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Shifters and Verbal Categories

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390 MEANING IN LANGUAGE: GRAMMATICAL AND LEXICAL.<br />

1. speech itself (0, <strong>and</strong> its topic, the narrated matter (");<br />

2. the event itself (E). <strong>and</strong> any of its participants (P), whether<br />

"performer" or "undergoer."<br />

Consequently four items are to be distinguished: a narrated event (En),<br />

a speech event (Es), a participant of the narrated event (Pn), <strong>and</strong> a<br />

participant of the speech event (P'), whether addresser or addressee.<br />

Any verb is concerned with a narrated event. <strong>Verbal</strong> categories may<br />

be subdivided into those which do <strong>and</strong> those which do not involve the<br />

participants of the event. <strong>Categories</strong> involving the participants may characterize<br />

either the participants themselves (Pn) or their relation to the<br />

narrated event (PnEn). <strong>Categories</strong> abstracting from the participants characterize<br />

either the narrated event itself (En) or its relation to another<br />

narrated event (EnEn). For categories characterizing only one narrated<br />

item-either the event (En) itself or its participants (Pn) themselves-the<br />

term DESIGNATORS will be used, while those categories which characterize<br />

a narrated item (En or Pn) with respect to another narrated item<br />

(EnEn or PnEn) will be termed CONNECTORS. I<br />

Designators indicate either the quality or the quantity of the narrated<br />

item <strong>and</strong> may be termed QUALIFIERS <strong>and</strong> QUANTIFIERS respectively.<br />

Both designators <strong>and</strong> connectors may characterize the narrated event<br />

(procPs de I'e'nonce') <strong>and</strong>/or its participants either without or with reference<br />

to the speech event (proces de l'e'nonciation) (.../Es) or its participants<br />

(...IPS). <strong>Categories</strong> implying such a reference are to be termed<br />

SHIFTERS; those without such a reference are NONSHIFTERS.<br />

With regard to these basic dichotomies any generic verbal category<br />

can be defined.<br />

Pn) Among categories involving the participants of the narrated event,<br />

GENDER <strong>and</strong> NUMBER characterize the participants themselves without<br />

reference to the speech event-gender qualifies, <strong>and</strong> number quantifies<br />

the participants. In Algonquian, for example, verbal forms indicate<br />

whether the performer, on the one h<strong>and</strong>, <strong>and</strong> the undergoer, on the other,<br />

are animate or inanimate (Bloomfield 1946); <strong>and</strong> the singleness, duality,<br />

or multiplicity of performers as well as undergoers is expressed in Koryak<br />

conjugation (Bogoraz 1922).<br />

Pn/P" PERSON characterizes the participants of the narrated event with<br />

reference to the participants of the speech event. Thus first person signals<br />

the identity of a participant of the narrated event with the performer of<br />

the speech event, <strong>and</strong> the second person, the identity with the actual or<br />

potential undergoer of the speech event.<br />

En) STATUS <strong>and</strong> ASPECT characterize the narrated event itself without<br />

involving its participants <strong>and</strong> without reference to the speech event.<br />

Status (in Whorf's terminology) defines the logical quality of the event.<br />

<strong>Shifters</strong> crrrd <strong>Verbal</strong> <strong>Categories</strong> 391<br />

For example in Gilyak, the affirmative, presumptive. negative. interrog-<br />

ative, <strong>and</strong> negative-interrogative statuses are expressed by special verbal<br />

forms (Krejnovii: 1934). In English the assertive status uses the "do"-<br />

combinations which in certain conditions are optional for an affir-<br />

mative assertion but compulsory for a negative or questioned assertion.<br />

Aspect quantifies the narrated event.<br />

EnE" TENSE characterizes the narrated event with reference to the<br />

speech event. Thus the preterit informs us that the narrated event is<br />

anterior to the speech event.<br />

YEn) VOICE characterizes the relation between the narrated event <strong>and</strong><br />

its participants without reference to the speech event or to the speaker.<br />

PnEn/P" MOOD characterizes the relation between the narrated event<br />

<strong>and</strong> its participants with reference to the participants of the speech event:<br />

in Vinogradov's formulation, this category "reflects the speaker's view<br />

of the character of the connection between the action <strong>and</strong> the actor or<br />

the goal" (1947).<br />

EnEn) There is no st<strong>and</strong>ardized name for this category; such labels as<br />

"relative tense" cover only one of its varieties. Bloomfield's (1946) term<br />

"order" or rather its Greek model "taxis" seems to be the most appro-<br />

priate. TAXIS characterizes the narrated event in relation to another nar-<br />

rated event <strong>and</strong> without reference to the speech event, thus Gilyak dis-<br />

tinguishes three kinds of independent taxis-one requires, one admits,<br />

<strong>and</strong> one excludes a dependent taxis, <strong>and</strong> the dependent taxes express<br />

various relationships with the independent verb-simultaneity, ante-<br />

Table 23.1 <strong>Verbal</strong> categories<br />

Reference Participant involved<br />

to narrated<br />

item Designator Connector<br />

Nonshifter Qualifier: Gender, Voice<br />

Quantifier: Number<br />

Shifter Person Mood<br />

Table 23.2 <strong>Shifters</strong> <strong>and</strong> nonshifters<br />

--<br />

Participant not involved<br />

Designator Connector<br />

Qualifier: Status, Taxis<br />

Quantifier: Aspect<br />

Tense Evidential<br />

Reference to<br />

Participant involved Participant not involved<br />

narrated item Designator Connector Designator Connector<br />

Nonshifter Pn PnEn En EnEn<br />

Shifter PnIPs PnEn/Ps EnIEs EnEns/Es

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