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Full PDF Version - ASPE - U.S. Department of Health and Human ...

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Factors to Consider When Choosing Coverage Options: Two Illustrative Services 91for a range <strong>of</strong> case management functions thatare not specifically covered under the casemanagement service for waiver beneficiaries(e.g., eligibility determination; administrativefunctions involving case managers such asprogram planning, development <strong>and</strong> outreach;<strong>and</strong> certain licensing <strong>and</strong> contractingfunctions).• When points <strong>of</strong> entry are organized along targetpopulation lines, administrative claimingmay be used to avoid some <strong>of</strong> the problemsassociated with service-based claiming, especiallywhen most <strong>of</strong> the individuals receivingservices are Medicaid-eligible in any case.• Administrative claiming is consistent withmodels where a state has established, by lawor regulation, a distinct network <strong>of</strong> local point<strong>of</strong>-entry/casemanagement authorities.• In addition to helping a state underwrite thecosts <strong>of</strong> its point <strong>of</strong> entry/service coordinationsystem, administrative claiming can play animportant role in helping states operate theirhome <strong>and</strong> community service systemsthrough activities that are not keyed to meetingthe needs <strong>of</strong> specific consumers (suchactivities can be conducted directly by theMedicaid state agency or provided by a vendor).Such activities include:— Outreach to make individuals <strong>and</strong> familiesaware <strong>of</strong> the availability <strong>of</strong> home <strong>and</strong> communityservices.— Quality assurance/quality improvementactivities associated with the delivery <strong>of</strong>Medicaid home <strong>and</strong> community services.— Automated data systems to compile awide range <strong>of</strong> information concerning beneficiaries<strong>of</strong> home <strong>and</strong> community services,including data to support qualityimprovement activities or aid in strategicplanning.— “Hot lines” <strong>and</strong> similar administrativeactivities to aid beneficiaries in locatingservices or registering complaints.— Various state-level administrative systemsactivities—including conducting statelevelreview <strong>and</strong> approval <strong>of</strong> HCBS waiverplans <strong>of</strong> care <strong>and</strong> other types <strong>of</strong> serviceplans, operating payment systems, determiningprovider rates, responding to consumercomplaints, <strong>and</strong> conducting servicequality reviews.• The administrative claiming option for casemanagement activities provides states withthe capability <strong>of</strong> securing FFP for external casemanagement services furnished to institutionalizedpersons that does not hinge on whetherthe person’s discharge from the facility isimminent. Administrative claiming may beemployed to provide external oversight <strong>of</strong> thewell-being <strong>of</strong> institutionalized persons as wellas support “in-reach” activities to provideinformation concerning the availability <strong>of</strong>home <strong>and</strong> community services.Administrative claiming may also span casemanagement activities that are directly tied toarranging <strong>and</strong> assisting a person’s return tothe community without respect to length <strong>of</strong>time involved. However, such activities mustbe tied to arranging Medicaid home <strong>and</strong> communityservices. The state Medicaid agencymay obtain case management services forinstitutionalized persons via contract with astate program <strong>of</strong>fice or through local humanservices agencies. Organizing case managementfor institutionalized persons under theadministrative claiming option may simplifyuse <strong>of</strong> Medicaid dollars to underwrite suchservices in comparison to other available serviceoptions.Drawbacks to states <strong>of</strong> using administrativeclaiming for case management services:• Federal reimbursement <strong>of</strong> administrativeexpenses is generally limited to 50 percent <strong>of</strong>allowable costs. In states where the servicerate is greater than 50 percent, administrativeclaiming will yield less FFP.• Administrative claiming is limited to activitiesrelated solely to administration <strong>of</strong> the Medicaidplan. Thus, the costs <strong>of</strong> activities that

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