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NZSX/ NZDX Listing Rules APPENDIX 1 Part A (Rules 10.4.2 ... - NZX

NZSX/ NZDX Listing Rules APPENDIX 1 Part A (Rules 10.4.2 ... - NZX

NZSX/ NZDX Listing Rules APPENDIX 1 Part A (Rules 10.4.2 ... - NZX

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<strong>APPENDIX</strong> 14<br />

RULES NOT APPLICABLE TO EQUITY WARRANTS<br />

Rule 1.6.8<br />

Rule 1.5.2<br />

(Rule 1.14.3)<br />

Rule 2.2.2 except that the acknowledgement required under<br />

this rule is to be provided by the issuer instead of its directors<br />

Rule 3.1<br />

Rule 3.3. to Rule 3.5<br />

Section 4<br />

Rule 5.1.4<br />

Rule 6.3.1<br />

Rule 7.1.15<br />

Rule 7.3 to 7.9<br />

Rule 7.12.1 except that the Issuer will be required to comply<br />

with Rule 7.12.1 on a weekly basis in respect of any further<br />

issues of warrants of an existing series, rather than “forthwith”<br />

as required.<br />

Rule 8.1 to 8.4<br />

Section 9<br />

Rule 10.1.2<br />

Rule 10.3<br />

Rule 10.4<br />

Rule 10.5.1 and 10.5.3<br />

<strong>Rules</strong> 10.5.5 to 10.5.7

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