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Operational Guidelines for Ethics Committees That Review ...

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TABLE OF CONTENTS<br />

PREFACE ...................................................................................... v<br />

1 OBJECTIVE .............................................................................1<br />

2 THE ROLE OF AN EC ..............................................................1<br />

3 ESTABLISHING A SYSTEM OF ETHICAL REVIEW ...............2<br />

4 CONSTITUTING AN EC ..........................................................2<br />

4.1 Membership Requirements............................................... 3<br />

4.2 Terms of Appointment ...................................................... 4<br />

4.3 Conditions of Appointment .............................................. 4<br />

4.4 Offices .............................................................................. 5<br />

4.5 Quorum Requirements ..................................................... 5<br />

4.6 Independent Consultants ................................................. 5<br />

4.7 Education <strong>for</strong> EC Members ............................................. 6<br />

5 SUBMITTING AN APPLICATION ............................................6<br />

5.1 Application ....................................................................... 6<br />

5.2 Application Requirements ................................................ 6<br />

5.3 Documentation ................................................................. 7<br />

6 REVIEW ..................................................................................9<br />

6.1 Meeting Requirements ..................................................... 9<br />

6.2 Elements of the <strong>Review</strong> .................................................. 10<br />

6.3 Expedited <strong>Review</strong> ........................................................... 13<br />

7 DECISION-MAKING .............................................................14<br />

8 COMMUNICATING A DECISION ..........................................15<br />

9 FOLLOW-UP ..........................................................................16<br />

10 DOCUMENTATION AND ARCHIVING .................................18<br />

GLOSSARY .................................................................................21<br />

SUPPORTING DOCUMENTS ......................................................23<br />

COMMITTEES ............................................................................25<br />

BACKGROUND ..........................................................................29<br />

iii

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