CUSTOMER ACCOUNT REVIEW FOR TRADING ... - OCBC Securities
CUSTOMER ACCOUNT REVIEW FOR TRADING ... - OCBC Securities
CUSTOMER ACCOUNT REVIEW FOR TRADING ... - OCBC Securities
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(D) SGX Online Quiz<br />
Have you personally undergone and completed the eTutorial and passed the online Quiz (SGX online Education on SIPs)?<br />
No<br />
Yes<br />
If yes, please state the score(s) of all the assessment(s) ___________________________________________________________________________<br />
Have you been declined for opening a SIP trading account by another licensed person or exempt financial institution?<br />
No<br />
Yes<br />
If yes, please indicate the name(s) of the broker __________________________________________________________________________________<br />
I hereby declare that the information submitted by me for the purpose of Customer account review, is true and accurate.<br />
____________________________________________<br />
Signature of Trading Account Holder / Date<br />
Note: Please ensure all questions are completed. Incomplete or inaccurate responses will affect the outcome of our assessment.<br />
<strong>FOR</strong> OFFICIAL USE ONLY<br />
Verifying Officer/Date:<br />
CS<br />
(OTC/SV/PV)<br />
Tagging:<br />
ASD<br />
Input by/Date:<br />
Checked by/Date:<br />
Co. Reg. No.: 196600262R Page 2 of 2
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