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separation of powers in thought and practice? - Boston College

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2013] Separation <strong>of</strong> Powers <strong>in</strong> Thought <strong>and</strong> Practice? 465<br />

this issue more sensitively than those who are concerned with<br />

nondelegation doctr<strong>in</strong>es.105 Let us assume—what seems more or less<br />

right—that agency rule-mak<strong>in</strong>g is a sort <strong>of</strong> legislative function. Then<br />

the first th<strong>in</strong>g Separation <strong>of</strong> Powers comm<strong>and</strong>s is that, as far as possible,<br />

the processes <strong>and</strong> perhaps even the personnel devoted to this sort <strong>of</strong><br />

law-mak<strong>in</strong>g should be separate from the processes <strong>and</strong> perhaps the personnel<br />

<strong>in</strong>volved <strong>in</strong> the adm<strong>in</strong>istration <strong>of</strong> the rules <strong>and</strong> <strong>in</strong> the adjudication<br />

<strong>of</strong> cases aris<strong>in</strong>g under them. It is important that these functions be<br />

conceived as dist<strong>in</strong>ct <strong>and</strong> that they be dist<strong>in</strong>guished <strong>in</strong> <strong>in</strong>stitutional<br />

space— even if the whole th<strong>in</strong>g is happen<strong>in</strong>g under the auspices <strong>of</strong> the<br />

branch <strong>of</strong> government labeled “executive.”<br />

The Constitution sets up a branch called “the legislative” — establishes<br />

it as an elective <strong>in</strong>stitution <strong>and</strong> assigns important legislative functions<br />

to that branch.106 Indeed Article I <strong>of</strong> the Constitution beg<strong>in</strong>s by<br />

say<strong>in</strong>g that “All legislative Powers here<strong>in</strong> granted shall be vested <strong>in</strong> a<br />

Congress <strong>of</strong> the United States, which shall consist <strong>of</strong> a Senate <strong>and</strong><br />

House <strong>of</strong> Representatives.”107 But the pr<strong>in</strong>ciple <strong>of</strong> the Separation <strong>of</strong><br />

Powers, conceived <strong>of</strong> (as it must be, if Mann<strong>in</strong>g is right) as a political,<br />

rather than a legal pr<strong>in</strong>ciple108 does not require that.109 What it requires<br />

is that legislative <strong>powers</strong>, wherever located, should be separated <strong>in</strong> conception<br />

<strong>and</strong>, as far as possible, <strong>in</strong>stitutionally from executive <strong>and</strong> judicial<br />

<strong>powers</strong>. What I am say<strong>in</strong>g is that even if Article I amounts to a<br />

nondelegation rule, such a rule is not necessarily endorsed by the pr<strong>in</strong>ciple<br />

<strong>of</strong> the Separation <strong>of</strong> Powers.110 The latter pr<strong>in</strong>ciple, Separation <strong>of</strong><br />

Powers, is <strong>in</strong>different to delegation provided that the <strong>in</strong>stitution to<br />

which law-mak<strong>in</strong>g is delegated rema<strong>in</strong>s dist<strong>in</strong>ctively legislative <strong>in</strong> character<br />

<strong>and</strong>, as I said, is dist<strong>in</strong>guished clearly <strong>in</strong> conception <strong>and</strong>, as far as<br />

possible, <strong>in</strong>stitutionally, from judicial <strong>and</strong> enforcement functions wher-<br />

105 See, e.g., Mistretta v. United States, 488 U.S. 361, 416–17 (1989) (Scalia, J., dissent<strong>in</strong>g)<br />

(argu<strong>in</strong>g that judges must be “particularly rigorous <strong>in</strong> preserv<strong>in</strong>g the Constitution’s<br />

structural restrictions that deter excessive delegation”).<br />

106 U.S. Const. art. I.<br />

107 Id. § 1 (emphasis added).<br />

108 See supra notes 12–15 <strong>and</strong> accompany<strong>in</strong>g text.<br />

109 See, e.g., Mistretta, 488 U.S. at 381 (advocat<strong>in</strong>g a flexible underst<strong>and</strong><strong>in</strong>g <strong>of</strong> the <strong>separation</strong><br />

<strong>of</strong> <strong>powers</strong> that does not require “a hermetic division among the Branches”).<br />

110 This really illustrates an advantage <strong>of</strong> Mann<strong>in</strong>g’s account. See Mann<strong>in</strong>g, supra note<br />

3, at 1944. Once we see that <strong>separation</strong> <strong>of</strong> <strong>powers</strong> cannot be understood as a freest<strong>and</strong><strong>in</strong>g<br />

legal doctr<strong>in</strong>e, we are free to explore its implications unentangled with other constitutional<br />

doctr<strong>in</strong>es such as nondelegation. Whether Mann<strong>in</strong>g agrees with that is another matter.<br />

He is more <strong>in</strong>terested, I th<strong>in</strong>k, <strong>in</strong> the particular <strong>separation</strong>s for which the Constitution provides<br />

(once the general pr<strong>in</strong>ciple is ab<strong>and</strong>oned) rather than <strong>in</strong> ways <strong>in</strong> which the general<br />

pr<strong>in</strong>ciple can be conceived as an evaluative pr<strong>in</strong>ciple <strong>of</strong> political theory.

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