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C. Regional instruments in the context of the former Yugoslavia

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162 CONFERENCE ON YUGOSLAVIA (ARBITRATION COMM.)<br />

Recognition—States—Effects <strong>of</strong> recognition—Whe<strong>the</strong>r constitutive<br />

or declaratory — Conditions for recognition — Break up <strong>of</strong><br />

exist<strong>in</strong>g State — <strong>Yugoslavia</strong><br />

States — Criteria for statehood — Territory and population<br />

subject to an organized political authority — Federal State —<br />

Whe<strong>the</strong>r requirement that federal organs represent components<br />

<strong>of</strong> federation and wield effective power — <strong>Yugoslavia</strong> — Whe<strong>the</strong>r<br />

Socialist Federal Republic <strong>of</strong> <strong>Yugoslavia</strong> ceased to fulfil <strong>the</strong>se<br />

conditions by December 1991—Whe<strong>the</strong>r <strong>in</strong> process <strong>of</strong> dissolution<br />

State succession — Pr<strong>in</strong>ciples — Vienna Convention on State<br />

Succession <strong>in</strong> Respect <strong>of</strong> Treaties, 1978 — Vienna Convention on<br />

State Succession <strong>in</strong> Respect <strong>of</strong> State Property, Archives and<br />

Debts, 1983 — Whe<strong>the</strong>r reflect<strong>in</strong>g customary <strong>in</strong>ternational law<br />

— Outcome <strong>of</strong> succession to be achieved by negotiation on<br />

equitable basis — <strong>Yugoslavia</strong> — Whe<strong>the</strong>r Socialist Federal<br />

Republic <strong>of</strong> <strong>Yugoslavia</strong> <strong>in</strong> process <strong>of</strong> dissolution by December<br />

1991 — Declarations <strong>of</strong> <strong>in</strong>dependence by certa<strong>in</strong> Yugoslav<br />

Republics — Whe<strong>the</strong>r constitut<strong>in</strong>g secession — Whe<strong>the</strong>r any<br />

Republics or group <strong>of</strong> Republics cqnstitute cont<strong>in</strong>uation <strong>of</strong><br />

Socialist Federal Republic <strong>of</strong> <strong>Yugoslavia</strong> '<br />

OPINION NO. 1<br />

Conference on <strong>Yugoslavia</strong>, Arbitration Commission. 29 November 1991<br />

(Bad<strong>in</strong>ter, Chairman; Corasaniti, Herzog, Petry, and Tomas y<br />

Valiente, Members)<br />

SUMMARY: Thefacts:—Dur<strong>in</strong>g <strong>the</strong> summer <strong>of</strong> 1991, hostilities broke out <strong>in</strong><br />

<strong>the</strong> Socialist Federal Republic <strong>of</strong> <strong>Yugoslavia</strong> (<strong>the</strong> "SFRY") follow<strong>in</strong>g <strong>the</strong><br />

declaration <strong>of</strong> <strong>in</strong>dependence by some <strong>of</strong> <strong>the</strong> six Republics which constituted<br />

<strong>the</strong> SFRY. 1 In a Declaration issued on 27 August 1991, <strong>the</strong> European<br />

Community and its Member States, act<strong>in</strong>g with<strong>in</strong> <strong>the</strong> framework <strong>of</strong><br />

European Political Co-operation,- announced that <strong>the</strong>y were conven<strong>in</strong>g a<br />

peace conference ("<strong>the</strong> Conference on <strong>Yugoslavia</strong>") which would br<strong>in</strong>g<br />

toge<strong>the</strong>r <strong>the</strong> Federal Presidency and Federal Government <strong>of</strong> <strong>Yugoslavia</strong>, <strong>the</strong><br />

Presidents <strong>of</strong> <strong>the</strong> six Republics and representatives <strong>of</strong> <strong>the</strong> European<br />

Community and its Member States. The Declaration stated that an<br />

arbitration procedure would be established <strong>in</strong> <strong>the</strong> framework <strong>of</strong> <strong>the</strong><br />

Conference and provided that:<br />

The relevant authorities will submit <strong>the</strong>ir differences to an Arbitration<br />

Commission <strong>of</strong> fivemembers chosen from <strong>the</strong> Presidents <strong>of</strong> Constitutional<br />

1 The six Republics were Bosnia-Hercegov<strong>in</strong>a, Croatia, Macedonia, Montenegro, Serbia<br />

and Slovenia.<br />

t<br />

OPINION<br />

No. 1 163<br />

Courts exist<strong>in</strong>g <strong>in</strong> Community countries. The composition <strong>of</strong> <strong>the</strong><br />

Arbitration Commission will be:<br />

—two members appo<strong>in</strong>ted unanimously by <strong>the</strong> Federal Presidency;<br />

—three members appo<strong>in</strong>ted by <strong>the</strong> Community and its Member States.<br />

In <strong>the</strong> absence <strong>of</strong> agreement on <strong>the</strong> members to be appo<strong>in</strong>ted by <strong>the</strong><br />

Federal Presidency, <strong>the</strong>y will be designated by <strong>the</strong> three members<br />

appo<strong>in</strong>ted by <strong>the</strong> Community.<br />

This Arbitration Commission will give its decision with<strong>in</strong> two months. 2<br />

A second Declaration, issued on 3 September 1991, stated that:<br />

In <strong>the</strong> framework <strong>of</strong> <strong>the</strong> Conference, <strong>the</strong> Chairman will transmit to <strong>the</strong><br />

Arbitration Commission <strong>the</strong> issues submitted for arbitration, and <strong>the</strong><br />

results <strong>of</strong> <strong>the</strong> Commission's deliberations will be put back to <strong>the</strong><br />

Conference through <strong>the</strong> Chairman. The rules <strong>of</strong> procedure for <strong>the</strong><br />

arbitration will be established by <strong>the</strong> Arbitrators, after tak<strong>in</strong>g <strong>in</strong>to account<br />

exist<strong>in</strong>g organizations <strong>in</strong> <strong>the</strong> field. 3<br />

At <strong>the</strong> open<strong>in</strong>g <strong>of</strong> <strong>the</strong> Conference on 7 September 1991 <strong>the</strong> representatives<br />

<strong>of</strong> <strong>the</strong> six Republics accepted <strong>the</strong>se arrangements.'*<br />

On 20 November 1991 <strong>the</strong> Chairman <strong>of</strong> <strong>the</strong> Conference wrote to <strong>the</strong><br />

Chairman <strong>of</strong> <strong>the</strong> Arbitration Commission, request<strong>in</strong>g <strong>the</strong> Commission to<br />

consider whe<strong>the</strong>r those Republics which had declared <strong>the</strong>mselves <strong>in</strong>dependent<br />

(or which had <strong>in</strong>dicated that <strong>the</strong>y would do so) had seceded from <strong>the</strong> SFRY or<br />

whe<strong>the</strong>r <strong>the</strong> SFRY had dis<strong>in</strong>tegrated, so that all six Republics were to be<br />

considered equal successors to <strong>the</strong> SFRY, without any <strong>of</strong> <strong>the</strong>m, or any group <strong>of</strong><br />

<strong>the</strong>m, be<strong>in</strong>g able to claim to be <strong>the</strong> cont<strong>in</strong>uation <strong>of</strong> <strong>the</strong> SFRY.<br />

Held:—The SFRY was <strong>in</strong> <strong>the</strong> process <strong>of</strong> dissolution and it was <strong>in</strong>cumbent on<br />

<strong>the</strong> six Republics to settle such problems <strong>of</strong> State succession as may arise<br />

from this process <strong>in</strong> keep<strong>in</strong>g with <strong>the</strong> pr<strong>in</strong>ciples and rules <strong>of</strong> <strong>in</strong>ternational<br />

law, with particular regard for human rights and <strong>the</strong> rights <strong>of</strong> peoples and<br />

m<strong>in</strong>orities. It was up to those Republics which so wished to work toge<strong>the</strong>r to<br />

form a new association endowed with <strong>the</strong> democratic <strong>in</strong>stitutions <strong>of</strong> <strong>the</strong>ir<br />

choice.<br />

(1) The Commission's answer to <strong>the</strong> question put had to be based upon<br />

<strong>the</strong> .pr<strong>in</strong>ciples <strong>of</strong> public <strong>in</strong>ternational law which denned <strong>the</strong> conditions on<br />

which an entity constituted a State. The existence or disappearance <strong>of</strong> a State<br />

was a question <strong>of</strong> fact; <strong>the</strong> effects <strong>of</strong> recognition by o<strong>the</strong>r States were purely<br />

(2) A State was a community which consisted <strong>of</strong> a territory and a<br />

population subject to an organized political authority and was characterized<br />

1<br />

Declaration on <strong>Yugoslavia</strong> itsued by European Political Co-operation Procedure<br />

Extraord<strong>in</strong>ary M<strong>in</strong>isterial Meet<strong>in</strong>g <strong>in</strong> Brussels on 27 August 1991. The full text will be<br />

reproduced <strong>in</strong> D. Bethlehem and M. Weller, The Yugoslav Crisis, (to be published by Grotius<br />

Publications <strong>in</strong> <strong>the</strong> Cambridge International Documents Series).<br />

1<br />

Declaration on <strong>Yugoslavia</strong> issued by European Political Co-operation Procedure<br />

Extraord<strong>in</strong>ary M<strong>in</strong>isterial Meet<strong>in</strong>g <strong>in</strong> The Hague on 3 September 1991. The full text will be<br />

published <strong>in</strong> D. Bethlehem and M. Weller, op. cit. n. 2 above.<br />

* For discussion <strong>of</strong> <strong>the</strong> status and competence <strong>of</strong> <strong>the</strong> Arbitration Commission, see Inttrlocutoiy<br />

Decision (Op<strong>in</strong>ions 8, 9 and 10) at p. 194 el seq.

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