Apply for a trading account with this form. - OCBC Securities

8) Are you an accredited investor 3 as defined under section 4A of the Securities and Futures Act (Cap. 289)?*
If Yes, please be informed that you are exempted from the regulatory requirement to complete the Customer Account Review. Under the Financial Advisers Act (Cap.110), we are also
expressly exempted from assuming and will not assume any suitability obligation or any obligation to provide product information to accredited investors. If you wish to declare yourself
as an accredited investor, kindly obtain the Accredited Investor Status Declaration Form from our Customer Service officers or your Trading Representative.
9) Are you a Resident outside of Singapore, who is not a Singapore citizen or a permanent resident of Singapore; and not wholly or partly dependent on a Singapore citizen
or a permanent resident of Singapore?*
If Yes, please be informed that you are exempted from the regulatory requirement to complete the Customer Account Review. Under the Financial Advisers Act (Cap.110), we are also
expressly exempted from providing suitability advice and recommendations to Non-Resident investors except under a formal agreement as a specific paid service. For Non-Resident
investors, we are willing and will only provide “execution only” services.
Note:
3. Accredited investor means an individual whose net assets exceed in value $2 million (or its equivalent in a foreign currency) or such other amount as the Authority may prescribe, in place
of the first amount; or whose income in the preceding 12 months is not less than $300,000 (or itsequivalent in a foreign currency) or such other amount as the Authority may prescribe, in
place of the first amount.
1.I hereby confirm I have received, read and understood the Declaration and Agreement and agree that the terms and conditions therein form part of
my application for the opening of a trading account with OCBC Securities Private Limited.
2.I hereby confirm I have received, read and understood the contents of the Risk Disclosure Statement in the Schedule to the OSPL Standard Trading
Terms and Conditions.
3.In making this application for the opening of an account with OSPL, I hereby confirm that I have received a copy of the Guide and Cautionary Notes
(“Notes”) and have read and understood all the contents as set out in the Notes.
4.I confirm that I am opening the account for myself and not on behalf of any other person or entity.
Important Notes
1.Trading in investment products can be very risky, and you may lose all or more than the amount invested or deposited. This is particularly so for Excluded
Investment Products when you need to i) make your own trading decisions and ii) ensure each trade is specifically suitable for you.
2.You can at any time request for advice concerning a Specified Investment Product offered by OSPL. Please contact your Trading Representative if you wish
to request for such advice.
Co. Reg. No.: 196600262R Version Jan 2012