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Professional Conduct Guidelines - B. Misconduct, October 2006

Professional Conduct Guidelines - B. Misconduct, October 2006

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• (Where applicable) advise the employee/representative that if<br />

they wish to have a private discussion they should request a<br />

halt to proceedings.<br />

• Advise the employee that he/she will have an opportunity to<br />

fully respond to the questions asked and to provide<br />

comments with respect to relevant issues, which includes<br />

giving their version of the events in question.<br />

• Advise the employee that it is in their best interest to answer<br />

questions and have their version of events recorded.<br />

During a section 17(2)(b) interview<br />

The investigator must:<br />

• Put each allegation/incident to the employee and invite<br />

him/her to respond<br />

• Interview the person in relation to his/her response or other<br />

matters in relation to the allegation<br />

• Avoid accusatory or intimidatory language or tone of voice<br />

• Avoid making comments about the answer given<br />

• Not indicate personal views or opinions or those of other<br />

people<br />

• Ask the employee if there is anything else they wish to say.<br />

During a fact finding or witness interview<br />

The investigator should<br />

• Invite the witness to give his/her version of events<br />

• Avoid accusatory or intimidatory language or tone of voice<br />

• Avoid making comments about the answer given<br />

• Not indicate personal views or opinions or those of other<br />

people<br />

• Ask the witness if there is anything else they wish to say.<br />

• Ask the witness if there is any other document or material<br />

they should inspect.<br />

• Ask the witness if there is any other person they investigator<br />

should speak to.<br />

Concluding a section 17(2)(b) interview<br />

Investigators should not indicate that any view has been formed.<br />

Investigators must advise the employee:<br />

• That following the completion of the investigation that a<br />

Report will be provided to the Chief Executive.<br />

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