Bank Secrecy Act/Anti-Money Laundering Examination Manual - ffiec
Bank Secrecy Act/Anti-Money Laundering Examination Manual - ffiec
Bank Secrecy Act/Anti-Money Laundering Examination Manual - ffiec
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Table of Contents<br />
<strong>Examination</strong> Procedures (2006).......................................................................... 144<br />
EXPANDED EXAMINATION OVERVIEW AND PROCEDURES FOR AN<br />
ENTERPRISE-WIDE COMPLIANCE PROGRAM AND OTHER STRUCTURES .... 147<br />
Enterprise-Wide BSA/AML Compliance Program — Overview (2006)............... 147<br />
<strong>Examination</strong> Procedures (2006).......................................................................... 151<br />
Foreign Branches and Offices of U.S. <strong>Bank</strong>s — Overview ................................... 154<br />
<strong>Examination</strong> Procedures ..................................................................................... 158<br />
Parallel <strong>Bank</strong>ing — Overview................................................................................ 160<br />
<strong>Examination</strong> Procedures ..................................................................................... 161<br />
EXPANDED EXAMINATION OVERVIEW AND PROCEDURES FOR PRODUCTS<br />
AND SERVICES.......................................................................................................... 163<br />
Correspondent Accounts (Domestic) — Overview ............................................... 163<br />
<strong>Examination</strong> Procedures ..................................................................................... 166<br />
Correspondent Accounts (Foreign) — Overview................................................... 168<br />
<strong>Examination</strong> Procedures ..................................................................................... 171<br />
U.S. Dollar Drafts — Overview ............................................................................. 173<br />
<strong>Examination</strong> Procedures ..................................................................................... 174<br />
Payable Through Accounts — Overview ............................................................... 176<br />
<strong>Examination</strong> Procedures ..................................................................................... 179<br />
Pouch <strong>Act</strong>ivities — Overview ................................................................................ 182<br />
<strong>Examination</strong> Procedures ..................................................................................... 184<br />
Electronic <strong>Bank</strong>ing — Overview ........................................................................... 186<br />
<strong>Examination</strong> Procedures ..................................................................................... 188<br />
Funds Transfers — Overview................................................................................. 189<br />
<strong>Examination</strong> Procedures ..................................................................................... 194<br />
Automated Clearing House Transactions — Overview (2006).............................. 196<br />
<strong>Examination</strong> Procedures (2006).......................................................................... 200<br />
Electronic Cash — Overview (2006)...................................................................... 202<br />
<strong>Examination</strong> Procedures ..................................................................................... 204<br />
Third-Party Payment Processors — Overview....................................................... 205<br />
<strong>Examination</strong> Procedures ..................................................................................... 207<br />
Purchase and Sale of Monetary Instruments — Overview..................................... 208<br />
<strong>Examination</strong> Procedures ..................................................................................... 209<br />
Brokered Deposits — Overview............................................................................. 211<br />
<strong>Examination</strong> Procedures ..................................................................................... 213<br />
Privately Owned Automated Teller Machines — Overview.................................. 215<br />
<strong>Examination</strong> Procedures ..................................................................................... 218<br />
Nondeposit Investment Products — Overview....................................................... 220<br />
<strong>Examination</strong> Procedures ..................................................................................... 225<br />
Insurance — Overview (2006)................................................................................ 227<br />
<strong>Examination</strong> Procedures ..................................................................................... 230<br />
Concentration Accounts — Overview.................................................................... 232<br />
<strong>Examination</strong> Procedures ..................................................................................... 234<br />
Lending <strong>Act</strong>ivities — Overview............................................................................. 235<br />
<strong>Examination</strong> Procedures ..................................................................................... 237<br />
Trade Finance <strong>Act</strong>ivities — Overview (2006)........................................................ 238<br />
FFIEC BSA/AML <strong>Examination</strong> <strong>Manual</strong> ii 7/28/2006