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"Consent and the Personal Health information ... - Miller Thomson

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–14 –<br />

Deceased Persons<br />

<strong>Consent</strong> for deceased individuals for <strong>the</strong> collection, use or disclosure of <strong>information</strong> of PHI may<br />

be provided by <strong>the</strong> deceased’s estate trustee. If <strong>the</strong>re is no estate trustee, <strong>the</strong> person who has<br />

assumed responsibility for <strong>the</strong> administration of <strong>the</strong> estate may give or refuse consent. 63<br />

Where <strong>the</strong> deceased individual had a will or where it is necessary to probate an estate, it can be<br />

expected that <strong>the</strong>re is documentation relating to <strong>the</strong> appointment of an estate trustee. Where<br />

possible, a HIC should verify <strong>the</strong> authority of <strong>the</strong> estate trustee by obtaining a notarized copy of<br />

<strong>the</strong> will, a “Certificate of Appointment with a Will”or a “Certificate of Appointment of Estate<br />

Trustee without a Will”for its records. Where <strong>the</strong> HIC is obtaining consent from a “person who<br />

has assumed responsibility for <strong>the</strong> administration of <strong>the</strong> deceased’s estate”, a HIC may obtain<br />

consent from this individual if it is reasonable for to rely on <strong>the</strong> accuracy of <strong>the</strong> assertion made<br />

by that person, regarding <strong>the</strong>ir identity. 64 Depending upon <strong>the</strong> circumstances, some HICs may<br />

request additional documentation to support this contention, such as a notarized letter from <strong>the</strong><br />

individual stating that he or she has assumed this responsibility <strong>and</strong> has no knowledge of any<br />

o<strong>the</strong>r individual who is or may claim to be <strong>the</strong> estate trustee of <strong>the</strong> individual.<br />

Relying on <strong>the</strong> Assertions of Those who Claim Authority to <strong>Consent</strong><br />

PHIPA permits a HIC to rely upon <strong>the</strong> assertions of a person who claims authority to give<br />

consent under <strong>the</strong> Act “unless it is not reasonable to do so in <strong>the</strong> circumstances” 65 . A HIC may<br />

rely upon <strong>the</strong> assertion of ano<strong>the</strong>r person that consent is granted with respect to access to, or <strong>the</strong><br />

collection, use or disclosure of PHI, <strong>and</strong> specifically that:<br />

<br />

<br />

<br />

<br />

The person is entitled to consent to <strong>the</strong> collection, use or disclosure of PHI for that<br />

individual;<br />

The person is over <strong>the</strong> age of sixteen;<br />

The person is not prohibited by a court order or separation agreement from having<br />

access to <strong>the</strong> individual;<br />

No o<strong>the</strong>r person ranked higher or equally exists or if <strong>the</strong>y exist, <strong>the</strong>y would not<br />

object to <strong>the</strong> person making <strong>the</strong> decision.<br />

Notwithst<strong>and</strong>ing <strong>the</strong> above, where authority is derived pursuant to a legal document, it is prudent<br />

for a HIC to request a copy of <strong>the</strong> document for its records. Fur<strong>the</strong>rmore, a HIC may also ask<br />

questions to establish <strong>the</strong> individual’s authority <strong>and</strong> document <strong>the</strong> answers provided. Where<br />

<strong>the</strong>re is a question about <strong>the</strong> individual’s authority, a HIC must make reasonable efforts to<br />

determine <strong>the</strong> appropriate substitute decision maker before taking action on those instructions.<br />

63 PHIPA, s. 23(4)<br />

64 PHIPA, s. 20(1)<br />

65 PHIPA. s. 71(4)

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