Should They Be On Your Product Shelf? - Robert Ironside

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Offering Memorandum Exemption• Not available in <strong>On</strong>tario• In BC, NB, NS & NL, the exemption is available when anissuer distributes its own securities to a purchaser if:– The person buys as principal, and– At, or prior to the signing of the purchase agreement,the issuer:• Delivers an Offering Memorandum, in prescribedform, to the purchaser, and• Obtains a signed risk acknowledgement, inprescribed form, from the purchaser– No ceiling on the amount of the purchase30© 2011 Knowledge Bureau, Inc.
Offering Memorandum Exemption• In AB, MB, NT, NU, PE, QC & SK, inaddition to the above conditions, there is aceiling of $10,000 on the acquisition costunless the purchaser qualifies as aneligible investor.31© 2011 Knowledge Bureau, Inc.
Page 2 and 3: The Exempt MarketRobert Ironside AB
Page 4 and 5: Funds Raised in the ExemptMarket: 2
Page 6 and 7: Reporting IssuersSource: B.C. Secur
Page 8 and 9: Location of Investors: 2010Source:
Page 10 and 11: Meet Ted• Ted is an entrepreneur
Page 12 and 13: Stage Two - Love Money• Once Ted
Page 14 and 15: Stage Four - Raising Money From the
Page 16 and 17: I.P.O.: BC Securities Act• 61 (1)
Page 18 and 19: The Exempt Market• An Exempt Mark
Page 23: Accredited Investors• An accredit
Page 26 and 27: Accredited Investors:Governments•
Page 28 and 29: Eligibility Advisor• An eligibili
Page 32 and 33: Eligible Investors• An eligible i
Page 34 and 35: National Instrument 31-103• Deale
Page 36 and 37: National Instrument 31-103:Dealer R
Page 38 and 39: Importance of the Exempt Market•
Page 40: • As Canada’s leading financial

Should They Be On Your Product Shelf? - Robert Ironside

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