USA PATRIOT Act Certification

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Â. Correspondent Accounts Covered Üó this Certification: Check înå Üîõ. 0 This Certification applies to all accounts established for Foreign Bank Üó Covered Financial Institutions. Î This Certification applies to Ñîïåsðîndånt Accounts established Üó I Covered Financial Institution(s)) for Foreign Bank. (name of Ñ. Physical Presence/Regulated Affiliate Status: Check înå Üîõ and complete the blanks. I 0 Foreign Bank maintains à physical presence in any country. That means: i .Foreign Bank has à ðlàñå ofbusiness at the following street address: Akademik Sakharov Ave.. 9. Moscow. 107996. Russian Federation, where Foreign Bank employs one or more individuals îï à full-time basis and maintains operating records related to its banking activities. .The àÜîóå address is in the Russian Federation, where Foreign Bank is authorized to conduct banking activities. .Foreign Bank is subjecto inspection Üó SuDervisorv Board headed Üó Chairman ofthe Russian Federation Government in accordance with Federal Law "Îï Bank for DeveloDment" dated 17.05.2007 N!!82-FZ, the banking authority that licensed Foreign Bank to conduct banking activities. i Î Î Foreign Bank does not have à physical presence in any country, but Foreign Bank is à regulated affiliate. That means: .Foreign Bank is an affiliate of à depository institution, credit union, or à foreign bank that maintains à physical presence at the following street address: , where it employs one or more persons îï à full-time basis and maintains operating records related to its banking activities. .The àÜîóå address is in (insert country), where the depository institution, credit union, or foreign bank is authorized to conduct banking activities. .Foreign Bank is subjecto supervision Üó , (insert Banking Authority), the same banking authority that regulates the depository institution, credit union, or foreign bank. Foreign Bank does not have à physical presence in à country and is not à regulated affiliate. D. Indirect Use of Correspondent Accounts: Check Üîõ to certify. 0 No Ñîïåsðîndånt Account maintained Üó à Covered Financial Institution màó Üå used to indirectly provide banking services to certain foreign banks. Foreign Bank hereby certifies that it does not use any Ñîïåsðîndånt Account with à Covered Financial Institution to indirectly provide banking services to 2
anó foreign bank that does not maintain à physical presence in anó country and that is not à regulated affiliate. Å. Ownership Information: Check Üîõ 1 or 2 below, if applicable. Î 1. Form FR Ó -7 is îï file. Foreign Bank has filed with the Federal Reserve Board à ñèïånt Form FR Ó -7 and has disclosed its ownership information îï Item 4 ofForm FR Ó -7. Î 2. Foreign Bank's shares are publicly traded. Publicly traded means that the shares are traded îï an exchange or an organized over-'the-counter market that is regulated Üó à foreign securities authorityas defined in section 3(à)(50) of the Securities Exchange Act of 1934 (15 U.S.C. 78ñ(à)(50)). Ifneither Üîõ 1 or 2 ofPart Å is checked, complete item 3 below, if applicable. 0 3. Foreign Bank has ïî owner(s) except as set forth below. For purposes ofthis Certification, owner means anó person who, directly or indirectly, (à) owns, controls, or has power to vote 25 percent or more of anó class of voting securities or other voting interests ofForeign Bank; or (Ü) controls in anó manner the election of à majority of the directors (or individuals exercising similar functions) ofForeign Bank. For purposes ofthis Certification, (i) person means anó individual, bank, corporation, partnership, limited iability ñàòðàïó or anó other legal entity; (ii) voting securities or other voting interests means securities or other interests that entitle the holder to vote for or select directors (or individuals exercising similar functions); and (iii) members of the same family* shall Üå considered one person. Name The State ofthe Russian Federation Address F. Process Agent: complete the following. The following individual or entity: R~resentative office of the state coòoration "Bank for Development and Foreign Economic Affairs Nnesheconombank)" is à resident of the United States at the following street address: 400 Madison Ave.. Suite 7Â. New York. NY. 10017. USA, and is authorized to accept service oflegal process îï behalf ofForeign Bank ïîm the * ÒÜå same family means parents, spouses, children, siblings, uncles, aunts, grandparents, grandchildren, first cousins, stepchildren, stepsiblings, parents-in-law and spouses of any ofthe foregoing. In determining the ownership interests ofthe same family, any voting interest ofany family member shall Üå taken into account. 3
Page 1: APPENDIX À ÒÎ SUBPART 1 OF PART

USA PATRIOT Act Certification

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