11.07.2015 Views

Booklet - SEBI Investor Awareness Website - Securities and ...

Booklet - SEBI Investor Awareness Website - Securities and ...

Booklet - SEBI Investor Awareness Website - Securities and ...

SHOW MORE
SHOW LESS

You also want an ePaper? Increase the reach of your titles

YUMPU automatically turns print PDFs into web optimized ePapers that Google loves.

■■■■Funding investor education <strong>and</strong> awareness activities of investor associationsrecognized by the BoardAiding investor associations recognized by the Board to undertake legalproceedings in the interest of investors in securities that are listed or proposedto be listedExchanges have set up an <strong>Investor</strong> Protection Fund (IPF) to meet the claimsof investors against defaulter membersThe Exchanges also assist in arbitration process between members <strong>and</strong>investors <strong>and</strong> member’s inter-seINVESTOR GRIEVANCE REDRESSAL MECHANISM• <strong>SEBI</strong> <strong>and</strong> Stock Exchanges have set up investor grievance redressal cells for fastredressal of investor complaints relating to securities markets• <strong>SEBI</strong> has directed all the stock exchanges, registered brokers, sub-brokers,depositories <strong>and</strong> listed companies to make a provision for a special email ID ofthe grievance redressal division/ compliance offi cer for the purpose of registeringcomplaints by the investors• <strong>SEBI</strong> has set up a mechanism for redressal of investor grievances arising from thesecurities market• <strong>SEBI</strong> provides “walk-in” service at its head offi ce at Mumbai <strong>and</strong> its regionaloffi ces at New Delhi, Chennai, Kolkata <strong>and</strong> Ahmadabad on all working days.<strong>Investor</strong>s can meet the offi cials <strong>and</strong> get guidance relating to the grievances thatthey may have against issuers. <strong>Investor</strong>s can also meet the higher offi cials of<strong>SEBI</strong> on specifi ed working days.36

Hooray! Your file is uploaded and ready to be published.

Saved successfully!

Ooh no, something went wrong!