Regulation of Advisers - Morgan, Lewis & Bockius
Regulation of Advisers - Morgan, Lewis & Bockius
Regulation of Advisers - Morgan, Lewis & Bockius
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Best Execution Committee<br />
• Who measures “best ex”?<br />
• Third party TCA vendors<br />
• Composition <strong>of</strong><br />
committee<br />
- Who is on the committee?<br />
- How many may there be?<br />
- How many needed?<br />
- Is the CCO included?<br />
• Committee meetings<br />
- How <strong>of</strong>ten?<br />
- What is covered?<br />
• Record <strong>of</strong> meetings<br />
© <strong>Morgan</strong>, <strong>Lewis</strong> & <strong>Bockius</strong> LLP<br />
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