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Singlet Fission - Department of Chemistry

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AD Chemical Reviews, XXXX, Vol. xxx, No. xx Smith and Michl<br />

excited states are not <strong>of</strong> much relevance in the present<br />

context. In the low-resolution absorption spectrum <strong>of</strong> the S0<br />

state <strong>of</strong> the isolated molecule <strong>of</strong> 3, the La band is located at<br />

2.1-2.7 eV and its vibrational structure consists <strong>of</strong> four peaks<br />

separated by ∼1500 cm -1 .<br />

Although really accurate calculations for a molecule <strong>of</strong><br />

the size <strong>of</strong> 3 are difficult, many more or less approximate<br />

calculations have been published and reproduce the main<br />

spectral features <strong>of</strong> the isolated molecule within 0.2-0.3 eV.<br />

Recent examples are single-reference TD-DFT 30,181 and<br />

CC2 182 and multireference CAS-MP2 40 calculations. Multireference<br />

calculations were used to obtain useful results for<br />

doubly excited states.<br />

Properties <strong>of</strong> Gas Phase and Rare-Gas Matrix Isolated<br />

3. In isolated molecules cooled in a supersonic jet, the La<br />

band origin occurs at E(S1) ) 2.31 eV. 183-185 Fluorescence<br />

originates in the same state and is a fairly close mirror image<br />

<strong>of</strong> the absorption. Low-temperature matrix-isolation absorption<br />

and emission spectra 186,187 are similar to the jet-cooled<br />

spectra, but somewhat red-shifted. In a neon (krypton)<br />

matrix, 188 the shift <strong>of</strong> the 0-0 transition is ∼0.025 (∼0.125)<br />

eV relative to the gas phase. There are no indications <strong>of</strong> a<br />

presence <strong>of</strong> additional electronic transitions nearby. These<br />

results leave no doubt that in an isolated molecule <strong>of</strong> 3 the<br />

optically allowed La state is the lowest excited singlet and<br />

that the probably present recently calculated doubly excited<br />

singlet state must lie above La, not below as proposed. 40<br />

Flash photolysis <strong>of</strong> the vapor 189 yields a transient whose<br />

absorption spectrum lasts for tens <strong>of</strong> µs and which was<br />

assigned to the T1 state. It contains four intense peaks starting<br />

at 2.68 eV, separated by ∼0.17 eV. If the T1 state also<br />

absorbs at lower energies, it does so only very weakly.<br />

For a hydrocarbon, the gas-phase ionization potential <strong>of</strong><br />

3 is unusually low, 6.61 eV, 190 and electron affinity is<br />

unusually high, 1.35 eV. 191 Gas-phase spectra <strong>of</strong> the radical<br />

cation and the radical anion do not appear to have been<br />

reported, but rare-gas matrix absorption spectra are known<br />

and resemble each other closely, 188 as expected from the<br />

alternant pairing theorem. 192 In both cases, the lowest-energy<br />

absorption peaks occur near 1.3-1.4 eV and are due to two<br />

nearly degenerate transitions. The radical cation has a 2 B3g<br />

ground state, and the two transitions are to states <strong>of</strong><br />

symmetries 2 B1u (y-polarized) and 2 Au (stronger, x-polarized).<br />

In a Ne matrix, they lie at 1.26 and 1.31 eV, respectively.<br />

They are red-shifted by ∼0.01 and ∼0.025 eV, respectively,<br />

in a Kr matrix. The radical anion has a 2 B1u ground state,<br />

and the two transitions are to states <strong>of</strong> symmetries 2 B3g<br />

(y-polarized) and 2 B2g (stronger, x-polarized). In a Ne matrix,<br />

they occur at 1.37 and 1.41 eV, respectively. They are again<br />

red-shifted, by ∼0.01 and ∼0.025 eV, respectively, in a Kr<br />

matrix.<br />

Properties <strong>of</strong> 3 in Solutions. Solution absorption spectra<br />

closely resemble the gas-phase and rare-gas matrix spectra<br />

but are broadened and considerably red-shifted. In benzene,<br />

the red shift from the gas phase amounts to ∼0.2 eV and<br />

E(S1) equals 2.15 193 (2.13 194 ) eV. In cyclohexane, the value<br />

reported as an average <strong>of</strong> the energies <strong>of</strong> the first peaks in<br />

absorption and in fluorescence is 2.10 eV. 128 The Stokes shift<br />

between these peaks is very small, e.g., in 2-methyltetrahydr<strong>of</strong>uran<br />

at 77 K, only 2 nm even without correction for<br />

self-absorption (in this solvent, E(S1) is 2.13 194 ).<br />

From phosphorescence in frozen cyclohexane, E(T1) is<br />

0.95 eV. 128 Early flash photolysis measurements in hexane 166,195<br />

revealed a transient with three absorption peaks separated<br />

by ∼1400 cm -1 and with the first peak at 2.51 eV in a<br />

spectrum that lasted for tens <strong>of</strong> µs. More recent work in<br />

benzene produced an essentially identical spectrum with the<br />

fourth peak now visible as an indistinct shoulder, and the<br />

first peak shifted to 2.46 eV. 193 The red shift <strong>of</strong> this fairly<br />

strong transition is thus again about 0.2 eV between gas phase<br />

and benzene solution. A search for weak absorption at<br />

energies as low as 1.1 eV did not reveal any, down to a<br />

sensitivity limit <strong>of</strong> 50 M -1 cm -1 (numerous calculations<br />

suggest that there is a very weakly allowed transition in the<br />

low-energy region, variously predicted for instance at 1.24 40<br />

or 1.41 182 eV). Several bands are present at higher energies,<br />

with the most intense one at 4.04 eV. A comprehensive<br />

determination <strong>of</strong> photophysical parameters in cyclohexane 128<br />

yielded the quantum yields <strong>of</strong> fluorescence, intersystem<br />

crossing, and internal conversion as 8, 76, and 16%, and a<br />

fluorescence lifetime as 7.0 ns, which corresponds to an<br />

intersystem crossing rate constant <strong>of</strong> ∼1.1 × 10 -8 s -1 .<br />

All the authors agree on the assignment <strong>of</strong> the ∼2.5 eV<br />

transient to T1 based on its long lifetime. The transient<br />

spectrum measured in benzene upon sensitization with triplet<br />

1 (54 µs single exponential lifetime) is identical with the<br />

spectrum obtained upon direct excitation, 194 proving the<br />

identity <strong>of</strong> this transient as triplet with certainty. There is<br />

no doubt that the T1 state is <strong>of</strong> HOMO-LUMO nature and<br />

that its symmetry is B2u. All computations since the pioneering<br />

semiempirical effort in 1956 47 have agreed that the<br />

intense transition at 2.4-2.7 eV is to a B1g state and is<br />

polarized along the long axis (x). In solution, the triplet reacts<br />

with ground-state 3 to yield a transient that absorbs in the<br />

UV and has a lifetime in the ms range. This was assigned to<br />

a thermally unstable photochemical dimer. 193<br />

Properties <strong>of</strong> Solid 3. The situation is complicated<br />

because 3 is known to crystallize in at least four polymorphs<br />

characterized by different layer periodicity. 196 The four have<br />

been grown as thin films and one also as a single crystal,<br />

whose structure has been determined. 196,197 The structure <strong>of</strong><br />

one form, obtained by vapor deposition <strong>of</strong> a fiber-structured<br />

very thin film on a suitable substrate, is known as well 198<br />

and is complicated in that the molecular arrangement within<br />

the unit cell depends on the substrate used. Unfortunately,<br />

in most optical studies <strong>of</strong> films, little attention was paid to<br />

the structural characterization <strong>of</strong> the film used.<br />

Nevertheless, all authors find similar general features <strong>of</strong><br />

single-crystal and polycrystalline film absorption. The first<br />

absorption band shows fairly broad peaks reminiscent <strong>of</strong><br />

those found in isolated molecules, but the first peak exhibits<br />

a 0.14 eV Davydov splitting 199,200 into a pair <strong>of</strong> peaks at<br />

1.83 106,201 and 1.97 201 eV, polarized parallel and perpendicular<br />

to the crystal b axis, respectively. 201 The others occur at 2.12<br />

and 2.3 eV 149,202 and have been assigned to intermolecular<br />

charge-transfer transitions. 106 The red shift <strong>of</strong> the average<br />

<strong>of</strong> the Davydov pair relative to the gas phase is 0.4 eV, twice<br />

the shift observed upon going from the gas phase to benzene<br />

solution.<br />

It was reported a long time ago that that solid 3 does not<br />

fluoresce detectably, 158 and there is general agreement on<br />

the subject. The E(T1) energy is 0.86 177 eV from the<br />

activation energy <strong>of</strong> heter<strong>of</strong>ission with 3 as a guest in host<br />

crystals <strong>of</strong> 2 and 0.85 eV from direct measurement on a<br />

film. 178 If the red shift from the gas phase to the solid were<br />

to be again the same for the strong absorption band <strong>of</strong> the<br />

T1 state as it is for the La transition from the S0 state (0.4<br />

eV), as is the case in benzene solution (0.2 eV), the average

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