lead to the proliferation of functionally compatible systems through<br />

standardisation, harmonisation and open platforms, thus benefiting the automotive<br />

industry, its suppliers and the travelling public at large.<br />

Status:<br />

Priority-defining work has been performed to focus international cooperation on <strong>eSafety</strong><br />

issues of international importance. This work is done in close cooperation with key<br />

stakeholders from the USA, Japan, China, India, Korea, and Australia. The next step is to<br />

involve new emerging markets where safety has been a key issue for long and where<br />

<strong>eSafety</strong> now has become a major priority. These are countries like Brazil, Russia, and<br />

South Africa.<br />

European R&D:<br />

EU-India – cooperation on <strong>eSafety</strong> (http://www.euindia.info/)<br />

SIMBA – International cooperation on road transport research<br />

(http://www.simbaproject.org/)<br />

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National activities:<br />

(not available)<br />

<strong>eSafety</strong> Working Groups:<br />

The International Cooperation Working Group supports the dialogue at the international<br />

level, coordinates the international aspects of the work of the other <strong>eSafety</strong> Forum<br />

Working Groups and identifies topics/issues where this cooperation is lacking or should<br />

be strengthened. The International Cooperation Working Group will make the necessary<br />

recommendations to accelerate the exchange of information on priority topics and<br />

suggest the way forward. The working group expects to cover especially Human-Machine<br />

Interaction, certification and testing methodology and procedures, harmonisation and<br />

standardisation, legal issues, impact and socio-economic benefit analysis and<br />

benchmarking/best practise.<br />

The Working Group met in 2004 in Parma. Participants from Europe, US and Japan<br />

discussed the international aspects of the <strong>eSafety</strong> initiative and defined a number of<br />

priority fields to be discussed within the <strong>eSafety</strong> Forum, namely:<br />

� Consolidation of accident data<br />

� Global impact assessment of technologies<br />

� Global principles for HMI<br />

� Vehicle-Vehicle and Vehicle-Infrastructure specifications<br />

� Standardisation and certification<br />

� Legal issues<br />

� Socio economic benefits<br />

� Exchange of “Best Practice” and outreach<br />

A Working Group meeting was held in 2004 in Nagoya during the ITS World Congress.<br />

The topics discussed were:<br />

� Review of Global <strong>eSafety</strong> Recommendations<br />

� Summary of <strong>eSafety</strong> activities in Europe<br />

� Outcome of the 25 September 2004 High Level Plenary Meeting in Brussels<br />

� Update on eScope and <strong>eSafety</strong> meeting calendar, and relevant events in 2005<br />

� <strong>eSafety</strong> update from Japan and the US<br />

� Progress on International Cooperation<br />

During the ITS World Congress in San Francisco the International Cooperation Working<br />

Group held its 6 th meeting. The agenda included an update on the <strong>eSafety</strong> Progress in<br />

Europe, information on global activities (USA, Japan, China and Australia) and HMI<br />

activities and incentives to support deployment of <strong>eSafety</strong>. The discussion centred on<br />

regional <strong>eSafety</strong> developments and on improving <strong>eSafety</strong> systems.<br />

The last meeting of the Working Group was during the ITS World Congress in London<br />

12 October 2006. The topic for discussion was <strong>eSafety</strong> awareness raising and<br />

presentations were made by Europe (from the European Commission and the<br />

<strong>eSafety</strong>Aware! platform) US, Japan, China, and India.<br />

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Future actions:<br />

A questionnaire was sent to 250 <strong>eSafety</strong> stakeholders in October 2006 to get input to the<br />

priorities and future directions for the international cooperation on <strong>eSafety</strong>. The result<br />

was presented at the <strong>eSafety</strong> Forum Plenary 8 November 2006. A draft ToR has been<br />

produced and will be discussed by the <strong>eSafety</strong> Forum to define the future activities of the<br />

International Cooperation Working Group.<br />

Contacts:<br />

Mr Jacob Bangsgaard, j.bangsgaard@mail.ertico.com<br />

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5.1.6 The European Safety Map database<br />

Recommendation number and title:<br />

11) Define requirements for a European digital road map database, with agreed road<br />

safety attributes. Create a public-private partnership to produce, maintain certify<br />

and distribute this database.<br />

Activity leader:<br />

Mapping industry<br />

Start of activities:<br />

2004<br />

Background:<br />

The digital road map database should be made available for all users at affordable prices<br />

(possibly free of charge). National, local and regional authorities and operators should<br />

provide safety-related data on road configurations within their networks, with target<br />

dates for implementation. This recommendation can be split into a few milestones:<br />

- Definition of a safety-enabled map format;<br />

- Definition of an updating mechanism to increase the map updating<br />

frequency;<br />

- Definition of map database interface with standardized architecture in the<br />

vehicle;<br />

- Definition<br />

mechanisms;<br />

of public-private automatic information exchange<br />

- Definition of new map collection mechanisms.<br />

Status:<br />

MAPS&ADAS (www.ip-prevent.com) develops, tests and validates a standard method<br />

for the collection, maintenance, certification and provision of safety related content for<br />

in-vehicle map databases. Additionally, it has developed, tested and validated a standard<br />

interface to provide different ADAS applications access to map and vehicle positioning<br />

data provided by one central unit (either stand-alone or part of a navigation system). The<br />

results of the MAPS&ADAS already have proven to be important for the Digital Map<br />

Working Group. It supplied the list of safety attributes and determined priorities. The<br />

survey for European safety attributes inventory (18 European countries) conducted<br />

within the MAPS&ADAS is of high importance for the implementation of Phase 1<br />

(<strong>eSafety</strong> Digital Maps Working Group recommendations). MAPS&ADAS also explored<br />

safety attributes qualification scheme and associated business model to initiate work on<br />

Phase 2 (<strong>eSafety</strong> Digital Maps Working Group recommendations).<br />

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At its 24 June 2005 meeting, The European Council’s Environment Committee reached<br />

a unanimous policy agreement on the adoption of a draft of the INSPIRE (Infrastructure<br />

for Spatial Information in Europe) Directive, which creates a legal framework for the<br />

establishment and operation of a geographical information infrastructure in Europe. Its<br />

purpose is twofold: First, to make top-quality geographical data available at all levels<br />

across the European Union, in order to better implement community policies; and,<br />

second, to give the public access to the information.<br />

European R&D:<br />

The NextMAP project (2001-2002 - www.ertico.com/nextmap) identified requirements<br />

for the future digital map, based on functional requirements of anticipated ADAS and<br />

telematics applications, tested and evaluated the technical and economical feasibility of a<br />

digital map based on this enhanced specification. One of the major outputs of NextMAP<br />

is the contribution to the GDF standard by formulating a change request to the ISO<br />

standard 14825-GDF. This proposal has been submitted to ISO/TC204/SWG3.1 in<br />

2002 resulting in a new GDF 4.0 standard accepted in January 2004.<br />

ActMAP (www.ertico.com/activiti/projects/actmap/home.htm) investigated and<br />

developed dynamic incremental actualisation of digital map databases and has developed<br />

a concept of delivery chain for map updates using a standard map update exchange<br />

format. This work will result in a standardization proposal to ISO TC204/WG3.<br />

EuroRoadS (eContent programme) (www.euroroads.org) is developing a common data<br />

model and exchange format and online delivery tools for digital road databases. Focus is<br />

on easing access to national survey and road administration data, to support pan-<br />

European applications and products such as speed information, tolling, telematics,<br />

ADAS and road management. When successful, EuroRoadS will facilitate the<br />

standardised availability of road data. Safety attributes are part of it. EuroRoadS therefore<br />

can facilitate the standardised availability of safety attributes.<br />

The SpeedAlert (www.speedalert.org) project's main objectives are to harmonise the invehicle<br />

speed alert concept definition and to identify and investigate the first priority<br />

issues to be addressed at the European level, such as the collection, maintenance and<br />

certification of speed limit information. One of the most important recommendations<br />

defined by SpeedAlert address the crucial need to ensure procurement of European-wide<br />

and up-to-date speed limit information.<br />

HIGHWAY (www.ist-highway.org) is working on the architecture and specifications to<br />

offer integrated safety and added-value services for both embedded in-vehicle and mobile<br />

personal navigation systems. The work includes a user requirement analysis and the<br />

design of the global system architecture. After finalisation of the detailed specifications<br />

the implementation of prototypes will start followed by an extensive validation in 2007.<br />

SafeMAP focuses on analysis of societal benefits of safety-related map data (in terms of<br />

improvement of road traffic safety) and the feasibility and cost of inclusion of such data<br />

in in-vehicle map databases.<br />

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FeedMAP is developing a framework that will easily detect map deviations based on<br />

information from only a limited number of vehicles and quickly update the maps of all<br />

other vehicles.<br />

National activities:<br />

(not available)<br />

<strong>eSafety</strong> Working Groups:<br />

The Digital Maps Working Group kicked off its activities on 18 April 2005. The Working<br />

Group’s objectives include:<br />

• Defining a business model for Public-Private cooperation, to ensure availability of<br />

attributes relevant to road safety utilising digital maps; This model aims to support the<br />

creation, maintenance, quality assurance and distribution of safety attributes that can<br />

be integrated into the digital roadmap databases.<br />

• Defining the requirements for digital map databases which contains road safetyrelated<br />

attributes in addition to normal road map data.<br />

The Working Group concluded its “Final Report-Recommendation “ in November<br />

2005. The report outlines three phases that need to be implemented if safety attributes<br />

are to become available to the mapping industry and are to be integrated into their digital<br />

map databases to be utilised in all kinds of road safety applications. They are:<br />

• Phase 1 – "COOPERATION": Supply of safety attributes in the form that they are<br />

currently available at Public Authorities.<br />

• Phase 2 – "QUALITY ASSURANCE: Standardisation of information provision and<br />

output quality testing.<br />

• Phase 3 – "OPTIMISATION": Standardisation of transfer format and transfer media<br />

and optimisation of the transfer process.<br />

Future actions:<br />

The Working Group recommended, that it continues to act on behalf of the Steering<br />

Committee of the <strong>eSafety</strong> Forum, undertaking on-going monitoring of the<br />

implementation of all three workplan phases.<br />

Further research can be done on automatic collection of data using map data in the cars.<br />

Further business scenarios should be investigated especially for the implementation of<br />

ADAS-enabled maps on the market.<br />

Cooperation between public authorities and private location-based content providers for<br />

the provision and maintenance of safety attributes is a key priority and is the major goal<br />

of the ROSATTE initiative launched in 2006.<br />

Contacts:<br />

Mr Ad Bastiaansen, TeleAtlas, ad.bastiaansen@teleatlas.com<br />

Mr Lievin Quoidbach, Navteq, lievin.quoidbach@navteq.com<br />

Mr Vincent Blervaque, ERTICO, v.blervaque@mail.ertico.com<br />

Mr Maxime Flament, ERTICO, m.flament@mail.ertico.com<br />

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5.1.7 Emergency Calls (e-Calls) and E-112<br />

Recommendation number and title:<br />

12) Adopt the Commission Recommendation on the introduction and<br />

implementation of E-112 in Europe.<br />

13) Establish a European Emergency Communications Forum to continue the<br />

CGALIES work.<br />

14) For in-vehicle emergency calls (e-Calls), establish data requirements and data<br />

transfer protocols. Establish interfaces and e-Call routing and handling.<br />

Activity leader:<br />

European Commission<br />

Start of activities:<br />

2002<br />

Background:<br />

Deployment of the in vehicle emergency call (eCall) is a priority both for the industry and<br />

the public sector. In cases where a vehicle is involved in an accident, an emergency Call,<br />

or eCall can be initiated automatically, and accurate vehicle location and additional safetyrelated<br />

information can be passed to the Public Service Answering Point (PSAP). Such<br />

information cuts dramatically the emergency response times, saving lives and reducing<br />

the consequences of serious injuries. eCall will use the single European emergency call<br />

number E112. In order to facilitate the processing of location-enhanced emergency calls,<br />

the Commission adopted a Recommendation that further emphasises the need to take<br />

into account the in-vehicle emergency calls.<br />

Status:<br />

In its final report the eCall Driving Group presented a revised roll-out plan whose<br />

realisation depends on the timely commitment of all stakeholders. This report also<br />

includes performance and quality criteria to be met when implemented. The report is<br />

available on the website: http://www.esafetysupport.org/en/esafety_activities/<br />

esafety_working_groups/emergency_call_ecall.htm.<br />

The eCall Road Map was updated in 2006:<br />

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Having recognised the absolute necessity that all eCall players agree on a common<br />

functional objective and common project timing, the eCall DG has drafted a MoU which<br />

is open for signature and has been signed by some of the main stakeholders. This MoU<br />

sets the objectives and outlines the route to complete the launch phase of the eCall<br />

project by 2009. The European Commission, ERTICO, and ACEA signed the MoU in<br />

August 2004. Several others signatures followed from the private and public sector.<br />

Since then, seven Member States (Cyprus, Finland, Greece, Italy, Lithuania, Slovenia,<br />

Sweden) and three Associated States (Iceland, Norway, Switzerland) have signed the<br />

eCall MoU, while the procedure for the signature has been started in other thirteen<br />

countries, with different status of advancement. In some Member States like The<br />

Netherlands, Portugal and the United Kingdom the procedure is advanced; furthermore<br />

Germany has confirmed its imminent signing of the MoU. In France, an inter-ministerial<br />

group has been created to study eCall deployment in co-operation with the industry, but<br />

the existing emergency infrastructure is inadequate. Institutional, competencies and<br />

organizational issues are reasons quoted by other Member States for lack of progress. Six<br />

Member States (Belgium, Estonia, Latvia, Luxembourg, Poland and Slovakia) have not<br />

reported on progress. Three Member States are planning studies. Ten Member States are<br />

either running trials or planning to do so, including large-scale pilots. The Netherlands,<br />

Finland and Sweden will be the first countries with operational eCall.<br />

A "toolbox" for eCall, including the list of organisations that have signed the MoU can<br />

be found on www.esafetysupport.org/en/ecall_toolbox/<br />

On the industry side the Automobile manufacturers have developed technical<br />

specifications for two possible solutions, a mobile device based and a basic vehicleintegrated<br />

solution.<br />

ETSI, the European Telecommunication Standardization Institute (ETSI_MSG) and<br />

3GPP evaluated a number of possible technical solutions to produce an analysis and<br />

recommendation for a common standard and communication protocol. The Transport<br />

Protocol has been selected (in-Band Modem) and the TS is expected by Q1 2007<br />

In order to progress in the analysis of the emergency management, the EC organised two<br />

workshops involving emergency management players: a PSAPs workshop in March 2006<br />

in Madrid and a Service Providers (SP) meeting in September 2006 in Brussels. Main<br />

objective of the Madrid meeting was to discuss the PSAPs requirements in terms of<br />

performance of the system and contents of the eCall Minimum Set of Data (MSD), while<br />

the scope of the Brussels meeting with SP was to define the SP role in the deployment of<br />

the eCall service.<br />

The definition of the content of the Minimum Set of Data is almost completed. There is<br />

only one issue remaining: the Vehicle Identification Number (VIN) It is not clear at the<br />

moment if, in case of receiving an eCall, the VIN included in the MSD is sufficient for<br />

extracting the vehicle information needed for the emergency services to handle the call<br />

(i.e. type, make, model and model year of the vehicle). Otherwise this information needs<br />

to be added as separate fields in the MSD. The EC is investigating this issue though a<br />

questionnaire that has been distributed to the PSAP Expert Group.<br />

In spite of a number of special meetings the Commission has arranged with stakeholders<br />

like insurances, telecommunication companies and mobile network providers as well as<br />

emergency call service providers and public authorities, no agreement could be reached<br />

on a business model. Another open issue is the future role of the private service<br />

providers, which offer emergency call service today.<br />

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On 23 November 2006 the Commission adopted its third Communication on “Bringing<br />

eCall back on track”. It presents two actions that are crucial for making eCall a reality:<br />

1. Member States have been given clear actions with deadlines for solving the<br />

remaining legal, technical and socio-economic issues and proceeding with the<br />

necessary 112, E112 and eCall infrastructures;<br />

2. Industry is asked to renew its commitment to eCall. The Commission will also<br />

start negotiations with the associations of the automotive industry on a voluntary<br />

agreement for introducing eCall devices into vehicles.<br />

The Commission will provide further assistance by working on privacy and<br />

standardisation, and through field tests and public awareness campaigns, as part of the<br />

Intelligent Car initiative within the Commission's i2010 strategy - a European<br />

Information Society for growth and jobs.<br />

A detailed report on the status of implementation of eCall at the end of 2006 can be<br />

found in the <strong>eSafety</strong> <strong>Support</strong> deliverable D4.4 “Implementation Strategies and Status”,<br />

available on www.esafetysupport.org/en/ecall_toolbox/.<br />

European R&D:<br />

<strong>eSafety</strong> <strong>Support</strong> – eCall <strong>Support</strong> (www.esafetysupport.org)<br />

eMerge (www.e-merge.org/)<br />

CGALIES (www.telematica.de/cgalies/index.html)<br />

GST RESCUE (www.gstrescue.org)<br />

One of the tasks within the GST Rescue project is to investigate the implementations<br />

status of E112 in the Member States. This was done through a questionnaire sent out to<br />

the 25 Member States and the study was finalised in November 2004. GST Rescue aims<br />

to optimise the use of data from in-vehicle emergency call systems. Not only will invehicle<br />

emergency calls deliver to the dispatch centre such critical additional information<br />

as location and accident severity data as agreed by the DG eCall, but the emergency<br />

vehicles themselves will employ a navigation solution and warning system permitting<br />

them to arrive safely on the scene as quickly as possible.<br />

National activities:<br />

A consortium commissioned by the Finnish Ministry of Transport and Communications<br />

has produced a plan for a national eCall pilot. The plan concludes that aftermarket<br />

devices will enable more forceful and cost-efficient car fleet penetration than OEM eCall<br />

devices. The plan also includes an analysis of user requirements based on an interview<br />

study. The authorities will provide the system for the device manufacturers and vendors<br />

in order to already ensure the operation of the devices. In 2004 a test bench for data<br />

communication was implemented. The discussion paper to promote the Pan-European<br />

ecall was written (and updated later). In 2005 was published the study to estimate the<br />

impacts of an automatic emergency call system (eCall) on accident consequences in<br />

Finland. In 2006 the needs and views of the involved authorities concerning the<br />

implementation of eCall were clarified and matched. In addition, the changes and<br />

development action required were determined. The aim of the study was to create a<br />

national eCall authority framework to which the operational authorities can commit.<br />

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The German Federal Ministry of the Interior is planning the implementation of E112.<br />

The plan is to visualise the location of the incident both at the PSAP and in the<br />

emergency vehicles.<br />

In Austria a pilot project was initiated in 2006 to test the communication parameters and<br />

the necessary organisational structure for a future introduction of an efficient E112 call<br />

service. The areas of investigation: were reliability of communication transmission and<br />

positioning, and acceptance for pricing<br />

The Ministry of Internal Affairs and Kingdom Relations in the Netherlands has made a<br />

plan for the implementation of E112 taking place in 2006. The implementation contains<br />

visualisation of incident location both at the PSAP and in the emergency vehicles. The<br />

automotive platform ADI was instituted in The Netherlands with the mission to institute<br />

one eCall platform in which public authorities (PSAPs and Ministry of Interior), Service<br />

Providers, and automotive branch at large are represented. There will be a Service Level<br />

Agreement with this platform and the Ministry of Interior on how to operate eCall in<br />

The Netherlands in triangular organisational concept of emergency call – PSAP – Service<br />

provider. One major element will be the institution of a central database with all<br />

automotive data on make – model – model year and technical details, accessible on line<br />

via eCall to provide all necessary data on handling all types of vehicles in emergency<br />

service operation.<br />

In the Czech Republic the Ministry of Transport in the connection with Ministry of<br />

Interior supported an R&D project on eCall. The topic of the project is to describe and<br />

test the functionality of PSAP centers.<br />

<strong>eSafety</strong><strong>Support</strong> supports the organisation of national workshops where implementation<br />

of eCall will be the key subject. These workshops will be organised throughout Europe in<br />

2005. The first Expert workshops were held in Finland, Portugal and Switzerland in<br />

2005.<br />

The 2006 Expert workshop has been held in Hungary in March 2006.<br />

<strong>eSafety</strong> Working Groups:<br />

The eCall Working Group was established at the end of 2002. By mid 2003, the eCall<br />

Working Group (at that point transformed into the eCall Driving Group) had identified<br />

the key players involved in the eCall process (the automotive industry, the mobile<br />

telecommunication industry, the public emergency authorities and associated or<br />

cooperating service organisations, and the public social security organizations and private<br />

insurance companies) and outlined the functionalities of the interfaces to be established<br />

between the players. These players are members of four large “constituencies”: The eCall<br />

Driving Group has developed an Action Plan for Pan-European emergency services.<br />

These services will build on the location-enhanced emergency services being<br />

implemented in the Member States on the basis of the recently adopted recommendation<br />

on the implementation of E-112. Furthermore, these services will include provisions for<br />

more accurate location information and additional safety information.<br />

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In July 2005 eight (8) sub-working groups were created within the eCall DG, with the<br />

objective of identifying and solving some of the concrete issues related to the eCall<br />

implementation that the different industries or organisations have. The positioning<br />

papers from the different sub-working groups have been the basis for the<br />

recommendations from the DG eCall for the introduction of the pan-European eCall..<br />

These recommendations cover eCall architecture, performance requirements, the<br />

definition of a Minimum Set of Data (MSD), certification and privacy issues, and were<br />

adopted by the <strong>eSafety</strong> Forum Plenary in its meeting on 3 May 2006 and are available on<br />

the "toolbox" for eCall on www.esafetysupport.org/en/ecall_toolbox/.<br />

Future actions:<br />

With the last Communication “Bringing eCall back on track”, Member States have been<br />

given clear actions with deadlines for solving the remaining legal, technical and socioeconomic<br />

issues and proceeding with the necessary 112, E112 and eCall infrastructures.<br />

Industry is asked to renew its commitment to eCall.<br />

The Commission supports the work of ETSI in defining the necessary standards, as well<br />

as the work of the ETSI OCG ad-hoc group on emergency telecommunications (OCG<br />

EMTEL).<br />

An important future action in the standardisation area is the standardisation of the<br />

Minimum Set of Data. CEN is the standardisation body working on this item.<br />

Incentive possibilities need to be clarified by mid-2007, to support business case.<br />

Contacts:<br />

Mr Michael Nielsen, ERTICO, m.nielsen@mail.ertico.com<br />

Mr Wolfgang Reinhardt, ACEA, wr@acea.be<br />

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5.1.8 Real-time Traffic and Traveller Information (RTTI) for road safety<br />

Recommendation number and title:<br />

15) Analyse the Member States’ responses to the RTTI Recommendation and draw<br />

up further actions.<br />

16) Create public-private partnerships to capture, process and provide real-time<br />

traffic, travel and road condition data including Floating Vehicle Data.<br />

17) <strong>Support</strong> the wider use of the pan-European RDS/TMC network for safetyrelated<br />

traffic information. Provide a report with required actions to the<br />

European Commission on the status of RDS/TMC implementation and the<br />

remaining bottlenecks.<br />

Activity leader:<br />

15) European Commission<br />

16) Organisations across multiple sectors (industry, public bodies, motoring clubs)<br />

17) TMC Forum<br />

Start of activities:<br />

2003<br />

2006 (restart of activities)<br />

Background:<br />

Real-time traffic and travel information (RTTI) can contribute greatly to safety. In order<br />

to facilitate access to public sector data, and to enable the private and public sectors to<br />

co-operate in the service provision, the Commission published in 2001 a<br />

Recommendation on the deployment of Traffic and Travel services in Europe. RTTI is<br />

the first area of a new generation of telematics services for drivers and other travellers to<br />

achieve appreciable success. Currently, this is due to the fast-growing implementation of<br />

services and products based primarily on existing RDS-TMC broadcast technology. In<br />

the future, supplementary technologies such as digital bearers will enhance the service<br />

possibilities. By delivering traffic data messages promptly to a suitable in-vehicle terminal,<br />

TMC upgrades static navigation to real-time, i.e. dynamic route guidance, or “electronic<br />

traffic avoidance” while giving safety benefits by alerting drivers to accidents, congestion<br />

and hazardous driving conditions.<br />

Status:<br />

Floating Vehicle Data and other advanced data collection techniques are now being used<br />

to support high quality TMC services. Public private partnerships could help increase the<br />

usage of these techniques.<br />

RDS-TMC receiver deployment has reached mass market status thanks to its relationship<br />

with navigation systems, particularly the booming Personal Navigation Device market.<br />

The TMC Forum continues to support wider use of RDS-TMC through assistance for<br />

new and existing EU member states and organisations:<br />

- Advice on all aspects of setting up TMC services<br />

218


- Harmonisation, standardisation and quality assurance, e.g. certification of Location<br />

Tables<br />

- Development work to implement new features to improve services.<br />

The use of higher-bandwidth communication media (such as terrestrial or satellite DAB)<br />

and the results of research initiatives such as AGORA (pioneering on-the-fly location<br />

referencing) and TPEG (extending the message set and supported applications) can help<br />

broaden the capability for future RTTI services.<br />

The first service trials using TPEG-based technology, from end 2006, form an important<br />

step in bringing this new technology closer to market. European R&D:<br />

- CONNECT Euro-Regional Project which (among other activities) supports the<br />

introduction of TMC in selected new member states from the EU25.<br />

- DYNASTY Project (Europe-Aid framework) demonstrating TMC in China and<br />

promoting its adoption<br />

- Mobile.info project (German industry led but wider applicability) developing<br />

TPEG-based RTTI service supporting dynamic navigation<br />

- TMC Forum working on development and standardisation of new features for<br />

TMC, following requests from industry and public authorities, on an ongoing basis<br />

- TPEG Forum working on development and standardisation of TPEG (Transport<br />

Protocol Expert Group) framework and travel information applications using<br />

digital bearers<br />

National activities:<br />

National activities centre around introducing TMC to new markets not only in Europe<br />

but world wide, introducing more advanced traffic information collection methods and<br />

trialling RTTI over digital bearers. Examples include:<br />

- Taking TMC from trial to full commercial service status in Finland<br />

- Commercial service development and launch in USA<br />

- Commercial service development and launch in Australia<br />

- Service demonstration in China<br />

- Commercialisation and upgrade of existing TMC service in Italy<br />

- Development of TMC service for Andorra<br />

- Development of TMC service for Czech Republic<br />

- Development of TMC service for Slovakia<br />

- Ongoing maintenance of existing services and improvement with extra locations<br />

supported across many countries (e.g. UK, Germany, France)<br />

<strong>eSafety</strong> Working Groups:<br />

The RTTI Working Group of the safety Forum, following the Recommendation on the<br />

deployment of Traffic and Travel services in Europe published by the European<br />

Commission in 2001, provides further analysis and recommendations for accelerating the<br />

take-up of the measures for accessing the public sector data, enabling the establishment<br />

219


of public-private partnerships, and the provision of reliable, high-quality RTTI services in<br />

Europe.<br />

The group has produced a technical and economical model for implementing the RTTI<br />

services. The group recognises that the only viable short-term solution is RDS/TMC,<br />

while other technologies will offer higher quality services in the future.<br />

The RTTI Working Group ended its work in 2005 and the final results were made public<br />

at the 2 nd <strong>eSafety</strong> High Level Meeting with the EU Member States on 18 October 2005<br />

where recommendations to Member States were presented. Among these were:<br />

◊ The need to agree on an implementation strategy for the extension of RTTI<br />

services working to European Standards,<br />

◊ <strong>Support</strong> the TMC Forum,<br />

◊ Agreement on a minimum quality for public services,<br />

◊ Publish clear guidelines for the private sector on the conditions for establishing<br />

private data collection networks for commercial vehicles, and<br />

◊ Ensure that frequency spectrum and broadcast capacity will be made available in<br />

the near future and support the development of future advanced digital services.<br />

Since then, further development in the field of RTTI has taken place but open issues<br />

remain with respect to implementation, recommended measures and further roll-out.<br />

On 02 May 2006, the <strong>eSafety</strong> Forum welcomed the re-launch of the RTTI Working<br />

Group activities. The objectives of the Working Group are now to:<br />

◊ Review the results and recommendations of the Final Report and analyse the<br />

open issues<br />

◊ Focus on traffic related criteria, expectations, and needs<br />

◊ Propose a “Road Map” for the implementation of RTTI<br />

◊ Propose further actions to the Commission<br />

All the reports produced by the working group and the relevant documents are available<br />

on www.esafetysupport.org/en/esafety_activities/esafety_working_groups/realtime_traffic_and_travel_information_rtti_.htm<br />

.<br />

Future actions:<br />

- Work to take advantage of the RTTI possibilities offered by the availability of new<br />

broadcast data bearers such as digital radio.<br />

- Work to improve quality of service in urban areas.<br />

- Continuing work to optimise and manage the quality of existing services.<br />

- <strong>Support</strong> in introduction of TMC services to new markets (e.g. Eastern Europe and<br />

China).<br />

- Generation of primary traffic data (how? where?)<br />

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- Wider use and development of RDS/TMC<br />

- Minimum set of information across borders<br />

- Evaluation of traffic data (incl. prognosis)<br />

- Distribution of traffic data (media, frequencies)<br />

- User interface requirements<br />

Contacts:<br />

RTTI WG: Dr Heinz Friedrichs, Robert Bosch, heinz.friedrichs@de.bosch.com<br />

TMC Forum: Mr James Burgess, ERTICO, j.burgess@mail.ertico.com<br />

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5.1.9 Motor vehicle type-approval legislation<br />

Recommendation number and title:<br />

18) Determine what actions may be required for bringing rapidly forward road safety<br />

improvements obtainable with intelligent integrated road safety systems in<br />

vehicles.<br />

Activity leader:<br />

European Commission<br />

Start of activities:<br />

2003<br />

Background:<br />

As the legislation is primarily performance based, it tends not to be design restrictive.<br />

One area that will need revision is that of the provisions on the steering system, which<br />

currently requires a mechanical link and monotonic action (i.e. the same amount of input<br />

at the wheel always provides the same amount of output). This effectively prevents<br />

steer-by-wire systems being brought to the market. Proposals to amend the UN-ECE<br />

Regulation on steering systems to remove the requirements for a mechanical link and to<br />

specifically permit certain steer-by-wire functions have been agreed and entered into<br />

force in 2005 from when it can be used for the purposes of obtaining EC Whole Vehicle<br />

Type Approval.<br />

Status:<br />

In 2006, the High Level Group of the CARS 21 initiative issued the paper “Competitive<br />

Automotive Regulatory System for the 21st Century”, containing recommendations for<br />

the public policy and regulatory framework for the European automotive industry. The<br />

group recognised that processes including vehicle approval have to play their part in<br />

ensuring that losses on Europe’s roads are reduced.<br />

The group recommends that the Commission should come forward with proposals on<br />

Electronic Stability Control, seatbelt reminders, brake assist systems, improvement of<br />

heavy duty vehicles’ blind spots and conspicuity, Isofix child seats and daytime running<br />

lights. The group also notes that several active safety technologies, such as obstacle<br />

recognition systems, are at an advanced development stage and encourages their<br />

development and market introduction to be pursued as fast as possible.<br />

The Group, while stressing the possible EU role in promoting better enforcement,<br />

education and infrastructure planning, acknowledges that responsibility for the<br />

implementation of several infrastructure and user-related measures rests with the<br />

Member States.<br />

European R&D:<br />

(not available)<br />

National activities:<br />

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(not available)<br />

<strong>eSafety</strong> Working Groups:<br />

(not available)<br />

Future actions:<br />

(not available)<br />

Contacts:<br />

Mr Juhani Jaaskelainen, European Commission, INFSO-<strong>eSafety</strong>@ec.europa.eu<br />

http://www.europa.eu.int/information_society/programmes/esafety/index_en.htm<br />

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5.1.10 Safety systems standards and regulation in the EU: State of the art<br />

Recommendation number and title:<br />

19) Analyse specific needs and priorities of intelligent integrated safety systems for<br />

standardisation in ISO, CEN and ETSI. Promote accelerated standardisation.<br />

Activity leader:<br />

Standardisation bodies<br />

Start of activities:<br />

2003<br />

Background:<br />

The Commission is supporting both the work of the standardisation bodies and fostering<br />

industry’s collaborative groups and open platforms.<br />

The standardisation bodies active in ICT and ITS are ISO, IEC and ITU at international<br />

level, and CEN, CENELEC and ETSI at European level. The most relevant technical<br />

committees are ISO-TC 204, and CEN TC 278 (CEN TC 278206 and CEN TC278207).<br />

The three European standards organisations have also formed a collaborative body called<br />

The ICT Standards Board (ICTBS), and the public and private organisations dealing with<br />

road transport have formed ISTSG, the Intelligent Transport Systems Steering Group.<br />

The Commission is observer in ICTBS, and a member of ISTSG. The Commission has<br />

also issued the following standardisation mandates to the European Standardisation<br />

Organisations:·M329 – standardisation of the 24 GHz UWB SRR· M338 – drawing up a<br />

work programme to support the EFC Directive· M270 – calling for work programme for<br />

standardisation for ITS in road transport.<br />

Status:<br />

The ITSSG Strategic Framework document was finalized in November 2004 Specifically<br />

for <strong>eSafety</strong>, the EC is responsible for mapping <strong>eSafety</strong> areas onto standardisation<br />

requirements. The document was then updated in 2006 The document is available for<br />

download a: www.itcsb.org<br />

Human Machine Interaction with increasingly more complex in-vehicle systems is a<br />

major concern.. To tackle this important issue, in 2000, the Commission published a<br />

Recommendation on Safe and Efficient In-vehicle Information and Communication<br />

Systems: a European Statement of Principles (ESoP) on human machine interface, which<br />

has been welcomed by the industry. The Human-Machine Interaction Working<br />

Group assessed the technical progress in collaboration with the industry and the Member<br />

States, and has proposed a series of further measures on HMI in their final report of<br />

2005. The EC has acted swiftly on one of the recommendations and formed an Expert<br />

Group to update the European Statement of Principles (ESoP) on HMI. A new version<br />

of the ESoP was drafted and reviewed prior to being sent to the EU Member States, the<br />

European Parliament and the European Council. At the time when this report is written,<br />

the document is being released.<br />

As for eCall, the three most crucial issues for standardisation are:<br />

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1. A standardized single emergency telephone number for the European Union:<br />

with 112 the European Commission already defined a single emergency number<br />

for Europe.<br />

2. The definition and format of the minimum set of data (MSD): the definition of<br />

the MSD was done by the eCall-In-Vehicle-Functionality Working Group<br />

(ECIV) and published by the eCall Driving Group in May 2006.<br />

3. The transport protocol by which the MSD will be send via the mobile<br />

telecommunication network (e.g. GSM) to the public service answering point<br />

(PSAP): the European Commission gave a mandate to ETSI in 2005 to<br />

standardize the necessary eCall transport protocol; the project management<br />

within ETSI was given to ETSI MSG 12. Because of the ongoing technical<br />

discussions on the eCall system requirements (e.g. SIM necessary or not) the<br />

technical work was delayed for some time. To ensure the functionality of eCall in<br />

the future the transport mechanism for the MSD needs to be defined not only<br />

for GSM-, but also for UMTS-networks. Therefore the technical task was<br />

forwarded to 3GPP SA. In September 2006 a work item for the standardization<br />

of an eCall in-band modem was finally approved by 3GPP SA4, the system<br />

architecture working group where the technical work will be carried out. Due to<br />

the fact that this modem will not really affect GSM/UMTS standards, it was<br />

decided to publish the eCall in-band modem procedures and algorithm not in a<br />

standard but in a technical report expected by September 2007.<br />

European R&D:<br />

The Integrated Projects GST and PREVENT have substantial work packages in<br />

standardisation. The projects also foster the development of open platforms and system<br />

architecture.<br />

A good example of undergoing work is the GST project, aiming at an open telematics<br />

platform and collaborating with such industrial groups like OSGi Alliance, AMI-C, Open<br />

GIS and MOSTCo.<br />

GST, in all its sub-projects, is using the existing standards and is extending them,<br />

extracting amendments to submit to standardisation bodies. A report is expected to be<br />

released at beginning of 2007.<br />

The subproject RESPONSE 3 of PReVENT elaborated a European Code of Practice<br />

(CoP) for an accelerated market introduction of Advanced Driver Assistance Systems<br />

(ADAS). The CoP, even if it is not aiming at defining a specific standard, will help<br />

manufacturers to “safely” introduce new safety applications through an integrated<br />

perspective on human, system and legal aspects.<br />

The project CVIS is adopting the CALM standards for the V2I communication.<br />

National activities:<br />

(not available)<br />

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<strong>eSafety</strong> Working Groups:<br />

The <strong>eSafety</strong> Communication Working Group is working together with Intelligent<br />

Transportation Systems Steering Group (ITSSG) towards ETSI, CEN and ISO for the<br />

progress of the standardisation of communication technologies and modes relevant for<br />

the general mission of <strong>eSafety</strong><br />

Future actions:<br />

In early 2007 the <strong>eSafety</strong> Steering Group will discuss the creation of a specific working<br />

group that will cope with standardisation, representing the interface between the safety<br />

initiative and the standards community, with the aim of identifying the standardisation<br />

needs, drafting and submitting standardisation proposals to the standardisation bodies.<br />

Contacts:<br />

Ms Cathy Jenkins, DfT (UK), cathy.jenkins@dft.gsi.go.uk<br />

Mr Paul Kompfner, ERTICO, p.kompfner@mail.ertico.com<br />

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5.1.11 Legal issues of market introduction of Intelligent Integrated Road<br />

Recommendation number and title:<br />

20) Develop a methodology for risk-benefit analysis, achieve a consensus on a<br />

European Code of Practice, and establish guidelines for facilitating market<br />

introduction of intelligent integrated safety systems.<br />

Activity leader:<br />

Automotive industry<br />

Start of activities:<br />

2004<br />

Background:<br />

Existing technical limits as well as liability issues are currently delaying the market<br />

introduction of intelligent integrated safety systems (IISS): many ideas have been applied<br />

in prototypes with safety features, but only few have been introduced in series<br />

production. The creation of a Code of Practice (CoP) implies to establish “principles” for<br />

the development and evaluation of IISS on a voluntary basis, as a result of a common<br />

agreement between all involved partners and stakeholders, mainly initiated by<br />

manufacturers. The proposal to establish such a Code of Practice was confirmed by the<br />

Commissions Communication COM(2003) 542 of 15 September 2003. This CoP should<br />

contain descriptions of procedures and processes for analysis of user requirements,<br />

definition of systems according to these requirements, and validation procedures<br />

showing that safety related customer requirements are fulfilled. This CoP should have a<br />

special focus on an integrated “system safety - human factors” approach, being a basis<br />

for future standardisation efforts, and also giving advice on the legal questions regarding<br />

product liability, driver’s responsibility – manufacturer’s liability, etc.<br />

Status:<br />

For Advance Driver Assistance Systems the project RESPONSE 2 described market<br />

introduction scenarios analyzing the gap between technological possibilities and market<br />

introduction benefits and risks using typical scenario technique procedures. Enabling and<br />

disabling factors concerning market introduction have been identified and their<br />

interactions clarified, outlining the in-principal technological possibilities of modern<br />

ADAS implying technical, human factors, and legal risks. In a second step this deeper<br />

understanding of enabling and disabling factors was used for the definition of<br />

risk/benefit-assessment methodologies. This was done on a 'microscopic' perspective,<br />

where the risks for the whole Human-Machine-System had to be evaluated. Further a<br />

macroeconomic approach for a combined risk-benefit analysis was developed. In a third<br />

step these risk identification and assessment strategies were translated into a<br />

requirements definition for a CoP for development and testing of ADAS. This included<br />

the analysis of already existing procedures and standards as well as the derivation of need<br />

for additional ADAS-specific procedures. Content, structure and formal aspects of a<br />

future CoP was defined.<br />

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On October 2006 the RESPONSE 3 project, a subproject of the integrated project<br />

PReVENT, released the CoP to provide the vehicle industry with the tools and common<br />

understanding to overcome and to help managing the problems about safety concerns<br />

and liability. The CoP comprises a suitable ADAS description concept including ADAS<br />

specific requirements for system development. It summarises best practices and proposes<br />

methods for risk assessment and controllability evaluation. The application of the CoP is<br />

a possibility to demonstrate that state-of-the-art procedures in ADAS development have<br />

been applied, including risk identification, risk assessment and evaluation methodology.<br />

Risks of ADAS may be highly complex. The term "defective product" is used in the<br />

European Product Liability Directive not only in a technical sense but it is also linked to<br />

human factors including system requirements such as dependability, controllability,<br />

comprehensibility, predictability and misuse resistance. Currently the technological safety<br />

issues are standardised within ISO TC22 while RESPONSE 3 is focusing on the humanmachine<br />

interaction safety issues of ADAS, in particular on driver controllability, an<br />

ADAS key issue.<br />

European R&D:<br />

Response 2 (http://response.adase2.net/)<br />

Response 3 (http://www.prevent-ip.org/en/prevent_subprojects/horizontal_activities/<br />

response_3/)<br />

PREVENT (http://www.prevent-ip.org/)<br />

National activities:<br />

(not available)<br />

<strong>eSafety</strong> Working Groups:<br />

(not available)<br />

Future actions:<br />

The RESPONSE 3 consortium is now encouraging all people involved in the ADAS<br />

development to benefit from applying the Code of Practice in their companies<br />

Contacts:<br />

Mr Maxime Flament, ERTICO, m.flament@mail.ertico.com<br />

Dr Juergen Schwarz, DaimlerChrysler AG, juergen.s.schwarz@daimlerchrysler.com<br />

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5.1.12 Ultra wide-band 24 GHz short range radar<br />

Recommendation number and title:<br />

21) Take the necessary actions for removing regulatory barriers to the use of the 24<br />

GHz band for short-range radar in Europe.<br />

22) Undertake the standardisation in ETSI for the 24 GHz UWB radar.<br />

Activity leader:<br />

21) European Commission<br />

22) Standardisation bodies<br />

Start of activities:<br />

2003<br />

Background:<br />

Short-range radars (SRR) that can detect collision dangers and automatically apply a car’s<br />

brakes are available since mid-2005, further to a Decision adopted 17 January 2005 by<br />

the European Commission. In Europe, CEPT ECC/DEC/(02) 01 designates the band<br />

76-77 GHz for vehicular or infrastructure radar systems. However, SRR systems require<br />

a wider bandwidth than currently available to obtain the required resolution.<br />

Furthermore, the automotive industry holds that the immediate implementation of SRR<br />

systems in or around this frequency range would not be feasible at the present time,<br />

given the stated relative lack of maturity and cost-effectiveness of the available<br />

technology for this band. The automotive industry believes that in the short term,<br />

operation around the 24 GHz band is the only commercially viable solution, with a<br />

subsequent migration to the 77 GHz or to another band after some years, by which time<br />

appropriate technology solutions are expected to have become cost-effective and the<br />

SRR concept validated in the market.<br />

Status:<br />

The Commission decision, which allocates a specific radio frequency band to short-range<br />

radar devices, is the result of a two-year drive by the Commission and EU radio spectrum<br />

and road safety experts. According to the European Road Safety Action Programme, the<br />

number of road accident victims is to be halved in the EU by 2010. All new SRR devices<br />

would have to use the 77 GHz band (or any other designated permanent band) while the<br />

operation of existing SRR systems would remain authorised in the temporary band to the<br />

end of their operational lifetime. The Radio Spectrum Decision of 2002 allows the<br />

Commission, with the assistance of the Radio Spectrum Committee (RSC), to adopt<br />

decisions on EC radio harmonisation measures, based on CEPT reports. The<br />

Commission issued in August 2003 a mandate to CEPT for the harmonisation of radio<br />

spectrum in both 79 and 24 GHz ranges. On the basis of the CEPT report, the<br />

Commission will bring a decision concerning this spectrum range to the RSC in 2004.<br />

The 79 GHz range band has been identified by CEPT as the most suitable band for long<br />

term development and deployment of SRR.<br />

On February 2006 the EC organised a workshop on spectrum requirements for road<br />

safety, with the purpose to get the interested parties together to discuss the spectrum<br />

requirements of the future safety critical applications in the context of Cooperative<br />

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Systems; and the status of current activities in Europe and internationally in terms of<br />

harmonisation and standardization.<br />

European R&D:<br />

(not available)<br />

National activities:<br />

(not available)<br />

<strong>eSafety</strong> Working Groups:<br />

(not available)<br />

Future actions:<br />

A new harmonised standard for the permanent frequency band would need to be<br />

developed as early as possible and with the highest priority. Furthermore, a harmonised<br />

standard from ETSI for SRR devices at 24 GHz produced in the context of the R&TTE<br />

Directive will only be accepted by the Commission provided it is in line with the various<br />

elements of the overall approach agreed to in the Radio Spectrum Committee. To enable<br />

the operation of SRR devices in new vehicles sold on the European market, radio<br />

spectrum needs to be rapidly identified and harmonised at Community level.<br />

Contacts:<br />

Mr Juhani Jaaskelainen, European Commission, INFSO-<strong>eSafety</strong>@ec.europa.eu<br />

http://www.europa.eu.int/information_society/programmes/esafety/index_en.htm<br />

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5.1.13 Societal aspects<br />

Recommendation number and title:<br />

23) Estimate the socio-economic benefits, which can be obtained through the<br />

reduction of fatalities, injuries and material damage.<br />

Activity leader:<br />

European Commission<br />

Start of activities:<br />

2004<br />

Background:<br />

The impact of intelligent vehicle safety systems goes beyond mere improvements in road<br />

safety. Other effects, such as greater reliability of arrival times, environmental benefits or<br />

increased driver convenience are also benefits of using IVSS. An assessment of the socioeconomic<br />

impact of safety systems also faces the possibility of reverse effects, for<br />

example a reduction in traffic flow or even an increase in the number of accidents due to<br />

inappropriate human-machine interfaces. Investigations of the socio-economic impact of<br />

intelligent safety systems began in the late 1980s. Since then, the benefits of IVSS and<br />

services have been assessed on the basis of more than 200 operational tests and early<br />

deployment experiences in North America, Europe, Japan, and Australia (PIARC 2000).<br />

Three broad-based categories of evaluation approach are currently being used (OECD<br />

2003):<br />

◊ Empirical data from laboratory measurements and real-world tests;<br />

◊ Simulation;<br />

◊ Statistical analysis.<br />

Status:<br />

The Commission launched in July 2004 an exploratory study on the potential socioeconomic<br />

impact of the introduction of Intelligent Safety Systems in road vehicles<br />

(SEiSS). The lead contractor of the SEiSS study was VDI/VDE Innovation + Technik,<br />

Germany, and the work ended in January 2005. The Commission initiated this<br />

exploratory study in order to:<br />

◊ Provide a survey of current approaches to assess the impact of new IVSS;<br />

◊ Develop a methodology for assessing the potential impact of IVSS in Europe;<br />

◊ Provide factors for estimating the socio-economic benefits resulting from the<br />

introduction of Intelligent Vehicle Safety Systems;<br />

◊ Identify the major indicators influencing market deployment and develop<br />

deployment scenarios for selected technologies/regions.<br />

The socio-economic impact was preliminarily estimated for a certain number of cases<br />

showing a positive Benefit-Cost ratio in the long term. The report can be found on<br />

http://www.esafetysupport.org/download/intelligent_vehicle_reports/Final_SEiSS.pdf.<br />

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A survey on “Incentives schemes applied by the Member States in the Transportation<br />

Sector” was also conducted in 2005 so as to design a strategy to support the adoption of<br />

<strong>eSafety</strong>. This survey collected experiences from the Member States in the application of<br />

financial or fiscal control incentives in the transportations field as an instrument to speed<br />

up the introduction of improved or new technologies, especially in conjunction with<br />

regulatory requirements. The study is downloadable from the <strong>eSafety</strong> <strong>Support</strong> website:<br />

http://www.esafetysupport.org/download/socio_economic_studies/Incentives%20stud<br />

y.pdf<br />

In 2006 a EU-funded specific targeted research project (STREP) started assessing the<br />

socio-economic effect of relevant Intelligent Vehicle Safety Systems. The project is called<br />

eIMPACT and its objectives are:<br />

◊ A Socio-economic impact assessment of IVSS:<br />

o identification of the most promising stand-alone and co-operative IVSS<br />

technologies;<br />

o market penetration scenarios for IVSS;<br />

o expected impacts on traffic safety and efficiency, detailed results for 2010<br />

& 2020<br />

◊ Perspectives on the market introduction of IVSS<br />

o integrating the input from the impact analysis, policy options and<br />

stakeholder roles<br />

The list of systems recommended for in-depth assessment puts together stand-alone<br />

systems (ACC/FSR; emergency braking, collision mitigation & pre-crash protection of<br />

vulnerable road users, ESC, lane keeping support; lateral & rear monitoring, lane change<br />

aid and lateral collision warning; night vision, driver drowsiness monitoring and warning),<br />

and co-operative systems (intersection safety, wireless local danger warning, eCall, Speed<br />

Alert). Since July the project started the development of a methodology for traffic impact<br />

analysis, safety impact analysis, cost-benefit analysis and stakeholder analysis. In<br />

September 2007 it organised a scenario development workshop where future projections<br />

of penetration rates were discussed. The socio-economic results will be available in late<br />

2007.<br />

European R&D:<br />

Several projects funded by EU member states or the European Commission as well as<br />

studies carried out by the automotive industry and equipment suppliers have already<br />

provided some data on IVSS impact. A number of projects deal with technological R&D<br />

and provide a good basis for further progress. These projects include AIDE, ARCOS,<br />

CarTALK 2000, CHAMELEON, EDEL, E-Merge, GST, HUMANIST, INVENT,<br />

PReVENT, PROTECTOR, RADARNET and SAFE-U. Several projects (such as<br />

ADASE II, GST, HUMANIST) are focused on accompanying measures to develop the<br />

sectoral innovation system and strengthen networks and co-operation. Some projects<br />

(such as ADVISORS and RESPONSE) deal with the implementation of safety systems<br />

and measures to support the application of new technologies. Finally, a number of<br />

projects discuss the costs and benefits of the technologies. These include ADVISORS,<br />

CHAUFFEUR, DIATS, E-Merge, STARDUST, and the TRL Report.<br />

eImpact is a new dedicated project assessing the socio-economic effect of relevant<br />

Intelligent Vehicle Safety Systems (http://www.eimpact.eu).<br />

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Also the project TRACE (www.trace-project.org/) is investigating the safety effects of<br />

intelligent vehicle safety systems using the accident causation approach.<br />

The projects TRACE and eIMPACT exchange information constantly, organising<br />

common workshops and other co-operation activites. Both projects are expected to<br />

produce results in 2007. In addition, PReVAL assesses the safety effects of the<br />

PReVENT systems within the project.<br />

National activities:<br />

The UK Department of Transport has contracted a consortium to evaluate the<br />

quantifiable cost and benefits of ITS deployment. The project is considering a wide range<br />

of ITS applications, of which Travel and Traffic Information systems form an important<br />

element. Particular attention is being paid to the benefits accruing from both<br />

technological and institutional integration in the deployment of ITS. The end product of<br />

this study will be a comprehensive Guidance, a methodology that can be applied, taking<br />

into account local circumstances, in terms of:<br />

- The nature of the benefits that might realistically be anticipated, according to a range of<br />

policy goals;<br />

- The factors, which determine the outturn costs and benefits of ITS deployment;<br />

- The variables, which the end user is most able to influence in order to maximise<br />

benefits;<br />

- What needs to be monitored and controlled to ensure that benefits are realised; and<br />

- What needs to be measured and evaluated in the future, to ensure that the benefits<br />

anticipated are being achieved.<br />

<strong>eSafety</strong> Working Groups:<br />

The Working Group on R&D has defined the following research need for this area:<br />

EU wide assessment and verification (with international comparison) of efficacy of safety<br />

measures and systems – including the establishment of methodologies for a<br />

comprehensive cost benefit analysis.<br />

Future actions:<br />

A systematic assessment and coherent analysis of the socio-economic impact of<br />

Intelligent Vehicle Safety Systems will be brought forward by eImpact. The socioeconomic<br />

results will be available in late 2007. The project will finish at the end<br />

2007/spring 2008.<br />

Contacts:<br />

Mr Juhani Jaaskelainen, European Commission, INFSO-<strong>eSafety</strong>@ec.europa.eu<br />

http://www.europa.eu.int/information_society/programmes/esafety/index_en.htm<br />

Ms Kerry Malone (TNO) kerry.malone@tno.nl<br />

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Recommendation number and title:<br />

24) Stimulate and support road users and fleet owners to buy vehicles equipped with<br />

intelligent road safety systems.<br />

Activity leader:<br />

<strong>eSafety</strong>Aware!<br />

European Commission / Member States<br />

Start of activities:<br />

2003<br />

2006<br />

Background:<br />

The aim is to create more awareness among the road users of the benefits that <strong>eSafety</strong><br />

systems offer and to stimulate the purchase of vehicles equipped with <strong>eSafety</strong> systems<br />

with instruments such as financial and tax incentives<br />

Status:<br />

The Working Group on User Outreach defined a strategy for dissemination of <strong>eSafety</strong><br />

research to the end user and public Awareness activities (<strong>eSafety</strong> campaigns) to promote<br />

the <strong>eSafety</strong> systems available on the market.<br />

As part of the strategy, the <strong>eSafety</strong> User Outreach Working Group recommended to<br />

create an <strong>eSafety</strong> Communication Platform, now renamed “<strong>eSafety</strong> Aware!” (see<br />

Recommendation 27).<br />

<strong>eSafety</strong>Aware! will kick off with the launch of a pan-European information campaign on<br />

Electronic Stability Control in 2007, organising an i2010 event & ESC campaign<br />

launching event in Rome, Italy.<br />

A survey on different kind of incentives that could fit <strong>eSafety</strong> technologies was produced<br />

by the European Commission in 2005.<br />

European R&D:<br />

<strong>eSafety</strong>Aware! (www.esafetysupport.org/en/esafety_activities/esafety_aware) is an<br />

independent platform that seeks to accelerate the market introduction of <strong>eSafety</strong><br />

technologies by organising information campaigns and dedicated events aimed at creating<br />

awareness of <strong>eSafety</strong> benefits among policy-makers and end-users (see Recommendation<br />

27).<br />

National activities:<br />

Very few Member States (Denmark, the Netherlands) introduced specific incentives for<br />

vehicles equipped with <strong>eSafety</strong> Systems 3 .<br />

3 See “Incentives Schemes applied by the Member States in the Transportation Sector: towards the design<br />

of a strategy to support the adoption of <strong>eSafety</strong>”, Alessandro Carrotta, 2005<br />

(www.esafetysupport.org/download/socio_economic_studies/Incentives%20study.pdf)<br />

234


<strong>eSafety</strong> Working Groups:<br />

The User Outreach Working Group has analysed some consumer campaigns and<br />

experiences from suppliers, communications models and penetration patterns of some<br />

earlier technologies like ESC.<br />

The group recommended the establishment of a common Communication Platform for<br />

safety, now renamed “<strong>eSafety</strong> Aware!” (see Recommendation 27). All the interested<br />

stakeholders can join this platform on voluntary basis. The platform will co-ordinate the<br />

media work, marketing issues and political work. A pilot campaign will be launched in<br />

2007 (see Recommendation 27).<br />

Future actions:<br />

The study about the possibility of the introduction of tax incentives will be continued by<br />

the European Commission. A workshop on this topic will be probably organised.<br />

Organising campaigns and information material/articles.<br />

Widen <strong>eSafety</strong>!Aware platform.<br />

<strong>eSafety</strong>Aware! will kick off with the launch of a pan-European information campaign on<br />

Electronic Stability Control in 2007, organising an i2010 event & ESC campaign<br />

launching event in Rome, Italy<br />

Contacts:<br />

UOWG - Mr Olivier Lenz, FIA, o.lenz@fiabrussels.com<br />

<strong>eSafety</strong>Aware! - Mr David Ward, FIA, communicationplatform@esafetysupport.org<br />

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5.1.14 The different business cases<br />

Recommendation number and title:<br />

25) Identify best practices for positive business cases to promote the introduction of<br />

intelligent integrated road safety systems.<br />

Activity leader:<br />

Multi-sector organisation<br />

Start of activities:<br />

2003<br />

Background:<br />

For both public and commercial services there needs to be a successful business model.<br />

As in the past, the public model rests on securing safety benefits judged to outweigh the<br />

costs of providing the service. For any commercial provider, the challenge is to collect<br />

sufficient revenue from customers while minimising the cost of data collection and<br />

service provision. Individual drivers are reluctant to pay directly for services like traffic<br />

information, especially safety messages, that is commonly understood to be provided free<br />

of charge as a public service.<br />

Status:<br />

An exploratory study on the potential socio-economic impact of the introduction of<br />

Intelligent Safety Systems in Road Vehicles (SEISS) was completed in January 2005. The<br />

socio-economic impact was preliminarily estimated for a certain number of cases<br />

showing a positive Benefit-Cost ratio in the long term (see Recommendation 23).<br />

A survey on “Incentives schemes applied by the Member States in the Transportation<br />

Sector” was also conducted in 2005 so as to design a strategy to support the adoption of<br />

<strong>eSafety</strong>. This survey collected experiences from the Member States in the application of<br />

financial or fiscal control incentives in the transportations field as an instrument to speed<br />

up the introduction of improved or new technologies, especially in conjunction with<br />

regulatory requirements 4 (see Recommendation 23).<br />

European R&D:<br />

(not available)<br />

National activities:<br />

(not available)<br />

4 See “Incentives Schemes applied by the Member States in the Transportation Sector: towards the design<br />

of a strategy to support the adoption of <strong>eSafety</strong>”, Alessandro Carrotta, 2005<br />

(www.esafetysupport.org/download/socio_economic_studies/Incentives%20study.pdf)<br />

236


<strong>eSafety</strong> Working Groups:<br />

The RTTI WG has identified that, other than free services such as those offered by TMC<br />

in many countries today, annual or monthly fees such as a radio tax or a once-per-life<br />

down payment added to the purchase price of the receivers could be more easily<br />

accepted by the customers than a pay-per-use service.<br />

Future actions:<br />

(not available)<br />

Contacts:<br />

Mr Juhani Jaaskelainen, European Commission, INFSO-<strong>eSafety</strong>@ec.europa.eu<br />

http://www.europa.eu.int/information_society/programmes/esafety/index_en.htm<br />

237


Recommendation number and title:<br />

26) <strong>Support</strong> the eCall business model by implementing the full service chain and<br />

ensuring interoperability and compatibility with E-112.<br />

Activity leader:<br />

Member States<br />

Start of activities:<br />

2004<br />

Background:<br />

In order to assess and secure the socio-economic benefits of European e-Call, it is<br />

necessary to collect, compare and combine existing studies and test results. These proven<br />

figures and acceptable assumptions shall support the business case analysis, and allow<br />

further discussions on how the stakeholders can balance efforts and benefits for a<br />

common willingness to roll out this program. These figures shall also help to determine<br />

how the expected benefits are distributed between public and private sectors.<br />

The economics of the eCall model have been investigated and found genuinely<br />

problematic in the sense that:<br />

- Significant up front investments must be made by the automotive industry, the telecom<br />

industry and the emergency Authorities.<br />

- When in service, eCall is expected to reduce the costs of social security and of the<br />

insurance companies while neither of these two constituencies would have contributed to<br />

the investments.<br />

- The upfront investments of the automotive and telecom industries would be largely<br />

pointless unless the emergency authorities, as an initial step, have also invested to make<br />

their operational processes compatible with eCall.<br />

Status:<br />

The need for a positive business case for eCall has been identified at the high-level<br />

meeting 3 February 2005. Also the European Commission has been requested to make<br />

an in-depth analysis on the possible use of fiscal incentives (reduction of vehicle taxes).<br />

European R&D:<br />

(not available)<br />

National activities:<br />

(not available)<br />

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<strong>eSafety</strong> Working Groups:<br />

Initially a Working Group was established to look at the Business Case for Intelligent<br />

Vehicle Safety Systems. Due to very close synergies with the eCall Working Group, and<br />

the largely overlapping list of members, this group was merged into the eCall Driving<br />

Group, that concluded its work on 2006 with the release of the Final Recommendations.<br />

The eCall DG brought forward the work on the three different business cases:<br />

Name Objective<br />

Business Case 1 Overview of the studies currently<br />

(BC.1)<br />

available<br />

Business Case 2 Cost / benefits for the Insurance<br />

(BC.2)<br />

Business Case 3<br />

(BC.3)<br />

Industry – potential business case<br />

Vehicle manufactures to define the costs<br />

of the In-Vehicle System<br />

The eCall DG produced, in its final report, a clarification paper with an overview of<br />

available studies on proven or assessed benefits of e-Call. The document is available<br />

online: www.esafetysupport.org/download/ecall_toolbox/Reports/Appendix_16.pdf<br />

Future actions:<br />

To support the business model it will be necessary for the main stakeholders to sign the<br />

agreed MoU. The MoU is ready for signature and has already been signed by a number of<br />

stakeholders.<br />

The complete list of MoU signees can be found on the eCall toolbox on<br />

www.esafetysupport.org /en/ecall_toolbox/.<br />

Contacts:<br />

Mr Michael Nielsen, ERTICO, m.nielsen@mail.ertico.com<br />

Mr Wolfgang Reinhardt, ACEA, wr@acea.be<br />

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5.1.15 User Outreach<br />

Recommendation number and title:<br />

27) Design and execute awareness campaigns that explain the benefits, functioning<br />

and use of the intelligent integrated road safety systems to the consumers.<br />

Activity leader:<br />

User organisations/<strong>eSafety</strong>Aware!<br />

Start of activities:<br />

2003<br />

2006<br />

Background:<br />

A close link between the development of <strong>eSafety</strong> technologies and the end users is<br />

missing today. The benefits of these advanced technologies are difficult to disseminate to<br />

a broad public and more engagement of the user might bring the technologies closer to a<br />

market introduction. All key stakeholders are interested in the user acceptance of <strong>eSafety</strong><br />

technologies and this needs to be supported by a broader dissemination of <strong>eSafety</strong><br />

functionalities and benefits.<br />

Status:<br />

The Working Group on User Outreach defined a strategy for dissemination of <strong>eSafety</strong><br />

research to the end user and public Awareness activities (<strong>eSafety</strong> campaigns) to promote<br />

the <strong>eSafety</strong> systems available on the market.<br />

As part of the strategy, the <strong>eSafety</strong> User Outreach Working Group recommended to<br />

create an <strong>eSafety</strong> Communication Platform, now renamed “<strong>eSafety</strong> Aware!”. This<br />

happened on the 29 th of June, under the chairmanship of David Ward, FIA Foundation.<br />

Until now 31 organisations from Public authorities, Industry and users organisations<br />

have become members.<br />

The creation of this platform was announced at the i2010 meeting organised by the<br />

Finnish presidency in Helsinki on the 28 th of September. The main objective is to create<br />

more awareness on <strong>eSafety</strong> among the general public. The first Steering Group Meeting<br />

for the Communication Platform took place on 19th September 2006 in Brussels,<br />

Belgium, and the first Plenary Meeting with the members of the platform took place on<br />

12th October 2006 in London, UK.<br />

The platform has a non-competitive character, through which all the stakeholders will:<br />

· Gain forces for common aims<br />

· Increase efficiency of the communication<br />

· Formulate common messages to the public<br />

· Explain the technologies, their specifications and qualities<br />

· Give good reasons why a car should be equipped with such technologies<br />

The UOWG proposes a list of procedures concerning the definition of communication<br />

tools, the development of test and media protocols and the financing of media work.<br />

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The UOWG found out that in order to successfully transpose communication strategies<br />

with regard to the user, the internal communication, especially within the sales<br />

departments of <strong>eSafety</strong> systems producers and car dealers, has to be improved. The<br />

Working Group has listed tools for external and internal communication that could help<br />

support their work:<br />

• External communication to the general public:<br />

o continuous media work with contributions to press, internet, TV and<br />

radio (e.g. TV footage, internet texts, photographs, press releases,<br />

magazine articles);<br />

o consumer protection tests with benchmarking rating system;<br />

o maintenance of an interactive website;<br />

o creation of interactive games;<br />

o leaflets;<br />

o presence on fairs and conferences;<br />

o surveys and consumer polls;<br />

o development of a label/brand;<br />

• Internal communication to dealers, driving schools etc.:<br />

o organisation of trainings;<br />

o updated website;<br />

o fairs;<br />

o conferences;<br />

o PC tools;<br />

o videos.<br />

<strong>eSafety</strong>Aware! will kick off with the launch of a pan-European information campaign on<br />

Electronic Stability Control in 2007, organising an i2010 event & ESC campaign<br />

launching event in Rome, Italy<br />

European R&D:<br />

<strong>eSafety</strong> <strong>Support</strong> (www.<strong>eSafety</strong>support.org) is disseminating European R&D and policy<br />

results for <strong>eSafety</strong> systems and services and has a dedicated work package on user<br />

outreach.<br />

<strong>eSafety</strong>Aware! (www.esafetysupport.org/en/esafety_activities/esafety_aware) is an<br />

independent platform that seeks to accelerate the market introduction of <strong>eSafety</strong><br />

technologies by organising information campaigns and dedicated events aimed at creating<br />

awareness of <strong>eSafety</strong> benefits among policy-makers and end-users.<br />

National activities:<br />

(not available)<br />

241


<strong>eSafety</strong> Working Groups:<br />

The User Outreach Working Group has been formed to increase the awareness among<br />

the general public of the existence of <strong>eSafety</strong> systems, their contribution to road safety in<br />

general, and their potential for reducing individual risk is essential. Besides the awareness<br />

on new <strong>eSafety</strong> systems there are further influences defining the acceptance by the user<br />

and forming the basis for real demand. The working group will concentrate on aspects of<br />

communication and consumer behaviour. Therefore communication and campaign<br />

managers, media and marketing experts and representatives of user groups will be<br />

particularly invited to contribute to the working group.<br />

The group has analysed some consumer campaigns and experiences from suppliers,<br />

communications models and penetration patterns of some earlier technologies like ABS.<br />

The group recommended the establishment of a Communications Platform for <strong>eSafety</strong><br />

outreach activities in. This platform will invite of all interested stakeholders to coordinate<br />

media work, marketing issues, campaigns, and political work. A first campaign will be<br />

organised in 2007. Later, <strong>eSafety</strong> should look into a common Label for <strong>eSafety</strong>. The pilot<br />

campaign will benefit from user surveys such as the Eurobarometer.<br />

Future actions:<br />

Organising campaigns and information material/articles.<br />

Widen <strong>eSafety</strong>!Aware platform<br />

<strong>eSafety</strong>Aware! will kick off with the launch of a pan-European information campaign on<br />

Electronic Stability Control in 2007, organising an i2010 event & ESC campaign<br />

launching event in Rome, Italy<br />

Contacts:<br />

UOWG - Mr Olivier Lenz, FIA, o.lenz@fiabrussels.com<br />

<strong>eSafety</strong>Aware! - Mr David Ward, FIA Foundation,<br />

communicationplatform@esafetysupport.org<br />

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5.1.16 The <strong>eSafety</strong> Forum<br />

Recommendation number and title:<br />

28) Create an <strong>eSafety</strong> Forum with the objective to monitor and promote the<br />

implementation of these recommendations, and support the development,<br />

deployment and use of intelligent integrated road safety systems.<br />

Activity leader:<br />

European Commission<br />

Start of activities:<br />

2003<br />

Background:<br />

The <strong>eSafety</strong> Forum was established in early 2003 by the European Commission in close<br />

co-operation with the industry, industrial associations and public sector stakeholders. Its<br />

organisation is managed by the Steering Group, which meets about once a month. The<br />

Steering Group is co-chaired by European Commission, ERTICO, and ACEA and has<br />

representatives from all sectors. In 2003, the Steering Group defined the work<br />

programme of the Forum as well as membership issues and the Working Groups. The<br />

Commission adopted in September 2003 a Communication on Information and<br />

Communications Technologies for Safe and Intelligent Vehicles, based on the results<br />

from the <strong>eSafety</strong> Working Group and other consultations. The Communication brings<br />

forward the actions the Commission intends to take in order to accelerate the<br />

development, large-scale deployment, and use of <strong>eSafety</strong> systems. The eleven actions of<br />

the Communication fall into three categories: promoting Intelligent Integrated Safety<br />

Systems, adapting the regulatory and standardisation provisions, and removing the<br />

societal and business obstacles.<br />

Status:<br />

<strong>eSafety</strong> <strong>Support</strong>, on behalf of the <strong>eSafety</strong> Steering Group, organises Steering Group<br />

meetings, High Level meetings, and Plenary Meetings, follows the activities of the<br />

Working Groups and supports the organisation of workshops, and offers the secretarial<br />

support to <strong>eSafety</strong> activities.<br />

Six Plenary Sessions have been organised until the end of 2006:<br />

1. 22 April 2003 (Brussels),<br />

2. 17 November 2003 (Madrid),<br />

3. 25 March 2004 (Brussels),<br />

4. 2 June 2005 (Hannover),<br />

5. 2-3 May 2006 (Brussels),<br />

6. 8 November 2006 (Brussels).<br />

In 2006 two Plenary sessions took place.<br />

o The Fifth Plenary Session reviewed the <strong>eSafety</strong> Initiative’s progress to date,<br />

adopting the recommendations of numerous <strong>eSafety</strong> Working Groups, including<br />

those of the Communication, Implementation Road Map and Heavy Duty<br />

Working Groups. Particular attention was devoted to the recommendations of<br />

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the eCall and User Outreach Working Groups. Further broadening the work of<br />

the <strong>eSafety</strong> Forum, participants approved the creation of two new Working<br />

Groups: “ICT for Clean Mobility” and “Services-Oriented Architecture”.<br />

o During the Sixth Plenary Session the 3rd Commission Communication “Bringing<br />

eCall back on track” was presented and the “Information and Communication<br />

Technologies for Mobility Strategic Research Agenda” was adopted. Mr Rudolf<br />

Strohmeier, Head of European Commissioner Viviane Reding’s Cabinet, made a<br />

keynote address stressing the importance of bringing the benefits of the<br />

information society to the citizens. Mr Strohmeier pointed to eCall as a good<br />

example of how this can be achieved, but cautioned that the target of full-scale<br />

roll-out of eCall would not be accomplished if the Member States did not step up<br />

their efforts in upgrading their emergency service centres.<br />

In September 2004 the Forum organised a High Level meeting for the public authorities,<br />

another High Level meeting took place on 3 February 2005 focusing on the private<br />

sector, and a High Level meeting was organised for the Member States on 18 October<br />

2005. On 2006 a High-Level meeting of the Commission's i2010 initiative - a European<br />

Information Society for growth and jobs – was organised in Helsinki, announcing the<br />

creation of a new platform to promote awareness brings together stakeholders from the<br />

public sector, automotive suppliers and users.<br />

Furthermore, six Steering group meetings are normally organised each year. For 2006 the<br />

meeting taking place were the following ones:<br />

1. 19th Steering Group Meeting, 7 February 2006 (Brussels)<br />

2. 20th Steering Group Meeting, 4 April 2006 (Brussels)<br />

3. 21st Steering Group Meeting, 4 July 2006 (Brussels)<br />

4. 22nd Steering Group Meeting, 11 October 2006 (London)<br />

European R&D:<br />

A number of R&D projects have been launched by the Commission under FP5 and FP6:<br />

ADVISORS, AIDE, APROSYS, APSN, AWAKE, COMUNICAR, EASIS, eSCOPE,<br />

EUCLIDE, EU-India EuroRoads, GST, HIGHWAY, HUMANIST, IM@GINE IT,<br />

IN-ARTE, PEIT, PReVENT, SAVE, SPARC, TRAVEL-GUIDE, SpeedAlert, etc.<br />

The project launched in 2006 are: ATESST, COM2REACT, COMeSAFETY, COVER,<br />

CVIS, CyberCars-2, eIMPACT, <strong>eSafety</strong> <strong>Support</strong>, EU-India, FeedMAP, FRICTION,<br />

GOOD ROUTE, i-way, MORYNE, REPOSIT, SAFESPOT, Sevecom, TRACE,<br />

TRACKSS, WATCH OVER, etc.<br />

More information on these projects can be found on<br />

www.esafetysupport.org/en/esafety_activities/related_projects.<br />

National activities:<br />

The <strong>eSafety</strong> Forum Observers Group, a panel of EU Member State representatives<br />

which are invited to report on their national <strong>eSafety</strong> activities, are actively involved in<br />

national industry, policy, or R&D activities and are acknowledged experts in their domain<br />

or sector.<br />

<strong>eSafety</strong> <strong>Support</strong> is responsible for organising <strong>eSafety</strong> Observers Meetings at the EU and<br />

regional levels. The meetings at EU level bring together once a year representatives of all<br />

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EU member states. Regional meetings take place around Europe and give the<br />

opportunity to two or more countries to meet and report on the latest <strong>eSafety</strong><br />

developments in their countries.<br />

Four European Observers meeting were organised cine the beginning:<br />

1. 28 September 2004, Brussels;<br />

2. 14 April 2005, Helsinki;<br />

3. 21 November 2005, Brussels;<br />

4. 02 - 03 November 2006, Stockholm and Helsinki.<br />

Furthermore, in 2006, four Regional meeting were organised:<br />

1. 1st <strong>eSafety</strong> Regional Observers Meeting, 15 May 2006 (Vigo, Spain);<br />

2. 2nd <strong>eSafety</strong> Regional Observers Meeting, 15 June 2006 (Göteborg, Sweden)<br />

3. 3rd <strong>eSafety</strong> Regional Observers Meeting, 18 September 2006 (Turin, Italy)<br />

4. 4th <strong>eSafety</strong> Regional Observers Meeting, 21 September 2006 (Athens, Greece)<br />

<strong>eSafety</strong> Working Groups:<br />

The Forum has created 11 Working Groups in the following areas:<br />

- Accident Causation Data<br />

- Emergency Call (eCall)<br />

- Human-Machine Interaction (HMI)<br />

- International Cooperation<br />

- Research and Development<br />

- Real-time Traffic and Travel Information (RTTI)<br />

- Implementation Road Maps<br />

- Heavy Duty Vehicles<br />

- User Outreach<br />

- Digital Maps<br />

- Communications<br />

- Service Oriented Architectures (created in 2006)<br />

- ICT for Clean Mobility (created in 2006)<br />

The working groups might dissolve when their role has been finalised and new working<br />

groups can be created. The status of the working groups at the end of 2006 is the<br />

following one:<br />

A complete report on the activity of each Working Group can be found in Chapter 4.<br />

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Future actions:<br />

For 2007 the safety Forum will organise the following meetings:<br />

• Two <strong>eSafety</strong> Forum Plenary meetings. The first one will take place in Brussels<br />

at the beginning of March and the second one will be organised on 13<br />

September together with the Intelligent Car Event and PReVENT<br />

Demonstration Days in Versailles, France.<br />

• One <strong>eSafety</strong> Forum High-Level meeting with industry will be organised on 8<br />

May together with the i2010 event & ESC campaign launching event in<br />

Rome, Italy.<br />

• Six Steering Group meeting are planned for 2007. They will take place in<br />

Brussels, hosted by ERTICO, ACEA and the EC.<br />

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• The Member States not concerned by the four <strong>eSafety</strong> Observers Regional<br />

meetings that did take place in 2006, will be invited to join more regional<br />

meetings. Tentative meetings will be held in the Netherlands (for Ireland, the<br />

Netherlands and the UK), in France (for Belgium, France and Luxembourg)<br />

and in Czech Republic (putting together the Eastern Countries not involved<br />

in the previous meetings).<br />

All <strong>eSafety</strong> Forum activities can be found on www.esafetysupport.org<br />

Contacts:<br />

Mr Juhani Jaaskelainen, European Commission, INFSO-<strong>eSafety</strong>@ec.europa.eu<br />

http://www.europa.eu.int/information_society/programmes/esafety/index_en.htm<br />

Dr Alessandro Carrotta, a.carrotta@esafetysupport.org<br />

247


248


Chapter 6 -<br />

PROGRESS OF THE<br />

ESAFETY WORKING<br />

GROUPS AND FINAL<br />

RECOMMENDATIONS<br />

249


The <strong>eSafety</strong> Working Groups are focusing on domain-specific priority areas that are<br />

important for the implementation of the <strong>eSafety</strong> Working Group recommendations, and<br />

in line with the actions brought forward in the Commission Communication.<br />

Section 6.1 summarises the activities undergoing in 2006 for the active <strong>eSafety</strong> Working<br />

Groups, and the follow-up activities undergoing in the Forum or in the concerned bodies<br />

for the concluded ones.<br />

Section 6.2 reports on the Final Recommendations of the <strong>eSafety</strong> Working Groups<br />

produced between May 2006 and December 2006. The eCall Driving Group is the only<br />

Working Group that finalised and released its “Final Recommendations for the<br />

introduction of the Pan-European eCall”. The complete text of the recommendations is<br />

reported in Annex I of this addendum.<br />

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6.1 Progress of the <strong>eSafety</strong> Working Groups<br />

6.1.1 Accident Causation Analysis Working Group<br />

Status: Concluded<br />

Meetings in 2006: None.<br />

The role of the Accident Causation Analysis Working Group was to:<br />

◊ Analyse the data from existing databases<br />

◊ Define the most effective countermeasures<br />

◊ Make recommendations for a homogeneous accident causation data collection<br />

and analysis<br />

The Working Group analysed available European data sources including CARE, MAIDS,<br />

GIDAS, EACS, CCIS, OTS, IRTAD, etc. These sources range from European to<br />

national and private institution level. The Working Group assessed the potential for the<br />

different sources to be used in conjunction with each other. The analysis confirmed the<br />

Working Group’s hypothesis that although many information sources already exist, their<br />

heterogeneity prevents from setting up a pan-European picture.<br />

The Working Group recommended to the <strong>eSafety</strong> Forum that existing sources could<br />

nevertheless help to give a better understanding of accident causation and to evaluate the<br />

effectiveness of some on-board safety functions, if common analysis mechanisms were<br />

employed to query the different data sources and to share the results. The questions that<br />

need to be answered during the interrogation of existing data sources have been<br />

developed in a report (see Annex 2 of the “Interim Report and Recommendations of the<br />

Accident Causation Analysis Working Group”).<br />

The Working Group handed its Final Report, including recommendations for further<br />

actions, in December 2004. A comprehensive and understandable definition of accident<br />

causation based on the existing databases is now being examined by the TRACE project.<br />

The longer-term recommendation of the <strong>eSafety</strong> Forum to define a common format and<br />

structure for future accident data is being led by SafetyNet and Accident Causation<br />

Analysis Working Group members are in touch with this work.<br />

6.1.2 Human Machine Interaction Working Group<br />

Status: Concluded<br />

Meetings in 2006: None.<br />

Human Machine Interaction with increasingly more complex in-vehicle systems is a<br />

major concern. To tackle this important issue, in 2000, the Commission published a<br />

Recommendation on Safe and Efficient In-vehicle Information and Communication<br />

Systems: a European Statement of Principles on human machine interface, which has<br />

been welcomed by the industry.<br />

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The Human Machine Interaction Working Group identified the HMI-related concerns<br />

relevant to the introduction of in-vehicle <strong>eSafety</strong> systems. One of HMI’s major concerns<br />

was the introduction of nomadic devices in vehicles, whose use has highly increased since<br />

the EsoP’s release.<br />

The Group finalised a detailed document on HMI, describing stakeholders'<br />

responsibilities and identifying the differences between principles on installation,<br />

information presentation, design of interaction and systems behaviour. The final report is<br />

available on the <strong>eSafety</strong> <strong>Support</strong> website for download:<br />

http://www.esafetysupport.org/download/working_groups/HMI_Rec_Final_Report.pd<br />

f.<br />

An updated version of the EsoP was also published in 2005. A new draft version of the<br />

ESoP has been produced and was adopted at the end of 2006.<br />

6.1.3 Digital Maps Working Group<br />

Status: Concluded<br />

Meetings in 2006: None.<br />

A Working Group on Digital Maps was created in the beginning of 2005 with the<br />

objectives of<br />

◊ Define a business model for Public-Private partnerships, to ensure availability of<br />

attributes relevant to <strong>eSafety</strong> in digital maps<br />

◊ Define requirements for an <strong>eSafety</strong> digital map database which, in addition to<br />

roadmap data, contains agreed safety attributes for Advanced Driver Assistance<br />

Systems purposes<br />

◊ Create Public/Private cooperation model to collect, maintain, certify and<br />

distribute the <strong>eSafety</strong> attributes that can be integrated into the digital roadmap<br />

database<br />

In November 2005 it finalized its Final Report – Recommendations, available on:<br />

http://www.esafetysupport.org/download/working_groups/DMWGfinalreport.pdf<br />

6.1.4 eCall Driving Group<br />

Status: Concluded<br />

Meetings in 2006:<br />

Date Meeting details Location<br />

24-25 April 2006 Final DG eCall meeting Brussels, Belgium<br />

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The eCall Working Group was established at the end of 2002. By mid 2003, the eCall<br />

Working Group (at that point transformed into the eCall Driving Group) had identified<br />

the key players involved in the eCall process (the automotive industry, the mobile<br />

telecommunication industry, the public emergency authorities and associated or<br />

cooperating service organisations, and the public social security organizations and private<br />

insurance companies) and outlined the functionalities of the interfaces to be established<br />

between the players. These players are members of four large “constituencies”: The eCall<br />

Driving Group has developed an Action Plan for Pan-European emergency services.<br />

These services will build on the location-enhanced emergency services being<br />

implemented in the Member States on the basis of the recently adopted recommendation<br />

on the implementation of E-112. Furthermore, these services will include provisions for<br />

more accurate location information and additional safety information.<br />

In July 2005 eight (8) sub-working groups were created within the eCall DG, with the<br />

objective of identifying and solving some of the concrete issues related to the eCall<br />

implementation that the different industries or organisations have. The positioning<br />

papers from the different sub-working groups have been the basis for the<br />

recommendations from the DG eCall for the introduction of the pan-European eCall.<br />

These recommendations cover eCall architecture, performance requirements, the<br />

definition of a Minimum Set of Data (MSD), certification and privacy issues, and were<br />

adopted by the <strong>eSafety</strong> Forum Plenary in its meeting on 3 May 2006 and are available on<br />

the "toolbox" for eCall on www.esafetysupport.org/en/ecall_toolbox/.<br />

6.1.5 User Outreach Working Group<br />

Status: Concluded<br />

Meetings in 2006:<br />

Date Meeting details Location<br />

06 June 2006 User Outreach meeting Brussels, Belgium<br />

24 April 2006 User Outreach meeting Brussels, Belgium<br />

06 February 2006 User Outreach meeting Brussels, Belgium<br />

The <strong>eSafety</strong> Forum on 25 March 2004 highlighted the importance of the driver in the<br />

<strong>eSafety</strong> strategy and underlined that user demand is essential for a positive business case.<br />

It was therefore suggested that a User Outreach Working Group be formed to address<br />

this issue.<br />

The Working Group on User Outreach has defined strategies for increasing awareness of<br />

<strong>eSafety</strong> to the end user and proposed <strong>eSafety</strong> campaigns to promote the <strong>eSafety</strong> systems<br />

available on the market. The main conclusion from the Working Group till now is that<br />

there is a need to increase the effort on user outreach to support the deployment of<br />

<strong>eSafety</strong>. One proposal from the group has been to create a communication platform for<br />

<strong>eSafety</strong> outreach, that resulted in the creation of the “<strong>eSafety</strong>Aware!” platform on 2006.<br />

The Working Group is currently finalising its Final Recommendations that will be<br />

available soon on:<br />

http://www.esafetysupport.org/en/esafety_activities/esafety_working_groups/user_out<br />

reach.htm<br />

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6.1.6 Implementation Road Maps Working Group<br />

Status: Active<br />

Meetings in 2006:<br />

Date Meeting details Location<br />

14 November 2006 Implementation Road<br />

Map for Dynamic Traffic<br />

Management - Vehicle<br />

Systems Co-operation<br />

Workshop<br />

5 July 2006 14th Meeting of the<br />

Implementation Road<br />

Map Working Group<br />

7 April 2006 13th Meeting of the<br />

Implementation Road<br />

Map Working Group<br />

Brussels, Belgium<br />

Brussels, Belgium<br />

Brussels, Belgium<br />

The <strong>eSafety</strong> Forum has been diligently working to produce an implementation road map<br />

for <strong>eSafety</strong> technologies with the objective to support the development of activities in<br />

other <strong>eSafety</strong> Working Groups. The aim has been to draft a simplified implementation<br />

road map such as essential implementation issues, which has been presented in a draft<br />

report from the Road Map Working Group. The market introduction of Integrated<br />

Vehicle Safety Systems involves policy, technological, societal, business, legal and<br />

consumer aspects. From the public sector point of view, an implementation timetable is<br />

needed in order to plan for investments and determine what other measures are required<br />

to enable take-up. The main objectives of WP 3 are to maintain and update the existing<br />

implementation road map and to maintain a database on safety impacts of <strong>eSafety</strong><br />

systems. WP 3 will support the work of building a regularly updated road map with<br />

technical steps and economic implications for the introduction of <strong>eSafety</strong> Systems.<br />

The work plan 2006-2008 was validated in the Working Group in April. The work<br />

towards more detailed road maps started via the planning of a workshop on dynamic<br />

traffic management and FCD. A survey on road map i.e. priority <strong>eSafety</strong> system<br />

deployment in the member states was prepared and distributed in the <strong>eSafety</strong> <strong>Support</strong><br />

regional meetings.<br />

The draft implementation road map was produced on the basis of an agreement reached<br />

within the Implementation Road Maps Working Group. The main addition is the new<br />

simplified implementation road map format exemplified for two systems (ESC and<br />

Speed Alert). In addition, security was added as a new issue in the system specific road<br />

maps.<br />

254


An <strong>eSafety</strong> effects database (http://www.esafety-effects-database.org/) was deployed in<br />

2006 and has been regularly updated by adding all new studies that were brought to the<br />

attention of the consortium. New systems were also added to the eleven first systems at<br />

the time of the opening of the database. Currently, the database contains the following<br />

systems:<br />

• Adaptive head lights<br />

• Alcohol (inter)lock<br />

• Anti-lock braking system (ABS)<br />

• Automatic speed enforcement<br />

• Blind spot monitoring<br />

• Dynamic traffic management (Variable Message Signs)<br />

• eCall<br />

• ESC<br />

• Extended environmental information (extended FCD)<br />

• Lane departure warning<br />

• Local danger warnings<br />

• Obstacle & collision warning<br />

• Real-time traffic information<br />

• Seat belt reminder<br />

• Speed alert<br />

6.1.7 Research and Development Working Group<br />

Status: Active<br />

Meetings in 2006:<br />

Date Meeting Details Location<br />

14 September 2006 RTD WG Meeting Brussels, Belgium<br />

The EU’s Research Programmes - especially the Telematics Application Programme<br />

under the EU’s Fourth Framework Programme and the Information Society<br />

Technologies (IST) programme which is part of the Fifth Framework Programme - have<br />

contributed in realising the leading edge technologies, systems and applications which<br />

form the basis for many of the active safety systems finding their way to the vehicles<br />

today.<br />

255


The development of the Intelligent Vehicle Safety Systems still requires further RTD in<br />

a number of technologies. The critical task is determining the priorities for further<br />

research based on analysis of accident causes and the impact of potential<br />

countermeasures. Therefore, the focus of the Research and Development Working<br />

Group is in actions for determining the priorities for further research. Co-ordinating with<br />

the national research programmes and promoting the European Research Area (ERA) is<br />

a must, as well as reinforcing the international co-operation.<br />

The main tasks of the RTD WG for 2006 were to:<br />

• Advise, support, monitor and review the development, implementation and<br />

outcome of the Strategic Research Agenda for “ICT for Mobility”, FP7.<br />

• Promote the RTD pillar of the Intelligent Car Initiative.<br />

• Survey and support the activities and their synergies at National and EU level.<br />

• Promote. Monitor and Guide the R&D contribution to the:<br />

o achievement of Safe, Clean, Efficient and Secure Road Traffic and<br />

Transport;<br />

o global competitiveness of the EU Industry.<br />

As a contribution to the FP7 Work programme on ICT for Mobility the working group<br />

has issued the document “Stakeholders’ contribution to the Development of FP7<br />

Workprogramme on ICT for Mobility”, reviewing the recommendations on R&D in FP7<br />

as reported from five expert workshops, arranged by DG INFSO, on the following five<br />

topics:<br />

• Mobility Services for People<br />

• Mobility Services for Goods<br />

• Intelligent Vehicle Systems<br />

• Cooperative Systems<br />

• Field Operational Tests<br />

With the aim of focussing on R&D in the ICT for mobility challenge, towards key<br />

societal concerns of traffic safety, efficiency and environmental compatibility as well as<br />

considering competitiveness of the European Industry, the WG RTD has identified, for<br />

the five areas listed above and for related horizontal aspects, a set of R&D priorities for<br />

the early phase of FP7.<br />

Major objectives of research in these areas are to further develop and deploy<br />

technologies, functions and services to enhance traffic safety, efficiency and reduce the<br />

impact on the environment. Additionally the commercial and competitiveness aspects of<br />

European Industry are dimensions to be recognised in outlining future strategies and in<br />

the selection of R&D topics.<br />

For all of the five areas listed above, the European Commission DG INFSO organised<br />

targeted expert meetings to develop and formulate recommendations and priorities for<br />

R&D in FP7. This occurred during a series of five workshops that took place in April –<br />

May 2006. The <strong>eSafety</strong> Forum, through the Working Group RTD, subsequently engaged<br />

in a sixth workshop where the recommendations of the five areas were reported,<br />

discussed and set in relation with the objectives to improve road transport and European<br />

industrial competitiveness. Additionally, “horizontal” aspects such as standards, and<br />

common communication links were identified as issues belonging to the research agenda.<br />

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A version of this document was made available on the web site of DG INFSO for a<br />

broad public consultation. The Working Group RTD has reviewed and assessed some 33<br />

written contributions received. The document was amended accordingly and the final<br />

version and is now available on the website<br />

http://www.esafetysupport.org/en/esafety_activities/esafety_working_groups/research<br />

_and_development_.htm.<br />

6.1.8 International Cooperation Working Group<br />

Status: Active<br />

Meetings in 2006:<br />

Date Meeting details Location<br />

11 October 2006 7th International<br />

Cooperation Meeting<br />

London, UK<br />

Priority-defining work has been performed to focus international cooperation on <strong>eSafety</strong><br />

issues of international importance. This work is done in close cooperation with key<br />

stakeholders from the USA, Japan, China, India, Canada, Brazil, South Africa, Russia,<br />

Korea and Australia. Japan has also recently set up an international Vehicle Safety<br />

Committee to achieve global standards of vehicle safety, in co-operation with Europe<br />

and the USA.<br />

The last meeting of the International Cooperation Working Group meeting took place in<br />

London on 11 October 2006.<br />

A questionnaire was sent out to the stakeholders.<br />

6.1.9 RTTI Working Group<br />

Status: Active<br />

Meetings in 2006:<br />

Date Meeting details Location<br />

1 December 2006 Fourth meeting of the<br />

RTTI WG<br />

06 November 2006 Third meeting of the<br />

RTTI WG<br />

18 September 2006 Second meeting since<br />

the re-launch of the WG<br />

19 July 2006 First meeting since the<br />

re-launch of the WG<br />

Cologne, Germany<br />

Brussels, Belgium<br />

Brussels, Belgium<br />

Berlin, Germany<br />

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Real-time traffic and travel information (RTTI) can contribute greatly to safety. In order<br />

to facilitate the access to the public sector data and enable the private and public sectors<br />

to co-operate in the service provision, in 2001, the Commission published a<br />

Recommendation on the deployment of Traffic and Travel services in Europe. The<br />

RTTI Working Group provides further analysis and recommendations for accelerating<br />

the take-up of the measures for accessing the public sector data, enabling the<br />

establishment of public-private partnerships, and the provision of reliable, high-quality<br />

RTTI services in Europe.<br />

The RTTI WG, established in 2003, presented a Report with 12 Recommendations in<br />

October 2005. Since then, further development in the field of RTTI has taken place but<br />

open issues remain with respect to implementation, recommended measures and further<br />

roll-out. On 02 May 2006, the <strong>eSafety</strong> Forum welcomed the re-launch of the RTTI<br />

Working Group activities. The objectives of the Working Group are now to:<br />

◊ Review the results and recommendations of the Final Report and analyse the<br />

open issues<br />

◊ Focus on traffic related criteria, expectations, and needs<br />

◊ Propose a “Road Map” for the implementation of RTTI<br />

◊ Propose further actions to the Commission<br />

A first working meeting was held in Berlin on 19 July 2006. Work has started examining<br />

the following items:<br />

◊ Generation of primary traffic data (how? where?)<br />

◊ Wider use and development of RDS/TMC<br />

◊ Minimum set of information across borders<br />

◊ Evaluation of traffic data (incl. prognosis)<br />

◊ Distribution of traffic data (media, frequencies)<br />

◊ User interface requirements<br />

6.1.10 Communications Working Group<br />

Status: Active<br />

Meetings in 2006:<br />

Date Meeting details Location<br />

07 September 2006 4th Communications<br />

Working Group Meeting<br />

06 April 2006 3rd Communications<br />

Working Group Meeting<br />

17 January 2006 2nd Communications<br />

Working Group Meeting<br />

Brussels. Belgium<br />

Munich, Germany<br />

Mainz, Germany<br />

258


The WG Communications established in fall 2005 includes all stakeholders in traffic and<br />

road issues that could be positively influenced by communication technologies. (V2V,<br />

V2I, I2I) and has the objective of covering spectrum issues, standardisation and<br />

international cooperation.<br />

6.1.11 ICT for Clean Mobility<br />

Status: Active<br />

Meetings in 2006:<br />

Date Meeting Details Location<br />

6 December<br />

2006<br />

ICT for Clean Mobility WG Kick-off<br />

Meeting<br />

Brussels,<br />

Belgium<br />

The new <strong>eSafety</strong> Working Group on ICT for Clean Mobility whose aim is to identify and<br />

promote the potential benefits ITS applications & services can bring towards cleaner and<br />

more energy-efficient mobility for people and goods, had its first meeting in Brussels on<br />

6 December 2006 under the chairmanship of Mr.Paul Kompfner from ERTICO and<br />

Mr.Wolfgang Reinhardt from ACEA.<br />

The meeting was attended by representatives from R&D institutes, public authorities,<br />

automotive industry, NGOs, transport & environment industries, and integrated traffic<br />

management specialists.<br />

Certainly there is a need for R&D in basic and applied <strong>eSafety</strong> technologies, but much<br />

progress can be made by better application and organisation of existing techniques for<br />

Clean and Efficient Mobility.<br />

The top five work-topics for the working group were identified in traffic management,<br />

pre-trip info and planning, driver information and support, route guidance and<br />

optimization, and eco-driving, but the discussion will also be about logistics, databases,<br />

environmental data collection, real-time driving information and the relations between<br />

the information form the traffic network and the engine management.<br />

As next steps the working group will identify current work and state of art in the<br />

mentioned priority areas, will work on a methodology to quantify eco-benefits in the<br />

multi-modal world and to quantify effects of ICT on road network environmental<br />

conditions, will analyze different scenarios and will prepare recommendations for<br />

deployment, identifying barriers and then looking at options to overcome.<br />

259


6.2 Final Recommendations of the <strong>eSafety</strong> Working Groups<br />

6.2.1 eCall DG Final Recommendations for the introduction of the Pan-<br />

European eCall<br />

On 24-25 April the eCall Driving Group (DG) held its final meeting, aiming to pave the<br />

way for the introduction of the pan-European in-vehicle emergency call system in 2010.<br />

The different sub-working groups under the eCall DG presented the results of their<br />

activities, and a final set of recommendations for the introduction of eCall was agreed.<br />

Participants discussed a series of potential obstacles to full-scale rollout of the pan-<br />

European in-vehicle emergency call. When activated, eCall will automatically transmit a<br />

minimum set of data (MSD) containing information about the vehicle involved in the<br />

accident to the nearest emergency centre (Public Service Answering Point). The<br />

participants discussed what should be included in this MSD and reached an agreement.<br />

However, a final study is needed in order to get an overview of whether the PSAPs have<br />

access to a Vehicle Identification Number (VIN) database to identify the vehicle, or<br />

whether e.g. vehicle make and model should be included as mandatory information in the<br />

MSD.<br />

As the eCall DG remains technology neutral the definition of the performance criteria<br />

for the public eCall service was discussed. An agreement on both the overall<br />

performance criteria and the different domains in the eCall service chain was drafted,<br />

agreed and adopted by the participants.<br />

Finally, the participants updated the rollout plan for the introduction of eCall by<br />

including different milestones, the first being that ALL involved stakeholders, including<br />

the Member States, have to show their commitment by signing the eCall Memorandum<br />

of Understanding by the end of 2006.<br />

The final version of the Recommendations were distributed on 3 May 2006 to the<br />

<strong>eSafety</strong> Forum members that attended the 5 th <strong>eSafety</strong> Forum Plenary meting in Brussels.<br />

The complete text of the Recommendations and the appendices are reported in Annex I<br />

of this <strong>Addendum</strong>.<br />

260


261


ANNEX I -<br />

3 RD ESAFETY<br />

COMMUNICATION -<br />

BRINGING ECALL BACK ON<br />

TRACK -<br />

ACTION PLAN<br />

1.


COMMISSION OF THE EUROPEAN COMMUNITIES<br />

Brussels,<br />

COM(2006) XXX<br />

COMMUNICATION FROM THE COMMISSION TO THE EUROPEAN<br />

PARLIAMENT, THE COUNCIL, THE EUROPEAN ECONOMIC AND SOCIAL<br />

COMMITTEE AND THE COMMITTEE OF THE REGIONS<br />

Bringing eCall back on track - Action Plan<br />

(3rd <strong>eSafety</strong> Communication)<br />

EN EN


COMMUNICATION FROM THE COMMISSION TO THE EUROPEAN<br />

PARLIAMENT, THE COUNCIL, THE EUROPEAN ECONOMIC AND SOCIAL<br />

COMMITTEE AND THE COMMITTEE OF THE REGIONS<br />

1. INTRODUCTION<br />

Bringing eCall back on track - Action Plan<br />

(3rd <strong>eSafety</strong> Communication)<br />

Road fatalities in the EU-25 have declined by more than 17% since 2001, when the<br />

Commission published its White Paper on European Transport Policy 1 . The European Road<br />

Safety Action Programme 2 and the <strong>eSafety</strong> Initiative 3 have had a significant impact on this<br />

positive development, and are expected to continue in the medium term to produce further<br />

benefits towards the goal of halving the fatalities by 2010.<br />

However, with around 41.600 deaths and more than 1.7 million injured in 2005, roads remain<br />

unsafe, and further efforts are needed. The pan-European in-vehicle emergency call, eCall,<br />

is estimated to have the potential to save up to 2.500 fatalities annually in EU-25 when fully<br />

deployed, and furthermore to reduce the severity of injuries, to bring significant savings to the<br />

society in healthcare and other costs and to reduce human suffering 4 .<br />

In the framework of the Intelligent Car Initiative 5 , the industry and the public sector have<br />

worked together on a deployment plan that aims at full deployment of eCall from 2009<br />

onwards. This plan is, however, not on track.<br />

2. BRINGING ECALL BACK ON TRACK<br />

The benefits of eCall are recognized by all: the citizens consider it as one of the most wanted<br />

<strong>eSafety</strong> systems in the car, and over 70% of the respondents say that they would like to have it<br />

in their next car, according to a recent Eurobarometer study 6 . eCall deployment is supported<br />

by the industry, European Parliament, European Commission, user organisations and by some<br />

Member States.<br />

Due to the long lead times in product development, and due to the associated costs, the<br />

automotive industry need certainty on the implementation of the necessary infrastructure in<br />

the Member States before entering the production phase of the eCall equipment in the<br />

vehicles 7 . Similarly, the Member States' commitment is needed by other players, most notably<br />

1 COM(2001) 370 of 12.9.2001: European transport policy for 2010: time to decide<br />

2 COM(2003) 311 of 2.6.2003: European Road Safety Action Programme: Halving the number of road<br />

victims in the European Union by 2010: A Shared responsibility<br />

3 COM(2003) 542 of 15.9.2003: Information and Communications Technologies for Safe and Intelligent<br />

Vehicles<br />

4 COM(2005) 431 of 14.9.2005: Bringing eCall to Citizens<br />

5 COM(2006) 59 of 12.2.2006: On the Intelligent Car Initiative: Raising Awareness of ICT for Smarter,<br />

Safer and Cleaner Vehicles<br />

6 Eurobarometer study on the citizen's perception of road safety and intelligent vehicle safety systems<br />

7 ACEA has expressed in a letter to the Commission that it will not take any further steps until a clear<br />

commitment from the Member States will be provided<br />

EN 2 EN


the telecommunications industry (Mobile Network Operators). Nevertheless, the slow<br />

progress shown by some Member States -especially the large ones- who are crucial for<br />

keeping industry committed has endangered the realisation of the already agreed<br />

deployment plan.<br />

The purpose of this Communication is to present, on the basis of the achieved progress, the<br />

measures that are necessary for solving the current deadlock and for bringing eCall<br />

back on track. Two parallel lines of actions are proposed: Commitment of the Member States<br />

by mid-2007, and a negotiated agreement with the industry by the end of 2007. In addition the<br />

Commission will carry out a set of actions to facilitate the eCall deployment.<br />

3. PROGRESS OF ECALL IMPLEMENTATION IN EUROPE<br />

3.1 Progress at European level<br />

Significant progress in the producing of the specifications, demonstrating the technology and<br />

planning of the deployment phase has been achieved since 2005 by the eCall Driving Group.<br />

This Group, consisting of 138 members representing all stakeholders, produced and published<br />

its Final Recommendations in April 2006 8 . These recommendations cover eCall<br />

architecture, performance requirements and the definition of Minimum Set of Data 9 , and it<br />

addresses also certification and privacy issues. The recommendations were adopted by the<br />

<strong>eSafety</strong> Forum Plenary in its meeting on 3 May, 2006. Due to the delays on reaching a<br />

commitment from all the Member States, the deployment plan is shifted forward by one<br />

year, and is now the following:<br />

• All key stakeholders should sign the MoU to ensure progress by end of 2006<br />

• Full specification of the eCall system and start of development by mid-2007<br />

• Full-scale field tests should be performed from the beginning of 2008<br />

• Member States should be ready with the upgrade of the PSAPs by September 2009<br />

• Introduction of eCall as standard option in all vehicles type-approved from 1 st September<br />

2010 onward<br />

Signed MoU to ensure progress (incl. MS)<br />

Draft/Rough System Specification<br />

ETSI Technical Specification<br />

Detailed System Specification<br />

Incentive possibilities clarified to support business case<br />

12/2006 06/2007 12/2007 06/2008 12/2008 06/2009 12/2009 06/2010<br />

12/2010 ...<br />

System Development<br />

Field Tests including assessment of performance<br />

Member State rollout of eCall system at PSAPs<br />

Figure 1: <strong>eSafety</strong> Forum updated eCall Deployment Plan<br />

eCall as standard option in all new type-approved vehicles<br />

8 http://europa.eu.int/information_society/activities/esafety/forum/ecall/index_en.htm<br />

9 Data about the accident sent by the in-vehicle equipment to the emergency call response centres<br />

(PSAP), including accurate location information<br />

EN 3 EN


Another major milestone was the adoption by the European Parliament of a resolution on<br />

eCall 10 , adopted with large majority on 27 April 2006, as the response to the Commission's<br />

Communication "Bringing eCall to Citizens". The resolution supports the implementation of<br />

the pan-European eCall, gives full support to Commission's actions and calls for all<br />

stakeholders, in particular the Member States to pursue the necessary actions for eCall<br />

immediate roll-out.<br />

In addition, at the request of the European Commission, ETSI, with the support of<br />

telecommunication and automotive industry, has progressed towards the definition of a<br />

standard protocol for the transmission of the eCall Minimum Set of Data, which is expected to<br />

be completed by April 2007.<br />

The Commission has taken several actions that support the work of other stakeholders and<br />

promote eCall, following the two Communications on eCall and the Intelligent Car:<br />

Commission Actions supporting eCall Action Plan<br />

– Organising two High-Level meetings with Member States promoting 112 and eCall in<br />

October 2005, plus several expert meetings and bilateral meetings<br />

– Expert Group on Emergency Access 11 established in February 2006; launch of a survey on<br />

the organisation of emergency services in the Member States (including 112, E112)<br />

– Infringement procedures opened against Member States on the concerns of the nonavailability<br />

of caller location information (12 cases against Belgium, Greece, Ireland, Italy,<br />

Cyprus, Latvia, Lithuania, Luxembourg, Hungary, the Netherlands, Portugal and Slovakia)<br />

– Informal PSAP Expert Group 12 established in July 2006, addressing issues specific to<br />

emergency rescue services (112, E112 and eCall) and spreading best practices<br />

– eImpact, in-depth study on the socio-economic benefits of intelligent vehicle safety<br />

systems (including eCall) launched in January 2006 13<br />

– Toolbox, containing all relevant information related to the eCall initiative launched in<br />

November 2005, maintained by <strong>eSafety</strong><strong>Support</strong> 14<br />

– Eurobarometer study on the citizen's perception of road safety and intelligent vehicle safety<br />

systems launched in January 2006<br />

– Provision of the ICT 2006 standardisation work programme and Request to ETSI (ETSI<br />

MSG, Mobile Services Group) to produce the necessary standards for eCall as a priority<br />

item<br />

– Working with the Member States towards a solution on the data protection and privacy<br />

issues (Art. 29 Working Party, established by Directive 95/46/EC) 15<br />

– Successful demonstration of the full eCall service chain by GST Rescue 16<br />

10 Own-initiative report of the European Parliament, ref. A6-0072/2006, rapporteur Gary Titley,<br />

www.europarl.europa.eu/registre/seance_pleniere/textes_deposes/rapports/2006/0072/P6_A(2006)0072<br />

_EN.doc<br />

11 Expert Group (composed by telecommunication and civil protection experts) created under the<br />

Communications Committee to deal with 112 and its associated forward-looking issues<br />

12 Informal Expert Group (composed by PSAP experts) to discuss and exchange best practices about 112<br />

related issues, with specific focus on eCall.<br />

13 Study funded under FP6, 24 months: www.eimpact.info<br />

EN 4 EN


3.2 Progress in the Member States<br />

In the Communication "Bringing eCall to Citizens" the Commission invites the Member<br />

States to promote 112 and the handling of location information for mobile calls, E112, as<br />

pre-requisite for eCall. As a follow-up, a questionnaire was sent to Member States in early<br />

2006. Its results show that the technical and organisational set-up of emergency rescue<br />

services is very different across the Member States, in many countries there are still problems<br />

in proper operational handling of 112 calls, and handling of location information for<br />

mobile calls is operational in only 7 Member States (see table 1). This indicates clearly<br />

that further actions are required, and this is why the infringement procedures against some<br />

Member States have been started.<br />

Regarding eCall, seven Member States and two Associated States have signed the eCall<br />

Memorandum of Understanding (MoU), while the procedure for the signature has been<br />

started in other thirteen (see Table 1), with different status of advancement. In some<br />

Member States like The Netherlands, Portugal and the United Kingdom the procedure is<br />

advanced; furthermore Germany has confirmed that its signing of the MoU is imminent. In<br />

France, an interministerial group has been created to study eCall deployment in co-operation<br />

with the industry, but the existing emergency infrastructure is inadequate. Institutional,<br />

competencies and organisational issues are reasons quoted by other Member States for lack of<br />

progress. Six Member States (Belgium, Estonia, Latvia, Luxembourg, Poland and<br />

Slovakia) have not reported on progress. Three Member States are planning studies. Ten<br />

Member States are either running trials or planning to do so, including large-scale pilots. The<br />

Netherlands, Finland and Sweden will be the first countries with operational eCall.<br />

Member State<br />

eCall MoU<br />

Implementation status<br />

signature E112 17 eCall<br />

Belgium No progress<br />

reported<br />

Not available No progress<br />

Czech Republic Procedure started Operational (push) 18 Trials planned<br />

Denmark Procedure started Operational (push) Trials planned<br />

Germany Procedure advanced Introduced (pull) Trials planned<br />

Estonia No progress<br />

reported<br />

Introduced (pull) No progress<br />

Greece Signed Planned 2006 No progress<br />

Spain Procedure started Operational 19 (push) Different in the regions<br />

14 Specific support action to support the work of the <strong>eSafety</strong> Forum, funded under FP6:<br />

www.esafetysupport.org<br />

15 Working Party on the protection of individuals with regard the processing of personal data, set up by<br />

Directive 95/46/EC<br />

16 Subproject of the Integrated Project "Global System for Telematics", funded under FP6.<br />

www.gstproject.org<br />

17 For mobile calls<br />

18 There are two mechanisms to transfer the caller location to the PSAP:<br />

Push: the caller location is sent by the Mobile Network Operator to the PSAP with the voice call<br />

Pull: the PSAP has to request the Mobile Network Operator to send the caller location data<br />

The push mechanism, recommended in the Commission Recommendation C(2003) 2657 of 25.7.2003<br />

on the processing of caller location information in electronic communication networks for the purpose<br />

of location-enhanced emergency call services, is needed for the eCall deployment<br />

EN 5 EN


France Procedure started Introduced (push) Starting a study<br />

Ireland Procedure started Introduced (pull) Starting a study<br />

Italy Signed Not available Trials planned<br />

Cyprus Signed Operational (push) No progress<br />

Latvia No progress<br />

reported<br />

Planned 2007 No progress<br />

Lithuania Signed Not available No progress<br />

Luxembourg No progress<br />

reported<br />

Introduced (pull) No progress<br />

Hungary Procedure started Planned 2006 Trials planned<br />

Malta Procedure started Introduced (pull) Starting a study<br />

The<br />

Netherlands<br />

Procedure advanced Planned 2007 Trials planned<br />

Implementation planned<br />

Austria Procedure started Introduced (pull) Trials planned<br />

Poland No progress<br />

reported<br />

Not available No progress<br />

Portugal Procedure advanced Not available No progress<br />

Slovenia Signed Introduced (pull) No progress<br />

Slovakia No progress<br />

reported<br />

Planned 2006 No progress<br />

Finland Signed Operational (push) Testbed operational,<br />

Trials planned<br />

Implementation planned<br />

Sweden Signed Operational(push) Trials planned<br />

Implementation planned<br />

United<br />

Kingdom<br />

Procedure advanced Operational(push) Trials planned<br />

Norway Signed<br />

Switzerland Signed<br />

Iceland Procedure advanced<br />

Table 1: E112 and eCall Status in the Member States and Associated States, October 2006<br />

4. OBJECTIVES AND ACTION PLAN<br />

4.1 What is needed to get eCall back on track?<br />

The benefits of eCall have been clearly demonstrated by a number of recent studies 20 , it is one<br />

of the most effective safety systems that can be realised on short-term, and it enjoys the<br />

support of road users. eCall will improve the whole emergency rescue chain: it will provide<br />

accurate location of the accident, reduce the communication delay by immediately sending the<br />

necessary information (the so called Minimum Set of Data) to the closest PSAP, and by<br />

allowing the PSAP operator to immediately dispatch the emergency services to the correct<br />

19 Push mechanism operational only in some regions<br />

20 See for example the Finnish AINO Study, www.aino.info/<br />

EN 6 EN


location. The required accuracy of the location information and the needed coverage implicate<br />

the use of Global Navigation Satellite Service (GNSS), using GPS and in the near future the<br />

European Satellite Navigation Systems Galileo 21 which will offer even greater accuracy and<br />

availability. It is also expected that the eCall device with its location and communications<br />

capabilities and its open system architecture will serve as a platform for additional public<br />

sector and commercial services.<br />

However, due to lack of progress, its deployment plan has already been shifted forward by<br />

one year. Some Member States are not on track with implementing the necessary<br />

infrastructure for their emergency rescue services for handling the location information in<br />

E112 calls, or the in-vehicle emergency call, eCalls. The industry should resume its activities<br />

towards the deployment of eCall, and the European Standardisation Organisations (ESOs)<br />

should finalise the necessary standards.<br />

It is vital that the Member States and the industry, with the support of the Commission<br />

take the necessary further actions for getting eCall back on track for 2010 deployment.<br />

The Commission proposes the following two lines of action:<br />

(1) Actions to engage the Member States.<br />

(2) Actions to engage the industry<br />

The Commission will support these two lines of action with a number of other measures to<br />

facilitate the deployment of a pan-European harmonised eCall service, some of which are<br />

already under way.<br />

4.2 Engaging the Member States<br />

(1) The Member States should commit to the implementation of the pan-European eCall,<br />

as specified in the Final Report of the eCall Driving Group, and in particular to its<br />

deployment plan which inter alia calls for immediate signature of the eCall MoU, for<br />

roll-out of the necessary PSAP infrastructure by mid-2009 and conducting field tests<br />

including assessment of performance in the time frame 2007-2009.<br />

(2) The Member States should immediately take the necessary actions to solve together<br />

with the Commission the remaining legal, technical and socio-economic issues<br />

hindering the signature of the eCall MoU, and should commit to the following timetable:<br />

• eCall MoU signed by 15 Member States including Germany, France and UK by<br />

mid 2007<br />

• eCall MoU signed by more that 20 Member States by the end of 2007<br />

(3) The Member States should continue efforts to implement fully operational 112 and<br />

E112 services within their countries, by ensuring that location information is<br />

automatically made available to the PSAPs by the Mobile Network Operators<br />

(MNOs), that 112 calls are properly routed and handled, and that the PSAPs are<br />

upgraded to handle the location information of E112 and eCalls.<br />

21 http://ec.europa.eu/dgs/energy_transport/galileo/index_en.htm<br />

EN 7 EN


(a) To this effect, the Member States should support the work of the Expert Group<br />

on Emergency Access in defining common European requirements for<br />

emergency call routing and handling, handling of emergency calls originating<br />

from mobile terminals without SIM, providing adequate language support, and<br />

on longer term, handling of VoIP emergency calls and handling emergency<br />

calls for people with disabilities.<br />

(b) The Member States should draw up detailed rules to the Mobile Network<br />

Operators to implement the above-mentioned solutions on the call routing,<br />

transmission of location information and handling of the calls originating from<br />

terminals without SIM.<br />

(c) The Member States should, in the framework of the Expert Group on<br />

Emergency Access, cooperate with European Standards Organisations in<br />

developing a set of standards that will enable a uniform handling of the<br />

emergency communications, including location.<br />

(d) The Member States should support the Commission's proposal to establish an<br />

informal PSAP Expert Group and by providing experts and contributing to its<br />

work in identifying appropriate procedures to obtain the necessary accident<br />

related information (i.e., defining a common access mechanism for the VIN 22<br />

databases), in solving the issues of handling of inappropriate calls, optimisation<br />

of PSAPs workload and exchanging best practices<br />

(4) The Member States should support the work of the Article 29 Working Party in its<br />

efforts to find a solution for eCall data handling, which at the same time ensures<br />

individual's safety and security and protects his/her privacy and personal data.<br />

4.3 Engaging the industry<br />

(5) The industry should commit to the implementation of the pan-European eCall, as<br />

specified in the Final Report of the eCall Driving Group, and in particular to its<br />

deployment plan which inter alia calls for start of the development by mid-2007,<br />

conducting field tests including assessment of performance in the time frame 2007-<br />

2009, and introduction of eCall as standard option in all vehicles from 2010 onwards.<br />

(6) The Commission will start, in the beginning of 2007, negotiations with ACEA, JAMA<br />

and KAMA on a voluntary agreement of introducing an eCall in-vehicle device 23 on<br />

all vehicles type-approved from 1 st September 2010 onwards.<br />

(a) The automotive industry should work together with the Commission in<br />

defining the terms of the voluntary agreement, in view of completing the<br />

negotiations by the end of 2007.<br />

(b) The Commission will report to the Council and the European Parliament in the<br />

end of 2007 on the outcome of the negotiations, and on the basis of this<br />

22<br />

Vehicle Identification Number. Access is required for extracting vehicle type information, which is<br />

necessary for the rescue operations.<br />

23<br />

A device capable of manual or automatic triggering of eCall, determining precise location and sending<br />

the minimum set of data with agreed protocol together with voice communication link to PSAP<br />

EN 8 EN


outcome either conclude the voluntary agreement, with a monitoring<br />

mechanism, or propose further measures.<br />

(7) The industry should commit to follow the recommendations proposed by the art. 29<br />

Working Party 24 to ensure adequate protection of the citizens' privacy and personal<br />

data.<br />

(8) The automotive and telecommunication industries should continue supporting the<br />

work done by the European Standardisation Organisations in finalising the necessary<br />

standards for the pan-European eCall service.<br />

4.4 Facilitating deployment<br />

(9) The Commission will support the work of the Expert Group on Emergency Access, the<br />

PSAP Expert Group and the Article 29 Working Party in their efforts in finding the<br />

necessary solutions that enable eCall deployment.<br />

(10) The Commission will consider, as part of the ongoing review of the regulatory<br />

framework for electronic communications 25 an update to the provisions of the<br />

Universal Service Directive to ensure that caller location is made available to<br />

emergency services, with provisions on the charging for the location information.<br />

(11) The Commission will support, through mandates when necessary, the development of<br />

standards by the European Standardisation Organisations (ETSI, CEN) for the<br />

Minimum Set of Data (MSD) transmission in the telecommunications networks, MSD<br />

protocol and contents, certification procedures and telecommunications networks –<br />

PSAP interface.<br />

(12) In the framework of the Intelligent Car Initiative, the Commission will continue<br />

supporting the eCall deployment plan:<br />

(a) The Commission will support public awareness actions, media campaigns and<br />

education of users on the benefits of eCall. In particular, the Commission will<br />

support campaigns of the <strong>eSafety</strong> Aware Platform 26 .<br />

(b) The Commission will support, through the research and technological<br />

development funding of the ICT priority in the 7 th Framework Programme and<br />

in the Competitiveness and Innovation Programme (CIP), Field Operational<br />

Tests of the eCall service, aiming at large scale tests with impact assessment of<br />

the benefits and user acceptance<br />

(13) The Commission will support automotive, telecommunications and insurance<br />

industries, the Member States and other stakeholders in developing a positive business<br />

case for eCall, including assessment of the use of incentives.<br />

24 Working document on data protection and privacy implications in eCall initiative:<br />

http://ec.europa.eu/justice_home/fsj/privacy/docs/wpdocs/2006/wp125_en.pdf<br />

25 COM(2006) 334 of 29.6.2006: Review of the EU Regulatory Framework for electronic<br />

communications networks and services<br />

26 A platform aiming at user awareness of intelligent vehicle safety systems, which is being established on<br />

the basis of the work of the <strong>eSafety</strong> Forum.<br />

EN 9 EN


5. CONCLUSIONS<br />

While the number of tragic road accidents remains high, all road safety stakeholders have to<br />

be ready to work together to deploy, as soon as possible, safety systems that can mitigate the<br />

consequences of injuries these accidents cause. Studies indicate that eCall is one of the most<br />

efficient, affordable in-vehicle safety systems that can be deployed on short term. A large<br />

majority of the users understand its value and want eCall with their next vehicle. The industry<br />

has worked with other stakeholders in the eCall Driving Group, developing the necessary<br />

specifications. The European Parliament has given its full support. The time has now come,<br />

for the Member States to take the commitment and implement the necessary infrastructure in<br />

their emergency services. This will enable eCall to return to right track, and the industry to<br />

deploy it in all vehicles from 2010 onwards. We cannot wait to save 2500 lives per year.<br />

EN 10 EN


ANNEX 1: GLOSSARY OF TERMS<br />

112 Single European Emergency Call Number, introduced by Council Decision<br />

91/396/EEC<br />

ACEA Association des Constructeurs Européens d'Automobiles (European<br />

Automobile Manufacturers Association)<br />

CEN Comité Européen de Standardisation (European Committee for<br />

Standardisation)<br />

E112 Location enhanced emergency call. The Universal Service Directive requires<br />

all mobile and fixed telephone operators to make available location<br />

information for every emergency call. E112 for mobile calls is particularly<br />

relevant for eCall.<br />

eCall Pan-European in-vehicle emergency call. The emergency call is generated<br />

either manually by the vehicle occupants or automatically via activation of<br />

in-vehicle sensors when an accident occurs. When activated, the in-vehicle<br />

eCall device will establish a 112 call carrying both voice and data about the<br />

incident directly to the nearest PSAP<br />

EGEA Expert Group on Emergency Access<br />

ETSI European Telecommunication Standard Institute<br />

EU European Union<br />

Eurobarometer Surveys done by the European Commission to analyse the Public Opinion of<br />

the European citizens. The one enquiring about eCall was based on 13,500<br />

interviews from all Member States<br />

FP6 6 th European Union Framework Programme for Research and Technological<br />

Development<br />

ICT Information and Communication Technologies<br />

JAMA Japan Automobile Manufacturers Association<br />

KAMA Korea Automobile Manufacturers Association<br />

MNO Mobile Network Operator<br />

MoU Memorandum of Understanding<br />

MSD Minimum Set of Data<br />

PSAP Public Safety Answering Point, in charge of responding emergency calls. A<br />

PSAP could be a Public Authority or a private service provider operating<br />

under the control of a Public Authority<br />

SIM Subscriber Identification Module<br />

VoIP Voice over Internet Protocol<br />

EN 11 EN


1.<br />

ANNEX II -<br />

RECOMMENDATIONS OF<br />

THE DG ECALL FOR THE<br />

INTRODUCTION OF THE<br />

PAN-EUROPEAN ECALL


Recommendations of the DG eCall<br />

for the introduction of the<br />

pan-European eCall<br />

April 2006<br />

Version 2.0<br />

Author(s)<br />

eCall Driving Group


Table of content<br />

CHAPTER 1 - ESAFETY FORUM......................................................................................................... 1<br />

CHAPTER 2 - ECALL PROCESS.......................................................................................................... 2<br />

2.1 DG ECALL ......................................................................................................................................... 2<br />

2.2 ECALL MEMORANDUM OF UNDERSTANDING (MOU) ....................................................................... 3<br />

2.3 HIGH-LEVEL MEETINGS ..................................................................................................................... 3<br />

2.4 DIRECTIVES, COMMUNICATIONS AND RECOMMENDATIONS............................................................. 3<br />

CHAPTER 3 - ECALL REQUIREMENTS............................................................................................ 5<br />

3.1 ECALL ARCHITECTURE ...................................................................................................................... 5<br />

CHAPTER 4 - ECALL PERFORMANCE CRITERIA........................................................................ 7<br />

4.1 ECALL SERVICE CHAIN....................................................................................................................... 7<br />

4.2 END-TO-END PERFORMANCE CRITERIA ............................................................................................. 7<br />

4.2.1 Performance criteria end-to-end timing.................................................................................... 8<br />

4.2.2 Performance criteria – eCall generator.................................................................................... 8<br />

4.2.3 Performance criteria – Mobile network .................................................................................. 11<br />

4.2.4 Performance criteria – Public Safety Answering Point (PSAP).............................................. 11<br />

4.3 TRANSPORT PROTOCOL ................................................................................................................... 11<br />

4.4 ECALL CERTIFICATION .................................................................................................................... 12<br />

CHAPTER 5 - OTHER ISSUES............................................................................................................ 13<br />

5.1 STATUS OF 112 AND E112 IMPLEMENTATION ................................................................................. 13<br />

5.2 ECALL DEPLOYMENT PLAN ............................................................................................................. 13<br />

5.3 PRIVACY .......................................................................................................................................... 14<br />

5.4 PSAP STRUCTURE ........................................................................................................................... 14<br />

5.5 ECALL BUSINESS CASE.................................................................................................................... 15<br />

CHAPTER 6 - FINAL RECOMMENDATIONS................................................................................. 17<br />

CHAPTER 7 - APPENDIX LIST .......................................................................................................... 18


Chapter 1 - <strong>eSafety</strong> Forum<br />

Recommendations of the DG eCall for the introduction of the pan-European<br />

With fatalities on the road across the EU of more than 40.000 people every year, the European Commission<br />

recognises that the current measures towards reducing the fatality number is not enough. In the White Paper<br />

on European transport police from 2001, the European Commission proposed that the European Union<br />

should set itself the target of halving the number of road fatalities by 2010.<br />

One of the initiatives from the European Commission is the establishment of the <strong>eSafety</strong> Forum, which is a<br />

joint industry/public initiative for improving road safety by using new Information and Communications<br />

Technologies. The overall objective is to join forces and to build up a European strategy to accelerate the<br />

research and development, deployment and use of Intelligent Integrated Safety Systems including Advanced<br />

Driver Assistance Systems (ADAS) for increasing road safety in Europe.<br />

The <strong>eSafety</strong> Forum identified 28 recommendations on how road safety could be improved through new<br />

technologies. 1 The 28 recommendations have lead to the establishment of different working groups under the<br />

<strong>eSafety</strong> Forum, which are developing recommendations towards the implementation of specific technologies<br />

or applications.<br />

One of the working groups is the Driving group eCall (DG eCall) established at the end of 2002. The DG<br />

eCall identified the key players involved in the eCall process in mid-2003 and outlined the functionalities of<br />

the interfaces to be established between the players. These players are members of four large<br />

“constituencies”:<br />

� The automotive industry;<br />

� The mobile telecommunication industry;<br />

� The public emergency authorities and associated or cooperating service organisations;<br />

� The public social security organizations, private insurance companies and Automobile Clubs.<br />

eCall was identified as a high priority topic by the <strong>eSafety</strong> Forum. ERTICO and ACEA, the two co-Chairs of<br />

the DG eCall together with the members of the DG eCall and the European Commission have since the<br />

establishment worked towards preparing these recommendations that should facilitate making eCall a reality<br />

in all Member States and as standard option in all new vehicles type-approved from 1 September 2010<br />

onwards.<br />

1 <strong>eSafety</strong> Forum – 28 Recommendations: http://www.esafetysupport.org/en/esafety_activities/28_recommendations/<br />

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Chapter 2 - eCall Process<br />

2.1 DG eCall<br />

Recommendations of the DG eCall for the introduction of the pan-European<br />

The DG eCall has today 138 members 2 from all stakeholder groups involved in the eCall service and value<br />

chain.<br />

The DG eCall has organised a large variety of meetings in order to build consensus on the approach towards<br />

a full-scale deployment of eCall. 3 The meetings had the aim to clarify the state of art, define the functional<br />

architecture, specify the system, define the performance criteria for all levels of the service chain, outline the<br />

costs and benefits for all stakeholders in the value chain and solve organisational issues. Besides these,<br />

several dedicated meetings have been organised with specific stakeholder groups with the objective to obtain<br />

specific input or to widely inform about the necessary actions for a specific stakeholder group in the<br />

deployment phase of eCall.<br />

Several sub-working groups under DG eCall were also established in July 2005 with the objective to solve<br />

different identified open issues related to both the service chain and value chain. A list of the different sub-<br />

working groups and the specific objectives can be found in Table 1. The conclusions from the groups are<br />

outlined in these recommendations and all reports are attached as appendixes under the relevant chapter.<br />

Name Objective<br />

Business Case 1 (BC.1) Create an overview of available studies today<br />

Business Case 2 (BC.2)<br />

Cost / benefits for the Insurance Industry –<br />

potential business case<br />

Business Case 3 (BC.3)<br />

Vehicle manufactures to define the costs of the<br />

In-Vehicle System<br />

eCall Generator 1 (EG.1)<br />

Identify the performance criteria related to the<br />

eCall chain<br />

eCall Generator 2 (EG.2)<br />

High level requirements for a eCall in-vehicle<br />

system (Supplier perspective)<br />

eCall Generator 3 (EG.3)<br />

Define the functional requirements and the<br />

specifications for the eCall generator<br />

Public Safety Answering Define the PSAP requirements regarding<br />

Point (PSAP.1)<br />

receiving and handling eCall<br />

Certification<br />

Define the certification procedure regarding the<br />

complete eCall chain<br />

Table 1: Different sub-working groups working under the DG eCall, 2005 onwards<br />

2 Total DG eCall membership list, see appendix 1<br />

3 A Complete list of eCall meetings, 2005 onwards can be found in appendix XXX<br />

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Recommendations of the DG eCall for the introduction of the pan-European<br />

2.2 eCall Memorandum of Understanding (MoU)<br />

The DG eCall released a Memorandum of Understanding (MoU) 4 in August 2004 that calls for participators<br />

to actively investigate feasible and sustainable eCall solutions and potential business cases. The MoU lists<br />

the necessary arrangements for implementing the eCall action plan and sets out the measures to be taken by<br />

the European Commission, Member States, the automotive industry, telecoms and insurance industries. The<br />

key message in the MoU is that eCall should work in any EU Member State and that eCall (voice and data)<br />

should be based on using the single pan-European emergency call number 112.<br />

The MoU has today 59 5 signatures from different stakeholders, but are still missing major stakeholders such<br />

as a large majority of the EU Member States despite the efforts made by the European Commission and<br />

different members of the DG eCall to obtain these signatures.<br />

2.3 High-level meetings<br />

Three high-level meetings have been organised by the European Commission, two with the European<br />

Member States and one with related Industry. Both the Member States and the Industry focused in the first<br />

two meetings on defining a roadmap for the implementation of eCall. The third high-level meeting with the<br />

Member States was held as a reaction to a Communication from the European Commission calling for the<br />

Member States to sign the MoU and take necessary steps to deploy eCall. 6<br />

2.4 Directives, Communications and recommendations<br />

The directives and communications relevant for emergency calls in the European Union (112, E112 and<br />

eCall) are: 7<br />

� The Council Decision on the introduction of a single European emergency call number<br />

(91/396/EEC)<br />

� The Universal Service Directive 2002/22/EC<br />

� Directive on privacy and electronic communications 2002/58/EC<br />

� Directive on data protection 95/46/EC<br />

� Communication on European Road safety action program C(2003) 311<br />

� The Communication on ICT for safe and intelligent vehicles C(2003) 542<br />

� The Commission Recommendation on processing of caller location information C(2003) 2657<br />

� The 2 nd <strong>eSafety</strong> Communication: Bringing eCall to Citizens C(2005) 431<br />

The latest Communication – Bringing eCall to Citizens has been taken up by the European Parliament who<br />

drafted a report on eCall recognizing the importance of the eCall system and provide to the European<br />

4 The MoU can be found in appendix 3<br />

5 Complete list of MoU signatures can be found in appendix 4 - Last update 15/03/2006<br />

6 Main conclusions from the three high-level meetings can be found in appendix 5<br />

7 All Communications and Directives can be found in appendix 6<br />

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Recommendations of the DG eCall for the introduction of the pan-European<br />

Commission its support by a large majority vote. The European Parliament thereby has requested the EU<br />

Member States to take the necessary actions in deploying eCall. 8<br />

The Universal Service Directive (USD), which includes the obligation for the Member States to ensure an<br />

appropriate answer and handling of the calls made to 112, as well as the obligation for the Public Telephone<br />

Network Operators to make caller location information available to authorities handling emergencies, to the<br />

extent technically feasible, is under revision during the year 2006. Some issues concerning E112 and eCall<br />

services may be considered for inclusion in the proposal of the European Commission for the revised USD<br />

expected by end 2006.<br />

8 Draft Report on Road safety: bringing eCall to citizens by the European Parliament, Committee on Transport and<br />

Tourism, Provisional 2005/2211(INI) Rapporteur: Gary Titlet can be found in appendix 7<br />

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Chapter 3 - eCall Requirements<br />

Recommendations of the DG eCall for the introduction of the pan-European<br />

DG eCall recommends an eCall architecture, which is based on a quasi-simultaneous voice-data link from an<br />

eCall generator to a first level PSAP 9 . The DG eCall recommends that the following essential requirements<br />

for transmitting both voice and data through the mobile networks should be adopted:<br />

� Pan-European solution:<br />

o Roaming capability<br />

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o Belonging to GSM Standards (ETSI, 3GPP) that must be available for long enough to<br />

support vehicle life cycle<br />

o Commonly implemented by all European Telcos & within preferably all GSM modules<br />

� Real time transport mechanism<br />

� Quasi simultaneous voice call and data transfer<br />

� Secure transport and routing mechanism (E112)<br />

� Automatic Acknowledgement<br />

More specific requirements regarding the eCall system have been defined by the stakeholders involved in the<br />

DG eCall sub-working groups. 10<br />

3.1 eCall architecture<br />

The DG eCall recommends that the architecture for eCall, as illustrated in Figure 1, is adopted by all<br />

stakeholders when implementing eCall. The process is described below.<br />

Figure 1: eCall system overview<br />

9 A PSAP could be a Public Authority or a private service provider operating under the control of a Public Authority<br />

10 A PSAP requirements clarification paper can be found in Appendix 8


Recommendations of the DG eCall for the introduction of the pan-European<br />

1) The eCall Generator initiate the eCall by sensors triggered and/or manually, send the in-vehicle<br />

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triggered eCall to a PSAP. The eCall consists of two elements: a pure voice (audio) telephone call<br />

based on 112 and the minimum set of data (MSD)<br />

2) The eCall (data + voice) carried through the mobile network, is recognized by the mobile network<br />

operator (MNO) as a 112 emergency call, and is first handled by the MNO. Based on the 112<br />

handling the MNO enrich the call with the CLI (caller line identification), and at the same time,<br />

according to the USD and the E112 recommendation, add the best location available (based on the<br />

best effort principle 11 ). After the 112 handling, the telecom operator delivers the 112-voice together<br />

with the CLI, mobile location and the eCall MSD to the appropriate PSAP.<br />

3) The PSAP transmits an acknowledgement to the eCall Generator specifying that the MSD have been<br />

properly received.<br />

11 The Commission Recommendation on processing of caller location information C(2003) 2657


Recommendations of the DG eCall for the introduction of the pan-European<br />

Chapter 4 - eCall Performance Criteria<br />

The overall performance criteria for the eCall service chain have been derived from a range of studies and<br />

experiences from the various stakeholder groups involved 12 . Furthermore, experiences from comparable<br />

automatic and manual vehicle emergency or assistance calling systems and current PSAP operation systems<br />

and emergency response systems have been taken into account.<br />

4.1 eCall service chain<br />

eCall involves a number of different stakeholders all with separate responsibilities and tasks, which even<br />

overlap. In order to provide a clear understanding of the different aspects of the eCall chain six different<br />

domains have been identified see Figure 2.<br />

Vehicle eCall<br />

Triggering<br />

System<br />

112 eCall<br />

Trigger (eCall<br />

sensors or<br />

manual)<br />

Transmission<br />

over vehicle bus<br />

eCall<br />

Generator<br />

(EG)<br />

In-vehicle<br />

software triggers<br />

112 call<br />

in-vehicle<br />

communication<br />

module initiates<br />

112 call and<br />

send MSD<br />

EG<br />

2<br />

MNO<br />

Receive 112 call<br />

and MSD<br />

Figure 2: The 6 domains of<br />

the eCall service chain<br />

4.2 End-to-end performance criteria<br />

Mobile<br />

Network<br />

Operator<br />

(MNO)<br />

Enrich 112 call<br />

with CLI, celluar<br />

location and<br />

MSD<br />

MNO<br />

2<br />

PSAP<br />

Forward 112<br />

voice, CLI,<br />

celluar location<br />

and MSD to<br />

PSAP<br />

the overall performance criteria be 13 The DG eCall recommends that the minimum target for<br />

:<br />

� By 2010 – 85% of all activated and sent eCalls should successfully 14 reach the PSAP<br />

� By 2015 – 89% of all activated and sent eCalls should successfully reach the PSAP<br />

� By 2020 – 92% of all activated and sent eCalls should successfully reach the PSAP<br />

12 Clarification Paper EG1- eCall Performance Criteria can be found in appendix 9<br />

PSAP<br />

Answer 112<br />

voice call,<br />

decode and<br />

visualise celluar<br />

location and<br />

MSD<br />

13 Revision clause is added with the objective to evaluate the overall performance criteria in 2014 for 2015<br />

14 Successful means that, as a minimum, the MSD has to be transmitted and received by the 1 st level PSAPs.<br />

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4.2.1<br />

Performance criteria end-to-end timing<br />

Recommendations of the DG eCall for the introduction of the pan-European<br />

Shortening the time for response is crucial in emergency handling.<br />

The DG eCall recommends that the<br />

performance criteria related to the timing in the eCall service chain be kept according to Figure 3.<br />

Figure 3 Timing performance criteria for the eCall service chain<br />

4.2.2<br />

Performance criteria – eCall generator<br />

Within the DG eCall, ACEA ne the functional specifications for the eCall<br />

16 has taken on the task to defi<br />

generator and invited suppliers, service providers and MNO to a joint workgroup. Another sub-working<br />

group lead by Autoliv 17 was established to evaluate technical studies related to this subject and to discuss a<br />

number of issues like nomadic or embedded, SIM or SIM-less solutions, manual and automatic activation<br />

strategy for the eCall Generator<br />

llowing performance criteria target for the eCall generator 18 The DG eCall recommends the fo<br />

:<br />

� By 2010 – 90% of all accidents with a severity that meets the thresholds for triggering an<br />

eCall<br />

should successfully 19 be delivered by the eCall generator to the mobile network;<br />

� By 2015 – 95% of all accidents with a severity that meets the thresholds for triggering an eCall<br />

should successfully be delivered by the eCall generator to the mobile network; and<br />

15<br />

The T1 = 20 seconds might need extension in case data protection or network capacity issues require putting the<br />

system in a “sleeping” mode.<br />

16<br />

The full functional specifications of the In-Vehicle system from ACEA can be found in appendix 10<br />

17 High level requirements for the in-vehicle system by DG eCall sub-working group EG.2 (Suppliers perspective) can<br />

be found in appendix 11<br />

18 Revision clause is added with the objective to evaluate the target for the performance criteria in 2014 for 2015<br />

19 Successful means that, as a minimum, the MSD has to be transmitted and received by the 1 st level PSAPs.<br />

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Recommendations of the DG eCall for the introduction of the pan-European<br />

� By 2020 – 98% of all accidents with a severity that meets the thresholds for triggering an eCall<br />

should successfully be delivered by the eCall generator to the mobile network.<br />

It is furthermore recommended that the eCall generator is reprogrammable in order to e.g. change the MSD<br />

information<br />

on the Service Provider<br />

4.2.2.1 Automatic eCall Triggering<br />

strategy<br />

The automatic eCall trigger should be safe, roust and designed so that a<br />

generated by the eCall generator.<br />

Therefore the DG eCall recommends<br />

that:<br />

� ≤ 150 meters (in 95% of all cases)<br />

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minimum of false eCalls are<br />

� The Automatic eCall trigger signal is generated in the airbag control module and/or a combination of<br />

�<br />

other sensor data (e.g. gyro, radar, axel load, speed);<br />

� The eCall shall be generated to reflect as many different crash types as possible (e.g. front, rear, side<br />

provided that this information can be used in PSAPs with a sufficient level of reliability to evaluate<br />

4.2.2.2<br />

Manual eCall Triggering strategy<br />

The DG eCall has the following recommendations for manual triggering of an eCall<br />

� Actions should be taken when designing the eCall generator to avoid accidental manual triggering.<br />

�<br />

�<br />

�<br />

4.2.2.3<br />

and roll crashes);<br />

� Trigger thresholds based on delta velocity could be send as additional optional data to the PSAP,<br />

the likeliness of serious injuries; and<br />

The vehicle manufacturers are responsible for determination of the automatic eCall trigger signal.<br />

Different scenarios have been discussed within the DG eCall, such as; holding<br />

the eCall bottom<br />

down for three seconds to trigger the eCall or push the button twice within 5 seconds;<br />

The manual trigger strategy depends on the specific human machine interface for the eCall generator<br />

and it is recommended that the vehicle manufactures individually design the eCall generator<br />

in such<br />

a way that unintended activation is minimized;<br />

If possible a roadside assistance button should be added to the vehicle with the objective to lower the<br />

amount of potential irrelevant manual eCalls, but<br />

it is also recognized that this might not be possible<br />

for low cost eCall solutions; and<br />

Appropriate education should be given to the users on the right use of the eCall system in order to<br />

minimise the number of manual calls<br />

without emergency content.<br />

Precise Location<br />

The precise location of the vehicle involved in an accident<br />

is an important factor for the PSAP operator in<br />

making the right risk assessment and dispatching the emergency service vehicles to the correct location. The<br />

DG eCall recommends that the target for the precise location should be based on the best performance that<br />

satellite based location can provide at any given time. Currently guaranteed as a minimum of:<br />

� ≤ 50 meters (in 50% of all cases); and


4.2.2.4 eCall Minimum Set of Data<br />

(MSD)<br />

Recommendations of the DG eCall for the introduction of the pan-European<br />

The requirements to the minimum set of data<br />

were set by a group of emergency services involved in the DG<br />

eCall. The requirements were based on the information that emergency agencies would need to speed up the<br />

response tim e and to ensure a correct deployment of emergency resources.<br />

The DG eCall recommends that the below MSD content should be standardized by an appropriate<br />

standardization body.<br />

Byte<br />

No.<br />

Name Size Type Unit Description<br />

1 Control 1 Byte Integer M Bit 7: 1 = Automatic activation<br />

2 Vehicle<br />

identification<br />

20<br />

Bytes<br />

Bit 6: 1 = Manual<br />

activation<br />

Bit 5: 1 = Test Call<br />

Bit 4: 1= No Confidence in position<br />

Bit 3: Entity type could be added<br />

Bit 2: Entity type could<br />

be added<br />

Bit 1: Entity type could be added<br />

Bit 0: Entity type could be added<br />

String M VIN number according ISO 3779<br />

3 Time stamp 4 Bytes Integer UTC sec M Timestamp of incident event<br />

4 Location<br />

5 Service<br />

Provider<br />

4 Bytes Integer milliarcsec M GNSS Position Latitude (WGS84)<br />

4 Bytes Integer milliarcsec M GNSS Position Longitude (WGS84)<br />

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1 Byte Integer Degree M Direction of Travel (Based on last 3 positions)<br />

4 Bytes Integer IPV4 O Service Provider IP Address<br />

6 Optional Data 106 String To be defined O Further data on e.g. crash information encoded<br />

Sum:<br />

Bytes<br />

140<br />

Bytes<br />

in XML Format<br />

M – Mandatory data field<br />

O – Optional data field (default blank characters)<br />

Uncertainty exists on whether the PSAPs in all Member States has access to a VIN database for both national<br />

and<br />

foreign registered vehicles. Therefore the DG eCall recommends that a study is made with the objective<br />

to evaluate whether for identifying the vehicle the VIN is sufficient information for the emergency services<br />

or e.g. vehicle make and model needs to be added as mandatory fields in the MSD.<br />

For privacy issues the DG eCall recommends that the study also contain the feasibility of masking<br />

information in the VIN which is not necessary for answering the emergency call.


4.2.3 Performance criteria – Mobile network<br />

Recommendations of the DG eCall for the introduction of the pan-European<br />

The Mobile Network Operators should treat eCall as an E112 call with the same priority and reliability<br />

through<br />

their core network. eCall is a pan-European service so full roaming capabilities should be provided<br />

by MNOs.<br />

4.2.4 Performance criteria – Public Safety Answering Point (PSAP)<br />

The DG eCall recommends that the performance criteria for the PSAPs regarding handling of all received<br />

calls are 99% .<br />

The Operational procedures related to the PSAP operator when receiving an emergency call differ from<br />

Member State to Member State but the performance indicators have a common denominator, namely that in<br />

all Member<br />

States they<br />

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are laid down in lawgiving regulations. Therefore the DG eCall recommends that<br />

these operational procedures be followed when handling an eCall.<br />

4.2.4.1 Map accuracy<br />

In the case of an emergency call, one critical phase is to locate precisely<br />

on a map the position of the caller<br />

from GNSS coordinates provided in the MSD and to derive a location which can be sent to the emergency<br />

service vehicle.<br />

The recommended performance criteria for the mapping accuracy are:<br />

� Road geometry<br />

o Completeness<br />

of the road geometry down to the lowest local level; and<br />

o Accuracy of the road geometry is precise to 15 meters<br />

� Road naming<br />

o In Artery category 1 to 4: 99.9% must have a name;<br />

o<br />

o<br />

In Artery category 5: 97% must have a name; and<br />

Each road name must be the correct.<br />

When possible the DG eCall recommends that the PSAP’s use a map-matching tool in order to prevent<br />

potential “errors”,<br />

and thereby increase the accuracy.<br />

4.3<br />

Transport Protocol<br />

In order to facilitate and guarantee roaming, common standardized interfaces and data transfer protocols are<br />

needed. As an action to support a full pan-European service the European Commission has requested ETSI to<br />

n the eCall generator and the PSAP along with the transport protocol 21 standardize the eCall interface betwee<br />

.<br />

ETSI_MSG (European Telecommunication Standardization Institute – Mobile Standards Group) has taken<br />

on this request and has looked at the different technologies that could be used for transmitting in-vehicle<br />

20 Measured against WGS84.<br />

21 The implementation of a pan-European in-vehicle emergency call (eCall): Need for standards, 5. January 2005, Letter<br />

from European Commission<br />

Director-General Information Society (INFSO-C5/AV/JJ/es D(2004)<br />

20


Recommendations of the DG eCall for the introduction of the pan-European<br />

voice and the MSD to the PSAP. The ETSI_MSG has noted that the actual study on the different technical<br />

solutions available is carried out in the 3GPP (3rd Generation Partnership Project).<br />

Even though ETSI_MSG has no final response to the European Commission yet, two different solutions are<br />

currently on the table:<br />

� In-band modem; and<br />

� USSD – Unstructured Supplementary Services Data<br />

The final decision is expected to be presented to the European Commission at the next ETSI_MSG meeting<br />

in May<br />

2006.<br />

GSME has also conducted a study to support the ETSI_MSG work on the transport protocol. 22 The<br />

conclusion of this study is that the preferred eCall MSD signalling system should be based on a in-band<br />

modem/signalling<br />

application.<br />

It is strongly recommended by the DG eCall that the European Commission closely follow the<br />

standardization work and that they<br />

encourage ETSI to provide a standard as early as possible. DG eCall also<br />

recommends<br />

that representatives from all stakeholders contribute to the standardization activities on eCall.<br />

4.4 eCall Certification<br />

In order to ensure the end user that the eCall service meet the performance criteria outlined in this document<br />

a certification procedure has been proposed<br />

by the Standardization sub-working group (ST.4) under the DG<br />

eCall. 23<br />

In relation to certification of eCall the DG eCall recommends that:<br />

� The<br />

vehicle manufactures should be responsible for the certification of the eCall generator using<br />

existing certification procedures;<br />

� Mobile Network Operators should be responsible for the certification<br />

of their network; and<br />

� The PSAPs should be responsible for the certification of the PSAP system along with the PSAP<br />

operators’ procedures for handling an eCall.<br />

Furthermore<br />

DG eCall recommends that interoperability testing in done with the involvement of all<br />

stakeholders in the eCall chain with the objective to ensure that the eCall service performs according to the<br />

overall<br />

performance criteria.<br />

22 Options for eCall MSD signalling, GSME Position, 21 April 2006 – attached as Appendix 12<br />

23 Certification sub-working group can be found in appendix 13<br />

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Chapter 5 - Other issues<br />

Recommendations of the DG eCall for the introduction of the pan-European<br />

5.1 Status of 112 and E112 implementation<br />

DG eCall recommends that the European Commission ensure that both 112 and E112 is implemented by All<br />

Member States, as this is vital for the deployment of eCall. The European Commission has established an<br />

Expert Group on Emergency Communications with representatives from telecommunication and Civil<br />

Protection from all Member States that are working to ensure that 112 and E112 is implemented as intended.<br />

The current status is that 112 is functional in all Member States (although with different quality of services)<br />

and that E112 is fully operational in 14 of the 25 Member States. The European Commission has started<br />

infringement procedures against 11 countries due to the non-availability of caller location information to<br />

emergency. 24<br />

5.2 eCall Deployment plan<br />

The Road Map for eCall roll-out has been agreed by DG eCall as outlined and illustrated in Figure 4:<br />

� All key stakeholders shall sign the MoU to ensure progress by end of 2006.<br />

� Full specification of the eCall system and start of development by mid-2007<br />

� Full-scale field tests to be performed from the beginning of 2008<br />

� All key Member States ready with upgrade of PSAPs September 2009<br />

� Introduction of eCall as standard option in all vehicles type-approved from 1 st September 2010<br />

onwards<br />

Signed MoU to ensure progress (incl. MS)<br />

Draft/Rough System Specification<br />

Figure 4: eCall Deployment plan (Road map)<br />

It is recommended by DG eCall that all involved stakeholders follow the agreed Road Map. Delay of any of<br />

the above mentioned milestones could have a direct impact on the following milestones and thus delay the<br />

eCall introduction.<br />

ETSI Technical Specification<br />

Detailed System Specification<br />

Incentive possibilities clarified to support business case<br />

12/2006 06/2007 12/2007 06/2008 12/2008 06/2009 12/2009 06/2010 12/2010 ...<br />

System Development<br />

Field Tests including assessment of performance<br />

Member State rollout of eCall system at PSAPs<br />

24 Implementation status of E112 and eCall can be found in Appendix 14<br />

April 2006 13 Version 2.0<br />

eCall<br />

eCall as standard option in all new type-approved vehicles


5.3 Privacy<br />

Recommendations of the DG eCall for the introduction of the pan-European<br />

In order to protect the privacy of the citizens DG eCall recommends that eCall is considered as a public<br />

service build on top of the pan-European single emergency call number 112, which means that the data<br />

controller will be a Public Safety Answering Point, or a private<br />

organization appointed by the public<br />

authorities to perform that role. DG eCall also recommends that all stakeholders involved will be obliged to<br />

comply with all directives related to the protection of data and the privacy of the citizens in relation to 112.<br />

The different Directives related to the single European emergency number 112 and data protection can be<br />

found in chapter 2.4. 25<br />

The DG eCall recommends that the MSD include only the minimum required information needed by the<br />

emergency services to ensure an adequate response.<br />

The DG eCall recommends that the citizen will be informed about the existence of the eCall service at the<br />

moment of buying/hiring a vehicle, including<br />

the information of the data that will transferred to the PSAP,<br />

and that the contract will include the explicit acceptance of the citizen of the eCall service. The<br />

April 2006 14 Version 2.0<br />

eCall<br />

citizen<br />

shou ld have the possibility to ask for a disconnection of the service at the moment of purchase and should<br />

have<br />

the possible to ask for a re-connection of the service at a later stage.<br />

DG eCall recommends that when implementing eCall it is ensured that it will<br />

not be possible to track the<br />

vehicle<br />

at all times. It is recommended to make eCall a “sleeping” application on the eCall generator that<br />

only comes to life<br />

when the eCall generator detect an incident serious enough for triggering an automatic<br />

eCall or the vehicle occupants generate a manual eCall.<br />

5.4 PSAP structure<br />

DG eCall recommends that PSAPs across Europe implement eCall as soon as possible. It is also<br />

recommended that Member States investigate the possibility to potentially revise the current PSAP structures<br />

e.g. through public/private partnerships in order to minimize the necessary investments.<br />

The work within DG eCall has identified a number of possible 112 structures across Europe and it has seen<br />

that various possibilities exist depending on national laws and regulation and political organizations. The<br />

following examples are given on how Member States could build their emergency call structure,<br />

acknowledging that many more would be possible:<br />

25<br />

� Two level of PSAPs, or body 26<br />

PSAP1 and PSAP2 served by the same Public<br />

� Public operated PSAP1;<br />

� Service provider operating as PSAP1 under the control of a Emergency Agency/Public Authority<br />

(e.g. Sweden); and<br />

Issues on Privacy by Jan Malenstein 8 April 2005 can be found in appendix 15<br />

26 PSAP1 being the first point of contact for eCall and PSAP2 being the actual emergency operator handling the<br />

emergency situation


Recommendations of the DG eCall for the introduction of the pan-European<br />

� Telecom Operator operating as PSAP1 under the control of a Emergency Agency/Public Authority<br />

(e.g. UK).<br />

5.5 eCall Business Case<br />

DG eCall, different related projects and Member States has carried out studies in order to define the costs<br />

and benefits of deploying eCall.<br />

All studies carried out demonstrated that benefit to cost ratio<br />

would be between 1.3 and 8.5. 27<br />

The results of the studies has been derived from the following gains:<br />

� Automatic alert and precise location will reduce by an average 10 minutes the rescue time in rural<br />

raised the conclusion that eCall has a direct socio-economic impact:<br />

� By implementing eCall 3 to 15 % of fatalities can be avoided (large bracket due to country related<br />

The cost benefit ratio has been calculated without taking into<br />

account any potential side benefits such as<br />

improved traffic management, and efficiency of rescue operations. It has been concluded that the Public<br />

sector will obtain most of the benefits,<br />

followed by the end users. Non-direct financial benefits such as image<br />

DG eCall acknowledge that eCall could also improve rescue efficiency (then reducing<br />

rescue cost per<br />

accident)<br />

and reduce consequences on traffic.<br />

Moreover the DG eCall acknowledge that the adoption of the eCall System enriched with<br />

information from a<br />

service provider could only occur<br />

through an agreement between the end user and/or the OEM and the<br />

Service<br />

Provider and that such an agreement should comply to the regulation on data protection included in<br />

chapter 2.4.<br />

April 2006 15 Version 2.0<br />

eCall<br />

area (50% gain over existing alert), and by 3 to 4 minutes in urban accidents (40% gain). Knowing<br />

that most critical accidents occur by night in rural areas, eCall benefit in reducing rescue time is<br />

expected in the high of the bracket. This varies from country to country, but all studies (EU and US)<br />

context, as current rescue efficiency, road and population distribution…)<br />

� By implementing eCall up to 15% of serious injuries can be changed to slight injuries.<br />

building, social care and improved road management, have been left out from all studies<br />

Furthermore DG eCall acknowledge that the effect of eCall could be further improved in case additional<br />

vehicle and personal related information are provided from a service provider, see Figure 5.<br />

27 More details on the different studies can be found in appendix 16


Recommendations of the DG eCall for the introduction of the pan-European<br />

Figure 5: Extended eCall system<br />

DG eCall<br />

recommends that a standardised interface between PSAPs and Service Provides should be<br />

developed<br />

and agreed upon.<br />

April 2006 16 Version 2.0<br />

eCall


Recommendations of the DG eCall for the introduction of the pan-European<br />

Chapter 6 - Final Recommendations<br />

The DG eCall members recommend that the architecture, definitions and performance criteria given in this<br />

report should be followed when deploying eCall across Europe by all involved stakeholders.<br />

Furthermore, the DG eCall members call for a number of actions and encourage the <strong>eSafety</strong> Forum to ensure<br />

that these are carried out:<br />

• Calls for Member States to take all necessary decisions and action for deploying eCall including<br />

signing the MoU. The DG eCall members favor the voluntary approach currently taken.<br />

• Calls for the European Commission to continue its effort to pursue<br />

the deployment of eCall through<br />

April 2006 17 Version 2.0<br />

eCall<br />

all available mechanisms including closely following the ongoing standardization work on the<br />

transport protocol and encouraging ETSI to provide a standard as early as possible.<br />

• Calls for <strong>eSafety</strong> <strong>Support</strong> to continue providing the necessary support on helping Member States and<br />

other stakeholder groups<br />

in the decision process and the deployment-enabling phase for eCall.<br />

• Calls for Vehicle Makers, Telecom Industry and Equipment Manufactures and other related<br />

Industries to prepare for the deployment according to the roadmap given in this report.<br />

• Calls for the establishment of large scale field operational tests and assessments of eCall to be<br />

carried out as soon as possible to provide additional data for the costs and benefits of eCall to be<br />

used e.g. for deciding potential incentive schemes that could speed up the deployment.<br />

• Calls for the establishment of a permanent group of emergency authorities and other relevant<br />

stakeholders that each year should review the deployment status amongst the various stakeholders.<br />

This group should be functional at least until 2015.<br />

• DG eCall recommends that the private service providers currently operating a proprietary vehicle<br />

emergency call alike systems are consulted for providing experiences when Member States discuss<br />

how to deploy eCall.<br />

• Calls for the European Commission, the Member States and other stakeholders to carry out adequate<br />

awareness and education campaign to the citizens on eCall


Appendix list<br />

Recommendations for the introduction of the pan-European eCall<br />

Appendix 1 Total DG eCall membership list<br />

Appendix 2 A Complete list of eCall meetings – 2005 onwards<br />

Appendix 3 The eCall MoU<br />

Appendix 4 Complete list of MoU signatures - Last update 15/03/2006<br />

Appendix 5 Main conclusions from the three high-level meetings<br />

Appendix 6 All Communications and Directives<br />

Appendix 7 Draft Report on Road safety: Bringing eCall to Citizens by the European<br />

Parliament, Committee on Transport and Tourism, Provisional 2005/2211(INI)<br />

Rapporteur: Gary Titley<br />

Appendix 8 The full PSAP requirements clarification paper<br />

Appendix 9 Clarification Paper EG1- eCall Performance Criteria<br />

Appendix 10 The full functional specifications of the In-Vehicle system from ACEA<br />

Appendix 11 High level requirements for the in-vehicle system by DG eCall sub-working group<br />

EG.2 (suppliers perspective)<br />

Appendix 12 Options for eCall MSD signalling, GSME Position, 21 April 2006<br />

Appendix 13 Certification sub-working group<br />

Appendix 14 Implementation status E112 and eCall<br />

Appendix 15 Issues on Privacy by Jan Malenstein, 8 April 2005<br />

Appendix 16 Results from the different studies on business case<br />

April 2006 Version 2.0


Recommendations for the introduction of<br />

the pan-European eCall<br />

Appendix 1<br />

Total DG eCall membership list


eCall Driving Group - Participants<br />

Company First Name - Name e-mail address<br />

ABI (Motor Insurers Bureau) Justin Jacobs justin.jacobs@abi.org.uk<br />

ACEA Ivan Hodac ih@acea.be<br />

ACEA Mike Hollingsworth mh@acea.be<br />

ACEA Wolfgang Reinhardt wr@acea.be<br />

ADAC Bernhard Labudek bernhard.labudek@zentrale.adac.de<br />

ADAC Peter Meyer peter.meyer@adac.de<br />

ADAC Dietmar Flügel dietmar.fluegel@zentrale.adac.de<br />

AGF Vincent Sussfeld vincent.sussfeld@agf.fr<br />

AISCAT Maurizio Rotondo maurizio.rotondo@aiscat.it<br />

Airbiquity Inc Kamyar Moinzadeh kmoinzadeh@airbiquity.com<br />

Airbiquity Inc Rhys Robinson rrobinson@airbiquity.com<br />

Airbiquity Inc Leon Hong lhong@airbiquity.com<br />

Alcatel Charles de Montravel charles.de_montravel@alcatel.com<br />

Alcatel François Courau francois.courau@alcatel.fr<br />

Ambualce Service Association Andy Heward andy.heward@asa.uk.net<br />

Arc Transistance Charles CAPELLEMAN charles.capelleman@arctransistance.com<br />

ASECAP Kalistratos Dionelis asecap@skynet.be<br />

ASFA - Autoroutes Trafic GIE Paul Maarek p.maarek@autoroutes-trafic.fr<br />

ASFA Jacques Boussuge jacques.boussuge@autoroutes.fr<br />

ASFA Jean Mesqui jean.mesqui@autoroutes.fr<br />

Asociacion Española de la Carretera Aniceto Zaragoza azaragoza@aecarretera.com<br />

Autoliv Martin Lilja martin.lilja@autoliv.com<br />

Autoliv Lennart Strandberg lennart.strandberg@autoliv.com<br />

Autoliv Rikard Larsson rikard.larsson@autoliv.com<br />

AXA Thierry Langreney thierry.langreney@axa.com<br />

Bast Fritz Bolte bolte@bast.de<br />

BMW Joachim Scholten Joachim.Scholten@bmw.de<br />

Bosch Bram Hansma Bram.Hansma@nl.bosch.com<br />

Bosch Erich Bittner erich.bittner@de.bosch.com<br />

Bosch Gunter Zimmermeyer gunter.zimmermeyer@de.bosch.com<br />

Bosch Marcel Van Empel marcel.vanempel@nl.bosch.com<br />

BT John Medland John.Medland@bt.com<br />

BUNDESMINISTERIUM FUR WIRTSCHAFT Holger Butscheidt holger.butscheidt@regtp.de<br />

Bureau de Normalisation Automobile Francis Martin francis.martin@bn-auto.com<br />

CapGemini Finland OY Anne-Maria Hautala anne-maria.hautala@capgemini.com<br />

CapGemini Finland OY Aki Siponen aki.siponen@capgemini.com<br />

CEN - Comité Européen de Normalisation Jelte Dijkstra jelte.dijkstra@nen.nl


CEA - Comité Européen des Assurances Jean-Louis Marsaud marsaud@cea.assur.org<br />

CEA - Comité Européen des Assurances Catherine Daviau daviau@paris.cea.assur.org<br />

CEA - Comité Européen des Assurances Hakima Ben Azzouz benazzouz@brussels.cea.assur.org<br />

City of Oulu - Finland Kari Nenonen kari.nenonen@ouka.fi<br />

City of Oulu - Finland Katriina Puhakka katriina.puhakka@ouka.fi<br />

Czech Telecom Richard Walitza richard.walitza@ct.cz<br />

Daimler Chrysler AG Jürgen Wojatschek juergen.wojatschek@daimlerchrysler.com<br />

Danish Road Safety Counsil René La Cour Sell rlcs@rfsf.dk<br />

DfT - UK Martin Hill martin.hill@odpm.gsi.gov.uk<br />

Direccion General para la Sociedad de la Informacion Måns Shapshak mans.shapshak@cfnavarra.es<br />

Direcção Geral de Viação, Portugal Luiza Coelho lcoelho@dgv.pt<br />

Directline (Car Insurance) Christopher Wainwright Christopher.Wainwright@Directline.com<br />

DTI - Department of Trade and Industry David Barnes david@barnesdavid.com<br />

European Emergency Number Association - EENA112 Olivier Paul-Morandini opm@eena.org<br />

Efkon AG Andras Kovacs a.kovacs@efkon.com<br />

Ellas SA/PSAP (Omnis-Online Ellas) Dimitris Cobopoulos jimcob@omnis-ellas.gr<br />

Emergency response Centre, Ministry of Interior, Lithuania Arturas Kedavicius arturas.kedavicius@vrm.lt<br />

EPFL-LAVOC Alexandre Torday alexandre.torday@epfl.ch<br />

Ericsson Peter Callmer peter.callmer@ericsson.com<br />

ERTICO Michael Nielsen m.nielsen@mail.ertico.com<br />

ERTICO Rasmus Lindholm r.lindholm@mail.ertico.com<br />

ETSC - European Transport Safety Council Frazer Goodwin policy@etsc.be<br />

ETSI Adrian Zoicas adrian.zoicas@etsi.org<br />

ETSI Jørgen Friis jorgen.friis@etsi.org<br />

ETSI Igor Minaev igor.minaev@etsi.org<br />

ETSI Ultan Mulligan ultan.mulligan@etsi.org<br />

ETSI Gavin Craik gavin.craik@etsi.org<br />

ETSI Chantal Rihet chantal.rihet@etsi.org<br />

ETSI Michael Sharpe michael.sharpe@etsi.org<br />

ETSI Bob Williams bw@2-csi.com<br />

ETSI Cesar Gutierrez Miguelez Cesar.Gutierrez@etsi.org<br />

EUGIN - European Institutes of Navigation Arnold-Kees van Rongen akvr@mobi-spot.nl<br />

Federal Ministry of Transport, Building and Housing Gabriele Ernst ref-S02@bmvbw.bund.de<br />

FEI Information Technology Graeme Smith Graeme.Smith@SEI-IT.CO.UK<br />

FIA Adam Mc Carthy a.mccarthy@pop.kpn.be<br />

FIAT Giorgio Audisio giorgio.audisio@fiat.com<br />

FIAT Alessandro Coda alessandro.coda@fiat.com<br />

FICORA Timo Leppinen timo.leppinen@ficora.fi<br />

FIGIEFA/CLEDIPA Laurence Havaux Laurence.Havaux@Federauto.be


FIGIEFA/CLEDIPA Sylvia Gotzen sylvia.gotzen@federauto.be<br />

Finnish Road Enterprise Tuomo Eloranta tuomo.eloranta@tieliikelaitos.fi<br />

Finnish Road Enterprise Satu Keiski-Toni satu.keiski-toni@tieliikelaitos.fi<br />

Finnish Road Enterprise Petri Ellmen petri.ellmen@tieliikelaitos.fi<br />

Finnra - Finnish road Administration Aulis Nironen aulis.nironen@tiehallinto.fi<br />

FOCWA Karel Bukholczer K.BUKHOLCZER@FOCWA.ORG<br />

FOCWA Suleyman Bagislayici s.bagislayici@focwa.org<br />

Ford Tony Harcombe-Smee tharcom1@ford.com<br />

Ford John Archer jarcher8@ford.com<br />

GDV (German Insurance Association) - Institute for Vehicle Safety Axel Malczyk a.malczyk@gdv.org<br />

GDV (German Insurance Association) - Institute for Vehicle Safety Volker Meewes v.meewes@gdv.org<br />

GDV (German Insurance Association) - Institute for Vehicle Safety Klaus Langwieder langwieder@t-online.de<br />

GDV (German Insurance Association) - Institute for Vehicle Safety Johann Gwehenberger J.gwehenberger@gdv.org<br />

Polish General Directorate for National Roads and Motorways Ziemowit Cyndrowski zcyndrowski@gddkia.gov.pl<br />

Germany Ministry Roland Niggestich roland.niggestich@bmvbw.bund.de<br />

Gplus Europe Dorothée D'Herde dorotheedherde@gpluseurope.com<br />

Hellenic Institute of Transport George Giannopoulos ggian@certh.gr<br />

Hill & Knowlton Philipp Bruchert Bruchert@hillandknowlton.com<br />

IBPT Rudi Smet rudi.smet@bipt.be<br />

IMA BENELUX Sonja Descheemaeker s.descheemaeker@imabenelux.com<br />

IMA BENELUX Henri Van de Kraats h.vandekraats@imabenelux.com<br />

Indagon Oy Mikko Weckström mikko.weckstrom@indagon.com<br />

INRETS Annie Pauzie annie.pauzie@inrets.fr<br />

ISMB Cesare Raviglione raviglione@ismb.it<br />

ITO Guus Zijlstra guus.zijlstra@isc.politie.nl<br />

ITS Czech Rpublic - Eltodo EG Pavel Pribyl PribylP@eltodo.cz<br />

ITS Denmark Svend Tøfting svt@nja.dk<br />

ITS Finland Antti Rainio antti.rainio@navinova.fi<br />

ITS Hungary Agnes Lindenbach interut21@tvnetwork.hu<br />

ITS Netherlands Paul Potters potters@connekt.nl<br />

ITS Romania Dorin Dumitrescu dorin.dumitrescu@rdslink.ro<br />

ITS Sweden Christer Larsson christer.karlsson@its-sweden.com<br />

KLPD Jan Malenstein janmalenstein@planet.nl<br />

KPN Fer Bonsel f.bonsel@kpn.com<br />

KoKOM Egil Bovim Egil.Bovim@kokom.no<br />

Maaf Pierre-Henri Schecter pierre-henri.schecter@maaf.fr<br />

Ministère de l'Intérieur Didier Paris dparis@sdis28.fr<br />

Ministry of Economy and Transport, Hungary Zita Egyhazy zita.egyhazy@gkm.hu<br />

Ministry of Informatics and Communications, Hungary Zsuzsa Juhaszne Kovacs zsuzsa.juhaszne@ihm.gov.hu


Ministry of infrastructure, Secretariat of National Road Safety Krzysztof Jamrozik kjamrozik@mi.gov.pl<br />

Ministry of the interior and Kingdom Relations - Netherlands Tjerk Terpstra tjerk.terpstra@minbzk.nl<br />

Ministry of the interior and Kingdom Relations - Netherlands Aart Klijn aart.klijn@minbzk.nl<br />

Ministry of the interior-Department for Rescue Services Mikko Jääskeläinen mikko.jaaskelainen@intermin.fi<br />

Ministry of the interior / PSAP unit Janne Koivukoski janne.koivukoski@intermin.fi<br />

Ministry of Transport and Communications/Traffic Safety Unit<br />

Seppo Öörni seppo.oorni@mintc.fi<br />

Ministry of Transport and Communications Ruta Mensonaite r.mensonaite@transp.lt<br />

Ministry of Transport and Communications Anu Lamberg anu.lamberg@mintc.fi<br />

Ministry of Transport and Communications, Finland Matti Roine matti.roine@mintc.fi<br />

Ministry of Transport and Communications, Finland Perttu Puro perttu.puro@mintc.fi<br />

Ministry of Transport and Communications, CZK Martin Pichl martin.pichl@mdcr.cz<br />

MMA<br />

Jacques Van Wittenberghe jacques.van-wittenberghe@groupe-mma.fr<br />

Mobisoft Oy Heikki Karintaus heikki.karintaus@mobisoft.fi<br />

Mondial Assistance Jacques Amselem jacques.amselem@mondial-assistance-group.com<br />

Motorola GmbH Alfred Krappel alfred.krappel@motorola.com<br />

Motorola SAS Ian Doig ian.doig@motorola.com<br />

Motorola Ltd Steven Vardy steven.vardy@motorola.com<br />

Motorola Ltd Andrew Howell andrew.howell@motorola.com<br />

Motorola GmbH Reinhard Wählen reinhard.waehlen@motorola.com<br />

National Safety Council, Ireland Martin Heffernan MHeffernan@nsc.ie<br />

Navteq Philippe Sentein philippe.sentein@navteq.com<br />

Navteq Chris Peters chris.peters@navteq.com<br />

Navteq Yiannis Moissidis yiannis.moissidis@navteq.com<br />

Norwich Union Robert Ledger Ledgerr@norwich-union.co.uk<br />

Oftel David Heath david.heath@ofcom.org.uk<br />

Orange Jacques Garcin jacques.garcin@orangefrance.com<br />

Orange Nick Sampson nick.sampson@orange.co.uk<br />

Orange Sonia Hilton sonia.hilton@orange.co.uk<br />

Orange Michel Fond michel.fond@orangefrance.com<br />

Romanian Company for Motorways and National Roads Bogdan Zanea sigcirc@and.ro<br />

National Office for Research and Technology, Hungary Sándor Bottka sandor.bottka@ist.hu<br />

Peiker Acustic Lutz P. Richter lutz.richter@peiker.de<br />

PSA Stephan Cayet stephan.cayet@MPSA.com<br />

PSA Bernard Cousyn bernard.cousyn@mpsa.com<br />

QUALCOMM EUROPE S.A.R.L. Niels Andersen npa@qualcomm.com<br />

RACC Pere Sauret pere.sauret@racc.es<br />

RACC Josep Mateu josep.mateu@racc.es<br />

RACC Nuria Alberti nuria.alberti@racc.es<br />

RACC Xavier Castells xavier.castells@racc.es


RBS Insurance - Direct Line Group Ltd Cara Hurlock cara.hurlock@directline.com<br />

Renault Yann Bouler yann.bouler@renault.com<br />

Research in Motion Ltd Ian Harris iharris@rim.com<br />

SAGEM SA Thomas Dupoizat thomas.dupoizat@sagem.com<br />

SAGEM SA Thierry Buffenoir thierry.buffenoir@sagem.com<br />

SAGEM SA Emilie Berger emilie.berger@sagem.com<br />

SAGEM SA Céline Bauchet celine.bauchet@sagem.com<br />

SEAT Monica Sanz monica.sanz@seat.es<br />

Siemens AG Andreas Kohn andreaskohn@siemens.com<br />

Siemens VDO Jean-Yves Bronner Jean-yves.Bronner@at.siemens.fr<br />

Siemens VDO<br />

Ralf-Roland Schmidt-Cotta ralf-roland.schmidt-Cotta@siemens.com<br />

Siemens VDO Theo Kamalski Theo.Kamalski@Siemens.com<br />

Sony Ericson Darren Stratton darren.stratton@sonyericsson.com<br />

Sony Ericson Stefan Gudmundsson Stefan.gudmundsson@sonyericsson.com<br />

SRA Eva Boethius eva.boethius@vv.se<br />

SOS Alarm - Sweden Anders Holmsten anders.holmsten@sosalarm.se<br />

Swiss Federal Road Authority Roger Siegrist roger.siegrist@astra.admin.ch<br />

Teknisen Kaupan Liitto Klaus Katara klaus.katara@tkl.fi<br />

TeleAtlas Ad Bastiaansen ad.bastiaansen@teleatlas.com<br />

TeleAtlas Linda Zhu linda.zhu@teleatlas.com<br />

Telecom Italia Marco Annoni marco.annoni@telecomitalia.it<br />

Telefonica Moviles Spain Alejandra Diaz diaz_a4@tsm.es<br />

Telefonica Moviles Spain Francisco Puertas Ramiro puertas_f@tsm.es<br />

Telematix Services AS Tomas Tvrzsky tvrzsky@telematix.cz<br />

Telmacon Gerhard Wolfien g.wolfien@telmacon.com<br />

Thales Steve Clark steve.clark@thalestelematics.com<br />

Thales Louise Simpson Louise.Simpson@thalestelematics.com<br />

ThomasMiller Francis Frost francis.frost@thomasmiller.com<br />

TISPOL (European Traffic Police Network) Ad Hellemons info@tispol.org<br />

T-Mobile Martin Büchter martin.buechter@t-mobile.de<br />

T-Mobile Dietmar Schmitz dietmar.schmitz@t-mobile.net<br />

TOURING Thierry Delire thierry.delire@touring.be<br />

Toyota Hiroshi Morita hiroshi.morita@toyota-europe.com<br />

Toyota Auto Finland Jouko Ryyänen jouko.ryynanen@toyota.fi<br />

Toyota Kenji Nishikawa Kenji.Nishikawa@toyota-europe.com<br />

True Position Inc Rhys Robinson rrobinson@TruePosition.com<br />

T-Trac AB/ SIS TK 255 Johan Björkman johan.bjorkman@t-trac.se<br />

TTS Italia Francesco Mazzone f.mazzone@aci.it<br />

UNINFO/Autostrade per l'Italia SpA Natalino Curci n.curci@polidream.it


VDA Bernhard Dicke dicke@vda.de<br />

VDA Michael Niedenthal niedenthal@vda.de<br />

ViaDonau Alexander Frötscher froetscher@via-donau.org<br />

Vodafone Claire Alexandre claire.alexandre@vodafone.com<br />

Vodafone Ulrich Dietz ulrich.dietz@vodafone.com<br />

Vodafone Stefan Vieweg stefan.vieweg@vodafone.com<br />

Vodafone Passo Kevin Oord kevin.oord@vodafone.com<br />

Volkswagen AG Thomas Buttersack thomas.buttersack@volkswagen.de<br />

Volkswagen AG Sabine Spell sabine.spell@volkswagen.de<br />

Volvo Mats Örblom mats.orblom@volvo.com<br />

Volvo Car Corporation Joost van den Bosch jvande32@volvocars.com<br />

Volvo Car Corporation Peder Fast pfast1@volvocars.com<br />

Volvo Car Corporation Henrik Forsgren hforsgre@volvocars.com<br />

Volvo Car Corporation Charlotta Ostberg costber1@volvocars.com<br />

VTT Building and Transport Risto Kulmala risto.kulmala@vtt.fi<br />

EC André Vits andre.vits@cec.eu.int<br />

EC Emilio Davila Gonzalez Emilio.Davila-Gonzalez@cec.eu.int<br />

EC Fabrizio Minarini fabrizio.minarini@cec.eu.int<br />

EC Ari Latvala ari.latvala@cec.eu.int<br />

EC Juhani Jaaskelainen juhani.jaaskelainen@cec.eu.int<br />

EC Keith Keen Keith.Keen@cec.eu.int<br />

EC Rosalie Zobel rosalie.zobel@cec.eu.int<br />

EC Leo Koolen leo.koolen@cec.eu.int<br />

Wavecom Philippe Lanney philippe.lanney@wavecom.com<br />

Wavecom Olivier Beaujard olivier.beaujard@wavecom.com<br />

Wireless Car Gerger Landen greger.landen@wirelesscar.com<br />

Wireless Car Mattias Leijon mattias.leijon@wirelesscar.com<br />

Wireless Car Magnus Johansson magnus.johansson@wirelesscar.com<br />

Wireless Car Harald Landt harald.landt@wirelesscar.com<br />

WSP LT Consultants Ltd Reetta Jokinen reetta.jokinen@wspgroup.fi<br />

Ygomi LLC - LSP Concept Development Richard Weinstock weinstock@ygomi.com<br />

Ygomi LLC - LSP Concept Development David Horncastle horncastle@ygomi.com<br />

7 Layers AG Dalia Rosagaray Dalia.Rosagaray@7layers.de


Recommendations for the introduction of<br />

the pan-European eCall<br />

Appendix 2<br />

A Complete list of eCall meetings –<br />

2005 onwards


1<br />

DG eCall meetings<br />

Title Date and Place Main Conclusions<br />

eCall Member State meeting 26 January 05 –<br />

Amsterdam<br />

High Level meeting with 3 February 05 -<br />

Industry<br />

Brussels<br />

ERTICO Industry Group 15 February 05 -<br />

Brussels<br />

eCall Member State meeting 28 February 05 -<br />

Rome<br />

Meeting with Swedish 15 March 05-<br />

Industry<br />

Gothenburg<br />

eCall Member State meeting 16 March 05 -<br />

Madrid<br />

eCall Driving Group 14 April 05 -<br />

Helsinki<br />

eCall seminar 15 April 05 -<br />

Helsinki<br />

eCall standardisation 3-4 May 05 –<br />

meeting<br />

Sofia Antipolis<br />

<strong>eSafety</strong> Seminar 11 May 05 -<br />

Barcelona<br />

eCall Insurers meeting 25 May 05 -<br />

Brussels<br />

eCall standardisation 13 June 05 –<br />

Sofia Antipolis<br />

eCall Telco meeting 22 June 05 -<br />

Brussels<br />

eCall Insurers meeting 6 July 05 –<br />

Brussels<br />

eCall Driving Group 7 July 05 –<br />

Brussels<br />

eCall Member State meeting 8 July 05 –<br />

Lisbon<br />

eCall Member State meeting 12 July 05 -<br />

Amsterdam<br />

eCall standardisation 29 July 05 –<br />

Brussels<br />

eCall steering group 9 September 05<br />

meeting<br />

Brussels<br />

eCall telco meeting 15 September<br />

05 Brussels<br />

eCall Member State meeting 15-16<br />

September 05<br />

Stockholm<br />

eCall meeting vehicle 22 September<br />

manufactures<br />

05 Brussels<br />

eCall steering group 14 October 05 -<br />

Brussels<br />

Meeting with Dutch companies about<br />

deployment of eCall<br />

Presentation of eCall<br />

Presentation of eCall and <strong>eSafety</strong><br />

Presentation of eCall and distribution<br />

of material to various companies<br />

Presentation of eCall and <strong>eSafety</strong><br />

Presentation of eCall to Spanish<br />

stakeholders<br />

Strategies for eCall implementation.<br />

Discussion of eCall with the main<br />

stakeholders<br />

ETSI standardisation meeting on the<br />

transport layer of the MSD<br />

Presentation of <strong>eSafety</strong> Forum and<br />

eCall<br />

Meeting with the Insurers about the<br />

business plan.<br />

ETSI meeting on standardisation of<br />

eCall<br />

Meeting with the telecoms about the<br />

deployment of eCall<br />

Meeting I with the Insurers about the<br />

business plan for eCall<br />

Strategies for eCall implementation and<br />

formation of a working steering group.<br />

Meeting with the Authorities in<br />

Portugal about the deployment of eCall<br />

Meeting with Dutch stakeholders on<br />

eCall deployment<br />

Management meeting with ETSI on<br />

eCall standardisation.<br />

Formation of sub-working groups and<br />

status of work<br />

Meeting with telcos about the<br />

deployment of eCall/ETSI<br />

Meeting with Swedish authorities about<br />

deployment of eCall<br />

Meeting in ACEA about deployment of<br />

eCall<br />

Status of sub-working groups and<br />

planning of high level meeting


2<br />

DG eCall meetings<br />

High Level meeting 18 October 05 –<br />

Brussels<br />

Presentation of eCall<br />

eCall standardisation 15-16<br />

Meeting at ETSI about standardisation<br />

meeting<br />

November 05 –<br />

Sofia Antipolis<br />

of transport layer.<br />

eCall Driving Group 17 November<br />

05 - Brussels<br />

Strategies for eCall implementation.<br />

eCall Member State meeting 30 November Meeting with Dutch stakeholders on<br />

05 Amstelfoort eCall deployment<br />

Expert meeting eCall 2 December 05<br />

– Switzerland<br />

Member state expert meeting on eCall<br />

eCall standardisation 23 January 05 – Meeting at ETSI about standardisation<br />

meeting<br />

Amsterdam of transport layer.<br />

PSAP expert meeting 16 March 06 – Spanish positions on eCall and MSD<br />

Madrid and PSAP requirements<br />

Expert meeting eCall 23 March 06 – Focus on eCall deployment in new EU<br />

Budapest Member States<br />

Final DG eCall meeting 24/25 April 06 Recommendations for the introduction<br />

Brussels of the pan-European eCall


Recommendations for the introduction of<br />

the pan-European eCall<br />

Appendix 3<br />

The eCall MoU


Table of Contents<br />

<strong>eSafety</strong> Forum<br />

eCall Driving Group<br />

Memorandum of Understanding<br />

for<br />

Realisation of Interoperable<br />

In-Vehicle eCall<br />

Memorandum of Understanding<br />

Signatory pages<br />

Annex A - Relevant European Resolutions, Conclusions and Guidelines<br />

Annex B - The in-vehicle eCall minimum set of data<br />

in-vehicle eCall MoU – May 28, 2004 Page 1 of 7


European MoU for Realisation of Interoperable in-Vehicle eCall<br />

European Memorandum of Understanding<br />

for Realisation of Interoperable In-Vehicle eCall<br />

The purpose of this European Memorandum of Understanding (MoU) is to secure the realisation<br />

of an interoperable in-vehicle emergency call service (eCall) supplied, introduced and operated<br />

across Europe. This MoU does not represent a legally binding agreement; rather, it is an<br />

expression of the individual and collective commitment of the signatories to work in partnership in<br />

order to realise a shared objective to the benefit of everyone.<br />

1. Preamble<br />

1.1 Rationale<br />

The introduction and use of in-vehicle eCall for deployment of emergency assistance will save<br />

lives and reduce social burden by improving the notification of road accidents and speeding up<br />

emergency service response. There is an urgent need for a European solution in order to<br />

contribute to a reduction of the 39,200 1 people killed, 3.3 million casualties and annual costs in<br />

relation to traffic accidents of more than 180 billion Euro. This is why the European Commissionled<br />

<strong>eSafety</strong> Forum adopted eCall as the highest priority amongst the <strong>eSafety</strong> measures<br />

contained in the recent <strong>eSafety</strong> Communication 2 .<br />

1.2 Definition of In-vehicle eCall<br />

The in-vehicle eCall is an emergency call generated either manually by vehicle occupants or<br />

automatically via activation of in-vehicle sensors. When activated, the in-vehicle eCall system will<br />

establish a voice connection directly with the relevant PSAP (Public Safety Answering Point), this<br />

being either a public or a private eCall centre operating under the regulation and/or authorisation<br />

of a public body. At the same time, a minimum set of incident data (MDS) 3 will be sent to the<br />

eCall operator receiving the voice call.<br />

1.3 Framework<br />

This MoU creates a framework for the introduction of in-vehicle emergency call at all levels in the<br />

emergency call chain – including the public sector, the private sector and/or through publicprivate<br />

partnerships. The aim of this MoU is to encourage co-operation between the vehicle<br />

makers, Telecom Operators, the EC and the Member States (in particular the emergency<br />

agencies, the public PSAPs and the private PSAPs operating under the regulation of a public<br />

body) together with other relevant parties such as the insurance industry, automobile clubs and<br />

other relevant industrial partners.<br />

1 ETSC report on Transport Safety Performance in the EU – A statistical overview 2003 (2001 statistics)<br />

2 COM(2003) 542 final: COMMUNICATION FROM THE COMMISSION TO THE COUNCIL AND THE EUROPEAN<br />

PARLIAMENT “Information and Communications Technologies for Safe and Intelligent Vehicles”<br />

3 See Annex B<br />

in-vehicle eCall MoU – May 28, 2004 Page 2 of 7


2. Involved Parties<br />

European MoU for Realisation of Interoperable in-Vehicle eCall<br />

Moving forward with implementation of in-vehicle eCall requires parallel commitment and joint<br />

effort to work on common, co-ordinated implementation and supporting business plans from all<br />

Parties constituting the basic eCall service and value chain.<br />

Such co-ordinated roll-out and business plans need to include optimised technical solutions,<br />

quality standards, co-ordinated target dates when emergency calls from in-vehicle systems can<br />

be handled by the infrastructure, the incremental investments needed to develop, produce and<br />

operate such systems and infrastructure adaptations, a financial model how investments and<br />

service costs could be financed and by whom, the possibility of fiscal and financial incentives, the<br />

benefits and savings by stakeholder group, etc.<br />

The relevant stakeholder groups with the highest impact on the realisation of a European solution<br />

can be divided into two major groups: The Parties directly forming the eCall service chain (2.1 –<br />

2.4) and the other Parties (2.5 – 2.8), which are essential contributors and accelerators of the<br />

process. Both groups need to work together to achieve the overall objectives and should be<br />

represented in the European Coordination Platform.<br />

2.1 Member States<br />

Member States signing this MoU and in particular those authorities in charge of emergency call<br />

services and related finance - e.g. civil protection authorities, Ministry of Interior and Ministry of<br />

Finance - agree to contribute to the development and agreement of country specific<br />

implementation plans conforming to the principles for pan-European eCall as defined in 1.2 and<br />

Annex B. For Member States having one or more Service Providers acting as PSAPs for the 112<br />

services, this MoU requires a special handling. The Member State should, after signing this MoU,<br />

ensure that the Service Providers who are operating as PSAPs under their regulation gets a<br />

commission to handle in-vehicle eCall services. The agreement between the Member State and<br />

the Service Provider should include specification, financing and time plan of the in-vehicle eCall<br />

service implementation and operations.<br />

2.3 Telecom operators<br />

Telecom Operators signing this MoU agree to contribute to the development and agreement of<br />

feasible implementation and business plans conforming to the principles for pan-European eCall<br />

as defined in 1.2 and Annex B.<br />

2.4 Vehicle Manufacturers<br />

Vehicle Manufacturers signing this MoU agree to contribute to the development and agreement<br />

of feasible implementation and business plans conforming to the principles for pan-European<br />

eCall as defined in 1.2 and Annex B.<br />

2.4 Service Providers operating as PSAPs under the regulation of a public body<br />

Private Service Providers who are operating as PSAPs under the regulation of a public body<br />

signing this MoU agree to contribute to the development and agreement of implementation and<br />

business plans conforming to the principles for pan-European eCall as defined in Para 1.2 and<br />

Annex B.<br />

in-vehicle eCall MoU – May 28, 2004 Page 3 of 7


European MoU for Realisation of Interoperable in-Vehicle eCall<br />

In addition to the essential Parties constituting the eCall service chain, other players are an<br />

important part of the value chain and have an important role in supporting and accelerating<br />

market take up e.g. through specific support in the business and implementation planning phase<br />

and/or contributing to the overall business and outreach plan. These players have been identified<br />

as follows:<br />

3. Act<br />

2.5 Insurance companies<br />

2.6 Automobile clubs, service providers and other end user focused entities<br />

2.7 European Commission DG Information Society, DG Transport, DG Environment<br />

2.8 Related Industrial partners (equipment manufactures, location technology<br />

providers, repair industry etc.)<br />

The Parties signing this MoU will actively contribute to the development and agreement of<br />

feasible implementation and business plans conforming to the principles for pan-European eCall<br />

as defined in 1.2 and Annex B.<br />

The Parties signing this MoU will – within the first 12 months following the signature of this MoU,<br />

which is targeted to take place within the first half of 2004 - define an overall European work plan<br />

and present their recommendation for decision.<br />

To achieve the objectives each party signing the MoU will delegate minimum one expert as a<br />

member to the Driving Group on eCall. The representative should be empowered to take<br />

necessary decisions.<br />

4. Process<br />

4.1 European Co-ordination<br />

The Parties signing this MoU will interact through a European Co-ordination Platform to coordinate<br />

their activities by bringing together all relevant stakeholders. Provided sufficient funds<br />

can be made available, the co-ordination platform will include studies on the economics<br />

underlying the introduction and the drafting of a road map at European level.<br />

The European Commission is the appropriate body to determine the platform to be used for this<br />

European Co-ordination. Currently the Driving Group on eCall within the <strong>eSafety</strong> Forum is the<br />

appropriate platform, but the co-ordination may take another form in subsequent years to support<br />

implementers and monitor progress of implementation across Europe. However, such coordination<br />

should continue to be under the auspices of the <strong>eSafety</strong> Forum.<br />

4.2 Status of the Memorandum of Understanding<br />

This MoU summarises the current intentions of the different Parties signing this MoU. It will form<br />

the basis for action by each of the Parties according to their respective roles. However, nothing<br />

in this MoU legally obliges any Party to any other Party. Also, this MoU does not affect the rights<br />

(including intellectual property rights) of any Party to material or services supplied by them as part<br />

of the in-vehicle eCall chain. This MoU recognises that all Parties carry their own risks and costs<br />

in providing, carrying and handling the in-vehicle eCall initiative.<br />

in-vehicle eCall MoU – May 28, 2004 Page 4 of 7


European MoU for Realisation of Interoperable in-Vehicle eCall<br />

4.3 Review of this MoU<br />

For this MoU to provide an effective framework for co-operation active participation of all sectors<br />

concerned is required. Progress on implementation and business planning by all Parties<br />

concerned will be reviewed when appropriate. However, first review should take place not later<br />

than after 12 months following the signature of the MoU. When appropriate the Parties, will<br />

consider the need for improvements in their co-operation and make and introduce suitable<br />

proposals for modification or termination to this MoU.<br />

in-vehicle eCall MoU – May 28, 2004 Page 5 of 7


European MoU for Realisation of Interoperable in-Vehicle eCall<br />

European Memorandum of Understanding<br />

for in-vehicle e-call<br />

SIGNATURE PAGES<br />

Representative from<br />

(Please tick) Member State Telecom<br />

Operator<br />

Name<br />

Status<br />

Organisation<br />

Contact Address<br />

Signature<br />

Date<br />

Insurance<br />

Company/<br />

Organisation<br />

Other<br />

Automobile<br />

Club<br />

Vehicle<br />

manufacturer<br />

Service<br />

Provider<br />

Service<br />

Provider<br />

operating as<br />

PSAP under<br />

the regulation<br />

of a public<br />

body<br />

Related<br />

Industrial<br />

Party<br />

in-vehicle eCall MoU – May 28, 2004 Page 6 of 7


European MoU for Realisation of Interoperable in-Vehicle eCall<br />

Annex A - Relevant European Resolutions, Conclusions and Decisions<br />

C(2003) 2657 final<br />

COMMISSION RECOMMENDATION of 25/07/2003 on the processing of caller location<br />

information in electronic communication networks for the purpose of location-enhanced<br />

emergency call services<br />

COM(2003) 542 final:<br />

COMMUNICATION FROM THE COMMISSION TO THE COUNCIL AND THE EUROPEAN<br />

PARLIAMENT “Information and Communications Technologies for Safe and Intelligent Vehicles”<br />

Universal Service Directive<br />

(http://europa.eu.int/eur-lex/en/archive/2002/l_10820020424en.html)<br />

Final CGALIES report<br />

(http://europa.eu.int/comm/environment/civil/index.htm)<br />

ETSC report<br />

Transport Safety Performance in the EU – A statistical overview 2003 (2001 statistics)<br />

ISBN: 90-76024-154<br />

Annex B - The in-vehicle e-call minimum data set<br />

Minimum Data Set<br />

The parties agree to the following minimum data set that have to be sent directly from the vehicle<br />

to the public PSAPs or the private service providers operating as PSAPs under the regulation of a<br />

public body, in case of a manual or automatic emergency call initiated from the in-vehicle system.<br />

Mandatory to be included:<br />

Time stamp<br />

Precise Location<br />

Vehicle identification<br />

Service Provider Identifier<br />

E-call qualifier (as a minimum a indication stating if the eCall has been manually or<br />

automatically initiated)<br />

in-vehicle eCall MoU – May 28, 2004 Page 7 of 7


Recommendations for the introduction of<br />

the pan-European eCall<br />

Appendix 4<br />

Complete list of MoU signatures -<br />

Last update 15/03/2006


Page 1 of 2<br />

Organisation Address Name Position/Title<br />

1 ACEA<br />

Date of<br />

signature<br />

Rue du Noyer 211, BE-1000<br />

Brussels Mr Ivan HODAC Secretary General 27/08/2004<br />

ACEA on behalf of:<br />

BMW GROUP<br />

DAF TRUCKS NV<br />

DAIMLERCHRYSLER AG<br />

FIAT S.p.A<br />

FORD OF EUROPE GmbH<br />

GENERAL MOTORS EUROPE<br />

AG<br />

MAN NUTZFAHRZEUGE AG<br />

PORSCHE AG<br />

PSA PEUGEOT CITROËN<br />

RENAULT SA<br />

SCANIA AB<br />

VOLKSWAGEN AG<br />

VOLVO AB 27/08/2004<br />

2 ADAC e.V.<br />

Am Westpark 8, DE-81373<br />

Munich (contact person<br />

Bernhard Labudek)<br />

945 Hilderbrand Lane, NE,<br />

Suite 240, Bainbridge Island,<br />

Mr Peter MEYER President 30/11/2004<br />

3 Airbiquity Inc.<br />

WA 98110 USA Mr Kamyar MOINZADEH President & CEO 18/10/2005<br />

4 Allianz AG<br />

5 ARC Transistance S.A,<br />

6 Autoliv AB<br />

Koeniginstrasse 28, DE-80802<br />

München Mr Jacques AMSELEM<br />

Mondial Group Development<br />

Manager 27/06/2005<br />

Av. des Pléiades, BE-1200<br />

Brussels Mr Andrew JOHNSON Chief Executive 06/10/2004<br />

Box 70 381, SE-107 24<br />

Stockholm Mr Lars WESTERBERG CEO 02/02/2006<br />

7 BOSCH 27/08/2004<br />

8 CapGemini Finland OY<br />

9 City of Oulu Finland<br />

Niittymäentie 9, FIN-02200<br />

Espoo Ms Anne-Maria HAUTALA Chief Financial Officer 20/09/2004<br />

PO Box 1, FIN-90015 Oulun<br />

Kapunki Mr Kari NENONEN Mayor 21/09/2004<br />

10 ERTICO - ITS<br />

European Emergency<br />

Av Louise 326, BE-1050<br />

Brussels Mr Olivier MOSSE Chief Executive Officer 27/08/2004<br />

Number Association - EENA Chaussée de Saint-Job, BE-<br />

11 112<br />

1180 Brussels Mr Olivier PAUL-MORANDINI Founder 31/08/2004<br />

12 Finnish Road Administration<br />

13<br />

Hellenic Institute of<br />

Transport<br />

PO Box 33, FIN-00521<br />

Helsinki Mr Aulis NIRONEN Director 22/09/2004<br />

6th Km Thessaloniki-Thermi<br />

Rd, GR-57001 Thessaloniki Mr George GIANNOPOULOS Director 30/08/2004<br />

14 Indagon OY<br />

European Commission,<br />

Information Society<br />

Neijamiestentie 5A, FIN-00400<br />

Helsinki Mr Nikko WECKSTRÖM Vice President/CTO 21/06/2004<br />

15 Directorate-General - DG BU24 3/43, BE-1049 Brussels Mr Fabio COLASANTI Director-General 27/08/2004<br />

16 ITS - Sweden<br />

17<br />

18<br />

Stationsgatan 22, SE-784 33<br />

BORLÄNGE Mr Christer KARLSSON CEO 19/05/2005<br />

KLPD - The Netherlands' PO Box 100, NL-3970 AC<br />

Director of Police, Police<br />

National Police Organisation<br />

KoKom - National Centre of<br />

Driebergen Mr Pim MILTENBURG Commissionar 30/09/2004<br />

Emergency Communication Haukelandsbakken 9, NOin<br />

Health<br />

5005 Bergen Mr Egil BOVIM Director 28/04/2005<br />

19 LSP Hungary<br />

20<br />

21<br />

22<br />

23<br />

Ministry of Communications<br />

and Works, Cyprus<br />

Debrecen Erzsébet u. 48<br />

Hungary Dr Graeme P SMITH Managing Director 23/11/2004<br />

28 Achaeon Street, CY-1424<br />

Nicosia Mr Harris THRASSOU Minister 08/12/2005<br />

Ministry of Economy and<br />

Transport, Slovenia Kotnikova 5, SI-1000 Ljubljana Mr Matjaž JANŠA Director General 18/10/2005<br />

Ministry of Innovation and<br />

Technologies, Italy<br />

Ministry of Interior -<br />

Lithuanian Emergency<br />

Response Centre<br />

e Call Memorandum of Understanding<br />

Status of signatures<br />

Via Isonzo, 21b, IT - 00198<br />

Roma Mr Settimio VINTI Director 18/10/2005<br />

Svitrigailos str. 18, LT-03223<br />

Vilnius Mr Arturas KEDAVICIUS Director 18/10/2005<br />

10/03/2006 15:37


24<br />

25<br />

Page 2 of 2<br />

e Call Memorandum of Understanding<br />

Status of signatures<br />

Organisation Address Name Position/Title<br />

Ministry of Transport and<br />

Communications Finland<br />

Ministry of Transport and<br />

Communications Greece<br />

26 Mobisoft OY<br />

27 Mondial Assistance Group<br />

28 Motorola<br />

29 Navteq B.V.<br />

30 Oktopus S.A/N.V<br />

31<br />

32<br />

33<br />

Omnis-Online Ellas SA<br />

TIC/PSAP<br />

Peiker acustic GmbH & Co.<br />

KG<br />

RACC - Reial Automòbil de<br />

Catalunya<br />

34 Sagem Communication<br />

35<br />

Siemens VDO Automotive<br />

AG<br />

36 Siemens Wireless Modules<br />

37<br />

38<br />

Date of<br />

signature<br />

PO Box 31, FIN-00023<br />

Government Finland Mr Harri KAVÉN Director-General 22/09/2004<br />

2, Anastasseos Street<br />

GR-10191 Cholargos, Attiki Mr Anastasios NERANTZIS Deputy Minister 18/10/2005<br />

Hatanpäävaltatie 26, FIN-<br />

33100 Tampere Mr Heikki KARINTAUS Managing Director 23/09/2004<br />

37, rue Taitbout, FR-75009<br />

Paris<br />

Mr Alain DEMISSY /<br />

Ms Ida LUKA-LOGNONE<br />

21440 West Lake, Cook Road,<br />

Deer Park, Illinois US Mr Marios ZENIOS<br />

President / Member of the<br />

Executive Committee 27/06/2005<br />

Senior Vice President &<br />

General Manager 11/02/2005<br />

De Run 1115, NL-5503 LB<br />

Veldhoven Mr Chris PETERS VP Finance Europe 17/09/2004<br />

Bronstraat 15, BE-1060<br />

Brussel<br />

Mr Michel VERSTRAELEN /<br />

Mr Pieter DEBERSAQUES<br />

General Manager /<br />

Commercial Manager 02/03/2006<br />

72-74 Salaminos, 17675<br />

Athens Mr Dimitris COBOPOULOS Managing Director 02/12/2004<br />

Max-Planck-Strasse 32, DE-<br />

61381 Friedrichsdorf<br />

Mr Frank-Horst SCHANK, Mr<br />

Lutz P. RICHTER<br />

General Manager, Head of<br />

Product Strategy 24/03/2005<br />

Av. Diagonal 687, ES-08028<br />

Barcelona Mr Josep MATEU NEGRE Managing Director 14/02/2005<br />

Le Ponant de Paris, 27, rue<br />

Leblanc, FR-75512 Paris Cedex Mr Thierry BUFFENOIR Chief Executive Officer<br />

Executive Vice President,<br />

28/05/2005<br />

Siemensstrasse 12, DE-93055<br />

Strategy, Marketing and<br />

Regensburg Dr W.S. STEGER<br />

Advanced Technologies 08/09/2005<br />

Haidenauplatz 1, DE-81667<br />

Munchen Mr José COSTA SILVA CEO 10/05/2005<br />

Swedish Road<br />

Administration SE-78187 Borlänge Mr Ingemar SKOGÖ Director General 20/06/2005<br />

Swiss Federal Roads<br />

Authority<br />

Worblentalstrasse 68, Ittigen,<br />

CH-3003 Bern Mr Rudolf DIETERLE Director 22/11/2004<br />

39 T-Trac Scandinavia AB Box 5299, SE-40225 Göteborg Mr Johan BJÖRKMAN Vice-President 04/05/2005<br />

40 TeleAtlas NV Montstraat 132, BE-9000 Gent Mr Ad BASTIAANSEN SR VP Business Development 02/09/2004<br />

41 Telit Communications SpA<br />

42<br />

TISPOL, The European<br />

Traffic Police Network<br />

43 Thomas Miller & Co Ltd<br />

Via Stazione di Prosecco 51B,<br />

Managing Director Data<br />

IT-34010 Sgonico (TS) Mr Dominikus HIERL Roadmaps<br />

President of the Tispol<br />

17/08/2005<br />

PO Box 201, Hoddesdon, UK-<br />

Organisation, Police<br />

EN11 8WX<br />

International House, 26<br />

Creedchurch Lane, UK-EL3A<br />

Mr Ad HELLEMONS Commissionar 30/09/2004<br />

5BA London Mr B. M. KESTERSON Director 04/07/2005<br />

44 VTT Building and Transport PO Box 1800 FIN-02044 VTT Mr Juho SAARIMAA Executive Director 20/09/2004<br />

45 Wavecom<br />

46 WirelessCar<br />

3, esplanade du Foncet, FR-<br />

92130 Issy les Moulinéaux Mr Olivier BEAUJARD VP Marketing 06/04/2005<br />

Kajskjul 107, SE-41707<br />

Göteborg Mr Torbjörn SUNDSTRÖM Director Marketing & Sales 14/09/2004<br />

10/03/2006 15:37


Recommendations for the introduction of<br />

the pan-European eCall<br />

Appendix 5<br />

Main conclusions from the three<br />

high-level meetings


<strong>eSafety</strong> High-Level Meeting with Public Authorities, Brussels, 27 September<br />

2004<br />

Introduction<br />

The <strong>eSafety</strong> Forum organised a High-Level Meeting with the Public Authorities of the<br />

Member States on 27 September 2004. The meeting was attended by over 80 persons<br />

representing 18 Member States, one Associated State, industry associations, the <strong>eSafety</strong><br />

Forum Working Groups and the European Commission. The goal of the meeting was to<br />

further integrate the Member States into the <strong>eSafety</strong> initiative and to discuss and seek<br />

support for continuing the work of the <strong>eSafety</strong> Forum and its Working Groups. In<br />

particular, the meeting aimed to discuss actions and formulate the way forward for three<br />

priority topics; eCall, RTTI and HMI, on the basis of the detailed recommendations<br />

proposed by the Working Groups.<br />

Taking reference to the general <strong>eSafety</strong> Summary Report and the recommendations for<br />

the Member States’s actions (See Tables in following pages), the Member States agreed<br />

the following conclusions:<br />

General Conclusions<br />

Role of the Member States<br />

In many Member States <strong>eSafety</strong> was already recognised as a national priority and other<br />

Member States had already initiated national activities in this domain as a part of the their<br />

general road safety strategy or a more specific ITS Strategy. The Commission called to<br />

the Member States to support <strong>eSafety</strong> activities including the publication of the first<br />

<strong>eSafety</strong> Communication in 2003 and the establishment of the <strong>eSafety</strong> Forum. The<br />

Commission sought the involvement of all stakeholders in the <strong>eSafety</strong> initiative and this<br />

also went for all levels of public authorities. Member States were essential not only to<br />

manage and increase national efforts in <strong>eSafety</strong> but also to lend their expertise to the<br />

<strong>eSafety</strong> Forum and its Working Groups.<br />

Member states were asked to enhance <strong>eSafety</strong> action plans with their input on<br />

intermediate goals and clear milestones. The implementation of the recommendations<br />

proposed by the <strong>eSafety</strong> Forum requires co-ordination between different ministries,<br />

which can sometimes prove to be a challenging and time-consuming task. Member States<br />

were empowered to organising expert meetings for the three priority areas: eCall, RTTI<br />

and HMI, with a view to speeding up their implementation. Their contribution towards<br />

work on Accident Causation Analysis, Road Maps and Public Outreach Working Groups<br />

was indispensable. Finally, the Commission asked Member States for support on its<br />

second Communication on <strong>eSafety</strong>, which reports the progress, made and proposes<br />

further actions.<br />

The In-Vehicle Emergency Call (eCall)


<strong>Support</strong> from the Member States was required in making eCall a priority item for <strong>eSafety</strong>.<br />

Their assistance was necessary in creating the general architecture for the implementation<br />

of eCall, based on the location-enhanced E112 pan-European emergency number and<br />

the Minimum Data Set, which had been proposed by the eCall Driving Group.<br />

Given that emergency services are operated at a regional and/or local level in many<br />

Member States, their coordination support was necessary to ensure smoother<br />

implementation of the actions.<br />

The Commission was asked to conduct an analysis of the socio-economic benefits of<br />

eCall and especially to produce reliable cost figures. In addition an expert meeting on<br />

eCall was required.<br />

In the Tour de Table, one Member State (Finland) announced it had already signed the<br />

MoU, was advancing with implementation and planned to start the service in the<br />

beginning of 2005. The Netherlands, Germany, Sweden, France, Spain, Belgium, Czech<br />

Republic, U.K, Hungary and Norway all gave their support to the MoU, and stated that<br />

they would sign as soon as their internal processes were completed.


Recommended Actions for the Member States<br />

In-vehicle Emergency Call (eCall)<br />

With the aim of offering to all road users a harmonised, pan-European, interoperable eCall<br />

service, the Member States should provide the necessary infrastructure to start the pan-<br />

European eCall service from 2006 onwards. To do so the Member States should:<br />

1. immediately sign the eCall Memorandum of Understanding at an appropriate level,<br />

and commit to the creation of a concrete implementation plan for eCall as soon as<br />

possible<br />

2. send representatives to and support the work of the Public Safety Officers<br />

Communication Forum and urge it, as a priority, to prepare for implementing E-112<br />

and eCall<br />

3. set up, as appropriate, national platforms for the implementation of E112 and eCall,<br />

urge participation from relevant ministries (e.g. transport, telecommunications and<br />

interior) and especially from the authorities responsible for the emergency services,<br />

as well as private industry and service providers<br />

4. use the appropriate European platforms, such as the <strong>eSafety</strong> Forum and the<br />

ERTICO Public Authorities Platform to review progress in <strong>eSafety</strong> and to agree on<br />

national eCall implementation strategies and plans, harmonised at a European level<br />

5. undertake to assure, by the end of 2006, that adequate infrastructure will exist in the<br />

Public Service Answering Points (PSAPs) for the processing of eCalls originating<br />

from vehicles, and increase their efforts to the use of location and other relevant<br />

information into the whole emergency service chain<br />

6. support in ETSI the standardisation of interfaces between the telecommunications<br />

networks and the PSAPs, and of the data transfer protocols for simultaneous voicedata<br />

link between the vehicle and the PSAP<br />

7. undertake the necessary training of emergency service personnel, and organise public<br />

awareness campaigns to increase the visibility of E112 and eCall<br />

8. develop, together with the other stakeholders, a model of how to provide financial<br />

incentives to the users of eCall to accelerate the take up<br />

9. report by the end of 2004 on the status of their E112 implementation and by the<br />

end of 2005 on the status of the readiness of their PSAPs to process eCalls


Real-Time Traffic And Travel Information (RTTI)<br />

The support of Member States was required in making RTTI a priority item. The<br />

ambitious aim of the RTTI Working Group was that 80% of journeys in Europe should<br />

be covered by RTTI services. In order to achieve this goal, Member States needed to<br />

contribute to RDS and TMC services in their networks and help improve data<br />

availability. They also needed to assist the Working Group with the development of new<br />

technologies. The Commission was asked to organise an expert meeting on this topic. In<br />

the Tour de Table, some Member States stated there were problems in establishing and<br />

maintaining the RDS/TMC service, due to the lack of commercial interest.<br />

Recommended Actions for the Member States<br />

Real-Time Traffic and Travel Information (RTTI)<br />

With the aim of having by 2010, 80% of journeys throughout Europe served with<br />

adequate, standardized RTTI services, using initially RDS/TMC, the Member States<br />

should – if they have not already<br />

1. agree by the end of 2005 at the national level on a strategy and time schedule for<br />

the implementation of RTTI services, starting with RDS/TMC, covering as<br />

much as possible both inter-urban and urban areas<br />

2. support the TMC-Forum to continuously promote the safety-related service<br />

features of TMC, building on the already existing, standardised European format<br />

for the data, and European messaging and transmission standards<br />

3. take steps to ensure roaming and interoperability across the RTTI-services<br />

4. require their authorities to make available existing public data for the provision of<br />

RTTI-services and to establish additional collection of real-time traffic<br />

information when necessary<br />

5. agree to<br />

• create national RTTI strategies aligned with the Commission<br />

Recommendation on TTI services<br />

• use these strategies to create agreement between the public and private<br />

service providers on the extent of the public (free of charge) services and<br />

the conditions for commercial services<br />

• establish public-private partnerships wherever these will support the<br />

public or private services<br />

6. ensure the correct implementation of the standard by service providers<br />

7. publish, following the guidance of the Commission RTTI recommendation, clear<br />

guidelines for the private sector, regarding the conditions for establishing private<br />

data collection networks for commercial purposes<br />

8. require broadcasters, especially those operating under public licence, to carry the<br />

RDS/TMC traffic information for public or private providers so that for a<br />

minimum of 80% of journeys the driver has access to a relevant service<br />

9. require authorities to ensure through the appropriate standardisation and<br />

regulation bodies that frequency spectrum and broadcast capacity will be made<br />

5


available for more advanced digital broadcast services such as DAB, DRM,<br />

DVB-T and eventually satellite DAB<br />

10. support the development of more advanced services, made possible by 3G<br />

Mobile Communications, DAB and DVB-T and satellite broadcasting, wireless<br />

LANs and others<br />

Human-Machine Interaction (HMI)<br />

With HMI as the third priority item, Member States were needed to help solve the issue<br />

of nomadic systems, as well as address the issue of introducing ADAS in vehicles. Their<br />

assistance would also be required to implement and monitor the Recommendations<br />

made by the HMI Working Group. Their support was called for by the Commission’s<br />

proposal to produce a new version of the European Statement of Principles in early<br />

2005. The Commission was asked to organise another expert meeting, this time on HMI.<br />

In the Tour de Table, many Member States (including Finland, Spain, Belgium, and<br />

Austria) referred to existing legislation prohibiting the use of Mobile Phones while<br />

driving.<br />

Recommended Actions for the Member States<br />

Human-Machine Interaction (HMI)<br />

.<br />

Recommendations in terms of Communication<br />

Member States should:<br />

1. Actively ensure ESoP is effectively disseminated, known and used by designers,<br />

manufacturers, installers and fleet managers1<br />

2. Provide general information to drivers on the safe use of in-vehicle information<br />

and communication systems e.g. by means of safety campaigns and mass media<br />

3. Promote self-commitment of ESoP compliance for after-market systems and<br />

nomadic devices and support provision of consumer information concerning<br />

the safety implications and usability of in-vehicle devices (via consumer<br />

organisations, EURO-NCAP etc.)<br />

4. Report to the European Commission about their studies regarding the ESoP if<br />

they have not already done so<br />

Recommendations in terms of Monitoring and Enforcement 2<br />

1<br />

The language used should be chosen according to the addressee (designer/manufacturers/installer/fleet<br />

managers)<br />

2<br />

Enforcement on Driver Behaviour is a matter of Member States, not the EC. Therefore the EC should<br />

recommend taking appropriate measures; the choice of measure is up to the individual Member State.<br />

6


Member States should:<br />

1. Ensure that regularly updated information is available on the definition and<br />

dynamics of the market for aftermarket and nomadic devices, in order to know<br />

about the evolution of the market and of the techniques<br />

2. Continue evaluation and monitoring of the impact of the ESoP and report to the<br />

European Commission about the results.<br />

3. Ensure that data collection is sufficiently detailed in order to perform further<br />

evaluation and monitoring of the safety-impact of in-vehicle information and<br />

communication systems, and especially of aftermarket systems and nomadic<br />

devices<br />

4. Take measures (for example legislation) to ensure secure fixing of aftermarket<br />

systems and nomadic devices according to ECE R21, or equivalent<br />

5. Continue to actively enforce existing Health and Safety legislation concerning atwork<br />

driving practices<br />

6. Take measures to ensure no hand-held use of nomadic devices by drivers while<br />

driving<br />

7. Identify and take the necessary actions on the unintended use or misuse 3 of visual<br />

entertainment systems by drivers while driving (e.g. movies, TV, video games)<br />

<strong>eSafety</strong> High Level Meeting with Industry, Brussels, 3 February 2005<br />

Introduction<br />

The <strong>eSafety</strong> Forum organised a High-Level Meeting with the main European industry<br />

representatives on 3 rd February 2005. The meeting was chaired by the Director General<br />

of Information Society and Media, Mr. Fabio Colasanti and was attended by over 70<br />

persons representing the main automotive, telecommunications, insurance and telematics<br />

industries, industry associations, user organisations representatives as well as<br />

representatives of the Member States, European Parliament and the European<br />

Commission. Mrs Viviane Reding, European Commissioner for Information Society and<br />

Media opened the meeting. The chairs of the ten <strong>eSafety</strong> Forum Working Groups were<br />

also present in the meeting.<br />

The goal of the meeting was to discuss progress and the next steps in the priority topic, a<br />

pan-European in-vehicle emergency call, eCall, on the basis of the detailed<br />

recommendations and an action plan proposed by the eCall Driving Group.<br />

Furthermore, the meeting discussed and drew conclusions on the continuation of the<br />

work of the <strong>eSafety</strong> Forum and its Working Groups on the basis of a Commission’s<br />

proposal.<br />

3 Since the TV/DVD lock can be defeated (information on internet), it may be necessary to carry out regular<br />

inspections or to take actions against the information providers<br />

7


The participants of the High-Level meeting received a summary report on the progress<br />

of the <strong>eSafety</strong> Forum and its ten Working Groups. The eCall Driving Group submitted a<br />

proposal detailing actions for the roll-out of the pan-European eCall. The Commission<br />

wrote a proposal on the next steps to be included in the <strong>eSafety</strong> initiative.<br />

General Conclusions<br />

<strong>eSafety</strong> is regarded as a crucially important element in the general framework of<br />

improving road and vehicle safety in Europe and the quality of life of its citizens. The<br />

participants of the High Level meeting were satisfied with the progress in the <strong>eSafety</strong><br />

Forum and its Working Groups and the chairs and members were congratulated for their<br />

work.<br />

The participants declared their support for the Commission’s activities in <strong>eSafety</strong>,<br />

providing foresight, acting as a catalyst, supporting its work in the <strong>eSafety</strong> Forum and<br />

funding RTD in <strong>eSafety</strong> systems and technologies.<br />

Progress in <strong>eSafety</strong><br />

As many <strong>eSafety</strong> systems were already entering the market this would facilitate the change<br />

in the focus of the <strong>eSafety</strong> initiative from technology development to deployment. An<br />

example of such a system is ESP that already has proven its efficiency and anti-collision<br />

radars, which led to the Commission Decision on the use of the 24 GHz frequency band<br />

for automotive use.<br />

A commitment was made by participants to increase efforts in <strong>eSafety</strong> and to extend the<br />

active participation of the industry experts into the Working Groups. There was an<br />

agreement to avoid unnecessary regulation and to proceed with voluntary measures and<br />

negotiated agreements<br />

It was noted that despite the positive results emanating from the High-Level Meeting<br />

with the Member States on September 2004, progress had been slow in some cases and<br />

the Commission was invited to accelerate its efforts for getting the Member States fully<br />

inline with industry’s actions especially as regards eCall. The role of standardisation,<br />

harmonisation, international co-operation and open in-vehicle platforms needs to be<br />

emphasised in accelerating the take-up of in-vehicle systems and services.<br />

The idea of creating a positive business case in the introduction of Intelligent Vehicle<br />

Safety Systems was still important and the Commission were invited to investigate<br />

possible fiscal incentives, based on the model used for environmental goals.<br />

The In-Vehicle Emergency Call (eCall)<br />

Studies previously made including the Commission’s Socio-Economic Study indicated<br />

huge potential socio-economic benefits for the pan-European deployment of eCall. The<br />

eCall Driving Group had made good progress in the eCall architecture based on the pan-<br />

European E-112 Emergency Number, the Minimum Set of Data (MSD) and the<br />

signatures for the Memorandum of Understanding (MoU).<br />

8


The eCall Driving Group drafted an action plan and Recommendations which were<br />

approved by participants. The main milestones for the eCall roll-out were defined as:<br />

Obtaining signatures on the eCall MoU by all key stakeholders by June 2005<br />

Agreeing on the business model, roll-out plan and standards by end of 2005<br />

Full specification of in-vehicle and PSAP systems by June 2006<br />

Roll-out of infrastructure and full scale field tests in 2006 and 2007<br />

eCall as a standard equipment in all new vehicles starting from models introduced after<br />

September 2009<br />

The action plan and Recommendations can only be achieved as long as it has the<br />

commitment of all stakeholders. The Commission was therefore asked to increase its<br />

efforts to obtain the support of the insurance and telecommunications industries and the<br />

Member States.<br />

The Commission produced a report on the status of the pan-European emergency<br />

number 112, its location enhancement (E-112) and eCall in the Member States. The<br />

report identified that emergency services are operated at a regional and/or local level in<br />

many Member States which makes the situation more complex. This is an issue the<br />

Commission planned to address.<br />

A positive business case for eCall, based on private-public partnership still needed to be<br />

found and the Commission was asked to make an in-depth analysis on the possible use<br />

of fiscal incentives (reduction of vehicle taxes).<br />

The eCall Driving Group’s proposal to establish eCall-NET as a platform for all eCall<br />

stakeholders was generally supported and the Commission was asked to create it. The<br />

Commission was to support the eCall Driving Group in promoting and obtaining<br />

signatures of the MoU by all stakeholders particularly the Member States. This could be<br />

done by organising bilateral meetings, meetings between eCall experts and other relevant<br />

measures.<br />

Finland, the first Member State to proceed with nation-wide implementation of eCall by<br />

2006, suggested all European stakeholders test their systems in their open test<br />

environment. Representatives from Finland said they were keen to organise an Expert<br />

Meeting on eCall in Helsinki on 15 April.<br />

The Commission’s initiative for promoting standardisation of the eCall protocols and<br />

interfaces by ETSI was welcomed. The participation of relevant experts in this work was<br />

encouraged.<br />

Key Actions<br />

The Commission’s proposal for the next steps in the <strong>eSafety</strong> initiative included<br />

Organising Expert Meetings with the Member States on eCall, RTTI, HMI<br />

Adoption the 2nd <strong>eSafety</strong> Communication in March 2005, in view of having it on the<br />

9


agenda of the June 2005 meeting of the Telecommunications, Transport and Energy<br />

Council under the Luxembourg Presidency<br />

Producing an updated version of the European Statement of Principles (ESoP), and<br />

bringing it to the Council under the U.K. Presidency by the end of 2005<br />

Monitoring the introduction of 24 GHz Short-Range Radars on the markets<br />

Establishing a support function for the <strong>eSafety</strong> Forum through the currently open call in<br />

the IST Programme, for continuing the promotion and dissemination of <strong>eSafety</strong> and<br />

Providing further funding for RTD in <strong>eSafety</strong> technologies and systems through the IST<br />

Programme Call 4<br />

Role of the Commission<br />

The Commission was invited to increase efforts to communicate the results of <strong>eSafety</strong>.<br />

This could involve the Commission’s Vice-President in charge of communications, to<br />

increase the co-operation between the different Commissioners dealing with transport<br />

and road safety. The Commission could attempt to establish some link between <strong>eSafety</strong><br />

and CARS-21.<br />

It was also suggested that the Commission could play an important role in increasing the<br />

visibility of <strong>eSafety</strong> on a political level, especially in the European Council and the<br />

European Parliament. The Commission was asked to examine the possible inclusion of<br />

<strong>eSafety</strong> as a priority in the re-launch of the Lisbon strategy for 2005-2010. The<br />

Commission was also to explore the possibility to use fiscal incentives for accelerating<br />

the take-up of <strong>eSafety</strong> systems and to produce a report for the next meeting. As the<br />

European Parliament was to hold discussions on car taxation in 2005, the Commission<br />

could use this opportunity to inform the Parliament about the ideas on <strong>eSafety</strong> tax<br />

incentives.<br />

Other items<br />

An idea was put forward to nominate European and national <strong>eSafety</strong> champions as a<br />

mechanism to promote <strong>eSafety</strong> and to increase its visibility.<br />

Efforts needed to be made to promote road safety the developing countries and make<br />

the <strong>eSafety</strong> initiative known in the international arena.<br />

The next meetings scheduled were:<br />

• Plenary Session in Hannover on 2 June<br />

• High-Level Meeting with the Member States in Brussels on 18 October<br />

10


TABLE XX<br />

Recommendations of the eCall Driving Group<br />

With the aim of offering to all road users a harmonised, pan-European, interoperable<br />

eCall service as a standard equipment in all new European vehicle models introduced<br />

after September 2009, the eCall Driving Group recommends the following actions:<br />

1. To fix the starting point of the action plan on June 2005<br />

2. To establish an “eCallNet” consortium with financial support by June 2005,<br />

including Member States, European Commission and key industry stakeholders,<br />

committed to progress on the eCall implementation plan<br />

3. The Commission to promote the signature of the MoU by all key stakeholders of<br />

the eCall service chain (including the Member States) before June 2005<br />

4. The Commission to adopt a 2 nd Communication on <strong>eSafety</strong> proposing specific<br />

actions for Member States and industry by June 2005, including actions on eCall<br />

5. All key stakeholders including insurance industries to prepare a feasible Business<br />

Model for eCall to be adopted by December 2005<br />

6. ETSI to produce relevant eCall standards (protocols, interfaces) by December<br />

2005<br />

7. All stakeholders to prepare a final implementation and rollout plan to be agreed<br />

by December 2005<br />

8. Key stakeholders to commit with a Letter of Intent (LoI) to start the project<br />

implementation in December 2005<br />

9. ACEA to finalize the in-vehicle eCall functionality system architecture and launch<br />

the system development by June 06<br />

10. Key Member States to upgrade their infrastructures of Public Safety Answering<br />

Points (PSAPs) to allow the receiving and processing eCalls by June 2007<br />

11. “Early Adopter” Member States in collaboration with the Commission and the<br />

industry to perform full-scale field tests of the eCall system until December 2007<br />

12. All Member States to complete the upgrading of their PSAPs infrastructure and<br />

ACEA to start the introduction of eCall as standard option in all new vehicles by<br />

September 2009<br />

The Second <strong>eSafety</strong> High Level Meeting with Member States, Brussels,<br />

18 October 2005<br />

Introduction<br />

11


The Commission organised the 2nd High-Level Meeting with the Member States on 18<br />

October 2005. The meeting was attended by over 60 persons representing 21 Member<br />

States, Norway, industry associations, the <strong>eSafety</strong> Forum Working Groups and the<br />

European Commission. The goal of the meeting was to discuss progress and obtain<br />

further commitment from the Member States on the road map plan agreed by the<br />

Commission and the industry on the priority topic, the pan-European in vehicle<br />

emergency call, eCall.<br />

Furthermore, the results achieved on three of the <strong>eSafety</strong> Working Groups<br />

(Implementation Road Maps, Human Machine Interaction and Real Time Travel and<br />

Traffic Information) as well as the i2010 information society strategy were presented.<br />

The participants of this 2nd <strong>eSafety</strong> High Level meeting, discussed the Commission’s 2nd<br />

Communication on <strong>eSafety</strong> and in particular recommendations to the Member States.<br />

Participants also received progress reports on the eCall initiative the Implementation<br />

Road Map and the User Outreach Working Groups.<br />

General Conclusions<br />

Road Safety<br />

An introductory point made at the meeting was that road safety was to be regarded as an<br />

utmost priority for improving the quality of life of citizens. A great achievement would<br />

be to have the following EU presidency (Austria) to include it as a priority.<br />

<strong>eSafety</strong><br />

<strong>eSafety</strong> is a crucially important element in the general framework of improving road and<br />

vehicle safety in Europe. A public-private partnership approach is the most effective way<br />

for achieving <strong>eSafety</strong> goals. The Commission intends to avoid unnecessary regulation and<br />

to proceed with voluntary measures and negotiated agreements.<br />

There was overall satisfaction with the progress achieved in the <strong>eSafety</strong> Forum and its<br />

Working Groups. Chairs and members of the Working Groups were congratulated for<br />

their work. However, in order to accelerate the take-up of in-vehicle systems and services<br />

greater emphasis needed to be on standardisation, harmonisation, and open in-vehicle<br />

platforms.<br />

The In-Vehicle Emergency Call (eCall)<br />

12


There was unanimous support for the implementation of a pan-European in-vehicle<br />

emergency call service. This is an important contribution to reduce the number of<br />

fatalities and the severity of injuries caused by road accidents. However, in order to<br />

maximise benefits for all European citizens, the service needs to be implemented in all<br />

vehicles in all Member States. This highlights the importance of the signatures for the<br />

eCall Memorandum of Understanding (MoU). The aim was to have all Member States<br />

sign the eCall MoU by 2005. Finland and Sweden had already signed the MoU and<br />

Greece, Italy, Lithuania and Slovenia joined them. Other countries, which had initiated<br />

the signature procedure of the eCall MoU were the Czech Republic, Cyprus, Denmark,<br />

The Netherlands and Germany. In addition, progress needs to be monitored on the<br />

implementation and handling of the pan-European emergency number 112, its location<br />

enhancement (E112) and eCall in the Member States.<br />

Requirements for eCall:<br />

• The Commission stated it would increase its support to the Member States, in<br />

particular by creating a Sub-Group under the Civil Protection Committee<br />

specialised in emergency calls and by monitoring its progress<br />

• National level and interdepartmental Working Groups had to be established to<br />

support the deployment of eCall<br />

• ETSI was to develop pan-European standards for E112 and eCall<br />

• The use of eCall in-vehicle open platform was to be extended to other public<br />

service applications in the future<br />

• Commission had to find a positive business case with a detailed cost-benefit<br />

analysis<br />

• Potential data privacy issues needed to be addressed<br />

Other items<br />

The Commission’s proposal for the i2010 initiative and its Intelligent Car Flagship<br />

initiative was welcomed. This is deemed to create positive social and economic impacts.<br />

The Commission was asked to:<br />

• address the need for radio-spectrum allocation for future <strong>eSafety</strong> applications<br />

• endorse the Final Report on the Implementation Road Map Working Group<br />

<strong>eSafety</strong> stakeholders were asked to refer to the results of the Implementation Road Map<br />

Working Group as a basis for future initiatives to accelerate the implementation of<br />

<strong>eSafety</strong> systems.<br />

The promotion of private-public partnerships is a way to create positive business cases.<br />

It is important to introduce appropriate the necessary incentives to accelerate the<br />

introduction of <strong>eSafety</strong> systems.<br />

13


Recommendations for the introduction of<br />

the pan-European eCall<br />

Appendix 6<br />

All Communications and Directives


COUNCIL DECISION<br />

COUNCIL DECISION<br />

of 29 July 1991<br />

on the introduction of a single European emergency call number<br />

(91/396/EEC)<br />

THE COUNCIL OF THE EUROPEAN COMMUNITIES,<br />

Having regard to the Treaty establishing the European Economic Community, and in particular Article 235 thereof,<br />

Having regard to the proposal from the Commission (1),<br />

Having regard to the opinion of the European Parliament (2),<br />

Having regard to the opinion of the Economic and Social Committee (3),<br />

Whereas the telephone is the best means of access to emergency services of all kinds; whereas at present various<br />

telephone numbers are used for this purpose in the Member States;<br />

Whereas the effect of such differences is to create problems in contacting the responsible services for citizens facing<br />

emergency situations in other Member States;<br />

Whereas the substantial increase in both private and business travel within the Community has created a demand for<br />

the introduction of a single European emergency call number;<br />

Whereas the introduction of new technologies in public telephone networks and the coordinated introduction of<br />

advanced telecommunications infrastructures present a unique opportunity for the implementation of a single<br />

European emergency call number, in parallel to the existing national emergency call numbers, where appropriate;<br />

Whereas the Council, in its resolution of 13 February 1989 on the new developments in Community cooperation on<br />

civil protection (4), stressed the desirability of a Community¾wide single additional emergency telephone number<br />

which will in particular enable citizens in an emergency or disaster to call the relevant national emergency services;<br />

Whereas the European Parliament has repeatedly emphasized the importance of the introduction of such a number, in<br />

particular in its resolutions of 12 December 1988 on telecommunications (5);<br />

Whereas the European Conference of Post and Telecommunications (CEPT) recommended in its recommendation<br />

T/SF1 of 1976 the use of the number 112 as the single European emergency call number;<br />

Whereas this recommendation has only been followed by a very small number of Member States;<br />

Whereas it will be possible in all Member States to devise a plan to make the number 112 available;<br />

Page 1 of 3<br />

Whereas several Member States could introduce the number 112 by 1992; whereas however, for some Member States<br />

this would cause problems since they would need to make unplanned changes or to change plans already made;<br />

Whereas, therefore, flexibility is needed in the time schedule for introducing the emergency call number in these<br />

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COUNCIL DECISION<br />

Member States;<br />

Whereas the introduction of the number 112 will be possible by 1996, even in the Member States where difficulties<br />

exist;<br />

Whereas, in addition to the technical, financial, operational and commercial implications of introducing the chosen<br />

number within public telecommunications networks, Member States will have to make the necessary organizational<br />

arrangements best suited to the national organization of the emergency systems, in order to ensure that calls to this<br />

number are adequately answered and handled; whereas it would be desirable to devote efforts to easing difficulties of<br />

comprehension which may arise from different language capabilities, taking account of the possibilities of the various<br />

national systems; whereas the single European emergency call number could therefore be used in parallel with any<br />

other existing national arrangements, where appropriate;<br />

Whereas the provision of emergency call numbers is prescribed in all Member States by law, regulation, or<br />

administrative action, and divergent developments in this area must be avoided;<br />

Whereas the Treaty does not provide, for the adoption of this Decision, powers other than those of Article 235,<br />

HAS ADOPTED THIS DECISION:<br />

Article 1<br />

1. Member States shall ensure that the number 112 is introduced in public telephone networks as well as in future<br />

integrated services digital networks and public mobile services, as the single European emergency call number.<br />

2. The single European emergency call number shall be introduced in parallel with any other existing national<br />

emergency call numbers, where this seems appropriate. Article 2 The single European emergency call number shall<br />

be introduced by 31 December 1992 at the latest, except where Article 3 applies.<br />

Article 3<br />

1. Where particular technical, financial, geographical or organizational difficulties in a Member State make the full<br />

introduction of the single European emergency call number by the date provided for in Article 2 impossible or too<br />

costly, the Member State concerned shall inform the Commission of these difficulties.<br />

2. In the case referred to in paragraph 1, the Member State concerned shall communicate to the Commission, with<br />

adequate explanations and justification, a new date for the full introduction of the single European emergency call<br />

number which, however, must be no later than 31 December 1996.<br />

Article 4<br />

Member States shall take the necessary measures to ensure that calls to the single European emergency call number<br />

are appropriately answered and handled, in a manner best suited to the national organization of emergency systems<br />

and within the technological possibilities of the networks.<br />

Article 5<br />

This Decision is addressed to the Member States.<br />

Done at Brussels, 29 July 1991.<br />

For the Council<br />

The President<br />

H. VAN DEN BROEK<br />

(1) OJ No C 275, 1. 11. 1990, p. 4.<br />

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COUNCIL DECISION<br />

(2) OJ No C 231, 17. 9. 1990, p. 83 and OJ No C 183, 15. 7. 1991.<br />

(3) OJ No C 62, 12. 3. 1990, p. 1.<br />

(4) OJ No C 44, 23. 2. 1989, p. 1.<br />

(5) OJ No C 12, 16. 1. 1989, p. 66.<br />

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DIRECTIVE 2002/22/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL<br />

of 7 March 2002<br />

on universal service and users' rights relating to electronic communications networks and<br />

services (Universal Service Directive)<br />

THE EUROPEAN PARLIAMENT AND THE<br />

COUNCIL OF THE EUROPEAN UNION,<br />

Having regard to the Treaty establishing the European<br />

Community, and in particular Article 95 thereof,<br />

Having regard to the proposal from the Commission ( 1 ),<br />

Having regard to the opinion of the Economic and Social<br />

Committee ( 2 ),<br />

Having regard to the opinion of the Committee of the<br />

Regions ( 3 ),<br />

Acting in accordance with the procedure laid down in Article<br />

251 of the Treaty ( 4 ),<br />

Whereas:<br />

(1) The liberalisation of the telecommunications sector and<br />

increasing competition and choice for communications<br />

services go hand in hand with parallel action to create a<br />

harmonised regulatory framework which secures the<br />

delivery of universal service. The concept of universal<br />

service should evolve to reflect advances in technology,<br />

market developments and changes in user demand. The<br />

regulatory framework established for the full<br />

liberalisation of the telecommunications market in 1998<br />

in the Community defined the minimum scope of<br />

universal service obligations and established rules for its<br />

costing and financing.<br />

(2) Under Article 153 of the Treaty, the Community is to<br />

contribute to the protection of consumers.<br />

(3) The Community and its Member States have undertaken<br />

commitments on the regulatory framework of<br />

telecommunications networks and services in the<br />

context of the World Trade Organisation (WTO)<br />

agreement on basic telecommunications. Any member<br />

of the WTO has the right to define the kind of universal<br />

( 1 ) OJ C 365 E, 19.12.2000, p. 238 and OJ C 332 E, 27.11.2001,<br />

p. 292.<br />

( 2 ) OJ C 139, 11.5.2001, p. 15.<br />

( 3 ) OJ C 144, 16.5.2001, p. 60.<br />

( 4 ) Opinion of the European Parliament of 13 June 2001 (not yet<br />

published in the Official Journal), Council Common Position of<br />

17 September 2001 (OJ C 337, 30.11.2001, p. 55) and Decision<br />

of the European Parliament of 12 December 2001 (not yet<br />

published in the Official Journal). Council Decision of 14 February<br />

2002.<br />

service obligation it wishes to maintain. Such<br />

obligations will not be regarded as anti-competitive<br />

per se, provided they are administered in a transparent,<br />

non-discriminatory and competitively neutral manner<br />

and are not more burdensome than necessary for the<br />

kind of universal service defined by the member.<br />

(4) Ensuring universal service (that is to say, the provision<br />

of a defined minimum set of services to all end-users at<br />

an affordable price) may involve the provision of some<br />

services to some end-users at prices that depart from<br />

those resulting from normal market conditions.<br />

However, compensating undertakings designated to<br />

provide such services in such circumstances need not<br />

result in any distortion of competition, provided that<br />

designated undertakings are compensated for the<br />

specific net cost involved and provided that the net cost<br />

burden is recovered in a competitively neutral way.<br />

(5) In a competitive market, certain obligations should<br />

apply to all undertakings providing publicly available<br />

telephone services at fixed locations and others should<br />

apply only to undertakings enjoying significant market<br />

power or which have been designated as a universal<br />

service operator.<br />

(6) The network termination point represents a boundary<br />

for regulatory purposes between the regulatory<br />

framework for electronic communication networks and<br />

services and the regulation of telecommunication<br />

terminal equipment. Defining the location of the<br />

network termination point is the responsibility of the<br />

national regulatory authority, where necessary on the<br />

basis of a proposal by the relevant undertakings.<br />

(7) Member States should continue to ensure that the<br />

services set out in Chapter II are made available with<br />

the quality specified to all end-users in their territory,<br />

irrespective of their geographical location, and, in the<br />

light of specific national conditions, at an affordable<br />

price. Member States may, in the context of universal<br />

service obligations and in the light of national<br />

conditions, take specific measures for consumers in<br />

rural or geographically isolated areas to ensure their<br />

access to the services set out in the Chapter II and the<br />

affordability of those services, as well as ensure under


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the same conditions this access, in particular for the<br />

elderly, the disabled and for people with special social<br />

needs. Such measures may also include measures<br />

directly targeted at consumers with special social needs<br />

providing support to identified consumers, for example<br />

by means of specific measures, taken after the<br />

examination of individual requests, such as the paying<br />

off of debts.<br />

(8) A fundamental requirement of universal service is to<br />

provide users on request with a connection to the<br />

public telephone network at a fixed location, at an<br />

affordable price. The requirement is limited to a single<br />

narrowband network connection, the provision of<br />

which may be restricted by Member States to the<br />

end-user's primary location/residence, and does not<br />

extend to the Integrated Services Digital Network (ISDN)<br />

which provides two or more connections capable of<br />

being used simultaneously. There should be no<br />

constraints on the technical means by which the<br />

connection is provided, allowing for wired or wireless<br />

technologies, nor any constraints on which operators<br />

provide part or all of universal service obligations.<br />

Connections to the public telephone network at a fixed<br />

location should be capable of supporting speech and<br />

data communications at rates sufficient for access to<br />

online services such as those provided via the public<br />

Internet. The speed of Internet access experienced by a<br />

given user may depend on a number of factors<br />

including the provider(s) of Internet connectivity as well<br />

as the given application for which a connection is being<br />

used. The data rate that can be supported by a single<br />

narrowband connection to the public telephone network<br />

depends on the capabilities of the subscriber's terminal<br />

equipment as well as the connection. For this reason it<br />

is not appropriate to mandate a specific data or bit rate<br />

at Community level. Currently available voice band<br />

modems typically offer a data rate of 56 kbit/s and<br />

employ automatic data rate adaptation to cater for<br />

variable line quality, with the result that the achieved<br />

data rate may be lower than 56 kbit/s. Flexibility is<br />

required on the one hand to allow Member States to<br />

take measures where necessary to ensure that<br />

connections are capable of supporting such a data rate,<br />

and on the other hand to allow Member States where<br />

relevant to permit data rates below this upper limit of<br />

56 kbits/s in order, for example, to exploit the<br />

capabilities of wireless technologies (including cellular<br />

wireless networks) to deliver universal service to a<br />

higher proportion of the population. This may be of<br />

particular importance in some accession countries<br />

where household penetration of traditional telephone<br />

connections remains relatively low. In specific cases<br />

where the connection to the public telephony network<br />

at a fixed location is clearly insufficient to support<br />

satisfactory Internet access, Member States should be<br />

able to require the connection to be brought up to the<br />

level enjoyed by the majority of subscribers so that it<br />

supports data rates sufficient for access to the Internet.<br />

Where such specific measures produce a net cost<br />

burden for those consumers concerned, the net effect<br />

may be included in any net cost calculation of universal<br />

service obligations.<br />

(9) The provisions of this Directive do not preclude<br />

Member States from designating different undertakings<br />

to provide the network and service elements of<br />

universal service. Designated undertakings providing<br />

network elements may be required to ensure such<br />

construction and maintenance as are necessary and<br />

proportionate to meet all reasonable requests for<br />

connection at a fixed location to the public telephone<br />

network and for access to publicly available telephone<br />

services at a fixed location.<br />

(10) Affordable price means a price defined by Member<br />

States at national level in the light of specific national<br />

conditions, and may involve setting common tariffs<br />

irrespective of location or special tariff options to deal<br />

with the needs of low-income users. Affordability for<br />

individual consumers is related to their ability to<br />

monitor and control their expenditure.<br />

(11) Directory information and a directory enquiry service<br />

constitute an essential access tool for publicly available<br />

telephone services and form part of the universal service<br />

obligation. Users and consumers desire comprehensive<br />

directories and a directory enquiry service covering all<br />

listed telephone subscribers and their numbers<br />

(including fixed and mobile numbers) and want this<br />

information to be presented in a non-preferential<br />

fashion. Directive 97/66/EC of the European Parliament<br />

and of the Council of 15 December 1997 concerning<br />

the processing of personal data and the protection of<br />

privacy in the telecommunications sector ( 1 ) ensures the<br />

subscribers' right to privacy with regard to the inclusion<br />

of their personal information in a public directory.<br />

(12) For the citizen, it is important for there to be adequate<br />

provision of public pay telephones, and for users to be<br />

able to call emergency telephone numbers and, in<br />

particular, the single European emergency call number<br />

(‘112’) free of charge from any telephone, including<br />

public pay telephones, without the use of any means of<br />

( 1 ) OJ L 24, 30.1.1998, p. 1.


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payment. Insufficient information about the existence of<br />

‘112’ deprives citizens of the additional safety ensured<br />

by the existence of this number at European level<br />

especially during their travel in other Member States.<br />

(13) Member States should take suitable measures in order to<br />

guarantee access to and affordability of all publicly<br />

available telephone services at a fixed location for<br />

disabled users and users with special social needs.<br />

Specific measures for disabled users could include, as<br />

appropriate, making available accessible public<br />

telephones, public text telephones or equivalent<br />

measures for deaf or speech-impaired people, providing<br />

services such as directory enquiry services or equivalent<br />

measures free of charge for blind or partially sighted<br />

people, and providing itemised bills in alternative<br />

format on request for blind or partially sighted people.<br />

Specific measures may also need to be taken to enable<br />

disabled users and users with special social needs to<br />

access emergency services ‘112’ and to give them a<br />

similar possibility to choose between different operators<br />

or service providers as other consumers. Quality of<br />

service standards have been developed for a range of<br />

parameters to assess the quality of services received by<br />

subscribers and how well undertakings designated with<br />

universal service obligations perform in achieving these<br />

standards. Quality of service standards do not yet exist<br />

in respect of disabled users. Performance standards and<br />

relevant parameters should be developed for disabled<br />

users and are provided for in Article 11 of this<br />

Directive. Moreover, national regulatory authorities<br />

should be enabled to require publication of quality of<br />

service performance data if and when such standards<br />

and parameters are developed. The provider of universal<br />

service should not take measures to prevent users from<br />

benefiting fully from services offered by different<br />

operators or service providers, in combination with its<br />

own services offered as part of universal service.<br />

(14) The importance of access to and use of the public<br />

telephone network at a fixed location is such that it<br />

should be available to anyone reasonably requesting it.<br />

In accordance with the principle of subsidiarity, it is for<br />

Member States to decide on the basis of objective<br />

criteria which undertakings have universal service<br />

obligations for the purposes of this Directive, where<br />

appropriate taking into account the ability and the<br />

willingness of undertakings to accept all or part of the<br />

universal service obligations. It is important that<br />

universal service obligations are fulfilled in the most<br />

efficient fashion so that users generally pay prices that<br />

correspond to efficient cost provision. It is likewise<br />

important that universal service operators maintain the<br />

integrity of the network as well as service continuity<br />

and quality. The development of greater competition<br />

and choice provide more possibilities for all or part of<br />

the universal service obligations to be provided by<br />

undertakings other than those with significant market<br />

power. Therefore, universal service obligations could in<br />

some cases be allocated to operators demonstrating the<br />

most cost-effective means of delivering access and<br />

services, including by competitive or comparative<br />

selection procedures. Corresponding obligations could<br />

be included as conditions in authorisations to provide<br />

publicly available services.<br />

(15) Member States should monitor the situation of<br />

consumers with respect to their use of publicly available<br />

telephone services and in particular with respect to<br />

affordability. The affordability of telephone service is<br />

related to the information which users receive regarding<br />

telephone usage expenses as well as the relative cost of<br />

telephone usage compared to other services, and is also<br />

related to their ability to control expenditure.<br />

Affordability therefore means giving power to<br />

consumers through obligations imposed on<br />

undertakings designated as having universal service<br />

obligations. These obligations include a specified level of<br />

itemised billing, the possibility for consumers selectively<br />

to block certain calls (such as high-priced calls to<br />

premium services), the possibility for consumers to<br />

control expenditure via pre-payment means and the<br />

possibility for consumers to offset up-front connection<br />

fees. Such measures may need to be reviewed and<br />

changed in the light of market developments. Current<br />

conditions do not warrant a requirement for operators<br />

with universal service obligations to alert subscribers<br />

where a predetermined limit of expenditure is exceeded<br />

or an abnormal calling pattern occurs. Review of the<br />

relevant legislative provisions in future should consider<br />

whether there is a possible need to alert subscribers for<br />

these reasons.<br />

(16) Except in cases of persistent late payment or<br />

non-payment of bills, consumers should be protected<br />

from immediate disconnection from the network on the<br />

grounds of an unpaid bill and, particularly in the case of<br />

disputes over high bills for premium rate services,<br />

should continue to have access to essential telephone<br />

services pending resolution of the dispute. Member<br />

States may decide that such access may continue to be<br />

provided only if the subscriber continues to pay line<br />

rental charges.<br />

(17) Quality and price are key factors in a competitive<br />

market and national regulatory authorities should be<br />

able to monitor achieved quality of service for<br />

undertakings which have been designated as having<br />

universal service obligations. In relation to the quality of<br />

service attained by such undertakings, national


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regulatory authorities should be able to take appropriate<br />

measures where they deem it necessary. National<br />

regulatory authorities should also be able to monitor the<br />

achieved quality of services of other undertakings<br />

providing public telephone networks and/or publicly<br />

available telephone services to users at fixed locations.<br />

(18) Member States should, where necessary, establish<br />

mechanisms for financing the net cost of universal<br />

service obligations in cases where it is demonstrated<br />

that the obligations can only be provided at a loss or at<br />

a net cost which falls outside normal commercial<br />

standards. It is important to ensure that the net cost of<br />

universal service obligations is properly calculated and<br />

that any financing is undertaken with minimum<br />

distortion to the market and to undertakings, and is<br />

compatible with the provisions of Articles 87 and 88 of<br />

the Treaty.<br />

(19) Any calculation of the net cost of universal service<br />

should take due account of costs and revenues, as well<br />

as the intangible benefits resulting from providing<br />

universal service, but should not hinder the general aim<br />

of ensuring that pricing structures reflect costs. Any net<br />

costs of universal service obligations should be<br />

calculated on the basis of transparent procedures.<br />

(20) Taking into account intangible benefits means that an<br />

estimate in monetary terms, of the indirect benefits that<br />

an undertaking derives by virtue of its position as<br />

provider of universal service, should be deducted from<br />

the direct net cost of universal service obligations in<br />

order to determine the overall cost burden.<br />

(21) When a universal service obligation represents an unfair<br />

burden on an undertaking, it is appropriate to allow<br />

Member States to establish mechanisms for efficiently<br />

recovering net costs. Recovery via public funds<br />

constitutes one method of recovering the net costs of<br />

universal service obligations. It is also reasonable for<br />

established net costs to be recovered from all users in a<br />

transparent fashion by means of levies on undertakings.<br />

Member States should be able to finance the net costs of<br />

different elements of universal service through different<br />

mechanisms, and/or to finance the net costs of some or<br />

all elements from either of the mechanisms or a<br />

combination of both. In the case of cost recovery by<br />

means of levies on undertakings, Member States should<br />

ensure that that the method of allocation amongst them<br />

is based on objective and non-discriminatory criteria<br />

and is in accordance with the principle of<br />

proportionality. This principle does not prevent Member<br />

States from exempting new entrants which have not yet<br />

achieved any significant market presence. Any funding<br />

mechanism should ensure that market participants only<br />

contribute to the financing of universal service<br />

obligations and not to other activities which are not<br />

directly linked to the provision of the universal service<br />

obligations. Recovery mechanisms should in all cases<br />

respect the principles of Community law, and in<br />

particular in the case of sharing mechanisms those of<br />

non-discrimination and proportionality. Any funding<br />

mechanism should ensure that users in one Member<br />

State do not contribute to universal service costs in<br />

another Member State, for example when making calls<br />

from one Member State to another.<br />

(22) Where Member States decide to finance the net cost of<br />

universal service obligations from public funds, this<br />

should be understood to comprise funding from general<br />

government budgets including other public financing<br />

sources such as state lotteries.<br />

(23) The net cost of universal service obligations may be<br />

shared between all or certain specified classes of<br />

undertaking. Member States should ensure that the<br />

sharing mechanism respects the principles of<br />

transparency, least market distortion, non-discrimination<br />

and proportionality. Least market distortion means that<br />

contributions should be recovered in a way that as far<br />

as possible minimises the impact of the financial burden<br />

falling on end-users, for example by spreading<br />

contributions as widely as possible.<br />

(24) National regulatory authorities should satisfy themselves<br />

that those undertakings benefiting from universal service<br />

funding provide a sufficient level of detail of the specific<br />

elements requiring such funding in order to justify their<br />

request. Member States' schemes for the costing and<br />

financing of universal service obligations should be<br />

communicated to the Commission for verification of<br />

compatibility with the Treaty. There are incentives for<br />

designated operators to raise the assessed net cost of<br />

universal service obligations. Therefore Member States<br />

should ensure effective transparency and control of<br />

amounts charged to finance universal service<br />

obligations.<br />

(25) Communications markets continue to evolve in terms of<br />

the services used and the technical means used to<br />

deliver them to users. The universal service obligations,<br />

which are defined at a Community level, should be<br />

periodically reviewed with a view to proposing that the<br />

scope be changed or redefined. Such a review should<br />

take account of evolving social, commercial and<br />

technological conditions and the fact that any change of<br />

scope should be subject to the twin test of services that<br />

become available to a substantial majority of the


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population, with a consequent risk of social exclusion<br />

for those who can not afford them. Care should be<br />

taken in any change of the scope of universal service<br />

obligations to ensure that certain technological choices<br />

are not artificially promoted above others, that a<br />

disproportionate financial burden is not imposed on<br />

sector undertakings (thereby endangering market<br />

developments and innovation) and that any financing<br />

burden does not fall unfairly on consumers with lower<br />

incomes. Any change of scope automatically means that<br />

any net cost can be financed via the methods permitted<br />

in this Directive. Member States are not permitted to<br />

impose on market players financial contributions which<br />

relate to measures which are not part of universal<br />

service obligations. Individual Member States remain<br />

free to impose special measures (outside the scope of<br />

universal service obligations) and finance them in<br />

conformity with Community law but not by means of<br />

contributions from market players.<br />

(26) More effective competition across all access and service<br />

markets will give greater choice for users. The extent of<br />

effective competition and choice varies across the<br />

Community and varies within Member States between<br />

geographical areas and between access and service<br />

markets. Some users may be entirely dependent on the<br />

provision of access and services by an undertaking with<br />

significant market power. In general, for reasons of<br />

efficiency and to encourage effective competition, it is<br />

important that the services provided by an undertaking<br />

with significant market power reflect costs. For reasons<br />

of efficiency and social reasons, end-user tariffs should<br />

reflect demand conditions as well as cost conditions,<br />

provided that this does not result in distortions of<br />

competition. There is a risk that an undertaking with<br />

significant market power may act in various ways to<br />

inhibit entry or distort competition, for example by<br />

charging excessive prices, setting predatory prices,<br />

compulsory bundling of retail services or showing<br />

undue preference to certain customers. Therefore,<br />

national regulatory authorities should have powers to<br />

impose, as a last resort and after due consideration,<br />

retail regulation on an undertaking with significant<br />

market power. Price cap regulation, geographical<br />

averaging or similar instruments, as well as<br />

non-regulatory measures such as publicly available<br />

comparisons of retail tariffs, may be used to achieve the<br />

twin objectives of promoting effective competition<br />

whilst pursuing public interest needs, such as<br />

maintaining the affordability of publicly available<br />

telephone services for some consumers. Access to<br />

appropriate cost accounting information is necessary, in<br />

order for national regulatory authorities to fulfil their<br />

regulatory duties in this area, including the imposition<br />

of any tariff controls. However, regulatory controls on<br />

retail services should only be imposed where national<br />

regulatory authorities consider that relevant wholesale<br />

measures or measures regarding carrier selection or<br />

pre-selection would fail to achieve the objective of<br />

ensuring effective competition and public interest.<br />

(27) Where a national regulatory authority imposes<br />

obligations to implement a cost accounting system in<br />

order to support price controls, it may itself undertake<br />

an annual audit to ensure compliance with that cost<br />

accounting system, provided that it has the necessary<br />

qualified staff, or it may require the audit to be carried<br />

out by another qualified body, independent of the<br />

operator concerned.<br />

(28) It is considered necessary to ensure the continued<br />

application of the existing provisions relating to the<br />

minimum set of leased line services in Community<br />

telecommunications legislation, in particular in Council<br />

Directive 92/44/EEC of 5 June 1992 on the application<br />

of open network provision to leased lines ( 1 ), until such<br />

time as national regulatory authorities determine, in<br />

accordance with the market analysis procedures laid<br />

down in Directive 2002/21/EC of the European<br />

Parliament and of the Council of 7 March 2002 on a<br />

common regulatory framework for electronic<br />

communications networks and services (Framework<br />

Directive) ( 2 ), that such provisions are no longer needed<br />

because a sufficiently competitive market has developed<br />

in their territory. The degree of competition is likely to<br />

vary between different markets of leased lines in the<br />

minimum set, and in different parts of the territory. In<br />

undertaking the market analysis, national regulatory<br />

authorities should make separate assessments for each<br />

market of leased lines in the minimum set, taking into<br />

account their geographic dimension. Leased lines<br />

services constitute mandatory services to be provided<br />

without recourse to any compensation mechanisms. The<br />

provision of leased lines outside of the minimum set of<br />

leased lines should be covered by general retail<br />

regulatory provisions rather than specific requirements<br />

covering the supply of the minimum set.<br />

(29) National regulatory authorities may also, in the light of<br />

an analysis of the relevant market, require mobile<br />

operators with significant market power to enable their<br />

subscribers to access the services of any interconnected<br />

provider of publicly available telephone services on a<br />

call-by-call basis or by means of pre-selection.<br />

( 1 ) OJ L 165, 19.6.1992, p. 27. Directive as last amended by<br />

Commission Decision No 98/80/EC (OJ L 14, 20.1.1998, p. 27).<br />

( 2 ) See page 33 of this Official Journal.


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(30) Contracts are an important tool for users and<br />

consumers to ensure a minimum level of transparency<br />

of information and legal security. Most service providers<br />

in a competitive environment will conclude contracts<br />

with their customers for reasons of commercial<br />

desirability. In addition to the provisions of this<br />

Directive, the requirements of existing Community<br />

consumer protection legislation relating to contracts, in<br />

particular Council Directive 93/13/EEC of 5 April 1993<br />

on unfair terms in consumer contracts ( 1 ) and Directive<br />

97/7/EC of the European Parliament and of the Council<br />

of 20 May 1997 on the protection of consumers in<br />

respect of distance contracts ( 2 ), apply to consumer<br />

transactions relating to electronic networks and services.<br />

Specifically, consumers should enjoy a minimum level<br />

of legal certainty in respect of their contractual relations<br />

with their direct telephone service provider, such that<br />

the contractual terms, conditions, quality of service,<br />

condition for termination of the contract and the<br />

service, compensation measures and dispute resolution<br />

are specified in their contracts. Where service providers<br />

other than direct telephone service providers conclude<br />

contracts with consumers, the same information should<br />

be included in those contracts as well. The measures to<br />

ensure transparency on prices, tariffs, terms and<br />

conditions will increase the ability of consumers to<br />

optimise their choices and thus to benefit fully from<br />

competition.<br />

(31) End-users should have access to publicly available<br />

information on communications services. Member States<br />

should be able to monitor the quality of services which<br />

are offered in their territories. National regulatory<br />

authorities should be able systematically to collect<br />

information on the quality of services offered in their<br />

territories on the basis of criteria which allow<br />

comparability between service providers and between<br />

Member States. Undertakings providing communications<br />

services, operating in a competitive environment, are<br />

likely to make adequate and up-to-date information on<br />

their services publicly available for reasons of<br />

commercial advantage. National regulatory authorities<br />

should nonetheless be able to require publication of<br />

such information where it is demonstrated that such<br />

information is not effectively available to the public.<br />

(32) End-users should be able to enjoy a guarantee of<br />

interoperability in respect of all equipment sold in the<br />

Community for the reception of digital television.<br />

Member States should be able to require minimum<br />

harmonised standards in respect of such equipment.<br />

Such standards could be adapted from time to time in<br />

the light of technological and market developments.<br />

( 1 ) OJ L 95, 21.4.1993, p. 29.<br />

( 2 ) OJ L 144, 4.6.1997, p. 19.<br />

(33) It is desirable to enable consumers to achieve the fullest<br />

connectivity possible to digital television sets.<br />

Interoperability is an evolving concept in dynamic<br />

markets. Standards bodies should do their utmost to<br />

ensure that appropriate standards evolve along with the<br />

technologies concerned. It is likewise important to<br />

ensure that connectors are available on television sets<br />

that are capable of passing all the necessary elements of<br />

a digital signal, including the audio and video streams,<br />

conditional access information, service information,<br />

application program interface (API) information and<br />

copy protection information. This Directive therefore<br />

ensures that the functionality of the open interface for<br />

digital television sets is not limited by network<br />

operators, service providers or equipment manufacturers<br />

and continues to evolve in line with technological<br />

developments. For display and presentation of digital<br />

interactive television services, the realisation of a<br />

common standard through a market-driven mechanism<br />

is recognised as a consumer benefit. Member States and<br />

the Commission may take policy initiatives, consistent<br />

with the Treaty, to encourage this development.<br />

(34) All end-users should continue to enjoy access to<br />

operator assistance services whatever organisation<br />

provides access to the public telephone network.<br />

(35) The provision of directory enquiry services and<br />

directories is already open to competition. The<br />

provisions of this Directive complement the provisions<br />

of Directive 97/66/EC by giving subscribers a right to<br />

have their personal data included in a printed or<br />

electronic directory. All service providers which assign<br />

telephone numbers to their subscribers are obliged to<br />

make relevant information available in a fair,<br />

cost-oriented and non-discriminatory manner.<br />

(36) It is important that users should be able to call the<br />

single European emergency number ‘112’, and any other<br />

national emergency telephone numbers, free of charge,<br />

from any telephone, including public pay telephones,<br />

without the use of any means of payment. Member<br />

States should have already made the necessary<br />

organisational arrangements best suited to the national<br />

organisation of the emergency systems, in order to<br />

ensure that calls to this number are adequately answered<br />

and handled. Caller location information, to be made<br />

available to the emergency services, will improve the<br />

level of protection and the security of users of ‘112’<br />

services and assist the emergency services, to the extent<br />

technically feasible, in the discharge of their duties,<br />

provided that the transfer of calls and associated data to<br />

the emergency services concerned is guaranteed. The<br />

reception and use of such information should comply<br />

with relevant Community law on the processing of<br />

personal data. Steady information technology


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improvements will progressively support the<br />

simultaneous handling of several languages over the<br />

networks at a reasonable cost. This in turn will ensure<br />

additional safety for European citizens using the ‘112’<br />

emergency call number.<br />

(37) Easy access to international telephone services is vital<br />

for European citizens and European businesses. ‘00’ has<br />

already been established as the standard international<br />

telephone access code for the Community. Special<br />

arrangements for making calls between adjacent<br />

locations across borders between Member States may be<br />

established or continued. The ITU has assigned, in<br />

accordance with ITU Recommendation E.164, code<br />

‘3883’ to the European Telephony Numbering Space<br />

(ETNS). In order to ensure connection of calls to the<br />

ETNS, undertakings operating public telephone<br />

networks should ensure that calls using ‘3883’ are<br />

directly or indirectly interconnected to ETNS serving<br />

networks specified in the relevant European<br />

Telecommunications Standards Institute (ETSI)<br />

standards. Such interconnection arrangements should be<br />

governed by the provisions of Directive 2002/19/EC of<br />

the European Parliament and of the Council of 7 March<br />

2002 on access to, and interconnection of, electronic<br />

communications networks and associated facilities<br />

(Access Directive) ( 1 ).<br />

(38) Access by end-users to all numbering resources in the<br />

Community is a vital pre-condition for a single market.<br />

It should include freephone, premium rate, and other<br />

non-geographic numbers, except where the called<br />

subscriber has chosen, for commercial reasons, to limit<br />

access from certain geographical areas. Tariffs charged<br />

to parties calling from outside the Member State<br />

concerned need not be the same as for those parties<br />

calling from inside that Member State.<br />

(39) Tone dialling and calling line identification facilities are<br />

normally available on modern telephone exchanges and<br />

can therefore increasingly be provided at little or no<br />

expense. Tone dialling is increasingly being used for<br />

user interaction with special services and facilities,<br />

including value added services, and the absence of this<br />

facility can prevent the user from making use of these<br />

services. Member States are not required to impose<br />

obligations to provide these facilities when they are<br />

already available. Directive 97/66/EC safeguards the<br />

privacy of users with regard to itemised billing, by<br />

giving them the means to protect their right to privacy<br />

when calling line identification is implemented. The<br />

development of these services on a pan-European basis<br />

would benefit consumers and is encouraged by this<br />

Directive.<br />

( 1 ) See page 7 of this Official Journal.<br />

(40) Number portability is a key facilitator of consumer<br />

choice and effective competition in a competitive<br />

telecommunications environment such that end-users<br />

who so request should be able to retain their number(s)<br />

on the public telephone network independently of the<br />

organisation providing service. The provision of this<br />

facility between connections to the public telephone<br />

network at fixed and non-fixed locations is not covered<br />

by this Directive. However, Member States may apply<br />

provisions for porting numbers between networks<br />

providing services at a fixed location and mobile<br />

networks.<br />

(41) The impact of number portability is considerably<br />

strengthened when there is transparent tariff<br />

information, both for end-users who port their numbers<br />

and also for end-users who call those who have ported<br />

their numbers. National regulatory authorities should,<br />

where feasible, facilitate appropriate tariff transparency<br />

as part of the implementation of number portability.<br />

(42) When ensuring that pricing for interconnection related<br />

to the provision of number portability is cost-oriented,<br />

national regulatory authorities may also take account of<br />

prices available in comparable markets.<br />

(43) Currently, Member States impose certain ‘must carry’<br />

obligations on networks for the distribution of radio or<br />

television broadcasts to the public. Member States<br />

should be able to lay down proportionate obligations on<br />

undertakings under their jurisdiction, in the interest of<br />

legitimate public policy considerations, but such<br />

obligations should only be imposed where they are<br />

necessary to meet general interest objectives clearly<br />

defined by Member States in conformity with<br />

Community law and should be proportionate,<br />

transparent and subject to periodical review. ‘Must carry’<br />

obligations imposed by Member States should be<br />

reasonable, that is they should be proportionate and<br />

transparent in the light of clearly defined general<br />

interest objectives, and could, where appropriate, entail<br />

a provision for proportionate remuneration. Such ‘must<br />

carry’ obligations may include the transmission of<br />

services specifically designed to enable appropriate<br />

access by disabled users.<br />

(44) Networks used for the distribution of radio or television<br />

broadcasts to the public include cable, satellite and<br />

terrestrial broadcasting networks. They might also<br />

include other networks to the extent that a significant<br />

number of end-users use such networks as their<br />

principal means to receive radio and television<br />

broadcasts.


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(45) Services providing content such as the offer for sale of a<br />

package of sound or television broadcasting content are<br />

not covered by the common regulatory framework for<br />

electronic communications networks and services.<br />

Providers of such services should not be subject to<br />

universal service obligations in respect of these<br />

activities. This Directive is without prejudice to<br />

measures taken at national level, in compliance with<br />

Community law, in respect of such services.<br />

(46) Where a Member State seeks to ensure the provision of<br />

other specific services throughout its national territory,<br />

such obligations should be implemented on a cost<br />

efficient basis and outside the scope of universal service<br />

obligations. Accordingly, Member States may undertake<br />

additional measures (such as facilitating the<br />

development of infrastructure or services in<br />

circumstances where the market does not satisfactorily<br />

address the requirements of end-users or consumers), in<br />

conformity with Community law. As a reaction to the<br />

Commission's e-Europe initiative, the Lisbon European<br />

Council of 23 and 24 March 2000 called on Member<br />

States to ensure that all schools have access to the<br />

Internet and to multimedia resources.<br />

(47) In the context of a competitive environment, the views<br />

of interested parties, including users and consumers,<br />

should be taken into account by national regulatory<br />

authorities when dealing with issues related to<br />

end-users' rights. Effective procedures should be<br />

available to deal with disputes between consumers, on<br />

the one hand, and undertakings providing publicly<br />

available communications services, on the other.<br />

Member States should take full account of Commission<br />

Recommendation 98/257/EC of 30 March 1998 on the<br />

principles applicable to the bodies responsible for<br />

out-of-court settlement of consumer disputes ( 1 ).<br />

(48) Co-regulation could be an appropriate way of<br />

stimulating enhanced quality standards and improved<br />

service performance. Co-regulation should be guided by<br />

the same principles as formal regulation, i.e. it should<br />

be objective, justified, proportional, non-discriminatory<br />

and transparent.<br />

(49) This Directive should provide for elements of consumer<br />

protection, including clear contract terms and dispute<br />

resolution, and tariff transparency for consumers. It<br />

should also encourage the extension of such benefits to<br />

other categories of end-users, in particular small and<br />

medium-sized enterprises.<br />

(50) The provisions of this Directive do not prevent a<br />

Member State from taking measures justified on<br />

grounds set out in Articles 30 and 46 of the Treaty, and<br />

in particular on grounds of public security, public policy<br />

and public morality.<br />

(51) Since the objectives of the proposed action, namely<br />

setting a common level of universal service for<br />

telecommunications for all European users and of<br />

harmonising conditions for access to and use of public<br />

telephone networks at a fixed location and related<br />

publicly available telephone services and also achieving<br />

a harmonised framework for the regulation of electronic<br />

communications services, electronic communications<br />

networks and associated facilities, cannot be sufficiently<br />

achieved by the Member States and can therefore by<br />

reason of the scale or effects of the action be better<br />

achieved at Community level, the Community may<br />

adopt measures in accordance with the principles of<br />

subsidiarity as set out in Article 5 of the Treaty. In<br />

accordance with the principle of proportionality, as set<br />

out in that Article, this Directive does not go beyond<br />

what is necessary in order to achieve those objectives.<br />

(52) The measures necessary for the implementation of this<br />

Directive should be adopted in accordance with Council<br />

Decision 1999/468/EC of 28 June 1999 laying down<br />

the procedures for the exercise of implementing powers<br />

conferred on the Commission ( 2 ),<br />

HAVE ADOPTED THIS DIRECTIVE:<br />

( 1 ) OJ L 115, 17.4.1998, p. 31. ( 2 ) OJ L 184, 17.7.1999, p. 23.<br />

CHAPTER I<br />

SCOPE, AIMS AND DEFINITIONS<br />

Article 1<br />

Scope and aims<br />

1. Within the framework of Directive 2002/21/EC<br />

(Framework Directive), this Directive concerns the provision of<br />

electronic communications networks and services to end-users.<br />

The aim is to ensure the availability throughout the<br />

Community of good quality publicly available services through<br />

effective competition and choice and to deal with<br />

circumstances in which the needs of end-users are not<br />

satisfactorily met by the market.<br />

2. This Directive establishes the rights of end-users and the<br />

corresponding obligations on undertakings providing publicly<br />

available electronic communications networks and services.<br />

With regard to ensuring provision of universal service within<br />

an environment of open and competitive markets, this<br />

Directive defines the minimum set of services of specified<br />

quality to which all end-users have access, at an affordable


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price in the light of specific national conditions, without<br />

distorting competition. This Directive also sets out obligations<br />

with regard to the provision of certain mandatory services<br />

such as the retail provision of leased lines.<br />

Article 2<br />

Definitions<br />

For the purposes of this Directive, the definitions set out in<br />

Article 2 of Directive 2002/21/EC (Framework Directive) shall<br />

apply.<br />

The following definitions shall also apply:<br />

(a) ‘public pay telephone’ means a telephone available to the<br />

general public, for the use of which the means of payment<br />

may include coins and/or credit/debit cards and/or<br />

pre-payment cards, including cards for use with dialling<br />

codes;<br />

(b) ‘public telephone network’ means an electronic<br />

communications network which is used to provide publicly<br />

available telephone services; it supports the transfer<br />

between network termination points of speech<br />

communications, and also other forms of communication,<br />

such as facsimile and data;<br />

(c) ‘publicly available telephone service’ means a service<br />

available to the public for originating and receiving<br />

national and international calls and access to emergency<br />

services through a number or numbers in a national or<br />

international telephone numbering plan, and in addition<br />

may, where relevant, include one or more of the following<br />

services: the provision of operator assistance, directory<br />

enquiry services, directories, provision of public pay<br />

phones, provision of service under special terms, provision<br />

of special facilities for customers with disabilities or with<br />

special social needs and/or the provision of<br />

non-geographic services;<br />

(d) ‘geographic number’ means a number from the national<br />

numbering plan where part of its digit structure contains<br />

geographic significance used for routing calls to the<br />

physical location of the network termination point (NTP);<br />

(e) ‘network termination point’ (NTP) means the physical point<br />

at which a subscriber is provided with access to a public<br />

communications network; in the case of networks<br />

involving switching or routing, the NTP is identified by<br />

means of a specific network address, which may be linked<br />

to a subscriber number or name;<br />

(f) ‘non-geographic numbers’ means a number from the<br />

national numbering plan that is not a geographic number.<br />

It includes inter alia mobile, freephone and premium rate<br />

numbers.<br />

CHAPTER II<br />

UNIVERSAL SERVICE OBLIGATIONS INCLUDING SOCIAL<br />

OBLIGATIONS<br />

Article 3<br />

Availability of universal service<br />

1. Member States shall ensure that the services set out in<br />

this Chapter are made available at the quality specified to all<br />

end-users in their territory, independently of geographical<br />

location, and, in the light of specific national conditions, at an<br />

affordable price.<br />

2. Member States shall determine the most efficient and<br />

appropriate approach for ensuring the implementation of<br />

universal service, whilst respecting the principles of objectivity,<br />

transparency, non-discrimination and proportionality. They<br />

shall seek to minimise market distortions, in particular the<br />

provision of services at prices or subject to other terms and<br />

conditions which depart from normal commercial conditions,<br />

whilst safeguarding the public interest.<br />

Article 4<br />

Provision of access at a fixed location<br />

1. Member States shall ensure that all reasonable requests<br />

for connection at a fixed location to the public telephone<br />

network and for access to publicly available telephone services<br />

at a fixed location are met by at least one undertaking.<br />

2. The connection provided shall be capable of allowing<br />

end-users to make and receive local, national and international<br />

telephone calls, facsimile communications and data<br />

communications, at data rates that are sufficient to permit<br />

functional Internet access, taking into account prevailing<br />

technologies used by the majority of subscribers and<br />

technological feasibility.<br />

Article 5<br />

Directory enquiry services and directories<br />

1. Member States shall ensure that:<br />

(a) at least one comprehensive directory is available to<br />

end-users in a form approved by the relevant authority,<br />

whether printed or electronic, or both, and is updated on a<br />

regular basis, and at least once a year;


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(b) at least one comprehensive telephone directory enquiry<br />

service is available to all end-users, including users of<br />

public pay telephones.<br />

2. The directories in paragraph 1 shall comprise, subject to<br />

the provisions of Article 11 of Directive 97/66/EC, all<br />

subscribers of publicly available telephone services.<br />

3. Member States shall ensure that the undertaking(s)<br />

providing the services referred to in paragraph 1 apply the<br />

principle of non-discrimination to the treatment of<br />

information that has been provided to them by other<br />

undertakings.<br />

Article 6<br />

Public pay telephones<br />

1. Member States shall ensure that national regulatory<br />

authorities can impose obligations on undertakings in order to<br />

ensure that public pay telephones are provided to meet the<br />

reasonable needs of end-users in terms of the geographical<br />

coverage, the number of telephones, the accessibility of such<br />

telephones to disabled users and the quality of services.<br />

2. A Member State shall ensure that its national regulatory<br />

authority can decide not to impose obligations under<br />

paragraph 1 in all or part of its territory, if it is satisfied that<br />

these facilities or comparable services are widely available, on<br />

the basis of a consultation of interested parties as referred to in<br />

Article 33.<br />

3. Member States shall ensure that it is possible to make<br />

emergency calls from public pay telephones using the single<br />

European emergency call number ‘112’ and other national<br />

emergency numbers, all free of charge and without having to<br />

use any means of payment.<br />

Article 7<br />

Special measures for disabled users<br />

1. Member States shall, where appropriate, take specific<br />

measures for disabled end-users in order to ensure access to<br />

and affordability of publicly available telephone services,<br />

including access to emergency services, directory enquiry<br />

services and directories, equivalent to that enjoyed by other<br />

end-users.<br />

2. Member States may take specific measures, in the light of<br />

national conditions, to ensure that disabled end-users can also<br />

take advantage of the choice of undertakings and service<br />

providers available to the majority of end-users.<br />

Article 8<br />

Designation of undertakings<br />

1. Member States may designate one or more undertakings<br />

to guarantee the provision of universal service as identified in<br />

Articles 4, 5, 6 and 7 and, where applicable, Article 9(2) so<br />

that the whole of the national territory can be covered.<br />

Member States may designate different undertakings or sets of<br />

undertakings to provide different elements of universal service<br />

and/or to cover different parts of the national territory.<br />

2. When Member States designate undertakings in part or<br />

all of the national territory as having universal service<br />

obligations, they shall do so using an efficient, objective,<br />

transparent and non-discriminatory designation mechanism,<br />

whereby no undertaking is a priori excluded from being<br />

designated. Such designation methods shall ensure that<br />

universal service is provided in a cost-effective manner and<br />

may be used as a means of determining the net cost of the<br />

universal service obligation in accordance with Article 12.<br />

Article 9<br />

Affordability of tariffs<br />

1. National regulatory authorities shall monitor the<br />

evolution and level of retail tariffs of the services identified in<br />

Articles 4, 5, 6 and 7 as falling under the universal service<br />

obligations and provided by designated undertakings, in<br />

particular in relation to national consumer prices and income.<br />

2. Member States may, in the light of national conditions,<br />

require that designated undertakings provide tariff options or<br />

packages to consumers which depart from those provided<br />

under normal commercial conditions, in particular to ensure<br />

that those on low incomes or with special social needs are not<br />

prevented from accessing or using the publicly available<br />

telephone service.<br />

3. Member States may, besides any provision for designated<br />

undertakings to provide special tariff options or to comply<br />

with price caps or geographical averaging or other similar<br />

schemes, ensure that support is provided to consumers<br />

identified as having low incomes or special social needs.<br />

4. Member States may require undertakings with obligations<br />

under Articles 4, 5, 6 and 7 to apply common tariffs,<br />

including geographical averaging, throughout the territory, in<br />

the light of national conditions or to comply with price caps.<br />

5. National regulatory authorities shall ensure that, where a<br />

designated undertaking has an obligation to provide special


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tariff options, common tariffs, including geographical<br />

averaging, or to comply with price caps, the conditions are<br />

fully transparent and are published and applied in accordance<br />

with the principle of non-discrimination. National regulatory<br />

authorities may require that specific schemes be modified or<br />

withdrawn.<br />

Article 10<br />

Control of expenditure<br />

1. Member States shall ensure that designated undertakings,<br />

in providing facilities and services additional to those referred<br />

to in Articles 4, 5, 6, 7 and 9(2), establish terms and<br />

conditions in such a way that the subscriber is not obliged to<br />

pay for facilities or services which are not necessary or not<br />

required for the service requested.<br />

2. Member States shall ensure that designated undertakings<br />

with obligations under Articles 4, 5, 6, 7 and 9(2) provide the<br />

specific facilities and services set out in Annex I, Part A, in<br />

order that subscribers can monitor and control expenditure<br />

and avoid unwarranted disconnection of service.<br />

3. Member States shall ensure that the relevant authority is<br />

able to waive the requirements of paragraph 2 in all or part of<br />

its national territory if it is satisfied that the facility is widely<br />

available.<br />

Article 11<br />

Quality of service of designated undertakings<br />

1. National regulatory authorities shall ensure that all<br />

designated undertakings with obligations under Articles 4, 5,<br />

6, 7 and 9(2) publish adequate and up-to-date information<br />

concerning their performance in the provision of universal<br />

service, based on the quality of service parameters, definitions<br />

and measurement methods set out in Annex III. The published<br />

information shall also be supplied to the national regulatory<br />

authority.<br />

2. National regulatory authorities may specify, inter alia,<br />

additional quality of service standards, where relevant<br />

parameters have been developed, to assess the performance of<br />

undertakings in the provision of services to disabled end-users<br />

and disabled consumers. National regulatory authorities shall<br />

ensure that information concerning the performance of<br />

undertakings in relation to these parameters is also published<br />

and made available to the national regulatory authority.<br />

3. National regulatory authorities may, in addition, specify<br />

the content, form and manner of information to be published,<br />

in order to ensure that end-users and consumers have access<br />

to comprehensive, comparable and user-friendly information.<br />

4. National regulatory authorities shall be able to set<br />

performance targets for those undertakings with universal<br />

service obligations at least under Article 4. In so doing,<br />

national regulatory authorities shall take account of views of<br />

interested parties, in particular as referred to in Article 33.<br />

5. Member States shall ensure that national regulatory<br />

authorities are able to monitor compliance with these<br />

performance targets by designated undertakings.<br />

6. Persistent failure by an undertaking to meet performance<br />

targets may result in specific measures being taken in<br />

accordance with Directive 2002/20/EC of the European<br />

Parliament and of the Council of 7 March 2002 on the<br />

authorisation of electronic communications networks and<br />

services (Authorisation Directive) ( 1 ). National regulatory<br />

authorities shall be able to order independent audits or similar<br />

reviews of the performance data, paid for by the undertaking<br />

concerned, in order to ensure the accuracy and comparability<br />

of the data made available by undertakings with universal<br />

service obligations.<br />

Article 12<br />

Costing of universal service obligations<br />

1. Where national regulatory authorities consider that the<br />

provision of universal service as set out in Articles 3 to 10<br />

may represent an unfair burden on undertakings designated to<br />

provide universal service, they shall calculate the net costs of<br />

its provision.<br />

For that purpose, national regulatory authorities shall:<br />

(a) calculate the net cost of the universal service obligation,<br />

taking into account any market benefit which accrues to<br />

an undertaking designated to provide universal service, in<br />

accordance with Annex IV, Part A; or<br />

(b) make use of the net costs of providing universal service<br />

identified by a designation mechanism in accordance with<br />

Article 8(2).<br />

2. The accounts and/or other information serving as the<br />

basis for the calculation of the net cost of universal service<br />

obligations under paragraph 1(a) shall be audited or verified by<br />

( 1 ) See page 21 of this Official Journal.


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the national regulatory authority or a body independent of the<br />

relevant parties and approved by the national regulatory<br />

authority. The results of the cost calculation and the<br />

conclusions of the audit shall be publicly available.<br />

Article 13<br />

Financing of universal service obligations<br />

1. Where, on the basis of the net cost calculation referred<br />

to in Article 12, national regulatory authorities find that an<br />

undertaking is subject to an unfair burden, Member States<br />

shall, upon request from a designated undertaking, decide:<br />

(a) to introduce a mechanism to compensate that undertaking<br />

for the determined net costs under transparent conditions<br />

from public funds; and/or<br />

(b) to share the net cost of universal service obligations<br />

between providers of electronic communications networks<br />

and services.<br />

2. Where the net cost is shared under paragraph 1(b),<br />

Member States shall establish a sharing mechanism<br />

administered by the national regulatory authority or a body<br />

independent from the beneficiaries under the supervision of<br />

the national regulatory authority. Only the net cost, as<br />

determined in accordance with Article 12, of the obligations<br />

laid down in Articles 3 to 10 may be financed.<br />

3. A sharing mechanism shall respect the principles of<br />

transparency, least market distortion, non-discrimination and<br />

proportionality, in accordance with the principles of Annex IV,<br />

Part B. Member States may choose not to require contributions<br />

from undertakings whose national turnover is less than a set<br />

limit.<br />

4. Any charges related to the sharing of the cost of<br />

universal service obligations shall be unbundled and identified<br />

separately for each undertaking. Such charges shall not be<br />

imposed or collected from undertakings that are not providing<br />

services in the territory of the Member State that has<br />

established the sharing mechanism.<br />

Article 14<br />

Transparency<br />

1. Where a mechanism for sharing the net cost of universal<br />

service obligations as referred to in Article 13 is established,<br />

national regulatory authorities shall ensure that the principles<br />

for cost sharing, and details of the mechanism used, are<br />

publicly available.<br />

2. Subject to Community and national rules on business<br />

confidentiality, national regulatory authorities shall ensure that<br />

an annual report is published giving the calculated cost of<br />

universal service obligations, identifying the contributions<br />

made by all the undertakings involved, and identifying any<br />

market benefits, that may have accrued to the undertaking(s)<br />

designated to provide universal service, where a fund is<br />

actually in place and working.<br />

Article 15<br />

Review of the scope of universal service<br />

1. The Commission shall periodically review the scope of<br />

universal service, in particular with a view to proposing to the<br />

European Parliament and the Council that the scope be<br />

changed or redefined. A review shall be carried out, on the<br />

first occasion within two years after the date of application<br />

referred to in Article 38(1), second subparagraph, and<br />

subsequently every three years.<br />

2. This review shall be undertaken in the light of social,<br />

economic and technological developments, taking into<br />

account, inter alia, mobility and data rates in the light of the<br />

prevailing technologies used by the majority of subscribers.<br />

The review process shall be undertaken in accordance with<br />

Annex V. The Commission shall submit a report to the<br />

European Parliament and the Council regarding the outcome<br />

of the review.<br />

CHAPTER III<br />

REGULATORY CONTROLS ON UNDERTAKINGS WITH<br />

SIGNIFICANT MARKET POWER IN SPECIFIC MARKETS<br />

Article 16<br />

Review of obligations<br />

1. Member States shall maintain all obligations relating to:<br />

(a) retail tariffs for the provision of access to and use of the<br />

public telephone network, imposed under Article 17 of<br />

Directive 98/10/EC of the European Parliament and of the<br />

Council of 26 February 1998 on the application of open<br />

network provision (ONP) to voice telephony and on<br />

universal service for telecommunications in a competitive<br />

environment ( 1 );<br />

(b) carrier selection or pre-selection, imposed under Directive<br />

97/33/EC of the European Parliament and of the Council<br />

of 30 June 1997 on interconnection in<br />

telecommunications with regard to ensuring universal<br />

( 1 ) OJ L 101, 1.4.1998, p. 24.


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service and interoperability through application of the<br />

principles of open network provision (ONP) ( 1 );<br />

(c) leased lines, imposed under Articles 3, 4, 6, 7, 8 and 10 of<br />

Directive 92/44/EEC,<br />

until a review has been carried out and a determination made<br />

in accordance with the procedure in paragraph 3 of this<br />

Article.<br />

2. The Commission shall indicate relevant markets for the<br />

obligations relating to retail markets in the initial<br />

recommendation on relevant product and service markets and<br />

the Decision identifying transnational markets to be adopted in<br />

accordance with Article 15 of Directive 2002/21/EC<br />

(Framework Directive).<br />

3. Member States shall ensure that, as soon as possible after<br />

the entry into force of this Directive, and periodically<br />

thereafter, national regulatory authorities undertake a market<br />

analysis, in accordance with the procedure set out in Article<br />

16 of Directive 2002/21/EC (Framework Directive) to<br />

determine whether to maintain, amend or withdraw the<br />

obligations relating to retail markets. Measures taken shall be<br />

subject to the procedure referred to in Article 7 of Directive<br />

2002/21/EC (Framework Directive).<br />

Article 17<br />

Regulatory controls on retail services<br />

1. Member States shall ensure that, where:<br />

(a) as a result of a market analysis carried out in accordance<br />

with Article 16(3) a national regulatory authority<br />

determines that a given retail market identified in<br />

accordance with Article 15 of Directive 2002/21/EC<br />

(Framework Directive) is not effectively competitive, and<br />

(b) the national regulatory authority concludes that obligations<br />

imposed under Directive 2002/19/EC (Access Directive), or<br />

Article 19 of this Directive would not result in the<br />

achievement of the objectives set out in Article 8 of<br />

Directive 2002/21/EC (Framework Directive),<br />

national regulatory authorities shall impose appropriate<br />

regulatory obligations on undertakings identified as having<br />

significant market power on a given retail market in<br />

accordance with Article 14 of Directive 2002/21/EC<br />

(Framework Directive).<br />

2. Obligations imposed under paragraph 1 shall be based<br />

on the nature of the problem identified and be proportionate<br />

( 1 ) OJ L 199, 26.7.1997, p. 32. Directive as amended by Directive<br />

98/61/EC (OJ L 268, 3.10.1998, p. 37).<br />

and justified in the light of the objectives laid down in Article<br />

8 of Directive 2002/21/EC (Framework Directive). The<br />

obligations imposed may include requirements that the<br />

identified undertakings do not charge excessive prices, inhibit<br />

market entry or restrict competition by setting predatory<br />

prices, show undue preference to specific end-users or<br />

unreasonably bundle services. National regulatory authorities<br />

may apply to such undertakings appropriate retail price cap<br />

measures, measures to control individual tariffs, or measures to<br />

orient tariffs towards costs or prices on comparable markets,<br />

in order to protect end-user interests whilst promoting<br />

effective competition.<br />

3. National regulatory authorities shall, on request, submit<br />

information to the Commission concerning the retail controls<br />

applied and, where appropriate, the cost accounting systems<br />

used by the undertakings concerned.<br />

4. National regulatory authorities shall ensure that, where<br />

an undertaking is subject to retail tariff regulation or other<br />

relevant retail controls, the necessary and appropriate cost<br />

accounting systems are implemented. National regulatory<br />

authorities may specify the format and accounting<br />

methodology to be used. Compliance with the cost accounting<br />

system shall be verified by a qualified independent body.<br />

National regulatory authorities shall ensure that a statement<br />

concerning compliance is published annually.<br />

5. Without prejudice to Article 9(2) and Article 10, national<br />

regulatory authorities shall not apply retail control mechanisms<br />

under paragraph 1 of this Article to geographical or user<br />

markets where they are satisfied that there is effective<br />

competition.<br />

Article 18<br />

Regulatory controls on the minimum set of leased lines<br />

1. Where, as a result of the market analysis carried out in<br />

accordance with Article 16(3), a national regulatory authority<br />

determines that the market for the provision of part or all of<br />

the minimum set of leased lines is not effectively competitive,<br />

it shall identify undertakings with significant market power in<br />

the provision of those specific elements of the minimum set of<br />

leased lines services in all or part of its territory in accordance<br />

with Article 14 of Directive 2002/21/EC (Framework<br />

Directive). The national regulatory authority shall impose<br />

obligations regarding the provision of the minimum set of<br />

leased lines, as identified in the list of standards published in<br />

the Official Journal of the European Communities in accordance<br />

with Article 17 of Directive 2002/21/EC (Framework<br />

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Annex VII to this Directive, on such undertakings in relation<br />

to those specific leased line markets.<br />

2. Where as a result of the market analysis carried out in<br />

accordance with Article 16(3), a national regulatory authority<br />

determines that a relevant market for the provision of leased<br />

lines in the minimum set is effectively competitive, it shall<br />

withdraw the obligations referred to in paragraph 1 in relation<br />

to this specific leased line market.<br />

3. The minimum set of leased lines with harmonised<br />

characteristics, and associated standards, shall be published in<br />

the Official Journal of the European Communities as part of the<br />

list of standards referred to in Article 17 of Directive<br />

2002/21/EC (Framework Directive). The Commission may<br />

adopt amendments necessary to adapt the minimum set of<br />

leased lines to new technical developments and to changes in<br />

market demand, including the possible deletion of certain<br />

types of leased line from the minimum set, acting in<br />

accordance with the procedure referred to in Article 37(2) of<br />

this Directive.<br />

Article 19<br />

Carrier selection and carrier pre-selection<br />

1. National regulatory authorities shall require undertakings<br />

notified as having significant market power for the provision<br />

of connection to and use of the public telephone network at a<br />

fixed location in accordance with Article 16(3) to enable their<br />

subscribers to access the services of any interconnected<br />

provider of publicly available telephone services:<br />

(a) on a call-by-call basis by dialling a carrier selection code;<br />

and<br />

(b) by means of pre-selection, with a facility to override any<br />

pre-selected choice on a call-by-call basis by dialling a<br />

carrier selection code.<br />

2. User requirements for these facilities to be implemented<br />

on other networks or in other ways shall be assessed in<br />

accordance with the market analysis procedure laid down in<br />

Article 16 of Directive 2002/21/EC (Framework Directive) and<br />

implemented in accordance with Article 12 of Directive<br />

2002/19/EC (Access Directive).<br />

3. National regulatory authorities shall ensure that pricing<br />

for access and interconnection related to the provision of the<br />

facilities in paragraph 1 is cost oriented and that direct charges<br />

to subscribers, if any, do not act as a disincentive for the use<br />

of these facilities.<br />

CHAPTER IV<br />

END-USER INTERESTS AND RIGHTS<br />

Article 20<br />

Contracts<br />

1. Paragraphs 2, 3 and 4 apply without prejudice to<br />

Community rules on consumer protection, in particular<br />

Directives 97/7/EC and 93/13/EC, and national rules in<br />

conformity with Community law.<br />

2. Member States shall ensure that, where subscribing to<br />

services providing connection and/or access to the public<br />

telephone network, consumers have a right to a contract with<br />

an undertaking or undertakings providing such services. The<br />

contract shall specify at least:<br />

(a) the identity and address of the supplier;<br />

(b) services provided, the service quality levels offered, as well<br />

as the time for the initial connection;<br />

(c) the types of maintenance service offered;<br />

(d) particulars of prices and tariffs and the means by which<br />

up-to-date information on all applicable tariffs and<br />

maintenance charges may be obtained;<br />

(e) the duration of the contract, the conditions for renewal<br />

and termination of services and of the contract;<br />

(f) any compensation and the refund arrangements which<br />

apply if contracted service quality levels are not met; and<br />

(g) the method of initiating procedures for settlement of<br />

disputes in accordance with Article 34.<br />

Member States may extend these obligations to cover other<br />

end-users.<br />

3. Where contracts are concluded between consumers and<br />

electronic communications services providers other than those<br />

providing connection and/or access to the public telephone<br />

network, the information in paragraph 2 shall also be included<br />

in such contracts. Member States may extend this obligation to<br />

cover other end-users.<br />

4. Subscribers shall have a right to withdraw from their<br />

contracts without penalty upon notice of proposed<br />

modifications in the contractual conditions. Subscribers shall<br />

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of any such modifications and shall be informed at the same<br />

time of their right to withdraw, without penalty, from such<br />

contracts, if they do not accept the new conditions.<br />

Article 21<br />

Transparency and publication of information<br />

1. Member States shall ensure that transparent and<br />

up-to-date information on applicable prices and tariffs, and on<br />

standard terms and conditions, in respect of access to and use<br />

of publicly available telephone services is available to end-users<br />

and consumers, in accordance with the provisions of Annex II.<br />

2. National regulatory authorities shall encourage the<br />

provision of information to enable end-users, as far as<br />

appropriate, and consumers to make an independent<br />

evaluation of the cost of alternative usage patterns, by means<br />

of, for instance, interactive guides.<br />

Article 22<br />

Quality of service<br />

1. Member States shall ensure that national regulatory<br />

authorities are, after taking account of the views of interested<br />

parties, able to require undertakings that provide publicly<br />

available electronic communications services to publish<br />

comparable, adequate and up-to-date information for end-users<br />

on the quality of their services. The information shall, on<br />

request, also be supplied to the national regulatory authority in<br />

advance of its publication.<br />

2. National regulatory authorities may specify, inter alia, the<br />

quality of service parameters to be measured, and the content,<br />

form and manner of information to be published, in order to<br />

ensure that end-users have access to comprehensive,<br />

comparable and user-friendly information. Where appropriate,<br />

the parameters, definitions and measurement methods given in<br />

Annex III could be used.<br />

Article 23<br />

Integrity of the network<br />

Member States shall take all necessary steps to ensure the<br />

integrity of the public telephone network at fixed locations<br />

and, in the event of catastrophic network breakdown or in<br />

cases of force majeure, the availability of the public telephone<br />

network and publicly available telephone services at fixed<br />

locations. Member States shall ensure that undertakings<br />

providing publicly available telephone services at fixed<br />

locations take all reasonable steps to ensure uninterrupted<br />

access to emergency services.<br />

Article 24<br />

Interoperability of consumer digital television equipment<br />

In accordance with the provisions of Annex VI, Member States<br />

shall ensure the interoperability of the consumer digital<br />

television equipment referred to therein.<br />

Article 25<br />

Operator assistance and directory enquiry services<br />

1. Member States shall ensure that subscribers to publicly<br />

available telephone services have the right to have an entry in<br />

the publicly available directory referred to in Article 5(1)(a).<br />

2. Member States shall ensure that all undertakings which<br />

assign telephone numbers to subscribers meet all reasonable<br />

requests to make available, for the purposes of the provision of<br />

publicly available directory enquiry services and directories, the<br />

relevant information in an agreed format on terms which are<br />

fair, objective, cost oriented and non-discriminatory.<br />

3. Member States shall ensure that all end-users provided<br />

with a connection to the public telephone network can access<br />

operator assistance services and directory enquiry services in<br />

accordance with Article 5(1)(b).<br />

4. Member States shall not maintain any regulatory<br />

restrictions which prevent end-users in one Member State from<br />

accessing directly the directory enquiry service in another<br />

Member State.<br />

5. Paragraphs 1, 2, 3 and 4 apply subject to the<br />

requirements of Community legislation on the protection of<br />

personal data and privacy and, in particular, Article 11 of<br />

Directive 97/66/EC.<br />

Article 26<br />

Single European emergency call number<br />

1. Member States shall ensure that, in addition to any other<br />

national emergency call numbers specified by the national<br />

regulatory authorities, all end-users of publicly available<br />

telephone services, including users of public pay telephones,<br />

are able to call the emergency services free of charge, by using<br />

the single European emergency call number ‘112’.<br />

2. Member States shall ensure that calls to the single<br />

European emergency call number ‘112’ are appropriately<br />

answered and handled in a manner best suited to the national<br />

organisation of emergency systems and within the<br />

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3. Member States shall ensure that undertakings which<br />

operate public telephone networks make caller location<br />

information available to authorities handling emergencies, to<br />

the extent technically feasible, for all calls to the single<br />

European emergency call number ‘112’.<br />

4. Member States shall ensure that citizens are adequately<br />

informed about the existence and use of the single European<br />

emergency call number ‘112’.<br />

Article 27<br />

European telephone access codes<br />

1. Member States shall ensure that the ‘00’ code is the<br />

standard international access code. Special arrangements for<br />

making calls between adjacent locations across borders<br />

between Member States may be established or continued. The<br />

end-users of publicly available telephone services in the<br />

locations concerned shall be fully informed of such<br />

arrangements.<br />

2. Member States shall ensure that all undertakings that<br />

operate public telephone networks handle all calls to the<br />

European telephony numbering space, without prejudice to the<br />

need for an undertaking that operates a public telephone<br />

network to recover the cost of the conveyance of calls on its<br />

network.<br />

Article 28<br />

Non-geographic numbers<br />

Member States shall ensure that end-users from other Member<br />

States are able to access non-geographic numbers within their<br />

territory where technically and economically feasible, except<br />

where a called subscriber has chosen for commercial reasons<br />

to limit access by calling parties located in specific<br />

geographical areas.<br />

Article 29<br />

Provision of additional facilities<br />

1. Member States shall ensure that national regulatory<br />

authorities are able to require all undertakings that operate<br />

public telephone networks to make available to end-users the<br />

facilities listed in Annex I, Part B, subject to technical feasibility<br />

and economic viability.<br />

2. A Member State may decide to waive paragraph 1 in all<br />

or part of its territory if it considers, after taking into account<br />

the views of interested parties, that there is sufficient access to<br />

these facilities.<br />

3. Without prejudice to Article 10(2), Member States may<br />

impose the obligations in Annex I, Part A, point (e),<br />

concerning disconnection as a general requirement on all<br />

undertakings.<br />

Article 30<br />

Number portability<br />

1. Member States shall ensure that all subscribers of<br />

publicly available telephone services, including mobile services,<br />

who so request can retain their number(s) independently of the<br />

undertaking providing the service:<br />

(a) in the case of geographic numbers, at a specific location;<br />

and<br />

(b) in the case of non-geographic numbers, at any location.<br />

This paragraph does not apply to the porting of numbers<br />

between networks providing services at a fixed location and<br />

mobile networks.<br />

2. National regulatory authorities shall ensure that pricing<br />

for interconnection related to the provision of number<br />

portability is cost oriented and that direct charges to<br />

subscribers, if any, do not act as a disincentive for the use of<br />

these facilities.<br />

3. National regulatory authorities shall not impose retail<br />

tariffs for the porting of numbers in a manner that would<br />

distort competition, such as by setting specific or common<br />

retail tariffs.<br />

Article 31<br />

‘Must carry’ obligations<br />

1. Member States may impose reasonable ‘must carry’<br />

obligations, for the transmission of specified radio and<br />

television broadcast channels and services, on undertakings<br />

under their jurisdiction providing electronic communications<br />

networks used for the distribution of radio or television<br />

broadcasts to the public where a significant number of<br />

end-users of such networks use them as their principal means<br />

to receive radio and television broadcasts. Such obligations<br />

shall only be imposed where they are necessary to meet clearly<br />

defined general interest objectives and shall be proportionate<br />

and transparent. The obligations shall be subject to periodical<br />

review.<br />

2. Neither paragraph 1 of this Article nor Article 3(2) of<br />

Directive 2002/19/EC (Access Directive) shall prejudice the<br />

ability of Member States to determine appropriate<br />

remuneration, if any, in respect of measures taken in<br />

accordance with this Article while ensuring that, in similar


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circumstances, there is no discrimination in the treatment of<br />

undertakings providing electronic communications networks.<br />

Where remuneration is provided for, Member States shall<br />

ensure that it is applied in a proportionate and transparent<br />

manner.<br />

CHAPTER V<br />

GENERAL AND FINAL PROVISIONS<br />

Article 32<br />

Additional mandatory services<br />

Member States may decide to make additional services, apart<br />

from services within the universal service obligations as<br />

defined in Chapter II, publicly available in its own territory<br />

but, in such circumstances, no compensation mechanism<br />

involving specific undertakings may be imposed.<br />

Article 33<br />

Consultation with interested parties<br />

1. Member States shall ensure as far as appropriate that<br />

national regulatory authorities take account of the views of<br />

end-users, and consumers (including, in particular, disabled<br />

users), manufacturers, undertakings that provide electronic<br />

communications networks and/or services on issues related to<br />

all end-user and consumer rights concerning publicly available<br />

electronic communications services, in particular where they<br />

have a significant impact on the market.<br />

2. Where appropriate, interested parties may develop, with<br />

the guidance of national regulatory authorities, mechanisms,<br />

involving consumers, user groups and service providers, to<br />

improve the general quality of service provision by, inter alia,<br />

developing and monitoring codes of conduct and operating<br />

standards.<br />

Article 34<br />

Out-of-court dispute resolution<br />

1. Member States shall ensure that transparent, simple and<br />

inexpensive out-of-court procedures are available for dealing<br />

with unresolved disputes, involving consumers, relating to<br />

issues covered by this Directive. Member States shall adopt<br />

measures to ensure that such procedures enable disputes to be<br />

settled fairly and promptly and may, where warranted, adopt a<br />

system of reimbursement and/or compensation. Member States<br />

may extend these obligations to cover disputes involving other<br />

end-users.<br />

2. Member States shall ensure that their legislation does not<br />

hamper the establishment of complaints offices and the<br />

provision of on-line services at the appropriate territorial level<br />

to facilitate access to dispute resolution by consumers and<br />

end-users.<br />

3. Where such disputes involve parties in different Member<br />

States, Member States shall coordinate their efforts with a view<br />

to bringing about a resolution of the dispute.<br />

4. This Article is without prejudice to national court<br />

procedures.<br />

Article 35<br />

Technical adjustment<br />

Amendments necessary to adapt Annexes I, II, III, VI and VII<br />

to technological developments or to changes in market<br />

demand shall be adopted by the Commission, acting in<br />

accordance with the procedure referred to in Article 37(2).<br />

Article 36<br />

Notification, monitoring and review procedures<br />

1. National regulatory authorities shall notify to the<br />

Commission by at the latest the date of application referred to<br />

in Article 38(1), second subparagraph, and immediately in the<br />

event of any change thereafter in the names of undertakings<br />

designated as having universal service obligations under Article<br />

8(1).<br />

The Commission shall make the information available in a<br />

readily accessible form, and shall distribute it to the<br />

Communications Committee referred to in Article 37.<br />

2. National regulatory authorities shall notify to the<br />

Commission the names of operators deemed to have<br />

significant market power for the purposes of this Directive,<br />

and the obligations imposed upon them under this Directive.<br />

Any changes affecting the obligations imposed upon<br />

undertakings or of the undertakings affected under the<br />

provisions of this Directive shall be notified to the<br />

Commission without delay.<br />

3. The Commission shall periodically review the functioning<br />

of this Directive and report to the European Parliament and to<br />

the Council, on the first occasion not later than three years


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after the date of application referred to in Article 38(1), second<br />

subparagraph. The Member States and national regulatory<br />

authorities shall supply the necessary information to the<br />

Commission for this purpose.<br />

Article 37<br />

Committee<br />

1. The Commission shall be assisted by the<br />

Communications Committee, set up by Article 22 of Directive<br />

2002/21/EC (Framework Directive).<br />

2. Where reference is made to this paragraph, Articles 5<br />

and 7 of Decision 1999/468/EC shall apply, having regard to<br />

the provisions of Article 8 thereof.<br />

The period laid down in Article 5(6) of Decision 1999/468/EC<br />

shall be three months.<br />

3. The Committee shall adopt its rules of procedure.<br />

Article 38<br />

Transposition<br />

1. Member States shall adopt and publish the laws,<br />

regulations and administrative provisions necessary to comply<br />

with this Directive by 24 July 2003 at the latest. They shall<br />

forthwith inform the Commission thereof.<br />

They shall apply those measures from 25 July 2003.<br />

2. When Member States adopt these measures, they shall<br />

contain a reference to this Directive or be accompanied by<br />

such a reference on the occasion of their official publication.<br />

The methods of making such a reference shall be laid down by<br />

the Member States.<br />

3. Member States shall communicate to the Commission the<br />

text of the provisions of national law which they adopt in the<br />

field governed by this Directive and of any subsequent<br />

modifications to those provisions.<br />

Article 39<br />

Entry into force<br />

This Directive shall enter into force on the day of its<br />

publication in the Official Journal of the European Communities.<br />

Article 40<br />

Addressees<br />

This Directive is addressed to the Member States.<br />

Done at Brussels, 7 March 2002.<br />

For the European Parliament<br />

The President<br />

P. COX<br />

For the Council<br />

The President<br />

J. C. APARICIO


24.4.2002 L 108/69<br />

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EN<br />

ANNEX I<br />

DESCRIPTION OF FACILITIES AND SERVICES REFERRED TO IN ARTICLE 10 (CONTROL OF<br />

EXPENDITURE) AND ARTICLE 29 (ADDITIONAL FACILITIES)<br />

(a) Itemised billing<br />

Part A: Facilities and services referred to in Article 10<br />

Member States are to ensure that national regulatory authorities, subject to the requirements of relevant legislation<br />

on the protection of personal data and privacy, may lay down the basic level of itemised bills which are to be<br />

provided by designated undertakings (as established in Article 8) to consumers free of charge in order that they<br />

can:<br />

(i) allow verification and control of the charges incurred in using the public telephone network at a fixed location<br />

and/or related publicly available telephone services, and<br />

(ii) adequately monitor their usage and expenditure and thereby exercise a reasonable degree of control over their<br />

bills.<br />

Where appropriate, additional levels of detail may be offered to subscribers at reasonable tariffs or at no charge.<br />

Calls which are free of charge to the calling subscriber, including calls to helplines, are not to be identified in the<br />

calling subscriber's itemised bill.<br />

(b) Selective call barring for outgoing calls, free of charge<br />

I.e. the facility whereby the subscriber can, on request to the telephone service provider, bar outgoing calls of<br />

defined types or to defined types of numbers free of charge.<br />

(c) Pre-payment systems<br />

Member States are to ensure that national regulatory authorities may require designated undertakings to provide<br />

means for consumers to pay for access to the public telephone network and use of publicly available telephone<br />

services on pre-paid terms.<br />

(d) Phased payment of connection fees<br />

Member States are to ensure that national regulatory authorities may require designated undertakings to allow<br />

consumers to pay for connection to the public telephone network on the basis of payments phased over time.<br />

(e) Non-payment of bills<br />

Member States are to authorise specified measures, which are to be proportionate, non-discriminatory and<br />

published, to cover non-payment of telephone bills for use of the public telephone network at fixed locations.<br />

These measures are to ensure that due warning of any consequent service interruption or disconnection is given to<br />

the subscriber beforehand. Except in cases of fraud, persistent late payment or non-payment, these measures are to<br />

ensure, as far as is technically feasible, that any service interruption is confined to the service concerned.<br />

Disconnection for non-payment of bills should take place only after due warning is given to the subscriber.<br />

Member States may allow a period of limited service prior to complete disconnection, during which only calls that<br />

do not incur a charge to the subscriber (e.g. ‘112’ calls) are permitted.<br />

Part B: List of facilities referred to in Article 29<br />

(a) Tone dialling or DTMF (dual-tone multi-frequency operation)<br />

I.e. the public telephone network supports the use of DTMF tones as defined in ETSI ETR 207 for end-to-end<br />

signalling throughout the network both within a Member State and between Member States.


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(b) Calling-line identification<br />

I.e. the calling party's number is presented to the called party prior to the call being established.<br />

This facility should be provided in accordance with relevant legislation on protection of personal data and privacy,<br />

in particular Directive 97/66/EC.<br />

To the extent technically feasible, operators should provide data and signals to facilitate the offering of calling-line<br />

identity and tone dialling across Member State boundaries.


24.4.2002 L 108/71<br />

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EN<br />

ANNEX II<br />

INFORMATION TO BE PUBLISHED IN ACCORDANCE WITH ARTICLE 21<br />

(TRANSPARENCY AND PUBLICATION OF INFORMATION)<br />

The national regulatory authority has a responsibility to ensure that the information in this Annex is published, in<br />

accordance with Article 21. It is for the national regulatory authority to decide which information is to be published by<br />

the undertakings providing public telephone networks and/or publicly available telephone services and which<br />

information is to be published by the national regulatory authority itself, so as to ensure that consumers are able to<br />

make informed choices.<br />

1. Name(s) and address(es) of undertaking(s)<br />

I.e. names and head office addresses of undertakings providing public telephone networks and/or publicly<br />

available telephone services.<br />

2. Publicly available telephone services offered<br />

2.1. Scope of the publicly available telephone service<br />

Description of the publicly available telephone services offered, indicating what is included in the subscription<br />

charge and the periodic rental charge (e.g. operator services, directories, directory enquiry services, selective call<br />

barring, itemised billing, maintenance, etc.).<br />

2.2. Standard tariffs covering access, all types of usage charges, maintenance, and including details of standard<br />

discounts applied and special and targeted tariff schemes.<br />

2.3. Compensation/refund policy, including specific details of any compensation/refund schemes offered.<br />

2.4. Types of maintenance service offered.<br />

2.5. Standard contract conditions, including any minimum contractual period, if relevant.<br />

3. Dispute settlement mechanisms including those developed by the undertaking.<br />

4. Information about rights as regards universal service, including the facilities and services mentioned in Annex I.


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ANNEX III<br />

QUALITY OF SERVICE PARAMETERS<br />

Supply-time and quality-of-service parameters, definitions and measurement methods referred to<br />

Articles 11 and 22<br />

Parameter ( 1 ) Definition Measurement method<br />

Supply time for initial connection ETSI EG 201 769-1 ETSI EG 201 769-1<br />

Fault rate per access line ETSI EG 201 769-1 ETSI EG 201 769-1<br />

Fault repair time ETSI EG 201 769-1 ETSI EG 201 769-1<br />

Unsuccessful call ratio ( 2 ) ETSI EG 201 769-1 ETSI EG 201 769-1<br />

Call set up time ( 2 ) ETSI EG 201 769-1 ETSI EG 201 769-1<br />

Response times for operator services ETSI EG 201 769-1 ETSI EG 201 769-1<br />

Response times for directory enquiry services ETSI EG 201 769-1 ETSI EG 201 769-1<br />

Proportion of coin and card operated public pay<br />

telephones in working order<br />

ETSI EG 201 769-1 ETSI EG 201 769-1<br />

Bill correctness complaints ETSI EG 201 769-1 ETSI EG 201 769-1<br />

( 1 ) Parameters should allow for performance to be analysed at a regional level (i.e. no less than Level 2 in the Nomenclature of<br />

Territorial Units for Statistics (NUTS) established by Eurostat).<br />

( 2 ) Member States may decide not to require that up-to-date information concerning the performance for these two parameters be kept,<br />

if evidence is available to show that performance in these two areas is satisfactory.<br />

Note: Version number of ETSI EG 201 769-1 is 1.1.1 (April 2000).


24.4.2002 L 108/73<br />

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EN<br />

ANNEX IV<br />

CALCULATING THE NET COST, IF ANY, OF UNIVERSAL SERVICE OBLIGATIONS AND ESTABLISHING<br />

ANY RECOVERY OR SHARING MECHANISM IN ACCORDANCE WITH ARTICLES 12 AND 13<br />

Part A: Calculation of net cost<br />

Universal service obligations refer to those obligations placed upon an undertaking by a Member State which concern<br />

the provision of a network and service throughout a specified geographical area, including, where required, averaged<br />

prices in that geographical area for the provision of that service or provision of specific tariff options for consumers<br />

with low incomes or with special social needs.<br />

National regulatory authorities are to consider all means to ensure appropriate incentives for undertakings (designated<br />

or not) to provide universal service obligations cost efficiently. In undertaking a calculation exercise, the net cost of<br />

universal service obligations is to be calculated as the difference between the net cost for a designated undertaking of<br />

operating with the universal service obligations and operating without the universal service obligations. This applies<br />

whether the network in a particular Member State is fully developed or is still undergoing development and expansion.<br />

Due attention is to be given to correctly assessing the costs that any designated undertaking would have chosen to<br />

avoid had there been no universal service obligation. The net cost calculation should assess the benefits, including<br />

intangible benefits, to the universal service operator.<br />

The calculation is to be based upon the costs attributable to:<br />

(i) elements of the identified services which can only be provided at a loss or provided under cost conditions falling<br />

outside normal commercial standards.<br />

This category may include service elements such as access to emergency telephone services, provision of certain<br />

public pay telephones, provision of certain services or equipment for disabled people, etc;<br />

(ii) specific end-users or groups of end-users who, taking into account the cost of providing the specified network and<br />

service, the revenue generated and any geographical averaging of prices imposed by the Member State, can only be<br />

served at a loss or under cost conditions falling outside normal commercial standards.<br />

This category includes those end-users or groups of end-users which would not be served by a commercial<br />

operator which did not have an obligation to provide universal service.<br />

The calculation of the net cost of specific aspects of universal service obligations is to be made separately and so as to<br />

avoid the double counting of any direct or indirect benefits and costs. The overall net cost of universal service<br />

obligations to any undertaking is to be calculated as the sum of the net costs arising from the specific components of<br />

universal service obligations, taking account of any intangible benefits. The responsibility for verifying the net cost lies<br />

with the national regulatory authority.<br />

Part B: Recovery of any net costs of universal service obligations<br />

The recovery or financing of any net costs of universal service obligations requires designated undertakings with<br />

universal service obligations to be compensated for the services they provide under non-commercial conditions.<br />

Because such a compensation involves financial transfers, Member States are to ensure that these are undertaken in an<br />

objective, transparent, non-discriminatory and proportionate manner. This means that the transfers result in the least<br />

distortion to competition and to user demand.<br />

In accordance with Article 13(3), a sharing mechanism based on a fund should use a transparent and neutral means for<br />

collecting contributions that avoids the danger of a double imposition of contributions falling on both outputs and<br />

inputs of undertakings.<br />

The independent body administering the fund is to be responsible for collecting contributions from undertakings which<br />

are assessed as liable to contribute to the net cost of universal service obligations in the Member State and is to oversee<br />

the transfer of sums due and/or administrative payments to the undertakings entitled to receive payments from the<br />

fund.


L 108/74 24.4.2002<br />

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ANNEX V<br />

PROCESS FOR REVIEWING THE SCOPE OF UNIVERSAL SERVICE IN ACCORDANCE WITH ARTICLE 15<br />

In considering whether a review of the scope of universal service obligations should be undertaken, the Commission is<br />

to take into consideration the following elements:<br />

— social and market developments in terms of the services used by consumers,<br />

— social and market developments in terms of the availability and choice of services to consumers,<br />

— technological developments in terms of the way services are provided to consumers.<br />

In considering whether the scope of universal service obligations be changed or redefined, the Commission is to take<br />

into consideration the following elements:<br />

— are specific services available to and used by a majority of consumers and does the lack of availability or non-use<br />

by a minority of consumers result in social exclusion, and<br />

— does the availability and use of specific services convey a general net benefit to all consumers such that public<br />

intervention is warranted in circumstances where the specific services are not provided to the public under normal<br />

commercial circumstances?


24.4.2002 L 108/75<br />

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EN<br />

ANNEX VI<br />

INTEROPERABILITY OF DIGITAL CONSUMER EQUIPMENT REFERRED TO IN ARTICLE 24<br />

1. The common scrambling algorithm and free-to-air reception<br />

All consumer equipment intended for the reception of digital television signals, for sale or rent or otherwise made<br />

available in the Community, capable of descrambling digital television signals, is to possess the capability to:<br />

— allow the descrambling of such signals according to the common European scrambling algorithm as<br />

administered by a recognised European standards organisation, currently ETSI;<br />

— display signals that have been transmitted in clear provided that, in the event that such equipment is rented,<br />

the rentee is in compliance with the relevant rental agreement.<br />

2. Interoperability for analogue and digital television sets<br />

Any analogue television set with an integral screen of visible diagonal greater than 42 cm which is put on the<br />

market for sale or rent in the Community is to be fitted with at least one open interface socket, as standardised by<br />

a recognised European standards organisation, e.g. as given in the CENELEC EN 50 049-1:1997 standard,<br />

permitting simple connection of peripherals, especially additional decoders and digital receivers.<br />

Any digital television set with an integral screen of visible diagonal greater than 30 cm which is put on the market<br />

for sale or rent in the Community is to be fitted with at least one open interface socket (either standardised by, or<br />

conforming to a standard adopted by, a recognised European standards organisation, or conforming to an<br />

industry-wide specification) e.g. the DVB common interface connector, permitting simple connection of<br />

peripherals, and able to pass all the elements of a digital television signal, including information relating to<br />

interactive and conditionally accessed services.


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ANNEX VII<br />

CONDITIONS FOR THE MINIMUM SET OF LEASED LINES REFERRED TO IN ARTICLE 18<br />

Note: In accordance with the procedure in Article 18, provision of the minimum set of leased lines under the<br />

conditions established by Directive 92/44/EC should continue until such time as the national regulatory<br />

authority determines that there is effective competition in the relevant leased lines market.<br />

National regulatory authorities are to ensure that provision of the minimum set of leased lines referred to in Article 18<br />

follows the basic principles of non-discrimination, cost orientation and transparency.<br />

1. Non discrimination<br />

National regulatory authorities are to ensure that the organisations identified as having significant market power<br />

pursuant to Article 18(1) adhere to the principle of non-discrimination when providing leased lines referred to<br />

in Article 18. Those organisations are to apply similar conditions in similar circumstances to organisations<br />

providing similar services, and are to provide leased lines to others under the same conditions and of the same<br />

quality as they provide for their own services, or those of their subsidiaries or partners, where applicable.<br />

2. Cost orientation<br />

National regulatory authorities are, where appropriate, to ensure that tariffs for leased lines referred to in Article<br />

18 follow the basic principles of cost orientation.<br />

To this end, national regulatory authorities are to ensure that undertakings identified as having significant<br />

market power pursuant to Article 18(1) formulate and put in practice a suitable cost accounting system.<br />

National regulatory authorities are to keep available, with an adequate level of detail, information on the cost<br />

accounting systems applied by such undertakings. They are to submit this information to the Commission on<br />

request.<br />

3. Transparency<br />

National regulatory authorities are to ensure that the following information in respect of the minimum set of<br />

leased lines referred to in Article 18 is published in an easily accessible form.<br />

3.1. Technical characteristics, including the physical and electrical characteristics as well as the detailed technical and<br />

performance specifications which apply at the network termination point.<br />

3.2. Tariffs, including the initial connection charges, the periodic rental charges and other charges. Where tariffs are<br />

differentiated, this must be indicated.<br />

Where, in response to a particular request, an organisation identified as having significant market power<br />

pursuant to Article 18(1) considers it unreasonable to provide a leased line in the minimum set under its<br />

published tariffs and supply conditions, it must seek the agreement of the national regulatory authority to vary<br />

those conditions in that case.<br />

3.3. Supply conditions, including at least the following elements:<br />

— information concerning the ordering procedure,<br />

— the typical delivery period, which is the period, counted from the date when the user has made a firm<br />

request for a leased line, in which 95 % of all leased lines of the same type have been put through to the<br />

customers.<br />

This period will be established on the basis of the actual delivery periods of leased lines during a recent<br />

time interval of reasonable duration. The calculation must not include cases where late delivery periods<br />

were requested by users,


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— the contractual period, which includes the period which is in general laid down in the contract and the<br />

minimum contractual period which the user is obliged to accept,<br />

— the typical repair time, which is the period, counted from the time when a failure message has been given<br />

to the responsible unit within the undertaking identified as having significant market power pursuant to<br />

Article 18(1) up to the moment in which 80 % of all leased lines of the same type have been re-established<br />

and in appropriate cases notified back in operation to the users. Where different classes of quality of repair<br />

are offered for the same type of leased lines, the different typical repair times shall be published,<br />

— any refund procedure.<br />

In addition where a Member State considers that the achieved performance for the provision of the minimum<br />

set of leased lines does not meet users' needs, it may define appropriate targets for the supply conditions listed<br />

above.


31.7.2002 EN<br />

Official Journal of the European Communities<br />

L 201/37<br />

DIRECTIVE 2002/58/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL<br />

of 12 July 2002<br />

concerning the processing of personal data and the protection of privacy in the electronic communications<br />

sector (Directive on privacy and electronic communications)<br />

THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE<br />

EUROPEAN UNION,<br />

Having regard to the Treaty establishing the European Community,<br />

and in particular Article 95 thereof,<br />

Having regard to the proposal from the Commission ( 1 ),<br />

Having regard to the opinion of the Economic and Social<br />

Committee ( 2 ),<br />

Having consulted the Committee of the Regions,<br />

Acting in accordance with the procedure laid down in Article<br />

251 of the Treaty ( 3 ),<br />

Whereas:<br />

(1) Directive 95/46/EC of the European Parliament and of<br />

the Council of 24 October 1995 on the protection of<br />

individuals with regard to the processing of personal<br />

data and on the free movement of such data ( 4 ) requires<br />

Member States to ensure the rights and freedoms of<br />

natural persons with regard to the processing of personal<br />

data, and in particular their right to privacy, in order to<br />

ensure the free flow of personal data in the Community.<br />

(2) This Directive seeks to respect the fundamental rights<br />

and observes the principles recognised in particular by<br />

the Charter of fundamental rights of the European<br />

Union. In particular, this Directive seeks to ensure full<br />

respect for the rights set out in Articles 7 and 8 of that<br />

Charter.<br />

(3) Confidentiality of communications is guaranteed in<br />

accordance with the international instruments relating to<br />

human rights, in particular the European Convention for<br />

the Protection of Human Rights and Fundamental Freedoms,<br />

and the constitutions of the Member States.<br />

(4) Directive 97/66/EC of the European Parliament and of<br />

the Council of 15 December 1997 concerning the<br />

processing of personal data and the protection of privacy<br />

in the telecommunications sector ( 5 ) translated the principles<br />

set out in Directive 95/46/EC into specific rules for<br />

the telecommunications sector. Directive 97/66/EC has<br />

to be adapted to developments in the markets and technologies<br />

for electronic communications services in order<br />

to provide an equal level of protection of personal data<br />

( 1 ) OJ C 365 E, 19.12.2000, p. 223.<br />

( 2 ) OJ C 123, 25.4.2001, p. 53.<br />

( 3 ) Opinion of the European Parliament of 13 November 2001 (not yet<br />

published in the Official Journal), Council Common Position of 28<br />

January 2002 (OJ C 113 E, 14.5.2002, p. 39) and Decision of the<br />

European Parliament of 30 May 2002 (not yet published in the Official<br />

Journal). Council Decision of 25 June 2002.<br />

( 4 ) OJ L 281, 23.11.1995, p. 31.<br />

( 5 ) OJ L 24, 30.1.1998, p. 1.<br />

and privacy for users of publicly available electronic<br />

communications services, regardless of the technologies<br />

used. That Directive should therefore be repealed and<br />

replaced by this Directive.<br />

(5) New advanced digital technologies are currently being<br />

introduced in public communications networks in the<br />

Community, which give rise to specific requirements<br />

concerning the protection of personal data and privacy<br />

of the user. The development of the information society<br />

is characterised by the introduction of new electronic<br />

communications services. Access to digital mobile<br />

networks has become available and affordable for a large<br />

public. These digital networks have large capacities and<br />

possibilities for processing personal data. The successful<br />

cross-border development of these services is partly<br />

dependent on the confidence of users that their privacy<br />

will not be at risk.<br />

(6) The Internet is overturning traditional market structures<br />

by providing a common, global infrastructure for the<br />

delivery of a wide range of electronic communications<br />

services. Publicly available electronic communications<br />

services over the Internet open new possibilities for users<br />

but also new risks for their personal data and privacy.<br />

(7) In the case of public communications networks, specific<br />

legal, regulatory and technical provisions should be made<br />

in order to protect fundamental rights and freedoms of<br />

natural persons and legitimate interests of legal persons,<br />

in particular with regard to the increasing capacity for<br />

automated storage and processing of data relating to<br />

subscribers and users.<br />

(8) Legal, regulatory and technical provisions adopted by the<br />

Member States concerning the protection of personal<br />

data, privacy and the legitimate interest of legal persons,<br />

in the electronic communication sector, should be<br />

harmonised in order to avoid obstacles to the internal<br />

market for electronic communication in accordance with<br />

Article 14 of the Treaty. Harmonisation should be<br />

limited to requirements necessary to guarantee that the<br />

promotion and development of new electronic communications<br />

services and networks between Member States<br />

are not hindered.


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(9) The Member States, providers and users concerned,<br />

together with the competent Community bodies, should<br />

cooperate in introducing and developing the relevant<br />

technologies where this is necessary to apply the guarantees<br />

provided for by this Directive and taking particular<br />

account of the objectives of minimising the processing<br />

of personal data and of using anonymous or pseudonymous<br />

data where possible.<br />

(10) In the electronic communications sector, Directive 95/<br />

46/EC applies in particular to all matters concerning<br />

protection of fundamental rights and freedoms, which<br />

are not specifically covered by the provisions of this<br />

Directive, including the obligations on the controller and<br />

the rights of individuals. Directive 95/46/EC applies to<br />

non-public communications services.<br />

(11) Like Directive 95/46/EC, this Directive does not address<br />

issues of protection of fundamental rights and freedoms<br />

related to activities which are not governed by Community<br />

law. Therefore it does not alter the existing balance<br />

between the individual’s right to privacy and the possibility<br />

for Member States to take the measures referred to in<br />

Article 15(1) of this Directive, necessary for the protection<br />

of public security, defence, State security (including<br />

the economic well-being of the State when the activities<br />

relate to State security matters) and the enforcement of<br />

criminal law. Consequently, this Directive does not affect<br />

the ability of Member States to carry out lawful interception<br />

of electronic communications, or take other<br />

measures, if necessary for any of these purposes and in<br />

accordance with the European Convention for the<br />

Protection of Human Rights and Fundamental Freedoms,<br />

as interpreted by the rulings of the European Court of<br />

Human Rights. Such measures must be appropriate,<br />

strictly proportionate to the intended purpose and necessary<br />

within a democratic society and should be subject<br />

to adequate safeguards in accordance with the European<br />

Convention for the Protection of Human Rights and<br />

Fundamental Freedoms.<br />

(12) Subscribers to a publicly available electronic communications<br />

service may be natural or legal persons. By supplementing<br />

Directive 95/46/EC, this Directive is aimed at<br />

protecting the fundamental rights of natural persons and<br />

particularly their right to privacy, as well as the legitimate<br />

interests of legal persons. This Directive does not<br />

entail an obligation for Member States to extend the<br />

application of Directive 95/46/EC to the protection of<br />

the legitimate interests of legal persons, which is ensured<br />

within the framework of the applicable Community and<br />

national legislation.<br />

(13) The contractual relation between a subscriber and a<br />

service provider may entail a periodic or a one-off<br />

payment for the service provided or to be provided.<br />

Prepaid cards are also considered as a contract.<br />

31.7.2002<br />

(14) Location data may refer to the latitude, longitude and<br />

altitude of the user’s terminal equipment, to the direction<br />

of travel, to the level of accuracy of the location information,<br />

to the identification of the network cell in which<br />

the terminal equipment is located at a certain point in<br />

time and to the time the location information was<br />

recorded.<br />

(15) A communication may include any naming, numbering<br />

or addressing information provided by the sender of a<br />

communication or the user of a connection to carry out<br />

the communication. Traffic data may include any translation<br />

of this information by the network over which the<br />

communication is transmitted for the purpose of<br />

carrying out the transmission. Traffic data may, inter alia,<br />

consist of data referring to the routing, duration, time or<br />

volume of a communication, to the protocol used, to the<br />

location of the terminal equipment of the sender or recipient,<br />

to the network on which the communication<br />

originates or terminates, to the beginning, end or duration<br />

of a connection. They may also consist of the<br />

format in which the communication is conveyed by the<br />

network.<br />

(16) Information that is part of a broadcasting service<br />

provided over a public communications network is<br />

intended for a potentially unlimited audience and does<br />

not constitute a communication in the sense of this<br />

Directive. However, in cases where the individual<br />

subscriber or user receiving such information can be<br />

identified, for example with video-on-demand services,<br />

the information conveyed is covered within the meaning<br />

of a communication for the purposes of this Directive.<br />

(17) For the purposes of this Directive, consent of a user or<br />

subscriber, regardless of whether the latter is a natural or<br />

a legal person, should have the same meaning as the data<br />

subject’s consent as defined and further specified in<br />

Directive 95/46/EC. Consent may be given by any appropriate<br />

method enabling a freely given specific and<br />

informed indication of the user’s wishes, including by<br />

ticking a box when visiting an Internet website.<br />

(18) Value added services may, for example, consist of advice<br />

on least expensive tariff packages, route guidance, traffic<br />

information, weather forecasts and tourist information.<br />

(19) The application of certain requirements relating to<br />

presentation and restriction of calling and connected line<br />

identification and to automatic call forwarding to<br />

subscriber lines connected to analogue exchanges should<br />

not be made mandatory in specific cases where such<br />

application would prove to be technically impossible or<br />

would require a disproportionate economic effort. It is<br />

important for interested parties to be informed of such<br />

cases and the Member States should therefore notify<br />

them to the Commission.


31.7.2002 L 201/39<br />

Official Journal of the European Communities<br />

EN<br />

(20) Service providers should take appropriate measures to<br />

safeguard the security of their services, if necessary in<br />

conjunction with the provider of the network, and<br />

inform subscribers of any special risks of a breach of the<br />

security of the network. Such risks may especially occur<br />

for electronic communications services over an open<br />

network such as the Internet or analogue mobile telephony.<br />

It is particularly important for subscribers and<br />

users of such services to be fully informed by their<br />

service provider of the existing security risks which lie<br />

outside the scope of possible remedies by the service<br />

provider. Service providers who offer publicly available<br />

electronic communications services over the Internet<br />

should inform users and subscribers of measures they<br />

can take to protect the security of their communications<br />

for instance by using specific types of software or<br />

encryption technologies. The requirement to inform<br />

subscribers of particular security risks does not discharge<br />

a service provider from the obligation to take, at its own<br />

costs, appropriate and immediate measures to remedy<br />

any new, unforeseen security risks and restore the<br />

normal security level of the service. The provision of<br />

information about security risks to the subscriber should<br />

be free of charge except for any nominal costs which the<br />

subscriber may incur while receiving or collecting the<br />

information, for instance by downloading an electronic<br />

mail message. Security is appraised in the light of Article<br />

17 of Directive 95/46/EC.<br />

(21) Measures should be taken to prevent unauthorised access<br />

to communications in order to protect the confidentiality<br />

of communications, including both the contents and any<br />

data related to such communications, by means of public<br />

communications networks and publicly available electronic<br />

communications services. National legislation in<br />

some Member States only prohibits intentional<br />

unauthorised access to communications.<br />

(22) The prohibition of storage of communications and the<br />

related traffic data by persons other than the users or<br />

without their consent is not intended to prohibit any<br />

automatic, intermediate and transient storage of this<br />

information in so far as this takes place for the sole<br />

purpose of carrying out the transmission in the electronic<br />

communications network and provided that the<br />

information is not stored for any period longer than is<br />

necessary for the transmission and for traffic management<br />

purposes, and that during the period of storage the<br />

confidentiality remains guaranteed. Where this is necessary<br />

for making more efficient the onward transmission<br />

of any publicly accessible information to other recipients<br />

of the service upon their request, this Directive should<br />

not prevent such information from being further stored,<br />

provided that this information would in any case be<br />

accessible to the public without restriction and that any<br />

data referring to the individual subscribers or users<br />

requesting such information are erased.<br />

(23) Confidentiality of communications should also be<br />

ensured in the course of lawful business practice. Where<br />

necessary and legally authorised, communications can be<br />

recorded for the purpose of providing evidence of a<br />

commercial transaction. Directive 95/46/EC applies to<br />

such processing. Parties to the communications should<br />

be informed prior to the recording about the recording,<br />

its purpose and the duration of its storage. The recorded<br />

communication should be erased as soon as possible and<br />

in any case at the latest by the end of the period during<br />

which the transaction can be lawfully challenged.<br />

(24) Terminal equipment of users of electronic communications<br />

networks and any information stored on such<br />

equipment are part of the private sphere of the users<br />

requiring protection under the European Convention for<br />

the Protection of Human Rights and Fundamental Freedoms.<br />

So-called spyware, web bugs, hidden identifiers<br />

and other similar devices can enter the user’s terminal<br />

without their knowledge in order to gain access to information,<br />

to store hidden information or to trace the activities<br />

of the user and may seriously intrude upon the<br />

privacy of these users. The use of such devices should be<br />

allowed only for legitimate purposes, with the knowledge<br />

of the users concerned.<br />

(25) However, such devices, for instance so-called ‘cookies’,<br />

can be a legitimate and useful tool, for example, in<br />

analysing the effectiveness of website design and advertising,<br />

and in verifying the identity of users engaged in<br />

on-line transactions. Where such devices, for instance<br />

cookies, are intended for a legitimate purpose, such as to<br />

facilitate the provision of information society services,<br />

their use should be allowed on condition that users are<br />

provided with clear and precise information in accordance<br />

with Directive 95/46/EC about the purposes of<br />

cookies or similar devices so as to ensure that users are<br />

made aware of information being placed on the terminal<br />

equipment they are using. Users should have the opportunity<br />

to refuse to have a cookie or similar device stored<br />

on their terminal equipment. This is particularly important<br />

where users other than the original user have access<br />

to the terminal equipment and thereby to any data<br />

containing privacy-sensitive information stored on such<br />

equipment. Information and the right to refuse may be<br />

offered once for the use of various devices to be installed<br />

on the user’s terminal equipment during the same<br />

connection and also covering any further use that may<br />

be made of those devices during subsequent connections.<br />

The methods for giving information, offering a right to<br />

refuse or requesting consent should be made as userfriendly<br />

as possible. Access to specific website content<br />

may still be made conditional on the well-informed<br />

acceptance of a cookie or similar device, if it is used for<br />

a legitimate purpose.


L 201/40 Official Journal of the European Communities<br />

EN<br />

(26) The data relating to subscribers processed within electronic<br />

communications networks to establish connections<br />

and to transmit information contain information<br />

on the private life of natural persons and concern the<br />

right to respect for their correspondence or concern the<br />

legitimate interests of legal persons. Such data may only<br />

be stored to the extent that is necessary for the provision<br />

of the service for the purpose of billing and for interconnection<br />

payments, and for a limited time. Any further<br />

processing of such data which the provider of the<br />

publicly available electronic communications services<br />

may want to perform, for the marketing of electronic<br />

communications services or for the provision of value<br />

added services, may only be allowed if the subscriber has<br />

agreed to this on the basis of accurate and full information<br />

given by the provider of the publicly available electronic<br />

communications services about the types of<br />

further processing it intends to perform and about the<br />

subscriber’s right not to give or to withdraw his/her<br />

consent to such processing. Traffic data used for<br />

marketing communications services or for the provision<br />

of value added services should also be erased or made<br />

anonymous after the provision of the service. Service<br />

providers should always keep subscribers informed of<br />

the types of data they are processing and the purposes<br />

and duration for which this is done.<br />

(27) The exact moment of the completion of the transmission<br />

of a communication, after which traffic data should be<br />

erased except for billing purposes, may depend on the<br />

type of electronic communications service that is<br />

provided. For instance for a voice telephony call the<br />

transmission will be completed as soon as either of the<br />

users terminates the connection. For electronic mail the<br />

transmission is completed as soon as the addressee<br />

collects the message, typically from the server of his<br />

service provider.<br />

(28) The obligation to erase traffic data or to make such data<br />

anonymous when it is no longer needed for the purpose<br />

of the transmission of a communication does not<br />

conflict with such procedures on the Internet as the<br />

caching in the domain name system of IP addresses or<br />

the caching of IP addresses to physical address bindings<br />

or the use of log-in information to control the right of<br />

access to networks or services.<br />

(29) The service provider may process traffic data relating to<br />

subscribers and users where necessary in individual cases<br />

in order to detect technical failure or errors in the transmission<br />

of communications. Traffic data necessary for<br />

billing purposes may also be processed by the provider<br />

in order to detect and stop fraud consisting of unpaid<br />

use of the electronic communications service.<br />

31.7.2002<br />

(30) Systems for the provision of electronic communications<br />

networks and services should be designed to limit the<br />

amount of personal data necessary to a strict minimum.<br />

Any activities related to the provision of the electronic<br />

communications service that go beyond the transmission<br />

of a communication and the billing thereof should be<br />

based on aggregated, traffic data that cannot be related<br />

to subscribers or users. Where such activities cannot be<br />

based on aggregated data, they should be considered as<br />

value added services for which the consent of the<br />

subscriber is required.<br />

(31) Whether the consent to be obtained for the processing<br />

of personal data with a view to providing a particular<br />

value added service should be that of the user or of the<br />

subscriber, will depend on the data to be processed and<br />

on the type of service to be provided and on whether it<br />

is technically, procedurally and contractually possible to<br />

distinguish the individual using an electronic communications<br />

service from the legal or natural person having<br />

subscribed to it.<br />

(32) Where the provider of an electronic communications<br />

service or of a value added service subcontracts the<br />

processing of personal data necessary for the provision<br />

of these services to another entity, such subcontracting<br />

and subsequent data processing should be in full compliance<br />

with the requirements regarding controllers and<br />

processors of personal data as set out in Directive 95/46/<br />

EC. Where the provision of a value added service<br />

requires that traffic or location data are forwarded from<br />

an electronic communications service provider to a<br />

provider of value added services, the subscribers or users<br />

to whom the data are related should also be fully<br />

informed of this forwarding before giving their consent<br />

for the processing of the data.<br />

(33) The introduction of itemised bills has improved the<br />

possibilities for the subscriber to check the accuracy of<br />

the fees charged by the service provider but, at the same<br />

time, it may jeopardise the privacy of the users of<br />

publicly available electronic communications services.<br />

Therefore, in order to preserve the privacy of the user,<br />

Member States should encourage the development of<br />

electronic communication service options such as alternative<br />

payment facilities which allow anonymous or<br />

strictly private access to publicly available electronic<br />

communications services, for example calling cards and<br />

facilities for payment by credit card. To the same end,<br />

Member States may ask the operators to offer their<br />

subscribers a different type of detailed bill in which a<br />

certain number of digits of the called number have been<br />

deleted.


31.7.2002 L 201/41<br />

Official Journal of the European Communities<br />

EN<br />

(34) It is necessary, as regards calling line identification, to<br />

protect the right of the calling party to withhold the<br />

presentation of the identification of the line from which<br />

the call is being made and the right of the called party to<br />

reject calls from unidentified lines. There is justification<br />

for overriding the elimination of calling line identification<br />

presentation in specific cases. Certain subscribers, in<br />

particular help lines and similar organisations, have an<br />

interest in guaranteeing the anonymity of their callers. It<br />

is necessary, as regards connected line identification, to<br />

protect the right and the legitimate interest of the called<br />

party to withhold the presentation of the identification<br />

of the line to which the calling party is actually<br />

connected, in particular in the case of forwarded calls.<br />

The providers of publicly available electronic communications<br />

services should inform their subscribers of the<br />

existence of calling and connected line identification in<br />

the network and of all services which are offered on the<br />

basis of calling and connected line identification as well<br />

as the privacy options which are available. This will<br />

allow the subscribers to make an informed choice about<br />

the privacy facilities they may want to use. The privacy<br />

options which are offered on a per-line basis do not<br />

necessarily have to be available as an automatic network<br />

service but may be obtainable through a simple request<br />

to the provider of the publicly available electronic<br />

communications service.<br />

(35) In digital mobile networks, location data giving the<br />

geographic position of the terminal equipment of the<br />

mobile user are processed to enable the transmission of<br />

communications. Such data are traffic data covered by<br />

Article 6 of this Directive. However, in addition, digital<br />

mobile networks may have the capacity to process location<br />

data which are more precise than is necessary for<br />

the transmission of communications and which are used<br />

for the provision of value added services such as services<br />

providing individualised traffic information and guidance<br />

to drivers. The processing of such data for value added<br />

services should only be allowed where subscribers have<br />

given their consent. Even in cases where subscribers have<br />

given their consent, they should have a simple means to<br />

temporarily deny the processing of location data, free of<br />

charge.<br />

(36) Member States may restrict the users’ and subscribers’<br />

rights to privacy with regard to calling line identification<br />

where this is necessary to trace nuisance calls and with<br />

regard to calling line identification and location data<br />

where this is necessary to allow emergency services to<br />

carry out their tasks as effectively as possible. For these<br />

purposes, Member States may adopt specific provisions<br />

to entitle providers of electronic communications<br />

services to provide access to calling line identification<br />

and location data without the prior consent of the users<br />

or subscribers concerned.<br />

(37) Safeguards should be provided for subscribers against<br />

the nuisance which may be caused by automatic call<br />

forwarding by others. Moreover, in such cases, it must<br />

be possible for subscribers to stop the forwarded calls<br />

being passed on to their terminals by simple request to<br />

the provider of the publicly available electronic communications<br />

service.<br />

(38) Directories of subscribers to electronic communications<br />

services are widely distributed and public. The right to<br />

privacy of natural persons and the legitimate interest of<br />

legal persons require that subscribers are able to determine<br />

whether their personal data are published in a<br />

directory and if so, which. Providers of public directories<br />

should inform the subscribers to be included in such<br />

directories of the purposes of the directory and of any<br />

particular usage which may be made of electronic<br />

versions of public directories especially through search<br />

functions embedded in the software, such as reverse<br />

search functions enabling users of the directory to<br />

discover the name and address of the subscriber on the<br />

basis of a telephone number only.<br />

(39) The obligation to inform subscribers of the purpose(s) of<br />

public directories in which their personal data are to be<br />

included should be imposed on the party collecting the<br />

data for such inclusion. Where the data may be transmitted<br />

to one or more third parties, the subscriber<br />

should be informed of this possibility and of the recipient<br />

or the categories of possible recipients. Any transmission<br />

should be subject to the condition that the data<br />

may not be used for other purposes than those for which<br />

they were collected. If the party collecting the data from<br />

the subscriber or any third party to whom the data have<br />

been transmitted wishes to use the data for an additional<br />

purpose, the renewed consent of the subscriber is to be<br />

obtained either by the initial party collecting the data or<br />

by the third party to whom the data have been transmitted.<br />

(40) Safeguards should be provided for subscribers against<br />

intrusion of their privacy by unsolicited communications<br />

for direct marketing purposes in particular by means of<br />

automated calling machines, telefaxes, and e-mails,<br />

including SMS messages. These forms of unsolicited<br />

commercial communications may on the one hand be<br />

relatively easy and cheap to send and on the other may<br />

impose a burden and/or cost on the recipient. Moreover,<br />

in some cases their volume may also cause difficulties<br />

for electronic communications networks and terminal<br />

equipment. For such forms of unsolicited communications<br />

for direct marketing, it is justified to require that<br />

prior explicit consent of the recipients is obtained before<br />

such communications are addressed to them. The single<br />

market requires a harmonised approach to ensure<br />

simple, Community-wide rules for businesses and users.


L 201/42 Official Journal of the European Communities<br />

EN<br />

(41) Within the context of an existing customer relationship,<br />

it is reasonable to allow the use of electronic contact<br />

details for the offering of similar products or services,<br />

but only by the same company that has obtained the<br />

electronic contact details in accordance with Directive<br />

95/46/EC. When electronic contact details are obtained,<br />

the customer should be informed about their further use<br />

for direct marketing in a clear and distinct manner, and<br />

be given the opportunity to refuse such usage. This<br />

opportunity should continue to be offered with each<br />

subsequent direct marketing message, free of charge,<br />

except for any costs for the transmission of this refusal.<br />

(42) Other forms of direct marketing that are more costly for<br />

the sender and impose no financial costs on subscribers<br />

and users, such as person-to-person voice telephony<br />

calls, may justify the maintenance of a system giving<br />

subscribers or users the possibility to indicate that they<br />

do not want to receive such calls. Nevertheless, in order<br />

not to decrease existing levels of privacy protection,<br />

Member States should be entitled to uphold national<br />

systems, only allowing such calls to subscribers and users<br />

who have given their prior consent.<br />

(43) To facilitate effective enforcement of Community rules<br />

on unsolicited messages for direct marketing, it is necessary<br />

to prohibit the use of false identities or false return<br />

addresses or numbers while sending unsolicited messages<br />

for direct marketing purposes.<br />

(44) Certain electronic mail systems allow subscribers to view<br />

the sender and subject line of an electronic mail, and also<br />

to delete the message, without having to download the<br />

rest of the electronic mail’s content or any attachments,<br />

thereby reducing costs which could arise from downloading<br />

unsolicited electronic mails or attachments.<br />

These arrangements may continue to be useful in certain<br />

cases as an additional tool to the general obligations<br />

established in this Directive.<br />

(45) This Directive is without prejudice to the arrangements<br />

which Member States make to protect the legitimate<br />

interests of legal persons with regard to unsolicited<br />

communications for direct marketing purposes. Where<br />

Member States establish an opt-out register for such<br />

communications to legal persons, mostly business users,<br />

the provisions of Article 7 of Directive 2000/31/EC of<br />

the European Parliament and of the Council of 8 June<br />

2000 on certain legal aspects of information society<br />

services, in particular electronic commerce, in the<br />

internal market (Directive on electronic commerce) ( 1 )<br />

are fully applicable.<br />

(46) The functionalities for the provision of electronic<br />

communications services may be integrated in the<br />

network or in any part of the terminal equipment of the<br />

user, including the software. The protection of the<br />

personal data and the privacy of the user of publicly<br />

available electronic communications services should be<br />

independent of the configuration of the various compo-<br />

nents necessary to provide the service and of the distribution<br />

of the necessary functionalities between these<br />

components. Directive 95/46/EC covers any form of<br />

processing of personal data regardless of the technology<br />

used. The existence of specific rules for electronic<br />

communications services alongside general rules for<br />

other components necessary for the provision of such<br />

services may not facilitate the protection of personal data<br />

and privacy in a technologically neutral way. It may<br />

therefore be necessary to adopt measures requiring<br />

manufacturers of certain types of equipment used for<br />

electronic communications services to construct their<br />

product in such a way as to incorporate safeguards to<br />

ensure that the personal data and privacy of the user and<br />

subscriber are protected. The adoption of such measures<br />

in accordance with Directive 1999/5/EC of the European<br />

Parliament and of the Council of 9 March 1999 on radio<br />

equipment and telecommunications terminal equipment<br />

and the mutual recognition of their conformity ( 2 ) will<br />

ensure that the introduction of technical features of electronic<br />

communication equipment including software for<br />

data protection purposes is harmonised in order to be<br />

compatible with the implementation of the internal<br />

market.<br />

(47) Where the rights of the users and subscribers are not<br />

respected, national legislation should provide for judicial<br />

remedies. Penalties should be imposed on any person,<br />

whether governed by private or public law, who fails to<br />

comply with the national measures taken under this<br />

Directive.<br />

(48) It is useful, in the field of application of this Directive, to<br />

draw on the experience of the Working Party on the<br />

Protection of Individuals with regard to the Processing of<br />

Personal Data composed of representatives of the supervisory<br />

authorities of the Member States, set up by Article<br />

29 of Directive 95/46/EC.<br />

(49) To facilitate compliance with the provisions of this<br />

Directive, certain specific arrangements are needed for<br />

processing of data already under way on the date that<br />

national implementing legislation pursuant to this Directive<br />

enters into force,<br />

HAVE ADOPTED THIS DIRECTIVE:<br />

( 1 ) OJ L 178, 17.7.2000, p. 1. ( 2 ) OJ L 91, 7.4.1999, p. 10.<br />

Article 1<br />

Scope and aim<br />

31.7.2002<br />

1. This Directive harmonises the provisions of the Member<br />

States required to ensure an equivalent level of protection of<br />

fundamental rights and freedoms, and in particular the right to<br />

privacy, with respect to the processing of personal data in the<br />

electronic communication sector and to ensure the free movement<br />

of such data and of electronic communication equipment<br />

and services in the Community.


31.7.2002 EN<br />

Official Journal of the European Communities<br />

L 201/43<br />

2. The provisions of this Directive particularise and complement<br />

Directive 95/46/EC for the purposes mentioned in paragraph<br />

1. Moreover, they provide for protection of the legitimate<br />

interests of subscribers who are legal persons.<br />

3. This Directive shall not apply to activities which fall<br />

outside the scope of the Treaty establishing the European<br />

Community, such as those covered by Titles V and VI of the<br />

Treaty on European Union, and in any case to activities<br />

concerning public security, defence, State security (including<br />

the economic well-being of the State when the activities relate<br />

to State security matters) and the activities of the State in areas<br />

of criminal law.<br />

Article 2<br />

Definitions<br />

Save as otherwise provided, the definitions in Directive 95/46/<br />

EC and in Directive 2002/21/EC of the European Parliament<br />

and of the Council of 7 March 2002 on a common regulatory<br />

framework for electronic communications networks and<br />

services (Framework Directive) ( 1 ) shall apply.<br />

The following definitions shall also apply:<br />

(a) ‘user’ means any natural person using a publicly available<br />

electronic communications service, for private or business<br />

purposes, without necessarily having subscribed to this<br />

service;<br />

(b) ‘traffic data’ means any data processed for the purpose of<br />

the conveyance of a communication on an electronic<br />

communications network or for the billing thereof;<br />

(c) ‘location data’ means any data processed in an electronic<br />

communications network, indicating the geographic position<br />

of the terminal equipment of a user of a publicly available<br />

electronic communications service;<br />

(d) ‘communication’ means any information exchanged or<br />

conveyed between a finite number of parties by means of a<br />

publicly available electronic communications service. This<br />

does not include any information conveyed as part of a<br />

broadcasting service to the public over an electronic<br />

communications network except to the extent that the<br />

information can be related to the identifiable subscriber or<br />

user receiving the information;<br />

(e) ‘call’ means a connection established by means of a publicly<br />

available telephone service allowing two-way communication<br />

in real time;<br />

(f) ‘consent’ by a user or subscriber corresponds to the data<br />

subject’s consent in Directive 95/46/EC;<br />

(g) ‘value added service’ means any service which requires the<br />

processing of traffic data or location data other than traffic<br />

data beyond what is necessary for the transmission of a<br />

communication or the billing thereof;<br />

(h) ‘electronic mail’ means any text, voice, sound or image<br />

message sent over a public communications network which<br />

( 1 ) OJ L 108, 24.4.2002, p. 33.<br />

can be stored in the network or in the recipient’s terminal<br />

equipment until it is collected by the recipient.<br />

Article 3<br />

Services concerned<br />

1. This Directive shall apply to the processing of personal<br />

data in connection with the provision of publicly available electronic<br />

communications services in public communications<br />

networks in the Community.<br />

2. Articles 8, 10 and 11 shall apply to subscriber lines<br />

connected to digital exchanges and, where technically possible<br />

and if it does not require a disproportionate economic effort, to<br />

subscriber lines connected to analogue exchanges.<br />

3. Cases where it would be technically impossible or require<br />

a disproportionate economic effort to fulfil the requirements of<br />

Articles 8, 10 and 11 shall be notified to the Commission by<br />

the Member States.<br />

Article 4<br />

Security<br />

1. The provider of a publicly available electronic communications<br />

service must take appropriate technical and organisational<br />

measures to safeguard security of its services, if necessary<br />

in conjunction with the provider of the public communications<br />

network with respect to network security. Having regard to the<br />

state of the art and the cost of their implementation, these<br />

measures shall ensure a level of security appropriate to the risk<br />

presented.<br />

2. In case of a particular risk of a breach of the security of<br />

the network, the provider of a publicly available electronic<br />

communications service must inform the subscribers<br />

concerning such risk and, where the risk lies outside the scope<br />

of the measures to be taken by the service provider, of any<br />

possible remedies, including an indication of the likely costs<br />

involved.<br />

Article 5<br />

Confidentiality of the communications<br />

1. Member States shall ensure the confidentiality of communications<br />

and the related traffic data by means of a public<br />

communications network and publicly available electronic<br />

communications services, through national legislation. In particular,<br />

they shall prohibit listening, tapping, storage or other<br />

kinds of interception or surveillance of communications and<br />

the related traffic data by persons other than users, without the<br />

consent of the users concerned, except when legally authorised<br />

to do so in accordance with Article 15(1). This paragraph shall<br />

not prevent technical storage which is necessary for the conveyance<br />

of a communication without prejudice to the principle of<br />

confidentiality.


L 201/44 Official Journal of the European Communities<br />

EN<br />

2. Paragraph 1 shall not affect any legally authorised<br />

recording of communications and the related traffic data when<br />

carried out in the course of lawful business practice for the<br />

purpose of providing evidence of a commercial transaction or<br />

of any other business communication.<br />

3. Member States shall ensure that the use of electronic<br />

communications networks to store information or to gain<br />

access to information stored in the terminal equipment of a<br />

subscriber or user is only allowed on condition that the<br />

subscriber or user concerned is provided with clear and<br />

comprehensive information in accordance with Directive 95/<br />

46/EC, inter alia about the purposes of the processing, and is<br />

offered the right to refuse such processing by the data<br />

controller. This shall not prevent any technical storage or access<br />

for the sole purpose of carrying out or facilitating the transmission<br />

of a communication over an electronic communications<br />

network, or as strictly necessary in order to provide an information<br />

society service explicitly requested by the subscriber or<br />

user.<br />

Article 6<br />

Traffic data<br />

1. Traffic data relating to subscribers and users processed<br />

and stored by the provider of a public communications<br />

network or publicly available electronic communications<br />

service must be erased or made anonymous when it is no<br />

longer needed for the purpose of the transmission of a communication<br />

without prejudice to paragraphs 2, 3 and 5 of this<br />

Article and Article 15(1).<br />

2. Traffic data necessary for the purposes of subscriber<br />

billing and interconnection payments may be processed. Such<br />

processing is permissible only up to the end of the period<br />

during which the bill may lawfully be challenged or payment<br />

pursued.<br />

3. For the purpose of marketing electronic communications<br />

services or for the provision of value added services, the<br />

provider of a publicly available electronic communications<br />

service may process the data referred to in paragraph 1 to the<br />

extent and for the duration necessary for such services or<br />

marketing, if the subscriber or user to whom the data relate has<br />

given his/her consent. Users or subscribers shall be given the<br />

possibility to withdraw their consent for the processing of<br />

traffic data at any time.<br />

4. The service provider must inform the subscriber or user<br />

of the types of traffic data which are processed and of the duration<br />

of such processing for the purposes mentioned in paragraph<br />

2 and, prior to obtaining consent, for the purposes<br />

mentioned in paragraph 3.<br />

5. Processing of traffic data, in accordance with paragraphs<br />

1, 2, 3 and 4, must be restricted to persons acting under the<br />

authority of providers of the public communications networks<br />

and publicly available electronic communications services handling<br />

billing or traffic management, customer enquiries, fraud<br />

detection, marketing electronic communications services or<br />

providing a value added service, and must be restricted to what<br />

is necessary for the purposes of such activities.<br />

6. Paragraphs 1, 2, 3 and 5 shall apply without prejudice to<br />

the possibility for competent bodies to be informed of traffic<br />

data in conformity with applicable legislation with a view to<br />

settling disputes, in particular interconnection or billing<br />

disputes.<br />

Article 7<br />

Itemised billing<br />

1. Subscribers shall have the right to receive non-itemised<br />

bills.<br />

2. Member States shall apply national provisions in order to<br />

reconcile the rights of subscribers receiving itemised bills with<br />

the right to privacy of calling users and called subscribers, for<br />

example by ensuring that sufficient alternative privacy enhancing<br />

methods of communications or payments are available to<br />

such users and subscribers.<br />

Article 8<br />

31.7.2002<br />

Presentation and restriction of calling and connected line<br />

identification<br />

1. Where presentation of calling line identification is offered,<br />

the service provider must offer the calling user the possibility,<br />

using a simple means and free of charge, of preventing the<br />

presentation of the calling line identification on a per-call basis.<br />

The calling subscriber must have this possibility on a per-line<br />

basis.<br />

2. Where presentation of calling line identification is offered,<br />

the service provider must offer the called subscriber the possibility,<br />

using a simple means and free of charge for reasonable use<br />

of this function, of preventing the presentation of the calling<br />

line identification of incoming calls.<br />

3. Where presentation of calling line identification is offered<br />

and where the calling line identification is presented prior to<br />

the call being established, the service provider must offer the<br />

called subscriber the possibility, using a simple means, of<br />

rejecting incoming calls where the presentation of the calling<br />

line identification has been prevented by the calling user or<br />

subscriber.<br />

4. Where presentation of connected line identification is<br />

offered, the service provider must offer the called subscriber the<br />

possibility, using a simple means and free of charge, of<br />

preventing the presentation of the connected line identification<br />

to the calling user.<br />

5. Paragraph 1 shall also apply with regard to calls to third<br />

countries originating in the Community. Paragraphs 2, 3 and 4<br />

shall also apply to incoming calls originating in third countries.<br />

6. Member States shall ensure that where presentation of<br />

calling and/or connected line identification is offered, the providers<br />

of publicly available electronic communications services<br />

inform the public thereof and of the possibilities set out in<br />

paragraphs 1, 2, 3 and 4.


31.7.2002 L 201/45<br />

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EN<br />

Article 9<br />

Location data otherthan traffic data<br />

1. Where location data other than traffic data, relating to<br />

users or subscribers of public communications networks or<br />

publicly available electronic communications services, can be<br />

processed, such data may only be processed when they are<br />

made anonymous, or with the consent of the users or subscribers<br />

to the extent and for the duration necessary for the provision<br />

of a value added service. The service provider must inform<br />

the users or subscribers, prior to obtaining their consent, of the<br />

type of location data other than traffic data which will be<br />

processed, of the purposes and duration of the processing and<br />

whether the data will be transmitted to a third party for the<br />

purpose of providing the value added service. Users or subscribers<br />

shall be given the possibility to withdraw their consent for<br />

the processing of location data other than traffic data at any<br />

time.<br />

2. Where consent of the users or subscribers has been<br />

obtained for the processing of location data other than traffic<br />

data, the user or subscriber must continue to have the possibility,<br />

using a simple means and free of charge, of temporarily<br />

refusing the processing of such data for each connection to the<br />

network or for each transmission of a communication.<br />

3. Processing of location data other than traffic data in<br />

accordance with paragraphs 1 and 2 must be restricted to<br />

persons acting under the authority of the provider of the public<br />

communications network or publicly available communications<br />

service or of the third party providing the value added service,<br />

and must be restricted to what is necessary for the purposes of<br />

providing the value added service.<br />

Article 10<br />

Exceptions<br />

Member States shall ensure that there are transparent procedures<br />

governing the way in which a provider of a public<br />

communications network and/or a publicly available electronic<br />

communications service may override:<br />

(a) the elimination of the presentation of calling line identification,<br />

on a temporary basis, upon application of a subscriber<br />

requesting the tracing of malicious or nuisance calls. In this<br />

case, in accordance with national law, the data containing<br />

the identification of the calling subscriber will be stored and<br />

be made available by the provider of a public communications<br />

network and/or publicly available electronic communications<br />

service;<br />

(b) the elimination of the presentation of calling line identification<br />

and the temporary denial or absence of consent of a<br />

subscriber or user for the processing of location data, on a<br />

per-line basis for organisations dealing with emergency calls<br />

and recognised as such by a Member State, including law<br />

enforcement agencies, ambulance services and fire brigades,<br />

for the purpose of responding to such calls.<br />

Article 11<br />

Automatic call forwarding<br />

Member States shall ensure that any subscriber has the possibility,<br />

using a simple means and free of charge, of stopping<br />

automatic call forwarding by a third party to the subscriber’s<br />

terminal.<br />

Article 12<br />

Directories of subscribers<br />

1. Member States shall ensure that subscribers are informed,<br />

free of charge and before they are included in the directory,<br />

about the purpose(s) of a printed or electronic directory of<br />

subscribers available to the public or obtainable through directory<br />

enquiry services, in which their personal data can be<br />

included and of any further usage possibilities based on search<br />

functions embedded in electronic versions of the directory.<br />

2. Member States shall ensure that subscribers are given the<br />

opportunity to determine whether their personal data are<br />

included in a public directory, and if so, which, to the extent<br />

that such data are relevant for the purpose of the directory as<br />

determined by the provider of the directory, and to verify,<br />

correct or withdraw such data. Not being included in a public<br />

subscriber directory, verifying, correcting or withdrawing<br />

personal data from it shall be free of charge.<br />

3. Member States may require that for any purpose of a<br />

public directory other than the search of contact details of<br />

persons on the basis of their name and, where necessary, a<br />

minimum of other identifiers, additional consent be asked of<br />

the subscribers.<br />

4. Paragraphs 1 and 2 shall apply to subscribers who are<br />

natural persons. Member States shall also ensure, in the framework<br />

of Community law and applicable national legislation,<br />

that the legitimate interests of subscribers other than natural<br />

persons with regard to their entry in public directories are sufficiently<br />

protected.<br />

Article 13<br />

Unsolicited communications<br />

1. The use of automated calling systems without human<br />

intervention (automatic calling machines), facsimile machines<br />

(fax) or electronic mail for the purposes of direct marketing<br />

may only be allowed in respect of subscribers who have given<br />

their prior consent.<br />

2. Notwithstanding paragraph 1, where a natural or legal<br />

person obtains from its customers their electronic contact<br />

details for electronic mail, in the context of the sale of a<br />

product or a service, in accordance with Directive 95/46/EC,<br />

the same natural or legal person may use these electronic<br />

contact details for direct marketing of its own similar products<br />

or services provided that customers clearly and distinctly are<br />

given the opportunity to object, free of charge and in an easy<br />

manner, to such use of electronic contact details when they are<br />

collected and on the occasion of each message in case the<br />

customer has not initially refused such use.


L 201/46 Official Journal of the European Communities<br />

EN<br />

3. Member States shall take appropriate measures to ensure<br />

that, free of charge, unsolicited communications for purposes<br />

of direct marketing, in cases other than those referred to in<br />

paragraphs 1 and 2, are not allowed either without the consent<br />

of the subscribers concerned or in respect of subscribers who<br />

do not wish to receive these communications, the choice<br />

between these options to be determined by national legislation.<br />

4. In any event, the practice of sending electronic mail for<br />

purposes of direct marketing disguising or concealing the identity<br />

of the sender on whose behalf the communication is made,<br />

or without a valid address to which the recipient may send a<br />

request that such communications cease, shall be prohibited.<br />

5. Paragraphs 1 and 3 shall apply to subscribers who are<br />

natural persons. Member States shall also ensure, in the framework<br />

of Community law and applicable national legislation,<br />

that the legitimate interests of subscribers other than natural<br />

persons with regard to unsolicited communications are sufficiently<br />

protected.<br />

Article 14<br />

Technical features and standardisation<br />

1. In implementing the provisions of this Directive, Member<br />

States shall ensure, subject to paragraphs 2 and 3, that no<br />

mandatory requirements for specific technical features are<br />

imposed on terminal or other electronic communication equipment<br />

which could impede the placing of equipment on the<br />

market and the free circulation of such equipment in and<br />

between Member States.<br />

2. Where provisions of this Directive can be implemented<br />

only by requiring specific technical features in electronic<br />

communications networks, Member States shall inform the<br />

Commission in accordance with the procedure provided for by<br />

Directive 98/34/EC of the European Parliament and of the<br />

Council of 22 June 1998 laying down a procedure for the<br />

provision of information in the field of technical standards and<br />

regulations and of rules on information society services ( 1 ).<br />

3. Where required, measures may be adopted to ensure that<br />

terminal equipment is constructed in a way that is compatible<br />

with the right of users to protect and control the use of their<br />

personal data, in accordance with Directive 1999/5/EC and<br />

Council Decision 87/95/EEC of 22 December 1986 on standardisation<br />

in the field of information technology and communications<br />

( 2 ).<br />

Article 15<br />

Application of certain provisions of Directive 95/46/EC<br />

1. Member States may adopt legislative measures to restrict<br />

the scope of the rights and obligations provided for in Article<br />

5, Article 6, Article 8(1), (2), (3) and (4), and Article 9 of this<br />

( 1 ) OJ L 204, 21.7.1998, p. 37. Directive as amended by Directive 98/<br />

48/EC (OJ L 217, 5.8.1998, p. 18).<br />

( 2 ) OJ L 36, 7.2.1987, p. 31. Decision as last amended by the 1994 Act<br />

of Accession.<br />

Directive when such restriction constitutes a necessary, appropriate<br />

and proportionate measure within a democratic society<br />

to safeguard national security (i.e. State security), defence,<br />

public security, and the prevention, investigation, detection and<br />

prosecution of criminal offences or of unauthorised use of the<br />

electronic communication system, as referred to in Article<br />

13(1) of Directive 95/46/EC. To this end, Member States may,<br />

inter alia, adopt legislative measures providing for the retention<br />

of data for a limited period justified on the grounds laid down<br />

in this paragraph. All the measures referred to in this paragraph<br />

shall be in accordance with the general principles of Community<br />

law, including those referred to in Article 6(1) and (2) of<br />

the Treaty on European Union.<br />

2. The provisions of Chapter III on judicial remedies, liability<br />

and sanctions of Directive 95/46/EC shall apply with regard to<br />

national provisions adopted pursuant to this Directive and with<br />

regard to the individual rights derived from this Directive.<br />

3. The Working Party on the Protection of Individuals with<br />

regard to the Processing of Personal Data instituted by Article<br />

29 of Directive 95/46/EC shall also carry out the tasks laid<br />

down in Article 30 of that Directive with regard to matters<br />

covered by this Directive, namely the protection of fundamental<br />

rights and freedoms and of legitimate interests in the electronic<br />

communications sector.<br />

Article 16<br />

Transitional arrangements<br />

1. Article 12 shall not apply to editions of directories already<br />

produced or placed on the market in printed or off-line electronic<br />

form before the national provisions adopted pursuant to<br />

this Directive enter into force.<br />

2. Where the personal data of subscribers to fixed or mobile<br />

public voice telephony services have been included in a public<br />

subscriber directory in conformity with the provisions of Directive<br />

95/46/EC and of Article 11 of Directive 97/66/EC before<br />

the national provisions adopted in pursuance of this Directive<br />

enter into force, the personal data of such subscribers may<br />

remain included in this public directory in its printed or electronic<br />

versions, including versions with reverse search functions,<br />

unless subscribers indicate otherwise, after having<br />

received complete information about purposes and options in<br />

accordance with Article 12 of this Directive.<br />

Article 17<br />

Transposition<br />

31.7.2002<br />

1. Before 31 October 2003 Member States shall bring into<br />

force the provisions necessary to comply with this Directive.<br />

They shall forthwith inform the Commission thereof.


31.7.2002 L 201/47<br />

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EN<br />

When Member States adopt those provisions, they shall contain<br />

a reference to this Directive or be accompanied by such a reference<br />

on the occasion of their official publication. The methods<br />

of making such reference shall be laid down by the Member<br />

States.<br />

2. Member States shall communicate to the Commission the<br />

text of the provisions of national law which they adopt in the<br />

field governed by this Directive and of any subsequent amendments<br />

to those provisions.<br />

Article 18<br />

Review<br />

The Commission shall submit to the European Parliament and<br />

the Council, not later than three years after the date referred to<br />

in Article 17(1), a report on the application of this Directive<br />

and its impact on economic operators and consumers, in particular<br />

as regards the provisions on unsolicited communications,<br />

taking into account the international environment. For this<br />

purpose, the Commission may request information from the<br />

Member States, which shall be supplied without undue delay.<br />

Where appropriate, the Commission shall submit proposals to<br />

amend this Directive, taking account of the results of that<br />

report, any changes in the sector and any other proposal it may<br />

deem necessary in order to improve the effectiveness of this<br />

Directive.<br />

Article 19<br />

Repeal<br />

Directive 97/66/EC is hereby repealed with effect from the date<br />

referred to in Article 17(1).<br />

References made to the repealed Directive shall be construed as<br />

being made to this Directive.<br />

Article 20<br />

Entry into force<br />

This Directive shall enter into force on the day of its publication<br />

in the Official Journal of the European Communities.<br />

Article 21<br />

Addressees<br />

This Directive is addressed to the Member States.<br />

Done at Brussels, 12 July 2002.<br />

For the European Parliament<br />

The President<br />

P. COX<br />

For the Council<br />

The President<br />

T. PEDERSEN


DIRECTIVE 95/46/EC OF THE EUROPEAN PARLIAMENT AND OF THE<br />

COUNCIL<br />

of 24 October 1995<br />

on the protection of individuals with regard to the processing of personal data and on<br />

the free movement of such data<br />

THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,<br />

Having regard to the Treaty establishing the European Community, and in particular Article<br />

100a thereof,<br />

Having regard to the proposal from the Commission (1),<br />

Having regard to the opinion of the Economic and Social Committee (2),<br />

Acting in accordance with the procedure referred to in Article 189b of the Treaty (3),<br />

(1) Whereas the objectives of the Community, as laid down in the Treaty, as amended by the<br />

Treaty on European Union, include creating an ever closer union among the peoples of<br />

Europe, fostering closer relations between the States belonging to the Community, ensuring<br />

economic and social progress by common action to eliminate the barriers which divide<br />

Europe, encouraging the constant improvement of the living conditions of its peoples,<br />

preserving and strengthening peace and liberty and promoting democracy on the basis of the<br />

fundamental rights recognized in the constitution and laws of the Member States and in the<br />

European Convention for the Protection of Human Rights and Fundamental Freedoms;<br />

(2) Whereas data-processing systems are designed to serve man; whereas they must, whatever<br />

the nationality or residence of natural persons, respect their fundamental rights and freedoms,<br />

notably the right to privacy, and contribute to economic and social progress, trade expansion<br />

and the well-being of individuals;<br />

(3) Whereas the establishment and functioning of an internal market in which, in accordance<br />

with Article 7a of the Treaty, the free movement of goods, persons, services and capital is<br />

ensured require not only that personal data should be able to flow freely from one Member<br />

State to another, but also that the fundamental rights of individuals should be safeguarded;<br />

(4) Whereas increasingly frequent recourse is being had in the Community to the processing<br />

of personal data in the various spheres of economic and social activity; whereas the progress<br />

made in information technology is making the processing and exchange of such data<br />

considerably easier;<br />

(5) Whereas the economic and social integration resulting from the establishment and<br />

functioning of the internal market within the meaning of Article 7a of the Treaty will<br />

necessarily lead to a substantial increase in cross-border flows of personal data between all<br />

those involved in a private or public capacity in economic and social activity in the Member<br />

States; whereas the exchange of personal data between undertakings in different Member


States is set to increase; whereas the national authorities in the various Member States are<br />

being called upon by virtue of Community law to collaborate and exchange personal data so<br />

as to be able to perform their duties or carry out tasks on behalf of an authority in another<br />

Member State within the context of the area without internal frontiers as constituted by the<br />

internal market;<br />

(6) Whereas, furthermore, the increase in scientific and technical cooperation and the<br />

coordinated introduction of new telecommunications networks in the Community necessitate<br />

and facilitate cross-border flows of personal data;<br />

(7) Whereas the difference in levels of protection of the rights and freedoms of individuals,<br />

notably the right to privacy, with regard to the processing of personal data afforded in the<br />

Member States may prevent the transmission of such data from the territory of one Member<br />

State to that of another Member State; whereas this difference may therefore constitute an<br />

obstacle to the pursuit of a number of economic activities at Community level, distort<br />

competition and impede authorities in the discharge of their responsibilities under Community<br />

law; whereas this difference in levels of protection is due to the existence of a wide variety of<br />

national laws, regulations and administrative provisions;<br />

(8) Whereas, in order to remove the obstacles to flows of personal data, the level of protection<br />

of the rights and freedoms of individuals with regard to the processing of such data must be<br />

equivalent in all Member States; whereas this objective is vital to the internal market but<br />

cannot be achieved by the Member States alone, especially in view of the scale of the<br />

divergences which currently exist between the relevant laws in the Member States and the<br />

need to coordinate the laws of the Member States so as to ensure that the cross-border flow of<br />

personal data is regulated in a consistent manner that is in keeping with the objective of the<br />

internal market as provided for in Article 7a of the Treaty; whereas Community action to<br />

approximate those laws is therefore needed;<br />

(9) Whereas, given the equivalent protection resulting from the approximation of national<br />

laws, the Member States will no longer be able to inhibit the free movement between them of<br />

personal data on grounds relating to protection of the rights and freedoms of individuals, and<br />

in particular the right to privacy; whereas Member States will be left a margin for manoeuvre,<br />

which may, in the context of implementation of the Directive, also be exercised by the<br />

business and social partners; whereas Member States will therefore be able to specify in their<br />

national law the general conditions governing the lawfulness of data processing; whereas in<br />

doing so the Member States shall strive to improve the protection currently provided by their<br />

legislation; whereas, within the limits of this margin for manoeuvre and in accordance with<br />

Community law, disparities could arise in the implementation of the Directive, and this could<br />

have an effect on the movement of data within a Member State as well as within the<br />

Community;<br />

(10) Whereas the object of the national laws on the processing of personal data is to protect<br />

fundamental rights and freedoms, notably the right to privacy, which is recognized both in<br />

Article 8 of the European Convention for the Protection of Human Rights and Fundamental<br />

Freedoms and in the general principles of Community law; whereas, for that reason, the<br />

approximation of those laws must not result in any lessening of the protection they afford but<br />

must, on the contrary, seek to ensure a high level of protection in the Community;


(11) Whereas the principles of the protection of the rights and freedoms of individuals,<br />

notably the right to privacy, which are contained in this Directive, give substance to and<br />

amplify those contained in the Council of Europe Convention of 28 January 1981 for the<br />

Protection of Individuals with regard to Automatic Processing of Personal Data;<br />

(12) Whereas the protection principles must apply to all processing of personal data by any<br />

person whose activities are governed by Community law; whereas there should be excluded<br />

the processing of data carried out by a natural person in the exercise of activities which are<br />

exclusively personal or domestic, such as correspondence and the holding of records of<br />

addresses;<br />

(13) Whereas the acitivities referred to in Titles V and VI of the Treaty on European Union<br />

regarding public safety, defence, State security or the acitivities of the State in the area of<br />

criminal laws fall outside the scope of Community law, without prejudice to the obligations<br />

incumbent upon Member States under Article 56 (2), Article 57 or Article 100a of the Treaty<br />

establishing the European Community; whereas the processing of personal data that is<br />

necessary to safeguard the economic well-being of the State does not fall within the scope of<br />

this Directive where such processing relates to State security matters;<br />

(14) Whereas, given the importance of the developments under way, in the framework of the<br />

information society, of the techniques used to capture, transmit, manipulate, record, store or<br />

communicate sound and image data relating to natural persons, this Directive should be<br />

applicable to processing involving such data;<br />

(15) Whereas the processing of such data is covered by this Directive only if it is automated<br />

or if the data processed are contained or are intended to be contained in a filing system<br />

structured according to specific criteria relating to individuals, so as to permit easy access to<br />

the personal data in question;<br />

(16) Whereas the processing of sound and image data, such as in cases of video surveillance,<br />

does not come within the scope of this Directive if it is carried out for the purposes of public<br />

security, defence, national security or in the course of State activities relating to the area of<br />

criminal law or of other activities which do not come within the scope of Community law;<br />

(17) Whereas, as far as the processing of sound and image data carried out for purposes of<br />

journalism or the purposes of literary or artistic expression is concerned, in particular in the<br />

audiovisual field, the principles of the Directive are to apply in a restricted manner according<br />

to the provisions laid down in Article 9;<br />

(18) Whereas, in order to ensure that individuals are not deprived of the protection to which<br />

they are entitled under this Directive, any processing of personal data in the Community must<br />

be carried out in accordance with the law of one of the Member States; whereas, in this<br />

connection, processing carried out under the responsibility of a controller who is established<br />

in a Member State should be governed by the law of that State;<br />

(19) Whereas establishment on the territory of a Member State implies the effective and real<br />

exercise of activity through stable arrangements; whereas the legal form of such an<br />

establishment, whether simply branch or a subsidiary with a legal personality, is not the<br />

determining factor in this respect; whereas, when a single controller is established on the<br />

territory of several Member States, particularly by means of subsidiaries, he must ensure, in


order to avoid any circumvention of national rules, that each of the establishments fulfils the<br />

obligations imposed by the national law applicable to its activities;<br />

(20) Whereas the fact that the processing of data is carried out by a person established in a<br />

third country must not stand in the way of the protection of individuals provided for in this<br />

Directive; whereas in these cases, the processing should be governed by the law of the<br />

Member State in which the means used are located, and there should be guarantees to ensure<br />

that the rights and obligations provided for in this Directive are respected in practice;<br />

(21) Whereas this Directive is without prejudice to the rules of territoriality applicable in<br />

criminal matters;<br />

(22) Whereas Member States shall more precisely define in the laws they enact or when<br />

bringing into force the measures taken under this Directive the general circumstances in<br />

which processing is lawful; whereas in particular Article 5, in conjunction with Articles 7 and<br />

8, allows Member States, independently of general rules, to provide for special processing<br />

conditions for specific sectors and for the various categories of data covered by Article 8;<br />

(23) Whereas Member States are empowered to ensure the implementation of the protection<br />

of individuals both by means of a general law on the protection of individuals as regards the<br />

processing of personal data and by sectorial laws such as those relating, for example, to<br />

statistical institutes;<br />

(24) Whereas the legislation concerning the protection of legal persons with regard to the<br />

processing data which concerns them is not affected by this Directive;<br />

(25) Whereas the principles of protection must be reflected, on the one hand, in the<br />

obligations imposed on persons, public authorities, enterprises, agencies or other bodies<br />

responsible for processing, in particular regarding data quality, technical security, notification<br />

to the supervisory authority, and the circumstances under which processing can be carried out,<br />

and, on the other hand, in the right conferred on individuals, the data on whom are the subject<br />

of processing, to be informed that processing is taking place, to consult the data, to request<br />

corrections and even to object to processing in certain circumstances;<br />

(26) Whereas the principles of protection must apply to any information concerning an<br />

identified or identifiable person; whereas, to determine whether a person is identifiable,<br />

account should be taken of all the means likely reasonably to be used either by the controller<br />

or by any other person to identify the said person; whereas the principles of protection shall<br />

not apply to data rendered anonymous in such a way that the data subject is no longer<br />

identifiable; whereas codes of conduct within the meaning of Article 27 may be a useful<br />

instrument for providing guidance as to the ways in which data may be rendered anonymous<br />

and retained in a form in which identification of the data subject is no longer possible;<br />

(27) Whereas the protection of individuals must apply as much to automatic processing of<br />

data as to manual processing; whereas the scope of this protection must not in effect depend<br />

on the techniques used, otherwise this would create a serious risk of circumvention; whereas,<br />

nonetheless, as regards manual processing, this Directive covers only filing systems, not<br />

unstructured files; whereas, in particular, the content of a filing system must be structured<br />

according to specific criteria relating to individuals allowing easy access to the personal data;<br />

whereas, in line with the definition in Article 2 (c), the different criteria for determining the


constituents of a structured set of personal data, and the different criteria governing access to<br />

such a set, may be laid down by each Member State; whereas files or sets of files as well as<br />

their cover pages, which are not structured according to specific criteria, shall under no<br />

circumstances fall within the scope of this Directive;<br />

(28) Whereas any processing of personal data must be lawful and fair to the individuals<br />

concerned; whereas, in particular, the data must be adequate, relevant and not excessive in<br />

relation to the purposes for which they are processed; whereas such purposes must be explicit<br />

and legitimate and must be determined at the time of collection of the data; whereas the<br />

purposes of processing further to collection shall not be incompatible with the purposes as<br />

they were originally specified;<br />

(29) Whereas the further processing of personal data for historical, statistical or scientific<br />

purposes is not generally to be considered incompatible with the purposes for which the data<br />

have previously been collected provided that Member States furnish suitable safeguards;<br />

whereas these safeguards must in particular rule out the use of the data in support of measures<br />

or decisions regarding any particular individual;<br />

(30) Whereas, in order to be lawful, the processing of personal data must in addition be<br />

carried out with the consent of the data subject or be necessary for the conclusion or<br />

performance of a contract binding on the data subject, or as a legal requirement, or for the<br />

performance of a task carried out in the public interest or in the exercise of official authority,<br />

or in the legitimate interests of a natural or legal person, provided that the interests or the<br />

rights and freedoms of the data subject are not overriding; whereas, in particular, in order to<br />

maintain a balance between the interests involved while guaranteeing effective competition,<br />

Member States may determine the circumstances in which personal data may be used or<br />

disclosed to a third party in the context of the legitimate ordinary business activities of<br />

companies and other bodies; whereas Member States may similarly specify the conditions<br />

under which personal data may be disclosed to a third party for the purposes of marketing<br />

whether carried out commercially or by a charitable organization or by any other association<br />

or foundation, of a political nature for example, subject to the provisions allowing a data<br />

subject to object to the processing of data regarding him, at no cost and without having to<br />

state his reasons;<br />

(31) Whereas the processing of personal data must equally be regarded as lawful where it is<br />

carried out in order to protect an interest which is essential for the data subject's life;<br />

(32) Whereas it is for national legislation to determine whether the controller performing a<br />

task carried out in the public interest or in the exercise of official authority should be a public<br />

administration or another natural or legal person governed by public law, or by private law<br />

such as a professional association;<br />

(33) Whereas data which are capable by their nature of infringing fundamental freedoms or<br />

privacy should not be processed unless the data subject gives his explicit consent; whereas,<br />

however, derogations from this prohibition must be explicitly provided for in respect of<br />

specific needs, in particular where the processing of these data is carried out for certain<br />

health-related purposes by persons subject to a legal obligation of professional secrecy or in<br />

the course of legitimate activities by certain associations or foundations the purpose of which<br />

is to permit the exercise of fundamental freedoms;


(34) Whereas Member States must also be authorized, when justified by grounds of important<br />

public interest, to derogate from the prohibition on processing sensitive categories of data<br />

where important reasons of public interest so justify in areas such as public health and social<br />

protection - especially in order to ensure the quality and cost-effectiveness of the procedures<br />

used for settling claims for benefits and services in the health insurance system - scientific<br />

research and government statistics; whereas it is incumbent on them, however, to provide<br />

specific and suitable safeguards so as to protect the fundamental rights and the privacy of<br />

individuals;<br />

(35) Whereas, moreover, the processing of personal data by official authorities for achieving<br />

aims, laid down in constitutional law or international public law, of officially recognized<br />

religious associations is carried out on important grounds of public interest;<br />

(36) Whereas where, in the course of electoral activities, the operation of the democratic<br />

system requires in certain Member States that political parties compile data on people's<br />

political opinion, the processing of such data may be permitted for reasons of important public<br />

interest, provided that appropriate safeguards are established;<br />

(37) Whereas the processing of personal data for purposes of journalism or for purposes of<br />

literary of artistic expression, in particular in the audiovisual field, should qualify for<br />

exemption from the requirements of certain provisions of this Directive in so far as this is<br />

necessary to reconcile the fundamental rights of individuals with freedom of information and<br />

notably the right to receive and impart information, as guaranteed in particular in Article 10 of<br />

the European Convention for the Protection of Human Rights and Fundamental Freedoms;<br />

whereas Member States should therefore lay down exemptions and derogations necessary for<br />

the purpose of balance between fundamental rights as regards general measures on the<br />

legitimacy of data processing, measures on the transfer of data to third countries and the<br />

power of the supervisory authority; whereas this should not, however, lead Member States to<br />

lay down exemptions from the measures to ensure security of processing; whereas at least the<br />

supervisory authority responsible for this sector should also be provided with certain ex-post<br />

powers, e.g. to publish a regular report or to refer matters to the judicial authorities;<br />

(38) Whereas, if the processing of data is to be fair, the data subject must be in a position to<br />

learn of the existence of a processing operation and, where data are collected from him, must<br />

be given accurate and full information, bearing in mind the circumstances of the collection;<br />

(39) Whereas certain processing operations involve data which the controller has not collected<br />

directly from the data subject; whereas, furthermore, data can be legitimately disclosed to a<br />

third party, even if the disclosure was not anticipated at the time the data were collected from<br />

the data subject; whereas, in all these cases, the data subject should be informed when the data<br />

are recorded or at the latest when the data are first disclosed to a third party;<br />

(40) Whereas, however, it is not necessary to impose this obligation of the data subject<br />

already has the information; whereas, moreover, there will be no such obligation if the<br />

recording or disclosure are expressly provided for by law or if the provision of information to<br />

the data subject proves impossible or would involve disproportionate efforts, which could be<br />

the case where processing is for historical, statistical or scientific purposes; whereas, in this<br />

regard, the number of data subjects, the age of the data, and any compensatory measures<br />

adopted may be taken into consideration;


(41) Whereas any person must be able to exercise the right of access to data relating to him<br />

which are being processed, in order to verify in particular the accuracy of the data and the<br />

lawfulness of the processing; whereas, for the same reasons, every data subject must also have<br />

the right to know the logic involved in the automatic processing of data concerning him, at<br />

least in the case of the automated decisions referred to in Article 15 (1); whereas this right<br />

must not adversely affect trade secrets or intellectual property and in particular the copyright<br />

protecting the software; whereas these considerations must not, however, result in the data<br />

subject being refused all information;<br />

(42) Whereas Member States may, in the interest of the data subject or so as to protect the<br />

rights and freedoms of others, restrict rights of access and information; whereas they may, for<br />

example, specify that access to medical data may be obtained only through a health<br />

professional;<br />

(43) Whereas restrictions on the rights of access and information and on certain obligations of<br />

the controller may similarly be imposed by Member States in so far as they are necessary to<br />

safeguard, for example, national security, defence, public safety, or important economic or<br />

financial interests of a Member State or the Union, as well as criminal investigations and<br />

prosecutions and action in respect of breaches of ethics in the regulated professions; whereas<br />

the list of exceptions and limitations should include the tasks of monitoring, inspection or<br />

regulation necessary in the three last-mentioned areas concerning public security, economic or<br />

financial interests and crime prevention; whereas the listing of tasks in these three areas does<br />

not affect the legitimacy of exceptions or restrictions for reasons of State security or defence;<br />

(44) Whereas Member States may also be led, by virtue of the provisions of Community law,<br />

to derogate from the provisions of this Directive concerning the right of access, the obligation<br />

to inform individuals, and the quality of data, in order to secure certain of the purposes<br />

referred to above;<br />

(45) Whereas, in cases where data might lawfully be processed on grounds of public interest,<br />

official authority or the legitimate interests of a natural or legal person, any data subject<br />

should nevertheless be entitled, on legitimate and compelling grounds relating to his particular<br />

situation, to object to the processing of any data relating to himself; whereas Member States<br />

may nevertheless lay down national provisions to the contrary;<br />

(46) Whereas the protection of the rights and freedoms of data subjects with regard to the<br />

processing of personal data requires that appropriate technical and organizational measures be<br />

taken, both at the time of the design of the processing system and at the time of the processing<br />

itself, particularly in order to maintain security and thereby to prevent any unauthorized<br />

processing; whereas it is incumbent on the Member States to ensure that controllers comply<br />

with these measures; whereas these measures must ensure an appropriate level of security,<br />

taking into account the state of the art and the costs of their implementation in relation to the<br />

risks inherent in the processing and the nature of the data to be protected;<br />

(47) Whereas where a message containing personal data is transmitted by means of a<br />

telecommunications or electronic mail service, the sole purpose of which is the transmission<br />

of such messages, the controller in respect of the personal data contained in the message will<br />

normally be considered to be the person from whom the message originates, rather than the<br />

person offering the transmission services; whereas, nevertheless, those offering such services


will normally be considered controllers in respect of the processing of the additional personal<br />

data necessary for the operation of the service;<br />

(48) Whereas the procedures for notifying the supervisory authority are designed to ensure<br />

disclosure of the purposes and main features of any processing operation for the purpose of<br />

verification that the operation is in accordance with the national measures taken under this<br />

Directive;<br />

(49) Whereas, in order to avoid unsuitable administrative formalities, exemptions from the<br />

obligation to notify and simplification of the notification required may be provided for by<br />

Member States in cases where processing is unlikely adversely to affect the rights and<br />

freedoms of data subjects, provided that it is in accordance with a measure taken by a Member<br />

State specifying its limits; whereas exemption or simplification may similarly be provided for<br />

by Member States where a person appointed by the controller ensures that the processing<br />

carried out is not likely adversely to affect the rights and freedoms of data subjects; whereas<br />

such a data protection official, whether or not an employee of the controller, must be in a<br />

position to exercise his functions in complete independence;<br />

(50) Whereas exemption or simplification could be provided for in cases of processing<br />

operations whose sole purpose is the keeping of a register intended, according to national law,<br />

to provide information to the public and open to consultation by the public or by any person<br />

demonstrating a legitimate interest;<br />

(51) Whereas, nevertheless, simplification or exemption from the obligation to notify shall not<br />

release the controller from any of the other obligations resulting from this Directive;<br />

(52) Whereas, in this context, ex post facto verification by the competent authorities must in<br />

general be considered a sufficient measure;<br />

(53) Whereas, however, certain processing operation are likely to pose specific risks to the<br />

rights and freedoms of data subjects by virtue of their nature, their scope or their purposes,<br />

such as that of excluding individuals from a right, benefit or a contract, or by virtue of the<br />

specific use of new technologies; whereas it is for Member States, if they so wish, to specify<br />

such risks in their legislation;<br />

(54) Whereas with regard to all the processing undertaken in society, the amount posing such<br />

specific risks should be very limited; whereas Member States must provide that the<br />

supervisory authority, or the data protection official in cooperation with the authority, check<br />

such processing prior to it being carried out; whereas following this prior check, the<br />

supervisory authority may, according to its national law, give an opinion or an authorization<br />

regarding the processing; whereas such checking may equally take place in the course of the<br />

preparation either of a measure of the national parliament or of a measure based on such a<br />

legislative measure, which defines the nature of the processing and lays down appropriate<br />

safeguards;<br />

(55) Whereas, if the controller fails to respect the rights of data subjects, national legislation<br />

must provide for a judicial remedy; whereas any damage which a person may suffer as a<br />

result of unlawful processing must be compensated for by the controller, who may be<br />

exempted from liability if he proves that he is not responsible for the damage, in particular in<br />

cases where he establishes fault on the part of the data subject or in case of force majeure;


whereas sanctions must be imposed on any person, whether governed by private of public<br />

law, who fails to comply with the national measures taken under this Directive;<br />

(56) Whereas cross-border flows of personal data are necessary to the expansion of<br />

international trade; whereas the protection of individuals guaranteed in the Community by this<br />

Directive does not stand in the way of transfers of personal data to third countries which<br />

ensure an adequate level of protection; whereas the adequacy of the level of protection<br />

afforded by a third country must be assessed in the light of all the circumstances surrounding<br />

the transfer operation or set of transfer operations;<br />

(57) Whereas, on the other hand, the transfer of personal data to a third country which does<br />

not ensure an adequate level of protection must be prohibited;<br />

(58) Whereas provisions should be made for exemptions from this prohibition in certain<br />

circumstances where the data subject has given his consent, where the transfer is necessary in<br />

relation to a contract or a legal claim, where protection of an important public interest so<br />

requires, for example in cases of international transfers of data between tax or customs<br />

administrations or between services competent for social security matters, or where the<br />

transfer is made from a register established by law and intended for consultation by the public<br />

or persons having a legitimate interest; whereas in this case such a transfer should not involve<br />

the entirety of the data or entire categories of the data contained in the register and, when the<br />

register is intended for consultation by persons having a legitimate interest, the transfer should<br />

be made only at the request of those persons or if they are to be the recipients;<br />

(59) Whereas particular measures may be taken to compensate for the lack of protection in a<br />

third country in cases where the controller offers appropriate safeguards; whereas, moreover,<br />

provision must be made for procedures for negotiations between the Community and such<br />

third countries;<br />

(60) Whereas, in any event, transfers to third countries may be effected only in full<br />

compliance with the provisions adopted by the Member States pursuant to this Directive, and<br />

in particular Article 8 thereof;<br />

(61) Whereas Member States and the Commission, in their respective spheres of competence,<br />

must encourage the trade associations and other representative organizations concerned to<br />

draw up codes of conduct so as to facilitate the application of this Directive, taking account of<br />

the specific characteristics of the processing carried out in certain sectors, and respecting the<br />

national provisions adopted for its implementation;<br />

(62) Whereas the establishment in Member States of supervisory authorities, exercising their<br />

functions with complete independence, is an essential component of the protection of<br />

individuals with regard to the processing of personal data;<br />

(63) Whereas such authorities must have the necessary means to perform their duties,<br />

including powers of investigation and intervention, particularly in cases of complaints from<br />

individuals, and powers to engage in legal proceedings; whereas such authorities must help to<br />

ensure transparency of processing in the Member States within whose jurisdiction they fall;


(64) Whereas the authorities in the different Member States will need to assist one another in<br />

performing their duties so as to ensure that the rules of protection are properly respected<br />

throughout the European Union;<br />

(65) Whereas, at Community level, a Working Party on the Protection of Individuals with<br />

regard to the Processing of Personal Data must be set up and be completely independent in the<br />

performance of its functions; whereas, having regard to its specific nature, it must advise the<br />

Commission and, in particular, contribute to the uniform application of the national rules<br />

adopted pursuant to this Directive;<br />

(66) Whereas, with regard to the transfer of data to third countries, the application of this<br />

Directive calls for the conferment of powers of implementation on the Commission and the<br />

establishment of a procedure as laid down in Council Decision 87/373/EEC (1);<br />

(67) Whereas an agreement on a modus vivendi between the European Parliament, the<br />

Council and the Commission concerning the implementing measures for acts adopted in<br />

accordance with the procedure laid down in Article 189b of the EC Treaty was reached on 20<br />

December 1994;<br />

(68) Whereas the principles set out in this Directive regarding the protection of the rights and<br />

freedoms of individuals, notably their right to privacy, with regard to the processing of<br />

personal data may be supplemented or clarified, in particular as far as certain sectors are<br />

concerned, by specific rules based on those principles;<br />

(69) Whereas Member States should be allowed a period of not more than three years from<br />

the entry into force of the national measures transposing this Directive in which to apply such<br />

new national rules progressively to all processing operations already under way; whereas, in<br />

order to facilitate their cost-effective implementation, a further period expiring 12 years after<br />

the date on which this Directive is adopted will be allowed to Member States to ensure the<br />

conformity of existing manual filing systems with certain of the Directive's provisions;<br />

whereas, where data contained in such filing systems are manually processed during this<br />

extended transition period, those systems must be brought into conformity with these<br />

provisions at the time of such processing;<br />

(70) Whereas it is not necessary for the data subject to give his consent again so as to allow<br />

the controller to continue to process, after the national provisions taken pursuant to this<br />

Directive enter into force, any sensitive data necessary for the performance of a contract<br />

concluded on the basis of free and informed consent before the entry into force of these<br />

provisions;<br />

(71) Whereas this Directive does not stand in the way of a Member State's regulating<br />

marketing activities aimed at consumers residing in territory in so far as such regulation does<br />

not concern the protection of individuals with regard to the processing of personal data;<br />

(72) Whereas this Directive allows the principle of public access to official documents to be<br />

taken into account when implementing the principles set out in this Directive,<br />

HAVE ADOPTED THIS DIRECTIVE:<br />

CHAPTER I GENERAL PROVISIONS


Article 1<br />

Object of the Directive<br />

1. In accordance with this Directive, Member States shall protect the fundamental rights and<br />

freedoms of natural persons, and in particular their right to privacy with respect to the<br />

processing of personal data.<br />

2. Member States shall neither restrict nor prohibit the free flow of personal data between<br />

Member States for reasons connected with the protection afforded under paragraph 1.<br />

Article 2<br />

Definitions<br />

For the purposes of this Directive:<br />

(a) 'personal data' shall mean any information relating to an identified or identifiable natural<br />

person ('data subject'); an identifiable person is one who can be identified, directly or<br />

indirectly, in particular by reference to an identification number or to one or more factors<br />

specific to his physical, physiological, mental, economic, cultural or social identity;<br />

(b) 'processing of personal data' ('processing') shall mean any operation or set of operations<br />

which is performed upon personal data, whether or not by automatic means, such as<br />

collection, recording, organization, storage, adaptation or alteration, retrieval, consultation,<br />

use, disclosure by transmission, dissemination or otherwise making available, alignment or<br />

combination, blocking, erasure or destruction;<br />

(c) 'personal data filing system' ('filing system') shall mean any structured set of personal data<br />

which are accessible according to specific criteria, whether centralized, decentralized or<br />

dispersed on a functional or geographical basis;<br />

(d) 'controller' shall mean the natural or legal person, public authority, agency or any other<br />

body which alone or jointly with others determines the purposes and means of the processing<br />

of personal data; where the purposes and means of processing are determined by national or<br />

Community laws or regulations, the controller or the specific criteria for his nomination may<br />

be designated by national or Community law;<br />

(e) 'processor' shall mean a natural or legal person, public authority, agency or any other body<br />

which processes personal data on behalf of the controller;<br />

(f) 'third party' shall mean any natural or legal person, public authority, agency or any other<br />

body other than the data subject, the controller, the processor and the persons who, under the<br />

direct authority of the controller or the processor, are authorized to process the data;


(g) 'recipient' shall mean a natural or legal person, public authority, agency or any other body<br />

to whom data are disclosed, whether a third party or not; however, authorities which may<br />

receive data in the framework of a particular inquiry shall not be regarded as recipients;<br />

(h) 'the data subject's consent' shall mean any freely given specific and informed indication of<br />

his wishes by which the data subject signifies his agreement to personal data relating to him<br />

being processed.<br />

Article 3<br />

Scope<br />

1. This Directive shall apply to the processing of personal data wholly or partly by automatic<br />

means, and to the processing otherwise than by automatic means of personal data which form<br />

part of a filing system or are intended to form part of a filing system.<br />

2. This Directive shall not apply to the processing of personal data:<br />

- in the course of an activity which falls outside the scope of Community law, such as those<br />

provided for by Titles V and VI of the Treaty on European Union and in any case to<br />

processing operations concerning public security, defence, State security (including the<br />

economic well-being of the State when the processing operation relates to State security<br />

matters) and the activities of the State in areas of criminal law,<br />

- by a natural person in the course of a purely personal or household activity.<br />

Article 4<br />

National law applicable<br />

1. Each Member State shall apply the national provisions it adopts pursuant to this Directive<br />

to the processing of personal data where:<br />

(a) the processing is carried out in the context of the activities of an establishment of the<br />

controller on the territory of the Member State; when the same controller is established on the<br />

territory of several Member States, he must take the necessary measures to ensure that each of<br />

these establishments complies with the obligations laid down by the national law applicable;<br />

(b) the controller is not established on the Member State's territory, but in a place where its<br />

national law applies by virtue of international public law;<br />

(c) the controller is not established on Community territory and, for purposes of processing<br />

personal data makes use of equipment, automated or otherwise, situated on the territory of the<br />

said Member State, unless such equipment is used only for purposes of transit through the<br />

territory of the Community.


2. In the circumstances referred to in paragraph 1 (c), the controller must designate a<br />

representative established in the territory of that Member State, without prejudice to legal<br />

actions which could be initiated against the controller himself.<br />

CHAPTER II GENERAL RULES ON THE LAWFULNESS OF THE PROCESSING OF<br />

PERSONAL DATA<br />

Article 5<br />

Member States shall, within the limits of the provisions of this Chapter, determine more<br />

precisely the conditions under which the processing of personal data is lawful.<br />

Article 6<br />

SECTION I<br />

PRINCIPLES RELATING TO DATA QUALITY<br />

1. Member States shall provide that personal data must be:<br />

(a) processed fairly and lawfully;<br />

(b) collected for specified, explicit and legitimate purposes and not further processed in a way<br />

incompatible with those purposes. Further processing of data for historical, statistical or<br />

scientific purposes shall not be considered as incompatible provided that Member States<br />

provide appropriate safeguards;<br />

(c) adequate, relevant and not excessive in relation to the purposes for which they are<br />

collected and/or further processed;<br />

(d) accurate and, where necessary, kept up to date; every reasonable step must be taken to<br />

ensure that data which are inaccurate or incomplete, having regard to the purposes for which<br />

they were collected or for which they are further processed, are erased or rectified;<br />

(e) kept in a form which permits identification of data subjects for no longer than is necessary<br />

for the purposes for which the data were collected or for which they are further processed.<br />

Member States shall lay down appropriate safeguards for personal data stored for longer<br />

periods for historical, statistical or scientific use.<br />

2. It shall be for the controller to ensure that paragraph 1 is complied with.<br />

SECTION II


Article 7<br />

CRITERIA FOR MAKING DATA PROCESSING LEGITIMATE<br />

Member States shall provide that personal data may be processed only if:<br />

(a) the data subject has unambiguously given his consent; or<br />

(b) processing is necessary for the performance of a contract to which the data subject is party<br />

or in order to take steps at the request of the data subject prior to entering into a contract; or<br />

(c) processing is necessary for compliance with a legal obligation to which the controller is<br />

subject; or<br />

(d) processing is necessary in order to protect the vital interests of the data subject; or<br />

(e) processing is necessary for the performance of a task carried out in the public interest or in<br />

the exercise of official authority vested in the controller or in a third party to whom the data<br />

are disclosed; or<br />

(f) processing is necessary for the purposes of the legitimate interests pursued by the<br />

controller or by the third party or parties to whom the data are disclosed, except where such<br />

interests are overridden by the interests for fundamental rights and freedoms of the data<br />

subject which require protection under Article 1 (1).<br />

Article 8<br />

The processing of special categories of data<br />

SECTION III<br />

SPECIAL CATEGORIES OF PROCESSING<br />

1. Member States shall prohibit the processing of personal data revealing racial or ethnic<br />

origin, political opinions, religious or philosophical beliefs, trade-union membership, and the<br />

processing of data concerning health or sex life.<br />

2. Paragraph 1 shall not apply where:<br />

(a) the data subject has given his explicit consent to the processing of those data, except where<br />

the laws of the Member State provide that the prohibition referred to in paragraph 1 may not<br />

be lifted by the data subject's giving his consent; or


(b) processing is necessary for the purposes of carrying out the obligations and specific rights<br />

of the controller in the field of employment law in so far as it is authorized by national law<br />

providing for adequate safeguards; or<br />

(c) processing is necessary to protect the vital interests of the data subject or of another person<br />

where the data subject is physically or legally incapable of giving his consent; or<br />

(d) processing is carried out in the course of its legitimate activities with appropriate<br />

guarantees by a foundation, association or any other non-profit-seeking body with a political,<br />

philosophical, religious or trade-union aim and on condition that the processing relates solely<br />

to the members of the body or to persons who have regular contact with it in connection with<br />

its purposes and that the data are not disclosed to a third party without the consent of the data<br />

subjects; or<br />

(e) the processing relates to data which are manifestly made public by the data subject or is<br />

necessary for the establishment, exercise or defence of legal claims.<br />

3. Paragraph 1 shall not apply where processing of the data is required for the purposes of<br />

preventive medicine, medical diagnosis, the provision of care or treatment or the management<br />

of health-care services, and where those data are processed by a health professional subject<br />

under national law or rules established by national competent bodies to the obligation of<br />

professional secrecy or by another person also subject to an equivalent obligation of secrecy.<br />

4. Subject to the provision of suitable safeguards, Member States may, for reasons of<br />

substantial public interest, lay down exemptions in addition to those laid down in paragraph 2<br />

either by national law or by decision of the supervisory authority.<br />

5. Processing of data relating to offences, criminal convictions or security measures may be<br />

carried out only under the control of official authority, or if suitable specific safeguards are<br />

provided under national law, subject to derogations which may be granted by the Member<br />

State under national provisions providing suitable specific safeguards. However, a complete<br />

register of criminal convictions may be kept only under the control of official authority.<br />

Member States may provide that data relating to administrative sanctions or judgements in<br />

civil cases shall also be processed under the control of official authority.<br />

6. Derogations from paragraph 1 provided for in paragraphs 4 and 5 shall be notified to the<br />

Commission.<br />

7. Member States shall determine the conditions under which a national identification number<br />

or any other identifier of general application may be processed.<br />

Article 9<br />

Processing of personal data and freedom of expression<br />

Member States shall provide for exemptions or derogations from the provisions of this<br />

Chapter, Chapter IV and Chapter VI for the processing of personal data carried out solely for


journalistic purposes or the purpose of artistic or literary expression only if they are necessary<br />

to reconcile the right to privacy with the rules governing freedom of expression.<br />

Article 10<br />

SECTION IV<br />

INFORMATION TO BE GIVEN TO THE DATA SUBJECT<br />

Information in cases of collection of data from the data subject<br />

Member States shall provide that the controller or his representative must provide a data<br />

subject from whom data relating to himself are collected with at least the following<br />

information, except where he already has it:<br />

(a) the identity of the controller and of his representative, if any;<br />

(b) the purposes of the processing for which the data are intended;<br />

(c) any further information such as<br />

- the recipients or categories of recipients of the data,<br />

- whether replies to the questions are obligatory or voluntary, as well as the possible<br />

consequences of failure to reply,<br />

- the existence of the right of access to and the right to rectify the data concerning him<br />

in so far as such further information is necessary, having regard to the specific circumstances<br />

in which the data are collected, to guarantee fair processing in respect of the data subject.<br />

Article 11<br />

Information where the data have not been obtained from the data subject<br />

1. Where the data have not been obtained from the data subject, Member States shall provide<br />

that the controller or his representative must at the time of undertaking the recording of<br />

personal data or if a disclosure to a third party is envisaged, no later than the time when the<br />

data are first disclosed provide the data subject with at least the following information, except<br />

where he already has it:<br />

(a) the identity of the controller and of his representative, if any;<br />

(b) the purposes of the processing;


(c) any further information such as<br />

- the categories of data concerned,<br />

- the recipients or categories of recipients,<br />

- the existence of the right of access to and the right to rectify the data concerning him<br />

in so far as such further information is necessary, having regard to the specific circumstances<br />

in which the data are processed, to guarantee fair processing in respect of the data subject.<br />

2. Paragraph 1 shall not apply where, in particular for processing for statistical purposes or for<br />

the purposes of historical or scientific research, the provision of such information proves<br />

impossible or would involve a disproportionate effort or if recording or disclosure is expressly<br />

laid down by law. In these cases Member States shall provide appropriate safeguards.<br />

Article 12<br />

Right of access<br />

SECTION V<br />

THE DATA SUBJECT'S RIGHT OF ACCESS TO DATA<br />

Member States shall guarantee every data subject the right to obtain from the controller:<br />

(a) without constraint at reasonable intervals and without excessive delay or expense:<br />

- confirmation as to whether or not data relating to him are being processed and information at<br />

least as to the purposes of the processing, the categories of data concerned, and the recipients<br />

or categories of recipients to whom the data are disclosed,<br />

- communication to him in an intelligible form of the data undergoing processing and of any<br />

available information as to their source,<br />

- knowledge of the logic involved in any automatic processing of data concerning him at least<br />

in the case of the automated decisions referred to in Article 15 (1);<br />

(b) as appropriate the rectification, erasure or blocking of data the processing of which does<br />

not comply with the provisions of this Directive, in particular because of the incomplete or<br />

inaccurate nature of the data;<br />

(c) notification to third parties to whom the data have been disclosed of any rectification,<br />

erasure or blocking carried out in compliance with (b), unless this proves impossible or<br />

involves a disproportionate effort.


Article 13<br />

Exemptions and restrictions<br />

SECTION VI<br />

EXEMPTIONS AND RESTRICTIONS<br />

1. Member States may adopt legislative measures to restrict the scope of the obligations and<br />

rights provided for in Articles 6 (1), 10, 11 (1), 12 and 21 when such a restriction constitutes a<br />

necessary measures to safeguard:<br />

(a) national security;<br />

(b) defence;<br />

(c) public security;<br />

(d) the prevention, investigation, detection and prosecution of criminal offences, or of<br />

breaches of ethics for regulated professions;<br />

(e) an important economic or financial interest of a Member State or of the European Union,<br />

including monetary, budgetary and taxation matters;<br />

(f) a monitoring, inspection or regulatory function connected, even occasionally, with the<br />

exercise of official authority in cases referred to in (c), (d) and (e);<br />

(g) the protection of the data subject or of the rights and freedoms of others.<br />

2. Subject to adequate legal safeguards, in particular that the data are not used for taking<br />

measures or decisions regarding any particular individual, Member States may, where there is<br />

clearly no risk of breaching the privacy of the data subject, restrict by a legislative measure<br />

the rights provided for in Article 12 when data are processed solely for purposes of scientific<br />

research or are kept in personal form for a period which does not exceed the period necessary<br />

for the sole purpose of creating statistics.<br />

Article 14<br />

SECTION VII<br />

THE DATA SUBJECT'S RIGHT TO OBJECT


The data subject's right to object<br />

Member States shall grant the data subject the right:<br />

(a) at least in the cases referred to in Article 7 (e) and (f), to object at any time on compelling<br />

legitimate grounds relating to his particular situation to the processing of data relating to him,<br />

save where otherwise provided by national legislation. Where there is a justified objection, the<br />

processing instigated by the controller may no longer involve those data;<br />

(b) to object, on request and free of charge, to the processing of personal data relating to him<br />

which the controller anticipates being processed for the purposes of direct marketing, or to be<br />

informed before personal data are disclosed for the first time to third parties or used on their<br />

behalf for the purposes of direct marketing, and to be expressly offered the right to object free<br />

of charge to such disclosures or uses.<br />

Member States shall take the necessary measures to ensure that data subjects are aware of the<br />

existence of the right referred to in the first subparagraph of (b).<br />

Article 15<br />

Automated individual decisions<br />

1. Member States shall grant the right to every person not to be subject to a decision which<br />

produces legal effects concerning him or significantly affects him and which is based solely<br />

on automated processing of data intended to evaluate certain personal aspects relating to him,<br />

such as his performance at work, creditworthiness, reliability, conduct, etc.<br />

2. Subject to the other Articles of this Directive, Member States shall provide that a person<br />

may be subjected to a decision of the kind referred to in paragraph 1 if that decision:<br />

(a) is taken in the course of the entering into or performance of a contract, provided the<br />

request for the entering into or the performance of the contract, lodged by the data subject, has<br />

been satisfied or that there are suitable measures to safeguard his legitimate interests, such as<br />

arrangements allowing him to put his point of view; or<br />

(b) is authorized by a law which also lays down measures to safeguard the data subject's<br />

legitimate interests.<br />

Article 16<br />

SECTION VIII<br />

CONFIDENTIALITY AND SECURITY OF PROCESSING


Confidentiality of processing<br />

Any person acting under the authority of the controller or of the processor, including the<br />

processor himself, who has access to personal data must not process them except on<br />

instructions from the controller, unless he is required to do so by law.<br />

Article 17<br />

Security of processing<br />

1. Member States shall provide that the controller must implement appropriate technical and<br />

organizational measures to protect personal data against accidental or unlawful destruction or<br />

accidental loss, alteration, unauthorized disclosure or access, in particular where the<br />

processing involves the transmission of data over a network, and against all other unlawful<br />

forms of processing.<br />

Having regard to the state of the art and the cost of their implementation, such measures shall<br />

ensure a level of security appropriate to the risks represented by the processing and the nature<br />

of the data to be protected.<br />

2. The Member States shall provide that the controller must, where processing is carried out<br />

on his behalf, choose a processor providing sufficient guarantees in respect of the technical<br />

security measures and organizational measures governing the processing to be carried out, and<br />

must ensure compliance with those measures.<br />

3. The carrying out of processing by way of a processor must be governed by a contract or<br />

legal act binding the processor to the controller and stipulating in particular that:<br />

- the processor shall act only on instructions from the controller,<br />

- the obligations set out in paragraph 1, as defined by the law of the Member State in which<br />

the processor is established, shall also be incumbent on the processor.<br />

4. For the purposes of keeping proof, the parts of the contract or the legal act relating to data<br />

protection and the requirements relating to the measures referred to in paragraph 1 shall be in<br />

writing or in another equivalent form.<br />

Article 18<br />

Obligation to notify the supervisory authority<br />

SECTION IX<br />

NOTIFICATION


1. Member States shall provide that the controller or his representative, if any, must notify the<br />

supervisory authority referred to in Article 28 before carrying out any wholly or partly<br />

automatic processing operation or set of such operations intended to serve a single purpose or<br />

several related purposes.<br />

2. Member States may provide for the simplification of or exemption from notification only in<br />

the following cases and under the following conditions:<br />

- where, for categories of processing operations which are unlikely, taking account of the data<br />

to be processed, to affect adversely the rights and freedoms of data subjects, they specify the<br />

purposes of the processing, the data or categories of data undergoing processing, the category<br />

or categories of data subject, the recipients or categories of recipient to whom the data are to<br />

be disclosed and the length of time the data are to be stored, and/or<br />

- where the controller, in compliance with the national law which governs him, appoints a<br />

personal data protection official, responsible in particular:<br />

- for ensuring in an independent manner the internal application of the national provisions<br />

taken pursuant to this Directive<br />

- for keeping the register of processing operations carried out by the controller, containing the<br />

items of information referred to in Article 21 (2),<br />

thereby ensuring that the rights and freedoms of the data subjects are unlikely to be adversely<br />

affected by the processing operations.<br />

3. Member States may provide that paragraph 1 does not apply to processing whose sole<br />

purpose is the keeping of a register which according to laws or regulations is intended to<br />

provide information to the public and which is open to consultation either by the public in<br />

general or by any person demonstrating a legitimate interest.<br />

4. Member States may provide for an exemption from the obligation to notify or a<br />

simplification of the notification in the case of processing operations referred to in Article 8<br />

(2) (d).<br />

5. Member States may stipulate that certain or all non-automatic processing operations<br />

involving personal data shall be notified, or provide for these processing operations to be<br />

subject to simplified notification.<br />

Article 19<br />

Contents of notification<br />

1. Member States shall specify the information to be given in the notification. It shall include<br />

at least:<br />

(a) the name and address of the controller and of his representative, if any;


(b) the purpose or purposes of the processing;<br />

(c) a description of the category or categories of data subject and of the data or categories of<br />

data relating to them;<br />

(d) the recipients or categories of recipient to whom the data might be disclosed;<br />

(e) proposed transfers of data to third countries;<br />

(f) a general description allowing a preliminary assessment to be made of the appropriateness<br />

of the measures taken pursuant to Article 17 to ensure security of processing.<br />

2. Member States shall specify the procedures under which any change affecting the<br />

information referred to in paragraph 1 must be notified to the supervisory authority.<br />

Article 20<br />

Prior checking<br />

1. Member States shall determine the processing operations likely to present specific risks to<br />

the rights and freedoms of data subjects and shall check that these processing operations are<br />

examined prior to the start thereof.<br />

2. Such prior checks shall be carried out by the supervisory authority following receipt of a<br />

notification from the controller or by the data protection official, who, in cases of doubt, must<br />

consult the supervisory authority.<br />

3. Member States may also carry out such checks in the context of preparation either of a<br />

measure of the national parliament or of a measure based on such a legislative measure, which<br />

define the nature of the processing and lay down appropriate safeguards.<br />

Article 21<br />

Publicizing of processing operations<br />

1. Member States shall take measures to ensure that processing operations are publicized.<br />

2. Member States shall provide that a register of processing operations notified in accordance<br />

with Article 18 shall be kept by the supervisory authority.<br />

The register shall contain at least the information listed in Article 19 (1) (a) to (e).<br />

The register may be inspected by any person.<br />

3. Member States shall provide, in relation to processing operations not subject to notification,<br />

that controllers or another body appointed by the Member States make available at least the


information referred to in Article 19 (1) (a) to (e) in an appropriate form to any person on<br />

request.<br />

Member States may provide that this provision does not apply to processing whose sole<br />

purpose is the keeping of a register which according to laws or regulations is intended to<br />

provide information to the public and which is open to consultation either by the public in<br />

general or by any person who can provide proof of a legitimate interest.<br />

Article 22<br />

Remedies<br />

CHAPTER III<br />

JUDICIAL REMEDIES, LIABILITY AND SANCTIONS<br />

Without prejudice to any administrative remedy for which provision may be made, inter alia<br />

before the supervisory authority referred to in Article 28, prior to referral to the judicial<br />

authority, Member States shall provide for the right of every person to a judicial remedy for<br />

any breach of the rights guaranteed him by the national law applicable to the processing in<br />

question.<br />

Article 23<br />

Liability<br />

1. Member States shall provide that any person who has suffered damage as a result of an<br />

unlawful processing operation or of any act incompatible with the national provisions adopted<br />

pursuant to this Directive is entitled to receive compensation from the controller for the<br />

damage suffered.<br />

2. The controller may be exempted from this liability, in whole or in part, if he proves that he<br />

is not responsible for the event giving rise to the damage.<br />

Article 24<br />

Sanctions<br />

The Member States shall adopt suitable measures to ensure the full implementation of the<br />

provisions of this Directive and shall in particular lay down the sanctions to be imposed in<br />

case of infringement of the provisions adopted pursuant to this Directive.


Article 25<br />

Principles<br />

CHAPTER IV<br />

TRANSFER OF PERSONAL DATA TO THIRD COUNTRIES<br />

1. The Member States shall provide that the transfer to a third country of personal data which<br />

are undergoing processing or are intended for processing after transfer may take place only if,<br />

without prejudice to compliance with the national provisions adopted pursuant to the other<br />

provisions of this Directive, the third country in question ensures an adequate level of<br />

protection.<br />

2. The adequacy of the level of protection afforded by a third country shall be assessed in the<br />

light of all the circumstances surrounding a data transfer operation or set of data transfer<br />

operations; particular consideration shall be given to the nature of the data, the purpose and<br />

duration of the proposed processing operation or operations, the country of origin and country<br />

of final destination, the rules of law, both general and sectoral, in force in the third country in<br />

question and the professional rules and security measures which are complied with in that<br />

country.<br />

3. The Member States and the Commission shall inform each other of cases where they<br />

consider that a third country does not ensure an adequate level of protection within the<br />

meaning of paragraph 2.<br />

4. Where the Commission finds, under the procedure provided for in Article 31 (2), that a<br />

third country does not ensure an adequate level of protection within the meaning of paragraph<br />

2 of this Article, Member States shall take the measures necessary to prevent any transfer of<br />

data of the same type to the third country in question.<br />

5. At the appropriate time, the Commission shall enter into negotiations with a view to<br />

remedying the situation resulting from the finding made pursuant to paragraph 4.<br />

6. The Commission may find, in accordance with the procedure referred to in Article 31 (2),<br />

that a third country ensures an adequate level of protection within the meaning of paragraph 2<br />

of this Article, by reason of its domestic law or of the international commitments it has<br />

entered into, particularly upon conclusion of the negotiations referred to in paragraph 5, for<br />

the protection of the private lives and basic freedoms and rights of individuals.<br />

Member States shall take the measures necessary to comply with the Commission's decision.<br />

Article 26


Derogations<br />

1. By way of derogation from Article 25 and save where otherwise provided by domestic law<br />

governing particular cases, Member States shall provide that a transfer or a set of transfers of<br />

personal data to a third country which does not ensure an adequate level of protection within<br />

the meaning of Article 25 (2) may take place on condition that:<br />

(a) the data subject has given his consent unambiguously to the proposed transfer; or<br />

(b) the transfer is necessary for the performance of a contract between the data subject and the<br />

controller or the implementation of precontractual measures taken in response to the data<br />

subject's request; or<br />

(c) the transfer is necessary for the conclusion or performance of a contract concluded in the<br />

interest of the data subject between the controller and a third party; or<br />

(d) the transfer is necessary or legally required on important public interest grounds, or for the<br />

establishment, exercise or defence of legal claims; or<br />

(e) the transfer is necessary in order to protect the vital interests of the data subject; or<br />

(f) the transfer is made from a register which according to laws or regulations is intended to<br />

provide information to the public and which is open to consultation either by the public in<br />

general or by any person who can demonstrate legitimate interest, to the extent that the<br />

conditions laid down in law for consultation are fulfilled in the particular case.<br />

2. Without prejudice to paragraph 1, a Member State may authorize a transfer or a set of<br />

transfers of personal data to a third country which does not ensure an adequate level of<br />

protection within the meaning of Article 25 (2), where the controller adduces adequate<br />

safeguards with respect to the protection of the privacy and fundamental rights and freedoms<br />

of individuals and as regards the exercise of the corresponding rights; such safeguards may in<br />

particular result from appropriate contractual clauses.<br />

3. The Member State shall inform the Commission and the other Member States of the<br />

authorizations it grants pursuant to paragraph 2.<br />

If a Member State or the Commission objects on justified grounds involving the protection of<br />

the privacy and fundamental rights and freedoms of individuals, the Commission shall take<br />

appropriate measures in accordance with the procedure laid down in Article 31 (2).<br />

Member States shall take the necessary measures to comply with the Commission's decision.<br />

4. Where the Commission decides, in accordance with the procedure referred to in Article 31<br />

(2), that certain standard contractual clauses offer sufficient safeguards as required by<br />

paragraph 2, Member States shall take the necessary measures to comply with the<br />

Commission's decision.<br />

CHAPTER V


Article 27<br />

CODES OF CONDUCT<br />

1. The Member States and the Commission shall encourage the drawing up of codes of<br />

conduct intended to contribute to the proper implementation of the national provisions<br />

adopted by the Member States pursuant to this Directive, taking account of the specific<br />

features of the various sectors.<br />

2. Member States shall make provision for trade associations and other bodies representing<br />

other categories of controllers which have drawn up draft national codes or which have the<br />

intention of amending or extending existing national codes to be able to submit them to the<br />

opinion of the national authority.<br />

Member States shall make provision for this authority to ascertain, among other things,<br />

whether the drafts submitted to it are in accordance with the national provisions adopted<br />

pursuant to this Directive. If it sees fit, the authority shall seek the views of data subjects or<br />

their representatives.<br />

3. Draft Community codes, and amendments or extensions to existing Community codes, may<br />

be submitted to the Working Party referred to in Article 29. This Working Party shall<br />

determine, among other things, whether the drafts submitted to it are in accordance with the<br />

national provisions adopted pursuant to this Directive. If it sees fit, the authority shall seek the<br />

views of data subjects or their representatives. The Commission may ensure appropriate<br />

publicity for the codes which have been approved by the Working Party.<br />

CHAPTER VI<br />

SUPERVISORY AUTHORITY AND WORKING PARTY ON THE PROTECTION OF<br />

INDIVIDUALS WITH REGARD TO THE PROCESSING OF PERSONAL DATA<br />

Article 28<br />

Supervisory authority<br />

1. Each Member State shall provide that one or more public authorities are responsible for<br />

monitoring the application within its territory of the provisions adopted by the Member States<br />

pursuant to this Directive.<br />

These authorities shall act with complete independence in exercising the functions entrusted<br />

to them.


2. Each Member State shall provide that the supervisory authorities are consulted when<br />

drawing up administrative measures or regulations relating to the protection of individuals'<br />

rights and freedoms with regard to the processing of personal data.<br />

3. Each authority shall in particular be endowed with:<br />

- investigative powers, such as powers of access to data forming the subject-matter of<br />

processing operations and powers to collect all the information necessary for the performance<br />

of its supervisory duties,<br />

- effective powers of intervention, such as, for example, that of delivering opinions before<br />

processing operations are carried out, in accordance with Article 20, and ensuring appropriate<br />

publication of such opinions, of ordering the blocking, erasure or destruction of data, of<br />

imposing a temporary or definitive ban on processing, of warning or admonishing the<br />

controller, or that of referring the matter to national parliaments or other political institutions,<br />

- the power to engage in legal proceedings where the national provisions adopted pursuant to<br />

this Directive have been violated or to bring these violations to the attention of the judicial<br />

authorities.<br />

Decisions by the supervisory authority which give rise to complaints may be appealed against<br />

through the courts.<br />

4. Each supervisory authority shall hear claims lodged by any person, or by an association<br />

representing that person, concerning the protection of his rights and freedoms in regard to the<br />

processing of personal data. The person concerned shall be informed of the outcome of the<br />

claim.<br />

Each supervisory authority shall, in particular, hear claims for checks on the lawfulness of<br />

data processing lodged by any person when the national provisions adopted pursuant to<br />

Article 13 of this Directive apply. The person shall at any rate be informed that a check has<br />

taken place.<br />

5. Each supervisory authority shall draw up a report on its activities at regular intervals. The<br />

report shall be made public.<br />

6. Each supervisory authority is competent, whatever the national law applicable to the<br />

processing in question, to exercise, on the territory of its own Member State, the powers<br />

conferred on it in accordance with paragraph 3. Each authority may be requested to exercise<br />

its powers by an authority of another Member State.<br />

The supervisory authorities shall cooperate with one another to the extent necessary for the<br />

performance of their duties, in particular by exchanging all useful information.<br />

7. Member States shall provide that the members and staff of the supervisory authority, even<br />

after their employment has ended, are to be subject to a duty of professional secrecy with<br />

regard to confidential information to which they have access.


Article 29<br />

Working Party on the Protection of Individuals with regard to the Processing of Personal Data<br />

1. A Working Party on the Protection of Individuals with regard to the Processing of Personal<br />

Data, hereinafter referred to as 'the Working Party', is hereby set up.<br />

It shall have advisory status and act independently.<br />

2. The Working Party shall be composed of a representative of the supervisory authority or<br />

authorities designated by each Member State and of a representative of the authority or<br />

authorities established for the Community institutions and bodies, and of a representative of<br />

the Commission.<br />

Each member of the Working Party shall be designated by the institution, authority or<br />

authorities which he represents. Where a Member State has designated more than one<br />

supervisory authority, they shall nominate a joint representative. The same shall apply to the<br />

authorities established for Community institutions and bodies.<br />

3. The Working Party shall take decisions by a simple majority of the representatives of the<br />

supervisory authorities.<br />

4. The Working Party shall elect its chairman. The chairman's term of office shall be two<br />

years. His appointment shall be renewable.<br />

5. The Working Party's secretariat shall be provided by the Commission.<br />

6. The Working Party shall adopt its own rules of procedure.<br />

7. The Working Party shall consider items placed on its agenda by its chairman, either on his<br />

own initiative or at the request of a representative of the supervisory authorities or at the<br />

Commission's request.<br />

Article 30<br />

1. The Working Party shall:<br />

(a) examine any question covering the application of the national measures adopted under this<br />

Directive in order to contribute to the uniform application of such measures;<br />

(b) give the Commission an opinion on the level of protection in the Community and in third<br />

countries;<br />

(c) advise the Commission on any proposed amendment of this Directive, on any additional or<br />

specific measures to safeguard the rights and freedoms of natural persons with regard to the<br />

processing of personal data and on any other proposed Community measures affecting such<br />

rights and freedoms;


(d) give an opinion on codes of conduct drawn up at Community level.<br />

2. If the Working Party finds that divergences likely to affect the equivalence of protection for<br />

persons with regard to the processing of personal data in the Community are arising between<br />

the laws or practices of Member States, it shall inform the Commission accordingly.<br />

3. The Working Party may, on its own initiative, make recommendations on all matters<br />

relating to the protection of persons with regard to the processing of personal data in the<br />

Community.<br />

4. The Working Party's opinions and recommendations shall be forwarded to the Commission<br />

and to the committee referred to in Article 31.<br />

5. The Commission shall inform the Working Party of the action it has taken in response to its<br />

opinions and recommendations. It shall do so in a report which shall also be forwarded to the<br />

European Parliament and the Council. The report shall be made public.<br />

6. The Working Party shall draw up an annual report on the situation regarding the protection<br />

of natural persons with regard to the processing of personal data in the Community and in<br />

third countries, which it shall transmit to the Commission, the European Parliament and the<br />

Council. The report shall be made public.<br />

Article 31 *<br />

The Committee<br />

CHAPTER VII<br />

COMMUNITY IMPLEMENTING MEASURES<br />

1. The Commission shall be assisted by a committee.<br />

2. Where reference is made to this Article, Articles 4 and 7 of Decision 1999/468/EC ** shall<br />

apply, having regard to the provisions of Article 8 thereof.<br />

The period laid down in Article 4 (3) of Decision 1999/468/EC shall be set at three months.<br />

3. The Committee shall adopt its rules of procedure.<br />

* as amended by the Regulation (EC) No 1882/2003 of the European Parliament and of the Council of 29 September<br />

2003 adapting to Council Decision 1999/468/EC the provisions relating to committees which assist the Commission in<br />

the exercise of its implementing powers laid down in instruments subject to the Procedure referred to in Article 251 of<br />

the EC Treaty (OJ L 284, 31.10.2003).<br />

** Council Decision 1999/468/EC of 28 June 1999 laying down the procedures for the exercise of implementing<br />

powers conferred on the Commission (OJ L 184, 17.7.1999, p. 23).’


Article 32<br />

FINAL PROVISIONS<br />

1. Member States shall bring into force the laws, regulations and administrative provisions<br />

necessary to comply with this Directive at the latest at the end of a period of three years from<br />

the date of its adoption.<br />

When Member States adopt these measures, they shall contain a reference to this Directive or<br />

be accompanied by such reference on the occasion of their official publication. The methods<br />

of making such reference shall be laid down by the Member States.<br />

2. Member States shall ensure that processing already under way on the date the national<br />

provisions adopted pursuant to this Directive enter into force, is brought into conformity with<br />

these provisions within three years of this date.<br />

By way of derogation from the preceding subparagraph, Member States may provide that the<br />

processing of data already held in manual filing systems on the date of entry into force of the<br />

national provisions adopted in implementation of this Directive shall be brought into<br />

conformity with Articles 6, 7 and 8 of this Directive within 12 years of the date on which it is<br />

adopted. Member States shall, however, grant the data subject the right to obtain, at his<br />

request and in particular at the time of exercising his right of access, the rectification, erasure<br />

or blocking of data which are incomplete, inaccurate or stored in a way incompatible with the<br />

legitimate purposes pursued by the controller.<br />

3. By way of derogation from paragraph 2, Member States may provide, subject to suitable<br />

safeguards, that data kept for the sole purpose of historical research need not be brought into<br />

conformity with Articles 6, 7 and 8 of this Directive.<br />

4. Member States shall communicate to the Commission the text of the provisions of domestic<br />

law which they adopt in the field covered by this Directive.<br />

Article 33<br />

The Commission shall report to the Council and the European Parliament at regular intervals,<br />

starting not later than three years after the date referred to in Article 32 (1), on the<br />

implementation of this Directive, attaching to its report, if necessary, suitable proposals for<br />

amendments. The report shall be made public.<br />

The Commission shall examine, in particular, the application of this Directive to the data<br />

processing of sound and image data relating to natural persons and shall submit any<br />

appropriate proposals which prove to be necessary, taking account of developments in<br />

information technology and in the light of the state of progress in the information society.


Article 34<br />

This Directive is addressed to the Member States.<br />

Done at Luxembourg, 24 October 1995.<br />

For the European Parliament<br />

The President<br />

K. HAENSCH<br />

For the Council<br />

The President<br />

L. ATIENZA SERNA<br />

(1) OJ No C 277, 5. 11. 1990, p. 3 and OJ No C 311, 27. 11. 1992, p. 30.<br />

(2) OJ No C 159, 17. 6. 1991, p 38.<br />

(3) Opinion of the European Parliament of 11 March 1992 (OJ No C 94, 13. 4. 1992, p. 198),<br />

confirmed on 2 December 1993 (OJ No C 342, 20. 12. 1993, p. 30); Council common<br />

position of 20 February 1995 (OJ No C 93, 13. 4. 1995, p. 1) and Decision of the European<br />

Parliament of 15 June 1995 (OJ No C 166, 3. 7. 1995).<br />

(1) OJ No L 197, 18. 7. 1987, p. 33.


COMMISSION OF THE EUROPEAN COMMUNITIES<br />

Brussels, 2.6.2003<br />

COM(2003) 311 final<br />

COMMUNICATION FROM THE COMMISSION<br />

European Road Safety Action Programme<br />

Halving the number of road accident victims in the<br />

European Union by 2010:<br />

A shared responsibility


COMMUNICATION FROM THE COMMISSION<br />

European Road Safety Action Programme<br />

Halving the number of road accident victims in the<br />

European Union by 2010:<br />

A shared responsibility<br />

TABLE OF CONTENTS<br />

SUMMARY ............................................................................................................................... 5<br />

1. The challenges to be met.............................................................................................. 6<br />

2. Setting the target of reducing the number of road accident victims ............................ 9<br />

2.1. A mobilising target....................................................................................................... 9<br />

2.2. Monitoring the target ................................................................................................. 10<br />

2.2.1. Establishing performance indicators.......................................................................... 10<br />

2.2.2. A mid-term review ..................................................................................................... 10<br />

3. A commitment at all levels to improving road safety................................................ 11<br />

3.1. The role of the European Union................................................................................. 11<br />

3.2. All stakeholders in the transport system are concerned............................................. 11<br />

3.3. Mobilising stakeholders through the establishment of a European Road Safety<br />

Charter........................................................................................................................ 12<br />

4. The means of action available to the European Union .............................................. 13<br />

5. The main areas of action ............................................................................................ 15<br />

5.1. Encouraging road users to improve their behaviour .................................................. 15<br />

5.1.1. Complying with basic road safety rules..................................................................... 15<br />

5.1.2. Driver licensing and training...................................................................................... 19<br />

5.1.3. Use of crash helmets .................................................................................................. 20<br />

5.2. Using technical progress to make vehicles safer........................................................ 21<br />

5.2.1. Progress made on vehicle design ............................................................................... 21<br />

5.2.2. Consumer information: the European New Car Assessment Programme (EuroNCAP)22<br />

5.2.3. Accident protection or passive safety ........................................................................ 22<br />

5.2.4. Accident prevention or active safety.......................................................................... 24<br />

5.2.5. Periodic technical inspection ..................................................................................... 27<br />

2


5.3. Encouraging the improvement of road infrastructure ................................................ 27<br />

5.3.1. Background ................................................................................................................27<br />

5.3.2. Drawing-up of technical guidelines concerning infrastructure safety ....................... 28<br />

5.3.3. Trans-European road network.................................................................................... 29<br />

5.3.4. Safety of tunnels.........................................................................................................29<br />

5.3.5. The new "intelligent road" concept and GALILEO................................................... 30<br />

5.4. Safe commercial goods and passenger transport ....................................................... 31<br />

5.5. Emergency services and care for road accident victims ............................................ 34<br />

5.6. Accident data collection, analysis and dissemination................................................ 35<br />

5.6.1. Background ................................................................................................................35<br />

5.6.2. The causes of accidents.............................................................................................. 35<br />

5.6.3. The circumstances of accidents.................................................................................. 36<br />

5.6.4. The consequences of accidents .................................................................................. 37<br />

5.6.5. European Road Safety Observatory........................................................................... 37<br />

ANNEX 1 Road traffic accidents - Trend in the number of deaths per million inhabitants,<br />

1991-2001 Situation in each Member State (+ EUR-15 average) ........................................... 38<br />

ANNEX 2 European Road Safety Charter............................................................................... 42<br />

3


SUMMARY<br />

– Road safety directly affects all of the territory of the European Union and all its<br />

inhabitants: in the 15-member European Union, 375 million road users, 200 million<br />

of them driving licence holders, use 200 million vehicles on 4 million km of roads.<br />

Ever greater mobility comes at a high price: 1 300 000 accidents a year cause 40 000<br />

deaths and 1 700 000 injuries on the roads. The direct and indirect cost of this<br />

carnage has been estimated at €160 billion, i.e. 2% of EU GNP.<br />

– Although there has been a slow but regular improvement in safety overall (during the<br />

last 30 years, the overall volume of road traffic in the countries which today make up<br />

the EU has tripled, while the number of road deaths has fallen by half), the situation<br />

is still socially unacceptable and difficult to justify to the citizen.<br />

– In its White Paper on European transport policy, 1 the Commission has therefore<br />

proposed that the European Union should set itself the target of halving the number<br />

of road deaths by 2010. Although the Community has contributed to road safety<br />

over very many years, in particular through more than 50 technical standardisation<br />

directives, and despite the fact that the Maastricht Treaty clarified the legal means<br />

available to the Community to establish a framework and to act, 2 the Member States<br />

have been highly reluctant to take action at Community level, witness the<br />

harmonisation of blood alcohol limits which has been under discussion for twelve<br />

years.<br />

– The Commission will propose standardising the rules on checks concerning the road<br />

traffic offences which cause the most deaths and concerning compliance with social<br />

regulations.<br />

– In the context of a proposal on road infrastructure, the Commission propose action to<br />

deal with particularly hazardous places. Another proposal will concern the<br />

recasting of the Directive on driving licences.<br />

– This communication also describes a number of direct and accompanying measures<br />

which the Commission plans to implement to enhance the benefit of the activities<br />

undertaken by the European Union, in particular the development of new safety<br />

technologies under the Research Framework Programmes to add value to the efforts<br />

made by the Member States.<br />

1<br />

2<br />

This action programmes aims to:<br />

– encourage road users to improve their behaviour, in particular through better<br />

compliance with the existing legislation, basic and continuous training for private<br />

and professional drivers and by pursuing efforts to combat dangerous practices,<br />

– make vehicles safer, in particular through technical harmonisation and support for<br />

technical progress; the aspects concerning electronic technologies ("<strong>eSafety</strong>") will<br />

European transport policy for 2010: Time to decide (COM(2001) 370 final, 12 September 2001).<br />

Article 71 of the Treaty establishing the European Community.<br />

4


e covered by a forthcoming Commission communication on information and<br />

communication technologies for intelligent vehicles".<br />

– improve road infrastructure, in particular by defining best practices and<br />

disseminating them at the local level and by eliminating accident black spots.<br />

– It describes in particular specific measures for establishing a methodological<br />

framework to identify and disseminate best practices, through the drafting of<br />

technical guides, improving the collection and analysis of data on accidents and<br />

physical injuries, and pursuing research and development to find solutions for the<br />

future.<br />

– The Commission hopes that everyone concerned will sign up to and cooperate in the<br />

programme in question. To this end, it proposes that everyone in authority, with<br />

decision-making powers, or acting in an economic, social or representative function<br />

should give a solemn undertakings and subscribe to a European Road Safety<br />

Charter. Apart from complying with universal principles, each signatory would<br />

undertake to implement specific actions. The commitments given will be publicised<br />

and compliance with them monitored.<br />

5


1. THE CHALLENGES TO BE MET<br />

Each year, more than 40 000 people die in the European Union (EUR-15) as a result of road<br />

accidents and 1 700 000 are injured. These accidents are the main cause of death in the<br />

under-45 age group and cause more deaths than heart disease or cancer in that group. The<br />

total cost to society has been estimated at more than €160 billion a year, which corresponds to<br />

2% of EU GNP - an exorbitant price to pay given that relatively straightforward solutions<br />

which would be acceptable to the public are not used.<br />

Number<br />

of people killed<br />

400<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

1970 1980 1990 2000<br />

Figure 1a: Road accidents: Number of people killed per million inhabitants in each Member<br />

State, 1970-2000<br />

6<br />

year<br />

(More detailed data, covering the last decade, are given in Annex 1)<br />

Sources: CARE and national data<br />

B<br />

DK<br />

D<br />

EL<br />

E<br />

F<br />

IRL<br />

I<br />

L<br />

NL<br />

A<br />

P<br />

FIN<br />

S<br />

UK


Number of people killed<br />

400<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

229<br />

181<br />

7<br />

155<br />

108<br />

50<br />

1970 1980 1990 2000<br />

Figure 1b : Road accidents number of people killed per million inhabitants, EUR-15, trend<br />

1970-2000<br />

Improvements in road safety are understandably therefore one of the European citizen's<br />

greatest expectations. In order to meet this expectation, the Commission announced in its<br />

White Paper of 12 September 2001 3 that it would establish a targeted action programme<br />

containing a set of measures to be implemented by 2010.<br />

In order to be effective, these measures need to be coherent and coordinated with measures<br />

taken at other levels of responsibility. The Commission has consulted the parties concerned to<br />

identify the measures which are likely to produce the best results. These consultations show<br />

that there is a broad trend in favour of developing a European action programme. In<br />

Resolutions adopted in 2000 and 2001, 4 the Council and the European Parliament have also<br />

confirmed the importance of adopting ambitious measures at European level to combat the<br />

scourge of road accidents.<br />

In the past, there has been an enormous gap between the Member States' ambitious<br />

declarations of intent and the very modest provisions actually adopted, the principle of<br />

subsidiarity too often being invoked as a means of avoiding the adoption of specific measures<br />

at EU level. The Commission intends to apply the principle of subsidiarity in a strict manner<br />

so that everyone concerned, at all levels, can have a clearly identified framework of action in<br />

order to be able to play a full part.<br />

All the Member States are faced with the same road safety problems. The main causes of<br />

accidents have been clearly defined:<br />

3<br />

4<br />

European transport policy for 2010: Time to decide (COM(2001) 370 final, 12 September 2001).<br />

Council Resolution of 26 June 2000 on the improvement of road safety (OJ C 218, 31.7.2000, p.1);<br />

European Parliament Resolution of 18 January 2001 on road safety (Hedkvist-Petersen Report, OJ C<br />

262, 18.9.2001, p.236).


– Excessive and improper speed, the cause of about a third of fatal and serious<br />

accidents and a major factor in determining the severity of injuries.<br />

– The consumption of alcohol and drugs or fatigue. Drinking and driving is responsible<br />

for about 10 000 deaths each year. The problems of driving under the influence of<br />

drugs and fatigue are also increasing.<br />

– Failure to wear a seat belt or crash helmet is a major aggravating factor in accidents.<br />

If the rate of seat-belt use could be increased everywhere to the best international<br />

rate, more than 7 000 lives would be saved each year.<br />

– The lack of sufficient protection provided by vehicles in the event of an impact.<br />

Analysis of accidents shows that, if all cars were designed to provide protection<br />

equivalent to that of the best cars in the same class in the event of an accident, half of<br />

fatal and disabling injuries could be avoided.<br />

– High-risk accident sites (black spots). Roadside design and street furniture can also<br />

play an essential part in reducing injuries in the event of a collision and may have a<br />

positive impact on behaviour.<br />

– Non-compliance with driving and rest times by professional drivers.<br />

– Poor visibility of other users or an insufficient field of vision for the driver. The lack<br />

of visibility in the blind spot towards the rear of vehicles alone causes 500 deaths a<br />

year.<br />

Consequently, many of the road safety improvements proposed by the Commission could be<br />

achieved simply by complying with existing rules. 5<br />

It should also be mentioned that certain groups are particularly affected by road safety issues:<br />

young people between 15 and 24; 6 vulnerable users; 7 and the elderly 8 , in particular<br />

pedestrians.<br />

There are also the challenges which arise as the result of the forthcoming enlargement of the<br />

EU. In most of the new Member States road safety has evolved atypically on account, in<br />

particular, of the political, social and economic upheavals at the beginning of the last decade.<br />

As a general rule, the road safety situation at present is not as good as in the present EUR-15.<br />

Adjusted to the population level, the number of people killed and injured is not higher, but the<br />

respective ratios are deceptive since they do not take account of the number of vehicles on the<br />

road or the volume of traffic, both of which are much lower. The risk exposure factors are<br />

therefore much greater. It will therefore be necessary to monitor the situation carefully, and<br />

the likelihood of the number of vehicles on the road and traffic levels increasing in these<br />

countries over the next few years will create a need for drastic measures to avoid an automatic<br />

increase in the number of road victims.<br />

5<br />

6<br />

7<br />

8<br />

See paragraph 2.1 below.<br />

About 10 000 killed each year - fatal injuries on the roads are the main cause of death in this age group.<br />

In the European Union, pedestrians, cyclists, and moped and motorcycle riders account for more than a<br />

third of people killed on the roads: 7061 pedestrians, 3673 motorcycle riders, 2477 moped riders and<br />

1818 cyclists in 2000 (Sources: CARE and national publications). The number of motorcycle riders<br />

killed is increasing in some Member States.<br />

The risk of serious or fatal injuries in the event of an accident in particularly high in the case of the<br />

elderly, and the ageing population over the next decade needs to be considered.<br />

8


2. SETTING THE TARGET OF REDUCING THE NUMBER OF ROAD ACCIDENT VICTIMS<br />

2.1. A mobilising target<br />

In its White Paper on European Transport Policy, the Commission proposed that the European<br />

Union should set itself the ambitious target of halving the number of road deaths by 2010.<br />

The Commission is fully aware that this means giving much greater priority to implementing<br />

the most effective measures at Community, national and local level.<br />

However, only the European Parliament has so far endorsed this objective, and the Council<br />

has not committed itself.<br />

Such an objective constitutes a serious collective undertaking to reduce the number of deaths<br />

rather than a legal requirement. Given that responsibilities for road safety are shared between<br />

different levels of government, it is not possible to rely solely on activities carried out by the<br />

European Union to achieve this target. The main aim is to provide the motivation for<br />

launching shared activities and to stimulate these activities at all levels of action.<br />

The Member States with the best road safety records, such as Sweden, the United Kingdom<br />

and the Netherlands, were the first to set quantified targets to reduce the number of victims to<br />

derive maximum benefit from potential improvements in road safety from increased<br />

knowledge, accumulated experience and technical progress. It is broadly accepted that<br />

targeted road safety programmes are more beneficial in terms of effectiveness of action, the<br />

rational use of public resources and reductions in the number of people killed and injured<br />

than non-targeted programmes.<br />

2.2. Monitoring the target<br />

2.2.1. Establishing performance indicators<br />

The target will have to be monitored periodically to verify the progress made, and will have to<br />

be reviewed when the new Member States join.<br />

The use of performance indicators makes it possible to target actions in key areas<br />

systematically and to monitor implementation. These may concern particular groups of road<br />

users, such as children, new drivers and professional drivers, or compliance with important<br />

safety rules such as the wearing of a seat belt, or cover specific areas such as the urban road<br />

network, country roads or the trans-European network. Performance indicators for speed,<br />

drinking and driving, the use of restraint systems and safety devices, and numbers of roadside<br />

checks are already used in some Member States, and these could therefore be used in the first<br />

instance. The following stage would require the adoption of indicators in areas relating to the<br />

management of road network standards, the number of vehicles on the road and the<br />

emergency services in order to monitor progress made.<br />

2.2.2. A mid-term review<br />

A statistical report will be produced at regular intervals for the European Institutions and the<br />

public based on the statistics and performance indicators, which will make it possible to<br />

monitor the progress made in implementing this action programme and to analyse the trends<br />

with regard to safety levels.<br />

The Commission will carry out a mid-term review in 2005 on the basis of the conclusions of<br />

its monitoring group. On that occasion it will assess the implications of the enlargement of<br />

9


European Union on road safety. The Commission reserves the right, on the basis of the<br />

review, to propose regulatory measures.<br />

� Reduce the number of road deaths by 50% by 2010.<br />

� Evaluate the progress made, compared with the target, by means of appropriate performance<br />

indicators at Community and national level.<br />

� Provide a report in 2005 on monitoring of the target, action carried out and modifications needed as<br />

a result of enlargement and, where appropriate, propose new measures.<br />

3. A COMMITMENT AT ALL LEVELS TO IMPROVING ROAD SAFETY<br />

3.1. The role of the European Union<br />

With a single transport market and road travel rapidly expanding, a systematic approach is<br />

needed to reduce the high costs of road accidents and the inequalities between Member States.<br />

This approach will call for coordinated action, focused on common objectives, covering the<br />

local, regional, national and Community levels. Joint action is warranted to deal with common<br />

road safety issues, to raise greater awareness and to implement the most effective measures at<br />

the different levels.<br />

Most accidents are due to human error, failure to observe driving rules, and poor<br />

understanding or insufficient control of the vehicle. Since human beings frequently and<br />

inevitably make mistakes, the system of infrastructure, vehicles and drivers should be<br />

gradually adapted to protect users more effectively against their own shortcomings. This is the<br />

approach in other modes of transport and safety at work. Failure to comply with driving rules<br />

should be dealt with both by introducing measures to improve checks and the enforcement of<br />

effective, proportionate and dissuasive penalties at EU level and by developing technologies<br />

which make it difficult or impossible to commit the most serious driving offences.<br />

The White Paper referred to above stresses two essential points as regards the Community's<br />

role in the field of road safety:<br />

– firstly, its long-standing contribution in the context of the establishment of an<br />

internal EU market without unfair competition,<br />

– the legal means provided by the Maastricht Treaty which enables the Commission to<br />

establish a framework and to take measures.<br />

Improving the safety of the movement of passengers and goods is one of the European<br />

Union's key tasks. An EU road safety programme complying with the principle of subsidiarity<br />

will provide a clear framework of action for all parties concerned and will guide the European<br />

Union's activities in fields in which it can provide a high level of added value.<br />

Promoting greater awareness and understanding among the general public, policy makers and<br />

the media about how to make safer use of roads and the transport system must be at the heart<br />

of the Community's road safety policy.<br />

10


3.2. All stakeholders in the transport system are concerned<br />

Meeting the challenge of increasing road safety will necessitate a shift in thinking amongst<br />

both those with responsibility for the traffic system and users about how people use the roads<br />

and how they can be used safely.<br />

Action to boost the wearing of seat belts provides a good illustration of the interdependence<br />

of different road safety measures and stakeholders and the need for interaction at all levels of<br />

government, whether local, regional, national or EU, as well as the private sector, to ensure<br />

effective protection (see Table 1 below).<br />

European Union<br />

National level<br />

Regional/local<br />

level<br />

Private sector<br />

- rules on the mandatory fitting and use of equipment<br />

- rules to improve checks and the application of penalties to car drivers<br />

- performance standards for safety belts and restraints<br />

- support for the launching of an EU programme to evaluate the restraint systems on the market<br />

- a framework and support for campaigns to promote seat belt use<br />

- monitoring of the incorporation of Community legislation by the Member States into their national law<br />

- implementation of EU rules<br />

- setting exemptions<br />

- setting national compliance objectives<br />

- securing compliance through resources for police enforcement<br />

- targeted national information<br />

- monitoring of seat belt use<br />

- encouraging seat belt use policies in the public and private sectors<br />

- support for child restraint loan schemes<br />

- police enforcement and publicity<br />

- seat belt information in schools<br />

- encouraging child restraint loan schemes in the local health sector<br />

- seat belt use surveys<br />

- seat belt use survivor clubs<br />

- innovation and initiatives<br />

- development and marketing of more efficient restraint systems, in response to evaluation campaigns<br />

- installation of non-compulsory restraint devices<br />

- reduced insurance premiums for users of equipped vehicles<br />

- campaigns at company level for the workforce<br />

Table 1: Action needed to increase seat belt use<br />

It will take time and will need a stepwise approach to motivate everyone concerned with road<br />

safety in the framework of an ambitious plan. Concerted action will continue to be necessary<br />

well beyond 2010. It will have to include well-tried measures and be capable of providing<br />

new momentum for all parties concerned.<br />

3.3. Mobilising stakeholders through the establishment of a European Road Safety<br />

Charter<br />

Going beyond subsidiarity and to boost political action, make it coherent and stimulate the<br />

emergence of projects, all stakeholders (transport companies, vehicle and parts manufacturers,<br />

insurance companies and infrastructure operators, local and regional authorities) should give a<br />

11


formal undertaking that they will cooperate and try, collectively and individually, to obtain<br />

maximum effectiveness by subscribing to a European Road Safety Charter. 9<br />

The Charter contains a common part, but will also have to include specific commitments for<br />

each signatory. Each signatory's name and the specific commitments it has made under the<br />

Charter will be made public. 10 It will initially be valid for three years, after which it can be<br />

renewed.<br />

Commitments given will have to be complied with strictly and continuously. Signatories will<br />

have to report how they have fulfilled their commitments and will agree to be monitored for<br />

this purpose during the period of validity of the Charter.<br />

� Invite all parties concerned to sign a European Road Safety Charter.<br />

� Monitor compliance with the commitments given by signatories.<br />

4. THE MEANS OF ACTION AVAILABLE TO THE EUROPEAN UNION<br />

The European Union has a number of ways in which it can act on road safety.<br />

� Article 71 of the EC Treaty allows the European Union to legislate to adopt measures to<br />

improve transport safety, within the limitations of subsidiarity. It has established<br />

competence in several areas such as seat belt use in cars, the periodic technical inspection<br />

of motor vehicles, roadside checks, tachographs, speed governors, the weights and<br />

dimensions of vehicles, the transportation of hazardous goods, driving licences and certain<br />

aspects of driver training. It has more than one competence in some areas, such as the<br />

technical harmonisation of vehicle standards where it is required to ensure a high level of<br />

protection (Article 95 of the Treaty). It may lay down safety requirements for the<br />

trans-European road network. 11 The legislation will have to be adjusted to achieve the<br />

Community's road safety objective and to take account of the technical progress made in<br />

the areas covered. 12 Articles 151 and 152 (health and consumer protection) also allow the<br />

EU to take action in this connection.<br />

The establishment of the internal market has made it possible, in particular through technical<br />

standardisation, to develop safer car parts thanks to a total of more than 50 directives:<br />

provisions requiring the fitting of laminated-glass windscreens to all vehicles, the installation<br />

of safety belts for all passengers, standardised side and front protection, the standardisation<br />

of braking systems.<br />

In addition, the EU has legislated on compulsory seat belt use, the transportation of<br />

hazardous goods, the use of speed governors in lorries, standardised driving licences and the<br />

technical inspection of all vehicles.<br />

� The European Union has financial means which enable it, through targeted calls for<br />

proposals, to support initiatives to generate a higher sense of awareness among policy<br />

9<br />

10<br />

11<br />

12<br />

The text of the European Road Safety Charter is given in Annex 2.<br />

On the “Europa” website.<br />

In accordance with European Parliament and Council Decision 1692/96/EC of the of 23 July 1996 on<br />

Community guidelines for the development of the trans-European transport network (OJ L 228,<br />

9.9.1996, p.1).<br />

See Chapter 5 below.<br />

12


makers, professionals and the public at large about the main safety issues and the solutions<br />

required. It can, for example, grant financial support to consumer information programmes<br />

such as the EuroNCAP programme. 13<br />

� The European Union has so far played an important part in the establishment and<br />

dissemination of best practices (for example, as regards the introduction of reflective<br />

number plates and the development of crash barriers which are safer for motorcyclists),<br />

and it is planned to extend this activity further still. For the systematic introduction of these<br />

activities in all fields, the Commission will establish a reference framework to promote<br />

best practices among safety professionals. The aim will be to identify and summarise these<br />

best practices and to present them in the form of guidelines drawn up by professionals for<br />

professionals, to be used on a voluntary basis, together with detailed case studies.<br />

Guidelines could be drawn up on road safety planning, infrastructure safety and the<br />

reliability of information, the securing of heavy loads and roadside checks. Following this,<br />

the Community will support demonstration projects which will put into practice the<br />

methods developed during the preparation of the guidelines.<br />

� The collection and analysis of data on accidents and physical injuries is essential to be<br />

able to make an objective evaluation of road safety problems, to identify the priority fields<br />

of action and to monitor the effects of the measures. At a later stage, the data should make<br />

it possible to quantify the benefits achieved through the new technologies. The European<br />

Union has played an active part in the definition of accident investigation methods<br />

(STAIRS project) and the creation of the CARE database. 14 These activities now need to<br />

be expanded and entered into in more detail to meet the various expectations (see<br />

paragraph 5.6).<br />

� The definition and evaluation of future policy requires considerable and sustained<br />

research and technological development, against a background of on-going<br />

technological and social change. At the same time, it is essential to translate knowledge<br />

derived from previous research into action which will save human lives. It will be<br />

necessary to strengthen research activities in the field of road safety, in particular in the<br />

context of the Sixth Research Framework Programme, as well as the basic studies,<br />

including socio-economic studies, and demonstration projects.<br />

� The Commission believes that fiscal incentives could be an important way of encouraging<br />

private and business investment and promoting the design of safer infrastructure and<br />

vehicles. The incentives should relate to certain categories of equipment with proven<br />

effectiveness in terms of safety for which it would be difficult to find outlets without<br />

incentives. As with pollution emission standards for vehicles, the Commission will<br />

examine the question of introducing a harmonised framework to clarify the conditions<br />

under which requirements can be introduced by the Member States. At all events, fiscal<br />

incentives must comply with the rules governing the internal market.<br />

� By analysing experience at national level, the Commission will consider how to encourage<br />

the introduction of safety requirements in public service contracts. The Commission<br />

will propose harmonised criteria in calls for tender for public procurement.<br />

13<br />

14<br />

See paragraph 5.2.2 below.<br />

Council Decision No 93/704/EC of 30 November 1993 on the creation of a Community database on<br />

road accidents (OJ L 329, 30.12.1993, p. 63).<br />

13


In 1997 Sweden adopted a road safety programme to combine the efforts of the State, the<br />

regions, the towns, the private sector and individuals to aim to achieve zero deaths and<br />

serious injuries on the road.<br />

In this context, several towns in Sweden have incorporated safety requirements in public<br />

service contracts, in particular for purchases of government vehicles and the provision of<br />

transport services.<br />

� Last, but by no means least, collaboration is needed with the European insurance sector to<br />

try to find new ways of improving road safety, in particular by spreading the costs of<br />

risks associated with accidents causing bodily injuries more fairly, through the<br />

adjustment of insurance premiums.<br />

The importance of the socio-economic aspects of road safety should be stressed. In purely<br />

accounting terms, it is clear that the measures do not all have the same cost-effectiveness<br />

ratio, but even the most expensive ones do have a favourable ratio. A systematic analysis will<br />

help to show the effectiveness of a broad range of measures to improve road safety and<br />

increase investment. The European Union's measures will be based on a quantitative analysis<br />

of their impact in terms of costs and benefits.<br />

� Propose the introduction of harmonised road safety criteria in public service contracts.<br />

� Study, together with the European haulage industry, additional measures which insurers could take<br />

to pass the cost of accident risks on more directly.<br />

5. THE MAIN AREAS OF ACTION<br />

5.1. Encouraging road users to improve their behaviour<br />

5.1.1. Complying with basic road safety rules<br />

� Dangerous driving is a scourge on a par with crime, and the Commission plans, as part of<br />

the Community's justice policy, to take initiatives aimed not just at lorry drivers but at all<br />

motorists.<br />

15<br />

The failure of drivers to comply with basic road safety legislation (relating to drinking and<br />

driving, wearing a seat belt or crash helmet, and speeding) is the main cause of serious<br />

accidents. Action focusing on these three factors could help to meet more than half the<br />

target of halving the number of people killed on the roads. Another appreciable<br />

consequence is that calmer driving can help bring about a significant reduction in fuel<br />

consumption and exhaust emissions.<br />

Studies and research on this subject 15 have shown that, to achieve a significant<br />

improvement in compliance with the rules by road users, an overall approach is needed<br />

which combines police checks with education and awareness campaigns for users.<br />

In the short to medium term, technological innovation relating to vehicles and control<br />

equipment will also help to secure better application of safety rules. The relevant research<br />

For example, the GADGET and ESCAPE projects.<br />

14


on the technological and institutional aspects is supported under the EU's Sixth Research<br />

Framework Programme.<br />

According to a study by the UK Transport Research Laboratory, a reduction in average speed<br />

of 3 km/h would save 5 000 to 6 000 lives each year in Europe, and would avoid 120 000 to<br />

140 000 accidents, producing a saving of €20 billion. According to the UK's observations, the<br />

installation of automatic surveillance cameras reduces average speeds by 9 km/h. If such<br />

cameras were fitted everywhere throughout the European Union, it would be possible to<br />

avoid a third of accidents and halve the number of people killed.<br />

Seminar on "Killing speeds, Saving lives" organised by the Belgian Presidency of the<br />

European Union, 8 November 2001 in Brussels.<br />

� The best performing Member States in terms of road safety also have the most efficient<br />

checking systems. The situation in the other Member States is all the more regrettable,<br />

therefore, especially given the public's expectations in this connection.<br />

16<br />

17<br />

Checks vary considerably from one Member State to another. Car and lorry drivers know<br />

that they must slow down in some countries, but that they can drive in others almost<br />

without impunity. This is shocking since it is easy to drive from one country to another,<br />

and this situation creates distortions of competition in the commercial haulage sector.<br />

To remedy this situation, the Commission will, in 2003, initially propose measures to<br />

increase enforcement of the rules governing the road traffic offences which cause the most<br />

fatalities and the social regulations applicable to the haulage industry.16<br />

In order to estimate the impact of the above proposals, the Commission recently launched<br />

studies to gather basic information on road traffic regulations and their checking and<br />

enforcement in the European Union, and to analyse the costs and benefits of the proposals.<br />

For some measures cost-benefit ratios of 10:1 have been identified.<br />

In this context, the Commission has also established the necessary cooperation with the<br />

Member States, the police authorities (such as TISPOL, the European Road Police<br />

Network) and the inspection authorities (in particular Euro Contrôle Route, the European<br />

transport inspectors' organisation).<br />

As regards matters already dealt with in Community legislation, indictments and the<br />

penalties imposed for infringement of driving rules covered by European Union<br />

legislation, especially regarding the withdrawal of driving licences, differ considerably<br />

from one Member State to another. The Commission believes the Member States should<br />

speed up the application of the 1998 Vienna Convention on decisions relating to the<br />

disqualification of drivers. 17 To contribute to this, the Commission intends to encourage<br />

the establishment of an information network between the competent national driving<br />

licence authorities. More generally, it would be useful to compare the different penalty<br />

mechanisms in force, how they are applied and their effectiveness (benchmarking).<br />

The latter proposal will concern the amendment of Council Directive 88/599/EEC on standard checking<br />

procedures for the application of Regulation (EEC) No 3820/85 on the harmonisation of certain social<br />

legislation relating to road transport and Regulation (EEC) No 3821/85 on recording equipment in road<br />

transport.<br />

Council Act of 17 June 1998 drawing up the Convention on Driving Disqualifications (OJ C 216,<br />

10.7.1998, p.1). To date, only one Member State (Spain) has signed and ratified the Convention.<br />

15


As regards education and awareness campaigns, like the support given in 2001 and 2002<br />

to extend Belgium's "Bob" or "designated driver" campaign to other Member States, the<br />

European Union could support EU information campaigns to raise a sense of awareness<br />

about the consequences of not complying with road safety regulations and about<br />

enforcement. To ensure added value, the Commission will give priority to pan-European<br />

campaigns which fit in with the objectives of this programme and which are integrated into<br />

an existing national activity by police and other authorities. These actions will be aimed in<br />

particular at vulnerable users, young drivers and the elderly.<br />

Belgium has for some years been running a campaign to encourage party-goers to designate<br />

one person, "Bob", to remain sober and to drive everyone home safely. This campaign has<br />

caught the public imagination and more and more people have joined in, with volunteers<br />

offering to drive people home, bars offering non-alcoholic drinks to the person designated as<br />

"Bob", special public services, etc. In 2002, seven countries obtained Commission support to<br />

carry out a joint campaign based on the specifications laid down for the Belgian campaign.<br />

This shows the growing interest of the Member States in applying practices which have been<br />

shown to be successful in other Member States, if necessary adapting them to their own<br />

needs.<br />

To underpin the above package of controls, the Commission will also support specific<br />

campaigns to create a heightened sense of awareness among road users about the three<br />

main causes of road deaths (speeding, drinking and driving and not wearing a seat belt).<br />

The European Office of the Red Cross, an organisation made up of the national Red Cross<br />

societies of the Member States, carried out a road safety awareness campaign in 2002, with<br />

financial support from the Community, targeted at young people in the 15-24 age group. The<br />

independent assessment at the end of the campaign considered it to have been effective and a<br />

success.<br />

� The use of illicit drugs and some medicines, is an increasingly worrying factor in road<br />

accidents, as is the more recent trend towards combining drug-taking with drinking. If<br />

nothing is done urgently, there could soon be more accidents due to drugs than to alcohol.<br />

Different measures will have to be taken to combat this scourge, such as the establishment<br />

of a harmonised procedure to detect illicit drugs in drivers involved in lethal accidents, the<br />

development of detection equipment, adequate training for road traffic police, and the<br />

sharing of results of studies on prevalence, checks and rehabilitation. In 2002 the<br />

Commission launched a joint study 18 with the US Administration to assess the performance<br />

and use of roadside drug-testing equipment. The findings of this study are expected to be<br />

available before 2005. In addition, doctors and pharmacists will also have to be called upon<br />

to play a part by informing patients about the effects of their treatment on driving ability.<br />

The Commission will consider the advisability of the general introduction of appropriate,<br />

harmonised pictograms on medical packagings, based on the European classification of<br />

drugs according to their effects.<br />

Young drivers between 15 and 24 pay a heavy toll in terms of road accidents. Several<br />

unfavourable factors come together in this respect: insufficient experience of driving, a<br />

greater appetite for risk, and an attitude which is less respectful of the rules of the road.<br />

Other factors (fatigue, night-time driving, the use of legal and illegal psychotropic drugs, and<br />

18<br />

ROSITA project – Evaluation of roadside oral fluid tests for the detection of drivers under the influence<br />

of drugs<br />

16


group behaviour) mean that in some Member States car accidents on Friday and Saturday<br />

evenings have become the main cause of death of young people (see Figure 2 below).<br />

As a result of this carnage, more than 2 000 people are killed each year (EUR-15). However,<br />

the example of the United Kingdom shows that this is not inevitable.<br />

number<br />

200<br />

150<br />

100<br />

50<br />

0<br />

0<br />

6 12 18 0<br />

Monday<br />

Source : CARE<br />

European Union*<br />

average for the last five years available<br />

* data for Germany not available<br />

6 12 18 0<br />

Tuesday<br />

6 12 18 0<br />

Wednesday<br />

6 12 18 0<br />

Thursday<br />

17<br />

6 12 18 0<br />

Friday<br />

6 12 18 0<br />

Saturday<br />

6 12<br />

Sunday<br />

18<br />

* time and day<br />

Figure 2: Road deaths among young adults<br />

(Number of people between 18 and 25 killed in road accidents, by time and day – annual<br />

average)<br />

� Propose measures to strengthen checks and ensure the proper enforcement of the most<br />

important safety rules.<br />

� Develop best practice guidelines as regards police checks; collect, compare and publish<br />

information on national highway codes, and on infringements established and penalties<br />

imposed in the various countries.<br />

� Participate in awareness campaigns about drinking and driving, seat belts, speed and<br />

fatigue, if possible combined with national police activities.<br />

� Encourage the take up of the recommendation on the blood alcohol limit, continuation of<br />

work on the effects of drugs and medicines.<br />

� Establish appropriate classification and labelling of medicines which affect driving ability.<br />

� Harmonise, over time, the penalties for the main infringements of the rules of the road for<br />

international hauliers.<br />

5.1.2. Driver licensing and training<br />

Ensuring the safety of all road users is a key objective of driver licensing policies in Europe.<br />

Life-long road user training and information to raise awareness about the risk of road<br />

accidents, the consequences of unsafe behaviour, enforcement legislation and compliance


with key safety rules as well as the need for a sympathetic attitude to effective<br />

countermeasures is a key strand of road safety work.<br />

Driving licence legislation facilitates people's freedom of movement and permits targeted<br />

improvements in driver behaviour, in particular through the driving tests to obtain a driving<br />

licence, the minimum requirements for which have been made much more stringent. 19 The<br />

Commission will consider how to improve the system of stepwise access to different<br />

categories of licences, to avoid the overly flagrant scope for fraud due to the very high<br />

number of licence models which are valid in the EU, and to check that driving ability is<br />

maintained.<br />

The Commission will also take action to set minimum requirements as regards physical and<br />

mental fitness to drive and harmonise ways to enable the competent authorities to apply<br />

tolerances or restrictions to drivers undergoing long-term treatment which may impair their<br />

driving ability.<br />

In Spain and the Netherlands, medical checks show that one driver in ten aged 50, and one<br />

driver in six aged 70, drives with their eyesight not properly corrected.<br />

Greater account also needs to be taken of the specific problems of young drivers and the<br />

elderly as regards driver licensing and road education. Several Member States have<br />

successfully introduced stepwise access, from school age, to different categories of licence,<br />

combining it with specific provisions and continued training. The Commission will consider<br />

ways of emulating this in the EU framework, particularly in an effort to reduce the<br />

excessively high accident risks among young and inexperienced drivers. Several studies have<br />

been carried out in this field with the support of the Commission. 20 The results will enable the<br />

Commission in the near future to draft a recommendation on how to make provisional<br />

licences effective as well as guidelines in these fields.<br />

It is important to continue at the same time with work on rehabilitating people who commit<br />

serious driving offences and on the issues raised by the 1998 Convention on the mutual<br />

recognition of decisions to disqualify drivers (mentioned above). A study on the rehabilitation<br />

programmes which exist in some Member States 21 shows that some of them are remarkably<br />

effective, achieving a 50% reduction in the number of re-offenders. It would therefore seem<br />

promising to link a probationary or points-based licensing scheme to the rehabilitation courses<br />

whereby offenders may seek to have their licences returned after withdrawal. In addition, the<br />

creation of a computerised communications network between authorities responsible for<br />

national driving licence registers should help to reduce the possibility of fraud and to<br />

implement the 1998 Convention.<br />

The lack of monitoring of driver licensing is clearly leading to different types of individual<br />

fraud, in particular involving demands for duplicates and repeating the driving test in another<br />

Member State, as well as organised fraud, especially involving the counterfeiting or copying<br />

of models of driving licence which are very old but are still in circulation and are<br />

unprotected. Apart from the latter aspect of organised fraud, which will also have to be<br />

evaluated from the angle of road safety, the most frequent perpetrators of fraud are also the<br />

drivers who commit most driving offences.<br />

19<br />

20<br />

21<br />

Commission Directive 2000/56/EC of 14 September 2000 amending Council Directive 91/439/EEC on<br />

driving licences (OJ L 237, 21.9.2000, p.45).<br />

DAN, ADVANCED and NOV-EN projects.<br />

ANDREA project.<br />

18


The Commission also intends to come forward in due course with a proposal setting out EUwide<br />

standards for instructor and examiner qualifications, which will improve safety as well<br />

as aiding free movement of services in education and training.<br />

Lastly, the benefits of the promising developments now taking place as regards electronic<br />

driving licences and the use of simulators to learn how to drive and to improve driving will<br />

also be assessed.<br />

� Amend Directive 91/439/EEC on driving licences in order to introduce in particular<br />

minimum standards for car driving examiners and a graduated licensing system to reduce<br />

accident risks among inexperienced drivers.<br />

� Continue work on reviewing, in the light of scientific progress, minimum standards for<br />

physical and mental fitness to drive and study of the impact of medical examinations on<br />

road safety.<br />

� Work towards establishing a scientific approach to learning how to drive and to road safety<br />

training, from school age.<br />

� Continue specific work on young drivers and rehabilitation methods to reduce reoffending.<br />

5.1.3. Use of crash helmets<br />

Research shows that the use of crash helmets by two-wheel motor vehicle users reduces the<br />

risk of fatal or serious head injury by half. Figures suggest that compliance with legislation on<br />

crash helmet use would save up to about 1 000 lives across the EU. The Commission will<br />

support national initiatives to increase the rate of helmet use.<br />

Crash helmet use by the high-risk group of cyclists is also being encouraged in many Member<br />

States. The Commission intends to compile figures on the use of helmets by cyclists in the EU<br />

and the effectiveness of cycle helmet use in reducing the risks of head injury, in particular<br />

amongst 10-14 year olds, the high-risk group.<br />

Crash helmet use among moped riders is still a serious problem, whether because of weak<br />

regulations, poor compliance or ineffective penalties. A comparative study of driving rules<br />

and their enforcement was launched at the end of 2002. In the light of the conclusions, the<br />

Commission will be able to take an initiative on this specific point.<br />

� Encourage the general use of crash helmets by all two-wheel motor vehicle users.<br />

� Study the effectiveness of crash helmet use by cyclists in different age groups, as well as<br />

the impact on bicycle use and the measures to be taken, where appropriate, at EU level.<br />

5.2. Using technical progress to make vehicles safer<br />

5.2.1. Progress made on vehicle design<br />

Vehicle design rules enable minimum protection levels to be set to avoid accidents and<br />

provide protection against injury. Significant improvements in the protection available to<br />

vehicle occupants in every Member State continue thanks to technological progress.<br />

19


The EU currently has exclusive competence for whole vehicle type-approval for cars and twowheel<br />

motor vehicles. This procedure, which is a very important means of improving road<br />

safety will soon be extended to commercial vehicles and their trailers, as well as coaches and<br />

buses. The continuous improvement of vehicles is ensured through the progressive adaptation<br />

of the technical requirements in the directives which form part of the type-approval<br />

procedures. In particular the directives on front and side impact 22 and consumer information<br />

from the European New Car Assessment Programme (see following paragraph) have led to<br />

the most rapid developments in car occupant protection that Europe has experienced. In<br />

addition, by acceding to the 1958 and 1998 Geneva Agreements 23 , the European Union could<br />

play a leading role in this matter at the world level.<br />

As car occupants account for 57% of fatal accident victims, it is essential that progress is<br />

maintained. Given that most pedestrians and cyclists killed and injured have been struck by a<br />

motor vehicle, protection is also necessary to reduce the high risks of injury to which these<br />

vulnerable users are exposed. At the same time, the substantial risks associated with<br />

motorcycle and moped use and the high social cost of disabling injuries warrant new efforts to<br />

understand what action is required on the design of these categories of vehicles in order to<br />

increase crash protection.<br />

A great deal more can be achieved, e.g. by rapidly implementing research and development<br />

results, which will make it possible to improve other aspects of passive vehicle safety. The<br />

Sixth Research Framework Programme will continue to encourage the setting up of<br />

multidisciplinary teams of researchers, including doctors and biomechanists, engineers,<br />

statisticians and psychologists from universities and industry.<br />

At the same time, there is a revolution taking place in automotive technology which can open<br />

up large benefits as far as active safety and accident avoidance is concerned. Vehicles are<br />

developing into platforms for advanced electronic systems which can control a vehicle's<br />

safety functions. This technology offers great potential for a quantum leap in the field of road<br />

safety, thanks to smart active and passive safety systems which can improve compliance with<br />

driving rules, in particular regarding speeding and impaired driving ability, as well as<br />

providing intelligent protection in the event of an accident. It is however rather unlikely that<br />

these technologies will be able to correct all behavioural faults, which are likely, during the<br />

reference period, to remain the main cause of accidents.<br />

Without awaiting future technologies, it would suffice to implement at the present time,<br />

through harmonised action, the technologies already available for vehicle safety and<br />

protective equipment to deliver a substantial proportion of the targeted reduction, in particular<br />

for commercial vehicles.<br />

22<br />

23<br />

European Parliament and Council Directive 96/27/EC and Directive 96/79/EC of 20 May 1996 and 16<br />

December 1996 on the protection of occupants of motor vehicles in the event of a side and front impact<br />

and amending Directive 70/156/EEC (OJ L 169, 8.7.1996, p.1 and OJ L 18, 21.1.1997, p.7).<br />

Agreement concerning the adoption of uniform technical prescriptions for wheeled vehicles, equipment<br />

and parts which can be fitted to and/or be used on wheeled vehicles and the conditions for reciprocal<br />

recognition of approvals granted on the basis of these prescriptions [formerly Agreement concerning the<br />

adoption of uniform conditions of approval and reciprocal recognition of approval for motor vehicle<br />

equipment and parts, done at Geneva on 20 March 1958] (United Nations Economic Commission for<br />

Europe, 5 October 1995); Agreement concerning the establishing of global technical regulations for<br />

wheeled vehicles, equipment and parts which can be fitted and/or be used on wheeled vehicles, done at<br />

Geneva on 25 June 1998).<br />

20


5.2.2. Consumer information: the European New Car Assessment Programme (EuroNCAP)<br />

People buying a new car need objective information on safety performance. The information<br />

available has an effect on buying decisions and encourages car manufacturers to innovate in<br />

safety and to put safety designs on the market in advance of the entry into force of legislative<br />

standards.<br />

Going beyond the EU's vehicle type-approval scheme, the European New Car Assessment<br />

Programme (EuroNCAP) tests the safety of the most popular categories of new cars in<br />

accordance with harmonised testing protocols under conditions representative of different<br />

types of crashes which cause serious injuries to occupants, and possibly with a pedestrian<br />

being hit. This programme adds value to the industry's own action by publishing the test<br />

results to inform consumers about the safety performance of new cars, and has made Europe a<br />

leading market for safety. The European Commission provides financial support and takes<br />

part in the technical decisions.<br />

A study carried out with the support of the Commission 24 has concluded that each star<br />

awarded according to the criteria of the EuroNCAP programme can be associated with a<br />

reduction of almost 10% in fatal accident risks to occupants. It has shown that cars awarded<br />

five stars (one model in 2001, six models in 2002) have a 36% lower intrinsic fatal accident<br />

risk than vehicles which are simply designed to meet the legal standard.<br />

Recently, it has been seen that "five EuroNCAP stars" is tending to become a commercial<br />

argument which the car industry is putting to good advantage.<br />

Future development of the EuroNCAP programme will make it possible to incorporate other<br />

passive safety aspects, such as whiplash protection and the compatibility of vehicles in the<br />

event of car-on-car impact.<br />

� The Commission will continue to support EuroNCAP to enable further progress to be<br />

made, to raise awareness among and inform consumers and to strengthen the<br />

representation of the Member States.<br />

5.2.3. Accident protection or passive safety<br />

Work is currently under way on a specification for audible or visual reminder systems for seat<br />

belt use. These devices already form part of vehicle assessment under the EuroNCAP<br />

programme, and the EEVC 25 will draw up a standard to evaluate performance. This type of<br />

equipment could provide a relatively cheap and efficient means of increasing seat belt use, if<br />

fitted universally. Swedish estimates indicate that effective seat belt reminders could reduce<br />

car occupant deaths by about 20%. For the EU as a whole this would save more than 4 000<br />

lives each year. Community legislation on child restraint systems was recently tightened<br />

up 26 Agreement is also expected in the United Nations Economic Committee for Europe on a<br />

universal child restraint anchorage system. This agreement should facilitate and increase the<br />

24<br />

25<br />

26<br />

“Quality Criteria for the Safety Assessment of Cars Based on Real-World Crashes“ (SARAC).<br />

European Enhanced Vehicle Safety Committee, which receives Community funding.<br />

European Parliament and Council Directive 2003/20/EC of 8 April 2003, amending European<br />

Parliament and Council Directive 91/671/EEC on the approximation of the laws of the Member States<br />

relating to compulsory use of safety belts in vehicles of less than 3.5 tonnes (OJ L 115, 9.5.2003, p.63).<br />

The title of Directive 91/671/CEE as amended now reads as follows “on the approximation of the laws<br />

of the Member States relating to compulsory use of safety belts and child restraint systems in vehicles”.<br />

21


safety of fitting children's seats in vehicles and help to resolve a problem widely reported by<br />

parents.<br />

Sweden has the highest rate of seat belt use in Europe (95%), but half the people killed in<br />

accidents there were not wearing their seat belts. This shows the high potential of any<br />

measure which will further increase seat belt use, in particular seat belt reminder systems for<br />

all occupants.<br />

Safer car fronts for pedestrians and cyclists are a priority for EU action. The Commission<br />

recently adopted a legislative proposal on the subject. 27 When implemented in full, designs<br />

which meet the four EEVC performance tests could save up to 2 000 pedestrians' and cyclists'<br />

lives each year.<br />

With regard to collisions between lorries and cars, Community legislation already lays<br />

down requirements for the rear end, side guard and front of heavy goods vehicles in order to<br />

limit underrun by cars, 28 and greater protection of occupants can be obtained by introducing<br />

energy absorption criteria. As regards collisions between cars, there is also potential for<br />

improving vehicle compatibility. Over time, the legislation will have to be amended to<br />

introduce such criteria.<br />

In addition, the passive safety of motorcycles and the interaction between road vehicles<br />

and the infrastructure could be substantially improved.<br />

All of these aspects are short-term priorities. The Commission will continue to use all<br />

instruments which are likely to improve the passive safety of vehicles. It will examine, in<br />

particular, the effects on road safety of the proliferation of 4x4s and SUV and MPV (sports<br />

utility vehicles and multipurpose vehicles) which, as in the USA, are causing increasing<br />

concern.<br />

� Develop a harmonised specification for the installation of audible or visual seat belt<br />

reminder systems and promote their universal use by voluntary agreement.<br />

� Introduce universal anchorage systems for child restraint devices.<br />

� Improve cars to reduce the severity of accidents involving pedestrians and cyclists.<br />

� Study the causes of and ways of preventing whiplash injuries.<br />

� <strong>Support</strong> the development of smart restraint systems.<br />

27<br />

28<br />

Proposal for a European Parliament and Council Directive relating to the protection of pedestrians and<br />

other vulnerable road users in the event of a collision with a motor vehicle and amending Directive<br />

70/156/EEC (COM(2003) 67 final, 19.2.2003).<br />

Council Directive 70/221/EEC of 20 March 1970 on the approximation of the laws of the Member<br />

States relating to liquid fuel tanks and rear protective devices for motor vehicles and their trailers (OJ L<br />

76, 6.4.1970, p.23), as last amended by European Parliament and Council Directive 2000/8/EC of 20<br />

March 2000 (OJ L 106, 3.5.2000, p.23); Council Directive 89/297/EEC of 13 April 1989 on the<br />

approximation of the laws of the Member States relating to the lateral protection (side guards) of certain<br />

motor vehicles and their trailers (OJ L 124, 5.5.1989, p.1); European Parliament and Council Directive<br />

2000/40/EC of 26 June 2000 on the approximation of the laws of the Member States relating to the<br />

front underrun protection of motor vehicles and amending Council Directive 70/156/EEC (OJ L 203,<br />

10.8.2000, p.9).<br />

22


� Adapt to technical progress the front, side and rear-end impact directives for lorries to limit<br />

vehicle underrun, and introduce energy absorption criteria.<br />

� Make vehicles more compatible.<br />

� Examine the impact on road safety of the proliferation of 4x4s, sports utility vehicles and<br />

multipurpose vehicles<br />

5.2.4 Accident prevention or active safety<br />

The new on-board information and communication technologies (Intelligent Transport<br />

Systems, or ITS) offer considerable potential for reducing the number of victims. On-board<br />

radars, for example, are able to detect an accident situation and activate safety equipment<br />

even before impact, thus avoiding an accident or considerable reducing the consequences. The<br />

development of sensors, actuators and computers has already made possible the widespread<br />

introduction of ABS devices and systems to enhance vehicle stability, such as ESP<br />

(Electronic Stability Programme) devices which help drivers to keep control of their vehicles<br />

in extreme conditions. New generations of active safety and driver-assistance equipment<br />

(Advanced Driver-Assistance Systems, or ADS) should be available shortly. The systems<br />

involved are, on the one hand, autonomous safety systems capable of incorporating not only<br />

vehicle-related and driver-related parameters but also data related to the vehicle's environment<br />

and, on the other hand, interactive systems allowing vehicle-to-vehicle exchange of safety<br />

information.<br />

By analysing information from the vehicle's environment, these systems can evaluate the risk<br />

of an accident occurring. They can warn the driver and initiate the appropriate urgent<br />

avoidance action. If an accident is inevitable, the system can optimise the operation of the<br />

passive protection devices. Other systems will automatically warn the emergency services.<br />

The EU, the Member States and the industry need to establish an integrated approach to<br />

improve the effectiveness of these new safety technologies. The <strong>eSafety</strong> initiative launched<br />

in 2002 by the Commission and the motor vehicle industry 29 as part of the eEurope plan<br />

launched by the Heads of State at the Feira European Council in June 2001 has resulted in the<br />

formulation of recommendations and a number of actions at Community level which will<br />

shortly be presented by the Commission in a communication on information and<br />

communication technologies for intelligent vehicles. These actions may be regarded as a<br />

particularly important component of this action programme.<br />

In addition to the actions to be carried out primarily by the motor vehicle industry, as set out<br />

in this communication, the EU will adopt a plan concerning intelligent traffic-management<br />

systems drawn up by the government authorities in the interest of road safety, so as to derive<br />

maximum benefits for society as a whole.<br />

Among the long-term development activities, priority should be given to the systems with the<br />

best prospects 30 . With the increase in the volume of traffic, improving vehicle speed<br />

management is a safety requirement which should make it possible to combat congestion. In<br />

29<br />

30<br />

For further information, please consult the following website.<br />

www.eu.int/information_society/programmes/esafety/index_en.htm<br />

Such as speed limiting and warning devices, including Intelligent Speed Adaptation (ISA) systems;<br />

collision alert devices and lane support systems; Adaptive Cruise Control (ACC); intersection detection<br />

devices.<br />

23


addition to the road safety benefits, compliance with speed limits will also have a significant<br />

impact in terms of reducing greenhouse gas emissions. To evaluate the conditions needed for<br />

the operation of speed adaptation systems, the experiments in several countries, eg Sweden,<br />

the Netherlands, the UK, Belgium, France and Germany should be examined.<br />

In compliance with the data protection legislation and the right to mobility, promising<br />

technologies such as the following should also continue to be examined:<br />

– systems to prevent the starting of vehicles in the event of excessive drinking ("alcolocks").<br />

Ultimately, such systems could be included among the range of measures applicable to<br />

drink-driving offenders;<br />

– speed management devices for dynamic vehicle control in order to reduce stopping<br />

distances, increase stability and prevent roll-over accidents, in particular in the case of<br />

heavy duty vehicles;<br />

– (non-intrusive) detection of driver fatigue or of a worsening of driver performance so as to<br />

alert the driver;<br />

– specific devices capable of alerting the driver of a risk of collision with a pedestrian or<br />

another vulnerable user. Although only at the research stage, this type of device is very<br />

promising, in particular to improve safety in urban areas, and research efforts should be<br />

pursued and supported;<br />

– Electronic Vehicle Identification (EVI).<br />

The Commission will present a detailed activity framework in the abovementioned<br />

communication on information and communication technologies for intelligent vehicles.<br />

Since the technologies are evolving, the EU should, on a permanent basis, systematically<br />

monitor the safety of such systems and establish quality standards. In particular, the interface<br />

of on-board information and communication systems in vehicles should be designed in such a<br />

way as to neither jeopardise the safe operation of the vehicles nor unnecessarily restrict the<br />

use of these systems. As a first step, in December 1999 the Commission adopted a<br />

Recommendation inviting the industry to accept a statement of principles on the man-machine<br />

interface 31 . The means of ensuring compliance with these principles still need to be<br />

established.<br />

In addition, research has shown that active safety measures are not always used by drivers in<br />

the way they were intended to, so behavioural research is required before the wide-scale<br />

implementation of measures of this type can be envisaged. For example, the use of systems<br />

such as speed stabilisation systems (Automatic Cruise Control or ACC), Stop-and-Go Control<br />

systems, and trajectory control systems involve a learning process. Since driving is entirely<br />

the responsibility of the driver, the use of these technologies may, in addition, require<br />

appropriate information. Additional research is also needed in order to study driver behaviour<br />

and the psychological limits entailed by the new technologies.<br />

31<br />

Commission Recommendation 2000/53/EC of 21 December 1999 on safe and efficient in-vehicle<br />

information and communication systems: A European statement of principles on human machine<br />

interface [notified under document number C(1999)4786] (OJ L 19, 25.1.2000, p.64).<br />

24


The impact of the new technologies on safety may be both positive and negative. While mobile<br />

phones are not, strictly speaking, vehicle equipment as such, their widespread emergence<br />

constitutes a new risk to which a suitable response needs to be found, since their use by<br />

drivers significantly increases the risk of a fatal accident. 32 On the other hand, they can<br />

improve safety by making it possible to telephone the emergency services more quickly (see<br />

paragraph 5.5 below).<br />

That is why it is necessary to come up with an appropriate framework to encourage the use of<br />

effective technologies while avoiding new risks.<br />

Improved vehicle visibility, night vision and vision in difficult conditions are the<br />

prevention factors which offer the most encouraging prospects. The fitting and use of daytime<br />

running lights are now regarded as very beneficial in terms of vehicle visibility. In view of the<br />

fact that some Member States remain sceptical about the benefits of the measure, taking into<br />

account the energy cost, the Commission will re-examine the issue before coming forward<br />

with any proposal.<br />

In February 2002 the Commission submitted a legislative proposal aimed at eliminating<br />

blind spots towards the rear of new vehicles 33 which also has great potential for reducing the<br />

number of victims. In the light of the findings of a study, it will consider making a legislative<br />

proposal aimed at retrofitting heavy vehicles already in circulation.<br />

Technological developments with regard to tyres (reduced amount of water projection by<br />

heavy duty vehicles' tyres, improved road holding in slippery conditions, alert system in the<br />

event of under-inflation) should in the short term make for reduced fuel consumption and road<br />

noise while maintaining a high level of safety. This could produce a 10% reduction in fuel<br />

consumption and around one thousand fewer deaths per annum. The Commission will assess<br />

the measures needed to derive rapid benefit from this progress.<br />

Motorcycling is the mode of transport involving by far the greatest risks. However, there are<br />

techniques that can reduce the risk of accidents, e.g. the widespread introduction of wheel<br />

Anti-lock Braking Systems (ABS). The Commission will continue to examine the technical<br />

aspects of motorcycle safety in consultation with the competent organisations with a view to<br />

improving the regulatory requirements.<br />

Another aspect concerns access to driving for persons with reduced mobility. Since 1989<br />

the Commission has initiated a series of studies leading to the adoption of a list of Community<br />

codes to be included on driving licences 34 designed to facilitate the free movement of such<br />

persons driving vehicles which have often been adapted in very sophisticated ways. The<br />

QUAVADIS study is at present analysing the quantitative, procedural and safety aspects of<br />

adaptations. The results of the work in question should make it possible to adopt guidelines in<br />

the medium term and promote the mobility of persons requiring adapted vehicles.<br />

32<br />

33<br />

34<br />

See, for example the study "Telefonieren am Steuer und Verkehrssicherheit" (Telephoning at the wheel<br />

and traffic safety) (Bundesanstalt für Strassenwesen [BAST], Bergisch Gladbach, Germany, November<br />

1997).<br />

Proposal for a European Parliament and Council Directive on the approximation of the laws of the<br />

Member States relating to the type-approval of mirrors and supplementary systems for indirect vision<br />

and of vehicles equipped with these devices and amending Directive 71/156/EEC [COM(2001)811<br />

final, 7.1.2002, OJ C 126 E, 28.5.2002, p.125].<br />

Council Directive 97/26/EC of 2 June 1997 amending Directive 91/439/EEC on the driving licence<br />

(OJ L 150, 7.6.1997, p.41). The list in question was amended by Commission Directive 2000/56/EC of<br />

14 September 2000 (OJ L 237, 21.9.2000, p.45).<br />

25


In addition, research has shown that active safety measures are not always used by drivers in<br />

the way they were intended to, so behavioural research is required before the wide-scale<br />

implementation of measures of this type can be envisaged.<br />

� Examine the wide-scale use of daytime running lights on all vehicles.<br />

� Improve the visibility of heavy duty vehicles.<br />

� Eliminate blind spots towards the rear for drivers of heavy duty vehicles.<br />

� Assess measures to reduce tyre-related accidents.<br />

� Examine driver impairment detection devices, e.g. alcohol ignition interlocks (alcolocks)<br />

and driver fatigue detectors.<br />

� Examine national trials of Intelligent Speed Adaptation devices and assess their<br />

acceptability to the public.<br />

� Improved motorcycle safety through legislation or voluntary agreements with the industry.<br />

� Examine the benefits of harmonising the approval of adaptations to vehicles for persons<br />

with reduced mobility.<br />

� Adopt a long-term plan concerning information and communication systems and road<br />

safety and establish the necessary regulatory framework for implementing such systems,<br />

including licensing procedures, performance requirements and the existence of adequate<br />

radio frequencies.<br />

� Identify priority areas for the development and implementation of performance standards<br />

to optimise the man-machine interface and the road safety potential of telematics<br />

applications. Ensure compliance with the declaration of principles concerning the<br />

human-machine interface.<br />

5.2.5. Periodic technical inspection<br />

Mechanical defects are a minor contributory factor in road accidents thanks to the widespread<br />

introduction of roadworthiness testing and inspection which, for all vehicles from private cars<br />

to heavy duty vehicles, have to be carried out in accordance with Community legislation 35 .<br />

However, the inspections carried out will need to keep pace with the growing complexity of<br />

on-board technologies and the way they operate, to ensure that they function properly<br />

throughout the lifetime of the vehicle.<br />

The Commission will examine the advisability of including other categories of vehicles in<br />

roadworthiness testing and the promotion of alternative methods guaranteeing an equivalent<br />

result.<br />

35<br />

Council Directive 96/96/EC of 20 December 1996 on the approximation of the laws of the<br />

Member States relating to roadworthiness tests for motor vehicles and their trailers (OJ L 46, 17.2.1997,<br />

p.1) last adapted to technical progress by Commission Directive 2001/9/EC of 12 February 2001 (OJ L<br />

48, 17.2.2001, p. 18); European Parliament and Council Directive 2000/30/EC of 6 June 2000 on the<br />

technical roadside inspection of the roadworthiness of commercial vehicles circulating in the<br />

Community (OJ L 203,10.8.2000, p.1).<br />

26


It also examines its accession to the 1997 international agreement 36 with a view to the<br />

harmonisation - at an international level of minimum testing standards.<br />

� Examine, together with the Member States, the need to include new on-board electronics<br />

systems in roadworthiness testing.<br />

� Determine and encourage best practices so as to improve the efficiency of periodic<br />

compulsory inspections at the lowest cost.<br />

5.3. Encouraging the improvement of road infrastructure<br />

5.3.1. Background<br />

Road infrastructure improvements and the introduction of procedures can make a significant<br />

contribution towards reducing the frequency and seriousness of road traffic accidents. By<br />

giving roads an explicit configuration, designers can influence road user behaviour. The<br />

"self-explaining roads" concept makes it possible to improve driver behaviour through better<br />

information about appropriate speeds. Furthermore, the creation of a forgiving road<br />

environment (e.g. side barriers and roadside verges) so that human error does not necessarily<br />

end in death or serious injury should make for safer roads.<br />

The European Parliament has, on several occasions, called for systematic safety impact<br />

assessments to be carried out for new infrastructure financed by European funds, and for<br />

guidelines to be drawn up at European level for the implementation of low-cost road safety<br />

measures and the carrying-out of safety audits.<br />

As indicated in the White Paper already mentioned, when new road projects are examined a<br />

safety impact assessment should be carried out to make sure that the projects will not have<br />

adverse effects on safety in the area in question. A Community methodology for carrying out<br />

such impact assessments should be established. Safety audits should also be carried out to<br />

check the actual design at the different stages of the road project.<br />

Road improvements save lives, and the Community has an important role to play in<br />

encouraging them. It has two principal means: drawing up technical guidelines at EU level for<br />

voluntary use by safety professionals, and harmonising safety engineering procedures,<br />

standards and equipment for the trans-European road network.<br />

Pending the achievement of the improvements needed to the existing network, the<br />

Commission has undertaken work aimed at harmonising the criteria for identifying black<br />

spots, and the means of making their presence known to users who are not familiar with the<br />

areas in question. On the basis of this work, and as announced in the White Paper, in 2003 the<br />

Commission intends, as part of a legislative proposal concerning road infrastructure safety, to<br />

introduce a harmonised definition of black spots, Community signs, motorist information, and<br />

countermeasures.<br />

European road assessment programmes aimed at providing users with better information<br />

about the risks involved and raising awareness about the need to invest in road improvements<br />

are also an interesting idea. Roads where there is insufficient shock protection or the speed<br />

36<br />

Agreement concerning the adoption of uniform conditions for periodical technical inspections of<br />

wheeled vehicles and the reciprocal recognition of such inspections, done at Vienna on 13 November<br />

1997 (United Nations Economic Commission for Europe)<br />

27


limits are inappropriate receive bad marks. This mechanism, combined with a star system to<br />

indicate the accident risks connected with a particular road, should prompt users to drive more<br />

carefully. The ultimate objective is to reduce the proportion of high-risk European roads and<br />

tunnels.<br />

Motorist associations have launched a road assessment programme known as EuroRAP<br />

(European Road Assessment Programme). The idea is to give motorists across Europe<br />

information based on objective criteria about the level of safety on the main roads they use.<br />

The Commission is supporting this new project.<br />

5.3.2. Drawing-up of technical guidelines concerning infrastructure safety<br />

In the same way as national guidelines in certain Member States have been helpful, technical<br />

guidelines concerning infrastructure safety setting out universal principles illustrated by case<br />

studies could assist professionals at local and regional level involved in the specification and<br />

implementation of road safety measures. The Commission has already stressed in the White<br />

Paper the importance of actions such as the approximation of the technical characteristics of<br />

infrastructure and the basic harmonisation of road signs, including variable message signals.<br />

In the context of the abovementioned proposal for a Directive, the Commission will propose<br />

the drawing-up of guidelines for infrastructure safety and driver information. The priority<br />

areas include: low-cost measures whether at high-risk sites, along certain stretches of road or<br />

on an area-wide basis, safety audits, urban safety management, speed reduction and forgiving<br />

infrastructure. These guidelines could evolve and be part of the standard European<br />

specifications used for invitations to tender for the construction and maintenance of road<br />

infrastructure. This will facilitate an increase in transnational competition by approving bids<br />

in terms of quality and price. It would also have effects in terms of simplification and<br />

administrative standardisation.<br />

The Commission will facilitate the gathering and dissemination of information on best roadimpact-assessment<br />

and audit practices. It will support demonstration projects applying the<br />

Community guidelines with regard to infrastructure safety, in particular in the context of the<br />

Sixth Research Framework Programme and, in due course, in areas such as safety audits,<br />

urban safety management and safety impact assessment, will make funding for all<br />

infrastructure projects financed by the EU, including the trans-European road network,<br />

subject to the application of these guidelines.<br />

Each year, over 330 people are killed at level crossings in the EU as a result of ignorance of,<br />

or failure to comply with, traffic rules. Unaware of the consequences of their actions, certain<br />

drivers behave irresponsibly. The institutional problems between road and rail operators and<br />

the lack of standardisation of signalling make matters worse.<br />

In consultation with the road and rail operators, the Commission intends to work out good<br />

conduct guidelines to identify effective solutions to substantially reduce this carnage.<br />

5.3.3. Trans-European road network<br />

In 1996 the Council gave the EU the task of guaranteeing a high uniform level of service,<br />

comfort and safety for users of the trans-European networks 37 . This legal obligation, together<br />

37<br />

European Parliament and Council Decision 1692/96/EC of 23 July 1996 on Community guidelines for<br />

the development of the trans-European transport network (OJ L 228, 9.9.1996, p.1).<br />

28


with the considerable growth in international transport in recent years, makes it necessary to<br />

improve the safety of the trans-European road network.<br />

A study will be launched to determine the casualty reduction potential of better harmonisation<br />

of safety rules, road signs and engineering standards for roads and road equipment (taking<br />

account of other international work, such as that carried out by the UN Economic<br />

Commission for Europe).<br />

Several European standards have already been adopted, notably on road safety equipment.<br />

These should be gradually improved and based on performance criteria.<br />

Road safety actions on this portion of the road network will assume particular importance in<br />

the context of enlargement since the countries concerned will need to invest massively to<br />

improve their part of the trans-European road network, much more so than in the 15 current<br />

Member States.<br />

The Commission will lay down guidelines with a view to establishing a link between<br />

Community funding of this network and safety improvements.<br />

5.3.4. Safety of tunnels<br />

Many road infrastructures, including tunnels, were built several decades ago when traffic<br />

density and vehicle characteristics were different from what they are today. As a result of<br />

recent tunnel accidents, in December 2002 the Commission submitted a proposal for a<br />

Directive aimed at ensuring a minimum level of safety in road tunnels on the trans-European<br />

network 38 .<br />

The proposed measures concern organisation and technical equipment. To take account of the<br />

diversity of tunnels, both in functional terms and in terms of their safety, they should enter<br />

into force gradually. High-risk tunnels, i.e. some of the oldest ones or tunnel designed for a<br />

lower volume of traffic than present or forecast traffic levels should be the subject of remedial<br />

work as a matter of priority.<br />

The Commission will also be vigilant with regard to safety measures planned for<br />

infrastructure projects which include sections in tunnels and which receive Community<br />

funding, particularly under the budget for the trans-European network.<br />

As in 2002, it intends to continue to support projects concerning user information on tunnel<br />

safety.<br />

5.3.5. The new "intelligent road" concept and GALILEO<br />

The early detection of abnormal traffic conditions and the transmission of relevant data to<br />

drivers will make a significant contribution to improving road safety.<br />

The detection of abnormal traffic situations can be improved in the years to come by using<br />

vehicles themselves as sensors and by centralising data in road traffic control centres thanks<br />

to the variety of means of communication available. More extensive cooperation between the<br />

public and private sectors in this area should make it possible to introduce more efficient,<br />

low-cost, harmonised procedures, e.g. by giving the private sector access to traffic data and<br />

38<br />

COM(2002) 769 final, 30.12.2002.<br />

29


establishing a strict legal and operating framework for the development of traffic information<br />

services. 39<br />

Information about any abnormal situation can be transmitted to drivers using the various<br />

means available, e.g. variable-message signs, radio road information services, etc.<br />

The introduction of harmonised electronic toll systems on which the Commission recently<br />

submitted a proposal for a Directive 40 will reduce congestion and hence the risk of accidents<br />

at toll stations.<br />

The coming into service of the GALILEO European satellite positioning system will play an<br />

important role as from 2008 as a result of the accuracy that will be provided by the system<br />

and the greater reliability of the information that will be transmitted. More accurate and more<br />

efficient systems will be made available to motorists and the authorities in the following<br />

areas:<br />

– navigation and guidance systems based on digital mapping enhanced by safety information<br />

transmitted to drivers on static hazards (black spots, etc.) and dynamic hazards (black ice,<br />

dense traffic, etc.) that they are likely to encounter<br />

– traffic information which can be filtered so as to respond precisely to the needs and<br />

situation of drivers<br />

– accident alert system for the automatic transmission of essential information to the nearest<br />

emergency service unit<br />

– "tracking", eg monitoring vehicles used for the carriage of hazardous goods, stolen<br />

vehicles or vehicles used for criminal activities.<br />

These aspects will also be expanded upon in the Commission communication already<br />

mentioned concerning the <strong>eSafety</strong> programme aimed at the deployment of new on-board<br />

safety technologies.<br />

� Submit a proposal for a framework Directive on road infrastructure safety with a view to<br />

introducing a system for the harmonised management of black spots and road safety audits for<br />

roads on the trans-European network.<br />

� Draw up technical guidelines concerning infrastructure, notably for low-cost measures, audit<br />

methods, urban safety management, speed-moderation techniques and forgiving roadsides.<br />

� Draw up good practice guidelines for level-crossing safety.<br />

� Assess the safety impact of projects receiving Community funding and concerning an entire area.<br />

� Adapt to technical progress the Community standards applicable to road equipment and ensure a<br />

high level of protection, notably by making roadsides less hazardous in the event of an accident.<br />

� Carry out research and demonstration projects on "intelligent roads".<br />

39<br />

40<br />

Commission Recommendation of 4 July 2001 on the development of a legal and business framework<br />

for participation of the private sector in deploying telematics-based traffic and travel information (TTI)<br />

services in Europe (OJ L 199, 24.7.2001, p. 20).<br />

Proposition for a European Parliament and Council Directive on the widespread introduction and<br />

interoperability of electronic road toll systems in the Community (COM(2003) 132 final, 23.4.2003)<br />

30


� Achieve a high level of safety in tunnels, notably through standards and user information.<br />

5.4. Safe commercial goods and passenger transport<br />

Over the last decade the number of heavy duty vehicles travelling on European roads has<br />

increased substantially. Reversing the trend in the number of accidents involving heavy duty<br />

vehicles is a challenge both for society and more directly for the road haulage sector. Truck<br />

driving is one of the most dangerous professions, and commercial drivers also have a right to<br />

a safe working environment in line with the most recent standards concerning working<br />

conditions.<br />

In this context, the European Parliament and the Council adopted for all vehicles over 3.5<br />

tonnes and all vehicles carrying eight or more passengers:<br />

– in November 2002 a Directive on the widespread introduction of speed-limiting devices<br />

from 2005 for new vehicles and 2008 for vehicles registered after 1 October 2001 41 . The<br />

Commission will assess the impact of this Directive, notably for lighter vehicles below 7.5<br />

tonnes and, where appropriate, will submit proposals.<br />

– in April 2003 a Directive requiring seat belts to be worn by drivers and passengers sitting<br />

in seats equipped with them 42 . To make this measure more effective, in 2003 the<br />

Commission will propose the wide-scale fitting of safety belts on all seats in coaches 43 .<br />

The Commission has in addition launched work aimed at identifying the specific problems<br />

arising concerning the transport of children with a view, where appropriate, to introducing<br />

protection rules for school transport vehicles.<br />

The Commission has also submitted a proposal for a Directive on the initial and continuous<br />

training of commercial drivers 44 ; what is at stake is crucial since it is a question of reversing<br />

the current situation: at present no more than 10% of commercial drivers have received<br />

training beyond what is required for obtaining their driving licences. Implementing the<br />

Directive will help to raise the level of road safety, stationary safety and the quality of service,<br />

help drivers taking up the occupation and remedy distortions of competition in this area.<br />

In addition, a legislative proposal aimed at improving and tightening up the rules in force<br />

concerning the monitoring of and compliance with driving rest periods 45 is at present being<br />

examined in Parliament and in the Council. The purpose of this initiative is to promote the<br />

effectiveness and uniform interpretation of the existing rules in this area. The proposal also<br />

contains provisions aimed at determining employers' liability in respect of certain offences<br />

committed by their drivers and harmonising the conditions in which vehicles may be<br />

immobilised. Another legislative proposal is in preparation, namely a Directive which is part<br />

of the package of controls (see Section 5.1.1 above) aimed at improving the application of the<br />

41<br />

42<br />

43<br />

44<br />

45<br />

European Parliament and Council Directive 2002/85/EC of 5 November 2002 amending Council<br />

Directive 92/6/EEC on the installation and use of speed-limitation devices for certain categories of<br />

motor vehicles in the Community (OJ L 327, 4.12.2002, p.8). The earlier Directive only concerned<br />

heavy goods vehicles over 12 tonnes and coaches over 10 tonnes.<br />

European Parliament and Council Directive 2003/20/EC (already mentioned in paragraph 5.2.3).<br />

Not urban buses.<br />

Proposal for a European Parliament and Council Directive on the training of professional drivers for the<br />

carriage of goods or passengers by road [COM(2001) 56 final, 2.2.2001, OJ C 154E, 29.5.2001, p.258].<br />

Proposal for a European Parliament and Council Regulation on the harmonisation of certain social<br />

legislation relating to road transport [COM(2001)573 final, 12.10.2001, OJ C 51E, 26.2.2002, p. 234]<br />

31


social provisions dealing with driving and rest periods and working hours 46 . This Directive,<br />

which will amend the abovementioned Directive 88/599/EC, will entail, among other<br />

measures, a considerable increase in the number of controls to be carried out to verify<br />

compliance with driving and rest periods (at present 1% of working days are subject to<br />

controls). Other provisions of this proposal for a Directive are aimed at encouraging<br />

systematic exchanges of information, the coordination of control activities, especially as<br />

regards cross-border transport, periodic consultations between the national administrations<br />

and the training of inspectors to ensure better compliance with the various pieces of<br />

legislation.<br />

The introduction of the digital tachograph 47 , which can record data over a longer period than<br />

the mechanical tachograph can at present, e.g. data concerning speed and driving time, will<br />

represent substantial progress in terms of the performance of control means.<br />

Table 2 below is another example of the sharing of responsibilities between the various levels<br />

concerned.<br />

European Union<br />

National<br />

level<br />

Regional<br />

/local<br />

Private<br />

sector<br />

- Regulation 3820/85 harmonising working and rest periods<br />

- Regulation 3821/85 requiring tachographs on heavy duty vehicles<br />

- Directive 88/599 introducing a minimum frequency for road checks<br />

- Initiation of cooperation between national police forces for controls on international transport<br />

- Monitoring of the incorporation of Community legislation by the Member States into their<br />

national law<br />

- Approval of tachographs and vehicles fitted with them<br />

- Organisation of controls and penalties for exceeding working hours<br />

- Application of penalties<br />

- Roadside and in-firm checks concerning tachographs disks<br />

- Motorway rest areas<br />

level - Issue of drivers' cards<br />

- Driver information and awareness-raising by employers and appropriate transport planning<br />

- Taking compliance with the rules into account in wages<br />

- Insurance discounts for proper application of the legislation<br />

- Compliance with the regulations by drivers<br />

Table 2: Compliance with working and rest period legislation by commercial drivers<br />

Load shedding by heavy goods vehicles because of inadequate load securing is a source of<br />

road accidents which are often very serious. Some member States have complete legislation<br />

on this, but the lack of harmonisation at Community level is a serious problem for<br />

46<br />

47<br />

Working time is governed by Council Directive 93/104/EC of 23 November 1993 (OJ L 307,<br />

13.12.1993) as amended by Directive 2000/34/EC of 22 June 2000 (OJ L 195, 1.8.2000, p.41), and<br />

supplemented by the European Parliament and Council sectoral Directive 2002/15/EC of 11 March<br />

2002 (OJ L 80, 23.3.2002, p. 35<br />

Council Regulation (EC) No 2135/98 of 24 September 1998 amending Regulation (EEC) No 3821/85<br />

on recording equipment in road transport and Directive 88/599/EEC concerning the application of<br />

Regulations (EEC) No 3820/85 and (EEC) No 3821/85 (OJ L 274, 9.10.98, p. 1); Commission<br />

Regulation (EC) No 1360/2002 of 13 June 2002 adapting to technical progress for the seventh time<br />

Council Regulation (EEC) No 3821/85 on recording equipment in road transport (OJ L 207, 5.8.2002,<br />

p. 1)<br />

32


international carriers. To remedy this situation, in 2002 the Commission undertook the<br />

drawing up of a best practice guide.<br />

The transport of exceptional loads, 48 which can constitute a road safety hazard, is another<br />

source of problems because of the lack of harmonisation of the rules in question, sometimes<br />

even between the different regions in the same Member State. Here too, the Commission has<br />

undertaken the drawing up of a best practice guide.<br />

The legislation governing the technical conditions concerning the carriage of hazardous<br />

goods by road is also an important part of the existing body of Community road safety<br />

legislation. These rules are regularly reviewed in the light of international work, in particular<br />

in the context of the European Agreement on the international carriage of goods by road<br />

(ADR). The need to take better account of the hazards related to the growing safety concerns<br />

(protection against the use of vehicles with the intention of causing harm) will result in a<br />

reassessment of the provisions of this legislation.<br />

The EU will assign special important to the application of the measures described above to<br />

the commercial transport sector, notably the technical and training measures and the<br />

development of new traffic safety/management technologies.<br />

In the near future, it will also be necessary to address the possible consequences of the<br />

growing use of small commercial vehicles and company vehicles. The lack of regulation as<br />

regards training, driving and rest periods, and speed-limiting devices may have an impact in<br />

terms of road safety.<br />

� Adoption and incorporation in national legislation of a European Parliament and Council<br />

Directive on the training of commercial drivers.<br />

� Tighter legislation (and enforcement) of driving and rest periods for commercial road<br />

haulage.<br />

� Installation of digital tachographs in commercial vehicles.<br />

� Best practice guidelines concerning company policies to reduce accident and injury risks<br />

and encouragement for the inclusion of safety as a key provision in road transport<br />

contracts.<br />

� Best practice guidelines concerning the securing of loads and the carriage of exceptional<br />

loads.<br />

� Adapting to technical progress the Community legislation concerning the carriage of<br />

hazardous goods.<br />

� Making the wearing of seatbelts mandatory in coaches and heavy goods vehicles.<br />

� Introducing protection rules for vehicles regularly used for the carriage of children.<br />

48<br />

Namely transport operations derogating from the obligations arising from Council Directive 96/53/EC<br />

of 25 July 1996 laying down for certain road vehicles circulating within the Community the maximum<br />

authorised dimensions in national and international traffic and the maximum authorised weights in<br />

international traffic (OJ L 235, 17.9.1996 p.59)<br />

33


� Examining the impact on road safety of the growing use of small commercial vehicles and<br />

company vehicles.<br />

5.5. Emergency services and care for road accident victims<br />

Several thousands of lives could be saved in the EU by improving the response times of the<br />

emergency services and post-impact care in the event of road traffic accidents. Conversely,<br />

poor post-impact care could lead to avoidable injury and disability. A study conducted in the<br />

UK has estimated that 12% of accident victims sustaining serious skeletal trauma go on to<br />

have significant preventable disabilities.<br />

Detailed information on injury severity is needed for a better understanding of the potential<br />

for reducing damages through post-accident care. Data needs to be collected at national level<br />

to measure the performance of the emergency medical services.<br />

Increasingly, new cars will be fitted with automatic "mayday" systems and position locators.<br />

To maximise their utility, it is important that the distress message is sent directly to the<br />

emergency services. This type of system should be tested as part of a pilot project, initially on<br />

heavy goods vehicles carrying out international transport operations.<br />

Parliament and the Council recently decided to require telephone network operators to<br />

provide the emergency services with information making it possible to locate emergency calls<br />

using the emergency number 112 49 . In 2003 the Commission will adopt a recommendation<br />

setting out guidelines for the implementation of this decision. Automatic alert systems are<br />

also offered by motor vehicle manufacturers on recent vehicle models. At this stage, it is<br />

important to ensure that the information gathered and transmitted by the various systems<br />

reaches, without delay, the emergency services called upon to deal with accidents. These<br />

systems will covered in the abovementioned communication on information and<br />

communication systems for intelligent vehicles.<br />

� Examine best practice with regard to post-accident medical care.<br />

� Draw up specifications for satellite-positioning accident-warning systems and carry out<br />

demonstration projects involving the whole chain of emergency service provision.<br />

5.6. Accident data collection, analysis and dissemination<br />

5.6.1. Background<br />

Setting a common target for improving road safety means giving priority to the most effective<br />

measures. While accidents are random events, they are not "Acts of God", and it is necessary<br />

to understand their causes, circumstances and consequences, so that they can be managed,<br />

prevented or at least mitigated.<br />

Consequently, accident and injury databases are essential for an objective assessment of road<br />

safety problems. Similarly, the installation in road vehicles, as in other forms of transport, of<br />

49<br />

New electronic communication package made up of European Parliament and Council<br />

Directive 2002/21/EC of 7 March 2002 on a common regulatory framework for electronic<br />

communications networks and services (Framework Directive) and European Parliament and Council<br />

Directive 2002/22/EC of 7 March 2002 on universal service and users' rights relating to electronic<br />

communications networks and services (Universal Service Directive) (OJ L 108, 24.4.2002, p.33).<br />

34


on-board devices (black boxes) to record parameters which can explain the causes of<br />

accidents will make motorists more responsible, speed up court proceedings following<br />

accidents, lower the cost of court proceedings, and enable more effective preventive measures<br />

to be taken.<br />

5.6.2. The causes of accidents<br />

There are plans to develop independent road accident investigations along the lines of the<br />

existing European civil aviation regulations. However, it would not be possible to conduct a<br />

detailed investigation of each road traffic accident given that there are so many of them. It is<br />

more realistic to focus on the most serious accidents and on a representative sample of<br />

"run-of-the-mill" accidents. Such investigations, independent from those conducted by the<br />

judicial authorities or insurance companies should be geared to the causes of accidents rather<br />

than the question of who is responsible and should make it possible to improve the current<br />

legislation and practices. They should be carried out at national level on the basis of a<br />

European methodology and their findings should be communicated for assessment by a group<br />

of experts meeting within the Commission. These investigations, relating to a limited number<br />

of accidents will supplement the general road accident statistics and the detailed accident case<br />

studies carried out by multidisciplinary teams. The databases built up in this way will be made<br />

available to researchers.<br />

50<br />

51<br />

52<br />

A special problem arises concerning post-accident investigations. At present, the<br />

investigations carried out by the judicial authorities or insurance companies are<br />

primarily intended to ensure reparation for damage caused by accidents and determine<br />

who is responsible under the provisions adopted by the legislator. However, these<br />

investigations are no substitute for the growing perceived need in Europe and the USA to<br />

have independent technical investigations the findings of which are targeted on the causes<br />

of accidents and how to improve the legislation.<br />

European legislation on this type of investigations has been in force for several years<br />

concerning civil aviation 50 . A similar obligation has been proposed for the railways 51 .<br />

The Commission is now considering proposing that similar investigations should be<br />

carried out concerning maritime transport 52 and in the longer term concerning road<br />

Council Directive 94/56/EC of 21 November 1994 establishing the fundamental principles governing<br />

the investigation of civil aviation accidents and incidents (OJ L 319, 12.12.1994, p.14) is a model for<br />

other modes of transport. It lays down the fundamental principles governing civil aviation accident and<br />

incident investigations. In addition, in December 2000 the Commission adopted a proposal for a<br />

Directive on civil aviation occurrence reporting. Supplementing the current Community legislation, this<br />

proposal concerns the analysis of incidents, occurrences which are generally precursors of accidents.<br />

European Parliament and Council Directive 2001/12/EC of 26 February 2001 amending Council<br />

Directive 91/440/EEC on the development of the Community's railways, which is part of the rail<br />

package adopted in December 2000, requires the Member States to take steps to ensure that<br />

investigations are systematically carried out in the event of accidents. In 2001 the Commission<br />

submitted a proposal for a Directive on railway safety (COM(2002)21 final, OJ C 126E, 28.5.2002,<br />

p.332) requiring the Member States to establish, at national level, completely independent bodies<br />

responsible for carrying out accident investigations. A cooperation mechanism at Community level will<br />

be established, possibly in the context of the future Railway Safety Agency.<br />

Council Directive 1999/35/EC of 29 April 1999 on a system of mandatory surveys for the safe<br />

operation of regular ro-ro ferries and high-speed passenger craft services (OJ L 138, 1.6.1999,<br />

p.1)requires, from 1 December 2000, the carrying-out of an objective accident survey for all such<br />

ferries and craft operating to or from Community ports. By 2004 the Commission intends to propose a<br />

harmonised system for all accidents at sea.<br />

35


accidents.<br />

These independent investigations should be carried out at national level but in<br />

accordance with a European methodology. The results should be communicated to a<br />

group of independent experts meeting within the Commission which will be responsible<br />

for improving the legislation in force and adapting the methodology to technical<br />

developments in particular.<br />

As indicated at the 3rd Accident Investigation Conference organised by the European<br />

Transport Safety Council (ETSC) "a permanent independent organisation not only<br />

guarantees independence of investigation; it also ensures that its recommendations are<br />

followed up by action."<br />

Since any new technology is liable to generate offsetting action by drivers, it will be<br />

necessary to assess their impact, e.g. as regards driver fatigue alert devices, rehabilitation<br />

measures, and progressive access-to-driving methods.<br />

The installation of recording devices (black boxes) in certain categories of road vehicles, as<br />

in other forms of transport, will make it possible to understand the technical causes of<br />

accidents, make motorists more responsible, speed up court proceedings following accidents,<br />

lower the cost of court proceedings and enable more effective prevention measures to be<br />

taken. It will be useful to collect centrally the information recorded once there is a critical<br />

mass of equipment in service. In the meantime, in order to avoid any possible technical<br />

incompatibilities, it will be worthwhile drawing up technical specifications.<br />

5.6.3. The circumstances of accidents<br />

As already mentioned, the EU has set up the CARE data system for which disaggregated data<br />

is supplied by the Member States and managed by the Commission's departments 53 . Since<br />

July 2002 various tables and graphs are accessible to the public on the Europa website 54 and it<br />

is planned to increase this service regularly. In addition, a limited number of users (two per<br />

Member State) have direct access to all the CARE data. A group of bodies specialising in<br />

road safety will complete a study on the practical operation of CARE before the end of<br />

2003 55 . Data correlation studies should also be carried out to regularly estimate victim<br />

reporting errors. To this end, it will be necessary to compare hospital data with national<br />

statistics.<br />

To ensure comparability between Member States, it will be necessary for various<br />

socio-economic variables, i.e. hazard exposure variables, such as vehicle fleet, length of<br />

networks and traffic volumes to be applied to the CARE data. The variables in question will<br />

need to be known at a level of detail compatible with the CARE typology and measured in a<br />

comparable manner.<br />

In the medium term, CARE offers considerable potential as regards information and aid to<br />

decision-making and monitoring for the public at large, researchers and politicians.<br />

53<br />

54<br />

55<br />

There is also the BICAR data base managed by the OCDE, but only aggregated data is available.<br />

http://europa.eu.int/comm/transport/home/care/index_en.htm<br />

ASTERYX project.<br />

36


5.6.4. The consequences of accidents<br />

Blood samples, radiological studies and other clinical analyses are essential for an<br />

understanding of the consequences of accidents resulting in injuries, and the way in which<br />

they are carried out should be codified or harmonised throughout the EU. Successful<br />

experiments, often carried out at local level by multidisciplinary teams of road trauma<br />

clinicians should be put to good use at EU level by encouraging exchanges of information<br />

between specialists and drawing up best practice guidelines.<br />

In the context of the 5th Research Framework Programme a major project to analyse road<br />

accident trauma was launched in 2002 56 . It takes over the recommendations formulated in an<br />

earlier project 57 on the codification of trauma. This action should be pursued and developed,<br />

and accidentology is one of the priority action themes of the 6th Framework Programme.<br />

5.6.5. European Road Safety Observatory<br />

The Commission intends to set up a European Road Safety Observatory within the<br />

Commission as a pilot project funded from the EU budget. This Observatory will coordinate<br />

all Community activities in the fields of road accident and injury data collection and analysis.<br />

Accommodating the CARE information system, it will be the focus in the EU for the<br />

exchange of information on best practice and, ultimately, organise and manage Community<br />

best practice guidelines. It could also take on the task of improving the dissemination of the<br />

findings of road-safety research projects funded by the EU and those carried out under other<br />

programmes, and ensure the dissemination of information.<br />

� Develop the CARE database and widen access to it, in the interests of achieving greater<br />

transparency and encouraging its use;<br />

� Expand CARE to include hazard exposure variables and the causes of accidents.<br />

� Assess and improve systems for linking hospital data and national road accident statistics.<br />

� Develop specifications for on-board accident recording devices, and examine the consequences of<br />

various alternatives for certain categories of vehicles.<br />

� Set up a European road safety observatory within the Commission.<br />

� Establish a European methodology for independent road accident investigations and set up a group<br />

of independent experts meeting within the Commission.<br />

56<br />

57<br />

PENDANT project.<br />

STAIRS (4th Framework Programme).<br />

37


ANNEX 1<br />

Road traffic accidents - Trend in the number of deaths per million inhabitants,<br />

1991-2001<br />

Situation in each Member State (+ EUR-15 average)<br />

B<br />

D<br />

E<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001<br />

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001<br />

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001<br />

38<br />

DK<br />

EL<br />

F<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001<br />

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001<br />

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001


IRL<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

L<br />

50<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

A<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001<br />

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001<br />

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001<br />

39<br />

I<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

NL<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

P<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001<br />

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001<br />

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001


FIN<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

UK<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001<br />

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001<br />

40<br />

S<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001


1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 Total<br />

B 1.873 1.671 1.660 1.692 1.449 1.356 1.364 1.500 1.397 1.470 1.486 16.918<br />

DK 606 577 559 546 582 514 489 499 514 498 431 5.815<br />

D 11.300 10.631 9.949 9.814 9.454 8.758 8.549 7.792 7.772 7.503 6.977 98.499<br />

EL 2.112 2.158 2.159 2.253 2.411 2.157 2.105 2.182 2.116 2.037 1.895 23.585<br />

E 8.836 7.818 6.376 5.614 5.749 5.482 5.604 5.957 5.738 5.777 5.516 68.467<br />

F 10.483 9.900 9.867 9.019 8.891 8.541 8.444 8.918 8.487 8.079 8.160 98.789<br />

IRL 445 415 431 404 437 453 473 458 414 418 412 4.760<br />

I 8.109 8.053 7.188 7.091 7.020 6.676 6.713 6.314 6.633 6.410 6.410 76.617<br />

L 83 69 78 65 70 71 60 57 58 70 69 750<br />

NL 1.281 1.253 1.235 1.298 1.334 1.180 1.163 1.066 1.090 1.082 1.085 13.067<br />

A 1.551 1.403 1.283 1.338 1.210 1.027 1.105 963 1.079 976 958 12.893<br />

P 3.218 3.084 2.700 2.504 2.711 2.730 2.521 2.126 2.028 1.874 1.671 27.167<br />

FIN 632 601 484 480 441 404 438 400 431 396 433 5.140<br />

S 745 759 632 589 572 537 541 531 580 591 583 6.660<br />

UK 4.753 4.379 3.957 3.807 3.765 3.740 3.743 3.581 3.564 3.580 3.598 42.467<br />

EU-15 56.027 52.771 48.558 46.514 46.096 43.626 43.312 42.344 41.901 40.761 39.684 501.594<br />

Road traffic accidents - Trend 1991-2001 - Number of deaths<br />

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001<br />

B 188 167 165 168 143 134 134 147 137 144 145<br />

DK 118 112 108 105 112 98 93 94 97 93 81<br />

D 142 132 123 121 116 107 104 95 95 91 85<br />

EL 207 210 209 216 231 206 201 208 201 193 180<br />

E 227 201 163 143 147 140 143 151 145 145 137<br />

F 184 173 172 157 154 147 145 153 145 138 138<br />

IRL 126 117 121 113 121 125 130 124 111 111 108<br />

I 143 142 126 124 123 116 117 110 115 111 111<br />

L 216 177 197 162 172 172 143 135 135 161 156<br />

NL 85 83 81 85 86 76 75 68 69 68 68<br />

A 200 178 161 167 151 128 137 119 133 120 118<br />

P 326 310 271 251 271 272 250 210 200 184 163<br />

FIN 126 120 96 95 86 79 85 78 84 77 84<br />

S 87 88 73 67 65 61 61 60 66 67 66<br />

UK 82 76 68 65 64 64 64 61 60 60 60<br />

EU-15 153 144 132 126 124 117 116 113 112 108 105<br />

Road traffic accidents - Trend 1991-2001 - Number of deaths per million inhabitants<br />

Sources: CARE, and national data. Estimates in italics<br />

41


ANNEX 2<br />

European Road Safety Charter<br />

I, the undersigned [name, address], represented by [name and position of person signing]<br />

Having authority, decision-making, economic or social powers or a mandate to represent,<br />

And, in this capacity having a share of the responsibility for road safety in the European<br />

Union,<br />

(PREAMBLE)<br />

Whereas the number of road accident victims in Europe at present is unacceptable, and the<br />

most effective possible measures need to be taken to reduce this number in the shortest<br />

possible time,<br />

Whereas coordinated action between the many parties having responsibility, in one capacity<br />

or another, is more likely to achieve the intended results,<br />

Believing that there are effective measures available to encourage road users to apply safety<br />

rules and even to take further measures, for example in order to reduce the exposure of users<br />

to the risks of accidents; and believing that the scope of such measures will be all the greater<br />

if a critical number of stakeholders commit themselves to them,<br />

Subscribing to the objective of reducing the number of deaths on the roads by at least 50% by<br />

2010,<br />

Confident in the sense of responsibility of the individuals and organisations concerned,<br />

Aware that actions to promote road safety entail extremely low costs compared with the<br />

human, social and economic cost of unsafe roads,<br />

(OBJECTIVE)<br />

UNDERTAKE TO IMPLEMENT, PROACTIVELY, THE MEASURES WITHIN THE SPHERE OF MY<br />

RESPONSIBILITY AND ACTIVITIES SO AS TO SPEED UP PROGRESS ON ROAD SAFETY.<br />

UNDERTAKE IN PARTICULAR, WITHIN THE BOUNDS OF MY RESPONSIBILITY AND SPECIFICITIES, AND<br />

WHERE NECESSARY, IN ACCORDANCE WITH THE ANNEX TO THIS CHARTER, TO IMPLEMENT THE<br />

FOLLOWING PRINCIPLES AND MEASURES:<br />

1. To take the measures within my sphere of responsibility to contribute to the<br />

abovementioned objective of reducing the number of road deaths.<br />

2. To include road safety actions and safety performance measurement among my<br />

major objectives and principal decision-making criteria, in particular in the context<br />

of research activities, organisation and investment and in the more general<br />

framework of the organisation of professional activities, so as to draw up a veritable<br />

road safety plan.<br />

3. To share with the competent bodies responsible for road safety technical and<br />

statistical information making for a better understanding of the causes of accidents,<br />

42


the injuries caused by accidents and the effectiveness of preventive and palliative<br />

measures.<br />

4. To contribute to preventing road traffic accidents by pursuing high-quality actions in<br />

one or more of the following areas:<br />

� initial and continuous driving training and information,<br />

� motor-vehicle equipment and ergonomics,<br />

� infrastructure designed to minimise the risks of accidents and their gravity and to<br />

encourage safe driving.<br />

5. To develop and implement technologies for reducing the consequences of road traffic<br />

accidents.<br />

6. To contribute towards the development of means of uniform, continuous and<br />

appropriate monitoring of compliance with traffic rules by persons acting in my<br />

name or under my authority and penalising any offenders in a uniform, rapid and<br />

proportionate way.<br />

7. To create a framework encouraging the introduction of continuous education actions<br />

and the rehabilitation of high-risk drivers.<br />

8. To endeavour to contribute, wherever possible, to a better understanding of the<br />

causes, circumstances and consequences of accidents in order to draw lessons from<br />

them in order to avoid their repetition.<br />

9. To contribute towards ensuring that effective and high-quality, medical,<br />

psychological and legal assistance is available for road accident victims.<br />

10. To accept post-evaluations by peers, in accordance with appropriate confidentiality<br />

rules, of the measures taken to improve road safety and, where necessary, to draw<br />

lessons from them to review the measures.<br />

AND LASTLY<br />

11. To deliberately take the initiative of implementing measures going beyond the<br />

regulatory requirements in force, namely ……….. [to be completed by the<br />

signatory].<br />

Done at …,<br />

(signature)<br />

43


COMMISSION OF THE EUROPEAN COMMUNITIES<br />

Brussels, 15.9.2003<br />

COM(2003) 542 final<br />

COMMUNICATION FROM THE COMMISSION<br />

TO THE COUNCIL AND THE EUROPEAN PARLIAMENT<br />

Information and Communications Technologies for Safe and Intelligent Vehicles<br />

(SEC(2003) 963)


COMMUNICATION FROM THE COMMISSION<br />

TO THE COUNCIL AND THE EUROPEAN PARLIAMENT<br />

Information and Communications Technologies for Safe and Intelligent Vehicles<br />

PREFACE<br />

Modern society depends on mobility, which provides personal freedom and access to services<br />

for business and leisure. From society’s point of view, an efficient transport system is the<br />

engine of our economy, and the transport sector is of huge economic importance employing<br />

more than 10 million people and with expenditure of more than 10% of the Gross Domestic<br />

Product (GDP) in Europe.<br />

For a long time, the demand for transport services has grown steadily for both passengers<br />

and goods. The continuing growth of the economic activity and the Union’s enlargement will<br />

increase needs for mobility and transport services. Most of this growth is expected to be taken<br />

up by the road sector at a time when tight public budgets restrict investments in the<br />

infrastructure. The rising volumes of traffic further deteriorate the situation regarding the<br />

problems caused by the road transport, which include congestion of the main roads<br />

network and in urban areas, harmful effects on the environment and public health, and above<br />

all, accidents which cause fatalities, injuries and material damage.<br />

In the forefront in the drive for safer and more efficient transport is the automotive industry,<br />

together with its suppliers and the emerging telematics sector, which build on the strengths of<br />

two other industrial sectors, namely the Mobile Telecommunications and Information<br />

Technology sectors. As a result of the efforts of the industry, vehicles today are inherently<br />

safer, cleaner and more recyclable than before. But the societal costs of road transport are<br />

still by far too high. The 1.300.000 accidents per year in Europe cause 40.000 fatalities and<br />

1.700.000 injuries, at an estimated cost of 160 Billion €, or 2 % of the GDP in Europe. Road<br />

transport is a necessity for our mobility, but new measures are required to tackle this<br />

increasing problem. The automotive industry is facing an increasing challenge to tackle this<br />

issue and to contribute to the main transport policy goal of the EC, which is to reduce by half<br />

the number of road fatalities by 2010.<br />

Road safety cannot, however, be sufficiently improved by concentrating on the industry and<br />

the vehicles only. The public sector has to work together with the private sector both by<br />

investing in the required infrastructure and in taking measures, which enable the market<br />

introduction of new solutions. A lot can be achieved by simple measures like educating the<br />

drivers to be more responsible, enforcing the existing road safety rules e.g. related to safety<br />

belt use, drinking and driving and speed limits, and by improving the physical road<br />

infrastructure. The safety and efficiency of roads can be also substantially improved by the<br />

deployment of Intelligent Transport Systems (ITS) for Intelligent Infrastructure, such as<br />

adaptive traffic control and management systems in cities, and traffic control and incident<br />

detection systems on the motorways, the deployment of which is financially supported by the<br />

Trans-European Networks for Transport.<br />

Information and Communications Technologies (ICT) are already widely in use in all<br />

areas of mobility, most notably in vehicles, which are becoming more and more intelligent.<br />

With the development of the more powerful processors, communication technologies, sensors<br />

2


and actuators, more and more of the vehicle control, monitoring and comfort functions are<br />

based on ICT. Information and Communications Technologies (ICT) are also seen as the<br />

most important set of tools enabling the industrial players to meet the above-mentioned<br />

challenge on road safety and contributing to Europe’s expectations for safer and more<br />

efficient mobility.<br />

Recognising this potential, the European Commission in 2002, together with the automotive<br />

industry and other stakeholders established an <strong>eSafety</strong> Working Group consisting of some<br />

40 experts, and mandated it to propose a strategy for accelerating the research, development,<br />

deployment and use of ICT-based intelligent safety systems for improving road safety in<br />

Europe. In November 2002, the Working Group published its Final Report, which a High-<br />

Level meeting of all stakeholders later endorsed as the basis for further actions in advancing<br />

the use of ICT for improving road safety in Europe.<br />

The <strong>eSafety</strong> Working Group Final Report gives 28 detailed recommendations for action,<br />

directed to the European Commission, the Member States, road and safety authorities,<br />

automotive industry, service providers, user clubs, insurance industry and other<br />

stakeholders. These recommendations fall into three main categories: actions for the<br />

development of the building blocks for integrated safety, actions for adapting regulation<br />

and standardisation, and actions for removing the societal and business obstacles.<br />

The report concludes that the greatest potential in the application of ICT in solving road<br />

transport safety problems is offered by the Intelligent Vehicle Safety Systems, which use<br />

advanced ICT for providing new, intelligent solutions which address together the involvement<br />

of and interaction between the driver, the vehicle and the road environment. In this integrated<br />

and global approach to safety, the autonomous on-board safety systems are complemented<br />

with co-operative technologies, which use vehicle-to vehicle and vehicle-to infrastructure<br />

communication to get information of the road environment for assessing the potential hazards<br />

and optimising the functioning of the on-board safety systems.<br />

This Communication brings forward the actions the Commission intends to take in order<br />

to accelerate the development, large-scale deployment and use of Intelligent Vehicle<br />

Safety Systems in Europe, with the emphasis on the Intelligent Vehicle part of these<br />

systems. These actions are intended to facilitate the industry to develop these systems, to<br />

enable their rapid market introduction by removing the regulatory and standardisation<br />

obstacles, and to contribute to a joint public-private business case which is seen as a<br />

prerequisite for their large-scale take-up.<br />

These actions, when complemented in a co-ordinated way with shared actions by the Member<br />

States on national, regional and local level, and by the industry itself, are expected to make a<br />

major contribution to reducing the fatalities on European roads, and provide for the basic<br />

need for Europe’s citizens: safe mobility.<br />

3


TABLE OF CONTENTS<br />

PREFACE..............................................................................................................................2<br />

TABLE OF CONTENTS .......................................................................................................4<br />

1. INTRODUCTION..........................................................................................................5<br />

1.1. THE TRANSPORT SECTOR: A KEY ECONOMIC SECTOR FULFILLING A BASIC NEED ............5<br />

1.2. GROWTH IN DEMAND OF TRANSPORT SERVICES CAUSING INCREASING PROBLEMS ..........5<br />

1.3. URGENT ACTIONS REQUIRED IN MEETING THE SOCIETAL CHALLENGES...........................6<br />

1.4. TOWARDS INTELLIGENT VEHICLES AND SAFER, MORE EFFICIENT MOBILITY...................6<br />

1.5. TOWARDS MORE INTELLIGENT INFRASTRUCTURE..........................................................8<br />

2. REAPING THE BENEFITS OF INFORMATION AND COMMUNICATIONS<br />

TECHNOLOGIES FOR ROAD SAFETY................................................................9<br />

2.1. FROM PASSIVE SAFETY TO ACTIVE SAFETY AND ACCIDENT PREVENTION ........................9<br />

2.2. TOWARDS A NEW GENERATION OF INTELLIGENT SAFETY SYSTEMS THROUGH RESEARCH 9<br />

2.3. INTELLIGENT VEHICLE SAFETY SYSTEMS................................................................. 11<br />

2.4. A PREREQUISITE: A POSITIVE BUSINESS CASE..............................................................12<br />

2.5. CONTRIBUTING TO PEDESTRIAN SAFETY .....................................................................13<br />

3. RATIONALE FOR COMMUNITY ACTIONS............................................................14<br />

3.1. INTRODUCTION..........................................................................................................14<br />

3.2. EUROPEAN COMMISSION TAKING THE RESPONSIBILITY FOR EUROPEAN LEVEL PUBLIC<br />

SECTOR ACTIONS .....................................................................................................14<br />

3.3. ACTING TOGETHER AT EU, NATIONAL AND REGIONAL LEVEL......................................15<br />

4. EUROPEAN COMMISSION ACTIONS .....................................................................16<br />

4.1. PROMOTING INTELLIGENT VEHICLE SAFETY SYSTEMS................................................16<br />

4.2. ADAPTING THE REGULATORY AND STANDARDISATION PROVISIONS .............................20<br />

4.3. REMOVING THE SOCIETAL AND BUSINESS OBSTACLES .................................................22<br />

4.4. OTHER ACTIONS ........................................................................................................23<br />

5. REPORTING ...............................................................................................................24<br />

ANNEX 1: GLOSSARY OF TERMS ..................................................................................25<br />

ANNEX 2: SUMMARY OF CONSULTATIONS................................................................27<br />

4


1. INTRODUCTION<br />

1.1. The transport sector: A key economic sector fulfilling a basic need<br />

Mobility and transport is a concern for citizens throughout Europe: there are 375 million road<br />

users in the EU. Modern society depends on mobility, which provides personal freedom and<br />

access to services for business and leisure. From society’s point of view, an efficient transport<br />

system is the engine of our economy, and the transport sector is of huge economic importance<br />

employing more than 10 million people and with expenditure of more than 10% of the Gross<br />

Domestic Product (GDP) in Europe.<br />

A key industry in the transport sectors is the automotive sector, which manufactures about 17<br />

million vehicles per year and employs with its suppliers close to 2 million people in Europe,<br />

with a turnover of 452 billion € world-wide 1 . The automotive telematics market, comprising<br />

of sales of telematics platforms and services is experiencing rapid growth in market<br />

penetration, and according to some market studies will reach an annual revenue as high as 8,5<br />

billion € in Europe in 2007, up from 1 billion € in 2000. As the car parc of vehicles with<br />

telematics grows, the market will shift towards services 2 , further integrating the automotive<br />

market with two other key industrial sectors in Europe: Mobile Communications and<br />

Information Technology. As a whole, Information and Communications Technologies<br />

(ICT) play a key role in the convergence of these sectors towards the Intelligent Vehicles of<br />

the future. The coming generation of mobile communication technology will further reinforce<br />

this trend.<br />

1.2. Growth in demand of transport services causing increasing problems<br />

For a long time, the demand for transport services has grown steadily for both passengers and<br />

goods. Most of this growth has taken place in road transport, which has been able to increase<br />

capacity and offer competitive services. It is estimated that some 80% of travel calculated in<br />

passenger-km is currently by car, and road makes up 44% of the goods transport market.<br />

Between 1970 and 2001, the number of vehicles in the Community grew from 62.5 million to<br />

over 205 million 3 , and the vehicle parc is now increasing by more that 3 million every year.<br />

The continuing growth of the economic activity in the Union, and its enlargement will<br />

increase needs for mobility and transport services, with estimated increase in demand of 38%<br />

for goods services and 24% for passengers by 2010 in the EU of 15. Most of this growth is<br />

expected to be taken up by the road sector, which further deteriorates the situation regarding<br />

the problems caused by the road transport, which include congestion at more points of the<br />

main roads network and in urban areas, harmful effects on the environment and public health,<br />

and above all accidents, causing fatalities, injuries and material damage.<br />

At the same time, tight public budgets restrict investments in the infrastructure. These<br />

problems are not only socio-economic ones, but concern each and every citizen in their daily<br />

lives. The 1.300.000 accidents per year in Europe cause 40.000 fatalities and 1.700.000<br />

injuries, at an estimated cost of 160 Billion €, or 2 % of the GDP. On a personal level, these<br />

accident figures translate to one third of us being injured in an accident at some point of their<br />

lives. The psychological damage to the victims and their families cannot even be estimated.<br />

1<br />

2<br />

3<br />

Sources: ACEA and Eurostat, 2001<br />

Source: European Automotive Telematics Market, Frost&Sullivan 2001<br />

Source: ACEA, 2001. The total number of motor vehicles in use was 205,8 million, out of which 180,3<br />

million were passenger cars.<br />

5


1.3. Urgent actions required in meeting the societal challenges<br />

Road transport is a necessity for our mobility, but new measures are required to tackle the<br />

increasing problems associated with it. In the forefront in the drive for safer and more<br />

efficient transport is the automotive industry, together with its suppliers and the emerging<br />

telematics sector. Both of these largely depending on the strengths of two other industrial<br />

sectors, namely the Mobile Communications and the Information Technology sectors.<br />

Thanks largely to the efforts of the industry, vehicles today are inherently safer, cleaner and<br />

more recyclable than before. Thanks to improvements in the crash-worthiness of the vehicles,<br />

safety belts, ABS and other inventions, the vehicles are now four times safer than in 1970;<br />

this has largely contributed to the reducing by 50% of the number of deaths in EU 15 from<br />

1970, while the traffic volumes have tripled during the same period.<br />

But the societal costs of road transport are still far too high, and new goals have been set. The<br />

automotive industry, with its suppliers and the related industrial sectors, are facing an<br />

increased challenge to comply with both tighter environmental controls expected by both the<br />

society and citizens, aiming at more sustainable transport 4 , and demands to contribute to the<br />

main transport policy goal of the EC, which is to reduce by half the number of road fatalities<br />

by 2010 5 . Regarding road safety, the effect of the current measures appears to be reaching its<br />

limits, and new measures are urgently required.<br />

In order to tackle the whole issue of road safety, including enforcement of current safety<br />

measures to be undertaken at Member State and regional level, the Commission has<br />

introduced an European Road Safety Action Programme 6 .<br />

1.4. Towards Intelligent Vehicles and safer, more efficient mobility<br />

ICT holding the promise of safer and more efficient mobility<br />

Looking forward, Information and Communications Technologies (ICT) should guarantee<br />

mobility and secure economic growth. The primary effects of ICT in transport and mobility<br />

are in enabling the development of more Intelligent Vehicles, more sophisticated telematics<br />

services, and for advanced Intelligent Transport Systems (ITS) to be applied to traffic control<br />

and management systems providing the intelligent road infrastructure. Telematics and<br />

innovative logistics based on ICT can help to make traffic flows more efficient and to avoid<br />

congestion, even on the existing road infrastructure.<br />

Towards more intelligent vehicles<br />

Increasingly, the competitiveness of the automotive sector depends on its ability to use and<br />

adopt the latest Information and Communications Technologies. An increasing number of<br />

vehicle functions are controlled by processors and software, and more and more of the added<br />

value of the vehicle comes from sophisticated electronic systems which can replace entire<br />

mechanical and hydraulic subsystems. Today, the electronics sensors, actuators and<br />

subsystems for vehicle control, monitoring, safety and comfort comprise some 30% of the<br />

vehicles’ added value; this is expected to rise to some 40% in 2005.<br />

4<br />

5<br />

6<br />

Gothenburg European Council, 2001<br />

White Paper on European Transport Policy for 2010, adopted by the Commission in September 2001<br />

European Road Safety Action Programme : Halving the number of road accident victims in the<br />

European Union by 2010 : A shared responsibility, COM 2003(311) final 2.6.2003<br />

6


During the last decade, we have made in Europe a major investment in the use of ICT in invehicle<br />

safety technologies like Advanced Driver Assistance Systems (ADAS). While these<br />

technologies are introduced on the markets, there is a need to continue investment in future,<br />

advanced technologies. While these technologies have a wide scope of applications in<br />

Intelligent Vehicles, including on-board diagnostic systems 7 , this Communication deals only<br />

with the application of these technologies for road safety. The EU’s 6 th Framework<br />

Programme for Research and Technological Development offers further possibilities for<br />

applying for funding in this area 8 .<br />

Towards more sophisticated telematics services<br />

The automotive telematics industry is driven by Information and Communications<br />

Technologies. The key ICT technologies include mobile telecommunications,<br />

location/positioning technologies, intelligent sensors, actuators and interfaces, automotivegrade<br />

high-performance processors and high-performance in-vehicle communications<br />

networks. A key role in this rapidly growing sector is also played by services/contents<br />

industry, which drive towards higher quality personalised services and sustainable business<br />

models. The four principal markets for telematics services today are safety and security<br />

(including e-Call, vehicle tracking), vehicle oriented telematics (including remote diagnostics<br />

and proactive maintenance), navigation and routing (including dynamic navigation, Point of<br />

Interest, traffic and travel information), fleet management and infotainment (entertainment,<br />

internet access, information services, email).<br />

Mobile Communications: a future pillar for telematics<br />

With general packet radio service (GPRS) and universal mobile telecommunications system<br />

(UMTS) advancing into the automotive markets, the outlook for mobile, location related<br />

services is brightening up significantly. Thanks to the option of being permanently on-line<br />

and by offering much higher bandwidths, the scope of affordable services increases rapidly.<br />

In the future, the existing telematics services based on SMS or WAP messaging over GSM<br />

will be replaced by location-enhanced services using GPRS/UMTS and DAB/DVB, while<br />

RDS-TMC services using FM radio will be enhanced and are expected to co-exist on the<br />

markets. eEurope 2005 9 , with its focus on providing mobile and broadband connectivity and<br />

mobile services will further facilitate this development.<br />

Logistics depending on ICT<br />

The combination of logistics and telematics based on Information and Communications<br />

Technologies is gaining importance in the whole transport sector, and especially in road<br />

haulage. ICT is increasingly used in route planning, tracking and tracing and usage-related<br />

invoicing. Road hauliers depend today on ICT for fleet management, with promises of greater<br />

7<br />

8<br />

9<br />

Directive 2001/1/EC of the European Parliament and of the Council of 22 January 2001 amending<br />

Council Directive 70/220/EEC concerning measures to be taken against air pollution by emissions from<br />

motor vehicles; published in OJ L 035 of 6.2.2001<br />

Decision No 1513/2002/EC of the European Parliament and of the Council of 27 June concerning the<br />

sixth framework programme of the European Community for research, technological development and<br />

demonstration activities, contributing to the creation of the European Research Area and to innovation<br />

(2002-2006); published in OJ L 232 of 29.8.2002; and 2002/834/EC: Council Decision of 30 September<br />

2002 adopting a specific programme for research, technological development and demonstration:<br />

"Integrating and strengthening the European Research Area" (2002-2006); published in OJ L 294 of<br />

29.10.2002.<br />

eEurope 2005:An information society for all, COM(2002) 263 final, 28.5.2002<br />

7


efficiency and reduction of equipment costs. The role of ICT in logistics will increase with e-<br />

Commerce and the trend towards just-on-time deliveries.<br />

1.5. Towards more intelligent infrastructure<br />

Intelligent infrastructure and co-operative systems<br />

Many of our large and medium-sized cities are equipped with advanced computer-controlled,<br />

adaptive traffic control and information systems. More and more of the European motorway<br />

network is being equipped with traffic control, incident detection and traveller information<br />

systems, which increase safety and user comfort, e.g. by informing about traffic conditions<br />

and alternative routes in case of an accident.<br />

The basis for an effective traffic management is the availability of real-time traffic<br />

information. Traffic data has been conventionally collected by sensors embedded in the<br />

pavement, installed at critical sections of the road network. Video-based sensors are<br />

increasingly being installed and their data analysed via image processing technologies. Next<br />

generation systems which use Floating Vehicle Data (FVD), for example based on<br />

anonymous polling of vehicle position and speed information, hold the promise of providing<br />

more complete traffic information for a fraction of the cost. Further advances in mobile<br />

communications technology, traffic control, information and location technologies will enable<br />

avoiding bottlenecks and offer new innovative ways for traffic management.<br />

Co-operation between the intelligent infrastructure and the intelligent vehicle is valuable for<br />

both. Information on the network condition is necessary for the best performance of the<br />

systems included in the vehicle, and feedback information is of primary importance to<br />

improve the knowledge of the situation for operators. Intelligent Transport Systems (ITS)<br />

projects on the trans-European Transport Network are leading the way in introducing these<br />

services.<br />

Galileo: Core positioning technology for telematics services<br />

Location information, together with mobile communications, enables a large number of<br />

telematics services like location-enhanced emergency call (e-Call), in-vehicle navigation,<br />

Points of Interest (POI) services, vehicle tracking, stolen vehicle location etc. The current invehicle<br />

systems are based on satellite navigation (GPS), due to the need to operate also in<br />

rural areas where the alternative location technology (based on mobile communication<br />

network) does not offer sufficient performance.<br />

The European satellite navigation infrastructure Galileo 10 will provide a set of navigation and<br />

positioning services that allow a wide range of innovative applications to be developed.<br />

Galileo together with the advent of new regulations in the mobile phone domain (E-112<br />

legislation), in the road sector and others, will create new business opportunities and open<br />

doors for new applications. The enhanced accuracy and the guaranteed service provided by<br />

Galileo will improve the performance of the ITS services. Galileo will start operations in<br />

2008, and in the meantime the European Geostationary Navigation Overlay Systems<br />

(EGNOS 11 ) will provide similar enhanced services from 2004 onwards.<br />

10<br />

11<br />

Council Conclusions on GALILEO, 25/25 March 2002,<br />

europa.eu.int/comm/dgs/energy_transport/galileo/index_en.htm<br />

Communication from the Commission to the European Parliament and the Council “Integration of the<br />

EGNOS programme in the GALILEO Programme”, COM(2003) 123 final, 19.3. 2003<br />

8


2. REAPING THE BENEFITS OF INFORMATION AND COMMUNICATIONS TECHNOLOGIES<br />

FOR ROAD SAFETY<br />

2.1. From passive safety to active safety and accident prevention<br />

The 1.300.000 road accidents per year in Europe cause 40.000 fatalities and 1.700.000<br />

injuries. During the last decade, the European Union, Member States and the automotive<br />

industry have been actively involved in improving road safety through both accident<br />

prevention and injury reduction. Most of the accident prevention measures have focused on<br />

the driver, while the measures to reduce the consequences of an accident have primarily<br />

focused on the vehicle, through improved passive safety such as crashworthiness, seatbelts<br />

airbags and conventional active safety systems such as braking and lighting.<br />

Passive Safety measures have been proven to be a very effective method for the<br />

reduction of the car accident trauma. This can be illustrated with German accident data,<br />

for instance. In the period from 1970-1987 the number of accidents on German roads<br />

increased by about 40 %, as the traffic measured as kilometres travelled increased by<br />

72%. In this same period however the number or traffic injuries decreased by 20% and<br />

the number of fatalities even by about 50%. It was concluded that this decrease to a large<br />

extent was due to injury prevention measures like significant improvements of the<br />

vehicle crashworthiness and the introduction of the seat belt 12 .<br />

These combined actions have contributed to the continuous reduction of the number of<br />

fatalities on European roads. The number of deaths in EU 15 has halved from 1970, while the<br />

traffic volumes have tripled during the same period 13 . Nevertheless, the number of road<br />

accidents and the number of road victims are still unacceptably high in the European Union.<br />

Furthermore, the contribution of many of these “conventional” safety measures is reaching its<br />

limits, and further improvements in safety by these measures are becoming more and more<br />

difficult to achieve at a reasonable cost. This is why the in-vehicle passive safety has to be<br />

complemented by introducing on the markets more advanced in-vehicle and co-operative<br />

active safety systems.<br />

2.2. Towards a new generation of intelligent safety systems through research<br />

During the last decade in Europe both the industry and the public sector have invested heavily<br />

in Research and Development (RTD) in the use of Information and Communications<br />

Technologies (ICT) in in-vehicle safety technologies and subsystems. While the bulk of the<br />

work has been done by the industry, the EU’s Research Programmes have contributed in<br />

realising leading edge technologies, systems and applications.<br />

12<br />

13<br />

Verletzungsfolgekosten nach Strassenverkehrsunfallen". Schriftenreihe des Hauptverbandes der<br />

gewerblichen Berufsgenossenschaften e.V. A. Sutter Druckerei GmbH, Essen<br />

http://europa.eu.int/comm/transport/home/care/index_en.htm<br />

9


The EU has played a role in this research since the DRIVE Programme in 1988. Under<br />

the EU’s Fourth Framework Programme for Research, Technological Development and<br />

Demonstration (1994 -1998), the Telematics Applications Programme, helped in<br />

realising leading-edge systems and applications. The Information Society Technologies<br />

(IST) programme 14 continues research in technologies and applications systems aiming at<br />

safer, cleaner and more efficient transport, with specific focus on intelligent safety and<br />

Advanced Driver Assistance Systems and supporting technologies. The Intelligent<br />

Vehicle cluster of the IST Programme has over 40 projects, with total budget of over 150<br />

million € and Community contribution of over 80 million €. Research into safer vehicles<br />

and infrastructures as well as accident databases and human behaviour in road transport<br />

is also undertaken in the Competitive and Sustainable Growth programme (5 th<br />

Framework Programme) 15 .<br />

The development of appropriate sensors, actuators and processors, has already permitted wide<br />

spread implementation of systems, which help the driver to maintain control of the vehicle<br />

even when he has exceeded its ‘normal’ limits of handling. Examples of such systems are<br />

Anti-lock Braking Systems (ABS) and Electronic Stability Programme (ESP). These systems<br />

are already making a major contribution to road safety. Together with improvements in<br />

passive safety, the vehicles are now four times safer than in 1970.<br />

Many accidents are avoidable if the driver was to take evasive action. This is possible<br />

provided that the driver has retained directional control of the vehicle. However, if the<br />

wheels lock-up under braking the driver no longer has that directional control. Anti-lock<br />

Braking Systems (ABS) detect when any of the wheels of a vehicle are about to lock-up,<br />

and release the brakes slightly on that wheel, ensuring that it maintains its grip on the<br />

road. Therefore, in emergency braking situations or in slippery conditions, it is possible<br />

for the driver of a vehicle equipped with ABS to avoid an accident by steering round it<br />

and to retain control of the vehicle.<br />

It is far more difficult to offer protection to the occupants from lateral impacts than<br />

frontal impacts, especially if the struck object is narrow like a pole or tree, which is a<br />

typical scenario when a vehicle slides or spins off the road. Therefore, vehicle and<br />

braking system manufacturers have developed systems commonly known as Electronic<br />

Stability Programmes (ESP) which detect the onset of a slide and automatically apply<br />

the brakes to individual wheels to correct the slide and prevent spinning. ESP will be<br />

beneficial even under the most pessimistic assumption that it does not avoid any<br />

accidents but simply transforms them from lateral to frontal. ESP is now optional or even<br />

standard on many current passenger cars. Statistics from one car manufacturer shows that<br />

in 2001 there was a 4% reduction of accidents, compared to the year before, that could be<br />

directly attributed to ESP. The reduction of roll-over accidents thanks to ESP have also<br />

been estimated to be 12%.<br />

The further development of intelligent active safety systems will require substantial RTD<br />

efforts. The current Sixth Framework Programme for Research and Technological<br />

Development (2002-2006) 8 will offer new funding opportunities for RTD in intelligent<br />

integrated safety systems including accidentology and Advanced Driver Assistance Systems<br />

and technologies. The new instrument, Integrated Project, which is designed to generate the<br />

14<br />

15<br />

The Information Society Technologies Programme is part of the European Union’s Fifth Framework<br />

Programme for research and technological development (RTD), covering the period 1998-2002<br />

See www.europa.eu.int/comm/research/growth/gcc/menu-researchthemes.html<br />

10


knowledge required to address major societal challenges, will be especially suitable for<br />

research in this area. Integrated Projects are intended to build a critical mass of activities and<br />

resources needed for achieving ambitious, clearly defined scientific and technological<br />

objectives. These projects are of substantial size, with the duration of typically three to five<br />

years.<br />

2.3. Intelligent Vehicle Safety Systems<br />

We know that almost 95% of the accidents are at least partly due to the human factor. In<br />

almost three-quarters of the cases the human behaviour is solely to blame. This apparent<br />

mismatch between driver skills and situation complexity can be addressed by improvements<br />

in three factors: the driver (education and training); the environment (intelligent<br />

infrastructure) and the vehicle (in-vehicle safety systems).<br />

Intelligent Vehicle Safety Systems use Information and Communications Technologies for<br />

providing solutions for improving road safety in particular in the pre-crash phase when the<br />

accident can still be avoided or at least its severity significantly reduced. With these systems,<br />

which can operate either autonomously on-board the vehicle, or be based on vehicle-tovehicle<br />

or vehicle-to-infrastructure communication (co-operative systems), the number of<br />

accidents and their severity can be reduced, leading equally to a reduction of the number of<br />

fatalities and injuries.<br />

Collisions during lane changes and involuntary lane departure are two of the most<br />

important causes of accidents. This problem requires in-vehicle technology to help detect<br />

and warn drivers of vehicles in adjacent lanes or when the vehicle is about to<br />

unintentionally depart from the lane. According to the National Highway Traffic Safety<br />

Agency (NHTSA) in the US, lane change and merge collisions could be cut in half by<br />

new technologies. In Europe, a Dutch study expects a reduction of 37% in all side impact<br />

collisions and a reduction of 24% of the single vehicle accidents due to lane departure<br />

crash avoidance.<br />

Location-enhanced emergency calls like in-vehicle e-Call have their primary benefit to<br />

society of saving lives and in offering an increased sense of security. This is achieved by<br />

improved call routing obtaining faster and improved information for dispatching relevant<br />

resources, and most importantly improved information to locate the caller. What is of<br />

paramount importance here is that the relevant resources are delivered to the person in<br />

need as soon as possible, this can save up to 10% of the fatalities. An increased sense of<br />

security is particularly relevant for European citizens travelling abroad. The secondary<br />

benefits may be varied and include increased confidence in emergency service provision,<br />

reduced stress, decreased reliance on verbal communication and reduced traffic<br />

congestion 16 .<br />

In the development and deployment of Intelligent Vehicle Safety Systems, priority should be<br />

given to the systems with the best prospects. The <strong>eSafety</strong> Working Group 17 identified a<br />

number of such systems, e.g. safe speed, lane support, safe following, pedestrian protection,<br />

16<br />

17<br />

Caller Location in Telecommunication Networks in view of enhancing 112 Emergency Services:<br />

Recommendations towards a European policy and implementation plan. 30 April 2002, Helios<br />

Technology Ltd<br />

The Final Report of the <strong>eSafety</strong> Working Group on Road Safety, November 2002<br />

11


improved vision, driver monitoring and intersection safety systems. Each one of these systems<br />

depend on a number of sensors, subsystems and technologies with varying degree of maturity,<br />

some being still in the RTD phase and some already partially introduced to the market.<br />

The potential contribution of the introduction of Intelligent Vehicle Safety Systems for<br />

enhancing road safety and security has already been demonstrated by the industry in a number<br />

of European research and technological development (RTD) projects. However, to realise the<br />

potential benefits, the new systems have to be widely deployed in the marketplace. It is<br />

therefore of paramount importance that the public and private sectors work together in<br />

accelerating the development and deployment of these Intelligent Vehicle Safety Systems in<br />

Europe. This collaborative approach is expected to result the quickest market penetration of<br />

these systems. In compliance with the data protection legislation and the right to mobility,<br />

other technologies such as increased monitoring of the driver condition and performance,<br />

accident data recorders and electronic vehicle identification should also be examined, as<br />

described in the European Road Safety Action Programme.<br />

2.4. A prerequisite: a positive business case<br />

From the manufacturers’ point of view, the introduction of Intelligent Vehicle Safety Systems<br />

based on costly sensors, actuators, electronic components and subsystems increases the<br />

manufacturing cost, power consumption and weight, making it also more difficult to meet the<br />

environmental requirements imposed to new vehicle production. Furthermore, problems<br />

associated with the reliability of embedded electronics and especially of the software have to<br />

be solved. Market introduction of new functionality requires tackling liability, type-approval<br />

and Human-Machine Interaction (HMI) issues as well as investments to the infrastructure.<br />

The industry has demonstrated its capability to innovate and bring active safety systems to the<br />

markets, as has been the case with ABS and ESP. The introduction of these technologies is a<br />

very good example of the two main problems the industry is facing in bringing new systems<br />

on the market.<br />

First, if the pace of market introduction is dictated solely by the market economies and<br />

competition, it can take a very long time. ABS was first introduced in the 1970’s, and now 30<br />

years later still only 91% of new vehicles are equipped with ABS, with a 66% penetration on<br />

the whole vehicle parc in Europe. The introduction of ESP has advanced a bit faster,<br />

achieving 38% penetration of new vehicles sold and 16% of the whole vehicle parc in five<br />

years after its introduction 18 .<br />

Secondly, relying solely on the automotive manufacturers’ business case leads to introduction<br />

of the new safety features in the high-end range of vehicles first, then into the mid-range<br />

vehicles and finally to the small and compact cars. This can be easily understood by<br />

comparing the price of the advanced safety systems, for example 2000 € for a collision<br />

mitigation or adaptive cruise control system, with the selling price of the vehicles. As a<br />

consequence the drivers most at risk, i.e. the young, are the last to benefit, as they tend to<br />

drive the older and smaller cars.<br />

Furthermore, more sophisticated software and electronic assistance systems tends to lead to<br />

more complexity in repairing and maintaining the vehicles. As the cost of repair and<br />

18<br />

Source: Volkswagen Group research, 2001, German market<br />

12


maintenance typically accounts for 40% of the total life-time cost of the vehicle, equalling the<br />

purchase price, this is an important issue for the consumers.<br />

Based on the above, it is clear that the wide-spread take-up of Intelligent Vehicle Safety<br />

Systems cannot depend on the private business case only, and needs the full support of the<br />

public sector, contributing to a positive public/private business case. This business case has to<br />

be developed jointly with all actors involved, the automobile manufacturers, equipment<br />

suppliers, motorway operators, telecommunication operators, service providers, automotive<br />

after-sales players, insurance industry, road safety and user organisations, road authorities,<br />

emergency service providers, Member States and the European Commission. The public and<br />

private sectors must agree to co-operate, to decide on the role and responsibilities of each<br />

partner, and take the appropriate actions.<br />

The main mechanisms for the public sector intervention, in contributing to this business case,<br />

are: promoting standardisation - leading to market harmonisation, larger volumes and lower<br />

manufacturing costs; promoting awareness and information - leading to an increased demand<br />

of safety systems and consumers’ willingness to pay for advanced safety features; and<br />

working together with appropriate partners (public and private sectors) in introducing<br />

financial incentives for the buyers of vehicles equipped with advanced safety systems. The<br />

vehicle type approval legislation should be adapted, when necessary, to permit these systems,<br />

or even mandate them, if appropriate.<br />

Introduction of Intelligent Vehicle Safety Systems requires a well-functioning, competitive<br />

maintenance and repair system that guarantees their good functionality over time. The<br />

consumers should be able to choose between alternative providers of repair and maintenance<br />

services. To this effect, the automotive industry and equipment suppliers should respect the<br />

Commission Regulation with provisions for independent operators to have access to technical<br />

information, training, tools and equipment 19 .<br />

Finally, in addition to standardisation public authorities have a particular role in steering the<br />

implementation of the appropriate infrastructures, including intelligent features, and putting<br />

forward legislation enabling the wider deployment of ITS.<br />

2.5. Contributing to pedestrian safety<br />

In 2001 the European automotive industry (represented by ACEA) committed itself to<br />

reducing the risk of pedestrians being killed and injured when struck by a vehicle. The<br />

Commitment was an innovative approach to road safety, as it contained both passive and<br />

active safety elements, as well as a commitment by the industry to progressively install<br />

additional active safety devices, including ICT elements. Even though it has subsequently<br />

been agreed that the passive safety elements should be supported by a directive 20 , the<br />

additional active safety devices and ICT elements remain subject to the industry<br />

Commitment.<br />

19<br />

20<br />

Commission Regulation EC 1400/2002 of 31 July 2002<br />

Proposal for a Directive of the European Parliament and of the Council relating to the protection of<br />

pedestrians and other vulnerable road users in the event of a collision with a motor vehicle and<br />

amending Directive 70/156/EEC, COM(2003) 67 final, 19.02.2003<br />

13


3. RATIONALE FOR COMMUNITY ACTIONS<br />

3.1. Introduction<br />

Information and Communications Technologies (ICT) which enable the building of Intelligent<br />

Vehicles for intelligent roads will help Europe to meet its expectations for mobility and<br />

economic growth. ICT offer a set of tools which gives the industrial players an opportunity to<br />

meet the challenges related to road safety. First generation Intelligent Vehicle Safety Systems,<br />

such as ABS (Anti-lock Braking System) and ESP (Electronic Stability Programme) are<br />

already contributing to reducing the number of accidents and fatalities.<br />

A major responsibility for introducing new generation Intelligent Vehicle Safety Systems in<br />

vehicles remains with the automotive industry, which is developing them in collaboration<br />

with its suppliers, the telematics industry and supported by two other main industrial sectors,<br />

the telecommunications and IT industries.<br />

However, the industry cannot act on its own. The public sector has to work together with the<br />

private sector in a concerted way. The European Commission has to act especially in relation<br />

to its competencies such as Community RTD, vehicle type-approval procedures,<br />

telecommunications and transport regulation, and in solving liability, standardisation and<br />

other obstacles in the introduction of Intelligent Vehicle Safety Systems.<br />

Europe’s citizens should be able to expect the same level of safety and support from the road<br />

infrastructure for their mobility all over Europe, just as they can with regard to the safety<br />

features of the vehicles. Further European level actions are required for defining and<br />

harmonising the Member States’ technical requirements and investments to road and<br />

communications infrastructure, especially those required by the future collaborative road<br />

safety systems.<br />

In many cases a positive private business case for the introduction of safety systems does not<br />

exist, and further public sector intervention in the form of tax and insurance incentives is<br />

required for speeding up the deployment of these systems.<br />

3.2. European Commission taking the responsibility for European level public<br />

sector actions<br />

This Commission Communication brings forward the measures the Commission is proposing<br />

to undertake to promote the development and deployment of Intelligent Vehicle Safety<br />

Systems, and to remove barriers which prevent their large-scale introduction and take-up in<br />

Europe.<br />

The proposed Community actions fall into the following three categories:<br />

(1) Promoting Intelligent Vehicle Safety Systems<br />

(2) Adapting the regulatory and standardisation provisions<br />

(3) Removing the societal and business obstacles<br />

With these actions, the Commission intends to facilitate the development and large-scale<br />

deployment of Intelligent Vehicle Safety Systems in Europe, in a way which allows the<br />

European automotive industry to maintain and even increase its world-wide competitiveness,<br />

at the same time benefiting society by reducing the number of road accidents and fatalities.<br />

14


These systems, when deployed in sufficiently large scale, are expected to make a major<br />

contribution to reducing the fatalities on European roads, and provide for the basic need for<br />

Europe’s citizens: safe mobility.<br />

Concerted efforts using techniques noted in this Communication will also help in gaining the<br />

best value for Europe from the deployment of infrastructure management to achieve the three<br />

goals of the White Paper on European Transport Policy of sustainable development, reducing<br />

congestion and ensuring a more efficient use of the available modes of transport and<br />

especially facilitating greater intermodality between transport modes.<br />

3.3. Acting together at EU, national and regional level<br />

Although the EU has a broad scope to act on road safety, achieving the targets set in the<br />

White Paper on European Transport Policy cannot be the sole responsibility of the European<br />

Union. Shared action encompassing all types of safety measures and all players at the EU,<br />

national and regional level is needed. The European Strategy for a partnership approach and<br />

proposed measures for improving road safety are brought forward in the European Road<br />

Safety Action Programme: Halving the number of road accident victims in the European<br />

Union by 2010: A shared responsibility.<br />

A number of measures introduced in this plan contribute also to the goals of this<br />

Communication. Examples of such measures are support to EuroNCAP in progressing<br />

towards new methods and information to the consumers, further development of the CARE<br />

accident database and complementing it with Accident Causation Data, elaboration of<br />

common specifications for accident registration and improving methods for collecting<br />

accident statistics in the Member States, and the study with the Member States on the need to<br />

include new electronic systems in the framework of technical vehicle inspection and controls.<br />

Shared action of the European Commission, Member States, industry and other public and<br />

private stakeholders is also a pre-requisite in promoting the development, deployment and use<br />

of Intelligent Vehicle Safety Systems. The Final Report of the <strong>eSafety</strong> Working Group<br />

identified in all 28 actions, on most of which the Member States are expected to contribute.<br />

Further to the actions that constitute this Communication, these include the following:<br />

• Consolidate analyses from the existing EU, Member State and industry road accident<br />

data which give information on the cause and circumstances of the accidents.<br />

• Define a common format and structure for recording accident data in the EU<br />

countries. Develop jointly an European Accident Causation Database.<br />

• Set up a coordinated validation framework for operational tests for active safety<br />

systems in the Member States.<br />

• Develop public sector Road Maps which indicate the investments required for<br />

improvements in the road networks and information infrastructure based on the<br />

industrial Road Maps, and identify the steps needed for removing regulatory barriers.<br />

• Identify existing specifications, and where necessary develop new specifications for<br />

pan-European, standardised interoperable interfaces and communications protocols for<br />

vehicle-vehicle and vehicle-infrastructure communications which will support<br />

interactive, co-operative safety systems and services.<br />

15


• Establish national liaison groups to co-ordinate the implementation and building up of<br />

the E-112 service chain.<br />

• Stimulate and support road users and fleet owners to buy vehicles with intelligent road<br />

safety functions and to use safety-related services by incentives such as tax reductions,<br />

lowering insurance premiums, and preferential treatment.<br />

• Design and execute awareness campaigns that explain the benefits, functioning and<br />

use of the Intelligent Vehicle Safety Systems to the consumers.<br />

4. EUROPEAN COMMISSION ACTIONS<br />

The Commission, in close collaboration with other stakeholders is proposing to undertake the<br />

following actions to promote the development, deployment and use of Intelligent Integrated<br />

Safety Systems in Europe, and to remove barriers which prevent their large-scale introduction<br />

and take-up.<br />

4.1. Promoting Intelligent Vehicle Safety Systems<br />

Road safety requires concerted actions by all the safety stakeholders: the European<br />

Commission, automotive and telecommunications industry and operators, equipment and<br />

service suppliers, motorway operators, road authorities, insurance companies, road safety and<br />

user organisations and others. In order to facilitate co-operation, the Commission will<br />

continue to support a joint platform for all the road safety stakeholders, the <strong>eSafety</strong> Forum.<br />

The objective of the Forum is to promote and monitor the implementation of the<br />

recommendations identified by the <strong>eSafety</strong> Working Group, and to support the development,<br />

deployment and use of Intelligent Vehicle Safety Systems. The Forum will provide for a<br />

platform to encourage and review progress of the actions of all stakeholders, including<br />

industry and the Member States, reporting to the Commission.<br />

The future development of the above-mentioned safety functions requires further RTD in a<br />

number of technologies. The overall target of Europe, as agreed by the Research Council<br />

Barcelona in 2002 is to invest 3% of GDP on research by the year 2010. These increased<br />

efforts with two thirds of the funding coming from the private sector should cover Intelligent<br />

Vehicle Safety Systems as one of the priority areas. The Commission intends to use its 6 th<br />

Framework Programme for Research and Technological Development (2002-2006) for<br />

supporting research in this area, co-ordinated with national research programmes and<br />

benefiting from the European Research Area (ERA) and international collaboration. The<br />

critical task, in which the <strong>eSafety</strong> Forum can play a role, is determining the priorities for<br />

further research based on analysis of accident causation data and the impact of potential<br />

countermeasures. The international co-operation is expected to cover especially Human-<br />

Machine Interaction, certification and testing methodology and procedures, harmonisation<br />

and standardisation, legal issues, impact and socio-economic benefit analysis and<br />

benchmarking/best practise.<br />

Human-Machine Interaction with increasingly more complex in-vehicle systems is a major<br />

concern. To tackle this important issue, the Commission published in 2000 a<br />

Recommendation on Safe and Efficient In-vehicle Information and Communication<br />

16


Systems 21 , which has been largely adopted by the industry. The Commission proposes now to<br />

assess the situation in the light of technical progress, including the effects of the introduction<br />

of nomadic devices in the vehicles, in collaboration with the industry and the Member States.<br />

Further measures will be then proposed if deemed necessary. An important part of this work<br />

is the development of workload assessment, testing and certification methodology and<br />

procedures for complex in-vehicle working environments that involve interfacing with invehicle<br />

devices for vehicle control, driver assistance and infotainment.<br />

In cases where a vehicle is involved in an accident, an Emergency Call (e-Call) can be<br />

initiated automatically, and accurate vehicle location and additional safety-related information<br />

can be passed to the Public Service Answering Point (PSAP). Such information cuts<br />

dramatically down the emergency response times, saving lives and reducing the consequences<br />

of serious injuries, and also has the potential to allow correct response in case of accidents<br />

involving hazardous goods. Building on the provision of the so-called E-112 legislation,<br />

which is contained in the new electronic communications directive 22 , the Commission is<br />

proposing an integrated strategy for Pan-European emergency services. These services will<br />

build on the location-enhanced emergency services being implemented in the Member States<br />

on the basis of deliberations in the joint industry–public sector CGALIES 23 group, and the<br />

recently adopted Recommendation on the implementation of E-112 24 , but will include<br />

provisions for more accurate location information and additional safety information. This<br />

requires defining the interfaces between the vehicles and the telecommunications network,<br />

and between the telecommunications network and the PSAPs, and solving the related liability<br />

and responsibility issues.<br />

Real-time traffic and travel information (RTTI) contributes greatly to safety. In order to<br />

facilitate the access to the public sector data, and to enable the private and public sectors to<br />

co-operate in the service provision, the Commission published in 2001 a Recommendation on<br />

the deployment of Traffic and Travel services in Europe 25 . The Commission proposes now<br />

further analysis and recommendations for accelerating the take-up of the measures for<br />

accessing the public sector data, enabling the establishment of public-private partnerships,<br />

and the provision of reliable, high-quality RTTI services in Europe. Furthermore, the<br />

Commission may draw up in its TENs ITS Working Group recommendations or legislation<br />

21<br />

22<br />

23<br />

24<br />

25<br />

Commission Recommendation of 21 December 1999 on safe and efficient in-vehicle information and<br />

communication systems: A European statement of principles on human machine interface Text with<br />

EEA relevance (notified under document number C(1999) 4786) , published in the OJ L 19 of<br />

25.1.2000<br />

Directive 2002/21/EC of the European Parliament and of the Council of 7 March 2002 on a common<br />

regulatory framework for electronic communications networks and services (Framework Directive) ;<br />

published in OJ L 108 of 24.4.2002; Directive 2002/22/EC of the European Parliament and of the<br />

Council of 7 March 2002 on universal service and users' rights relating to electronic communications<br />

networks and services (Universal Service Directive); published in OJ L 108 of 24.4.2002; Directive<br />

2002/58/EC of the European Parliament and of the Council of 12 July 2002 concerning the processing<br />

of personal data and the protection of privacy in the electronic communications sector (Directive on<br />

privacy and electronic communications); published in OJ L 201of 31.7.2002.<br />

See the Final Report of CGALIES (Co-ordination Group for Access to Location Information by<br />

Emergency Services), http://www.telematica.de/cgalies/<br />

Commission Recommendation of 25/07/03 on the processing of caller location information in electronic<br />

communication networks for the purpose of location-enhanced emergency call services, C(2003) 2657<br />

final<br />

Commission Recommendation on the development of a legal and business framework for participation<br />

of the private sector in deploying telematics-based Traffic and Travel Information (TTI) services in<br />

Europe, OJ L 199/20 24.7.2001<br />

17


aimed at accelerating the deployment of Real-time Traffic and Travel Information services in<br />

Europe.<br />

18


Commission actions:<br />

• To facilitate co-operation of all stakeholders, the Commission will continue to<br />

support the <strong>eSafety</strong> Forum, aiming at a self-sustained platform.<br />

The <strong>eSafety</strong> Forum will promote and review progress of the implementation of the<br />

recommendations of the <strong>eSafety</strong> Working Group, and support the development,<br />

deployment and use of Intelligent Vehicle Safety Systems. The Forum will also<br />

promote the development of open platforms, open system architecture and user<br />

awareness of Intelligent Vehicle Safety Systems. Where appropriate the Forum will<br />

set up specific Working Groups 26 .<br />

During an initial period of two years, the Commission will provide the necessary<br />

support for the Forum. During this period the model for a self-sustained platform will<br />

be established by the industry and the Member States, with the aim to shift the<br />

responsibility to industrial partners at the end of 2004.<br />

• The Commission will determine clear goals and priorities for further RTD under its<br />

6 th Framework Programme, and pursue co-ordination with national programmes.<br />

The Commission will invite the Forum to analyse existing accident causation data<br />

and to identify clear goals and priorities for further RTD in Intelligent Vehicle Safety<br />

Systems in industrial research, Community Research (Integrated Projects in the 6 th<br />

FP) and national research programmes.<br />

Furthermore, the Commission will pursue international co-operation in the<br />

development of intelligent integrated road safety technologies.<br />

• The Commission will determine what further actions are required on Human<br />

Machine Interaction.<br />

The Commission will invite the <strong>eSafety</strong> Forum to create a Working Group that will,<br />

taking into account the reports by the Member States and the rapid development in<br />

this area, develop further recommendations on HMI. The Commission will, on the<br />

basis of these recommendations, examine if further actions are deemed necessary.<br />

Furthermore, the Commission will promote through its RTD funding and cooperation<br />

the development of workload assessment, testing and certification<br />

methodology and procedures for complex in-vehicle working environments.<br />

• The Commission will promote harmonised, pan-European in-vehicle emergency call<br />

(e-Call) service that builds on the location-enhanced emergency call E-112.<br />

26<br />

For this purpose the <strong>eSafety</strong> Forum is invited to set up a Working Group to establish<br />

consensus on the implementation of the pan-European in-vehicle emergency call (e-<br />

Call), based on the recently published Recommendation and the results of ongoing<br />

RTD actions.<br />

These are new <strong>eSafety</strong> Forum Working Groups, operating under the Forum. They should not to be<br />

mixed up with the <strong>eSafety</strong> Working Group which was established in April 2002 and published its Final<br />

Report with 28 Recommendations in November 2002.<br />

19


Furthermore, the Commission encourages the industry in establishing data<br />

requirements, data transfer protocols, interface specifications and routing and<br />

handling procedures for the enhanced in-vehicle e-Calls, and standardisation in ETSI<br />

and CEN.<br />

• The Commission will analyse the progress on the provision of Real-Time Traffic and<br />

Travel Information (RTTI) in Europe, and propose further actions.<br />

The Commission will invite the <strong>eSafety</strong> Forumto analyse the implications of the<br />

RTTI services in road safety including emerging new services based on broadcasting<br />

and mobile communications, taking into account the Member States’ responses to the<br />

TTI Recommendation. Special attention is given to pan-European services and<br />

sustainable business models.<br />

On the basis of this analysis and the recommendations, the Commissionmay consider the<br />

need presenting a progress report to the Council and the European Parliament in view of<br />

keeping focus on the issues and proposing further measures when necessary.<br />

4.2. Adapting the regulatory and standardisation provisions<br />

Ultra wide band (UWB) automotive radar (SRR) operating at 24 GHz is considered to be a<br />

key technology for the rapid and cost-effective introduction of many Intelligent Vehicle<br />

Safety Systems. SRR systems of this type could validate relatively quickly active safety<br />

concepts, while giving other technologies the time to mature. However, regulatory barriers to<br />

the market-led introduction of this technology remain, in particular concerning access to<br />

appropriate harmonised radio spectrum in the EU. Such obstacles will affect timely<br />

achievement of Community road safety goals if not solved co-operatively with the EU<br />

Member States within the pan-European Electronic Communication Committee (ECC) of<br />

CEPT 27 . The Commission now proposes to take the necessary actions to support the removal<br />

of regulatory barriers to a time-limited legal use of the 24 GHz spectrum for automotive<br />

short-range radar, and to support the standardisation of SRR systems in ETSI.<br />

Before new passenger cars and motorcycles can be placed on the market within the European<br />

Union they must have obtained EC Whole Vehicle Type–Approval, indicating compliance<br />

with the requirements of a number of separate EC Directives. Other types of vehicles, e.g.<br />

trucks and buses, etc. may also use these Directives as the basis for gaining access to the<br />

European market. Nonetheless, the Commission also acknowledges that non-legislative<br />

market initiatives should be pursued in order to bring forward improvements in vehicles. The<br />

Commission intends to review the existing situation regarding the introduction of Intelligent<br />

Vehicle Safety Systems, determine what legislative and non-legislative actions may be<br />

required, and wherever necessary adjust requirements to accommodate new technologies.<br />

While the vehicles are equipped with an increasing number of electronic subsystems,<br />

telematics platforms and/or portable terminals, the need for a responsive standardisation<br />

process becomes extremely important. Standardised solutions guarantee wide market<br />

acceptance, higher volumes and lower costs, benefiting both the manufacturers and the<br />

consumers. The Commission proposes further measures, through a standardisation mandate<br />

and in collaboration with industry, to initiate a process in the European Standardisation<br />

Organisations to analyse the specific needs and priorities of the Intelligent Vehicle Safety<br />

27<br />

Conference Européenne des Administrations des postes et des télécommunications<br />

20


Systems for accelerated standardisation in ISO, CEN and ETSI of emerging communications<br />

protocols for the vehicle-vehicle and vehicle-infrastructure communications, and for<br />

promotion of the development of open platforms, open system architecture, and standard<br />

software, communication protocols, services and human-machine interactions.<br />

Commission Actions:<br />

• The Commission will take the necessary steps to support the removal of legal barriers<br />

to a time-limited use of 24 GHz UWB short-range radar, in particular concerning<br />

harmonised access to the radio spectrum in the EU.<br />

The Commission will co-ordinate, via the appropriate Community mechanisms (Radio<br />

Spectrum Committee and Telecommunications Conformity Assessment Mechanism 28 )<br />

and with the CEPT, the investigation of possible regulatory solutions which will<br />

enable short-range radars to be rapidly implemented at 24 GHz for an initial period,<br />

while providing adequate protection to other potentially affected radio services. A<br />

long-term transition of radar operation to 77 GHz is expected.<br />

Furthermore, the Commission has recently addressed a standardisation mandate<br />

(M329) to the European Standardisation Organisations inviting them to prepare<br />

harmonised standards to be recognised under Directive 1999/5/EC (the R&TTE<br />

Directive). ETSI will execute the mandated work.<br />

The mandate foresees, in a first phase, the development of a work programme to be<br />

further discussed with Member States in the standing committee established by the<br />

Directive. Subsequently the European standardisation organisations will develop<br />

standards in accordance with priorities identified by the Member States.<br />

• The Commission will review the existing EC vehicle type-approval legislation.<br />

The Commission will determine what actions (legislative and non-legislative) may be<br />

required to bring forward road safety improvements obtainable with Intelligent<br />

Vehicle Safety Systems in vehicles.<br />

• The Commission will invite the European Standardisation Organisations to identify<br />

priorities and prepare a standardisation programme.<br />

28<br />

The Commission will invite the European Standardisation Organisations, through a<br />

standardisation mandate, to identify the actual status of standardisation work at<br />

European and international level in support of Intelligent Vehicle Safety Systems, to<br />

identify specific additional needs and priorities for standardisation and subsequently<br />

to prepare for a common standardisation work programme, taking into account the<br />

need to maintain coherence with activities such as standardisation in support of<br />

eEurope and standardisation in support of the technologies proposed Directive on<br />

interoperability for Electronic Fee Collection on European roads.<br />

Respectively the standing regulatory committee for the Radio Spectrum Decision (676/2002/EC) and<br />

for the RTT&E Directive (1999/5/EC)<br />

21


4.3. Removing the societal and business obstacles<br />

The costs of road fatalities, injuries and accidents have been estimated in the Commission<br />

White paper. Also, the societal benefits of specific safety applications/functions have been<br />

estimated in a number of reviews, but not recently in a comprehensive manner. The data on<br />

societal benefits and cost/benefit ratio are incomplete and not kept up-to-date with latest<br />

technological developments. Therefore, the Commission proposes measures to estimate<br />

societal benefits obtainable through the reduction in accidents, serious injuries and material<br />

damage, including an analysis of the reduction in medical care and other expenses in the<br />

Member States and enlargement states, and benefits like improved journey times, reduced<br />

congestion and environmental impact.<br />

The legal and liability issues of the market introduction of Intelligent Vehicle Safety<br />

Systems are very complex, involving new risks to the customers, the society and above all the<br />

manufacturers in the terms of product liability and increased financial risks such as call-back<br />

campaigns. The risks regarding product liability are not only technological, but also include<br />

human factors such as dependability, controllability, comprehensibility, predictability and<br />

misuse robustness. The Commission proposes measures for developing a methodology for<br />

risk benefit assessment, achieving an industrial and societal consensus on a European Code of<br />

Practice, and for establishing guidelines for the market introduction of Intelligent Vehicle<br />

Safety Systems.<br />

The market introduction of Intelligent Vehicle Safety Systems involves policy, technological,<br />

societal, business, legal and consumer aspects. The automotive industry undertakes market<br />

introductions based on their own assessment of the technological readiness, the market<br />

situation and competition and the availability of supporting infrastructure and incentives.<br />

From the public sector point of view, it has to be possible to estimate the market introduction<br />

time-table and to use this information to plan for investments and to determine what other<br />

measures (incentives, removing regulatory barriers) are required for enabling take-up.<br />

Furthermore, these measures have to guarantee the same level of safety and support from the<br />

road infrastructure in all European countries. The Commission proposes to promote the<br />

development of Industry Road Maps, and based on them, elaborate with the Member States<br />

Public Sector Road Maps, which predict product development and deployment, and indicate<br />

the investments required for improvements in the road networks and information<br />

infrastructure base, and identify the steps needed for removing regulatory barriers.<br />

Commission Actions:<br />

• The Commission will estimate the socio-economic benefits.<br />

The Commission will undertake a study to estimate the socio-economic benefits<br />

which can be obtained through the introduction of Intelligent Vehicle Safety Systems.<br />

This study will involve all mobility actors.<br />

• The Commission will support the development of an European Code of Practice.<br />

The Commission will promote through its RTD funding and co-operation the<br />

development of a methodology for risk benefit assessment of Intelligent Vehicle<br />

Safety Systems.<br />

Furthermore, the Commission will invite an <strong>eSafety</strong> Forum Working Group to pursue<br />

an industrial and societal consensus on a European Code of Practice, applicable to<br />

22


oth system design specifications and validation procedures, and to formulate<br />

practical guidelines which facilitate the market introduction of Intelligent Vehicle<br />

Safety Systems.<br />

• The Commission will promote the elaboration of Industrial Road Maps and the<br />

corresponding Public Sector Road Maps.<br />

The Commission will invite the <strong>eSafety</strong> Forum to elaborate Road Maps for the<br />

development and deployment of Intelligent Vehicle Safety Systems. Furthermore, the<br />

Commission will launch consultations of Member States and all other public sector<br />

actors on these Industry Road Maps, and based on the results of these consultations,<br />

elaborates with the Member States regularly updated Public Sector Road Maps which<br />

define and indicate the time-table for the required investments and other public sector<br />

measures.<br />

Furthermore, the Commission will review the progress regularly, and propose further<br />

measures when necessary, in particular in cases where the market take-up is reluctant..<br />

4.4. Other actions<br />

The European Commission will also contribute towards the following actions<br />

undertaken by the industry.<br />

• The industry will develop a methodology to assess the potential impact of the<br />

introduction of the Intelligent Vehicle Safety Systems and technologies in Europe,<br />

based on the accident causation data and including the analysis of combined systems<br />

(fusion of sensors, integration and use of multiple active safety systems together).<br />

The Commission will support this development through RTD funding, and by<br />

encouraging the establishment of a Working Group on impact assessment.<br />

• The industry will develop a validation methodology and procedures for vehicles<br />

equipped with Intelligent Vehicle Safety Systems.<br />

First steps towards the development of validation methodology has been taken in the<br />

ongoing RTD projects. The Commission will support the further development of<br />

validation methodology and standards of the design and use of Intelligent Vehicle<br />

Safety Systems, based on the Code of Practice (see 4.3) through follow-up actions.<br />

• The industry will define, produce, maintain and certify a European digital map<br />

database with road safety attributes.<br />

The Commission offers for use by industry the results of existing Community<br />

supported research, which define preliminary requirements for a European digital road<br />

map database. Based on these results, the public sector and industry will jointly decide<br />

on the needs for additional road safety attributes for driver-support for information<br />

and warning purposes, such as speed limits information and road configuration data.<br />

The Commission will also support, through the <strong>eSafety</strong> Forum, the industry-led efforts<br />

for the creation of a public-private partnership to produce, maintain, certify and<br />

distribute this digital road map data base.<br />

23


5. REPORTING<br />

Monitoring of the progress of the recommendations of the <strong>eSafety</strong> Working Group will be an<br />

important part of the activity. The <strong>eSafety</strong> Forum with its wide membership will be best<br />

placed to perform this important function.<br />

• The <strong>eSafety</strong> Forum will, as an important part of its activity, monitor and report to the<br />

Commission on the implementation of the actions and recommendations of the<br />

<strong>eSafety</strong> Working Group.<br />

• The Commission will support this activity through RTD funding (Specific <strong>Support</strong><br />

Actions).<br />

The Commission will examine the recommendations of the <strong>eSafety</strong> Forum and, if needed,<br />

report to Council and European Parliament on the progress achieved and further actions<br />

needed to support the development and deployment of Intelligent Vehicle Safety Systems.<br />

24


ANNEX 1: GLOSSARY OF TERMS<br />

ABS Anti lock brake system: Electronically controlled braking system, which<br />

avoids wheel lock, when braking under slippery road conditions<br />

ACEA Association des Constructeurs Européens d' Automobiles (European car<br />

manufacturers association)<br />

ADAS Advanced Driver Assistant Systems<br />

CARE Community Road Accident Database<br />

CEN Comité Européen de Standardisation (European Committee for<br />

Standardisation)<br />

CEPT Conférence Européenne des Postes et des Télécommunications<br />

CGALIES Co-ordination Group on Access to Location Information by Emergency<br />

Services<br />

DAB Digital Audio Broadcast<br />

DVB Digital Video Broadcast<br />

E-112 Location enhancement of all emergency call. It is a new legislation that<br />

requires all mobile and fixed telephone operators to make available location<br />

information for every emergency call from July 2003<br />

e-Call In-vehicle emergency call. e-calls originating from vehicles, based on E-112<br />

structure with an accurate location and other safety-related information to be<br />

routed to the Public Service Answering Points<br />

ECC Electronic Communication Committee<br />

EGNOS European Geo-stationary Navigation Overlay System<br />

ERA European Research Area<br />

ESP Electronic Stability Programme<br />

ETSI European Telecommunication Standard Institute<br />

EU European Union<br />

EuroNCAP European New Car Assessment Programme<br />

FVD Floating Vehicle Data<br />

GALILEO European Satellite radio navigation infrastructure providing navigation and<br />

positioning services from 2008 onwards<br />

25


GDP Gross Domestic Product<br />

GPS Global Positioning System<br />

GPRS General Packet Radio Service<br />

GSM Global System for Mobile telecommunications<br />

HMI Human Machine Interaction<br />

ICT Information and Communications Technologies<br />

ISO International Organisation for Standardisation<br />

IST Information Society Technologies<br />

ITS Intelligent Transport Systems<br />

NHTSA National Highway Traffic Safety Agency<br />

PSAP Public Service Answering Point (service for emergency calls, fixed and<br />

wireless)<br />

RDS-TMC Traffic Message Channel (TMC) is a specific application of the FM Radio<br />

Data System (RDS) used for broadcasting real-time traffic and weather<br />

information<br />

RTD Research and Technological Development<br />

RTTI Real-Time Traffic and Travel Information<br />

SMS Short Message Text<br />

SRR Short Range Radar<br />

TEN Trans European Networks<br />

UMTS Universal mobile Telecommunication Systems<br />

UWB Ultra Wide Band<br />

WAP Wireless Application<br />

26


ANNEX 2: SUMMARY OF CONSULTATIONS<br />

All major road safety stakeholders have been consulted. The consultation process, with an<br />

emphasis on industrial issues, consisted of two <strong>eSafety</strong> High-Level Meetings and an <strong>eSafety</strong><br />

Working Group of some 40 experts. The Member States were consulted through the High-<br />

Level Group on Road Safety, in collaboration with DG TREN.<br />

The <strong>eSafety</strong> High-Level Meetings and the <strong>eSafety</strong> Working Group<br />

In April 2002, the Commission organised, together with the automotive industry and other<br />

stakeholders, a High-Level Meeting on <strong>eSafety</strong>.<br />

The HL Meeting had representatives from the following stakeholders: automobile<br />

manufacturers, equipment suppliers, motorway operators, telecommunication operators,<br />

service providers, insurance industry, road safety and user organisations, road authorities,<br />

emergency service providers, Member States and the European Commission.<br />

As a result of this meeting, the partners decided to establish an <strong>eSafety</strong> Working Group<br />

consisting of some 40 experts, and mandated it to propose a strategy for accelerating the<br />

research, development, deployment and use of ICT-based intelligent active safety systems for<br />

improving road safety in Europe. This Working Group had a limited membership, but<br />

nevertheless had participants from all important stakeholders.<br />

The <strong>eSafety</strong> Working Group concluded its work in November 2002 and published its Final<br />

Report, with 28 Recommendations. This Final Report was discussed by the Second <strong>eSafety</strong><br />

High-Level Group in November 2002, with the following conclusions:<br />

This 2nd High-Level meeting, gathering some 60 representatives from industries, European<br />

Commission and other public authorities discussed the Final Report of the <strong>eSafety</strong> Working<br />

Group made the following conclusions:<br />

(1) Approved the Final Report as a basis for the next steps in the public-private <strong>eSafety</strong><br />

initiative<br />

(2) Decided to establish an <strong>eSafety</strong> Forum as a more permanent body for promoting<br />

<strong>eSafety</strong> and monitoring progress<br />

(3) Made the e-Call the 1st priority in <strong>eSafety</strong><br />

(4) Acknowledged the Commission’s plans to bring forward a Communication with<br />

community actions in 2003<br />

(5) The 2nd High-Level Meeting made also conclusions related to acting together on<br />

<strong>eSafety</strong>, role of the Member States, the e-Call, Human-Machine Interaction, <strong>eSafety</strong><br />

user Demand, the <strong>eSafety</strong> Forum and the next steps<br />

The High-Level Group on Road Safety<br />

The High-Level Group on Road Safety, consisting of representatives from the Member States,<br />

was given a full briefing on the <strong>eSafety</strong> initiative in November 2002. Furthermore, the Road<br />

Platform Meeting, consisting mainly of Member States road authorities and motorway<br />

operators, were briefed of the initiative in March 2003. In both meetings the Member States<br />

27


have welcomed the <strong>eSafety</strong> Initiative, and expressed the wish for the Commission to come up<br />

with further policy measures regarding <strong>eSafety</strong> (the Commission Communication).<br />

SUMMARY OF THE RESULTS OF THE CONSULTATION<br />

• The second <strong>eSafety</strong> High-Level Meeting endorsed the Final Report as the basis for further<br />

actions in advancing the use of ICT for improving road safety in Europe and welcomed the<br />

Commission’s plan to draft a further policy measures.<br />

• The Member States welcomed the <strong>eSafety</strong> Initiative, and expressed the wish for the<br />

Commission to come up with further policy measures regarding <strong>eSafety</strong>.<br />

28


29.7.2003 EN<br />

Official Journal of the European Union<br />

L 189/49<br />

COMMISSION RECOMMENDATION<br />

of 25 July 2003<br />

on the processing of caller location information in electronic communication networks for the<br />

purpose of location-enhanced emergency call services<br />

(notified under document number C(2003) 2657)<br />

(Text with EEA relevance)<br />

THE COMMISSION OF THE EUROPEAN COMMUNITIES,<br />

Having regard to the Directive 2002/21/EC on a common<br />

regulatory framework for electronic communications and<br />

services (the ‘Framework Directive’) ( 1 ), and in particular Article<br />

19 thereof,<br />

Whereas:<br />

(1) Decision 91/396/EEC on the introduction of a single<br />

European emergency call number ( 2 ) required Member<br />

States to ensure that the number 112 was introduced in<br />

public telephone networks as the single European emergency<br />

call number by 31 December 1992, with under<br />

certain conditions, a possibility for derogation until 31<br />

December 1996.<br />

(2) Directive 2002/22/EC on universal service and users'<br />

rights relating to electronic communications networks<br />

and services (the ‘Universal Service Directive’) ( 3 ), requires<br />

public telephone network operators (hereafter ‘operators’)<br />

to make caller location information available to<br />

authorities handling emergencies, to the extent technically<br />

feasible, for all calls made to the single European<br />

emergency call number 112. Directive 2002/58/EC<br />

concerning the processing of personal data and the<br />

protection of privacy in the electronic communications<br />

sector (the ‘Directive on privacy and electronic communications’)<br />

( 4 ) establishes that providers of public<br />

communications networks and services may override the<br />

elimination of the presentation of calling line identification<br />

and the temporary denial or absence of consent of a<br />

subscriber or user for the processing of location data, on<br />

a per-line basis for organisations dealing with emergency<br />

calls and recognised as such by a Member State,<br />

including law enforcement agencies, ambulance services<br />

and fire brigades, for the purpose of responding to such<br />

calls.<br />

(3) Although this Recommendation is concerned with location-enhanced<br />

112, it is understood that parallel national<br />

emergency call numbers will be enhanced with the same<br />

( 1 ) OJ L 108, 24.4.2002, p. 33.<br />

( 2 ) OJ L 217, 6.8.1991, p. 31.<br />

( 3 ) OJ L 108, 24.4.2002, p. 31.<br />

( 4 ) OJ L 201, 31.7.2002, p. 37.<br />

(2003/558/EC)<br />

functionality and following the same principles. Organisations<br />

operating private telecommunication installations<br />

are not affected by this Recommendation.<br />

(4) For the successful implementation of E112 services<br />

throughout the Community, implementation issues must<br />

be addressed and timescales for the introduction of new<br />

systems coordinated. The Coordination Group on Access<br />

to Location Information by Emergency Services<br />

(CGALIES) established by the Commission in May 2000<br />

as a partnership of public service and private sector<br />

players has allowed players of different sectors to discuss<br />

and find agreement on the principles for harmonised<br />

and timely implementation.<br />

(5) Following on from the recommendation by CGALIES,<br />

providers of the public telephone network or service<br />

should use their best effort to determine and forward the<br />

most reliable caller location information available for all<br />

calls to the single European emergency call number 112.<br />

(6) During the introductory phase of E112 services, application<br />

of the best efforts principle is considered preferable<br />

to mandating specific performance characteristics for<br />

location determination. However, as public safety<br />

answering points and emergency services gain practical<br />

experiences with location information, their requirements<br />

will become more defined. Moreover, location<br />

technology will continue to evolve, both within mobile<br />

cellular networks and satellite location systems. Therefore,<br />

the best effort approach will need to be reviewed<br />

after the initial phase.<br />

(7) It is important for all Member States to develop common<br />

technical solutions and practices for the provision of<br />

E112. The elaboration of common technical solutions<br />

should be pursued through the European standardisation<br />

organisations, in order to facilitate the introduction of<br />

E112, create interoperable solutions and decrease the<br />

costs of implementation to the European Union.


L 189/50 Official Journal of the European Union<br />

EN<br />

(8) A harmonised solution across Europe would serve interoperability<br />

for advanced safety applications, such as calls<br />

which can be originated manually or automatically by<br />

an in-vehicle telematics terminal. These calls can provide<br />

additional information, for instance on the number of<br />

passengers in a car or bus, on compass-direction, on<br />

crash-sensor indicators, on the type of load of dangerous<br />

goods or on health records of drivers and passengers.<br />

With the high volume of cross-border traffic in Europe,<br />

there is a growing need for a common data transfer<br />

protocol for passing such information to public safety<br />

answering points and emergency services in order to<br />

avoid the risk of confusion or a wrong interpretation of<br />

data passed.<br />

(9) The arrangements for forwarding location information<br />

by operators to public safety answering points should be<br />

established in a transparent and non-discriminatory way<br />

including, where appropriate, any cost aspects.<br />

(10) The effective implementation of location-enhanced emergency<br />

call services requires that the caller's location as<br />

determined by the provider of the public telephone<br />

network or service is transmitted automatically to any<br />

appropriate public safety answering point that can<br />

receive and use the location data provided.<br />

(11) Directive 2002/58/EC concerning the processing of<br />

personal data and the protection of privacy in the electronic<br />

communications sector (the ‘Directive on privacy<br />

and electronic communications’) generally requires that<br />

privacy and data protection rights of individuals should<br />

be fully respected and adequate technical and organisational<br />

security measures should be implemented for that<br />

purpose. However, it allows the use of location data by<br />

emergency services without consent of the user<br />

concerned. In particular, Member States should ensure<br />

that there are transparent procedures governing the way<br />

in which a provider of a public telecommunications<br />

network and/or service may override the temporary<br />

denial or absence of consent of a user for the processing<br />

of location data, on a per-line basis for organisations<br />

dealing with emergency calls and that are recognised as<br />

such by a Member State.<br />

(12) Actions conducted in the context of the Community<br />

action programme in the field of Civil Protection (hereinafter<br />

‘Civil Protection Action Programme’) ( 1 ) should aim<br />

to contribute to the integration of civil protection objectives<br />

in other Community policies and actions as well as<br />

to the consistency of the programme with other<br />

Community actions. This entitles the Commission to<br />

implement actions aiming at increasing the degree of<br />

preparedness of organisations involved in civil protec-<br />

( 1 ) OJ L 327, 21.12.1999, p. 53.<br />

tion in the Member States, by enhancing their ability to<br />

respond to emergencies and improving the techniques<br />

and methods of response and immediate aftercare. This<br />

may include the handling and use of location information<br />

associated to E112 emergency calls by public safety<br />

answering points and emergency services.<br />

(13) To achieve the objectives of this Recommendation, the<br />

need for a continued dialogue between public network<br />

operators and service providers and public authorities<br />

including emergency services becomes even stronger.<br />

(14) When reporting on the situation of E112 implementation,<br />

national authorities should address any relevant<br />

technical feasibility issue that hinders the introduction of<br />

E112 for specific categories of end-users, as well as the<br />

technical requirements for handling emergency calls that<br />

may originate from SMS and telematic data services.<br />

(15) The measures set out in this Recommendation are in<br />

accordance with the advisory opinion of the Communications<br />

Committee set up by Article 22 of Directive<br />

2002/21/EC,<br />

HEREBY RECOMMENDS THAT:<br />

29.7.2003<br />

1. Member States should apply the following harmonised<br />

conditions and principles to the provision of caller location<br />

information to emergency services for all calls to the single<br />

European emergency call number 112.<br />

2. For the purposes of this Recommendation, the following<br />

definitions should apply:<br />

(a) ‘emergency service’ means a service, recognised as such<br />

by the Member State, that provides immediate and<br />

rapid assistance in situations where there is a direct<br />

risk to life or limb, individual or public health or<br />

safety, to private or public property, or the environment<br />

but not necessarily limited to these situations.<br />

(b) ‘location information’ means in a public mobile<br />

network the data processed indicating the geographic<br />

position of a user's mobile terminal and in a public<br />

fixed network the data about the physical address of<br />

the termination point.<br />

(c) ‘E112’ means an emergency communications service<br />

using the single European emergency call number,<br />

112, which is enhanced with location information of<br />

the calling user.<br />

(d) ‘public safety answering point’ means a physical location<br />

where emergency calls are received under the<br />

responsibility of a public authority.


29.7.2003 L 189/51<br />

Official Journal of the European Union<br />

EN<br />

3. Member States should draw up detailed rules for public<br />

network operators, to include, inter alia, the provisions in<br />

points 4 to 9 below.<br />

4. For every emergency call made to the European emergency<br />

call number 112, public telephone network operators<br />

should, initiated by the network, forward (push) to public<br />

safety answering points the best information available as to<br />

the location of the caller, to the extent technically feasible.<br />

For the intermediate period up to the conclusion of the<br />

review as referred to in point 13 below, it is acceptable<br />

that operators make available location information on<br />

request only (pull).<br />

5. Fixed public telephone network operators should make<br />

available the installation address of the line from which the<br />

emergency call is made.<br />

6. Public telephone network operators should provide location<br />

information in a non-discriminatory way, and in particular<br />

should not discriminate between the quality of information<br />

provided concerning their own subscribers and<br />

other users. In the case of the fixed networks, other users<br />

include users of public pay phones; in the case of mobile<br />

networks or mobility applications, other users include<br />

roamers or visiting users, or, where appropriate, users of<br />

mobile terminals which can not be identified by the<br />

subscriber or user number.<br />

7. All location information provided should be accompanied<br />

by an identification of the network on which the call originates.<br />

8. Public telephone network operators should keep sources of<br />

location information, including address information, accurate<br />

and up-to-date.<br />

9. For each emergency call for which the subscriber or user<br />

number has been identified, public telephone network<br />

operators should provide the capability to public safety<br />

answering points and emergency services of renewing the<br />

location information through a call back functionality<br />

(pulling) for the purpose of handling the emergency.<br />

10. In order to facilitate data transfer between operators and<br />

public safety answering points, Member States should<br />

encourage the use of a common open interface standard,<br />

and in particular for a common data transfer protocol,<br />

adopted by the European Telecommunications Standards<br />

Institute (ETSI), where available. Such a standard should<br />

include the necessary flexibility to accommodate future<br />

requirements as they may arise, for instance from invehicle<br />

telematics terminals. Member States should ensure<br />

that the interface is best suited to the effective handling of<br />

emergencies.<br />

11. In the context of the obligation for E112 services<br />

prescribed by the Universal Service Directive, Member<br />

States should provide adequate information to their citizens<br />

about the existence, use and benefits of E112 services.<br />

Citizens should be informed that 112 connects them to<br />

emergency services all across the European Union and that<br />

their location will be forwarded. They should also be<br />

informed about the identity of the emergency services that<br />

will receive their location information and of other necessary<br />

details to guarantee fair processing of their personal<br />

data.<br />

12. In the context of the continuous evolution of concepts and<br />

technologies, Member States are encouraged to foster and<br />

support the development of services for emergency assistance,<br />

for instance to tourists and travellers and for the<br />

transport of dangerous goods by road or rail, including<br />

handling procedures for forwarding location and other<br />

emergency or accident related information to public safety<br />

answering points; to support the development and implementation<br />

of common interface specifications in ensuring<br />

Europe-wide interoperability of such services; and to<br />

encourage the use of location technologies with high precision<br />

such as third generation cellular network location<br />

technologies and Global Navigation Satellite Systems.<br />

13. Member States should require their national authorities to<br />

report to the Commission on the situation of E112 implementation<br />

by the end of 2004 so that the Commission can<br />

undertake a review taking into account the emerging<br />

requirements from public safety answering points and<br />

emergency services and the evolutions and availability of<br />

technological capabilities for location determination.<br />

14. This Recommendation is addressed to the Member States.<br />

Done at Brussels, 25 July 2003.<br />

For the Commission<br />

Erkki LIIKANEN<br />

Member of the Commission


COMMISSION OF THE EUROPEAN COMMUNITIES<br />

Brussels, 14.9.2005<br />

COM(2005) 431 final<br />

COMMUNICATION FROM THE COMMISSION TO THE COUNCIL, THE<br />

EUROPEAN PARLIAMENT, THE EUROPEAN ECONOMIC AND SOCIAL<br />

COMMITTEE AND THE COMMITTEE OF THE REGIONS<br />

The 2 nd <strong>eSafety</strong> Communication<br />

BRINGING ECALL TO CITIZENS<br />

EN EN


COMMUNICATION FROM THE COMMISSION TO THE COUNCIL, THE<br />

EUROPEAN PARLIAMENT, THE EUROPEAN ECONOMIC AND SOCIAL<br />

COMMITTEE AND THE COMMITTEE OF THE REGIONS<br />

1. INTRODUCTION<br />

The 2 nd <strong>eSafety</strong> Communication<br />

BRINGING ECALL TO CITIZENS<br />

In the Communication i2010 – A European Information Society for Growth and<br />

Employment the Commission presents its strategy for the information society up to 2010.<br />

The i2010 initiative recognizes the importance of the transport sector, accounting for 10% of<br />

Europe’s GDP and employment, and the significance of the sector for ICT research and<br />

development. Indeed safe and efficient transport and mobility services are essential for the<br />

achieving the Lisbon goals of growth and jobs.<br />

To help to make progress towards these goals, the Commission will use all its instruments -<br />

regulatory tools in the area of telecommunications, research funds, and political initiatives. To<br />

this end, the Commission will launch a Flagship Initiative “The Intelligent Car” as part of<br />

the i2010 strategy 1 .<br />

The present Communication, dealing with the urgent and practical actions needed to roll-out<br />

eCall, the pan-European in-vehicle emergency call, is the first building block of the<br />

Intelligent Car 2 initiative.<br />

Increasing road safety is a human and economic necessity. In 2004, the number of road<br />

fatalities in the 25 Member States of the European Union was 43.000. Without urgent<br />

measures, the ambitious target of reducing this to 25.000 road deaths by the year 2010 3 will<br />

not be met. The carnage on European roads will continue, creating immeasurable human<br />

suffering. The costs to our health care system will remain huge, and our economies will be<br />

burdened by loss of productivity and large-scale material damage.<br />

Technologies that can save lives and reduce the severity of injuries exist today. In the first<br />

<strong>eSafety</strong> Communication 4 the Commission proposed actions to develop and deploy Intelligent<br />

Vehicle Safety Systems that are based on advanced Information and Communication<br />

Technologies (ICT). These systems can prevent accidents from happening, mitigate their<br />

consequences and aid in rescue if accidents do take place.<br />

Since the adoption of the first <strong>eSafety</strong> Communication, considerable progress has been made,<br />

and many <strong>eSafety</strong> technologies, systems and services are ready for deployment. One such<br />

system is the pan-European in-vehicle emergency call, eCall.<br />

1<br />

Communication from the Commission: i2010 – A European Information Society for growth and<br />

employment, COM(2005) 229 Final, 1.6.2005<br />

2<br />

In the context of the i2010 Communication, “Car” includes cars, trucks, buses and motorbikes<br />

3<br />

European Road Safety Action Programme : Halving the number of road accident victims in the<br />

European Union by 2010 : A shared responsibility, COM 2003(311) final 2.6.2003<br />

4<br />

Information and Communications Technologies for Safe and Intelligent Vehicles, COM(2003) 542<br />

Final, 15.9.2003<br />

EN 2 EN


In case of an accident, the eCall device in the car will transmit an emergency call that<br />

automatically goes to the nearest emergency service. eCall can be triggered manually, but in<br />

case of a severe accident the car will send it automatically. The life-saving feature of eCall is<br />

the accurate information it provides on the location of the accident site: the emergency<br />

services are notified immediately, and they know exactly where to go. This results in a drastic<br />

reduction in the rescue time.<br />

The large-scale roll-out of eCall is a priority goal of the <strong>eSafety</strong> initiative. Since 2002, the<br />

stakeholders have worked together and developed an implementation plan for eCall.<br />

However, without urgent actions from the side of the Member States the deployment of<br />

eCall could be substantially delayed.<br />

2. TOWARDS THE PAN-EUROPEAN IN-VEHICLE EMERGENCY CALL (ECALL) SERVICE<br />

A key recommendation of the first <strong>eSafety</strong> Communication was the establishment of a<br />

harmonised, pan-European in-vehicle emergency call (eCall) service that builds on the<br />

single European emergency number 112.<br />

There are over 1.7 million accidents that require medical help in Europe per year, and many<br />

more that need other types of assistance. After the accident the people in the car may be in<br />

shock, not know their location, be unable to communicate it or unable to use a mobile phone.<br />

In all these cases eCall helps: it can drastically cut the emergency response times, save lives<br />

and reduce the severity of injuries. When implemented, the socio-economic benefits of eCall<br />

will be huge.<br />

Significant progress towards the full-scale roll-out of eCall has been achieved. The eCall<br />

Driving Group that was established to foresee the implementation has set 2009 as a target<br />

year for full roll-out.<br />

However, the setting-up of a full emergency chain for eCall needs the co-operation of many<br />

authorities. This co-operation has been slow to materialize and in many Member States it is<br />

completely absent. The need to modernize the emergency services is recognized, but is not<br />

carried out as a result of lack of funding or organisational complexities.<br />

The Commission strongly urges the national and regional governments to act and to<br />

invest in the necessary emergency care infrastructure for eCall, with the view to launch<br />

the full pan-European service in 2009.<br />

2.1 eCall: How does it work?<br />

The in-vehicle eCall is an emergency call generated either manually by the vehicle occupants<br />

or automatically via activation of in-vehicle sensors after an accident. When activated, the invehicle<br />

eCall device will establish an emergency call carrying both voice and data<br />

directly to the nearest emergency services (normally the nearest 112 Public Safety<br />

Answering Point, PSAP), see Figure 1. The voice call enables the vehicle occupants to<br />

communicate with the trained eCall operator. At the same time, a minimum set of data will<br />

be sent to the eCall operator receiving the voice call.<br />

The minimum set of data contains information about the incident including time, precise<br />

location, vehicle identification, eCall status (as a minimum, indication if eCall has been<br />

manually or automatically triggered) and information about a possible service provider.<br />

EN 3 EN


2.2 Why do we need eCall ?<br />

According to the results of an analysis conducted by the E-MERGE 5 project funded by the<br />

European Commission, an eCall system that relays the accurate location of the accident to the<br />

PSAP and the emergency services will allow a reduction of response time to the accident<br />

of about 50% in rural areas and up to 40% in urban areas. When medical care for<br />

severely injured people is available at an earlier time after the accident, the death rate and<br />

severity of trauma resulting from the injuries can be significantly reduced. This is known as<br />

the Golden Hour Principle of accident medicine.<br />

Figure 1: eCall operating principle<br />

Cost-benefit estimations for eCall carried within the E-MERGE project and the SEiSS study 6<br />

indicate that in EU-25 up to 2.500 lives can be saved per year, with up to 15 % reduction<br />

in the severity of injuries. These estimates were based on the CARE accident data base 7<br />

from 2002.<br />

Road accidents also lead to congestion and possibly secondary accidents. As a result of<br />

shorter rescue time, eCall can reduce congestion. The above-mentioned studies indicate<br />

that this reduction may be up to 20%. Additionally, other road users can be more quickly<br />

informed about the accident.<br />

Considering the total impact of eCall estimated by the SEiSS study, the annual accident cost<br />

savings are estimated to be up to 22 billion € and the annual congestion cost savings up to 4<br />

billion €, which brings the total annual benefits up to 26 billion €. Compared to these<br />

benefits, the investments needed are relatively small, 150 € per vehicle and up to 50,000 € to<br />

upgrade a Public Safety Answering Point (PSAP) 8 . On the basis of this initial investment per<br />

5<br />

See http://www.gstforum.org/en/subprojects/rescue/<br />

6<br />

Exploratory Study on the potential socio-economic impact of the introduction of Intelligent Safety<br />

Systems in Road Vehicles, see<br />

http://europa.eu.int/information_society/activities/esafety/call_4/index_en.htm.<br />

7<br />

http://europa.eu.int/comm/transport/care/index_en.htm<br />

8<br />

Estimates of the SEiSS study: Based on volume production of the in-vehicle unit and upgrade of PSAPs<br />

that already are able to process location information of E112 calls.<br />

EN 4 EN


PSAP, and adding the costs for training their staff and to ensure adequate language support, it<br />

brings the annual total costs up to 4,550 million € in EU 25, including the in-vehicle<br />

systems. To calculate this amount, the number of necessary PSAPs in EU 25 has been<br />

estimated in average to be one PSAP per every 31,000 inhabitants, with 60 staff members per<br />

PSAP.<br />

The above-mentioned figures indicate a substantial benefit-cost ratio for eCall. Even with<br />

a lower estimated success rate and higher costs the benefit-cost ratio stays positive,<br />

confirming the soundness of the investment into the eCall service.<br />

2.3 Why does eCall use 112?<br />

The aim of the eCall project is to implement a pan-European emergency service that can<br />

be used by all vehicles in Europe, regardless of their make, country of registration and their<br />

location. Europeans travel abroad in their cars more and more frequently, and therefore a pan-<br />

European interoperable service is a prerequisite for eCall.<br />

The single European emergency number 112 was introduced to offer this type of service<br />

for emergency calls by a Council Decision in 1991 9 . Calls to this number are routed to the<br />

nearest Public Safety Answering Point (PSAP) in the different European countries. Calls<br />

can be made from any phone without charge, and they normally receive priority routing.<br />

More and more of the 180 million calls to the emergency services per year originate from<br />

mobile phones (currently 60-70%). For about 15% of these calls, the location cannot be<br />

accurately determined, leading to a significant delay in dispatching help and even inability<br />

to send it.<br />

The Universal Service Directive adopted in 2002 10 stipulates the obligation that the public<br />

network operators make the caller location of all calls to the extent technically feasible<br />

available to the emergency services 11 . The 112 calls with location information are known as<br />

E112 calls.<br />

Implementation of the location capability for processing the E112 calls in the PSAPs also<br />

benefits eCall. After this investment, the cost of upgrading the PSAPs up to eCall level is<br />

considered to be relatively small. Using 112 enables building of an eCall service that is<br />

truly pan-European, based on approved Directives, with a relatively small investment.<br />

9 Council Decision of 29 July 1991on the introduction of a single European emergency call number<br />

(91/396/EEC), Published in the Official Journal L 217, 6.8.1991, p. 31<br />

10 Directive 2002/22/EC of the European Parliament and of the Council of 7 March 2002 on universal<br />

service and users' rights relating to electronic communications networks and services (Universal Service<br />

Directive); published in OJ L 108, 24.4.2002<br />

11 For all calls to the 112 number, the network operator either sends the location information (push) or<br />

makes it available on request (pull). This function that is now being implemented in about 50% of the<br />

Member States is called the enhanced 112 or E112. The location information is in most cases the<br />

location of the wireless cell (so called Cell-ID)<br />

EN 5 EN


The Directive on Privacy and Electronics Communications 12 contains provisions for<br />

safeguarding the personal data and protecting the privacy in electronic communications.<br />

However, in the case of a real emergency, it is considered that need for assistance overrides<br />

the need for privacy. The directive therefore allows the processing of location information and<br />

other personal data for organisations dealing with emergency calls.<br />

2.4 Road Map for a full-scale roll-out by 2009<br />

The eCall Driving Group was established to produce a framework architecture and a<br />

business model for eCall, and to define the roles for both the public and private stakeholders.<br />

These include the Member States, the Commission, telecom operators, PSAP operators,<br />

vehicle manufacturers, equipment suppliers, motorway operators, automobile clubs, insurance<br />

industry and service providers.<br />

The Driving Group produced a Memorandum of Understanding 13 on implementing eCall.<br />

The aim of the MoU is to ensure that eCall will work in any EU Member State. The MoU<br />

binds the stakeholders in implementing the eCall together on the basis of common approved<br />

architecture and interface specifications, including the Minimum Set of Data (MSD). The<br />

MoU was signed by the European Commission, ACEA on behalf of the automotive industry<br />

and the multi-sector partnership ERTICO on behalf of its partners in August 2004. The MoU<br />

has now over 50 signatures.<br />

The <strong>eSafety</strong> partners have agreed on a Road Map for eCall roll-out, presented in Figure<br />

2. The main milestones are the following:<br />

a) Agreeing on eCall roll-out plan, business model and standards by the end of 2005<br />

b) Full specification of the in-vehicle eCall system and start of development by mid-2006<br />

c) Full-scale field tests with early adopters in 2007<br />

d) Introduction of eCall as standard equipment in all vehicles entering the market after<br />

September 2009<br />

To enable eCall technology to work, the emergency services in the EU Member States will<br />

need to equip or upgrade their PSAPs to process eCall location reports at the latest by the end<br />

of 2007.<br />

12<br />

Directive 2002/58/EC of the European Parliament and of the Council of 12 July 2002 concerning the<br />

processing of personal data and the protection of privacy in the electronic communications sector<br />

13<br />

Memorandum of Understanding for Realisation of Interoperable In-Vehicle eCall, see<br />

www.eScope.info<br />

EN 6 EN


Figure 2: Road Map for eCall roll-out<br />

3. ACTIONS FOR BRINGING ECALL TO THE CITIZENS BY 2009<br />

With the commitment of the industry and public sector stakeholders, eCall can become a<br />

reality. Industry is ready to equip all new vehicles with the eCall devices starting from<br />

models entering the market after September 2009. However, without the full commitment of<br />

the Member States there will be no investment from the automotive industry. All stakeholders<br />

must act together to promote eCall at national and international fora, most notably the<br />

<strong>eSafety</strong> Forum.<br />

3.1 Actions for the Member States<br />

1. The Member States should sign the eCall MoU<br />

The Member States should immediately sign the eCall Memorandum of Understanding at an<br />

appropriate level, and commit to the implementation of the pan-European eCall. The MoU<br />

has now over 50 stakeholders’ signatures, but only two Member States (Finland and<br />

Sweden) and Switzerland have signed. Lack of signatures, especially from the Member<br />

States threatens to delay the eCall implementation and weakens the commitment of<br />

industry.<br />

2. The Member States should promote 112 and E112<br />

The single European emergency number 112 is in use in 24 Member States 14 . It is, however,<br />

used in parallel with national numbers, and only in Denmark and Netherlands is it the<br />

single number. The majority of Member States have also been slow in encouraging their<br />

public wireless network operators to provide location information (E112). As eCall is based<br />

on 112 and E112, the Member States should promote the use of 112 and take steps for<br />

accelerating the introduction of location information in their public wireless networks.<br />

14 Infringement procedure against Poland was started in March 2005.<br />

EN 7 EN


3. The Member States should upgrade their PSAPs to handle location-enhanced E112<br />

calls and eCalls<br />

The Member States should undertake to ensure, at the latest by the end of 2007, that<br />

adequate schemes are put in place to upgrade the infrastructure in the Public Service<br />

Answering Points (PSAPs) for the processing of location and other information of eCalls<br />

originating from vehicles. In order to comply also with the E112 regulation, the Member<br />

States should upgrade their PSAPs first to handle the location information of E112 calls, and<br />

then do the incremental upgrade that enables the handling of eCalls, following standards<br />

being developed by ETSI.<br />

4. The Member States should provide adequate location-enhanced emergency services<br />

and language support.<br />

The Member States should ensure that their PSAPs are capable of adequately handling the<br />

eCalls originating from vehicles, that the personnel are trained to do so, and that language<br />

support is provided. They should also upgrade their whole emergency service chain (PSAPs,<br />

dispatching, emergency vehicles, and hospital emergency rooms) with adequate ICT based<br />

tools that will ensure fast and reliable response to vehicle accidents and take full benefit of<br />

the information provided by the in-vehicle eCalls. A service concept for the full emergency<br />

chain is being developed by the project RESCUE 15 .<br />

3.2 Promoting eCall at National and International Fora<br />

The Commission strongly recommends that the Member States set up national platforms for<br />

promoting eCall. They should have participation from relevant ministries (transport,<br />

telecommunications and interior) including the authorities responsible for emergency<br />

services, as well as private industry and service providers. The Commission will launch a<br />

promotion campaign of 112, E112 and eCall, and will organise Conferences for best practice<br />

exchanges, in support of the national activities.<br />

The Commission will propose to the Civil Protection Committee the creation of a sub-group<br />

dealing with Emergency Communications, 112, E112 and eCall. The Member States should<br />

support the work of this sub-group to solve the remaining issues related to the investments in<br />

the interoperable pan-European E112 and eCall service in their respective countries.<br />

All <strong>eSafety</strong> stakeholders should support the work of the eCall Driving Group and use this<br />

forum for solving the remaining issues related to the roll-out of pan-European eCall by 2009.<br />

This includes agreeing on the specifications of the in-vehicle system, agreeing on the eCall<br />

business model, and organising the field tests.<br />

The <strong>eSafety</strong> Forum is an important European platform to continue the dialogue on<br />

accelerating the development, deployment and use of intelligent vehicle safety systems in<br />

Europe. The Commission will organise regular High-Level and Plenary meetings of the<br />

Forum. These will allow all stakeholders to monitor the progress of the eCall roll-out and to<br />

take further actions if needed.<br />

15<br />

RESCUE is a part of the Integrated Project GST, see http://www.gstforum.org/en/7_subprojects/rescue_rsq/<br />

EN 8 EN


eCall has to operate in all GSM and 3G networks in Europe. Standardisation of the eCall<br />

transaction and data transfer protocols between the in-vehicle eCall terminal and the PSAPs is<br />

therefore crucial. The Commission has asked ETSI to accelerate the standardisation of eCall<br />

and to work with CEN as necessary. ETSI should produce draft standards for eCall by the<br />

end of 2005.<br />

4. BUILDING A SAFER FUTURE WITH ESAFETY AND OTHER COMMISSION ACTIONS<br />

The <strong>eSafety</strong> initiative is part of the Commission comprehensive strategy for improving road<br />

safety and transport efficiency in Europe, at the same time maintaining and improving the<br />

competitiveness of the industries involved, most notably the automotive sector.<br />

In Road Safety, the <strong>eSafety</strong> initiative is recognized world-wide. The eCall is a priority item<br />

under <strong>eSafety</strong>, which has reached maturity. Under the <strong>eSafety</strong> Forum, eleven Working<br />

Groups have been established and results, not only eCall, are emerging. The Commission is<br />

also active on the regulatory side and in promoting road safety in joint initiatives.<br />

As a result of the <strong>eSafety</strong> initiative and Community supported research programmes, Active<br />

Safety and Advanced Driver Assistance Systems like ESP, ACC, lane departure warning and<br />

collision mitigation are ready for a wider market introduction. The Commission will<br />

strengthen the efforts to promote the voluntary implementation of these systems.<br />

4.1 <strong>eSafety</strong><br />

Human Machine Interaction (HMI) is a priority topic in <strong>eSafety</strong>. The HMI Working Group<br />

was established in 2003 to analyse the situation in the implementation of the so called<br />

European Statement of Principles 16 for Human-Machine Interaction. This analysis was<br />

done on the basis of the Member State’s reports. The group focused on problem areas in HMI,<br />

such as the introduction of nomadic devices and the rapidly increasing complexity of new invehicle<br />

systems. The Working Group published its Final Report in February 2005. On the<br />

basis of this report the Commission intends to provide a Recommendation on HMI with a<br />

renewed European Statement of Principles (ESoP).<br />

The Real-Time Traffic and Travel Information (RTTI) is another priority. The RTTI<br />

Working Group of the <strong>eSafety</strong> Forum aims to identify and remove the obstacles for Europewide<br />

implementation of RTTI services, such as limited availability of traffic information<br />

content, difficulties in defining the roles of the public and private sectors, availability of<br />

broadcast capacity and difficulties with business models. The work takes into account the<br />

Commission Recommendation on TTI services in Europe 17 . The target set by the RTTI<br />

Working Group is that all countries within the European Union agree to extend the<br />

installation of the chain of information needed for Real-Time Traffic Information Services in<br />

order to cover 80% of the EU population with standardized services by 2010. The group will<br />

publish its Final Report by the end of 2005.<br />

16 Commission Recommendation of 21 December 1999 on safe and efficient in-vehicle information and<br />

communication systems: A European statement of principles on human machine interface OJ L 19 of<br />

25.1.2000<br />

17 Commission Recommendation, OJ L 199, 24.7.2001, p. 20<br />

EN 9 EN


The <strong>eSafety</strong> Forum User Outreach Working Group is investigating actions for<br />

communicating to users the benefits of <strong>eSafety</strong> systems in order to increase user awareness.<br />

This is essential to increase user demand for such systems and to improve the business case.<br />

The group has analyzed best practices and “lessons learned” from earlier campaigns and user<br />

outreach actions, as well as the penetration patterns of some earlier systems. The group<br />

proposes to create a “communications platform” of all stakeholders and the creation of an<br />

<strong>eSafety</strong> label. This proposal was included in its first interim report in May 2005 and is<br />

currently under discussion in the other <strong>eSafety</strong> groups, including the group on Implementation<br />

Road Maps.<br />

4.2 Other Commission actions<br />

The Commission established a High-Level Group in 2005 for a competitive EU Car<br />

Industry. This group, called CARS 21, brings together the European Commission, leaders of<br />

the automotive industry, the European Parliament, Trade Unions NGOs and Users, and will<br />

develop an integrated strategy for sustainable development of the industry, define the best<br />

possible regulatory approaches and set the necessary conditions for innovation.<br />

The Commission will also produce in 2005 a Mid-Term Review of the Road Safety Action<br />

Programme. This review will evaluate the overall progress towards the objective to reduce<br />

the number of fatalities on European roads by half by 2010.<br />

5. CONCLUSIONS<br />

Technologies and systems that can save lives and reduce the severity of injuries caused by<br />

road accidents exist today. The <strong>eSafety</strong> initiative is bringing such systems that are based on<br />

the use of advanced ICTs within the reach of road users. eCall is the first: when fully<br />

deployed, it could save up to 2500 lives per year and will have substantial socio-economic<br />

benefits. It directly improves the quality of life of all our 454 million citizens.<br />

Our challenge is to ensure the large-scale deployment of eCall in Europe. The technology is<br />

ready and the industry is committed. Member States must now commit to it and to invest in<br />

the necessary infrastructure in their emergency services.<br />

Upgrading of the emergency services comes with a cost, but the estimated benefit-cost ratio is<br />

good. Once the investment is done, there will be also additional benefits. The Commission<br />

urges the Member States to act immediately on the recommendations of this Communication.<br />

The Commission will follow the progress closely and in case the eCall roll-out fails to<br />

progress according to the presented Road Map it will consider further measures.<br />

EN 10 EN


Recommendations for the introduction of<br />

the pan-European eCall<br />

Appendix 7<br />

Draft Report on Road safety: Bringing<br />

eCall to Citizens by the European<br />

Parliament, Committee on Transport<br />

and Tourism, Provisional<br />

2005/2211(INI)<br />

Rapporteur: Gary Titley


4.1.2006<br />

EUROPEAN PARLIAMENT<br />

2004<br />

« «««<br />

«<br />

« «<br />

« «<br />

« « «<br />

Committee on Transport and Tourism<br />

DRAFT REPORT<br />

on Road safety: bringing eCall to citizens<br />

(2005/2211(INI))<br />

Committee on Transport and Tourism<br />

Rapporteur: Gary Titley<br />

2009<br />

PROVISIONAL<br />

2005/2211(INI)<br />

PR\594058EN.doc PE 367.657v01-00<br />

EN EN


EN<br />

PR_INI<br />

CONTENTS<br />

Page<br />

MOTION FOR A EUROPEAN PARLIAMENT RESOLUTION...........................................3<br />

EXPLANATORY STATEMENT...........................................................................................6<br />

PE 367.657v01-00 2/10 PR\594058EN.doc


MOTION FOR A EUROPEAN PARLIAMENT RESOLUTION<br />

on road Safety: Bringing eCall to citizens<br />

(2005/2211(INI))<br />

The European Parliament,<br />

– having regard to the Commission White Paper 'European transport policy for 2010: time<br />

to decide' (COM(2001)0370), and its resolution of 12 February 2003 thereon 1 ,<br />

– having regard to the Commission Communication 'Information and Communications<br />

Technologies for Safe and Intelligent Vehicles' (COM(2003)0542),<br />

– having regard to the Commission Communication 'Halving the number of road accident<br />

victims in the European Union by 2010: A shared responsibility' (COM(2003)0311) and,<br />

more recently, its publication 'Saving 20 000 lives on our roads' of October 2004,<br />

– having regard to Commission Recommendation 2004/345/EC of 6 April 2004 on<br />

enforcement in the field of road safety 2 ,<br />

– having regard to the Verona Declaration on Road Safety of 5 December 2003 as well as<br />

the conclusions of the Second Verona meeting of EU transport ministers of 2004 and the<br />

subsequent commitment given by those ministers to regard road safety as a priority,<br />

– having regard to the Commission Communication 'i2010 – A European Information<br />

Society for growth and employment' (COM(2005)0229),<br />

– having regard to the Commission's 2nd <strong>eSafety</strong> Communication 'Bringing eCall to<br />

citizens' (COM(2005)0431),<br />

– having regard to Rule 45 of its Rules of Procedure,<br />

– having regard to the report of the Committee on Transport and Tourism (A6-0000/2006),<br />

A. Whereas 43,000 people died in road accidents in the EU of 25 Member States in 2004,<br />

and eCall could save up to 2,500 lives a year 3 ,<br />

B. Whereas the total associated annual cost savings are estimated at EUR26 billion (EUR22<br />

billion in annual accident cost savings and EUR4 billion in annual congestion cost<br />

savings) 4 ,<br />

C. Whereas the pan-European in-vehicle emergency call service/function, "eCall", is to be<br />

welcomed as the first building block of the intelligent car 5 initiative,<br />

1 OJ C 43 E, 19.2.2004, p. 250.<br />

2 OJ L 111, 17.4.2004, p. 75.<br />

3 http://europa.eu.int/information_society/activities/esafety/call_4/index_en.htm.<br />

4 http://europa.eu.int/information_society/activities/esafety/call_4/index_en.htm<br />

5 Commission Communication 'i2010 - A European Information Society for growth and employment'.<br />

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EN<br />

D. Whereas the large-scale roll-out of eCall by 2009 is a priority of the <strong>eSafety</strong> initiative,<br />

E. Whereas considerable progress has been make in the field of <strong>eSafety</strong> technologies,<br />

systems and services,<br />

1. Welcomes the fact that, at the 2nd <strong>eSafety</strong> High Level Meeting with Members States 1 ,<br />

four Member States signed the eCall Memorandum of Understanding (MoU), namely,<br />

Greece, Italy, Lithuania and Slovenia, joining Finland and Sweden which signed the<br />

MoU earlier;<br />

2. Is encouraged by the commitment of other Member States which have already initiated<br />

the process for signing the eCall MoU (Czech Republic, Cyprus, Denmark, The<br />

Netherlands and Germany);<br />

3. Stresses the importance of all Member States signing the eCall MoU as soon as possible,<br />

in order to demonstrate a clear commitment to the implementation of eCall to other<br />

stakeholders, if eCall is to be fully rolled out in 2009;<br />

4. Regards the clear commitment given by the automotive industry to eCall as a positive<br />

move;<br />

5. Notes that the eCall system is based on the use of 112 and E112 (location information<br />

requirements in public wireless networks for emergency calls);<br />

6. Recalls that a majority of Member States have been slow in encouraging the use of the<br />

single European emergency number 112;<br />

7. Urges the Member States to promote the use of 112 and E112 and to take steps to provide<br />

the appropriate infrastructure in the Public Service Answering Points (PSAPs) such as<br />

language training, availability, location identification and call handling to comply with<br />

the E112 regulation, which will then allow for incremental upgrading to handle eCalls;<br />

8. Notes the disparity between the Commission's and the Industry's estimates of the cost of a<br />

built-in-vehicle eCall system;<br />

9. Invites the Commission and Industry to pursue a deeper cost-efficiency analysis for every<br />

action to be undertaken to implement eCall;<br />

10. Is aware that the introduction of many new technologies cannot be instantaneous and<br />

therefore encourages the Commission and Industry to look into the large-scale roll-out of<br />

eCall through a combination of built-in vehicle systems and alternative systems such as<br />

the use of drivers' cellular phones and Bluetooth technology as well as built-in cellular<br />

telephones;<br />

11. Having regard to the potential cost of the eCall system and being aware of the fact that<br />

many new technologies may prove costly and that new car buyers (particularly at the<br />

budget end of the car market) are not always willing or able to pay the full cost, even<br />

1 <strong>eSafety</strong> Forum, 2nd High Level Meeting with Member States, Brussels 18 October 2005.<br />

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though the benefits of the system may outweigh the added cost to the vehicle; calls on all<br />

stakeholders to work together to define incentives to speed up the introduction of the<br />

eCall system;<br />

12. Is particularly concerned that the cost of eCall may be prohibitively expensive for those<br />

with the greatest need, for example those in rural or isolated areas;<br />

13. Welcomes future initiatives and Communications of the European Commission in the<br />

field of <strong>eSafety</strong>;<br />

14. Instructs its President to forward this resolution to the Council, the Commission and the<br />

Member States.<br />

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EN<br />

1. Presentation of eCall<br />

EXPLANATORY STATEMENT<br />

The eCall scheme is part of the <strong>eSafety</strong> initiative 1 . It consists of the establishment of a<br />

harmonised pan-European in-vehicle emergency call. In case of an accident, the eCall device<br />

in the vehicle will transmit an emergency call with data that goes directly to the nearest<br />

emergency call centre. eCall can be triggered manually, but in case of a serious accident the<br />

car will send the call automatically. The life-saving feature of eCall is the accurate<br />

information it provides on the location of the accident site: the nearest emergency centre (the<br />

Public Safety Answering Point (PSAP)) is notified immediately, and knows exactly where to<br />

go. This results in a drastic reduction in the rescue time 2 .<br />

Some private emergency call systems have been developed in the past, and some are in the<br />

market now for some car trades, but its penetration is limited (normally reserved to high-endvehicles)<br />

and failed to ensure the appropriate service when the vehicles cross the borders.<br />

eCall aims to be introduced in all vehicles in Europe, for all trades and types, and to work<br />

anywhere the vehicle will be in Europe, thus giving service to the more than 100 million<br />

persons that travel abroad annually by car.<br />

ECall will be built on the single European emergency number, 112, which was recently<br />

generalised in the whole EU 3 . This will ensure interoperability across Europe. In order to<br />

improve localisation of emergency calls, the 112 has a complement, the E112, which should<br />

allow immediate localisation of the emergency call 4 .<br />

By accelerating the response time to the accident by about 50%, eCall will reduce the severity<br />

of the road accidents, thus contributing to the objective of reducing road deaths in the EU 5 .<br />

This improvement would meet the objective of reducing road casualties and fatalities that has<br />

been fixed in the Commission's European Road safety Action Programme 6 and agreed by the<br />

Council.<br />

1<br />

Communication on Information and Communications Technologies for Safe and Intelligent Vehicles,<br />

COM(2003)0542, 15.9.2003.<br />

2<br />

An immediate localisation of the accident will allow to treat more injuries in the crucial "Golden hour" — an<br />

hour of opportunity in which the lives of critically injured people can be saved, or the severity of their injuries<br />

reduced, if they are treated by trauma specialists. The Golden hour principle is based on medical findings<br />

demonstrating that the death rate of people with heart or respiratory failure or massive bleeding approaches 100<br />

% one hour after the accident.<br />

3<br />

The 112 was introduced by Council Decision of 29 July 1991on the introduction of a single European<br />

emergency call number (91/396/EEC), Published in the Official Journal L 217, 6.8.1991, p. 31.<br />

4<br />

Article 26 of the Universal Service Directive adopted in 2002 (Directive 2002/22/EC of 7 March 2002 on<br />

universal service and users' rights relating to electronic communications networks and services published in OJ L<br />

108, 24.4.2002) stipulates the obligation that the public network operators make the caller location of all calls<br />

available to the emergency services to the extent technically feasible. Commission Recommendation of 25 July<br />

2003 on the processing of caller location information in electronic communication networks for the purpose of<br />

location-enhanced emergency call services (E112)<br />

5<br />

According to E-Merge and the <strong>eSafety</strong> Driving Group, 5 % to 15 % of road fatalities can be reduced to severe<br />

injuries and 10 % to 15 % of severe injuries can be reduced to slight injuries (E-Merge 2004: 49, <strong>eSafety</strong> group).<br />

6<br />

European Road Safety Action Programme: Halving the number of road accident victims in the European Union<br />

by 2010: A shared responsibility, COM 2003(311) final 2.6.2003. The aim of the Programme is to reduce by<br />

2010 the total number of road deaths from 43 000 to 25 000.<br />

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The shorter rescue time - faster arrival of rescue teams, police and towing firms- enables the<br />

accident scene to be cleared more quickly, eCall will thus reduce the congestion time and<br />

contribute to the efficiency of road transportation in Europe with a reduction of external costs,<br />

which could amount to € 4 billion in Europe 1 . The overall savings of eCall related to accident<br />

reduction, including social and health costs and lost “public” income calculated for the<br />

European Community could amount to nearly €21 billion each year. Taking into account the<br />

necessary annual investments on the in-vehicle systems, to upgrade the PSAPs and to train the<br />

emergency services staff (estimated € 4.5 billion); a substantial cost-benefit ratio for eCall can<br />

be expected. Even with a lower estimated success rate and higher costs the benefit-cost ratio<br />

stays positive 2 .<br />

For the global organisation of eCall emergency service, Member States will have the choice<br />

between direct management or by delegation of management of PSAP public service.<br />

2. Action plan for the implementation of the scheme<br />

An eCall Driving Group was established to produce framework architecture and a business<br />

model for eCall, and to define the roles for both the public and private stakeholders.<br />

It includes representatives from the Member States, the Commission, telecom operators,<br />

PSAP operators, vehicle manufacturers, equipment suppliers, motorway operators,<br />

automobile clubs, insurance industry and service providers.<br />

The eCall Driving Group has produced a Memorandum of Understanding (MoU) on<br />

implementing eCall.<br />

The aim of the MoU is to ensure that eCall will work in any EU Member State. The MoU is a<br />

commitment of the stakeholders to implement the eCall together 3 on the basis of common<br />

approved architecture and interface specifications, including the Minimum Set of Data<br />

(MSD). The MoU was signed in August 2004 by the European Commission, ACEA on behalf<br />

of the automotive industry and the multi-sector partnership ERTICO on behalf of its partners.<br />

The MoU has now over 50 signatures among which 6 are from Member States. Other 5<br />

Member States have initiated the procedure for its signature. Switzerland has also signed the<br />

MoU.<br />

The <strong>eSafety</strong> partners have agreed on a Road Map for eCall roll-out, the main milestones are<br />

the following:<br />

a) By the end of 2005, agreeing on eCall roll-out plan, business model and standards<br />

b) By mid-2006, full specification of the in-vehicle eCall system and start of development<br />

c) In 2007, full-scale field tests with early adopters<br />

d) After September 2009, introduction of eCall as standard equipment in all vehicles<br />

entering the market.<br />

3. Was has been done already?<br />

1 The evaluation of the reduction in congestion time as been estimated at 10% in the low-impact case and 20%<br />

reduction in the high-impact case (see Study on the potential socio-economic impact of the introduction of<br />

Intelligent Safety Systems in Road Vehicles (SEiSS) final report 2005, point 5).<br />

2 See SEiSS study and E-Merge, 2004.<br />

3 It should however be noted that the MoU does not create any legal obligation between Parties.<br />

PR\594058EN.doc 7/10 PE 367.657v01-00<br />

EN


EN<br />

Ø The eCall Driving Group, with the participation of all stakeholders, has advanced in<br />

the specification of the performance criteria for the eCall service.<br />

Ø The Driving Group has produced the first drafts specifications for the different<br />

domains of the system (in-vehicle system, interface to mobile networks operators,<br />

mobile network, interface to PSAPs, PSAPs)<br />

Ø The Commission requested ETSI to produce the standard protocols to transmit the<br />

minimum set of data associated to an eCall from the in-vehicle system to the PSAPs.<br />

ETSI MSG is carrying out this task, and requested 3GPP to investigate the technical<br />

requirements for the transmission of the data from the in-vehicle systems to the PSAPs<br />

through mobile telephone networks (GSM, GPRS, UMTS). Standards are expected by<br />

end of March 2006<br />

Ø ETSI and CEN have opened a working item to standardise the Minimum Set of Data<br />

architecture.<br />

Ø Some Member States (Finland, the Netherlands) are upgrading their emergency<br />

services including eCall functionality. Finland has implemented an eCall testbed.<br />

Implementation of emergency n° 112 in the EU Member States<br />

Situation in Member States<br />

Availability of 112 Available in all Member States<br />

Call answering and handling (PSAP5) Operational in 15 Member States<br />

10 other Member States have deficiencies in<br />

language and/or organisation 16<br />

Caller location (E112) 10 Member States have completed the process<br />

Information-Promotion of 112 10 Member States have taken sufficient action<br />

16 Deficiencies in language is not a major problem for eCall as the relevant information is transmitted<br />

automatically<br />

PE 367.657v01-00 8/10 PR\594058EN.doc


Implementation of eCall in the EU Member States<br />

Member State eCall MoU signature Implementation status<br />

Belgium Discussion between Ministries Upgrading and reorganisation of<br />

emergency centres<br />

Czech Republic Procedure started E112 operational. Candidate for pilot<br />

Denmark Procedure started<br />

Germany <strong>Support</strong> to eCall. Lander delegated<br />

into Federal Ministry<br />

Signature conditioned to solve data<br />

privacy issue<br />

Estonia<br />

Greece Signed<br />

Spain Regional competence E112 operational. Position paper<br />

critical with eCall. Meeting to follow<br />

France Discussion between Ministries<br />

Ireland<br />

Italy Signed Upgrading emergency services.<br />

Candidate for pilot<br />

Cyprus Signed<br />

Latvia<br />

Lithuania Signed Upgrading emergency centres<br />

Luxembourg<br />

Hungary Procedure started Upgrading emergency centres. Expert<br />

meeting Spring 06. Candidate for<br />

pilot<br />

Malta Discussion between Ministries Starting socio-economic study<br />

The Netherlands Procedure started Upgrading PSAPs. Implementation on<br />

2006. Candidate for pilot<br />

Austria<br />

Poland<br />

Portugal Discussion between Ministries<br />

Slovenia Signed<br />

Slovakia<br />

Finland Signed Testbed operational. Candidate for<br />

pilot<br />

Sweden Signed Candidate for pilot<br />

United Kingdom Subject to financial perspectives E112 operational. Research on RSQ<br />

on UK PSAPs<br />

4. What still needs to be done in order to be ready for 2010?<br />

Ø Achievement of the operational implementation of 112 and E112 as the one and only<br />

emergency number with localisation in Europe.<br />

In order to have the background service ready for immediate implementation of eCall,<br />

PR\594058EN.doc 9/10 PE 367.657v01-00<br />

EN


EN<br />

Member States should also insure the viability of their PSAPs -, through equipment<br />

and upgrading - so as to operate location-enhanced E112 calls and eCalls. Member<br />

States should also ensure that the personnel of PSAPs are capable of adequately<br />

handling the eCalls originating from vehicles and that language support is provided.<br />

They should also upgrade their whole rescue chain (PSAPs, dispatching, emergency<br />

vehicles, and hospital emergency rooms).<br />

Ø Accelerate the signature of the MoU by Member States in order to give the necessary<br />

signal to the industry 1 and citizens. As the industry will be willing to finalise<br />

investments and equipment if it is sure that Member states give sufficient guarantee on<br />

their share of burden to undertake, the main issue lies on Member States' willingness<br />

and readiness for providing the background emergency services for 2009-2010<br />

(mainly setting up suitable emergency stations and rescue response capacity).<br />

Ø Make sure that stable and viable standards for eCall technology are finalised by ETSI<br />

(European Telecommunications Standards Institute) for mid-2006 at the latest.<br />

Ø Complete the work of the eCall Driving Group defining the specifications of the<br />

systems and agreeing on a positive business model.<br />

Ø Launch extensive Field Operational Test with early adopters.<br />

Conclusion of the rapporteur<br />

As it should save around 2,500 lives per annum in the EU and €26 billion in accident and<br />

congestion costs, your rapporteur recommends that this initiative should be encouraged and<br />

supported by the European Parliament.<br />

The eCall system should be implemented by 2009 and should not be subject to any<br />

unnecessary delay. It is important to note, however, that the automotive or<br />

telecommunications industry should not bear any significant costs without the guarantee that<br />

public expenditures and actions are also taken at a Member State level along the time line<br />

agreed upon in the action plan and the Memorandum of Understanding. This is particularly<br />

important with regard to the objective of having operational PSAPs and a viable chain of<br />

emergency services based on E112 localisation data by the end of 2007.<br />

If there is a lack of willingness from stakeholders to act, public and private incentive solutions<br />

should be examined by Commission.<br />

Your rapporteur considers that a pan-European in-vehicle emergency call system will add<br />

value over and above what national means could provide alone.<br />

1 Six Member States have already signed the Memorandum of Understanding (MoU) on the phasing-in of the<br />

initiative, five other should do so in a near future. For some MS the agreement will take the form of a support<br />

letter instead of a proper signature (Germany and France).<br />

PE 367.657v01-00 10/10 PR\594058EN.doc


Recommendations for the introduction of<br />

the pan-European eCall<br />

Appendix 8<br />

The full PSAP requirements<br />

clarification paper


Position Paper – PSAP expert working<br />

group on PSAP eCall requirements.<br />

March 2006.<br />

Authors:<br />

Jan Malenstein, KLPD.<br />

Tjerk Terpstra, Dutch Ministry of interior.<br />

Mikko Jaaskelainen, Finnish Ministry of Interior.<br />

John Medland, BT – UK PSAP.<br />

Andy Rooke, Sussex Police.


Table of content<br />

CHAPTER 1 - INTRODUCTION 1<br />

1.1 OBJECTIVES 1<br />

1.2 STAKEHOLDERS CONCERNED 1<br />

CHAPTER 2 - EXECUTIVE SUMMARY 2<br />

CHAPTER 3 - TELECOMMUNICATION ISSUES. 3<br />

3.1 NETWORK ARCHITECTURE. 3<br />

3.2 TELECOMMUNICATION ASPECTS. 4<br />

3.2.1 ORGANISATION OF PUBLIC SERVICE ANSWERING POINTS/ EMERGENCY SERVICE<br />

CENTRES 10<br />

3.3 CARRIER ASPECTS. 14<br />

CHAPTER 4 - PERFORMANCE INDICATORS. 15<br />

CHAPTER 5 OPEN ISSUES. 21<br />

5.1 LOCATION ACCURACY. 21<br />

5.1.1 LOCATION DATABASES. 21<br />

5.1.2 LOCATION ACCURACY EU. 22<br />

5.1.3 LOCATION ACCURACY US. (FCC RULES). 23<br />

5.2. EU APPROACH. 23<br />

5.3. NEED FOR 1 METER ACCURACY. 24<br />

5.4. STATUS OF E-CALL AND MSD. 25<br />

5.5. MINIMUM SET OF DATA 27<br />

5.5.1. GST RESCUE MSD. 27<br />

6. REFERENCES 33


Chapter 1 - Introduction<br />

1.1 Objectives<br />

Position Paper – Psap expert working group<br />

Resulting from the e-call steering group, a small working party from the PSAP side was<br />

organised to draft the requirements on e-call. These requirements more or less had been<br />

drafted previously, but have to be consolidated to enable a swift take-up and implementation<br />

of e-call.<br />

This document will also address questions on performance in network and call handling of<br />

emergency calls to provide sufficient insight for the industry.<br />

In principle, this document will not add new items to the requirements as have been<br />

documented before. Input is from previous projects and activities concerning e-112 and e-call<br />

like CGALIES (Coordination Group on Access to location information for Emergency<br />

Services), the E-merge project, which in detail documented PSAP requirements on e-call and<br />

previous results from the e-call driving group.<br />

1.2 Stakeholders concerned<br />

Input for this document has been received from the leading PSAP in:<br />

• The Netherlands.<br />

• The United Kingdom.<br />

• Finland.<br />

• Spain.<br />

This is considered to be sufficient as those are to be considered the core group of technology<br />

leading PSAP’s in Europe. Spain, The United Kingdom and The Netherlands have been<br />

partners in the Emerge project on e-call.<br />

Finland, The Netherlands and the UK are rolling out e-call and expect to be operational by<br />

mid 2006 on e-call and e-112..<br />

It should be mentioned that the input provided has acquired consensus already; this consensus<br />

will be maintained. This document is not meant to start discussions on requirements again but<br />

will capture a snapshot of the current situation on PSAP requirements. This snapshot will<br />

consolidate the PSAP requirements for the time needed to implement and operate eCall.<br />

31/03/2006 1 Version 5.0


Chapter 2 - Executive summary<br />

Position Paper – Psap expert working group<br />

The core group of EU leading PSAP’s herewith document their position, outstanding issues<br />

and requirements towards a swift implementation and take-up of e-call.<br />

Resulting from previous meetings of the e-call steering group issues are described here on<br />

• Network.<br />

• Performance indicators.<br />

• Location accuracy.<br />

• Status of e-call and MSD from the PSAP perspective.<br />

• A standardised interface between network and PSAP.<br />

Key issue is the fact that the PSAP’s agree to consolidate the MSD as it has been described<br />

and documented now.<br />

This is deemed necessary to take up a swift implementation.<br />

In addition to this, the PSAP’s strongly wish to discuss further development of necessary data<br />

in the e-call steering group forum to be integrated in the MSD and FSD along a path of<br />

further technological developments.<br />

The other issues and requirements described in this document reflect results obtained from<br />

previous efforts, both from e-call, Emerge and e-112.<br />

Specifically concerning e-112, the CGALIES final report, submitted in 2002 to the European<br />

Commission reflects the consensus of PSAP’s and telecom operators. This consensus was<br />

needed to implement the location determination function on emergency calls by the telecom<br />

operators as laid down in the Universal Directive from the European Commission from March<br />

2002.<br />

The CGALIES findings led to a COMMISSION RECOMMENDATION on the processing of<br />

caller location information in electronic communication networks for the purpose of location-<br />

enhanced emergency call services, outlining a best practice approach, allowing all parties<br />

concerned to get a foot on the ladder..<br />

This recommendation concerned also the implementation of e-call to which the member states<br />

were invited too.<br />

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Position Paper – Psap expert working group<br />

Chapter 3 - Telecommunication issues.<br />

3.1 Network architecture.<br />

Telephone<br />

dials 1-1-2<br />

Despatch of<br />

a response<br />

Cell<br />

Tower<br />

Concentrator<br />

2000<br />

Stage 2 PSAP<br />

Concentrator<br />

2000<br />

Local Switch<br />

or MSC<br />

Trunks<br />

Local<br />

Switches<br />

Trunks<br />

Public<br />

Network<br />

Figure 1. Typical network architecture 112 1<br />

Concentrator<br />

2000<br />

Stage 1 PSAP<br />

The diagram shows typical switching elements. For a wire line/fixed phone network, there<br />

are usually local “concentrators” which bring together about 2000 lines into a small switch<br />

with limited capabilities/intelligence. The local switch is the first switch with appreciable<br />

processing capability that is linked to the main switches (“trunks”) that form the core of<br />

public networks.<br />

For mobile calls, the cell tower/base station is shown linked to the Mobile Switching Centre<br />

(MSC) which has similar capabilities to a fixed network’s local switch.<br />

In Europe calls are typically routed to the Stage 1 PSAP by data set in the public network<br />

switches.<br />

At the Stage 1 PSAP, in addition to the functions indicated in the diagram, further call routing<br />

can occur using a PSAP database. Calls are then routed back through the public network (red<br />

lines) to the selected Stage 2 PSAP.<br />

As an example of the precautions taken to ensure 112s reach their destination, the diagram<br />

shows 3 trunk switches connected to the local switch of the Stage 1 PSAP.<br />

Within CGALIES, a questionnaire 2 was issued and circulated through the European<br />

Telecommunications Network Operators’ association (ETNO) in order to obtain a clear<br />

1 CGALIES final report. February 2002<br />

� initial call reception<br />

� selection of appropriate<br />

type of emergency service<br />

� filtering of false calls<br />

31/03/2006 3 Version 5.0


Position Paper – Psap expert working group<br />

picture of the varying ways 112 services were provided throughout the EC. The results<br />

obtained from 12 countries show that many differences exist in the way networks are<br />

processing 112 calls (even for fixed networks) and that the way calls are handled in the<br />

PSAPs may differ a lot depending on the country concerned.<br />

Some countries use up to 7 separate codes for different emergency services.<br />

3.2 Telecommunication aspects.<br />

112 telecommunication and organisational aspects were addressed in a document of the<br />

European Commission, DG Environment, Directorate B - Environmental quality of Natural<br />

resources, ENV.B4 – Civil protection and Environmental accidents: State of implementation<br />

of the single European emergency call number 112, 18 October 2001.<br />

It was built upon:<br />

– A survey conducted among Member States on the implementation of the single European<br />

emergency call number «1-1-2». Conducted in 1998 this survey was published by the<br />

European Commission on its Europa internet server (address:<br />

http://europa.eu.int/comm/environment/civil/pdfdocs/112surv.pdf).<br />

– The replies given to a questionnaire by the participants to the Workshop on the<br />

Implementation of the 1-1-2 for the European Union, organised in May 2000 by the National<br />

Service of Civil Protection of Luxembourg. Participants to this workshop were officially<br />

appointed by Civil Protection Authorities of the Member States.<br />

– The replies given to a questionnaire submitted in December 2000 to the Permanent network<br />

of National Correspondents in the field of Civil Protection (PNNC). The objective of the<br />

questionnaire was to establish the requirements of Civil Protection authorities regarding<br />

location of callers in emergency situations.<br />

– A Eurobarometer survey conducted by the Commission during spring 2000 on the<br />

knowledge of the «1-1-2» all over Europe.<br />

– Contributions and observations by Member States submitted in the context of the<br />

Open Network Provision Committee (ONP-Committee) and the Permanent network of<br />

National Correspondents in the field of Civil Protection (PNNC).<br />

Basic issues are dealt with in this paper, see tables on the next pages.<br />

2 Questionnaire on the Requirements of National Civil Protection Authorities Regarding the Location of Callers in Emergency<br />

Situations (Enhanced 112), sent by The European Commission DG Environment, Directorate C, nucleair and civil protection on<br />

21 December 2000.<br />

31/03/2006 4 Version 5.0


The 1-1-2 is accessible from:<br />

all fixed<br />

telephones<br />

all public<br />

telephones<br />

Position Paper – Psap expert working group<br />

all mobile<br />

telephones<br />

private<br />

telephone<br />

exchanges<br />

others<br />

Austria Y Y Y Y no<br />

Belgium Y Y Y Y<br />

Denmark Y Y Y Y no<br />

Finland Y Y Y Y no<br />

France Y Y Y Y no<br />

Germany Y Y Y Y private radio network,<br />

call station<br />

Greece Y Y Y Y no<br />

Ireland Y Y Y Y<br />

Italy Y Y Y Y satellite telephones<br />

Luxembourg Y Y Y Y roadside<br />

telephone<br />

emergency<br />

Netherlands Y Y Y Y no<br />

Portugal Y Y Y Y roadside<br />

telephone<br />

emergency<br />

Spain Y Y Y Y<br />

Sweden Y Y Y Y no<br />

United<br />

Kingdom<br />

Y Y Y Y no<br />

Iceland Y Y Y ?<br />

Liechtenstein Y Y Y Y no<br />

Norway Y Y Y no<br />

31/03/2006 5 Version 5.0


Implementation of the 1-1-2<br />

is the only emergency call<br />

number<br />

Position Paper – Psap expert working group<br />

coexists with other<br />

emergency call numbers<br />

Austria No (automatically Yes (122-Fire-fighters,133- No<br />

transferred to Police call<br />

centre)<br />

Police,144-Ambulances)<br />

Belgium No (automatically Yes (100-Fire-fighters,<br />

transferred to call centre Ambulances, 101-Police)<br />

of<br />

Unique co-ordination<br />

centre<br />

Denmark<br />

Fire-fighters and<br />

Ambulances)<br />

Yes (Police call centre) No No<br />

Finland No (Fire-fighters and<br />

Ambulances call centre)<br />

Yes (10022 Police) No<br />

France No (automatically Yes (18-Fire-fighters, 15- Yes - co-ordination<br />

transferred to Fire-fighters Ambulances, 17-Police, with SAMU<br />

115-<br />

call centre) Social services)<br />

Germany No (corresponds to the<br />

number for Fire-fighters<br />

and Ambulances)<br />

Yes (110-Police) Yes<br />

Greece No Yes (100-Police,166-<br />

Ambulances,199-Firefighters)<br />

Yes<br />

Ireland No (automatically<br />

transferred to the 999 call<br />

centre)<br />

Yes (999) Yes<br />

Italy No (corresponds to the Yes (115-Fire-fighters,118- No<br />

number for Police) Ambulances)<br />

Luxembourg Yes Yes (113) Yes<br />

Netherlands Yes No Yes<br />

Portugal Yes Yes (117-Forest fires)<br />

Spain No Yes (091-Police, 061-<br />

Ambulances, 080-Firefighters)<br />

Yes<br />

Sweden Yes Yes (90000) Yes<br />

United<br />

Kingdom<br />

No (automatically<br />

transferred to the 999 call<br />

centre)<br />

Yes (999) Yes<br />

Iceland Yes No<br />

Liechtenstein Yes (Police call centre) No<br />

Norway No (corresponds to the Yes (110-Police, 113number<br />

for Police) Ambulance)<br />

31/03/2006 6 Version 5.0


Austria Yes<br />

Belgium Yes<br />

Denmark Yes<br />

Finland Yes<br />

France Yes<br />

Germany Yes<br />

Greece Yes<br />

Ireland Yes<br />

Italy Yes<br />

Luxembourg Yes<br />

Netherlands Yes<br />

Portugal Yes<br />

Spain Yes<br />

Sweden Yes<br />

United<br />

Kingdom<br />

Yes<br />

Iceland Yes<br />

Liechtenstein Yes<br />

Norway Yes<br />

Are the calls to the 1-1-2 free of charge ?<br />

who covers expenditure ?<br />

Position Paper – Psap expert working group<br />

Free for the caller, the part operator-112 covered by Ministry of the<br />

Interior<br />

Free for the caller, the part operator-112 covered by Ministry of the<br />

Interior<br />

31/03/2006 7 Version 5.0


Is there a call return mechanism<br />

available?<br />

Austria No<br />

Belgium Yes<br />

Denmark Yes<br />

Finland No<br />

France Yes<br />

Germany No<br />

Greece No<br />

Ireland Yes<br />

Italy Yes<br />

Luxembourg Yes<br />

Netherlands Yes<br />

Portugal No<br />

Spain Yes<br />

Sweden Yes<br />

United Kingdom Yes<br />

Iceland<br />

Liechtenstein Yes<br />

Norway No<br />

Position Paper – Psap expert working group<br />

31/03/2006 8 Version 5.0


Disconnection of the 1-1-2 service (fixed lines)<br />

Access to 1-1-2 after<br />

disconnection for unpaid<br />

invoice<br />

Position Paper – Psap expert working group<br />

Period during which users have service<br />

access to the 1-1-2 after disconnection<br />

Austria No<br />

Belgium Yes 3 months<br />

Denmark6 No<br />

Finland Yes<br />

France Yes 1 year under certain conditions<br />

Germany Yes<br />

Greece Yes<br />

Ireland No<br />

Italy Yes<br />

Luxembourg Yes 3 weeks<br />

Netherlands Yes<br />

Portugal Yes Only when monthly subscription is paid<br />

Spain No<br />

Sweden No<br />

United Kingdom Yes 7 days - depends on repayment arrangement<br />

Iceland No<br />

Liechtenstein Yes Period of subscription<br />

Norway Yes 87 days<br />

31/03/2006 9 Version 5.0


Access to the 1-1-2 from mobile telephones<br />

when the caller does not have<br />

any PIN number or SIM7 card<br />

Austria Yes Yes<br />

Belgium No No<br />

Denmark Yes No<br />

Finland Yes Yes<br />

France Yes Yes<br />

Germany Yes Yes<br />

Greece Yes Yes<br />

Ireland Yes Yes<br />

Italy Yes Yes<br />

Luxembourg Yes Yes<br />

Netherlands Yes Yes<br />

Portugal Yes Yes<br />

Spain No Yes<br />

United Kingdom No No<br />

Sweden Yes Yes<br />

Iceland Yes<br />

Liechtenstein No No<br />

Norway Yes Yes<br />

Position Paper – Psap expert working group<br />

when the caller calls from a sector for<br />

which he has no subscription<br />

3.2.1 Organisation of Public Service Answering Points/ Emergency<br />

Service Centres<br />

There are between 1 and 1060 Stage 1 PSAPs in each EC member country, with many more<br />

Stage 2 PSAPs. There are usually separate PSAPs for Fire, Police, and Ambulance/Medical<br />

Centres<br />

The 112 calls are received by a mixture of either the Police or Fire or, Ambulance PSAPs, or<br />

(in three countries) a PSAP run by a separate organisation. Most therefore separate 112<br />

reception (Stage 1 PSAP) and despatch of a response (Stage 2 PSAP).<br />

See table on the next page for an overview of organisational aspects of the EU PSAPs.<br />

31/03/2006 10 Version 5.0


Services responsible for replying a call to the 1-1-2.<br />

Position Paper – Psap expert working group<br />

Austria<br />

implementation<br />

Parallel Call automatically transferred to Police call centre<br />

Belgium Parallel Call automatically transferred to FF-Ambulances call centre<br />

Denmark<br />

Unique call<br />

number<br />

Unique call centre (Police)<br />

Finland Parallel Fire-fighters and Ambulances call centre<br />

France Parallel Call automatically transferred to Fire-fighters call centre or<br />

ambulances<br />

Germany Parallel Fire-fighters and Ambulances call centre<br />

Greece Parallel Unique call centre (TO*)<br />

Ireland Parallel<br />

Call automatically transferred to unique 999 call centre<br />

(TO)<br />

Italy Parallel Police call centre<br />

Luxembourg<br />

Unique call<br />

number<br />

Unique call centre (Civil Protection)<br />

Netherlands<br />

Unique call<br />

number<br />

Unique call centre<br />

Portugal<br />

Unique call<br />

Unique call centre (Police)<br />

number<br />

Spain Parallel Unique call centre (?)<br />

Sweden Parallel Call automatically transferred to unique 90000 call centre<br />

(TO)<br />

United<br />

Kingdom<br />

Parallel<br />

Iceland<br />

Unique call<br />

number<br />

Unique call centre (?)<br />

Liechtenstein<br />

Unique call<br />

number<br />

Unique call centre (Police)<br />

Norway Parallel Police call centre<br />

* TO = Telecommunications Operator<br />

Call automatically transferred to unique 999 call centre<br />

(TO)<br />

Calls are either extended from the Stage 1 PSAP to the Stage 2 PSAP with the caller on line<br />

(with or without CLI transfer), or a separate call is made to transfer incident details between<br />

the PSAPs. For example, the Police Centre (Stage 1) might answer the 112 and need to<br />

transfer to the Ambulance Service (Stage 2) as the caller needs medical help.<br />

In the following table the language aspect is shown.<br />

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Position Paper – Psap expert working group<br />

Emergency calls are at least answered in one official language, mostly this will be English,<br />

see table:<br />

In how many languages is a call answered ?<br />

in regional language<br />

in the national official<br />

language(s)<br />

in other languages<br />

Austria Yes (DE) EN<br />

Belgium Yes (DE, FR, NL) Yes at a regional<br />

Denmark<br />

basis<br />

Yes (DK) NO, SE, EN, DE<br />

Finland<br />

Yes<br />

(SE<br />

areas)<br />

bilingual Yes (FI)<br />

in<br />

EN<br />

France Yes EN, DE, ES (in border areas)<br />

Germany Yes (DE)<br />

Greece Yes (GR) EN, FR<br />

Ireland Yes (EN)<br />

Italy Yes (IT) EN<br />

Luxembourg Yes (LU) FR, DE, EN<br />

Netherlands Yes (NL) EN<br />

Portugal Yes (PT) ES, EN, FR<br />

Spain<br />

Yes (ES)<br />

EN, FR, DE in tourist<br />

regions<br />

Sweden<br />

Yes (SE)<br />

EN. In some areas FI, DE,<br />

FR,<br />

immigrant languages with a<br />

delay<br />

United<br />

Kingdom<br />

Yes (Welsh in Wales) Yes (EN)<br />

Iceland<br />

Yes (IC)<br />

EN and Nordic languages<br />

(third<br />

party translation also<br />

available)<br />

Liechtenstein Yes (DE) EN<br />

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Position Paper – Psap expert working group<br />

In a number of Member States, 112 provides access to other medical services as well, these<br />

are listed in the next table:<br />

Services available<br />

DIS VET POI CG MOU FOR PHA INF Other<br />

Austria Y Y Y Y Y Y Y Y Yes - social services<br />

Belgium Y Y Y Y N Y Y Y<br />

Denmark Y9 Y Y Y N Y N Y<br />

Finland Y10 N N Y N Y N Y<br />

France N N11 Y Y Y Y Y N<br />

Germany Y N N Y Y Y N N<br />

Greece N N N Y N Y N N<br />

Ireland<br />

Italy<br />

Y N N Y Y N N N<br />

Luxembourg Y Y Y N Y Y Y Yes - doctors on duty<br />

Netherlands Y12 N N N N N N N<br />

Portugal Y13 N Y Y N Y Y<br />

Spain N N Y Y Y Y Y Y<br />

Yes - Civil<br />

Protection<br />

Sweden Y Y Y Y Y Y N N<br />

Yes - doctors,<br />

nurses,<br />

midwifes, dentists,<br />

priest on duty, social<br />

services, air<br />

ambulance,<br />

radioactive<br />

emergencies, marine<br />

environmental<br />

emergencies<br />

United<br />

Kingdom<br />

Y14 N N Y Y15 N N N Yes<br />

Iceland Yes - rescue teams<br />

Liechtenstein Y Y Y Y Y Y Y Yes<br />

Norway Y16 N Y Y Y Y Y Y<br />

DIS = special provisions for persons with disabilities,<br />

VET = access to veterinary surgeons, animal ambulances,<br />

POI = access to poison control centres, CG = coast guard,<br />

MOU = help in mountain, FOR = forest fires,<br />

INF = general information concerning emergency situations<br />

PHA = pharmacies,<br />

31/03/2006 13 Version 5.0


3.3 Carrier aspects.<br />

Position Paper – Psap expert working group<br />

A specific issue of emergency calls in a network is the roaming issue. Normally, all roaming<br />

conditions will apply if one is abroad and dials 112 on the GSM, this principle is known as<br />

roaming.<br />

But in some member states, is has been arranged that there will be one telecom operator that<br />

has to receive and relay all incoming emergency calls, this is not so much an issue of roaming<br />

but merely of selecting a certain carrier.<br />

This is best described by an example: in The Netherlands, KPN is assigned as the carrier of<br />

all 112 messages. That will mean that all other operators have to forward their incoming 112<br />

calls to the KPN network. Via the KPN network, the 112 messages are forwarded to the<br />

PSAP.<br />

The reason for this is<br />

• Span of control. It is easier to upgrade the functionality of 112 if there is only one<br />

telecom operator to do business with regarding to 112.<br />

• Next to this, this is a situation that has emerged from the past, when there was only<br />

one telecom operator.<br />

• Partnership. KPN has a partnership on 112 with the Ministry of Interior of The<br />

Netherlands, it is a form of public-private partnership in which KPN has committed<br />

itself to assume part of the overall responsibility for 112 as well, as far as it will<br />

concern the network of 112, not the PSAP’s and emergency service operation itself.<br />

The latter item has proven to achieve the best possible Level of Service for 112<br />

telecommunication in The Netherlands.<br />

31/03/2006 14 Version 5.0


Chapter 4 - Performance indicators.<br />

Position Paper – Psap expert working group<br />

This addresses the time that is needed for the different steps in handling 112 calls.<br />

There were four questions asked to the above-mentioned PSAP’s.<br />

1. Is there a performance indicator for the time it may take for an emergency call to<br />

reach the PSAP when initiated from the handheld GSM?<br />

2. Is there a performance indicator for the time in which an emergency call has to be<br />

relayed from the PSAP to the appropriate emergency service?<br />

3. Is there a performance indicator for the time in which an emergency unit has to be<br />

dispatcheda after the reception of the emergency call at the emergency service?<br />

4. Do we, as PSAP’s, know how many calls are simply “lost” before they reach the<br />

PSAP?<br />

Question 1 was considered to be a typical network operator issue, PSAP’s do not know this,<br />

nor has this been defined.<br />

The UK PSAP, operated by BT, has a target of answering 95% of 112/999 calls within 5<br />

seconds of the call reaching the PSAP switch (see figure 1).<br />

The Finnish PSAP has no answer on this. The Dutch PSAP has not set a performance<br />

indicator for this either, but when connected to the network, 112 calls have priority over all<br />

other calls.<br />

There will always be some network set-up time within GSM after the send button has been<br />

pushed. No figures are known to the PSAP’s on this.<br />

31/03/2006 15 Version 5.0


Qustions 1, 2 and 3 could be best captured in a matrix:<br />

Q1.<br />

Performance indicator for the time it<br />

may take for an emergency call to reach<br />

the PSAP when initiated from the<br />

handheld GSM.<br />

Netherlands. • 90% of incoming<br />

calls have to be<br />

answered within<br />

10 seconds.<br />

• Calls have to be<br />

evaluated and<br />

forwarded to 2 nd<br />

stage PSAP’s<br />

within:<br />

� 20 seconds for<br />

fixed network<br />

calls.<br />

� 30 seconds for<br />

mobile calls.<br />

• 2 nd stage PSAP’s<br />

have to answer<br />

90% of calls from<br />

1 st stage PSAP’s<br />

within 10<br />

seconds.<br />

UK • 95% of incoming<br />

calls have to be<br />

answered within<br />

5 seconds;<br />

average is about 1<br />

second.<br />

• PSAP to 2 Nd<br />

Stage PSAP: 90%<br />

of the calls have<br />

to be forwarded<br />

within 10<br />

seconds.<br />

typically, this is 7<br />

seconds.<br />

• Ambulance<br />

Q2.<br />

Position Paper – Psap expert working group<br />

Performance<br />

indicator for the time<br />

in which an<br />

emergency unit has to<br />

be dispatched after te<br />

reception of the<br />

emergency call at the<br />

emergency service.<br />

• Dispatch<br />

within 90<br />

seconds after<br />

call<br />

reception.<br />

• Dispatch<br />

performance<br />

time<br />

dependent on<br />

the urgency.<br />

Q3<br />

Performance indicator of<br />

the time within which to<br />

arrive at the scene (this<br />

was included in anwer 2)<br />

• Urban area: 10<br />

minutes.<br />

• Rural/suburban<br />

area: 15 minutes..<br />

In the UK, this is<br />

risk/safety related:<br />

• Area I, High risk:<br />

target is: within<br />

15 minutes in<br />

80% of all cases.<br />

For large urban<br />

areas like London<br />

this is 10<br />

minutes.<br />

• Area II, Lower<br />

risk: target is:<br />

within 1 hr in<br />

90% of all cases.<br />

31/03/2006 16 Version 5.0


services are<br />

moving towards<br />

the target of<br />

anwering 95% of<br />

incoming calls<br />

within 5 seconds,<br />

police to answer<br />

90% within 10<br />

seconds.<br />

• This is targeted<br />

but not achieved<br />

yet.<br />

Finland • Incoming call has<br />

to be answered<br />

within 10 secs<br />

• Average is about<br />

8 seconds.<br />

• Risk evaluation<br />

and dispatch to<br />

emergency<br />

service within 90<br />

seconds.<br />

Position Paper – Psap expert working group<br />

• Dispatch<br />

within 1<br />

minute after<br />

reception of<br />

call at<br />

emergency<br />

room.<br />

(This is a very<br />

recent national<br />

standard).<br />

• Area III: Lowest<br />

risk: to be<br />

attended later.<br />

• Area IV: can be<br />

handled<br />

otherwise, like by<br />

phone etc.<br />

• In Finland, three<br />

areas have been<br />

defined, not<br />

geographically<br />

but risk related:<br />

1. Area I (high risk<br />

like chemical<br />

plants): within 6<br />

minutes.<br />

2. Area II (middle<br />

risk): within 10<br />

minutes.<br />

3. Area III (low<br />

risk): within 20<br />

minutes.<br />

These performance indicators can be positioned on a timebar, providing an EU average<br />

overview on the performance of call and incident handling at the EU PSAPs and the<br />

emergency services.<br />

The time bar on the next page represents the existing situation, without the MSD.<br />

Note that this includes the 2 nd dispatching which occurs in countries where there is no<br />

immediate dispatch or where the 2 nd dispatch is dependent on an assessment made on the spot<br />

by an authorised emergency officer.<br />

It also includes the time of the occurrence of an accident. The reporting time is the time at<br />

which an accident is reported but there is no indication of the time elapsed between the actual<br />

occurrence of an accident and its reporting time.<br />

31/03/2006 17 Version 5.0


Accident<br />

occurance<br />

time<br />

before<br />

detection<br />

and<br />

reporting.<br />

Range:<br />

Days –<br />

hours -<br />

minutes<br />

Set<br />

up<br />

call,<br />

5<br />

sec<br />

s<br />

Position Paper – Psap expert working group<br />

3,5 minutes window message setup, reception and evaluation at<br />

PSAP, forwarding to emergency rooms and dispatching.<br />

Tran<br />

smis<br />

sion<br />

time<br />

4<br />

secs<br />

.<br />

Arriving<br />

at<br />

PSAP<br />

Answer<br />

ing 5 –<br />

10 secs<br />

Averag<br />

= 7<br />

secs.<br />

Evaluation and<br />

forwarding to 2nd<br />

stage PSAPs/<br />

control room.<br />

10 -90 secs<br />

2nd<br />

stage<br />

Psap/<br />

control<br />

room<br />

answer<br />

90% of<br />

incomin<br />

g calls<br />

within<br />

10 secs<br />

Dispatch<br />

time.<br />

60 – 90<br />

secs<br />

Solution without MSD<br />

31/03/2006 18 Version 5.0<br />

Arriving at the<br />

scene<br />

6 – 15 minutes,<br />

1st assesment<br />

control<br />

room<br />

answer<br />

90% of<br />

incomin<br />

g calls<br />

within<br />

10 secs<br />

1st assesment on the spot<br />

Dispatch<br />

time.<br />

60 – 90<br />

secs<br />

Arriving at the<br />

scene<br />

6 – 15 minutes,<br />

1st assesment<br />

2nd dispatching after assessment,<br />

Time starts counting again.


Accident occurance<br />

time before detection<br />

and reporting.<br />

Range:<br />

Days – hours - minutes<br />

Setup<br />

call,<br />

5<br />

secs<br />

Trans<br />

missio<br />

n time<br />

4 secs.<br />

Position Paper – Psap expert working group<br />

Arriving at<br />

PSAP<br />

Answering<br />

5 – 10<br />

secs<br />

Averag =<br />

7 secs.<br />

Evaluation<br />

and<br />

forwarding<br />

to 2nd<br />

stage<br />

PSAPs/<br />

control<br />

room.<br />

10 secs<br />

2nd stage<br />

Psap/control<br />

room<br />

answer<br />

90% of<br />

incoming<br />

calls within<br />

10 secs<br />

Solution with proper MSD,<br />

up to 17 minutes of saving time,<br />

or even more if the elimination of<br />

accident occurance time is<br />

counted as well.<br />

31/03/2006 19 Version 5.0<br />

Dispatch time.<br />

60 – 90 secs<br />

Dispatch time.<br />

60 – 90 secs<br />

Arriving at the scene<br />

6 – 15 minutes,<br />

1st assesment<br />

Simultaneous dispatching<br />

Arriving at the scene<br />

6 – 15 minutes,<br />

1st assesment


Position Paper – Psap expert working group<br />

The time bar on the previous page shows the potential of the MSD. Not only for dispatching<br />

but also for the yellow box of Evaluation and forwarding to 2 nd stage PSAP/control room.<br />

Here is a timeframe listed of 10 to 90 seconds. The target for eCall should be set on 10<br />

seconds and is achievable because the major time consumption here is the determination of<br />

the location by voice, which is often cumbersome. Note that the 2 nd dispatching now has been<br />

moved in parallel to the 1 st dispatching, making it simultaneous dispatching. This has been<br />

enabled by the MSD as this will offer the operator sufficient data to justify the decision for<br />

simultaneous dispatching.<br />

The accident reporting time can be brought back now to practical zero as well, because the<br />

MSD is generated virtually real time (only some loss of setup time), meaning that there will<br />

be no uncertainty on the occurrence time.<br />

Occurrence time and reporting time are initiated almost at the same moment.<br />

The importance of gaining time is reflected in the diagram below.<br />

minutes<br />

31/03/2006 20 Version 5.0


Chapter 5 Open issues.<br />

5.1 Location accuracy.<br />

CGALIES looked in detail to parameters on location accuracy:<br />

5.1.1 Location databases.<br />

Position Paper – Psap expert working group<br />

Location databases for use on 112 calls would typically be those customer records maintained<br />

by fixed network operators of the line renter and the installation address of the line, or for<br />

mobile networks it would be the so-called Gateway Mobile Location Centres (GMLCs or<br />

MLCs) which can dynamically establish a caller’s current location.<br />

Access by PSAPs to name and address information for fixed calls and location information<br />

for mobiles is permitted for all 112 calls by a secure, restricted method. Accuracy of the<br />

information is critical and for fixed lines at least should be more than 99%. Accuracy for<br />

mobile location is more complex.<br />

112 databases and sources of location information need to be available 24 hours, every day<br />

and kept accurate in line with common digital maps/databases in use in the geo-political area.<br />

A map reference must be given in a format that when passed-on and used on another location<br />

display system, it actually will give the right physical position in a street/rural area.<br />

Handset location information and owning network needs to be provided for all mobile<br />

numbers.<br />

The number of 112 databases should be minimised. Each network will have its own database<br />

but access to the information by PSAPs could be made simpler if for example fixed networks<br />

can send their information to a common 112 database, as is done for Directory Services.<br />

The transfer of all information into and out of the databases or Mobile Location Centres need<br />

to be with agreed data formats and protocols. The need for some standardisation was<br />

recognised.<br />

Some countries, for example Norway, Sweden and the UK, already have such protocols and it<br />

would be helpful for PSAP suppliers if the number of such protocols and formats was<br />

minimised and was based on a well-known protocol such as TCP/IP.<br />

Finally, it was noted that such databases could usefully include extra fields to cover<br />

information on medical conditions or fire hazards.<br />

31/03/2006 21 Version 5.0


5.1.2 Location accuracy EU.<br />

Position Paper – Psap expert working group<br />

The CGALIES EU questionnaire 3 , mentioned before, also addressed the need to identify<br />

common parameters for location accuracy.<br />

The requirements obtained through the questionnaire are summarised in the following table.<br />

Caller can<br />

provide general<br />

information<br />

Caller cannot<br />

provide any<br />

information<br />

Indoor Urban Suburban Rural Highway<br />

10 - 50 m<br />

10 - 50 m<br />

10 - 50 m<br />

10 - 50 m<br />

30 - 100 m<br />

10 - 100 m<br />

50 - 100 m<br />

10 - 100 m<br />

Figure 2. Location table from the CGALIES EU questionnaire.<br />

The caller's position mentioned above must be available within 30 seconds of call initiation.<br />

In addition to this accurate positioning information, emergency services indicate that it can be<br />

useful for an emergency centre to receive as quickly as possible a first rough estimate of the<br />

caller's location (and to receive later the accurate positioning information mentioned above).<br />

According to the responses to the questionnaire, the required accuracy for this initial<br />

positioning information is generally situated between 200 and 300 m (for all environments).<br />

This initial position should be available approximately 7 seconds after the call is initiated.<br />

Emergency services also indicate that the availability of location information could be used<br />

not only to determine the caller's location but to recognise that several calls are for the same<br />

incident too ("Call cluster"). The associated accuracy requirements are approximately 150 m<br />

in urban environment and 500 m in suburban and rural environments.<br />

In such a case, location information must be available before the call is handled, that is to say<br />

a few seconds after the initiation of the call.<br />

3 Questionnaire on the Requirements of National Civil Protection Authorities Regarding the Location of Callers in Emergency<br />

Situations (Enhanced 112), sent by The European Commission DG Environment, Directorate C, nucleair and civil protection on<br />

21 December 2000.<br />

31/03/2006 22 Version 5.0<br />

Crossroads<br />

20 - 100 m<br />

10 - 100 m


5.1.3 Location accuracy US. (FCC rules).<br />

Position Paper – Psap expert working group<br />

In the US, the need to enhance emergency call services, in particular for calls originating<br />

from mobile phones, was recognised in the mid 1990’s under the threat of legal action.<br />

The result was a mandate of the Federal Communications Commission (FCC) which was<br />

adopted in 1996. The mandate requires operators to determine and forward the location<br />

of callers in an emergency.<br />

The implementation of the mandate by operators met severe difficulties. As a<br />

consequence, the mandate needed to be revisited and was amended several times.<br />

The present mandate foresees the introduction of a location capability in mobile<br />

communications systems in two steps:<br />

• Phase I: wireless carriers have to deliver the telephone number and the location of the<br />

base station or cell site together with its radius of service in meters to the designated<br />

Public Safety Answering Point (PSAP).<br />

• Phase II: is depending on the technology used: the use of handset-based technology<br />

requires 50 m accuracy for 67% of calls, and 150 m for 95% of calls; the use of<br />

network-based technology requires 100 m accuracy for 67% of calls, and 300 m for<br />

95% of calls.<br />

Phase II should be implemented by October 2001. The process of implementing FCC<br />

rules was considerably slowed down by wavering the requirements of the FCC.<br />

5.2. EU approach.<br />

CGALIES took duly note of the legislative approach in the USA and the problems this caused<br />

on acceptation by the telecom operators. Therefore, in the European Union, the European<br />

Commission decided to pursue a more consensus driven approach. This approach was<br />

reflected in the Communication 4 on e-112 and was documented:<br />

“For every emergency call made to the European emergency call number 112, public<br />

telephone network operators should, initiated by the network, forward (push) to public safety<br />

answering points the best information available as to the location of the caller, to the extent<br />

technically feasible. For the intermediate period up to the conclusion of the review as<br />

referred to in point 13 below, it is acceptable that operators make available location<br />

information on request only (pull)”.<br />

4 COMMISSION RECOMMENDATION of 25/07/2003 on the processing of caller location information in electronic<br />

communication networks for the purpose of location-enhanced emergency call services<br />

31/03/2006 23 Version 5.0


5.3. Need for 1 meter accuracy.<br />

Position Paper – Psap expert working group<br />

In CGALIES, the issue of location accuracy was debated very in-depth. Ultimately, the need<br />

for the emergency services will be 1-meter accuracy, as expressed by the PSAP’s, but it was<br />

considered and acknowledged, that this was unrealistic to achieve by either GSM<br />

location capabilities and/or GPS location capabilities as these exist today. Nevertheless,<br />

the stakeholders involved in CGALIES: telecom operators and PSAP’s, realised that there<br />

will be some kind of a migration path towards more accurate location information in the near<br />

future.<br />

GPS performance has improved drastically over the past few years since the USA DOD<br />

abandoned the SA principle (Selective Availability). Nowadays, the USA is executing an<br />

update on GPS overall, leading to more accurate location data. In the EU, Galileo is expected<br />

to become operational as off 2008, adding 30 satellites and in combination with GPS, more<br />

accurate location data will become available, even under difficult circumstances like within<br />

building, in an urban canyon and under a leaf canopy. Combined GSM/GPS/Galileo<br />

functionality in handsets will be the next topic, creating hybrid solutions for location finding<br />

and determination; the EMILY project is on this.<br />

The need for 1-meter accuracy can be best depicted by examples:<br />

• First of all, it will be needed for accurate route guidance to the scene of the incident<br />

via the fastest possible route; the Golden Hour principle counts here!<br />

• 1 meter is needed to distinguish exactly the lane where the incident occurred; again,<br />

this is related to proper route guidance and fastest time of arrival.<br />

• This applies also if there is a ditch or a canal, 1 meter will give the proper distinction<br />

on what side of the ditch or canal the incident occurred.<br />

• This applies to canyon and gorges in mountainous areas also.<br />

• In rough and inaccessible terrain, it can be very difficult to locate an incident, even<br />

within 10 or 50 meters.<br />

• A car can simply vanish into the shrub, a few years ago there was an example on<br />

London’s M25 orbital ring road. A car was detected only after 5 weeks!<br />

• Another example is from the USA, a car remained undetected for a week; the driver<br />

freed himself from the wreckage by cutting off his own thumb.<br />

• A mountaineer in the US fell into a gorge and got trapped. He cut of his own arm<br />

with a pocket-knife and was rescued eventually.<br />

• A car can get submersed without leaving a trace; the water plants floating on the<br />

surface can render a car totally invisible from the shore.<br />

But all and all, there can be no reason why this should not be applied if it will become<br />

possible in terms or technological feasibility and costs.<br />

Another upcoming feature may be the connection between the PSAP and traffic control<br />

centres. Ideas exist to decouple the location information and vehicle info without the VIN<br />

number from the incoming eCall and send this directly to the appropriate traffic control centre<br />

within the framework of incident management.<br />

31/03/2006 24 Version 5.0


Position Paper – Psap expert working group<br />

An accurate position will enable the traffic control centre to take immediately the required<br />

measurements, for instance, crossing off the lane where the accident is located.<br />

The core group of PSAP’s agree to consolidate on what is possible today but express their<br />

need for more accurate positioning down to the best possible achievable eventually. This will<br />

be pursued along a path of further technological developments in cooperation and discussion<br />

with the industry.<br />

During a demonstration of the SCORE (Service of Coordinated Operational Emergency &<br />

Rescue, using EGNOS) project on March 3 at the Civil Protection Authority in Lissabon,<br />

Portugal, it was demonstrated that an accuracy of 3 meters, both outdoors and indoors is<br />

already possible, using adapted GSM phones. This demonstration from a Galileo Joint<br />

Undertaking project marked the next step in emergency service operation location accuracy.<br />

5.4. Status of e-call and MSD.<br />

border<br />

Call with FSD<br />

MSD: Minimum set of data<br />

FSD: Full set of data<br />

To other Countries<br />

Call Center<br />

SP<br />

Call 1-1-2 + MSD<br />

Information<br />

request<br />

1-1-2<br />

Mobil<br />

PSAP<br />

Call Center<br />

SP<br />

Information<br />

request<br />

Controle<br />

room<br />

Figure 3. e-call architecture consolidated.<br />

Fire-fighter<br />

Police<br />

Ambulance<br />

Figure 3 represents the e-call architecture as this has been accepted fully.<br />

Emergency<br />

services<br />

31/03/2006 25 Version 5.0


Position Paper – Psap expert working group<br />

The PSAP’s would like to stress that they stick to this architecture as has been defined<br />

withing e-Merge and e-safety/e-call. An emergency call, either triggered by sensors or<br />

manually, will initiate a 112 call directly to the appropriate PSAP, together with the MSD<br />

data message.<br />

Next, a call is made to the SP, together with the FSD.<br />

Both MSD and FSD contain a unique identifier; this identifier will guarantee that either a<br />

PSAP or an emergency service operator can contact the SP or, in case of a foreign car, the SP<br />

in the country where the car is registered to mutually exchange information.<br />

The unique identifier will also guarantee that the privacy of persons involved in the accident<br />

is protected in the best possible manner.<br />

Recently, rumours are circulating to abandon this unique identifier, for reasons unknown to<br />

the author of this document.<br />

Again, the EU PSAPs stress the importance of the unique identifier and maintain this as a 1 st<br />

priority, non-negotiable PSAP requirement.<br />

The EU PSAPs would like to state that they agree to consolidate the MSD as it has been<br />

agreed and as it is right now; this for reasons to enable the swift take-up and implementation<br />

of e-call.<br />

The PSAP’s in The Netherlands and in Finland are well underway to implement full-<br />

functional e-call in their systems. The rollout of e-call should not be hindered by new<br />

discussion about the contents of either the MSD or the FSD.<br />

31/03/2006 26 Version 5.0


5.5. Minimum Set of Data<br />

Position Paper – Psap expert working group<br />

This paragraph describes the MSD that must be sent from the vehicle in case of an emergency<br />

call to the most appropriate PSAP. This data is to be sent from the vehicle via the Telecom<br />

operator using different data transmission ways to the PSAP. The information elements in the<br />

MSD have been selected on the basis of their relevance in an emergency rescue situation.<br />

The following information elements are of interest in an emergency situation. These<br />

information elements are specified in the component part of the eCallMsg Abstract Syntax<br />

Notation according to the GST RESCUE protocol stack definition.<br />

The field “parameter” of the component part of the eCallMsg defines the information<br />

elements described in the table on the next pages.<br />

A minimum set of data has already been defined some year ago in the Emerge project. This<br />

was the first time ever that emergency stakeholders from the EU member states defined a<br />

common minimum set to be sent to the PSAPs.<br />

This first set was derived from the specified functional requirements of the PSAPs that had<br />

been described within Emerge as well.<br />

This first Minimum set of Data was not reflecting completely the requirements from the<br />

PSAPs, it was a first effort to allow all parties involved to get a foot on the ladder and to test<br />

it, taking into account technical and telecom feasibility and costs.<br />

5.5.1. GST Rescue MSD.<br />

The MSD as further developed now in GST RESCUE does not reflect the full list of<br />

requirements of the PSAPs either.<br />

The EU PSAPs have taken the position to consolidate the MSD as it has been defined within<br />

GST RESCUE for the sake of a speedy implementation of eCall. However, they maintain<br />

their full list of data requirements to be inserted in further development trajectories of the<br />

MSD that certainly will occur.<br />

At the moment, the content of the MSD has been defined as follows (according to the latest<br />

information from Ertico):<br />

31/03/2006 27 Version 5.0


Information Element Description<br />

EntityType<br />

CLI<br />

GPS Position Latitude<br />

GPS Position Longitude<br />

Unit 5<br />

Not Applicable<br />

Position Paper – Psap expert working group<br />

Description Type of the Entity : Car, Test_Car, EA, Test_EA...<br />

Source ASN.1 type IA5string<br />

Source ASN.1 range<br />

or defined values<br />

SIZE (1) ENUMERATED<br />

car(0), public vehicle<br />

truck(1), truck<br />

publicTransport(2), Public transport<br />

ev(3), Emergency vehicle<br />

psap1(4), Public safety answering point<br />

ea(5), Emergency service<br />

pS(6), Private Service<br />

car_test(7), simulated crash<br />

ea_test(8), simulated Emergency service<br />

..., extensible<br />

Length upper bound 6 1Character<br />

Unit Not Applicable<br />

Description Phone Number without the beginning “+” character (E164 address)<br />

Source ASN.1 type IA5string<br />

Source ASN.1 range<br />

or defined values<br />

Length upper bound 16 Characters<br />

Unit milliarcseconds<br />

(SIZE (2..15)) (FROM ("0".."9"|".")<br />

Description WGS84 7 - accuracy 0.03 meter<br />

Source ASN.1 type INTEGER<br />

Source ASN.1 range<br />

or defined values<br />

Length upper bound 4 Bytes<br />

-324,000,000..324,000,000<br />

Unit milliarcseconds<br />

Description WGS84 - accuracy 0.03 meter<br />

Source ASN.1 type INTEGER<br />

Source ASN.1 range<br />

or defined values<br />

Length upper bound 4 Bytes<br />

-648,000,000..648,000,000<br />

5 As it is used by ASN.1<br />

6 The actual length will be calculated dynamically by ASN.1<br />

7 Encoding taken from GTP Specifications<br />

31/03/2006 28 Version 5.0


Information Element Description<br />

Direction of travel<br />

(heading versus)<br />

Triggers activated<br />

VIN number<br />

Vehicle Make<br />

Vehicle Model<br />

Unit degrees / 15<br />

Position Paper – Psap expert working group<br />

Description Average of latest 3 GPS positions, accuracy 15 degrees<br />

Source ASN.1 type INTEGER<br />

Source ASN.1 range<br />

or defined values<br />

0..360<br />

Length upper bound 1 Byte<br />

Unit Not Applicable<br />

Description Number of triggers activated<br />

Source ASN.1 type INTEGER<br />

Source ASN.1 range<br />

or defined values<br />

0..31<br />

Length upper bound 1 Byte<br />

Unit Not Applicable<br />

Description Vehicle Identification Number<br />

Source ASN.1 type IA5string<br />

Source ASN.1 range<br />

or defined values<br />

Length upper bound 20 Bytes<br />

Unit Not Applicable<br />

SIZE (20) (FROM ("0".."9"|"A".."Z"))<br />

Description Vehicle Manufacturer<br />

Source ASN.1 type IA5string<br />

Source ASN.1 range<br />

or defined values<br />

Length upper bound 12 Bytes<br />

Unit Not Applicable<br />

(SIZE (12)) (FROM ("A".."Z"))<br />

Description Vehicle Model Descriptor<br />

Source ASN.1 type IA5string<br />

Source ASN.1 range<br />

or defined values<br />

Length upper bound 12 Bytes<br />

Vehicle Colour Unit Not Applicable<br />

(SIZE (12)) (FROM ("A".."Z")) OPTIONAL<br />

31/03/2006 29 Version 5.0


Information Element Description<br />

Which triggers are<br />

activated<br />

Timestamp<br />

Service Provider toll free<br />

number (optional)<br />

Service Provider IP<br />

Address (optional)<br />

User Country Code<br />

Description Colour of the vehicle<br />

Source ASN.1 type IA5string<br />

Source ASN.1 range<br />

or defined values<br />

Length upper bound 12 Bytes<br />

Unit Not Applicable<br />

Position Paper – Psap expert working group<br />

(SIZE (12)) (FROM ("A".."Z")) OPTIONAL<br />

Description Which sensors have reached threshold value and activated its trigger<br />

Source ASN.1 type SEQUENCE<br />

Source ASN.1 range<br />

or defined values<br />

Length upper bound 18 Bytes<br />

Unit Seconds<br />

Description<br />

SIZE (0..6) OF TriggerType<br />

ENUMERATED{<br />

fc1(0), -- Front crash sensor 1<br />

fc2(1), -- Front crash sensor 2<br />

rc(2), -- Rear crash sensor<br />

sc(3), -- Side crash sensor<br />

srs(4), -- Airbag sensor<br />

ke(5), -- Kinetic energy absorbed by the impacted vehicle<br />

... – extensible<br />

Source ASN.1 type INTEGER<br />

Source ASN.1 range<br />

or defined values<br />

Length upper bound 4 Bytes<br />

Timestamp of incident event, UTC time. Seconds since 1970. (This<br />

means that this data type is valid until approximately year 2100)<br />

0.. 4294967295<br />

Unit Not Applicable<br />

Description<br />

Source ASN.1 type IA5String<br />

Source ASN.1 range<br />

or defined values<br />

Length upper bound 16 Bytes<br />

Unit Not Applicable<br />

Description<br />

Source ASN.1 type SEQUENCE<br />

Source ASN.1 range<br />

or defined values<br />

Length upper bound 12 Bytes<br />

Unit Not Applicable<br />

Phone Number of the Service Provider (if the driver is a subscriber)<br />

without the beginning “+” character, for language assistance services<br />

(SIZE(2..15)) (FROM ("0".."9")) OPTIONAL<br />

Service Provider IP Address to allows the PSAP1 to request Additional<br />

Data from the Service Provider itself<br />

SIZE(4) OF INTEGER (0..999)) OPTIONAL<br />

31/03/2006 30 Version 5.0


Information Element Description<br />

(optional)<br />

Position Paper – Psap expert working group<br />

Description 2 letter country code of the vehicle base on ISO-3166<br />

Source ASN.1 type IA5String<br />

Source ASN.1 range<br />

or defined values<br />

Length upper bound 2 Bytes<br />

(SIZE (2)) (“A”..”Z”) OPTIONAL<br />

Table 1 – Minimum Set of Data – Information Elements Definition<br />

Abbreviated trigger Full trigger name<br />

FC1 Front crash sensor 1<br />

FC2 Front crash sensor 2<br />

RC Rear crash sensor<br />

SC Side crash sensor<br />

SRS Airbag sensor<br />

KE Kinetic energy absorbed by the impacted vehicle<br />

Table 2 – Different triggers Definition<br />

31/03/2006 31 Version 5.0


The PSAPs and<br />

emergency dispatch<br />

rooms want to receive<br />

the information<br />

onscreen and translated<br />

into comprehensible<br />

data, basically as<br />

depicted here.<br />

The PSAPs do not need<br />

nor want to receive raw<br />

data that have to be run<br />

through some kind of<br />

application to present comprehensible information.<br />

Position Paper – Psap expert working group<br />

This also means that the information has to be in fixed and standardized formats e.g.:<br />

• Speed in km/h or MpH.<br />

• Deceleration and acceleration in g.<br />

• Date in dd-mm-yyyy.<br />

• Time in hh:mm:ss<br />

• Tilting in degrees.<br />

• Temperature in Celsius.<br />

This information will be provided in essence by the in-car sensors. Sensors will provide raw<br />

data that will have to be processed into fixed formats according to the function of the sensor.<br />

This processing may be performed in the sensor itself, the sensor output will be in the desired<br />

format.<br />

The processing may be performed in some kind of other in-car module like the on–board<br />

computer, an airbag module, an ADR or the eCall module itself.<br />

More and more this information will available and can be integrated in the MSD to be sent to<br />

the PSAPs to enhance emergency service operation and the Golden Hour principle.<br />

31/03/2006 32 Version 5.0


6. References<br />

Position Paper – Psap expert working group<br />

1 Directive 2002/22/EC of the European parliament and of the council of 7 March<br />

2202.<br />

2 CGALIES final report, February 2002.<br />

3 Questionnaire on the Requirements of National Civil Protection Authorities<br />

Regarding the Location of Callers in Emergency Situations (Enhanced 112), sent<br />

by The European Commission DG Environment, Directorate C, nucleair and civil<br />

protection on 21 December 2000.<br />

4 COMMISSION RECOMMENDATION of 25/07/2003 on the processing of<br />

caller location information in electronic communication networks for the purpose<br />

of location-enhanced emergency call services.<br />

5 Minimum set of data –Message structure 140905 V1.0 GST-Rescue.<br />

6 EUROPEAN COMMISSION, DIRECTORATE-GENERAL ENVIRONMENT,<br />

Directorate B - Environmental quality of Natural resources, ENV.B4 – Civil<br />

protection and Environmental accidents. State of implementation of the single<br />

European emergency call number 112, 18 October 2001.<br />

31/03/2006 33 Version 5.0


Recommendations for the introduction of<br />

the pan-European eCall<br />

Appendix 9<br />

Clarification Paper EG1 - eCall<br />

Performance Criteria


Clarification Paper<br />

EG1- eCall Performance Criteria<br />

Draft V14<br />

11 April 2006<br />

Authors<br />

Yann Bouler (Renault) – YB<br />

Emilio Davila-Gonzalez (EC) – EDG<br />

Chris Frencken (Navteq) – CF<br />

Alfred R. Krappel (Motorola) – AK<br />

Rasmus Lindholm (<strong>eSafety</strong> <strong>Support</strong>) – RL<br />

Jan Malenstein (KLPD) – JM<br />

Lennart Strandberg (Autoliv) – LS


Table of contents<br />

CHAPTER 1 - INTRODUCTION.................................................................................................... 1<br />

1.1 OBJECTIVES .................................................................................................................................. 1<br />

1.2 ECALL SYSTEM OVERVIEW ......................................................................................................... 1<br />

1.3 DOMAINS ....................................................................................................................................... 1<br />

1.4 IDENTIFIED STAKEHOLDERS ........................................................................................................ 3<br />

CHAPTER 2 - ECALL PERFORMANCE CRITERIA................................................................. 4<br />

2.1 END2END PERFORMANCE CRITERIA............................................................................................ 4<br />

2.2 VEHICLE........................................................................................................................................ 6<br />

2.3 IN-VEHICLE SYSTEM (IVS).......................................................................................................... 6<br />

2.4 IVS2MNO ..................................................................................................................................... 7<br />

2.5 MOBILE NETWORK OPERATOR................................................................................................... 7<br />

2.6 MNO2PSAP.................................................................................................................................. 7<br />

2.7 PUBLIC SERVICE ANSWERING POINT.......................................................................................... 8<br />

CHAPTER 3 - CONCLUSION....................................................................................................... 10<br />

CHAPTER 4 - REFERENCES....................................................................................................... 11


Chapter 1 - Introduction<br />

1.1 Objectives<br />

Clarification Paper – EG1 Performance Criteria<br />

The objective of this clarification paper is to define the minimum performance criteria for the<br />

automotive eCall in such a way that a minimum of 5% of road fatalities can be saved per year in EU-<br />

25 and reduce in average the severity by 15% per year could be accomplished, while keeping the costs<br />

for the different stakeholders across the eCall service chain to a minimum.<br />

1.2 eCall System Overview<br />

The in-vehicle eCall is an emergency call generated either manually by vehicle occupants or<br />

automatically via activation of in-vehicle sensors. The eCall trigger is transmitted over the vehiclespecific<br />

bus (CAN, MOST or other) to the in-vehicle system. The in-vehicle system aggregates the<br />

MSD as specified and agreed by the eCall stakeholders (based on MoU). When activated, the invehicle<br />

eCall system will establish a 112-voice connection directly with the relevant PSAP (Public<br />

Service Answering Point), this being either a public or a private eCall centre operating under the<br />

regulation and/or authorization of a public body. At the same time, a minimum set of data (MSD) will<br />

be sent to the eCall operator receiving the voice call see Figure 1.<br />

1.3 Domains<br />

Figure 1: eCall System Overview<br />

The Pan-European in-vehicle emergency call eCall involves a number of different stakeholders all<br />

with separate responsibilities and tasks, which even overlap. In order to provide a clear understanding<br />

of the different aspects of the eCall chain six different domains have been identified see Figure 2. A<br />

more detailed description of the six domains and the link between them can be found below.<br />

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Clarification Paper – EG1 Performance Criteria<br />

Figure 2: The 6 domains of the eCall service chain<br />

Vehicle: The vehicle domain is detecting an accident, either manually (by the driver or passenger<br />

pushing the eCall button) or automatically through the deployment of the eCall triggers, which is<br />

typically based on more than one sensor input. The deployment information is then sent to the invehicle<br />

system (IVS). The vehicle domain is also responsible for delivering all the required<br />

information to the IVS that is part of the Minimum Set of Data (such as e.g. the VIN number).<br />

IVS: The IVS consists of four parts (GNSS device, Network Access Device (NAD), Processor and<br />

HMI) all with separate responsibilities. The IVS “bundles” all information related to the eCall, i.e.<br />

triggering of eCall (automatic/manual), location, direction of travel etc. into the MSD. This block of<br />

information is then sent out through the NAD together with the established voice connection to the<br />

PSAP.<br />

IVS2MNO: The IVS2MNO interface relates to the transfer of eCall voice and MSD from the NAD<br />

within the IVS to the MNOs core network, which means that the focus here is only the transmission.<br />

Issues like communication channel, bearer, transport protocol and specifications of the network will be<br />

the focus. 1<br />

1 GSME Position Paper on eCall, GSM Europe, 18 November 2005<br />

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Clarification Paper – EG1 Performance Criteria<br />

MNO: The focus within this domain is mainly on how the transport of MSD and voice should be done<br />

through the network using the GSM network available today. Issues like SIM/USIM in the NAD,<br />

standards and network upgrades, integration efforts, possible network infrastructures re-dimension and<br />

possible new network support are all issues related to the Mobile Network Operator. 2<br />

MNO2PSAP: This domain is the interface between the MNO and PSAP. Due to the large potential<br />

number of eCall systems across the EU, the large number of telecom operators and the structure of<br />

PSAP it is important that the transmission of both voice and MSD is done in a standardised way. 2<br />

PSAP: When both voice and MSD are delivered to the PSAP “door” the PSAP domain focuses on<br />

getting both voice and MSD to the same PSAP operator. The operator will then handle the eCall in an<br />

appropriate way that meets the operational procedures for PSAPs.<br />

1.4 Identified stakeholders<br />

The table below describes the different stakeholders involved in the 6 different domains.<br />

Domain Responsible Stakeholder<br />

Vehicle Vehicle Manufacturers<br />

In-Vehicle System Vehicle Manufacturers<br />

Mobile device manufactures<br />

GNSS receiver manufactures<br />

Vehicle Manufacturers<br />

In-Vehicle System Suppliers<br />

Airbag control-unit Manufacturers<br />

PSAP<br />

Vehicle Manufacturers<br />

In-Vehicle System Suppliers<br />

Mobile Device Manufacturers<br />

Mobile Network Operators<br />

PSAP<br />

GNSS receiver manufactures<br />

IVS 2 MNO Vehicle Manufacturers<br />

In-Vehicle System Suppliers<br />

Mobile Network Operators Mobile Network Operators<br />

Vehicle Manufactures<br />

Mobile Device Manufacturers<br />

Mobile Network Operator Mobile Network Operator Mobile Network Operator<br />

Member States<br />

MNO 2 PSAP Mobile Network Operator PSAP<br />

PSAP<br />

Mobile network operators<br />

Fixed Network Operators<br />

PSAP equipment suppliers<br />

PSAP PSAP PSAP equipment suppliers<br />

PSAP operators<br />

Member States<br />

GIS suppliers<br />

2 GSME Position Paper on eCall, GSM Europe, 18 November 2005<br />

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Clarification Paper – EG1 Performance Criteria<br />

Chapter 2 - eCall Performance Criteria<br />

The Performance criteria outlined in this chapter are linked to the different domains within the eCall<br />

service chain. Before going into the details of the individual domain performance criteria, overall<br />

end2end performance criteria are defined so that the target of reducing fatalities by 5% and server<br />

injuries by 15% per year in EU-25 can be achieved.<br />

2.1 End2end performance criteria<br />

Availability [%]<br />

The availability of the system, i.e. the number of eCalls that are successfully placed when needed<br />

(automatic triggering) or wanted (manual triggering) can be derived from previous studies that shows<br />

that up to 2500 people can be saved per year through the pan-European eCall service 3 Other studies<br />

such as the recent study made in Finland showed that 5% of all fatalities could be reduced if all cars<br />

had an eCall service 4 .<br />

Taking into account that availability depends on a number of factors like network availability, crash<br />

proofness of the system, accurate crash sensor deployment, etc. the overall availability targets has to<br />

follow technical and economical improvements over time which will result in the following<br />

performance criteria for the eCall service: 5<br />

� By 2010 – 90% of all activated and sent eCalls should successfully 6 reach the PSAP<br />

� By 2015 – 95% of all activated and sent eCalls should successfully* reach the PSAP<br />

� By 2020 – 98% of all activated and sent eCalls should successfully* reach the PSAP<br />

Precise location [m]<br />

The location of a vehicle involved in an accident is an important factor for the PSAP operator when<br />

dispatching the emergency service vehicles to the scene of the accident. The target for satellite<br />

location data precision is as a minimum in all environments:<br />

� ≤ 50 meters (in 50% of all cases) 7<br />

� ≤ 150 meters (in 95% of all cases)<br />

3<br />

COM(2005) 431 final – 14.09.2005<br />

4<br />

Impacts of an automatic emergency call system on accident consequences. Ministry of Transport and<br />

Communications, Finland. AINO publications 14/2005, ISBN 952-201-966-6.<br />

5<br />

Revision clause is added with the objective to evaluate the overall performance criteria in 2014 for 2015<br />

6<br />

Successful means that, at a minimum, the MSD has to be transmitted and the acknowledgement received<br />

7 This is measured against the standard WGS84<br />

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Clarification Paper – EG1 Performance Criteria<br />

Timing [s]<br />

The figure below represents the overall performance criteria for the timing split in the different<br />

domains related to the eCall service. As the figure shows T0 and T1 still needs to be defined but the<br />

performance criteria for T0 and T1 in relation to time is that time from when the accident accurse to<br />

the eCall has been initiated (T0+T1) must not exceed 20 seconds.<br />

The overall performance criteria related to timing for the whole eCall service must not exceed<br />

34 seconds.<br />

05/05/2006 5 Version 13


2.2 Vehicle<br />

Clarification Paper – EG1 Performance Criteria<br />

eCall is building on the enhanced single pan-European emergency call E112, which is already a<br />

European service promoted and regulated by the European Commission. This also means that the<br />

E112 is the back-up solution if the IVS fails to make an eCall. The differences between E112 and<br />

eCall is the MSD and the fact that eCall can be automatically triggered.<br />

The vehicle manufacturers for each vehicle type must define trigger levels for automatic activation<br />

individually. Standardized threshold levels cannot be defined due to the different mechanical<br />

structures of road vehicles.<br />

2.3 In-Vehicle System (IVS)<br />

Location<br />

Location data must be available when a crash occurs, i.e. it must not happen that the unit has to run<br />

through a warm or even a cold start procedure – this is because a pearl chain has to be stored in the<br />

eCall system to calculate the direction of travel (the heading information from GNSS is not adequate)<br />

and acquire the fix after the crash typically takes too much time.<br />

MSD bundling<br />

The bundling of the MSD is done by the IVS.<br />

HMI<br />

The HMI of the IVS has to inform the driver, if the eCall system on board is not properly functioning.<br />

Triggering / cancellation criteria<br />

The Strategy for the automatic triggering of eCall must be set up so that it is as safe and robust as<br />

possible in order to prevent false eCalls. Associating the automatic triggering with a reliable control<br />

unit, which is fully tested could minimise the potential false automatic eCalls.<br />

A strategy for the manual triggering must be developed for each vehicle specific human machine<br />

interface so that eCall will not be triggered accidentally. Different scenarios examples have been<br />

thought of such as; holding the eCall bottom down for three seconds to trigger the eCall or push it<br />

twice within 5 seconds. Manual trigger strategy must be defined individually by the vehicle<br />

manufacturers for each vehicle type in such a way that unintended activation is unlikely.<br />

Timing<br />

The time between crash detection by a sensor or by pressing the eCall button and the call initiation<br />

should not exceed 20 seconds. The NAD is responsible for the call initiation. An acknowledgement<br />

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Clarification Paper – EG1 Performance Criteria<br />

from the PSAP to the IVS that the MSD has successfully been transmitted has to be presented to the<br />

driver and stored by the IVS.<br />

The recommended performance criteria in relation to timing are:<br />

� Crash signal distribution time T0 [time from airbag detonation (i.e. time of crash output signal<br />

generation) to reception at the eCall system] - XXX seconds. TDB, by the vehicle<br />

manufacturers<br />

� Bundling of the MSD within XXX seconds.<br />

� Acknowledgement time XXX seconds. (PSAP sending an acknowledgement to the IVS that<br />

the PSAP has received the MSD)<br />

2.4 IVS2MNO<br />

Time<br />

The recommended performance criteria in relation to timing are:<br />

� Call initiation time T1 XXX seconds. [Time from crash signal reception until the NAD<br />

successfully* registers on the network and initiates a E112 call (�)]<br />

*To be clarified: scan for strongest channel time [time it takes the mobile phone to scan for the<br />

strongest channel].<br />

2.5 Mobile Network Operator<br />

eCall is a pan-European system which is building on 112 and E112, which means that full roaming<br />

capabilities should be provided. Regarding the back-up solution if eCall fails the Mobile Network<br />

operators should still provide the cellular location based on the best effort principle. This also means<br />

that the Mobile Network Operators should treat eCall as an E112 call with the same priority through<br />

their core network and add the MSD to the E112 call.<br />

2.6 MNO2PSAP<br />

Time<br />

The recommended performance criteria in relation to timing are:<br />

� Voice call transmission time T21 < 4 Seconds. [Time it takes for the voice call to reach the<br />

PSAP]<br />

� MSD transmission time T31 < 4 Seconds. [Time it take to transfer the MSD to the PSAP]<br />

Since the MSD transmission technologies are voice-based, i.e. transmitted as part of the voice channel,<br />

the voice call and MSD transmission time are assumed to be identical (even if this might not be a<br />

100% correct statement theoretically).<br />

05/05/2006 7 Version 13


2.7 Public Service Answering Point<br />

Clarification Paper – EG1 Performance Criteria<br />

Map accuracy<br />

In the case of an emergency call, one critical phase of the process is to be able to locate precisely on a<br />

map the position of the caller from GNSS coordinates pairs (one or several) and to derive an address<br />

which can be sent to emergency services.<br />

The target for the map accuracy is 15m – measured against WGS84.<br />

The E-MERGE project recommends that the vehicle send it’s last 3 GPS positions (See Emerge final<br />

report: Direction of travel derived from the last three GPS positions with 30 meters interval, which<br />

also has been adopted by the DG eCall. 8<br />

The performance criteria for the mapping accuracy are:<br />

� Road geometry<br />

o Completeness of the road geometry down to the lowest local level: a road is present or<br />

not in the DB; and<br />

o Accuracy of the road geometry: the geometry is precise to 15 meters.<br />

� Road naming<br />

o In Artery category 1 to 4: 99.9% must have a name;<br />

o In Artery category 5: 97% must have a name; and<br />

o Accuracy of the road naming: each road name must be the correct.<br />

Operational procedure<br />

The Operational procedures related to the PSAP operator when receiving an emergency call differ<br />

from Member State to Member State with respect to the performance indicators that are expressed in<br />

time. These performance indicators do have however one common denominator: in all Member States<br />

they are laid down in lawgiving regulations.<br />

But overall the operational procedure is the same:<br />

• Answering incoming emergency calls<br />

• Evaluation of incoming calls<br />

• Forwarding to 2 nd stage PSAP or emergency control room<br />

• Answering of incoming emergency calls from the 112 centre by the 2 nd<br />

stage PSAP or emergency control room<br />

• Dispatching of emergency unit<br />

• Time to arrive on the location of the emergency<br />

8 GTP, Encoding Specification, 21 March 2003, Version 1.0 (22.17 and 22.18)).<br />

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Clarification Paper – EG1 Performance Criteria<br />

The different sequential stages are governed by the performance indicators. A matrix of these<br />

indicators of 3 different Member States is captured in the Position Paper produced by the sub-working<br />

group PSAP eCall requirements. 9<br />

These stages are based on vast experience and best practice. The difference in the time criteria is<br />

mainly dependent on the task description of the PSAP. Some member states assign full evaluation of<br />

the incoming 112 calls before forwarding them further, while in other member states the time that the<br />

message lives at the 112 centre has to be as short as possible, the focus here on time rather than on<br />

evaluation.<br />

Time<br />

The recommended performance criteria in relation to timing are:<br />

� Voice call PSAP reaction time T22


Chapter 3 - Conclusion<br />

Clarification Paper – EG1 Performance Criteria<br />

The availability of eCall, i.e. the number of eCalls that are successfully placed when needed<br />

(automatic triggering) or wanted (manual triggering) are recommended by the EG.1 sub-working<br />

group to be that:<br />

� By 2010 – 90% of all activated and sent eCalls should successfully 11 reach the PSAP<br />

� By 2015 – 95% of all activated and sent eCalls should successfully* reach the PSAP<br />

� By 2020 – 98% of all activated and sent eCalls should successfully* reach the PSAP<br />

The recommendations EG.1 group is that the maximum time from an accident occurs to the PSAP<br />

operator visualizes the MSD and answers the emergency call should not exceed 34 Seconds.<br />

Since eCall is building on the Enhanced single pan-European emergency call number E112 it is<br />

recommended that eCall should be given the same priority through the mobile network with full<br />

roaming capability but also reliability as E112.<br />

The precision of the GNSS positioning within the MSD for an eCall is recommended to be as a<br />

minimum in all environments;<br />

� ≤ 50 meters (in 50% of all cases) 12<br />

� ≤ 150 meters (in 95% of all cases)<br />

It is recommended that the performance criteria for the digital map implemented at the PSAPs have a<br />

accuracy with a minimum of 15 meters – measured against WGS84.<br />

11 Successful means that, at a minimum, the MSD has to be transmitted and the acknowledgement received<br />

12 This is measured against the standard WGS84<br />

05/05/2006 10 Version 13


Chapter 4 - References<br />

Clarification Paper – EG1 Performance Criteria<br />

� 3GPP TR 22.967 V1.1.0<br />

� MSD definition 10102005 v1.5.doc<br />

� PSAP requirements – document by Jan Malenstein<br />

� Emergency call – accident profile and power back-up need discussion paper; document by the<br />

joint Renault/PSA accident LAB<br />

� AirBag deployment strategy (Autoliv presentation)<br />

� MSD description (s)<br />

� CGALIES final report<br />

� EC 2 nd <strong>eSafety</strong> Communication: Bringing eCall to the citizen<br />

� Finish study on safety impacts of eCall<br />

05/05/2006 11 Version 13


Recommendations for the introduction of<br />

the pan-European eCall<br />

Appendix 10<br />

The full functional specifications of the<br />

In-Vehicle system from ACEA


Draft<br />

European e-Call functional<br />

specifications<br />

In Vehicle System<br />

Version 1.1<br />

Working Document<br />

Author :<br />

Vehicle Functionality Working Group (ECIV)<br />

(Chair Dr. W. Reinhardt, ACEA)


Version 1.0<br />

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European e-Call<br />

vehicle functional specifications<br />

DOCUMENT CONTROL SHEET<br />

Version History<br />

Date Version Main author Summary of changes<br />

01/11/05 0.05 Dr. Form Creation<br />

03/11/05 0.051 Dr. Form Add contributions paragraph 2.2 and 3.4.1<br />

08/11/05 0.6 ECIV Processed document in ECIV-Meeting 8/11/05<br />

13/12/05 0.7 ECIV Processed document in ECIV-Meeting 13/12/05<br />

04/01/06 0.8 Dr. Form Editorial comments from ECIV members included<br />

07/02/06 0.9 ECIV Processed document in ECIV Meeting 7/2/06<br />

03/03/06 1.0 Dr. Form Editorial comments<br />

05/04/06 1.1 ECIV Processed documents in ECIV Meeting 5/4/06<br />

In Vehicle Functionality Working Group (ECIV) Page 2/14


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vehicle functional specifications<br />

TABLE OF CONTENTS<br />

1 GLOSSARY (TO BE REVIEWED LATER) .............................................................................................. 4<br />

2 SYSTEM OVERVIEW .................................................................................................................................. 5<br />

2.1 HIGH LEVEL FUNCTIONAL REQUIREMENTS............................................................................................... 5<br />

2.2 IN-VEHICLE FUNCTIONAL REQUIREMENTS: .............................................................................................. 5<br />

2.2.1 Phone based solution:...................................................................................................................... 5<br />

2.2.2 Embedded solution: ......................................................................................................................... 5<br />

2.3 INTERFACES .............................................................................................................................................. 6<br />

3 FUNCTIONAL SPECIFICATION ............................................................................................................... 7<br />

3.1 USER-INTERFACE ELEMENTS ................................................................................................................... 7<br />

3.2 ARMING AND DISARMING........................................................................................................................... 8<br />

3.3 MANUAL ACTIVATION STATE CHARTS........................................................................................................ 8<br />

3.4 AUTOMATIC ACTIVATION STATE CHARTS ................................................................................................ 10<br />

3.4.1 State charts .................................................................................................................................... 10<br />

3.4.2 Triggers ......................................................................................................................................... 11<br />

3.4.3 Call Back functionality .................................................................................................................. 11<br />

3.5 LOCALIZATION ......................................................................................................................................... 11<br />

3.5.1 Location accuracy (according to US E911) .................................................................................. 11<br />

3.5.2 Direction of travel.......................................................................................................................... 11<br />

3.5.3 Confidence on Location accuracy ................................................................................................. 11<br />

3.6 TIMING ..................................................................................................................................................... 12<br />

3.7 PERFORMANCE CRITERIA OF THE IN-VEHICLE SYSTEM (IVS)............................................................... 12<br />

3.8 MINIMUM SET OF DATA (MSD)............................................................................................................... 13<br />

4 ANNEX ......................................................................................................................................................... 14<br />

4.1 CORRESPONDING DOCUMENTS .............................................................................................................. 14<br />

4.2 VEHICLE IDENTIFIKATION NUMBER PASSENGER CAR (VIN).................................................................. 14<br />

In Vehicle Functionality Working Group (ECIV) Page 3/14


1 Glossary (to be reviewed later)<br />

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vehicle functional specifications<br />

API: Application Programming Interface<br />

+BAT: Permanent voltage from vehicle’s battery (e.g. 12 or 24V)<br />

GPS: Global Positioning System<br />

GPRS: General Packet Radio Services<br />

GSM: Global System for Mobile communications<br />

HMI: Human Machine Interface<br />

IVS: In Vehicle System. This is expected to be a module working either:<br />

- as a stand-alone solution for e-call (to be completed with<br />

connection, interfaces and antennas),<br />

- or as a system to provide necessary information to a customer’s<br />

mobile phone,<br />

- or as an add-on on existing on-board electronic device.<br />

MSD: Minimum Set of Data,<br />

MS: Member State (European)<br />

PSAP: Public Safety Answering Point<br />

SP Identifier: Private Service Provider Coordinate, if any.<br />

UMTS: Universal Mobile Telecommunication Service<br />

NAD: Network Access Device (e.g. a GSM or UMTS module)<br />

MNO: Mobile Network Operator<br />

GNSS: Global Navigation Satellite System<br />

In Vehicle Functionality Working Group (ECIV) Page 4/14


2 System overview<br />

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vehicle functional specifications<br />

The objective of implementing the in-vehicle emergency call system (eCall) is to automate the<br />

notification of a traffic accident, wherever in the European Union, with the same technical<br />

standards and the same Quality of Services objectives by using the Mobile Telecommunication<br />

network (e.g. GSM) and the European preassigned emergency destination address (e.g. 112).<br />

2.1 High level Functional Requirements<br />

The high level functional requirements of the in-vehicle system are as follows:<br />

• In the event of an accident the eCall system must automatically determine whether or not to<br />

trigger an eCall.<br />

• An eCall must be able to be triggered manually.<br />

• Upon triggering an eCall the eCall system must try to send a Minimum Set of Data (MSD) to<br />

any given mobile network operator (MNO) with the European preassigned destination<br />

address 112.<br />

• The eCall system must also try to establish a voice connection between the vehicle and that<br />

preassigned destination address (e.g. a public safety answering point (PSAP) with 112)<br />

'Actors': eCall 'system'<br />

eCall user<br />

Mobile and Telecommunication network operator<br />

PSAP<br />

2.2 In-Vehicle Functional Requirements:<br />

The in-vehicle system unit is either an embedded unit with an integrated network access device<br />

(NAD, e.g. a GSM module) or a phone based solution, consisting of a standardized interface<br />

and a cellular phone. The interface could be Bluetooth or a standardized cable connection.<br />

2.2.1 Phone based solution:<br />

• IVS must be able to establish a data connection with customer's mobile phone.<br />

• IVS must relay information regarding the connection (mobile phone – vehicle) to the user<br />

(e.g. driver).<br />

• IVS must detect when an 'eCall trigger' has been initiated after a severe accident.<br />

• IVS must transmit via the connection the vehicle ID and other vehicle specific MSD content to<br />

customer's mobile phone. The voice connection must be established by the mobile phone to<br />

the PSAP.<br />

´Actors: Vehicle<br />

Mobile Phone (must provide position with the required accuracy<br />

and must put together the MSD, in addition location information<br />

can be provided by the vehicle)<br />

2.2.2 Embedded solution:<br />

• IVS must detect when an 'eCall trigger' has been initiated.<br />

• IVS must initiate eCall voice connection with mobile network operator (MNO).<br />

• IVS must send the MSD to MNO.<br />

In Vehicle Functionality Working Group (ECIV) Page 5/14


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vehicle functional specifications<br />

• a call back voice connection has to be initiated between IVS and PSAP in case of a<br />

disconnected eCall.<br />

Actors: Vehicle<br />

eCall User<br />

Telecom Network<br />

2.3 Interfaces<br />

Below the two vehicle interface configurations are described.<br />

Example for phone based configuration:<br />

Vehicle-Interface In-Vehicle-System<br />

User-Interface<br />

� Crash-Data<br />

� Power<br />

Embedded configuration:<br />

Vehicle-Interface<br />

� Crash-Data<br />

� Power Supply<br />

In-Vehicle-System<br />

Bluetooth-HFP<br />

Bluetooth<br />

e.g. GSM<br />

GNSS NAD<br />

opt.<br />

SIM-<br />

Card*<br />

Voice<br />

(* use of eCall system without<br />

a SIM-Card must be possible)<br />

Figure 1: Example for phone based and embedded configuration.<br />

Voice<br />

+ part of MSD<br />

MSD<br />

User-Interface<br />

In Vehicle Functionality Working Group (ECIV) Page 6/14<br />

112<br />

112<br />

(opt.)<br />

(opt.)<br />

Design<br />

to be<br />

defined<br />

Design<br />

to be<br />

defined<br />

Voice<br />

MSD


3 Functional Specification<br />

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vehicle functional specifications<br />

The In Vehicle system must fulfil the specific OEM automotive requirements.<br />

3.1 User-Interface Elements<br />

The eCall system consists at least of the following elements:<br />

1. 112-button (SOS)<br />

This button starts and ends the manual emergency call. The manual call<br />

will only be started when the button is pushed for at least 2 seconds.<br />

A call will be aborted or ended immediately when pushing the button for at least 1 second<br />

during a call or the initiating of a manual or automatic call.<br />

By starting a call, an acoustic feedback (beep for 0.5 sec) will be played.<br />

By ending/aborting a call an acoustic feedback (2 beeps in 0.5 sec) will be played<br />

The call must be given the highest priority.<br />

2. System status indication with colour status light or alphanumerical display. The following<br />

status should be indicated (Implementation according to individual vehicle manufacturer<br />

HMI philosophy):<br />

– that no mobile phone is connected to the eCall system,<br />

– if the Bluetooth connection is being in progress,<br />

– the eCall system is powered ON and ready to make calls,<br />

– a call is being connected or in progress,<br />

– that the eCall system may not be functioning properly,<br />

all colours to be discussed of dimming and blending character.<br />

Any installation should comply with the European Statement of Principles on HMI (ESOP/HMI,<br />

when agreed among the stakeholders).<br />

In Vehicle Functionality Working Group (ECIV) Page 7/14


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Figure 2: Example Human Machine Interface for phone based Bluetooth solution<br />

3.2 Arming and disarming<br />

The system is armed when ignition is ON, and disarmed when ignition is OFF.<br />

If an e-Call is ongoing while ignition is being switched to OFF that call must not be terminated<br />

automatically. The system will then disarm after the e-Call was terminated by the user or the<br />

PSAP.<br />

3.3 Manual activation state charts<br />

Manual triggering via a SOS button inside the vehicle pushed by the driver or passenger<br />

In Vehicle Functionality Working Group (ECIV) Page 8/14


EU_eCall<br />

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vehicle functional specifications<br />

m sc Manual_activation_BT page 1 of 1<br />

Driver IVS Bluetooth_Mobile_Phone MNO<br />

Press SOS Button<br />

Manually_pressed_SOS_button<br />

Aggregate minim um set of data<br />

(Vehicle part: Control, Vehi cl e ID,<br />

Service Provider)<br />

Bluetooth M obile Phone is paired with IVS and registered with M NO.<br />

Initiate_eCall<br />

BT_ready_for_eCall<br />

Send_MSD<br />

Initiate_BT_Handsfree_Voice_Call<br />

ACK_Send_MSD<br />

Initiate_eCall<br />

Aggregate minim um set of data<br />

(phone and vehicle part)<br />

(Phone part: T ime Stam p,<br />

Location)<br />

Active voice call between driver/passenger and PSAP<br />

Hangup_eCall_Voice_Call<br />

Figure 3: State chart for phone based solution and manual activation.<br />

EU_eCall<br />

1<br />

Send_MSD_to_PSAP<br />

Setup_eCall_Voice_Call<br />

ACK_Send_MSD_to_PSAP<br />

ACK_eCall_Voice_Call<br />

Hangup_eCall_Voice_Call<br />

Send_MSD_to_PSAP<br />

Setup_eCall_Voice_Call<br />

ACK_Send_MSD_to_PSAP<br />

ACK_eCall_Voice_Call<br />

Hangup_eCall_Voice_Call<br />

msc Manual_activation_ES page 1 of 1<br />

Driver IVS MNO<br />

Press SOS Button<br />

Manually_pressed_SOS_button<br />

Aggregate minimum set of data.<br />

Initiate eCall.<br />

Active voice call between driver/passenger and PSAP<br />

IVS is registered with MNO.<br />

Send_MSD<br />

Initiate_Voice_Call<br />

ACK_Send_MSD<br />

Hangup_eCall_Voice_Call<br />

Figure 4: State chart for embedded solution and manual activation.<br />

Send_MSD_to_PSAP<br />

Setup_eCall_Voice_Call<br />

ACK_Send_MSD_to_PSAP<br />

ACK_eCall_Voice_Call<br />

Hangup_eCall_Voice_Call<br />

In Vehicle Functionality Working Group (ECIV) Page 9/14


3.4 Automatic activation state charts<br />

3.4.1 State charts<br />

EU_eCall<br />

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vehicle functional specifications<br />

m sc Autom atic_activation_BT page 1 of 1<br />

Driver IVS Bluetooth_Mobile_Phone MNO<br />

Crash_detected<br />

Aggregate m inimum set of data<br />

(Vehicle part : Control, Vehicle ID,<br />

Service Provider)<br />

Bluetooth M obile Phone is paired with IVS and registered with M NO.<br />

Initiate_eCall<br />

BT_ready_for_eCall<br />

Send_MSD<br />

Initiate_BT_Handsfree_Voice_Call<br />

ACK_Send_MSD<br />

Initiate_eCall<br />

Aggregate m inim um set of data<br />

(phone and vehicle part)<br />

(Phone part: T im e Stam p,<br />

Location)<br />

Active voice call between driver/passenger and PSAP<br />

Hangup_eCall_Voice_Call<br />

Figure 5: State chart for phone based solution and automatic activation.<br />

EU_eCall<br />

In Vehicle Functionality Working Group (ECIV) Page 10/14<br />

1<br />

Send_MSD_to_PSAP<br />

Setup_eCall_Voice_Call<br />

ACK_Send_MSD_to_PSAP<br />

ACK_eCall_Voice_Call<br />

Hangup_eCall_Voice_Call<br />

S end_MSD _to_P SA P<br />

S etup_eC all _Voi ce_C all<br />

A CK _Send_MS D_t o_PS AP<br />

A CK _eCal l_V oic e_Cal l<br />

Hangup_eCal l_V oic e_Cal l<br />

msc Automatic_activation_ES page 1 of 1<br />

Driver IVS MNO<br />

Crash_detected<br />

Aggregate minimum set of data.<br />

Initiate eCall.<br />

Active voice call between driver/passenger and PSAP<br />

IVS is registered with MNO.<br />

Send_MSD<br />

Initiate_Voice_Call<br />

ACK_Send_MSD<br />

Hangup_eCall_Voice_Call<br />

Figure 6: State chart for embedded solution and automatic activation.<br />

Send_MSD_to_PSAP<br />

Setup_eCall_Voice_Call<br />

ACK_Send_MSD_to_PSAP<br />

ACK_eCall_Voice_Call<br />

Hangup_eCall_Voice_Call


3.4.2 Triggers<br />

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vehicle functional specifications<br />

Automatic triggering generated by a "crash signal", created in the airbag control module and/or a<br />

combination of other sensor data (e.g. gyro, radar, axle load, speed). The car and truck<br />

manufacturers are responsible for the determination of the "crash signal".<br />

The „crash signal“ can be:<br />

- airbag deployment<br />

- other crash information status (� a severe accident has happened), e.g. created in the airbag<br />

control module without deployment of an airbag (e.g. rear crash), in responsibility of the<br />

manufacturer of the specific vehicle.<br />

3.4.3 Call Back functionality<br />

In Case of a SIM-less eCall the IVS must try to re-establish an interrupted call unless the<br />

preassigned destination address (e.g. PSAP) has terminated the call intentionally or the user has<br />

pressed the 112-button for more than 1s (see 3.1).<br />

3.5 Localization<br />

Reference point is vehicle geometric vehicle centre.<br />

3.5.1 Location accuracy (according to US E911)<br />

+-150m 95% of the time<br />

+-50m 67% of the time<br />

90% confidence for both<br />

3.5.2 Direction of travel<br />

Direction of travel to be calculated from the last 3 valid positions.<br />

3.5.3 Confidence on Location accuracy<br />

If the position can not be calculated with the required accuracy (e.g. in a tunnel) the system<br />

should indicate this with the confidence bit in the MSD.<br />

In Vehicle Functionality Working Group (ECIV) Page 11/14


3.6 Timing<br />

Figure 7 : Timing for automatic activation.<br />

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vehicle functional specifications<br />

< 20s<br />

T1 – time until IVS first attempts<br />

to initiate an eCall into the mobile<br />

network<br />

3.7 Performance Criteria of the In-Vehicle System (IVS)<br />

The objectives of this statement are to provide the performance criteria of the in-vehicle system of the<br />

overall eCall System.<br />

An accident is either detected automatically by crash sensors or other sensors or manually activated by<br />

the driver or passengers. This eCall trigger is transmitted over the car-specific bus (CAN, MOST or others)<br />

to the in-vehicle system. The in-vehicle system aggregates the MSD as specified by ACEA. The IVS is<br />

responsible to deliver parts of the MSD to an embedded mobile phone or via Bluetooth to a paired mobile<br />

phone and to handle all aspects of an eCall such as call initiation, audio management, HMI, MSD<br />

aggregation and preparation.<br />

The HMI of the IVS has to inform the driver, if the e-Call system on board is not properly functioning.<br />

GNSS minimum accuracy as defined by CGALIES, i.e. < 50m for urban and < 150 m for rural or motorway<br />

scenarios.<br />

Timing constraints: The time between crash detection by a sensor or by pressing the eCall button and the<br />

first call attempt (T1) should not exceed 20 seconds. For the call initiation the NAD (Network Access<br />

Device) is responsible. The NAD could be a part of a mobile phone or embedded in the IVS itself. An<br />

acknowledge message from the NAD for the successful transmission of the MSD has to be monitored and<br />

stored by the IVS.<br />

A SIM-less solution is required. False calls should not be a problem, because through the vehicle<br />

identification number (VIN) as part of the MSD a call initiator can be identified. Additionally, the network<br />

operator can deliver the IMEI-Number, which is a unique identifier for the NAD hardware.<br />

Because of the high implementation and maintenance costs no backup batteries will be required.<br />

No certification of the IVS is necessary. The current certification requirements for all the electric/electronic<br />

devices in the vehicles are sufficient.<br />

In Vehicle Functionality Working Group (ECIV) Page 12/14


3.8 Minimum Set of Data (MSD)<br />

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vehicle functional specifications<br />

The minimum Set of Data (MSD) shall be transmitted by the Network Access Device according<br />

to ETSI ??? (provided by ETSI 3GPP MSG).<br />

Byte<br />

Byte<br />

1<br />

1<br />

Byte<br />

Byte<br />

2<br />

2<br />

Byte<br />

Byte<br />

3<br />

3<br />

Figure 8 : MSD Frame format.<br />

Byte<br />

No.<br />

Name Size Type Unit Description<br />

1 Control 1 Byte Integer M Bit 7: 1 = Automatic activation<br />

Bit 6: 1 = Manual activation<br />

Bit 5: 1 = Test Call<br />

Bit 4: 1 = No Confidence in position<br />

Bit 3:<br />

Bit 2:<br />

Bit 1:<br />

Bit 0:<br />

2 Vehicle<br />

identification<br />

20 Bytes String M VIN number according ISO 3779<br />

3 Time stamp 4 Bytes Integer UTC sec M Timestamp of incident event<br />

4 Location 4 Bytes Integer milliarcsec M GNSS Position Latitude (WGS84)<br />

4 Bytes Integer milliarcsec M GNSS Position Longitude (WGS84)<br />

1 Byte Integer Degree M Direction of Travel<br />

5 Service<br />

Provider<br />

4 Bytes Integer IPV4 O Service Provider IP Address<br />

6 Optional Data 106 Bytes String tbd O Further data encoded in XML Format<br />

Sum: 140 Bytes<br />

M – Mandatory data field<br />

O – Optional data field (default blank characters)<br />

Figure 9: MSD-Format field.<br />

Byte<br />

Byte<br />

4<br />

4<br />

Bit 7 Bit 6 Bit 5 Bit 4 Bit 3 Bit 2 Bit 1 Bit 0<br />

Byte<br />

Byte<br />

137<br />

137<br />

Byte<br />

Byte<br />

138<br />

138<br />

Byte<br />

Byte<br />

139<br />

139<br />

Byte<br />

Byte<br />

140<br />

140<br />

In Vehicle Functionality Working Group (ECIV) Page 13/14<br />

t


4 Annex<br />

4.1 Corresponding documents<br />

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vehicle functional specifications<br />

Reference to Extended Bluetooth Hands-free-Profile<br />

Reference to ETSI eCall standard to be provided by ETSI 3GPP MSG<br />

Reference to ISO 3779 / SAE J272<br />

4.2 Vehicle Identifikation Number Passenger Car (VIN)<br />

(according to ISO 3779 and SAE J272)<br />

Example DaimlerChrysler:<br />

Verwendung/Applications: USA/Kanada mit/with Code 494/460<br />

Andere Länder mit/other countries with Code 986 |-------+------------------+------------------------------------------<br />

-----------------------|<br />

| W | 1. – 3. | WMI – World Manufactuerer Identifier |<br />

| D | digit | of the manufacturer DaimlerChrysler AG, |<br />

| D | | Stuttgart |<br />

|-------+------------------+-----------------------------------------------------------------|<br />

| A |4. digit |Line: siehe Blatt 3 / see sheet 3 |<br />

| | | |<br />

|-------+------------------+-----------------------------------------------------------------|<br />

| J |5. digit | he 4. character of type designation encoded: see sheet 3 |<br />

| | | |<br />

|-------+------------------+-----------------------------------------------------------------|<br />

| 7 |6. – 7. | (e.g. 199.378) |<br />

| 8 |digit |The last two characters of Mercedes-Benz type designation |<br />

|-------+------------------+-----------------------------------------------------------------|<br />

| X |8. digit |<br />

| | | 3) |<br />

| | |Restraint system code (see sheet 3) |<br />

|-------+------------------+-----------------------------------------------------------------|<br />

| 2 |9. digit | check digit |<br />

|-------+------------------+-----------------------------------------------------------------|<br />

| 3 |10. digit | model year code |<br />

| | | see sheet 4) |<br />

| | | |<br />

|-------+------------------+-----------------------------------------------------------------|<br />

| M |11. digit | production plant (siehe Seite 5 / see sheet 5)|<br />

|-------+------------------+-----------------------------------------------------------------|<br />

| 1 |12.-17. | Fortlaufende, aufsteigende 6-stellige Zählnummer (identisch mit |<br />

| 2 |digit | der |<br />

| 3 | | 12. – 17. Stelle der “EG-Fahrgestellnummer) |<br />

| 4 | |sequential number, rising from 000001 to 999999 |<br />

| 5 | | |<br />

| 6 | | |<br />

In Vehicle Functionality Working Group (ECIV) Page 14/14


Recommendations for the introduction of<br />

the pan-European eCall<br />

Appendix 11<br />

High level requirements for the<br />

in-vehicle system by DG eCall<br />

sub-working group EG.2 (suppliers<br />

perspective)


Clarification Paper – EG.2<br />

High level requirements for<br />

a eCall in-vehicle system<br />

Supplier perspective<br />

Version 1.0<br />

Author(s)<br />

Lennart Strandberg (Autoliv)<br />

Magnus Haraldsson (Autoliv)<br />

Alfred Krappel (Motorola)<br />

Gian Maria Timossi (Magneti Marelli)<br />

Jean-Baptiste Pinchon (Sagem)<br />

Olivier Beaujard (Wavecom)


Table of content<br />

CHAPTER 1 - INTRODUCTION 1<br />

1.1 WORKING PRINCIPLES FOR EG.2 1<br />

1.2 OBJECTIVES 1<br />

1.3 EG.2 MEMBERS 1<br />

1.4 STAKEHOLDERS CONCERNED 2<br />

CHAPTER 2 - EXECUTIVE SUMMARY 3<br />

CHAPTER 3 - SECTOR DESCRIPTION 5<br />

3.1 INTRODUCTION 5<br />

3.2 OPEN ISSUES 6<br />

CHAPTER 4 - EMBEDDED VS. NOMADIC 7<br />

4.1 NOMADIC DEVICE 7<br />

4.2 EMBEDDED DEVICE 9<br />

CHAPTER 5 - SIM / NO SIM SOLUTION 10<br />

5.1 WITH SIM 10<br />

5.2 WITHOUT SIM 11<br />

CHAPTER 6 - COST ESTIMATIONS FOR IVS, EMBEDDED VS. NOMADIC. 12<br />

6.1 FUNCTIONAL DIFFERENCES BETWEEN EMBEDDED VS. NOMADIC. 12<br />

6.2 COST ESTIMATION 13<br />

CHAPTER 7 - AUTOMATIC ECALL TRIGGER 14<br />

7.1 AUTOMATIC ECALL TRIGGER 14<br />

7.2 ABBREVIATED INJURY SCALE (AIS) 14<br />

7.3 CRASH TYPE AND SEVERITY 15<br />

7.4 USING PROTECTION (AIRBAG) DEPLOYMENT AS A TRIGGER FOR ECALL 15<br />

7.5 MAIS VS PROTECTION TRIGGERING 16<br />

7.6 CRITERIA FOR ECALL TRIGGER 18<br />

7.6.1 FRONT, REAR AND SIDE IMPACT 18<br />

7.6.2 ROLLOVER SEVERITY ESTIMATION 19


7.7 ECALL TRIGGER CONCLUSION 19<br />

CHAPTER 8 - IVS FUNCTIONAL REQUIREMENTS, ECALL GENERATOR. 20<br />

8.1 INTRODUCTION IN VEHICLE SYSTEM REQUIREMENTS 20<br />

8.2 IN VEHICLE SYSTEM ARCHITECTURE (PRINCIPLE EXAMPLE) 20<br />

8.3 BACK-UP POWER MECHANISM 21<br />

8.4 SIM CARD 21<br />

8.5 LOCALIZATION ACCURACY 21<br />

8.6 NAD REQUIREMENTS (GSM FUNCTION FOR EMBEDDED DEVICE) 21<br />

8.7 VEHICLE INTERFACES: 22<br />

8.7.1 AUTOMATIC ECALL TRIGGER INTERFACE 22<br />

8.7.2 MANUAL ECALL TRIGGER INTERFACE 22<br />

8.7.3 AUDIO INTERFACES (MIC, SPEAKER) 22<br />

8.8 AUTOMOTIVE REQUIREMENTS: 22<br />

CHAPTER 9 - TRANSPORT PROTOCOL/BEARER 23<br />

9.1 INTRODUCTION 23<br />

9.2 PROTOCOL 23<br />

9.3 DATA BEARER 23<br />

9.4 CONCLUSIONS 23<br />

CHAPTER 10 - CONCLUSION 24<br />

CHAPTER 11 - REFERENCES 25


Chapter 1 - Introduction<br />

1.1 Working principles for EG.2<br />

Clarification Paper – sub-working group EG.2<br />

The approach for establish the EG.2 Clarification Paper has been that all EG.2 members has<br />

been asked to give input to the paper, Autoliv has then compiled the inputs into the document.<br />

The work has been done via e-mail and telephones conferences, no face to face work shop has<br />

taken place.<br />

This document shall be used as a input to the in vehicle system eCall specification.<br />

1.2 Objectives<br />

1. To define if an ECall generator system must necessarily be composed by in-vehicle<br />

mounted devices, or if at list some components could be Nomadic Devices<br />

a. Cons. and Pros. Embedded vs. Nomadic<br />

b. Cost estimations for IVS, embedded vs nomadic.<br />

c. Create block diagram for both systems.<br />

2. Fact finder study on requirements for the In-Vehicle System and a nomadic device<br />

based on the results from “PSAP.1” and EG1<br />

3. Define the high level functional spec. for a in-vehicle system and/or a nomadic devise<br />

as the eCall generator<br />

1.3 EG.2 members<br />

Autoliv Electronics:<br />

Motorola:<br />

Lennart Strandberg, lennart.strandberg@autoliv.com<br />

Magnus Haraldsson, magnus.haraldsson@autoliv.com<br />

Alfred Krappel, alfred.krappel@motorola.com<br />

Magneti Marelli:<br />

SonyEricsson:<br />

Sagem:<br />

Siemens:<br />

Gian Maria Timossi, gianmaria.timossi@mmarelli-se.com<br />

Darren Stratton, darren.stratton@sonyericsson.com<br />

Stefan Gudmundsson, stefan.gudmundsson@sonyericsson.com<br />

Jean-Baptiste Pinchon, jean-baptiste.pinchon@sagem.com<br />

Andreas Kohn, andreaskohn@siemens.com<br />

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Wavecom:<br />

Olivier Beaujard, olivier.beaujard@wavecom.com<br />

Gwenaelle Bonnet, gwenaelle.bonnet@wavecom.com<br />

1.4 Stakeholders concerned<br />

Clarification Paper – sub-working group EG.2<br />

EG.3: Define and specify the in-vehicle system (ACEA), main concern is the cost for a<br />

embedded solution and the lead time to integrate the system in the vehicle, lead time from<br />

decision and to launch of the vehicle is approximately 3 years, this means that the cars that<br />

should be on the market 2009 need to be specified now (Q4 2005).<br />

BC.4: Develop the business case (insurance companies), BC.4 pointed out that additional<br />

services like Theft Notification and Vehicle Tracking System would make the business case<br />

stronger.<br />

PSAP: A safe and robust trigger of automatic eCall to avoided false eCall is of great<br />

importance.<br />

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Chapter 2 - Executive summary<br />

Clarification Paper – sub-working group EG.2<br />

The specification must be on a high level and focus functional requirement, the detailed<br />

implementation of the system will differs from one car manufacturer to another.<br />

One other important issue is that the document writhen in the DG eCALL group can not<br />

describe solutions that are company proprietary as this information will be available for<br />

competitors.<br />

One main issue that has been discussed is Embedded vs. Nomadic devise, this discussion is<br />

manly related to the cost of the vehicle built in part of the IVS.<br />

Both the solution requires integrating in the vehicle architecture there for the time to market is<br />

similar.<br />

From technical point of view booth solutions is feasible even if the reliability requirement<br />

seems to be difficult to meet with a system based on a Nomadic Device.<br />

Embedded or Nomadic system solution will be decided by the OEM:s, functional requirement<br />

must be fulfilled by the selected solution.<br />

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One other main discussion has been SIM vs. no SIM.<br />

Clarification Paper – sub-working group EG.2<br />

The main advantage with the no SIM approach is that there will be no additional cost for the<br />

SIM and that the system will work if the SIM is removed (no risk for SIM removal), the main<br />

disadvantage it that some member states does not allow 112 call from a device that has no SIM<br />

and that it not will be possible to reconnect to the vehicle from the PSAP if the connection is<br />

lost (no phone number to call).<br />

Automatic eCall trigger:<br />

A big concern from the PSAP:s has been the risk for a high number of false eCall. The opinion<br />

of EG.2 is that this not will be a big issue as the trigger system will be designed to meeting<br />

Automotive requirements and quality level.<br />

Only using Airbag deployment as the trigger will not reflect the severity of the crash, delta<br />

velocity (loss of speed) is a better estimate of the crash severity for the different kind of planar<br />

impacts. The delta velocity can be calculated using the X/Y accelerometers available in the<br />

airbag control unit. A threshold on Delta Velocity can be set for each event type to trigger the<br />

eCall system in a robust and safe manner.<br />

To detect rollover crashes might be difficult as the rollover sensor equipment rate is low<br />

(approximately 0.2% of vehicles sold in Europe has roll sensors). The feasibility of detecting<br />

rollovers using X/Y accelerometers have to be assessed.<br />

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Chapter 3 - Sector description<br />

3.1 Introduction<br />

Clarification Paper – sub-working group EG.2<br />

Since the eCall generator must be able to generate the eCall in almost every condition, typical<br />

requirements are:<br />

1. Crash proofness: the eCall generator must continue to work after a crash<br />

2. Capability to work even if the primary car power supply is damaged or the interfaces<br />

have been broken (ie outside antenna)<br />

In principle, all these requirements could be respected both by a system completely integrated<br />

in the car and by a system at least partially composed by Nomadic Devices; in fact, Nomadic<br />

Devices:<br />

1. Have their own power source<br />

2. Can be installed in dedicated compartments in the car that protect them against shocks.<br />

3. Need to interact with vehicle sensors via wired or wireless links<br />

4. Signal reception is not fully optimized within a car without external antenna (due to<br />

new athermic windows for instance)<br />

(Remark: The number of Bluetooth enable phones shall be high enough to become<br />

pervasive)<br />

On the other hand, experience about how people use Nomadic Devices in the car shows that<br />

people don’t use special care; for instance Bluetooth phones are usually left in pockets, so that:<br />

1. Proper battery charge is not ensured<br />

2. In the same way, protection against shocks is not ensured<br />

About point number 2, the car could be fitted with a dedicated compartment, in which the<br />

Nomadic Device should be put by the user, even in this case some questions are still open:<br />

1. Since Nomadic Devices differ one from the others in terms of shape and dimensions,<br />

but also connectors for voice and data communication, how can a generic fixation<br />

system be designed, in order to ensure also that the Nomadic Device itself is protected<br />

against shocks, and provide hands-free communication to injured persons<br />

2. How can be ensured that the user puts the Nomadic Device in the dedicated<br />

compartment?<br />

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3.2 Open issues<br />

Clarification Paper – sub-working group EG.2<br />

1. asking for a standardization of some features of Nomadic Devices, e.g.:<br />

a. battery<br />

b. fixing points<br />

c. maximum dimension<br />

d. connectivity (voice, data, antenna, Bluetooth profiles)<br />

2. putting some alerts that make very uncomfortable to drive if the Nomadic Device is not<br />

properly installed (for instance, in the same way that is already performed in order to<br />

encourage to fasten safety belts)<br />

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Chapter 4 - Embedded vs. Nomadic<br />

Clarification Paper – sub-working group EG.2<br />

The purpose of this chapter is list pros and cons with Nomadic vs. Embedded solution<br />

4.1 Nomadic device<br />

Pros Cons<br />

Cost:<br />

Use of existing customer's equipment (if<br />

compatible with onboard node and application)<br />

Likely higher adoption (due to assumed lower<br />

costs and flexibility).<br />

Flexible solution:<br />

Allows occupants to leave vehicle while keeping<br />

in line with rescue<br />

Convenient - phone can remain in pocket,<br />

purse, etc.<br />

No clutter required in the car (holder, wires, etc.)<br />

Positioning:<br />

Use location from nomadic (if precise enough)<br />

will reduce cost<br />

If possible, use the build in GPS in a smart<br />

phone.<br />

Possible usage of the GPS data from built-in<br />

navigation system<br />

Features:<br />

Allows customer to update/upgrade its nomadic<br />

to get more services.<br />

Other<br />

The nomadic device can be sponsored by<br />

telecom operators.<br />

No SIM-card issues (use existing private SIM)<br />

What if the driver don’t have a phone with him<br />

No call during the following situations:<br />

Requires that the driver brings his phone, risk<br />

for incompatible device,<br />

Device is off, BT off, no BT in handy, batteries<br />

are drained.<br />

BT pairing not realized or user error.<br />

If the device don’t work after impact/crash or<br />

has been ejected from the car!<br />

Bad or no reception, no external antenna.<br />

No automatic roaming enabled (in phone)<br />

Call already in progress<br />

Automotive requirements:<br />

Car environment (ex. temp req. -40 to +85 deg.)<br />

Mobile phones are qualified for -20 to +55 deg.<br />

Validation needs for each new phone?<br />

The introduction of new equipment/features in<br />

cars is subject to stringent methods and<br />

planning for which the eCall introduction needs<br />

to be aligned.<br />

The embedded part of a the nomadic solution<br />

requires the same qualification as complete<br />

embedded solution<br />

BT profile: In order to use nomadic to trigger<br />

the call and send MSD, there might be a<br />

specific BT profile. It doesn't exist yet, and will<br />

likely not be available on any new phone soon.<br />

Market adoption to be further investigated.<br />

Could be limited to high range mobiles at<br />

beginning<br />

Location/GPS: Nomadic will be inside the<br />

vehicle without aerials: even with latest a-GPS,<br />

location is not secured for a trip duration;<br />

The availability of mobile phones with GPS is<br />

not known within appropriate time frame.<br />

Enhancement of positioning with dead<br />

reckoning is difficult with nomadic device.<br />

Keep it simple: eCall doesn't require<br />

sophistication but reliability. Concern about how<br />

OEMs will keep car's node in line with new<br />

devices<br />

Interoperability between each mobile phone and<br />

onboard node can not be guaranteed. (See<br />

issues at existing BT hands free speaking<br />

devices).<br />

On board node is leaving to customer the<br />

choice to get compatible device and to make it<br />

work for each trip : non systematic approach<br />

would likely kill any public/insurance incentive<br />

approach<br />

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(lost, stolen, or even no phone)<br />

Clarification Paper – sub-working group EG.2<br />

HMI: because the pairing process between<br />

Nomadic phone and in-vehicle interface box can<br />

be complex (secure access, PIN code, error<br />

management, etc…), the in-vehicle box<br />

probably need display and keyboard (same as<br />

BT car kit for example) => cost and inter<br />

operability<br />

Data bearer (see chapter 9) has to be supported<br />

by the devices and supported by Bluetooth.<br />

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4.2 Embedded device<br />

Pros cons<br />

Safety/security:<br />

Car standard compliant and robust design will<br />

secure function in most accident situations<br />

Embedded device would allow a more secure<br />

link to on-board electronic and better REM<br />

control<br />

Secure functionality due to limited and tested<br />

services.<br />

No risk of changing parameters – like it is<br />

possible with a mobile phone today<br />

Cost:<br />

Less diversity would allow standard design, then<br />

likely volumes to few OES and low costs<br />

The system and incentives from insurance<br />

companies, we are already building products<br />

today that contain a GSM engine and these<br />

products are subsidized by insurance<br />

companies.<br />

Features:<br />

Embedded device could allow other car related<br />

telematics like safety and security, and remote<br />

control and diagnostic without needing anyone<br />

in.<br />

Can be linked or embedded into other on-board<br />

electronics, allowing further cost reduction and<br />

applications<br />

SVT service: to track the car in case it's being<br />

stolen , but the concept is already there and we<br />

believe that it could be feasible.<br />

Only scenario allowing systematic fitment and<br />

activation, then supporting rapid ramp up IF<br />

PUBLIC and/or INSURANCE FINANCIAL<br />

INCENTIVE<br />

Validation:<br />

No validation needed for each new mobile<br />

phone on the market.<br />

Life cycle of the embedded system is a<br />

problem that can be overcome – we can think<br />

that a module integrated in an embedded<br />

system could last 10 years whereas we can't<br />

expect a Nomadic device to have such a<br />

lifetime.<br />

Clarification Paper – sub-working group EG.2<br />

Automotive requirements:<br />

Car industry standards are requiring more<br />

expensive components when nomadic is just<br />

complying to electronic standards<br />

Technology is frozen for vehicle's life (but eCall is<br />

not requiring high tech !)<br />

The introduction of new equipment/features in<br />

cars is subject to stringent methods and planning<br />

for which the eCall introduction needs to be<br />

aligned<br />

Cost: Specific cost added to vehicle price tag if no<br />

public or insurance support<br />

This pledge to push for a “more than eCall” usage<br />

where additional services could be provisioned<br />

(insurance, remote diagnostics, service providers)<br />

ISO TC204 and ETSI working in Liaison:<br />

To be viable, the Standards need to have a useful<br />

life of 10-15 years<br />

This means that a car new in 2010 will still need to<br />

use the system in 2030, and a car manufactured<br />

10 years after will still require the service in 2040<br />

!!!<br />

(Therefore whatever Standards we develop must<br />

be able to migrate as telecommunications<br />

technology changes.)<br />

Wireless systems evolution (what if GSM is 100%<br />

replaced by UMTS or even newer technology?)<br />

Coverage issues: what if no wireless coverage<br />

(also applicable to nomadic device)<br />

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Chapter 5 - SIM / no SIM solution<br />

Clarification Paper – sub-working group EG.2<br />

The purpose of this chapter is list pros and cons with SIM vs. no SIM solution<br />

Conclusion: From a cost point of view a solution with out SIM is preferable however to day not<br />

all member states allow 112 calls without SIM, the main disadvantage with no SIM is that the a<br />

eCall ECU without SIM not will be able to transmit FSD to a SP<br />

5.1 With SIM<br />

With SIM Pros Cons<br />

Safety / Security Clear Identification of the calling<br />

device through the SIM id.<br />

Environmental<br />

Requirements<br />

The overall application<br />

must comply with<br />

automotive constraints<br />

Operator All Operators will allow 112 calls<br />

Cost<br />

Features<br />

Validation<br />

Ownership of the SIM<br />

• Clear identification of<br />

the devices<br />

• Billing identification<br />

• Can allow extended<br />

services and data<br />

communication<br />

SIM presence can allow<br />

additional features<br />

• Update of SIM data by<br />

operators<br />

• SMS / GPRS calls<br />

(telematics,<br />

maintenance, …)<br />

The SIM can be removed either in<br />

a crash or stolen, then the<br />

security feature becomes<br />

unavailable.<br />

However the SIM could be heavily<br />

embedded in the device (soldered<br />

to the PCB)<br />

SIM plus holder specially qualified<br />

to support required Temperature /<br />

Humidity / Vibration levels.<br />

Who pays the service<br />

(subscription + communication) ?<br />

BOM : SIM holder, Accessibility of<br />

the SIM<br />

Additional features might interfere<br />

with emergency calls (additional<br />

validation)<br />

Need to validate the solution with<br />

SIM providers for<br />

• SIM characteristics<br />

(levels, speeds,<br />

features)<br />

31/03/2006 10 Version 1.0


Clarification Paper – sub-working group EG.2<br />

• Environmental<br />

constraints<br />

• Additional features<br />

present at the same<br />

time<br />

Life cycle Embedded solution life cycle is<br />

linked to SIM life cycle<br />

• Hardware life cycle<br />

(Temp/humidity/vibratio<br />

n)<br />

• Network life cycle<br />

(compatibility with<br />

networks)<br />

5.2 Without SIM<br />

Without SIM Pros Cons<br />

Safety / Security No risk of SIM removal. No clear identification of the<br />

caller.<br />

Not possible to establish a call<br />

from PSAP to the vehicle (no<br />

phone number to dial)<br />

Environmental<br />

Requirements<br />

The overall application<br />

must comply with<br />

automotive constraints<br />

Embedded device qualified by<br />

design, self compliant from the<br />

beginning.<br />

All operators must allow 112<br />

without SIM, this is not the case<br />

today<br />

Operator Not sexy for operators, only a<br />

network cost item for<br />

emergency calls without<br />

possibility of additional source<br />

of revenues.<br />

Not all operators allow 112 call<br />

Cost No additional cost, no SIM holder,<br />

no SIM accessibility constraint<br />

Features Dedicated to emergency call<br />

only,<br />

Validation Off the shelf embedded device<br />

validated for emergency calls.<br />

Life cycle Same life cycle as the embedded<br />

device<br />

without a SIM.<br />

No possibility of additional<br />

features, only emergency scope<br />

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Clarification Paper – sub-working group EG.2<br />

Chapter 6 - Cost estimations for IVS, embedded<br />

vs. nomadic.<br />

6.1 Functional differences between embedded vs. nomadic.<br />

The table below includes the functions needed in the vehicle embedded part of the eCall<br />

generator (eCall ECU).<br />

Embedded Nomadic<br />

NAD (GSM module) X N/A (*)<br />

GPS X N/A(*)<br />

Bluetooth N/A X<br />

Vehicle interface (CAN, Buttons) X X<br />

CPU X X<br />

Memory X X<br />

Connectors X X<br />

Power supply X X (**)<br />

External antenna interface X N/A<br />

Housing X X<br />

SIM Card Holder X (***) N/A<br />

Back-up power X X<br />

Back-up antenna (GSM) Optional N/A<br />

* The cost for a nomadic device with GPS (smart phone) will be an added cost for the<br />

customer.<br />

** Also the nomadic device needs to be charged.<br />

*** SIM or no SIM discussions (se chapter 5 SIM or No SIM solution)<br />

Nomadic device might require a new Bluetooth profile that supports transmission of trigger and<br />

MSD to the smart phone and transmission of acknowledge from the smart phone to the on<br />

board part of the Nomadic system.<br />

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6.2 Cost estimation<br />

Clarification Paper – sub-working group EG.2<br />

The cost estimation does not include costs for microphone, speaker, MMI (manual trigger),<br />

external antennas.<br />

Embedded Device:<br />

On board device cost for automatic ECall will be


Clarification Paper – sub-working group EG.2<br />

Chapter 7 - Automatic eCALL trigger<br />

7.1 Automatic eCall trigger<br />

It is of great importance that the automatic eCall trigger must be safe and robust, the trigger<br />

criteria shall reflect the crash severity and must be designed so that a minimum of false eCall is<br />

generated.<br />

Only protection trigger status (Airbag deployment) does not give information about the crash<br />

severity.<br />

7.2 Abbreviated injury Scale (AIS)<br />

The AIS is a standard scale used to evaluate the injury level of an occupant during crash, this<br />

scale could be used by the PSAP:s to classify the injury level.<br />

The MAIS is the maximum AIS recorded during a crash for all occupants in one vehicle<br />

AIS Value Injury Characterization<br />

0 No Injury<br />

1 Minor<br />

2 Moderate<br />

3 Sirius<br />

4 Severe<br />

5 Critical<br />

6 Maximum/Fatal<br />

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7.3 Crash type and severity<br />

The diagram below describes the severity for different crash types<br />

Clarification Paper – sub-working group EG.2<br />

In rollover crashes the risk for injury is higher compared to frontal, side and rear impacts.<br />

7.4 Using protection (Airbag) deployment as a trigger for eCall<br />

Restraint device (sensor) equipment rate:<br />

2005<br />

From unit sold<br />

2005<br />

From cars tested by EuroNcap<br />

Frontal ~92% 100%<br />

Side ~60% 85.2%<br />

Rollover ~0.2% ?<br />

The table shows that very few rollover crashes will generate a eCall if only the protection<br />

deployment is used as a eCall trigger.<br />

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7.5 MAIS vs Protection Triggering<br />

Frontal impacts MAIS vs protection Triggering:<br />

Clarification Paper – sub-working group EG.2<br />

Source: CCIS data (2335 cases), vehicles from 1989 to 2000, Single frontal impacts, seat<br />

belted drivers.<br />

Source: Selected Driver, Vehicle, and crash characteristics in frontal and near-crashes with<br />

known longitudinal Delta V: Nation Automotive Sampling System Crashworthiness Data<br />

System Calendar Years 1993-1996, passenger Cars of Model Years 1986-1997<br />

The tables shows that approximately 10% of the frontal impacts with airbag deployment the<br />

MAIS is >= 3<br />

31/03/2006 16 Version 1.0


Side impacts MAIS vs protection Triggering:<br />

The information in the table is extracted from a NHTSA/NCSA study:<br />

Clarification Paper – sub-working group EG.2<br />

“Real world experience of Side Impact Air Bags in the Special Crash Investigations (SCI)<br />

program”, Umesh Shankar, National Highway Traffic Safety Administration.<br />

Rear impacts MAIS vs protection Triggering:<br />

Not much information is available as few vehicles are equipped with active systems triggered in<br />

case of rear crashes.<br />

Rollover MAIS vs protection Triggering<br />

Today, very few vehicles are equipped with rollover detection systems, therefore no statistics<br />

exist for this kind of protection device.<br />

Rollover detection systems are using an expensive gyroscope, an eCall system shall be able to<br />

detect rollovers using only cheap sensors as accelerometers.<br />

Protection deployment conclusion<br />

• Not all vehicles are equipped with protection system for rear and rollover<br />

• Protection can be trigged for non-severe crashes<br />

• Only protection trigger status does not give information about crash severity<br />

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7.6 Criteria for eCall trigger<br />

7.6.1 Front, Rear and Side impact<br />

Clarification Paper – sub-working group EG.2<br />

As described in chapter 7.5 the protection triggering (airbag deployment) doesn’t give a the<br />

information of crash severity and a very few rollover crashes will generate a eCall as the<br />

equipment rate is low<br />

In order to give e more useful information for the PSAP:s a dedicated trigger criteria seems to<br />

be needed, the criteria chall:<br />

• Detect all type of crashes, even for vehicle that are not equipped with related protection<br />

systems<br />

• Give a better estimate of the event severity and therefore the injury risk<br />

• Set requirements that will allow safe and robust triggering<br />

Delta velocity (loss of speed) is a better estimate of the crash severity for the different kind of<br />

planar impacts :<br />

The delta velocity can be calculated using the X/Y accelerometers available in the airbag<br />

control unit.<br />

A threshold on Delta Velocity can be set for each event type to trigger the eCall system in a<br />

robust and safe manner.<br />

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7.6.2 Rollover severity estimation<br />

Clarification Paper – sub-working group EG.2<br />

As described in chapter 7.4 very few vehicles sold in Europe is equipped with rollover sensors,<br />

the possibility to detect rollovers using X/Y accelerometers that are used for Front, Rear and<br />

side impact has to be evaluated.<br />

Conclusion of rollover severity, a study performed by NCAC (FHWA/NHTSA National Crash<br />

Analysis Center and the George Washington University)<br />

• Belted Occupants<br />

o Not Ejected represent 35.3% of MAIS 3+ injuries<br />

o 45% in Rollovers with 2+ Roof Impacts<br />

o Number of Roof Impacts is Good Severity Measure for Single Vehicle Crashes<br />

o Multi-vehicle Crashes Have Higher Injury Risk<br />

o Need Added Injury Severity Measures<br />

• Pre-roll Injuries - Belted Occupants<br />

o For pre-roll multi-vehicle collisions need pre-rollover crash severity measure +<br />

rollover severity measure<br />

o For pre-roll fixed object collisions need pre-rollover crash severity measure +<br />

• Unbelted Occupants<br />

rollover severity measure<br />

o Ejected are 32.5% of MAIS 3+F Injuries<br />

o Nr. of Roof Contacts is a Good Severity Measure<br />

o Non-ejected are 23% of MAIS 3+ Injuries<br />

o Pre-roll Crash Severity is Important Factor – Need Additional Severity<br />

Measure<br />

The study shows that nr. of roof contacts is a good severity measure<br />

7.7 eCall trigger conclusion<br />

• Protection deployment is not equal to eCall trigger, dedicated eCall trigger criteria shall<br />

be used<br />

• A threshold on Delta Velocity gives a better estimate of the crash severity (MAIS)<br />

• The Delta Velocity should also be included in the MSD as this will give a better<br />

information for the PSAP:s about the crash severity then airbag deployment<br />

• Robust detection of planar events is possible by using X/Y accelerometers available in<br />

airbag control units<br />

• Rollover sensor equipment rate is low, the feasibility of detecting rollovers using X/Y<br />

accelerometers have to be assessed<br />

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Clarification Paper – sub-working group EG.2<br />

Chapter 8 - IVS functional requirements, eCall<br />

generator.<br />

8.1 Introduction In vehicle system requirements<br />

The requirements for the in vehicle system must be specified on a<br />

functional/performance level. The final solution that meet the functional requirements<br />

will differs from one car manufacturer to an other depending on vehicle architecture<br />

(Net work, connectors …)<br />

The flowing documents contain requirements that the in vehicle system should fulfill<br />

• 3GPP TR 22.967 V1.1.0<br />

• MSD definition 10102005 v1.5.doc<br />

• EG1- eCall Performance Criteria<br />

• Clarification Paper – sub-working group PSAP eCall requirements<br />

• European eCall functional specifications In vehicle System, Author Vehicle<br />

Functionality Working Group (ECIV, ACEA)<br />

8.2 In vehicle system architecture (principle example)<br />

The system architecture will differs from on OEM to another, the purpose if this block diagram<br />

is to give a principle example.<br />

31/03/2006 20 Version 1.0


Clarification Paper – sub-working group EG.2<br />

• SRS Module (Airbag Control Unit), calculates the crash severity and generates<br />

automatic eCall trigger<br />

• ABS Module, data from ABS sensors can be used for dead reckoning input to the<br />

GNSS device (GPS)<br />

8.3 Back-up power mechanism<br />

The eCall ECU shall be able to transmit MSD if the main power is lost<br />

8.4 SIM card<br />

ECU The eCall ECU shall support embedded SIM<br />

8.5 Localization accuracy<br />

Specified in “Clarification Paper EG1- eCall Performance Criteria”<br />

The specified accuracy is < 50m for urban and < 100 m for rural or motorway scenarios.<br />

This accuracy will be achieved by GPS. GPS in combination with dead reckoning (DR) will<br />

increase the accuracy especially in urban areas, for DR differential wheel ticks can be used this<br />

information as normally available on the CAN network<br />

8.6 NAD requirements (GSM function for embedded device)<br />

Communication requirements RF / Radio Requirements<br />

• At least dual band 900/1800 MHz<br />

• At least GPRS<br />

• A-GPS support?<br />

HW interfaces support (example of interfaces)<br />

• General IO-Ports<br />

• Standard buses UART / I2C / SPI / parallel / USB / …<br />

• Audio : Hands-free, echo cancellation (min VDA type 2)<br />

• External antenna support<br />

• SIM card support<br />

Power management<br />

• Low power consumption modes<br />

SW support<br />

• Depending on eCall generator ECU architecture<br />

Conformance requirements<br />

• The NAD (GSM module) has to support ‘eCall’ as defined at ETSI (see chapter 8).<br />

• Supplier certified according ISO/TS16949<br />

• Automotive qualified regarding reliability test (shock, temperature, vibration, …)<br />

• IMDS listed<br />

31/03/2006 21 Version 1.0


• GADSL compliant<br />

8.7 Vehicle Interfaces:<br />

Clarification Paper – sub-working group EG.2<br />

The vehicle interfaces are depending on vehicle manufacturer, for example the transport layer<br />

of the CAN network differs from one manufacturer to another. Therefore the interfaces must be<br />

specified by the actual car manufacturer; only the content of the data needed for the eCall<br />

system should be specified.<br />

8.7.1 Automatic eCall trigger interface<br />

Physical interface will most probably not be standardised, it will be different from one vehicle<br />

manufacturer to another depending on vehicle architecture.<br />

Example of interface: CAN, LIN<br />

8.7.2 Manual eCall trigger interface<br />

The requirement is that there should be a manual trigger. The interface will most probably not<br />

be standardised, it will be different from one manufacturer to another depending on vehicle<br />

architecture.<br />

8.7.3 Audio interfaces (mic, speaker)<br />

The requirement it that there should be an eCall speaker and microphone.<br />

Most car manufacturer is to day using the car Audio system amplifier and speaker for Hands<br />

Free telephony, from crash worthiness aspect the eCall system needs a dedicated speaker and<br />

microphone.<br />

It is important to pursue autonomy of eCall system therefore a dedicated speaker and<br />

microphone must be used.<br />

8.8 Automotive requirements:<br />

The in vehicle system must fulfill the automotive requirements:<br />

• Operating temperature rage (-40°C to +85°C)<br />

• EMC compatibility<br />

• Reliability<br />

• Resistance to shock, vibrations, corrosion, water<br />

31/03/2006 22 Version 1.0


Clarification Paper – sub-working group EG.2<br />

Chapter 9 - Transport protocol/Bearer<br />

9.1 Introduction<br />

When the eCall unit has detected a crash, a voice connection to PSAP shall be established.<br />

Together with the voice call, the PSAP operator should be able to get the position of the car and<br />

the triggers that caused the eCall initiation, and all the other data included in MSD (minimum<br />

set of data).<br />

9.2 Protocol<br />

The protocol to use is not decided yet, but strong candidates are:<br />

• GTP (Global Telematic Protocol)<br />

• GSM Signalling protocol<br />

9.3 Data bearer<br />

How to send data over voice is not decided either at this point, but the discussions are including<br />

following candidates:<br />

Data not over voice channel<br />

• USSD (Unstructured Supplementary Service Data)<br />

• UUS.1 (User to User signalling)<br />

• SMS (Short Message Service)<br />

• UMTS (Universal Mobile Telecommunications System)<br />

True data over voice<br />

• In-band Modem (modem over voice channel)<br />

• DTMF (Dual Tone Multiple Frequency)<br />

9.4 Conclusions<br />

Which protocol and data bearer that shall be the standard for eCall is depending of the outcome<br />

from 3rd Generation Partnership Project (3GPP) Technical Specification Group SA WG13GPP<br />

TR 22.967.<br />

31/03/2006 23 Version 1.0


Chapter 10 - Conclusion<br />

Conclusions:<br />

Clarification Paper – sub-working group EG.2<br />

• eCall in-vehicle system shall be based on embedded devise for safety and security<br />

reasons<br />

• The automatic eCall trigger must be robust en reliable in order to avoided false eCall,<br />

the trigger strategy shall allow estimation of crash severity as this is of great<br />

importance for the PSAP:s<br />

• The eCall in vehicle system shall be specified on functional level, the detailed<br />

specification will differs from one car manufacturer to another as the vehicle<br />

architecture not are standardized, for example different vehicle network<br />

Issues that have to further investigated and/or clarified:<br />

• Transport Protocol/Bearer specification must be frozen (3GPP working group)<br />

• MSD definition 10102005 v1.5.doc 140 bytes shall be used. The content of the eCall<br />

qualifier part (18 bytes) shall be further evaluated, include delta velocity as this makes<br />

it possible to estimate the crash severity<br />

• eCall E-112 without or with SIM not yet decided<br />

• Certification strategy for the IVS not decided<br />

31/03/2006 24 Version 1.0


Chapter 11 - References<br />

• 3GPP TR 22.967 V1.1.0<br />

• MSD definition 10102005 v1.5.doc<br />

• EG1- eCall Performance Criteria<br />

Clarification Paper – sub-working group EG.2<br />

• Clarification Paper – sub-working group PSAP eCall requirements<br />

• Emergency call – accident profile and power back-up need discussion paper; document<br />

by the joint Renault/PSA accident LAB<br />

• European eCall functional specifications In vehicle System, Author Vehicle<br />

Functionality Working Group (ECIV, ACEA)<br />

31/03/2006 25 Version 1.0


Recommendations for the introduction of<br />

the pan-European eCall<br />

Appendix 12<br />

Options for eCall MSD signalling,<br />

GSME Position, 21 April 2006


GSM Europe<br />

Eirini Zafeiratou, Director GSME<br />

Diamant building<br />

Bd. Reyers 80<br />

B- 1030 Brussels<br />

Tel: +32 2 706 81 06<br />

GSM+ 32 478 31 98 07<br />

E-mail: ezafeiratou@gsm.org<br />

www.gsmeurope.org<br />

GSME POSITION<br />

Options for eCall MSD signalling<br />

21 April 2006


Scope<br />

eCall is an automatically or manually initiated E112 voice call supplemented by a Minimum Set of<br />

Data (MSD) containing vehicle specific and high accuracy location information. Using this<br />

information, the emergency services can accurately locate and provide more rapid assistance to<br />

accident victims, thus saving more lives. As with the E112 call, the integrity of the MSD sent from<br />

the vehicle to the PSAP has to be ensured. It is expected that the MSD will be sent either during<br />

the E112 call set-up or immediately following the establishment of the voice call.<br />

The eCall Minimum Set of Data (MSD) is sent from an In Vehicle System (IVS), across 2G and 3G<br />

mobile networks (MNO), to a Public Safety Answering Point (PSAP). This report will examine the<br />

technical, standardisation and cost related issues for each of the proposed MSD signalling options.<br />

The report will also take into consideration the requirements, as listed in this document, for:<br />

• Call set up and data transmission times<br />

• Bearer robustness and message integrity<br />

• Existing standardised interfaces between the IVS and MNO and PSAP<br />

• Signalling protocols and error correction between each domains<br />

• Acknowledgement of received MSD<br />

• PSAP voice call-back capability<br />

• Roaming<br />

• Privacy<br />

• Security<br />

Finally, the report will draw conclusions and make recommendations as to which of the candidate<br />

solutions should be standardised to provide an efficient, reliable and cost effective MSD signalling<br />

solution for the eCall service.<br />

Page 2 of 22


Contents<br />

1 MSD Transmission Requirements.................................................................................. 4<br />

1.1 Introduction..................................................................................................................... 4<br />

1.2 Requirements relating to E112 call establishment and the delivery of the MSD to the<br />

PSAP.............................................................................................................................. 4<br />

1.2.1 Mobile Network Operator <strong>Support</strong> for eCall.................................................................... 4<br />

1.2.2 Size of MSD ................................................................................................................... 5<br />

1.2.3 Call set up and data transmission times......................................................................... 5<br />

1.2.4 MSD acknowledgement ................................................................................................. 6<br />

1.3 E112 voice call requirement ........................................................................................... 6<br />

1.3.1 PSAP Call-back requirement.......................................................................................... 6<br />

2 IVS network access ....................................................................................................... 7<br />

3 Roaming requirement..................................................................................................... 8<br />

4 Privacy considerations ................................................................................................... 9<br />

5 Security and fraud considerations ................................................................................ 10<br />

6 candidate MSD signalling solutions.............................................................................. 11<br />

6.1 SMS – Short Message Service..................................................................................... 11<br />

6.2 UUS – User to User Signalling ..................................................................................... 12<br />

6.3 USSD - Unstructured Supplementary Service Data..................................................... 13<br />

6.3.1 USSD case study ......................................................................................................... 14<br />

6.4 GSM CS Data............................................................................................................... 14<br />

6.5 DTMF – Dual Tone Multi-Frequency ............................................................................ 14<br />

6.6 In-band Modem / Signalling application........................................................................ 15<br />

6.6.1 In band modem case study .......................................................................................... 15<br />

7 Summary and comparision of options .......................................................................... 18<br />

8 Standardisation ............................................................................................................ 19<br />

9 Conclusions.................................................................................................................. 20<br />

9.1 Decision:....................................................................................................................... 20<br />

A.1 Appendix A – Level 1 ................................................................................................... 21<br />

Report Glossary .............................................................................................................................. 21<br />

Report Abbreviations ...................................................................................................................... 21<br />

Report References.......................................................................................................................... 22<br />

Page 3 of 22


1<br />

1.1 Introduction<br />

1.2<br />

1.2.1<br />

MSD TRANSMISSION REQUIREMENTS<br />

The eCall system utilises existing 2G and 3G mobile networks to communicate between a vehicle<br />

and a public emergency service centre. There is no requirement for the mobile network operator<br />

(MNO) to access or modify the Minimum Set of Data (MSD) sent by the In-Vehicle System (IVS) to<br />

Public Safety Answering Point (PSAP). It is expected that the MSD will be communicated by the<br />

MNO to the PSAP using existing fixed line voice and data services. Whilst the call set-up time and<br />

the time to transfer the MSD from the IVS to the PSAP are important following a vehicle accident, it<br />

is also important to ensure that the MSD is correctly populated and that the call is established in an<br />

efficient manner. To minimise the chances of the call failing due to network congestion, especially<br />

at peak commuting times, and to avoid unacceptably high levels of network registration and<br />

location update signalling, the IVS should not register with a network until it needs to make an<br />

emergency call. It is expected that the IVS will be powered-up, aware of its location, direction of<br />

travel and available PLMNs; in this state the IVS can then quickly access to a PLMN and make the<br />

eCall (E112+MSD).<br />

It should be noted that, as with E112 calls, the eCall is established directly between the vehicle and<br />

the most appropriate PSAP. Some national administrations may wish to redirect emergency calls,<br />

for filtering purposes, to third party service providers but this is not considered to be within the<br />

scope of the eCall service, as defined by the European Commission.<br />

It should be possible to test the IVS system from time to time so consideration should be given to<br />

the inclusion of a test call facility e.g. using a programmable MSISDN, subject to any fraud<br />

prevention considerations<br />

SIM/USIM and SIMless related requirements are yet to be decided, however for the purpose of this<br />

analysis it should be assumed that a SIM/USIM will be present in the IVS. A second report will<br />

consider the need or otherwise to have a SIM / USIM in the IVS.<br />

Requirements relating to E112 call establishment and the<br />

delivery of the MSD to the PSAP<br />

The following requirements are limited to those that apply to establishing an end-to-end emergency<br />

voice call (E112), between the vehicle IVS and the PSAP, and the transmission of the MSD to the<br />

same PSAP.<br />

Mobile Network Operator <strong>Support</strong> for eCall<br />

Whilst there is no existing legislation mandating MNOs to support eCall, all 2G and 3G mobile<br />

networks within the EU, that support 112 or E112 emergency calls, are also anticipated to support<br />

this service. Although 3GPP is specifying support for emergency calls (VoIP) in the PS (IMS)<br />

domain, it is likely that the vast majority of E112 calls will continue to be circuit switched. To<br />

ensure that the eCall service can be supported by the majority of MNOs in Europe, it should be<br />

designed to operate over existing CS bearers; this should however not preclude the possibility of<br />

an enhanced hybrid CS and PS eCall service in the future e.g. to support the Full Set of Data<br />

(FSD) that might include multimedia elements.<br />

In a recent liaison statement from ETSI MSG to SA1, it was requested that 3GPP take the<br />

following points into account:<br />

Page 4 of 22


• eCall should be supported by IMS and UMTS Terrestrial Radio Access Network and Evolved<br />

UMTS Terrestrial Radio Access Network<br />

• There should be minimal changes to 3GPP Technical Specifications for a satisfactory design;<br />

• Re-use of existing standardised interfaces between the IVS and MNO and PSAP should be<br />

considered.<br />

1.2.2<br />

1.2.3<br />

Size of MSD<br />

Justification: The Minimum Set of Data (MSD) has been defined by the eCall Driving Group in<br />

consultation with the PSAPs and amounts to a maximum of 140 bytes.<br />

Note: The Dutch PSAP authorities expect that, at some future date, the MSD can be increased to<br />

deliver a Full Set of Data (FSD), that could include e.g. number of persons in the vehicle,<br />

deceleration, speed on impact. The maximum size of the FSD has not been specified so cannot be<br />

used to determine the transmission time.<br />

Requirement: The Minimum Set of Data for eCall is 140 bytes.<br />

Call set up and data transmission times<br />

Whilst the call set-up time and the time to transfer the MSD from the IVS to the PSAP are<br />

important following a vehicle accident, it is also important to ensure that the MSD is correctly<br />

populated and that the call is established in an efficient manner. To avoid unacceptably high levels<br />

of network registration and location update signalling, the IVS should not register with a network<br />

until it needs to make an emergency call. It is expected that the IVS will be powered-up, aware of<br />

its location, direction of travel and available PLMNs; in this state the IVS can then quickly access to<br />

a PLMN and make the eCall (E112+MSD).<br />

T1: Pre-call preparation period<br />

Justification: Elapsed time from when the IVS is activated (automatically or manually) to start of call<br />

set-up. During this period the IVS will prepare the MSD for transmission, select the best PLMN<br />

(perhaps on signal strength, location and/or preferred PLMN list), and then access to the preselected<br />

network<br />

Requirement:: T1 (not yet specified but is likely to be


Justification: Elapsed time from when the data is transmitted by the IVS to when it has been<br />

delivered to the PSAP. For the candidate out-of-band signalling methods i.e. SMS, USSD and<br />

UUS, the start of T3 and T2 periods are likely to be approximately the same. For the in-band<br />

signalling methods i.e. DTMF and In-Band Modem, T2 and T3 are consecutive. It is expected that<br />

the user will be kept informed as to the progress of the eCall prior to speaking with a PSAP<br />

operator.<br />

Requirement: T3 should be


2 IVS NETWORK ACCESS<br />

It is envisaged that more than 200 million vehicles will be equipped with eCall systems.<br />

Consequently there is a significant risk that these systems could cause an unacceptable high level<br />

of network signalling if they are allowed to register on networks and perform location updates. A<br />

further consequence might be network congestion at peak traffic times and at a time when<br />

accidents are most likely to occur. To avoid this problem, the IVS should not attempt to access a<br />

network until it needs to make an emergency call. However, to minimise the delay in establishing<br />

an eCall and sending the MSD, the IVS should be powered-up but not registered on a particular<br />

PLMN. In this state it should be aware of all the available PLMNs and have pre-selected the PLMN<br />

upon which to attempt access when an eCall is activated.<br />

As mentioned in 1.2, if an eCall is dropped for any reason and if, subject to existing national<br />

regulatory requirements for emergency voice calls, the PSAP needs to initiate a call-back, then it<br />

shall be possible for the PSAP to call-back the originator of the emergency call. This means that<br />

the IVS should register and remain attached to the network until the emergency has been resolved,<br />

even if the vehicle ignition system has been turned off.<br />

Page 7 of 22


3 ROAMING REQUIREMENT<br />

An eCall-equipped vehicle should be capable of making an emergency call to any available PLMN<br />

that supports 112 and/or E112 emergency calls. Since some European authorities require a SIM to<br />

be present in mobile terminals when making an emergency call, it is likely that a SIM card will be<br />

included in the IVS for this purpose. The advantages and disadvantages of SIM and SIMless<br />

terminals will be discussed in a separate report.<br />

Page 8 of 22


4 PRIVACY CONSIDERATIONS<br />

The Directive on Privacy and Electronic Communication (2002) applies equally to eCall as it does<br />

to E112 calls. Whilst for the purposes of this report privacy may be considered out of scope, it is<br />

worth mentioning that if the eCall MSD is being sent to a 3 rd party, other than a PSAP, then<br />

compliance with this directive, by the network operator, should also be ensured, particularly with<br />

regard to location information. When meeting the requirement for a PASP call-back facility it should<br />

probably be ensured that the IVS alerts the vehicle occupants when auto-answering and activating<br />

the in vehicle microphone. There was a court case in the USA (ONStar verses the FBI) relating to<br />

the use, by the FBI, of the OnStar (eCall) service to monitor private conversations. The 9 th Circuit<br />

Court of Appeals ruled against the FBI, not on the grounds of privacy but because whilst being<br />

'bugged' the vehicle occupants may not be able to make an emergency call; the FBI are expected<br />

to be overcome this minor technical problem.<br />

Page 9 of 22


5 SECURITY AND FRAUD CONSIDERATIONS<br />

Existing authentication and general security requirements apply to the transmission of data using<br />

any of the candidate solutions i.e. SMS, UUS, USSD, DTMF or in-band modem/application.<br />

Similarly it should be ensured that the chosen solution cannot be used for fraudulent purposes e.g.<br />

any programmable MSISDNS used for test purposes.<br />

Page 10 of 22


6<br />

6.1<br />

CANDIDATE MSD SIGNALLING SOLUTIONS<br />

In this section we briefly describe the possible solutions and tabulate the advantages and<br />

disadvantages of each. We then compare their suitability to transport the MSD in a reliable and<br />

cost-effective way when assessed against a list of eCall design criteria. The information in this<br />

section is drawn from various sources, including previous contributions from operators and<br />

vendors.<br />

The eCall service is intended to supplement an E112 call with up to 140 bytes of additional<br />

emergency related information, defined as the MSD. To ensure the widest availability and reliability<br />

the initial eCall service must operate in the CS domain, however, a hybrid CS and PS, or PS only,<br />

based solution can be expected in the future e.g. when IMS support and VoIP emergency calls<br />

become prevalent. SIP signalling and other IP /TCP or UDP solutions for eCall might then be<br />

possible.<br />

For the purposes of this report the candidate MSD signalling solutions are limited to the following:<br />

• SMS - Short Message Service<br />

• UUS - User to User Signalling<br />

• USSD - Unstructured Supplementary Service Data<br />

• GSM CS Data - GSM Circuit Switched Data (Alternate speech/data)<br />

• DTMF - Dual Tone Multi-Frequency<br />

• In-band signalling - (voice call) modem / application<br />

Where applicable, data rates of signalling channels are given in 3GPP TS 44.003 section 7.1.3.<br />

SACCH is about 48 byte/s. SDCCH is about 98 bytes/sec. FACCH is 1200 bytes/s (FR) or 600<br />

bytes/s (HR); however the nature of the layer 2 signalling mechanisms specified in section 9 of<br />

3GPP TS 44.006 mean that the actual throughput on the FR FACCH is only around 230 bytes/s.<br />

SMS – Short Message Service<br />

SMS is a reliable widely supported, low cost, acknowledged messaging system that could be used<br />

to transport the 140 bytes of data to the SMS-SC in the home network. Although normally subject<br />

store and forward, and mobile availability delivery delays, the SMS-SC could be configured to<br />

prioritise the delivery of the SMs containing the MSD to the same PSAP, to which the E112 voice<br />

call has been routed. Should it be necessary to increase the amount data in the future then SMs<br />

can be concatenated to overcome the 160-character limitation.<br />

The SM is normally sent on an SDCCH. If sent during a call, after TCH allocation – TCH allocation<br />

normally happens immediately after Setup, in GSM it will be sent on a SACCH and multiplexed in<br />

between Measurement Reports.<br />

The SDCCH data rate is 98 bytes/sec and – post multiplexing - the SACCH data rate is about 24<br />

bytes/s.<br />

Page 11 of 22


The serving MSC routes emergency voice calls to the most appropriate PSAP based on the<br />

serving cell's ID and location; however, SMs are typically routed to the SMS-SC in the HPLMN. As<br />

a result, reliable routing of the E112 call and the MSD to the same PSAP requires a complex<br />

routing solution. Since the PSAP E164 number is not normally available in the IVS, in order to<br />

route the MSD to the PSAP, the SMS Gateway in the HPLMN would need to obtain this from the<br />

VPLMN. In addition to the routing complexity and modifications to the SMS-SC / SMS-GW,<br />

changes to operator roaming agreements might also be needed. If the SMS-SC routed the MSD to<br />

an eCall server or GMLC, the PSAP might be able to download the MSD via IP / MLP, as for the<br />

E112 location information.<br />

Alternatively the IVS might be configured with a Global name e-Call SMS-SC address that would<br />

allow the SM to be routed to the SMS-SC in the same PLMN as the serving MSC. This would<br />

make routing of the MSD and the E112 call to the same PSAP easier, however, additional<br />

functionality would still be needed, in the SMS-SC, to obtain the address of the PSAP to which the<br />

E112 voice call component has been routed by the serving MSC in its own PLMN.<br />

For countries with many PSAPs e.g. Germany with over 990, the PSAPs could group together to<br />

acquire a dedicated SMS-SC. To send SMSs to it, the IVS sets the SMS-SC address in the RP<br />

Data messageto "112" and existing MSC functionality is used to route thses "emergency SMSs" to<br />

the PSAP. Then there needs to be a means to have the central SMS-SC route to the right PSAP<br />

(there is no MAP extension to move Cell ID from the MSC to the SMS-SC), however, the central<br />

SMS-SC can easily look into the MSD for the IVS's location and use this to derive the correct<br />

PSAP.<br />

A further consideration is that the SMS requires a SIM to be present in the terminal (IVS) so this<br />

might preclude the possibility of a pan-European SIM-less eCall IVS based on the VIN ID<br />

contained in the MSD; especially as the SM is not normally terminated in the VPLMN and so the<br />

VIN would not be available to verify the senders ID.<br />

6.2 UUS – User to User Signalling<br />

There are 3 different UUS types, namely UUS-1, UUS-2 and UUS-3 and all 3 variants permit<br />

message acknowledgement.<br />

For UUS1, both parties may exchange UUI (User User Information) during the set-up and the<br />

clearing phases of a call by including User-user information element(s) in basic call control<br />

messages (ALERTING, CONNECT, DISCONNECT, PROGRESS, RELEASE, RELEASE<br />

COMPLETE, SETUP). UUS1 is automatically deactivated when the call is cleared. Although UUS<br />

can be carried over an ISDN D-channel many fixed-line networks limit the message size to 32bytes<br />

(to minimise call set-up delay and to limit the opportunity for fraudulent use of this messaging<br />

system).<br />

For UUS2, both parties may send UUI (User User Information) after the alerting indication has<br />

been sent/received and until the connect indication has been sent/received. The UUI is sent in<br />

USER INFORMATION message and is limited to two messages in each direction. UUS2 is<br />

automatically deactivated when the called subscriber is no longer being informed of the call, i.e. if<br />

the call is established or released.<br />

For UUS3, both parties may send UUI in the active phase of a call using USER INFORMATION<br />

messages. UUS3 is activated explicitly, when a call is originated or after the connection has been<br />

established. After UUS3 has been activated, either subscriber may transfer UUI in USER<br />

INFORMATION messages to the other subscriber on the call. UUS3 is automatically deactivated<br />

when the call is released.<br />

Page 12 of 22


Routing of the MSD to the same PSAP as the E112 call should be straightforward as the UUS is<br />

contained within the ISUP/Q.931 Call Control signalling. Not many network operators have<br />

implemented or use UUS at present, this is mainly due to the fear of its misuse for messaging<br />

purposes. Were UUS to be selected for eCall then there are relatively simple solutions available to<br />

prevent this from happening.<br />

Transit switches within any (fixed) networks in between the PLMN and the PSAP might need<br />

upgrades to support UUS.<br />

It should also be noted that UUS is not permitted in Emergency Call Setup [TS 24.008].<br />

Emergency Setup is sent on SDCCH and, if the standards were changed to allow UUS-1 with<br />

emergency calls, then UUS-1 would slow down the emergency call setup. In this case the MSD<br />

size would probably need to be limited to about 32 bytes. If permitted, UUS 2 with its larger<br />

message size looks better for this appliction, i.e.sent on FACCH immediately when the call has<br />

been established.<br />

Note that over a FR-TCH, FACCH is about two times quicker than SDCCH. Over a HR-TCH<br />

FACCH is about the same speed as SDCCH. Also, FACCH use steals speech frames – but<br />

probably does not impact intelligibility.<br />

6.3 USSD - Unstructured Supplementary Service Data<br />

USSD is widely used by European operators and is a robust, acknowledged / bi-directional,<br />

signalling system that uses SDCCH, or FACCH if sent during a speech call. The message length<br />

for USSD is 180 bytes, which is adequate for the MSD; USSD 2 is unlimited which would cater for<br />

future needs. USSD can be sent either independently or at any time during a voice call.<br />

The routing of a USSD message is done at VLR and, if sent to HLR, at HLR level e.g. the message<br />

from the UE (in this case the IVS) is routed to the HLR that can forward it to an USSD gateway.<br />

The USSD gateway has then to forward the message to the correct PSAP. Since the voice call<br />

follows the routing rules of the originating MSC while the USSD follows the routing rules of the<br />

home USSD gateway it is difficult to send the two parts of the eCall to the same PSAP: there may<br />

be routing table misalignments, especially for the roaming cases (where the USSD gateway and<br />

the visited MSC do not belong to the same network), and moreover the serving MSC can route the<br />

call based on local information, such as the Cell ID where the call is originated, that are not<br />

propagated to the home USSD gateway.<br />

Most of USSD codes are currently deployed by MNOs and a harmonised USSD code would need<br />

to be agreed by all operators for eCall. As USSD is not transparent to the network it has to be<br />

processed / transcoded and forwarded to the correct PSAP via e.g. an existing IP/MLP or GTP<br />

(Global Telematics Protocol) interface.<br />

Both USSD and UUS are Supplementary Services and are not supported by the TS12 (emergency<br />

call) teleservice. If USSD were used to send the MSD independently e.g. prior to making an E112<br />

call, then a SIM card would be needed in the IVS. If, however, USSD is invoked after call set-up<br />

Page 13 of 22


then a SIM might not be necessary, but only if the 3GPP specifications are changed to allow the<br />

TS12 teleservice to support Supplementary Services (SS).<br />

Routeing of the USSD from the visited MSC directly to the PSAP is another possibility. However<br />

this may require extensive new MSC functionality – especially if the MSC has to perform routeing<br />

based on the Cell ID. The same is likely to apply to any USSD Gateway with MAP/SS7 to<br />

SMPP/TCT-IP routing functionality because the PSAP address (E164), to which the emergency<br />

voice call has been routed, would have to be obtained and converted into an ENUM.<br />

6.3.1<br />

6.4<br />

6.5<br />

USSD case study<br />

Successful trials using USSD are being conducted as part of the GST RESCUE Programme that is<br />

intended to deliver a robust commercial rescue service. The RESCUE project will also optimise the<br />

communication between the PSAP and the emergency service vehicles. In the GST RESCUE<br />

project, emergency calls are routed via a 3rd party call centre who in-turn alert the PSAPs when<br />

necessary.<br />

GSM CS Data<br />

GSM CS data at 9.6 bits/s is widely available in European mobile networks and offers a reliable,<br />

acknowledged, data transfer solution. However, when considered for eCall it does have several<br />

significant limitations, those being the long set-up time [ up to approximately 30 seconds?] and<br />

simultaneous voice and data communication not being possible. Although a CS data call can be<br />

converted to a speech call, and vice-versa, transitioning to and from an emergency voice call is<br />

likely to reduce the reliability of the eCall service. Another form of CS data is the fax protocol but<br />

this too has similar limitations. The CS data call would need to be routed to the same PSAP as the<br />

E112 call or extracted by the MNO and forwarded to the same PSAP. Currently Emergency Call<br />

Setup in GSM does not support CS data and alternate speech-data is not supported in UMTS.<br />

Were this option to be chosen a SIM card would also be needed.<br />

DTMF – Dual Tone Multi-Frequency<br />

DTMF is currently used in Finland to provide early eCall type services. Uplink DTMF is sent out of<br />

band by 24.008 messages. Downlink DTMF is sent through the voice codecs and hence is subject<br />

to distortion: this gives problems for acknowledgements.<br />

DTMF signalling is not error corrected and, depending on the voice codec and mode (data rate)<br />

being used, some dual tones may become distorted (twist, frequency and level) and thus<br />

unreadable. Although there is also no automatic acknowledgement, DTMF can be used bidirectionally<br />

to send a receipt. A significant limitation is that the data rate is too slow. One tone per<br />

130ms, or worse, on GSM; thus it would take 36 seconds or more for 140 bytes, or not less than<br />

8.3 seconds for 32 bytes of data [23.014 for UMTS / 03.14 for GSM]. Whilst offering a very simple,<br />

network transparent, low-cost solution, it is unlikely that DTMF could be used to deliver the higher<br />

volumes of data needed in the future. For example, the PSAPs have an expectation that a Full Set<br />

of Data (FSD), which might include details on the number of occupants, deceleration and other<br />

accident parameters, will be needed at some later date.<br />

DTMF routing to the PSAP is automatic and it can be used with or without a SIM card being<br />

present.<br />

Page 14 of 22


Some of the advantages of the DTMF in-band signalling method e.g. easy automatic routing,<br />

network transparency, are also applicable to the in-band modem / signalling application solution,<br />

described next.<br />

6.6<br />

6.6.1<br />

In-band Modem / Signalling application<br />

The in-band modem solution can best be described as an error correcting, bandwidth efficient, inband<br />

signalling application. Should the MSD not be sent, or if the data is lost en route, or delivered<br />

to a PSAP that is not equipped to process eCalls, then the E112 voice component of the eCall<br />

must continue as normal.<br />

The MSD is transmitted to the PSAP in the audio band as soon as the emergency voice call is<br />

established, this transmission time should be kept as short as possible. The time to send the MSD<br />

to the PSAP should be commensurate with the need to deliver reliable error free data, that will<br />

enable the emergency services to locate and assist the accident victims more quickly. It is<br />

expected that the vehicle occupants will be provided with an eCall progress tone/indication and<br />

that once the MSD has been sent, and acknowledged, the in-band modem will open the audio path<br />

to the PSAP operator.<br />

As with most applications there will be many different versions to choose from and, if it is decided<br />

to specify an in-band solution for eCall, then it can be expected that competitive testing e.g. a<br />

'bake-off' and the normal commercial tendering will follow.<br />

Some major benefits of the in-band modem solution are:<br />

• Routing of calls is automatic to the PSAP, greater reliability;<br />

• No transcoding needed in the network, less risk to data integrity;<br />

• No changes are needed to the network, transparent operation;<br />

• Least cost option for network operators;<br />

Some in band modem solutions as the one detailed below offer additional advantages such as:<br />

• Works with or without a SIM being present in the IVS;<br />

• It can operate over all voice call codecs e.g. GSM-EFR, GSM-FR, GSM-HR, AMR-NB, AMR-<br />

WB, EVRC;<br />

• No changes needed to the existing PSAP emergency voice call interfaces<br />

• Note the UE's modem tones need to be disabled if no "answer tone" is received from the<br />

PSAP, otherwise the PSAP operator might be disturbed by loud tones.<br />

In band modem case study<br />

The following data relates to the OnStar system, deployed commercially in the USA, and is<br />

only included as an example of the typical half-rate and full-rate performance that can be<br />

expected from an in-band modem / application.<br />

The delivery time (in seconds, round-trip with acknowledgement) for 140-byte eCall MSD is shown<br />

below. Since eCall’s targeted rollout timeframe is 2009 the improved performance offered by<br />

Page 15 of 22


version 5.0 would appear to meet the eCall criteria. The release 3.0 version, currently deployed in<br />

North America in more than 3 million vehicles, is included for reference.<br />

Vocoder<br />

In-band Modem Version 5.0<br />

(eCall)<br />

(Available in Q406)<br />

In-band Modem Version 3.0<br />

(Deployed today in North<br />

America)<br />

AMR 4.75kbps Half Rate 6.23 18.29<br />

AMR 5.15kbps Half Rate 5.65 17.75<br />

AMR 5.90kbps Half Rate 4.56 16.21<br />

AMR 6.70kbps Half Rate 3.48 14.58<br />

AMR 7.40kbps Half Rate 3.39 14.58<br />

AMR 7.95kbps Half Rate 3.44 14.58<br />

AMR 4.75kbps Full Rate 5.41 17.95<br />

AMR 5.15kbps Full Rate 4.97 17.62<br />

AMR 5.90kbps Full Rate 3.89 16.29<br />

AMR 6.70kbps Full Rate 3.65 14.59<br />

AMR 7.40kbps Full Rate 3.56 14.62<br />

AMR 7.95kbps Full Rate 3.56 14.58<br />

AMR 10.20kbps Full Rate 3.56 14.58<br />

AMR 12.20kbps Full Rate 3.56 14.58<br />

Notes:<br />

• The round-trip delivery time includes positive acknowledgement from the remote peer<br />

indicating that the 140-byte message is received<br />

• In-Band Modem release 5.0 is the modem suggested for eCall. The round-trip message<br />

delivery time for a 140 byte MSD seems to meet the 4 seconds requirement.<br />

Page 16 of 22


• Release 5.0 will be commercially available in North America by the 4th quarter of 2006. This is<br />

an 800 bps modem with significant improvement at the physical layer (less overhead and two<br />

modulating tone pairs instead of one) and data link layer transmission mechanism.<br />

• The modem link establishment time (synchronisation and carrier detection) for both versions of<br />

in-band modem is about one second.<br />

• Delivery time for 5.0 is not yet optimised for GSM AMR Vocoder. It is a more generic version<br />

targeted for CDMA EVRC and GSM AMR Vocoders. As such, there’re still rooms for<br />

improvement in terms of data rate or delivery time.<br />

Some standardisation e.g. specification of the eCall MSD transport application and competitive<br />

testing (bake-off) of the candidate applications could be expected. This might to be done in 3GPP<br />

SA4, OMA, the ITU or by some other standards organisation.<br />

Any capital costs associated with this solution i.e. the in-band transmission of the MSD from the<br />

IVS across the PLMN to the PSAP, are unlikely to affect the mobile network and are limited to the<br />

IVS and PSAP installations.<br />

The in-band modem example performance data provided shows that the existing solution for<br />

OnStar takes about 15 seconds (average) to transfer 140 bytes and receive an acknowledgement.<br />

Whilst this appears slow, compared to a normal emergency voice call dialled from a mobile phone,<br />

where the user can expect to receive a ringing tone or answer within 4 seconds, it is important to<br />

keep the eCall in context. When an accident occurs and the eCall is activated, in manual initiation<br />

mode, there is likely to be a short delay (perhaps 5 seconds) to allow the driver to cancel the call if<br />

necessary. If the call is not cancelled then the IVS will attempt to access a network, establish the<br />

call and send the MSD to the PSAP. Whilst the MSD is being transmitted (about 4 seconds) the<br />

vehicle occupants cannot speak to the PSAP operator, however, following transmission the audio<br />

path to the caller is restored (un-blanked). The elapsed time from when the accident occurs to<br />

when the PSAP operator speaks to the occupants of the vehicle is likely to be less than 25<br />

seconds, which is not unreasonable in these circumstances. Improvements to the in-band<br />

signalling application are expected to reduce the current 15-second average to below 4 seconds.<br />

Page 17 of 22


7 SUMMARY AND COMPARISION OF OPTIONS<br />

MSD Signalling Options and<br />

eCall Criteria<br />

SMS CS<br />

Data<br />

UUS USSD DTMF In-Band<br />

Modem<br />

GSM and UMTS supported Yes No Yes Yes Yes Yes<br />

Circuit Switched supported Yes Yes Yes Yes Yes Yes<br />

Standardised call set-up Yes Yes Yes Yes Yes Yes<br />

Capacity MSD size 140 bytes Yes Yes Yes Yes Yes Yes<br />

Predictable low transfer delay<br />

(assumes no delay over MNO-<br />

PSAP interface for transcoded<br />

SMS, UUS and USSD originated<br />

messages)<br />

Yes Yes Yes Yes No Yes<br />

Extensible for FSD Yes Yes Yes Yes No Yes<br />

Error free Yes Yes Yes Yes No Yes<br />

Acknowledgement possible Yes Yes Yes Yes Yes Yes<br />

Co-ordinated E112 & MSD routing No Yes Yes No Yes Yes<br />

Low impact on PLMN architecture Yes Yes No No Yes Yes<br />

Works even if PLMN – PSAP<br />

interface does not support<br />

ISUP/Q.931<br />

Yes Yes No Yes Yes Yes<br />

Easy Pan-European roaming Yes Yes Yes No Yes Yes<br />

Secure & low risk of fraud Yes Yes Yes Yes Yes Yes<br />

Page 18 of 22


8 STANDARDISATION<br />

Depending upon the chosen option for eCall MSD signalling some changes will be needed to the<br />

3GPP standards. Apart from the DTMF, UUS and in-band modem solutions, new mechanisms<br />

would be needed to route SMS and USSD messages to ensure that the E112 call and the MSD<br />

are routed to the same PSAP. If an in-band signalling application is chosen then competitive<br />

solutions could be evaluated and standardised in 3GPP (SA4), OMA or by some other SDO.<br />

It has yet to be decided if the IVS will be SIM or SIMless, however, as previously discussed, it is<br />

very likely that a SIM will be needed if SMS, or the UUS, USSD supplementary services are to<br />

used in conjunction with a TS12 emergency call. Alternatively the 3GPP SS specifications and<br />

MSC implementations would need to change to allow the TS12 teleservice to use these particular<br />

supplementary services.<br />

Further standardisation work may also be needed to speed-up network access, eCall set-up and<br />

subscription handing.<br />

Page 19 of 22


9 CONCLUSIONS<br />

This report has examined several techniques that allow the fulfilment of the eCall requirements.<br />

Many motor manufacturers already offer their own proprietary (call centre based) breakdown and<br />

emergency rescue services. These use a variety of mobile network signalling methods, including<br />

SMS, DTMF and CS Data. In the United States the OnStar system uses an in-band modem to<br />

send data to an emergency call centre / PSAP.<br />

Whilst most of these proprietary services provide road side assistance, lost key unlocking, stolen<br />

car location and other commercial services, in addition to automated accident emergency calls, the<br />

EU Commission eCall requirements are more fundamental. Firstly, as previously mentioned, eCall<br />

is not a commercial service but is simply intended to supplement an E112 emergency call (TS12)<br />

with up to 140 bytes of accident related data. The E112 call, together with the MSD, is to be<br />

routed directly to the responsible PSAP in the normal way.<br />

As MNO support for eCall is not a mandatory requirement, there is no guarantee that all MNOs will<br />

invest in changes to their networks, that brings them little or no revenue, just for eCall. Hence, to<br />

ensure the fullest pan-European availability of the eCall service, it is highly desirable to employ a<br />

signalling system that has little or, preferably, no impact on existing networks. As there is no<br />

requirement for the network operator to process the content of the MSD in anyway it can be<br />

transported transparently from end-to-end. This implies that the preferred solution for eCall<br />

should be based on an in-band modem/application.<br />

9.1 Decision:<br />

21 March 2006: GSMA 3GPPOPs (eCall discussion group) conference call:<br />

It was agreed unanimously that, based on the conclusions of this report, the preferred eCall MSD<br />

signalling system should be based on an in-band modem/signalling application. It was also agreed<br />

that this report should be communicated to GSME with a recommendation that it be adopted as a<br />

GSME report / position paper.<br />

Page 20 of 22


APPENDIX A<br />

A.1 Appendix A – Level 1<br />

[Body Text]<br />

Report Glossary<br />

Term 1 Definition<br />

Report Abbreviations<br />

2G/3G 2nd / 3rd Generation<br />

3GPP 3rd Generation Partnership Project<br />

ASN.1 Abstract Syntax Notation number One<br />

AMR Adaptive Multi-rate<br />

AMR-NB Adaptive Multi Rate-Narrow Band<br />

AMR-WB Adaptive Multi Rate-Wide Band<br />

AUC Authentication Centre<br />

CDMA Code Division Multiple Access<br />

CLI Caller Line Identification<br />

DG Driving Group<br />

DTMF Dual Tone Multi-Frequency<br />

E164 The ITU standard format for international telephone numbers<br />

EFR Enhanced Full Rate<br />

EMTEL EMergency TELephony<br />

ETSI European Telecommunication Standards Institute<br />

EVRC Enhanced Variable Rate CODEC<br />

FACCH Fast Associated Control Channel<br />

FR Full Rate<br />

FR-TCH Full Rate Traffic Channel Traffic Channel<br />

FSD Full Set of Data<br />

GMLC Gateway Mobile Location Centre<br />

GSM CS Data GSM Circuit Switched Data (Alternate speech/data)<br />

GTP Global Telematics Protocol<br />

HLR Home Location Register<br />

HMI Human-Machine Interface<br />

HPLMN Home PLMN<br />

HR Half Rate<br />

HR-TCH Half Rate Traffic Channel<br />

HTTP Hypertext Transport Protocol<br />

IP Internet Protocol<br />

ISDN Integrated Services Digital Network<br />

ITU-T International Telecommunication Union Telecommunication Sector<br />

IVS In-Vehicle System<br />

MAP Mobile Application Part (SS7)<br />

MSG ETSI Technical Committee Mobile Standards Group ( TC MSG)<br />

MLP Mobile Location Protocol<br />

MNO Mobile Network Operator<br />

MSC Mobile Switching Center<br />

MSD Minimum Set of Data<br />

Page 21 of 22


MSISDN Mobile Station ISDN<br />

OMA Open Mobile Alliance<br />

PSAP Public Safety Answering Points (Ambulance, Police or Fire Fighters)<br />

PLMN Public Land Mobile Network<br />

SA1 3GPP SA1 standardizing services<br />

SA4 3GPP SA4 standardizing speech, audio, video, and multimedia codecs<br />

SACCH Slow Associated Control Channel<br />

SDCCH Stand-alone Dedicated Control Channel<br />

SDO Standards Developing Organization<br />

SIM Subscriber Identity Module<br />

SMS Short Message Service<br />

SMS-SC SMS Centre<br />

SMSG SMS Gateway<br />

SS Supplementary Services<br />

TCH Traffic Channel<br />

TCP Transmission Control Protocol<br />

Tel-URI Telephone number expressed as an URI<br />

TS12 Emergency call teleservice<br />

TSG Technical Specification Group<br />

ToR Terms of Reference<br />

UDP User Datagram Protocol<br />

UE User Equipment<br />

UMTS Universal Mobile Telecommunications System<br />

UUI User-to-User Information<br />

UUS User-to-User Signalling<br />

USSD Unstructured Supplementary Service Data<br />

USIM UMTS SIM<br />

VAS Value Added Services<br />

VIN Vehicle Identification Number<br />

VoIP Voice over IP<br />

VLR Visitor Location Register<br />

VPLMN Visited PLMN<br />

XML eXtensible Markup Language<br />

Report References<br />

[1] First Reference<br />

Page 22 of 22


Recommendations for the introduction of<br />

the pan-European eCall<br />

Appendix 13<br />

Certification sub-working group


Draft Proposal<br />

Certification Procedures<br />

for the e-Call service<br />

Produced by the GST - CERTECS European Project<br />

Author : Gérard Ségarra, Renault SAS<br />

Version 1.2 of February 13 th 2006


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

Co-operation for Quality<br />

This document is a first draft of the certification procedures proposed by the GST-<br />

CERTECS project to e-Call Driving Group. .<br />

Centro de Tecnologia de las Comunicaciones, S.A.<br />

RESEARCH<br />

2


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

Table of Content<br />

Foreword<br />

1. Scope of the document<br />

2. Required Environment for the e-Call service Certification in<br />

Europe<br />

2.1 General certification organizational structure<br />

2.2 e-Call Reference framework<br />

2.3 e-Call certification development process<br />

2.4 e-Call certification operational process<br />

2.5 e-Call certification results<br />

3. e-Call certification procedures<br />

3.1 e-Call TCU type examination (Procedure module B)<br />

3.2 e-Call equipped vehicle type examination (Procedure module B)<br />

3.3 PSAP e-Call terminal type examination (Procedure module B)<br />

3.4 Global e-Call transport network type examination (Procedure module B)<br />

3.5 End to End e-Call system type examination (Procedure module B)<br />

3.6 e-Call TCU product conformity to type<br />

3.7 e-Call equipped vehicle product conformity to type<br />

3.8 PSAP e-Call terminal product conformity to type<br />

3.9 End to End e-Call system conformity to type<br />

3.10 In-Service / market survey<br />

Annexes<br />

– Abbreviations and Acronyms<br />

3


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

Foreword<br />

3GT (Third Generation of Telematics) project first and now GST (Global System for<br />

Telematics) are aiming at proposing the use of standards to open the automobile telematics<br />

market. Standards means, public, non ambiguous, free access specifications (free or low<br />

cost specification promoted by standard institutes) enabling the development of high level<br />

quality, interoperable products and services. However, it is not enough to say “my product or<br />

my service is conforming to such standard”, it is also necessary to demonstrate it to obtain the<br />

confidence of targeted customers and public authorities in case of e-Safety services. How to<br />

demonstrate it is the object of the Certification which offers organizations, processes, tools<br />

and competencies to validate new products and services against recognised reference<br />

frameworks and qualified reference implementations.<br />

The CERTECS (Certification of Telematics Components, Systems and Services)<br />

subproject of the European GST Integrated Project has been working on this subject for now<br />

24 months. One of the focuses of this subproject has been the e-Call service and the system<br />

infrastructure which is requested to support it.<br />

E.MERGE and now GST-RESCUE have been advancing the specification, prototyping<br />

and validation of the e-Call service. Moreover, during its September 2005 meeting the e-Call<br />

driving group has created several task groups in charge of progressing key subjects. Renault<br />

as CERTECS subproject co-ordinator has been charged to progress the e-Call chain and e-<br />

Call generator certification procedure (ST4). This document is the result of this work<br />

achieved by ST4.<br />

For more information on GST and CERTECS, refer to the projects WEB sites:<br />

http://www.gstproject.org, http://www.certecs.net<br />

The GST Project is Managed by ERTICO and this document has been reviewed by the current<br />

CERTECS consortium comprising the following partners.<br />

CETECOM PTV<br />

ETSI RENAULT<br />

FIAT CRF TELCORDIA<br />

FORD TRIALOG<br />

JTEST TUV<br />

NAVTEQ<br />

CAUTION: This document shall only be used as a CERTECS contribution guiding the<br />

development and deployment of the e-Call certification procedure in western Europe.<br />

4


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

1. Scope of the document<br />

The scope of this document is the emergency call service (e-Call) under definition and<br />

standardization at the European level (under the guidance and control of the European<br />

Commission) such as elaborated in the E.C DG (e-Call Driving Group) of the e-Safety<br />

forum. This service is based on the used of the European Call number 112 which has<br />

been enhanced with the cell position of the mobile (E112) and further extended with the<br />

transmission of a Minimum Set of Data (MSD).<br />

It is then assumed that all required transport and application protocols to be used to<br />

support this service will be carefully selected by European standardization bodies<br />

(ETSI) during 2006 and that the service functionalities, service level agreement and<br />

system level specification guiding the certification will be standard and publicly<br />

available also in 2006.<br />

Consequently, this document is not applicable to proprietary solutions relying on<br />

proprietary specifications or on public standards not being selected at the European level<br />

for supporting the e-Call service such as elaborated by the E.C DG.<br />

It is reminded that the European Commission approach is aiming at harmonizing a<br />

standard pan European e-Call service which shall be unique across the 25 nations of<br />

Western Europe, supporting various public emergency organizations and offering the<br />

same quality of service to all European citizens whatever their vehicle brand or model<br />

and whatever their social condition. Such e-Call service shall be deployed on all new<br />

vehicles, starting in 2010. In such context, proprietary solutions can not meet such<br />

social, ambitious objectives.<br />

It is also clear that the currently proposed e-Call solution is the result of a consensus<br />

among different categories of stakeholders and then can be in the future enhanced to<br />

offer more efficient solutions. Such evolution shall be possible and the proposed<br />

certification process is integrating some evolution mechanisms enabling the necessary<br />

changes.<br />

5


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

2. Required Environment for the e-Call service Certification in<br />

Europe<br />

Before starting the e-Call certification procedures which are proposed below in chapter<br />

3, it will be necessary to deploy a certification organization, its associated operational<br />

process and to develop the e-Call certification reference framework necessary to rule<br />

and guide the certification procedures. This chapter is presenting this required<br />

certification environment.<br />

2.1 General certification organizational structure<br />

The e-Call service shall be using the general certification organizational structure<br />

proposed by CERTECS for the certification of telematics components, systems and<br />

services (see the related CERTECS White paper). This organizational structure which is<br />

conforming to the E.C certification global approach, when adapted to the e-Call service,<br />

can be represented on the figure 2.1.1 below.<br />

European<br />

Commission<br />

Components<br />

Systems &<br />

Service<br />

Providers<br />

Certification<br />

Applicants<br />

e-Call Stakeholders<br />

Organization<br />

e-Call Certification<br />

Authority<br />

Deliver Label<br />

and Marks<br />

E-Call Certification<br />

Bodies<br />

Inspection<br />

Bodies<br />

6<br />

Test<br />

Laboratories<br />

Figure 2.1.1: Overview of the proposed organization<br />

Sets the Certification<br />

Rules (Reference<br />

Framework)<br />

Insures the harmonized<br />

Application of the<br />

Reference Framework<br />

accross Europe<br />

Supervise National<br />

Operational certification<br />

Procedures<br />

Achieve the required<br />

Inspections and test<br />

procedures<br />

The respective roles, missions and responsibilities of the entities belonging to this<br />

organizational structure will be described in the next sections.<br />

2.2 e-Call Reference framework<br />

The e-Call Reference Framework will be used as a reference for the certification of e-<br />

Call components, system and service. The Reference Framework is elaborated and<br />

maintained by the e-Call Stakeholders Organization (to be created). It shall contain the<br />

following elements:<br />

� The description of the certification process / procedures to be achieved for<br />

class III (Safety Affecting services class) components, systems and services.<br />

An applicant guide shall be provided for each described procedure.<br />

� The Service Level Agreement (SLA) which will specify the scope of the<br />

certification and the standard(s) which must be implemented for a service to be<br />

conforming to the e-Call. This document shall also identify the quality and


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

performance criteria which must be met during the recommended inspection<br />

and tests. Conformance statements shall be provided for all the elements which<br />

are in the scope of the certification.<br />

� The System Level Specification (SLS) which contains the specification of all<br />

standards to be applied, as well as their PICS (Protocol Implementation<br />

Conformance Statement) and PIXIT (Protocol Implementation eXtra<br />

Information for Testing) associated to the required standard protocols. The<br />

SLS may also contain the test suites specifications.<br />

2.3 e-Call certification development process<br />

The e-Call certification development process shall comprise the two main following<br />

sub-processes:<br />

� The e-Call initial development sub-process which consist to develop the initial<br />

e-Call Reference Framework and set up the operational certification<br />

organization having the necessary competences and resources for running the<br />

e-Call certification operational process. This includes the selection of<br />

distinguished (competent) inspection bodies and test laboratories.<br />

� The e-Call certification change management sub-process which shall allow<br />

some evolution of the e-Call certification operational process to take into<br />

account strategic, organizational, legal, technical,...etc. evolutions (see the<br />

figure 2.3.1 below as an example).<br />

• Provisional new<br />

Reference Framework<br />

• evolution impact<br />

assessment<br />

Certification<br />

Authority<br />

Co-operation to adapt the<br />

e-Call certification process<br />

To respond to the evolution<br />

Request.<br />

Release of the change<br />

E-Call Stakeholders organization<br />

7<br />

Consensual Development of<br />

an e-Call certification evolution<br />

Request for a certification evolution<br />

Reference<br />

Implementation<br />

Certification<br />

Bodies<br />

Figure 2.3.1: e-Call certification change management<br />

Inspection<br />

Bodies<br />

Test Laboratories<br />

New version of the e-Call Reference Framework<br />

New test tools<br />

2.4 e-Call certification operational process<br />

The e-Call certification operational process comprises all the activities (see the figure<br />

2.4.1 below) and workflow necessary to respond to a certification request originating<br />

from an e-Call component, system or service supplier (applicant). These activities shall<br />

execute the required procedures such as described here below taking into account the


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

scope of the certification (Type certification or conformity to type, nature of the<br />

implementation).<br />

According to the concerned type and to the product / system / service implementation,<br />

one or several inspection body / test laboratory can be involved. The applicant may<br />

select its inspection body / test laboratory in a list of designated / accredited bodies /<br />

laboratories proposed by the Certification Authority. Then, the applicant may sign a<br />

service contract (service subscription) with the selected body / laboratory in such a way<br />

to get a clear commitment relatively to QCD (Quality, Cost, Delais) elements of the<br />

service.<br />

Applicant<br />

Certification<br />

Authority<br />

Certification<br />

Request<br />

Service<br />

Proposal<br />

Certification Contract<br />

Inspection Contract<br />

Certification<br />

Body<br />

Certificate<br />

Delivery<br />

Test Contract<br />

8<br />

Inspection<br />

Report<br />

Inspection<br />

Body<br />

Test Report<br />

Figure 2.4.1: e-Call Certification operational process<br />

Test<br />

Laboratory<br />

2.5 e-Call certification results<br />

As shown on the figure 3.2 below, the certification can be applied to several types of<br />

products / system during several phases of their life cycle. So the results of the<br />

certification procedures can be the following :<br />

� Type examination certificate stating that a given Product Type (e-Call TCU, e-<br />

Call equipped vehicle, PSAP e-Call Terminal, End to End e-Call system) is<br />

conforming to the e-Call SLA and SLS.<br />

� Conformity to type certificate stating that a given implementation of a product or<br />

system type is conforming to the referred certified type.<br />

� Type interoperability certificate stating that a given End to End e-Call system<br />

type composed of certified products is interoperable.<br />

� Renewed implementation interoperability certificate stating that a given<br />

interoperable operational End to End e-Call system implementation is still<br />

conforming to the reference SLA / SLS. Indeed, practically, this means that a<br />

given certified End to End e-Call system implementation is certified during a<br />

specified time period (e.g. one year) and that the certificate will be automatically


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

renewed provided that the quality of the considered e-Call system stays at an<br />

acceptable level (to be specified in SLA).<br />

9


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

3. e-Call certification procedures<br />

The certifications procedures to be applicable are summarized on the figure 3.1 below<br />

and are related to the type of the considered e-Call chain element. They are also related<br />

to the life cycle of the considered element (end of design, end of manufacturing, in<br />

service).<br />

e-Call Products, system and service are classified as “Safety affecting” that is to say are<br />

belonging to the Class III Product / Systems / Services.<br />

Class III Product / System / service<br />

Module B: Examination of type / design<br />

(Certification Body issues Type-examination certificate)<br />

Module D:<br />

Quality<br />

Management<br />

Audit<br />

Certification Body<br />

Certifies conformity<br />

Module C:<br />

Conformity<br />

To type<br />

Self declaration<br />

of conformity<br />

Registration & Publication<br />

10<br />

Module F1:<br />

Product/ System<br />

Verification<br />

Certification Body<br />

Certifies Conformity/<br />

Interoperability<br />

Module F2:<br />

In service<br />

experience<br />

Figure 3.1: Summary of procedure modules for e-Call certification<br />

Certification procedures are related to the nature of the product / system to be<br />

considered but also to its step in its life cycle (see the figure 3.2 below).<br />

The nature of the product / system is related to the e-Call system supply chain<br />

organization which distinguishes mainly the five following stakeholders!<br />

� The e-Call equipment suppliers which are developping and producing the<br />

Telematics Control Units (called e-Call TCU) in charge of processing the e-<br />

Call trigerring events and executing the e-Call functions conforming to<br />

standards. Such component will be fully integrated in a car and can become<br />

part of the In-Vehicle system.<br />

� The car manufacturers (OEM) or e-Call system suppliers (for the after<br />

market) which are integrating an e-Call TCU in an In-Vehicle system<br />

(connection to the vehicle electronics to detect an incident event; connection<br />

to the vehicle HMI, mainly the audio chain; connection to the roof antennas;<br />

...etc.). OEM are then producing e-Call equipped vehicles.


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

� The PSAP e-Call Terminal suppliers which are developping and producing<br />

terminals having the capability to receive, process and present an e-Call in<br />

conformity with the e-Call standards. PSAP e-Call Terminal suppliers are<br />

then producing PSAP e-Call Terminals.<br />

� The PSAPs (Public Service Access Point) which are operating the e-Call<br />

service and as such have to integrate their e-Call terminal in their legacy<br />

emergency systems (in particular with their PBX).<br />

� The Telecom Operators which are insuring the transport of e-Call messages<br />

in conformity to the e-Call transport standards. The Telco are providing<br />

Global Transport Networks.<br />

All these components and systems will be integrated to form the end to end e-Call<br />

system which shall be finally, the real object of the certification.<br />

E-Call TCU Type<br />

PSAP e-Call<br />

Terminal Type<br />

E-Call equipped<br />

Vehicle Type<br />

Design Production In -Service<br />

Type<br />

Examination<br />

Module B<br />

11<br />

Conformity<br />

to Type<br />

Module C<br />

Module D<br />

Module F1<br />

Figure 3.2: e-Call components / system and their life cycle<br />

In Service Survey<br />

Module F2<br />

New e-Call TCUs as well as new PSAP e-Call Terminals and new equipped vehicles<br />

will have to pass a Type examination (procedure module B) before being launched on<br />

the market and then produced.<br />

All produced equipment (e-Call TCUs, PSAP e-Call Terminals, e-Call aquipped<br />

vehicles) will have to be produced according to some quality rules (procedure module<br />

D) and be able to be declared as conforming to type (procedure module C). A product or<br />

system can be required to pass some product / system verification (procedure module<br />

F1) in particular after some evolution of its design.<br />

A Complete End to End e-Call system formed of certified products shall be able to<br />

pass system Type examination (procedure module B) before being put operational. If a<br />

complete system type is replicated, this one will have to answer to some given quality


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

rules (procedure module D) and be declared conforming to system type (procedure<br />

module C).<br />

Once operational, a complete e-Call system shall be monitored to verify that it is still<br />

conforming to the SLA criteria used during its certification (procedure module F2). If<br />

deviating from these criteria, some immediate corrections have to be undertaken to<br />

restore the system quality and be able to maintain it in the “End to End e-Call system<br />

certified catalogue”.<br />

In all cases, the e-Call product / system market will be surveyed in order to be able to<br />

detect organization not respecting the certification procedures (cheating). The penalty<br />

for such organization would be the withdrawal of their product / system certificate<br />

leading to the withdrawal of their products / systems from the market. The market<br />

survey cost shall be under the responsibility of the European states. However, the<br />

delivery of the state or E.C marks is charged to the suppliers and will serve to cover the<br />

market survey cost.<br />

12


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

3.1 e-Call TCU type examination (Procedure module B)<br />

Three categories of e-Call TCU can be considered (see the figure 3.1.1 below):<br />

� e-Call specialised vehicle embedded unit (box dedicated to this single<br />

function),<br />

� Multi-services vehicle embedded TCU (including the e-Call service),<br />

� Hybrid bluetooth e-Call TCU composed of a car embedded component and a<br />

customer portable component (Nomadic Device) linked by means of a<br />

bluetooth standard interface. Such TCU is also, in principle multi-services<br />

(the nomadic device supporting various services).<br />

Vehicle<br />

Interface<br />

Driver<br />

HMI<br />

Vehicle<br />

Interface<br />

Driver<br />

HMI<br />

GPS Antenna<br />

GSM Antenna<br />

e-Call<br />

Processing<br />

Unit<br />

Processing<br />

Unit<br />

Bluetooth<br />

Module<br />

Complying<br />

SIMGSM<br />

Modem<br />

13<br />

GPS<br />

Bluetooth<br />

Application<br />

Modules<br />

OSGI<br />

JVM<br />

Windows CE<br />

Pilots<br />

Vehicle<br />

Interface<br />

Driver<br />

HMI<br />

Figure 3.1.1: Possible categories of e-Call TCUs<br />

GPS Antenna<br />

GSM Antenna<br />

e-Call Specialized Unit<br />

Hybrid Bluetooth<br />

e-Call TCU<br />

Multi-Service<br />

e-Call TCU<br />

For all categories of TCU, the following examination and test procedures shall be<br />

achieved:<br />

� Examination of the technical file provided by the TCU equipment supplier.<br />

This includes all elements related to risk management and data quality (e.g.<br />

enhanced GPS accuracy).<br />

� e-Call Transport protocol conformance testing (e.g. E112+USSD<br />

conformance).<br />

� e-Call application protocol conformance testing (e.g. MSD / CANCEL /<br />

ACK / EOS application messages sequences, structures and syntaxes).<br />

� Performance conformance testing (e.g. Maximum time necessary to issue a<br />

112 call following the simulation of a crash detection or a manual action, and<br />

an MSD message following a 112 circuit switched establishment).


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

3.2 e-Call equipped vehicle type examination (Procedure module B)<br />

Once a given e-Call TCU implementation has been certified as complying to the e-<br />

Call TCU type SLA, this one can be integrated into a given e-Call equipped vehicle type<br />

(see the figure 3.2.1 below).This integration shall include:<br />

� The installation of the GSM and GPS antennas on the vehicle and their<br />

liaisons to the e-Call TCU.<br />

� The integration of the audio chain and the other elements of the car HMI<br />

with the e-Call TCU.<br />

� The integration of the In-Vehicle electronic system (providing the crash<br />

notification) with the e-Call TCU.<br />

� The provisioning of the information and parameters necessary to activate and<br />

execute the e-Call service at the car level.<br />

For an e-Call equipped vehicle type examination, the following inspection and<br />

test procedures shall be achieved:<br />

� Examination of the technical file provided by the applicant car manufacturer.<br />

This includes all elements related to risk management and data quality. This<br />

technical file can be referring to the e-Call TCU type being certified, adding<br />

information about its integration in the considered car type.<br />

� e-Call transport protocol conformance testing including the complete,<br />

integrated In-Vehicle e-Call chain.<br />

� e-Call application protocol conformance testing including the complete,<br />

integrated In-Vehicle e-Call chain.<br />

� e-Call In-Vehicle performance conformance testing (e.g. Maximum time<br />

necessary to issue a 112 call following a crash detection or a manual action,<br />

and an MSD message following a 112 circuit switched establishment).<br />

TCU<br />

e-Call equipped<br />

Vehicle<br />

GPS Antenna<br />

GPS<br />

SIM<br />

Power Supply<br />

Processing<br />

Unit<br />

Complying<br />

GSM Modem<br />

GSM Antenna<br />

Figure 3.2.1: e-Call equipped vehicle type<br />

14<br />

Vehicle<br />

Interface<br />

HMI<br />

Interface<br />

Integration of the e-Call TCU<br />

With other elements.


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

3.3 PSAP e-Call terminal type examination (Procedure module B)<br />

At this level, the scope of the e-Call certification shall be clearly delimiting the<br />

functions which are included in the certification (see the figure 3.3.1 below). For a<br />

PSAP e-Call terminal type, the following minimum inspection and test procedures shall<br />

be achieved:<br />

� Examination of the technical file provided by the applicant PSAP. This<br />

includes all elements related to risk management associated to the PSAP<br />

terminal (reliability, dependability, security).<br />

� e-Call transport protocol conformance testing such as specified at the PSAP<br />

interface level.<br />

� e-Call application protocol conformance testing (E112 establishment, MSD /<br />

CANCEL reception, ACK transmission, EOS transmission).<br />

� e-Call PSAP terminal performance conformance testing (e.g. Maximum time<br />

to issue an ACK upon reception of an MSD).<br />

The scope of the PSAP e-Call terminal type examination could be extended to the<br />

PSAP operator HMI (ergonomics quality criteria including the received audio quality)<br />

and to the data quality criteria related to the geographical MAP data quality and the<br />

MAP matching quality (related to the GPS position accuracy).<br />

Global<br />

Network<br />

Voice<br />

Data<br />

• Accident data<br />

• Occupent data<br />

PBX<br />

Date & Time<br />

• Vehicle’ data<br />

PSAP Terminal<br />

15<br />

MAP<br />

Data base<br />

MAP Matching<br />

Figure 3.3.1: Delimitation of the e-Call PSAP Terminal certification


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

3.4 Global e-Call transport network type examination (Procedure module B)<br />

The Global e-Call transport network type examination shall consider an<br />

aggregation of networks including at least one GSM network (e-Call equipped<br />

vehicle interface) and one terrestrial network (e-Call PSAP terminal interface). The<br />

Global e-Call transport network shall be complying to its two interfaces<br />

specifications (e-Call equipped vehicle and e-Call PSAP terminal) and other SLA<br />

criteria. For a Global e-Call transport network type, the following minimum<br />

inspection and test procedures shall be achieved:<br />

� Examination of the technical file provided by the applicants MNO<br />

(Mobile Network Operator) and TELCO. This includes all elements<br />

related to risk management associated to the considered global network<br />

(network coverage, availability, dependability, security).<br />

� e-Call transport protocol conformance testing such as specified at the<br />

PSAP interface level.<br />

� e-Call transport protocol conformance testing such as specified at the e-<br />

Call equipped vehicle interface.<br />

� e-Call Transport conformance (adding the vehicle cell position to MSD)<br />

and performance testing (e.g. Maximum time to establish an E112<br />

switched circuit, Maximum time to transfer the MSD / CANCEL / ACK /<br />

EOS messages once the E112 is established).<br />

16


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

3.5 End to End e-Call system type examination (Procedure module B)<br />

The End to End e-Call system type examination shall consider the complete e-<br />

Call chain integrating at least one type of each element here before considered (see<br />

the figure 3.5.1 below). This step will allow to certify the full interoperability of the<br />

global e-Call chain and will allow to assess the global risk of not achieving the e-<br />

Call service as it is required in SLA.<br />

PSAP e-Call<br />

Terminal Type<br />

Date & Time<br />

• Vehicle’ data<br />

• Accident data<br />

• Occupent data<br />

Global Data<br />

Network Voice<br />

PSAP Terminal<br />

MAP<br />

Data base<br />

Global e-Call transport network Type<br />

Figure 3.5.1: End to End e-Call system type<br />

MAP Matching<br />

End to End<br />

e-Call System<br />

Type<br />

17<br />

E-Call TCU Type<br />

E-Call equipped<br />

Vehicle Type<br />

For an End to End e-Call system type, the following minimum inspection and<br />

test procedures shall be achieved:<br />

� Examination of the technical file provided by the applicants Car<br />

Manufacturer / PSAP / Global Network Operator. This includes all<br />

elements related to risk management associated to the End to End e-Call<br />

system, building on examination of aggregated types.<br />

� e-Call End to End application protocol conformance and interoperability<br />

testing (establishment of the end to end voice circuit, transmission and<br />

reception of the MSD /CANCEL messages, transmission and reception of<br />

the ACK, transmission and reception of the EOS, closing of the voice<br />

circuit).<br />

� e-Call End to End performance conformance testing (e.g. Maximum time<br />

to establish an E112 switched circuit, Round Trip Time Delay for the<br />

transfer of MSD and receiving an ACK).


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

3.6 e-Call TCU product conformity to type<br />

Once e-Call TCU products are manufactured in series, the manufacturer has to<br />

provide some evidence that such products are conforming to examined types. For<br />

this purpose, the three following procedural modules can be required independently<br />

according to some decision rules to be defined:<br />

� Simple self declaration of conformity to type by the manufacturer:<br />

In this case (procedure module C), none inspection or test procedure is<br />

required. The manufacturer has just to issue a self declaration of<br />

“conformity to type”.<br />

� Manufacturing quality management audit: In this case (procedure<br />

module D), the manufacturer has to provide a technical file<br />

demonstrating that the product manufacturing process has the<br />

capability to deliver products having the expected quality level. The<br />

technical file will be inspected by an inspection body who will advise<br />

the certification body to deliver or not the conformity to type<br />

certificate.<br />

� Product verification: In this case (procedure module F1), the<br />

manufacturer has to provide some product samples to be tested for<br />

verification of their conformity to type. The test laboratory in charge<br />

of this verification will deliver its test report to the certification body<br />

which will decide to deliver or not the conformity to type certificate.<br />

Elements which could be considered to build the decision rules used to select the<br />

e-Call TCU product conformity to type certification procedures are:<br />

� Modification of the design or modification of the manufacturing<br />

process of the e-Call TCU by its supplier.<br />

� Operational, Quality, Interoperability problems reported by the OEM<br />

/ e-Call equipped vehicle suppliers.<br />

� ....etc.<br />

18


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

3.7 e-Call equipped vehicles product conformity to type<br />

Once vehicle products are manufactured in series integrating e-Call systems or<br />

are equipped in after sales with e-Call systems, the manufacturer / supplier has to<br />

provide some evidence that such products are conforming to examined types. For<br />

this purpose, the three following procedural modules can be required independently<br />

according to some decision rules to be defined:<br />

� Simple self declaration of conformity to type by the manufacturer<br />

/ supplier: In this case (procedure module C), none inspection or test<br />

procedure is required. The manufacturer / supplier has just to issue a<br />

self declaration of “conformity to type”.<br />

� Manufacturing quality management audit: In this case (procedure<br />

module D), the manufacturer / supplier has to provide a technical file<br />

demonstrating that the product manufacturing / installation process has<br />

the capability to deliver products having the expected quality level.<br />

Then the technical file will be inspected by an inspection body who<br />

will advise the certification body to deliver or not the conformity to<br />

type certificate.<br />

� Product verification: In this case (procedure module F1), the<br />

manufacturer / supplier has to provide some product samples to be<br />

tested for verification of their conformity to type. The test laboratory<br />

in charge of this verification will deliver its test report to the<br />

certification body which will decide to deliver or not the conformity to<br />

type certificate.<br />

Elements which could be considered to build the decision rules used to select the<br />

e-Call equipped vehicle product conformity to type certification procedures are:<br />

� Modification of the integration / installation process of the e-Call<br />

TCU in vehicles by the manufacturer / supplier.<br />

� Modification of the e-Call TCU environment design by the e-Call<br />

equipped vehicle manufacturer / supplier (e.g. antennas, audio<br />

system, electronic system used for crash detection, ..etc.).<br />

� Operational, Quality, Interoperability problems reported by end users<br />

or other stakeholders of the value chain (e.g. PSAPs, TELCO).<br />

� Operational, Quality, Interoperability problems detected during in<br />

service / market survey.<br />

� ....etc.<br />

19


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

3.8 PSAP e-Call terminal product conformity to type<br />

Once PSAP e-Call terminal products are produced in series integrating e-Call<br />

functions and protocols, the supplier has to provide some evidence that such<br />

products are conforming to examined types. For this purpose, the three following<br />

procedural modules can be required independently according to some decision rules<br />

to be defined:<br />

� Simple self declaration of conformity to type by the supplier: In<br />

this case (procedure module C), none inspection or test procedure is<br />

required. The supplier has just to issue a self declaration of<br />

“conformity to type”.<br />

� Manufacturing quality management audit: In this case (procedure<br />

module D), the supplier has to provide a technical file demonstrating<br />

that the product manufacturing / installation process has the capability<br />

to deliver products having the expected quality level. Then the<br />

technical file will be inspected by an inspection body who will advise<br />

the certification body to deliver or not the conformity to type<br />

certificate.<br />

� Product verification: In this case (procedure module F1), the supplier<br />

has to provide some product samples to be tested for verification of<br />

their conformity to type. The test laboratory in charge of this<br />

verification will deliver its test report to the certification body which<br />

will decide to deliver or not the conformity to type certificate.<br />

Elements which could be considered to build the decision rules used to select the<br />

PSAP e-Call terminal product conformity to type certification procedures are:<br />

� Modification of the PSAP e-Call terminal design (hardware or<br />

software evolutions).<br />

� Modification of the PSAP e-Call terminal installation / integration/<br />

use at the PSAP level.<br />

� Operational, Quality, Interoperability problems reported by end users<br />

or other stakeholders of the value chain (e.g. OEM, e-Call equipped<br />

Vehicles supplier, TELCO).<br />

� Operational, Quality, Interoperability problems detected during in<br />

service / market survey.<br />

� ....etc.<br />

20


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

3.9 End to End e-Call system conformity to type<br />

Once a complete end to end e-Call system type has been certified, this one can<br />

be replicated in other European regions / nations without any modification of its<br />

constituting elements. In such a case, for end to end e-Call system conformity to<br />

type certification, the three following procedural modules can be required<br />

independently according to some decision rules to be defined:<br />

� Simple self declaration of conformity to type by the system supply<br />

chain actors: In this case (procedure module C), none inspection or<br />

test procedure is required. The supply chain actors have just to issue a<br />

self declaration of “conformity to type”.<br />

� System integration quality audit: In this case (procedure module D),<br />

the supply chain actors have to provide a technical file demonstrating<br />

that the system integration process has been achieved in such way to<br />

obtain the expected operational level, interoperability and quality<br />

level. Then the technical file will be inspected by an inspection body<br />

who will advise the certification body to deliver or not the conformity<br />

to type certificate.<br />

� System verification: In this case (procedure module F1), the supply<br />

chain actors have to give access to the installed system some the<br />

achievement of verification tests needed to check the conformity to<br />

type. The test laboratory in charge of this verification will deliver its<br />

test report to the certification body which will decide to deliver or not<br />

the conformity to type certificate.<br />

Elements which could be considered to build the decision rules used to select the<br />

end to end e-Call system conformity to type certification procedures are:<br />

� Evolutions in the design, installation or use of the considered end to<br />

end e-Call system in comparison to the certified end to end e-Call<br />

system type.<br />

� Operational, Quality, Interoperability problems reported by end users<br />

or service operators of the end to end e-Call system.<br />

� Differences in regional / national certification procedures.<br />

� ....etc.<br />

21


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

3.10 In-service / market survey<br />

In-service end to end e-Call systems shall be surveyed in order to quickly<br />

identify significant deviations in term of operation, performances, quality of service.<br />

Then, the system monitoring could consist to the execution of the following<br />

procedures (included in procedure module F2):<br />

� Monitor the performances of end to end e-Call systems according to<br />

SLA requirements.<br />

� Achieve at specified time intervals end to end e-Call system functional<br />

and interoperability tests (for those elements which are not used for<br />

long periods of time, typically the e-Call equipped vehicles).<br />

� Reports at specified time intervals and on pre-defined events to the<br />

certification body of significant deviations.<br />

� Renewal of certificates of conformity to type at specified time intervals.<br />

The detection of significant deviations of an operational certified system or<br />

simply the detection of disturbances created by sub-systems being not certified will<br />

lead to some corrective / penal procedures which have to be defined. In particular, the<br />

detection of significant deviation may lead to strengthen the conformity to type<br />

certification of some elements of the system or condition the certificate renewal of the<br />

end to end system conformity to type until the recommended corrections have been<br />

achieved.<br />

22


GST – CERTECS European project Public Document delivered the 13th February 2006<br />

Draft Proposal: Certification Procedures for the e-Call service<br />

Annexes<br />

– Abbreviations and Acronyms<br />

� ACK : Acknowledgement<br />

� ASN.1 : Abstract Syntax Notation One<br />

� CB : Certification Body<br />

� CERTECS : Certification of Telematics Components and Services<br />

� EC : European Commission<br />

� E.Call : Emergency Call<br />

� EMC : Electro-Magnetic Compatibility<br />

� EOS : End of Service<br />

� GPS : Global Positioning System<br />

� GST : Global System for Telematics<br />

� IUT : Implementation Under Test<br />

� MNO : Mobile Network Operator<br />

� MSC : Message Sequence Chart<br />

� MSD : Minimum Set of Data (part of E.Call)<br />

� OEM : In this context “Car Manufacturer”<br />

� PCO : Point of Test and Observation<br />

� PICS : Protocol Implementation Conformance Statement<br />

� PIN : Personal Identification Number<br />

� PIXIT : Protocol Implementation eXtra Information for Testing<br />

� POI : Point of Interest<br />

� PSAP :Public Service Access Point<br />

� QRI : Qualified Reference Implementation<br />

� RI : Reference Implementation<br />

� SLA : Service Level Agreement<br />

� SLS : System Level Specification<br />

� CA : Certification Authority<br />

� IB : Inspection Body<br />

� TCU : Telematics Control Unit<br />

� TELCO : Telecom Operator<br />

� TL : Test Laboratory<br />

� TTCN-3 : Testing and Test Control Notation version 3<br />

� UML : Unified Mark-up Language<br />

� VIN : Vehicle Identification Number<br />

23


Recommendations for the introduction of<br />

the pan-European eCall<br />

Appendix 14<br />

Implementation status E112 and<br />

eCall


Member State eCall MoU signature<br />

Actual status of E112/eCall situation in the Member States<br />

Implementation status<br />

E112 eCall<br />

Belgium Discussion between Ministries E112 introduced. Upgrading and<br />

reorganisation of emergency centres<br />

Czech Republic Procedure started E112 operational. Candidate for pilot<br />

Denmark Procedure started E112 operational. Tests planned in 2006.<br />

Germany <strong>Support</strong> to eCall. Lander delegated<br />

into Federal Ministry. Signature<br />

conditioned to solve data privacy and<br />

subsidiarity issues<br />

E112 introduced.<br />

Estonia E112 introduced<br />

Greece Signed<br />

Spain Regional competence E112 operational in some regions. Position paper critical with eCall. PSAPs<br />

Meeting in Madrid on 16 th March 06<br />

France Discussion between Ministries E112 introduced in some areas. France<br />

has some internal problems due to the<br />

several overlapping organisations<br />

working on emergency care at<br />

regional/local level<br />

Ireland Discussion between Ministries It has started studying the eCall<br />

implementation<br />

Italy Signed Upgrading emergency services (E112<br />

Experimental trial foreseen in April 06).<br />

Candidate for pilot.<br />

DG INFSO G4. Last updated on 20/02/2006 Page 1 of 2


Member State eCall MoU signature<br />

Actual status of E112/eCall situation in the Member States<br />

Implementation status<br />

E112 eCall<br />

Cyprus Signed<br />

Latvia E112 upgrading planned for 2007<br />

Lithuania<br />

Luxembourg<br />

Signed Upgrading emergency centres<br />

Hungary Procedure started Studying Upgrading emergency centres. eCall Expert meeting Budapest 23 rd<br />

March 06. Candidate for pilot<br />

Malta Discussion between Ministries Pull E112 operational. Starting eCall socio-economic study<br />

considering Malta specificity<br />

The Netherlands Procedure started Upgrading PSAPs. Implementation eCall requirements foreseen in the<br />

foreseen on 2006<br />

upgrading. Candidate for pilot<br />

Austria E112 introduced<br />

Poland E112 introduced<br />

Portugal Discussion between Ministries E112 only for fixed lines<br />

Slovenia Signed E112 operational<br />

Slovakia E112 operational<br />

Finland Signed E112 operational. eCall Testbed operational. Candidate for<br />

pilot<br />

Sweden Signed E112 operational. eCall trial foreseen for 2006. Candidate<br />

for pilot<br />

United Kingdom Subject to financial perspectives E112 operational. eCall Research on UK PSAPs<br />

DG INFSO G4. Last updated on 20/02/2006 Page 2 of 2


Recommendations for the introduction of<br />

the pan-European eCall<br />

Appendix 15<br />

Issues on Privacy by Jan Malenstein,<br />

8 April 2005


E-call Driving Group,<br />

Issues on Privacy.<br />

1. Introduction. ................................................................................................................................................... 2<br />

2. DIRECTIVE 95/46/EC. ................................................................................................................................. 2<br />

2.1 Chapter I, general provisions, .................................................................................................................... 3<br />

2.2 Chapter II, general rules on the lawfulness of the processing of personal data........................................ 5<br />

2.2.1 Section I, principles relating to data quality............................................................................... 5<br />

2.2.2. Section II, Criteria for making data processing legitimate. ..................................................... 5<br />

2.2.3. Section III, Special Categories of Processing. ........................................................................... 6<br />

2.2.4. Section IV, Information to be given to the data subject........................................................... 7<br />

2.2.5. Section V, the data subject’s right of acces to data................................................................... 8<br />

2.2.6. Section VI, Exemptions and restrictions..................................................................................... 8<br />

2.2.7. Section VII, the data subject’s right to object............................................................................ 9<br />

2.2.8. Section VIII, confidentiality and security of processing.......................................................... 9<br />

2.2.9. Section IX, Notification. .............................................................................................................. 10<br />

2.3 Chapter III, judicial remedies, liability and sanctions............................................................................. 11<br />

2.3 Chapter IV, Transfer of Personal data to third countries. .......................................................................12<br />

2.4 Chapter V, Codes of Conduct. ................................................................................................................. 12<br />

2.5 Chapter VI, supervisory authority and working party.............................................................................12<br />

2.6 Chapter VII, Community implementing measures.................................................................................. 13<br />

3 National laws. ................................................................................................................................................... 14<br />

4 Best approach. .................................................................................................................................................. 15<br />

Author: Jan Malenstein.<br />

Sr. Advisor ITS<br />

KLPD.<br />

Date : 8 April 2005.


1. Introduction.<br />

Privacy still is considered to be a controversial issue, but is this really true? A number of years ago,<br />

each Member state had its own privacy regulations and laws. This meant that it was hardly impossible<br />

to exchange personal data across borders due to the many constraints and interpretations of Privacy.<br />

Even now, it is still a subject that turns up at almost any project or EU initiative and it is still debated in<br />

length.<br />

This was recognised as a huge problem on which the Commission took action. The definite need to<br />

harmonise the privacy concept in the EU member states led to:<br />

DIRECTIVE 95/46/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 24 October<br />

1995 on the protection of individuals with regard to the processing of personal data and on the<br />

free movement of such data.<br />

This Directive had to become effective in September 1998 because it read inArticle 32 1: “Member<br />

States shall bring into force the laws, regulations and administrative provisions necessary to comply<br />

with this Directive at the latest at the end of a period of three years from the date of its adoption”,<br />

which was 24 October 1995. The Directive was published in the Official Journal of the European Union<br />

on 23 November 1995, No L 281/31.<br />

But this was delayed till September 2002, due to the fact that quite a number of Member States were<br />

not able to transpose this Directive into national legislation, as was required by the Directive.<br />

Finally, in September 2002, this EU Directive became effecive in the whole of the European Union, all<br />

national laws on privacy either adjusted to be in line with the Directive or due to new lawgiving.<br />

This instituted the basic principle that there can be no major differences in privacy legislation any more<br />

in the EU; there may be little add-ons in national legislation, but the EU Directive cannot be restricted<br />

by national lawgiving. This created a whole new situation, effectively a whole new ball game with a<br />

new set of rules.<br />

Next to this a number of other EU legislation was initiated on specific privacy issues:<br />

1. Directive 2002/58/EC of the European Parliament and of the Council of 12 July 2002<br />

concerning the processing of personal data and the protection of privacy in the electronic<br />

communications sector (Directive on privacy and electronic communications)<br />

2. Directive 97/66/EC of the European Parliament and of the Council of 15 December 1997<br />

concerning the processing of personal data and the protection of privacy in the<br />

telecommunications sector<br />

3. Regulation (EC) 45/2001 of the European Parliament and of the Council of 18. December<br />

2000 on the protection of individuals with regard to the processing of personal data by the<br />

Community institutions and bodies and on the free movement of such data.<br />

2. DIRECTIVE 95/46/EC.<br />

OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 24 October 1995 on the<br />

protection of individuals with regard to the processing of personal data and on the free<br />

movement of such data.<br />

There are two key elements in this directive:<br />

1. The protection of individuals with regard to the processing of personal data.<br />

2. The free movement of such data.<br />

Especially the 2 nd element introduced a new key element that did hardly exist before. The exchange of<br />

personal data across the border of the EU, even across the internal borders was a very complex<br />

matter. Even in the area of crime fighting, the so-called Schengen Treaty, it was still a matter of<br />

authorisation of only a few officers that were authorised to perform this.


The free movement of personal data was introduced for a number of reasons:<br />

• The establishment and functioning of the internal market requires that goods, persons,<br />

services and capital can flow freely across the borders, but also personal data related to that.<br />

• The progress in information technology is making the processing and exchange of such data<br />

considerably easier.<br />

• The economic and social integration resulting from the internal market development will lead<br />

to a substantial increase in cross-border flows of personal data between all involved in a private<br />

or public capacity in economic and social activities, but also between undertakings in different<br />

Member States.<br />

• National authorities by virtue of Community law are obliged to collaborate and exchange<br />

personal data as to be able to perform their duties and to carry out tasks on behalf of an<br />

authority in another Member State.<br />

• The increase in scientific and technical cooperatons and the coordinated introduction of new<br />

telecommunications networks in the EC necessitate and facilitate cross-border flows of<br />

personal data.<br />

In the directive, it is implicitly stated that the right to privacy as laid down in Article 8 of the European<br />

Convention for the protection of Human Rights and Fundamental Freedoms, is fully recognised and<br />

maintained.<br />

Moreover, of course, some excemptions are made as well:<br />

• Activities regarding public safety, defence, State security or activities of the State in the area<br />

of Criminal laws fall outside the scope of Community law do not fall within the scope of this<br />

Directive.<br />

2.1 Chapter I, general provisions,<br />

Article 1 defines the scope of the Directive:<br />

1. In accordance with this Directive, Member States shall protect the fundamental rights and<br />

freedoms of natural persons, and in particular their riht to privacy with respect to the<br />

processing of personal data.<br />

2. Member States shall neither restrict nor prohibit the free flow of personal data between Memer<br />

States for reasons connected with the protection afforded under paragraph 1.<br />

Here’s the unambiguous obligation to procect the right on privacy of natural people, note that this<br />

concerns natural people only.<br />

But secondly, it is clearly stated that the free flow of personal data between Member States cannot be<br />

restricted nor prohibited for the sake of this protection. This is important because this means that there<br />

can be no reason to refuse the exchange of personal data, but one has to observe and comply to the<br />

rules as will be explained onwards in this paper.<br />

Article 2 lists a number of definitions:<br />

a. “Personal data”. Any information relating to an identified or identifiable natural person<br />

(the data subject). Idenfiable means once can be identified, directly or indirectly, in<br />

particular by reference to an identification number or to one or more factors specific to this<br />

physical, physiological, mental, economic, cultural or social identity.<br />

b. “Processing of personal data”. Any operation or set of operations which is performed<br />

upon personal data, whether or not by automatic means, such as collection, recording,<br />

organization, storage, adaptation or alteration, retrieval, consultation, use, disclosure by<br />

transmission, dissemination or otherwise making available, alignment or combination,<br />

blocking, erasure or destruction.


c. “Personal data filing system”. Any structured set of personal data, which are accessible<br />

according to specific criteria, whether centralized, decentralized or dispersed on a<br />

functional or geographical basis.<br />

d. “Controller”. The natural or legal person, public authority, agency or any other body<br />

which alone or jointly with others, determines the purposes and means of the processing<br />

of personal data; where the purposes and means of processing are determined by<br />

national or Community laws or regulations, the controller or the specific criteria for his<br />

nomination may be designated by national or Community law.<br />

e. “Processor”. A natural or legal person, public authority, agency or any other body, which<br />

processes personal data on behalf of the controller.<br />

f. “Third party”. Any natural or legal person, public authority, agency or any other body<br />

other than the data subject, the controller, the processor and the persons who, under the<br />

direct authority of the controller or the processor, are authorized to process the data;<br />

g. “Recipient”. A natural or legal person, public authority, agency or any other body to<br />

whom data are disclosed, whether a third party or not; however, authorities which may<br />

receive data in the framework of a particular inquiry shall not be regarded as recipients.<br />

h. “Data subject consent”. Any freely given specific and informed indication of his wishes<br />

by which the data subject signifies his agreement to personal data relating to him being<br />

processed.<br />

This set of definitions clearly marks the spot. The data have to refer to a natural person, the<br />

processing and filing and the persons that are involved. Note the data subject consent, this is the part<br />

that has to be asked to everybody from whom, for whatever reason, personal data are requested and<br />

processed.<br />

Article 3 defines the scope of and the excemptions from the Directive. Here it becomes clear that the<br />

processing has to be performed wholly or partly by automatic means but also otherwise if these<br />

personal data will form a part of a filing system or are intended to form part of a filing system.<br />

The second paragraph of art. 3 excludes the following from the Directive:<br />

1. Activities that fall outside the scope of Community law, as provided in Titles V and VI off<br />

the Treaty on the European Union. These titles concern provisions on a common foreign<br />

and security policy (Title V) and provisions on cooperation in the fields of justice and home<br />

affaris (Title VI). The latter Title had been shaped and defined in the Schengen Treaty on<br />

judicial cooperation between the Member States.<br />

2. In any case to processing operations concerning public security, defence, State security<br />

(including the economic well-being of the Stae when the processing operations relates to<br />

State security matters) and the activities of the State in areas of criminal law (taken care off<br />

by Schengen).<br />

3. The processing of personal data in the course of a purely personal or household activity.<br />

This last one will reassure you all; your data in your PDA are not subjected to the Directive if this is for<br />

personal or household use only.<br />

Article 4 defines the cases where national law, according to the Directive, is applicable and should<br />

hold provisions accordingly:<br />

a. The processing is carried out in the context of the activities of an establishment of the<br />

controller on the territory of the Member State; when the same controller is established on<br />

the territory of several Member States, he must take the necessary measures to ensure<br />

that each of these establishments complies with the obligations laid down by the national<br />

law applicable.<br />

b. The controller is not established on the Member State's territory, but in a place where its<br />

national law applies by virtue of international public law. This applies for instance in<br />

embassies or aboard ships and planes.


c. The controller is not established on Community territory and, for purposes of processing<br />

personal data makes use of equipment, automated or otherwise, situated on the territory<br />

of the said Member State, unless such equipment is used only for purposes of transit<br />

through the territory of the Community.<br />

In the latter case (c), the controller has to appoint then a representative established in the<br />

territory of the Member State, without prejudic to legal actions that could be initiated against<br />

the controller himself.<br />

This article holds important items for controllers that are operational in several Member<br />

States. As said in the introduction, there can be no major differences in privacy legislation any<br />

more in the EU; the EU Directive cannot be restricted by national lawgiving but there may be little addons<br />

in national legislation and those have to be taken into account fully for each Member State. The<br />

housework here is to list all these differing details and to comply with them.<br />

2.2 Chapter II, general rules on the lawfulness of the processing<br />

of personal data.<br />

Article 5 is the obligation for the Member States to determine more precisely the conditions under<br />

which the processing of personal data is lawful, but within the limits of the provisions in this chapter of<br />

the EU Directive.<br />

The condtions are not specified in detail in the EU Directive but is left to the Member States to define.<br />

The principles of article 6 of the EU Directive have to be obeyed though.<br />

Note that this leaves ample room for specific details to be filled in by the Member States as long as it<br />

remains in accordance with the EU Directive. This is however a complicating factor for international<br />

operating entrerprises, see article 4 (c) hereabove.<br />

2.2.1 Section I, principles relating to data quality.<br />

Article 6 lists a number of principles concerning data quality.<br />

Member States shall provide that personal data must be:<br />

a. Processed fairly and lawfully;<br />

b. Collected for specified, explicit and legitimate purposes and not further processed in a way<br />

incompatible with those purposes. Further processing of data for historical, statistical or<br />

scientific purposes shall not be considered as incompatible provided that Member States<br />

provide appropriate safeguards;<br />

c. Adequate, relevant and not excessive in relation to the purposes for which they are<br />

collected and/or further processed;<br />

d. Accurate and, where necessary, kept up to date; every reasonable step must be taken to<br />

ensure that data which are inaccurate or incomplete, having regard to the purposes for<br />

which they were collected or for which they are further processed, are erased or rectified;<br />

e. Kept in a form which permits identification of data subjects for no longer than is necessary<br />

for the purposes for which the data were collected or for which they are further processed.<br />

Member States shall lay down appropriate safeguards for personal data stored for longer<br />

periods for historical, statistical or scientific use.<br />

The controller is responsible that this is complied with.<br />

2.2.2. Section II, Criteria for making data processing legitimate.<br />

Article 7 lists a number of criteria for the legitimacy of personal data processing:<br />

Member States shall provide that personal data may be processed only if:


a. The data subject has unambiguously given his consent; or<br />

b. Processing is necessary for the performance of a contract to which the data subject is<br />

party or in order to take steps at the request of the data subject prior to entering into a<br />

contract; or<br />

c. Processing is necessary for compliance with a legal obligation to which the controller is<br />

subject; or<br />

d. Processing is necessary in order to protect the vital interests of the data subject; or<br />

e. Processing is necessary for the performance of a task carried out in the public interest or<br />

in the exercise of official authority vested in the controller or in a third party to whom the<br />

data are disclosed; or<br />

f. Processing is necessary for the purposes of the legitimate interests pursued by the<br />

controller or by the third party or parties to whom the data are disclosed, except where<br />

such interests are overridden by the interests for fundamental rights and freedoms of the<br />

data subject, which require protection under Article 1 (1).<br />

2.2.3. Section III, Special Categories of Processing.<br />

Article 8 defines special categories of processing.<br />

This is an important article because here it is exactly listed what data are forbidden to be processed.<br />

These are the data that reveal or concern:<br />

• Racial or ethnic origin.<br />

• Political opinion.<br />

• Religious or philosophical beliefs.<br />

• Trade-union membership (still a very sensitive item in many countries!).<br />

• Health or sex life.<br />

And, of course, paragraph (2 - 3) of this article sums up the exceptions:<br />

a. If the data subject has given his or her explicit consent to process these data. This does<br />

not apply however if the laws of the applicable Member State provide that this prohibition<br />

may not be lifted by the data subject’s consent.<br />

b. If processing is necessary for the purposes of carrying out the obligations and specific<br />

rights of the controller in the field of employment law in so far as it is authorized by<br />

national law providing for adequate safeguards; or<br />

c. Processing is necessary to protect the vital interests of the data subject or of another<br />

person where the data subject is physically or legally incapable of giving his consent; or<br />

d. Processing is carried out in the course of its legitimate activities with appropriate<br />

guarantees by a foundation, association or any other non-profitseeking body with a<br />

political, philosophical, religious or trade-union aim and on condition that the processing<br />

relates solely to the members of the body or to persons who have regular contact with it in<br />

connection with its purposes and that the data are not disclosed to a third party without the<br />

consent of the data subjects; or<br />

e. The processing relates to data, which are manifestly made public by the data subject, or is<br />

necessary for the establishment, exercise or defence of legal claims.<br />

f. Processing of the data is required for the purposes of preventive medicine, medical<br />

diagnosis, the provision of care or treatment or the management of health-care services,<br />

and where those data are processed by a health professional subject under national law<br />

or rules established by national competent bodies to the obligation of professional secrecy<br />

or by another person also subject to an equivalent obligation of secrecy.<br />

Paragraph (4) provides the possiblity for the Member States, for reasons of substantial public interest,<br />

and subjected to theprovision of suitable safeguards, to lay down exemptions in addition to those laid<br />

down in paragraph 2 either by national law or by decision of the supervisory authority.<br />

This is not further defined in the EU Directive but is left to the discretion of the Member States.


Paragraph (5) is about the processing of data relating to offences, criminal convictions or security<br />

measures. These may be carried out only:<br />

a. Under the control of official authority,<br />

b. Or subject to derogations which may be granted by the Member State under national<br />

provisions providing suitable specific safeguards under national law<br />

However, a complete register of criminal convictions may be kept only under the control of official<br />

authority. Member States may provide that data relating to administrative sanctions or judgements in<br />

civil cases shall also be processed under the control of official authority.<br />

Paragraph 6 holds the obligaton to notify the Commission on the derogations from paragraph 1<br />

provided for in paragraphs 4 and 5.<br />

Paragraph 7 obliges the Member States to determine the conditions under which a national<br />

identification number or any other identifier of general application may be processed.<br />

Article 9 holds another important excemption: the processing of personal data solely carried out for<br />

journalistic purposes or for the purpose of artistic or literary expression, only if they are necessary to<br />

reconcile the right to privacy with the rules governing the freedom of expression.<br />

2.2.4. Section IV, Information to be given to the data subject.<br />

Article 10 is about the information, to be given to the data subject. Member States shall provide that<br />

the controller or his representative must provide a data subject from whom data relating to himself are<br />

collected with at least the following information, except where he already has it:<br />

a The identity of the controller and of his representative, if any;<br />

b The purposes of the processing for which the data are intended;<br />

c Any further information such as:<br />

• - The recipients or categories of recipients of the data,<br />

• - Whether replies to the questions are obligatory or voluntary, as well as the<br />

possible consequences of failure to reply,<br />

• - The existence of the right of access to and the right to rectify the data concerning<br />

him in so far as such further information is necessary, having regard to the specific<br />

circumstances in which the data are collected, to guarantee fair processing in<br />

respect of the data subject.<br />

Article 11 deals with the provision of information in a situation where the data have not been<br />

obtained from the data subject.<br />

Paragraph 1. Where the data have not been obtained from the data subject, Member States shall<br />

provide that the controller or his representative must at the time of undertaking the recording of<br />

personal data or if a disclosure to a third party is envisaged, no later than the time when the data are<br />

first disclosed provide the data subject with at least the following information, except where he already<br />

has it:<br />

a The identity of the controller and of his representative, if any;<br />

b The purposes of the processing;<br />

c Any further information such as<br />

• - The categories of data concerned,<br />

• - The recipients or categories of recipients, - the existence of the right of access to<br />

and the right to rectify the data concerning him in so far as such further information<br />

is necessary, having regard to the specific circumstances in which the data are<br />

processed, to guarantee fair processing in respect of the data subject.<br />

Paragraph 2 is again an excemption to paragraph 1. The obligation to provide information to the data<br />

subject is not applicable if the provision of such information proves impossible of would involve a<br />

disproportionate effort or if recording or disclosure is expressly laid down by law. In these cases<br />

Member States shall provide appropriate safeguards. This applies particularly for statistical purposes<br />

of for the purposes of historical or scientific research.


2.2.5. Section V, the data subject’s right of acces to data.<br />

Article 12 deals with the right of access.<br />

Member States shall guarantee every data subject the right to obtain from the controller:<br />

a Without constraint at reasonable intervals and without excessive delay or expense:<br />

• - Confirmation as to whether or not data relating to him are being processed and<br />

information at least as to the purposes of the processing, the categories of data<br />

concerned, and the recipients or categories of recipients to whom the data are<br />

disclosed,<br />

• - communication to him in an intelligible form of the data undergoing processing<br />

and of any available information as to their source,<br />

• - knowledge of the logic involved in any automatic processing of data concerning<br />

him at least in the case of the automated decisions referred to in Article 15 (1);<br />

b as appropriate the rectification, erasure or blocking of data the processing of which does not<br />

comply with the provisions of this Directive, in particular because of the incomplete or<br />

inaccurate nature of the data;<br />

c notification to third parties to whom the data have been disclosed of any rectification, erasure<br />

or blocking carried out in compliance with (b), unless this proves impossible or involves a<br />

disproportionate effort.<br />

2.2.6. Section VI, Exemptions and restrictions.<br />

Article 13 grants Member States the possibility to adopt legislative measures to restrict the scope of<br />

the obligations and rights provided for in Articles 6 (1), 10, 11 (1), 12 and 21 when such a restriction<br />

constitutes necessary measures to safeguard:<br />

a National security;<br />

b Defence;<br />

c Public security;<br />

d The prevention, investigation, detection and prosecution of criminal offences, or of breaches of<br />

ethics for regulated professions;<br />

e An important economic or financial interest of a Member State or of the European Union,<br />

including monetary, budgetary and taxation matters;<br />

f A monitoring, inspection or regulatory function connected, even occasionally, with the exercise<br />

of official authority in cases referred to in (c), (d) and (e);<br />

g The protection of the data subject or of the rights and freedoms of others.<br />

Paragraph 2 allows Member States to restrict the application of the right of access by means of a<br />

legislative measure when data are processed solely for purposes of scientific research or are kept in<br />

personal form for a period which does not exceed the period necessary for the sole purpose of<br />

creating statistics. There is the obligation however to provide adequate legal safeguards, in particular<br />

that the data are not used for taking measures or decisions regarding any particular individual.


2.2.7. Section VII, the data subject’s right to object.<br />

Article 14 institutes the right of the data object to object:<br />

a At least in the cases referred to in Article 7 (e) and (f) (public interest, official authority<br />

invested in the controller or in a third party to whom the data are disclosed, necessary<br />

for legitimte interests), to object at any time on compelling legitimate grounds relating to his<br />

particular situation to the processing of data relating to him, save where otherwise provided by<br />

national legislation. Where there is a justified objection, the processing instigated by the<br />

controller may no longer involve those data;<br />

b To object, on request and free of charge, to the processing of personal data relating to him<br />

which the controller anticipates being processed for the purposes of direct marketing, or to be<br />

informed before personal data are disclosed for the first time to third parties or used on their<br />

behalf for the purposes of direct marketing, and to be expressly offered the right to object free<br />

of charge to such disclosures or uses.<br />

Member States shall take the necessary measures to ensure that data subjects are aware of the<br />

existence of the right referred to in the first subparagraph of (b).<br />

Article 15 concerns automated individual decisions and the right of data subjects:<br />

1. Member States shall grant the right to every person not to be subject to a decision which<br />

produces legal effects concerning him or significantly affects him and which is based solely<br />

on automated processing of data intended to evaluate certain personal aspects relating to<br />

him, such as his performance at work, creditworthiness, reliability, conduct, etc.<br />

2. Subject to the other Articles of this Directive, Member States shall provide that a person may<br />

be subjected to a decision of the kind referred to in paragraph 1 if that decision:<br />

o Is taken in the course of the entering into or performance of a contract, provided the<br />

request for the entering into or the performance of the contract, lodged by the data<br />

subject, has been satisfied or that there are suitable measures to safeguard his<br />

legitimate interests, such as arrangements allowing him to put his point of view; or<br />

o Is authorized by a law, which also lays down measures to safeguard the data subject's<br />

legitimate interests.<br />

2.2.8. Section VIII, confidentiality and security of processing.<br />

Article 16 says that any person acting under the authority of the controller or of the processor,<br />

including the processor himself, who has access to personal data must not process them except on<br />

instructions from the controller, unless he is required to do so by<br />

law.<br />

This is an interesting article, it says that any operator only is allowed to process personal data<br />

according to his jobdescription or by the law. He cannot initiate any processing himself.<br />

Article 17 concerns the security of processing.<br />

1. Member States shall provide that the controller must implement appropriate technical and<br />

organizational measures to protect personal data against accidental or unlawful destruction or<br />

accidental loss, alteration, unauthorized disclosure or access, in particular where the processing<br />

involves the transmission of data over a network, and against all other unlawful forms of<br />

processing. Having regard to the state of the art and the cost of their implementation, such<br />

measures shall ensure a level of security appropriate to the risks represented by the processing<br />

and the nature of the data to be protected.<br />

2. The Member States shall provide that the controller must, where processing is carried out on his<br />

behalf, choose a processor providing sufficient guarantees in respect of the technical security<br />

measures and organizational measures governing the processing to be carried out, and must<br />

ensure compliance with those measures.


3. The carrying out of processing by way of a processor must be governed by a contract or legal<br />

act binding the processor to the controller and stipulating in particular that:<br />

a. - The processor shall act only on instructions from the controller,<br />

b. - The obligations set out in paragraph 1, as defined by the law of the Member State in<br />

which the processor is established, shall also be incumbent on the processor.<br />

4. For the purposes of keeping proof, the parts of the contract or the legal act relating to data<br />

protection and the requirements relating to the measures referred to in paragraph 1 shall be in<br />

writing or in another equivalent form.<br />

2.2.9. Section IX, Notification.<br />

Article 18 is about the obligation to notify the surpervisory authority.<br />

This article contains a number of obligations:<br />

1. The controller or his representative has to notify the surpervisory authority (art 28)<br />

before the processing of personal data is carried out.<br />

2. This may, again, be simplified of exempted in certain cases and following some<br />

conditions:<br />

a. Where for categories of processing operations which are unlikely to affect<br />

adversely the rights and freedoms of data subjects, is specified:<br />

i. Purposes of processing.<br />

ii. Data or categories of data undergoing processing.<br />

iii. Category or categories of data subject,<br />

iv. Recipients or categories of recipients to whom data are to be<br />

disclosed.<br />

v. Length of time that data are to be stored.<br />

b. Where, in compliance with the national law, the controllor appoints a personal<br />

dat protection official, responsible for:<br />

i. Ensuring in an independent manner the internal application of the<br />

national provisions.<br />

ii. Keeping the register of processing operations carried out by the controller,<br />

containing the items of information referred to in Article 21 (2), (the register<br />

of processing operations), thereby ensuring that the rights and freedoms of<br />

the data subjects are unlikely to be adversely affected by the processing<br />

operations.<br />

3. Member States may provide that paragraph 1 does not apply to processing whose sole<br />

purpose is the keeping of a register which according to laws or regulations is intended to<br />

provide information to the public and which is open to consultation either by the public in<br />

general or by any person demonstrating a legitimate interest.<br />

4. Member States may provide for an exemption from the obligation to notify or a simplification of<br />

the notification in the case of processing operations referred to in Article 8 (2) (d)<br />

(foundations etc. with a political, philosphical, religious or trade-union aim).<br />

5. Member States may stipulate that certain or all non-automatic processing operations involving<br />

personal data shall be notified, or provide for these processing operations to be subject to<br />

simplified notification.<br />

Article 19 is about the Contents of notification. It says that:<br />

1. Member States shall specify the information to be given in the notification. It shall include at<br />

least:<br />

a. The name and address of the controller and of his representative, if any;<br />

b. The purpose or purposes of the processing;<br />

a. A description of the category or categories of data subject and of the data or<br />

categories of data relating to them;<br />

b. The recipients or categories of recipient to whom the data might be disclosed;<br />

c. Proposed transfers of data to third countries;


d. A general description allowing a preliminary assessment to be made of the<br />

appropriateness of the measures taken pursuant to Article 17 to ensure security of<br />

processing.<br />

2. Member States shall specify the procedures under which any change affecting the information<br />

referred to in paragraph 1 must be notified to the supervisory authority.<br />

Article 20 is abot prior checking.<br />

1. Member States shall determine the processing operations likely to present specific risks to the<br />

rights and freedoms of data subjects and shall check that these processing operations are<br />

examined prior to the start thereof.<br />

2. Such prior checks shall be carried out by the supervisory authority following receipt of a<br />

notification from the controller or by the data protection official, who, in cases of doubt, must<br />

consult the supervisory authority.<br />

3. Member States may also carry out such checks in the context of preparation either of a<br />

measure of the national parliament or of a measure based on such a legislative measure,<br />

which define the nature of the processing and lay down appropriate safeguards.<br />

Article 21 sets rules for the publishing of processing operations.<br />

1. Member States shall take measures to ensure that processing operations are publicized.<br />

2. Member States shall provide that a register of processing operations notified in accordance<br />

with Article 18 (obligation to notify) shall be kept by the supervisory authority. The register<br />

shall contain at least the information listed in Article 19 (1) (a) to (e). The register may be<br />

inspected by any person.<br />

3. Member States shall provide, in relation to processing operations not subject to notification,<br />

that controllers or another body appointed by the Member States make available at least the<br />

information referred to in Article 19 (1) (a) to (e) in an appropriate form to any person on<br />

request. Member States may provide that this provision does not apply to processing whose<br />

sole purpose is the keeping of a register, which according to laws or regulations is intended to<br />

provide information to the public, and which is open to consultation either by the public in<br />

general or by any person who can provide proof of a legitimate interest.<br />

2.3 Chapter III, judicial remedies, liability and sanctions.<br />

Article 22, Without prejudice to any administrative remedy for which provision may be made, inter alia<br />

before the supervisory authority referred to in Article 28, prior to referral to the judicial authority,<br />

Member States shall provide for the right of every person to a judicial remedy for any breach of the<br />

rights guaranteed him by the national law applicable to the processing in question.<br />

Article 23, Member States shall provide that any person who has suffered damage as a result of an<br />

unlawful processing operation or of any act incompatible with the national provisions adopted pursuant<br />

to this Directive is entitled to receive compensation from the controller for the damage suffered.<br />

The controller may be exempted from this liability, in whole or in part, if he proves that he is not<br />

responsible for the event giving rise to the damage.<br />

Article 24, The Member States shall adopt suitable measures to ensure the full implementation of the<br />

provisions of this Directive and shall in particular lay down the sanctions to be imposed in case of<br />

infringement of the provisions adopted pusuant to htis Directive.<br />

The highth of the sanction is not specified in the EU Directive, that has been left to the Member states<br />

to define. For example, the Dutch privacy law institutes administrative sanctions and a maximum fine<br />

of 4500 euro.


2.3 Chapter IV, Transfer of Personal data to third countries.<br />

Article 25 lays down the principles for the transfer of personal data to third countries.<br />

1. The third county has to ensure an adequate level of protection.<br />

2. This adequacy shall be assessed with particular consideration to:<br />

a. The nature of the data<br />

b. The purpose and duration of the proposed processing operation(s).<br />

c. Country of origin and country of final destination.<br />

d. Rules of the the law in the third country<br />

e. Security measures to be complied to in the third country.<br />

3. Member States and the Commission shall inform each other on cases where third countries<br />

do not ensure such an adequate level of protection.<br />

4. If so, Member States shall take the measures to prevent any transfer of data.<br />

5. The Commission shall at an appropriate time enter negotiations with such a country to remedy<br />

the situation.<br />

6. The Commission may find that a third country has an adequate level of protection as a result<br />

from the procedure described in article 32 of the EU Directive.<br />

Article 26 lists a numbe of derogations.<br />

Again, a number of derogations from article 25 are listed:<br />

1. Transfer of data to a 3 rd country may take place if:<br />

a. The data subject has given his unambigious consent.<br />

b. To perform and carry out according to a contract between the data subject and the<br />

controller.<br />

c. The transfer is necessary or legally required based on grounds of public interest or<br />

legal claims.<br />

d. The transfer is necessary in order to protect the vital interests of the data subject.<br />

e. Transfer is made from a register, intended to provide information to the public and can<br />

be consulted by the public or by a person who can demonstrate a legal interest.<br />

2. Authorised by a Member State if the controller adduces adequate safeguards with respect to<br />

the protection of the privacy and fundamental rights and freedoms of individuals.<br />

3. The Member State shall inform the Commission and other Member States of authorisations<br />

granted from paragraph 2.<br />

4. If the Commission decides that proper safeguard is provided, the Member States shall take<br />

the necessary measures to comply with the Commission decision.<br />

2.4 Chapter V, Codes of Conduct.<br />

Only one article here, article 27 lists a number of provisions for a code of Conduct, encouraged by<br />

Member States and the Commission. It is very generic. It is encouraged, not obliged, to draw up a<br />

code of conduct to contribute to the proper implementation of national provisions, pusuant from the EU<br />

Directive.<br />

2.5 Chapter VI, supervisory authority and working party<br />

on the protection of individuals with regards to the processing of personal data.<br />

Two items here are regarded: a supervisory authority and a working party.<br />

Article 28 is about the supervision and lists the requrements for a supervisory authority:<br />

1. Each Member State shall provide that one or more public authorities are responsible for<br />

monitoring the application within its territory of the provisions adopted by the Member States<br />

pursuant to this Directive. These authorities shall act with complete independence in<br />

exercising the functions entrusted to them.


2. Each Member State shall provide that the supervisory authorities are consulted when<br />

drawing up administrative measures or regulations relating to the protection of individuals'<br />

rights and freedoms with regard to the processing of personal data.<br />

3. Each authority shall in particular be endowed with:<br />

a. Investigative powers, such as powers of access to data forming the subjectmatter of<br />

processing operations and powers to collect all the information necessary for the<br />

performance of its supervisory duties,<br />

b. Effective powers of intervention, such as, for example, that of delivering opinions<br />

before processing operations are carried out, in accordance with Article 20, and<br />

ensuring appropriate publication of such opinions, of ordering the blocking, erasure or<br />

destruction of data, of imposing a temporary or definitive ban on processing, of arning<br />

or admonishing the controller, or that of referring the matter to national parliaments or<br />

other political institutions.<br />

c. The power to engage in legal proceedings where the national provisions adopted<br />

pursuant to this Directive have been violated or to bring these violations to the<br />

attention of the judicial authorities. Decisions by the supervisory authority, which give<br />

rise to complaints, may be appealed against through the courts.<br />

4. Each supervisory authority shall hear claims lodged by any person, or by an association<br />

representing that person, concerning the protection of his rights and freedoms in regard to the<br />

processing of personal data. The person concerned shall be informed of the outcome of the<br />

claim. Each supervisory authority shall, in particular, hear claims for checks on the lawfulness<br />

of data processing lodged by any person when the national provisions adopted pursuant to<br />

Article 13 of this Directive apply. The person shall at any rate be informed that a check has<br />

taken place.<br />

5. Each supervisory authority shall draw up a report on its activities at regular intervals. The<br />

report shall be made public.<br />

6. Each supervisory authority is competent, whatever the national law applicable to the<br />

processing in question, to exercise, on the territory of its own Member State, the powers<br />

conferred on it in accordance with paragraph 3. Each authority may be requested to exercise<br />

its powers by an authority of another Member State. The supervisory authorities shall<br />

cooperate with one another to the extent necessary for the performance of their duties, in<br />

particular by exchanging all useful information.<br />

7. Member States shall provide that the members and staff of the supervisory authority, even<br />

after their employment has ended, are to be subject to a duty of professional secrecy with<br />

regard to confidential information to which they have access.<br />

Article 29 institutes a so-called Working Party. This working party will operate on the EU level only.<br />

There is no need for a working party in each Member State.The Working party shall consist of<br />

representatives from the supervisory authorities of the Member States and Commission bodies and<br />

institutions. Article 30 lists the duties of the Working Party. Not explained in more detail here.<br />

2.6 Chapter VII, Community implementing measures.<br />

Here the usual institution of a Committee is described in Article 31, what its duties are and how it shall<br />

interact with the Commission. Not explained in more detail here.<br />

Article 32 lists the final provisions:<br />

1. Member States shall bring into force the laws, regulations and administrative provisions<br />

necessary to comply with this Directive at the latest at the end of a period of three years from<br />

the date of its adoption. When Member States adopt these measures, they shall contain a<br />

reference to this Directive or be accompanied by such reference on the occasion of their<br />

official publication. The methods of making such reference shall be laid down by the Member<br />

States.<br />

2. Member States shall ensure that processing already under way on the date the national<br />

provisions adopted pursuant to this Directive enter into force, is brought into conformity with<br />

these provisions within three years of this date. By way of derogation from the preceding<br />

subparagraph, Member States may provide that the processing of data already held in manual


filing systems on the date of entry into force of the national provisions adopted in<br />

implementation of this Directive shall be brought into conformity with Articles 6, 7 and 8 of this<br />

Directive within 12 years of the date on which it is adopted. Member States shall, however,<br />

grant the data subject the right to obtain, at his request and in particular at the time of<br />

exercising his right of access, the rectification, erasure or blocking of data which are<br />

incomplete, inaccurate or stored in a way incompatible with the legitimate purposes pursued<br />

by the controller.<br />

3. By way of derogation from paragraph 2, Member States may provide, subject to suitable<br />

safeguards, that data kept for the sole purpose of historical research need not be brought into<br />

conformity with Articles 6, 7 and 8 of this Directive.<br />

4. 4. Member States shall communicate to the Commission the text of the provisions of domestic<br />

law, which they adopt in the field covered by this Directive.<br />

Article 33 is on the usual feedback to the EU parliament. Not explained in furhter detail here.<br />

3 National laws.<br />

In article 32 is is stated that the Member States shall bring into force the laws, regulations and<br />

administrative provisions necessary to comply with this Directive at the latest at the end of a period of<br />

three years from the date of its adoption.<br />

When Member States adopt these measures, they shall contain a reference to this Directive or be<br />

accompanied by such reference on the occasion of their official publication.<br />

The Member States shall lay down the methods of making such reference.<br />

The reference usually looks like this (Dutch example):<br />

“Whereas it is necessary to implement Directive 95/46/EC of the European Parliament and of<br />

the Council of the European Union of 23 November 1995 on the protection of individuals with<br />

regard to the processing of personal data and on the free movement of that data (OJ L 28 1); etc etc”<br />

As said in the introduction, this Directive had to become effective in September 1998.<br />

But this was delayed till September 2002, due to the fact that quite a number of Member States were<br />

not able to transpose this Directive into national legislation, as was required by the Directive.<br />

Finally, in September 2002, this EU Directive became effecive in the whole of the European Union, all<br />

national laws on privacy either adjusted to be in line with the Directive or due to new lawgiving.<br />

In the Directive, a lot of issues are left to deal with by the Member States themselves, due to the<br />

subsidiarity principle:<br />

• Purposes and means of processing are determined by national or Community laws or<br />

regulations (art. 2).<br />

• The obligation for the Member States to determine more precisely the conditions under which<br />

the processing of personal data is lawful, but within the limits of the provisions in this chapter of<br />

the EU Directive (art. 5). This is a key issue as this is not defined exactly by the EU directive.<br />

• Member States shall lay down appropriate safeguards for personal data stored for longer<br />

periods for historical, statistical or scientific use (art. 6 (e)).<br />

• the possiblity for the Member States, for reasons of substantial public interest, and subjected<br />

to theprovision of suitable safeguards, to lay down exemptions in addition to those laid down in<br />

paragraph 2 (art 8) either by national law or by decision of the supervisory authority (art 8 par<br />

4).<br />

• Member States may provide that data relating to administrative sanctions or judgements in<br />

civil cases shall also be processed under the control of official authority (art 8 par 5).<br />

• Obligation to the Member States to determine the conditions under which a national<br />

identification number or any other identifier of general application may be processed (art 8 par<br />

7).<br />

• Granting Member States the possibility to adopt legislative measures to restrict the scope of<br />

the obligations and rights provided for etc etc (art 13 par 1).


• Allowing Member States to restrict the application of the right of access by means of a<br />

legislative measure when data are processed solely for purposes of scientific research or are<br />

kept in personal form for a period, which does not exceed the period necessary for the sole<br />

purpose of creating statistics (art 13 par 2).<br />

• Provision that paragraph 1 does not apply to processing whose sole purpose is the keeping of<br />

a register which according to laws or regulations is intended to provide information to the public<br />

and which is open to consultation either by the public in general or by any person<br />

demonstrating a legitimate interest (art 18 par 3).<br />

• Provision for an exemption from the obligation to notify or a simplification of the notification in<br />

the case of processing operations referred to in Article 8 (2) (d) (foundations etc. with a<br />

political, philosphical, religious or trade-union aim) (art 18 par 4).<br />

• Stipulation that certain or all non-automatic processing operations involving personal data<br />

shall be notified, or provide for these processing operations to be subject to simplified<br />

notification (art 18 par 5).<br />

• To determine the processing operations likely to present specific risks to the rights and<br />

freedoms of data subjects and shall check that these processing operations are examined prior<br />

to the start thereof (art 20 par 1.<br />

• The obligation to adopt suitable measures to ensure the full implementation of the provisions<br />

of this Directive and shall in particular lay down the sanctions to be imposed in case of<br />

infringement of the provisions adopted pusuant to htis Directive (art 24).<br />

• The provision, subject to suitable safeguards, that data kept for the sole purpose of historical<br />

research need not be brought into conformity with Articles 6, 7 and 8 of this Directive (art 32<br />

par 3).<br />

Effectively, quite a number of issues are left to the Member States. For this reason, national lawgiving<br />

on privacy according to this EU Directive is much more substantial than the EU Directive itself which<br />

can be regarded as a Framework.<br />

4 Best approach.<br />

The details may differ from Member to Member States, but a basical, common approach can be<br />

applied.<br />

Starting with the EU Directive, the general framework can be set up. Attention has to be paid to the<br />

question “who is the controller?” and the other definitions.<br />

The framework has to address:<br />

1. Principles relating to data quality.<br />

2. Criteria for making data processing legitimate.<br />

3. Special categories of processing.<br />

4. Information to be given to the data subject.<br />

5. The data subject’s right of access to data.<br />

6. The data subject’s right to object.<br />

7. Exemptions and restrictions.<br />

8. Confidentiality and security of processing.<br />

9. Notification.<br />

Appointing official representatives and the personal data protection officer (art. 18 par 2 sub (b)) are<br />

first things to do. Take good notice of art 8, the “sensitive” data and stay away from that.<br />

According to the provisions of the EU Directive, one has to describe the goal and purpose of the<br />

collecting and processing of personal data and all the related procedures.<br />

A matrix of what exactly has to be covered would be helpful; also a matrix of the exemptions. It will be<br />

useful to use matrixes in which the EU Directive is postioned next to the national legislation to<br />

guarantee that nothing is missed.<br />

The matrix identifiers can be according the general principles, listed hereabove.


The controller has to identify who the public authority is. This is the authority to which one has to<br />

submit all the necessary details. In general, this authority may be consulted on beforehand as well to<br />

ensure that the correct procedure is followed. In the Dutch situation, this has proved to be very helpful.<br />

This authority can be consulted during operation as well. A good relationship with the public authoritiy<br />

on privacy can be beneficial. This is an issue to be observed when a personal data protection officers<br />

is appointed.<br />

The controller has to verify that all rights of the data subjecs are respected and that provisions are<br />

documented on how to deal with those rights and how to inform the data subject.<br />

Special attention needs to be paid to cross border exchange of personal data. When a controller is<br />

established in several member states, he has to comply with each law in each member state, which<br />

may lead to the definition of different procedures and obligations, depending on each member state<br />

individually. Next to that, the controller has to observe the rules to the transfer of personal data to third<br />

countries as well.<br />

The last issue to observe is to monitor changes in legislation and to apply and include these as soon<br />

as possible in the processing of personal data.


Recommendations for the introduction of<br />

the pan-European eCall<br />

Appendix 16<br />

Results from the different studies on<br />

business case


Clarification Paper – BC 1<br />

Overview of available studies on<br />

proven or assessed benefits of e-Call<br />

27 august 2005<br />

Author(s)<br />

Y. Bouler<br />

Renault SAS


Table of content<br />

CHAPTER 1 - INTRODUCTION 1<br />

1.1 OBJECTIVES 1<br />

1.2 STAKEHOLDERS CONCERNED 1<br />

CHAPTER 2 -<br />

EXECUTIVE SUMMARY 2<br />

CHAPTER 3 - SECTOR DESCRIPTION 3<br />

3.1 INTRODUCTION 3<br />

3.2 OPEN ISSUES 5<br />

CHAPTER 4 -<br />

CONCLUSION 6<br />

CHAPTER 5 - REFERENCES 7


Chapter 1 - Introduction<br />

1.1 Objectives<br />

Clarification Paper – sub-working group<br />

In order to assess and secure the socio-economic benefits of European e-Call, it is necessary to<br />

collect, compare and combine existing studies and test results.<br />

These proven figures and acceptable assumptions shall support the business case analysis, and<br />

allow further discussions on how the stakeholders can balance efforts and benefits for a<br />

common willingness to roll out this program.<br />

These figures shall also help to determine how the expected benefits are distributed between<br />

public and private sectors.<br />

1.2 Stakeholders concerned<br />

Benefits of e-Call are mostly demonstrated in reducing<br />

• the medical consequences of a crash,<br />

• the risk of further accidents on the scene,<br />

• the impact of an accident on traffic,<br />

and in improving the emergency operations (better information on the context, p/e airbag<br />

deployment information).<br />

Most concerned stakeholders are then public actors (health, emergency, road and security<br />

sectors), and in a lesser extend private insurances and road/bridges infrastructures operators.<br />

On the other end, it is obvious that customers / citizens will get benefits from EC e-Call roll<br />

out, but so far most if not all the existing attempts to sell such services turned in very limited<br />

success.<br />

One can assume that raising customer awareness on personal benefits (own and family security)<br />

may prove a positive communication and raise political and involved industries image, by<br />

showing high level commitment to customer security. But willingness to pay shall keep low, as<br />

rescue is seen as a public duty. Then all ECDG group consider first step of e-Call as a citizen<br />

security approach.<br />

Last all involved industries shall be concerned to confirm that expected and demonstrated<br />

benefits balance the roll-out costs, and that those who shall invest in equipping the vehicles,<br />

carrying the calls and upgrading the rescue chain, will get compensations from those who get<br />

benefits from this effort, and later from potential commercial services (to be confirmed by<br />

market pull).<br />

31/03/2006 1 Version 1.0


Chapter 2 - Executive summary<br />

Clarification Paper – sub-working group<br />

e-Call, as defined by e-Safety and ECDG work group, has a clear positive impact in reducing<br />

the consequences of road accidents when they cannot be avoided, including the opportunity to<br />

warn surrounding vehicles faster, avoiding then further accidents.<br />

e-Call shall also improve rescue efficiency (then reducing rescue cost per accident) and reduce<br />

consequences on traffic by a faster information for surrounding vehicles.<br />

From all relevant studies and field test so far, we can assume that:<br />

• Golden Hour concept is a universal and well known concept in rescue: survival rate and<br />

long term consequences of injuries are reduced for each minute gained to reach the<br />

scene. 80 % of injured people with serious trauma die within one hour if no adequate<br />

medical treatment. There is no discussion on this concept.<br />

• Automatic alert and precise location will reduce by an average 10 minutes the rescue<br />

time in rural area (50% gain over existing alert), and by 3 to 4 minutes in urban<br />

accidents (40% gain). Knowing that most critical accidents occur by night in rural<br />

areas, e-call benefit in reducing rescue time is expected in the high of the bracket.<br />

This varies from country to country, but all studies (EC and US) raised the conclusion<br />

that e-Call has a direct socio-economic impact:<br />

• 3 to 15 % of fatalities should be avoided (large bracket due to country related context,<br />

as current rescue efficiency, road and population distribution…)<br />

• Up to 15% of serious injuries shall be avoided to slightly injuries (large bracket as well,<br />

then shall be further confirmed on country per country basis).<br />

Last but not least, all studies demonstrated that benefit to cost ratio should be between 1.3<br />

and 8.5, without taking into account side benefits as better related traffic management, and<br />

rescue productivity rising.<br />

Public sector will get most of this benefit, then insurance sector and customer.<br />

Non direct financial benefits as image building, social care and better road management, are not<br />

taken into account.<br />

All studies confirm a socio-economic benefit beside of human life saving opportunity, and<br />

of positive communication this effort can bring to citizen and customers. Worst scenario is<br />

leading to 1.1 benefit-to-cost ratio, securing the collective effort to promote e-Call.<br />

From existing studies and tests, a close cooperation among stakeholders could make a 3<br />

ratio an acceptable target.<br />

A large bracket of potential effect on death and injuries severity is linked with country<br />

related environment, but as most critical situations occur in rural areas and by night, it<br />

can be expected that e-Call benefits on operation shall be over the bottom figure in<br />

average.<br />

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Chapter 3 - Sector description<br />

3.1 Introduction<br />

Clarification Paper – sub-working group<br />

e-Call is based on immediate alert by shock sensor in case of crash, together with precise<br />

location coordinate, vehicle identification and time. E-Call can bring further information on the<br />

context, occupants, map location, but this shall require more complexity and costs, and then is<br />

expected for a second step.<br />

This document is focusing only on the benefits expected from first step, automatic trigger and<br />

location going directly to local Public Safety Answering Point as for mobile 112 calls.<br />

Information sources:<br />

EC : In the late 90’s and early 00’s, most Car Makers and some Service Providers launched in<br />

European countries automatic and manual e-Call, from a well accepted and somehow<br />

demonstrated customer benefit from shorter alert, localization and further filtering and<br />

information processing. Private tests where conducted in major European countries, some<br />

implying local Emergency Organizations. These tests results where not published, but one can<br />

expect that they shown rescue improvement as a group of offers reached the market. In this<br />

early European stage, most relevant study published was STORM 1 .<br />

Since e-Safety launched e-Call initiative, EC initiated in 2004 a specific study with SEISS 2 , and<br />

Sweden with Stratega/transek 3 .<br />

US: In the North American market, private service providers rolled out even earlier e-Call<br />

commercial offers. OnStar (GM) and ATX are still operating private e-Call, but beside of<br />

testimony advertising and communication statistics, there is little robust information we can<br />

trust in. On the other end, NHTSA and ITS America produced public statistics and reports,<br />

giving a strong base for accident distribution and cost assessments, together with some coherent<br />

metrics on how immediate alert and location can speed up rescue and reduce socio-economic<br />

impacts.<br />

In Japan, HelpNET is a cooperative e-Call approach allowing major telematics service<br />

providers to propose this service in commercial bundles. No statistic on efficiency is easily<br />

available so far.<br />

1 Stuttgart Transport Operation by Regional Management, 1999.<br />

2 Exploratory Study on the potential socio-economic impact of the introduction of ITS in road vehicles;<br />

VDI/VDE/IT/IfV Köln 2004.<br />

3 Short description of ITS safety applications and their potential safety benefits, Stratega/transek,<br />

31/12/2003<br />

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Analysis:<br />

Clarification Paper – sub-working group<br />

1 – Effect of rescue time on death and injuries: The earlier and more precisely medical<br />

treatment can be given following an accident, the higher the chance to save lives and reduce<br />

injuries severity. In the field of accident and emergency medicine the “golden hour” is a<br />

worldwide well-accepted principle on the importance of early medical treatment. “Words of<br />

Experts” say that 80 per cent of injured people with serious traumas (head, breast, heavy<br />

bleeding etc.) die within an hour if they do not receive adequate medical treatment. The<br />

survival rate increases and the long-term consequences of serious injuries are reduced for each<br />

minute gained for the emergency services.<br />

2 – time to the scene : Both American field trials and European studies indicate that the average<br />

time between accident occurrence and medical help reaching the scene has be reduced by 10<br />

minutes (50%) in rural area, and by 4 to 6 minutes in urban area (40%).<br />

This is an average performance, and there are obviously situations and places where the<br />

performance can be very limited (downtown, day time, near emergencies…) and other where it<br />

can be tremendously higher (remote country road, night time 4 )<br />

Nevertheless, these figures sort out as robust and confirmed statistical effect, and can be<br />

proposed as a very consistent base for benefits assumption.<br />

Precise location is further avoiding search by rescue team, raising operational efficiency of<br />

these teams and then improving their productivity. No figures so far are allowing assessing this<br />

effect.<br />

3 – Effects on death and medical severity: ECDG shared in 2004 a lot of US and some EC<br />

finding, through a document name “e-Call economic impact for society; contribution to<br />

rationale analysis on benefits”. (Annex 1) This work drove to the conclusions that shorter reach<br />

will allow up to 15% death reduction and less severe injuries. This study is bringing a lot of US<br />

and EC reference documents and web-sites, together with interviews outputs with eminent US<br />

specialists.<br />

E-Merge report reached the same level of potential effects on severity: According to E-Merge<br />

and, 5 % to 15 % of road fatalities can be reduced to severe injuries and 10 % to 15 % of severe<br />

injuries can be reduced to slight injuries. For slight injuries, no positive effect of eCall was<br />

foreseen (E-Merge 2004: 49).<br />

SEISS study (annex 2) was ordered by EC late 2004 to further assess impact of ITS. Among<br />

them e-Call impact was assessed. SEISS took the same range of severity effects than E-Merge<br />

and ECDG, and added a 10 to 20% reduction of congestion time. SEISS extended these<br />

assumptions with relevant cost assumptions for vehicle and PSAP equipments and operation<br />

costs, and went to the conclusion that e-Call was granting a fair benefit-cost ratio, ranging from<br />

1.3 up to 8.5:<br />

“This gives us a range of attainable benefit-cost ratios of between 1.3 and 8.5, which<br />

represents the combined consideration of the “pessimistic view” and the “optimistic view” for<br />

4 According to figures from Germany’s Federal Statistics Bureau, more than 40% of all automobile<br />

accidents resulting in death occur at night, when night traffic is 80% lower than day traffic.<br />

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Clarification Paper – sub-working group<br />

final recommendations of eCall.<br />

The “pessimistic view”, with 1.3 as the benefit-cost ratio for eCall, shows that, even with a low<br />

success rate and high cost figures, the introduction of eCall is justified, because the resource<br />

savings exceed the costs. This means that eCall would, even under pessimistic assumptions<br />

and hypotheses, contribute to the welfare of the EU-25.<br />

The “optimistic view” shows that in the best case, which means that system efficiency is<br />

reached and costs are minimized due to economies of scale, society can expect to see a<br />

benefit of 8.5 € for every 1 € spent on eCall.”<br />

Nevertheless, a specific Swedish study was made by Vägverket in 2003 (annex 3) suggest that<br />

the potential for Sweden is much lower, assumedly due to country specific elements.<br />

According to the study, balanced evaluation assumes that the potential in Sweden is between 10<br />

and 20 lives saved per year with eCall, i.e. 2-4 per cent of the number of road fatalities. The<br />

proportion of seriously injured with permanent problems is expected to be reduced by 3-4 per<br />

cent. An overall assessment of the benefits also includes a small contribution for reduced delays<br />

for road users resulting from speedier road clearance mainly in urban areas. A total annual<br />

benefit in Sweden amounts to SEK 550-830 million.<br />

This cost estimate includes an annual cost for investment and operation of emergency alarm<br />

centres (SEK 3.5 million) and an assessment of how much vehicle equipment (only the eCall<br />

function) will cost when prices have stabilised after a period of operation. The cost for<br />

equipping the entire vehicle fleet is estimated in the longer term to SEK 350-500 million per<br />

year, which gives a benefit-cost ratio of between 1.1 and 4.2. The system is therefore socio-<br />

economically profitable even using a pessimistic entry assessment on efficiency.<br />

3.2 Open issues<br />

It is always a matter of local context and existing organization, to clearly determine how much<br />

e-Call shall improve emergency action, then reducing consequences and costs. All studies are<br />

getting to the same conclusion that e-Call shall bring a positive cost-benefits ratio, but financial<br />

extrapolations could be further discussed with cost updates and more comprehensive benefits<br />

assumptions.<br />

We propose to consider Golden Hour effect and time to the scene reduction as quite robust<br />

statistical inputs.<br />

We also recommend to take 10 to 15% improvements (both on death and severity) as a valid<br />

assumption for average effect in Europe, as it is supported by a significant base of US and EU<br />

studies.<br />

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Chapter 4 - Conclusion<br />

Clarification Paper – sub-working group<br />

Late 1990’s, e-Call was a promising approach to enhance alert and rescue in case of traffic<br />

accident.<br />

A lot of private attempts to define, operate and sell e-call raised a significant knowledge base<br />

within the industry, but poor commercial success (for what turned out as an attractive but<br />

driving low willingness to pay) made most private players to stop or reduce their efforts. We<br />

can nevertheless consider that operational efficiency was observed in most of these private<br />

attempts.<br />

On the other end, public and academic sectors, together with ITS stakeholders, made trials and<br />

analysis in US and EC. All these analysis bring to the same conclusion that e-Call is definitely<br />

bringing a better and shorter answer to road accidents, and promising in any scenario a positive<br />

cost-benefit ratio.<br />

Draw-backs are very large bracket of potential gains, and some questions on how we can<br />

extract and secure economic benefits out of operation improvements.<br />

Going through all available studies as listed in this document, we can assume that most tests<br />

and studies are supporting the upper middle range of results, and that 3.0 cost-benefits ratio<br />

could be a good common target for a pan-European e-Call. Economic benefits are already quite<br />

well supported by consistent US and EC statistics on cost which shall be directly affected by<br />

immediate alert and precise location, and by sound assumptions on side effects on traffic<br />

consequences of a crash.<br />

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Chapter 5 - References<br />

Clarification Paper – sub-working group<br />

Annex 1: ECDG “e-Call economic impact for society: contribution tot rational analysis on<br />

benfits”, September 2004<br />

Annex 2: SEISS final report “Exploratory Study on the potential socio-economic impact of he<br />

introduction of Intelligent Safety Systems in Road Vehicles”, January 2005<br />

Annex 3: Swedish study by Vägverket in 2003<br />

Other sources :<br />

NHTSA annual report 2000 (http://www.nhtsa.dot.gov/people/economic/EconImpact 2000)<br />

Recommendations for ITS Technology in Technology in Emergency Medical Services, August 2003, William T.<br />

Baker, ITS America, (202) 484-4540. www.itsa.org<br />

US Department of Transportation – ACN Field Operational Test, Western New York area, 2000, Ref DOT HS<br />

809 303,<br />

www.itsdocs.fhwa.dot.gov/JPODOCS/REPTS_TE/ACN%20Final/index.htm#toc<br />

Intelligent Transportation Systems Benefits and Costs, update 2003<br />

Mitretek System for Fedral Highway Administration, Report N° FHWA-OP-03-075;<br />

http://www.itsdocs.fhwa.dot.gov/jpodocs/repts_te/13772.html<br />

ACN Field Operational Test, Erie County, New York, 2001 Ref DOT HS 809 304,<br />

http://www.itsdocs.fhwa.dot.gov//JPODOCS/REPTS_TE//13830.html<br />

OECD report Road Safety impact of New Technologies http://www.escope.info/index.html?file=224<br />

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1 – Objectives of this document<br />

Annex 1 :<br />

e-call economic impact for society<br />

Clarification Paper – sub-working group<br />

Contribution to rational analysis on benefits<br />

From European Commission goal to reduce road fatality by 50% in 2010 (compared to 2000),<br />

and e-Safety Forum recommendation to raise e-Call as first priority within vehicle innovation<br />

contributing to this objective, a private and public workgroup “ECDG” raised several<br />

recommendations on the best way to operate e-Call trough Europe, and is now focusing on<br />

business rational and roll out scenario.<br />

At this stage, it has been recommended and agreed that gradually each vehicle will be fitted with<br />

a device allowing automatic trigger of a call (voice+data) directly to e112 selected PSAP,<br />

together with precise location, identification, time stamp, and server coordinates offering extra<br />

relevant information when available. This first step 5 is the only focus of this analysis.<br />

This approach is in line with several trials and existing products, in Europe and USA. This is<br />

allowing identifying benefits related with time saved in alerting and routing rescue, together with<br />

side effects on global efficiency and incident management.<br />

Key questions raised in this document are:<br />

1. What are the impacts of automatic trigger and precise location in rescue time, and<br />

incident management ;<br />

2. How these impacts turns into better efficiency / lower consequences<br />

3. How better efficiency brings economic impacts beside of human care,and how much<br />

could be saved by equipped car,<br />

4. and who shall benefit from this effort<br />

2 – Context: Global economic impact of vehicle's crashes<br />

5 A further step shall allow to collect and manage extra data in order to deliver as much information as<br />

PSAP can use to improve rescue operation, and to allow third parties to act beside emergency response<br />

to service the distressed people or warn surroundings.<br />

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Clarification Paper – sub-working group<br />

A car crash has a global cost for society, beside of human drama and political issue.<br />

This economic impact is a shared burden, with emergency operation costs, insurance<br />

costs, health costs and lost workplace / productivity costs.<br />

A very strong report is available at NHTSA (http://www.nhtsa.dot.gov/people/economic/EconImpact<br />

2000), and is used as reference for this analysis paper. Such figures exist in Europe but<br />

they are not available in such a format that a rapid analysis can be done on e-Call case.<br />

We can nevertheless assert that figures are in the same range, as global markets are<br />

quite similar:<br />

We then propose to use NHTSA report as a reference document, and to challenge major<br />

assumptions with European known situations and figures.<br />

Year 2000 commonly agreed figures USA Europe (source :<br />

EU COM 311<br />

Final.)<br />

Total registered cars 217 028 000 200 000 000<br />

Total new cars sold/year 17 000 000 16 000 000<br />

Total casualties 3 189 000 1 700 000<br />

Total fatalities 41 821 More than 40 000<br />

Estimated total cost of crashes (k$) 230 600 000 Est 160 000 000<br />

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Clarification Paper – sub-working group<br />

Source : NHTSA report "the economic impact of motor vehicle crashes 2000", may 2002.<br />

Economic Impact of Crashes<br />

> The cost of motor vehicle crashes that occurred in 2000 totaled $230.6 billion. This is equal to<br />

approximately $820 for every person living in the United States and 2.3 percent of the U.S. Gross<br />

Domestic Product.<br />

> The lifetime economic cost to society for each fatality is over $977,000. Over 80 percent of this amount<br />

is attributable to lost workplace and household productivity.<br />

> Each critically injured survivor cost an average of $1.1 million. Medical costs and lost productivity<br />

accounted for 84 percent of the cost for this most serious level of non-fatal injury.<br />

> Lost workplace productivity costs totaled $61 billion, which equaled 26 percent of the total costs. Lost<br />

household productivity totaled $20.2 billion, representing 9 percent of the total costs.<br />

> Total property damage costs for all crash types (fatal, injury, and property damage only) totaled $59<br />

billion and accounted for 26 percent of all costs.<br />

> Property damage only crashes (in which vehicles were damaged but nobody was injured) were the most<br />

costly type of crash, due to their very high rate of occurrence. Their costs totaled $59.8 billion and<br />

accounted for 26 percent of total motor vehicle crash costs.<br />

> Present and future medical costs due to injuries occurring in 2000 were $32.6 billion, representing 14<br />

percent of the total costs. Medical costs accounted for 26 percent of costs from non-fatal injuries.<br />

> Travel delay cost $25.6 billion or 11 percent of total crash costs.<br />

> Approximately 9 percent of all motor vehicle crash costs are paid from public revenues. Federal<br />

revenues accounted for 6 percent and states and localities paid for approximately 3 percent.<br />

Private insurers pay approximately 50 percent of all costs. Individual crash victims pay approximately 26<br />

percent while third parties such as uninvolved motorists delayed in traffic, charities, and health care<br />

providers pay about 14 percent. Overall, those not directly involved in crashes pay for nearly three-<br />

quarters of all crash costs, primarily through insurance premiums, taxes and travel delay. In 2000 these<br />

costs, borne by society rather than by crash victims, totaled over $170 billion.<br />

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3 – Impact analysis from existing materials<br />

Clarification Paper – sub-working group<br />

3.1 – Impact of automatic trigger, precise location and identification in rescue time and<br />

incident management<br />

Automatic triggered emergency call with precise<br />

location & direction shows a clear improvement in<br />

reducing rescue time at the crash scene.<br />

Quite robust assumptions can be shared from European and US trials and reports, as<br />

they were made in various places and times and reached the same levels:<br />

Europe:<br />

E-merge project used a German study "STORM" (Stuttgart Transport Operation by Regional<br />

Management), showing almost 50% rescue time improvement in rural area, with a net gain of<br />

almost 10 minutes:<br />

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Clarification Paper – sub-working group<br />

When the average time in urban areas decreased from 13 minutes down to 8 minutes.<br />

PSA and Renault were also involved with French "Préfecture de Paris" for a live test in Paris<br />

(summer 2000), and its nearby rural area. This test proved the same kind of positive effect on<br />

rescue time, and rescue coordination enhanced efficiency. It also shown the opportunity to rise<br />

alert to the environment, and then to avoid over-accident and route congestion.<br />

USA:<br />

These figures and information have been collected on several US federal websites, as<br />

recommended by Dr. Ricardo Martinez, former NHTSA Administrator (94/99) and current CEO of<br />

Safety Intelligence System. Phone interviews and mail exchanges with Dr Martinez secured<br />

these elements.<br />

� Average times without Automatic Crash Notification (ACN) in USA are in line with STORM<br />

report, regardless of differences in road infrastructures, cars and driving behavior 6 :<br />

Area type Average notification Average time to<br />

scene<br />

Total<br />

Rural 9,6 min 11 min 20,6 min<br />

Urban 5,2 min 3,4 min 8,6 min<br />

� Emergency efficiency: ACN allow a strong average 2 minutes. notification time when an<br />

average rural 7 minutes was going up to hours 7 : to compare with 11 minutes down to 2.5<br />

minutes in Storm study. Rural crashes account for most of the fatalities (60%), and single rural<br />

crashes for almost 1/3 of US fatalities. This is likely to be at same levels in Europe, when e-Call<br />

is proving maximal impact in rural areas.<br />

� PSAP efficiency: ACN reliability to avoid false alarms was proven in a 700 ACN system pilot 3<br />

where a low 3.5% false alarm was observed. 27% of received calls were originated by mobile<br />

phones at time of the report. This share is still growing, bringing multiple call for a same incident<br />

(80 to 100 calls per crash in urban area, to compare with an average of 6 call from fixed lines!),<br />

together with loose or no location. ACN can help to filter calls thanks to automatic trigger and<br />

6 Recommendations for ITS Technology in Technology in Emergency Medical Services, August 2003,<br />

William T. Baker, ITS America, (202) 484-4540. www.itsa.org<br />

7 US Department of Transportation – ACN Field Operational Test, Western New York area, 2000<br />

Ref DOT HS 809 303, www.itsdocs.fhwa.dot.gov/JPODOCS/REPTS_TE/ACN%20Final/index.htm#toc<br />

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Clarification Paper – sub-working group<br />

precise location. Public Safety Community able to successfully use ACN; can help to adapt<br />

resources to the case (FSD) 3<br />

� Side effects: Fast notification of an incident for surrounding traffic allowed 2,8% new crash<br />

reduction (San Antonio, Texas) and reduced average incident duration by more that 55%<br />

(Maryland) 8<br />

Conclusions:<br />

• STORM figures are viable assumptions, from US bench and “words of experts”.<br />

Regardless the time and place, same level of results were observed in US and Europe.<br />

• E-Call shall allow almost 50% shorter reach (about 10 minutes saved) to the scene in<br />

rural area, where alert can be very late and location hard to find, and up to 40% shorter<br />

reach in urban areas (4 to 5 minutes).<br />

• Moreover, US tests proved impacts on surrounding warning, then reducing risks of new<br />

crashes and dropping average incident duration by more than 50%.<br />

• Last, e-Call brought a better PSAP resources efficiency by reducing false alerts and<br />

allowing better resources fit to the scene.<br />

3.2 – How these impacts turn into better efficiency and lower severity<br />

Emergency Organizations are well aware of the “Golden Hour” concept, stating that the first tens<br />

on minutes following a crash are critical for survival or reduced injuries.<br />

A good presentation of this concept is available on an US ITS report.<br />

US Department of Transportation – ACN Field Operational Test, Erie County, New York, 2001 9 :<br />

“The time dependence of trauma is commonly accepted. For example, Reference 21 states for<br />

traumatic brain injury, “All neurological damage does not occur at the moment of impact (primary<br />

injury), but rather evolves over the ensuing minutes, hours, and days. This secondary brain injury<br />

can result in increased mortality and more disabling injuries.” What remains in question is the<br />

exact quantification of this variable. Contemporary literature in this field (References 20 - 24)<br />

often refers to a “golden hour” where the first 60 minutes of care after a multiple trauma injury is<br />

described as “crucial.” Furthermore, within this first hour, care seeking to correct the underlying<br />

problem causing the patient’s condition to worsen must be administered. This type of care can<br />

best be administered in a suitable facility such as an emergency room or, even better, a<br />

8 Intelligent Transportation Systems Benefits and Costs, update 2003<br />

Mitretek System for Fedral Highway Administration, Report N° FHWA-OP-03-075;<br />

http://www.itsdocs.fhwa.dot.gov/jpodocs/repts_te/13772.html<br />

9 Ref DOT HS 809 304, http://www.itsdocs.fhwa.dot.gov//JPODOCS/REPTS_TE//13830.html<br />

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Clarification Paper – sub-working group<br />

dedicated trauma center. Thus, transport of the victim to such a facility needs to be accomplished<br />

within this time frame. Administration of fluids and other simple, supportive care treatments, while<br />

not enough in critical situations, should be started within the “Golden Ten Minutes” (Reference<br />

25). This offers a loose bound of 10 minutes on the time from the occurrence of the motor vehicle<br />

crash to the arrival of medical aid in severe cases. “…”The change in the time distribution of<br />

deaths resulting from trauma is significant due to the likely causes of these changes. The “early<br />

deaths” peak likely has been reduced due to a better understanding of trauma and improved<br />

facilities and thus more quickly administered medical aid. A study reported in 1998 in Portland,<br />

Oregon (Reference 29) further bolsters the importance of the time-dependence of trauma. The<br />

researchers found, after examining 848 trauma cases, that the response time was significantly<br />

shorter (3.5 ± 1.2 minutes) for unexpected survivors compared to unexpected fatalities (5.4 ± 4.3<br />

minutes). Simply put, a shorter response time resulted in a greater likelihood of survival. “<br />

Even if we can hardly turn that common understanding into robust statistics, it is obvious that<br />

saving average 10 minutes in rural area, where almost 2/3 of crashes and 1/3 of fatalities occur<br />

(and securing an alert when no witness can give a good Samaritan call within minutes), will have<br />

a dramatic positive impact in saving people and reducing severity of wounds. A very conservative<br />

assumption would be a 10% average reduction of severity; a more realistic view could be up to<br />

20%.<br />

US Department of Transportation – ACN Field Operational Test, Erie County, New<br />

York, 2001 10 :<br />

An ACN system should reduce the length of time between traumas and needed restorative<br />

medical care. Extrapolating from the findings of air transport fatality reduction studies<br />

(References 30 and 31), the ACN system could offer an approximate 20% reduction in fatalities<br />

from motor vehicle collisions. This estimate assumes that adequate medical facilities would be<br />

available. Unfortunately, no studies have been found to assess the time dependence of injury<br />

severity caused by motor vehicle trauma. Thus, any estimate of the affect of ACN on reducing<br />

injury severity would be little more than a guess. This area requires further study. However, an<br />

NHTSA-sponsored multidisciplinary research team has produced a computer program<br />

(References 2, 4, and 5) which attempts to produce an easily understood probability of serious<br />

injury estimate making use of data which would be available from an ACN system.<br />

To further support this assumption, another US study (non identified but quoted in 2 ) came down<br />

to the conclusion that ACN could save a yearly 1676 life (6%) and have “even more far reaching”<br />

effect on severity of highways injuries.<br />

10 Ref DOT HS 809 304, http://www.itsdocs.fhwa.dot.gov//JPODOCS/REPTS_TE//13830.html<br />

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Clarification Paper – sub-working group<br />

Side effects on incident management and improved rescue efficiency (false call filtering, better<br />

resources fit to the situation) can hardly be estimated, but can be seen as bonuses securing the<br />

10% assumption.<br />

Conclusion:<br />

e-Call shall allow a conservative 10 to 15% average gain on severity brackets (as used in<br />

MHTSA reference report), together with improved rescue costs and reduced incident impact on<br />

the traffic.<br />

3.3 – Financial Benefits of e-Call<br />

A key pending question is now, from confirmed benefits of e-Call (reduction on rescue time on<br />

European accidents, improved PSAP efficiency, better surroundings warning), to evaluate the<br />

global economic benefits from existing statistics and costs split.<br />

• E-call benefits are mostly expected to reduce fatality and injury level, with a direct impact<br />

in health costs (public sector & insurances) and insurance costs (insurances).<br />

• It should also reduce emergency services costs (public sector) and travel delay<br />

(speeding access to the crash and information to road users: public sector)<br />

• Legal costs should as well be reduced according with crash severity reduction, and using<br />

data received from the crash scene to better solve legal disputes.<br />

• Last, market productivity and household work loss are less directly linked with identified<br />

players, but must be a political concern and by the way, drive attention from state<br />

organization as well as insurance companies.<br />

• The main field where e-call has a marginal impact (if any) is on Property Damages.<br />

High level assumptions<br />

From NHTSA figures, and not diving into details, we can already bring some assumptions and<br />

estimate the economic effect.<br />

� First high-level assumption is that reduced time to the crash should bring up to 15% of the<br />

victims to the lower category.<br />

� Second assumption from NHTSA split of total cost, is that e-call shall impact at least 50% of<br />

this total cost, with lower perceived benefit on Productivity issues and Property Damages as<br />

insurance ability to recover on these cost is not yet proven.<br />

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Part of this amount impacted by shorter rescue time<br />

Medical 14%<br />

Rescue cost 1%<br />

Market productivity 26%<br />

Household Productivity 9%<br />

Workplace Cost 2%<br />

Travel delay 11%<br />

Insurance administration 7%<br />

� Third assumption is that European crash figures are the same than US, and that 1 USD = 1<br />

EUR<br />

From these three high level assumptions and NHTSA figures, and as a discussion basis, we can<br />

bring complementary following analyses:<br />

1 – First assumption from US current cost split by severity:<br />

31/03/2006 16 Version 1.0<br />

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Clarification Paper – sub-working group<br />

To support this way of computing the possible savings due to an e-Call system, it may be worth to<br />

mention again a US study (US Department of Transportation – ACN Field Operational Test,<br />

Erie County, New York, 2001 11 ):<br />

To compute the possible cost savings that could result due to an ACN system, several<br />

assumptions need to be made. The dollar amounts shown in the preceding paragraph have to be<br />

averaged over the number of people injured or killed. This assumes that each person injured or<br />

killed caused an equivalent financial loss, or, that the inexpensive ones exactly balance the<br />

expensive cases. Next, it is assumed that the total number of people killed or injured would<br />

remain the same. Although there could be a substantial reduction in the number of people injured<br />

due to the ACN, this is not taken into account. Thus, if usage of the ACN system reduced the<br />

number of fatalities, the number injured would increase by approximately the same amount.<br />

Those who originally would have been fatalities but survive due to earlier medical intervention<br />

might be considered to become injured at the “average” financial level. Although this may seem<br />

counterintuitive at first, two factors support this assumption. First, neurological traumas in<br />

automobile crashes can result in severe and expensive permanent disabilities. However, many of<br />

the fatalities caused by severe neurological trauma would be virtually impossible to prevent.<br />

Secondly, those people who could be saved by earlier medical intervention often die from loss of<br />

blood or difficulties breathing. If these injuries can be stabilized, many times a full recovery can<br />

be expected as opposed to an extremely expensive and permanent handicap.<br />

This is quite in line with existing analysis shared by e-Call Driving group, as hereafter:<br />

Year 2000 Total cost Population Unit average cost<br />

Fatalities 40 859 117 000 41 821 $ 977 000<br />

Very severe injury (MAIS<br />

5) 10 372 971 543 9 463 $ 1 096 161<br />

Severe injury (MAIS 4) 12 709 987 697 36 509 $ 348 133<br />

MAIS 3 23 430 170 591 125 903 $ 186 097<br />

MAIS 2 29 133 987 740 436 007 $ 66 820<br />

MAIS 1 49 214 536 770 4 659 585 $ 10 562<br />

MAIS 0 5 000 074 596 2 548 458 $ 1 962<br />

170 720 845 937<br />

This is already removing Property Damage Crashes (about 60 billion USD), as they show no<br />

clear benefit from e-call (except over-accident avoiding).<br />

11 Ref DOT HS 809 304, http://www.itsdocs.fhwa.dot.gov//JPODOCS/REPTS_TE//13830.html<br />

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Clarification Paper – sub-working group<br />

In order to reduce interpretation on severity of injury and bracket effects, we propose to reduce<br />

number of severity levels by half:<br />

Year 2000, EU=US Population<br />

average Per Person<br />

Costs<br />

Fatalities 41 821 $ 977 000<br />

Severe injury (MAIS 4+5) 45 972 $ 502 109<br />

Medium injury (MAIS 2+3) 561 910 $ 93 546<br />

Light injury (MAIS 0+1) 7 208 043 $ 7 521<br />

Then, to consider that a fairly conservative 15% of crashes victims will fall in lower category<br />

thanks to e-call reduced time to the scene:<br />

Initial Population Improved population<br />

Fatalities 41 821 35 548<br />

Severe injury (MAIS 4+5) 45 972 45 349<br />

Medium injury (MAIS 2+3) 561 910 484 519<br />

Light injury (MAIS 0+1) 7 208 043 6 211 123<br />

We can of course consider that light injuries will not benefit in the same extend of reduced<br />

emergency arrival time, but the risk of waiting beside of a car in a crash situation may prove<br />

some benefits as well.<br />

Economic outlook would then be:<br />

Improved<br />

population<br />

Fatalities 35 548<br />

Severe injury (MAIS 4+5) 45 349<br />

Medium injury (MAIS<br />

2+3) 484 519<br />

Light injury (MAIS 0+1) 6 211 123<br />

average Costs<br />

Per Person Improved costs<br />

$ 977<br />

$ 502<br />

$ 93<br />

$ 7<br />

000 $ 34 730 249 450<br />

109 $ 22 770 321 013<br />

546 $ 45 324 605 719<br />

521 $ 46 716 372 572<br />

Total $149 541 548 754<br />

Estimated total economic benefit for all players should then be around 21,180 million €,<br />

31/03/2006 18 Version 1.0


Clarification Paper – sub-working group<br />

This first estimate does not take into account operation efficiency improvements, nor reduced<br />

congestion and further accident avoiding.<br />

From the above calculation, and the new cars sold each year in Europe (16 000 000), we can<br />

identify a 662 € statistic saving opportunity per new car sold.<br />

2 – From estimated average risk per vehicle & per year<br />

A simpler way to compute a rough estimate would be to identify average yearly risk per vehicle<br />

from global costs, then to focus on the ratio impacted by shorter alert and reach to the scene,<br />

and finally, to assume an average global risk reduction thanks to e-Call.<br />

An estimated 10% risk reduction is assumed from former discussion, knowing that this figure is<br />

highly hypothetical and shall need further test and analysis.<br />

Such rough analysis would bring a European average risk of 800 € per year (160 billions €<br />

divided by 200 billions motor vehicles), from wich 70% are impacted by shorter rescue time.<br />

This average 560€ impacted risk would then be reduced by 10%, allowing a 56€ gain per vehicle<br />

per year.<br />

For a 12 years average vehicle lifetime, total potential saving per vehicle would be in the<br />

range of 600 to 700€, quite coherent with former more detailed analysis.<br />

3.4 – Who shall benefit from this effort<br />

Final customer is obviously among the main stakeholders benefiting e-Call, as this can save their<br />

life as well as protect their family and friends. They could appreciate enhanced peace of mind,<br />

and later enjoy accident management as well as further value added services from the same<br />

technical platform. But …<br />

Final customers are not willing to pay for e-call, as they mostly consider this as a public duty. On<br />

the other end, they are aware of the benefits of an automatic and located call…<br />

Public sector and insurance companies should prove a rational benefit, both on economic and<br />

social effect of crashes, but also on positive communication opportunity.<br />

As a matter of fact, from NHTSA split of road accidents cost, they appear to be by far the main<br />

stakeholders supporting the impacted costs :<br />

31/03/2006 19 Version 1.0


Clarification Paper – sub-working group<br />

Share of this amount impacted by shorter rescue time<br />

Medical Public Sector ; Insurance 14%<br />

Rescue cost Public Sector 1%<br />

Market productivity Public Sector ; Insurance 26%<br />

Household Productivity Public Sector , global economy 9%<br />

Workplace Cost Public Sector ; industry 2%<br />

Travel delay Public Sector , global economy 11%<br />

Insurance administration Insurance industry 7%<br />

We can assume than far more that 50% of potential savings will directly or non-directly benefit<br />

these two stakeholders. Public sector is also concerned by global economy and competitiveness,<br />

where e-Call can support a local industry and protect household productivity.<br />

Car industry unsuccessfully tried to promote e-call. Carmakers have a clear view of technical<br />

environment, relevant data and operations cost, and cannot, in a competitive market, support<br />

alone the cost of such effort, when this effort brings a clear benefit for most players on the market<br />

and end-user/citizen.<br />

4 - Conclusions :<br />

The ECDG sub-group in charge of benefits assumptions can consider:<br />

1. That an average 10 minutes (50%) time reduction is a sound figure in rural areas in most<br />

European areas<br />

2. That a 4 to 5 minutes (40%) time reduction is also quite robust in Urban areas<br />

3. That rural crash are bringing more risk of late alert and late arrival of rescues, when rural<br />

crashes are bringing around 2/3 of road statistics and 1/3 of fatalities. E-Call being even more<br />

efficient in rural areas, we can assume that the positive effects will prove substantial.<br />

4. That side benefits in rescue operations, false alarms filtering, and better scene management will<br />

bring extra benefits which should secure current economic assumptions<br />

5. That this shorter time to the scene has a substantial impact on death and severity reduction,<br />

which shall turn in lower global cost for society. 10 to 20% involved people moving to lower<br />

severity bracket is seen as realistic.<br />

6. That from these elements, and although this would need further analysis and trials, a 500 to 700<br />

€ average saving per equipped vehicle, is likely.<br />

31/03/2006 20 Version 1.0<br />

70%


ANNEX 2:<br />

Clarification Paper – sub-working group<br />

http://www.escope.info/index.html?file=237<br />

ANNEX 3:<br />

http://www.escope.info/index.html?file=223<br />

Ekonomisk värdering av eCall i Sverige<br />

Ett par internationella projekt 12 har genomfört beräkningar av de samhällsekonomiska<br />

effekterna av eCall för Europa. Det använda tillvägagångssättet har nedan använts med svensk<br />

statistik och med de värderingar av döda och skadade i vägtrafiken som tillämpas i Vägverkets<br />

samhällsekonomiska modeller.<br />

Enligt de internationella studierna (E-MERGE, E-Safety Driving Group och SEISS) räknar man<br />

med att ett utbyggt eCall med i princip alla fordon utrustade medför att<br />

• 5 – 15% av antalet trafikdödade kan reduceras till svårt skadade<br />

• 10 – 15% av antalet svårt skadade kan reduceras till lätt skadade<br />

• Inga förändringar uppkommer för lätt skadade<br />

Ovannämnda siffror utgör antaganden som bygger på amerikanska erfarenheter, men också på<br />

tidsmätningar av räddningsinsatser i Stuttgart (STORM-projektet) och i Paris. Studierna<br />

innefattar också konsekvensanalyser av tidig medicinsk behandling av olycksoffer. 13<br />

Antalet skadade av olika svårighetsgrad från polisrapporterade olyckor i Sverige 2003 är<br />

Antal personer<br />

Dödade Svårt skadade Lindrigt skadade<br />

529 4 664 22 439<br />

Med ovannämnda ansatser erhålles potentialen<br />

12 E-MERGE Final report; ERTICO-ITS Europe, juni 2004 och <strong>eSafety</strong> Driving Group 2004<br />

Exploratory Study on the potential socio-economic impact of the introduction of Intelligent Safety<br />

Systems in Road Vehicles, VDI/VDE/IT/IfV Köln 2004<br />

13 E-call economic impact for society. Contribution to rational analysis on benefits. <strong>eSafety</strong> Driving<br />

Group 2004<br />

US Department of Transportation – ACN Field Operational Test, Erie County, New York, 2001 m fl<br />

31/03/2006 21 Version 1.0


Clarification Paper – sub-working group<br />

Effekt på olyckskonsekvens Låg påverkan av eCall Hög påverkan av eCall<br />

Dödsfall ändras till svårt skadade 26 79<br />

Svårt skadade ändras till lätt skadade 466 700<br />

De värden som användes i Vägverkets samhällsekonomiska kalkyler visas i nedan. Här framgår<br />

också den besparing som kan erhållas vid övergång från dödsfall till svårt skadad respektive<br />

från svårt till lätt skadad, dvs enhetskostnaden för dödsfall minskat med motsvarande för svårt<br />

skadad resp för svårt skadad minskat med lätt skadad.<br />

Typ av konsekvens Enhetskostnad (MSEK) Besparing per typ (MSEK)<br />

Dödsfall 17,5 14,4<br />

Svårt skadad 3,1 2,9<br />

Lätt skadad 0,175 -<br />

Med ovannämnda kalkylunderlag erhålles<br />

Nytta Låg påverkan av eCall<br />

(MSEK)<br />

Hög påverkan av eCall<br />

(MSEK)<br />

Besparing av liv och lidande 1 725 3170<br />

I en svensk rapport 14 har bl a olika trafiksäkerhetsåtgärder inom ITS-området analyserats och<br />

bedömts. En bedömning har gjorts av hur många olyckor med dödlig utgång som över huvud<br />

taget skulle kunna vara möjliga att påverka med en snabbare räddningsinsats. 8% av dödsfallen<br />

(dvs ca 40 personer) bedömdes initialt vara av karaktären att räddningsinsatsen skulle kunna ha<br />

betydelse för utgången av skadan. En vidare analys pekade på ytterligare minskningar av<br />

potentialen till följd av organisatoriska begränsningar avseende t ex möjligheterna att snabbare<br />

sätta in relevanta medicinska resurser. Dessa och andra faktorer bedöms reducera potentialen<br />

till 20 personer vars liv skulle kunna räddas med snabbare räddningsinsats. eCall är härvid en<br />

av flera viktiga komponenter. 40 % av potentialen, dvs 8 personer per år, bedöms kunna<br />

överleva med ett fullt utbyggd eCall.<br />

Här skall tilläggas att i ett seminarium med svenska säkerhetsexperter, då resultaten från<br />

studien diskuterades, var den allmänna uppfattningen att även potentialen 8 personer per år<br />

bedömdes ligga i överkant.<br />

I en rapport om Ambulanshelikopterverksamheten i Sverige 15 refereras till ett diagram om<br />

överlevnad vid trafikolyckor beroende på tiden från skada till medicinsk hjälp. Här framgår att<br />

14 Potentialen hos ITS att öka trafiksäkerheten på kort och lång sikt, Stratega och Transek på uppdrag av<br />

Vägverket 2003-12-31<br />

15 Handell & Dahl, Ambulanshelikopterverksamheten i Sverige, Vägverket Publ nr 1996:6<br />

31/03/2006 22 Version 1.0


Clarification Paper – sub-working group<br />

26% av alla trafikdödade skulle kunna räddas med omedelbar medicinsk insats. Denna siffra<br />

sjunker successivt och efter en timme är endast 5% fortfarande vid liv (gyllene timmen).<br />

Med stöd av bl a mätningarna i i USA och STORM-projektet kan eCall bidraga till att en första<br />

medicinsk insats på olycksplatsen kan sättas efter i genomsnitt 10 min i stället för 20 min i<br />

tätbebyggda områden och efter 5 i stället för 9 min utanför tätort. Om detta appliceras på<br />

diagrammet erhålles en möjlig reducering av antalet döda med 5 % i tätort och 2% utanför<br />

tätort. Detta förutsätter att adekvat medicinsk behandling kan sättas in. Se diagram nedan!<br />

23<br />

18<br />

10 min 20 min<br />

Figur:<br />

Överlevnadspotentialen mht tid<br />

från skada till medicinsk behand-<br />

ling. Inbesparad tid med eCall och<br />

effekterna på potentialen visas<br />

med röda (streckade) linjer för<br />

tätort<br />

Källa: Helikopter inför 80-talet,<br />

Tiden/Folksam 1982<br />

I en sammanvägd värdering där hänsyn tagits till såväl de internationella uppgifterna som till<br />

den svenska värderingen och studien av ambulanshelikopterverksamheten görs en bedömning<br />

att potentialen för Sverige ligger i intervallet 10 – 20 räddade liv per år med eCall, dvs 2 - 4%<br />

av antalet trafikdödade. Andelen svårt skadade antages minska med 3 - 4%.<br />

Fördröjning vid olyckor<br />

I de internationella studierna finns även en ansats till bedömning av hur snabbare räddnings-<br />

insats kan bidraga till att minska fördröjningen för trafiken. Generellt för Europa anges att den<br />

totala kötiden vid olyckor kan minska med 10 – 20% med fullt utbyggt system. Denna uppgift<br />

kan förmodas variera stort beroende på trafikintensiteten i respektive land och är inte direkt<br />

tillämpbar för Sverige.<br />

Effekter av minskad kötid kan möjligen uppkomma på sträckor där trafikflödet är relativt stort<br />

och många kan beröras. Den förkortning av larmtiden som eCall kan åstadkomma på sådana<br />

sträckor bedöms dock vara marginell bl a på grund av den höga mobiltelefonpenetrationen i<br />

Sverige. Uppröjningsarbetet kan endast marginellt påverkas av ett eCall-system. Ofta behövs<br />

rapport från platsen för att kunna bedöma och sätta in de rätta upprensningsinsatserna. En<br />

31/03/2006 23 Version 1.0


Clarification Paper – sub-working group<br />

försiktig gissning är att eCall möjligen kan bidraga till att reducera kötiden motsvarande en<br />

nytta på 5 – 10 MSEK årligen.<br />

Totalvärdering av nyttan<br />

Med de värden över potentialen räddade liv (2-4%) respektive minskade skadekonsekvenser (3-<br />

4%) som angivits ovan erhålles att nyttan vid ett fullt utbyggt och 100-ligt implementerat<br />

system är i mellan 550 - 830 MSEK.<br />

Här kan tilläggas att Finland baserat sin bedömning främst på beräkningarna i EU-projektet E-<br />

MERGE. Finland har något färre dödade i trafiken än Sverige (415 per år) men flera svårt<br />

skadade (8 156 per år ). Man har angivit nyttopotentialen till 91 M€ per år dvs ca 830 MSEK<br />

Kostnad<br />

Nyttan måste ställas mot kostnaden som uppträder i form av investeringskostnader för system,<br />

utrustning, utbildning och drift hos larmcentral.<br />

Men en utrustningspenetration på 100% måste ca 4,9 miljoner fordon (personbilar, MC, bussar<br />

och lastbilar 2004) förses med eCall-utrustning. Kostnaden för denna utrustning uppskattas till<br />

1 000 – 1 500 SEK per enhet. Detta är en uppskattning av vad en ren eCall-utrustning kan<br />

kosta. Om utrustningen har tilläggstjänster som tillhandahålls av privata tjänsteleverantörer blir<br />

de dyrare. En gissning är att kostnaden för utrustningen på sikt kan komma att sjunka till runt<br />

hälften om fordonstillverkarna inför eCall som standard i nya fordon, dvs 500 – 750 SEK per<br />

enhet. Med ett antagande om 8 års livslängd och 3% ränta blir annuitetsfaktorn 0,14. Med den<br />

lägre prisnivån ger detta en årlig total kostnad på mellan 350 och 500 MSEK.<br />

SOS Alarm AB har lämnat en kostnadsindikation på 3,5 MSEK årligen. Denna innefattar<br />

utvecklings- och införandeaktiviteter för ett landstäckande system.<br />

Sammantagen nytta/kostnadsbedömning<br />

Med ovannämnda grova samhällsekonomiska värdering bedöms den årliga nyttan uppgå till<br />

mellan 550 och 830 MSEK medan kostnaderna ligger på mellan 350 och 500 MSEK. Larm-<br />

centralernas investerings- och driftkostnader har beaktats i bedömningen men är marginella i<br />

sammanhanget.<br />

Med de antaganden som gjorts hamnar nytto-kostnadskvoten i spannet 1,1 – 4,2. För den lägre<br />

nivån i intervallet har den låga nyttan ställts i relation till den höga kostnaden och vice versa.<br />

Med en pessimistisk syn visar beräkningen alltså att trots låg framgångsfaktor och höga<br />

kostnader kan det vara berättigat att införa konceptet. Med en optimistisk syn kan man räkna<br />

med att konceptet blir klart lönsamt. Nyttan är nästan fyra gånger så stor som kostnaderna.<br />

31/03/2006 24 Version 1.0


eCall Business Case<br />

Automotive Manufacturers Position<br />

Version 14.03.06<br />

For automobile manufacturers eCall will not generally create a positive business case.<br />

The same is probably valid for other stakeholders like insurers as well.<br />

The automotive industry is currently investigating two possible solutions for eCall<br />

(1) Integrated solution (fully embedded)<br />

(2) Mobile phone based solution (smart interface)<br />

and has communicated minimum specifications to different stakeholders of the eCall<br />

value chain for comments (version 0.10). The two solutions offer different benefits and<br />

have different implications for the eCall business case. Therefore, they will be discussed<br />

and investigated with regard to its profit potential separately in this paper.<br />

1. Integrated systems (factory fitted)<br />

1.1 Base system approach<br />

1.1.1 The cost side<br />

Independent from necessary further R&D efforts and its related costs the onboard unit<br />

itself with satellite positioning (GPS/Galileo module), communication unit (GSM), and<br />

other features (memory, etc.) plus vehicle integration will probably cost more than € 100-<br />

150 cost price.<br />

In case a SIM card is needed for the base unit, additional cost for the card plus lifetime<br />

management will probably increase the cost price for the manufacturers to € 150-200 1 .<br />

Some suppliers argue that they have products under development, which would lead to<br />

lower costs, but details are not published and the issues of integration and lifetime SIM<br />

remain an open question.<br />

In case all 230 million vehicles in Europe would be equipped with a standard base eCall<br />

system the whole cost would amount to 34,5 – 46 bn Euro (over 20 years at current<br />

costs). The first 6 years of a start up phase would probably cost 6,7 bn Euro (see chart<br />

under 1.2.1.1) below).<br />

The Automotive Manufacturers are not supporting retrofit solutions due to reliability,<br />

performance, cost and HMI issues.<br />

1 All cost figures are very rough estimates and could change when detailed calculations are done


1.1.2 The revenue/cost compensation side<br />

1.1.2.1 Public Health and Social Sector<br />

To finance in-vehicle devices/functionalities the ECDG has identified significant cost<br />

savings in the public health and social sectors.<br />

These savings, which were calculated at maximum 21 - 26 bn € per annum (10 year<br />

average) are mainly reductions in public health care and social costs (4 bn probably in<br />

congestion savings), areas which are today in a serious deficit in most European<br />

countries. Even though reductions of deficits are important, they do not lead to<br />

enthusiasm to share parts of those savings with others in order to generate the overall<br />

savings in the first instance. This is even more complicated by the fact that societal health<br />

and social costs savings happen in many areas and cannot easily be identified by single<br />

players. The result is a general reluctance of the Member States to enter discussions with<br />

the industry on this subject.<br />

We have calculated an accumulated saving potential in the first 6 years of more than 24<br />

bn Euro.<br />

Due to other measures (active/preventive safety) the saving potential of eCall p.a. will<br />

probably decline afterwards.<br />

EU model calculation for financial support based on US<br />

research findings<br />

% new car sal<br />

100<br />

90<br />

80<br />

70<br />

60<br />

50<br />

40<br />

30<br />

20<br />

10<br />

0<br />

t0-1<br />

MOU<br />

signed<br />

t0<br />

t0+1<br />

t0+2<br />

t0+3<br />

t0+4<br />

First new<br />

vehicle<br />

model<br />

launches<br />

with IVS<br />

Joint<br />

Roll-<br />

European Infrastructure set up/adaptation<br />

out<br />

plan IVS development<br />

t0+5<br />

years<br />


1.1.2.2 Insurances<br />

Many stakeholders have mistaken the public saving potential as insurance savings and<br />

have asked the insurance companies to adequately contribute to eCall.<br />

In a meeting on January 24, 2006 the insurance representatives stated that for them the<br />

single eCall embedded solution would not create any benefits as a Non-SIM or “eCall<br />

only SIM” solution would not allow real-time information of insurance companies in<br />

order to reach productivity gains (by higher process efficiency).<br />

While “crash notification” could probably have a positive impact in general (process<br />

improvements) two other Telematics related services (more or less using similar<br />

hardware as eCall with SIM) are of higher importance: “Tracking and Tracing” (T&T)<br />

and “Pay as you use”. However, even with the potential benefits out of an up-graded<br />

version of eCall with a “commercial” SIM, software adaptations and interfaces to link<br />

additional services the insurances may not subsidize major part of the system cost upfront<br />

but could help amortizing OEM investments 2 .<br />

Even when looking into other potential insurance relevant services (less accident -> less<br />

costs) this statement does not change 3<br />

1.1.2.3 Vehicle manufacturers<br />

There are no benefits on the vehicle manufacturer side related to the base unit as back end<br />

benefits require communication links beyond the 112-call connection.<br />

Concerning back end benefits the automotive manufactures have carried out in-depth<br />

studies to evaluate the commercial value of such systems for their own purposes and<br />

found out that the assumed savings are much lower than expected and that the cost for a<br />

more sophisticated hardware than the base unit exceeds the benefits, when calculated<br />

independently from other applications.<br />

There might be better possibilities for commercial vehicles. Details, however, are not<br />

available.<br />

1.1.2.4 Mobile Network Providers/ Telecommunication companies<br />

Telecoms do not see a business in providing a non-commercial SIM card and feel very<br />

insecure about the lifetime costs of such cards, not to talk about potential investments in<br />

handling an increased number of eCalls free of charge through their networks.<br />

When providing a non-commercial SIM card than – at minimum - the lifetime costs need<br />

to be covered. Depending on the price charged the Telecoms could make a profit or just<br />

2 A business evaluation of the two services, T&T and “Pay as you drive” could be found in annex I but<br />

need to be left to insurers for more details.<br />

3 For an evaluation of more potential Telematics related services with insurance saving/profit potential see<br />

annex II. Insurers have stated that their possible contribution for data acquisition might be substantial.


cover their costs. As 112 calls, however, are free of charge to the customer, any increase<br />

in mobile 112 calls is critical from a Telecom business point of view.<br />

1.1.2.5 Emergency operators<br />

Emergency operators will generate savings through higher service efficiency. Satellite<br />

location based services will reduce travel and search time and speed up internal<br />

processes. No details on cost savings known.<br />

1.1.2.6 The Customer<br />

Any efficient emergency call will help to save lives and reduce heavy injuries due to<br />

faster rescue times. As found out in a number of representative research reports the<br />

customer has safety/security services including breakdown and eCall on his priority list<br />

but is not willing to pay for such a hypothetical service, he hopefully will never use.<br />

There are numerous examples where customers tried to exchange emergency service<br />

features against metallic paint or accessory options.<br />

1.2 Multi service box (fully embedded Telematics/navigation device)<br />

Today, a number of vehicle manufacturers offer emergency services through private<br />

service providers. The system is either part of a Telematics units or a navigation system.<br />

The service provider mainly handles the breakdown service for the OEM and has offered<br />

emergency services (automatic/manual) as an add-on.<br />

In spite of the increasing penetration of navigation systems in the market such a solution<br />

will probably reach its limits. It is estimated that at the current price level for in-built<br />

navigation systems the car park penetration will not exceed 2%. It is, therefore, expected<br />

that the OEMs will introduce more “affordable” navigation units.<br />

On the truck side other devices like OBU (Tolling box), T&T and Fleet Management<br />

devices also play an important role and can be used – next to navigation – for eCall.<br />

Business case considerations will ensure that all “multi service boxes” are based on a<br />

positive return on investment.<br />

Strong growth is expected for nomadic navigation systems, which could add eCall as an<br />

additional feature in the future. Nomadic device manufactures sell those devices at a<br />

profit.<br />

Vehicle manufacturers would profit from those devices as they allow valuable back end<br />

services. It is known that today some manufactures invest in such communication devices<br />

to have better access to their vehicles (VRM, CRM). Synergies between the two<br />

independent approaches could reduce costs.<br />

Insurances would profit when devices would allow at least the three Telematics<br />

applications as pointed out before.


Telecom companies would profit from higher penetration/usage of mobile services and<br />

airtime in vehicles.<br />

For the public side savings are included in the reduction of the health sector costs and the<br />

improved emergency service efficiency.<br />

2. Mobile phone based solutions<br />

In parallel to the embedded system OEMs are proposing mobile phone based solutions.<br />

A professional interface between the mobile device and the vehicle would allow both<br />

automatic eCall with data transfer (Minimum Set of Data) and manual call and could<br />

exclude certain applications with high distraction potential (e.g. TV while driving, etc.).<br />

The interface could be established through a standardized e.g. Bluetooth interface<br />

(extension of the wide spread Bluetooth hands-free-profile (HFP)). Another advantage<br />

would be that the solution is independent from a carrier network technology (GSM,<br />

UTMS, etc.) over the vehicle lifetime, as any change will only affect the connecting<br />

device (mobile phone).<br />

This solution can do better than the nomadic navigation alternative as it officially links<br />

into the vehicles (approved by OEMs) BUS system. As it is expected that the future<br />

generations of mobile phones (smart phones) will have the necessary intelligence<br />

(Satellite positioning module, e.g. OSGi platform, etc.) already integrated, the “box” in<br />

the car could be reduced to a minimum. From a business point of view, however, all<br />

Telematics services will be offered by the Telecom industry only while the OEMs just get<br />

paid for the interface into the vehicle architecture. The SIM card is a commercial SIM<br />

card. HMI issues need to be considered for safe and secure placement of the mobile<br />

device.<br />

This scenario creates some positive revenues for the mobile phone manufacturers as<br />

customer can use their devices in a much safer way in the vehicles. By this, more services<br />

can be offered to meet individual customer needs. eCall integrated mobile devices (to be<br />

used in and outside the vehicle) add additional benefits for the customer.<br />

Telecoms would profit from more airtime.<br />

The automobile industry would get additional revenues through integration of mobile<br />

devices in the vehicle but runs the risk to loose profitable hardware business. Back end<br />

benefits could also be created but require secured lines.<br />

The public side would benefit as well even though some of their requirements will not be<br />

fulfilled as long as they are not cross-financed.<br />

Potential insurance support to this solution is questionable as vehicle related applications<br />

are restricted initially to MSD (minimum set of data) and T&T and “Pay as you use”<br />

applications cannot be supported by a non-embedded platform.


In all scenarios the customer is the ultimate beneficiary as it is his accident and his life.<br />

3. Summary and Recommendation<br />

It can be seen that when looking into eCall by stakeholder group a positive business case<br />

can only be created if:<br />

… for an embedded base eCall system the Member States and other stakeholders who<br />

expect savings share the costs with those who carry the cost.<br />

In this case the sum of stakeholder benefits for an embedded base system would at least<br />

cover the costs of the system. The public funding should go mainly to the OEMs, which<br />

offer the solution as standard equipment, volume related and for the reduction of<br />

equipment costs in order to avoid margin effects, or to the customer purchasing equipped<br />

vehicles (but then supporting margins and taxes on street prices). However, there is<br />

currently no indication in key member states to financially support such a solution.<br />

… for a mobile phone based solution with commercial SIM card the Telecoms<br />

contribute to the hardware costs due to the potential additional airtime. A portable<br />

solution with a standardized vehicle interface could also enable a faster market<br />

penetration (see US example).<br />

Independent from the two technical solutions, equally promoted by ACEA, it became<br />

very clear that private stakeholder alone could not carry the necessary investments and<br />

running costs for a Pan-European emergency service.<br />

Different stakeholders, however, would only invest in eCall when additional benefits<br />

could be created to cover the cost, both for eCall and hardware/software upgrades to<br />

enable additional profitable services.<br />

As such proposals are high on the agenda of politicians, business case implications needs<br />

to be explored as well:<br />

Positive business case for eCall enhanced solutions?<br />

In this context it needs to be stressed that the industry is looking into a base system,<br />

which is suitable for mass-market introduction, as a non-competitive item.<br />

In case, more enhanced embedded solutions – as they exist today for higher-end<br />

vehicles – are requested (in combination with Telematics services, navigation or other<br />

functionalities) the industry would leave the non-competitive area. eCall would become<br />

a “by-product” while competitions takes place with other non-harmonized or<br />

standardized services.<br />

At the end it is the customer who will pay a higher price with the following result:<br />

An expensive device will make the (small) car less affordable for many customers.


Just to add the full cost on top of the new car price is extremely contra-productive as<br />

significant price increases in the volume car sector will extend the holding time of a car,<br />

lead to reduced sales through delayed customer purchases and has serious consequences<br />

on the competitiveness of the industry, the employees and the environment (new cars<br />

have less emissions than old cars).<br />

The same arguments are valid against reflection of making eCall mandatory through<br />

legislation or even by expanding special validation systems like EuroNCAP.<br />

Due to the significantly higher market prices for commercial vehicles/trucks as well as<br />

“high-end cars” this argument is less valid so that an enhanced system might be more<br />

feasible.<br />

The judgment on an enhanced eCall system, therefore, has to be twofold:<br />

(i) For Cars (volume market)<br />

• Transparent costs and benefits: every party is financing according to their<br />

benefits. All stakeholders should clearly state under which conditions they are<br />

willing to pay a certain share of the costs or a certain amount (depending on the<br />

size of their benefits) to the overall cost of an in-vehicle device (embedded or<br />

portable), e.g.<br />

Cost of enhanced in-vehicle hardware = Fiscal incentives + Automotive back end benefits +<br />

Insurance service benefits + Telecom Airtime benefits + Mobile Phone manufacturers volume<br />

benefit + Customer contribution<br />

• System must be affordable, payment only for applications the customer selects<br />

• Agreement on base reference architecture and communication standards if<br />

possible, global standards preferable<br />

• No additional bureaucracy and cost through certification<br />

• Legal security<br />

� Extremely difficult to achieve due to too many different interests<br />

(ii) For Trucks/high end cars<br />

• Each company to evaluate for themselves how to combine eCall with other<br />

services (one box principle) and create its individual business case<br />

• Agreement on base reference architecture and communication standards if<br />

possible<br />

� Not suitable for mass market introduction<br />

In spite of the efforts of the European Commission to bring the different stakeholders<br />

together many of the conditions related to create a volume market and fast ramp up seem<br />

to be extremely difficult to overcome.


As a final consequence the following can be stated:<br />

1) Embedded base eCall will only be feasible when supported by Member States<br />

2) Mobile phone based solution needs major drive from Telecoms and mobile phone<br />

manufacturers and acceptance by public authorities<br />

3) Embedded enhanced eCall systems either<br />

a) Require agreements between all stakeholders to share cost and benefits but must<br />

allow service differentiation<br />

b) Or are based on individual approaches by OEMs. Some OEMs have already<br />

proven that optional expanded (but individual) service/product packages including<br />

eCall can be sold as a profit when negotiated on an individual basis with other<br />

stakeholders<br />

Based on current experience and reactions from the relevant stakeholders all three<br />

scenarios have a low probability to be realized from a business point of view.


• Annex I<br />

Reduction of Crime<br />

While today a number of luxury vehicles and trucks with valuable cargo can only be<br />

insured when a T&T module is installed, thefts of vehicles in general might be reduced<br />

with higher penetration of T&T modules in vehicles.<br />

Since the German “Maut” OBUs (tolling devices) are being installed the penetration of<br />

T&T systems in trucks has grown substantially. Current discussions focus on the point<br />

whether third parties, police authorities, may use this kind of data in particular to follow<br />

up on crimes.<br />

To install T&T modules in the more “vulnerable” vehicles groups is seen as a positive<br />

contribution.<br />

A general installation in all vehicles, even when using the same components as with eCall<br />

systems, would need certain software adaptations and the set up of an enlarged T&T<br />

common organization to follow up on received calls. Today T&T requirements differ<br />

between the Member States. With a perhaps 1% theft rate vs. 100% hardware penetration<br />

the business case needs to be reviewed and adjusted accordingly. Furthermore, the<br />

tracking and tracing of all European citizens seems to be a “no go” from a political point<br />

of view (data protection, privacy issues). What would be a “paradise” for legal<br />

enforcement agencies is a nightmare for data protection officials.<br />

However, each mobile phone or communication unit in a vehicle today bears the<br />

possibility to be traced. Either the customer does not know or he has accepted it with the<br />

purchase of the device. The Commission has asked the National Data Protection Officers<br />

for a statement 4<br />

Last but not least current systems are retrofitted at various places in the car, a line fitment<br />

requires full vehicle frame integration as otherwise violators can easily locate and destroy<br />

the device.<br />

Under those aspects the potential financial contribution to the cost of a common<br />

hardware/software platform is limited.<br />

“Pay as you use”<br />

Concerning “Pay as you use” the objective is to offer car drivers/owners a usage based<br />

insurance premium for main customer segments and for example of niche segments,<br />

support young people to abstain from driving at critical times (Friday and Saturday<br />

night). While a test in the U.K brought positive results, the responsible French authority<br />

turned down such a proposal for privacy protection reasons. Even with agreement of the<br />

customer to be monitored around the clock, this attempt is not proportional to the targeted<br />

result. The insurance industry, however, is confident that they would be able to influence<br />

4 Three main points to solve the privacy issues are: (1) Ensure that the system will not be logged in<br />

constantly (so no possibility of being tracked by third parties). This is something that it is already agreed<br />

and considered under ETSI standardization. (2) To offer the possibility of deactivate the system to the users<br />

(different than to offer the possibility of not installing it) and provide appropriate information to the user.<br />

(3) Not to include the VIN, as this may link to sensible personal data. We discussed about it in the last<br />

meeting of the subgroup on performance requirements, and it was agreed by PSAPs that they need make,<br />

model and year.


the French Authorities to change their mind, proposing a more balanced quantity/quality<br />

data collection scenario versus insurance needs ratio.<br />

“Pay as you drive” systems could use eCall components like GNSS and crash sensors<br />

while not increasing system costs (data processing being made off-board).<br />

In case these systems would be authorized, a positive impact can be expected for the<br />

insurances.


• Annex II (needs to be discussed further)<br />

List of potential savings related to eCall (0 = neglectable/not possible, X =<br />

small/possible, XX = significant, XXX = huge) (pink field not related to Telematics)<br />

Applications Nomadic<br />

Systems<br />

(smart<br />

phone<br />

/Bluetooth)<br />

Crash<br />

Notification<br />

(ACN)<br />

(accident<br />

happened at<br />

defined<br />

X<br />

(special<br />

device)<br />

Embedded<br />

Systems<br />

Aftermarket<br />

(Retrofit)<br />

X<br />

(crash<br />

sensor)<br />

Embedded Link<br />

to<br />

eCall<br />

Low Cost<br />

Embedded<br />

System<br />

(volume<br />

vehicles)<br />

X<br />

(crash<br />

sensor/airbag)<br />

Up level<br />

Embedded<br />

Systems<br />

(higher<br />

end<br />

vehicles)<br />

Benefits<br />

Insurances<br />

Benefits<br />

Benefits<br />

Telecoms<br />

Benefits<br />

Automotive<br />

Industry<br />

Benefits<br />

Customer<br />

XX X 0 0 XX<br />

location)<br />

eCall (no<br />

SIM, incl.<br />

MSD)<br />

Low cost<br />

0 X XX<br />

X XX 0 0 0 XX<br />

eCall (incl.<br />

dedicated<br />

SIM/ MSD)<br />

Low cost<br />

0 X XX X XX X 0 0 XX<br />

eCall (incl.<br />

MSD/FSD,<br />

commercial<br />

SIM)<br />

Up level<br />

X 0 0 XX XXX X XX X XXX<br />

Tracking & 0 XX X X X XX 0 XX XX<br />

Tracing<br />

(Fleet)<br />

Pay as you<br />

drive<br />

0 0 X X X XX X 0 XX<br />

Not directly relevant for eCall<br />

Speed<br />

Alert/ISA<br />

X X X X X XX 0 X XX<br />

Event<br />

Recorder<br />

0 0 X X 0 XX 0 0 X<br />

EVI 0 X X X 0 X 0 0 0<br />

Alcohol-<br />

Lock<br />

X X X X 0 XX 0 X XX<br />

ESC 0 0 0 X 0 XX 0 XX XX


Clarification Paper<br />

Insurance Sector<br />

April 2006<br />

BC-4 working Group


Clarification Paper – Insurance Sector<br />

Conclusions on open issues addressed by the team<br />

Existing data analysis and costs related to accidents<br />

Existing data analysis:<br />

The eCall data currently available and provided to BC-4 for analysis was first based<br />

on e911 reports from US. Extrapolating the US figures and circumstances of<br />

accidents could be risky for a European business-case since:<br />

o Road infrastructures, vehicles, driving habits, are not the same<br />

o Costs are different<br />

o Costs are not borne by the same stakeholders<br />

Therefore the Commission launched several studies aiming at providing information<br />

on economic and social impacts. The study basically confirmed the US findings and<br />

in the meantime the Commission has initiated an even larger impact study related to<br />

<strong>eSafety</strong> applications including eCall. Some other States like Germany and the U.K.<br />

have initiated their own analysis.<br />

Even if the quality of the studies was highly appreciated, the BC-4/insurance industry<br />

representatives could not find any evidence of savings for them and would welcome<br />

and are willing to study any relevant information or statistics provided to them.<br />

Costs related to accidents:<br />

As of today, most insurance companies' databases do not contain enough detailed<br />

information on accidents and corresponding claims costs to perform reliable studies<br />

and state if a faster emergency service provision would represent a saving or not:<br />

o circumstances of accidents are in most cases not properly declared by the<br />

customers, a fairly reliable information is only provided when Police is<br />

involved (not very often)<br />

o Analyzing full cost of claims for a certain type or class of accident would<br />

require a long and costly manual analysis and this was not really possible<br />

since there was no budget nor resources at this stage in BC-4.<br />

o The <strong>eSafety</strong> workgroup on Accident Cause Analysis has finalized its report<br />

and has requested such an in-depth analysis to better identify root causes of<br />

accidents in order to develop effective countermeasures (e.g. vehicle,<br />

infrastructure, regulation related)<br />

10/04/2006 1 Final version


Clarification Paper – Insurance Sector<br />

o in Europe, immediate costs related to personal damage after an accident are<br />

usually borne by public/social security organisations and not by insurance<br />

companies<br />

Insurance sector is willing to study any further statistics or analysis provided to them<br />

but based on today’s experience, eCall would not decrease the total post accident<br />

costs for insurance.<br />

Applications of interest to and/or financial incentives used<br />

today by the Insurance Industry<br />

Whereas a stand-alone eCall solution doesn’t generate a positive business case,<br />

� Stolen Vehicle Tracking or Tracking and Tracing (T&T)<br />

o While today a number of luxury vehicles and trucks with valuable cargo can only<br />

be insured when a Tracking &Tracing module is installed, thefts of vehicles in<br />

general might be reduced with higher penetration of T&T modules in vehicles.<br />

o Since the German “Maut” OBUs (tolling devices) are being installed the<br />

penetration of T&T systems in trucks has grown substantially. Current<br />

discussions focus on the point whether third parties, police authorities, may use<br />

this kind of data in particular to follow up on crimes.<br />

To install T&T modules in the more “vulnerable” vehicles groups is seen as a<br />

positive contribution although to some extent this is already a reasonably common<br />

insurance requirement in certain countries.<br />

Today tracking requirements differ between the Member States. Furthermore, the<br />

tracking and tracing of all European citizens will certainly require a consensus from a<br />

political point of view (data protection, privacy issues). What would be an Eldorado<br />

for legal enforcement agencies is a nightmare for data protection officials and many<br />

consumer groups. Consideration also needs to be given to any cross-borde<br />

implications of tracking. It is important to remember hat most of the concurrent<br />

tracking activity relates to tracking of a stolen vehicle and not an individual.<br />

However, each mobile phone or communication unit in a vehicle today has the<br />

possibility to be traced. Either the customer does not know or he has accepted it with<br />

the purchase of the device. The Commission has asked the National Data Protection<br />

Officers for a statement, results are not yet published.<br />

10/04/2006 2 Final version


Clarification Paper – Insurance Sector<br />

Insurance company attitudes and practices in relation to T&T systems varies from<br />

company to company and country to country. In certain circumstances the company<br />

may offer a discount for the premium but for high risk vehicles the fitting of a T&T<br />

system may be compulsory requirement.<br />

� Pay Per Use insurance<br />

o Concerning “Pay per Use” the objective is to offer car drivers/owners a usage<br />

based insurance premium for main customer segment and for example of niche<br />

segments, support young people to abstain from driving at critical times (Friday<br />

and Saturday night).<br />

o Such systems could use eCall components like GNSS, data transmission and<br />

crash sensors while not substantially increasing cost of OBU (data processing<br />

being made off-board).<br />

Some local privacy issues still to be addressed but a positive impact can be expected for<br />

the insurances.<br />

Insurance sectors requirements related to eCall<br />

Access to eCall data, how could this be used?<br />

o Post accident reports showing strength and direction of impact could be of<br />

interest helping settle the claims faster and better but would require a major<br />

change in insurance IT systems and processes. Therefore, further studies are<br />

needed to assess the relevance of event recorders (privacy issues to be addressed<br />

as well)<br />

o A mobile device based solution (with Bluetooth link) has been envisaged and<br />

described by some stakeholders. Even if this solution can be attractive from<br />

certain points of view, it cannot be supported by the Insurance industry since no<br />

data transmission is possible unless the user has properly connected his mobile<br />

phone with the vehicle, this excluding automatically core Insurance applications<br />

like Stolen Vehicle Tracking or Pay Per Use.<br />

Benefits of eCall to insurance companies<br />

What would an improved response time of 50% mean for the insurance industry?<br />

10/04/2006 3 Final version


Conclusion<br />

Clarification Paper – Insurance Sector<br />

o an early statement could be “a time reduction of 50% doesn’t represent any<br />

concrete benefit”<br />

o “First to be notified” could represent a benefit for better claims handling<br />

o One of the most important factors in insurance risk assessment and premium<br />

calculation is that relating to past trends in claims costs. There is no failsafe<br />

way to assess accurately the future effects of eCall on individual customer<br />

segments and on overall claims costs<br />

o Over time any claims cost savings that may be made as a result of eCall will<br />

inevitably be reflected in the premiums charged to individual insurance<br />

customers<br />

o It is impossible to imagine why it would be appropriate for insurers to finance<br />

fitting of eCall when there are clearly other stakeholders (including society as<br />

a whole) who would derive greater benefit from this initiative<br />

There is no open way to insurance incentives based on future claims history<br />

which as of now cannot be appraised in a proper way. In any case, it would be<br />

impossible to imagine how it could be appropriate for insurers to finance fitting<br />

of eCall devices. Where society as a whole is the main beneficiary, it is<br />

inappropriate to load financial costs of developing this system on to the<br />

insurance sector.<br />

eCall clearly has the potential to assist in the rapid identification of a serious road<br />

accident and its location enabling better prioritizing and dispatch of the relevant<br />

emergency services.<br />

As the premiums insurers need to charge today have to reflect the known<br />

claims costs patterns it is impossible to apply discounts for eCall in the anticipation of<br />

any future savings in claims cost. Indeed the costs for funding eCall would have to be<br />

added to premiums rather than discounted from premiums.<br />

It is important that any eCall developments remain open enough to take<br />

account of potential developments across the wider vehicle Telematics arena.…<br />

10/04/2006 4 Final version


ANNEX III –<br />

COMMISSION<br />

RECOMMENDATION ON<br />

SAFE AND EFFICIENT IN-<br />

VEHICLE INFORMATION<br />

AND COMMUNICATION<br />

SYSTEMS: UPDATE OF THE<br />

EUROPEAN STATEMENT OF<br />

PRINCIPLES ON HUMAN<br />

MACHINE INTERFACE<br />

1.


COMMISSION OF THE EUROPEAN COMMUNITIES<br />

Brussels, 22.12.2006<br />

C(2006) 7125 final<br />

COMMISSION RECOMMENDATION<br />

of 22 December 2006<br />

on safe and efficient in-vehicle information and communication systems:<br />

Update of the European Statement of Principles on human machine interface<br />

EN EN


COMMISSION RECOMMENDATION<br />

of 22 December 2006<br />

on safe and efficient in-vehicle information and communication systems:<br />

Update of the European Statement of Principles on human machine interface<br />

THE COMMISSION OF THE EUROPEAN COMMUNITIES,<br />

Having regard to the Treaty establishing the European Community, and in particular Article<br />

211 thereof,<br />

(1) Whereas the Commission adopted a Recommendation C(1999) 4786 on safe and<br />

efficient in-vehicle information and communication systems on 21 December 1999<br />

and whereas the update of this Recommendation is essential to assure safe use of the<br />

in-vehicle information systems, taking into account the technological progress;<br />

(2) Whereas further work was carried out by an expert group appointed by the<br />

Commission after the publication of the Commission Recommendation, on the<br />

expansion of the original principles, explaining in more detail each principle,<br />

describing the rationale and giving examples of good practices as well as on the<br />

verification procedures, this report on the expansion of principles being published in<br />

July 2001;<br />

(3) Whereas the Commission adopted a Communication on Information and<br />

Communication Technologies for safe and intelligent vehicles on 15 September 2003,<br />

COM (2003) 542 final, including recommendations for human machine interface as<br />

one of the priority actions;<br />

(4) Whereas the joint industry-public sector <strong>eSafety</strong> Forum established a Working Group<br />

on human machine interface, which produced its final report in February 2005,<br />

confirming the necessity of updating the 1999 Recommendation;<br />

(5) Whereas the Commission adopted a Communication (COM (2006) 59 final) on the<br />

i2010 Intelligent Car Initiative of 15 February 2006, and announced this<br />

Recommendation as one of the priority actions,<br />

PRESENTS THE UPDATE OF THE 1999 RECOMMENDATION ON HUMAN MACHINE<br />

INTERFACE<br />

This Recommendation asks all involved parties, such as the industry, professional<br />

organisations related to transport to adhere to the updated European Statement of Principles,<br />

and the Member States to monitor their application and use. The updated European Statement<br />

of Principles (version 2006) summarises the essential safe design and use aspects to be<br />

considered for the human machine interface (HMI) for in-vehicle information and<br />

communication systems. This 2006 Recommendation and its Annex attached replace the<br />

previous 1999 Recommendation and Annex,<br />

EN 2 EN


AND HEREBY RECOMMENDS:<br />

1. The European vehicle manufacturing and supply industries, which design and/or<br />

provide and/or fit in-vehicle information and communication systems, whether<br />

original equipment providers or after sales system providers, including importers and<br />

nomadic devices suppliers, should comply with the attached updated European<br />

Statement of Principles and should enter into a voluntary agreement on this matter<br />

within a period of nine months from the publication of this Recommendation;<br />

2. Professional organisations related to transport (e.g. transport companies, vehicle<br />

rental companies) should commit to these principles within the same time frame;<br />

3. Member States should monitor activities linked to HMI, disseminate the<br />

updated version of the statement of principles towards all relevant stakeholders,<br />

encourage them to adhere to these Principles. Where appropriate, they should<br />

discuss and co-ordinate their actions through the Commission, the <strong>eSafety</strong> Forum or<br />

other appropriate forums (nomadic devices forum etc);<br />

Member States should perform a continuous evaluation and monitoring of the impact<br />

of the European Statement of Principles of 2006 and report to the Commission about<br />

the dissemination activities carried out as well as the results of the application of the<br />

2006 Principles within a period of 18 months from their publication.<br />

Done at Brussels, 22 December 2006<br />

For the Commission<br />

Viviane REDING<br />

Member of the Commission<br />

EN 3 EN


ANNEX<br />

UPDATED VERSION OF THE EUROPEAN STATEMENT OF PRINCIPLES ON HUMAN MACHINE<br />

INTERFACE (HMI) FOR IN–VEHICLE INFORMATION AND COMMUNICATION SYSTEMS<br />

1. DEFINITION AND OBJECTIVES<br />

This statement of principles summarises essential safety aspects to be considered for the<br />

Human Machine Interface (HMI) for in-vehicle information and communication systems.<br />

This updated text version 2006 replaces the previous one elaborated in 1999.<br />

These principles promote the introduction of well designed systems into the market, and by<br />

taking into account both the potential benefits and associated risks they do not prevent<br />

innovation of the industry.<br />

These principles presume that those applying them have technical knowledge of the products<br />

as well as access to resources necessary to apply the principles in designing these systems.<br />

Considering that the driver’s primary task is the safe control of the vehicle in a complex and<br />

dynamic traffic environment, the primary goal of the principles is to fulfil this<br />

requirement.<br />

These principles also take into account the capabilities and constraints of all stakeholders in<br />

their efforts in the design, installation and use of in-vehicle information and communications<br />

systems. They are applicable to the development process, addressing issues like complexity,<br />

product costs and time to market, and in particular take into account small system<br />

manufacturers. Since the driver finally decides whether (s)he buys and uses e.g. an integrated<br />

navigation system, a nomadic device or a paper map, the intention is to promote a good<br />

HMI design rather than prohibit the inclusion of some functionalities by simplistic<br />

pass/fail criteria.<br />

The principles are not a substitute for any current regulations and standards, which<br />

should always be taken into consideration. These principles can be reinforced by<br />

national legislation or by individual companies. These principles constitute the<br />

minimum set of requirements to be applied.<br />

2. SCOPE<br />

These principles apply primarily to in-vehicle information and communication systems<br />

intended for use by the driver while the vehicle is in motion, for example navigation systems,<br />

mobile phones and traffic and travel information systems (TTI). Due to a lack of<br />

comprehensive research results and scientific proof, they are not intended to apply to systems<br />

that are voice controlled or to systems providing vehicle braking stabilization (such as ABS<br />

and ESP) or to system functionality providing information, warnings or support that requires<br />

immediate driver action (e.g. Collision Mitigation Systems, Night vision) sometimes referred<br />

to as Advanced Driver Assistance Systems (ADAS). ADAS are fundamentally different and<br />

require additional considerations in terms of Human Machine Interface. However, some of the<br />

principles may provide assistance in designing ADAS.<br />

The principles apply to all parts and aspects of all systems that are intended for interface with<br />

the driver while driving and also to certain other components. They also have provisions for<br />

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systems and their functionality that should not be used while driving. In these principles,<br />

”system” refers to the functions and parts, such as displays and controls, which constitute the<br />

interface between the in-vehicle system and the driver. The scope of the principles excludes<br />

head-up displays and aspects not related to HMI, such as the electrical characteristics,<br />

material properties and legal aspects not related to safe use. Some principles make a<br />

distinction between system use “while driving” (also called “while the vehicle is in motion”)<br />

and other use. Where no distinction is made, the principles refer only to system use by the<br />

driver while driving.<br />

The principles apply specifically to vehicles of class M and N 1 . The principles apply to both<br />

portable and permanently installed systems. The principles are intended to apply to systems<br />

and functionalities in OEM- , after-market-, and nomadic systems. The principles apply to<br />

HMI functionality independent of the degree of integration between systems. In general, a<br />

number of industries and organisations are involved in designing, producing and providing<br />

parts of such systems and the associated services, including, for example:<br />

• Vehicle manufacturers offering in-vehicle devices with information and communication<br />

functionality;<br />

• After-market system and service producers;<br />

• Providers of nomadic devices, intended to be used by a driver while driving;<br />

• Manufacturers of parts enabling the use of nomadic devices by the driver while driving<br />

(e.g. cradles, interfaces and connectors);<br />

• Service providers including software providers or broadcasters of information meant to be<br />

used by the driver while driving, e.g. traffic, travel and navigation information, radio<br />

programmes with traffic information.<br />

3. EXISTING PROVISIONS<br />

The principles are not a substitute for regulations and standards and these should always be<br />

taken note of and used.<br />

All standards are subject to revision, and users of this statement of principles should apply the<br />

most recent editions of the standards indicated here.<br />

Applicable EC Directives with their subsequent amendments include:<br />

• On the field of vision of motor vehicle drivers: Commission Directive 90/630/EEC of 30<br />

October 1990 2 ;<br />

• The interior fittings of motor vehicles (interior parts of the passenger compartment other<br />

than the interior rear-view mirrors, layout of controls, the roof or sliding roof, the backrest<br />

and rear part of seats): Council Directive 74/60/EEC of 17 December 1973 3 ;<br />

1<br />

Classification and definition of power-driven vehicles and trailers: Council Directive 70/156/EEC (as<br />

amended by 92/53/EEC), annex 2.<br />

2<br />

OJ L 341, 6.12.1990, p. 20.<br />

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• The interior fittings of motor vehicles (identification of controls, tell tales and indicators):<br />

Council Directive 78/316/EEC of 21 December 1977 4 ;<br />

• Council Resolution of 17 December 1998 5 (4) on operating instructions for technical<br />

consumer goods;<br />

• Council Directive 92/59/EEC of 29 June 1992 on general product safety 6<br />

Economic Committee for Europe (UN/ECE) regulations which are recognised by the<br />

Community after its adhesion to the Revised Agreement of 1958 (see Council Decision<br />

97/836/EC of 27.11.97:<br />

• ECE-R21 of 01 December 1971<br />

• 71/127/EEC – Rearward field of view<br />

• 77/649/EEC – Field of vision of motor vehicles<br />

Standards and standard documents in preparation implicitly referred to in the principles are:<br />

• ISO 3958 Road vehicles – Passenger car driver hand control reach<br />

• ISO (DIS) 11429 Ergonomics – System danger and non-danger signals with sounds and<br />

lights.<br />

• ISO 4513 (2003) Road vehicles - Visibility. Method for establishment of eyellipse for<br />

driver's eye location<br />

• ISO 15008 (2003): “Road vehicles – Ergonomic aspects of transport information and<br />

control systems – Specifications and compliance procedures for in-vehicle visual<br />

presentation”.<br />

• ISO 15005 (2002): “Road vehicles – Ergonomic aspects of transport information and<br />

control systems – Dialogue Management principles and compliance procedures”<br />

• ISO 17287 (2003): “Road vehicles – Ergonomic aspects of transport information and<br />

control systems - Procedure for assessing suitability for use while driving”.<br />

• ISO 4040 (2001): “Road vehicles - passenger cars - location of hand controls, indicators<br />

and tell-tales”.<br />

• ISO 15006 (2004): Road vehicles – Ergonomic aspects of transport information and<br />

control systems - Specifications and compliance procedures for in-vehicle auditory<br />

presentation.<br />

3 OJ L 38, 11.2.1974, p. 2.<br />

4 OJ L 81, 28.3.1978, p. 3.<br />

5 OJ C 411, 31.12.1998, p. 24.<br />

6 OJ L 228, 11.8.1992, p. 24.<br />

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• ISO/TS16951 (2004): Road Vehicles – Ergonomic aspects of transport information and<br />

control systems - Procedure for determining priority of on-board messages presented to<br />

drivers.<br />

• ISO 15007-1 (2002): Road vehicles – Measurement of driver visual behaviour with respect<br />

to transport information and control systems – Part 1: Definitions & parameters.<br />

• ISO TS 15007-2 (2001): Road vehicles – Measurement of driver visual behaviour with<br />

respect to transport information and control systems – Part 2: Equipment and procedures.<br />

• ISO FDIS 16673: Road vehicles – Ergonomic aspects of transport information and control<br />

systems - Occlusion method to assess visual distraction<br />

• ISO 2575 (2004) – Road Vehicles – Symbols for Controls, Indications and Telltales<br />

• ISO 7000 (2004) – Graphical symbols for use on equipment - Index and synopsis<br />

4. EUROPEAN STATEMENT OF PRINCIPLES ON THE DESIGN OF HUMAN-MACHINE<br />

INTERFACE (ESOP 2006)<br />

4.1. Stakeholders involved in system design and construction<br />

As described in the scope, the principles are intended to apply to systems and functionalities<br />

in OEM-, after-market-, and nomadic (portable) systems. In general, a number of<br />

organisations are involved designing, producing and providing elements of such systems and<br />

devices, including, for example:<br />

• Vehicle manufacturers offering in-vehicle devices with information and communication<br />

functionality;<br />

• After-market system and services producers;<br />

• Providers of nomadic devices, intended to be used by a driver while driving;<br />

• Manufacturers of parts enabling the use of nomadic devices by the driver while driving<br />

(e.g. cradles, interfaces and connectors);<br />

• Service providers including software providers or broadcasters of information meant to be<br />

used by the driver while driving, e.g. traffic, travel and navigation information, radio<br />

programmes with traffic information.<br />

Where systems are provided by a vehicle manufacturer (OEM) it is clear that the<br />

manufacturer is responsible for the overall design. In other cases, the “Product-Responsible<br />

Organisation” will include the organisation introducing a product or functionality into the<br />

market, part or all of which may have been designed and produced by different parties.<br />

Consequently the responsibility may often be shared between different organizations. Where<br />

the term “manufacturer” is used in the following text, this may include several productresponsible<br />

organisations.<br />

Generally, it will be clear where the responsibility lies, among manufacturers, suppliers and<br />

installers, of applying the principles. Where the responsibility rests with more than one party,<br />

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those parties are encouraged to use the principles as a starting point to explicitly confirm their<br />

respective roles.<br />

The responsibilities of the driver related to safe behaviour while driving and interacting with<br />

these systems remain unchanged.<br />

4.2. General comments<br />

The need for special skills or training and the suitability of a system for different driver<br />

groups is a matter of definition by the manufacturers. Such definitions should be taken into<br />

account when considering the application of the principles to a system’s HMI.<br />

Where the manufacturer’s intention has been clearly stated (such that the driver can<br />

reasonably be expected to be aware of it) and the driver subsequently uses the system in a<br />

way, which is not intended by the manufacturer, this can be considered as misuse.<br />

The current state of scientific development is not sufficient to link robustly compliance<br />

criteria with safety for all the principles. That‘s why all principles are not linked<br />

systematically to standards or already defined and accepted criteria.<br />

Systems designed in accordance with the principles are generally expected to be safer than<br />

those that do not take account of them. However, it may be possible to meet the overall design<br />

goals even if one or more principles are violated.<br />

4.3. Principles<br />

Each principle is followed by an elaboration with the following sections:<br />

Explanation: includes some rationale and further explanation for the principle.<br />

Examples: “Good” and “Bad” examples provide additional explanation concerning<br />

implementation of the principle.<br />

Application: describes which specific systems or HMI functionality are being addressed by<br />

the principle as a necessary first step in determining whether a particular system’s HMI is in<br />

accordance with the principle.<br />

Verification: provides some information to address the question of whether a system is in<br />

accordance with a principle. Where possible, a suitable method is outlined and interpretation<br />

of the resulting metric is given:<br />

• Where the result can be expressed as “Yes/No” this indicates the availability of a clear<br />

identification of compliance with a principle;<br />

• In other cases the approach/methods identified do not lead to simple pass/fail criteria but<br />

offer the opportunity of increased optimisation of the HMI;<br />

• If regulations are addressed the Base-Directive is mentioned. The Product-responsible<br />

organisation has to comply with the current version of this directive.<br />

References: provide additional information which may be of interest in the context of the<br />

respective principle.<br />

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Since international standards are subject to revision, the version referred to is mentioned.<br />

Standards under revision and draft ISO standards are sometimes given in order to provide<br />

additional information for system designers.<br />

4.3.1. Overall design principles<br />

4.3.1.1. Design goal I<br />

The system supports the driver and does not give rise to potentially hazardous behaviour by<br />

the driver or other road users.<br />

Explanation:<br />

An important overall requirement can be simply stated as “Do no harm”. This means that the<br />

system should enhance or at least not reduce road safety. The approach taken by this<br />

document is to systematically guide a system’s designer by principles addressing design<br />

relevant aspects like installation, information presentation or interface. This is because the<br />

overall effects may not be entirely predictable or measurable since they depend not only on<br />

the system design but also on the individual driver and the driving task/traffic situation.<br />

Systems which are not designed with this principle in mind are unlikely to be in accordance<br />

with the other principles.<br />

4.3.1.2. Design goal II<br />

The allocation of driver attention while interacting with system displays and controls remains<br />

compatible with the attentional demand of the driving situation.<br />

Explanation:<br />

The driver has a limited but variable attentional resource and physical capacity which can be<br />

distributed dynamically by the driver between tasks. The resources activated by the driver<br />

depend not only on personal factors but may also vary according to his motivation and state.<br />

Interfaces (including visual, tactile and auditory) can induce both physical and cognitive<br />

workload.<br />

The relevant tasks addressed in this overall design goal are:<br />

the task of driving (controlling the vehicle, participating in traffic flow and reaching a<br />

destination). This has an associated attentional demand which varies with the driving<br />

situation;<br />

the task of interacting with system displays and controls. Except for very simple systems, the<br />

attentional demand of this task will also vary as the system is used.<br />

Reaching this goal requires compatibility between the two tasks and this means that the<br />

attentional demand of the system does not cause the available resource to be less than that<br />

required to attend properly to the prevailing driving task. This means that the driver needs to<br />

be able to anticipate the attentional demand associated with both the driving task and<br />

secondary tasks.<br />

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The concept of compatibility is preferable compared with a limit on the total amount of<br />

interface because:<br />

The concept of task is controversial since the same task can vary substantially in terms of its<br />

parameters e.g. duration; moreover a suitable definition of task is not available;<br />

Dependent on the motivation and state of the driver, an interface with displays and controls<br />

may have a different effect; this is due to the fact that less workload is not necessarily better;<br />

The relation between the components of interface (complexity, intensity, duration etc.),<br />

workload and driving performance is not well enough understood.<br />

Systems which are designed in accordance with the ESoP should be such that the attentional<br />

demand of the system can be modified by the driver by choosing to interact (or not), and by<br />

choosing when and how to interact. This also means that the driver can anticipate the<br />

attentional demand of the interface with the system.<br />

4.3.1.3. Design goal III<br />

The system does not distract or visually entertain the driver.<br />

Explanation:<br />

The aim of this principle is to ensure that the driver is distracted as little as possible by the use<br />

of a driver information or communication system while driving such that his/her ability to be<br />

in full control of the vehicle is not compromised. This Design Goal is also formulated to<br />

highlight the special importance of avoiding distraction caused by visual entertainment.<br />

Visual entertainment may occur by visually displaying images which are attractive (i.e. likely<br />

to catch the attention) because of their form or content. It is of particular relevance in the<br />

driving context because of the importance of vision for safe driving.<br />

4.3.1.4. Design goal IV<br />

The system does not present information to the driver which results in potentially hazardous<br />

behaviour by the driver or other road users.<br />

Explanation:<br />

The content of the information should not encourage the driver to engage in behaviour which<br />

may increase the risk of an accident while driving. A hazardous behaviour may influence<br />

other road user behaviour. An example could be the display of a race-driving-strategy in order<br />

to achieve a maximum speed while cornering.<br />

Other road users may be concerned if the hazardous behaviour of the driver occurs when<br />

he/she is interacting with them, as well as if the system generates signals perceptible from the<br />

exterior which may induce erroneous interpretation by other road users, and possibly<br />

dangerous manoeuvres.<br />

4.3.1.5. Design goal V<br />

Interfaces and interface with systems intended to be used in combination by the driver while<br />

the vehicle is in motion are consistent and compatible.<br />

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Explanation:<br />

All HMI components of individual systems should be designed according to principles for<br />

single systems and this will give a minimum level of consistency. However, consistency can<br />

still be an issue between individual well-designed products.<br />

System use “in combination” occurs when more than one system is used to achieve a desired<br />

result. This includes parallel use (i.e. use of more than one system at the same time) and serial<br />

use when the systems are used one after another. So, when designing a system for use in<br />

combination with another (possibly pre-existing system), account should be taken of the<br />

existing system. When the functionality is completely different, it may be good design to have<br />

a different HMI to avoid confusion.<br />

Consistency involves for example the following design issues:<br />

• Use of common terminology between systems; e.g. “slow traffic”, “next junction”;<br />

• Use of words and/or use of icons to represent concepts or functions; e.g. “Help”, “Enter”;<br />

• Use of colours, icons, sounds, labels (to optimise a balance between similarity and<br />

differentiation);<br />

• Physical dialogue channel issues; e.g. single/double-click, timing of response and timeouts,<br />

mode of feedback e.g. visual, auditory, tactile (depending on functionality feedback<br />

should be different in order to avoid misinterpretation);<br />

• Grouping of concepts and similar menu structures (for related functionalities);<br />

• Overall design of dialogue and order of concepts.<br />

4.3.2. Installation principles<br />

4.3.2.1. Installation principle I<br />

The system should be located and securely fitted in accordance with relevant regulations,<br />

standards and manufacturers instructions for installing the system in vehicles.<br />

Explanation:<br />

Manufacturers design products (e.g. systems, holders, functionalities) for an intended use. If<br />

suitable means for correct installation (e.g. a holder) are not provided or the manufacturer’s<br />

installation instructions are not followed, this may cause the system to be used by the driver in<br />

a way which was not intended by the manufacturer, and this could have safety consequences.<br />

The system should be located (i.e. physically positioned) within the vehicle during use by the<br />

driver in the following ways:<br />

• Fixed within the vehicle;<br />

• Moveable over a pre-determined range (for systems that have an adjustable position by<br />

means of cable, stalk or bracket, for example);<br />

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• Holder mounted with the intention that the system is used within the holder.<br />

Special attention should be given to the installation of systems in terms of passive safety in<br />

order to avoid an increased risk of injury in case of a vehicle crash.<br />

Examples:<br />

Good: A hands-free mobile phone fitted fully in accordance with all required standards,<br />

regulations and manufacturers instructions.<br />

Bad: A traffic information display fixed to the dashboard with a poor quality temporary<br />

fastening (such as adhesive tape) rather than the holder recommended by the manufacturer.<br />

Applicability:<br />

The principle applies to all in-vehicle systems, and is very important to be considered for<br />

after-market systems and nomadic devices.<br />

Verification/Applicable methods:<br />

This principle requires the location and fitting of systems to be undertaken in accordance<br />

with:<br />

• Interior fittings of motor vehicles (Council Directive 74/60/EEC of 17 December 1973,<br />

ECE-R21 of 01 December 1971 and Council Directive 78/316/EEC of 21 December 1977)<br />

• Instructions provided by the product-responsible organisation (i.e. the formal written<br />

instructions provided by the manufacturer)<br />

• Inspection whether the relevant requirements have been taken into account.<br />

Result = Yes/No.<br />

References:<br />

• ISO 4040 (2001) - location of hand controls, indicators and tell-tales.<br />

4.3.2.2. Installation principle II<br />

No part of the system should obstruct the driver's view of the road scene.<br />

Explanation:<br />

Successful performance of the driving task is mainly based on the acquisition of visual<br />

information about the local road and traffic environment. Consequently, construction<br />

regulations ensure that each road vehicle provides the driver with an adequate external field of<br />

view out of the vehicle from the driver’s seat. Additional systems must not compromise this<br />

basic design provision. This principle is likely to be particularly important for the installation<br />

of after-market and nomadic systems.<br />

The "driver’s view" is the mandatory minimum requirement in accordance with EEC<br />

Regulations. It should be interpreted as pertaining to the forward view directly through the<br />

windscreen, side views and rear view either directly or indirectly.<br />

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If the physical position of a component of the system can be modified by the driver and can<br />

(as part of its intended range of movement) obstruct the driver’s vision, then the driver should<br />

be informed, through the system instructions (see section 6) about the use as intended by the<br />

manufacturer. If no such information is provided to the driver, then the principle should apply<br />

throughout the range of adjustment of the system or its component.<br />

Examples:<br />

Good: A display mounted within the instrument panel such that it can be easily viewed by the<br />

driver but does not interfere with the driver field of view requirements.<br />

Bad: A display mounted on a long flexible stalk from the upper surface of the instrument<br />

panel which can be adjusted such that the display obscures a substantial part of the external<br />

road scene.<br />

Applicability:<br />

The principle applies to all in-vehicle systems, and is very important to be considered for<br />

after-market systems and nomadic devices. It does not apply to head-up displays.<br />

Verification/Applicable methods:<br />

When installed in a vehicle no part of the system should be in a physical position such that the<br />

driver’s view of the road scene is obstructed to such an extent that the Regulations cannot be<br />

complied with.<br />

A system is in compliance with this principle if all parts of it are correctly located taking into<br />

account:<br />

• 71/127/EEC - Rearward field of view<br />

• 77/649/EEC - Field of vision of motor vehicles<br />

Verification is by inspection or by measurement.<br />

Result = Yes/No.<br />

References:<br />

No additional references.<br />

4.3.2.3. Installation principle III<br />

The system should not obstruct vehicle controls and displays required for the primary driving<br />

task.<br />

Explanation:<br />

The aim of this principle is to ensure that the driver's ability to use mandatory displays and<br />

controls and other displays and controls required for the primary driving task is not<br />

compromised by the physical presence of a system (such as a display). This ensures that the<br />

driver's ability to be in full control of the vehicle is not affected by installation of the system.<br />

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Obstruction of controls in this context means to prevent operation, or render significantly<br />

more difficult to identify, reach and/or operate the relevant controls throughout their intended<br />

range of movement.<br />

Obstruction of displays in this context means to render not visible some portion (any portion)<br />

of the relevant displays from the drivers’ normal seating position.<br />

The required controls and displays are those relevant for undertaking the primary driving task<br />

and all those which are mandatory.<br />

Required controls include: accelerator, brake, (clutch, if fitted), steering wheel, gear changer,<br />

parking brake, horn, light switches, turn indicators, washers and wipers (all modes and<br />

speeds), hazard flashers, de-mister controls.<br />

Required displays include: the speedometer, all warning lights, mandatory control labels and<br />

mandatory tell-tales.<br />

Obstruction or impairment of other controls and displays should be balanced against the<br />

additional benefits provided by the system.<br />

Examples:<br />

Good: A route-guidance display integrated into the dashboard in a high central position which<br />

does not obstruct any other displays or controls.<br />

Bad:<br />

An after-market route guidance system which obstructs the light switches;<br />

A display that covers the hazard flasher control<br />

An additional control on the exterior of the steering wheel rim which could make the steering<br />

wheel more difficult to use during cornering.<br />

Applicability:<br />

The principle applies to all in-vehicle systems, and is very important to be considered for<br />

after-market systems and nomadic devices.<br />

Verification/Applicable methods:<br />

Verification is by inspection whether the driver can see all displays and controls required for<br />

the primary driving task.<br />

Result = Yes/No.<br />

References:<br />

• ISO 4513 (2003) Road Vehicle – Visibility, method for establishment of eyellipse for<br />

driver’s eye location<br />

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4.3.2.4. Installation principle IV<br />

Visual displays should be positioned as close as practicable to the driver's normal line of<br />

sight<br />

Explanation:<br />

For a driver to be in full control of the vehicle and aware of the dynamic road scene there is a<br />

broad consensus that, apart from brief glances at mirrors or instrumentation, the driver’s gaze<br />

should be directed towards the road scene. Visual displays positioned close to the normal line<br />

of sight reduce the total eyes-off-the-road time relative to those which are positioned further<br />

away and maximises the possibility for a driver to use peripheral vision to monitor the road<br />

scene for major developments while looking at a display. The further away from the driver’s<br />

normal line of sight the display is positioned, the more difficult it is to obtain information and<br />

the greater the possible impact on driving performance.<br />

It is recommended that the most important or safety critical information be closest to the<br />

normal line of sight.<br />

This principle therefore requires the designer/installer to make an explicit, but essentially<br />

qualitative, trade-off between practicability and closeness. Important factors include:<br />

• The requirement not to obstruct the road scene (see principle 4.3.2.2);<br />

• The requirement not to obstruct other controls or displays (see principle 4.3.2.3);<br />

• The requirement that the display should not itself be substantially obstructed by, for<br />

example, controls such as the steering wheel or gear change lever.<br />

In particular for passenger cars it is recommended that displays containing information<br />

relevant for driving and all displays requiring long sequences of interface be placed within<br />

approximately 30° downward viewing angle of the driver’s normal forward view. For a<br />

discussion on long sequences of interface refer to principle 4.3.4.2.<br />

Examples:<br />

Good: A display for navigation in a passenger car is installed within approximately 30°<br />

downward viewing angle because the information is related to driving.<br />

Bad: A display for communication, e.g. of a Personal Digital Assistant (PDA) or Phone, is<br />

positioned near the gear lever between the front seats in a passenger car in spite of long<br />

sequences of interfaces necessary to enter or search for a telephone number.<br />

Applicability:<br />

The principle applies to all in-vehicle systems equipped with visual displays and for situations<br />

of use that involve forward vision. Displays that support specific driving conditions such as<br />

reversing are a separate issue.<br />

Verification/Applicable methods:<br />

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In general, the aim should be the best compromise in allocation of dashboard space, which<br />

can be assessed by designers and ergonomics specialists.<br />

References:<br />

• ISO 4513 (2003) Road Vehicle – Visibility, method for establishment of eyellipse for<br />

driver’s eye location.<br />

4.3.2.5. Installation principle V<br />

Visual displays should be designed and installed to avoid glare and reflections.<br />

Explanation:<br />

Glare and reflections that are likely to make it more difficult to extract information from the<br />

display may cause distraction from the driving task or other tasks performed while driving.<br />

This is likely to lead to increased driver frustration and annoyance and may evoke behavioural<br />

adaptations such as squinting, closing of the eyes for brief periods and head movements to<br />

obtain a more comfortable view. All of these effects are likely to reduce driver comfort and,<br />

therefore, may compromise road safety to some extent.<br />

Glare is the distracting (and potentially disabling) effect of bright light in an otherwise<br />

relatively dark scene which interferes with visual attention and selection. In the in-vehicle<br />

context, this can occur in a number of ways:<br />

External light (usually sunlight) falls on the visual display reducing display contrast and<br />

makes the information on the screen more difficult to see from the driver’s normal viewing<br />

position;<br />

The display is itself too bright and causes distraction from the road scene and other in-vehicle<br />

displays and controls. This is most likely to be apparent to the driver in low ambient light<br />

conditions.<br />

Reflection is the generation of a secondary image of an object as a result of light from the<br />

object bouncing off intermediate surfaces. This is relevant in a number of ways:<br />

Light from a light emitting display travels to another surface (or via several surfaces)<br />

producing a secondary image of the display screen; for example, on the windscreen. This is<br />

most likely to be perceived by the driver when there is high contrast between the secondary<br />

image and its background, such as against the windscreen during darkness;<br />

Light from an external source (e.g. the sun, streetlights, or other bright objects) is reflected by<br />

the display surface into the driver’s eyes (see also glare above).<br />

The effects should be considered during design and installation process. Issues that could be<br />

considered include provision of a (manual or automatic) display brightness control, choice of<br />

display technology, choice of display surface texture and finish, choice of colour and gloss of<br />

surfaces being reflected in the display surface, choice of image polarity, sighting of the<br />

display and adjustability, the use of a recess or cowl.<br />

Examples:<br />

EN 16 EN


Good: A screen with an automatic brightness control which does not produce secondary<br />

images on the vehicle’s glass and which has a display front surface which can be easily read<br />

under all normal lighting conditions.<br />

Bad: A display which is so bright at night that it is significant in the driver’s peripheral vision<br />

when looking at the forward road-scene and whose information is difficult to read in sunlight<br />

because the contrast is so low.<br />

Applicability:<br />

The principle applies to all in-vehicle information and communication systems equipped with<br />

visual displays.<br />

Verification/Applicable methods:<br />

The verification should be based upon procedures to determine glare and reflections. Specific<br />

criteria depend on the vehicle concept.<br />

References:<br />

• ISO 15008 (2003): Road vehicles – ergonomic aspects of transport information and control<br />

systems – specification and compliance procedures for in-vehicle visual presentation.<br />

4.3.3. Information presentation principles<br />

4.3.3.1. Information presentation principle I<br />

Visually displayed information presented at any one time by the system should be designed<br />

such that the driver is able to assimilate the relevant information with a few glances which<br />

are brief enough not to adversely affect driving.<br />

Explanation:<br />

Visual processing by the driver to take account of the traffic environment forms the basis for<br />

completion of vehicle control and manoeuvring tasks. Therefore, demand to detect and<br />

acquire visually presented relevant information at any one time should be limited. Increasing<br />

the frequency and/or duration of glances required to detect and acquire visually displayed<br />

information may increase the risk for potentially dangerous traffic situations caused by driver<br />

preoccupation with non-primary driving-related tasks. Relevant information is the portion of<br />

all visually displayed information sought by the driver to satisfy a particular need.<br />

Examples:<br />

Good: Easily legible and well structured graphics on a well positioned visual display which<br />

allows identification of the relevant menu item with one single glance of 1 second.<br />

Bad: A navigation system which only offers support by a visual display rich in detail, which<br />

needs full and lengthy attention of the driver to identify a target on a moving map.<br />

Applicability:<br />

The principle applies to all in-vehicle information and communication systems with visual<br />

displays presenting information intended to be viewed by the driver while driving.<br />

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Verification/Applicable methods:<br />

Compare design alternatives for the presentation of information: the number and duration of<br />

glances needed to detect and acquire relevant information presented at a time should be<br />

minimized.<br />

Result: Optimized design of a single screen.<br />

References:<br />

• ISO 15007-1 (2002): Road vehicles – Measurement of driver visual behaviour with respect<br />

to transport information and control systems – Part 1: Definitions & parameters.<br />

• ISO TS 15007-2 (2001): Road vehicles – Measurement of driver visual behaviour with<br />

respect to transport information and control systems – Part 2: Equipment and procedures.<br />

• ISO 15008 (2003): Road vehicles – ergonomic aspects of transport information and control<br />

systems – specification and compliance procedures for in-vehicle visual presentation.<br />

• ISO FDIS 16673: Road vehicles – ergonomic aspects of transport information and control<br />

systems - Occlusion method to assess visual distraction<br />

Additional Methods/Scales are under development in ISO TC22/SC13/WG8 for<br />

quantification of visual distraction; e.g. revision of ISO 15008, display legibility and<br />

TC22/SC13/WG8/AWI on the Lane Change Test, method to measure driver distraction.<br />

4.3.3.2. Information presentation principle II<br />

Internationally and/or nationally agreed standards relating to legibility, audibility, icons,<br />

symbols, words, acronyms and/or abbreviations should be used.<br />

Explanation:<br />

Standards related to legibility, audibility and symbols prescribe geometrical and/or physical<br />

characteristics for information which is displayed visually and/or aurally and are intended to<br />

give information the highest probability of being easily comprehended by drivers in a large<br />

range of circumstances and environments.<br />

The continuously increasing number of functions available to the driver makes it necessary to<br />

adopt the most common practice in the selection of symbols, icons, abbreviations and words<br />

for function identification.<br />

Examples:<br />

Good: Road signs are used on in-vehicle displays to augment traffic information<br />

Bad: Symbols and icons used in a navigation system are unique to a particular manufacturer<br />

and are not comprehended by a majority of drivers.<br />

Applicability:<br />

The principle applies to all cues used to identify functionality and functions provided by<br />

information or communication systems in a vehicle.<br />

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Verification/Applicable methods:<br />

Verification by inspection, whether internationally and/or nationally agreed standards relating<br />

to legibility, audibility, icons, symbols, words, acronyms and/or abbreviations are used, taking<br />

into account the main relevant standards.<br />

Result = Yes/No.<br />

References:<br />

• ISO 15008 (2003) - Road Vehicles - Traffic Information and Control Systems (TICS) -<br />

Ergonomic Aspects of In-Vehicle Information Presentation (under revision)<br />

• ISO15006 (2004) - Road Vehicles - Traffic Information and Control Systems (TICS) -<br />

Auditory Presentation of Information<br />

• ISO 2575 (2004) - Road Vehicles - Symbols for Controls, Indications and Telltales<br />

• ISO 7000 (2004) - Graphical symbols for use on equipment — Index and synopsis<br />

4.3.3.3. Information presentation principle III<br />

Information relevant to the driving task should be accurate and provided in a timely manner.<br />

Explanation:<br />

Information relevant to the driving task should be provided to the driver at the most<br />

appropriate moment and be sufficiently accurate to assist the driver in dealing adequately with<br />

the situation.<br />

The driving task requires the driver to continuously monitor the environment to select relevant<br />

stimuli and to concentrate and focus attention on those stimuli which require an adjustment of<br />

his/her behaviour. This adjustment depends on which action is most suitable for the situation<br />

and on the goals and priorities of the driver. The actions may involve changing speed,<br />

changing lane, warning others, etc.<br />

Correctly timed and accurate information reduces uncertainty by giving valid and clear<br />

answers to questions such as: "What?" "When?" "Where?" "For how long?" etc. The<br />

requirement of accuracy and timing of information also implies that it is necessary for the<br />

displayed message to match the driver's judgement of the environment. Therefore,<br />

information should not conflict with, for instance, road signs. Systems providing ill-timed<br />

and/or incorrect information may create safety critical driver distraction and frustration.<br />

Examples:<br />

Good: The distance to the next manoeuvre is provided exactly at the point where the driver<br />

needs to know if a manoeuvre is to be undertaken and which manoeuvre it should be.<br />

Bad: Direction instructions from a navigation system are displayed well after the manoeuvre<br />

needs to be performed.<br />

Applicability:<br />

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The principle applies to all auditory and visual time-critical information from information and<br />

communication systems.<br />

Verification/Applicable methods:<br />

Verification by inspection, whether the information provided by the system is sufficiently<br />

correct and presented at the expected point of time.<br />

Result: Yes / No.<br />

References:<br />

No additional references.<br />

4.3.3.4. Information presentation principle IV<br />

Information with higher safety relevance should be given higher priority.<br />

Explanation:<br />

The driver may need to perceive and act on safety-relevant information within a short<br />

timescale. Such information therefore needs to be presented as rapidly as possible and should<br />

not be delayed by more routine information.<br />

Information priority from the point of view of safety-relevance depends on its urgency and<br />

criticality (i.e. severity of the consequences if the information is not acted upon). These<br />

factors, in turn, also depend on the driving situation as explained in ISO/TS 16951. Where<br />

information is generated off-board (from the roadside or remote system) prioritisation cannot<br />

take account of the driving situation and only a more generic priority allocation is possible.<br />

Where information is derived from autonomous vehicle systems, or where external and onboard<br />

information can be combined, the possibility of appreciating the driving situation exists<br />

and message priority can be refined.<br />

For off-board information, the dynamic information providers (service providers) should<br />

implement an information dissemination strategy which ensures - apart from currency and<br />

reliability - transmission priority to messages with highest importance. In-vehicle systems<br />

need to recognise incoming safety-relevant messages and treat them accordingly.<br />

Safety relevance of information may not always be easily determined and not all information<br />

may be technically available for prioritization.<br />

Examples:<br />

Good: Information concerning manoeuvring around a complex intersection is given priority<br />

over an incoming telephone call.<br />

Bad: A high-priority message concerning ice at the current location is prevented from<br />

immediate delivery because the information screen is in the process of displaying a message<br />

concerning distant traffic congestion.<br />

Applicability:<br />

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The principle applies to systems that provide dynamic information (i.e. information that<br />

changes as a result of conditions immediately surrounding the vehicle or traffic conditions<br />

more generally).<br />

Verification/Applicable methods:<br />

Verification by inspection whether priority of information is taken into account.<br />

Result = Yes/No.<br />

References:<br />

• ISO/TS16951 (2004): Road Vehicles - Ergonomic aspects of transport information and<br />

control systems - Procedure for determining priority of on-board messages presented to<br />

drivers.<br />

4.3.3.5. Information presentation principle V<br />

System generated sounds, with sound levels that can not be controlled by the driver, should<br />

not mask audible warnings from within the vehicle or the outside.<br />

Explanation:<br />

Auditory information at a sound level which is too high may affect driving or road safety by<br />

masking significant and important warning sounds concerning road and vehicle safety. In<br />

addition, improperly designed sounds might result in driver distraction and annoyance.<br />

Therefore, auditory information needs to be designed such that it does not mask warning<br />

sounds from the interior or exterior to the driver. Any system, including audio systems, should<br />

bear in mind the effect the system could have on the driver before being introduced.<br />

This can be achieved in a number of ways including:<br />

• The sounds produced by the system are not at such a level that warning sounds are likely to<br />

be masked;<br />

• The duration of the sounds is sufficiently short that warnings are not missed;<br />

• Intermittent sounds are such that the interval between them is long enough for warnings to<br />

be received by the driver.<br />

Examples:<br />

Good: Auditory signals from the system are set at a level that is below the sound level of<br />

warnings from within and outside the vehicle.<br />

Bad: An incoming telephone call is at a very high sound level liable to mask warnings, and<br />

out of the driver’s control.<br />

Applicability:<br />

The principle applies to all audible sounds from information- and communication systems<br />

with sound levels that can not be controlled by the driver, either from in-vehicle systems,<br />

EN 21 EN


after-market or nomadic devices, or as a result of information received through<br />

communication with the outside world.<br />

Verification/Applicable methods:<br />

Verification by inspection whether warnings are still clearly perceptible while the system<br />

produces uncontrollable sound levels.<br />

Result = Yes/No.<br />

References:<br />

• ISO 15006 (2004) - Road Vehicles - Traffic Information and Control Systems (TICS) -<br />

Auditory Presentation of Information.<br />

4.3.4. Interface with displays and controls<br />

4.3.4.1. Interaction with displays and controls principle I<br />

The driver should always be able to keep at least one hand on the steering wheel while<br />

interacting with the system.<br />

Explanation:<br />

This principle is concerned with interfaces which require the driver to provide manual control<br />

inputs (e.g. using buttons or knobs).<br />

There are driving situations which require the driver to have precise control of the vehicle’s<br />

steering and this can be achieved most effectively with both hands on the steering wheel. For<br />

other driving situations, one hand on the steering wheel is acceptable as long as the other hand<br />

is immediately available for steering if circumstances demand it. That leads to the<br />

consideration that handheld devices are not recommended for use whilst driving.<br />

To be in accord with this Principle, the system should be designed such that only one hand is<br />

needed away from the steering wheel to interact with the system leaving one hand remaining<br />

on the steering wheel. In addition, if one hand must be removed from the steering wheel to<br />

undertake the interface, the other hand should not simultaneously be needed for interface (e.g.<br />

for operating fingertip controls).<br />

Examples:<br />

Good: A control device that is securely mounted in a conveniently positioned holder and can<br />

be used one-handed without removal from the holder.<br />

Bad: An unfixed control device that the driver needs to hold in his hand while interacting.<br />

Applicability:<br />

All information and communications systems.<br />

Verification/Applicable methods:<br />

Verification by inspection whether the driver can operate the system with only one hand.<br />

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Result = Yes/No.<br />

References:<br />

No additional references.<br />

4.3.4.2. Interaction with displays and controls principle II<br />

The system should not require long and uninterruptible sequences of manual-visual<br />

interfaces. If the sequence is short, it may be uninterruptible.<br />

Explanation:<br />

The principle allows for uninterruptible sequences of interfaces as long as they are short<br />

whereas long sequence of interfaces should be interruptible by the driver. This means that the<br />

system should not delete any driver input during interruption unless the sequence of interfaces<br />

is short or a sufficiently large time-out period has passed.<br />

If a driver is aware that a sequence of interfaces is “interruptible”, there will be a greater<br />

tendency to attend to developing traffic situations in the knowledge that the system interface<br />

can be completed when the traffic situation has been attended to.<br />

On the other hand an interface may be uninterruptible if it is short in order to avoid an<br />

additional input for returning the system’s state to normal. A well established example is a<br />

two- or three-step interface for changing the sound settings of a conventional radio.<br />

Examples:<br />

Good: A sequence of interfaces for looking up traffic information can be interrupted without<br />

the system changing its state.<br />

Only a few of the “short-sequence-interfaces”, 3 button presses or less, have a 10-secondtime-out<br />

period.<br />

Bad: Key presses when entering a telephone number must not be more than 5 seconds apart or<br />

all previously entered numbers are cancelled.<br />

Applicability:<br />

The principle applies to systems with manual-visual sequences of interfaces, i.e. the function<br />

requires more than one input (by inspection). It does not apply to speech-based systems.<br />

Verification/Applicable methods:<br />

1. Analyse whether the sequence of interfaces can be considered as short taking into<br />

account the following dimensions of an interface:<br />

• the number of individual control inputs (e.g. less than 4-5 button presses);<br />

• the complexity of the interface (e.g. less than 2 menu changes);<br />

• the time to make the control inputs;<br />

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• the visual intensity of the interface.<br />

2. Inspection whether system state changes when interrupting those sequences of interfaces<br />

identified to be long by step 1.<br />

Result: Yes / No.<br />

References:<br />

• Visual intensity of interface: see ISO FDIS 16673 on occlusion.<br />

4.3.4.3. Interaction with displays and controls principle III<br />

The driver should be able to resume an interrupted sequence of interfaces with the system at<br />

the point of interruption or at another logical point.<br />

Explanation:<br />

If partly entered data disappears when an input sequence is interrupted, the driver may be<br />

incited to achieve the full sequence even if the driving situation requires full attention.<br />

The principle requires that the driver is given the possibility of continuing an interrupted<br />

sequence of interfaces (with no need to restart it) either from the point of interruption, or from<br />

another previously completed step.<br />

When the driver resumes the sequence, it may happen that some events have made the point<br />

of interruption no longer relevant. In such cases, the logical point provided by the system will<br />

simplify the task and lessen the workload.<br />

Examples:<br />

Good: The driver can interrupt entering a phone number, look for several seconds at the road<br />

scene and then complete the partly entered number.<br />

Bad: When the driver is reading a list of traffic messages and interrupts viewing half way<br />

through the list, the system cancels the list after a short time-out period. Consequently the<br />

driver needs to “call” the list again in order to resume reading.<br />

Applicability:<br />

All information and communication systems with sequences of interfaces.<br />

Verification/Applicable methods:<br />

Inspection whether the system state changes after interrupting a sequence of interfaces.<br />

Result = Yes/No.<br />

If no, check/assess that the resuming point is logical. Verification of this requires assessment<br />

and judgement<br />

References:<br />

EN 24 EN


No additional references.<br />

4.3.4.4. Interaction with displays and controls principle IV<br />

The driver should be able to control the pace of interface with the system. In particular the<br />

system should not require the driver to make time-critical responses when providing inputs to<br />

the system.<br />

Explanation:<br />

Interface with the system refers here to making input by a control action, or by voice, into the<br />

system, either at the driver’s initiative or as a response to displayed information initiated by<br />

the system itself. The provision of an appropriate response usually requires the driver to<br />

perceive and process information before deciding on the correct action. This pre-supposes that<br />

the situation develops such that the driver has sufficient time and mental resources available.<br />

As systems are not actually available which can predict the level of driver workload in a<br />

continuous and reliable manner, for the sake of safety and convenience it should be for the<br />

driver alone to decide when he/she is ready to respond to the system.<br />

Time critical responses are responses which must be made by the driver within a short<br />

imposed time window. The driver is able to control the pace if he/she always remains in<br />

command of the time before which an input must be provided and the time for which the<br />

output is displayed.<br />

Exceptions:<br />

If the information displayed is directly related to the immediate driving situation (e.g. the<br />

precise speed of the vehicle, the distance to the next turn - which determines the time for<br />

which a displayed route direction is valid, etc.);<br />

If the system provides assistance to help the driver to escape from hazards or avoid mistakes<br />

and requires the driver to react within a specific time;<br />

The second click on an input device, which requires a double click, as a specific signal is<br />

acceptable;<br />

Inputs provided by the same control giving different results depending on the duration of the<br />

control activation (e.g. a button kept pressed for several seconds for radio station storage) are<br />

not within the scope of this principle.<br />

Examples:<br />

Good: The driver can choose to listen to incoming touristic messages when the situation<br />

permits and messages are not automatically presented to the driver when they arrive.<br />

Bad: Confirmation or rejection of a re-routing proposal of a navigation system due to traffic<br />

problems is available only for a few seconds before re-routing automatically starts.<br />

Applicability:<br />

Systems which provide information not directly related to the immediate driving situation.<br />

(Compare exceptions under explanation)<br />

EN 25 EN


Verification/Applicable methods:<br />

Inspection, whether the driver can interact with the system at his own pace, i.e. can he decide<br />

when to provide an input and how long information is displayed?<br />

Result = Yes/No<br />

References:<br />

No additional references.<br />

4.3.4.5. Interaction with displays and controls principle V<br />

System controls should be designed such that they can be operated without adverse impact on<br />

the primary driving controls.<br />

Explanation:<br />

This principle addresses the relationship between the primary driving controls and the system<br />

controls in order to avoid an unintended interference of operation. This means that the<br />

location, kinematics, control forces and control travel of a system control should be designed<br />

such that its operation does neither hinder an intended nor facilitate an unintended primary<br />

control input.<br />

Examples:<br />

Good: The most frequently used controls of the system are located within fingertip reach from<br />

the steering wheel rim.<br />

Bad: A rotary control with concentric axis on the steering wheel, which requires a momentum<br />

for operation that may also induce a change in steering angle.<br />

Applicability:<br />

All systems intended to be used while driving, especially nomadic devices and aftermarket<br />

systems.<br />

Verification/Applicable methods:<br />

Verification by inspection whether system operation interferes with operation of primary<br />

driving controls resulting in an unintended effect on vehicle motion.<br />

Result = Yes/No.<br />

References:<br />

ISO 4040 (2001) Road vehicles – Location of hand controls, indicators and tell-tales.<br />

4.3.4.6. Interaction with displays and controls principle VI<br />

The driver should have control of the loudness of auditory information where there is<br />

likelihood of distraction.<br />

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Explanation:<br />

To have control of auditory information means that the driver can adjust the volume and mute<br />

the sound to a virtually unperceivable level.<br />

Distraction is the capture of significant driver attention by stimulations which can arise from<br />

non driving-relevant information, or from driving-relevant information presented in such a<br />

way that the stimulation attracts more driver attention than needed. This undesirable capture<br />

of driver attention may be caused by the frequency of the stimulus, its duration, its intensity<br />

and, more generally, by its irrelevance to the driving task and may subsequently cause<br />

irritation.<br />

Since some important information may have to be conveyed to the driver while the sound is<br />

off or while the sound level has been turned down to an inaudible level, the system may<br />

provide non-auditory information on the system’s state.<br />

Examples:<br />

Good: The driver may control the “incoming phone call” acoustic signal and select a mode<br />

where only a visual signal is displayed.<br />

Bad: An obsolete traffic message is repeated many times and cannot be switched off.<br />

Applicability:<br />

All systems which provide non-safety relevant auditory information. Systems providing<br />

warnings related to the driving task are excluded.<br />

Verification/Applicable methods:<br />

Inspection whether the system's auditory output can be switched off and on, or whether its<br />

loudness can be adjusted by the driver down to a virtually muted level.<br />

Result = Yes/No.<br />

References:<br />

ISO 15006 (2004): Road vehicles - Ergonomic aspects of transport information and control<br />

systems – Specifications and compliance procedures for in-vehicle auditory presentation.<br />

4.3.4.7. Interaction with displays and controls principle VII<br />

The system's response (e.g. feedback, confirmation) following driver input should be timely<br />

and clearly perceptible.<br />

Explanation:<br />

The system's response applies at two levels:<br />

• The control activation feedback level, e.g. button displacement, auditory beep;<br />

• The dialogue level, which is the system’s response to the driver’s input, e.g. recommended<br />

route.<br />

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The system’s response is timely if it is perceived as quite instantaneous. For control activation<br />

feedback timing should be from the moment at which the system recognises each driver input.<br />

For the dialogue level response (which may be either the requested information, or an<br />

indication that processing is underway) the timing should be from the end of the driver’s<br />

input.<br />

When the system needs significant processing time, some signal should be displayed to<br />

inform the driver that the system has recognised the input and is preparing the requested<br />

response.<br />

The systems response is clearly perceptible if it is obvious for the driver that a change has<br />

occurred in the system and that this change is the consequence of the input.<br />

A system which reacts as expected by the driver contributes to the reliability of the driversystem<br />

interface. Any delayed, ambiguous or uncertain system response may be<br />

misinterpreted, may be taken as an error by the system or by the driver, and may lead to the<br />

driver making a second input.<br />

Uncertainty about whether input has been completed also reduces driver attention to the road<br />

scene.<br />

Examples:<br />

Good: A message “BUSY” is displayed immediately following a driver request to change the<br />

area shown on a map.<br />

Bad: The last RDS message displayed on driver request differs only from the previous one by<br />

one item: the number of km. This item is not enhanced, which creates doubt about whether<br />

the input has been acknowledged by the system or not.<br />

Applicability:<br />

All information and communication systems with manual input.<br />

Systems controlled by voice are not currently considered as within the scope of this principle<br />

because the nature and structure of speech is such that mid-sentence pauses can be significant.<br />

There is insufficient experience to properly define "timely" for voice controlled systems at<br />

this time.<br />

Verification/Applicable methods:<br />

Verification by measurement of system response time: The system should respond quickly<br />

upon a manual control input or display a “system busy” message.<br />

Result = Yes/No.<br />

References:<br />

No additional references.<br />

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4.3.4.8. Interface with displays and control principle VIII<br />

Systems providing non-safety related dynamic visual information should be capable of being<br />

switched into a mode where that information is not provided to the driver.<br />

Explanation:<br />

Dynamic visual information is visual information which changes as a result of system<br />

initiation. Non-safety related information is information which is not relevant to the driver in<br />

avoiding or reducing the risk of an immediate or imminent hazardous situation.<br />

Examples of non-safety related information include navigation map, freight and fleet data,<br />

banking services.<br />

Since an unacceptable distraction from the driving task may be caused by a dynamic<br />

presentation of non-safety related information the driver should be able to switch the<br />

information off.<br />

Examples:<br />

Good: The driver can select from a menu whether non-safety related dynamic visual<br />

information is displayed or not.<br />

Bad: A navigation map, which is updated every second, cannot be switched off without losing<br />

complete guidance support.<br />

Applicability:<br />

Information and Communication systems providing non-safety related dynamic visual<br />

information.<br />

Verification/Applicable methods:<br />

Inspection whether the system can be switched into a mode where non-safety related dynamic<br />

visual information is not provided to the driver.<br />

Result = Yes/No.<br />

References:<br />

No additional references.<br />

4.3.5. System behaviour principles<br />

4.3.5.1. System behaviour principle I<br />

While the vehicle is in motion, visual information not related to driving that is likely to<br />

distract the driver significantly should be automatically disabled, or presented in such a way<br />

that the driver cannot see it.<br />

Explanation:<br />

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This principle emphasises the importance of the visual modality for safe driving and seeks to<br />

limit visual information from within the vehicle which can provide a distraction from the<br />

primary driving task. Likelihood of significant distraction refers to modes of presentation<br />

where the information has a dynamic and unpredictable component such that the entirety of<br />

information presented cannot be obtained by the driver with a few brief glances (e.g. TV,<br />

video and automatically scrolling images and text).<br />

One example is automatically scrolling images and text that cover a variety of forms of<br />

dynamic presentation where the driver is not able to pace the presentation and where the<br />

entire information is not available at any one time. Any other specific modes of presentation,<br />

e.g. “Internet pages”, should be examined within the context of these examples. Scrolling lists<br />

under the control of the driver, such as navigation system destinations, are not within the<br />

scope of this principle as the driver can always interrupt and resume the interface.<br />

Even after a vehicle ceases motion, it is recommended that a time delay of a few seconds be<br />

included before one of the visual presentation modes covered by this principle is activated.<br />

This deals, at least partially, with the situation of divided attention of the driver in “stop-andgo”<br />

traffic conditions.<br />

Examples:<br />

Good: A TV picture which goes blank when the vehicle is in motion and does not re-appear<br />

immediately when the vehicle stops.<br />

Bad: A passenger entertainment system which can be seen by the driver while the vehicle is in<br />

motion.<br />

Applicability:<br />

This principle refers to visual information only which is not related to driving. Therefore it<br />

does not apply to non-visual information, like tonal or verbal information, or to visual<br />

information related to driving.<br />

Verification/Applicable methods:<br />

Verification by inspection whether information which is not intended to be seen by the driver<br />

while the vehicle is in motion is not shown or cannot be seen by the driver.<br />

Result = Yes/No<br />

References:<br />

• ISO 15005 (2002) “Road vehicles - Ergonomic aspects of transport information and<br />

control systems – Dialogue Management principles and compliance procedures” (2002);<br />

• ISO 4513 (2003) Road Vehicle – Visibility, method for establishment of eyellipse for<br />

driver’s eye location.<br />

4.3.5.2. System behaviour principle II<br />

The behaviour of the system should not adversely interfere with displays or controls required<br />

for the primary driving task and for road safety.<br />

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Explanation:<br />

This principle is intended to ensure that the driver’s ability to be in full control of the vehicle<br />

is not affected (in a way which decreases safety) by the behaviour of the information and<br />

communication system during normal operation or failure. This means that the system should<br />

not override information or controls relevant for the safe operation of the vehicle. In this<br />

context, interference is any influence or interface which modifies the performance,<br />

characteristics or behaviour, of existing displays or controls.<br />

Adverse interference with displays or controls results in an overall impairment of<br />

performance (from that intended) of the display or control. Examples include changes to<br />

mandatory displays or controls. In addition, the behaviour of a system should not obstruct or<br />

render inoperative other systems which are specifically intended as safety systems.<br />

Examples:<br />

Good: On a multipurpose display, navigation directions are given in a way that the<br />

speedometer always remains easily readable.<br />

Bad: On a multipurpose display, mandatory information is overlaid by radio station<br />

identification information.<br />

Applicability:<br />

Refers to systems which can be reasonably foreseen to induce display and control<br />

interference.<br />

Verification/Applicable methods:<br />

Verification by inspection whether the system’s behaviour does not interfere with the use of<br />

displays and controls required for the primary task of driving.<br />

Result = Yes/No.<br />

References:<br />

• ISO 4040 (2001): “Road vehicles – passenger cars – location of hand controls, indicators<br />

and tell-tales”.<br />

4.3.5.3. System behaviour principle III<br />

System functions not intended to be used by the driver while driving should be made<br />

impossible to interact with while the vehicle is in motion, or, as a less preferred option, clear<br />

warnings should be provided against the unintended use.<br />

Explanation:<br />

This principle seeks to ensure clarity, particularly for the driver, in terms of the<br />

manufacturer’s intention for use of the system. If this principle is complied with, subsequent<br />

use of the system not within the envelope of intended use can be considered as misuse.<br />

"Impossible" in this context means that the designated system function is not operable by the<br />

driver during normal use or during reasonably foreseeable misuse. In this context, it would<br />

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not be reasonable for a manufacturer to anticipate that a driver would undertake sophisticated<br />

technical measures to defeat the manufacturer’s intentions. The manufacturer’s rationale may<br />

be based on regulation or their own judgement.<br />

A clear warning gives information or advice about the negative consequences of a situation or<br />

action in sufficient detail. The warning is available in such a way or form that the driver can<br />

readily perceive it. It can be written information or an automatic display by the system.<br />

Reasonable drivers should be in no doubt concerning the use of the system intended by the<br />

manufacturer after taking account of the clear warning.<br />

There are a number of ways of conveying warnings. A continuously displayed warning is one<br />

option. If the warning is not continuously displayed, then it should remain available for a<br />

sufficient duration to ensure that the driver has the opportunity to become aware of it. One<br />

suitable solution is for the driver to acknowledge the warning by pressing a button.<br />

Examples:<br />

Good: When the vehicle starts to move, the driver’s interface with an internet website is<br />

cancelled and a message “not available while driving” is displayed. When the vehicle comes<br />

to a full stop, the driver can resume the interface.<br />

Bad: A television facility is designated as an unavailable function while the vehicle is in<br />

motion as detected by a hand-brake position sensor. The sensor on the hand brake can be<br />

deactivated by a partially engaged hand brake. (This is an example of misuse which is<br />

reasonably foreseeable and should, therefore, have been designed out, or clear warnings<br />

provided.)<br />

Applicability:<br />

This principle applies only to system functions intended by the manufacturer not to be used by<br />

the driver while driving.<br />

Verification/Applicable methods:<br />

Verification by inspection whether system functionality not intended to be used while driving<br />

is inaccessible by the driver while the vehicle is in motion (this is the preferred option) or a<br />

clear warning is provided to the driver.<br />

Result = Yes/No.<br />

References:<br />

• ISO 15005 (2002): “Road vehicles — Ergonomic aspects of transport information and<br />

control systems – Dialogue Management principles and compliance procedures”;<br />

• ISO 17287 (2003): “Road vehicles — Ergonomic aspects of transport information and<br />

control systems – Procedure for assessing suitability for use while driving”.<br />

4.3.5.4. System behaviour principle IV<br />

Information should be presented to the driver about current status, and any malfunction<br />

within the system that is likely to have an impact on safety.<br />

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Explanation:<br />

There can be safety implications when there is a divergence between the actual function of a<br />

system and the driver’s reasonable expectations based on previous information and/or<br />

experience. Therefore a change in status or a malfunction which modifies system performance<br />

needs to be made apparent to the driver.<br />

The information to be presented should be designed to be readily perceived by the driver (i.e.<br />

easily understood and meaningful) in terms of the consequences of the current status or<br />

system malfunction, particularly on vehicle control and manoeuvring with respect to other<br />

traffic and the road infrastructure.<br />

Examples:<br />

Good: An in-vehicle speed advice system informs the driver that the system is unable to<br />

provide dynamic information rather than continuing to show the prevailing inter-urban speed<br />

even on entry to an urban area.<br />

Bad: A route guidance system displays the information “Illegal Entry Mode 31” before each<br />

turn instruction. The implications of this message are not readily perceived by the driver.<br />

Applicability:<br />

This principle applies only to information about status and malfunctions of information and<br />

communication systems which are likely to have an impact on safety.<br />

Verification/Applicable methods:<br />

Verification by inspection whether information is presented to the driver in an appropriate<br />

way about status and malfunction of the system which is likely to have an impact on safety.<br />

Result = Yes/No.<br />

References:<br />

• ISO 15008 (2003): “Road vehicles – Ergonomic aspects of transport information and<br />

control systems – Specifications and compliance procedures for in-vehicle visual<br />

presentation”.<br />

• ISO 15005 (2002): “Road vehicles — Ergonomic aspects of transport information and<br />

control systems – Dialogue Management principles and compliance procedures”.<br />

4.3.6. Information about the system<br />

4.3.6.1. Information about the system principle I<br />

The system should have adequate instructions for the driver covering use and relevant aspects<br />

of installation and maintenance.<br />

Explanation:<br />

This principle aims to ensure that instructions are available to as many drivers as possible so<br />

that they can easily become aware of the capabilities and limitations of the system, its context<br />

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of use, proper installation and maintenance. Drivers should rarely need to seek information<br />

beyond that provided in the instructions.<br />

Adequate instructions are sufficient for the purpose of the driver that is reasonable for the<br />

manufacturer to anticipate. This will depend on the intended use of the system (functionality,<br />

context etc.). One indication of adequacy is the size and quality of any text or diagrams. For<br />

example, print is not expected to be smudged or in a font style which is too small or difficult<br />

to read. For written instructions “adequate” relates to the physical media of presentation. For<br />

example, printed material should be on paper (or other material) providing a reasonable<br />

durability and the printing should be permanent on that material. Instructions which are only<br />

on packaging material are not considered adequate as packaging is likely to be discarded<br />

rather than being passed to subsequent owners. In the case that instructions are only available<br />

in form of “help functions” these should be designed in a way that allows their operation<br />

without prior reading of written material.<br />

Examples:<br />

Good: Good quality printed colour manual on A5 pages with text and illustrations which fits<br />

within the glove box.<br />

Bad: No instructions; sketchy instructions just on the packaging material; instructions on poor<br />

quality paper; instructions that are so small that they can be easily mislaid.<br />

Applicability:<br />

This principle applies to system instructions in all forms.<br />

This principle refers to system instructions intended for the driver, not a full workshop manual<br />

as might be required by garage or maintenance institutions.<br />

The principle applies to all aspects of systems which it is reasonable for the manufacturer to<br />

anticipate that drivers will require at some time within the expected life of the system. The<br />

principle excludes aspects of systems specifically designated by the manufacturer as not<br />

intended for use while driving.<br />

Verification/Applicable methods:<br />

Verification requires assessment and judgement specifically taking into account the system’s<br />

functionality and the intended user groups.<br />

4.3.6.2. Information about the system principle II<br />

System instructions should be correct and simple.<br />

Explanation:<br />

Design of user instructions is an HMI issue in itself. Instructions are typically ignored by<br />

drivers and this is exacerbated by poor design of the instructions. This principle is intended to<br />

promote high acceptance of instructions by drivers.<br />

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Instructions should be factually accurate in all important aspects. Each element of the<br />

instructions (group of words, diagram, function-described etc.) should be correct for the actual<br />

system to which it relates.<br />

Simple has to be interpreted in the context of the system being described and will vary with<br />

the complexity and functionality of the system. The instructions should be unambiguous and<br />

easy to understand, if possible by all members of the intended user population (e.g. documents<br />

in “Plain Language”). Instructions should not be overly technical and should use user-oriented<br />

language. It is important that the instructions are simple even if the system is complex.<br />

Examples:<br />

Good: Good examples might be expected to have some of the following features: well<br />

presented manual with factually accurate text and diagrams, contents page, page numbers,<br />

good use of colour, written in a plain language style using common words. Good Index. Use<br />

of different fonts, italics, bold, underlines etc. to distinguish portions of the text.<br />

Bad: Instructions which refer to a previous model with different functions and controls.<br />

Applicability:<br />

This principle applies to system instructions in all forms.<br />

Verification/Applicable methods:<br />

Assessment of correctness is a matter of comparison between the actual system and the<br />

system instructions. Assessment of simplicity is a matter of judgement taking driver<br />

knowledge and expectations into account.<br />

A system instruction can conform with this principle even if small errors are present as long<br />

as these can be shown to be unimportant and are not too numerous.<br />

Verification requires assessment and judgement.<br />

4.3.6.3. Information about the system principle III<br />

System instructions should be in languages or forms designed to be understood by the<br />

intended group of drivers.<br />

Explanation:<br />

The aim of this principle is to ensure that instructions are of use to as many drivers as possible<br />

and that drivers are aware of the capabilities and limitations of the system, its context of use<br />

etc.<br />

Different forms of instructions may exist which could be presented in different modalities:<br />

Auditory instructions may be spoken or presented by noises or earcons. Visually presented<br />

information includes diagrams, photographs, highlighting of the next element, programmed<br />

tutorials etc.<br />

Spoken instructions and written instructions (either printed or within a system) will be in one<br />

or a number of languages (e.g. English, Finnish etc.)<br />

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This principle requires that when instructions are being devised, consideration is given to the<br />

intended and most likely driver population and that instructions are designed which can<br />

reasonably be expected to be understood and used by as many drivers as possible.<br />

Manufacturers should consider the driver population and the likely and intended use of the<br />

system as well as the native languages and other languages spoken and read. Published<br />

statistics on language proficiency by country could be used as reference. At minimum, the<br />

majority language of the country in which the system is sold should be considered. Diagrams<br />

often provide additional clarity. Where used these should follow accepted stereotypes and<br />

conventions for the intended population.<br />

Examples:<br />

Good: For a system sold in Sweden, instructions are formulated in easily understandable<br />

Swedish and incorporate pictorial help at relevant passages.<br />

Bad: Written instructions (without diagrams or photographs) automatically translated from<br />

Japanese (unedited) for a system presented for sale in the European market.<br />

Applicability:<br />

This principle applies to instructions in all forms.<br />

Verification/Applicable methods:<br />

Verification requires assessment and judgement taking into account the system’s functionality<br />

and the intended user groups.<br />

4.3.6.4. Information about the system principle IV<br />

The instructions should clearly state which functions of the system are intended to be used by<br />

the driver while driving and those which are not.<br />

Explanation:<br />

Instructions that are in accord with this principle allow the driver the opportunity to be fully<br />

aware of the use of the system intended by the manufacturer and to make clear the<br />

responsibilities in the case where the driver uses the system beyond the manufacturer’s<br />

intentions. Functions which are specifically not intended by the manufacturer to be used by<br />

the driver while driving should be explicitly designated as such whether disabled while the<br />

vehicle is in motion or not.<br />

After becoming aware of the instructions, reasonable drivers should be in no doubt about<br />

which functions of the system have been designed to be used by the driver while driving (i.e.<br />

the intended use of the system). They should also be in no doubt about those functions which<br />

have not been designed for use while driving.<br />

A specific recommendation is that if drivers need to equip themselves before using a handsfree<br />

communication system, they should be instructed to do so while the vehicle is not in<br />

motion.<br />

Examples:<br />

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Good: Instructions for a mobile phone which states that the hand-set is not intended for use in<br />

a moving vehicle (and the hand-set is disabled and switches to hands free microphone/speaker<br />

when the vehicle is in motion).<br />

Bad: A feature-rich driver information and communications system which has additional<br />

functionality for use by a passenger, or driver while stationary, but whose instructions make<br />

no clear distinction concerning the features intended for use by the driver while driving.<br />

Applicability:<br />

This principle applies to instructions in all forms.<br />

Verification/Applicable methods:<br />

Verification is by inspection.<br />

Result = Yes/No.<br />

4.3.6.5. Information about the system principle V<br />

Product information should be designed to accurately convey the system functionality.<br />

Explanation:<br />

The aim of this principle is to encourage good design of all product information and to assist<br />

potential or current user of the system in appreciating the benefits and limitations of the<br />

system.<br />

All product information should be factually correct and presented transparently and without<br />

ambiguity. Information does not have to be comprehensive to be accurate.<br />

Functionality is concerned with what the system does and, by implication, the benefits that the<br />

functionality provides to the driver. Functionality should distinguish between that which is<br />

designed to be used by the driver while driving and that which is not; i.e. the information<br />

should not claim or imply that a function which has not been designed to be used while<br />

driving can be so used. The product information should make it clear if additional software of<br />

hardware is required (other than that with the base model) for specific functionality.<br />

This principle is also in line with consumer protection requirements, EC Regulations and<br />

existing codes concerning advertising and all product information should conform to the<br />

report on advertising.<br />

Examples:<br />

Good: A communications system which is not designed to store telephone numbers while<br />

driving provides the information that “pre-stored numbers can be selected using a single<br />

button”.<br />

Bad: The same communications system provides the information “Telephone numbers can be<br />

stored for later use” adjacent to a picture of a driver and vehicle in motion. This association<br />

implies that number storage is designed for use while driving.<br />

Applicability:<br />

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This principle refers to product information intended for the driver, not a full workshop<br />

manual as might be required by garage or maintenance institutions.<br />

Verification/Applicable methods:<br />

Verification requires assessment and judgement taking into account the system’s functionality<br />

and the intended user groups.<br />

References:<br />

• Advertising in the context of road safety. Final Report VII/671/1995, High Level Working<br />

Party of Representatives of the Government of the Member States.<br />

4.3.6.6. Information about the system principle VI<br />

Product information should make it clear if special skills are required to use the system as<br />

intended by the manufacturer or if the product is unsuitable for particular users.<br />

Explanation:<br />

This principle is intended to ensure that the design population intended by the manufacturer is<br />

made clear to potential and actual users of the system. The normal presumption is that a<br />

system can be used by all drivers. However, initial training may be required; for example, for<br />

systems designed for specialist professional use. Although all drivers are required to have a<br />

minimum level of (far) vision, other capabilities may vary considerably and this includes the<br />

capabilities of drivers with special needs.<br />

This principle is also designed to encourage compliance with consumer protection<br />

requirements, EC Regulations and existing codes concerning advertising.<br />

Product information refers to any information that the driver has access to concerning the<br />

system. It includes system instructions, technical specifications, promotional materials,<br />

packaging etc. However, full workshop and technical manuals are excluded from the scope of<br />

this principle.<br />

The need for special skills and the unsuitability for particular user groups are matters for<br />

definition by the manufacturers. If any special skill requirement or initial training is envisaged by<br />

the manufacturer, then all product information should make this clear. Similarly, any restriction<br />

on use intended by the manufacturer should be described in the product information.<br />

Examples:<br />

Good: The product information makes it clear that routing instructions are provided<br />

exclusively using the auditory modality and the system is therefore unsuitable for drivers with<br />

a hearing impairment.<br />

Bad: A voice input system only works reliably with deep male voices, but this limitation is<br />

not made clear in the product information.<br />

Applicability:<br />

This principle refers to product information intended for the driver, not a full workshop<br />

manual as might be required by garage or maintenance institutions.<br />

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Verification/Applicable methods:<br />

Verification is by inspection.<br />

Result = Yes/No.<br />

4.3.6.7. Information about the system principle VII<br />

Representations of system use (e.g. descriptions, photographs and sketches) should neither<br />

create unrealistic expectations on the part of potential users nor encourage unsafe use<br />

Explanation:<br />

The aim of this principle is to assist the driver in appreciating the functionality, benefits and<br />

limitations of the system before (and during) use. It is also intended to promote road safety<br />

and compliance with existing traffic regulations and codes of road and vehicle use as well as<br />

consumer protection requirements, EC Regulations and existing codes concerning advertising.<br />

Unrealistic expectations are expectations held by reasonable potential users (based on their own<br />

knowledge and experience and any product information available) which are false, partial, too<br />

high, or overly general.<br />

Unsafe use covers a range of behaviours but includes any behaviour which is in conflict with the<br />

road code of the EC Member States where the system is used.<br />

Examples:<br />

Good: Photographs of the system being used as intended by the manufacturer and following<br />

all relevant codes and Regulations.<br />

Bad: A photograph showing a hand-held telephone being used while driving.<br />

Applicability:<br />

This applies to all representations of system use included those provided by the manufacturer in<br />

instruction manuals (diagrams etc.), photographs, films, computer animations, sound clips and<br />

any form of product information or advertising that users or potential users of the system may be<br />

exposed to.<br />

Verification/Applicable methods:<br />

Verification requires assessment and judgement taking into account the system’s functionality<br />

and the intended user groups.<br />

5. RECOMMENDATIONS ON SAFE USE (RSU)<br />

5.1. Stakeholders involved in system use<br />

The driver can be supported in the safe operation of in-vehicle systems while driving by:<br />

Making individual system design as good as possible (installation, information presentation,<br />

interface, system behaviour, user documentation);<br />

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Making other aspects of the context of use as benign as possible. These non-system design<br />

aspects of the context of use can be called the “Human Machine Environment”.<br />

In the same way that the principles in the ESoP 2006 have been formulated to inform and<br />

influence those organisations responsible for (or contributing to) system design and<br />

construction, the use recommendations here in the RSU have been formulated to inform and<br />

influence those organisations that are responsible for (or contribute to) the human-machine<br />

environment of system use. This environment includes:<br />

• The combined use of systems to complete a task;<br />

• The knowledge and skill of the driver (in terms of the systems and tasks);<br />

• The driving task/situation;<br />

• The social environment (including time pressure).<br />

For a professional driver, this environment also includes:<br />

• Tasks that are required as part of the job (in addition to the driving task);<br />

• Company instructions and practices;<br />

• Principles are presented relevant for Employers, Point-of-sale, Vehicle Hire Companies<br />

and drivers themselves.<br />

5.2. Recommendations<br />

5.2.1. Recommendations on influencing use<br />

5.2.1.1. Recommendation on influencing use I<br />

Employers should ensure that all in-vehicle information systems are maintained in<br />

accordance with the manufacturer’s instructions.<br />

Explanation:<br />

It is expected that the product-responsible organisation will, according to ESoP principle<br />

4.3.6.1, produce instructions concerning how the information systems should be maintained<br />

(physical issues, hardware, replaceable parts, software and software updates etc.)<br />

The employer should ensure (by direct action, contract or instruction) that all recommended<br />

maintenance actions are carried out. This is to help ensure that the product supports the driver<br />

as much as possible.<br />

Examples:<br />

Good: The route guidance system’s map CD is updated regularly (e.g. annually) as<br />

recommended by the manufacturer.<br />

Bad: The employer has no records of their vehicles’ information systems and undertakes no<br />

maintenance. As a result digital maps become progressively out-dated.<br />

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Applicability:<br />

The recommendation applies to in-vehicle information and communication systems that,<br />

based on the product responsible organisation’s recommendations, require maintenance.<br />

Verification/Applicable methods:<br />

The employer should maintain a permanent record of maintenance actions. These records<br />

should be in accordance with the manufacturer’s instructions.<br />

5.2.1.2. Recommendation on influencing use II<br />

Employer’s procedures and incentive schemes should not cause or encourage system misuse.<br />

There should be a clear distinction between systems or functions that are intended (by the<br />

employer) to be used while driving and those that are not.<br />

Explanation:<br />

Employers are expected to have procedures concerning the conduct of their employees. Those<br />

related to use of in-vehicle information and communication systems should support safe<br />

driving practice. Therefore, the procedures should discourage listening to, or reading,<br />

complex information while driving. They should not put the employee in a position where<br />

they are required to make difficult business decisions ‘live’ on the phone.<br />

Similarly, company reward (incentive) or punishment schemes should not encourage system<br />

misuse by implicitly encouraging time saving by inappropriate use of systems while driving.<br />

For each system, the employer should make it clear, by specific written instructions and<br />

procedures, whether a system (or functions of a system) may be used while driving or whether<br />

it is not permitted. This removes the situation where individual drivers make personal (and<br />

often not well-founded) decisions concerning system use.<br />

Where multiple (non-integrated) systems are available to drivers, restrictions for use of<br />

multiple systems should be documented (e.g. do not use system A simultaneously with system<br />

B while driving).<br />

Examples:<br />

Good: Company policy forbids all mobile phone use while driving<br />

Bad: The company reward scheme is related to the number of deliveries completed in a fixed<br />

time period and this encourages use of a system not designed for use while driving to be so<br />

used.<br />

Applicability:<br />

The recommendation applies where there is an employer-employee relationship, where<br />

driving is part of the task, and where the information systems are supplied by the employer.<br />

Verification/Applicable methods:<br />

Clear permanent instructions are provided to the drivers that list any systems or functions of a<br />

system that should not be used simultaneously with driving;<br />

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The employer periodically checks the employee’s knowledge and understanding of company<br />

procedures and which functions or systems should not be used while driving.<br />

5.2.1.3. Recommendation on influencing use III<br />

Adequate training should be given on all in-vehicle systems that drivers are required to use by<br />

employers while driving. Employers should ensure that employees can use the systems without<br />

endangering themselves or other road users.<br />

Explanation:<br />

The recommendation requires employers to identify which information systems their drivers<br />

need to use and to provide training such that recommendations for safe use are fully explained<br />

to them. It also requires some assessment of whether, in practice, each employee can<br />

undertake the dual task of system use and safe driving at the same time.<br />

The need for this recommendation arises from the different physical and cognitive abilities of<br />

drivers and the need to assess, on an individual basis, that they are capable of undertaking the<br />

required job. The job in this case involves driving and simultaneous use of an information or<br />

communication system. The rationale is that training improves performance and safety.<br />

Where multiple (non-integrated) systems are involved, training and documentation should<br />

describe how tasks can be achieved using multiple systems; training on individual systems is<br />

not a complete solution.<br />

Note that the driver will always be expected to attend to safe driving as the primary task (as<br />

required by the 1968 Vienna Convention) and may, therefore, abandon or suspend use of an<br />

in-vehicle information or communications system as external circumstances require.<br />

A relevant EC directive exists:<br />

Council regulation 3820/85/EEC (harmonization of certain social legislation relating to road<br />

transport) – last amended on 15 July 2003 by the European Parliament (2003/59/EC) – on the<br />

initial qualification and periodic training of drivers of certain road vehicles for the carriage of<br />

goods or passengers.<br />

Examples:<br />

Good: The Employer has an ongoing monitoring and assessment programme that includes<br />

expert assessor observation of driving performance whilst simultaneously using the<br />

information system. It also solicits feedback from drivers.<br />

Bad: The employer states that a system may (or should) be used while driving, but does not<br />

monitor in any way the impact that this has on driving performance and safety.<br />

Applicability:<br />

The recommendation applies where there is an employer-employee relationship and where<br />

driving is part of the task and where the information systems supplied by the employer need<br />

to be used while driving, or may be used while driving according to the employers<br />

procedures.<br />

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Verification/Applicable methods:<br />

Employer identifies systems that their drivers are required to use as part of their job;<br />

Drivers are trained on system use;<br />

Employer periodically checks the employee’s knowledge and understanding of the system’s<br />

operation and functionality;<br />

Employer periodically checks that the employee can use the system safely while driving.<br />

5.2.1.4. Recommendation on influencing use IV<br />

Employers should ensure that a copy of the manufacturer’s instructions for use is available in<br />

every equipped vehicle.<br />

Explanation:<br />

Since some information and communication systems are rich in features and some of the<br />

functions are used rarely, there are often situations when a driver needs to refer to some<br />

instructions in order to undertake a task. Without instructions, the driver may be more<br />

frustrated or distracted by the system or may be unable to complete their task.<br />

The recommendation requires the employer to ensure that there are user instructions available<br />

and that a copy is provided in each vehicle used by their employees.<br />

Where multiple (non-integrated) systems are involved, training and documentation should<br />

describe how tasks can be achieved using multiple systems; one instruction manual per<br />

system is not a complete solution.<br />

Examples:<br />

Good: The telephone manufacturer provides user instructions and the employer places a copy<br />

in each vehicle and periodically checks that it is present.<br />

Bad: No user manual is provided or no system is in place to ensure that a copy remains in<br />

each equipped vehicle.<br />

Applicability:<br />

The recommendation applies where there is an employer-employee relationship and where<br />

driving is part of the task and where the information systems are supplied by the employer.<br />

Verification/Applicable methods:<br />

The test is presence within each relevant vehicle of the correct user instructions.<br />

Verification by inspection.<br />

Result = Yes/No.<br />

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5.2.1.5. Recommendation on influencing use V<br />

Point of sale promotion (e.g. advertising) should not encourage unsafe use.<br />

Explanation:<br />

This recommendation is intended to assist the driver in appreciating the functionality, benefits<br />

and limitations of the system before (and during) use and to promote road safety. It is also<br />

designed to encourage compliance with consumer protection requirements, EC Regulations<br />

and existing codes concerning advertising.<br />

Promotional materials include those provided by the point-of-sale in instructions (diagrams etc.),<br />

photographs, films computer animations, sound clips and any form of product information or<br />

advertising that users or potential users of the system may be exposed to.<br />

Unsafe use means anything which is in conflict with these recommendations or with safe driving<br />

codes.<br />

Examples:<br />

Good: Photographs of the system being used as intended by the manufacturer and following<br />

all relevant codes and Regulations.<br />

Bad: A photograph showing a hand-held telephone being used while driving.<br />

Applicability:<br />

The recommendation applies to any product related information provided by the point-of-sale<br />

for all in-vehicle information and communication systems.<br />

Verification/Applicable methods:<br />

The test is in accordance with the advertising code of practice.<br />

Verification by inspection.<br />

Result = Yes/No.<br />

5.2.1.6. Recommendation on influencing use VI<br />

Point of sale information should inform vehicle purchasers of the safety issues associated with<br />

in-vehicle information systems.<br />

Explanation:<br />

Drivers are influenced in their use of in-vehicle information and communication systems<br />

according to their knowledge about the system and their appreciation of the risks of use. In<br />

order to promote risk-aware driving, and hence contribute to safety, drivers need to be well<br />

informed concerning the systems that they use.<br />

In addition to user experience and the manufacturer’s user instructions, drivers should be able<br />

to obtain information from the point-of-sale.<br />

EN 44 EN


Therefore, this recommendation requires that suitable information exists and/or that point-ofsale<br />

personnel have adequate knowledge in order to inform purchasers of the safety issues.<br />

Examples:<br />

Good: At the point-of-sale all personnel involved with customers have basic knowledge<br />

concerning safe use of information and communication systems. In addition, certain personnel<br />

have more in-depth knowledge and can advise drivers concerning safe practice.<br />

Bad: No-one at the point-of-sale is aware of the information systems, how they function and<br />

the safety issues associated with their use. There is also no information available to potential<br />

purchasers.<br />

Applicability:<br />

The recommendation applies to first sale of all in-vehicle information and communication<br />

systems.<br />

Verification/Applicable methods:<br />

Undertake a risk assessment concerning use of the system;<br />

For major risks, develop suitable material for the purchasers;<br />

Verification of the adequacy of the procedures requires judgement. Adequacy can also be<br />

assessed from the point of view of the purchasers.<br />

5.2.1.7. Recommendation on influencing use VII<br />

Vehicle hire companies should ensure that all information and communication systems are<br />

maintained in accordance with the manufacturer’s instructions.<br />

Explanation:<br />

It is expected that the product-responsible organisation will, according to principle 6.1,<br />

produce instructions concerning how the information systems should be maintained (physical<br />

issues, hardware, replaceable parts, software and software updates etc.)<br />

The vehicle hire company should ensure (by direct action or contract) that all recommended<br />

maintenance actions are carried out.<br />

Examples:<br />

Good: The route guidance system’s map CD is updated annually as recommended by the<br />

manufacturer.<br />

Bad: The hire company has no records of their vehicles’ information systems and undertakes<br />

no maintenance. As a result digital maps become progressively out-dated.<br />

Applicability:<br />

The recommendation only applies to in-vehicle information and communication systems that,<br />

based on the product responsible organisation’s recommendations, require maintenance.<br />

EN 45 EN


Verification/Applicable methods:<br />

The test is:<br />

• The vehicle hire company should maintain a permanent record of maintenance actions.<br />

• These should be in accordance with the manufacturer’s instructions.<br />

Verification by inspection.<br />

Result = Yes/No.<br />

5.2.1.8. Recommendation on influencing use VIII<br />

Vehicle hire companies should ensure that a copy of the manufacture’s instructions for use is<br />

available in every equipped vehicle.<br />

Explanation:<br />

Since some information and communication systems are rich in features and some of the<br />

functions are used rarely, there are often situation when the driver needs to refer to some<br />

instructions in order to undertake a task. Without some instructions, the drivers may be more<br />

frustrated or distracted by the system or may be unable to complete their task.<br />

The recommendation requires the hire company to ensure that there are user instructions<br />

available and that a copy is provided in each vehicle used by their customers.<br />

Examples:<br />

Good: The telephone manufacturer provides user instructions and the hire company places a<br />

copy in each vehicle and periodically checks that it is present.<br />

Bad: No user manual is provided or no system is in place to ensure that a copy remains in<br />

each equipped vehicle.<br />

Applicability:<br />

The recommendation applies where there is a hire relationship and where the information<br />

systems are supplied with the vehicle.<br />

Verification/Applicable methods:<br />

The test is presence or absence within each relevant vehicle of the correct user instructions.<br />

Verification by inspection.<br />

Result = Yes/No.<br />

5.2.1.9. Recommendation on influencing use IX:<br />

Vehicle hire personnel should have adequate knowledge concerning in-vehicle information<br />

systems within the vehicles they make available and should offer instructions in their safe use.<br />

EN 46 EN


Explanation:<br />

Drivers are influenced in their use of in-vehicle information and communication systems<br />

according to their knowledge about the system and their appreciation of the risks of use. In<br />

order to promote risk-aware driving, and hence contribute to safety, drivers need to be well<br />

informed concerning the systems that they use.<br />

In addition to user experience and the manufacturer’s user instructions, drivers should be able<br />

to obtain information from their point of rental of the vehicle.<br />

Therefore, this recommendation requires vehicle hire personnel to have adequate knowledge<br />

in order to inform purchasers of the safety issues.<br />

Examples:<br />

Good: At the rental outlet all personnel involved with customers have basic knowledge<br />

concerning safe use of information and communication systems. In addition, certain personnel<br />

have more in-depth knowledge and can advise drivers concerning safe practice.<br />

Bad: No-one at the point of vehicle hand-over is aware of the information systems, how they<br />

function and the safety issues associated with their use.<br />

Applicability:<br />

The recommendation applies where there is a hire relationship and the vehicle is equipped<br />

with in-vehicle information and communication systems.<br />

Verification/Applicable methods:<br />

Undertake a risk assessment concerning use of the system;<br />

For major risks, develop suitable material for the hirers.<br />

Verification of the adequacy of the procedures requires judgement. Adequacy can also be<br />

assessed from the point of view of the hirers.<br />

5.2.2. Recommendations for drivers<br />

According to the Vienna Convention (1968), the driver must always be in full control of the<br />

vehicle and consequently has full responsibility for system use while driving. In addition, the<br />

following recommendations can be expressed to promote the safe use of in-vehicle<br />

information and communication systems:<br />

• Drivers should ensure that nomadic systems and after-market systems are installed in<br />

accordance with the manufacturer’s instructions;<br />

• Drivers should ensure that all in-vehicle systems are maintained in accordance with the<br />

manufacturer’s instructions;<br />

• Drivers are responsible for modifications to any system. These need to be in accordance<br />

with technical descriptions and should not contradict the information provided by the<br />

manufacturer;<br />

EN 47 EN


• Drivers should only use in-vehicle equipment as recommended by the manufacturer. This<br />

may require a period of familiarisation or training;<br />

• Drivers should only use information and communication systems while driving if it is safe<br />

to do so;<br />

• Nomadic systems should not be used hand-held or unsecured within the vehicle while<br />

driving;<br />

• All instructions associated with in-vehicle equipment should be retained with the vehicle<br />

and passed to the next vehicle owner or user.<br />

6. IMPLEMENTATION OF THE ESOP 2006 AND RSU<br />

6.1. Stakeholders involved in the implementation of the EsOP 2006 and RSU<br />

The following actions are relevant for industry with a special emphasis on nomadic devices,<br />

for providers of transport and haulage services, for fleet owners and managers, for point of<br />

sales promotion, for vehicle rental companies, and for the Member States.<br />

6.2. Implementation actions<br />

6.2.1. Implementation actions by industry<br />

The primary need is for all sections of industry to be aware of the ESoP 2006 and RSU and to<br />

include the principles within their considerations of design and use of in-vehicle systems.<br />

For vehicle OEMs, a key organisation is ACEA, who self-committed to the principles within<br />

the 1999 ESoP. ACEA is invited to similarly endorse the 2006 ESoP and ensure that it is<br />

distributed and acknowledged within their industry, including their supply chains.<br />

Additional industry stakeholders are involved with nomadic devices and the products and<br />

services that they support. There is no single appropriate industry body, but many of the<br />

issues specific to the design of nomadic devices and their use and integration within vehicles<br />

can be discussed through the Nomadic Devices Forum. This deserves strong support across<br />

industry.<br />

An important objective for the Nomadic Devices Forum is achieving an agreement over<br />

definitions and safety issues:<br />

• Clarification of legal aspects (responsibility and liability) associated with nomadic devices<br />

integration<br />

• Agreement on an ESoP implementation plan for the entire industry, e.g. by selfcommitments,<br />

MOUs, device certification<br />

• Arrangements for provision of a fitting kit in accordance with the ESoP 2006<br />

• Design of devices and functions intended for use while driving, in accordance with the<br />

ESoP 2006<br />

EN 48 EN


• Provision of clear safety instructions to drivers, in accordance with the ESoP 2006<br />

• Co-operation between nomadic devices and vehicle manufacturers leading to smart<br />

interfaces<br />

Industry is encouraged to promote these principles at the international level (relevant groups<br />

include among others: JAMA 7 , AAM 8 , IHRA-ITS 9 and UNECE 10 ) as well as at the<br />

standardisation level.<br />

6.2.2. Implementation actions by professional transport companies<br />

The providers of transport and haulage services as well as fleet owners and managers are<br />

invited to ensure that all in-vehicle information systems in their vehicles are maintained in<br />

accordance with the manufacturers’ instructions. Their procedures and incentive schemes<br />

should not cause or encourage system misuse. There should be a clear distinction between<br />

systems or functions that are intended (by the employer) to be used while driving and those<br />

that are not.<br />

Furthermore, they should ensure that employees can use the systems without endangering<br />

themselves or other road users. Adequate training should be given on all in-vehicle systems<br />

that drivers are required to use by employers while driving. They should also ensure that a<br />

copy of the manufacturer’s instructions for use is available in every equipped vehicle.<br />

6.2.3. Implementation actions by point of sales promotion<br />

Point of sale promotion (e.g. advertising) should not encourage unsafe use.<br />

Point of sale information should include information to vehicle purchasers of the safety issues<br />

associated with the in-vehicle information and communication systems and their use.<br />

6.2.4. Implementation actions by vehicle rental companies<br />

Vehicle rental companies should ensure that all the in-vehicle information and communication<br />

systems in their vehicles are maintained in accordance with the manufacturers’ instructions.<br />

They should ensure that a copy of the manufactures' instructions for use are available in every<br />

equipped vehicle.<br />

Vehicle rental personnel should have adequate knowledge concerning in-vehicle information<br />

systems within the vehicles they make available and should offer instructions about their safe<br />

use.<br />

6.2.5. Implementation actions by Member States<br />

Member States should promote these principles, encourage stakeholders to adhere to them by<br />

written commitment if possible, and monitor the concrete adherence to these principles. They<br />

should ensure that the ESoP is effectively disseminated, known and applied by designers,<br />

7 Japan Automobile Manufacturers Association.<br />

8 Alliance of Automobile Manufacturers<br />

9 International Harmonized Research Activities – Intelligent Transport Systems<br />

10 United Nation Economic Commission for Europe<br />

EN 49 EN


installers, manufacturers, retailers, rental companies and fleet managers at national and local<br />

levels.<br />

They should provide general information to drivers on safe use of the in-vehicle information<br />

and communication systems e.g. by means of safety campaigns.<br />

They should promote self-commitment of ESoP compliance for after-market systems and<br />

nomadic devices providers and support provision of consumer information concerning the<br />

safety implication and usability of in-vehicle information and communication devices (e.g. via<br />

consumer organisations, automobile clubs, driving schools, EURONCAP, etc)<br />

They should ensure that regularly updated information is available on the definition and<br />

dynamics of the market for after-market and nomadic devices to be informed about the<br />

evolution of the market and of the techniques, and so that the Commission can be informed<br />

about the evolution of the market.<br />

They should ensure that their data collection is sufficiently detailed to enable further<br />

evaluation and monitoring of the safety-impact of in-vehicle information and communication<br />

systems especially of aftermarket systems and nomadic devices.<br />

Furthermore, they should take appropriate measures (i.e. legislative, enforcement measures)<br />

to ensure secure fixing of aftermarket systems and nomadic devices.<br />

They should continue to actively enforce existing Health and Safety legislation concerning atwork<br />

driving practices.<br />

They should take measures, as they see appropriate, to ensure that use of nomadic devices by<br />

drivers while driving does not compromise traffic safety and, in particular, identify and take<br />

necessary actions to prevent unintended use or misuse of visual entertainment systems by<br />

drivers while driving (e.g. movies, TV, video games).<br />

7. GLOSSARY<br />

Advanced Driver Assistance Systems (ADAS): Systems which are designed to support the<br />

driving task on the level of vehicle manoeuvring by providing specific, information, warnings,<br />

support or actions, being relevant for immediate driver action.<br />

Aftermarket Systems: Systems which are fitted into a vehicle not during, but after its<br />

production.<br />

Context of use: Users, tasks, equipment (hardware, software and materials), and the physical<br />

and social environments in which a product is used (ISO 9241-11, 1998)<br />

Distraction: Attention given to a non-driving related activity, typically to the detriment of<br />

driving performance.<br />

Display (noun): Device capable of presenting information to the driver<br />

EXAMPLES: Visual displays (such as LCD screens), auditory displays (such as tones) and<br />

tactile displays (such as pedal vibration).<br />

EN 50 EN


Driving: Activity of the primary driving task and secondary tasks associated with or<br />

supporting the primary driving task<br />

Employer: Person or organisation that has a contract with an employee<br />

NOTE: Those employers addressed by these principles require the employees to drive as part<br />

of their job.<br />

EXAMPLES: fleet managers, taxi companies, delivery companies, emergency service<br />

organisations<br />

Hands-free: With no need to permanently hold with the hand any component of the system<br />

Information related to driving: Information on aspects of the vehicle which are mandatory<br />

or which are related to safety or which are related to the road and traffic environment and<br />

driver related infrastructure services<br />

NOTE: the information will be presented by means of a display; e.g. a visual or auditory<br />

display<br />

EXAMPLES: tyre and brake parameters, proximity of other vehicles, route guidance,<br />

congestion information, ice warning, speed limits, parking information<br />

EXAMPLES of information not related to driving include news, entertainment and advertising<br />

In-vehicle information and communication systems: provide the driver with information or<br />

communication either not related to driving (e.g. news, music) or related to driving but not<br />

relevant for immediate, time critical driver action (e.g. traffic messages, navigation map, route<br />

guidance).<br />

Installation: Fitting of systems and sub-systems within the vehicle including loading of<br />

software<br />

NOTE: Systems which are fully pre-installed do not require these operations<br />

Maintenance: Action(s) to enhance or continue the product’s operation<br />

NOTE: Surface dusting and cleaning (which may apply to other in-vehicle equipment) is not<br />

included within the term “maintenance”.<br />

EXAMPLES: replacement of sub-systems (e.g. batteries, licenses, software) periodic cleaning<br />

and checking and calibration procedures<br />

Malfunction: Departure from the expected range of operation during system use as intended<br />

by the manufacturer<br />

EXAMPLE: External signal loss or loss of sensor calibration data reducing the accuracy of a<br />

route guidance system.<br />

Manoeuvring: The longitudinal and lateral control of the vehicle relative to the traffic<br />

environment.<br />

Nomadic devices: Non stationary devices which accompany people whilst travelling.<br />

EN 51 EN


EXAMPLES: mobile phones, Personal Digital Assistants (PDA)<br />

Point-of-sale (PoS): Access point for the potential buyer to the person or organisation<br />

offering systems for sale<br />

EXAMPLES: Car dealer (for OEM equipment); shop (for after-market equipment) website,<br />

helpline or telephone sales point<br />

Primary driving control: Control which is directly necessary to drive a vehicle.<br />

Primary driving task: Activities that the driver has to undertake while driving in navigating,<br />

manoeuvring and handling a vehicle including steering, braking and accelerating<br />

Priority: Relative importance of two or more entities which determines their ranking in a<br />

time sequence or emphasis of presentation (ISO/TS 16951, 2004)<br />

Product information: All information that the driver has access to concerning the system<br />

EXAMPLES: system instructions, technical specifications, promotional materials, packaging<br />

Product-responsible organisation (PRO): Any participant in the production process, any<br />

importer, supplier or any person putting his name, trademark or other distinguishing feature<br />

on the product.<br />

NOTE: Responsibility is shared between these organizations or persons.<br />

Reasonably foreseeable misuse: Use of a product, process or service under conditions or for<br />

purposes not intended by the manufacturer, but which can happen, induced by the product,<br />

process or service in combination with, or as a result of, common human behaviour.<br />

Sequence of interfaces: Related set of successive inputs/outputs also called a dialogue;<br />

EXAMPLE: Entering a new destination or a phone number<br />

Stationary: Having a zero speed relative to the vehicle’s supporting surface<br />

Status: Available and/or active system mode(s)<br />

EXAMPLE: “processing”<br />

<strong>Support</strong> means that an action by the driver is enhanced by the system.<br />

System instructions: Information about the system intended to teach the driver about the<br />

system and assist in using it for specific purposes.<br />

NOTE: Instructions may be in a printed form using text or pictorial information or may be<br />

integrated within the system in the form of “help” functions or a tutorial.<br />

System failure: State of non-operation or malfunction of the system<br />

NOTE 1: Partial failure may involve some component, sub-function or mode of operation of<br />

the system becoming inoperable or performing outside of the specifications intended by the<br />

manufacturer.<br />

EN 52 EN


NOTE 2: Total system failure renders all aspects of the system inoperative.<br />

Visual information: Graphical, pictorial, textual or other messages presented to the driver<br />

using the visual modality.<br />

Vehicle in motion: vehicle with a speed above approximately 5 km/h 11 .<br />

Vehicle-hire Company: Person or organisation that offers a contract to hire a vehicle<br />

equipped with an in-vehicle information or communication system.<br />

11<br />

the value of 5 km/h is chosen for technical reasons because it is difficult to determine whether the<br />

vehicle speed is zero.<br />

EN 53 EN


ANNEX IV –<br />

EUROBAROMETER.<br />

USERS’ ATTITUDES<br />

TOWARDS ELECTRONIC<br />

ACTIVE SAFETY SYSTEMS<br />

IN VEHICLES: QUALITATIVE<br />

STUDY IN SIX EUROPEAN<br />

COUNTRIES


Qualitative Study - Optem<br />

Qualitative Study<br />

USERS’ ATTITUDES TOWARDS<br />

ELECTRONIC ACTIVE SAFETY<br />

SYSTEMS IN VEHICLES<br />

QUALITATIVE STUDY IN SIX EUROPEAN COUNTRIES<br />

Fieldwork: March - April 2006<br />

Publication: May 2006<br />

This survey was requested by the Directorate General Information Society and<br />

coordinated by the Directorate General Communication<br />

This document does not represent the point of view of the European Commission.<br />

The interpretations and opinions contained in it are solely those of the authors.<br />

European<br />

Commission


Qualitative Study<br />

TABLE OF CONTENTS<br />

INTRODUCTION 2<br />

SUMMARY OF RESULTS 4<br />

DETAILED RESULTS 9<br />

CHAPTER I: VEHICLE USAGE AND DRIVING EXPERIENCE 10<br />

CHAPTER II: VEHICLE CHOICE FACTORS 15<br />

II.1 CRITERIA OF CHOICE FOR PRIVATE CUSTOMERS 16<br />

II.1 CRITERIA OF CHOICE FOR PROFESSIONAL CUSTOMERS 19<br />

CHAPTER III: GENERAL ATTITUDES TOWARDS CAR SAFETY 20<br />

III.1 PERCEPTION OF UNSAFE SITUATIONS 21<br />

III.2 POTENTIAL FACTORS FOR IMPROVED SAFETY 24<br />

CHAPTER IV: KNOWLEDGE OF AND ATTITUDES TOWARDS ON-BOARD<br />

ACTIVE SAFETY SYSTEMS 25<br />

IV.1 SPONTANEOUS PERCEPTIONS RELATING TO THESE SYSTEMS AND NOTIONS OF<br />

ACTIVE AND PASSIVE SAFETY 26<br />

IV.2 OWNERSHIP OF SUCH SYSTEMS, REASONS FOR ADOPTING THEM AND<br />

POTENTIAL IMPORTANCE FOR THE FUTURE 29<br />

CHAPTER V: ATTITUDES TOWARDS DIFFERENT ON-BOARD ELECTRONIC<br />

ACTIVE SAFETY SYSTEMS 32<br />

A. ABS – ANTI-BLOCKING SYSTEM 33<br />

B. ESP – ELECTRONIC STABILITY PROGRAM 33<br />

C. ADAPTIVE HEADLIGHTS 34<br />

D. SPEED ALERT 35<br />

E. DRIVER CONDITION MONITORING 36<br />

F. LANE DEPARTURE WARNING 37<br />

G. OBSTACLE AND COLLISION WARNING 39<br />

H. LOCAL DANGER WARNING 40<br />

I. RTTI-REAL-TIME TRAVEL AND TRAFFIC INFORMATION 40<br />

J. E-CALL 41<br />

K. ASSESSMENT OF THE INTEREST SHOWN IN THE VARIOUS SYSTEMS 42<br />

CHAPTER VI: SOURCES OF INFORMATION AND PURCHASE INCENTIVES 44<br />

VI.1 SOURCES OF INFORMATION DEEMED USEFUL AND CREDIBLE 45<br />

VI.2 POTENTIAL PURCHASE STIMULI 48<br />

ANNEXES: 51<br />

ANNEX I: PARTNER INSTITUTES 52<br />

ANNEX II: COMPOSITION OF THE SAMPLES 54<br />

ANNEX III: DISCUSSION AND INTERVIEW GUIDES 57<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 1


Qualitative Study<br />

INTRODUCTION<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 2


Qualitative Study<br />

� The European Commission – Directorate-General Information Society – has commissioned<br />

OPTEM and its partners in six European countries 1 to carry out a study on the subject of<br />

electronic active safety systems in vehicles, among different categories of road users.<br />

This study was conducted under the aegis of the Framework Contract Eurobarometer “Qualitative<br />

Studies” 2 .<br />

� The study’s main objectives are to assess :<br />

� The present situation in terms of information and knowledge of systems now existing or<br />

being developed<br />

� The nature and intensiveness of expectations, whether active or latent, in this respect<br />

� The role which certain professional actors can play as influencers and promoters of the<br />

development of safety through these systems<br />

� Orientations and means of information and communication that can be envisaged<br />

� In each of the countries concerned, the study is based on a combination of group discussions and<br />

personal in depth interviews.<br />

� 2 group discussions with car owners : for one of the groups, owners of high and medium-high<br />

range cars (mostly bought new) ; for the other, owners of low and medium-low range cars<br />

(bought new or second-hand).<br />

� A series of 20 interviews with :<br />

• Professional drivers<br />

• Vehicle fleet managers<br />

• Car salesmen (of makes characteristic of the local market)<br />

• Driving school teachers<br />

• Pedestrians (non users or rare users of cars)<br />

� This document is the overall report of the six-country study.<br />

� It includes, in the annexes:<br />

� The identity of OPTEM’s partner institutes in each country.<br />

� The composition of the samples interviewed (in March and April 2006).<br />

� The discussion and interview guides used for the different categories of respondents.<br />

1 Germany, France, Italy, Poland, Finland and the United Kingdom<br />

2 Framework contract set up and managed by Directorate-General Communication – A/4<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 3


Qualitative Study<br />

SUMMARY OF RESULTS<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 4


Qualitative Study<br />

� The attitudes of motorists in the different countries towards electronic safety systems are<br />

remarkably homogenous, despite a few differences of a cultural nature or referring to an unequal<br />

maturity of the various markets as regards cars.<br />

� These attitudes are characterised by considerable ambiguity, or indeed a paradox between the<br />

declared importance of motoring safety in the rational discourse and the fact that it actually<br />

plays a minor role as a selection criterion when choices are made. More generally, it appears<br />

obvious that motorists are disinclined to pay for safety equipment offered as optional extras.<br />

� This paradox stems from the complexity of the mechanisms involved in choosing a car and the<br />

strong overlapping in this choice of rational and emotional components that could come into<br />

conflict and generate unexpected choices. There are several levels at which this can be explained:<br />

� First of all there is the perceived high level of safety in modern cars, both in terms of design<br />

and equipment, which means that these days there are no longer any notable differences in<br />

safety between models of the same segment.<br />

Such differences do continue to exist between a small car and a high-range saloon, basically<br />

on account of the size. On the other hand, equipment is tending to become characteristic<br />

across the board, as illustrated by the example of airbags and ABS.<br />

This trend in the market corresponds to a basic demand of motorists, who regard safety as a<br />

right and no longer accept the idea of there possibly being any social inequality in this respect:<br />

it does not seem ethically justifiable for some items of equipment to be reserved for expensive<br />

vehicles. Some people also feel that this argument could also be a way of “kicking the ball into<br />

touch” when they are confronted with the possibility of having to pay for an accessory as an<br />

optional extra.<br />

� The problem of price, which remains a fundamental criterion in the purchase of a car, is also<br />

one of the keys to motorists’ circumspection as regards electronic safety equipment, which<br />

includes sophisticated, and therefore expensive, systems. These therefore often come into<br />

conflict with other accessories, the benefit of which can be grasped more immediately.<br />

Between a safety accessory, which one would like never to have to use, and an accessory that<br />

improves the quality of life in day-to-day use, the motorist tends to prioritise the latter.<br />

This has two kinds of consequences for electronic safety systems:<br />

• The motorist will only choose those he deems to be absolutely useful and necessary<br />

bearing in mind the use he makes of his car.<br />

• He will ask that these useful and necessary systems not be optional extras, but be included<br />

in the purchase price. Some people even think that these should be made legally<br />

obligatory, and therefore be fitted in a compulsory fashion in all vehicles.<br />

� Aside from the price, there are other, more psychological, but also important, obstacles to<br />

the adoption of the systems in question. They stem partly from the image of electronics and<br />

partly from the effects of these systems on the driving experience.<br />

Anything electronic is reckoned to be expensive and fragile. Non-reliability is especially<br />

damning for systems supposed to guarantee safety.<br />

The effects on driving experience are even more conflicting:<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 5


Qualitative Study<br />

• Whilst safety systems are valued when they are perceived as giving the driver assistance<br />

and aid in situations and circumstances that are dangerous but beyond his control, on the<br />

other hand, they are perceived as unbearably moralising or a curb on one’s freedom<br />

when they aim to crack down on contravening behaviour and – even more so – impact on<br />

driving. In this respect, they generate a feeling of dispossession which is intolerable for<br />

most motorists, and involve a risk of the driver’s responsibility being removed.<br />

• The perception of a whole host of warnings – sound, visual, or mechanical – during<br />

driving is considered to be counter-productive, or even dangerous, and prompts the desire<br />

to disconnect these systems (there being, in addition, a widespread request for this<br />

possibility of disconnection).<br />

� More generally, the driver is moved by two contradictory desires:<br />

� He needs to be assured of the presence of a number of accessories that are judged to be<br />

essential.<br />

But<br />

� He wants to be able to forget this equipment in a normal driving situation, since it refers to<br />

accidents, which is a situation one tends to want to conceal.<br />

� The various safety systems submitted to the judgement of motorists are given very wideranging<br />

appraisals:<br />

� Some are considered as wholly essential and indispensable. In this respect, motorists then<br />

say that they should be obligatory – and thus fitted as standard and included in the price of the<br />

vehicle.<br />

� Others are regarded as interesting for some kinds of use of the car and may then be<br />

envisaged by certain types of drivers. However, even in this case, the proclivity to purchase<br />

will depend substantially on the price and image of the equipment.<br />

It appeared clearly that image also plays a role as regards safety. It may be flattering for a<br />

customer to have this or that item of equipment, which is talked about or reckoned to be very<br />

sophisticated or effective. The best illustration of this is the desirability of equipment<br />

perceived as linked to GPS.<br />

This means that the argument in favour of these systems need not be too simplistic and<br />

concern all the dimensions of perception. Bearing in mind the obstacle that the price of these<br />

systems represents, their inclusion in a well-composed pack is also a way of getting them<br />

accepted more readily.<br />

� Among the systems that were brought to the interviewees’ attention:<br />

� ESP is probably destined, fairly swiftly, to enjoy the favour currently enjoyed by ABS –<br />

although it should be recalled that it took fifteen years, and the generalisation of its fitting as a<br />

standard item, for the latter to acquire the image of an indispensable item of equipment.<br />

The electronic emergency alarm seems destined to enjoy an identical support.<br />

� Other items of equipment arouse a more circumspect interest and clearly minority option<br />

purchase intentions at the moment:<br />

• Adaptive headlights.<br />

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• Driver condition monitoring.<br />

• Warning of dangers in the local area the driver is driving through and real-time<br />

information and navigation system – perceived as improvements of or additions to GPS,<br />

and less for the safety provided than for the comfort and convenience afforded the driver,<br />

in particular to enable him to choose an alternative route in time.<br />

• Obstacle and collision warning – system that leads to more questions and scepticism.<br />

� Lane departure warning and speed alert only meet with a low level of interest, and are often<br />

even rejected.<br />

� It should be observed, moreover, that these systems should each be promoted for the specific<br />

benefit they are liable to bring – without seeking first to fix in people’s minds a more general<br />

concept of active safety which is still very obscure.<br />

� No fundamental differences in attitudes towards electronic safety equipment are seen between<br />

the countries, be it positive motivations or obstacles in their regard. When there are differences,<br />

they tend to express disparities in maturity between the markets (which are liable to fade in time)<br />

rather than deep-seated cultural differences.<br />

� Likewise, the different categories of participants in traffic do not prove to be highly<br />

discriminatory. Their attitudes often reflect different weightings in hierarchical systems. It is more<br />

membership of certain sociological categories (criteria of age, sex and family status) and the use<br />

made of the car that determine attitudes. This is what explains the fact that in the end it is the level<br />

of range of the car owned that emerges as the most differentiating criterion among private car<br />

owners.<br />

� The attitudes of professional users do not appear to be radically different. Lorry drivers or<br />

drivers of commercial vehicles, as well as their fleet managers, however, seem inclined to<br />

recognise more a specific interest in ESP, systems for the monitoring of the driver’s state of<br />

alertness, warnings of hazards in the area to be driven through, and real-time information and<br />

navigation systems.<br />

� As regards the potential opinion formers for these systems, in fact they barely seem like<br />

active influencers in the current state of affairs.<br />

For car salesmen, it seems clear that most of them will not take the commercial risk of arguing<br />

strongly in favour of safety devices, rather than other more immediately valued items of<br />

equipment, if they think that customers are not especially taken by them already.<br />

Driving-school instructors often show themselves to be more reluctant than motorists themselves<br />

about new systems, since they fear the loss of inhibitions and the removal of a sense of<br />

responsibility that these systems can cause.<br />

In the eyes of potential customers, they do not constitute privileged sources of information: car<br />

salesmen because they are considered to be biased a priori, and driving instructors, though less<br />

markedly so, because they are not always recognised as being competent when it comes to<br />

technological matters.<br />

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� The sources that are judged a priori to be credible include public bodies (but for awarenessraising<br />

measures of a general nature rather than for actively promoting a particular type of<br />

equipment), car manufacturers through the technical information they distribute (including on<br />

their websites), and the specialist media – apart from word of mouth, which is very important<br />

when it comes to cars.<br />

Automobile clubs and consumers’ associations are given varying appraisals according to the<br />

country. Insurance companies, of which many consumers are distrustful, can be acknowledged to<br />

be authoritative as regards automobile statistics – and would be effective through reductions in<br />

premiums.<br />

� Financial incentives could of course encourage the adoption of safety systems – at least for<br />

those that seem to be most attractive and are regarded as being of specific interest.<br />

However, they should be quite substantial in order really to prompt users – or rather only<br />

some of them – to take the initiative to choose such systems rather than wait for them to become<br />

generalised as standard features.<br />

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DETAILED RESULTS<br />

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CHAPTER I:<br />

VEHICLE USAGE AND<br />

DRIVING EXPERIENCE<br />

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� It will be recalled first of all that a sample had been put together for this study which would be<br />

liable to take in all possible attitudes regarding electronic safety systems fitted in cars, taking into<br />

account the points of view of the different types of road user, whose interests could be conflicting:<br />

� Motorists, who were recruited in two distinct target groups in order to gain an understanding<br />

of the various ways in which cars are used and to represent the main types of driver:<br />

• Owners of low- to mid-range models, whose annual mileage is on average around 10,000<br />

km or less. These are people who mainly drive in urban areas – with the exception<br />

sometimes of one or two long journeys per year. For most, these drivers nonetheless use<br />

their car every day (for travel between home and work, dropping off and picking up the<br />

children, shopping and leisure activities).<br />

• Owners of mid- to high-range models, generally average or intensive drivers (clocking up<br />

between 15,000 and 50,000 km, with quite a high concentration in the 20-35,000 km<br />

bracket), often using their car both for personal and professional requirements and<br />

regularly driving on main roads and motorways.<br />

� Professional drivers, lorry drivers, deliverymen, taxi drivers, all obviously clocking up a high<br />

mileage (up to more than 100,000 km per year for the former) with differences linked to the<br />

activity (taxis are used more in urban areas, lorry drivers operate more on main roads and<br />

motorways, in their own country and abroad, deliverymen in one or the other of these<br />

environments) and fleet managers.<br />

� Potential opinion formers – sellers of new cars and driving instructors – who reflect both<br />

the opinion of motorists, which they are, and that of motorists or future motorists whom they<br />

meet in their professional life and to whom they are prompted to make recommendations.<br />

� Pedestrians who only very rarely use the car, if at all – among whom we can make out two<br />

main types:<br />

• “Anti-drivers”<br />

These are people who refuse to drive and generally do not have a licence. They are either<br />

people living in a city where they feel they do not need a car (they use public transport), or<br />

people who think that they cannot afford to have one and run it. Generally speaking, they<br />

also regard driving as too stressful. These people rationalise their behaviour by valuing it<br />

as environmentally responsible.<br />

“Living in a city to own a car is not a must. It would add to more pollution and to traffic…<br />

indeed I don’t own a car. I walk, ride my bike, use public transport to relocate in Milan<br />

and its suburbs, metro and buses. I use the train to reach extra-urban destinations. I fly<br />

longer legs. I certainly think that most people in a city should use public transport and<br />

avoid creating traffic jams together with higher levels of pollution…” (Pedestrians, Italy)<br />

In both cases, there are individuals who are very reluctant vis-à-vis the car – which they<br />

accuse of all kinds of evils – and driving – which they regard as stressful and potentially<br />

dangerous. In all the countries this group harbours a latent aggressiveness towards<br />

motorists and considers itself threatened by the omnipresence of cars in the city and the<br />

cult of the car.<br />

“I don’t feel safe, there is too much carelessness on the road, no attention is paid to<br />

pedestrians. There is a “car cult” not a “pedestrian cult” in Poland” (Pedestrians,<br />

Poland)<br />

“Car drivers are more and more aggressive. Not only car drivers in fact but cyclists and<br />

pedestrians as well” (Pedestrians, Germany)<br />

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“Car drivers know no law: they don’t stop at zebra crossings although they should, they<br />

stick to the bumper of the car in front so that you cannot cross between two cars”<br />

(Pedestrians, Germany)<br />

• Sporadic drivers.<br />

These are people who enjoy the car for its qualities of convenience and practicality, but<br />

feel that its use on a daily basis is too restricting (congested cities, problems for parking) or<br />

too costly.<br />

Their car may be used daily by their partner, with they themselves only driving every now<br />

and then (to relieve the main driver on long journeys, or to go shopping at the<br />

hypermarket).<br />

Pedestrians use public transport a lot and are often also cyclists, which puts them in another<br />

position in relation to car traffic, in which, however, they also feel they are placed at a<br />

disadvantage.<br />

� As could be expected, it is more the belonging to these types of road users, than according to the<br />

countries, that the differences in attitudes regarding the subject of the study are established.<br />

Of course between the countries there are differences of a cultural nature (between Italian<br />

motorists who are very keen on in-car equipment and British motorists who seem to ignore it,<br />

between French drivers, who have speed prohibitions, and German drivers, who consider<br />

motorways without speed limits as an area of freedom) which we will come back to in the analysis<br />

when they are significant. However, overall the differences in attitudes to safety and electronic<br />

active safety equipment are expressed more in function of socio-demographic criteria and criteria<br />

of use:<br />

� Between men and women, between families and people who do not have children.<br />

� Between car users in urban areas, average drivers – essentially owners of low- to mid-range<br />

models – and intensive drivers – essentially owners of mid-to high-range models.<br />

� Before tackling the subject of safety equipment, we set about analysing the emotional context of<br />

driving which serves as a backdrop for it and provides the key to understanding it.<br />

It will be seen first and foremost that all the motorists questioned associate driving with positive<br />

emotions. The negative aspects, mentioned in a more secondary fashion, are essentially of a<br />

rational nature and less directly linked to driving itself (difficulty of finding parking places,<br />

rising costs). Driving pleasure presents many facets and can be experienced in very different<br />

ways:<br />

� For everyone (apart from the pedestrians mentioned above), the car is first and foremost<br />

associated with a feeling of freedom. For motorists, it is the feeling of total independence in<br />

relation to the timetables and constraints of public transport. For professional drivers, in<br />

particular lorry drivers, it is the feeling of occupying a reserved territory where you do not<br />

have to answer to anyone.<br />

“Pleasure, this sense of freedom, you can decide yourself what to do. I like driving (…)”<br />

(Professional drivers, Poland)<br />

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� Driving pleasure can also be linked more to situations – the pleasure of travel in optimal<br />

conditions of comfort – or more to driving itself (the pleasure of control of the machine, and a<br />

liking of speed in the country with no speed limit on the motorways). In the former case, the<br />

motorist’s mentality is more that of a passenger of the vehicle he is driving, whilst in the latter<br />

he is more the driver.<br />

It is worth stressing that even professional drivers – and in particular lorry drivers, for whom<br />

driving is their work and who are at the wheel day in day out – continue to regard driving as a<br />

pleasure.<br />

� The constant increase in the level of equipment in cars for greater comfort and enhanced safety<br />

should be considered as the key to the very positive way in which driving is experienced. But<br />

driving pleasure also stems from the conditions of the context: the positive feelings generally refer<br />

to optimal conditions: a summer’s day, a dry road, a journey made for pleasure, not much traffic<br />

on the road.<br />

Conversely, displeasure and a certain feeling of insecurity take hold when the conditions<br />

deteriorate: poor weather, poor visibility, heavy traffic.<br />

“Driving in heavy traffic during rush hour is really unpleasant. On the other hand, driving at<br />

night in summer, when there are only a couple of other people on the road is the most enjoyable<br />

driving ever” (Car owners – Medium-high range, Finland)<br />

Certain situations are regarded as especially anxiety-inducing by some categories:<br />

� Night driving (mentioned in particular by women and elderly people).<br />

� Driving in towns and cities (cited by some taxi drivers, because stress factors abound).<br />

“You always have motorbikes and bikes on the wrong side of the road, or running in the taxi<br />

reserved lanes, pedestrians crossing wherever, disregarding zebra crossing or lights… these<br />

are my daily worries” (Professional drivers, Italy).<br />

� Apart from the conditions of the context, motorists regard the other categories of road users as a<br />

risk factor, since they constitute the uncontrollable element of the traffic (although every driver<br />

feels both safe and responsible as regards his own behaviour): it is always “others” who do foolish<br />

things, exceed the speed limit, or commit offences.<br />

“The worst thing about driving, the thing that worries me most is that which I can’t control: other<br />

people on the roads. You can be a safe, sensible, law abiding driver, but if a young idiot paying no<br />

attention to the road drives past you it’s in God’s hands” (Car owners – Low-medium range,<br />

United Kingdom)<br />

It was noted in particular, and across the board in all countries, that some categories of road users<br />

are considered to be a particular danger – for themselves and for others:<br />

� Owners of two-wheeled vehicles (unpredictable and reckless, reinterpreting the traffic rules).<br />

� Elderly people (hesitant, with poorer reflexes, pedestrians or drivers).<br />

� Beginner drivers, especially young men (too reckless, driving too fast, not sufficiently aware<br />

of the danger).<br />

� Children (unpredictable, the risk of them not being seen).<br />

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� Lorries (very powerful, feel as though they own the road), in the view of motorists (but more<br />

so motorists – lacking the control of the professional – in the view of lorry drivers).<br />

� Pedestrians are obviously a case apart. They are the weak link in the traffic context and feel<br />

potentially threatened both by the shortfalls in infrastructure (not enough rights of way or cycle<br />

paths) and by the perceived aggressiveness of motorists, which seems to them to reflect the<br />

expression of a general increase in aggressiveness in society.<br />

� The comments made by potential opinion formers (driving instructors and car salesmen) on this<br />

introductory theme provide an indirect confirmation of the elements cited above – they were<br />

questioned on what they thought motorists’ feelings were on the issues raised. They sometimes<br />

mention the wide range of attitudes and behaviour according to the drivers, but generally without<br />

providing a different perspective.<br />

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CHAPTER II:<br />

VEHICLE CHOICE FACTORS<br />

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II.1 CRITERIA OF CHOICE FOR PRIVATE CUSTOMERS<br />

� The choice of car is the result of a balancing of the purchaser’s specific needs, bearing in mind his<br />

budget and his particular relationship with the car, which generate a number of priorities. It is<br />

these priorities that will serve as criteria for choice between the models.<br />

� In this respect, some dimensions prove to be decisive for all motorists in all countries:<br />

� Aesthetic attractiveness as an inevitable filter for interest and – to a lesser degree – a factor<br />

of enhanced social standing.<br />

� The price – always considered in function of the composition of the equipment offered as<br />

standard (impression of “having something for one’s money”).<br />

� The make which acts as a guarantee and a marker on a number of decisive dimensions<br />

(quality, comfort) and acts through its image and through the personal experiences of the<br />

motorist.<br />

� Beyond these fundamental criteria, we note:<br />

� The growing importance of the demand for comfort in choices. This importance is expressed<br />

both in terms of space and interior capacity, with a growing demand (especially noticeable in<br />

France) for modular adjustability, and in convenience of on-board equipment.<br />

The importance of the equipment is all the more considerable in that it acts both at a rational<br />

level – through its direct influence on driving comfort – and at a more emotive level via the<br />

status effect (the effect of an enhanced standing provided by vehicles fitted out with plenty of<br />

devices and/or equipped with leading accessories that can act as a social marker). Thus the<br />

infatuation for ESP in several countries seems to stem from its upmarket image as much as<br />

from its real usefulness.<br />

� The declining importance of performance levels, linked to speed restrictions on motorways in<br />

most countries, and especially noticeable in Member States whose authorities have undertaken<br />

tough measures to combat speeding (France and Finland). However, they remain a not<br />

inconsiderable criterion for choice that can come into play at various levels:<br />

• For the owners of mid- to high-range vehicles as a proof of power, expressed chiefly in<br />

speed (in Germany in particular).<br />

• As a corollary of comfort, in liaison with certain types of equipment which “cost power”<br />

(automatic gearbox).<br />

• As a vehicle for safety when power is considered as a reserve. This argument is mentioned<br />

more keenly by motorists with low- to mid-range vehicles to justify the fixing of a<br />

minimum power, and generally in France, where power is not justifiable by speed.<br />

� The differentiated importance of the criteria of durability and solidity.<br />

Day-to-day reliability is obviously an imperative requirement. Durability and solidity are still<br />

fundamental for German motorists, their requirement referring strongly to cultural factors. In<br />

France some car salesmen think that motorists have a tendency to renew their car more often<br />

than before, which minimises the importance of this criterion. In Germany salesmen establish<br />

the opposite hypothesis – the economic context tending to encourage people to space out their<br />

purchases, all the more so since modern cars have progressed in leaps and bounds as regards<br />

quality.<br />

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� Two criteria deserve special analysis, consumption and safety. In both cases, these are criteria<br />

mentioned very little by motorists spontaneously (when they are mentioned, it is more in a<br />

secondary manner, “in addition to” other criteria cited with more emphasis) but the importance of<br />

which is deemed to be decisive when they are suggested in the exploration – or when they are<br />

presented in the form of a list:<br />

� Consumption is obviously important because it has a direct influence on the costs of using the<br />

car and the increase in petrol prices of recent months is viewed with some alarm. This leads to<br />

a number of motorists saying that they will pay extra attention to this criterion in the future.<br />

However, motorists feel relatively impotent vis-à-vis consumption, as soon as they choose a<br />

size of vehicle determined by their needs, the differences in consumption between models of<br />

the same engine power seeming to be relatively minimal.<br />

In several countries (Germany and Italy), salesmen note that consumption is certainly a<br />

traditional question raised by customers, but that it does not really have any effect on their<br />

choice.<br />

“The clients are still asking, but in fact it does not have any influence on their decision.<br />

Nowadays you don’t find cars which use 30 litres per hundred anymore” (Car salesmen,<br />

Germany)<br />

Finally, motorists genuinely worried about consumption opt for diesel.<br />

� Safety<br />

The problem of safety is even more complex. Bearing in mind the potentially dangerous<br />

character of a car and the responsibility that motorists shoulder for others, it seems vital to<br />

have a vehicle offering the greatest possible safety.<br />

However, the arbitrational value of safety is diminished due to the fact that new vehicles<br />

from the same segment are reputed to have a relatively equivalent level of safety – with an<br />

image bonus accorded to some makes, especially high-range German makes. This observation<br />

is valid in all the countries.<br />

“It is not a criteria any more, all vehicles have them” (Car owners – Medium-high range,<br />

France)<br />

“I am fairly confident I’m not driving a death trap, and that’s all I feel I need to know” (Car<br />

owners – Medium-high range, United Kingdom)<br />

“I don’t think you ask about what brakes it has or whether it’s got sufficient crumple room<br />

when you’re buying a car. You’re too busy thinking about what it looks like and the way it<br />

feels to drive. The safety issue aren’t top of mind” (Car owners – Low-medium range, United<br />

Kingdom)<br />

“Cars are getting safer and safer. The differences between makes are disappearing. When a<br />

builder starts with a safety equipment, the others follow. It started with one airbag for the<br />

driver, then one for the passenger. Now you are surrounded with airbags” (Car owners –<br />

Low-medium range, Germany)<br />

“We all have big and new enough cars to ensure high class safety features. It is the size<br />

(model) and quality class that ensure safety automatically” (Car owners – Medium-high<br />

range, Finland)<br />

We will return in more detail to the subject of safety as regards equipment.<br />

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� As regards the criteria of choice among motorists, there is no significant difference between the<br />

countries. The differences are subtle. Price is a fundamental criterion in all countries, but is an<br />

even more sensitive factor in Poland; the standing of the make also seems to have a greater import<br />

there.<br />

� Rather than the national origin, it is the type of motorists that generated the order of priorities:<br />

� Family customers and women using a second car attach greater importance to the criteria of<br />

space, capacity and safety.<br />

� Intensive drivers, who own cars in the medium to high range and who drive more on<br />

motorways, give greater importance to performance levels.<br />

� Low- to medium-range motorists (whose vehicles are less well equipped) pay more attention<br />

to the equipment fitted as standard.<br />

Conversely:<br />

� Drivers basically buying a second-hand vehicle for its price – especially if they are young<br />

drivers and people only driving around within a city – can put the importance of safety<br />

equipment into perspective.<br />

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II.2 CRITERIA OF CHOICE FOR PROFESSIONAL CUSTOMERS<br />

� The criteria for choice used by professional drivers and their priorities obviously differ from those<br />

of motorists:<br />

� The make takes on a predominant importance, both on account of the intrinsic qualities of its<br />

products and on account of service and customer relationship aspects (sales policy, discount,<br />

after-sales service).<br />

� Solidity and durability are fundamental. They also favour the choice of certain makes,<br />

especially Mercedes in Germany in the case of lorries and taxis.<br />

“As a taxi Mercedes is the most resistant. I mean it is better for a 24/7 use” (Professional<br />

drivers, Germany)<br />

“I wanted to stop changing vehicle every 2 years because we have a whole system aboard<br />

which you have to take apart and then put together again” (Professional drivers, France)<br />

� Professional drivers view the space criterion in a totally different way from motorists, and this<br />

view varies according to the use to which the vehicle is put. Loading capacity tends to be more<br />

important for lorries, whilst passenger compartment and luggage space are prioritised in the<br />

case of taxis. Cabin capacity is sometimes mentioned by users of heavy goods vehicles.<br />

� Performance levels do not really have any meaning for commercial vehicles, which should<br />

above all have loading capacity.<br />

� Likewise, little importance is attached to the aesthetic appearance here (except for some taxi<br />

drivers on account of a positive reference to a brand image).<br />

� For these customers safety takes on a special meaning to the extent that they travel large<br />

distances, in all weather, and assume responsibility for other road users (customers in taxis,<br />

children or adults transported in coaches, other motorists). The awareness of this responsibility<br />

is especially strong when the company has had the experience of an accident that can be<br />

traumatic for the fleet manager (an accident involving a school coach resulting in victims, for<br />

example).<br />

The importance of safety is also a factor justifying the choice of a particular make.<br />

� Consumption is one of the criteria taken into account to determine the cost. For all<br />

commercial vehicles, it relates back to the choice for diesel.<br />

� Comfort is also cited in these target groups, even if it is not as important as for the target<br />

groups of motorists.<br />

For fleet managers, it is with a view to an improvement in drivers’ working conditions –<br />

which also responds to a concern for safety (comfort of the seats or the cabin).<br />

For taxis, it is a commercial argument for customer comfort.<br />

� Finally, it must be noted that the influence of employee drivers on the choice of their vehicle is<br />

very variable and often seems limited. It is the boss who chooses on the basis of criteria that are by<br />

and large economic, the vehicle being a working tool and a major investment.<br />

“The ‘governor’ (boss) isn’t interested in our views beyond whether we’re comfortable enough<br />

and we’ve got a good radio. To be honest that’s all out of our hands” (Professional drivers,<br />

United Kingdom)<br />

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Qualitative Study<br />

CHAPTER III:<br />

GENERAL ATTITUDES TOWARDS<br />

CAR SAFETY<br />

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III.1 PERCEPTION OF UNSAFE SITUATIONS<br />

� Generally speaking, motorists say that they feel safe driving. It is even the general opinion that<br />

this is a condition sine qua non for being a good driver:<br />

“Usually I feel secure when I drive. Otherwise I would be afraid and I would not drive” (Car<br />

owners – Low-medium range, Germany)<br />

“I guess it’s such an everyday thing, driving, that I’ve stopped considering my vulnerability when<br />

I’m doing it. I don't really think about it” (Car owners – Medium-high range, United Kingdom)<br />

� This feeling refers both to the high level of safety of modern vehicles and to the confidence that<br />

motorists have in their own ability to drive (well). It can also play a part in the ability to hide<br />

certain inevitable risk factors so as to be mentally in a position to drive well. This is the case for<br />

example of owners of small cars who know that the size of their vehicle can potentially be a<br />

danger.<br />

“I’m very aware when I’m driving my (Smart) car that if I crash it I’ll be in a lot of trouble” (Car<br />

owners – Low-medium range, United Kingdom)<br />

� However, some situations are likely to create a latent feeling of insecurity, or are quite simply<br />

anxiety-producing. These situations are cited in all countries in a fairly homogenous manner.<br />

Basically these are:<br />

� Poor weather conditions – rain, fog, snow, black ice – which led to problems of visibility<br />

and road holding resulting in a fear of losing control of the vehicle.<br />

� Night driving (especially harrowing for women, elderly people and more generally those who<br />

do not drive very much).<br />

� The appearance of unforeseeable obstacles on the road (animals, for example).<br />

� Conditions of dense traffic, particularly when there are many lorries and the negotiation of<br />

areas where roadworks are being carried out.<br />

� Situations in which the driver’s concentration lapses, particularly those linked to fatigue (in<br />

Poland, motorists add situations of psychological stress). Using the telephone at the wheel is<br />

also reckoned to contribute to lack of attention.<br />

More hypothetically, since fortunately it is only rare, the risk of mechanical/technical failure<br />

(brakes failing, tyre blow-out) is also cited. This is alarming on account of its unpredictability.<br />

� Rather than between the countries, it is between types of drivers that differences can appear in<br />

the kind of anxiety-inducing situations:<br />

� People with dependants say that they are more concerned when they have children in the car.<br />

� Women and elderly people often fear night driving.<br />

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Qualitative Study<br />

� The owners of low- to medium-range models say that they are more easily stressed in certain<br />

conditions than the owners of high-range models. This refers to the fact that the latter are often<br />

people who drive a lot, are confident of their reflexes and their ability to deal with all driving<br />

situations, and they feel that they have vehicles which are particularly advanced in the field of<br />

safety.<br />

� For professional drivers, the reactions are similar although with some differences:<br />

� Truckers – and fleet managers – tend to assert in all countries that they never feel that they<br />

lack safety. For them this is a way of affirming their status as “professionals” and replying to<br />

the latent preconceptions existing in their regard.<br />

By way of justification they point to their considerable driving experience, their sense of<br />

responsibility, the safe nature of their vehicles (size, protective mass, and height of seat<br />

enabling the driver to control the whole traffic situation). Fleet managers generally say that<br />

they have confidence in the quality and conscientiousness of their drivers.<br />

“You can see ahead and I like the feeling that you know what’s going on” (Professional<br />

drivers, United Kingdom)<br />

Drivers are particularly inclined to minimise the risk of falling asleep at the wheel, by<br />

stressing the fact that break times are respected and checks are carried out (in the United<br />

Kingdom the tough EU rules and regulations are cited in this regard).<br />

However, some admit that the pressure of professional life can constitute a potential danger<br />

and the feeling of being “the master of the road” can lead to risky behaviour.<br />

“Because of the timetable we are always under pressure. A traffic jam can be quite stressing”<br />

(Professional drivers, Germany)<br />

British drivers can feel less safe when they have to drive on the right on the Continent.<br />

Like motorists, they mention weather conditions as a stress factor (Finnish truckers seem to<br />

fear the period at the beginning of the winter season) and they are particularly concerned about<br />

what they see as the irresponsible behaviour of other categories of road users: motorists failing<br />

to respect safety distances, motorcyclists appearing out of nowhere and riding too fast.<br />

� Taxi drivers constitute the category least concerned by the feeling of insecurity, although they<br />

feel responsible for the safety of their passengers in addition to their own, but generally they<br />

feel that they have very well equipped and well maintained vehicles. Moreover, they tend to<br />

drive in urban areas. Like lorry drivers, it is chiefly the behaviour of the other road users<br />

(particularly children, pedestrians, cyclists riding against the traffic and crossing at points<br />

other than zebra crossings) that seem to them to create risk.<br />

� For driving instructors, some set themselves apart on this subject by asserting with a degree of<br />

paradox that the safety of modern vehicles constitutes a risk in itself since it tends to take the edge<br />

off the sense of danger, especially among beginner drivers, who can tend to have a feeling of<br />

invulnerability (especially young men, who have a tendency to drive too fast). The comments<br />

made by car salesmen, meanwhile, do not add any extra information.<br />

� The question of the perception of situations of insecurity for other people gives rise to answers on<br />

two levels:<br />

� Groups of people, considered as a danger not only for themselves but also for others:<br />

• Motorists in the minds of lorry drivers, lorry drivers in the minds of motorists.<br />

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• Users of two-wheeled vehicles (cyclists in towns and cities, motorcyclists on the open<br />

road).<br />

• Pedestrians, particularly elderly people and children (in France and Finland, roller skaters<br />

are included in this group).<br />

“Sometimes you see children playing on the road. Once I even went over and told them not<br />

to play in the middle of the road and that I would come back and check if they obey me or<br />

not” (Car owners – Medium-high range, Finland)<br />

� Groups of people deemed to be at a disadvantage in the modern traffic context (children,<br />

elderly people, owners of two-wheeled vehicles).<br />

To sum up: all drivers tend to regard others as potentially dangerous.<br />

� As can be imagined, pedestrians who view themselves as the weak link in the traffic chain feel<br />

especially threatened, as do cyclists (pedestrians often being alternatively pedestrians and<br />

cyclists). This is all the more so since they feel there are not enough zebra crossings, or that roads<br />

are poorly lit (Poland).<br />

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Qualitative Study<br />

III.2 POTENTIAL FACTORS FOR IMPROVED SAFETY<br />

� Generally speaking, and in all countries, motorists feel that increased safety is above all a function<br />

of the development of motorists’ behaviour (less aggressiveness, less speeding, more<br />

assumption of responsibility) and an improved context (roads and rules).<br />

� The improvement of vehicles is only mentioned on this subject very marginally (and more so by<br />

professional drivers).<br />

� On the other hand, considerable mention is made of the responsibility of the authorities on<br />

several levels:<br />

� Maintenance of the roads network – or its improvement (particularly in Poland).<br />

� An improvement in road signs (here, too, an imperative demand made by Polish motorists)<br />

and the generalisation of roundabouts.<br />

� An improvement in the quality of motorists’ driving, thanks to regular driving training courses<br />

and/or checks aimed at verifying the continued viability of the driver’s skills (especially for<br />

older drivers). In some countries, interviewees even suggest improving the quality of driver<br />

instruction, or putting back the age at which one is allowed to drive (Poland, United Kingdom)<br />

or imposing certain limitations on young drivers.<br />

� A more effective control of offences with a view to education (especially speeding offences,<br />

observance of the safety distance, and – in the United Kingdom – driving without a licence).<br />

� Finally it will be noted that in two countries (Finland and Germany) mention is made – in an<br />

isolated fashion – of an improvement in bodywork design with a view to limiting the physical<br />

damage caused to pedestrians in the event of a collision.<br />

� Little is said about speed limits in this respect (apart from the request for the authorised speeds to<br />

be observed more closely). This refers to various situations: from France, where the speed limit on<br />

motorways is something that seems totally assimilated now (there is no question of this being<br />

called into question), to Germany, where motorists are very attached to their freedom in this<br />

respect.<br />

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Qualitative Study<br />

CHAPTER IV:<br />

KNOWLEDGE OF AND ATTITUDES<br />

TOWARDS ON-BOARD<br />

ACTIVE SAFETY SYSTEMS<br />

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Qualitative Study<br />

IV.1 SPONTANEOUS PERCEPTIONS RELATING TO THESE SYSTEMS AND NOTIONS OF ACTIVE AND<br />

PASSIVE SAFETY<br />

� It will be noted first of all that motorists consider safety and what contributes towards it in the car<br />

in a global manner, without making any distinction between:<br />

� Active or passive safety.<br />

� Equipment or design qualities (distortion zones).<br />

� Electronic on-board systems and other systems (seat belts, airbags).<br />

As for the distinction between active and passive safety, we see in all the countries that these<br />

notions are (more or less) known by name, but that their meaning is by no means unequivocal.<br />

Everyone has a personal explanation for the terms, which only occasionally tallies with the correct<br />

definition. Thus some regard active safety as anything referring to a movement (deployment of the<br />

airbags) or anything calling for an action on the part of the driver (including the care and<br />

maintenance of the vehicle). In Finland, one participant even felt that colour was an element of<br />

active safety.<br />

“Passive safety, you don’t have anything to do, it’s done for you. Active safety, you are the one to<br />

press the button” (Car owners. Low-medium range, France)<br />

“Active safety is what you do voluntarily like fasten your seatbelt or stick to the speed limits,<br />

passive safety is the reaction of the car when you brake, ABS, airbag, what happens<br />

automatically” (Pedestrians, France)<br />

“Active safety refers to what I can do to keep my car in full efficiency: check tyre pressure, do<br />

regular servicing” (Car owners. Low-medium range, Italy)<br />

“Active safety is something we are responsible for and passive safety is anything the car comes<br />

equipped with. Passive safety depends on whether the car has seat belts, good tyres, power<br />

steering whereas active safety depends on how we fasten those seat belts. It’s the safety that’s up<br />

to us” (Car owners. Low-medium range, Poland)<br />

� Professionals (drivers and fleet managers) only occasionally seem better informed than motorists<br />

on this point.<br />

“The passive systems exist but do hopefully not have to be used. Active is in use all the time”<br />

(Professional drivers, Finland)<br />

� The situation is more mixed among potential opinion formers.<br />

Knowledge of these concepts is only partial among car salesmen – although better, it seems, in<br />

Germany. This is also true of driving instructors: clear perception of those who were interviewed<br />

in Germany and Finland, vague in the United Kingdom, irregular elsewhere.<br />

� The pedestrians questioned for the most part have a very poor knowledge of the meaning of<br />

active or passive safety.<br />

� Although no country sets itself apart on account of a good understanding of these notions, the<br />

confusion seems most widespread in the United Kingdom, where the very terms active and passive<br />

safety were unknown to most people, in the case of both private individuals and professionals.<br />

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Qualitative Study<br />

� Despite the lack of structuring of the elements helping to bring about vehicle safety, motorists’<br />

attitudes are unanimously positive towards all equipment liable to save lives (the opposite would<br />

have been surprising). But at the same time, there is also unanimity in stressing the very good<br />

level of modern vehicles in this respect – which could indicate that beyond the stereotype, there<br />

is scarcely any active demand for improvements. Moreover, we saw above that safety<br />

equipment is rarely a factor when it comes to choosing between one model and another, since all<br />

are reckoned to be more or less equivalent on this point.<br />

� Emphasis should be placed here on the absolutely imperative nature of safety in the comments<br />

made by motorists, who regard it as a right and do not tolerate the idea that it might be reserved<br />

for the most well off. This leads to a criticism of the policy of manufacturers who begin by fitting<br />

safety equipment on top-of-the-range models. Motorists feel that safety equipment should be fitted<br />

as standard from low-range models upwards. What is more, they see such a trend emerging with<br />

reference to what is being done with the ABS and airbags, especially in Germany – a pioneer<br />

market in this field. It will moreover be noted in this country that the ADAC, an automobile club<br />

that lobbies on behalf of motorists, is currently arguing for ESP to be fitted as standard on all<br />

vehicles.<br />

� Across all the countries, two types of equipment repeatedly fuel people’s comments and should be<br />

considered as indispensable: ABS and airbags.<br />

The emblematic character of these items of equipment stems from the way they have been<br />

distributed (initially the exclusive right of top-of-the-range models, then available as optional<br />

extras, and now often fitted as standard on all vehicles). They are emblematic to the point of<br />

possible excess. The airbag, for example, which was initially for the driver, then the front-seat<br />

passenger, and then the rear-seat passengers, is now found in profusion, to the point – at times – of<br />

being laughable (a question of who has the most).<br />

� This subject leads to some critical reactions in relation to safety equipment being cited, which<br />

refer in motorists’ minds to pernicious effects or abuses:<br />

� A feeling of there being a flood of equipment that adds to the price of the car and may make<br />

the purchaser think twice about its genuine usefulness (some items of equipment only seem to<br />

have any purpose for very specific kinds of motorists).<br />

� The fear of the fragility of electronics that acts at two levels – firstly in total contradiction to<br />

the promise of safety offered by these items of equipment, then by causing the motorist to<br />

worry about possible high repair costs.<br />

� A possible conflict with driving pleasure, when it comes to equipment having a direct effect<br />

on the way one drives.<br />

We will come back to these hindrances during the analysis of attitudes to various types of<br />

equipment.<br />

� As regards the level of knowledge of on-board equipment and motorists’ understanding of the<br />

way it works, it will be noted that:<br />

� ABS and airbags are cited here almost unanimously in all the countries and categories of<br />

interviewees (with the exception of the United Kingdom).<br />

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Qualitative Study<br />

It was already stated above that these are two systems currently considered as an established<br />

right. In both cases, people are relatively aware of how they work even if, for ABS, some<br />

inaccuracies or errors may register in people’s minds (for example some think that it shortens<br />

the braking distance, but everyone knows about the anti-blocking effect of the wheels and the<br />

fact that steerability is maintained).<br />

� ESP is poised to acquire the same status as a leading item of equipment. This is already<br />

the case in Germany and Finland, but is less obvious in the other countries, particularly in the<br />

United Kingdom and Poland where only the most well-informed motorists (generally men)<br />

mention it.<br />

For ESP, however, there is a low level of understanding of how it works; it is the benefit –<br />

maintaining one’s trajectory – that is perceived and valued. Unlike ABS – whose designation<br />

is unique – that of ESP varies (ETC? ETS? VCR?) and there may be doubts and confusion<br />

with systems about which those who talk about them wonder whether they fall under the same<br />

principle (ASR?).<br />

� Motorists from the different countries do mention a large number of other items of<br />

equipment, but these are only cited by a few people in each category.<br />

Mention will be made here by way of example (without any hierarchical value) of:<br />

• All systems aimed at maintaining steerability (ASR…).<br />

• Radar and camera systems (assisted parking, warning about failure to respect the safety<br />

distance, removal of the blind spot).<br />

• Tyre pressure monitoring systems – and “run flat” tyres.<br />

• Self-directing headlights, new types of lighting (xenon).<br />

• Heated windscreens.<br />

• GPS (not directly associated with the notion of safety).<br />

• And very marginally, the warning system for crossing lines.<br />

� Professionals in the driving business – drivers and their managers – do not specifically set<br />

themselves apart from motorists on this point, if only to the extent that knowledge of ABS and<br />

ESP in this group is total.<br />

� Among possible opinion formers, driving instructors have a very mixed level of knowledge.<br />

Moreover, among them frequent reservations are voiced about these items of equipment, since<br />

they fear that they give motorists, especially beginners, a feeling of invulnerability which is<br />

potentially dangerous.<br />

� On the other hand, salesmen are generally well informed, especially when they are selling highrange<br />

makes (Audi, Mercedes and BMW).<br />

� As could be expected, pedestrians only have a limited idea of on-board safety systems. However,<br />

they are generally also familiar with ABS and airbags in all the countries.<br />

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Qualitative Study<br />

IV.2 OWNERSHIP OF SUCH SYSTEMS, REASONS FOR ADOPTING THEM AND POTENTIAL<br />

IMPORTANCE FOR THE FUTURE<br />

� The degree to which vehicles are equipped with safety systems varies according to the country,<br />

the level of range and the quality of the vehicle (new or second hand):<br />

� Almost all vehicles in the medium to high range, a majority of vehicles in the low to medium<br />

range, and all vehicles that were bought new, were fitted with ABS and airbags.<br />

This is especially the case in Germany (where only two owners of vehicles in the medium to<br />

high range purchased second hand did not have ABS), Italy and Finland.<br />

Conversely in the United Kingdom, motorists even seem to have difficulty identifying the<br />

equipment fitted in their car (albeit apart from ABS, which thus confirms its character as a<br />

leading item of equipment).<br />

“To be honest, other than ABS I can’t think what active safety would cover. So I don't know”<br />

(Car owners – Low-medium range, United Kingdom)<br />

In Poland, only ABS is mentioned significantly, here, too, as standard.<br />

It will be noted that in almost all cases these items of equipment had been acquired with the<br />

vehicle in which they were fitted as standard or offered as a free optional extra during a<br />

promotional offer.<br />

Therefore, they had not played a decisive role in the purchase: the customer acquires the<br />

equipment fitted on the model he has chosen. It is more the wealth of the equipment (in the<br />

broad sense – comfort and safety) that is an important criterion in choosing between several<br />

models.<br />

The exception to this rule is the case of some people having had a specific problem that<br />

prompted them to make a particular request (for example an owner of a BMW in Italy who<br />

had had a problem attributed to the rear-wheel drive and who absolutely wanted ESP on his<br />

new vehicle).<br />

� It is therefore confirmed that the subject of safety equipment does not play a major role in the<br />

negotiations at the time the choice is made. This opinion is moreover expressed both by<br />

motorists and by salesmen:<br />

� Motorists say that salesmen point out that certain items of equipment are fitted, rather than<br />

explaining the benefit of these, and tend to concentrate more on accessories designed to<br />

heighten comfort during their sales pitch.<br />

“Car dealers tend to focus on air-conditioner, interior level of finishing, design,<br />

performances… rather than safety, commonly they underline that ABS is included in the price<br />

of the car, no extra charge” (Car owners. Low-medium range, Italy)<br />

� Salesmen often feel that customers are not really interested in the subject or are only interested<br />

in a very superficial way – to ensure that some of the items of equipment are indeed fitted –<br />

without this really influencing their decision. Above all, they stress that motorists are not<br />

prepared to pay extra for this equipment.<br />

There are apparently only a few exceptions linked to very specific types of motorist who have<br />

safety as one of their uppermost concerns (family customers, especially women).<br />

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Qualitative Study<br />

� Aside from the inevitable ABS, possession of the other electronic safety systems varies markedly<br />

from country to country and between the two segments. They are mainly cited by the owners of<br />

models in the mid to high range:<br />

� Frequently: • ESP (the most frequent), or ASR or similar systems (in<br />

particular in Germany)<br />

• GPS, when it is considered as a positive contribution to<br />

safety<br />

� Marginally in each country (only a<br />

few people per country):<br />

• Assisted parking or anti-collision radars<br />

• Alarms denoting speeding or speed adjusters<br />

• Adaptive headlights<br />

� Here, too, we see motorists tending to refuse to consider safety in terms of specific items of<br />

equipment, but rather to think of the safety of their vehicle as a whole.<br />

“I think that’s the first time I’ve thought about the safety systems in my car” (Car owners – Lowmedium<br />

range, United Kingdom)<br />

� Professional users all have vehicles equipped with ABS and often ESP or ASR. They are<br />

generally well informed about the way these systems work (in Germany, the fleet managers had<br />

received targeted information on these systems from manufacturers, on the occasion of trade fairs<br />

or commercial relations).<br />

Some lorries are also fitted with additional systems, which contribute to safety, for example the<br />

de-icing system, line-crossing sensors, assisted or reinforced braking systems, and the emergency<br />

call system.<br />

Professionals often make it a point of honour to assert that these systems are a plus, but that the<br />

drivers’ driving qualities remain decisive for safety and that they could do without them.<br />

For some, the concern for safety can be the reason for choosing a particular make (Mercedes),<br />

which removes the obligation of checking the equipment in detail.<br />

“To be honest I’m not sure what’s on the Mercedes vans, I just assumed they’re good vans,<br />

probably got ABS. It’s not something I’ve looked into really” (Fleet managers, United Kingdom)<br />

� Driving instructors express two opinions here:<br />

� They think that their pupils are often poorly informed of safety systems and that this is<br />

certainly not a priority element in the choice of their car.<br />

Moreover, pupils are often young people whose first car will be bought second hand after they<br />

have obtained their licence – without any real possibility of choice.<br />

� Some feel that the sophistication of modern equipment is such that the average motorist does<br />

not understand it and – more seriously – does not know how to use it properly (for example<br />

ABS which requires a certain braking “technique” in order to be wholly effective).<br />

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Qualitative Study<br />

� For the future, there is healthy unanimity in all the countries (with the exception of the United<br />

Kingdom and Poland, which are still overall more reluctant 1 ) and in all the target groups in<br />

thinking that the importance of safety systems will grow.<br />

However, one should not misunderstand the meaning of this assertion:<br />

� It means that motorists expect these systems to be improved and to become more generalised,<br />

and not to be reserved for high-range models.<br />

� It does not mean that they will be prepared to buy these items of equipment as optional<br />

extras.<br />

� The right to safety demanded by motorists of all countries will be recalled here. In this respect,<br />

they think that any item of equipment contributing decisively to safety and useful for all motorists<br />

should be fitted as standard in all vehicles, or become a legal obligation along the same lines as<br />

seat belts.<br />

This is no doubt both an argument of a moral order and a means of “kicking the matter into touch”<br />

whilst waiting for these systems to become standard and without envisaging taking the initiative<br />

oneself.<br />

These notions of real effectiveness and general usefulness are entirely decisive and will play a<br />

decisive part in the evaluation of the various safety systems.<br />

� Motorists think that the trend towards democratisation of equipment will be favoured by the strong<br />

competition prevailing in the car market.<br />

“When I get my new car in 5-10-15 years, it will be a criterion, they will all be fitted because the<br />

Japanese have already started in that line” (Car owners – Low-medium range, France)<br />

“In the future it will be fitted on all vehicles. That was the same with the airbags and the ESP, it<br />

is already optional on little cars, tomorrow it will be standard” (Car owners – Low-medium<br />

range, Germany)<br />

In Poland, where motorists seem more reluctant about these items of equipment, we see that it is<br />

rather a change in their status that could increase their appeal. They would have to become signs<br />

of standing, for example.<br />

� Professional drivers and fleet managers declare their willingness always to keep up with the<br />

latest developments where safety is concerned – albeit again commenting that other factors than<br />

equipment play their part here (in particular the regular servicing of the vehicles).<br />

� Salesmen think that these systems could become more important, whilst remarking that the<br />

increase in their number and their degree of sophistication tend to surpass the customers’ capacity<br />

of understanding. Some think that financial incentive systems should be established to increase the<br />

attractiveness of these accessories.<br />

� Many driving instructors reiterate their reservations, although they think that these items of<br />

equipment will grow.<br />

1 In the United Kingdom, it is because the more emotive dimensions in the choice of a car apparently have to remain the priority ones. In<br />

Poland, it is more a problem of the costs of this equipment and mistrust as regards the reliability of electronics.<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 31


Qualitative Study<br />

CHAPTER V:<br />

ATTITUDES TOWARDS DIFFERENT<br />

ELECTRONIC ON-BOARD<br />

CAR SAFETY SYSTEMS<br />

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Qualitative Study<br />

� The people questioned were asked to express their opinion on 10 car safety systems “already<br />

existing or which should be developed shortly”, with a brief description given of each one’s<br />

function.<br />

A- ABS – Anti-blocking system<br />

A system that electronically adjusts braking intensity so that the wheels continue to turn, enabling<br />

the driver to keep steering control.<br />

� We have already said how much this equipment is now well established in people’s minds. It is<br />

the piece of equipment that most people have and the one which is most envisaged for the future<br />

when motorists do not yet have it.<br />

� The system and the way it works are widely known in all the countries.<br />

� ABS is the typical example of a safety system which is supposed to be effective and useful for<br />

almost all motorists, everyone possibly having the need to brake suddenly with a major risk of<br />

wheel blocking and loss of control of the vehicle. ABS has become a new standard in brake<br />

operation. It is already fitted as standard on many vehicles at all levels of the range. For<br />

professional users, it is as much a part of the basic equipment if not more so.<br />

� However, it will be noted here, in reporting the comments made by some driving instructors, that<br />

ABS can give a deceptive feeling of safety and that people sometimes misunderstand its benefit<br />

(shortening of the braking distance), which clearly illustrates the complexity of the understanding<br />

of these systems – and their good management – by drivers. In this respect, ABS could prompt<br />

carelessness. Some motorists make comments of this kind.<br />

“This safety measure could be dangerous. Anyone can be under the illusion that he can stick to<br />

the car in front. This could have perverted effects” (Car owners – Low-medium range, France)<br />

� Salesmen comment that this equipment is currently considered as standard to such a degree that it<br />

is not its presence that constitutes an advantage but its absence that would be damning in the<br />

sales argument.<br />

B- ESP – Electronic Stability Program<br />

A system that helps to stabilise the vehicle and prevent skidding when cornering or driving off,<br />

through active brake intervention on one or several wheels and intelligent torque management<br />

� After ABS, ESP constitutes the safety system of which most people are aware, although this<br />

varies from one country to another, the names may differ according to the manufacturers, and<br />

the understanding of the principle of how it works is often uncertain. In any case those who<br />

are familiar with it know what its benefit is: ensuring the vehicle’s stability in critical situations.<br />

It is in Germany that this item of equipment is most widely known (the ADAC is arguing for it to<br />

be fitted as standard on all vehicles there) – then in Italy. Familiarity with it is less generalised<br />

among French, Finnish and Polish motorists (it is mainly owners of mid- to high-range vehicles<br />

who have heard of it) and less still among their British counterparts. Among professional drivers<br />

and fleet managers, familiarity with this system is greater and more homogenous.<br />

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Qualitative Study<br />

� Interest in ESP is shown to a considerable degree among motorists even if the desire for its<br />

fitting to be generalised to all vehicles is expressed more unequally: very strongly in Germany<br />

and Italy, with less enthusiasm in France, Finland and Poland (fear among owners of low- to<br />

medium range vehicles in this latter country of there being too great an impact on the price, and<br />

undoubtedly also specific mistrust already indicated as regards the reliability of electronic<br />

equipment). In the United Kingdom, the vagueness of perceptions of the principle of the system<br />

means that infatuation is currently more limited.<br />

� When respondents define the significance of ESP, it is to associate it preferentially with extreme<br />

driving situations, linked either to the conditions found on the road (likely to concern intensive<br />

drivers to a greater degree, and less so those whose driving is essentially in urban or suburban<br />

areas), or the style of driving (fast, sporty).<br />

“If you don’t make any excess, you don’t really need it” (Car owners – Medium-high range,<br />

France)<br />

Some people even imagine pernicious effects.<br />

“Maybe it will be an incentive for people to act even more like morons” (Car owners – Mediumhigh<br />

range, France)<br />

� Potential opinion formers, who are generally favourably disposed, themselves sometimes voice<br />

this kind of reservation – including in Germany, moreover, where their views do not go as far as<br />

the very positive attitudes of customers: the system is effective but can lead to a dangerous overestimation<br />

of one’s abilities.<br />

“The ESP does not allow you to take a bend at 100 as some people believe” (Car salesmen,<br />

Germany)<br />

� Professional users show themselves to be generally very favourable – even if occasionally we<br />

hear concerns of the same kind about the deceptive feeling of safety that this system can give (a<br />

comment made by some fleet managers), and if some lorry drivers claim that trailers not being<br />

fitted with it constitutes a limit to its effectiveness.<br />

C- Adaptive headlights<br />

A system that controls headlights to ensure optimum illumination of the road in bends. The system<br />

directs headlights into the bend. It can also automatically provide reduction of the glare to<br />

upcoming vehicles.<br />

� This equipment is subject to a very diverse appraisal according to the country and the categories<br />

of user:<br />

� The importance of the system is seen first of all in the increased visibility it gives on winding<br />

roads.<br />

� A particularly positive attitude towards it is shown in France, where it is associated with the<br />

make Citroen (historic – DS – and more recent models): owners of cars in the medium to high<br />

range who are intensive drivers state their interest in it.<br />

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Qualitative Study<br />

� There is a relative lack of interest in it in Germany, where it appears reserved solely for<br />

motorists who drive a lot on A roads and in rural areas (rather than motorways). Likewise, in<br />

Finland and the United Kingdom, interest in it seems reserved exclusively for driving outside<br />

built-up areas and we see that motorists have difficulty grasping its benefit. In Italy and<br />

Poland, owners of medium- to high-range cars or intensive drivers show a degree of interest.<br />

� Overall, we see that the anti-dazzle effect of this equipment is over-valued in relation to the<br />

illumination effect for which xenon headlights (which some associate it with, in France in<br />

particular) seem more effective.<br />

� Finally, it is a system which, whilst not generating a categorical rejection, does not manage to<br />

attract any great enthusiasm among drivers as to the idea of having it fitted (with the exception of<br />

France). It seems reserved for motorists driving at night on small, winding roads in rural<br />

areas.<br />

� Interest is barely more marked among professional drivers. It is always conditioned by driving on<br />

winding country roads.<br />

� For these reasons, adaptive headlights are the typical example of equipment which buyers are for<br />

the most part not prepared to pay for.<br />

� Potential opinion formers also show themselves to have a lukewarm interest in the subject.<br />

D- Speed alert<br />

A system that alerts the driver when the speed exceeds the limit set by the driver or the legal fixed<br />

speed limit on any road section<br />

� This equipment is widely rejected in all categories of interviewees and in all countries.<br />

� The reasons are wide ranging. First of all, the interviewees perceive it less as a safety system and<br />

more as a guarantee against committing an offence.<br />

Secondly, the information offered already seems available – since it is displayed on the<br />

speedometer or on the speed regulator, which has the added advantage of maintaining the speed<br />

constant.<br />

� This system raises questions as to the principle of its operation, which is also to some degree<br />

called into question:<br />

� Who or what controls the speed?<br />

• If it is the driver himself, it is very restricting, since the speed limit often changes, both in<br />

urban areas and on main roads and motorways.<br />

• If it is an external signal, this can be interesting since it is easy not to see that the speed<br />

limit has changed – but that calls for an infrastructure which seems not to have been<br />

installed yet.<br />

� How does the system manifest itself?<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 35


Qualitative Study<br />

• Bearing in mind the frequent changes, this system revives in particular the spectre of the<br />

car that “beeps” all the time.<br />

� Does the system also brake the car?<br />

For some, this would be the only interest (in Germany, some also talk of a Mercedes system<br />

going in this direction). For most, it is an apocalyptic vision and it is reckoned that this would<br />

create more accidents than it would prevent.<br />

� Finally, most users – private individuals and professionals – do not see any point in having this<br />

equipment, which they would hasten to disconnect (something which the few motorists or<br />

professional drivers who claim they are equipped with the system say they do).<br />

“I had it. The problem is that since it keeps ringing as long as you are above the speed limit you<br />

disconnect it” (Professional drivers, France)<br />

“It’s just not necessary and that’s potentially irritating. I would just disconnect it straight away.<br />

It would be like having the wife sat next to me pointing out I’m going too fast!” (Professional<br />

drivers, United Kingdom)<br />

� Finally – and this is the major obstacle –, this item of equipment is considered as having an<br />

intolerable influence on the motorist’s free will. It seems pointlessly moralising and guiltinducing.<br />

This aspect is disparaged in particular in Poland.<br />

“I happen to drive faster than the speed limit now and again. I would feel guilty most of the time”<br />

(Professional drivers, Germany)<br />

“I hate that idea. It’s so controlling. Next thing will be something that actually slows your car<br />

down when you’re driving too fast. I find the whole idea too constraining” (Car owners –<br />

Medium-high range, United Kingdom)<br />

“Personally, I can’t stand them. I’d be surprised if this innovation survives in this country. It’s a<br />

bit Nanny State, telling you off all the time because you’ve gone too fast. If you’re a good driver<br />

you know what speed you’re doing and I like to be in control of that, thank you very much” (Fleet<br />

managers, United Kingdom)<br />

“No, no, thank you” (Car owners – Low-medium range, Poland)<br />

� The same scepticism can be noted among many of the potential opinion formers.<br />

E- Driver condition motoring<br />

A system that monitors the condition of the driver and warns against drowsiness, distraction and<br />

inattention<br />

� This system – little known, except by some professionals and some Finnish motorists – intrigues<br />

people as to the way it works, which also raises question marks as to its reliability.<br />

� Its usefulness is immediately seen by motorists regularly undertaking long journeys at night,<br />

bearing in mind the potential danger of falling asleep at the wheel. In this respect, this system is<br />

felt to be very important for improved road safety. However, not everyone is entirely convinced by<br />

the idea:<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 36


Qualitative Study<br />

� There is near unanimity among motorists in considering that this equipment should be fitted<br />

on lorries and coaches and should be a legal obligation, but motorists are more reluctant for<br />

themselves.<br />

� A number of them feel that it is the driver’s responsibility to desist from driving if he is tired,<br />

or to force himself to take breaks – so this system would be superfluous.<br />

“It’s up to the driver to decide for himself to stop driving if he feels that he is falling asleep”<br />

(Professional drivers, France)<br />

� Others are of the view that this system stifles the driver’s freedom and reject it on this account.<br />

This reaction is particularly marked in the United Kingdom and Poland, and is generally found<br />

among people who do not have occasion to drive regularly at night and more so among lowto<br />

medium-range motorists.<br />

In addition to the pointlessness of the system, they tend to rationalise their rejection by voicing<br />

doubts as to its reliability.<br />

� Some motorists, on the other hand, claim to be very interested in this item of equipment:<br />

• Because they drive a lot and also drive at night.<br />

• Because they are aware that suddenly falling asleep (which has a name in Germany:<br />

“Sekundenschlaf”) can even happen to a responsible driver, which makes them consider<br />

this accessory not as a curb on their free will but as an aid in avoiding an incident<br />

beyond their control.<br />

� Reactions to this system are not very different among professional drivers. Overall, drivers and<br />

fleet managers are in favour of it in all the countries, even if they owe it to their image of<br />

responsible lorry drivers to say that they observe the legal breaks and are not really threatened, but<br />

they always imagine that other drivers do not have their scruples.<br />

“It’s important, especially because a lot of drivers disregard their physiological needs and a lot of<br />

customers-tourist agencies try to force the drivers to drive non stop” (Fleet managers, Poland)<br />

Taxi drivers are generally less interested since they do not do much long-distance driving at night.<br />

� Potential opinion formers show themselves to have mixed views, the nature of their reactions not<br />

differing from that of users. In any case, there are few who see it as being useful in a general and<br />

preferential manner.<br />

F- Lane departure warning<br />

A system that gives a warning to the driver in order to avoid leaving the lane unintentionally, using<br />

such technologies as video image processing<br />

� Some people know about this system in France, where it is associated with the make Citroen, but<br />

the device is practically unknown in the other countries.<br />

� This is the characteristic example of a conflicting item of equipment and one that does not<br />

arouse any great desire among drivers to have it fitted in their car, irrespective of the country<br />

and the type of user:<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 37


Qualitative Study<br />

� Its usefulness is questioned in a normal driving situation and people wonder what it really<br />

contributes, to the extent that one is often obliged to change lane (in town for example).<br />

Questions are asked about the triggering factor: is this overtaking without indicating? In that<br />

case, it would be an unseemly intervention in the driver’s free will:<br />

“I cross the line when and if I feel like it” (Car owners – Medium-high range, France)<br />

“That’s part of the Highway Code. It goes too far in supporting people, they start feeling less<br />

responsible for themselves” (Fleet managers, France)<br />

“At that rate, with all these safety devices we won’t be able to make any decision ourselves<br />

any more” (Car owners – Medium-high range, Germany)<br />

� If it is a question of drawing attention to the driver crossing the line, the systems of “spikes”<br />

used on certain roads or in areas where works are being carried out seem to do the same job at<br />

a lower cost (mentioned spontaneously in France, the United Kingdom and Poland).<br />

“This type of systems starts to be introduced in Poland, they are made this way, that a line on<br />

the road is painted with a special kind of paint, which permits to hear a loud noise, when the<br />

car is driving on this line. I would say that it makes sense, especially according to the last<br />

device. (…) this is a shot of adrenaline that you start losing control and it gives you a sign that<br />

you should rest” (Fleet managers, Poland)<br />

� This system tends to be considered as the archetypal sound signal: repetitive, annoying and<br />

pointless (because you no longer pay heed to it or you disconnect it), which could even be<br />

dangerous.<br />

“For me it doesn’t make sense. I prefer when it doesn’t beep. I don’t want it because it beeps all<br />

the time in my car, that seatbelts are undone and it irritates” (Car owners. Low-medium range,<br />

Poland)<br />

In France, where the system is better known, there are even negative opinions as to its operation,<br />

with reference to the specific experience of vehicles in which it is fitted:<br />

“It vibrates under the driver’s seat when you cross a line. People complain because of the<br />

vibrations going too fast and they are disturbing when you overtake” (Professional drivers,<br />

France)<br />

� However, and this is interesting, in comparison with the processes coming into play in the<br />

mechanisms of appeal and rejection, this system can gain in appeal when it is perceived as an<br />

alarm alerting the driver to a reduction in his level of concentration, with a benefit comparable to<br />

the equipment dealt with above. In this case, it is therefore considered as a sub-system for the<br />

monitoring of the driver’s state of alertness – in a less effective version and at the same time<br />

reserved for lorry and coach drivers.<br />

� The attitudes of professional users scarcely differ. Those of potential opinion formers are<br />

generally (at least) lukewarm – some salesmen seeing them as a possible sales argument.<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 38


Qualitative Study<br />

G- Obstacle and collision warning<br />

A system which detects obstacles, including other vehicles, and gives warnings when collision is<br />

imminent based on such technologies as radar and video image processing<br />

� This system gives rise to numerous conjectures as to the exact way it works, the type of<br />

obstacles concerned, and the moment the device is triggered.<br />

� For many it is assimilated to reversing radar – equipment which is quite widely known and<br />

generally viewed in positive terms – but a sense more strongly concentrated on the avoidance of a<br />

collision is more problematic:<br />

� At what distance does it trigger? Is there still time to avoid the accident? (The term “imminent<br />

collision” used in the definition could lead one to suppose that it would be too late).<br />

� Does that refer to observance of the safety distance? What of it, then, when other motorists<br />

come rushing up?<br />

� Does it brake the car (it seems that Mercedes is currently experimenting with a system of this<br />

kind)? If that is the case, what becomes of free will and the danger caused to or by other users<br />

(risk of crashing into the vehicle by sharply braking)?<br />

� Isn’t there a risk of repeated alarms (every time an object or a car approaches the vehicle)?<br />

� What is the real benefit in relation to what the motorist sees?<br />

� Interest in this system seems basically concentrated on obstacles that cannot be seen (more so to<br />

the rear, small obstacles – a block or a child behind the vehicle), which again makes it comparable<br />

to the reversing radar.<br />

Beyond this, a certain interest in principle is displayed among motorists who imagine<br />

themselves in situations in which it is impossible for them to see or make out obstacles that can<br />

appear in front of them: a traffic jam after a bend, a pedestrian or an animal unexpectedly crossing<br />

the road, in particular at night or in fog.<br />

However, it is rarely reflected in an active desire to have such a device fitted, since this is often<br />

perceived as undoubtedly potentially useful but not essential, and could moreover appear too<br />

“futuristic”.<br />

The attitudes of professional users are quite similar.<br />

This equipment again fuels general reservations that can be entertained in respect of these systems.<br />

“We’re entering the realms of too many gadgets now. What worries me is that having all these<br />

devices means the driver loses responsibility, and that may not be right. It’s actually making<br />

driving more dangerous in my view” (Car owners – Medium-high range, United Kingdom)<br />

� As for the potential opinion formers, some car salesmen show a degree of interest, whilst driving<br />

instructors seem for the most part half-hearted or sceptical. As among private or professional<br />

customers, the uncertainties prevailing over the operating principle and the way in which the<br />

system is triggered make the adoption of clear positions on the matter difficult.<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 39


Qualitative Study<br />

H- Local danger warning<br />

A system that detects a wide range of hazards and gives real time information on such hazards as<br />

bad weather conditions, oncoming vehicles, accidents and pile-ups ahead<br />

I- RTTI – Real time Travel and Traffic Information<br />

A system giving real time information to the driver on traffic congestion and weather conditions, for<br />

preparing to cope with the situation ahead or choosing an alternative more effective route<br />

� We will look at these two devices together, since they were spontaneously associated by most of<br />

the interviewees – the short definitions proposed barely enabling any distinction to be made<br />

between them.<br />

� They are the subject of a certain misunderstanding:<br />

� They are not perceived as new items of equipment but as new GPS functions. In this respect,<br />

they are known on mature markets in terms of equipment (Germany and Finland in particular).<br />

� GPS is currently a leading item of equipment which many drivers, essentially among intensive<br />

drivers and owners of medium-high range models, are keen to have. The interest in GPS stems<br />

from the fact that it offers both comfort (stress-free driving since the worry about orientation is<br />

removed) and safety (you no longer have to check your route by consulting maps to the<br />

detriment of your concentration). Its appeal therefore refers to these systems.<br />

“Before, when I used to drive with the map on the steering wheel, without watching the<br />

road…” (Car owners – Medium-high range, France)<br />

� Conversely, if they were proposed on their own, they would appear to do the same job as<br />

GPS (for some, this kind of service can also be provided by mobile phone operators), and<br />

would therefore risk being superfluous.<br />

� In the sense of a new-generation navigation system, this equipment – with ancillary functions<br />

associated to those of the next one – seems very attractive for all intensive drivers who have to<br />

travel in areas they do not know, including professional drivers. On the other hand, it seems<br />

pointless for people who use the car in urban areas which they know, and there are many such<br />

people among the owners of low- to medium-range vehicles.<br />

� In Finland, in particular, remarks are heard that this system calls for an exterior infrastructure<br />

which does not yet exist (although one participant had a car equipped with a navigation system<br />

providing these functions).<br />

� The usefulness of this system would be heavily dependent on the quality of the information<br />

provided. Indeed, the radio gives information on the traffic situation but it is not in real time. The<br />

possibility of obtaining a diversion route often appears to be the system’s main benefit. These<br />

two characteristics – perfectly up-to-date information and proposals for diversions – are absolutely<br />

imperative in justifying the usefulness of this system.<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 40


Qualitative Study<br />

� No major differences were seen between the reactions of the motorists who met in the groups and<br />

those of the professional users of vehicles. The understanding of the benefits of the system is<br />

overall the same. Undoubtedly the specific interest appears more developed among lorry drivers<br />

who travel long distances on main roads or motorways, and among their fleet managers. The main<br />

advantage for them is also the possibility of anticipating tailbacks or traffic problems by being<br />

able to take an alternative route fairly early on, and avoid wasting time (this having an economic<br />

impact for them, moreover). Reservations relate to the assumed high cost of these future systems,<br />

or the current absence of infrastructures (a fact underlined in particular by some Finns who<br />

sometimes mention areas that are equipped in other European countries, including Germany).<br />

� Among the potential opinion formers, car salesmen often see it as a particularly useful system –<br />

but they also view it as a device based on GPS or coupled to it, giving it an added sophistication.<br />

The driving instructors’ reactions are less homogenous (and less involved).<br />

J- E-call<br />

A system that automatically gives precise coordinates of the location of an accident to the<br />

emergency services<br />

� After a brief reflection – some people sometimes felt that this equipment was doing the same job<br />

as the mobile phone – all the interviewees in all the countries agreed that this equipment was<br />

indispensable, since it was obviously a device that could save lives.<br />

“We all have a mobile phone, but what use is it when you are wounded and can’t use it” (Car<br />

owners – Medium-high range, Germany)<br />

� Interest in this system even had one thinking that it would be liable to become a “must”, along the<br />

lines of the airbag, as an emergency services system that it is reassuring to have, even if you hope<br />

you will never have to use it.<br />

“It’s one of those things that you don't particularly want to use but it’s nice to know it’s there!”<br />

(Car salesmen- United Kingdom)<br />

� We can see that apart from the United Kingdom, where this problem was raised by one person,<br />

and Poland where it was mentioned by a few others, this equipment was never perceived as a<br />

stifling of the driver’s freedom:<br />

It will be recalled here that these two countries seem particularly attached to the inviolability of<br />

individual freedom, the United Kingdom by cultural attachment, Poland for having been more<br />

recently liberated from the constraints of a totalitarian state.<br />

“I don’t like the idea of being tracked at all times. Who will be tracking me too? It’s all a bit Big<br />

Brother for my liking” (Professional drivers, United Kingdom)<br />

That does not mean that the question of the compatibility of such a system with the protection of<br />

personal data is not liable one day to public debate if campaigns were developed in this direction<br />

by opponents – but at least this is barely present in people’s minds at the moment. We can think<br />

that the benefit, which is perceived as very real, will weigh more heavily in the balance in the face<br />

of any opposition.<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 41


Qualitative Study<br />

K- Assessment of the interest shown in the different systems<br />

� Aside from a few differences existing between the various countries and between the types of<br />

users, we can draw a few conclusions from the analysis of the reactions to these systems which are<br />

valid for all and symptomatic of the deep-seated and genuine attitudes to them:<br />

� Some safety systems are amply consensual, i.e. their usefulness is unanimously recognised<br />

and they are poised to become safety standards.<br />

In this respect, motorists feel that they are of interest to all kinds of motorist and that they<br />

should be fitted as standard features on all vehicles, or even their fitting should be made<br />

legally compulsory. This basically concerns ABS and ESP (support for ESP is not so<br />

massive, but quite clearly this item of equipment is probably destined to be the subject of the<br />

same infatuation as ABS in a relatively short time frame).<br />

Interestingly, the electronic emergency alarm, the principle of which is still not very well<br />

known, seems destined to come into favour in an identical fashion.<br />

� Other systems seem to constitute a contribution to vehicle safety, it is true, but do not seem<br />

to address all types of motorist in the same way, since they relate to specific driving<br />

conditions (in particular night driving).<br />

In this case, motorists regard it as pointless to have all vehicles fitted with such systems and<br />

are of the view that it is preferable to leave these as optional extras, at the free choice of those<br />

who feel they are concerned. This demand refers to reluctance in the face of the increasingly<br />

large number of on-board electronic systems that are supposed both to increase the price of<br />

the car and imply risks of malfunctioning, sources of inconvenience and costs.<br />

The discriminating criteria here are often the mileage clocked up and the range level linked to<br />

it – drivers in the medium to high range, who are often intensive drivers using motorways,<br />

being more favourable to them than those of the low to medium range who tend more to be<br />

average drivers using their car in urban and suburban areas.<br />

“I don’t think my journeys to and from work and to the shops really require a car equipped<br />

with thousands of pounds worth of safety features. It seems somewhat ridiculous” (Car owners<br />

– Low-medium range, United Kingdom)<br />

In this second category we find the systems for monitoring of the driver’s state of alertness<br />

(which drivers consider as very important for professional drivers and especially for coach<br />

drivers), alarms warning of hazards in the area through which the driver is driving, the<br />

real-time information and navigation system, and adaptive headlights. The alarm system<br />

alerting of risks of collision is still perceived more ambiguously.<br />

� Finally, other systems seem to be of debatable interest, or are rejected quite categorically.<br />

The typical example of this is the system preventing the driver from crossing the white<br />

line, which only seems to be of any use if it is regarded as a guard against loss of<br />

concentration, and the alarm indicating that the driver has exceeded the speed limit.<br />

� Apart from the costs and any reliability problems mentioned above, we also find the reasons<br />

for rejection of these items of equipment to include fear of a removal of responsibility<br />

which is potentially dangerous for motorists and a curb on one’s free will:<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 42


Qualitative Study<br />

“I think ABS and EPS are clearly important because they account for driving in poor weather<br />

conditions which is something you can’t really control. What worries me is relying on a lots of<br />

bleeps and buzzers to tell me I’m driving too fast, that I should wake up and that I’m crossing<br />

the white line. As a responsible driver I should be aware of all of these things, and I don’t<br />

want that responsibility taken away from me. Its actively dangerous” (Car owners – Mediumhigh<br />

range, United Kingdom)<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 43


Qualitative Study<br />

CHAPTER VI:<br />

SOURCES OF INFORMATION<br />

AND PURCHASE STIMULI<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 44


Qualitative Study<br />

VI.1 SOURCES OF INFORMATION DEEMED TO BE USEFUL AND CREDIBLE<br />

� Irrespective of the country considered, there are several channels of information that are<br />

particularly valued by motorists for issues relating to the car in general and safety in particular:<br />

� The specialist media (automobile press, television programmes).<br />

� The Internet (including car manufacturer’s websites).<br />

� Word of mouth, exchanges of experience with friends, parents and colleagues. It can be<br />

thought that word of mouth is an absolutely fundamental support for the formation of opinions<br />

on this or that system.<br />

In the same way, professional drivers almost unanimously mention the media first and foremost<br />

– in particular the specialist press and the Internet. Word of mouth also plays a role, essentially<br />

between colleagues (taxi drivers and deliverymen).<br />

� The other sources of information suggested to the participants differ from each other<br />

considerably in terms of competence and credibility:<br />

� The public bodies seem liable to take part in the debate either via regulatory provisions, or<br />

through information and awareness-raising campaigns, for which they have the necessary<br />

resources. But it would appear that their action has to remain at this general level (of the order<br />

of the anti-speeding campaigns in France and drink-driving campaigns in Italy).<br />

The action taken by the public authorities is also decisive for the maintenance of the roads<br />

network which was, it should be recalled, one of the factors for improved car safety mentioned<br />

most spontaneously in all the countries.<br />

Finally, the public authorities are expected to set in place and ensure observance of the<br />

legislation aimed at increasing safety (speed limit, respecting the distance from the vehicle in<br />

front, etc.).<br />

Polish and Italian motorists reveal themselves to be highly sceptical of the action taken by the<br />

public authorities, towards whom they seem to harbour an endemic mistrust.<br />

This view of the possible action of the public authorities is common to motorists and any<br />

driving professionals (drivers and opinion formers).<br />

� Car manufacturers are considered as a competent and credible source but obviously<br />

limited to the systems they offer on their own vehicles. Moreover, they are not necessarily the<br />

inventors of these systems. In Germany, for this reason more credit was given to the<br />

information provided by a company like Bosch, which is a specialist in these systems.<br />

In this respect, car shows – mentioned in several countries – obviously constitute an<br />

opportunity to obtain information on the various systems.<br />

The credibility of manufacturers is high among all the target groups – motorists and<br />

professionals alike.<br />

For salesmen, the manufacturers obviously constitute the preferential source of information.<br />

Fleet managers have an especially close relationship – which may be via marketing men or<br />

salesmen – with their manufacturer(s), from whom they sometimes receive targeted<br />

information.<br />

� Car salesmen<br />

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Qualitative Study<br />

Regardless of the country, car salesmen are considered as one of the least reliable sources of<br />

information on the subject by all buyers, irrespective of the target group:<br />

• They are not always well informed (even on the systems of their own make), something<br />

that the study confirmed in a number of points.<br />

• They want to sell and therefore only use the arguments that they think can be of use to<br />

them: safety equipment does not seem to them to be a priority matter in this respect.<br />

“The car salesmen don’t explain how those safety systems work, they are only there to sell.<br />

A salesman will always play a nice tune” (Professional drivers, France)<br />

• They only know the systems offered by “their” manufacturer and therefore cannot be<br />

totally objective.<br />

In the best of cases, customers feel that they will endeavour to “check” the information given<br />

by the salesman (by looking on the Internet).<br />

Only car salesmen themselves regard themselves as an important source of information. They<br />

think they can influence buyers by means of well-argued information, but acknowledge that<br />

their customers do not consider them to be totally impartial.<br />

� Automobile clubs<br />

With the exception of Germany, where the ADAC is a veritable institution and the motorists’<br />

lobbyist, automobile clubs do not seem to be predestined to provide effective information on<br />

safety systems. Virtually unknown in some countries (Poland), and reputed to be elitist in<br />

others (France), they seem to have too small an audience to be able to aspire to a major<br />

influence. In Italy, doubts are even voiced as to their independence.<br />

This opinion runs across all the target groups.<br />

� Consumers’ associations<br />

These bodies generally enjoy a very good image in terms of credibility and are not suspected<br />

of bias. On the other hand, when it comes to systems involving sophisticated technologies,<br />

their competence can be doubted. This was the case in Germany (despite the excellent<br />

reputation of “Stiftung Warentest”). In other countries (Italy), their audience seems too small<br />

to be genuinely effective. In Poland – where, as has been said, a degree of suspicion prevails<br />

as regards governmental sources – they are considered as one of the most reliable sources<br />

since they genuinely act in the interest of consumers.<br />

� Driving schools<br />

Opinions on the possible function of driving schools in information on safety systems are very<br />

controversial in all the countries:<br />

• On the one hand it is felt that this information is part and parcel of their duty to educate<br />

people about safety and it is felt that they are well enough informed on the benefits – and<br />

limits – of these items of equipment.<br />

• On the other hand, they are specialists in driving, not technology, and there are doubts as<br />

to whether their information is impartial or biased (for example limited to items of<br />

equipment of the makes of vehicle they use for their driving lessons).<br />

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• Finally, it is felt that their “customers” are not exactly a target group of buyers of new<br />

vehicles, and that therefore they only reach a very small proportion of potential buyers of<br />

safety equipment accessories.<br />

It will be recalled here that driving instructors are often very reluctant as to the usefulness<br />

of safety equipment since they regard it as taking responsibility away from the driver. In their<br />

eyes, the first safety factor is the driver’s behaviour. This opinion is obviously a way of<br />

enhancing the value of their function and their status.<br />

� Insurance companies<br />

Motorists are often initially surprised at the idea that insurance companies can provide<br />

information on safety equipment. This mainly stems from the very poor image of the<br />

profession in all the countries: people do not imagine them to be at the service of the motorist,<br />

they tend more to have an image of “exploiters”. In Italy, there is even talk of the “insurance<br />

mafia”. This image is shared by the target groups of professionals.<br />

On reflection, however, it is reckoned that they should have a preferential interest in reducing<br />

the number of accidents and that they perhaps have statistics liable to confirm the importance<br />

of certain types of equipment, which backs their credibility.<br />

Finally, it is not as a source of information that they are judged to be interesting, but rather<br />

because, through premium reductions, they have a very effective instrument for<br />

encouraging motorists to have certain systems fitted. On this point, there is unanimity<br />

among the various target groups.<br />

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VI.2 POTENTIAL PURCHASE STIMULI<br />

� It seems clear that a financial advantage offered to motorists equipping their cars with certain<br />

safety systems is liable to facilitate their adoption, in all countries and in the opinion of all the<br />

target groups.<br />

� However, it will be noted that it is difficult to deal with this subject in the absolute without<br />

specifying the type of equipment and without indications of the sum at stake – bearing in mind the<br />

considerable differences in the degree to which people want the various systems and the<br />

disparities in tax systems and insurance practices.<br />

� Overall, it will be recalled that motorists’ latent desire is not to have to pay for these accessories as<br />

an extra. In other words, that the effect of the incentive will be all the greater the more this takes<br />

the investment nearer zero.<br />

A- 10% reduction in the insurance premium<br />

This idea had been put forward spontaneously and is considered as a possible incentive for<br />

purchase, all the more so since a premium proposed by an insurance company is liable to lend<br />

credibility to the usefulness of the equipment in question.<br />

Here again, it is difficult to decide overall on the importance of this measure. On the negative<br />

side, it must be recalled that some motorists – more so those with a long driving career behind<br />

them and thus often those with medium- to high-range models –, often have premiums<br />

alleviated by the bonus system, which risks minimising the impact of another reduction.<br />

Professional users agree in adopting a generally positive view of the effect of a bonus on<br />

insurance premiums but express the same reservations as motorists as regards the real impact<br />

of a 10% bonus. This option could be more interesting for the categories paying a high<br />

insurance premium (for example taxi drivers).<br />

To judge the significance of this measure, one wonders whether this reduction would only<br />

apply in the year of purchase (which would reduce its relevance) or would be valid for the<br />

entire life of the vehicle.<br />

B- A promotional offer from the dealer offering one of these systems free of charge instead<br />

of another optional extra offered<br />

This example illustrates in a characteristic manner the problem of motorists’ attitudes towards<br />

electronic safety systems. This idea arouses considerable reservations in all the countries and<br />

no judgement can be passed on its importance in absolute terms, i.e. without knowing the item<br />

of equipment in question and the optional extras which would have to be given up:<br />

• The hindrance is first and foremost of a psychological nature: the idea of giving<br />

something up is not viewed favourably by motorists in any of the countries studied. It<br />

goes against motorists’ desire for a maximum performance of their car for a given budget.<br />

“This option is good as long as you don’t have to give anything up. Safety should be given<br />

‘in addition to’, not ‘instead of’” (Driving school teachers, Poland)<br />

“The left hand takes back what the right one gave” (Car owners – Low-medium range,<br />

France)<br />

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• More fundamentally, it does appear here that motorists are not prepared to give up an<br />

optional extra linked to comfort (such as those mentioned, CD player and above all air<br />

conditioning, which determine the quality of on-board life when the vehicle is being used<br />

on a daily basis and often convey something of an image of standing), in exchange for a<br />

safety option the use of which is hypothetical. The motorist here has the impression that<br />

this is a fool’s bargain:<br />

“Instead of getting something basic you are going to get something which you might very<br />

well never use, I don’t agree with that” (Car owners – Medium-high range, France)<br />

The reservations in respect of this measure are the same among the target groups of<br />

professionals and possible opinion formers. They are particularly strong among salesmen<br />

who think even less of its effects than the other categories of interviewees and do not see<br />

the interest that a manufacturer would have in giving sophisticated equipment which is<br />

thus expensive in terms of development costs.<br />

“I can’t see it, I can’t see people giving up the things they really love – the air con, the<br />

climate control, the six speaker CD – for something they may never, hopefully, use” (Car<br />

salesmen, Italy)<br />

“It’s a nonsense, but this is how many Italians are: if they have to choose between an MP<br />

3 or additional safety equipment, they go for the CD or the MP3” (Car salesmen, Italy)<br />

Rather than substitution for another item of equipment, it was recommended here that<br />

safety systems be offered as a “pack” with other types of equipment, emphasising the<br />

saving made on the purchase of these options individually, which makes the extra costs<br />

easier to accept.<br />

C- A tax incentive or a reduction in the registration tax representing 30% of the costs of the<br />

system<br />

Here again, the real interest in this measure should be considered in relation to the amount of<br />

the saving made bearing in mind the investment needed.<br />

Nonetheless, such a tax exemption measure is considered as a traditional incentive and one<br />

serving to accelerate the adoption of certain types of equipment (indeed historically the case of<br />

the catalytic converter). However, the impact of this measure would have to be checked:<br />

70% of the investment still to be borne by the motorist could seem a large proportion.<br />

In Italy, Finland and the United Kingdom, this proposal is met with considerable reservation,<br />

whilst it is greeted more favourably in France and Germany. These differences may reflect the<br />

differences in the amount of the tax system.<br />

In all cases, the interviewees give preference to a tax incentive spread over several years to a<br />

single reduction on the registration tax.<br />

The reaction of professional customers to this proposal is identical to that of motorists and<br />

likewise that of possible opinion formers. There is support in principle for tax relief, but its<br />

effect must be sufficiently consistent to be really effective.<br />

� In conclusion, it can be said that financial incentives do, in the opinion of all the target groups,<br />

constitute a key factor liable to favour the purchase of the most valued equipment, but that the<br />

type of incentive needs to be defined accurately bearing in mind the duties and tax rates pertaining<br />

to cars in these different countries.<br />

In all cases, it appears here clearly that:<br />

• The safety system will be selected on its perceived usefulness in response to an essential<br />

need.<br />

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• The customer is looking for minimum investment.<br />

The importance of the effect of image-related factors in the appeal of safety equipment will<br />

again be recalled. So it is that in Poland it is emphasised that it would be possible to increase<br />

this appeal appreciably the moment these items of equipment were typified as being of<br />

“standing”. One might think that this mechanism would also work on other markets. It is this<br />

that in part explains the interest in accessories interpreted as being new GPS functions.<br />

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ANNEXES<br />

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ANNEX I<br />

PARTNER INSTITUTES<br />

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PARTNER INSTITUTES IN THE SIX COUNTRIES<br />

INCLUDED IN THE SCOPE OF THE STUDY<br />

Germany: Echanges Marktforschung (Cologne)<br />

France: CSA (Paris)<br />

Italy: Market Dynamics International (Milan)<br />

Poland: BSM (Warsaw)<br />

Finland: Marketing Radar (Helsinki)<br />

United Kingdom: Andrew Irving Associates (London)<br />

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ANNEX II :<br />

COMPOSITION OF THE SAMPLES<br />

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CAR OWNERS’ GROUP DISCUSSIONS<br />

COMPOSITION OF THE SAMPLE<br />

Medium-high range Low-medium range<br />

Men Women New<br />

car<br />

Second<br />

hand<br />

Men Women New<br />

car<br />

Germany 4 4 4 4 5 3 4 4<br />

(Cologne, 03.03.2006) (Cologne, 04.03.2006)<br />

France 6 3 6 3 6 3 5 4<br />

(Paris, 23.03.2006) (Paris, 24.03.2006)<br />

Italy 4 4 6 2 4 4 4 4<br />

(Milan, 07.03.2006) (Milan, 09.03.2006)<br />

Poland 4 4 6 2 3 5 4 4<br />

(Warsaw, 29.03.2006) (Warsaw, 29.03.2006)<br />

Finland 5 3 4 4 5 3 4 4<br />

(Helsinki, 30.03.2006) (Helsinki, 29.03.2006)<br />

United-Kingdom 4 4 5 3 4 3 4 3<br />

(Surrey, 03.04.2006) (Surrey, 04.04.2006)<br />

Second<br />

hand<br />

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PERSONAL INTERVIEWS<br />

Professional drivers<br />

Germany France Italy Poland Finland United-<br />

Kingdom<br />

Taxis 2 2 2 2 2 2<br />

Vans 2 2 2 2 2 2<br />

Heavy lorries 2 2 2 2 2 2<br />

Fleet managers<br />

Taxis 1 1 1 1 1 0<br />

Vans 1 1 1 1 1 1<br />

Heavy lorries 1 1 1 1 1 1<br />

Personal cars 2 1 1 1 1 2<br />

Car salesmen 4 4 4 4 4 4<br />

Driving school instructors 3 3 3 3 3 3<br />

Pedestrians 3 3 3 3 3 3<br />

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ANNEX III<br />

DISCUSSION AND INTERVIEW GUIDES<br />

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INTRODUCTION<br />

74, chemin de la Ferme des Bois<br />

78950 GAMBAIS<br />

QUALITATIVE STUDY<br />

« TELEMATICS FOR TRAFFIC »<br />

DISCUSSION GUIDE<br />

PRIVATE CAR OWNERS<br />

(15.02.2006)<br />

Hello, I am …., from …., the research agency in charge of the study which brings us here together<br />

today.<br />

Before we actually begin our discussion, may I ask each of you to introduce him/herself with a few<br />

words: who you are, where you live, if you live alone or together with someone else, if you have<br />

children and how old they are, and finally what you do for living and/or what your spouse/partner does<br />

if applicable.<br />

THEME I<br />

I.1 The first topic I would like to discuss is car usage. Could each of you please tell me how<br />

he/she uses his/her own car(s), i.e. how frequently, which kinds of trips, where, and how many<br />

kilometres per year you cover, etc.<br />

I.2 Could you tell me about your feelings when driving, i.e. do you find it something pleasant to<br />

do, or on the contrary unpleasant or worrying – if so what particularly worries you when driving your<br />

car?<br />

THEME II<br />

II.1 Let us now think back to the time when you decided to buy the car(s) that you are now<br />

owning.<br />

Could each of you first tell me which car model(s) he/she now owns, when that car was bought and if<br />

it was bought new or second hand, and which were the main reasons why you decided to buy that car<br />

rather than another model.<br />

II.2 Let us now discuss several factors that may play a role when deciding to buy a car: how<br />

important is each one, and how exactly does it play a role in selecting the model you eventually buy?<br />

Probe: importance and role of the following factors:<br />

• Performance<br />

• Design/aesthetics<br />

• Capacity/space<br />

• Comfort<br />

• Safety<br />

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• Durability/robustness<br />

• Fuel consumption<br />

• Level of equipment/options<br />

• Reputation of the brand<br />

• (Any other important factor)<br />

THEME III<br />

III.1 Safety is one of the factors I would like to discuss further.<br />

Overall, how safe do you feel when you drive? Have you ever felt particularly unsafe, in what<br />

circumstances – please tell me what made you feel particularly unsafe then.<br />

III.2 Do you also happen to feel unsafe for other categories of road users?<br />

Which ones particularly? In what circumstances?<br />

III.3 One hears a lot these days about improving driving safety.<br />

What, in your opinion, could contribute the most to improving safety?<br />

THEME IV<br />

IV.1 There are several factors involved in improving safety – including safety devices and systems<br />

installed in the car itself. Which devices and systems have you heard about? How do they work?<br />

IV.2 We often hear the phrases “passive safety” and “active safety”, what does this mean to you?<br />

IV.3 Thinking of your own car(s), which active safety devices and systems does it/do they have?<br />

When you bought your car(s), how much information did you obtain on these? From whom/which<br />

sources? And how important was it in you decision to buy that model rather than another model?<br />

IV.4 Thinking of your next car purchase(s), how important are such safety devices and systems<br />

likely to be in your decision – both existing systems and new systems that could be offered on the<br />

market in the next few years?<br />

THEME V<br />

V.1 I am going to present to you a number of car safety systems that already exist or are likely to<br />

be developed shortly.<br />

We are going to discuss each of them, in the following terms:<br />

• What you knew about this system so far<br />

• If you have it on your car – this applies to some of these systems which are already<br />

available on certain car models – and what is your car manufacturer’s own name for it<br />

• How interesting/useful you feel it would be to have it on your next car(s)<br />

(Show the respondents the definitions of each of the systems A to J one by one, and probe for their<br />

reactions before presenting the definition of the next system).<br />

A. ABS – Anti-blocking system<br />

B. ESP – Electronic stability program<br />

C. Adaptive headlights<br />

D. Speed alert<br />

E. Driver condition monitoring<br />

F. Lane departure warning<br />

G. Obstacle and collision warning<br />

H. Local danger warning<br />

I. RTTI – Real time Travel and Traffic Information<br />

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J. E call<br />

V.2 When we buy a car, we obviously have many factors in mind. Ideally, we would like our car<br />

to have absolutely everything in it, but the actual decision is a matter of compromise between different<br />

desirable options.<br />

Going back to the different safety systems we have been discussing, assuming they are all available on<br />

an optional basis, please fill-in this short questionnaire, and note down:<br />

• Which ones you would really like to have – i.e. you would be ready to sacrifice other<br />

(non-safety related) features to have them<br />

• Which ones you might also wish to have, yet without having to make sacrifices on other<br />

features<br />

• Which ones you would not really bother about<br />

Once you have done it, I will be interested to hear your comments about your answers.<br />

THEME VI<br />

VI.1 Where would you be likely to try and obtain information and advice regarding these car safety<br />

systems – any sources that you may think of. Why these sources, what makes you feel they are useful<br />

and reliable information sources?<br />

Spontaneous reactions; then probe: interest for and credibility of information from:<br />

• Government bodies<br />

• Car manufacturers<br />

• Motoring clubs<br />

• Consumer associations<br />

• Media articles/programmes<br />

• Car salesmen<br />

• Driving schools<br />

• Insurance companies<br />

• Word of mouth (from whom)<br />

VI.2 Lastly, which incentives would be likely to make you actually buy a car equipped with such<br />

systems when you next buy a car? Who – which kinds of organisations – could initiate and promote<br />

these incentives? What should they be like to make you actually decide to have these systems installed<br />

in your car(s)?<br />

VI.3 Here are some possible incentives. For each one, please tell me if it would actually make you<br />

buy your next car equipped with one of these safety systems, and why.<br />

A. A 10 % rebate on your insurance premium<br />

B. A promotional offer by the car dealer offering one of these systems free, in place of another<br />

free option (such as air-conditioning, sun roof, a quality CD player, electric seats …)<br />

C. A tax incentive or reduction of the registration fee amounting to 30 % of the cost of the system<br />

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INTRODUCTION<br />

QUALITATIVE STUDY<br />

« TELEMATICS FOR TRAFFIC »<br />

INTERVIEW GUIDE<br />

PROFESSIONAL DRIVERS<br />

(15.02.2006)<br />

Before we actually begin our interview, could you please tell me about your work as a driver: if you<br />

are self-employed or a company’s employee, and if so what about this company: its size (in terms of<br />

number of employees and number of vehicles) and its core business activities (please describe).<br />

THEME I<br />

I.1 The first topic I would like to discuss is vehicle usage. Could you please tell me how you use<br />

your vehicle(s), i.e. which kinds of trips, where, and how many kilometres per year you cover, etc.<br />

I.2 Could you tell me about your feelings when driving, i.e. do you find it something pleasant to<br />

do, or on the contrary unpleasant or worrying – if so what particularly worries you when driving as<br />

part of your work?<br />

THEME II<br />

II.1 Let us now think back to the time when the decision was made to buy the vehicle(s) that you<br />

drive.<br />

Could you first tell me which vehicle model(s) it is, when it was/they were bought, and which were the<br />

main reasons for deciding to buy that/those model(s) rather than another model.<br />

II.2 Let us now discuss several factors that may play a role when deciding to buy a vehicle: how<br />

important is each one, and how exactly does it play a role in selecting the model eventually bought?<br />

Probe: importance and role of the following factors:<br />

• Performance<br />

• Design/aesthetics<br />

• Capacity/space<br />

• Comfort<br />

• Safety<br />

• Durability/robustness<br />

• Fuel consumption<br />

• Level of equipment/options<br />

• Reputation of the brand<br />

• (Any other important factor)<br />

THEME III<br />

III.1 Safety is one of the factors I would like to discuss further.<br />

Overall, how safe do you feel when you drive? Have you ever felt particularly unsafe, in what<br />

circumstances – please tell me what made you feel particularly unsafe then.<br />

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III.2 Do you also happen to feel unsafe for other categories of road users?<br />

Which ones particularly? In what circumstances?<br />

III.3 One hears a lot these days about improving driving safety.<br />

What, in your opinion, could contribute the most to improving safety?<br />

THEME IV<br />

IV.1 There are several factors involved in improving safety – including safety devices and systems<br />

installed in the vehicle itself. Which devices and systems have you heard about? How do they work?<br />

IV.2 We often hear the phrases “passive safety” and “active safety”, what does this mean to you?<br />

IV.3 Thinking of the vehicle(s) you drive, which active safety devices and systems does it/do they<br />

have? When it was/they were bought, how much information did you obtain on these? From<br />

whom/which sources? And how important was it in the decision to buy that/those model(s) rather than<br />

another model?<br />

IV.4 Thinking of your future vehicles, how important are such safety devices and systems likely to<br />

be in the purchase decision – both existing systems and new systems that could be offered on the<br />

market in the next few years?<br />

THEME V<br />

V.1 I am going to present to you a number of vehicle safety systems that already exist or are likely<br />

to be developed shortly.<br />

We are going to discuss each of them, in the following terms:<br />

• What you knew about this system so far<br />

• If you have it on your vehicle(s) – this applies to some of these systems which are already<br />

available on certain vehicle models – and what is your vehicle manufacturer’s own name<br />

for it<br />

• How interesting/useful you feel it would be to have it on your next vehicle(s)<br />

(Show the respondents the definitions of each of the systems A to J one by one, and probe for their<br />

reactions before presenting the definition of the next system).<br />

A. ABS – Anti-blocking system<br />

B. ESP – Electronic stability program<br />

C. Adaptive headlights<br />

D. Speed alert<br />

E. Driver condition monitoring<br />

F. Lane departure warning<br />

G. Obstacle and collision warning<br />

H. Local danger warning<br />

I. RTTI – Real time Travel and Traffic Information<br />

J. E call<br />

V.2 When acquiring a new vehicle, many factors obviously play a role. Ideally, we would like our<br />

vehicles to have absolutely everything in them, but the actual decision is a matter of compromise<br />

between different desirable options.<br />

Going back to the different safety systems we have been discussing, assuming they are all available on<br />

an optional basis, please fill-in this short questionnaire, and note down:<br />

• Which ones you would really like to have – i.e. you would be ready to sacrifice other<br />

(non-safety related) features to have them<br />

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• Which ones you might also wish to have, yet without having to make sacrifices on other<br />

features<br />

• Which ones you would not really bother about<br />

Once you have done it, I will be interested to hear your comments about your answers.<br />

THEME VI<br />

VI.1 Where would you be likely to try and obtain information and advice regarding these vehicle<br />

safety systems – any sources that you may think of. Why these sources, what makes you feel they are<br />

useful and reliable information sources?<br />

Spontaneous reactions; then probe: interest for and credibility of information from:<br />

• Government bodies<br />

• Vehicle manufacturers<br />

• Motoring clubs<br />

• Your profession’s own associations<br />

• Media articles/programmes<br />

• Vehicle salesmen<br />

• Insurance companies<br />

• Word of mouth (from whom)<br />

VI.2 Lastly, which incentives would be likely to lead to a decision to acquire a vehicle equipped<br />

with such systems next time? Who – which kinds of organisations – could initiate and promote these<br />

incentives? What should they be like to lead to a decision actually to have these systems installed in<br />

your vehicle(s)?<br />

VI.3 Here are some possible incentives. For each one, please tell me if it would actually lead to a<br />

decision to acquire a vehicle equipped with one of these safety systems, and why.<br />

A. A 10 % rebate on the insurance premium<br />

B. A promotional offer by the vehicle dealer offering one of these systems free, in place of<br />

another free option<br />

C. A tax incentive or reduction of the registration fee amounting to 30 % of the cost of the system<br />

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INTRODUCTION<br />

QUALITATIVE STUDY<br />

« TELEMATICS FOR TRAFFIC »<br />

INTERVIEW GUIDE<br />

FLEET MANAGERS<br />

(15.02.2006)<br />

Before we actually begin our interview, could you please tell me a little about your own job (i.e. your<br />

job title and your responsibilities) and about your company: its size (in terms of number of employees<br />

and number of vehicles) and its core business activities (please describe).<br />

THEME I<br />

I.1 The first topic I would like to discuss is vehicle usage. Could you please tell me how your<br />

vehicles are used, i.e. which kinds of trips, where, and how many kilometres per year they cover, etc.<br />

I.2 Could you tell me about your drivers’ feelings when driving, i.e. do they find it something<br />

pleasant to do, or on the contrary unpleasant or worrying – if so what particularly worries them when<br />

driving as part of their work?<br />

THEME II<br />

II.1 Let us now think back to the time when the decisions were made to buy the vehicles in your<br />

fleet.<br />

Could you first tell me which vehicle model(s) they are, when they were bought, and which were the<br />

main reasons for deciding to buy that/those model(s) rather than another model.<br />

II.2 Let us now discuss several factors that may play a role when deciding to buy a vehicle: how<br />

important is each one, and how exactly does it play a role in selecting the model eventually bought?<br />

Probe: importance and role of the following factors:<br />

• Performance<br />

• Design/aesthetics<br />

• Capacity/space<br />

• Comfort<br />

• Safety<br />

• Durability/robustness<br />

• Fuel consumption<br />

• Level of equipment/options<br />

• Reputation of the brand<br />

• (Any other important factor)<br />

THEME III<br />

III.1 Safety is one of the factors I would like to discuss further.<br />

Overall, how safe do you feel about your drivers’ driving? Do they ever feel particularly unsafe, in<br />

what circumstances – please tell me what makes them feel particularly unsafe then.<br />

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III.2 Do you also happen to feel unsafe for other categories of road users?<br />

Which ones particularly? In what circumstances?<br />

III.3 One hears a lot these days about improving driving safety.<br />

What, in your opinion, could contribute the most to improving safety?<br />

THEME IV<br />

IV.1 There are several factors involved in improving safety – including safety devices and systems<br />

installed in the vehicle itself. Which devices and systems have you heard about? How do they work?<br />

IV.2 We often hear the phrases “passive safety” and “active safety”, how would you define these<br />

notions – what do they involve?<br />

IV.3 Thinking of your fleet’s vehicles, which active safety devices and systems do they have?<br />

When they were bought, how much information did you obtain on these? From whom/which sources?<br />

And how important was it in the decision to buy that/those model(s) rather than another model?<br />

IV.4 Thinking of your future vehicles, how important are such safety devices and systems likely to<br />

be in the purchase decision – both existing systems and new systems that could be offered on the<br />

market in the next few years?<br />

THEME V<br />

V.1 I am going to present to you a number of vehicle safety systems that already exist or are likely<br />

to be developed shortly.<br />

We are going to discuss each of them, in the following terms:<br />

• What you knew about this system so far<br />

• If you have it on your vehicles – this applies to some of these systems which are already<br />

available on certain vehicle models – and what is your vehicle manufacturer’s own name<br />

for it<br />

• How interesting/useful you feel it would be to have it on your next vehicles<br />

(Show the respondents the definitions of each of the systems A to J one by one, and probe for their<br />

reactions before presenting the definition of the next system).<br />

A. ABS – Anti-blocking system<br />

B. ESP – Electronic stability program<br />

C. Adaptive headlights<br />

D. Speed alert<br />

E. Driver condition monitoring<br />

F. Lane departure warning<br />

G. Obstacle and collision warning<br />

H. Local danger warning<br />

I. RTTI – Real time Travel and Traffic Information<br />

J. E call<br />

V.2 When acquiring new vehicles, many factors obviously play a role. Ideally, we would like our<br />

vehicles to have absolutely everything in them, but the actual decision is a matter of compromise<br />

between different desirable options.<br />

Going back to the different safety systems we have been discussing, assuming they are all available on<br />

an optional basis, please fill-in this short questionnaire, and note down:<br />

• Which ones you would really like to have – i.e. you would be ready to sacrifice other<br />

(non-safety related) features to have them<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 65


Qualitative Study<br />

• Which ones you might also wish to have, yet without having to make sacrifices on other<br />

features<br />

• Which ones you would not really bother about<br />

Once you have done it, I will be interested to hear your comments about your answers.<br />

THEME VI<br />

VI.1 Where would you be likely to try and obtain information and advice regarding these vehicle<br />

safety systems – any sources that you may think of. Why these sources, what makes you feel they are<br />

useful and reliable information sources?<br />

Spontaneous reactions; then probe: interest for and credibility of information from:<br />

• Government bodies<br />

• Vehicle manufacturers<br />

• Motoring clubs<br />

• Your profession’s own associations<br />

• Media articles/programmes<br />

• Vehicle salesmen<br />

• Insurance companies<br />

• Word of mouth (from whom)<br />

VI.2 Lastly, which incentives would be likely to lead to a decision to acquire new vehicles<br />

equipped with such systems next time? Who – which kinds of organisations – could initiate and<br />

promote these incentives? What should they be like to lead to a decision actually to have these systems<br />

installed in your vehicles?<br />

VI.3 Here are some possible incentives. For each one, please tell me if it would actually lead to a<br />

decision to acquire vehicles equipped with one of these safety systems, and why.<br />

A. A 10 % rebate on the insurance premium<br />

C. A promotional offer by the vehicle dealer offering one of these systems free, in place of<br />

another free option<br />

D. A tax incentive or reduction of the registration fee amounting to 30 % of the cost of the system<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 66


Qualitative Study<br />

INTRODUCTION<br />

QUALITATIVE STUDY<br />

« TELEMATICS FOR TRAFFIC »<br />

INTERVIEW GUIDE<br />

CAR SELLERS/DRIVING SCHOOL TEACHERS<br />

(15.02.2006)<br />

Before we actually begin our interview, could you please tell me a little about your work and the<br />

company/establishment where you work?<br />

THEME I<br />

I.1 The first topic I would like to discuss is car usage. Do you deal with different types of people<br />

as regards car usage, i.e. how frequently, which kinds of trips, where, and how many kilometres per<br />

year they cover or plan to cover, etc.<br />

I.2 Could you give me your feelings about people’s driving, i.e. do they find it something pleasant<br />

to do, or on the contrary unpleasant or worrying – if so what particularly worries them when driving<br />

their car?<br />

THEME II<br />

II.1 Let us now think of the people you deal with, when they decide or plan to buy a car.<br />

Which are their main reasons for deciding to buy a car model rather than another model?<br />

II.2 Let us now discuss several factors that may play a role when deciding to buy a car: how<br />

important do you think is each one, and how exactly does it play a role in selecting the model people<br />

eventually buy?<br />

Probe: importance and role of the following factors:<br />

• Performance<br />

• Design/aesthetics<br />

• Capacity/space<br />

• Comfort<br />

• Safety<br />

• Durability/robustness<br />

• Fuel consumption<br />

• Level of equipment/options<br />

• Reputation of the brand<br />

• (Any other important factor)<br />

THEME III<br />

III.1 Safety is one of the factors I would like to discuss further.<br />

Overall, how safe do you feel people are when they drive? Do they ever feel particularly unsafe, in<br />

what circumstances – according to you what makes them feel particularly unsafe then?<br />

III.2 Do you also happen to feel unsafe for other categories of road users?<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 67


Qualitative Study<br />

Which ones particularly? In what circumstances?<br />

III.3 One hears a lot these days about improving driving safety.<br />

What, in your opinion, could contribute the most to improving safety?<br />

THEME IV<br />

IV.1 There are several factors involved in improving safety – including safety devices and systems<br />

installed in the car itself. Which devices and systems have you heard about? How do they work?<br />

IV.2 We often hear the phrases “passive safety” and “active safety”, how would you define these<br />

notions – what do they involve?<br />

IV.3 Thinking of people who have active safety devices and systems installed on their car, how<br />

much information do you think they obtained on these? From whom/which sources? And how<br />

important was it in their decision to buy a model rather than another model?<br />

IV.4 Thinking of future car purchases, how important are such safety devices and systems likely to<br />

be in car owners’ decisions – both existing systems and new systems that could be offered on the<br />

market in the next few years?<br />

THEME V<br />

V.1 I am going to present to you a number of car safety systems that already exist or are likely to<br />

be developed shortly.<br />

We are going to discuss each of them, in the following terms:<br />

• What you knew about this system so far<br />

• The profile of people who already have it on their car – this applies to some of these<br />

systems which are already available on certain car models<br />

• How interesting/useful you feel it would be for improving car safety<br />

(Show the respondents the definitions of each of the systems A to J one by one, and probe for their<br />

reactions before presenting the definition of the next system).<br />

A. ABS – Anti-blocking system<br />

B. ESP – Electronic stability program<br />

C. Adaptive headlights<br />

D. Speed alert<br />

E. Driver condition monitoring<br />

F. Lane departure warning<br />

G. Obstacle and collision warning<br />

H. Local danger warning<br />

I. RTTI – Real time Travel and Traffic Information<br />

J. E call<br />

V.2 When buying a car, people obviously have many factors in mind. Ideally, they would like their<br />

car to have absolutely everything in it, but the actual decision is a matter of compromise between<br />

different desirable options.<br />

Going back to the different safety systems we have been discussing, assuming they are all available on<br />

an optional basis, please fill-in this short questionnaire, and note down:<br />

• Which ones you think would really be very useful – i.e. safety would really be improved if<br />

more cars were equipped with them<br />

• Which ones you feel would also be desirable, yet not with the same degree of priority<br />

• Which ones you feel would not really be very useful<br />

Once you have done it, I will be interested to hear your comments about your answers.<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 68


Qualitative Study<br />

THEME VI<br />

VI.1 Which do you feel would be the best sources to obtain information and advice regarding these<br />

car safety systems – any sources that you may think of. Why these sources, what makes you feel they<br />

are useful and reliable information sources?<br />

Spontaneous reactions; then probe: interest for and credibility of information from:<br />

• Government bodies<br />

• Car manufacturers<br />

• Motoring clubs<br />

• Your profession’s own associations<br />

• Media articles/programmes<br />

• Car salesmen<br />

• Driving schools<br />

• Insurance companies<br />

• Word of mouth (from whom)<br />

VI.2 Lastly, which incentives would be likely to lead people to buy a car equipped with such<br />

systems? Who – which kinds of organisations – could initiate and promote these incentives? What<br />

should they be like to make them actually decide to have these systems installed in their car?<br />

VI.3 Here are some possible incentives. For each one, please tell me if it would actually be<br />

instrumental to make people buy cars equipped with one of these safety systems, and why.<br />

A. A 10 % rebate on the insurance premium<br />

B. A promotional offer by car dealers offering one of these systems free, in place of another free<br />

option (such as air-conditioning, sun roof, a quality CD player, electric seats …)<br />

C. A tax incentive or reduction of the registration fee amounting to 30 % of the cost of the system<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 69


Qualitative Study<br />

INTRODUCTION<br />

QUALITATIVE STUDY<br />

« TELEMATICS FOR TRAFFIC »<br />

INTERVIEW GUIDE<br />

PEDESTRIANS<br />

(15.02.2006)<br />

Before we actually begin our interview, may I ask a few details about yourself: who you are, where<br />

you live, if you live alone or together with someone else, if you have children and how old they are,<br />

and finally what you do for living and/or what your spouse/partner does if applicable.<br />

THEME I<br />

I.1 The first topic I would like to discuss is usage of different means of transport. If you<br />

personally have a car, can you please tell me when you use it, i.e. how frequently, which kinds of trips,<br />

where, and how many kilometres per year you cover, etc, and when you do not use it. If you do not<br />

own a car, could you tell me why, and which means of transport you use instead?<br />

I.2 Could you give me your feelings about people’s driving, i.e. is it something that worries you –<br />

if so what particularly worries you as a pedestrian about people’s driving?<br />

THEME II<br />

II.1 Let us now think of people you know when they decide or plan to buy a car.<br />

Which are their main reasons for deciding to buy a car model rather than another model?<br />

II.2 Let us now discuss several factors that may play a role when deciding to buy a car: how<br />

important do you think is each one, and how exactly does it play a role in selecting the model people<br />

eventually buy?<br />

Probe: importance and role of the following factors:<br />

• Performance<br />

• Design/aesthetics<br />

• Capacity/space<br />

• Comfort<br />

• Safety<br />

• Durability/robustness<br />

• Fuel consumption<br />

• Level of equipment/options<br />

• Reputation of the brand<br />

• (Any other important factor)<br />

THEME III<br />

III.1 Safety is one of the factors I would like to discuss further.<br />

Overall, how safe do you feel as a pedestrian? Have you ever felt particularly unsafe, in what<br />

circumstances – please tell me what made you feel particularly unsafe then.<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 70


Qualitative Study<br />

III.2 Do you also happen to feel unsafe for other categories of road users?<br />

Which ones particularly? In what circumstances?<br />

III.3 One hears a lot these days about improving driving safety.<br />

What, in your opinion, could contribute the most to improving safety?<br />

THEME IV<br />

IV.1 There are several factors involved in improving safety – including safety devices and systems<br />

installed in the car itself. Which devices and systems have you heard about? How do they work?<br />

IV.2 We often hear the phrases “passive safety” and “active safety”, what does this mean to you?<br />

IV.3 Thinking of people who have active safety devices and systems installed on their cars, how<br />

much information do you think they obtained on these? From whom/which sources? And how<br />

important was it in their decision to buy a model rather than another model?<br />

IV.4 Thinking of future car purchases, how important are such safety devices and systems likely to<br />

be in car owners’ decisions – both existing systems and new systems that could be offered on the<br />

market in the next few years?<br />

THEME V<br />

V.1 I am going to present to you a number of car safety systems that already exist or are likely to<br />

be developed shortly.<br />

We are going to discuss each of them, in the following terms:<br />

• What you knew about this system so far<br />

• The profile of people who already have it on their car – this applies to some of these<br />

systems which are already available on certain car models<br />

• How interesting/useful you feel it would be for improving car safety?<br />

(Show the respondents the definitions of each of the systems A to J one by one, and probe for their<br />

reactions before presenting the definition of the next system).<br />

A. ABS – Anti-blocking system<br />

B. ESP – Electronic stability program<br />

C. Adaptive headlights<br />

D. Speed alert<br />

E. Driver condition monitoring<br />

F. Lane departure warning<br />

G. Obstacle and collision warning<br />

H. Local danger warning<br />

I. RTTI – Real time Travel and Traffic Information<br />

J. E call<br />

V.2 When buying a car, people obviously have many factors in mind. Ideally, they would like their<br />

car to have absolutely everything in it, but the actual decision is a matter of compromise between<br />

different desirable options.<br />

Going back to the different safety systems we have been discussing, assuming they are all available on<br />

an optional basis, please fill-in this short questionnaire, and note down:<br />

• Which ones you think would really be very useful – i.e. you would really feel safer if<br />

more cars were equipped with them<br />

• Which ones you feel would also be desirable, yet not with the same degree of priority<br />

• Which ones you feel would not really be very useful<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 71


Qualitative Study<br />

Once you have done it, I will be interested to hear your comments about your answers.<br />

THEME VI<br />

VI.1 Which do you feel would be the best sources to obtain information and advice regarding these<br />

car safety systems – any sources that you may think of. Why these sources, what makes you feel they<br />

are useful and reliable information sources?<br />

Spontaneous reactions; then probe: interest for and credibility of information from:<br />

• Government bodies<br />

• Car manufacturers<br />

• Motoring clubs<br />

• Consumer associations<br />

• Media articles/programmes<br />

• Car salesmen<br />

• Driving schools<br />

• Insurance companies<br />

• Word of mouth (from whom)<br />

VI.2 Lastly, which incentives would be likely to lead people to buy a car equipped with such<br />

systems? Who – which kinds of organisations – could initiate and promote these incentives? What<br />

should they be like to make them actually decide to have these systems installed in their car?<br />

VI.3 Here are some possible incentives. For each one, please tell me if you feel it would actually be<br />

instrumental to make people buy cars equipped with one of these safety systems, and why.<br />

A. A 10 % rebate on the insurance premium<br />

B. A promotional offer by car dealers offering one of these systems free, in place of another free<br />

option (such as air-conditioning, sun roof, a quality CD player, electric seats …)<br />

C. A tax incentive or reduction of the registration fee amounting to 30 % of the cost of the system<br />

Users’ attitudes towards electronic active safety systems in vehicles – May 2006 72


<strong>eSafety</strong> website:<br />

The <strong>eSafety</strong> Initiative<br />

http://europa.eu.int/information_society/programmes/esafety/index_en.htm<br />

INFSO-esafety@ec.europa.eu<br />

<strong>eSafety</strong> <strong>Support</strong> is a European Commission funded project assisting the <strong>eSafety</strong> initiative in its goal of reducing<br />

the number of fatal road accidents in Europe.<br />

The project’s main tasks are to stimulate and monitor the activities, progress and results generated by the <strong>eSafety</strong><br />

initiative. It offers assistance to the <strong>eSafety</strong> Forum and its Working Groups, keeps all stakeholders up-to-date on<br />

<strong>eSafety</strong> progress and findings, and promotes the benefits of Intelligent Vehicle Safety Systems to the general public.<br />

Its objectives include:<br />

• Aid and promote the dialogue between all <strong>eSafety</strong> stakeholders<br />

• <strong>Support</strong> the implementation of a pan-European emergency call system (eCall)<br />

• Launch studies on topics identified by the <strong>eSafety</strong> Forum<br />

• <strong>Support</strong> the development of the Implementation Road Map for all Intelligent Vehicle Safety Systems<br />

• Monitor and promote the implementation of the <strong>eSafety</strong> Working Groups’ recommendations<br />

• <strong>Support</strong> the i2010 Intelligent Car Initiative that aims to develop and deploy vehicles that are smarter, safer and cleaner.<br />

For more information, visit www.esafetysupport.org<br />

© 2006 Produced by <strong>eSafety</strong> <strong>Support</strong>

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