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Case Study: Vauban, Germany - ResourceSmart

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<strong>Vauban</strong>, <strong>Germany</strong><br />

Community leadership delivering sustainable urban renewal<br />

Snapshot<br />

Location: 3km from the city centre of Freiburg in<br />

southwest <strong>Germany</strong>.<br />

Size: 38-hectare brownfield site comprising about<br />

2,000 dwellings. Population is around 5,000 and the<br />

precinct provides around 600 jobs.<br />

Business model: Local government created<br />

a managed market to achieve sustainability<br />

outcomes in partnership with an innovative<br />

approach to community property development and<br />

a unique transport governance system.<br />

Financing: Multi-faceted financing model involving:<br />

- local government funding civil infrastructure<br />

- traditional development model for some housing<br />

- individuals forming construction communities to<br />

fund clusters of housing and communal property.<br />

Sustainability: Key components include:<br />

- planning provisions that required very high<br />

building efficiency, going beyond an already<br />

progressive national standard<br />

- local combined heat and power plant, fuelled by<br />

natural gas and woodchips<br />

- an integrated approach to car-free living leading<br />

to strong reliance on walking or cycling<br />

- solar hot water or PV panels on many residential<br />

and commercial buildings<br />

- a sustainable urban drainage system across the<br />

district.<br />

Critical success factors:<br />

- Ownership of the land enabled the local<br />

government to create a managed market to<br />

achieve sustainability outcomes.<br />

- Construction communities delivered mediumdensity<br />

housing for groups of owner builders,<br />

resulting in higher sustainability outcomes and<br />

cost savings of up to 25%.<br />

- Car-free households were exempt from the legal<br />

requirement to providing parking space, and the<br />

associated cost of this.<br />

sustainability.vic.gov.au<br />

Overview<br />

Freiburg is known as <strong>Germany</strong>’s ecological capital. It is home<br />

to many environmental research and development facilities of<br />

international stature and has had a strong focus on walking,<br />

cycling and public transport since progressively pedestrianising<br />

from 1971 onwards.<br />

<strong>Vauban</strong>, three kilometres from the Freiburg city centre, is a 38-hectare<br />

brownfield development, comprising approximately 2,000 dwellings<br />

and 600 jobs, on the site of a former French army barracks.<br />

The main goal of the project was to implement a city district in<br />

a cooperative, participatory way which meets ecological, social,<br />

economic and cultural requirements. The city council has closely<br />

managed the sale and redevelopment of the land to ensure best<br />

practice environmental sustainability and social outcomes. This has<br />

included strong community participation delivered through a notfor-profit<br />

engagement organisation, Forum <strong>Vauban</strong>.<br />

The project is an example of multi-faceted innovation, where<br />

several public and private sector stakeholders reinterpreted<br />

traditional developer roles and developed an overall delivery model<br />

that achieved an integrated best practice sustainability outcome.<br />

<strong>Vauban</strong> is most renowned for its unique status as a car-free suburb;<br />

however, there are many other features that make it an important<br />

example of a holistic approach to achieving environmental and social<br />

outcomes. The emergence of co-housing projects or construction<br />

communities, where a group of individuals with a common vision<br />

for living cooperate to develop an apartment building on their terms,<br />

played an important part at <strong>Vauban</strong>. These communities delivered<br />

high-quality sustainability outcomes, whilst also developing a strong<br />

sense of community.<br />

The cohesive community atmosphere, coupled with the car-free<br />

streets, has resulted in a high proportion of owner-occupiers,<br />

particularly families with children. The majority of the housing is<br />

aimed at the middle market. 10% of the development is social<br />

housing supported by external social housing associations.<br />

Planning for the district started in 1993 and, following three<br />

development phases, build out was completed in 2006.<br />

A managed market approach<br />

The concept of a managed market approach to precinct-scale<br />

development demonstrates a way for government to leverage the<br />

benefits of private sector involvement in projects, while maintaining<br />

control over outcomes.


Providing a series of incentives and regulatory requirements<br />

can ensure desired outcomes are achieved, while providing the<br />

right conditions for private sector entities to innovate. As the<br />

owner of the land, the City of Freiburg was able to set ambitious<br />

sustainability requirements. Community support for this vision<br />

ensured that less sustainable development options with greater<br />

short-term financial returns for commercial developers were not<br />

given access to the site. Government set a clear and ambitious<br />

vision for the sustainability outcomes. This provided the overall<br />

management framework through which community groups,<br />

commercial builders and other entities could freely innovate to<br />

deliver the elements of the overall vision.<br />

Figure 1: <strong>Vauban</strong> managed market<br />

The main objective of the project was “to implement a<br />

development in a cooperative, participatory way which meets<br />

ecological, social, economical and cultural requirements”.<br />

Car-free living and a strong preference for owner-occupiers<br />

rather than investment properties were explicitly stated,<br />

amongst others, as desired outcomes in the early stages of the<br />

project. These became key influences on the development.<br />

The City of Freiburg also required that buildings be constructed<br />

to an energy standard that was well ahead of minimum<br />

requirements. This standard was adopted as the national<br />

standard across <strong>Germany</strong> six years later.<br />

Construction communities – not-for-profit<br />

developers<br />

Construction communities were envisioned as part of<br />

the development of the <strong>Vauban</strong> concept. Through the<br />

master-planning process, the local council prescribed that<br />

a large number of the sites within the broader <strong>Vauban</strong><br />

development would be reserved for co-housing projects.<br />

Community as the developer<br />

Meinhard Hansen, PassivHaus architect and resident of<br />

<strong>Vauban</strong>, was involved in some of the first of <strong>Vauban</strong>’s<br />

construction communities. One of the critical lessons he<br />

took from this was the importance of a robust governance<br />

structure and appropriate technical expertise. Identifying<br />

a business opportunity in this, he set up a project<br />

management company tailored to the needs of groups<br />

wishing to build their own apartment building. Doing this has<br />

led to a more streamlined development process, a reduced<br />

chance of dissatisfaction amongst the membership of the<br />

co-housing groups, along with a new area of business.<br />

Building models for enabling sustainable precincts<br />

Construction communities have become a popular concept<br />

in <strong>Germany</strong> as a means of bypassing developers while still<br />

capturing the economic benefits of construction at scale.<br />

<strong>Vauban</strong> has seen a number of successful construction<br />

community projects, leading to high-level sustainability<br />

outcomes as well as developing a sense of community.<br />

Some of the communities were formed by architects, others by<br />

prospective residents planning varying levels of owner-building.<br />

The role of the construction communities extended from the<br />

planning and building process to recruiting additional members<br />

in order to further increase economies of scale.<br />

These communities were responsible for the detailed design of<br />

their shared property, accommodating their specific individual and<br />

collective needs and aspirations in a common plan, and pursuing<br />

additional environmental and social objectives.<br />

The formal cooperative established by the group has the<br />

responsibility for financing, project management, cost control, and<br />

project financial accounts. This body then generally becomes the<br />

owners’ corporation upon project completion, as was the case in<br />

most construction community projects at <strong>Vauban</strong>.<br />

The financial risks involved in the project are shared by all<br />

members of community according to their financial stake in<br />

the project. Members also share the financial benefits. The<br />

collective nature of this development model allows building<br />

to take place on a larger scale, which for projects at <strong>Vauban</strong><br />

resulted in estimated cost saving of up to 25%. This includes<br />

around a 10% saving from reduced risk and holding costs that<br />

a developer would normally incur. 1<br />

Historically, these communities evolved organically and developed<br />

the concept for the site as a group. Some of these organic<br />

communities encountered difficulties and conflict when making<br />

decisions, sometimes even ending up in court to settle disputes.<br />

An alternative model is where a project manager develops the<br />

concept for the site and invites members through a prospectus.<br />

Figure 2: Construction community development model (adapted<br />

from Hans Jorg Schwander www.innovation-academy.de)<br />

1. Meinhard Hansen, 12 May 2010, personal communication (interview)


Transparent cost for car parking<br />

The development incorporates a variety of measures to<br />

support residents to be car free, including streets that favour<br />

walking and cycling over driving, access to high-quality public<br />

transport, local provision of services such as shops and<br />

schools, and a car-share scheme.<br />

The physical and financial separation of car parking from<br />

buildings has been an important component of the sustainable<br />

transport strategy. Centralised garages provide parking for<br />

residents and businesses within the precinct, removing parking<br />

from almost all residential streets and private garages (see<br />

Figure 3 below). Residents must choose to lease or purchase<br />

a space as a separate cost to purchasing or renting their<br />

property. This has made the cost of car parking an upfront,<br />

separate, and optional expense for residents; one that many<br />

choose not to pay. Car-free households save the substantial<br />

costs of a parking space and other vehicle infrastructure that is<br />

normally hidden in purchase or lease costs. The Association for<br />

Car Free Living, a not-for-profit organisation established for the<br />

purpose, manages this aspect of the development.<br />

The centralised garages were built and financed by a<br />

private firm largely owned by the City of Freiburg. They are<br />

sold or leased to residents as individual car spaces by the<br />

Association for Car Free Living. The community car park<br />

did not receive any public financial support. Reducing the<br />

number of cars in the precinct has also freed significant<br />

additional space for more valuable land uses.<br />

Figure 3: <strong>Vauban</strong> development plan<br />

Government and community partnership<br />

Local interest in the <strong>Vauban</strong> development was strong, and<br />

the highly environmentally and socially aware community<br />

was keen to see a development that reflected their values.<br />

The City of Freiburg was committed to a flexible and<br />

participatory approach that enabled its citizens to influence<br />

the development. These relatively unique and site-specific<br />

factors were essential in ensuring the viability of the precinct<br />

project.<br />

Forum <strong>Vauban</strong>, a citizens’ association with non-government<br />

organisation (NGO status, was established. Forum <strong>Vauban</strong><br />

was contracted by the city to lead the participation of<br />

residents, the elaboration of sustainability goals and carry<br />

out public relations work. This allowed for extensive citizen<br />

participation that went far beyond legal requirements<br />

and enabled citizens to participate in every stage of the<br />

development process. During the planning process, Forum<br />

<strong>Vauban</strong> was a legal body sharing responsibility for the district<br />

design by representing the wishes and needs of the future<br />

inhabitants. This dynamic organisation also played a part in<br />

the formation of many of the construction communities and<br />

the Association for Car Free Living.<br />

Forum <strong>Vauban</strong> was financed through membership fees,<br />

donations, moderate economic income and public grants.


Key environmental and social<br />

sustainability features<br />

Energy supply<br />

• A combined heat and power plant that burns wood chips<br />

and gas provides electricity for around two-thirds of <strong>Vauban</strong><br />

and is connected to the district’s heating network.<br />

• There are solar hot water or photovoltaic panels on many<br />

buildings. <strong>Vauban</strong> is estimated to be one of the largest solar<br />

districts in Europe.<br />

Energy efficient design<br />

• Planning provisions in <strong>Vauban</strong> required developers to<br />

achieve a very high standard of efficiency, going beyond an<br />

already progressive national standard.<br />

• Some developers and individuals building in the precinct<br />

went even further still building to the European standard of<br />

PassivHaus – essentially meaning that almost no energy is<br />

consumed for space heating or cooling.<br />

Sustainable materials<br />

• Some of the construction communities used ecological<br />

materials such as wood, clay and other locally produced<br />

materials.<br />

A sense of community<br />

• Without the presence of cars, streets are used as<br />

playgrounds for children and places for social interaction.<br />

• The creation of communal areas promotes incidental<br />

social interaction.<br />

Transport<br />

• Residents have access to a comprehensive public transport<br />

network.<br />

• For most of the residential area, the development plan<br />

prohibits the building of parking space on private property.<br />

• Cars are only allowed into the residential area for pick-up<br />

and delivery. The speed limit on the district’s main road is<br />

30 km/h and in the residential area is 5 km/h.<br />

• Residents who joined the car-sharing scheme receive a<br />

one-year discount public transport pass.<br />

• Schools, a market, a shopping centre and recreation areas<br />

are within walking and cycling distance.<br />

• Around 64% of all trips in <strong>Vauban</strong> are made by walking<br />

or cycling, compared to an average of around 15% for<br />

metropolitan Melbourne.<br />

Building models for enabling sustainable precincts<br />

Waste-water treatment<br />

• One pilot project tested an innovative sewage system.<br />

Sewage is transported through vacuum pipes into a<br />

biogas plant and the biogas generated is used for cooking.<br />

Remaining grey water is cleaned in biofilm plants and<br />

returned to the water cycle.<br />

For further information:<br />

For more information about SV’s Sustainable Precincts<br />

program, visit www.resourcesmart.vic.gov.au/precincts<br />

www.vauban.de/info/abstract.html<br />

www.forum-vauban.de/tasks.shtml<br />

Header image © Jacquie Monie, University of Melbourne, VEIL


Business models for enabling sustainable precincts<br />

© Sustainability Victoria 2011. Images are © Jacquie Monie,<br />

University of Melbourne, VEIL<br />

Sustainability Victoria gives no warranty regarding this publication’s accuracy,<br />

completeness, currency or suitability for any particular purpose and to the<br />

extent permitted by law, does not accept any liability for loss or damages incurred<br />

as a result of reliance placed upon the content of this publication. This<br />

publication is provided on the basis that all persons accessing it undertake<br />

responsibility for assessing the relevance and accuracy of its content.<br />

Business models for enabling sustainable precincts should be attributed to<br />

Moreland Energy Foundation, Net Balance and Green Spark Consulting. Images<br />

should be attributed to Jacquie Monie, University of Melbourne, VEIL<br />

Business models for enabling sustainable precincts excluding images is<br />

licensed under a Creative Commons Attribution-No Derivatives 3.0 Australia<br />

licence. In essence, you are free to copy and distribute the work, as long as<br />

you attribute the work, do not adapt the work and abide by the other licence<br />

terms. To view a copy of this licence, visit: http://creativecommons.org/licenses/by-nd/3.0/au/

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