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PROSPECTUS DUCHESS VI CLO BV CITIGROUP Dated 17 August ...

PROSPECTUS DUCHESS VI CLO BV CITIGROUP Dated 17 August ...

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CONTAINED IN SECTION 3(c)(7) THEREOF. EACH INITIAL PURCHASER OF AN INTEREST IN THE<br />

NOTES AND EACH SUBSEQUENT TRANSFEREE OF AN INTEREST THEREIN (OTHER THAN A<br />

TRANSFEREE THAT (A) IS NOT A U.S. PERSON OR (B) ACQUIRES AN INTEREST IN A<br />

REGULATION S GLOBAL NOTE AFTER THE END OF THE DISTRIBUTION COMPLIANCE PERIOD<br />

IN AN OFFSHORE TRANSACTION IN ACCORDANCE WITH RULE 904 OF REGULATION S) WILL BE<br />

REQUIRED (OR IN CERTAIN CIRCUMSTANCES DEEMED) TO REPRESENT AND AGREE THAT IT IS<br />

A QUALIFIED PURCHASER AND TO ALSO MAKE (OR WILL BE DEEMED TO MAKE) THE<br />

REPRESENTATIONS SET FORTH IN “PLACEMENT AND TRANSFER RESTRICTIONS” HEREIN. NO<br />

TRANSFER OF NOTES WHICH WOULD HAVE THE EFFECT OF REQUIRING EITHER THE ISSUER<br />

OR THE POOL OF COLLATERAL TO REGISTER AS AN INVESTMENT COMPANY UNDER THE<br />

INVESTMENT COMPANY ACT WILL BE PERMITTED.<br />

INFORMATION APPLICABLE TO U.S. INVESTORS<br />

This Prospectus has been prepared by the Issuer solely for use in connection with the offering and the listing of<br />

the Notes described herein (the Offering). The Issuer and the Initial Purchaser reserve the right to reject any<br />

offer to purchase Notes in whole or in part for any reason, or to sell less than the stated initial principal amount<br />

of any Class of Notes offered hereby. This Prospectus does not constitute an offer to the public generally to<br />

subscribe for or otherwise acquire the Notes. Each prospective purchaser of the Notes must comply with all<br />

applicable laws and regulations in force in any jurisdiction in which it purchases, offers or sells Notes or<br />

possesses or distributes this Prospectus, and must obtain any consent, approval or permission required by it for<br />

the purchase, offer or sale by it of the Notes under the laws and regulations in force in any jurisdiction to which<br />

it is subject or in which it makes such purchases, offers or sales, and neither the Issuer nor the Initial Purchaser<br />

shall have any responsibility therefor.<br />

AVAILABLE INFORMATION<br />

To permit compliance with Rule 144A under the Securities Act in connection with the sale of the Notes, the<br />

Issuer will be required pursuant to the Trust Deed to furnish, upon request of a holder of a Note, to such holder<br />

and a prospective purchaser designated by such holder, the information required to be delivered under<br />

Rule 144A(d)(4) under the Securities Act if at the time of the request the Issuer is not a reporting company<br />

under Section 13 or Section 15(d) of the United States Securities Exchange Act of 1934, as amended (the<br />

Exchange Act), or exempt from reporting pursuant to Rule 12g3-2(b) under the Exchange Act. All information<br />

made available by the Issuer pursuant to the terms of this paragraph may also be obtained during usual business<br />

hours free of charge at the office of the Paying Agent in Ireland.<br />

_________________________<br />

NOTICE TO NEW HAMPSHIRE RESIDENTS<br />

FOR NEW HAMPSHIRE RESIDENTS ONLY: NEITHER THE FACT THAT A REGISTRATION<br />

STATEMENT OR AN APPLICATION FOR A LICENSE HAS BEEN FILED UNDER CHAPTER<br />

421-B OF THE NEW HAMPSHIRE RE<strong>VI</strong>SED STATUTES (THE RSA) WITH THE STATE OF NEW<br />

HAMPSHIRE NOR THE FACT THAT A SECURITY IS EFFECTIVELY REGISTERED OR A<br />

PERSON IS LICENSED IN THE STATE OF NEW HAMPSHIRE CONSTITUTES A FINDING BY<br />

THE SECRETARY OF STATE OF NEW HAMPSHIRE THAT ANY DOCUMENT FILED UNDER<br />

RSA 421-B IS TRUE, COMPLETE AND NOT MISLEADING. NEITHER ANY SUCH FACT NOR<br />

THE FACT THAT AN EXEMPTION OR EXCEPTION IS AVAILABLE FOR A SECURITY OR A<br />

TRANSACTION MEANS THAT THE SECRETARY OF STATE HAS PASSED IN ANY WAY UPON<br />

THE MERITS OR QUALIFICATIONS OF, OR RECOMMENDED OR GIVEN APPROVAL TO, ANY<br />

PERSON, SECURITY, OR TRANSACTION. IT IS UNLAWFUL TO MAKE, OR CAUSE TO BE<br />

MADE, TO ANY PROSPECTIVE PURCHASER, CUSTOMER, OR CLIENT ANY<br />

REPRESENTATION INCONSISTENT WITH THE PRO<strong>VI</strong>SIONS OF THIS PARAGRAPH.<br />

EACH PURCHASER OF A NOTE (OR INTEREST THEREIN) WILL BE REQUIRED TO CERTIFY (OR IN<br />

CERTAIN CIRCUMSTANCES BE DEEMED TO REPRESENT AND WARRANT) THAT (I) EITHER<br />

(A) IT IS NOT (AND FOR SO LONG AS IT HOLDS A NOTE WILL NOT BE), AND IS NOT ACTING ON<br />

BEHALF OF (AND FOR SO LONG AS IT HOLDS A NOTE IT WILL NOT BE ACTING ON BEHALF OF),<br />

AN EMPLOYEE BENEFIT PLAN (AS DEFINED IN SECTION 3(3) OF THE UNITED STATES<br />

EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974, AS AMENDED (ERISA)), WHETHER<br />

OR NOT IT IS SUBJECT TO THE PRO<strong>VI</strong>SIONS OF TITLE I OF ERISA, (II) A PLAN THAT IS SUBJECT<br />

TO SECTION 4975 OF THE UNITED STATES INTERNAL REVENUE CODE OF 1986, AS AMENDED<br />

iv

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