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Firearm Identification in the Forensic Science Laboratory

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THE SCIENCE OF<br />

FIREARM IDENTIFICATION<br />

THE HISTORY of <strong>the</strong> science of forensic firearm<br />

(and toolmark) identification, and its court acceptance,<br />

spans over 100 years <strong>in</strong> <strong>the</strong> United States. The pr<strong>in</strong>ciples<br />

and <strong>the</strong> primary tools used <strong>in</strong> <strong>the</strong> science have<br />

changed very little dur<strong>in</strong>g this time. The comparison<br />

microscope, <strong>the</strong> primary tool used by <strong>the</strong> profession,<br />

has not changed <strong>in</strong> its basic design for almost 80 years.<br />

Before this <strong>in</strong>strument became available, exam<strong>in</strong>ers relied<br />

on photomicrograph comparisons to determ<strong>in</strong>e<br />

identity of fired bullets or cartridge cases, which was a<br />

time consum<strong>in</strong>g and laborious method. (The terms cartridge<br />

case, cas<strong>in</strong>g, and case will be <strong>in</strong>terchangeable <strong>in</strong><br />

usage.) With <strong>the</strong> eng<strong>in</strong>eer<strong>in</strong>g of <strong>the</strong> “optical bridge,”<br />

two compound microscopes were jo<strong>in</strong>ed toge<strong>the</strong>r, giv<strong>in</strong>g<br />

<strong>the</strong> exam<strong>in</strong>er <strong>the</strong> ability to observe and compare<br />

two objects at <strong>the</strong> same time under magnification. The<br />

genesis of <strong>the</strong> modern comparison microscope was accelerated<br />

with <strong>the</strong> addition of microscope stages that<br />

were designed for <strong>the</strong> mount<strong>in</strong>g of fired bullets, cases,<br />

and o<strong>the</strong>r items bear<strong>in</strong>g toolmarks. The science of<br />

firearm identification was soon propelled forward <strong>in</strong><br />

forensic <strong>in</strong>vestigations <strong>in</strong> this nation and worldwide.<br />

Today, firearm units <strong>in</strong> crime laboratories might use<br />

o<strong>the</strong>r complimentary microscopic and photographic<br />

<strong>in</strong>strumentation, but for matters concern<strong>in</strong>g <strong>the</strong> identification<br />

of toolmarks on fired bullets, cases or any<br />

o<strong>the</strong>r object, <strong>the</strong> comparison microscope is an absolutely<br />

necessary <strong>in</strong>strument.<br />

The recent computer technology for search<strong>in</strong>g image<br />

databases for presumptive l<strong>in</strong>kages is demonstrated by<br />

<strong>the</strong> <strong>in</strong>stallation and use of <strong>the</strong> National Integrated Ballistic<br />

Information Network (NIBIN). NIBIN has a firm<br />

foundation of acceptance <strong>in</strong> <strong>the</strong> forensic science community<br />

and <strong>the</strong> courts.<br />

As was described previously, <strong>the</strong> forensic science of<br />

firearm identification is a specialized sub-specialty of<br />

toolmark identification specifically related to <strong>the</strong><br />

firearm mechanism’s work<strong>in</strong>g surfaces. The firearm is<br />

made up of a number of tools, many of which come<br />

A comparison microscope<br />

<strong>in</strong>to contact with, and leave toolmarks on <strong>the</strong> softer<br />

metal of <strong>the</strong> cartridge case and/or bullet. The firearm,<br />

as with any o<strong>the</strong>r tool, has features that were designed<br />

by <strong>the</strong> factory. Features that are determ<strong>in</strong>ed by <strong>the</strong> manufacturer<br />

<strong>in</strong>clude <strong>the</strong> size of <strong>the</strong> cartridge chambered<br />

by <strong>the</strong> firearm, <strong>the</strong> orientation of <strong>the</strong> extractor and<br />

ejector, and <strong>the</strong> number, width and twist direction of<br />

<strong>the</strong> land and grooves of <strong>the</strong> barrel rifl<strong>in</strong>g. These characteristics<br />

can be imparted as toolmarks on <strong>the</strong> fired<br />

bullet and case dur<strong>in</strong>g fir<strong>in</strong>g, and can be classified by<br />

<strong>the</strong>ir class characteristics. These class characteristics are<br />

typically <strong>the</strong> first classification of toolmark evidence that<br />

<strong>the</strong> exam<strong>in</strong>er seeks <strong>in</strong> <strong>the</strong> exam<strong>in</strong>ation. Class characteristics<br />

help narrow <strong>the</strong> population of potential firearm<br />

sources. The follow<strong>in</strong>g experience common to us all<br />

gives an example of sort<strong>in</strong>g us<strong>in</strong>g class characteristics:<br />

You are leav<strong>in</strong>g a store and have to f<strong>in</strong>d your<br />

car <strong>in</strong> a large, crowded park<strong>in</strong>g lot. You beg<strong>in</strong> by<br />

look<strong>in</strong>g for a certa<strong>in</strong> vehicle type (SUV, convertible,<br />

sedan, etc.), make (Ford, Chevy, Volvo, etc),<br />

8 F I R E A R M I D E N T I F I C AT I O N I N T H E F O R E N S I C S C I E N C E L A B O R AT O RY

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