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From Responsibility to Response: Assessing National - Brookings

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Benchmark 1<br />

Benchmark 1 Prevent Displacement and Minimize Its Adverse Effects<br />

Prevent Displacement and Minimize<br />

Its Adverse Effects<br />

Do national authorities take measures<br />

<strong>to</strong> prevent arbitrary displacement and<br />

<strong>to</strong> minimize the adverse effects of any<br />

unavoidable displacement?<br />

Preventing the conditions that drive people in<strong>to</strong> displacement<br />

is central <strong>to</strong> the responsibility of states <strong>to</strong><br />

protect all persons residing within their terri<strong>to</strong>ries. As<br />

elaborated in Principles 5 <strong>to</strong> 9 of the Guiding Principles<br />

on Internal Displacement, national authorities must<br />

prevent and avoid conditions that might lead <strong>to</strong> displacement,<br />

minimize unavoidable displacement, mitigate its<br />

adverse effects, and ensure that any displacement that<br />

does occur lasts no longer than required by the circumstances.<br />

Further, Principles 10 <strong>to</strong> 13 reaffirm basic rights<br />

and guarantees—the rights <strong>to</strong> life, integrity, dignity, and<br />

security—which, if respected, would prevent many of<br />

the conditions and threats that compel people <strong>to</strong> flee.<br />

The Guiding Principles on Internal Displacement,<br />

which are reflected in the Framework for <strong>National</strong><br />

<strong>Responsibility</strong>, distinguish between arbitrary displacement<br />

and other forms of displacement. 2 For example,<br />

during armed conflict, involuntary transfer of civilian<br />

populations within their own countries is prohibited<br />

under international humanitarian law except when justified<br />

by considerations of their own security or by imperative<br />

military reasons. Where those justifications are<br />

valid, evacuated persons must be permitted <strong>to</strong> return <strong>to</strong><br />

their places of origin as soon as hostilities in the area<br />

have ceased. 3 Moreover, any such removals must be car-<br />

2 See Walter Kälin, Guiding Principles on Internal Displacement:<br />

Annotations, 2nd ed., Studies in Transnational<br />

Legal Policy 38 (Washing<strong>to</strong>n, D.C.: American Society of<br />

International Law and <strong>Brookings</strong> Institution, 2008) (www.<br />

brookings.edu/reports/2008/spring_guiding_principles.<br />

aspx).<br />

3 Fourth Geneva Convention, Article 49; First Pro<strong>to</strong>col<br />

<strong>to</strong> the Geneva Conventions, Article 85(4)(a); Second<br />

Pro<strong>to</strong>col <strong>to</strong> the Geneva Conventions, Article 17. See also<br />

Guiding Principles, Principle 6.2(b); See also First Pro<strong>to</strong>col<br />

21<br />

ried out in conditions that are satisfac<strong>to</strong>ry with respect<br />

<strong>to</strong> hygiene, health, nutrition, and accommodation. 4<br />

During natural disasters, there may be cases in which<br />

governments have a responsibility <strong>to</strong> relocate people in<br />

order <strong>to</strong> protect them from the effects of natural hazards.<br />

For example, in 2011, the government of Uganda<br />

developed a five-year resettlement plan <strong>to</strong> relocate<br />

10,000 people per year who were living in disaster-prone<br />

mountainous regions. Many have already moved with<br />

government assistance <strong>to</strong> temporary shelters alongside<br />

hundreds of homes under construction in the western<br />

province of Kiyriandongo. 5<br />

As provided under Principle 7.3, national authorities<br />

should take the following steps in cases of involuntary<br />

displacement that are not related <strong>to</strong> emergency situations<br />

during armed conflicts or disasters:<br />

—Ensure that a specific decision authorizing<br />

the displacement has been taken by a government<br />

authority empowered by law <strong>to</strong> order<br />

such measures;<br />

—Inform those displaced of the reasons for<br />

their displacement and procedures <strong>to</strong> be followed<br />

as well as of arrangements for compensation<br />

and relocation, where applicable;<br />

—Seek the free and informed consent of those<br />

<strong>to</strong> be displaced;<br />

—Involve those affected, particularly women,<br />

in the planning and management of their<br />

relocation;<br />

—Ensure that the competent legal authorities<br />

carry out law enforcement measures where required<br />

and;<br />

<strong>to</strong> the Geneva Conventions, Article 87(1) and Second<br />

Pro<strong>to</strong>col <strong>to</strong> the Geneva Conventions, Article 4(3)(e) for<br />

movement-related rights of children.<br />

4 Fourth Geneva Convention, Article 49(3); Second<br />

Pro<strong>to</strong>col <strong>to</strong> the Geneva Conventions, Article 17(1).<br />

5 IRIN, “Uganda: New Homes for 50,000 at Risk from<br />

Disaster,” 11 April 2011 (www.irinnews.org/report.<br />

aspx?reportid=92432).

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