Record - Required - FinCEN

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Field Position Field Name Length Description and Remarks 354-410 Filler 57 Space Filled. Financial Crimes Enforcement Network 411-420 User Field 10 Use this field for any descriptive information you may require; otherwise, space fill. BSA Electronic Filing Requirements For Suspicious Activity Reports by Depository Institutions (SAR‐DI) (Form TD F 90‐22.47) 13
Suspect Information (4A) Record - Required Financial Crimes Enforcement Network This record contains information related to the Suspect’s identity. There can be more than one but no more than 99 of these records for the same Suspicious Activity (3A) Record if there are multiple subjects. If no suspect information is available, enter “X” in the 3A record field position 353 “Suspect Information Unavailable” and omit the 4A record.” The 4A record item numbers refer to the SAR‐DI Form Part II. Field Position Field Name Length Description and Remarks 1-2 Record Type 2 REQUIRED. Enter “4A”. 3-9 Branch Code 7 REQUIRED. Enter the branch number for the submitting branch. 10-14 Transaction Sequence Number 15-49 Suspect’s Name (Item 15, 16, 17) 50-79 Suspect’s Address (Item 18) 80-104 Suspect’s City (Item 20) 105-106 Suspect's State (Item 21) 107-115 Suspect's ZIP Code (Item 22) 116-117 Suspect's Country (Item 23) 5 REQUIRED. Enter the transaction sequence number from the associated 3A Record. 35 Enter the name of the suspect in the format last name/first name/middle initial. Left justified and space filled. Follow the Field Editing Instructions shown in the attachment. 30 Enter the street address of the suspect. Left justified and space filled. Do not abbreviate. 25 Enter the suspect's city. Left justified and space filled. Do not abbreviate. 2 Enter the appropriate state code for the suspect. Use the valid abbreviation from http://www.fincen.gov/country_and_state_cod es.pdf. 9 Enter the suspect address five or nine-digit ZIP Code assigned by the U.S. Postal Service. A five-digit ZIP Code must be followed by four spaces. A nine-digit ZIP Code cannot end with four zeros or four nines. If the country code in Field Position 116-117, Suspect’s Country (Item 23) is not US, then this field is optional and entry can be up to a 9-character alphanumeric value (i.e. foreign postal code). 2 Enter the appropriate country code. Use the valid abbreviation from http://www.fincen.gov/country_and_state_cod es.pdf. BSA Electronic Filing Requirements For Suspicious Activity Reports by Depository Institutions (SAR‐DI) (Form TD F 90‐22.47) 14
Page 2 and 3: DEPARTMENT OF THE TREASURY These Re
Page 4 and 5: Revision History Version Number Dat
Page 6 and 7: Version Number Date Reason for Chan
Page 8 and 9: Purpose Financial Crimes Enforcemen
Page 10 and 11: Record Layouts Transmitter (1A) Rec
Page 12 and 13: Financial Crimes Enforcement Networ
Page 16 and 17: Suspicious Activity (3A) Record - R
Page 18 and 19: Field Position Field Name Length De
Page 26 and 27: Branch Summary (9A) Record - Requir
Page 28 and 29: File Summary (9Z) Record - Required
Page 32 and 33: Acknowledgement File Summary (9Z) R
Page 36 and 37: Error Code Financial Crimes Enforce
Page 38 and 39: Error Code Financial Crimes Enforce
Page 40: Financial Crimes Enforcement Networ

Record - Required - FinCEN

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