1 - Bursa de valori Bucure?ti
1 - Bursa de valori Bucure?ti
1 - Bursa de valori Bucure?ti
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Catre<br />
Data raportului: 03.06.2011<br />
<strong>Bursa</strong> <strong>de</strong> Valori <strong>Bucure</strong>s<strong>ti</strong> / Comisia Na<strong>ti</strong>onala a Valorilor Mobiliare<br />
Raport curent conform Regulamentului CNVM nr. 1/2006<br />
Denumirea societa<strong>ti</strong>i: Societatea <strong>de</strong> Servicii <strong>de</strong> Inves<strong>ti</strong><strong>ti</strong>i Financiare Broker SA<br />
Sediul social: Cluj Napoca, str. Mo<strong>ti</strong>lor, nr. 119, ju<strong>de</strong>tul Cluj<br />
Nr. tel: 0264/401.709, fax: 0364-401.710<br />
Numarul si data inregistrarii la ORC: J12/3038/1994<br />
Cod fiscal: 6738423, Capital social: 72.367.920,25 lei<br />
Nr. inreg: 4411/03.06.2011<br />
Piata reglementata pe care se tranzac<strong>ti</strong>oneaza <strong>valori</strong>le mobiliare emise: BVB, categoria I<br />
Evenimente importante <strong>de</strong> raportat: stadiul li<strong>ti</strong>giilor in care este implicata societatea conform art. 113,<br />
pct A, alin (1), lit.j) din reg CNVM nr. 1/2006 si a Dispunerii <strong>de</strong> masuri nr. 3/11.06.2008.<br />
A. DOSARE PENALE:<br />
1). Dosar nr. 6087/97/2009-Tribunalul Hunedoara<br />
Parte civila/responsabil civilmente: SSIF Broker SA,<br />
Inculpat: Constan<strong>ti</strong>n Adriana Iuliana,<br />
Obiect: Inselaciune<br />
Stadiu proces: 21.06.2011<br />
2). Dosar nr. 26361/1165/P/2009<br />
Reclamant: SSIF Broker SA<br />
Parat: Tibrea Aleodor Caius<br />
Obiect: Plangere penala facuta <strong>de</strong> SSIF BROKER SA impotriva numitului Tibrea Aleodor Caius; SSIF BROKER<br />
s-a cons<strong>ti</strong>tuit parte civila pentru suma <strong>de</strong> 1.893.921,08 lei, reprezentand paguba produsa in conturile<br />
anumitor clien<strong>ti</strong>.<br />
Stadiu proces: Poli<strong>ti</strong>a nu a inceput inca urmarirea penala in acest caz.<br />
1.
3). Dosar 819/VIII/1/2008<br />
Reclamant: SSIF Broker SA<br />
Parat: Ungur Mihai,<br />
Stadiu proces: In prezent dosarul se afla in faza <strong>de</strong> cercetari la Parchetul <strong>de</strong> pe langa Ju<strong>de</strong>catoria<br />
Maramures.<br />
4). Dosar nr. 172/14.04.2009<br />
Reclamant: SSIF Broker SA<br />
Parat: Cherascu Gheorghe<br />
Obiect: inselaciune<br />
Stadiu proces: Este dispusa inceperea urmaririi penale <strong>de</strong> catre IPJ Timisoara – Serviciul <strong>de</strong> Inves<strong>ti</strong>gare a<br />
Frau<strong>de</strong>lor .<br />
5). Dosar penal 2759/P/2007<br />
Reclamant: SSIF Broker SA<br />
Parat: Craciun Viorel<br />
Stadiu proces: s-a dispus neinceperea urmaririi penale.<br />
6). Dosar 4995/P/2009<br />
Reclamant: SSIF Broker SA<br />
Parat: Prunea Petru<br />
Stadiu proces: In cercetari la IPJ Cluj respec<strong>ti</strong>v Parchetul <strong>de</strong> pe langa Tribunalul Cluj.<br />
7). Dosar nr. 27195/3033/P/2009<br />
Reclamant: Bratucu Ion Razvan<br />
Parat: SSIF Broker SA<br />
Stadiu proces: In cercetari la IPJ Cluj si Parchetul <strong>de</strong> pe langa Tribunalul Cluj .<br />
8) Dosar nr.3203/211/2010 – Ju<strong>de</strong>catoria Cluj-Napoca<br />
Reclamant: Manciulea Marius<br />
Inculpat: Polosan Ioan Dorin<br />
Parte responsabil civilmente: SSIF BROKER SA<br />
Obiect: abuz <strong>de</strong> incre<strong>de</strong>re<br />
S-a respins irevocabil ac<strong>ti</strong>unea reclamantului.<br />
2.
9) Dosar nr.1505/97/2010 –Tribunalul Hunedoara (Sec<strong>ti</strong>a Penala)<br />
Petent : Sirbulescu Nicolae Dan<br />
Parte vatamata: SSIF BROKER SA<br />
Obiect: plangere impotriva rezolu<strong>ti</strong>ilor sau ordonantelor procurorului <strong>de</strong> netrimitere in ju<strong>de</strong>cata<br />
Termen: 06.05.2010. La acest termen s-a dispus reunirea la dosarul 6087/97/2009 si arhivarea pana la<br />
solu<strong>ti</strong>onarea excep<strong>ti</strong>ei <strong>de</strong> necons<strong>ti</strong>tu<strong>ti</strong>onalitate invocate in dosarul 6087/97/2009.<br />
10) Dosar nr.2476/P/2010- Parchetul <strong>de</strong> pe langa Ju<strong>de</strong>catoria Cluj<br />
Reclamant: SSIF BROKER SA<br />
Parat: Polosan Ioan Dorin<br />
Obiect: fals in inscrisuri sub semnatura privata, abuz in serviciu contra intereselor persoanelor.<br />
Plangerea a fost trimisa spre cercetari Poli<strong>ti</strong>ei Municipiului Cluj.<br />
11) A fost <strong>de</strong>pusa la Parchetul <strong>de</strong> pe langa Tribunalul Cluj, o plangere penala impotriva fos<strong>ti</strong>lor<br />
angaja<strong>ti</strong> Prunea Petru, Prunea Daniela, plangerea avand numarul <strong>de</strong> inregistrare 295/15.10.2010.<br />
B. EXECUTARI SILITE<br />
1). Dosar Cherascu Gheorghe- aflat in faza <strong>de</strong> executare, B.E.J. Jurchescu & Capotescu.<br />
2.) Dosar Ungur Mihai – aflat in faza <strong>de</strong> executare, B.E.J. Morari Marius.<br />
3). Dosar Sandor Zoltan (suma <strong>de</strong> 29.398,55 lei se recupereaza prin poprire-salariu).<br />
4). Dosar Simut Lucian (suma <strong>de</strong> 22.784,46 lei se recupereaza prin poprire-salariu) .<br />
5). Dosar Gita Ciprian – aflat in faza <strong>de</strong> executare, B.E.J. Morari Marius.<br />
6). Dosar Marginean Florica- aflat in faza <strong>de</strong> executare, B.E.J. Sapta Florin<br />
7). Dosar Timofte Mihaela - aflat in executare silita, B.E.J. Zabolotnai Vladimir<br />
C. LITIGII IN CARE SSIF BROKER SA – ESTE PARTE PROCESUALA PASIVA<br />
1). Dosar nr.2691/117/2009 si dosar nr.3787/117/2009 -Tribunalul Cluj<br />
Reclamant: Buliga George;<br />
Parat: SSIF BROKER SA<br />
Obiect: contesta<strong>ti</strong>e impotriva <strong>de</strong>ciziei <strong>de</strong> concediere si drepturi salariale neachitate<br />
Dosarul se afla in recurs, termen: 23.06.2011. 3.
2). Dosar nr.4952/1285/2009 -Tribunalul Comercial Cluj<br />
Reclamant: Petru Prunea, Mamut Ana, Negucioiu, Constan<strong>ti</strong>nescu Govoreanu<br />
Parat: SSIF BROKER SA<br />
Obiect: anulare hotarare CA, anulare hotarare AGA<br />
Se respinge ac<strong>ti</strong>unea reclaman<strong>ti</strong>lor, termen <strong>de</strong> recurs: 21.10.2011.<br />
3). Dosar nr.5504/117/2009 -Tribunalul Cluj<br />
Reclamant: Prunea Daniela<br />
Parat: SSIF BROKER SA<br />
Obiect proces: contesta<strong>ti</strong>e la <strong>de</strong>cizia <strong>de</strong> <strong>de</strong>sfacere a contractului individual <strong>de</strong> munca<br />
Admis par<strong>ti</strong>al ac<strong>ti</strong>unea, se respinge recursul introdus <strong>de</strong> catre SSIF BROKER SA.<br />
4). Dosar nr.464/100/2010-Tribunalul Maramures<br />
Reclamant: Tohatan Catalin Mircea<br />
Parata: SSIF BROKER SA<br />
Obiect: contesta<strong>ti</strong>e <strong>de</strong>cizie <strong>de</strong> concediere<br />
Decizie irevocabila in favoarea reclamantului<br />
5). Dosar nr.7260/2/2009 – Curtea <strong>de</strong> Apel <strong>Bucure</strong>s<strong>ti</strong>.<br />
Reclamant: Prunea Petru<br />
Parata: CNVM, Anghelache Gabriela, SSIF BROKER SA<br />
Obiect: anulare act administra<strong>ti</strong>v<br />
Se suspenda ju<strong>de</strong>cata cauzei pana la solu<strong>ti</strong>onarea irevocabila a dosarului nr.10136/2/2009 al Cur<strong>ti</strong>i <strong>de</strong> Apel<br />
<strong>Bucure</strong>s<strong>ti</strong><br />
6). Dosar nr.2459/107/2010 -Tribunalul Alba.<br />
Reclamant : Babitchi Mihai<br />
Parat: SSIF BROKER SA<br />
Obiect: anulare act (angajament <strong>de</strong> plata)<br />
Reclamantul formuleaza contesta<strong>ti</strong>e in anulare, termen: 27.06.2011<br />
7). Dosar nr. 4131/271/2007- Curtea <strong>de</strong> Apel Ora<strong>de</strong>a<br />
Reclamant: Asocia<strong>ti</strong>a <strong>de</strong> Proprietari NR. 36 Cetate<br />
Parata: SSIF BROKER SA 4.
Obiect: nulitate act juridic (ac<strong>ti</strong>une in rec<strong>ti</strong>ficare CF prin anulare par<strong>ti</strong>ala a contractului <strong>de</strong> vanzare-<br />
cumparare).<br />
S-a admis recursul reclamantei cu casare si retrimitere spre ju<strong>de</strong>care la Ju<strong>de</strong>catoria Ora<strong>de</strong>a, un<strong>de</strong> s-a<br />
format Dosarul nr.13530/271/2010, cu termen <strong>de</strong> ju<strong>de</strong>cata 26.09.2011.<br />
8). Dosar nr.2250/1285/2010-Tribunalul Comercial Cluj<br />
Reclamant: Prunea Petru<br />
Parata: SSIF BROKER SA<br />
Obiect: rascumpararea unui numar <strong>de</strong> 80.000 ac<strong>ti</strong>uni Biofarm<br />
Declina competenta in favoarea Ju<strong>de</strong>catoriei Cluj-Napoca, Dosar nr.38729/211/2010<br />
Termen: 07.06.2011<br />
9). Dosar nr.17371/271/2010-Ju<strong>de</strong>catoria Ora<strong>de</strong>a<br />
Reclamant: Morar Ovidiu<br />
Parata: SSIF BROKER SA<br />
Obiect: preten<strong>ti</strong>i in valoare <strong>de</strong> 72.416 lei<br />
Termen: 08.09.2011<br />
10) Dosar nr.724/104/2011-Tribunalul Olt<br />
Reclamanta: Voiculet Mariana<br />
Parata: SSIF BROKER SA<br />
Obiect: contesta<strong>ti</strong>e <strong>de</strong>cizie <strong>de</strong> concediere<br />
Termen: 07.06.2011<br />
11) Dosar nr.1286/104/2011-Tribunalul Olt<br />
Reclamanta: Voiculet Mariana<br />
Parata: SSIF BROKER SA<br />
Obiect: contesta<strong>ti</strong>e <strong>de</strong>cizie <strong>de</strong> concediere<br />
Se conexeaza cu dosarul 724/104/2011-Tribunalul Olt<br />
12) Dosar nr.2262/221/2011- Ju<strong>de</strong>catoria Deva<br />
Reclamanta: Jura Mariana<br />
Parata: SSIF BROKER SA<br />
Obiect: preten<strong>ti</strong>i (71.450 lei)<br />
Termen: 14.06.2011<br />
5.
13) Dosar nr. 3397/107/2011- Tribunalul Alba<br />
Reclamant: Babitchi Mihai, Babitchi Anda Narcisa, Alexa Angela<br />
Parata:SSIF BROKER SA<br />
Obiect: nulitate conven<strong>ti</strong>e <strong>de</strong> compensare<br />
Termen: 08.06.2011<br />
14) Dosar nr.1777/1285/2011- Tribunalul Cluj<br />
Reclamanta: Ca<strong>ti</strong>nean Crucita<br />
Parata: SSIF BROKER SA<br />
Obiect: refacere portofoliu<br />
Termen: 29.06.2011<br />
D. LITIGII IN CARE SSIF BROKER SA ESTE PARTE PROCESUALA ACTIVA<br />
1) Dosar nr.2762/117/2009 - Tribunalul Cluj<br />
Reclamant: SSIF BROKER SA;<br />
Parat: Petru Prunea, Daniela Prunea si al<strong>ti</strong> 3 angaja<strong>ti</strong><br />
Obiect proces: suma reclamata <strong>de</strong> SSIF BROKER 300.000,00 lei, reprezentand viramentul efectuat in data<br />
<strong>de</strong> 27.06.2008 in contul personal al fostei directoare <strong>de</strong> la Deva, Constan<strong>ti</strong>n Adriana Iuliana.<br />
Termen <strong>de</strong> ju<strong>de</strong>cata : 26.09.2011.<br />
2). Dosar nr.4151/117/2008 - aflat pe rol la Tribunalul Cluj<br />
Reclamant: SSIF BROKER SA;<br />
Parat: fosta angajata Coos Mirabela;<br />
Obiect proces: suma reclamata <strong>de</strong> SSIF BROKER, reprezentand prejudiciul suferit: 840.614,19 lei.<br />
In urma recursului introdus <strong>de</strong> parata, cauza a fost trimisa spre reju<strong>de</strong>care, termen: 22.09.2011<br />
3). Dosar nr. 10136/2/2009 - Curtea <strong>de</strong> Apel <strong>Bucure</strong>s<strong>ti</strong><br />
Reclamant: SSIF BROKER SA<br />
Parat: Comisia Na<strong>ti</strong>onala a Valorilor Mobiliare<br />
Obiect proces: Anularea Ordonantei <strong>de</strong> sanc<strong>ti</strong>onare CNVM nr. 207/2009<br />
Reclamanta a introdus recurs, termen la I.C.C.J.R : 27.01.2012.<br />
6.
4). Dosar nr.27285/211/2009 -Ju<strong>de</strong>catoria Cluj-Napoca<br />
Reclamant: SSIF BROKER SA<br />
Parat: ANAF Cluj<br />
Obiect proces: contesta<strong>ti</strong>e la executare impotriva formelor <strong>de</strong> executare silita <strong>de</strong>marate <strong>de</strong> catre ANAF Cluj<br />
Stadiu proces: termen <strong>de</strong> ju<strong>de</strong>cata : suspendat in temeiul art.242 pct.2 C.proc.civ.<br />
5). Dosar nr.5582/117/2009 -Tribunalul Cluj<br />
Reclamant: SSIF BROKER SA<br />
Parat: Babitchi Mihai<br />
Obiect proces: ac<strong>ti</strong>une in raspun<strong>de</strong>re patrimoniala<br />
S-a admis recursul paratului cu trimiterea cauzei spre reju<strong>de</strong>care la Tribunalul Cluj, termen: 22.09.2011.<br />
6). Dosar nr.2513/117/2010 - Tribunalul Cluj<br />
Reclamant: SSIF BROKER SA<br />
Parat: Polosan Ioan Dorin<br />
Obiect: ac<strong>ti</strong>une in raspun<strong>de</strong>re patrimoniala<br />
Termen: 22.09.2011.<br />
7). Dosar nr.3438/117/2010 – Tribunalul Cluj<br />
Reclamant: SSIF BROKER SA<br />
Parat: Berin<strong>de</strong> Dan Adrian<br />
Obiect: ac<strong>ti</strong>une in raspun<strong>de</strong>re patrimoniala (342.000 lei)<br />
Respinge ac<strong>ti</strong>unea reclamantei, termen in recurs la Curtea <strong>de</strong> Apel Cluj: 14.06.2011<br />
8). Dosar nr.3803/117/2010 – Tribunalul Cluj<br />
Reclamant: SSIF BROKER SA<br />
Parat: Bran Remus<br />
Obiect: ac<strong>ti</strong>une in raspun<strong>de</strong>re patrimoniala(237.872,88 lei)<br />
Termen: suspendat.<br />
9). Dosar nr.3829/117/2010 – Tribunalul Cluj<br />
Reclamant: SSIF BROKER SA<br />
Parat: Ungur Mihai<br />
Obiect: ac<strong>ti</strong>une in raspun<strong>de</strong>re patrimoniala (173.651,77 lei)<br />
Suspendat. 7.
10). Dosar nr.5508/117/2010 – Tribunalul Cluj<br />
Reclamant: SSIF BROKER SA<br />
Parat: Prunea Petru<br />
Obiect: ac<strong>ti</strong>une in raspun<strong>de</strong>re patrimoniala (21.420 lei)<br />
Termen: 23.06.2011.<br />
11). Dosar nr.6668/117/2010- Tribunalul Cluj<br />
Reclamant: SSIF BROKER SA<br />
Parat: Prunea Petru<br />
Obiect: raspun<strong>de</strong>re patrimoniala (121.112,92 lei)<br />
Termen: 08.09.2011<br />
12). Dosar nr. 57/2010- Curtea <strong>de</strong> Arbitraj Cluj<br />
Reclamant SSIF BROKER SA<br />
Parat: Ioja Livius Gheorghe<br />
Obiect: preten<strong>ti</strong>i (76.355,71 lei +penalita<strong>ti</strong> <strong>de</strong> intarziere)<br />
Admis par<strong>ti</strong>al ac<strong>ti</strong>unea<br />
13). Dosar nr.58/2010-Curtea <strong>de</strong> Arbitraj Cluj<br />
Reclamant: SSIF BROKER SA<br />
Parat: Palcu Ioan<br />
Obiect: preten<strong>ti</strong>i (177.457,56 lei)<br />
Admis par<strong>ti</strong>al ac<strong>ti</strong>unea<br />
14). Dosar nr.37/2010- Curtea <strong>de</strong> arbitraj comercial interna<strong>ti</strong>onal <strong>de</strong> pe langa Camera <strong>de</strong> Comert<br />
si Industrie Cluj<br />
Reclamant: SSIF BROKER SA<br />
Parat: Nicoara Ioan<br />
Obiect: preten<strong>ti</strong>i(197.317,05 lei)<br />
Paratul a introdus la Curtea <strong>de</strong> Apel Cluj o ac<strong>ti</strong>une in anularea hotararii arbitrale. Numar dosar Curtea <strong>de</strong><br />
Apel Cluj: 269/33/2011<br />
La termenul din 21.04.2011, se respinge ac<strong>ti</strong>unea in anularea hotararii arbitrale, cu drept <strong>de</strong> recurs.<br />
15). Dosar nr.-Tribunalul Hunedoara<br />
Reclamant: SSIF BROKER SA<br />
Parata: Compania Na<strong>ti</strong>onala Posta Romana 8.
Obiect: preten<strong>ti</strong>i (981.730,01 lei)<br />
Termen: 14.09.2011<br />
16). Dosar nr.668/117/2011 –Tribunalul Cluj<br />
Reclamant: SSIF BROKER SA<br />
Parat: Triboi Radu<br />
Obiect: preten<strong>ti</strong>i<br />
La termenul din 04.04.2011, s-a admis in parte cererea<br />
17) Dosar nr.154/117/2011-Tribunalul Cluj<br />
Reclamant: SSIF BROKER SA<br />
Parat: Bortun Marcel<br />
Obiect: preten<strong>ti</strong>i<br />
Admis ac<strong>ti</strong>unea<br />
18) Dosar nr.1418/120/2011 – Tribunalul Dambovita<br />
Reclamant/intervenient: SSIF BROKER SA<br />
Parata: Natura Lactate SA<br />
Obiect: ac<strong>ti</strong>une in anulare hotarare AGA<br />
Termen: 14.06.2011<br />
19) Dosar nr.2909/117/2011- Tribunalul Cluj<br />
Reclamant: SSIF BROKER SA<br />
Parata: Constan<strong>ti</strong>n Adriana<br />
Obiect:raspun<strong>de</strong>re patrimoniala<br />
Termen: 13.10.2011<br />
20) Dosar nr.6522/55/2011- Ju<strong>de</strong>catoria Arad<br />
Reclamant: SSIF BROKER SA<br />
Parata: SC TIB TEB CONSTRUCT SRL<br />
Obiect: plata nedatorata ( 7.500 lei)<br />
Termen: suspendat<br />
21) Dosar nr.1735/117/2011-Tribunalul Cluj<br />
Reclamant: SSIF BROKER SA<br />
Parat: Tibrea Aleodor<br />
Obiect: raspun<strong>de</strong>re patrimoniala ( <strong>de</strong>bit creat pe clientul Tolea Dan- 50.657 lei) 9.
Termen: 06.06.2011<br />
22) Dosar nr.4412/296/2011-Ju<strong>de</strong>catoria Satu-Mare<br />
Reclamant: SSIF BROKER SA<br />
Parat: Pop Calin Petru<br />
Obiect: preten<strong>ti</strong>i<br />
Termen: 10.06.2011<br />
23). Dosar nr.7302/117/2010-Tribunalul Cluj<br />
Reclamant: SSIF BROKER SA<br />
Parat: Coos Mirabela<br />
Obiect: raspun<strong>de</strong>re patrimoniala<br />
Respins ac<strong>ti</strong>unea<br />
Presedinte S.S.I.F. BROKER S.A.<br />
Prof. univ. dr. ing. Anton Ionescu<br />
10.